Workbook Change Log 

A B C D E F G

1 Change Date 

WBK 

Version Exchange 

Commodity/Product 

Code Official Contract Name Change Description Reason 

2 1/9/2020 1 

Workbook posted on cftc.gov in connection with Proposed Rule, 

Position Limits for Derivatives, 85 FR 11596. 

3

4 12/22/2020 1.2 Edits to workbook column headings. Workbook posted on cftc.gov in connection with Final Rule, Position 

Limits for Derivatives, 86 FR 3236. 

5 12/22/2020 1.2 

Updated list of referenced contracts to: (a) remove 

duplicate entries; (b) remove contracts delisted 

after January 9, 2020; (c) remove contracts that 

qualify as a (i) location basis contract, (ii) 

commodity index contract, (iii) outright price 

reporting agency index contract, or (iv) monthly 

average pricing contract, under Appendix C to Part 

150; (d) add contracts listed for trading after 

January 1, 2020; and (e) consolidate option 

contracts from WBK Version. 

6

7 1/15/2021 1.3 NYMEX MCL Micro WTI Crude Oil Futures Added Newly listed 

8 1.3 LMX OIL Micro Crude Oil Futures Added Newly listed 

9 1.3 ICUS ZG 100 Ounce Gold Futures Contract Removed Delisted 

10 1.3 ICUS ZG 100 Ounce Gold Futures Options Contract Removed Delisted 

11 1.3 ICUS YG Mini Gold Futures Removed Delisted 

12 1.3 ICUS YG Mini Gold Options Removed Delisted 

13 1.3 ICUS YI 1,000 Ounce Mini Silver Future Removed Delisted 

14 1.3 ICUS YI 1,000 Ounce Mini Silver Options Contract Removed Delisted 

15 1.3 ICUS ZI 5,000 Ounce Silver Options Contract Removed Delisted 

16 1.3 ICUS ZI 5,000 Ounce Silver Futures Contract Removed Delisted 

17 1.3 Removed the URL for each referenced contract. Due to changes in webpage URLs. 

18 1.3 

Added column to indicate settlement mechanism 

for referenced contract (i.e., physical delivery or 

cash settlement). 

To provide clarity to market participants. 

19

20 2/23/2022 1.4 NYMEX HH 

Henry Hub Natural Gas Look-Alike Last Day Financial 

Futures 

Corrected typo in "Settlement Type" to Cashsettled from Physical. 

21 1.4 NYMEX NP Henry Hub Natural Gas Penultimate Financial Futures 

Corrected typo in "Settlement Type" to Cashsettled from Physical. 

22 1.4 NYMEX QG E-mini Natural Gas Futures 

Corrected typo in "Settlement Type" to Cashsettled from Physical. 

23 1.4 NYMEX E7 Henry Hub Natural Gas Last Day Financial Option 

Corrected typo in "Settlement Type" to Cashsettled from Physical. 

24 1.4 ICUS DWO Daily WTI 1-Month Calendar Spread Future 

Corrected typo in "Settlement Type" to Cashsettled from Physical. 

Page 1 
Workbook Change Log 

A B C D E F G

1 Change Date 

WBK 

Version Exchange 

Commodity/Product 

Code Official Contract Name Change Description Reason 

25 1.4 ICUS DWO Daily WTI 1-Month Calendar Spread Option 

Corrected typo in "Settlement Type" to Cashsettled from Physical. 

26 Change Date 

WBK 

Version Exchange 

Commodity/Product 

Code Official Contract Name Change Description Reason 

27 1.4 ICUS TIZ Crude Diff – WTI 12-Month Calendar Spread Future 

Corrected typo in "Settlement Type" to Cashsettled from Physical. 

28 1.4 ICUS TIZ Crude Diff – WTI 12-Month Calendar Spread Option 

Corrected typo in "Settlement Type" to Cashsettled from Physical. 

29 1.4 ICUS WUL Crude Outright – EU-Style WTI Future 

Corrected typo in "Settlement Type" to Cashsettled from Physical. 

30 1.4 ICUS HHR 

Calendar Spread Option on Henry Penultimate 4-

Month Calendar Spread Future 

Corrected typo in "Settlement Type" to Cashsettled from Physical. 

31 1.4 ICUS HHV Henry Penultimate 5-Month Calendar Spread Future 

Corrected typo in "Settlement Type" to Cashsettled from Physical. 

32 1.4 ICUS HHV 

Calendar Spread Option on Henry Penultimate 5-

Month Calendar Spread Future 

Corrected typo in "Settlement Type" to Cashsettled from Physical. 

33 1.4 ICUS HHP Henry Penultimate Fixed Price Future 25K 

Corrected typo in "Settlement Type" to Cashsettled from Physical. 

34 1.4 ICUS HHP Option on Henry Penultimate Fixed Price Future 25K 

Corrected typo in "Settlement Type" to Cashsettled from Physical. 

35 1.4 ICUS EHL 

Heating Oil Diff – EU-Style Heating Oil vs Low Sulphur 

Gasoil Future 

Corrected typo in "Settlement Type" to Cashsettled from Physical. 

36 1.4 ICUS EHL 

Heating Oil Diff – EU-Style Heating Oil vs Low Sulphur 

Gasoil Option 

Corrected typo in "Settlement Type" to Cashsettled from Physical. 

37

38 3/10/2022 1.5 ICUS ZG 100 Ounce Gold Futures Contract 

Correction to WBK Version 1.3: ICUS ZG, YG, YI and 

ZI futures contract months upto and including 

December 2022 will continue to be listed until they 

expire. All futures listed beyond December 2022 

were delisted. Additionally, all options contracts 

on ZG, YG, YI and ZI futures were delisted in 

December 2021. 

Page 2 
Workbook Change Log 

A B C D E F G

1 Change Date 

WBK 

Version Exchange 

Commodity/Product 

Code Official Contract Name Change Description Reason 

39 1.5 ICUS YG Mini Gold Futures 

Correction to WBK Version 1.3: ICUS ZG, YG, YI and 

ZI futures contract months upto and including 

December 2022 will continue to be listed until they 

expire. All futures listed beyond December 2022 

were delisted. Additionally, all options contracts 

on ZG, YG, YI and ZI futures were delisted in 

December 2021. 

40 Change Date 

WBK 

Version Exchange 

Commodity/Product 

Code Official Contract Name Change Description Reason 

41 1.5 ICUS YI 1,000 Ounce Mini Silver Future 

Correction to WBK Version 1.3: ICUS ZG, YG, YI and 

ZI futures contract months upto and including 

December 2022 will continue to be listed until they 

expire. All futures listed beyond December 2022 

were delisted. Additionally, all options contracts 

on ZG, YG, YI and ZI futures were delisted in 

December 2021. 

42 1.5 ICUS ZI 5,000 Ounce Silver Futures Contract 

Correction to WBK Version 1.3: ICUS ZG, YG, YI and 

ZI futures contract months upto and including 

December 2022 will continue to be listed until they 

expire. All futures listed beyond December 2022 

were delisted. Additionally, all options contracts 

on ZG, YG, YI and ZI futures were delisted in 

December 2021. 

43

44 5/17/2022 1.6 CMX H1M Copper Weekly Monday Option - (Week 1) Added Newly listed 

45 1.6 CMX H2M Copper Weekly Monday Option - (Week 2) Added Newly listed 

46 1.6 CMX H3M Copper Weekly Monday Option - (Week 3) Added Newly listed 

47 1.6 CMX H4M Copper Weekly Monday Option - (Week 4) Added Newly listed 

48 1.6 CMX H5M Copper Weekly Monday Option - (Week 5) Added Newly listed 

49 1.6 CMX H1W Copper Weekly Wednesday Option - (Week 1) Added Newly listed 

50 1.6 CMX H2W Copper Weekly Wednesday Option - (Week 2) Added Newly listed 

51 1.6 CMX H3W Copper Weekly Wednesday Option - (Week 3) Added Newly listed 

Page 3 
 

Workbook Change Log 

A B C D E F G

1 Change Date 

WBK 

Version Exchange 

Commodity/Product 

Code Official Contract Name Change Description Reason 

52 1.6 CMX H4W Copper Weekly Wednesday Option - (Week 4) Added Newly listed 

53 1.6 CMX H5W Copper Weekly Wednesday Option - (Week 5) Added Newly listed 

54 1.6 CMX M1S Silver Weekly Monday Option - (Week 1) Added Newly listed 

55 1.6 CMX M2S Silver Weekly Monday Option - (Week 2) Added Newly listed 

56 1.6 CMX M3S Silver Weekly Monday Option - (Week 3) Added Newly listed 

57 1.6 CMX M4S Silver Weekly Monday Option - (Week 4) Added Newly listed 

58 1.6 CMX M5S Silver Weekly Monday Option - (Week 5) Added Newly listed 

59 1.6 CMX W1S Silver Weekly Wednesday Option - (Week 1) Added Newly listed 

60 1.6 CMX W2S Silver Weekly Wednesday Option - (Week 2) Added Newly listed 

61 1.6 CMX W3S Silver Weekly Wednesday Option - (Week 3) Added Newly listed 

62 1.6 CMX W4S Silver Weekly Wednesday Option - (Week 4) Added Newly listed 

63 1.6 CMX W5S Silver Weekly Wednesday Option - (Week 5) Added Newly listed 

64 1.6 CMX G1M Gold Weekly Monday Option - (Week 1) Added Newly listed 

65 1.6 CMX G2M Gold Weekly Monday Option - (Week 2) Added Newly listed 

66 1.6 CMX G3M Gold Weekly Monday Option - (Week 3) Added Newly listed 

67 1.6 CMX G4M Gold Weekly Monday Option - (Week 4) Added Newly listed 

68 1.6 CMX G5M Gold Weekly Monday Option - (Week 5) Added Newly listed 

69 1.6 CMX G1W Gold Weekly Wednesday Option - (Week 1) Added Newly listed 

70 1.6 CMX G2W Gold Weekly Wednesday Option - (Week 2) Added Newly listed 

71 1.6 CMX G3W Gold Weekly Wednesday Option - (Week 3) Added Newly listed 

72 Change Date 

WBK 

Version Exchange 

Commodity/Product 

Code Official Contract Name Change Description Reason 

73 1.6 CMX G4W Gold Weekly Wednesday Option - (Week 4) Added Newly listed 

74 1.6 CMX G5W Gold Weekly Wednesday Option - (Week 5) Added Newly listed 

75

76 6/10/2022 1.7 NYMEX MHO Micro NY Harbor ULSD Futures Added Newly listed 

77 NYMEX MRB Micro RBOB Gasoline Futures Added Newly listed 

78

79 9/30/2022 

No changes to the list of reference contracts since 

Workbook Version 1.7 published in June 2022. 

Changing naming format of Workbook to include 

workbook version instead of month/year of 

update. 

Frequency of changes to the list of referenced contracts has slowed. 

Staff believes including the version number in the name of the 

workbook would better indicate the latest version of the workbook 

rather than the month/year naming convention originially adopted. 

80

81 1/17/2023 1.8 NYMEX KT NYMEX Coffee Futures Removed 

It was determined that the contract was included in the Workbook 

in error. It was confimed that the contract expires prior to the spot 

period of the ICE Coffee core referenced contract, thus is not subject 

to the Federal position limits. 

Page 4 
Workbook Change Log 

A B C D E F G

1 Change Date 

WBK 

Version Exchange 

Commodity/Product 

Code Official Contract Name Change Description Reason 

82 1.8 NYMEX CJ NYMEX Cocoa Futures Removed 

It was determined that the contract was included in the Workbook 

in error. It was confimed that the contract expires prior to the spot 

period of the ICE Cocoa core referenced contract, thus is not subject 

to the Federal position limits. 

83 1.8 NYMEX TT NYMEX Cotton Futures Removed 

It was determined that the contract was included in the Workbook 

in error. It was confimed that the contract expires prior to the spot 

period of the ICE Cotton core referenced contract, thus is not 

subject to the Federal position limits. 

84 1.8 ICUS ZG 100 Ounce Gold Futures Contract Removed Delisted 

85 1.8 ICUS YG Mini Gold Futures Removed Delisted 

86 1.8 ICUS YI 1,000 Ounce Mini Silver Future Removed Delisted 

87 1.8 ICUS ZI 5,000 Ounce Silver Futures Contract Removed Delisted 

88

89 2/7/2023 1.9 NYMEX KT NYMEX Coffee Futures Added 

Correction: While the contract is not subject to spot month limits 

due to it expiring prior to the spot month period. The contract is 

still subject to Federal Single-Month and All-Months limits. Thus the 

contract is added to the workbook. 

90 1.9 NYMEX CJ NYMEX Cocoa Futures Added 

Correction: While the contract is not subject to spot month limits 

due to it expiring prior to the spot month period. The contract is 

still subject to Federal Single-Month and All-Months limits. Thus the 

contract is added to the workbook. 

91 1.9 NYMEX TT NYMEX Cotton Futures Added 

Correction: While the contract is not subject to spot month limits 

due to it expiring prior to the spot month period. The contract is 

still subject to Federal Single-Month and All-Months limits. Thus the 

contract is added to the workbook. 

92 1.9 CBOT CN1 New Corn Crop Weekly Option (Week1) Added Newly listed 

93 1.9 CBOT CN2 New Corn Crop Weekly Option (Week2) Added Newly listed 

94 1.9 CBOT CN3 New Corn Crop Weekly Option (Week3) Added Newly listed 

95 1.9 CBOT CN4 New Corn Crop Weekly Option (Week4) Added Newly listed 

96 1.9 CBOT CN5 New Corn Crop Weekly Option (Week5) Added Newly listed 

97 1.9 CBOT SN1 New Soybean Crop Weekly Option (Week 1) Added Newly listed 

98 1.9 CBOT SN2 New Soybean Crop Weekly Option (Week 2) Added Newly listed 

99 1.9 CBOT SN3 New Soybean Crop Weekly Option (Week 3) Added Newly listed 

100 1.9 CBOT SN4 New Soybean Crop Weekly Option (Week 4) Added Newly listed 

101 1.9 CBOT SN5 New Soybean Crop Weekly Option (Week 5) Added Newly listed 

102

103 3/22/2023 1.10 NYMEX PLM Micro Platinum Futures Added Newly Listed 

Page 5 
Workbook Change Log 

A B C D E F G

1 Change Date 

WBK 

Version Exchange 

Commodity/Product 

Code Official Contract Name Change Description Reason 

104 1.10 NYMEX KT NYMEX Coffee Futures Removed 

Correction: The contract is not subject to spot month limits due to 

it expiring prior to the spot month period. Furthermore, the 

contract is not subject to Federal Single-Month and All-Months 

limits. Thus, the contract removed from the workbook. 

