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External Meetings: Meeting with Investment Industry Association of Canada
  
    



  Discussion of procedures for cross-border substituted compliance and international rule harmonization, focusing on areas such as capital requirements, reporting and risk management policies and procdures.  Also discussed requirements potentially applicable to foreign exchange transactions.
      
  When
              04/09/2013

  Rulemaking(s)
              Cross-Border

  CFTC Staff
              Gary GenslerJacqueline MesaRyne MillerMark Fajfar

  Visitor(s)
              Roman Dubczak, CIBC World Markets Inc.Peter Brown, Canaccord Financial Inc.Charles Spiring, National Bank FinancialPaul Allison, Raymond James Ltd. John Chambers, FirstEnergy Capital Corp. Steven Donald, Assante Wealth Management Inc.Earl Evans, Macquarie Private Wealth Inc.Harris Fricker, GMP Securities L.P.Michael Miller, BMO Capital MarketsKerry Peacock, TD Bank GroupSylvain Perreault, Desjardins GroupMichael Scott, RBC Dominion SecuritiesGreg Woynarski, Scotiabank Global Banking and Markets Bryan Osmar, RBC Capital MarketsIan Russell, Investment Industry Association of Canada

  Organization(s)
              Investment Industry Association of CanadaCIBC World Markets Inc.Canaccord Financial Inc.National Bank FinancialRaymond James Ltd. FirstEnergy Capital Corp. Assante Wealth Management Inc.Macquarie Private Wealth Inc.GMP Securities L.P.BMO Capital MarketsTD Bank GroupDesjardins GroupRBC Dominion SecuritiesScotiabank Global Banking and Markets RBC Capital Markets


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