```
 
 
SULFUR FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE       Code-006261
OPTION AND FUTURES COMBINED POSITIONS AS OF 11/09/09          |
--------------------------------------------------------------| NONREPORTABLE
      NON-COMMERCIAL      |   COMMERCIAL    |      TOTAL      |   POSITIONS
--------------------------|-----------------|-----------------|-----------------
  Long  | Short  |Spreads |  Long  | Short  |  Long  | Short  |  Long  | Short
--------------------------------------------------------------------------------
(CONTRACTS OF 25 U.S. EPA SO2 EMMISSION              OPEN INTEREST:       36,806
COMMITMENTS
  21,416    1,985      250   15,094   34,546   36,761   36,781       45       26

CHANGES FROM 11/03/09 (CHANGE IN OPEN INTEREST:        799)
     613       90       41      118      646      772      777       27       22

PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER
    58.2      5.4      0.7     41.0     93.9     99.9     99.9      0.1      0.1

NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS:       43)
      13        7        5       15       18       29       29
 
 
CARBON FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE       Code-006268
OPTION AND FUTURES COMBINED POSITIONS AS OF 11/09/09          |
--------------------------------------------------------------| NONREPORTABLE
      NON-COMMERCIAL      |   COMMERCIAL    |      TOTAL      |   POSITIONS
--------------------------|-----------------|-----------------|-----------------
  Long  | Short  |Spreads |  Long  | Short  |  Long  | Short  |  Long  | Short
--------------------------------------------------------------------------------
(CONTRACTS OF 1,000 METRIC TONS CCX C02)             OPEN INTEREST:        4,815
COMMITMENTS
   2,762      177    1,347      289    3,196    4,398    4,720      417       95

CHANGES FROM 11/03/09 (CHANGE IN OPEN INTEREST:       -102)
    -117      -42       -5      -50      -55     -172     -101       70       -0

PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER
    57.4      3.7     28.0      6.0     66.4     91.3     98.0      8.7      2.0

NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS:       28)
      19        4        8        1        5       23       14
 
 
RGGI CO2 ALLOWANCE - CHICAGO CLIMATE FUTURES EXCHANGE                Code-00626U
OPTION AND FUTURES COMBINED POSITIONS AS OF 11/09/09          |
--------------------------------------------------------------| NONREPORTABLE
      NON-COMMERCIAL      |   COMMERCIAL    |      TOTAL      |   POSITIONS
--------------------------|-----------------|-----------------|-----------------
  Long  | Short  |Spreads |  Long  | Short  |  Long  | Short  |  Long  | Short
--------------------------------------------------------------------------------
(CONTRACTS OF 1000 RGGI CO2 ALLOWANCES)              OPEN INTEREST:       29,040
COMMITMENTS
   1,462      939      977   26,550   27,117   28,989   29,033       51        7

CHANGES FROM 11/03/09 (CHANGE IN OPEN INTEREST:        937)
     201      -94       17      716    1,023      933      946        4       -9

PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER
     5.0      3.2      3.4     91.4     93.4     99.8    100.0      0.2      0.0

NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS:       32)
       5        4        7       19       15       29       22
```

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Updated November 13, 2009