EX-4.6




 Exhibit 4.6 

SECURITY AGREEMENT 
 THIS
SECURITY AGREEMENT (as amended, modified, supplemented or restated and in effect from time to time, this “Agreement”), dated as of December 15, 2015, is made by and among Bloom Energy Corporation, a Delaware corporation (the
“Company”), the Guarantors from time to time party hereto (the “Guarantors” and together with the Company, each a “Grantor” and collectively, the “Grantors”), and U.S. Bank National
Association, in its capacity as collateral agent pursuant to the Indenture (as hereinafter defined) (in such capacity and together with any successors in such capacity, the “Collateral Agent”) for its own benefit and the benefit of
the other Secured Parties. 
 WITNESSETH: 

WHEREAS, reference is made to that certain Indenture, dated as of December 15, 2015 (as amended, modified, supplemented or restated and
in effect from time to time, the “Indenture”, which term shall also include and refer to any additional issuance of notes under the Indenture), by and among, the Company, each Guarantor, U.S. Bank National Association, as trustee
(together with its successors in such capacity, the “Trustee”), and the Collateral Agent, pursuant to which the Company is issuing its 5.0% Convertible Senior Secured PIK Notes due 2020 (together with any additional notes issued
under the Indenture, the “Senior Secured Notes”). 
 WHEREAS, pursuant to the Indenture the Holders have appointed the
Collateral Agent to act as its agent hereunder and the Collateral Agent has accepted such appointment. 
 WHEREAS, it is a condition to the
issuance of the Senior Secured Notes that each Grantor executes and delivers this Agreement. 
 WHEREAS, this Agreement is made by the
Grantors in favor of the Collateral Agent for the benefit of the Secured Parties to secure the payment and performance in full when due of the Secured Obligations. 

AGREEMENT 
 NOW, THEREFORE, in
consideration of the mutual conditions and agreements set forth in this Agreement, and for good and valuable consideration, the receipt of which is hereby acknowledged, the Grantors and the Collateral Agent, on its own behalf and on behalf of the
other Secured Parties (and each of their respective successors or permitted assigns), hereby agree as follows: 
 ARTICLE 1 

Definitions 
 SECTION 1.01
Generally. All references herein to the UCC shall mean the Uniform Commercial Code as in effect from time to time in the State of New York; provided, however, that if a term is defined in Article 9 of the UCC differently than in
another Article thereof, the term shall have the meaning set forth in Article 9; provided, further, that, if by reason of mandatory provisions of law, perfection, or the effect of perfection or non-perfection, of the Security Interest
in any Collateral or the availability of any remedy hereunder is governed by the Uniform Commercial Code as in effect in a jurisdiction other than New York, “UCC” means the Uniform Commercial Code as in effect in such other
jurisdiction for purposes of the provisions hereof relating to such perfection or effect of perfection or non-perfection or availability of such remedy, as the case may be. 








 SECTION 1.02 Definition of Certain Terms Used Herein. Unless the context otherwise
requires, all capitalized terms used but not defined herein shall have the meanings set forth in the Indenture. In addition, as used herein, the following terms shall have the following meanings: 

“Accessions” shall have the meaning given that term in the UCC. 

“Account Debtor” shall have the meaning given that term in the UCC. 

“Account(s)” shall mean “accounts”, as defined in the UCC, and shall also mean a right to payment of a monetary
obligation, whether or not earned by performance, (i) for property that has been or is to be sold, leased, licensed, assigned, or otherwise disposed of, (ii) for services rendered or to be rendered, or (iii) arising out of the use of
a credit or charge card or information contained on or for use with the card. 
 “Blue Sky Laws” shall have the meaning
assigned to such term in Section 6.01 of this Agreement. 
 “Chattel Paper” shall have the meaning given that term in
the UCC. 
 “Collateral” shall mean all personal property of each Grantor, including, without limitation: all (a) Accounts,
(b) Chattel Paper, (c) Commercial Tort Claims, (d) Deposit Accounts, (e) Documents, (f) Equipment, (g) General Intangibles (including Payment Intangibles and IP Collateral), (h) Goods, (i) Instruments,
(j) Inventory, (k) Investment Property, (l) Software, (m) letters of credit, Letter-of-Credit Rights and Supporting Obligations, (n) money, policies and certificates of insurance, deposits, cash, or other property,
(o) all books, records, and information relating to any of the foregoing ((a) through (n)) and/or to the operation of any Grantor’s business, and all rights of access to such books, records, and information, and all property in which such
books, records, and information are stored, recorded and maintained (including customer lists, files, correspondence, tapes, computer programs, print-outs and computer records), (p) all accessions to, substitutions for, and all replacements,
products, and cash and non-cash proceeds of the foregoing (including Stock Rights and proceeds of and unearned premiums with respect to insurance policies, and claims against any Person for loss, damage or destruction of any of the foregoing ((a)
through (o)) or otherwise), (q) all liens, guaranties, rights, remedies, and privileges pertaining to any of the foregoing ((a) through (p)), including the right of stoppage in transit, and (s) any of the foregoing, whether now owned or
now due, or in which any Grantor has an interest, or hereafter acquired, arising, or to become due, or in which any Grantor obtains an interest, and all products, Proceeds, substitutions, and Accessions of or to any of the foregoing;
provided, however, that, notwithstanding the foregoing, the Collateral shall not include any Excluded Assets. 

“Collateral Agent” shall have the meaning assigned to such term in the preamble of this Agreement. 

“Collateral Agent’s Rights and Remedies” shall have the meaning assigned to such term in Section 8.08. 

“Commercial Tort Claims” shall have the meaning given that term in the UCC and shall include, without limitation, the
Commercial Tort Claims listed on Schedule II (as such schedule may be supplemented from time in accordance with Section 3.08). 

“Commodity Account” shall have the meaning given that term in the UCC. 

“Company” has the meaning given to that term in the preamble to this Agreement. 

  
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 “Control” shall have the meaning given that term in the UCC. 

“Copyright Licenses” shall mean all agreements, whether written or oral, providing for the grant by or to any Grantor of any
right under any Copyright. 
 “Copyright Office” shall mean the United States Copyright Office or any other federal
governmental agency which may hereafter perform its functions. 
 “Copyrights” shall mean all copyrights and like
protections in each work of authorship or derivative work thereof, whether registered or unregistered and whether published or unpublished, including, without limitation, the copyright registrations and copyright applications listed on Exhibit
A annexed hereto and made a part hereof, together with all registrations and recordings thereof and all applications in connection therewith. 

“Deposit Account” shall have the meaning given that term in the UCC and shall also include all demand, time, savings,
passbook, or similar accounts maintained with a bank or other financial institution. 
 “Deposit Account Control Agreement”
means an agreement reasonably satisfactory to the Collateral Agent (provided that an agreement that exposes the Collateral Agent to individual liability cannot be reasonably satisfactory to the Collateral Agent) among any Grantor, a banking
institution holding such Grantor’s funds, and the Collateral Agent with respect to collection and control of all deposits and balances held in a deposit account maintained by any Grantor with such banking institution granting Control over such
deposit account to the Collateral Agent. 
 “Documents” shall have the meaning given that term in the UCC. 

“Equipment” shall mean “equipment,” as defined in the UCC, and shall also mean all furniture, machinery, office
equipment, plant equipment, tools, dies, molds, and other goods, property, and assets which are used and/or were purchased for use in the operation or furtherance of a Grantor’s business, and any and all Accessions or additions thereto, and
substitutions therefor. 
 “Excluded Assets” means (1) any interests in real property held by a Grantor as a lessee
under a lease and any owned real property or fixtures; (2) any lease, license, permit, contract or agreement to which a Grantor is party if the grant of security interest therein to the Collateral Agent shall constitute or result in a breach,
termination or default under such lease, license, permit, contract or agreement, other than to the extent that any such term would be rendered ineffective pursuant to Sections 9-406, 9-407, 9-408 or 9-409 of the Uniform Commercial Code (or any
successor provision or provisions) of any relevant jurisdiction or any other applicable law (including the Bankruptcy Code) or principles of equity; (3) any intent to use trademark application filed pursuant to Section 1(b) of the Lanham
Act to the extent and until a statement of use or amendment to allege use is filed in connection therewith and accepted by the PTO and only if inclusion of such intent to use application in the Collateral prior to such time would result in the
cancellation or invalidation of the alleged trademark; (4) any voting Capital Stock the pledge of which would cause more than 65% of the outstanding voting Capital Stock of any Foreign Subsidiary to be pledged; (5) any motor vehicles and
other assets subject to certificates of title; (6) assets and personal property for which a pledge thereof or a security interest therein is prohibited by applicable laws (including any legally effective requirement to obtain the consent of any
governmental authority) after giving effect to the applicable anti-assignment provisions of the Uniform Commercial Code of any applicable jurisdiction; (7) any specific assets that are subject to a Lien permitted by clause (b), (e), (f), (g),
(m), (n) (solely in case of cash and cash equivalents pledged as cash collateral for any Hedging Obligations), (o), (t)(iv) or (y) of the definition of Permitted Liens to the extent that a Lien on such assets to secure the Secured


  
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Obligations is prohibited by or requires consent under the documentation relating to the obligations secured by such Lien, (8) property as to which Liens are outstanding on the Issue Date to
holders of debt for borrowed money, capital lease obligations or purchase money indebtedness (other than (i) Silicon Valley Bank, including pursuant to the Loan and Security Agreement, dated as of March 30, 2012, by and between Silicon
Valley Bank and Bloom Energy Corporation and (ii) Liens arising under the Security Documents) so long as such Liens are in effect, (9) any Capital Stock outstanding on the Issue Date and pledged to holders of debt for borrowed money,
capital lease obligations or purchase money indebtedness (other than (i) Silicon Valley Bank, including pursuant to the Loan and Security Agreement, dated as of March 30, 2012, by and between Silicon Valley Bank and Bloom Energy
Corporation and (ii) Liens arising under the Security Documents) so long as such Liens are in effect, (10) Capital Stock in PPA Companies, (11) any Capital Stock in any Project Entities, (12) upon release pursuant to
Section 17.04(a)(v) of the Indenture, Intellectual Property, and (13) any Capital Stock of Bloom Energy Japan Limited, a company formed under the laws of Japan, so long as the grant of a security interest therein is prohibited by Joint
Venture Agreement, dated May 1, 2013, by and among Eco Production Preparatory Corporation, Bloom Energy Corporation, Appli Production Preparatory Corporation, and solely for certain provisions thereof, SoftBank Corp. 

“Excluded Deposit Account” means, collectively, (a) all Deposit Accounts established or held (including sub-accounts)
for the exclusive purpose of (and only containing funds for) funding payroll, payroll or employment taxes or employee benefits, or a “zero balance account”, (b) all accounts at any depository institution and its affiliates so long as
the aggregate amount on deposit at such depository institution and its affiliates does not exceed in the aggregate $5.0 million at any time and (c) any Deposit Account located outside of the United States of America. 

“Financing Statement” shall have the meaning given that term in the UCC. 

“Fixtures” shall have the meaning given that term in the UCC. 

“General Intangibles” shall have the meaning given that term in the UCC, and shall also include, without limitation, all:
Payment Intangibles; rights to payment for credit extended; deposits; amounts due to any Grantor; credit memoranda in favor of any Grantor; warranty claims; tax refunds and abatements; insurance refunds and premium rebates; all means and vehicles of
investment or hedging, including, without limitation, options, warrants, and futures contracts; records; customer lists; telephone numbers; goodwill; causes of action; judgments; rights to collect payments under any settlement or other agreement;
rights of admission; licenses; franchises; rental contracts, including all rights of any Grantor to enforce same; permits, certificates of convenience and necessity, and similar rights granted by any governmental authority; and IP Collateral. 

“Goods” shall have the meaning given that term in the UCC. 

“Grantors” shall have the meaning assigned to such term in the preamble of this Agreement. 

“Guarantors” shall have the meaning assigned to such term in the preamble of this Agreement. 

“Indenture” shall have the meaning assigned to such term in the recitals of this Agreement. 

“Instruments” shall have the meaning given that term in the UCC. 

“Intellectual Property” shall mean all worldwide rights in and to the following: Patents, Copyrights, Trademarks, Licenses,
trade secrets, know-how, technology, inventions (whether patent or not), rights in software, databases and data and other proprietary information, industrial design applications and registered industrial designs, and all other forms of intellectual
property throughout the world. 

  
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 “Inventory” shall have the meaning given that term in the UCC, and shall also
include, without limitation, all: (a) Goods which (i) are leased by a Person as lessor, (ii) are held by a Person for sale or lease or to be furnished under a contract of service, (iii) are furnished by a Person under a contract
of service, or (iv) consist of raw materials, work in process, or materials used or consumed in a business; (b) Goods of said description in transit; (c) Goods of said description which are returned, repossessed or rejected; and
(d) packaging, advertising, and shipping materials related to any of the foregoing. 
 “Investment Property” shall
have the meaning given that term in the UCC. 
 “IP Collateral” shall mean all Copyrights, Patents, Trademarks, and all
other Intellectual Property, all Licenses and all income, royalties, damages and payments now hereafter due and/or payable under and with respect to any of the foregoing, the right to sue for past, present and future infringements, misappropriations
and dilutions of any of the foregoing, and all of the Grantors’ rights therein throughout the world. 
 “Issue Date”
shall mean December 15, 2015. 
 “Letter-of-Credit Rights” shall have the meaning given that term in the UCC. 

“Licenses” shall mean, collectively, the Copyright Licenses, Patent Licenses, Trademark Licenses, and any other license of
Intellectual Property providing for the grant by or to any Grantor of any right to use Intellectual Property as such term is defined herein. 

“Material Adverse Effect” shall mean any event, facts, or circumstances, which has a material adverse effect on (i) the
business, assets, or financial condition of the Grantors and their subsidiaries taken as a whole, (ii) the validity or enforceability of this Agreement or the other Security Documents or the rights or remedies of the Secured Parties hereunder
or thereunder or (iii) the attachment or, to the extent required hereby, perfection or priority of the Liens or security interests intended to be created hereunder, taken as a whole. 

“Patent Licenses” shall mean all agreements, whether written or oral, providing for the grant by or to any Grantor of any
right under any Patent. 
 “Patents” shall mean all patents and applications for patents, and the inventions, discoveries,
designs and improvements therein disclosed or claimed, and any and all divisions, reissues and continuations, continuations-in-part, extensions, and reexaminations of said patents including, without limitation, the patents and patent applications
listed on Exhibit B annexed hereto and made a part hereof. 
 “Payment Intangible” shall have the meaning given that
term in the UCC and shall also mean any General Intangible under which the Account Debtor’s primary obligation is a monetary obligation. 

