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External Meetings: Meeting with Barbara Roper, Consumer Federation of America
  
    



  The group discussed a variety of issues, with a focus on sales practices. In particular, issues of "advisory" status were discussed with respect to a swap dealer's role and commodity trading advisor requirements. In addition, the Chairman raised questions re: a  best-execution requirement and how it might be implemented. The group discussed the corresponding broker/dealer requirements pursuant to SEC regulations.
      
  When
              09/23/2010

  Rulemaking(s)
              II. DefinitionsIII. Business Conduct Standards w/ Counterparties

  CFTC Staff
              Gary GenslerJohn RileyPhyllis CelaTim Karpoff

  Visitor(s)
              Barbara Roper, Consumer Federation of America

  Organization(s)
              Consumer Federation of America


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