105 1.10 NYMEX CJ NYMEX Cocoa Futures Removed 

Correction: The contract is not subject to spot month limits due to 

it expiring prior to the spot month period. Furthermore, the 

contract is not subject to Federal Single-Month and All-Months 

limits. Thus, the contract removed from the workbook. 

106

107 8/9/2023 1.11 ICEU WLD ICE WTI Crude Oil Last Day Future Added Updated from ICEU. 

108 1.11 ICEU NLD ICE (RBOB) Gasoline Last Day Future Added Updated from ICEU. 

109 1.11 ICEU OLD ICE NYH Heating Oil Last Day Future Added Updated from ICEU. 

110 1.11 ICEU SOY Soybean Oil Penultimate Day 1st Line Future Added Updated from ICEU. 

111 1.11 Nodal HWX 

Henry Hub Penultimate Monthly Natural Gas Option 

2,500 (Futures Style Margining) Added Newly listed 

112 1.11 Nodal HWY 

Henry Hub Penultimate Monthly Natural Gas Option 

10,000 (Futures Style Margining) Added Newly listed 

113 1.11 NYMEX ML1 Crude Oil Monday Weekly Option (Week 1) Added Newly listed 

114 1.11 NYMEX ML2 Crude Oil Monday Weekly Option (Week 2) Added Newly listed 

115 1.11 NYMEX ML3 Crude Oil Monday Weekly Option (Week 3) Added Newly listed 

116 1.11 NYMEX ML4 Crude Oil Monday Weekly Option (Week 4) Added Newly listed 

117 1.11 NYMEX ML5 Crude Oil Monday Weekly Option (Week 5) Added Newly listed 

118 1.11 NYMEX WL1 Crude Oil Wednesday Weekly Option (Week 1) Added Newly listed 

119 1.11 NYMEX WL2 Crude Oil Wednesday Weekly Option (Week 2) Added Newly listed 

120 1.11 NYMEX WL3 Crude Oil Wednesday Weekly Option (Week 3) Added Newly listed 

121 1.11 NYMEX WL4 Crude Oil Wednesday Weekly Option (Week 4) Added Newly listed 

122 1.11 NYMEX WL5 Crude Oil Wednesday Weekly Option (Week 5) Added Newly listed 

123 1.11 ICUS DWO Daily WTI 1-Month Calendar Spread Future Removed Delisted 

124 1.11 ICUS DWO Daily WTI 1-Month Calendar Spread Option Removed Delisted 

125 1.11 ICUS TIZ Crude Diff – WTI 12-Month Calendar Spread Future Removed Delisted 

126 1.11 ICUS TIZ Crude Diff – WTI 12-Month Calendar Spread Option Removed Delisted 

127 1.11 ICUS EHL 

Heating Oil Diff – EU-Style Heating Oil vs Low Sulphur 

Gasoil Future Removed Delisted 

128 1.11 ICUS EHL 

Heating Oil Diff – EU-Style Heating Oil vs Low Sulphur 

Gasoil Option Removed Delisted 

129

130 12/15/2023 1.12 NYMEX MNG Micro Henry Hub Natural Gas Future Added Newly listed 

131 1.12 NYMEX C01-C31 Short-Term Crude Oil Options Removed Delisted 

132 1.12 NYMEX DTM Daily Crude Oil Calendar Spread Option (2 Month) Removed Delisted 

133

Page 6 
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Staff Workbook (Version 1.11) 

A B C D E F G H I

1 Exchange 

Exchange 

Code 

Settlement 

Type: Physical 

("P") or Cash 

("C") 

Core 

Referenced 

Futures 

Contract Official Contract Name

 Commodity Underlying Core 

Referenced Futures Contract 

Future or 

Option 

Part 20 Underlying 

Commodity Code 

2 1 ICUS CC P Y Cocoa Futures Cocoa F ICUS CC 

3 2 ICUS CC1 P N Cocoa Calendar Spread Options (1 Month Series) Cocoa O ICUS CC 

4 3 ICUS CC2 P N Cocoa Calendar Spread Options (2 Month Series) Cocoa O ICUS CC 

4 ICUS CC P N Cocoa Options Cocoa O ICUS CC 

6 5 ICUS KC P Y Coffee C Futures Coffee F ICUS KC 

7 6 ICUS KC1 P N Coffee “C”® Calendar Spread Options (1 Month Series) Coffee O ICUS KC 

8 7 ICUS KC2 P N Coffee “C”® Calendar Spread Options (2 Month Series) Coffee O ICUS KC 

9 8 ICUS KC P N Coffee C Futures Option Coffee O ICUS KC 

9 ICUS KCW P N Weekly Coffee “C” Options Coffee O ICUS KC 

11 10 CMX HG P Y Copper Futures Copper Grade #1 F CMX HG 

12 11 CMX HX P N Copper Option Copper Grade #1 O CMX HG 

13 12 CMX H1E P N Copper Weekly Option - Week 1 Copper Grade #1 O CMX HG 

14 13 CMX H2E P N Copper Weekly Option - Week 2 Copper Grade #1 O CMX HG 

14 CMX H3E P N Copper Weekly Option - Week 3 Copper Grade #1 O CMX HG 

16 15 CMX H4E P N Copper Weekly Option - Week 4 Copper Grade #1 O CMX HG 

17 16 CMX H5E P N Copper Weekly Option - Week 5 Copper Grade #1 O CMX HG 

18 17 CMX H1M P N Copper Weekly Monday Option - (Week 1) Copper Grade #1 O CMX HG 

19 18 CMX H2M P N Copper Weekly Monday Option - (Week 2) Copper Grade #1 O CMX HG 

19 CMX H3M P N Copper Weekly Monday Option - (Week 3) Copper Grade #1 O CMX HG 

21 20 CMX H4M P N Copper Weekly Monday Option - (Week 4) Copper Grade #1 O CMX HG 

22 21 CMX H5M P N Copper Weekly Monday Option - (Week 5) Copper Grade #1 O CMX HG 

23 22 CMX H1W P N Copper Weekly Wednesday Option - (Week 1) Copper Grade #1 O CMX HG 

24 23 CMX H2W P N Copper Weekly Wednesday Option - (Week 2) Copper Grade #1 O CMX HG 

24 CMX H3W P N Copper Weekly Wednesday Option - (Week 3) Copper Grade #1 O CMX HG 

26 25 CMX H4W P N Copper Weekly Wednesday Option - (Week 4) Copper Grade #1 O CMX HG 

27 26 CMX H5W P N Copper Weekly Wednesday Option - (Week 5) Copper Grade #1 O CMX HG 

28 27 CBT C P Y Corn Futures Corn F CBT C 

29 28 CBT CC6 P N Corn Calendar Spread Options: July-Dec Corn O CBT C 

29 CBT 8CC P N Corn Calendar Spread Options: Dec-July Corn O CBT C 

31 30 CBT CCZ P N Corn Calendar Spread Options: Dec-Dec Corn O CBT C 

32 31 CBT 3CC P N Corn Calendar Spread Options: Mar-Dec Corn O CBT C 

33 32 CBT 7CC P N Corn Calendar Spread Options: Mar-Jul Corn O CBT C 

34 33 CBT PYC P N Corn Calendar Spread Options: Consecutive Corn O CBT C 

The omission of a product or contract in the workbook does not mean that the product or contract 

is outside the definition of a referenced contract subject to federal position limits. Combined List of Referenced Contracts Page 7 
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40

45

50

55

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65

35

40

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Staff Workbook (Version 1.11) 

A B C D E F G H I

1 Exchange 

Exchange 

Code 

Settlement 

Type: Physical 

("P") or Cash 

("C") 

Core 

Referenced 

Futures 

Contract Official Contract Name

 Commodity Underlying Core 

Referenced Futures Contract 

Future or 

Option 

Part 20 Underlying 

Commodity Code 

34 CBT YC P N Mini-Sized Corn Futures Corn F CBT C 

36 CBT C P N Corn Options Corn O CBT C 

37 36 CBT PY1 P N Weekly Corn Options (Week 1) Corn O CBT C 

38 37 CBT PY2 P N Weekly Corn Options (Week 2) Corn O CBT C 

39 38 CBT PY3 P N Weekly Corn Options (Week 3) Corn O CBT C 

39 CBT PY4 P N Weekly Corn Options (Week 4) Corn O CBT C 

41 CBT PY5 P N Weekly Corn Options (Week 5) Corn O CBT C 

42 41 CBT CDF P N Short-Dated New Crop Corn Options Corn O CBT C 

43 42 CBT XCW P N Wheat-Corn Intercommodity Spread Options Corn O CBT C 

44 43 CBT CN1 P Y New Corn Crop Weekly Option (Week1) Corn O CBT C 

44 CBT CN2 P N New Corn Crop Weekly Option (Week2) Corn O CBT C 

46 CBT CN3 P Y New Corn Crop Weekly Option (Week3) Corn O CBT C 

47 46 CBT CN4 P N New Corn Crop Weekly Option (Week4) Corn O CBT C 

48 47 CBT CN5 P Y New Corn Crop Weekly Option (Week5) Corn O CBT C 

49 48 ICUS CT P Y Cotton No. 2 Futures Cotton No. 2 F ICUS CT 

49 ICUS CT P N Cotton No. 2 Options Cotton No. 2 O ICUS CT 

51 ICUS CT1 P N Cotton No.2® Calendar Spread Options (1 Month Series) Cotton No. 2 O ICUS CT 

52 51 ICUS CT2 P N Cotton No.2® Calendar Spread Options (2 Month Series) Cotton No. 2 O ICUS CT 

53 52 ICUS CTW P N Weekly Cotton No. 2 Options Cotton No. 2 O ICUS CT 

54 53 NYMEX TT C N NYMEX Cotton Futures Cotton No. 2 F ICUS CT 

54 NYMEX CL P Y Light Sweet Crude Oil Futures Crude Oil, Light Sweet (WTI) F NYMEX CL 

56 ICEU T C N West Texas Intermediate Light Sweet Crude Oil Futures Contract Crude Oil, Light Sweet (WTI) F NYMEX CL 

57 56 ICEU WLD C N ICE WTI Crude Oil Last Day Future Crude Oil, Light Sweet (WTI) F NYMEX CL 

58 57 ICUS TIA C N Crude Diff - WTI 1-Month Calendar Spread Future Option Crude Oil, Light Sweet (WTI) O NYMEX CL 

59 58 ICUS TIA C N Crude Diff - WTI 1-Month Calendar Spread Future Crude Oil, Light Sweet (WTI) F NYMEX CL 

59 ICUS WTB C N WTI Bullet Futures Crude Oil, Light Sweet (WTI) F NYMEX CL 

61 ICUS TDE C N EU-Style WTI Future Crude Oil, Light Sweet (WTI) F NYMEX CL 

62 61 ICUS TDE C N Option on EU-Style WTI Future Crude Oil, Light Sweet (WTI) O NYMEX CL 

63 62 ICUS WUL C N Crude Outright – EU-Style WTI Future Crude Oil, Light Sweet (WTI) F NYMEX CL 

64 63 ICUS WUL C N Crude Outright – EU-Style WTI Option Crude Oil, Light Sweet (WTI) O NYMEX CL 

64 LMX OIL C N Micro Crude Oil Futures Crude Oil, Light Sweet (WTI) F NYMEX CL 

66 NYMEX QM C N E-mini Crude Oil Futures Crude Oil, Light Sweet (WTI) F NYMEX CL 

67 66 NYMEX RX P N RBOB Gasoline Crack Spread Option Crude Oil, Light Sweet (WTI) O NYMEX CL 

The omission of a product or contract in the workbook does not mean that the product or contract 

is outside the definition of a referenced contract subject to federal position limits. Combined List of Referenced Contracts Page 8 
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Staff Workbook (Version 1.11) 

A B C D E F G H I

1 Exchange 

Exchange 

Code 

Settlement 

Type: Physical 

("P") or Cash 

("C") 

Core 

Referenced 

Futures 

Contract Official Contract Name

 Commodity Underlying Core 

Referenced Futures Contract 

Future or 

Option 

Part 20 Underlying 

Commodity Code 

68 67 NYMEX WA P N WTI Calendar Spread (1 Month) Option Crude Oil, Light Sweet (WTI) O NYMEX CL 

69 68 NYMEX WB P N WTI Calendar Spread (2 Month) Option Crude Oil, Light Sweet (WTI) O NYMEX CL 

70 69 NYMEX WC P N WTI Calendar Spread (3 Month) Option Crude Oil, Light Sweet (WTI) O NYMEX CL 

71 NYMEX WM P N WTI Calendar Spread (6 Month) Option Crude Oil, Light Sweet (WTI) O NYMEX CL 

72 71 NYMEX WZ P N WTI Calendar Spread (12 Month) Option Crude Oil, Light Sweet (WTI) O NYMEX CL 

73 72 NYMEX CD C N Daily Crude Oil Option Crude Oil, Light Sweet (WTI) O NYMEX CL 

74 73 NYMEX 26 C N Crude Oil Last Day Financial Futures Crude Oil, Light Sweet (WTI) F NYMEX CL 

75 74 NYMEX 7A C N Crude Oil Financial Calendar Spread (1 Month) Option Crude Oil, Light Sweet (WTI) O NYMEX CL 

76 NYMEX 7B C N Crude Oil Financial Calendar Spread (2 Month) Option Crude Oil, Light Sweet (WTI) O NYMEX CL 

77 76 NYMEX 7C C N Crude Oil Financial Calendar Spread (3 Month) Option Crude Oil, Light Sweet (WTI) O NYMEX CL 

