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External Meetings: Meeting with ICAP
  
    



  Participants discussed SEF execution methods, whether hybrid and/or voice brokerage operations are permissible under the Dodd-Frank Act, voice brokerage trading protocols (e.g., work-ups and right of first refusals), and SEF compliance issues. The CFTC staff were given a tour of ICAP's operations.
      
  When
              02/16/2012

  Rulemaking(s)
              XIII. SEF Registration

  CFTC Staff
              Rick Shilts, David Van Wagner, Bella Rozenberg, Sebastian Pujol Schott, Nadia Zakir, Amir Zaidi

  Visitor(s)
              Stuart Wexler (ICAP), Lisa Desimone (ICAP), Caroline Arnold (ICAP), Chris Ferreri (ICAP), Dan Cleaves (ICAP), Ed Brown (ICAP), Pat McCarty (ICAP), Steve Cooper (ICAP), Sean Murphy (ICAP), Arthur D'Arcy (ICAP), John Nixon (ICAP), Micah Green (Patton Boggs)

  Organization(s)
              ICAP, Patton Boggs


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