“Pledged Collateral” means all Instruments, Securities and other Investment Property of the Grantors, whether or not
physically delivered to the Collateral Agent pursuant to this Agreement. 
 “Proceeds” shall mean “proceeds,” as
defined in the UCC, and shall also include each type of property described in the definition of Collateral. 

  
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 “PTO” shall mean the United States Patent and Trademark Office or any other
federal governmental agency which may hereafter perform its functions. 
 “Responsible Officer” shall mean any officer of
Collateral Agent with direct responsibility for the administration of the Indenture and this Agreement and also means, with respect to a particular corporate trust matter related to the Indenture or this Agreement, any other officer to whom such
matter is referred because of his knowledge of and familiarity with the particular subject. 
 “Secured Obligations” shall
mean, collectively, any principal, premium, interest (including any interest and fees accruing subsequent to the filing of a petition in bankruptcy, reorganization or similar proceeding at the rate provided for in the documentation with respect
thereto, whether or not such interest or fees is an allowed claim under applicable state, federal or foreign law), penalties, fees, indemnifications, reimbursements (including reimbursement obligations with respect to letters of credit and
banker’s acceptances), damages and other liabilities, and guarantees of payment of such principal, interest, penalties, fees, indemnifications, reimbursements, damages and other liabilities, payable under any of the Indenture, the Senior
Secured Notes, the Notes Guarantees and the Security Documents. 
 “Secured Parties” shall mean the collective reference to
the Holders, the Trustee and the Collateral Agent and any other holders of Secured Obligations. 
 “Securities Act” shall
have the meaning assigned to such term in Section 6.01 of this Agreement. 
 “Security” shall have the meaning given
that term in the UCC. 
 “Security Interest” shall have the meaning assigned to such term in Section 2.01 of this
Agreement. 
 “Software” shall have the meaning given that term in the UCC. 

“Stock Rights” means all dividends, instruments or other distributions and any other right or property which the Grantors
shall receive or shall become entitled to receive for any reason whatsoever with respect to, in substitution for or in exchange for any Capital Stock constituting Collateral, any right to receive Capital Stock and any right to receive earnings, in
which the Grantors now have or hereafter acquire any right, issued by an issuer of such Capital Stock. 
 “Supporting
Obligation” shall have the meaning given that term in the UCC and shall also refer to a secondary obligation that supports the payment or performance of an Account, Chattel Paper, a Document, a General Intangible, an Instrument, or
Investment Property. 
 “Trademark Licenses” shall mean all agreements, whether written or oral, providing for the grant by
or to any Grantor of any right under any Trademark. 
 “Trademarks” shall mean all trademarks, trade names, corporate
names, company names, Internet domain names, business names, fictitious business names, trade dress, trade styles, service marks, brand names, designs, logos and other source or business identifiers, whether registered or unregistered, including,
without limitation, the trademark registrations and trademark applications listed on Exhibit C annexed hereto and made a part hereof, together with all registrations thereof, all applications in connection therewith, all renewals or
extensions thereof and all goodwill of the business connected with, and symbolized by, any of the foregoing. 
 “Trustee”
shall have the meaning assigned to such term in the recitals of this Agreement. 

  
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 ARTICLE 2 

Grant of Security Interest 

SECTION 2.01 Security Interest. As security for the payment or performance, as the case may be, in full of the Secured Obligations,
each Grantor hereby grants to the Collateral Agent, its successors and permitted assigns, for its own benefit and the benefit of the other Secured Parties, a security interest in all of such Grantor’s right, title and interest in, to and under
the Collateral whether now existing or hereafter arising (the “Security Interest”). Without limiting the foregoing, each Grantor hereby designates the Collateral Agent as such Grantor’s true and lawful attorney, exercisable by
the Collateral Agent whether or not an Event of Default exists, with full power of substitution, at the Collateral Agent’s option, to file or cause to be filed one or more Financing Statements, continuation statements, or to sign other
documents for the purpose of perfecting, confirming, continuing, or protecting the Security Interest granted by each Grantor, without the signature of any Grantor (each Grantor hereby appointing the Collateral Agent as such Person’s attorney to
sign such Person’s name to any such instrument or document, whether or not an Event of Default exists), and naming any Grantor or the Grantors, as debtors, and the Collateral Agent, as secured party. Any such financing statement may indicate
the Collateral as “all assets of the Grantor”, “all personal property of the debtor” or words of similar effect, regardless of whether any particular asset comprised in the Collateral falls within the scope of Article 9 of the
UCC. Anything to the contrary herein notwithstanding, the Collateral Agent shall not be required to make any filings of Financing Statements, filings with the PTO, the Copyright Office or otherwise. 

SECTION 2.02 No Assumption of Liability. The Security Interest is granted as security only and shall not subject the Collateral Agent
or any other Secured Party to, or in any way alter or modify, any obligation or liability of any Grantor with respect to or arising out of the Collateral. 

ARTICLE 3 

Representations and Warranties 

The Grantors jointly and severally represent and warrant to the Collateral Agent and the other Secured Parties that: 

SECTION 3.01 Title and Authority. Each Grantor has good and valid rights in, and title to, the Collateral with respect to which it has
purported to grant a Security Interest or Lien under the Security Documents and has full power and authority to grant to the Collateral Agent the Security Interest and/or Lien in such Collateral pursuant to the Security Documents and to execute,
deliver and perform its obligations in accordance with the terms of the Security Documents, without the consent or approval of any other Person, other than any consent or approval which has been obtained. 

SECTION 3.02 Filings. UCC Financing Statements in each Grantor’s jurisdiction of organization and other appropriate filings,
recordings or registrations with the PTO and the Copyright Office containing a description of the Collateral have been or will be timely filed by the Grantors to protect the validity of and to establish a legal, valid and perfected security interest
and/or Lien in favor of the Collateral Agent (for its own benefit and the benefit of the other Secured Parties) in respect of all Collateral in which the Security Interest and/or Liens may be perfected by such filing, recording or registration and
no further or subsequent filing, re-filing, recording, rerecording, registration or re-registration is necessary in respect of such UCC Financing Statements or such filing with the PTO or the Copyright Office, except as provided under applicable law
with respect to the filing of continuation statements or as a result of any change in a Grantor’s name or jurisdiction of incorporation or formation or under any other circumstances under which, pursuant to the UCC, filings previously made have
become misleading or ineffective in whole or in part, or filings with the PTO or the Copyright Office in respect of IP Collateral acquired after the date hereof which filings are required hereunder to be made by Grantors. 

  
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 SECTION 3.03 Validity and Priority of Security Interest. The Security Interest constitutes
(a) a legal and valid security interest in all of the Collateral securing the payment and performance of the Secured Obligations, (b) subject to the making of the filings described in Section 3.02 above within the time periods
prescribed by applicable law, a perfected security interest in that portion of the Collateral to the extent perfection in the Collateral can be accomplished by such filing and (c) subject to the obtaining of Control by the Collateral Agent, a
perfected security interest in such Collateral to the extent perfection in the Collateral can be accomplished by Control and perfection of the Security Interest in such Collateral is required by the terms hereof or of the Indenture. The Security
Interest is and shall be prior to any other Lien on any of the Collateral, subject to Permitted Priority Liens. 
 SECTION 3.04
Grantors’ Names, Location, Etc. Each Grantor’s exact legal name is set forth on Schedule I attached hereto or as otherwise set forth in a written notice given to the Collateral Agent pursuant to Section 4.01(a) below.
Each Grantor was formed under the laws of the jurisdiction of its incorporation or formation as set forth on Schedule I attached hereto or as otherwise set forth in a written notice given to the Collateral Agent pursuant to
Section 4.01(a) below. Each Grantor’s chief executive office, principal place of business, and the place where each Grantor maintains records concerning the Collateral as of the Issue Date are set forth on Schedule I attached hereto
or as otherwise set forth in a written notice given to the Collateral Agent pursuant to Section 4.01(a) below. 
 SECTION 3.05
Intellectual Property. Each Grantor represents and warrants that: (i) Exhibit A is a true, correct and complete list of all United States Copyright registrations and applications for the registration of Copyrights owned by such
Grantor as of the date hereof; (ii) Exhibit B is a true, correct and complete list of all United States Patents and Patent applications owned by such Grantor as of the date hereof; and (iii) Exhibit C is a true, correct and
complete list of all United States Trademark registrations and applications owned by such Grantor as of the date hereof. In the event any party discovers that any item that should have been part of either Exhibit A, B, or C was
omitted, the omitted item shall be deemed part of the corresponding Exhibit and the Collateral Agent shall have the right to amend the Exhibit. 

SECTION 3.06 Commercial Tort Claims. Schedule II (as supplemented from time to time by the Grantors in a supplement delivered
pursuant to this Section) sets forth, as of the Issue Date and as of each date by which this Section requires any supplement to be delivered by the Grantors, all Commercial Tort Claims of each Grantor with a reasonably expected value in excess of
$5,000,000 for such Commercial Tort Claim. Each Grantor shall supplement Schedule II within forty-five (45) days after the end of each fiscal quarter of the Company if such Grantor has acquired any Commercial Tort Claim with a reasonably
expected value in excess of $5,000,000 during such fiscal quarter and such Grantor shall grant to the Collateral Agent in writing a security interest in such Commercial Tort Claims and in the Proceeds thereof. 

SECTION 3.07 Deposit Accounts. All of such Grantor’s Deposit Accounts on the date hereof are listed on Schedule III. 

SECTION 3.08 Pledged Collateral. Schedule IV sets forth a complete and accurate list of all Pledged Collateral owned by such
Grantor. Such Grantor is the direct, sole beneficial owner and sole holder of record of the Pledged Collateral listed on Schedule IV as being owned by it, free and clear of any Liens, except for Permitted Liens. Such Grantor further
represents and warrants that (a) all Pledged Collateral owned by it constituting Capital Stock has been (to the extent such concepts are relevant with respect to such Pledged Collateral) duly authorized, validly issued, and, to the extent
applicable, is fully 

  
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paid and non-assessable; (b) if it is a limited partnership or a limited liability company, the membership or partnership interests of such Grantor are not certificated and the documents
relating to such membership or partnership interests do not expressly state that such interests are governed by Article 8 of the UCC; (c) such Grantor (i) has the power and authority to pledge the Pledged Collateral in the manner hereby
done or contemplated and (ii) will defend its title or interest thereto or therein against any and all Liens (other than Permitted Liens and the Lien created by this Agreement or the other Security Documents), however arising, of all Persons
whomsoever; (d) by virtue of the execution and delivery by such Grantor of this Agreement, and (i) the delivery by such Grantor to the Collateral Agent, for the benefit of the Secured Parties, of the stock certificates or other
certificates or documents representing or evidencing such Pledged Collateral accompanied by stock powers or endorsements, as applicable, executed in blank in accordance with the terms of this Agreement or (ii) the filing of a Financing
Statement if such Pledged Collateral is a partnership interest in a limited partnership or membership interest in a limited liability company, the Collateral Agent will obtain a valid and perfected Lien upon, and security interest in, such Pledged
Collateral as security for the payment and performance of the Secured Obligations; and (e) no consent of any Person including any general or limited partner, any other member of a limited liability company, any other shareholder or any other
trust beneficiary is necessary in connection with the creation, perfection or first priority status of the security interest of the Collateral Agent in any Pledged Collateral or the exercise by the Collateral Agent of the voting or other rights
provided for in this Agreement or the exercise of remedies in respect thereof, in each case except as have been obtained. 
 Except as set
forth in Schedule IV, such Grantor owns 100% of the issued and outstanding Capital Stock which constitute Pledged Collateral owned by it (except as otherwise provided in the definition of Excluded Assets). 

ARTICLE 4 
 Covenants

 SECTION 4.01 Change of Name; Location of Collateral; Records; Place of Business. 

(a) Each Grantor will furnish to the Collateral Agent and the Trustee prompt written notice of any change in (which in any event shall be
furnished within 10 days): (i) such Grantor’s name; (ii) the location of such Grantor’s chief executive office or its principal place of business; (iii) such Grantor’s type of legal entity or jurisdiction of
incorporation or formation; or (iv) such Grantor’s Federal Taxpayer Identification Number or organizational identification number, if any, assigned to it by its jurisdiction of organization. Each Grantor agrees not to effect or permit any
change referred to in the preceding sentence unless all filings, publications and registrations have been made under the UCC that are required in order for the Collateral Agent to continue at all times following such change to have a valid, legal
and perfected first priority security interest in all the Collateral (subject to Permitted Priority Liens) to the extent such security interest may be perfected by the filing of a Financing Statement under the UCC for its own benefit and the benefit
of the other Secured Parties. The Collateral Agent shall have no duty to inquire about any of the changes described in this clause (a), the parties acknowledging and agreeing that each Grantor is solely responsible to take all action described in
the immediately preceding sentence. 
 (b) Each Grantor agrees (i) to maintain, at its own cost and expense, records with respect to
the Collateral owned by it which are complete and accurate in all material respects and which are consistent with its current practices or in accordance with such prudent and standard practices used in industries that are the same as, or similar to,
those in which such Grantor is engaged, but in any event to include accounting records which are complete in all material respects indicating all payments and proceeds received with respect to any part of the Collateral, and (ii) at such time
or times as the Collateral Agent may reasonably request, promptly to prepare and deliver to the Collateral Agent a duly certified schedule or schedules in form and detail reasonably satisfactory to the Collateral Agent showing the identity, amount
and location of any and all Collateral. 

  
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 SECTION 4.02 Protection of Security. Each Grantor shall, at its own cost and expense, take
any and all actions reasonably necessary or reasonably desirable to defend title to the Collateral against all Persons and to defend the Security Interest and Liens of the Collateral Agent in the Collateral and the priority thereof against any Lien
(other than Permitted Liens). 
 SECTION 4.03 Protection of Intellectual Property by Grantors. Except as set forth below in this
Section 4.03, each of the Grantors shall use commercially reasonable efforts to undertake the following with respect to each material item of Intellectual Property used or useful to the conduct of the business of such Grantor: 

(a) Pay all renewal fees and other fees and costs associated with maintaining and prosecuting issuances, registrations and
applications relating to such Intellectual Property and take all other customary and reasonably necessary steps to maintain each registration of such Intellectual Property. 

(b) Take all actions reasonably necessary to prevent any of such Intellectual Property from becoming forfeited, abandoned,
dedicated to the public (other than at the expiration of any non-renewable statutory term), or invalidated. 
 (c) At the
Grantors’ sole cost and expense, pursue the registration of each application and registration in such Intellectual Property that is the subject of the security interest created herein and not abandon any such application or registration. 