78 77 NYMEX 7M C N Crude Oil Financial Calendar Spread (6 Month) Option Crude Oil, Light Sweet (WTI) O NYMEX CL 

79 78 NYMEX 7Z C N Crude Oil Financial Calendar Spread (12 Month) Option Crude Oil, Light Sweet (WTI) O NYMEX CL 

80 79 NYMEX CH P N NY Harbor ULSD Crack Spread Option Crude Oil, Light Sweet (WTI) O NYMEX CL 

81 NYMEX LO P N Crude Oil Option Contract Crude Oil, Light Sweet (WTI) O NYMEX CL 

82 81 NYMEX WS C N Crude Oil Bullet Futures Crude Oil, Light Sweet (WTI) F NYMEX CL 

83 82 NYMEX DCL C N Daily WTI Financial Futures Crude Oil, Light Sweet (WTI) F NYMEX CL 

84 83 NYMEX DNM C N Daily Crude Oil Calendar Spread Option (1 Month) Crude Oil, Light Sweet (WTI) O NYMEX CL 

85 84 NYMEX LM1 P N Crude Oil 1 Year MidCurve Option Crude Oil, Light Sweet (WTI) O NYMEX CL 

86 NYMEX LM2 P N Crude Oil 2 Year MidCurve Option Crude Oil, Light Sweet (WTI) O NYMEX CL 

87 86 NYMEX LM3 P N Crude Oil 3 Year MidCurve Option Crude Oil, Light Sweet (WTI) O NYMEX CL 

88 87 NYMEX LM4 P N Crude Oil 4 Year MidCurve Option Crude Oil, Light Sweet (WTI) O NYMEX CL 

89 88 NYMEX LM5 P N Crude Oil 5 Year MidCurve Option Crude Oil, Light Sweet (WTI) O NYMEX CL 

90 89 NYMEX LO1 p N Crude Oil Weekly Option - week 1 Crude Oil, Light Sweet (WTI) O NYMEX CL 

91 NYMEX LO2 p N Crude Oil Weekly Option - week 2 Crude Oil, Light Sweet (WTI) O NYMEX CL 

92 91 NYMEX LO3 p N Crude Oil Weekly Option - week 3 Crude Oil, Light Sweet (WTI) O NYMEX CL 

93 92 NYMEX LO4 p N Crude Oil Weekly Option - week 4 Crude Oil, Light Sweet (WTI) O NYMEX CL 

94 93 NYMEX LO5 p N Crude Oil Weekly Option - week 5 Crude Oil, Light Sweet (WTI) O NYMEX CL 

95 94 NYMEX ML1 P N Crude Oil Monday Weekly Option (Week 1) Crude Oil, Light Sweet (WTI) O NYMEX CL 

96 NYMEX ML2 P N Crude Oil Monday Weekly Option (Week 2) Crude Oil, Light Sweet (WTI) O NYMEX CL 

97 96 NYMEX ML3 P N Crude Oil Monday Weekly Option (Week 3) Crude Oil, Light Sweet (WTI) O NYMEX CL 

98 97 NYMEX ML4 P N Crude Oil Monday Weekly Option (Week 4) Crude Oil, Light Sweet (WTI) O NYMEX CL 

99 98 NYMEX ML5 P N Crude Oil Monday Weekly Option (Week 5) Crude Oil, Light Sweet (WTI) O NYMEX CL 

100 99 NYMEX WL1 P N Crude Oil Wednesday Weekly Option (Week 1) Crude Oil, Light Sweet (WTI) O NYMEX CL 

The omission of a product or contract in the workbook does not mean that the product or contract 

is outside the definition of a referenced contract subject to federal position limits. Combined List of Referenced Contracts Page 9 
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Staff Workbook (Version 1.11) 

A B C D E F G H I

1 Exchange 

Exchange 

Code 

Settlement 

Type: Physical 

("P") or Cash 

("C") 

Core 

Referenced 

Futures 

Contract Official Contract Name

 Commodity Underlying Core 

Referenced Futures Contract 

Future or 

Option 

Part 20 Underlying 

Commodity Code 

101 NYMEX WL2 P N Crude Oil Wednesday Weekly Option (Week 2) Crude Oil, Light Sweet (WTI) O NYMEX CL 

102 101 NYMEX WL3 P N Crude Oil Wednesday Weekly Option (Week 3) Crude Oil, Light Sweet (WTI) O NYMEX CL 

103 102 NYMEX WL4 P N Crude Oil Wednesday Weekly Option (Week 4) Crude Oil, Light Sweet (WTI) O NYMEX CL 

104 103 NYMEX WL5 P N Crude Oil Wednesday Weekly Option (Week 5) Crude Oil, Light Sweet (WTI) O NYMEX CL 

105 104 NYMEX MCL C N Micro WTI Crude Oil Futures Crude Oil, Light Sweet (WTI) F NYMEX CL 

106 ICUS OJ P Y FCOJ-A Futures Frozen Concentrated Orange Juice F ICUS OJ 

107 106 ICUS OJ P N FCOJ-A Options Frozen Concentrated Orange Juice O ICUS OJ 

108 107 NYMEX RB P Y RBOB Gasoline Futures Gasoline Blendstock (RBOB) F NYMEX RB 

109 108 ICEU N C N ICE NYH (RBOB) Gasoline Futures Gasoline Blendstock (RBOB) F NYMEX RB 

110 109 ICEU NLD C N ICE (RBOB) Gasoline Last Day Future Gasoline Blendstock (RBOB) F NYMEX RB 

111 ICUS RCM C N Gasoline Diff – RBOB Gasoline 1-Month Calendar Spread Option Gasoline Blendstock (RBOB) O NYMEX RB 

112 111 NYMEX OB P N RBOB Gasoline Option Gasoline Blendstock (RBOB) O NYMEX RB 

113 112 NYMEX RT C N RBOB Gasoline Bullet Futures Gasoline Blendstock (RBOB) F NYMEX RB 

114 113 NYMEX RX P N RBOB Gasoline Crack Spread Option Gasoline Blendstock (RBOB) O NYMEX RB 

115 114 NYMEX 27 C N RBOB Last Day Financial Futures Gasoline Blendstock (RBOB) F NYMEX RB 

116 NYMEX ZA P N RBOB Gasoline Calendar Spread Option (1-Month) Gasoline Blendstock (RBOB) O NYMEX RB 

117 116 NYMEX ZB P N RBOB Gasoline Calendar Spread Option (2-Month) Gasoline Blendstock (RBOB) O NYMEX RB 

118 117 NYMEX ZC P N RBOB Gasoline Calendar Spread Option (3-Month) Gasoline Blendstock (RBOB) O NYMEX RB 

119 118 NYMEX QU C N E-mini RBOB Gasoline - Financial Futures Gasoline Blendstock (RBOB) F NYMEX RB 

120 119 NYMEX ZM P N RBOB Gasoline Calendar Spread Option (6-Month) Gasoline Blendstock (RBOB) O NYMEX RB 

121 NYMEX MRB C N Micro RBOB Gasoline Futures Gasoline Blendstock (RBOB) F NYMEX RB 

122 121 CMX GC P Y Gold Futures Gold F CMX GC 

123 122 CMX MGC P N E-micro Gold Futures Gold F CMX GC 

124 123 CMX 4GC P N Gold (Enhanced Delivery) Futures Gold F CMX GC 

125 124 CMX OG1 P N Gold Weekly Options Wk1 Gold O CMX GC 

126 CMX OG2 P N Gold Weekly Options Wk2 Gold O CMX GC 

127 126 CMX OG3 P N Gold Weekly Options Wk3 Gold O CMX GC 

128 127 CMX OG4 P N Gold Weekly Options Wk4 Gold O CMX GC 

129 128 CMX OG5 P N Gold Weekly Options Wk5 Gold O CMX GC 

130 129 CMX OG P N Gold Options Gold O CMX GC 

131 CMX G1M P N Gold Weekly Monday Option - (Week 1) Gold O CMX GC 

132 131 CMX G2M P N Gold Weekly Monday Option - (Week 2) Gold O CMX GC 

133 132 CMX G3M P N Gold Weekly Monday Option - (Week 3) Gold O CMX GC 

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("C") 

Core 

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Futures 

Contract Official Contract Name

 Commodity Underlying Core 

Referenced Futures Contract 

Future or 

Option 

Part 20 Underlying 

Commodity Code 

134 133 CMX G4M P N Gold Weekly Monday Option - (Week 4) Gold O CMX GC 

134 CMX G5M P N Gold Weekly Monday Option - (Week 5) Gold O CMX GC 

136 CMX G1W P N Gold Weekly Wednesday Option - (Week 1) Gold O CMX GC 

137 136 CMX G2W P N Gold Weekly Wednesday Option - (Week 2) Gold O CMX GC 

138 137 CMX G3W P N Gold Weekly Wednesday Option - (Week 3) Gold O CMX GC 

139 138 CMX G4W P N Gold Weekly Wednesday Option - (Week 4) Gold O CMX GC 

139 CMX G5W P N Gold Weekly Wednesday Option - (Week 5) Gold O CMX GC 

141 CME 48 P Y Live Cattle Futures Live Cattle F CME LC 

142 141 CME C0A P N Live Cattle Calendar Spread Options: 1st Contract Back Live Cattle O CME LC 

143 142 CME C0B P N Live Cattle Calendar Spread Options: 2nd Contract Back Live Cattle O CME LC 

144 143 CME C0C P N Live Cattle Calendar Spread Options: 3rd Contract Back Live Cattle O CME LC 

144 CME 48 P N Live Cattle Options Live Cattle O CME LC 

146 NYMEX NG P Y Henry Hub Natural Gas Futures Natural Gas F NYMEX NG 

147 146 ICUS PHH C N Henry Penultimate Fixed Price Natural Gas F NYMEX NG 

148 147 ICUS PHE C N Option on Henry Penultimate Fixed Price Natural Gas O NYMEX NG 

149 148 ICUS H C N Henry Hub Natural Gas Look-Alike Last Day (LD1) Financial Futures Natural Gas F NYMEX NG 

149 ICUS HHM C N Henry Penultimate 1-Month Calendar Spread Future Natural Gas F NYMEX NG 

151 ICUS HMT C N Henry Penultimate 3-Month Calendar Spread Future Natural Gas F NYMEX NG 

152 151 ICUS HMT C N 

Calendar Spread Option on Henry Penultimate 3-Month Calendar Spread 

Future Natural Gas O NYMEX NG 

153 152 ICUS HMX C N Henry Penultimate 6-Month Calendar Spread Future Natural Gas F NYMEX NG 

154 153 ICUS HMX C N 

Calendar Spread Option on Henry Penultimate 6-Month Calendar Spread 

Future Natural Gas O NYMEX NG 

154 ICUS SDH C N Henry LD1 Same Day Fixed Price Future Natural Gas F NYMEX NG 

156 ICUS SDH C N Option on Henry LD1 Same Day Fixed Price Future Natural Gas O NYMEX NG 

157 156 ICUS HHM C N 

Calendar Spread Option on Henry Penultimate 1-Month Calendar Spread 

Future Natural Gas O NYMEX NG 

158 157 ICUS HHL C N HENRY LD1 FIXED PRICE FUTURE 25K Natural Gas F NYMEX NG 

159 158 ICUS HHR C N Henry Penultimate 4-Month Calendar Spread Future Natural Gas F NYMEX NG 

159 ICUS HHR C N 

Calendar Spread Option on Henry Penultimate 4-Month Calendar Spread 

Future Natural Gas O NYMEX NG 

161 ICUS HHV C N Henry Penultimate 5-Month Calendar Spread Future Natural Gas F NYMEX NG 

The omission of a product or contract in the workbook does not mean that the product or contract 

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("C") 

Core 

Referenced 

Futures 

Contract Official Contract Name

 Commodity Underlying Core 

Referenced Futures Contract 

Future or 

Option 

Part 20 Underlying 

Commodity Code 

162 161 ICUS HHV C N 

Calendar Spread Option on Henry Penultimate 5-Month Calendar Spread 

Future Natural Gas O NYMEX NG 

163 162 ICUS HHP C N Henry Penultimate Fixed Price Future 25K Natural Gas F NYMEX NG 

164 163 ICUS HHP C N Option on Henry Penultimate Fixed Price Future 25K Natural Gas O NYMEX NG 

165 164 ICUS HHA C N Henry CAL 1X Fixed Price Option Natural Gas O NYMEX NG 

166 165 Nodal NNG C N Nodal HENRY HUB NATURAL GAS Financial futures - 10,000 Natural Gas F NYMEX NG 

167 166 Nodal NHP C N Nodal HENRY HUB NATURAL GAS Penultimate futures - 10,000 Natural Gas F NYMEX NG 

168 167 Nodal NHP C N Option on Nodal HENRY HUB NATURAL GAS Penultimate futures - 10,000 Natural Gas O NYMEX NG 

169 168 Nodal PHH C N Nodal HENRY HUB NATURAL GAS Penultimate Financial futures - 2,500 Natural Gas F NYMEX NG 

170 169 Nodal PHH C N 

Option on the Nodal HENRY HUB NATURAL GAS Penultimate Financial 

futures - 2,500 Natural Gas O NYMEX NG 

171 170 Nodal NGH C N Nodal HENRY HUB NATURAL GAS FINANCIAL FUTURES -2,500 Natural Gas F NYMEX NG 

172 171 Nodal HWX P N 

Henry Hub Penultimate Monthly Natural Gas Option 2,500 (Futures Style 

Margining) Natural Gas O NYMEX NG 

173 172 Nodal HWY P N 

Henry Hub Penultimate Monthly Natural Gas Option 10,000 (Futures Style 

Margining) Natural Gas O NYMEX NG 

174 173 NYMEX 6J C N Natural Gas Option on Calendar Futures Strip Natural Gas O NYMEX NG 

175 174 NYMEX LN C N Henry Hub Natural Gas European Financial Option Natural Gas O NYMEX NG 

176 175 NYMEX KD C N Daily Natural Gas Option Natural Gas O NYMEX NG 

177 176 NYMEX HP C N Henry Hub Natural Gas Penultimate Financial Futures Natural Gas F NYMEX NG 

178 177 NYMEX G2 C N Henry Hub Natural Gas Financial Calendar Spread (2 month) Option Natural Gas O NYMEX NG 

