alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
EXHIBIT 10.1

                            Agreement with Management




                                       28
<PAGE>





                                    AGREEMENT

We, First Business  Service Group,  Inc., a Florida  corporation,  do agree with
you, our president,  director and management,  Michael T. Williams, as of May 1,
1999, as follows.

o     We will not sell any securities prior to the location of an acquisition or
      merger candidate.

o     The  costs  of   identifying,   investigating,   and  analyzing   business
      combinations  not  obtained  from  the  merger  fee  paid  to  us  by  the
      acquisition  candidate  will be paid with funds  contributed  as a capital
      contribution by our president.  Management will fund our cash requirements
      until an acquisition is closed. Management has placed no cap on the amount
      of funds they will lend.

o     We may not borrow funds and use the loan  proceeds to make payments to any
      officer, director, promoter or affiliate or associate of us.

o     We will not enter into a business combination with any company which is in
      any way wholly or partially  beneficially owned by any officer,  director,
      promoter or affiliate or associate of us.

o     We will not pay a finder's fee to any member of management  for locating a
      merger or acquisition candidate.

o     No member  of  management  intends  to or may seek and  negotiate  for the
      payment of finder's fees.

o     Other  fees may be paid to our  management  if and only if it is agreed by
      the acquisition  candidate in the merger  agreement.  Any such fee will be
      funded  by a fee the  acquisition  candidate  agrees to pay as part of the
      merger agreement. There is no minimum or maximum amount of fee that can be
      paid. The amount will be determined in  arms'-length  negotiations  in the
      merger agreement.

o     The only other  pecuniary  benefit to be  received  by  management  is the
      retention of a to-be-agreed percent of stock after the acquisition closes.
      There is no minimum or maximum amount of stock which can be retained.  The
      amount  will be  determined  in  arms'-length  negotiations  in the merger
      agreement.

o     Except as  described  above,  we will not  utilize  any other  methods  of
      payments by which management or current shareholders receive funds, stock,
      other assets or anything of value whether tangible or intangible

First Business Service Group, Inc.,
a Florida corporation



By: /s/ Michael T. Williams ______________________
Michael T. Williams; president, director and management

/s/ Michael T. Williams
Michael T. Williams

                                       29
<PAGE>
John HENSON, petitioner, v. Darren GRIEM.

No. 18M31.

Supreme Court of the United States

Oct. 1, 2018.

Motion to direct the Clerk to file a petition for writ of certiorari out of time denied.
John K.D. WATSON, petitioner, v. VIRGINIA.

No. 18-5481.

Supreme Court of the United States

Oct. 9, 2018.

Petition for writ of certiorari to the United States Court of Appeals for the Fourth Circuit denied.
<TABLE> <S> <C>

<PAGE>
<ARTICLE> 5
<LEGEND>
THIS SCHEDULE CONTAINS SUMMARY FINANCIAL INFORMATION EXTRACTED FROM THE
CONDENSED CONSOLIDATED BALANCE SHEET OF AVIVA PETROLEUM INC. AND SUBSIDIARIES AS
OF JUNE 30, 2000 AND THE RELATED CONDENSED CONSOLIDATED STATEMENT OF OPERATIONS
FOR THE SIX MONTH PERIOD ENDED JUNE 30, 2000 AND IS QUALIFIED IN ITS ENTIRETY BY
REFERENCE TO SUCH FINANCIAL STATEMENTS.
</LEGEND>
<MULTIPLIER> 1,000

<S>                             <C>
<PERIOD-TYPE>                   6-MOS
<FISCAL-YEAR-END>                          DEC-31-2000
<PERIOD-START>                             JAN-01-2000
<PERIOD-END>                               JUN-30-2000
<CASH>                                             525
<SECURITIES>                                         0
<RECEIVABLES>                                    1,001
<ALLOWANCES>                                       129
<INVENTORY>                                        159
<CURRENT-ASSETS>                                 1,633
<PP&E>                                          26,425
<DEPRECIATION>                                  25,848
<TOTAL-ASSETS>                                   3,785
<CURRENT-LIABILITIES>                            1,655
<BONDS>                                          2,750
<PREFERRED-MANDATORY>                                0
<PREFERRED>                                          0
<COMMON>                                         2,345
<OTHER-SE>                                      (4,528)
<TOTAL-LIABILITY-AND-EQUITY>                     3,785
<SALES>                                          4,313
<TOTAL-REVENUES>                                 4,368
<CGS>                                            1,951
<TOTAL-COSTS>                                    1,951
<OTHER-EXPENSES>                                     0
<LOSS-PROVISION>                                  (110)
<INTEREST-EXPENSE>                                 684
<INCOME-PRETAX>                                  4,813
<INCOME-TAX>                                       193
<INCOME-CONTINUING>                              4,620
<DISCONTINUED>                                       0
<EXTRAORDINARY>                                  4,680
<CHANGES>                                            0
<NET-INCOME>                                     9,300
<EPS-BASIC>                                       0.20
<EPS-DILUTED>                                     0.20