(d) At the Grantors’ sole cost and expense take any and all action that the Grantors reasonably deem appropriate under the
circumstances to protect such Intellectual Property from infringement, misappropriation or dilution, including, without limitation, the prosecution and defense of infringement actions. 

Notwithstanding the foregoing, so long as no Event of Default has occurred and is continuing, and no Material Adverse Effect would result
therefrom, no Grantor shall have any obligation to take any of the actions described in Sections 4.03 (a), (b), (c) and (d) above with respect to any Intellectual Property (i) that relates solely to any of the Grantor’s products
or services that have been discontinued, abandoned or terminated, so long as such Grantor has no intention of using such Intellectual Property in the future, or (ii) that has been replaced with Intellectual Property substantially similar to the
Intellectual Property that may be abandoned or otherwise become invalid, so long as the failure to take such actions with respect to such Intellectual Property does not materially adversely affect the validity of such replacement Intellectual
Property and so long as such replacement Intellectual Property is subject to the security interest created by this Agreement, or (iii) that otherwise is no longer used in or useful to the business of any Grantor, so long as such Grantor has no
intention of using it in the future. 
 SECTION 4.04 Further Assurances. 

(a) Each Grantor agrees, at its own expense, to execute, acknowledge, deliver and cause to be duly filed all such further documents, Financing
Statements, agreements and instruments and take all such further actions as may be required or as the Collateral Agent may from time to time reasonably request to better assure, preserve, protect and perfect the Security Interest and Liens of the
Collateral Agent in the Collateral and the rights and remedies created by the Security Documents or the validity or priority of such Security Interest and Liens, including the payment of any fees and taxes required in connection


  
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with the execution and delivery of the Security Documents, the granting of the Security Interest and Liens of the Collateral Agent in the Collateral and the filing of any Financing Statements or
other documents in connection herewith or therewith. Without limiting the foregoing, each Grantor agrees, at its own expense, to execute, acknowledge, deliver and cause to be duly filed all such further documents, Financing Statements, agreements
and instruments, including the filing with the PTO or the Copyright Office of short form security agreements substantially in the form of such agreements executed and delivered on the Issue Date to the extent, and within the time periods, required
by Section 4.07, and take all such further actions as may be required or as the Collateral Agent may reasonably request to perfect the Collateral Agent’s Security Interest and Liens in all Collateral (including causing the Collateral Agent
to have Control of any such Collateral to the extent required under the Security Documents or the Indenture and to the extent perfection in such Collateral can be accomplished by Control). 

(b) Notwithstanding the foregoing or anything to the contrary in this Agreement, the Indenture or any Indenture Document, the Grantors shall
not be required under this Section 4.04 or otherwise under this Agreement, the Indenture or any Indenture Document, to (A) to perfect the Security Interests and/or Liens granted by this Agreement by any means other than by (1) filings
pursuant to the Uniform Commercial Code in the office of the secretary of state (or similar filing office) of the jurisdiction of incorporation or formation of the Company or such Guarantor, (2) filings in United States government offices with
respect to registered and applied for United States Intellectual Property owned by the Company or any Guarantor, (3) delivery to the Collateral Agent to be held in its possession of all Collateral consisting of certificated securities, Chattel
Paper, promissory notes or Instruments as required by this Agreement, and (4) if, as of the last day of any fiscal quarter of the Company, after taking into account any pledge of Available Eligible Assets pursuant to Section 4.14 of the
Indenture, the Collateral Value does not equal or exceed the Threshold Amount as of such date, entry into Deposit Account Control Agreements and securities account control agreements (other than with respect to Excluded Deposit Accounts) in
accordance with Section 4.09, (B) to perfect the security interest granted under the Security Documents in Letter-of-Credit Rights other than pursuant to the filings under the Uniform Commercial Code and (C) to complete any filings or
other action with respect to the perfection of the security interests, including of any Intellectual Property, created under the Security Documents in any jurisdiction outside of the United States other than the use of commercially reasonable
efforts to obtain a perfected security interest in respect of any Capital Stock of a Material Pledged Foreign Subsidiary constituting Collateral in the jurisdiction of formation of such Material Pledged Foreign Subsidiary in accordance with
Section 4.10. The Company shall from time to time promptly pay all financing and continuation statement recording and/or filing fees, charges and recording and similar taxes relating to this Indenture, the Security Documents and any amendments
hereto or thereto and any other instruments of further assurance required pursuant hereto or thereto. 
 SECTION 4.05 Taxes;
Encumbrances. At its option and upon reasonable prior notice to the Grantors (which notice shall not be required at any time that an Event of Default shall have occurred and be continuing) the Collateral Agent may discharge past due taxes,
assessments, charges, fees, Liens, security interests or other encumbrances at any time levied or placed on the Collateral (other than Permitted Liens), and may take any other action which the Collateral Agent may reasonably deem necessary or
desirable to repair, maintain or preserve any of the Collateral to the extent any Grantor fails to do so as required by the Indenture, and each Grantor jointly and severally agrees to reimburse the Collateral Agent for any payment made or any
expense incurred by the Collateral Agent pursuant to the foregoing authorization within thirty (30) days after receipt of an invoice therefor setting forth such expenses; provided, however, that the Collateral Agent shall not have
any obligation to undertake any of the foregoing and shall have no liability on account of any action so undertaken except where there is a specific finding in a judicial proceeding (in which the Collateral Agent has had an opportunity to be heard),
from which finding no further appeal is available, that the Collateral Agent had engaged in willful misconduct or acted in 

  
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a grossly negligent manner; provided, further, that the making of any such payments or the taking of any such action by the Collateral Agent shall not be deemed to constitute a
waiver of any Event of Default arising from the Grantor’s failure to have made such payments or taken such action. 
 SECTION 4.06
Insurance. Each Grantor hereby irrevocably makes, constitutes and appoints the Collateral Agent (and all officers, employees or agents designated by the Collateral Agent) as such Grantor’s true and lawful agent (and attorney-in-fact),
exercisable only after the occurrence and during the continuance of an Event of Default, for the purpose of making, settling and adjusting claims in respect of Collateral under any Security Document under policies of insurance, endorsing the name of
such Grantor on any check, draft, instrument or other item of payment for the proceeds of such policies of insurance and for making all determinations and decisions with respect thereto. The Grantors shall use commercially reasonable efforts to have
the Collateral Agent named as an additional insured or loss payee, as applicable, under liability, property and business interruption insurance policies maintained by Grantors. Unless an Event of Default has occurred and is continuing, the Grantors
shall be entitled to receive, retain and use the proceeds of any claims paid under any policies of insurance and to make all determinations and decisions with respect to such policies of insurance and any claims thereunder. 

SECTION 4.07 Intellectual Property. (a) Each Grantor shall give the Collateral Agent written notice (with reasonable detail),
within thirty (30) days after the last day of each fiscal quarter of the Company of the occurrence of any of the following since the Issue Date or, after the date of the first notice delivered pursuant to this Section 4.07, since the date
of the most recent notice delivered pursuant to this Section 4.07: 
 (i) Such Grantor’s filing applications for
registrations of, being issued a registration in or receiving an issuance of any U.S. Copyright, Patent or Trademark, or otherwise acquiring ownership of any registered or applied for U.S. Copyright, Patent or Trademark (other than the acquisition
by such Grantor of the right to sell products containing the trademarks of others in the ordinary course of such Grantor’s business); or 

(ii) The filing and acceptance of a statement of use or an amendment to allege use in connection with any of such
Grantor’s intent-to-use Trademark applications. 
 (b) The provisions of this Agreement shall automatically apply to any such
additional property or rights described in subsection (a) of this Section 4.07, all of which shall be deemed to be and treated as “Intellectual Property” as applicable, within the meaning of this Agreement. 

(c) Each of the Grantors shall execute and deliver, and have recorded, any and all agreements, instruments, documents and papers as may be
reasonably necessary or required or as the Collateral Agent may reasonably request including but not limited to notices of security interests substantially in the form of Exhibit D (Notice of Security Interest in Trademarks and Patents) or
Exhibit E (Notice of Security Interest in Copyrights), as applicable, attached hereto, to evidence the Collateral Agent’s security interest in any Intellectual Property in the United States, including with respect to any Intellectual
Property described in subsection (a) of this Section 4.07 at the time of delivery of the notice specified in subsection (a) of this Section 4.07, (including, without limitation, filings with the PTO, the Copyright Office or any
similar government office, as applicable), and each of the Grantors hereby appoints the Collateral Agent as its attorney-in-fact for the sole purpose of executing and filing all such writings for the foregoing purposes, all such acts of such
attorney being hereby ratified and confirmed; provided, however, the Collateral Agent’s taking of such action shall not be a condition to the creation or perfection of the security interest created hereby. 

  
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 SECTION 4.08 Registration of Pledged Collateral; Voting; Dividends. 

(a) Registration of Pledged Collateral. If an Event of Default shall occur and be continuing and the Collateral Agent has given notice
of its intent to exercise such rights to the relevant Grantor or Grantors, at the option of the Collateral Agent, such Grantor will permit any registerable Pledged Collateral owned by it to be registered in the name of the Collateral Agent or its
nominee at any time. 
 (b) Exercise of Rights in Pledged Collateral. (i) Without in any way limiting the foregoing and subject
to clause (ii) below, each Grantor shall have the right to exercise all voting rights or other rights relating to the Pledged Collateral owned by it for all purposes not inconsistent with this Security Agreement, the Indenture or any other
Security Document. 
 (ii) Each Grantor will permit the Collateral Agent or its nominee at any time during the existence of an Event of
Default, without notice, to exercise all voting rights or other rights relating to the Pledged Collateral owned by it, including, without limitation, exchange, subscription or any other rights, privileges, or options pertaining to any Capital Stock
or Investment Property constituting such Pledged Collateral as if it were the absolute owner thereof, subject to the provisions of the Intercreditor Agreement. 

(iii) Subject to clause (iv) below, such Grantor shall be entitled to collect and receive for its own use all dividends and interest paid
in respect of the Pledged Collateral owned by it. 
 (iv) Upon the occurrence and during the continuance of an Event of Default, if the
Collateral Agent has given notice to the relevant Grantor that such Grantor’s right to receive distributions in respect of any Pledged Collateral is terminated, any distributions in respect of any Pledged Collateral owned by such Grantor,
whenever paid or made, shall be delivered to the Collateral Agent to hold as Pledged Collateral and shall, if received by such Grantor, be received in trust for the benefit of the Collateral Agent, be segregated from the other property or funds of
such Grantor, and be forthwith delivered to the Collateral Agent as Pledged Collateral in the same form as so received (with any necessary endorsement). 

SECTION 4.09 Deposit Account Control Agreements and Securities Account Control Agreement. Each Grantor will use its commercially
reasonable efforts to provide to the Collateral Agent, within 60 days after the applicable Financial Statement Availability Date (or, in the case of any new deposit account (other than an Excluded Deposit Account) opened after such Financial
Statement Availability Date and prior to the next Financial Statement Availability Date, within 45 days after such deposit account is opened), a Deposit Account Control Agreement duly executed on behalf of each financial institution holding a
deposit account (other than an Excluded Deposit Account) of such Grantor and a control agreement duly executed on behalf of each financial institution holding a securities account of such Grantor if, as of the last day of the most recent quarter for
which the Financial Statement Availability Date has occurred, after taking into account any pledge of Available Eligible Assets pursuant to Section 4.14 of the Indenture, the Collateral Value does not equal or exceed the Threshold Amount. 

SECTION 4.10 Material Pledged Foreign Subsidiaries. Each Grantor will use its commercially reasonable efforts to execute or cause to be
executed, by no later than 90 days after the date on which any Foreign Subsidiary would qualify as a Material Pledged Foreign Subsidiary, a pledge agreement (or comparable document to effectuate a perfected pledge of the Capital Stock of such
Material Pledged Foreign Subsidiary) governed by the laws of the jurisdiction of formation of such Material Pledged Foreign Subsidiary in favor of the Collateral Agent for the benefit of the Secured Parties with respect to the outstanding Capital
Stock of such Material Pledged Foreign Subsidiary constituting Collateral and take all such further actions as may be necessary under such laws or as the Collateral Agent may reasonably request to perfect the Collateral Agent’s Security
Interest and Lien in such Capital Stock. Each Grantor further agrees to deliver to the Collateral Agent the stock certificates (if any) representing the Capital Stock subject to such pledge, stock powers with respect thereto executed in blank, in
each case in form and substance reasonably satisfactory to the Collateral Agent. 

  
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 SECTION 4.11 Pledged Partnership or Limited Liability Company Interests. Each Grantor
agrees that with respect to any interest in any limited liability company or limited partnership owned by such Grantor and constituting Collateral hereunder that is not a “security” within the meaning of Article 8 of the UCC, such Grantor
shall at no time elect to treat any such interest as a “security” within the meaning of Article 8 of the UCC, nor shall such interest be represented by a certificate. Each Grantor shall cause each partnership or limited liability company
that is a Subsidiary of such Grantor the Capital Stock of which is included in the Pledged Collateral to amend its partnership agreement or limited liability company agreement as requested by the Collateral Agent to provide that, in connection with
the valid exercise of the Collateral Agent’s Rights and Remedies, the Collateral Agent may (i) sell, transfer or otherwise dispose of all or part of such interests (including through a sale, transfer or disposition in connection with any
foreclosure) without any further consent from any partner or member or (ii) acquire such interests and become a partner or member or be substituted for a partner or member under the partnership agreement or limited liability company agreement,
as applicable, without the consent of any partner or member, in each case, without having to comply with any of the restrictions on the sale, transfer or other disposition of the interests set forth in the partnership agreement or limited liability
company agreement. Each Grantor shall deliver to the Collateral Agent, to be held in the Collateral Agent’s possession, all Collateral consisting of certificated securities or other certificated Capital Stock in accordance with Section 7.03.