179 178 NYMEX G3 C N Henry Hub Natural Gas Financial Calendar Spread (3 month) Option Natural Gas O NYMEX NG 

180 179 NYMEX G4 C N Henry Hub Natural Gas Financial Calendar Spread (1 month) Option Natural Gas O NYMEX NG 

181 180 NYMEX G10 C N Henry Hub Natural Gas Financial Calendar Spread (4 month) Option Natural Gas O NYMEX NG 

182 181 NYMEX G5 C N Henry Hub Natural Gas Financial Calendar Spread (5 month) Option Natural Gas O NYMEX NG 

183 182 NYMEX G6 C N Henry Hub Natural Gas Financial Calendar Spread (6 month) Option Natural Gas O NYMEX NG 

184 183 NYMEX G7 C N Henry Hub Natural Gas Financial Calendar Spread (12 month) Option Natural Gas O NYMEX NG 

185 184 NYMEX IA P N Henry Hub Natural Gas Calendar Spread (1 month) Option Natural Gas O NYMEX NG 

186 185 NYMEX IB P N Henry Hub Natural Gas Calendar Spread (2 month) Option Natural Gas O NYMEX NG 

187 186 NYMEX IC P N Henry Hub Natural Gas Calendar Spread (3 month) Option Natural Gas O NYMEX NG 

188 187 NYMEX IE P N Henry Hub Natural Gas Calendar Spread (5 month) Option Natural Gas O NYMEX NG 

189 188 NYMEX IM P N Henry Hub Natural Gas Calendar Spread (6 month) Options Natural Gas O NYMEX NG 

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("C") 

Core 

Referenced 

Futures 

Contract Official Contract Name

 Commodity Underlying Core 

Referenced Futures Contract 

Future or 

Option 

Part 20 Underlying 

Commodity Code 

189 NYMEX IZ P N Henry Hub Natural Gas Calendar Spread (12 month) Options Natural Gas O NYMEX NG 

191 NYMEX QG C N E-mini Natural Gas Futures Natural Gas F NYMEX NG 

192 191 NYMEX U01-U31 C N Short-Term Natural Gas Options Natural Gas O NYMEX NG 

193 192 NYMEX ON P N Henry Hub Natural Gas Option Natural Gas O NYMEX NG 

194 193 NYMEX HH C N Henry Hub Natural Gas Look-Alike Last Day Financial Futures Natural Gas F NYMEX NG 

194 NYMEX MNG C N Micro Henry Hub Natural Gas Future Natural Gas F NYMEX NG 

196 NYMEX E7 C N Henry Hub Natural Gas Last Day Financial Option Natural Gas O NYMEX NG 

197 196 NYMEX NP C N Henry Hub Natural Gas Penultimate Financial Futures Natural Gas F NYMEX NG 

198 197 NYMEX NN C N Henry Hub Natural Gas Last Day Financial Futures Natural Gas F NYMEX NG 

199 198 NYMEX 6I C N Natural Gas Option on Winter Futures Strip Natural Gas O NYMEX NG 

199 NYMEX 4D C N Natural Gas Option on Summer Futures Strip Natural Gas O NYMEX NG 

201 NYMEX ON1 P N Natural Gas Weekly Option - week 1 Natural Gas O NYMEX NG 

202 201 NYMEX ON2 P N Natural Gas Weekly Option - week 2 Natural Gas O NYMEX NG 

203 202 NYMEX ON3 P N Natural Gas Weekly Option - week 3 Natural Gas O NYMEX NG 

204 203 NYMEX ON4 P N Natural Gas Weekly Option - week 4 Natural Gas O NYMEX NG 

204 NYMEX ON5 P N Natural Gas Weekly Option - week 5 Natural Gas O NYMEX NG 

206 NYMEX HO P Y NY Harbor ULSD Futures NY Harbor ULSD F NYMEX HO 

207 206 ICEU O C N ICE Heating Oil Futures NY Harbor ULSD F NYMEX HO 

208 207 ICEU OLD C N ICE NYH Heating Oil Last Day Future NY Harbor ULSD F NYMEX HO 

209 208 NYMEX OH P N NY Harbor ULSD Option NY Harbor ULSD O NYMEX HO 

209 NYMEX 23 C N NY Harbor ULSD Last Day Financial Futures NY Harbor ULSD F NYMEX HO 

211 NYMEX CH P N Heating Oil Crack Spread Option NY Harbor ULSD O NYMEX HO 

212 211 NYMEX BH C N NY Harbor ULSD Bullet Futures NY Harbor ULSD F NYMEX HO 

213 212 NYMEX QH C N E-mini NY Harbor ULSD Futures NY Harbor ULSD F NYMEX HO 

214 213 NYMEX FA P N NY Harbor ULSD Calendar Spread Option (1 Month) NY Harbor ULSD O NYMEX HO 

214 NYMEX FB P N NY Harbor ULSD Calendar Spread Option (2 Month) NY Harbor ULSD O NYMEX HO 

216 NYMEX FC P N NY Harbor ULSD Calendar Spread Option (3 Month) NY Harbor ULSD O NYMEX HO 

217 216 NYMEX FM P N NY Harbor ULSD Calendar Spread Option (6 Month) NY Harbor ULSD O NYMEX HO 

218 217 NYMEX FZ P N NY Harbor ULSD Calendar Spread Option (12 Month) NY Harbor ULSD O NYMEX HO 

219 218 NYMEX MHO C N Micro NY Harbor ULSD Futures NY Harbor ULSD F NYMEX HO 

219 ICEU O67 P Heating Oil Outright - NYH ULSHO Future NY Harbor ULSD F NYMEX HO 

221 ICEU O62 P Heating Oil Outright - NYH ULSD Future NY Harbor ULSD F NYMEX HO 

222 221 CBT O P Y Oat Futures Oats F CBT O 

The omission of a product or contract in the workbook does not mean that the product or contract 

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Type: Physical 

("P") or Cash 

("C") 

Core 

Referenced 

Futures 

Contract Official Contract Name

 Commodity Underlying Core 

Referenced Futures Contract 

Future or 

Option 

Part 20 Underlying 

Commodity Code 

223 222 CBT O P N Oats Options Oats O CBT O 

224 223 NYMEX PA P Y Palladium Futures Palladium F NYMEX PA 

225 224 NYMEX PAM P N E-Micro Palladium Futures Palladium F NYMEX PA 

226 NYMEX PAO P N Palladium Options Palladium O NYMEX PA 

227 226 NYMEX PL P Y Platinum Futures Platinum F NYMEX PL 

228 227 NYMEX PO P N Platinum Options Platinum O NYMEX PL 

229 228 NYMEX MPL P Y Micro Platinum Futures Platinum F NYMEX PL 

230 229 CBT 14 P Y Rough Rice Futures Rough Rice F CBT RR 

231 CBT 14 P N Rough Rice Options Rough Rice O CBT RR 

232 231 CMX SI P Y Silver Futures Silver F CMX SI 

233 232 CMX SIL P N 1,000 oz Silver Futures (Micro) Silver F CMX SI 

234 233 CMX SO P N Silver Options Silver O CMX SI 

235 234 CMX SO1 P N Silver Options (Week 1) Silver O CMX SI 

236 CMX SO2 P N Silver Options (Week 2) Silver O CMX SI 

237 236 CMX SO3 P N Silver Options (Week 3) Silver O CMX SI 

238 237 CMX SO4 P N Silver Options (Week 4) Silver O CMX SI 

239 238 CMX SO5 P N Silver Options (Week 5) Silver O CMX SI 

240 239 CMX M1S P N Silver Weekly Monday Option - (Week 1) Silver O CMX SI 

241 CMX M2S P N Silver Weekly Monday Option - (Week 2) Silver O CMX SI 

242 241 CMX M3S P N Silver Weekly Monday Option - (Week 3) Silver O CMX SI 

243 242 CMX M4S P N Silver Weekly Monday Option - (Week 4) Silver O CMX SI 

244 243 CMX M5S P N Silver Weekly Monday Option - (Week 5) Silver O CMX SI 

245 244 CMX W1S P N Silver Weekly Wednesday Option - (Week 1) Silver O CMX SI 

246 CMX W2S P N Silver Weekly Wednesday Option - (Week 2) Silver O CMX SI 

247 246 CMX W3S P N Silver Weekly Wednesday Option - (Week 3) Silver O CMX SI 

248 247 CMX W4S P N Silver Weekly Wednesday Option - (Week 4) Silver O CMX SI 

249 248 CMX W5S P N Silver Weekly Wednesday Option - (Week 5) Silver O CMX SI 

250 249 CBT S P Y Soybean Futures Soybean F CBT S 

251 CBT 31 P N Soybean Crush Options Soybean O CBT S 

252 251 CBT KSH P N Soybean Calendar Spread Options: Mar-July Soybean O CBT S 

253 252 CBT SCO P N Soybean Calendar Spread Options: Jan-May Soybean O CBT S 

254 253 CBT KSC P N Soybean Calendar Spread Options: Jan-May Soybean O CBT S 

255 254 CBT C7S P N Soybean Calendar Spread Options: May-Nov Soybean O CBT S 

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Code 

Settlement 

Type: Physical 

("P") or Cash 

("C") 

Core 

Referenced 

Futures 

Contract Official Contract Name

 Commodity Underlying Core 

Referenced Futures Contract 

Future or 

Option 

Part 20 Underlying 

Commodity Code 

256 CBT SC5 P N Soybean Calendar Spread Options: July-Nov Soybean O CBT S 

257 256 CBT SC1 P N Soybean Calendar Spread Options: July-July Soybean O CBT S 

258 257 CBT SCX P N Soybean Calendar Spread Options: Nov-Nov Soybean O CBT S 

259 258 CBT SC4 P N Soybean Calendar Spread Options: Aug-Nov Soybean O CBT S 

260 259 CBT SX9 P N Soybean Calendar Spread Options: Nov-July Soybean O CBT S 

261 CBT ZSC P N Soybean Calendar Spread Options: Consecutive/Nearby Soybean O CBT S 

262 261 CBT YK P N Mini-Sized Soybean Futures Soybean F CBT S 

263 262 CBT S P N Soybean Options Soybean O CBT S 

264 263 CBT CZ1 P N Weekly Soybean Options (Week 1) Soybean O CBT S 

265 264 CBT CZ2 P N Weekly Soybean Options (Week 2) Soybean O CBT S 

266 CBT CZ3 P N Weekly Soybean Options (Week 3) Soybean O CBT S 

267 266 CBT CZ4 P N Weekly Soybean Options (Week 4) Soybean O CBT S 

268 267 CBT CZ5 P N Weekly Soybean Options (Week 5) Soybean O CBT S 

269 268 CBT SDF P N Short-Dated New Crop Corn Options Soybean O CBT S 

270 269 CBT SRS P N South American Short-Dated New Crop Soybean Options Soybean O CBT S 

271 CBT S8C P N Soybean Calendar Spread Options: Jan-Mar Soybean O CBT S 

272 271 CBT SC3 P N Soybean Calendar Spread Options: Nov-Mar Soybean O CBT S 

273 272 CBT SN1 P Y New Soybean Crop Weekly Option (Week 1) Soybean O CBT S 

274 273 CBT SN2 P N New Soybean Crop Weekly Option (Week 2) Soybean O CBT S 

275 274 CBT SN3 P Y New Soybean Crop Weekly Option (Week 3) Soybean O CBT S 

276 CBT SN4 P N New Soybean Crop Weekly Option (Week 4) Soybean O CBT S 

277 276 CBT SN5 P Y New Soybean Crop Weekly Option (Week 5) Soybean O CBT S 

278 277 CBT 06 P Y Soybean Meal Futures Soybean Meal F CBT SM 

279 278 CBT SM6 P N Soybean Meal Calendar Spread Options: July-Dec Soybean Meal O CBT SM 

280 279 CBT SM4 P N Soybean Meal Calendar Spread Options: Aug-Dec Soybean Meal O CBT SM 

281 CBT SM5 P N Soybean Meal Calendar Spread Options: Sep-Dec Soybean Meal O CBT SM 

282 281 CBT 06 P N Soybean Meal Options Soybean Meal O CBT SM 

283 282 CBT MZ1 P N Weekly Soybean Meal Options (Week 1) Soybean Meal O CBT SM 

284 283 CBT MZ2 P N Weekly Soybean Meal Options (Week 2) Soybean Meal O CBT SM 

285 284 CBT MZ3 P N Weekly Soybean Meal Options (Week 3) Soybean Meal O CBT SM 

286 CBT MZ4 P N Weekly Soybean Meal Options (Week 4) Soybean Meal O CBT SM 

287 286 CBT MZ5 P N Weekly Soybean Meal Options (Week 5) Soybean Meal O CBT SM 

288 287 CBT ODF P N Short-Dated New Crop Soybean Meal Options Soybean Meal O CBT SM 

The omission of a product or contract in the workbook does not mean that the product or contract 

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Staff Workbook (Version 1.11) 

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1 Exchange 

Exchange 

Code 

Settlement 

Type: Physical 

("P") or Cash 

("C") 

Core 

Referenced 

Futures 

Contract Official Contract Name

 Commodity Underlying Core 

Referenced Futures Contract 

Future or 

Option 

Part 20 Underlying 

Commodity Code 

289 288 CBT SM3 P N Soybean Meal Calendar Spread Options: Dec-Jul Soybean Meal O CBT SM 

289 CBT MYC P N Soybean Meal Calendar Spread Options: Nearby Soybean Meal O CBT SM 

291 290 CBT 31 P N Soybean Crush Options Soybean Meal O CBT S 

292 291 CBT 07 P Y Soybean Oil Futures Soybean Oil F CBT BO 

293 292 CBT 31 P N Soybean Crush Options Soybean Oil O CBT BO 

294 293 CBT OC4 P N Aug-Dec Soybean Oil CSO Options Soybean Oil O CBT BO 

294 CBT OC5 P N Sep-Dec Soybean Oil CSO Options Soybean Oil O CBT BO 

296 295 CBT OC3 P N Dec-July Soybean Oil CSO Options Soybean Oil O CBT BO 

297 296 CBT LDF P N Short-Dated New Crop Soybean Oil Options Soybean Oil O CBT BO 