</TABLE>
AO 440 (Rev. 06/12) Summons in a Civil Action

UNITED STATES DISTRICT COURT

for the

__________ District of __________ 

)

)

)

)

)

)

)

)

)

)

)

)

Plaintiff(s)

v. Civil Action No.

Defendant(s)

SUMMONS IN A CIVIL ACTION

To: (Defendant’s name and address)

A lawsuit has been filed against you.

Within 21 days after service of this summons on you (not counting the day you received it) — or 60 days if you

are the United States or a United States agency, or an officer or employee of the United States described in Fed. R. Civ.

P. 12 (a)(2) or (3) — you must serve on the plaintiff an answer to the attached complaint or a motion under Rule 12 of

the Federal Rules of Civil Procedure. The answer or motion must be served on the plaintiff or plaintiff’s attorney,

whose name and address are:

If you fail to respond, judgment by default will be entered against you for the relief demanded in the complaint. 

You also must file your answer or motion with the court.

CLERK OF COURT

Date:

Signature of Clerk or Deputy Clerk

 Eastern District of Texas

4WEB, Inc.

2:23-cv-00192

NuVasive, Inc.

NuVasive, Inc. 

7475 Lusk Boulevard 

San Diego, California 92121

Robert M. Isackson 

Leason Ellis LLP 

One Barker Avenue 

White Plains, NY 10601

4/25/23

Case 2:23-cv-00192-JRG Document 3 Filed 04/25/23 Page 1 of 2 PageID #: 491
AO 440 (Rev. 06/12) Summons in a Civil Action (Page 2)

Civil Action No.

PROOF OF SERVICE

(This section should not be filed with the court unless required by Fed. R. Civ. P. 4 (l))

This summons for (name of individual and title, if any)

was received by me on (date) .

’ I personally served the summons on the individual at (place)

on (date) ; or

’ I left the summons at the individual’s residence or usual place of abode with (name)

, a person of suitable age and discretion who resides there,

on (date) , and mailed a copy to the individual’s last known address; or

’ I served the summons on (name of individual) , who is

 designated by law to accept service of process on behalf of (name of organization)

on (date) ; or

’ I returned the summons unexecuted because ; or

’ Other (specify):

.

My fees are $ for travel and $ for services, for a total of $ .

I declare under penalty of perjury that this information is true.

Date:

Server’s signature

Printed name and title

Server’s address

Additional information regarding attempted service, etc:

2:23-cv-00192 0.00 Print Save As... Reset

Case 2:23-cv-00192-JRG Document 3 Filed 04/25/23 Page 2 of 2 PageID #: 492
<TABLE> <S> <C>