 ARTICLE 5 
 SECTION
5.01 Power of Attorney. Each Grantor irrevocably makes, constitutes and appoints the Collateral Agent (and all officers, employees or agents designated by the Collateral Agent) as such Grantor’s true and lawful agent and
attorney-in-fact, and in such capacity the Collateral Agent shall have the right, with power of substitution for each Grantor and in each Grantor’s name or otherwise, for the use and benefit of the Collateral Agent and the other Secured
Parties, (a) at any time, whether or not an Event of Default has occurred, to take actions required to be taken by the Grantors under Section 2.01 of this Agreement, and (b) after the occurrence and during the continuance of an Event
of Default, (i) to demand, collect, receive payment of, give receipt for and give discharges and releases of all or any of the Collateral; (ii) to sign the name of any Grantor on any invoices, schedules of Collateral, freight or express
receipts, or bills of lading storage receipts, warehouse receipts or other documents of title relating to any of the Collateral; (iii) to sign the name of any Grantor on any notice to such Grantor’s Account Debtors; (iv) to sign the
name of any Grantor on any proof of claim in bankruptcy against Account Debtors, and on notices of lien, claims of mechanic’s liens, or assignments or releases of mechanic’s liens securing the Accounts; (v) to receive and open each
Grantor’s mail, remove any Proceeds of Collateral therefrom and turn over the balance of such mail either to the Company or to any trustee in bankruptcy or receiver of a Grantor, or other legal representative of a Grantor whom the Collateral
Agent may reasonably determine to be the appropriate person to whom to so turn over such mail; (vi) to commence and prosecute any and all suits, actions or proceedings at law or in equity (including any action for past, present, and future
infringement of any IP Collateral) in any court of competent jurisdiction to collect or otherwise realize on all or any of the Collateral or to enforce any rights in respect of any Collateral; (vii) to settle, compromise, compound, adjust or
defend any actions, suits or proceedings relating to all or any of the Collateral; (viii) to take all such action as may be reasonably necessary to obtain the payment of any letter of credit and/or banker’s acceptance of which any Grantor
is a beneficiary; (ix) to repair, manufacture, assemble, complete, package, deliver, alter or supply goods, if any, necessary to fulfill in whole or in part the purchase order of any customer of any Grantor; (x) to use, license, assign or
transfer or otherwise dispose of any or all General Intangibles of any Grantor, subject to those restrictions to which such Grantor is subject under 

  
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applicable law and by contract, and any person may conclusively rely upon a statement of a Responsible Officer of the Collateral Agent that an Event of Default has occurred and that the
Collateral Agent is authorized to exercise such rights and remedies; (xi) to supplement and amend from time to time Exhibits A, B and C of this Agreement to include any newly developed, applied for, registered, or acquired
Intellectual Property of such Grantor and any intent-to-use Trademark applications for which a statement of use or an amendment to allege use has been filed and accepted by the PTO; and (xii) to use, sell, assign, transfer, pledge, make any
agreement with respect to or otherwise deal with all or any of the Collateral, and to do all other acts and things as may be reasonably necessary to carry out the purposes of this Agreement, as fully and completely as though the Collateral Agent was
the absolute owner of the Collateral for all purposes; provided, however, that nothing herein contained shall be construed as requiring or obligating the Collateral Agent or any other Secured Party to make any commitment or to make any
inquiry as to the nature or sufficiency of any payment received by the Collateral Agent or any other Secured Party, or to present or file any claim or notice. It is understood and agreed that the appointment of the Collateral Agent as the agent and
attorney-in-fact of the Grantors for the purposes set forth above is coupled with an interest and is irrevocable. The appointment of the Collateral Agent as the agent and attorney-in-fact of the Grantors for the purposes set forth above shall
terminate upon the full and final payment of the Company’s and the Guarantors’ respective Obligations under the Indenture, the Notes and the Notes Guarantees (other than contingent obligations which have yet to accrue). 

SECTION 5.02 Pledged Collateral. Each Grantor hereby irrevocably constitutes and appoints the Collateral Agent as its proxy and
attorney-in-fact, upon the occurrence and during the continuance of an Event of Default, with respect to its Pledged Collateral, including the right to vote any of the Pledged Collateral, with full power of substitution to do so. In addition to the
right to vote any of the Pledged Collateral, the appointment of the Collateral Agent as proxy and attorney-in-fact shall include the right, upon the occurrence and during the continuance of an Event of Default, to exercise all other rights, powers,
privileges and remedies to which a holder of any of the Pledged Collateral would be entitled (including giving or withholding written consents of shareholders, calling special meetings of shareholders and voting at such meetings). Such proxy and
attorney-in-fact shall be effective, automatically and without the necessity of any action (including any transfer of any of the Pledged Collateral on the record books of the issuer thereof) by any Person (including the issuer of the Pledged
Collateral or any officer or agent thereof), upon the occurrence and continuance of an Event of Default. 
 SECTION 5.03 No Obligation to
Act. The Collateral Agent shall not be obligated to do any of the acts or to exercise any of the powers authorized by Section 5.01, but if the Collateral Agent elects to do any such act or to exercise any of such powers, it shall not be
accountable for more than it actually receives as a result of such exercise of power, and shall not be responsible to any Grantor for any act or omission to act except for any act or omission to act as to which there is a final determination not
subject to appeal made in a judicial proceeding by a court of competent jurisdiction (in which proceeding the Collateral Agent has had an opportunity to be heard) which determination includes a specific finding that the subject act or omission to
act constitutes gross negligence or willful misconduct. The provisions of Section 5.01 shall in no event relieve any Grantor of any of its obligations hereunder or under any other Security Document with respect to the Collateral or any part
thereof or impose any obligation on the Collateral Agent or any other Secured Party to proceed in any particular manner with respect to the Collateral or any part thereof, or in any way limit the exercise by the Collateral Agent or any other Secured
Party of any other or further right which it may have on the date of this Agreement or hereafter, whether hereunder, under any other Security Document, by applicable law or otherwise. 

SECTION 5.04 Limitation on Duty of Collateral Agent in Respect of Collateral. 

(a) Beyond the exercise of reasonable care in the custody thereof, the Collateral Agent shall have no duty as to any Collateral in its
possession or control or in the possession or control of any agent 

  
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or bailee or any income thereon or as to preservation of rights against prior parties or any other rights pertaining thereto and the Collateral Agent shall not be responsible for filing any
financing or continuation statements or recording any documents or instruments in any public office at any time or times or otherwise perfecting or maintaining the perfection of any security interest in the Collateral. The Collateral Agent shall be
deemed to have exercised reasonable care in the custody of the Collateral in its possession if the Collateral is accorded treatment substantially equal to that which it accords its own property and shall not be liable or responsible for any loss or
diminution in the value of any of the Collateral, by reason of the act or omission of any carrier, forwarding agency or other agent or bailee selected by the Collateral Agent in good faith. 

(b) The Collateral Agent shall not be responsible for the existence, genuineness or value of any of the Collateral or for the validity,
perfection, priority or enforceability of the Liens in any of the Collateral, whether impaired by operation of law or by reason of any action or omission to act on its part hereunder, except to the extent such action or omission constitutes gross
negligence or willful misconduct on the part of the Collateral Agent (as determined by a final nonappealable order of a court of competent jurisdiction), for the validity or sufficiency of the Collateral or any agreement or assignment contained
therein, for the validity of the title of the Company to the Collateral, for insuring the Collateral or for the payment of taxes, charges, assessments or Liens upon the Collateral or otherwise as to the maintenance of the Collateral. 

(c) Each Grantor shall remain liable to observe and perform in all material respects all of the conditions and obligations to be observed and
performed by it under each contract, agreement or instrument constituting Collateral, and each Grantor jointly and severally agrees to indemnify and hold harmless the Collateral Agent and the Secured Parties from and against any and all liability
for such performance. 
 ARTICLE 6 

Remedies 
 SECTION 6.01
Remedies upon Default. Subject to the Intercreditor Agreement (if any), after the occurrence and during the continuance of an Event of Default, the Collateral Agent shall have in any jurisdiction in which enforcement hereof is sought, in
addition to all other rights and remedies, the rights and remedies of a secured party under the UCC or other applicable law. The rights and remedies of the Collateral Agent after the occurrence and during the continuation of an Event of Default
shall include, without limitation, the right to take any or all of the following actions at the same or different times, in each case, subject to the Intercreditor Agreement: 

(a) With respect to any Collateral consisting of Accounts, General Intangibles (including Payment Intangibles), Instruments,
Chattel Paper, Documents, and Investment Property, the Collateral Agent may collect the Collateral with or without the taking of possession of any of the Collateral. 

(b) With respect to any Collateral consisting of Accounts, the Collateral Agent may: (i) demand, collect and receive any
amounts relating thereto, as the Collateral Agent may determine; (ii) commence and prosecute any actions in any court for the purposes of collecting any such Accounts and enforcing any other rights in respect thereof; (iii) defend, settle
or compromise any action brought and, in connection therewith, give such discharges or releases as the Collateral Agent may reasonably deem appropriate; (iv) without limiting the Collateral Agent’s rights set forth in Section 5.01
hereof, receive, open and dispose of mail addressed to any Grantor and endorse checks, notes, drafts, acceptances, money orders, bills of lading, warehouse receipts or other 

  
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instruments or documents evidencing payment, shipment or storage of the goods giving rise to such Accounts or securing or relating to such Accounts, on behalf of and in the name of such Grantor;
and (v) sell, assign, transfer, make any agreement in respect of, or otherwise deal with or exercise rights in respect of, any such Accounts or the goods or services which have given rise thereto, as fully and completely as though the
Collateral Agent was the absolute owner thereof for all purposes. 
 (c) With respect to any Collateral consisting of Pledged
Collateral, the Collateral Agent may (i) exercise all rights of any Grantor with respect thereto, including without limitation, the right to exercise all voting and corporate rights at any meeting of the shareholders of the issuer of any
Pledged Collateral and to exercise any and all rights of conversion, exchange, subscription or any other rights, privileges or options pertaining to any Pledged Collateral as if the Collateral Agent was the absolute owner thereof, including the
right to exchange, at its discretion, any and all of any Pledged Collateral upon the merger, consolidation, reorganization, recapitalization or other readjustment of the issuer thereof, all without liability; (ii) transfer such Collateral at
any time to itself, or to its nominee, and receive the income thereon and hold the same as Collateral hereunder or apply it to the Secured Obligations; and (iii) demand, sue for, collect or make any compromise or settlement it deems desirable.
The Grantors recognize that (w) the Collateral Agent may be unable to effect a public sale of all or a part of the Pledged Collateral by reason of certain prohibitions contained in the Securities Act of 1933, 15 U.S.C. § 77 (as amended and
in effect, the “Securities Act”), or the securities laws of various states (the “Blue Sky Laws”), but may be compelled to resort to one or more private sales to a restricted group of purchasers who will be obliged
to agree, among other things, to acquire the Pledged Collateral for their own account, for investment and not with a view to the distribution or resale thereof, (x) that private sales so made may be at prices and upon other terms less favorable
to the seller than if the Pledged Collateral were sold at public sales, (y) that neither the Collateral Agent nor any other Secured Party has any obligation to delay sale of any of the Pledged Collateral for the period of time necessary to
permit the Pledged Collateral to be registered for public sale under the Securities Act or the Blue Sky Laws, and (z) that private sales made under the foregoing circumstances shall be deemed to have been made in a commercially reasonable
manner. Notwithstanding anything herein to the contrary, no Grantor shall be required to register, or cause the registration of, any Pledged Collateral under the Securities Act or any Blue Sky Laws. 

(d) With respect to any Collateral consisting of Inventory, Goods, and Equipment, the Collateral Agent may conduct one or more
going out of business sales, in the Collateral Agent’s own right or by one or more agents and contractors. Such sale(s) may be conducted upon any premises owned, leased, or occupied by any Grantor. The Collateral Agent and any such agent or
contractor, in conjunction with any such sale, may augment the Inventory with other goods (all of which other goods shall remain the sole property of the Collateral Agent or such agent or contractor). Any amounts realized from the sale of such goods
which constitute augmentations to the Inventory (net of an allocable share of the costs and expenses incurred in their disposition) shall be the sole property of the Collateral Agent or such agent or contractor and neither any Grantor nor any Person
claiming under or in right of any Grantor shall have any interest therein. Each purchaser at any such going out of business sale shall hold the property sold absolutely, free from any claim or right on the part of any Grantor. 

(e) With or without legal process and with or without prior notice or demand for performance, the Collateral Agent may
peaceably enter upon, occupy, and use any premises owned or occupied by each Grantor, and may exclude the Grantors from such premises or portion thereof as may have been so entered upon, occupied, or used by the Collateral Agent to the extent the


  
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Collateral Agent deems such exclusion reasonably necessary to preserve and protect the Collateral. The Collateral Agent shall not be required to remove any of the Collateral from any such
premises upon the Collateral Agent’s taking possession thereof, and may render any Collateral unusable to the Grantors. In no event shall the Collateral Agent be liable to any Grantor for use or occupancy by the Collateral Agent of any premises
pursuant to this Section 6.01, nor for any charge (such as wages for the Grantors’ employees and utilities) incurred in connection with the Collateral Agent’s exercise of the Collateral Agent’s Rights and Remedies (as defined
herein) hereunder. 
 (f) The Collateral Agent may require any Grantor to assemble the Collateral and make it available to
the Collateral Agent at the Grantor’s sole risk and expense at a place or places which are reasonably convenient to both the Collateral Agent and such Grantor. 

(g) Each Grantor agrees that the Collateral Agent shall have the right, subject to applicable law, to sell or otherwise dispose
of all or any part of the Collateral, at public or private sale, for cash, upon credit or for future delivery as the Collateral Agent shall deem appropriate. Each purchaser at any such sale shall hold the property sold absolutely, free from any
claim or right on the part of any Grantor. 
 (h) Unless the Collateral is perishable or threatens to decline speedily in
value, or is of a type customarily sold on a recognized market (in which event the Collateral Agent shall provide the Grantors such notice as may be practicable under the circumstances), the Collateral Agent shall give the Grantors at least ten
(10) days’ prior written notice, by authenticated record, of the date, time and place of any proposed public sale, and of the date after which any private sale or other disposition of the Collateral may be made. Each Grantor agrees that
such written notice shall satisfy all requirements for notice to that Grantor which are imposed under the UCC or other applicable law with respect to the exercise of the Collateral Agent’s Rights and Remedies upon default. The Collateral Agent
shall not be obligated to make any sale or other disposition of any Collateral if it shall determine not to do so, regardless of the fact that notice of sale or other disposition of such Collateral shall have been given. The Collateral Agent may,
without notice or publication, adjourn any public or private sale or cause the same to be adjourned from time to time by announcement at the time and place fixed for sale, and such sale may, without further notice, be made at the time and place to
which the same was so adjourned. 
 (i) Any public sale shall be held at such time or times within ordinary business hours
and at such place or places as the Collateral Agent may fix and state in the notice of such sale. At any sale or other disposition, the Collateral, or portion thereof, to be sold may be sold in one lot as an entirety or in separate parcels, as the
Collateral Agent may (in its sole and absolute discretion) determine. If any of the Collateral is sold, leased, or otherwise disposed of by the Collateral Agent on credit, the Secured Obligations shall not be deemed to have been reduced as a result
thereof unless and until payment in full is received thereon by the Collateral Agent. 
 (j) At any public or private sale
made pursuant to this Section 6.01, the Collateral Agent or any other Secured Party may bid for or purchase, free (to the extent permitted by applicable law) from any right of redemption, stay, valuation or appraisal on the part of any Grantor,
the Collateral or any part thereof offered for sale and may make payment on account thereof by using any claim then due and payable to the Collateral Agent or such other Secured Party from any Grantor on account of the Secured Obligations as a
credit against the purchase price, and the Collateral Agent or such other Secured Party may, upon compliance with the terms of sale, hold, retain and dispose of such property without further accountability to any Grantor therefor. 