298 297 CBT 07 P N Soybean Oil Options Soybean Oil O CBT BO 

299 298 CBT CO6 P N July-Dec Soybean Oil CSO Options Soybean Oil O CBT BO 

299 CBT COY P N Nearby Soybean Oil CSO Options Soybean Oil O CBT BO 

301 300 CBT OZ1 P N Soybean Oil Weekly Options - week 1 Soybean Oil O CBT BO 

302 301 CBT OZ2 P N Soybean Oil Weekly Options - week 2 Soybean Oil O CBT BO 

303 302 CBT OZ3 P N Soybean Oil Weekly Options - week 3 Soybean Oil O CBT BO 

304 303 CBT OZ4 P N Soybean Oil Weekly Options - week 4 Soybean Oil O CBT BO 

304 CBT OZ5 P N Soybean Oil Weekly Options - week 5 Soybean Oil O CBT BO 

306 305 ICEU SOY C N Soybean Oil Penultimate Day 1st Line Future Soybean Oil F CBT BO 

307 306 ICUS SB P Y Sugar No. 11 Futures Sugar No. 11 F ICUS SB 

308 307 ICUS SB1 P N Sugar No.11 Calendar Spread Option (1 Month Series) Sugar No. 11 O ICUS SB 

309 308 ICUS SB2 P N Sugar No.11 Calendar Spread Option (2 Month Series) Sugar No. 11 O ICUS SB 

309 ICUS SB P N Sugar No. 11 Futures Option Sugar No. 11 O ICUS SB 

311 310 ICUS SBW P N Weekly Sugar No. 11 Options Sugar No. 11 O ICUS SB 

312 311 NYMEX YO C N NYMEX No. 11 Sugar Futures Sugar No. 11 F ICUS SB 

313 312 ICUS SF P Y Sugar No. 16 Futures Sugar No. 16 F ICUS SF 

314 313 CBT W P Y Wheat Futures Wheat (CBOT) F CBT W 

314 CBT YW P N Mini-Sized Wheat Futures Wheat (CBOT) F CBT W 

316 315 CBT CWM P N Wheat Calendar Spread Options: July-Dec Wheat (CBOT) O CBT W 

317 316 CBT CW6 P N Wheat Calendar Spread Options: Dec-July Wheat (CBOT) O CBT W 

318 317 CBT CWN P N Wheat Calendar Spread Options: July-July Wheat (CBOT) O CBT W 

319 318 CBT WCZ P N Wheat Calendar Spread Options: Dec-Dec Wheat (CBOT) O CBT W 

319 CBT CW3 P N Wheat Calendar Spread Options: Mar-Jul Wheat (CBOT) O CBT W 

321 320 CBT WZ1 P N Weekly Wheat Options - Week 1 Wheat (CBOT) O CBT W 

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Exchange 

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Settlement 

Type: Physical 

("P") or Cash 

("C") 

Core 

Referenced 

Futures 

Contract Official Contract Name

 Commodity Underlying Core 

Referenced Futures Contract 

Future or 

Option 

Part 20 Underlying 

Commodity Code 

322 321 CBT WZ2 P N Weekly Wheat Options - Week 2 Wheat (CBOT) O CBT W 

323 322 CBT WZ3 P N Weekly Wheat Options - Week 3 Wheat (CBOT) O CBT W 

324 323 CBT WZ4 P N Weekly Wheat Options - Week 4 Wheat (CBOT) O CBT W 

324 CBT WZ5 P N Weekly Wheat Options - Week 5 Wheat (CBOT) O CBT W 

326 325 CBT XCW P N Chicago SRW Wheat-Corn Intercommodity Spread Options Wheat (CBOT) O CBT W 

327 326 CBT WZC P N Consecutive Chicago SRW Wheat CSO Wheat (CBOT) O CBT W 

328 327 CBT WDF P N Short-Dated New Crop Wheat Options Wheat (CBOT) O CBT W 

329 328 CBT MCG C N MGEX-CBOT Wheat Intercommodity Spread Options Wheat (CBOT) O CBT W 

329 CBT W P N Chicago SRW Wheat Options Wheat (CBOT) O CBT W 

331 330 CBT KWC C N KCBT HRW-Chicago SRW Wheat Intercommodity spread option Wheat (CBOT) O CBT W 

332 331 MGE W P Y Hard Red Spring Wheat Futures Wheat, Hard Red Spring (MGEX) F MGEX MWE 

333 332 MGE WC P N Hard Red Spring Wheat Options(Calls) Wheat, Hard Red Spring (MGEX) O MGEX MWE 

334 333 MGE WP P N Hard Red Spring Wheat Options (Puts) Wheat, Hard Red Spring (MGEX) O MGEX MWE 

334 CBT KW P Y KC Hard Red Winter Wheat Futures Wheat, Hard Winter (KC) F CBT KW 

336 335 CBT K7C P N KC HRW Wheat Calendar Spread Options - Consecutive Wheat, Hard Winter (KC) O CBT KW 

337 336 CBT KW P N Options on Contracts of Sale on KC Hard Red Winter Wheat Futures Wheat, Hard Winter (KC) O CBT KW 

338 337 CBT MKC P N Mini-Sized KC HRW Wheat Futures Wheat, Hard Winter (KC) F CBT KW 

339 338 CBT CKN P N KC HRW Wheat Calendar Spread Options - JUL-JUL Wheat, Hard Winter (KC) O CBT KW 

339 CBT CKM P N KC HRW Wheat Calendar Spread Options - JUL-DEC Wheat, Hard Winter (KC) O CBT KW 

341 340 CBT KCZ P N KC HRW Wheat Calendar Spread Options - DEC-DEC Wheat, Hard Winter (KC) O CBT KW 

342 341 CBT CK6 P N KC HRW Wheat Calendar Spread Options - DEC-JUL Wheat, Hard Winter (KC) O CBT KW 

343 342 CBT KWO P N Short-Dated New Crop KC HRW Wheat Options Wheat, Hard Winter (KC) O CBT KW 

344 343 CBT KWC C N KCBT HRW-CBOT Wheat spread option Wheat, Hard Winter (KC) O CBT KW 

344 CBT KC3 P N KC HRW Wheat Calendar Spread Options - MAR-JUL Wheat, Hard Winter (KC) O CBT KW 

346 345 CBT OK1 P N KC HRW Wheat Weekly Options - week 1 Wheat, Hard Winter (KC) O CBT KW 

347 346 CBT OK2 P N KC HRW Wheat Weekly Options - week 2 Wheat, Hard Winter (KC) O CBT KW 

348 347 CBT OK3 P N KC HRW Wheat Weekly Options - week 3 Wheat, Hard Winter (KC) O CBT KW 

349 348 CBT OK4 P N KC HRW Wheat Weekly Options - week 4 Wheat, Hard Winter (KC) O CBT KW 

349 CBT OK5 P N KC HRW Wheat Weekly Options - week 5 Wheat, Hard Winter (KC) O CBT KW 

351 350 CBT MKW C N MGEX-KC HRW Wheat Intercommodity Spread Options Wheat, Hard Winter (KC) O CBT KW 

352 351 

353 351 

The omission of a product or contract in the workbook does not mean that the product or contract 

is outside the definition of a referenced contract subject to federal position limits. Combined List of Referenced Contracts Page 17 
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Staff Workbook (Version 1.11) 

A B C D E F G H I

1 Exchange 

Exchange 

Code 

Settlement 

Type: Physical 

("P") or Cash 

("C") 

Core Referenced 

Futures Contract Official Contract Name

 Commodity Underlying Core 

Referenced Futures Contract 

Future or 

Option 

Part 20 

Underlying 

Commodity Code 

2 1 CMX HG P Y Copper Futures Copper Grade #1 F CMX HG 

3 2 CMX HX P N Copper Option Copper Grade #1 O CMX HG 

4 3 CMX H1E P N Copper Weekly Option - Week 1 Copper Grade #1 O CMX HG 

4 CMX H2E P N Copper Weekly Option - Week 2 Copper Grade #1 O CMX HG 

6 5 CMX H3E P N Copper Weekly Option - Week 3 Copper Grade #1 O CMX HG 

7 6 CMX H4E P N Copper Weekly Option - Week 4 Copper Grade #1 O CMX HG 

8 7 CMX H5E P N Copper Weekly Option - Week 5 Copper Grade #1 O CMX HG 

9 8 CMX H1M P N Copper Weekly Monday Option - (Week 1) Copper Grade #1 O CMX HG 

9 CMX H2M P N Copper Weekly Monday Option - (Week 2) Copper Grade #1 O CMX HG 

11 10 CMX H3M P N Copper Weekly Monday Option - (Week 3) Copper Grade #1 O CMX HG 

12 11 CMX H4M P N Copper Weekly Monday Option - (Week 4) Copper Grade #1 O CMX HG 

13 12 CMX H5M P N Copper Weekly Monday Option - (Week 5) Copper Grade #1 O CMX HG 

14 13 CMX H1W P N Copper Weekly Wednesday Option - (Week 1) Copper Grade #1 O CMX HG 

14 CMX H2W P N Copper Weekly Wednesday Option - (Week 2) Copper Grade #1 O CMX HG 

16 15 CMX H3W P N Copper Weekly Wednesday Option - (Week 3) Copper Grade #1 O CMX HG 

17 16 CMX H4W P N Copper Weekly Wednesday Option - (Week 4) Copper Grade #1 O CMX HG 

18 17 CMX H5W P N Copper Weekly Wednesday Option - (Week 5) Copper Grade #1 O CMX HG 

19 18 CBT C P Y Corn Futures Corn F CBT C 

19 CBT CC6 P N Corn Calendar Spread Options: July-Dec Corn O CBT C 

21 20 CBT 8CC P N Corn Calendar Spread Options: Dec-July Corn O CBT C 

22 21 CBT CCZ P N Corn Calendar Spread Options: Dec-Dec Corn O CBT C 

23 22 CBT 3CC P N Corn Calendar Spread Options: Mar-Dec Corn O CBT C 

24 23 CBT 7CC P N Corn Calendar Spread Options: Mar-Jul Corn O CBT C 

24 CBT PYC P N Corn Calendar Spread Options: Consecutive Corn O CBT C 

26 25 CBT YC P N Mini-Sized Corn Futures Corn F CBT C 

27 26 CBT C P N Corn Options Corn O CBT C 

28 27 CBT PY1 P N Weekly Corn Options (Week 1) Corn O CBT C 

29 28 CBT PY2 P N Weekly Corn Options (Week 2) Corn O CBT C 

29 CBT PY3 P N Weekly Corn Options (Week 3) Corn O CBT C 

31 30 CBT PY4 P N Weekly Corn Options (Week 4) Corn O CBT C 

32 31 CBT PY5 P N Weekly Corn Options (Week 5) Corn O CBT C 

33 32 CBT CDF P N Short-Dated New Crop Corn Options Corn O CBT C 

34 33 CBT XCW P N Wheat-Corn Intercommodity Spread Options Corn O CBT C 

The omission of a product or contract in the workbook does not mean that the product or contract 

is outside the definition of a referenced contract subject to federal position limits. CMEG Included in WBK Page 18 
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Staff Workbook (Version 1.11) 

A B C D E F G H I

1 Exchange 

Exchange 

Code 

Settlement 

Type: Physical 

("P") or Cash 

("C") 

Core Referenced 

Futures Contract Official Contract Name

 Commodity Underlying Core 

Referenced Futures Contract 

Future or 

Option 

Part 20 

Underlying 

Commodity Code 

34 CBT CN1 P Y New Corn Crop Weekly Option (Week1) Corn O CBT C 

36 CBT CN2 P N New Corn Crop Weekly Option (Week2) Corn O CBT C 

37 36 CBT CN3 P Y New Corn Crop Weekly Option (Week3) Corn O CBT C 

38 37 CBT CN4 P N New Corn Crop Weekly Option (Week4) Corn O CBT C 

39 38 CBT CN5 P Y New Corn Crop Weekly Option (Week5) Corn O CBT C 

39 NYMEX TT C N NYMEX Cotton Futures Cotton No. 2 F ICUS CT 

41 NYMEX CL P Y Light Sweet Crude Oil Futures Crude Oil, Light Sweet (WTI) F NYMEX CL 

42 41 NYMEX QM C N E-mini Crude Oil Futures Crude Oil, Light Sweet (WTI) F NYMEX CL 

43 42 NYMEX RX P N RBOB Gasoline Crack Spread Option Crude Oil, Light Sweet (WTI) O NYMEX CL 

44 43 NYMEX WA P N WTI Calendar Spread (1 Month) Option Crude Oil, Light Sweet (WTI) O NYMEX CL 

44 NYMEX WB P N WTI Calendar Spread (2 Month) Option Crude Oil, Light Sweet (WTI) O NYMEX CL 

46 NYMEX WC P N WTI Calendar Spread (3 Month) Option Crude Oil, Light Sweet (WTI) O NYMEX CL 

47 46 NYMEX WM P N WTI Calendar Spread (6 Month) Option Crude Oil, Light Sweet (WTI) O NYMEX CL 

48 47 NYMEX WZ P N WTI Calendar Spread (12 Month) Option Crude Oil, Light Sweet (WTI) O NYMEX CL 

49 48 NYMEX CD C N Daily Crude Oil Option Crude Oil, Light Sweet (WTI) O NYMEX CL 

49 NYMEX 26 C N Crude Oil Last Day Financial Futures Crude Oil, Light Sweet (WTI) F NYMEX CL 

51 NYMEX 7A C N Crude Oil Financial Calendar Spread (1 Month) Option Crude Oil, Light Sweet (WTI) O NYMEX CL 

52 51 NYMEX 7B C N Crude Oil Financial Calendar Spread (2 Month) Option Crude Oil, Light Sweet (WTI) O NYMEX CL 

53 52 NYMEX 7C C N Crude Oil Financial Calendar Spread (3 Month) Option Crude Oil, Light Sweet (WTI) O NYMEX CL 

54 53 NYMEX 7M C N Crude Oil Financial Calendar Spread (6 Month) Option Crude Oil, Light Sweet (WTI) O NYMEX CL 