<ARTICLE> 9
       
<S>                             <C>
<PERIOD-TYPE>                   YEAR
<FISCAL-YEAR-END>                          JUN-30-1997
<PERIOD-END>                               JUN-30-1997
<CASH>                                         3425175
<INT-BEARING-DEPOSITS>                         1411857
<FED-FUNDS-SOLD>                                     0
<TRADING-ASSETS>                                     0
<INVESTMENTS-HELD-FOR-SALE>                   39577474
<INVESTMENTS-CARRYING>                         4780845
<INVESTMENTS-MARKET>                           4904989
<LOANS>                                      107782977
<ALLOWANCE>                                     706487
<TOTAL-ASSETS>                               160393034
<DEPOSITS>                                   118704601
<SHORT-TERM>                                  13535321
<LIABILITIES-OTHER>                            1752869
<LONG-TERM>                                          0
<PREFERRED-MANDATORY>                                0
<PREFERRED>                                          0
<COMMON>                                         18032
<OTHER-SE>                                    26382211
<TOTAL-LIABILITIES-AND-EQUITY>               160393034
<INTEREST-LOAN>                                8064447
<INTEREST-INVEST>                              3209150
<INTEREST-OTHER>                                134871
<INTEREST-TOTAL>                              11408468
<INTEREST-DEPOSIT>                             5562266
<INTEREST-EXPENSE>                             6318606
<INTEREST-INCOME-NET>                          5089862
<LOAN-LOSSES>                                   241300
<SECURITIES-GAINS>                               48076
<EXPENSE-OTHER>                                3972403
<INCOME-PRETAX>                                1494487
<INCOME-PRE-EXTRAORDINARY>                     1054687
<EXTRAORDINARY>                                      0
<CHANGES>                                            0
<NET-INCOME>                                   1054687
<EPS-PRIMARY>                                     0.66
<EPS-DILUTED>                                     0.66
<YIELD-ACTUAL>                                    7.28
<LOANS-NON>                                    1380000
<LOANS-PAST>                                         0
<LOANS-TROUBLED>                                     0
<LOANS-PROBLEM>                                 277000
<ALLOWANCE-OPEN>                                627564
<CHARGE-OFFS>                                   162377
<RECOVERIES>                                         0
<ALLOWANCE-CLOSE>                               706487
<ALLOWANCE-DOMESTIC>                            706487
<ALLOWANCE-FOREIGN>                                  0
<ALLOWANCE-UNALLOCATED>                              0
        

</TABLE>
Exhibit 4.1


 


THE BANK OF NEW YORK MELLON


NEW YORK’S FIRST BANK-FOUNDED 1784 BY ALEXANDER HAMILTON


 


 


2 HANSON PLACE, 12TH FLOOR, BROOKLYN,
N.Y. 11217


 


 


 


March 21, 2019


 


Hennion & Walsh, Inc.


2001 Route 46, Waterview Plaza


Parsippany, New Jersey 07054


 


Smart Trust 420 (the “Fund”)


 


Dear Sirs:


The Bank of New York
Mellon is acting as trustee for the Fund, consisting of the unit investment trust (the “Trust”) included in
the Registration Statement relating to the Fund. We enclosed a list of the securities to be deposited in the Trust on the date
hereof. The prices indicated therein reflect our evaluation of such securities as of close of business on March 20, 2019, in accordance
with the valuation method set forth in the applicable Standard Terms and Conditions of Trust and Trust Agreement. We consent to
the reference to The Bank of New York Mellon as the party performing the evaluations of the Trust securities in the Registration
Statement (No. 333-229193) filed with the Securities and Exchange Commission with respect to the registration of the sale of the
Units of the Trust and to the filing of this consent as an exhibit thereto.


 


	 	Very truly yours,	 
	 	 	 
	 	/s/ GERARDO CIPRIANO	 
	 	Gerardo Cipriano	 
	 	Vice President
* Appellee Darin Dolehanty was never served with process in the district court and is

not participating in this appeal.  After examining the appellant’s brief and the record, we

have concluded that oral argument is unnecessary.  Accordingly, the appeal is submitted on

the appellant’s brief and the record.  See FED. R. APP. P. 34(a)(2)(C).

United States Court of Appeals

For the Seventh Circuit

Chicago, Illinois 60604

Submitted September 23, 2010*

Decided October 29, 2010

Before

ILANA DIAMOND ROVNER, Circuit Judge

     TERENCE T. EVANS, Circuit Judge

     ANN CLAIRE WILLIAMS, Circuit Judge

No. 10‐2113

JAMES A. KOORSEN, JR.,

Plaintiff‐Appellant,

v.

DARIN DOLEHANTY,

Defendant‐Appellee.

Appeal from the United States District

Court for the Southern District of Indiana,

Indianapolis Division.

No. 1:10‐cv‐151‐WTL‐DML

William T. Lawrence,

Judge.