  
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 (k) For purposes hereof, a written agreement to purchase the Collateral or any
portion thereof shall be treated as a sale thereof. The Collateral Agent shall be free to carry out such sale pursuant to such agreement and no Grantor shall be entitled to the return of the Collateral or any portion thereof subject thereto,
notwithstanding the fact that after the Collateral Agent shall have entered into such an agreement all Events of Default shall have been remedied and the Secured Obligations paid in full. Any such sale will be deemed to have been made at a
commercially reasonable price. 
 (l) As an alternative to exercising the power of sale herein conferred upon it, the
Collateral Agent may proceed by a suit or suits at law or in equity to foreclose upon the Collateral and to sell the Collateral or any portion thereof pursuant to a judgment or decree of a court or courts having competent jurisdiction or pursuant to
a proceeding by a court-appointed receiver. 
 (m) To the extent permitted by applicable law, each Grantor hereby waives all
rights of redemption, stay, valuation and appraisal which such Grantor now has or may at any time in the future have under any rule of law or statute now existing or hereafter enacted. 

(n) Give notice of sole control or any other instruction under any Deposit Account Control Agreement or any other control
agreement with any securities intermediary and take any action therein with respect to such Collateral. 
 With respect to exercise of right
and remedies hereunder, including any enforcement matters, the Collateral Agent will be permitted to exercise such enforcement actions upon the occurrence and during the continuance of an Event of Default only at the direction of the Trustee or the
requisite Holders pursuant to the Indenture. 
 SECTION 6.02 Application of Proceeds. 

(a) Subject to the Intercreditor Agreement (if any), after the occurrence and during the continuance of an Event of Default, the Collateral
Agent shall apply the proceeds of any collection or sale of the Collateral, as well as any Collateral consisting of cash, or any Collateral granted under any other of the Security Documents, in the following order of priority: 

(i) first, to amounts owing to the Collateral Agent or the Trustee in their respective capacity as such in accordance
with the terms of the Indenture; 
 (ii) second, to the payment in full of the Secured Obligations (the amounts so
applied to be distributed among the Secured Parties pro rata in accordance with the respective principal amounts of the Secured Obligations) owed to them on the date of any such distribution; and 

(iii) third, to the payment to the Company or to whosoever may be lawfully entitled to receive the same or as a court of
competent jurisdiction may direct. 
 (b) If, despite the provisions of this Agreement, any Secured Party shall receive any payment or other
recovery in excess of its portion of payments on account of the Secured Obligations to which it is then entitled in accordance with this Agreement, such Secured Party shall hold such payment or other recovery in trust for the benefit of all Secured
Parties hereunder for distribution in accordance with this Section 6.02. 
 (c) In making the determinations and allocations required
by this Section 6.02, the Collateral Agent may conclusively rely upon information supplied by the Trustee as to the amounts of unpaid principal 

  
 19 









 
and interest and other amounts outstanding with respect to the Secured Obligations, and the Collateral Agent shall have no liability to any of the Secured Parties for actions taken in reliance on
such information, provided that nothing in this sentence shall prevent any Grantor from contesting any amounts claimed by any Secured Party in any information so supplied. All distributions made by the Collateral Agent pursuant to this
Section 6.02 shall be (subject to any decree of any court of competent jurisdiction) final (absent manifest error). 
 (d) The
Collateral Agent shall have absolute discretion as to the time of application of any such proceeds, moneys or balances in accordance with this Agreement and the Indenture. Upon any sale or other disposition of the Collateral by the Collateral Agent
(including pursuant to a power of sale granted by statute or under a judicial proceeding), the receipt of the purchase money by the Collateral Agent or of the officer making the sale or other disposition shall be a sufficient discharge to the
purchaser or purchasers of the Collateral so sold or otherwise disposed of and such purchaser or purchasers shall not be obligated to see to the application of any part of the purchase money paid over to the Collateral Agent or such officer or be
answerable in any way for the misapplication thereof. 
 ARTICLE 7 

Perfection of Security Interest 

SECTION 7.01 Perfection by Filing. This Agreement constitutes an authenticated record, and each Grantor hereby authorizes the
Collateral Agent, pursuant to the provisions of Section 2.01, although it has no duty under this Agreement to do so, to file or cause to be filed one or more financing or continuation statements, and amendments thereto, relative to all or any
part of the Collateral, in such filing offices as the Collateral Agent shall reasonably deem necessary or desirable, and the Grantors shall pay the Collateral Agent’s reasonable costs and out-of-pocket expenses incurred in connection therewith;
provided that notwithstanding the foregoing, the Grantors agree that they shall be obligated to make any and all filings of Financing Statements or continuation statements, and amendments thereto, relative to all or any part of the
Collateral, that are necessary or otherwise required to perfect the Security Interest of the Collateral Agent. 
 SECTION 7.02
Intellectual Property. A notice of security interest, substantially in the form of Exhibit D or Exhibit E, as applicable, attached hereto, will be executed and delivered by the Grantors to the Collateral Agent contemporaneously
with the execution and delivery of this Agreement for the purpose of recording the grant of the security interest of the Collateral Agent in the IP Collateral with the PTO or the Copyright Office, as applicable. 

SECTION 7.03 Perfection by Delivery. With respect to any certificated securities or other certificated Capital Stock included in the
Collateral, each Grantor shall deliver to the Collateral Agent the stock certificates or other certificates or documents representing or evidencing such certificated securities or certificated Capital Stock accompanied by stock powers or
endorsements, as applicable, executed in blank; provided that certificates representing shares of Capital Stock of Bloom Energy (India) Pvt. Ltd. constituting Collateral shall be delivered by the Company to the Collateral Agent as promptly as
practicable after the date hereof. With respect to any Instruments (including Instruments representing intercompany indebtedness) or Chattel Paper included in the Collateral and having a face amount exceeding $5,000,000 individually or $5,000,000 in
the aggregate, each Grantor shall deliver to the Collateral Agent all such Instruments (including Instruments representing intercompany indebtedness) or Chattel Paper to the Collateral Agent duly indorsed in blank. 

SECTION 7.04 Savings Clause. Nothing contained in this Article 7 shall be construed to narrow the scope of the Collateral Agent’s
Security Interest in any of the Collateral or the perfection or priority thereof or to impair or otherwise limit any of the Collateral Agent’s Rights and Remedies hereunder except (and then only to the extent) as mandated by the UCC. 

  
 20 









 ARTICLE 8 

Miscellaneous 
 SECTION
8.01 Notices. All communications and notices hereunder shall (except as otherwise expressly permitted herein) be in writing and given as provided in Section 18.03 of the Indenture. 

SECTION 8.02 Grant of Non-Exclusive License. Without limiting the provision of Section 6.01 hereof or any other rights of the
Collateral Agent as the holder of a Lien on any IP Collateral, each Grantor hereby grants to the Collateral Agent a royalty free, non-exclusive, irrevocable license (subject, in the case of Trademarks, to sufficient rights to quality control and
inspection in favor of such Grantor to avoid the risk of invalidation of such Trademark and, in the case of trade secrets, to an obligation of the Collateral Agent to take reasonable steps under the circumstances to keep such trade secrets
confidential to avoid the risk of invalidation of such trade secrets), to use, apply, and affix any and all Intellectual Property and IP Collateral in which any Grantor now or hereafter has rights, such license to be effective upon the Collateral
Agent’s exercise of the Collateral Agent’s Rights and Remedies hereunder including, without limitation, in connection with any completion of the manufacture of Inventory or any sale or other disposition of Inventory. 

SECTION 8.03 Security Interest Absolute. All rights of the Collateral Agent hereunder, the Security Interest and all obligations of the
Grantors hereunder shall be absolute and unconditional irrespective of (a) any lack of validity or enforceability of the Indenture, any other Security Document or any other Indenture Document, (b) any change in the time, manner or place of
payment of, or in any other term of, all or any of the Secured Obligations, or any other amendment or waiver of or any consent to any departure from the Indenture, any other Security Document, or any other Indenture Document, (c) any exchange,
release or non-perfection of any Lien on other collateral, or any guarantee, securing or guaranteeing all or any of the Secured Obligations, or (d) any other circumstance that might otherwise constitute a defense available to, or a discharge
of, any Grantor in respect of the Secured Obligations or this Agreement (other than circumstances under which all Secured Obligations (other than contingent indemnification obligations as to which no claims have been asserted) shall have been paid
in full). 
 SECTION 8.04 Survival of Agreement. All covenants, agreements, representations and warranties made by the Grantors
herein and in any other Security Document and in the certificates or other instruments delivered in connection with or pursuant to this Agreement or any other Security Document shall be considered to have been relied upon by the Collateral Agent and
the other Secured Parties and shall survive the execution and delivery of this Agreement and the other Security Documents and the issuance of the Senior Secured Notes or any other Secured Obligations, regardless of any investigation made by any such
other party or on its behalf and notwithstanding that the Collateral Agent or any Secured Party may have had notice or knowledge of any Default or incorrect representation or warranty at the time any credit is extended under the Indenture, and shall
continue in full force and effect unless terminated in accordance with Section 8.14 hereof. The provisions of Section 8.06(b) shall survive and remain in full force and effect regardless of the repayment of the Secured Obligations or the
termination of this Agreement or any provision hereof. 
 SECTION 8.05 Binding Effect; Several Agreement; Assignments. Whenever in
this Agreement any of the parties hereto is referred to, such reference shall be deemed to include the successors and permitted assigns of such party, and all covenants, promises and agreements by or on behalf of the Grantors that are contained in
this Agreement shall bind and inure to the benefit of each Grantor and its respective 

  
 21 









 
successors and permitted assigns. This Agreement shall be binding upon each Grantor and the Collateral Agent and their respective successors and permitted assigns, and shall inure to the benefit
of each Grantor, the Collateral Agent and the other Secured Parties and their respective successors and permitted assigns, except that no Grantor shall have the right to assign or transfer its rights or obligations hereunder or any interest herein
or in the Collateral (and any such attempted assignment or transfer shall be void) except as expressly permitted by this Agreement or the Indenture. This Agreement shall be construed as a separate agreement with respect to each Grantor and may be
amended, modified, supplemented, waived or released with respect to any Grantor without the approval of any other Grantor and without affecting the obligations of any other Grantor hereunder. 

SECTION 8.06 Collateral Agent’s Fees and Expenses; Indemnification. 

(a) Without limiting or duplicating any of their obligations under the Indenture or the other Security Documents, the Grantors jointly and
severally agree to pay, in accordance with Section 17.11 of the Indenture, all reasonable expenses incurred by the Collateral Agent, its respective successors, assigns, officers, directors, employees, consultants and advisors, in connection
with (i) the administration of this Agreement, (ii) the custody or preservation of, or the sale of, collection from or other realization upon any of the Collateral, (iii) the exercise, enforcement or protection of any of the
Collateral Agent’s Rights and Remedies hereunder or (iv) the failure of any Grantor to perform or observe any of the provisions hereof. 

(b) Any such amounts payable as provided hereunder shall be additional Secured Obligations secured hereby and by the other Security Documents
and shall survive the termination of this Agreement. All amounts due under this Section 8.06 shall be payable in accordance with Section 17.11 of the Indenture. 

SECTION 8.07 Governing Law. THIS AGREEMENT SHALL BE GOVERNED BY, AND CONSTRUED IN ACCORDANCE WITH, THE LAW OF THE STATE OF NEW YORK.

 SECTION 8.08 Waivers; Amendment. 

(a) The rights, remedies, powers, privileges, and discretions of the Collateral Agent hereunder (herein, the “Collateral Agent’s
Rights and Remedies”) shall be cumulative and not exclusive of any rights or remedies which it would otherwise have. No delay or omission by the Collateral Agent in exercising or enforcing any of the Collateral Agent’s Rights and
Remedies shall operate as, or constitute, a waiver thereof. No waiver by the Collateral Agent of any Event of Default or of any Default under any other agreement shall operate as a waiver of any other Event of Default or other Default hereunder or
under any other agreement. No single or partial exercise of any of the Collateral Agent’s Rights or Remedies, and no express or implied agreement or transaction of whatever nature entered into between the Collateral Agent and any Person, at any
time, shall preclude the other or further exercise of the Collateral Agent’s Rights and Remedies. No waiver by the Collateral Agent of any of the Collateral Agent’s Rights and Remedies on any one occasion shall be deemed a waiver on any
subsequent occasion, nor shall it be deemed a continuing waiver. The Collateral Agent’s Rights and Remedies may be exercised at such time or times and in such order of preference as the Collateral Agent may determine. The Collateral
Agent’s Rights and Remedies may be exercised without resort or regard to any other source of satisfaction of the Secured Obligations. No waiver of any provisions of this Agreement or any other Security Document or consent to any departure by
any Grantor therefrom shall in any event be effective unless the same shall be permitted by paragraph (b) below, and then such waiver or consent shall be effective only in the specific instance and for the purpose for which given. No notice to
or demand on any Grantor in any case shall entitle such Grantor or any other Grantor to any other or further notice or demand in similar or other circumstances. 

(b) Neither this Agreement nor any provision hereof may be waived, amended or modified except pursuant to a written agreement entered into
between the Collateral Agent and the Grantor or Grantors with respect to whom such waiver, amendment or modification is to apply, subject to any consent required in accordance with Sections 10.01 and 10.02 of the Indenture. 