54 NYMEX 7Z C N Crude Oil Financial Calendar Spread (12 Month) Option Crude Oil, Light Sweet (WTI) O NYMEX CL 

56 NYMEX CH P N NY Harbor ULSD Crack Spread Option Crude Oil, Light Sweet (WTI) O NYMEX CL 

57 56 NYMEX LO P N Crude Oil Option Contract Crude Oil, Light Sweet (WTI) O NYMEX CL 

58 57 NYMEX WS C N Crude Oil Bullet Futures Crude Oil, Light Sweet (WTI) F NYMEX CL 

59 58 NYMEX DCL C N Daily WTI Financial Futures Crude Oil, Light Sweet (WTI) F NYMEX CL 

59 NYMEX DNM C N Daily Crude Oil Calendar Spread Option (1 Month) Crude Oil, Light Sweet (WTI) O NYMEX CL 

61 NYMEX LM1 P N Crude Oil 1 Year MidCurve Option Crude Oil, Light Sweet (WTI) O NYMEX CL 

62 61 NYMEX LM2 P N Crude Oil 2 Year MidCurve Option Crude Oil, Light Sweet (WTI) O NYMEX CL 

63 62 NYMEX LM3 P N Crude Oil 3 Year MidCurve Option Crude Oil, Light Sweet (WTI) O NYMEX CL 

64 63 NYMEX LM4 P N Crude Oil 4 Year MidCurve Option Crude Oil, Light Sweet (WTI) O NYMEX CL 

64 NYMEX LM5 P N Crude Oil 5 Year MidCurve Option Crude Oil, Light Sweet (WTI) O NYMEX CL 

66 NYMEX LO1 P N Crude Oil Weekly Option - week 1 Crude Oil, Light Sweet (WTI) O NYMEX CL 

67 66 NYMEX LO2 P N Crude Oil Weekly Option - week 2 Crude Oil, Light Sweet (WTI) O NYMEX CL 

The omission of a product or contract in the workbook does not mean that the product or contract 

is outside the definition of a referenced contract subject to federal position limits. CMEG Included in WBK Page 19 
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Staff Workbook (Version 1.11) 

A B C D E F G H I

1 Exchange 

Exchange 

Code 

Settlement 

Type: Physical 

("P") or Cash 

("C") 

Core Referenced 

Futures Contract Official Contract Name

 Commodity Underlying Core 

Referenced Futures Contract 

Future or 

Option 

Part 20 

Underlying 

Commodity Code 

68 67 NYMEX LO3 P N Crude Oil Weekly Option - week 3 Crude Oil, Light Sweet (WTI) O NYMEX CL 

69 68 NYMEX LO4 P N Crude Oil Weekly Option - week 4 Crude Oil, Light Sweet (WTI) O NYMEX CL 

70 69 NYMEX LO5 P N Crude Oil Weekly Option - week 5 Crude Oil, Light Sweet (WTI) O NYMEX CL 

71 NYMEX ML1 P N Crude Oil Monday Weekly Option (Week 1) Crude Oil, Light Sweet (WTI) O NYMEX CL 

72 71 NYMEX ML2 P N Crude Oil Monday Weekly Option (Week 2) Crude Oil, Light Sweet (WTI) O NYMEX CL 

73 72 NYMEX ML3 P N Crude Oil Monday Weekly Option (Week 3) Crude Oil, Light Sweet (WTI) O NYMEX CL 

74 73 NYMEX ML4 P N Crude Oil Monday Weekly Option (Week 4) Crude Oil, Light Sweet (WTI) O NYMEX CL 

75 74 NYMEX ML5 P N Crude Oil Monday Weekly Option (Week 5) Crude Oil, Light Sweet (WTI) O NYMEX CL 

76 NYMEX WL1 P N Crude Oil Wednesday Weekly Option (Week 1) Crude Oil, Light Sweet (WTI) O NYMEX CL 

77 76 NYMEX WL2 P N Crude Oil Wednesday Weekly Option (Week 2) Crude Oil, Light Sweet (WTI) O NYMEX CL 

78 77 NYMEX WL3 P N Crude Oil Wednesday Weekly Option (Week 3) Crude Oil, Light Sweet (WTI) O NYMEX CL 

79 78 NYMEX WL4 P N Crude Oil Wednesday Weekly Option (Week 4) Crude Oil, Light Sweet (WTI) O NYMEX CL 

80 79 NYMEX WL5 P N Crude Oil Wednesday Weekly Option (Week 5) Crude Oil, Light Sweet (WTI) O NYMEX CL 

81 NYMEX MCL C N Micro WTI Crude Oil Futures Crude Oil, Light Sweet (WTI) F NYMEX CL 

82 81 NYMEX RB P Y RBOB Gasoline Futures Gasoline Blendstock (RBOB) F NYMEX RB 

83 82 NYMEX OB P N RBOB Gasoline Option Gasoline Blendstock (RBOB) O NYMEX RB 

84 83 NYMEX RT C N RBOB Gasoline Bullet Futures Gasoline Blendstock (RBOB) F NYMEX RB 

85 84 NYMEX RX P N RBOB Gasoline Crack Spread Option Gasoline Blendstock (RBOB) O NYMEX RB 

86 NYMEX 27 C N RBOB Last Day Financial Futures Gasoline Blendstock (RBOB) F NYMEX RB 

87 86 NYMEX ZA P N RBOB Gasoline Calendar Spread Option (1-Month) Gasoline Blendstock (RBOB) O NYMEX RB 

88 87 NYMEX ZB P N RBOB Gasoline Calendar Spread Option (2-Month) Gasoline Blendstock (RBOB) O NYMEX RB 

89 88 NYMEX ZC P N RBOB Gasoline Calendar Spread Option (3-Month) Gasoline Blendstock (RBOB) O NYMEX RB 

90 89 NYMEX QU C N E-mini RBOB Gasoline - Financial Futures Gasoline Blendstock (RBOB) F NYMEX RB 

91 NYMEX ZM P N RBOB Gasoline Calendar Spread Option (6-Month) Gasoline Blendstock (RBOB) O NYMEX RB 

92 91 NYMEX MRB C N Micro RBOB Gasoline Futures Gasoline Blendstock (RBOB) F NYMEX RB 

93 92 CMX GC P Y Gold Futures Gold F CMX GC 

94 93 CMX MGC P N E-micro Gold Futures Gold F CMX GC 

95 94 CMX 4GC P N Gold (Enhanced Delivery) Futures Gold F CMX GC 

96 CMX OG1 P N Gold Weekly Options Wk1 Gold O CMX GC 

97 96 CMX OG2 P N Gold Weekly Options Wk2 Gold O CMX GC 

98 97 CMX OG3 P N Gold Weekly Options Wk3 Gold O CMX GC 

99 98 CMX OG4 P N Gold Weekly Options Wk4 Gold O CMX GC 

100 99 CMX OG5 P N Gold Weekly Options Wk5 Gold O CMX GC 

The omission of a product or contract in the workbook does not mean that the product or contract 

is outside the definition of a referenced contract subject to federal position limits. CMEG Included in WBK Page 20 
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Staff Workbook (Version 1.11) 

A B C D E F G H I

1 Exchange 

Exchange 

Code 

Settlement 

Type: Physical 

("P") or Cash 

("C") 

Core Referenced 

Futures Contract Official Contract Name

 Commodity Underlying Core 

Referenced Futures Contract 

Future or 

Option 

Part 20 

Underlying 

Commodity Code 

101 CMX OG P N Gold Options Gold O CMX GC 

102 101 CMX G1M P N Gold Weekly Monday Option - (Week 1) Gold O CMX GC 

103 102 CMX G2M P N Gold Weekly Monday Option - (Week 2) Gold O CMX GC 

104 103 CMX G3M P N Gold Weekly Monday Option - (Week 3) Gold O CMX GC 

105 104 CMX G4M P N Gold Weekly Monday Option - (Week 4) Gold O CMX GC 

106 CMX G5M P N Gold Weekly Monday Option - (Week 5) Gold O CMX GC 

107 106 CMX G1W P N Gold Weekly Wednesday Option - (Week 1) Gold O CMX GC 

108 107 CMX G2W P N Gold Weekly Wednesday Option - (Week 2) Gold O CMX GC 

109 108 CMX G3W P N Gold Weekly Wednesday Option - (Week 3) Gold O CMX GC 

110 109 CMX G4W P N Gold Weekly Wednesday Option - (Week 4) Gold O CMX GC 

111 CMX G5W P N Gold Weekly Wednesday Option - (Week 5) Gold O CMX GC 

112 111 CME 48 P Y Live Cattle Futures Live Cattle F CME LC 

113 112 CME C0A P N Live Cattle Calendar Spread Options: 1st Contract Back Live Cattle O CME LC 

114 113 CME C0B P N Live Cattle Calendar Spread Options: 2nd Contract Back Live Cattle O CME LC 

115 114 CME C0C P N Live Cattle Calendar Spread Options: 3rd Contract Back Live Cattle O CME LC 

116 CME 48 P N Live Cattle Options Live Cattle O CME LC 

117 116 NYMEX NG P Y Henry Hub Natural Gas Futures Natural Gas F NYMEX NG 

118 117 NYMEX 6J C N Natural Gas Option on Calendar Futures Strip Natural Gas O NYMEX NG 

119 118 NYMEX LN C N Henry Hub Natural Gas European Financial Option Natural Gas O NYMEX NG 

120 119 NYMEX KD C N Daily Natural Gas Option Natural Gas O NYMEX NG 

121 NYMEX HP C N Henry Hub Natural Gas Penultimate Financial Futures Natural Gas F NYMEX NG 

122 121 NYMEX G2 C N Henry Hub Natural Gas Financial Calendar Spread (2 month) Option Natural Gas O NYMEX NG 

123 122 NYMEX G3 C N Henry Hub Natural Gas Financial Calendar Spread (3 month) Option Natural Gas O NYMEX NG 

124 123 NYMEX G4 C N Henry Hub Natural Gas Financial Calendar Spread (1 month) Option Natural Gas O NYMEX NG 

125 124 NYMEX G10 C N Henry Hub Natural Gas Financial Calendar Spread (4 month) Option Natural Gas O NYMEX NG 

126 NYMEX G5 C N Henry Hub Natural Gas Financial Calendar Spread (5 month) Option Natural Gas O NYMEX NG 

127 126 NYMEX G6 C N Henry Hub Natural Gas Financial Calendar Spread (6 month) Option Natural Gas O NYMEX NG 

128 127 NYMEX G7 C N Henry Hub Natural Gas Financial Calendar Spread (12 month) Option Natural Gas O NYMEX NG 

129 128 NYMEX IA P N Henry Hub Natural Gas Calendar Spread (1 month) Option Natural Gas O NYMEX NG 

130 129 NYMEX IB P N Henry Hub Natural Gas Calendar Spread (2 month) Option Natural Gas O NYMEX NG 

131 NYMEX IC P N Henry Hub Natural Gas Calendar Spread (3 month) Option Natural Gas O NYMEX NG 

132 131 NYMEX IE P N Henry Hub Natural Gas Calendar Spread (5 month) Option Natural Gas O NYMEX NG 

133 132 NYMEX IM P N Henry Hub Natural Gas Calendar Spread (6 month) Options Natural Gas O NYMEX NG 

The omission of a product or contract in the workbook does not mean that the product or contract 

is outside the definition of a referenced contract subject to federal position limits. CMEG Included in WBK Page 21 
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Staff Workbook (Version 1.11) 

A B C D E F G H I

1 Exchange 

Exchange 

Code 

Settlement 

Type: Physical 

("P") or Cash 

("C") 

Core Referenced 

Futures Contract Official Contract Name

 Commodity Underlying Core 

Referenced Futures Contract 

Future or 

Option 

Part 20 

Underlying 

Commodity Code 

134 133 NYMEX IZ P N Henry Hub Natural Gas Calendar Spread (12 month) Options Natural Gas O NYMEX NG 

134 NYMEX QG C N E-mini Natural Gas Futures Natural Gas F NYMEX NG 

136 135 NYMEX U01-U31 C N Short-Term Natural Gas Options Natural Gas O NYMEX NG 

137 136 NYMEX ON P N Henry Hub Natural Gas Option Natural Gas O NYMEX NG 

138 137 NYMEX HH C N Henry Hub Natural Gas Look-Alike Last Day Financial Futures Natural Gas F NYMEX NG 

139 138 NYMEX MNG C N Micro Henry Hub Natural Gas Future Natural Gas F NYMEX NG 

139 NYMEX E7 C N Henry Hub Natural Gas Last Day Financial Option Natural Gas O NYMEX NG 

141 140 NYMEX NP C N Henry Hub Natural Gas Penultimate Financial Futures Natural Gas F NYMEX NG 

142 141 NYMEX NN C N Henry Hub Natural Gas Last Day Financial Futures Natural Gas F NYMEX NG 

143 142 NYMEX 6I C N Natural Gas Option on Winter Futures Strip Natural Gas O NYMEX NG 

144 143 NYMEX 4D C N Natural Gas Option on Summer Futures Strip Natural Gas O NYMEX NG 

144 NYMEX ON1 P N Natural Gas Weekly Option - week 1 Natural Gas O NYMEX NG 

146 145 NYMEX ON2 P N Natural Gas Weekly Option - week 2 Natural Gas O NYMEX NG 

147 146 NYMEX ON3 P N Natural Gas Weekly Option - week 3 Natural Gas O NYMEX NG 

148 147 NYMEX ON4 P N Natural Gas Weekly Option - week 4 Natural Gas O NYMEX NG 

149 148 NYMEX ON5 P N Natural Gas Weekly Option - week 5 Natural Gas O NYMEX NG 

149 NYMEX HO P Y NY Harbor ULSD Futures NY Harbor ULSD F NYMEX HO 

151 150 NYMEX OH P N NY Harbor ULSD Option NY Harbor ULSD O NYMEX HO 

152 151 NYMEX 23 C N NY Harbor ULSD Last Day Financial Futures NY Harbor ULSD F NYMEX HO 

