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External Meetings: CFTC/SEC/DOL-ESBA consultation with American Benefits Council and CIEBA
  
    



  Staff from the CFTC, SEC, and Department of Labor-Employee Benefits Security Administration (DOL-ESBA) met with representatives of the American Benefits Council and CIEBA to discuss business conduct standards under sec. 4s(h) of the Commodity Exchange Act and sec. 15F(h) of the Securities Exchange Act.  Participants also discussed issues regarding "Special Entities" and "independent representatives."
      
  When
              10/21/2010

  Rulemaking(s)
              III. Business Conduct Standards w/ Counterparties

  CFTC Staff
              Phyllis CelaPete SanchezMichael SolinskyBarry McCartyJohn DolanVivek JainTed KnellerKatie Driscoll

  Visitor(s)
              James Harshaw (General Motors)Ken Mason (Davis & Harman)Mark Young (Skadden)Bella Sanevich (NISA Investment Advisors)Stacey Dion (Boeing)Jane Western (Boeing)Robin Diamonte (United Technologies Corporation (“UTC”))Lourdes Gonzalez (SEC)Cindy Oh (SEC)Joanne Rutkowski (SEC)Jouky Chang (SEC)Jonathan Duersch (SEC)Fil Williams (DOL-ESBA)Chris Motta (DOL-ESBA)

  Organization(s)
              American Benefits CouncilCommittee on Investment of Employee Benefit Assets (CIEBA) General MotorsBoeingUnited Technologies Corporation (UTC)NISA Investment Advisors


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