  
 22 









 SECTION 8.09 WAIVER OF JURY TRIAL. EACH PARTY HERETO HEREBY WAIVES, TO THE FULLEST EXTENT
PERMITTED BY APPLICABLE LAW, ANY RIGHT IT MAY HAVE TO A TRIAL BY JURY IN ANY LEGAL PROCEEDING DIRECTLY OR INDIRECTLY ARISING OUT OF OR RELATING TO THIS AGREEMENT, ANY OTHER SECURITY DOCUMENT OR THE TRANSACTIONS CONTEMPLATED HEREBY (WHETHER BASED ON
CONTRACT, TORT OR ANY OTHER THEORY) AND WAIVES DUE DILIGENCE, DEMAND, PRESENTMENT AND PROTEST AND ANY NOTICES THEREOF AS WELL AS NOTICE OF NONPAYMENT. EACH PARTY HERETO (A) CERTIFIES THAT NO REPRESENTATIVE, AGENT OR ATTORNEY OF ANY OTHER PARTY
HAS REPRESENTED, EXPRESSLY OR OTHERWISE, THAT SUCH OTHER PARTY WOULD NOT, IN THE EVENT OF LITIGATION, SEEK TO ENFORCE THE FOREGOING WAIVERS, AND (B) ACKNOWLEDGES THAT IT AND THE OTHER PARTIES HERETO HAVE BEEN INDUCED TO ENTER INTO THIS
AGREEMENT BY, AMONG OTHER THINGS, THE MUTUAL WAIVERS AND CERTIFICATIONS IN THIS SECTION 8.09. 
 SECTION 8.10 Severability. Any
provision of this Agreement held to be invalid, illegal or unenforceable in any jurisdiction shall, as to such jurisdiction, be ineffective to the extent of such invalidity, illegality or unenforceability without affecting the validity, legality and
enforceability of the remaining provisions hereof; and the invalidity of a particular provision in a particular jurisdiction shall not invalidate such provision in any other jurisdiction. 

SECTION 8.11 Counterparts. This Agreement may be executed in counterparts (and by different parties hereto on different counterparts),
each of which shall constitute an original, but all of which when taken together shall constitute a single contract. Delivery of an executed counterpart of a signature page of this Agreement by telecopy, .pdf or e-mail shall be effective as delivery
of a manually executed counterpart of this Agreement. 
 SECTION 8.12 Headings. Article and Section headings used herein are for
convenience of reference only, are not part of this Agreement and shall not affect the construction of, or be taken into consideration in interpreting, this Agreement. 

SECTION 8.13 Jurisdiction; Consent to Service of Process. 

(a) Each of the Grantors agrees that any suit for the enforcement of this Agreement or any other Security Document may be brought in the
courts of the State of New York sitting in the Borough of Manhattan or any federal court sitting therein, as the Collateral Agent may elect in its sole discretion, and consents to the non-exclusive jurisdiction of such courts. Each party to this
Agreement hereby waives any objection which it may now or hereafter have to the venue of any such suit or any such court or that such suit is brought in an inconvenient forum and agrees that a final judgment in any such action or proceeding shall be
conclusive and may be enforced in other jurisdictions by suit on the judgment or in any other manner provided by law. Nothing in this Agreement shall affect any right that the Collateral Agent or any other Secured Party may otherwise have to bring
any action or proceeding relating to this Agreement against a Grantor or its properties in the courts of any jurisdiction. 
 (b) Each of
the Grantors agrees that any action commenced by any Grantor asserting any claim or counterclaim arising under or in connection with this Agreement or any other Security Document shall be brought solely in a court of the State of New York sitting in
the Borough of Manhattan or any federal court sitting therein, as the Collateral Agent may elect in its sole discretion, and consents to the exclusive jurisdiction of such courts with respect to any such action. 

(c) Each party to this Agreement irrevocably consents to service of process in the manner provided for notices in Section 8.01. Nothing
in this Agreement or any other Security Document will affect the right of any party to this Agreement to serve process in any other manner permitted by law. 

  
 23 









 SECTION 8.14 Termination; Release of Collateral. 

(a) Subject to Section 8.03 above, the Liens securing the Senior Secured Notes will be released, in whole or in part, as provided in
Section 17.05 of the Indenture. 
 (b) Upon such release or any release of Collateral or any part thereof in accordance with the
provisions of the Indenture, the Collateral Agent shall, upon payment of its charges hereunder and upon the written request and at the sole cost and expense of the Grantors, assign, transfer and deliver to the Grantors, against receipt and without
recourse to or warranty by the Collateral Agent, such of the Collateral or any part thereof to be released (in the case of a release) as may be in possession of the Collateral Agent and as shall not have been sold or otherwise applied pursuant to
the terms hereof, and, with respect to any other Collateral, documents and instruments reasonably requested by any Grantor (including UCC-3 termination financing statements or releases) acknowledging the termination hereof or the release of such
Collateral, as the case may be; provided, however, that such Grantor shall have delivered to the Collateral Agent, together with such written request for release, a form of release satisfactory to the Collateral Agent for execution by
the Collateral Agent, an Officer’s Certificate of the Company to the effect that the transaction is in compliance with the Security Documents (on which the Collateral Agent may conclusively rely) and such other supporting documentation as the
Collateral Agent may reasonably request. 
 SECTION 8.15 Additional Grantors. If, after the date hereof, pursuant to the terms and
conditions of the Indenture, any Grantor desires to cause any Subsidiary to become a party hereto or any Person is required by the Indenture to become a party hereto, such Grantor shall cause such Person to execute and deliver to the Collateral
Agent a Joinder Agreement in the form of Exhibit G and such Person shall thereafter for all purposes be a party hereto and have the same rights, benefits and obligations as a Grantor party hereto and shall be deemed to have granted to the
Collateral Agent, for the benefit of the Secured Parties, the security interest described in such Joinder Agreement and Article 2 hereof. 

SECTION 8.16 Intercreditor Agreement. Notwithstanding anything herein to the contrary, (i) the liens and security interests
granted to the Collateral Agent for the benefit of the Secured Parties pursuant to this Agreement and (ii) the exercise of any right or remedy by the Collateral Agent hereunder or the application of proceeds (including insurance proceeds and
condemnation proceeds) of any Collateral, are subject to the provisions of the Intercreditor Agreement, if any. In the event of any conflict between the terms of the Intercreditor Agreement and the terms of this Agreement, the terms of the
Intercreditor Agreement shall govern. 
 SECTION 8.17 Incorporation by Reference. It is expressly understood and agreed that U.S.
Bank National Association is entering into this Agreement solely in its capacity as Collateral Agent as appointed pursuant to the Indenture, and shall be entitled to all of the rights, privileges, immunities and protections under the Indenture as if
such rights, privileges, immunities and protections were set forth herein. 
 SECTION 8.18 Authority of Agent. The Grantors
acknowledge that the rights and responsibilities of the Collateral Agent under this Agreement with respect to any action taken by the Collateral Agent 

  
 24 









 
or the exercise or non-exercise by the Collateral Agent of any option, voting right, request, judgment, discretion or other right or remedy provided for herein or resulting or arising out of this
Agreement shall, as between the Collateral Agent and the other Secured Parties, be governed by the Indenture and by such other agreements with respect thereto as may exist from time to time among them, but, as between the Collateral Agent and the
Grantors, the Collateral Agent shall be conclusively presumed to be acting as agent for the Secured Parties with full and valid authority so to act or refrain from acting, and the Grantors. 

[SIGNATURE PAGES FOLLOW] 

  
 25 









 IN WITNESS WHEREOF, the parties hereto have duly executed this Agreement as of the day and year
first above written. 
  

			
	GRANTORS:
	
	COMPANY:
	
	BLOOM ENERGY CORPORATION
		
	By:	 	/s/ Randy Furr
		 	  

	Name:	 	Randy Furr
	Title:	 	Chief Financial Officer and Secretary
	
	GUARANTOR:
	
	RYE CREEK LLC,
		
	By:	 	Bloom Energy Corporation, its sole member
		
	By:	 	/s/ Randy Furr
		 	  

	Name:	 	Randy Furr
	Title:	 	Chief Financial Officer and Secretary


 [Signature Page to Security Agreement] 









					
	COLLATERAL AGENT:
	
	U.S. BANK NATIONAL ASSOCIATION, not in its individual capacity but solely as Collateral Agent
		
	By:	 	/s/ Bradley E. Scarbrough
		 	  

		 	Name:	 	Bradley E. Scarbrough
		 	Title:	 	Vice President

 [Signature Page to Security Agreement] 








 SCHEDULE I 

LEGAL NAME; JURISDICTION OF FORMATION; BOOKS AND RECORDS; LOCATION OF COLLATERAL 

 

							
	 Legal Name
	 	
Jurisdiction of
Formation
	 	 Chief Executive Office;

Principal Place of

Business; Location of

Books and Records
	 	 Other Collateral
Locations

				
	 Bloom Energy Corporation
	 	Delaware	 	 1299 Orleans Drive

Sunnyvale, CA 94089
	 	 1252 Orleans Drive

Sunnyvale, CA 95118
  

		 		 		 	 1395 Borregas Ave.
 Sunnyvale, CA 94089

 

		 		 		 	 NASA Research Park
 Building 543

P.O. Box 97
 Moffett Field, CA 94035

 

		 		 		 	 374 West Caribbean Dr.
 Sunnyvale, CA
94089
  

		 		 		 	 1368 Bordeaux Dr.
 Sunnyvale, CA 94089

 

		 		 		 	 200 Christina Parkway
 Newark, DE 19713

 

		 		 		 	 611 Interchange Blvd.
 Newark, DE 19711

 

	 Rye Creek LLC
	 	Delaware	 	 1299 Orleans Drive
 Sunnyvale, CA 94089
	 	 Water Street
 Darby, MT 59829

(Mine is actually on an
 unmarked road 50-yards from
 Water Street)










 SCHEDULE II 

COMMERCIAL TORT CLAIMS 
 None 








 SCHEDULE III 

(See Section 3.09 of Security Agreement) 

DEPOSIT ACCOUNTS 








 SCHEDULE IV 

LIST OF PLEDGED COLLATERAL, SECURITIES AND OTHER INVESTMENT PROPERTY 

STOCKS 
  

																					
	 Name of Grantor
	  	 Issuer
	  	Certificate
Number(s)	 	 	Number of
Shares	 	  	Class of
Stock	  	Percentage of
Outstanding
Shares	 	 	Percentage
Ownership
Interest
Pledged	 
	 Bloom Energy Corporation
	  	 Bloom Energy (India)

Pvt. Ltd.
	  	 	01 and 03	* 	 	 	899,999	 	  	Equity
shares	  	 	99.99	% 	 	 	65	% 
	 Bloom Energy Corporation
	  	Yellow Jacket Energy, LLC	  	 	1	 	 	 	1,000	 	  	Membership
Interest
Units	  	 	100	% 	 	 	100	% 

  

	*	Certificate number(s) representing the pledged shares of Bloom Energy (India) Pvt. Ltd. will change to reflect the 65% pledge. 


BONDS OR PROMISSORY NOTES 
 None.

 SECURITIES ACCOUNTS OR OTHER INVESTMENT PROPERTY 

(CERTIFICATED AND UNCERTIFICATED) 
  

							
	 Name of Grantor
	  	 Issuer
	  	
Description of Collateral
	  	 Percentage Ownership

Interest Pledged

				
	Bloom Energy Corporation	  	Bloom Energy International (Asia) Ltd.	  	Capital Stock	  	65% of voting Capital Stock
				
	Bloom Energy Corporation	  	Rye Creek LLC	  	Membership Interest	  	100% of membership interest









 EXHIBIT A 

List of Copyrights 

United States Copyright Registrations and Applications 

None. 








 EXHIBIT B 

List of Patents 
 United
States Patents and Patent Applications 
 Grantor: Bloom Energy Corporation 

 

											
	 Geography
	  	 Serial No.
	  	 Filing

Date
	  	
Patent
Number
	  	 Patent

Date
	  	 Title

						
	US	  	60/357,636	  	2/20/2002	  		  		  	Solid Oxide Fuel Cell and System
						
	US	  	60/377,199	  	5/3/2002	  		  		  	Solid Oxide Regenerative Fuel Cell for Airplane Power Generation and Storage
						
	US	  	10/369,103	  	2/20/2003	  		  		  	A Temperature Sensitive Absorption Oxygen Enrichment System
						
	US	  	10/300,021	  	11/20/2002	  	7,067,208	  	6/27/2006	  	A Load Matched Power Generation System Including A Solid Oxide Fuel Cell and A Heat Pump and An Optional Turbine
						
	US	  	10/368,425	  	2/20/2003	  		  		  	A Fuel Water Vapor Replenishment System For A Fuel Cell
						
	US	  	10/299,863	  	11/20/2002	  	6,854,688	  	2/15/2005	  	Solid Oxide Regenerative Fuel Cell for Airplane Power Generation and Storage
						
	US	  	10/394,203	  	3/24/2003	  	6,924,053	  	8/2/2005	  	Solid Oxide Fuel Cell with Enhanced Fuel Processing
						
	US	  	60/420,259	  	10/23/2002	  		  		  	Solid Oxide Regenerative Fuel Cell
						
	US	  	10/394,202	  	3/24/2003	  	7,045,238	  	5/16/2006	  	SORFC Power and Oxygen Generation Method and System
						
	US	  	10/368,493	  	2/20/2003	  	7,045,237	  	5/16/2006	  	Textured Electrolyte for a Solid Oxide Fuel Cell
						
	US	  	10/368,348	  	2/20/2003	  	7,255,956	  	8/14/2007	  	Environmentally Tolerant Anode Catalyst for a Solid Oxide Fuel Cell
						
	US	  	10/369,322	  	2/20/2003	  	7,144,651	  	12/5/2006	  	High-temperature Compliant Compression Seal
						
	US	  	10/369,133	  	2/20/2003	  	7,135,248	  	11/14/2006	  	Metal Felt Current Conductor and Gas Flow Distributor
						
	PCT	  	PCT /US03/04989	  	2/20/2003	  		  		  	Solid Oxide Fuel Cell and System
						
	PCT	  	PCT /US03/04808	  	2/20/2003	  		  		  	Solid Oxide Fuel Cell and System
						
	US	  	10/822,707	  	4/13/2004	  		  		  	Offset Interconnect for a Solid Oxide Fuel Cell and Method of Making Same
						
	US	  	60/461,190	  	4/9/2003	  		  		  	Co-production of Hydrogen and Electricity with Valuable Byproducts in a Solid Oxide Electrochemical System


  
 1 










											
	 Geography
	  	 Serial No.
	  	 Filing

Date
	  	
Patent
Number
	  	 Patent

Date
	  	 Title

						
	PCT	  	PCT /US03/13151	  	4/29/2003	  		  		  	Solid Oxide Regenerative Fuel Cell for Airplane Power Generation and Storage
						
	US	  	10/446,704	  	5/29/2003	  	7,482,078	  	1/27/2009	  	Co-production of Hydrogen and Electricity in a High Temperature Electrochemical System
						
	US	  	10/428,804	  	5/5/2003	  	6,908,702	  	6/21/2005	  	Fuel Cell For Airship Power Generation And Heating
						
	US	  	10/465,636	  	6/20/2003	  	7,201,979	  	4/10/2007	  	SORFC System and Method with an Exothermic Net Electrolysis Reaction
						