153 152 NYMEX CH P N Heating Oil Crack Spread Option NY Harbor ULSD O NYMEX HO 

154 153 NYMEX BH C N NY Harbor ULSD Bullet Futures NY Harbor ULSD F NYMEX HO 

154 NYMEX QH C N E-mini NY Harbor ULSD Futures NY Harbor ULSD F NYMEX HO 

156 155 NYMEX FA P N NY Harbor ULSD Calendar Spread Option (1 Month) NY Harbor ULSD O NYMEX HO 

157 156 NYMEX FB P N NY Harbor ULSD Calendar Spread Option (2 Month) NY Harbor ULSD O NYMEX HO 

158 157 NYMEX FC P N NY Harbor ULSD Calendar Spread Option (3 Month) NY Harbor ULSD O NYMEX HO 

159 158 NYMEX FM P N NY Harbor ULSD Calendar Spread Option (6 Month) NY Harbor ULSD O NYMEX HO 

159 NYMEX FZ P N NY Harbor ULSD Calendar Spread Option (12 Month) NY Harbor ULSD O NYMEX HO 

161 160 NYMEX MHO C N Micro NY Harbor ULSD Futures NY Harbor ULSD F NYMEX HO 

162 161 CBT O P Y Oat Futures Oats F CBT O 

163 162 CBT O P N Oats Options Oats O CBT O 

164 163 NYMEX PA P Y Palladium Futures Palladium F NYMEX PA 

164 NYMEX PAM P N E-Micro Palladium Futures Palladium F NYMEX PA 

166 165 NYMEX PAO P N Palladium Options Palladium O NYMEX PA 

The omission of a product or contract in the workbook does not mean that the product or contract 

is outside the definition of a referenced contract subject to federal position limits. CMEG Included in WBK Page 22 
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Staff Workbook (Version 1.11) 

A B C D E F G H I

1 Exchange 

Exchange 

Code 

Settlement 

Type: Physical 

("P") or Cash 

("C") 

Core Referenced 

Futures Contract Official Contract Name

 Commodity Underlying Core 

Referenced Futures Contract 

Future or 

Option 

Part 20 

Underlying 

Commodity Code 

167 166 NYMEX PL P Y Platinum Futures Platinum F NYMEX PL 

168 167 NYMEX PO P N Platinum Options Platinum O NYMEX PL 

169 168 NYMEX MPL P Y Micro Platinum Futures Platinum F NYMEX PL 

169 CBT 14 P Y Rough Rice Futures Rough Rice F CBT RR 

171 170 CBT 14 P N Rough Rice Options Rough Rice O CBT RR 

172 171 CMX SI P Y Silver Futures Silver F CMX SI 

173 172 CMX SIL P N 1,000 oz Silver Futures (Micro) Silver F CMX SI 

174 173 CMX SO P N Silver Options Silver O CMX SI 

174 CMX SO1 P N Silver Options (Week 1) Silver O CMX SI 

176 175 CMX SO2 P N Silver Options (Week 2) Silver O CMX SI 

177 176 CMX SO3 P N Silver Options (Week 3) Silver O CMX SI 

178 177 CMX SO4 P N Silver Options (Week 4) Silver O CMX SI 

179 178 CMX SO5 P N Silver Options (Week 5) Silver O CMX SI 

179 CMX M1S P N Silver Weekly Monday Option - (Week 1) Silver O CMX SI 

181 180 CMX M2S P N Silver Weekly Monday Option - (Week 2) Silver O CMX SI 

182 181 CMX M3S P N Silver Weekly Monday Option - (Week 3) Silver O CMX SI 

183 182 CMX M4S P N Silver Weekly Monday Option - (Week 4) Silver O CMX SI 

184 183 CMX M5S P N Silver Weekly Monday Option - (Week 5) Silver O CMX SI 

184 CMX W1S P N Silver Weekly Wednesday Option - (Week 1) Silver O CMX SI 

186 185 CMX W2S P N Silver Weekly Wednesday Option - (Week 2) Silver O CMX SI 

187 186 CMX W3S P N Silver Weekly Wednesday Option - (Week 3) Silver O CMX SI 

188 187 CMX W4S P N Silver Weekly Wednesday Option - (Week 4) Silver O CMX SI 

189 188 CMX W5S P N Silver Weekly Wednesday Option - (Week 5) Silver O CMX SI 

189 CBT S P Y Soybean Futures Soybean F CBT S 

191 190 CBT 31 P N Soybean Crush Options Soybean O CBT S 

192 191 CBT KSH P N Soybean Calendar Spread Options: Mar-July Soybean O CBT S 

193 192 CBT SCO P N Soybean Calendar Spread Options: Jan-May Soybean O CBT S 

194 193 CBT KSC P N Soybean Calendar Spread Options: Jan-May Soybean O CBT S 

194 CBT C7S P N Soybean Calendar Spread Options: May-Nov Soybean O CBT S 

196 195 CBT SC5 P N Soybean Calendar Spread Options: July-Nov Soybean O CBT S 

197 196 CBT SC1 P N Soybean Calendar Spread Options: July-July Soybean O CBT S 

198 197 CBT SCX P N Soybean Calendar Spread Options: Nov-Nov Soybean O CBT S 

199 198 CBT SC4 P N Soybean Calendar Spread Options: Aug-Nov Soybean O CBT S 

The omission of a product or contract in the workbook does not mean that the product or contract 

is outside the definition of a referenced contract subject to federal position limits. CMEG Included in WBK Page 23 
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Staff Workbook (Version 1.11) 

A B C D E F G H I

1 Exchange 

Exchange 

Code 

Settlement 

Type: Physical 

("P") or Cash 

("C") 

Core Referenced 

Futures Contract Official Contract Name

 Commodity Underlying Core 

Referenced Futures Contract 

Future or 

Option 

Part 20 

Underlying 

Commodity Code 

199 CBT SX9 P N Soybean Calendar Spread Options: Nov-July Soybean O CBT S 

201 CBT ZSC P N Soybean Calendar Spread Options: Consecutive/Nearby Soybean O CBT S 

202 201 CBT YK P N Mini-Sized Soybean Futures Soybean F CBT S 

203 202 CBT S P N Soybean Options Soybean O CBT S 

204 203 CBT CZ1 P N Weekly Soybean Options (Week 1) Soybean O CBT S 

204 CBT CZ2 P N Weekly Soybean Options (Week 2) Soybean O CBT S 

206 CBT CZ3 P N Weekly Soybean Options (Week 3) Soybean O CBT S 

207 206 CBT CZ4 P N Weekly Soybean Options (Week 4) Soybean O CBT S 

208 207 CBT CZ5 P N Weekly Soybean Options (Week 5) Soybean O CBT S 

209 208 CBT SDF P N Short-Dated New Crop Corn Options Soybean O CBT S 

209 CBT SRS P N South American Short-Dated New Crop Soybean Options Soybean O CBT S 

211 CBT S8C P N Soybean Calendar Spread Options: Jan-Mar Soybean O CBT S 

212 211 CBT SC3 P N Soybean Calendar Spread Options: Nov-Mar Soybean O CBT S 

213 212 CBT SN1 P Y New Soybean Crop Weekly Option (Week 1) Soybean O CBT S 

214 213 CBT SN2 P N New Soybean Crop Weekly Option (Week 2) Soybean O CBT S 

214 CBT SN3 P Y New Soybean Crop Weekly Option (Week 3) Soybean O CBT S 

216 CBT SN4 P N New Soybean Crop Weekly Option (Week 4) Soybean O CBT S 

217 216 CBT SN5 P Y New Soybean Crop Weekly Option (Week 5) Soybean O CBT S 

218 217 CBT 06 P Y Soybean Meal Futures Soybean Meal F CBT SM 

219 218 CBT SM6 P N Soybean Meal Calendar Spread Options: July-Dec Soybean Meal O CBT SM 

219 CBT SM4 P N Soybean Meal Calendar Spread Options: Aug-Dec Soybean Meal O CBT SM 

221 CBT SM5 P N Soybean Meal Calendar Spread Options: Sep-Dec Soybean Meal O CBT SM 

222 221 CBT 06 P N Soybean Meal Options Soybean Meal O CBT SM 

223 222 CBT MZ1 P N Weekly Soybean Meal Options (Week 1) Soybean Meal O CBT SM 

224 223 CBT MZ2 P N Weekly Soybean Meal Options (Week 2) Soybean Meal O CBT SM 

224 CBT MZ3 P N Weekly Soybean Meal Options (Week 3) Soybean Meal O CBT SM 

226 CBT MZ4 P N Weekly Soybean Meal Options (Week 4) Soybean Meal O CBT SM 

227 226 CBT MZ5 P N Weekly Soybean Meal Options (Week 5) Soybean Meal O CBT SM 

228 227 CBT ODF P N Short-Dated New Crop Soybean Meal Options Soybean Meal O CBT SM 

229 228 CBT SM3 P N Soybean Meal Calendar Spread Options: Dec-Jul Soybean Meal O CBT SM 

229 CBT MYC P N Soybean Meal Calendar Spread Options: Nearby Soybean Meal O CBT SM 

231 CBT 31 P N Soybean Crush Options Soybean Meal O CBT S 

232 231 CBT 07 P Y Soybean Oil Futures Soybean Oil F CBT BO 

The omission of a product or contract in the workbook does not mean that the product or contract 

is outside the definition of a referenced contract subject to federal position limits. CMEG Included in WBK Page 24 
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Staff Workbook (Version 1.11) 

A B C D E F G H I

1 Exchange 

Exchange 

Code 

Settlement 

Type: Physical 

("P") or Cash 

("C") 

Core Referenced 

Futures Contract Official Contract Name

 Commodity Underlying Core 

Referenced Futures Contract 

Future or 

Option 

Part 20 

Underlying 

Commodity Code 

233 232 CBT 31 P N Soybean Crush Options Soybean Oil O CBT BO 

234 233 CBT OC4 P N Aug-Dec Soybean Oil CSO Options Soybean Oil O CBT BO 

235 234 CBT OC5 P N Sep-Dec Soybean Oil CSO Options Soybean Oil O CBT BO 

236 CBT OC3 P N Dec-July Soybean Oil CSO Options Soybean Oil O CBT BO 

237 236 CBT LDF P N Short-Dated New Crop Soybean Oil Options Soybean Oil O CBT BO 

238 237 CBT 07 P N Soybean Oil Options Soybean Oil O CBT BO 

239 238 CBT CO6 P N July-Dec Soybean Oil CSO Options Soybean Oil O CBT BO 

240 239 CBT COY P N Nearby Soybean Oil CSO Options Soybean Oil O CBT BO 

241 CBT OZ1 P N Soybean Oil Weekly Options - week 1 Soybean Oil O CBT BO 

242 241 CBT OZ2 P N Soybean Oil Weekly Options - week 2 Soybean Oil O CBT BO 

243 242 CBT OZ3 P N Soybean Oil Weekly Options - week 3 Soybean Oil O CBT BO 

244 243 CBT OZ4 P N Soybean Oil Weekly Options - week 4 Soybean Oil O CBT BO 

245 244 CBT OZ5 P N Soybean Oil Weekly Options - week 5 Soybean Oil O CBT BO 

246 NYMEX YO C N NYMEX No. 11 Sugar Futures Sugar No. 11 F ICUS SB 

247 246 CBT W P Y Wheat Futures Wheat (CBOT) F CBT W 

248 247 CBT YW P N Mini-Sized Wheat Futures Wheat (CBOT) F CBT W 

249 248 CBT CWM P N Wheat Calendar Spread Options: July-Dec Wheat (CBOT) O CBT W 

250 249 CBT CW6 P N Wheat Calendar Spread Options: Dec-July Wheat (CBOT) O CBT W 

251 CBT CWN P N Wheat Calendar Spread Options: July-July Wheat (CBOT) O CBT W 

252 251 CBT WCZ P N Wheat Calendar Spread Options: Dec-Dec Wheat (CBOT) O CBT W 

253 252 CBT CW3 P N Wheat Calendar Spread Options: Mar-Jul Wheat (CBOT) O CBT W 

254 253 CBT WZ1 P N Weekly Wheat Options - Week 1 Wheat (CBOT) O CBT W 

255 254 CBT WZ2 P N Weekly Wheat Options - Week 2 Wheat (CBOT) O CBT W 

256 CBT WZ3 P N Weekly Wheat Options - Week 3 Wheat (CBOT) O CBT W 

257 256 CBT WZ4 P N Weekly Wheat Options - Week 4 Wheat (CBOT) O CBT W 

258 257 CBT WZ5 P N Weekly Wheat Options - Week 5 Wheat (CBOT) O CBT W 

259 258 CBT XCW P N Chicago SRW Wheat-Corn Intercommodity Spread Options Wheat (CBOT) O CBT W 

260 259 CBT WZC P N Consecutive Chicago SRW Wheat CSO Wheat (CBOT) O CBT W 

261 CBT WDF P N Short-Dated New Crop Wheat Options Wheat (CBOT) O CBT W 

262 261 CBT MCG C N MGEX-CBOT Wheat Intercommodity Spread Options Wheat (CBOT) O CBT W 

263 262 CBT W P N Chicago SRW Wheat Options Wheat (CBOT) O CBT W 

264 263 CBT KWC C N KCBT HRW-Chicago SRW Wheat Intercommodity spread option Wheat (CBOT) O CBT W 

265 264 CBT KW P Y KC Hard Red Winter Wheat Futures Wheat, Hard Winter (KC) F CBT KW 

The omission of a product or contract in the workbook does not mean that the product or contract 

is outside the definition of a referenced contract subject to federal position limits. CMEG Included in WBK Page 25 
Staff Workbook (Version 1.11) 

A B C D E F G H I

1 Exchange 

Exchange 

Code 

Settlement 

Type: Physical 

("P") or Cash 

("C") 

Core Referenced 

Futures Contract Official Contract Name

 Commodity Underlying Core 

Referenced Futures Contract 

Future or 

Option 

Part 20 

Underlying 

Commodity Code 

266 265 CBT K7C P N KC HRW Wheat Calendar Spread Options - Consecutive Wheat, Hard Winter (KC) O CBT KW 

267 266 CBT KW P N Options on Contracts of Sale on KC Hard Red Winter Wheat Futures Wheat, Hard Winter (KC) O CBT KW 

