```
SULFUR FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE                                          Code-006261
Commitments of Traders with Delta-adjusted Options and Futures Combined, November 9, 2009                
-------------------------------------------------------------------------------------------------------------------
     :   Total  :                        Reportable Positions                                :   Nonreportable
     :----------------------------------------------------------------------------------------     Positions
     :   Open   :           Non-Commercial       :     Commercial      :       Total         :
     : Interest :   Long   :  Short   : Spreading:   Long   :  Short   :   Long   :  Short   :   Long   :  Short
-------------------------------------------------------------------------------------------------------------------
     :          : (CONTRACTS OF 25 U.S. EPA SO2 EMMISSION ALLOWANCES)                        :
     :          :                                                                            :
All  :    36,806:    21,416      1,985        250     15,094     34,546     36,761     36,781:        45         26
Old  :    36,806:    21,416      1,985        250     15,094     34,546     36,761     36,781:        45         26
Other:         0:         0          0          0          0          0          0          0:         0          0
     :          :                                                                            :
     :          :          Changes in Commitments from: November 3, 2009                     :
     :       799:       613         90         41        118        646        772        777:        27         22
     :          :                                                                            :
     :          :    Percent of Open Interest Represented by Each Category of Trader         :
All  :     100.0:      58.2        5.4        0.7       41.0       93.9       99.9       99.9:       0.1        0.1
Old  :     100.0:      58.2        5.4        0.7       41.0       93.9       99.9       99.9:       0.1        0.1
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0:       0.0        0.0
     :          :                                                                            :
     :# Traders :              Number of Traders in Each Category                            :
All  :        43:        13          7          5         15         18         29         29:
Old  :        43:        13          7          5         15         18         29         29:
Other:         0:         0          0          0          0          0          0          0:
     :----------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 79.1       59.0       91.9       80.7       69.7       52.2       77.0       69.5
Old  :                 79.1       59.0       91.9       80.7       69.7       52.2       77.0       69.5
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
CARBON FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE                                          Code-006268
Commitments of Traders with Delta-adjusted Options and Futures Combined, November 9, 2009                
-------------------------------------------------------------------------------------------------------------------
     :   Total  :                        Reportable Positions                                :   Nonreportable
     :----------------------------------------------------------------------------------------     Positions
     :   Open   :           Non-Commercial       :     Commercial      :       Total         :
     : Interest :   Long   :  Short   : Spreading:   Long   :  Short   :   Long   :  Short   :   Long   :  Short
-------------------------------------------------------------------------------------------------------------------
     :          : (CONTRACTS OF 1,000 METRIC TONS CCX C02)                                   :
     :          :                                                                            :
All  :     4,815:     2,762        177      1,347        289      3,196      4,398      4,720:       417         95
Old  :     4,815:     2,762        177      1,347        289      3,196      4,398      4,720:       417         95
Other:         0:         0          0          0          0          0          0          0:         0          0
     :          :                                                                            :
     :          :          Changes in Commitments from: November 3, 2009                     :
     :      -102:      -117        -42         -5        -50        -55       -172       -101:        70         -0
     :          :                                                                            :
     :          :    Percent of Open Interest Represented by Each Category of Trader         :
All  :     100.0:      57.4        3.7       28.0        6.0       66.4       91.3       98.0:       8.7        2.0
Old  :     100.0:      57.4        3.7       28.0        6.0       66.4       91.3       98.0:       8.7        2.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0:       0.0        0.0
     :          :                                                                            :
     :# Traders :              Number of Traders in Each Category                            :
All  :        28:        19          4          8          1          5         23         14:
Old  :        28:        19          4          8          1          5         23         14:
Other:         0:         0          0          0          0          0          0          0:
     :----------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 42.8       79.2       66.3       96.3       33.0       60.2       45.1       63.9
Old  :                 42.8       79.2       66.3       96.3       33.0       60.2       45.1       63.9
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
RGGI CO2 ALLOWANCE - CHICAGO CLIMATE FUTURES EXCHANGE                                                   Code-00626U
Commitments of Traders with Delta-adjusted Options and Futures Combined, November 9, 2009                
-------------------------------------------------------------------------------------------------------------------
     :   Total  :                        Reportable Positions                                :   Nonreportable
     :----------------------------------------------------------------------------------------     Positions
     :   Open   :           Non-Commercial       :     Commercial      :       Total         :
     : Interest :   Long   :  Short   : Spreading:   Long   :  Short   :   Long   :  Short   :   Long   :  Short
-------------------------------------------------------------------------------------------------------------------
     :          : (CONTRACTS OF 1000 RGGI CO2 ALLOWANCES)                                    :
     :          :                                                                            :
All  :    29,040:     1,462        939        977     26,550     27,117     28,989     29,033:        51          7
Old  :    29,040:     1,462        939        977     26,550     27,117     28,989     29,033:        51          7
Other:         0:         0          0          0          0          0          0          0:         0          0
     :          :                                                                            :
     :          :          Changes in Commitments from: November 3, 2009                     :
     :       937:       201        -94         17        716      1,023        933        946:         4         -9
     :          :                                                                            :
     :          :    Percent of Open Interest Represented by Each Category of Trader         :
All  :     100.0:       5.0        3.2        3.4       91.4       93.4       99.8      100.0:       0.2        0.0
Old  :     100.0:       5.0        3.2        3.4       91.4       93.4       99.8      100.0:       0.2        0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0:       0.0        0.0
     :          :                                                                            :
     :# Traders :              Number of Traders in Each Category                            :
All  :        32:         5          4          7         19         15         29         22:
Old  :        32:         5          4          7         19         15         29         22:
Other:         0:         0          0          0          0          0          0          0:
     :----------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 74.5       61.9       85.6       82.3       69.6       58.5       78.4       72.9
Old  :                 74.5       61.9       85.6       82.3       69.6       58.5       78.4       72.9
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
```

----

Updated November 13, 2009