	US	  	10/635,446	  	8/7/2003	  	6,821,663	  	11/23/2004	  	Solid Oxide Regenerative Fuel Cell
						
	US	  	10/658,275	  	9/10/2003	  	7,150,927	  	12/19/2006	  	SORFC System with Non-Noble Metal Electrode Compositions
						
	US	  	10/653,240	  	9/3/2003	  	7,364,810	  	4/29/2008	  	Combined Energy Storage and Fuel Generation with Reversible Fuel Cell
						
	PCT	  	PCT/ US03/29127	  	10/15/2003	  		  		  	Solid Oxide Regenerative Fuel Cell
						
	US	  	60/537,899	  	1/22/2004	  		  		  	High Temperature Fuel Cell System And Method Of Operating Same
						
	PCT	  	PCT -US04/08741	  	3/23/2004	  		  		  	Solid Oxide Regenerative Fuel Cell with Selective Anode Tail Gas Circulation
						
	PCT	  	PCT – US04/08742	  	3/23/2004	  		  		  	SORFC Power and Oxygen Generation Method and System
						
	US	  	60/552,202	  	3/12/2004	  		  		  	High Temperature Fuel Cell System with Improved Balance of Plant Efficiency
						
	US	  	10/866,238	  	6/14/2004	  	7,575,822	  	8/18/2009	  	Optimizing Efficiency and/or Cost of Generated Fuel in Combined Entergy Storage and Fuel Generation with Reversible Fuel Cell
						
	PCT	  	PCT – US04/08745	  	3/23/2004	  		  		  	SORFC System and Method With an Exothermic Net Electrolysis Reaction
						
	PCT	  	PCT – US04/10818	  	4/7/2004	  		  		  	Co-production of Hydrogen and Electricity in a High Temperature Electrochemical System
						
	US	  	10/853,194	  	5/26/2004	  		  		  	Fuel Cell For Airship Power Generation And Heating
						
	PCT	  	PCT – US04/13895	  	5/5/2004	  		  		  	Fuel Cell For Airship Power Generation And Heating
						
	US	  	60/602,891	  	8/20/2004	  		  		  	Nanostructured Fuel Cell Electrode
						
	US	  	60/608,902	  	9/13/2004	  		  		  	Hydrocarbon Gas Carbon Nanotube Storage Media


  
 2 










											
	 Geography
	  	 Serial No.
	  	 Filing

Date
	  	
Patent
Number
	  	 Patent

Date
	  	 Title

						
	PCT	  	PCT- US2004/027347	  	8/24/2004	  		  		  	Combined Energy Storage and Fuel Generation with Reversible Fuel Cell
						
	US	  	11/124,120	  	5/9/2005	  		  		  	High temperature fuel cell system with integrated heat exchanger network
						
	US	  	11/095,552	  	4/1/2005	  	7,514,166	  	4/7/2009	  	Periodic reduction of SOFC anodes to extend stack lifetime
						
	PCT	  	PCT- US04/29458	  	9/10/2004	  		  		  	SORFC System with Non-Noble Metal Electrode Compositions
						
	PCT	  	PCT- US04/41082	  	12/9/2004	  		  		  	High Temperature Fuel Cell System And Method Of Operating Same
						
	US	  	11/002,681	  	12/3/2004	  	7,422,810	  	9/9/2008	  	High Temperature Fuel Cell System And Method Of Operating Same
						
	US	  	11/125,267	  	5/10/2005	  	7,700,210	  	4/20/2010	  	Increasing Thermal Dissipation of Fuel Cell Stacks under Partial Electrical Load
						
	US	  	60/664,294	  	3/23/2005	  		  		  	Perovskite Materials with Combined Pr, La, Sr, “A” Site Doping for Improved Cathode Durability
						
	US	  	60/792,614	  	4/18/2006	  		  		  	Compliant Cathode Contact Materials
						
	US	  	60/698,468	  	7/13/2005	  		  		  	Dense Cermet Interconnection Material
						
	US	  	60/660,515	  	3/10/2005	  		  		  	Fuel Cell Stack With Internal Fuel Manifold Configuration
						
	US	  	60/666,304	  	3/30/2005	  		  		  	Solid Oxide Fuel Cell with Improved Electrode Composition
						
	US	  	11/100,489	  	4/7/2005	  	7,524,572	  	4/28/2009	  	Integrated Reformer-Combustor-Stack unit containing catalyst coated corrugated foil for a solid oxide fuel cell system
						
	US	  	11/076,102	  	3/9/2005	  		  		  	Geometric feature driven flow equalization in fuel cell stack gas flow separator
						
	US	  	11/236,737	  	9/28/2005	  	7,785,744	  	8/31/2010	  	Fuel Cell Water Purification System and Method
						
	US	  	11/028,506	  	1/4/2005	  		  		  	Fuel cell system with independent reformer temperature control
						
	US	  	11/188,118	  	7/25/2005	  		  		  	Gas separation method and apparatus using partial pressure swing adsorption
						
	PCT	  	PCT/US05/ 06164	  	2/25/2005	  		  		  	Offset Interconnect for a Solid Oxide Fuel Cell and Method of Making Same
						
	PCT	  	PCT/US05/ 10671	  	3/31/2005	  		  		  	Optimizing Efficiency and/or Cost of Generated Fuel in Combined Entergy Storage and Fuel Generation with Reversible Fuel Cell


  
 3 










											
	 Geography
	  	 Serial No.
	  	 Filing

Date
	  	
Patent
Number
	  	 Patent

Date
	  	 Title

						
	US	  	11/207,018	  	8/19/2005	  		  		  	Nanostructured fuel cell electrode
						
	PCT	  	PCT/US05/ 029747	  	8/19/2005	  		  		  	Nanostructured fuel cell electrode
						
	US	  	11/138,292	  	5/27/2005	  		  		  	Solid Oxide Fuel Cell with Enhanced Fuel Processing
						
	US	  	11/274,928	  	11/16/2005	  	8,097,374	  	1/17/2012	  	Cascaded fuel cell reactants
						
	US	  	11/188,123	  	7/25/2005	  	7,520,916	  	4/21/2009	  	Partial pressure swing adsorption system for providing hydrogen to a vehicle fuel cell
						
	US	  	60/701,976	  	7/25/2005	  		  		  	Fuel cell system with partial recycling of anode exhaust
						
	US	  	60/701,977	  	7/25/2005	  		  		  	Fuel cell system with electrochemical anode exhaust recycling
						
	US	  	11/188,120	  	7/25/2005	  	7,591,880	  	9/22/2009	  	Fuel cell anode exhaust fuel recovery by adsorption
						
	PCT	  	PCT/US05/32138	  	9/9/2005	  		  		  	Hydrocarbon gas carbon nanotube storage media
						
	US	  	11/221,983	  	9/9/2005	  		  		  	Hydrocarbon gas carbon nanotube storage media
						
	US	  	60/809,395	  	5/31/2006	  		  		  	Dense cermet interconnection material
						
	US	  	11/326,400	  	1/6/2006	  		  		  	Solid oxide fuel cell system for aircraft power, heat, water, and oxygen generation
						
	US	  	11/641,942	  	12/20/2006	  	7,393,603	  	7/1/2008	  	Methods for Fuel Cell System Optimization
						
	US	  	11/404,760	  	4/17/2006	  	7,599,760	  	10/6/2009	  	Online Configurable Control System for Fuel Cells
						
	US	  	60/808,113	  	5/25/2006	  		  		  	Deactivation of SOFC Anode Substrate For Direct Internal Reforming
						
	US	  	11/524,241	  	9/21/2006	  	7,846,600	  	12/7/2010	  	Adaptive Purge Control to Prevent Electrode Redox Cycles in Fuel Cell Systems
						
	US	  	60/816,878	  	6/27/2006	  		  		  	Preoxidation of Metallic Interconnects
						
	US	  	60/760,933	  	1/23/2006	  		  		  	Modular fuel cell system
						
	US	  	11/433,582	  	5/15/2006	  	7,781,912	  	8/24/2010	  	Fuel Cell Start-Up from a Non-Powered Up Condition
						
	US	  	11/436,537	  	5/19/2006	  		  		  	Hermetic High Temperature Dielectric and Thermal Expansion Compensator
						
	US	  	60/842,361	  	9/6/2006	  		  		  	Flexible Fuel Cell System Configuration to Handle Multiple Fuels
						
	US	  	60/861,708	  	11/30/2006	  		  		  	Integrated stack reformer/combustor fuel manifold plate


  
 4 










											
	 Geography
	  	 Serial No.
	  	 Filing

Date
	  	
Patent
Number
	  	 Patent

Date
	  	 Title

						
	US	  	60/853,443	  	10/23/2006	  		  		  	Dual Function Heat Exchanger for Start-Up Humidification and Facility Heating in SOFC System
						
	US	  	11/276,717	  	3/10/2006	  	7,713,649	  	5/11/2010	  	Fuel Cell Stack with Internal Fuel Manifold Configuration
						
	US	  	11/389,282	  	3/27/2006	  		  		  	Solid Oxide Reversible Fuel Cell with Improved Electrode Composition
						
	US	  	11/384,426	  	3/21/2006	  		  		  	Perovskite Materials with Combined Pr, La, Sr, “A” Site Doping for Improved Cathode Durability
						
	PCT	  	PCT/US2006/017655	  	5/8/2006	  		  		  	High temperature fuel cell system with integrated heat exchanger network
						
	US	  	60/782,268	  	3/15/2006	  		  		  	Low pressure hydrogen powered vehicle and fuel cell system for generating hydrogen for the vehicle
						
	US	  	11/432,503	  	5/12/2006	  	7,572,530	  	8/11/2009	  	SORFC Power and Oxygen Generation Method and System
						
	US	  	60/788,044	  	4/3/2006	  		  		  	Fuel cell system and balance of plant configuration
						
	US	  	60/788,043	  	4/3/2006	  		  		  	Fuel cell stack components and materials
						
	US	  	11/717,774	  	3/14/2007	  	7,878,280	  	2/1/2011	  	Low pressure hydrogen powered vehicle and fuel cell system for generating hydrogen for the vehicle
						
	US	  	12/889,776	  	9/24/2010	  		  		  	Low Pressure Hydrogen Fueled Vehicle and Method of Operating Same
						
	US	  	60/788,042	  	4/3/2006	  		  		  	Ship-board fuel cell integration
						
	US	  	11/522,976	  	9/19/2006	  	8,273,487	  	9/25/2012	  	High temperature fuel cell system for operation with low purity ethanol
						
	US	  	13/591,934	  	8/22/2012	  	8,445,146	  	5/21/2013	  	High temperature fuel cell system for operation with low purity ethanol
						
	US	  	11/526,029	  	9/25/2006	  	7,968,245	  	6/28/2011	  	High utilization stack
						
	US	  	60/861,444	  	11/29/2006	  		  		  	FUEL CELL SYSTEMS WITH FUEL UTILIZATION AND OXIDATION MONITORING
						
	US	  	11/457,016	  	7/12/2006	  		  		  	Cermet and Ceramic Interconnect for a Solid Oxide Fuel Cell
						
	US	  	11/491,487	  	7/24/2006	  		  		  	Fuel cell system with partial recycling of anode exhaust
						
	PCT	  	PCT/US2006/028613	  	7/24/2006	  		  		  	Fuel cell system with partial recycling of anode exhaust
						
	US	  	11/491,488	  	7/24/2006	  	8,101,307	  	1/24/2012	  	Fuel cell system with electrochemical anode exhaust recycling


  
 5 










											
	 Geography
	  	 Serial No.
	  	 Filing

Date
	  	
Patent
Number
	  	 Patent

Date
	  	 Title

						
	PCT	  	PCT/US2006/028614	  	7/24/2006	  		  		  	Fuel cell system with electrochemical anode exhaust recycling
						
	PCT	  	PCT/US2006/028612	  	7/24/2006	  		  		  	Partial pressure swing adsorption system for providing hydrogen to a vehicle fuel cell
						
	PCT	  	PCT/US2006/028615	  	7/24/2006	  		  		  	Gas separation method and apparatus using partial pressure swing adsorption
						
	US	  	60/875,825	  	12/20/2006	  		  		  	Model Based Real Time Optimization of Fuel Cell Clusters
						
	US	  	60/935,471	  	8/15/2007	  		  		  	Fuel Cell System Components
						
	PCT	  	PCT/US2006/037459	  	9/27/2006	  		  		  	Fuel Cell Water Purification System and Method
						
	US	  	11/656,445	  	1/23/2007	  	8,071,248	  	12/6/2011	  	Structure and method for optimizing system efficiency when operating an SOFC system with alcohol fuels
						
	US	  	11/797,708	  	5/7/2007	  	7,705,490	  	4/27/2010	  	Integral Stack Columns
						
	US	  	11/797,707	  	5/7/2007	  	7,974,106	  	7/5/2011	  	Ripple Cancellation
						
	US	  	13/154,888	  	6/7/2011	  	8,289,730	  	10/16/2012	  	Ripple Cancellation
						
	US	  	60/907,524	  	4/5/2007	  		  		  	Solid Oxide fuel Cell System with Internal Reformation
						
	US	  	60/852,396	  	10/18/2006	  		  		  	Anode with remarkable stability under conditions of extreme fuel starvation
						
	US	  	11/594,797	  	11/9/2006	  	7,887,971	  	2/15/2011	  	SORFC System with Non-Noble Metal Electrode Compositions
						
	US	  	12/986,291	  	1/7/2011	  	8,053,136	  	11/8/2011	  	SORFC System with Non-Noble Metal Electrode Compositions
						
	US	  	60/924,874	  	6/4/2007	  		  		  	Structure for high temperature fuel cell system start up
						
	US	  	60/887,398	  	1/31/2007	  		  		  	Fuel cell stack components
						
	US	  	11/703,152	  	2/7/2007	  		  		  	Venturi catalytic reactor inlet fuel mixer
						
	US	  	60/907,706	  	4/13/2007	  		  		  	Heterogenous ceramic composite (HZ2C) for SOFC application
						
	US	  	11/711,625	  	2/28/2007	  		  		  	Flexible current collector
						
	US	  	11/707,070	  	2/16/2007	  		  		  	SOFC Interconnect
						
	US	  	11/656,006	  	1/22/2007	  	9,190,693	  	11/17/2015	  	Modular fuel cell system
						
	US	  	14/881,685	  	10/13/2015	  		  		  	Modular fuel cell system


  
 6 










											
	 Geography
	  	 Serial No.
	  	 Filing

Date
	  	
Patent
Number
	  	 Patent

Date
	  	 Title

						
	PCT	  	PCT/US 2007/001584	  	1/22/2007	  		  		  	Modular fuel cell system
						
	US	  	11/656,563	  	1/23/2007	  		  		  	Integrated Solid Oxide Fuel Cell and Fuel Processor
						