268 267 CBT MKC P N Mini-Sized KC HRW Wheat Futures Wheat, Hard Winter (KC) F CBT KW 

269 268 CBT CKN P N KC HRW Wheat Calendar Spread Options - JUL-JUL Wheat, Hard Winter (KC) O CBT KW 

270 269 CBT CKM P N KC HRW Wheat Calendar Spread Options - JUL-DEC Wheat, Hard Winter (KC) O CBT KW 

271 270 CBT KCZ P N KC HRW Wheat Calendar Spread Options - DEC-DEC Wheat, Hard Winter (KC) O CBT KW 

272 271 CBT CK6 P N KC HRW Wheat Calendar Spread Options - DEC-JUL Wheat, Hard Winter (KC) O CBT KW 

273 272 CBT KWO P N Short-Dated New Crop KC HRW Wheat Options Wheat, Hard Winter (KC) O CBT KW 

274 273 CBT KWC C N KCBT HRW-CBOT Wheat spread option Wheat, Hard Winter (KC) O CBT KW 

275 274 CBT KC3 P N KC HRW Wheat Calendar Spread Options - MAR-JUL Wheat, Hard Winter (KC) O CBT KW 

276 275 CBT OK1 P N KC HRW Wheat Weekly Options - week 1 Wheat, Hard Winter (KC) O CBT KW 

277 276 CBT OK2 P N KC HRW Wheat Weekly Options - week 2 Wheat, Hard Winter (KC) O CBT KW 

278 277 CBT OK3 P N KC HRW Wheat Weekly Options - week 3 Wheat, Hard Winter (KC) O CBT KW 

279 278 CBT OK4 P N KC HRW Wheat Weekly Options - week 4 Wheat, Hard Winter (KC) O CBT KW 

280 279 CBT OK5 P N KC HRW Wheat Weekly Options - week 5 Wheat, Hard Winter (KC) O CBT KW 

281 280 CBT MKW C N MGEX-KC HRW Wheat Intercommodity Spread Options Wheat, Hard Winter (KC) O CBT KW 

The omission of a product or contract in the workbook does not mean that the product or contract 

is outside the definition of a referenced contract subject to federal position limits. CMEG Included in WBK Page 26 
5

10

15

20

25

30

Staff Workbook (Version 1.11) 

A B C D E F G H I

1 Exchange 

Exchange 

Code 

Settlement 

Type: Physical 

("P") or Cash 

("C") 

Core 

Referenced 

Futures 

Contract Official Contract Name

 Commodity Underlying Core 

Referenced Futures Contract 

Future or 

Option 

Part 20 

Underlying 

Commodity 

Code 

2 1 ICUS CC P Y Cocoa Futures Cocoa F ICUS CC 

3 2 ICUS CC1 P N Cocoa Calendar Spread Options (1 Month Series) Cocoa O ICUS CC 

4 3 ICUS CC2 P N Cocoa Calendar Spread Options (2 Month Series) Cocoa O ICUS CC 

4 ICUS CC P N Cocoa Options Cocoa O ICUS CC 

6 5 ICUS KC P Y Coffee C Futures Coffee F ICUS KC 

7 6 ICUS KC1 P N Coffee “C”® Calendar Spread Options (1 Month Series) Coffee O ICUS KC 

8 7 ICUS KC2 P N Coffee “C”® Calendar Spread Options (2 Month Series) Coffee O ICUS KC 

9 8 ICUS KC P N Coffee C Futures Option Coffee O ICUS KC 

9 ICUS KCW P N Weekly Coffee “C” Options Coffee O ICUS KC 

11 10 ICUS CT P Y Cotton No. 2 Futures Cotton No. 2 F ICUS CT 

12 11 ICUS CT P N Cotton No. 2 Options Cotton No. 2 O ICUS CT 

13 12 ICUS CT1 P N Cotton No.2® Calendar Spread Options (1 Month Series) Cotton No. 2 O ICUS CT 

14 13 ICUS CT2 P N Cotton No.2® Calendar Spread Options (2 Month Series) Cotton No. 2 O ICUS CT 

14 ICUS CTW P N Weekly Cotton No. 2 Options Cotton No. 2 O ICUS CT 

16 15 ICUS TIA C N Crude Diff - WTI 1-Month Calendar Spread Future Option Crude Oil, Light Sweet (WTI) O NYMEX CL 

17 16 ICUS TIA C N Crude Diff - WTI 1-Month Calendar Spread Future Crude Oil, Light Sweet (WTI) F NYMEX CL 

18 17 ICUS WTB C N WTI Bullet Futures Crude Oil, Light Sweet (WTI) F NYMEX CL 

19 18 ICUS TDE C N EU-Style WTI Future Crude Oil, Light Sweet (WTI) F NYMEX CL 

19 ICUS TDE C N Option on EU-Style WTI Future Crude Oil, Light Sweet (WTI) O NYMEX CL 

21 20 ICUS WUL C N Crude Outright – EU-Style WTI Future Crude Oil, Light Sweet (WTI) F NYMEX CL 

22 21 ICUS WUL C N Crude Outright – EU-Style WTI Option Crude Oil, Light Sweet (WTI) O NYMEX CL 

23 22 ICUS OJ P Y FCOJ-A Futures Frozen Concentrated Orange Juice F ICUS OJ 

24 23 ICUS OJ P N FCOJ-A Options Frozen Concentrated Orange Juice O ICUS OJ 

24 ICUS RCM C N Gasoline Diff – RBOB Gasoline 1-Month Calendar Spread Option Gasoline Blendstock (RBOB) O NYMEX RB 

26 25 ICUS PHH C N Henry Penultimate Fixed Price Natural Gas F NYMEX NG 

27 26 ICUS PHE C N Option on Henry Penultimate Fixed Price Natural Gas O NYMEX NG 

28 27 ICUS H C N Henry Hub Natural Gas Look-Alike Last Day (LD1) Financial Futures Natural Gas F NYMEX NG 

29 28 ICUS HHM C N Henry Penultimate 1-Month Calendar Spread Future Natural Gas F NYMEX NG 

29 ICUS HMT C N Henry Penultimate 3-Month Calendar Spread Future Natural Gas F NYMEX NG 

31 30 ICUS HMT C N 

Calendar Spread Option on Henry Penultimate 3-Month Calendar 

Spread Future Natural Gas O NYMEX NG 

The omission of a product or contract in the workbook does not mean the product 

or contract is outside the definition of a referenced contract subject to federal position limits. ICUS Included in WBK 27 
Staff Workbook (Version 1.11) 

A B C D E F G H I

32 31 ICUS HMX C N Henry Penultimate 6-Month Calendar Spread Future Natural Gas F NYMEX NG 

33 32 ICUS HMX C N 

Calendar Spread Option on Henry Penultimate 6-Month Calendar 

Spread Future Natural Gas O NYMEX NG 

34 33 ICUS SDH C N Henry LD1 Same Day Fixed Price Future Natural Gas F NYMEX NG 

35 34 ICUS SDH C N Option on Henry LD1 Same Day Fixed Price Future Natural Gas O NYMEX NG 

36 35 ICUS HHM C N 

Calendar Spread Option on Henry Penultimate 1-Month Calendar 

Spread Future Natural Gas O NYMEX NG 

37 36 ICUS HHL C N HENRY LD1 FIXED PRICE FUTURE 25K Natural Gas F NYMEX NG 

38 37 ICUS HHR C N Henry Penultimate 4-Month Calendar Spread Future Natural Gas F NYMEX NG 

39 38 ICUS HHR C N 

Calendar Spread Option on Henry Penultimate 4-Month Calendar 

Spread Future Natural Gas O NYMEX NG 

40 39 ICUS HHV C N Henry Penultimate 5-Month Calendar Spread Future Natural Gas F NYMEX NG 

41 40 ICUS HHV C N 

Calendar Spread Option on Henry Penultimate 5-Month Calendar 

Spread Future Natural Gas O NYMEX NG 

42 41 ICUS HHP C N Henry Penultimate Fixed Price Future 25K Natural Gas F NYMEX NG 

43 42 ICUS HHP C N Option on Henry Penultimate Fixed Price Future 25K Natural Gas O NYMEX NG 

44 43 ICUS HHA C N Henry CAL 1X Fixed Price Option Natural Gas O NYMEX NG 

45 44 ICUS SB P Y Sugar No. 11 Futures Sugar No. 11 F ICUS SB 

46 45 ICUS SB1 P N Sugar No.11 Calendar Spread Option (1 Month Series) Sugar No. 11 O ICUS SB 

47 46 ICUS SB2 P N Sugar No.11 Calendar Spread Option (2 Month Series) Sugar No. 11 O ICUS SB 

48 47 ICUS SB P N Sugar No. 11 Futures Option Sugar No. 11 O ICUS SB 

49 48 ICUS SBW P N Weekly Sugar No. 11 Options Sugar No. 11 O ICUS SB 

50 49 ICUS SF P Y Sugar No. 16 Futures Sugar No. 16 F ICUS SF 

The omission of a product or contract in the workbook does not mean the product 

or contract is outside the definition of a referenced contract subject to federal position limits. ICUS Included in WBK 28 
Staff Workbook (Version 1.11) 

A B C D E F G H I

1 Exchange 

Exchange 

Code 

Settlement Type: 

Physical ("P") or 

Cash ("C") 

Core Referenced 

Futures Contract Official Contract Name

 Commodity Underlying Core 

Referenced Futures Contract 

Future or 

Option 

Part 20 

Underlying 

Commodity Code 

2 1 ICEU T C N 

West Texas Intermediate Light Sweet Crude Oil Futures 

Contract Crude Oil, Light Sweet (WTI) F NYMEX CL 

3 2 ICEU WLD C N ICE WTI Crude Oil Last Day Future Crude Oil, Light Sweet (WTI) F NYMEX CL 

4 3 ICEU N C N ICE NYH (RBOB) Gasoline Futures Gasoline Blendstock (RBOB) F NYMEX RB 

5 4 ICEU NLD C N ICE (RBOB) Gasoline Last Day Future Gasoline Blendstock (RBOB) F NYMEX RB 

6 5 ICEU O C N ICE Heating Oil Futures NY Harbor ULSD F NYMEX HO 

7 6 ICEU OLD C N ICE NYH Heating Oil Last Day Future NY Harbor ULSD F NYMEX HO 

8 7 ICEU O67 P N Heating Oil Outright - NYH ULSHO Future NY Harbor ULSD F NYMEX HO 

9 8 ICEU O62 P N Heating Oil Outright - NYH ULSD Future NY Harbor ULSD F NYMEX HO 

10 9 ICEU SOY C N Soybean Oil Penultimate Day 1st Line Future Soybean Oil F CBT BO 

The omission of a product or contract in the workbook does not mean the product or contract 

is outside the definition of a referenced contract subject to federal position limits. ICEU Included in WBK Page 29 
Staff Workbook (Version 1.11) 

A B C D E F G H I

1 Exchange Exchange Code 

Settlement Type: 

Physical ("P") or 

Cash ("C") 

Core Referenced 

Futures Contract Official Contract Name

 Commodity Underlying Core 

Referenced Futures Contract 

Future or 

Option 

Part 20 

Underlying 

Commodity Code 

2 1 Nodal NNG C N 

Nodal HENRY HUB NATURAL GAS Financial futures -

10,000 Natural Gas F NYMEX NG 

3 2 Nodal NHP C N 

Nodal HENRY HUB NATURAL GAS Penultimate futures -

10,000 Natural Gas F NYMEX NG 

4 3 Nodal NHP C N 

Option on Nodal HENRY HUB NATURAL GAS 

Penultimate futures - 10,000 Natural Gas O NYMEX NG 

5 4 Nodal PHH C N 

Nodal HENRY HUB NATURAL GAS Penultimate Financial 

futures - 2,500 Natural Gas F NYMEX NG 

6 5 Nodal PHH C N 

Option on the Nodal HENRY HUB NATURAL GAS 

Penultimate Financial futures - 2,500 Natural Gas O NYMEX NG 

7 6 Nodal NGH C N 

Nodal HENRY HUB NATURAL GAS FINANCIAL FUTURES -

2,500 Natural Gas F NYMEX NG 

8 7 Nodal HWX P N 

Henry Hub Penultimate Monthly Natural Gas Option 

2,500 (Futures Style Margining) Natural Gas O NYMEX NG 

9 8 Nodal HWY P N 

Henry Hub Penultimate Monthly Natural Gas Option 

10,000 (Futures Style Margining) Natural Gas O NYMEX NG 

The omission of a product or contract in the workbook does not mean the product or contract 

is outside the definition of a referenced contract subject to federal position limits. Nodal Included in WBK 30 
Staff Workbook (Version 1.11) 

A B C D E F G H I

Settlement 

1 Exchange Exchange Code 

Type: Physical 

("P") or Cash 

("C") 

Core Referenced 

Futures Contract Official Contract Name

 Commodity Underlying Core 

Referenced Futures Contract 

Future or 

Option 

Part 20 

Underlying 

Commodity Code 

2 1 MGE W P Y Hard Red Spring Wheat Futures Wheat, Hard Red Spring (MGEX) F MGEX MWE 

3 2 MGE WC P N Hard Red Spring Wheat Options(Calls) Wheat, Hard Red Spring (MGEX) O MGEX MWE 

4 3 MGE WP P N Hard Red Spring Wheat Options (Puts) Wheat, Hard Red Spring (MGEX) O MGEX MWE 

The omission of a product or contract in the workbook does not mean the product or contract 

is outside the definition of a referenced contract subject to federal position limits. MGEX Included in WBK 31 
Staff Workbook (Version 1.11) 

A B C D E F G H I

Settlement 

1 Exchange Exchange Code 

Type: Physical 

("P") or Cash 

("C") 

Core Referenced 

Futures Contract Official Contract Name

 Commodity Underlying Core 

Referenced Futures Contract 

Future or 

Option 

Part 20 

Underlying 

Commodity Code 

2 1 LMX OIL C N Micro Crude Oil Futures Crude Oil, Light Sweet (WTI) F NYMEX CL 

The omission of a product or contract in the workbook does not mean the product or contract 

is outside the definition of a referenced contract subject to federal position limits. LMX Included in WBK 32