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SULFUR FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE                                          Code-006261
Commitments of Traders with Delta-adjusted Options and Futures Combined, November 3, 2009                
-------------------------------------------------------------------------------------------------------------------
     :   Total  :                        Reportable Positions                                :   Nonreportable
     :----------------------------------------------------------------------------------------     Positions
     :   Open   :           Non-Commercial       :     Commercial      :       Total         :
     : Interest :   Long   :  Short   : Spreading:   Long   :  Short   :   Long   :  Short   :   Long   :  Short
-------------------------------------------------------------------------------------------------------------------
     :          : (CONTRACTS OF 25 U.S. EPA SO2 EMMISSION ALLOWANCES)                        :
     :          :                                                                            :
All  :    36,008:    20,803      1,895        210     14,977     33,899     35,990     36,004:        18          4
Old  :    36,008:    20,803      1,895        210     14,977     33,899     35,990     36,004:        18          4
Other:         0:         0          0          0          0          0          0          0:         0          0
     :          :                                                                            :
     :          :          Changes in Commitments from: October 27, 2009                     :
     :    -1,227:      -467       -358       -132       -630       -738     -1,229     -1,228:         2          1
     :          :                                                                            :
     :          :    Percent of Open Interest Represented by Each Category of Trader         :
All  :     100.0:      57.8        5.3        0.6       41.6       94.1       99.9      100.0:       0.1        0.0
Old  :     100.0:      57.8        5.3        0.6       41.6       94.1       99.9      100.0:       0.1        0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0:       0.0        0.0
     :          :                                                                            :
     :# Traders :              Number of Traders in Each Category                            :
All  :        42:        12          7          5         15         18         29         28:
Old  :        42:        12          7          5         15         18         29         28:
Other:         0:         0          0          0          0          0          0          0:
     :----------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 79.1       57.7       92.5       80.6       69.4       53.2       80.0       71.0
Old  :                 79.1       57.7       92.5       80.6       69.4       53.2       80.0       71.0
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
CARBON FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE                                          Code-006268
Commitments of Traders with Delta-adjusted Options and Futures Combined, November 3, 2009                
-------------------------------------------------------------------------------------------------------------------
     :   Total  :                        Reportable Positions                                :   Nonreportable
     :----------------------------------------------------------------------------------------     Positions
     :   Open   :           Non-Commercial       :     Commercial      :       Total         :
     : Interest :   Long   :  Short   : Spreading:   Long   :  Short   :   Long   :  Short   :   Long   :  Short
-------------------------------------------------------------------------------------------------------------------
     :          : (CONTRACTS OF 1,000 METRIC TONS CCX C02)                                   :
     :          :                                                                            :
All  :     4,916:     2,879        219      1,352        339      3,251      4,569      4,821:       347         95
Old  :     4,916:     2,879        219      1,352        339      3,251      4,569      4,821:       347         95
Other:         0:         0          0          0          0          0          0          0:         0          0
     :          :                                                                            :
     :          :          Changes in Commitments from: October 27, 2009                     :
     :       474:       362        -13         16         75        477        453        479:        22         -5
     :          :                                                                            :
     :          :    Percent of Open Interest Represented by Each Category of Trader         :
All  :     100.0:      58.6        4.5       27.5        6.9       66.1       92.9       98.1:       7.1        1.9
Old  :     100.0:      58.6        4.5       27.5        6.9       66.1       92.9       98.1:       7.1        1.9
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0:       0.0        0.0
     :          :                                                                            :
     :# Traders :              Number of Traders in Each Category                            :
All  :        31:        22          4          8          1          5         26         14:
Old  :        31:        22          4          8          1          5         26         14:
Other:         0:         0          0          0          0          0          0          0:
     :----------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 43.0       78.7       66.9       95.4       33.2       59.1       45.0       63.5
Old  :                 43.0       78.7       66.9       95.4       33.2       59.1       45.0       63.5
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