O R D E R

James Koorsen, Jr., brought this civil‐rights action under 42 U.S.C. § 1983 after the

State of Indiana charged him with a crime.  In his amended complaint he claims that the

trial judge, the only named defendant, is prejudiced as evidenced by several unfavorable

rulings.  Koorsen wants the prosecution enjoined plus money damages from the judge.  The

district court screened Koorsen’s complaint prior to service, see 28 U.S.C. § 1915(e)(2)(B);

NONPRECEDENTIAL DISPOSITION

To be cited only in accordance with

Fed. R. App. P. 32.1
No. 10‐2113 Page 2

Rodriguez v. Plymouth Ambulance Serv., 577 F.3d 816, 819 (7th Cir. 2009), and concluded that

it fails to state a claim.  Yet the court dismissed the complaint without prejudice.  We agree

that dismissal was appropriate but conclude that it should have been with prejudice.  

Koorsen has no way around the doctrine of absolute judicial immunity, which

shields judges from suits for money damages based on actions taken as a judge, including

judicial rulings.  See Mireles v. Waco, 502 U.S. 9, 9 (1991); Smith v. City of Hammond, 388 F.3d

304, 306‐07 (7th Cir. 2004).  Koorsen’s accusations arise from decisions made during his

criminal proceeding—that is, from conduct of a  judicial nature—so his claim for damages is

self‐defeating.  Likewise with his request for an injunction to stop his criminal trial.  With

exceptions not applicable here, a federal court may not grant injunctive relief in a suit

brought against a judge for acts taken in his judicial capacity. See Federal Courts

Improvement Act of 1996, Pub. L. 104‐317, § 309(c), 110 Stat. 3847, 3853 (amending 42 U.S.C.

§ 1983); Smith v. City of Hammond, 388 F.3d 304, 307 (7th Cir. 2004).  Because neither avenue

of relief is available to Koorsen, his suit was properly dismissed.  A dismissal on these

grounds, however, is a decision on the merits and should have been with prejudice.  See

Dawson v. Newman, 419 F.3d 656, 659‐62 (7th Cir. 2005); Smith, 388 F.3d at 307‐308.      

The dismissal is MODIFIED to be with prejudice and, as modified, is AFFIRMED.
William GEDDES, et al., petitioners, v. PEOPLE'S COUNSEL OF BALTIMORE COUNTY, et al.

No. 17-1467.

Supreme Court of the United States

Aug. 24, 2018.

Petition for rehearing denied.
Exhibit 32

Certification  Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002  (Subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code)

Pursuant to section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of section 1350, chapter 63 of title 18,
United States Code), each of the undersigned officers of Liberty Media LLC, a Delaware corporation (the "Company"), does hereby certify, to such officer's knowledge, that:

The
Annual Report on Form 10-K for the period ended December 31, 2007 (the "Form 10-K") of the Company fully complies with the requirements
of section 13(a) or 15(d) of the Securities Exchange Act of 1934 and information contained in the Form 10-K fairly presents, in all material respects, the financial condition
and results of operations of the Company as of December 31, 2007 and 2006 and for the three years ended December 31, 2007.

|Dated: March 25, 2008 |  | /s/GREGORY B. MAFFEIGregory B. Maffei
Chief Executive Officer and President                                    
|--------------------- |  | ---------------------------------------------------------------------------------------------------------------
|Dated: March 25, 2008 |  | /s/DAVID J.A. FLOWERSDavid J.A. Flowers
Senior Vice President and Treasurer
(Principal Financial Officer)      
|Dated: March 25, 2008 |  | /s/CHRISTOPHER W. SHEANChristopher W. Shean
Senior Vice President and Controller
(Principal Accounting Officer)

The
foregoing certification is being furnished solely pursuant to section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of section 1350,
chapter 63 of title 18, United States Code) and is not being filed as part of the Form 10-K or as a separate disclosure document.

---



QuickLinks
**EXHIBIT 32.1**

CERTIFICATIONPURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION906 OF THE SARBANES-OXLEY ACT OF 2002

In connection withthe Quarterly Report of National RV Holdings, Inc. (the “Company”) on Form 10-Q/Afor the period ending June 30, 2005 as filed with the Securities andExchange Commission on the date hereof (the “Report”), we, Bradley C.Albrechtsen, Chief Executive Officer and President of the Company, and ThomasJ. Martini, Chief Financial Officer of the Company, certify, pursuant to 18U.S.C. Section. 1350, as adopted pursuant to Section 906 of theSarbanes-Oxley Act of 2002, that:

