```
 
 
SULFUR FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE       Code-006261
OPTION AND FUTURES COMBINED POSITIONS AS OF 11/03/09          |
--------------------------------------------------------------| NONREPORTABLE
      NON-COMMERCIAL      |   COMMERCIAL    |      TOTAL      |   POSITIONS
--------------------------|-----------------|-----------------|-----------------
  Long  | Short  |Spreads |  Long  | Short  |  Long  | Short  |  Long  | Short
--------------------------------------------------------------------------------
(CONTRACTS OF 25 U.S. EPA SO2 EMMISSION              OPEN INTEREST:       36,008
COMMITMENTS
  20,803    1,895      210   14,977   33,899   35,990   36,004       18        4

CHANGES FROM 10/27/09 (CHANGE IN OPEN INTEREST:     -1,227)
    -467     -358     -132     -630     -738   -1,229   -1,228        2        1

PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER
    57.8      5.3      0.6     41.6     94.1     99.9    100.0      0.1      0.0

NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS:       42)
      12        7        5       15       18       29       28
 
 
CARBON FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE       Code-006268
OPTION AND FUTURES COMBINED POSITIONS AS OF 11/03/09          |
--------------------------------------------------------------| NONREPORTABLE
      NON-COMMERCIAL      |   COMMERCIAL    |      TOTAL      |   POSITIONS
--------------------------|-----------------|-----------------|-----------------
  Long  | Short  |Spreads |  Long  | Short  |  Long  | Short  |  Long  | Short
--------------------------------------------------------------------------------
(CONTRACTS OF 1,000 METRIC TONS CCX C02)             OPEN INTEREST:        4,916
COMMITMENTS
   2,879      219    1,352      339    3,251    4,569    4,821      347       95

CHANGES FROM 10/27/09 (CHANGE IN OPEN INTEREST:        474)
     362      -13       16       75      477      453      479       22       -5

PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER
    58.6      4.5     27.5      6.9     66.1     92.9     98.1      7.1      1.9

NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS:       31)
      22        4        8        1        5       26       14
 
 
NITROGEN FIN INS ANNUAL 2009 - CHICAGO CLIMATE FUTURES EXCHANGE      Code-00626F
OPTION AND FUTURES COMBINED POSITIONS AS OF 11/03/09          |
--------------------------------------------------------------| NONREPORTABLE
      NON-COMMERCIAL      |   COMMERCIAL    |      TOTAL      |   POSITIONS
--------------------------|-----------------|-----------------|-----------------
  Long  | Short  |Spreads |  Long  | Short  |  Long  | Short  |  Long  | Short
--------------------------------------------------------------------------------
(CONTRACTS OF 1 U.S. EPA CAIR ANNUAL EMM             OPEN INTEREST:       17,286
COMMITMENTS
     379    2,100        0   16,907   15,186   17,286   17,286        0        0

CHANGES FROM 10/27/09 (CHANGE IN OPEN INTEREST:     -1,671)
    -245        1     -101   -1,289   -1,535   -1,635   -1,635      -36      -36

PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER
     2.2     12.1      0.0     97.8     87.9    100.0    100.0      0.0      0.0

NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS:       20)
       1        2        0       11       12       12       14
 
 
RGGI CO2 ALLOWANCE - CHICAGO CLIMATE FUTURES EXCHANGE                Code-00626U
OPTION AND FUTURES COMBINED POSITIONS AS OF 11/03/09          |
--------------------------------------------------------------| NONREPORTABLE
      NON-COMMERCIAL      |   COMMERCIAL    |      TOTAL      |   POSITIONS
--------------------------|-----------------|-----------------|-----------------
  Long  | Short  |Spreads |  Long  | Short  |  Long  | Short  |  Long  | Short
--------------------------------------------------------------------------------
(CONTRACTS OF 1000 RGGI CO2 ALLOWANCES)              OPEN INTEREST:       28,103
COMMITMENTS
   1,262    1,033      960   25,834   26,093   28,056   28,087       47       16

CHANGES FROM 10/27/09 (CHANGE IN OPEN INTEREST:       -123)
      53       59      -23     -144     -164     -114     -127       -9        4

PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER
     4.5      3.7      3.4     91.9     92.8     99.8     99.9      0.2      0.1

NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS:       32)
       4        6        6       19       15       28       22
```

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Updated November 6, 2009