NITROGEN FIN INS ANNUAL 2009 - CHICAGO CLIMATE FUTURES EXCHANGE                                         Code-00626F
Commitments of Traders with Delta-adjusted Options and Futures Combined, November 3, 2009                
-------------------------------------------------------------------------------------------------------------------
     :   Total  :                        Reportable Positions                                :   Nonreportable
     :----------------------------------------------------------------------------------------     Positions
     :   Open   :           Non-Commercial       :     Commercial      :       Total         :
     : Interest :   Long   :  Short   : Spreading:   Long   :  Short   :   Long   :  Short   :   Long   :  Short
-------------------------------------------------------------------------------------------------------------------
     :          : (CONTRACTS OF 1 U.S. EPA CAIR ANNUAL EMMISSION ALLOWANCES)                 :
     :          :                                                                            :
All  :    17,286:       379      2,100          0     16,907     15,186     17,286     17,286:         0          0
Old  :    17,286:       379      2,100          0     16,907     15,186     17,286     17,286:         0          0
Other:         0:         0          0          0          0          0          0          0:         0          0
     :          :                                                                            :
     :          :          Changes in Commitments from: October 27, 2009                     :
     :    -1,671:      -245          1       -101     -1,289     -1,535     -1,635     -1,635:       -36        -36
     :          :                                                                            :
     :          :    Percent of Open Interest Represented by Each Category of Trader         :
All  :     100.0:       2.2       12.1        0.0       97.8       87.9      100.0      100.0:       0.0        0.0
Old  :     100.0:       2.2       12.1        0.0       97.8       87.9      100.0      100.0:       0.0        0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0:       0.0        0.0
     :          :                                                                            :
     :# Traders :              Number of Traders in Each Category                            :
All  :        20:         1          2          0         11         12         12         14:
Old  :        20:         1          2          0         11         12         12         14:
Other:         0:         0          0          0          0          0          0          0:
     :----------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 86.0       89.7       97.0       98.3       85.6       88.0       95.4       95.9
Old  :                 86.0       89.7       97.0       98.3       85.6       88.0       95.4       95.9
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
RGGI CO2 ALLOWANCE - CHICAGO CLIMATE FUTURES EXCHANGE                                                   Code-00626U
Commitments of Traders with Delta-adjusted Options and Futures Combined, November 3, 2009                
-------------------------------------------------------------------------------------------------------------------
     :   Total  :                        Reportable Positions                                :   Nonreportable
     :----------------------------------------------------------------------------------------     Positions
     :   Open   :           Non-Commercial       :     Commercial      :       Total         :
     : Interest :   Long   :  Short   : Spreading:   Long   :  Short   :   Long   :  Short   :   Long   :  Short
-------------------------------------------------------------------------------------------------------------------
     :          : (CONTRACTS OF 1000 RGGI CO2 ALLOWANCES)                                    :
     :          :                                                                            :
All  :    28,103:     1,262      1,033        960     25,834     26,093     28,056     28,087:        47         16
Old  :    28,103:     1,262      1,033        960     25,834     26,093     28,056     28,087:        47         16
Other:         0:         0          0          0          0          0          0          0:         0          0
     :          :                                                                            :
     :          :          Changes in Commitments from: October 27, 2009                     :
     :      -123:        53         59        -23       -144       -164       -114       -127:        -9          4
     :          :                                                                            :
     :          :    Percent of Open Interest Represented by Each Category of Trader         :
All  :     100.0:       4.5        3.7        3.4       91.9       92.8       99.8       99.9:       0.2        0.1
Old  :     100.0:       4.5        3.7        3.4       91.9       92.8       99.8       99.9:       0.2        0.1
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0:       0.0        0.0
     :          :                                                                            :
     :# Traders :              Number of Traders in Each Category                            :
All  :        32:         4          6          6         19         15         28         22:
Old  :        32:         4          6          6         19         15         28         22:
Other:         0:         0          0          0          0          0          0          0:
     :----------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 75.4       59.8       86.8       81.3       70.6       56.3       79.5       72.1
Old  :                 75.4       59.8       86.8       81.3       70.6       56.3       79.5       72.1
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
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Updated November 6, 2009