(1)                                 TheReport fully complies with the requirements of section 13(a) or 15(d) ofthe Securities Exchange Act of 1934; and

(2)                                 Theinformation contained in the Report fairly presents, in all material respects,the financial condition and result of operations of the Company.
| /s/ Bradley C. Albrechtsen |   | /s/ Thomas J. Martini     |
|----------------------------|--------|---------------------------|
| Bradley C. Albrechtsen     |   | Thomas J. Martini         |
| Chief Executive Officer    |   | Chief Financial Officer   |
| and President              |   | (Principal Accounting and |
| Date: June 23, 2006   |   | Financial Officer)        |
|                       |   | Date: June 23, 2006  |

 

----
**Exhibit 31.1**

 

**CERTIFICATION**

 

I,Michael A. Schneider, President and Chief Executive Officer of Affinity Group, Inc.,certify that:

 

1.   I have reviewed thisquarterly report on Form 10-Q of Affinity Group, Inc.;

 

2.   Based on my knowledge, thisreport does not contain any untrue statement of a material fact or omit tostate a material fact necessary to make the statements made, in light of thecircumstances under which such statements were made, not misleading withrespect to the period covered by this report;

 

3.   Based on my knowledge, thefinancial statements, and other financial information included in thisquarterly report, fairly present in all material respects the financialcondition, results of operations and cash flows of the registrant as of, andfor, the periods presented in this report;

 

4.   The registrant’s othercertifying officer(s) and I are responsible for establishing andmaintaining disclosure controls and procedures, (as defined in Exchange Act Rules 13a-15(e) and15d-15(e)) for the registrant, and we have:

 

(a)     Designed such disclosurecontrols and procedures, or caused such disclosure controls and procedures tobe designed under our supervision, to ensure that material information relatingto the registrant, including its consolidated subsidiaries, is made known to usby others within those entities, particularly during the period in which thisreport is being prepared;

 

(b)     Evaluated theeffectiveness of the registrant’s disclosure controls and procedures andpresented in this quarterly report our conclusions about the effectiveness ofthe disclosure controls and procedures, as of the end of the period covered bythis report based on such evaluation; and

 

(c)     Disclosed in this reportany change in the registrant’s internal control over financial reporting thatoccurred during the registrant’s most recent fiscal quarter (the registrant’sfourth quarter in the case of an annual report) that has materially affected,or is reasonably likely to materially affect, the registrant’s internal controlover financial reporting; and

 

5.   The registrant’s othercertifying officer(s) and I have disclosed, based on our most recentevaluation of internal control over financial reporting, to the registrant’sauditors and the audit committee of registrant’s board of directors (or personsperforming the equivalent function):

 

(a)     All significantdeficiencies and material weaknesses in the design or operation of internalcontrol over financial reporting which are reasonably likely to adverselyaffect the registrant’s ability to record, process, summarize and reportfinancial information; and

 

(b)     Any fraud, whether or notmaterial, that involves management or other employees who have a significantrole in the registrant’s internal controls over financial reporting.

 

 
| Date: May 9, 2008 | /s/ Michael A. Schneider              |
|------------------------|---------------------------------------|
|                   | Michael A. Schneider                  |   |
|                   | President and Chief Executive Officer |   |

 

----
Exhibit
32.3
 
 
 Certification
of Senior Vice President (Principal Financial Officer)
 
 
 CERTIFICATION
PURSUANT TO
 SECTION
906 OF THE SARBANES-OXLEY ACT OF 2002
 (18
U.S.C. SECTION 1350)
 
 
 In connection with the Quarterly Report
of Century Casinos, Inc. (the “Company”) on Form 10-Q for the period ended March
31, 2009 as filed with the Securities and Exchange Commission on the date hereof
(the “Report”), the undersigned certifies, pursuant to 18 U.S.C. 1350, as
adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that to his
knowledge:
 
 (1)
              The
      Report fully complies with the requirements of Section 13(a) or 15(d) of
      the Securities Exchange Act of 1934, as amended;
  and
 
 (2)
              The
      information contained in the Report fairly presents, in all material
      respects, the financial condition and results of operations of the
      Company.
 
  
 Date:  May
8, 2009
 
  /s/ Larry Hannappel
 Larry
Hannappel
 Senior
Vice President (Principal Financial Officer)