	PCT	  	PCT/US 2007/001779	  	1/23/2007	  		  		  	Integrated Solid Oxide Fuel Cell and Fuel Processor
						
	US	  	60/929,161	  	6/15/2007	  		  		  	Dot pattern contact layer
						
	US	  	11/785,034	  	4/13/2007	  		  		  	Composite Anode Showing Little Performance Loss With Time
						
	US	  	60/901,638	  	2/16/2007	  		  		  	Building/Campus Instantaneous Energy Consumption and Cleanliness Display System
						
	US	  	12/268,585	  	11/11/2008	  	8,986,905	  	3/24/2015	  	Fuel Cell Interconnect
						
	US	  	14/601,708	  	1/21/2015	  		  		  	Fuel Cell Interconnect
						
	PCT	  	PCT/US 2007/006373	  	3/14/2007	  		  		  	Low pressure hydrogen powered vehicle and fuel cell system for generating hydrogen for the vehicle
						
	PCT	  	PCT/US07/08225	  	4/2/2007	  		  		  	Fuel cell system and balance of plant configuration
						
	US	  	11/730,541	  	4/2/2006	  	7,883,813	  	2/8/2011	  	FUEL CELL SYSTEM VENTILATION SCHEME
						
	US	  	11/730,529	  	4/2/2006	  	7,704,617	  	4/27/2010	  	HYBRID REFORMER FOR FUEL FLEXIBILITY
						
	US	  	11/730,540	  	4/2/2006	  	8,822,094	  	9/2/2014	  	FUEL CELL SYSTEM OPERATED ON LIQUID FUELS
						
	US	  	14/469,781	  	8/27/2014	  		  		  	FUEL CELL SYSTEM OPERATED ON LIQUID FUELS
						
	PCT	  	PCT/US07/08224	  	4/2/2007	  		  		  	Fuel cell stack components and materials
						
	US	  	11/730,255	  	3/30/2007	  	7,833,668	  	11/16/2010	  	SOFC system with 100 percent fuel utilization
						
	US	  	11/730,555	  	4/2/2006	  	7,951,509	  	5/31/2010	  	Compliant Cathode Contact Materials
						
	US	  	11/730,256	  	3/20/2007	  	7,883,803	  	2/8/2011	  	SOFC System Producing Reduced Atmospheric Carbon Dioxide Using a Molten Carbonate Carbon Dioxide Pump
						
	US	  	11/802,006	  	5/18/2007	  		  		  	Deactivation of SOFC Anode Substrate For Direct Internal Reforming
						
	US	  	11/798,673	  	5/16/2007	  	8,652,691	  	2/18/2014	  	Preoxidation of Metallic Interconnects
						
	US	  	11/905,477	  	10/1/2007	  		  		  	INTEGRATED FUEL LINE TO SUPPORT CPOX AND SMR REACTIONS IN SOFC SYSTEMS


  
 7 










											
	 Geography
	  	 Serial No.
	  	 Filing

Date
	  	
Patent
Number
	  	 Patent

Date
	  	 Title

						
	US	  	13/414,354	  	3/7/2012	  		  		  	CPOX Reactor Design for Liquid Fuel and Liquid Water
						
	US	  	11/905,051	  	9/27/2007	  	8,920,997	  	12/30/2014	  	HYBRID FUEL HEAT EXCHANGER - PRE-REFORMER IN SOFC SYSTEMS
						
	US	  	61/000,891	  	10/30/2007	  		  		  	SOFC ELECTRODE SINTERING BY MICROWAVE HEATING
						
	US	  	12/149,488	  	5/2/2008	  	8,232,676	  	7/31/2012	  	UNINTERRUPTIBLE FUEL CELL SYSTEM
						
	US	  	11/898,065	  	9/7/2007	  		  		  	PROCESSING OF POWDERS OF A REFACTORY METAL BASED ALLOY FOR HIGH DENSIFICATION
						
	US	  	60/996,352	  	11/13/2007	  		  		  	MIXED SUPPORT FUEL CELL DESIGN
						
	US	  	60/935,092	  	7/26/2007	  		  		  	HOT BOX DESIGN WITH A MULTI-STEAM HEAT EXCHANGER AND SINGLE AIR CONTROL
						
	PCT	  	PCT/US2007/ 019887	  	9/13/2007	  		  		  	Adaptive Purge Control to Prevent Electrode Redox Cycles in Fuel Cell Systems
						
	US	  	11/896,487	  	8/31/2007	  		  		  	Flexible Fuel Cell System Configuration to Handle Multiple Fuels
						
	PCT	  	PCT/US 2007/019155	  	8/31/2007	  		  		  	Flexible Fuel Cell System Configuration to Handle Multiple Fuels
						
	PCT	  	PCT/US 2007/19156	  	8/31/2007	  		  		  	High temperature fuel cell system for operation with low purity ethanol
						
	PCT	  	PCT/US2007/ 019888	  	9/13/2007	  		  		  	High utilization stack
						
	US	  	11/984,605	  	11/20/2007	  	8,293,412	  	10/23/2012	  	Enhanced efficiency of a combined SORFC energy storage and fuel generation system
						
	US	  	11/907,204	  	10/10/2007	  	8,748,056	  	6/10/2014	  	Anode with remarkable stability under conditions of extreme fuel starvation
						
	US	  	14/270,686	  	5/6/2014	  		  		  	Anode with Remarkable Stability Under Conditions of Extreme Fuel Starvation
						
	PCT	  	PCT/US2007/ 021630	  	10/10/2007	  		  		  	Anode with remarkable stability under conditions of extreme fuel starvation
						
	US	  	11/907,205	  	10/10/2007	  	8,435,689	  	5/7/2013	  	Dual Function Heat Exchanger for Start-Up Humidification and Facility Heating in SOFC System
						
	PCT	  	PCT/US2007/ 021597	  	10/10/2007	  		  		  	Dual Function Heat Exchanger for Start-Up Humidification and Facility Heating in SOFC System


  
 8 










											
	 Geography
	  	 Serial No.
	  	 Filing

Date
	  	
Patent
Number
	  	 Patent

Date
	  	 Title

						
	US	  	61/064,143	  	2/19/2008	  		  		  	FUEL CELL SYSTEM FOR CHARGING ELECTRIC VEHICLES
						
	US	  	12/379,618	  	2/25/2009	  	8,652,697	  	2/18/2014	  	METHOD OF MEASURING AND CHARACTERIZING INDIVIDUAL CELL OPERATING PROPERTIES...
						
	US	  	14/096,616	  	12/4/2013	  	8,986,900	  	3/24/2015	  	Method of Controlling a Fuel Cell System Using Impedance Determination
						
	US	  	14/627,681	  	2/20/2015	  	9,190,681	  	11/17/2015	  	Fuel Cell Monitoring and Control System
						
	US	  	12/458,356	  	7/8/2009	  	8,288,891	  	10/16/2012	  	INTEGRATED FUEL CELL SYSTEM WITH AUXILIARY POWER DELIVERY
						
	US	  	13/618,701	  	9/14/2012	  		  		  	INTEGRATED FUEL CELL SYSTEM WITH AUXILIARY POWER DELIVERY
						
	PCT	  	PCT/US10/41221	  	7/7/2010	  		  		  	INTEGRATED FUEL CELL SYSTEM WITH AUXILIARY POWER DELIVERY
						
	US	  	11/987,220	  	11/28/2007	  	8,197,978	  	6/12/2012	  	FUEL CELL SYSTEMS WITH FUEL UTILIZATION AND OXIDATION MONITORING
						
	PCT	  	PCT/US2007/024457	  	11/28/2007	  		  		  	FUEL CELL SYSTEMS WITH FUEL UTILIZATION AND OXIDATION MONITORING
						
	US	  	12/005,344	  	12/27/2007	  	7,781,112	  	8/24/2010	  	Combined Energy Storage and Fuel Generation with Reversible Fuel Cell
						
	US	  	12/000,924	  	12/18/2007	  	7,951,496	  	5/31/2011	  	Model Based Real Time Optimization of Fuel Cell Clusters
						
	PCT	  	PCT/US2007/025785	  	12/18/2007	  		  		  	Model Based Real Time Optimization of Fuel Cell Clusters
						
	PCT	  	PCT/US2007/025727	  	12/17/2007	  		  		  	Methods for Fuel Cell System Optimization
						
	PCT	  	PCT/US2008 /000413	  	1/11/2008	  		  		  	Structure and method for optimizing system efficiency when operating an SOFC system with alcohol fuels
						
	US	  	61/129,620	  	7/8/2008	  		  		  	Method of independent power control of alternative energy systems for power sharing and parallel operation


  
 9 










											
	 Geography
	  	 Serial No.
	  	 Filing

Date
	  	
Patent
Number
	  	 Patent

Date
	  	 Title

						
	US	  	12/078,926	  	4/8/2008	  		  		  	Method and system for reducing carbon dioxide emissions and tracking said reductions through the use of financial incentives
						
	US	  	61/129,622	  	7/8/2008	  		  		  	Method of startup of FCS system
						
	US	  	61/136,091	  	8/12/2008	  		  		  	Grooved alumina dielectric
						
	US	  	61/129,838	  	7/23/2008	  		  		  	OPERATION OF FUEL CELL SYSTEMS WITH REDUCED CARBON FORMATION AND ANODE LEADING EDGE DAMAGE
						
	US	  	12/149,816	  	5/8/2008	  	8,211,583	  	7/3/2012	  	Parameterized control for flexible fuel operation
						
	US	  	13/525,663	  	6/18/2012	  	8,685,583	  	4/1/2014	  	Derivation of Control Parameters of Fuel Cell Systems for Flexible Fuel Operation
						
	US	  	14/182,551	  	2/18/2014	  	8,968,955	  	3/3/2015	  	Derivation of Control Parameters of Fuel Cell Systems for Flexible Fuel Operation
						
	US	  	14/603,788	  	1/23/2015	  		  		  	Derivation of Control Parameters of Fuel Cell Systems for Flexible Fuel Operation
						
	US	  	12/149,984	  	5/12/2008	  	8,142,943	  	3/27/2012	  	SOFC column temperature equalization by internal reforming and fuel cascading
						
	US	  	12/071,396	  	2/20/2008	  		  		  	SOFC electrochemical anode tail gas oxidizer
						
	US	  	12/222,295	  	8/6/2008	  	9,059,434	  	6/16/2015	  	Structure and method for SOFC operation with failed cell diode bypass
						
	US	  	61/064,566	  	3/12/2008	  		  		  	Multi-material fuel cell seals and composite high temperature seal
						
	US	  	61/064,144	  	2/19/2008	  		  		  	HB SMR and ATO design
						
	US	  	12/010,884	  	1/30/2008	  	8,110,319	  	2/7/2012	  	Fuel cell stack components
						
	US	  	13/339,860	  	12/29/2011	  	8,268,502	  	9/18/2012	  	Fuel cell stack components
						
	US	  	13/591,820	  	8/22/2012	  	8,445,157	  	5/21/2013	  	Fuel cell stack components
						
	PCT	  	PCT/US2008/ 001162	  	1/30/2008	  		  		  	Fuel cell stack components
						
	PCT	  	PCT/US2008/ 001367	  	2/1/2008	  		  		  	Venturi catalytic reactor inlet fuel mixer
						
	PCT	  	PCT/US2008/ 01814	  	2/12/2008	  		  		  	SOFC Interconnect


  
 10 










											
	 Geography
	  	 Serial No.
	  	 Filing

Date
	  	
Patent
Number
	  	 Patent

Date
	  	 Title

						
	PCT	  	PCT/US2008/ 002114	  	2/19/2008	  		  		  	Current collector for fuel cell systems
						
	PCT	  	PCT/US08 /02410	  	2/25/2008	  		  		  	SOFC system with 100 percent fuel utilization
						
	PCT	  	PCT/US2008/ 002411	  	2/25/2008	  		  		  	SOFC System Producing Reduced Atmospheric Carbon Dioxide Using a Molten Carbonate Carbon Dioxide Pump
						
	US	  	12/222,294	  	8/6/2008	  		  		  	Fuel cell system with increased floor density
						
	US	  	61/129,759	  	7/17/2008	  		  		  	Electrolyte supported cell designed for longer life and higher power
						
	PCT	  	PCT/US2008/ 004216	  	4/1/2008	  		  		  	Solid Oxide Fuel Cell System with Internal Reformation
						
	US	  	12/081124	  	4/10/2008	  		  		  	HETEROGENEOUS CERAMIC COMPOSITE SOFC ELECTROLYTE
						
	PCT	  	PCT/US2008/ 004600	  	4/10/2008	  		  		  	HETEROGENEOUS CERAMIC COMPOSITE SOFC ELECTROLYTE
						
	PCT	  	PCT/US2008/ 004710	  	4/11/2008	  		  		  	Composite Anode Showing Little Performance Loss With Time
						
	PCT	  	PCT/US2008/ 005517	  	4/30/2008	  		  		  	Integral Stack Columns
						
	PCT	  	PCT/US2008/ 005516	  	4/30/2008	  		  		  	Ripple Cancellation
						
	US	  	12/458,342	  	7/8/2009	  	8,445,150	  	5/21/2013	  	GRID FREQUENCY-RESPONSIVE SOLID OXIDE FUEL CELL SYSTEM
						
	PCT	  	PCT/US2010/41179	  	7/7/2010	  		  		  	GRID FREQUENCY-RESPONSIVE SOLID OXIDE FUEL CELL SYSTEM
						
	US	  	61/129,623	  	7/8/2008	  		  		  	Automated Fuel Cell Load Reduction Controller
						
	US	  	61/193,596	  	12/9/2008	  		  		  	Air Protected Hermetic Anode Side Seal
						
	US	  	61/129,882	  	7/25/2008	  		  		  	Electrolyte Hole Support
						
	US	  	61/129,621	  	7/8/2008	  		  		  	HEAT EXCHANGER WITH FLOW ROTATION CONTROL
						
	US	  	12/222,712	  	8/14/2008	  	7,704,618	  	4/27/2010	  	HIGH TEMPERATURE FUEL CELL SYSTEM AND METHOD OF OPERATING SAME


  
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	 Geography
	  	 Serial No.
	  	 Filing

Date
	  	
Patent
Number
	  	 Patent

Date
	  	 Title

						
	US	  	12/155,367	  	6/3/2008	  	7,846,599	  	12/7/2010	  	STRUCTURE FOR HIGH TEMPERATURE FUEL CELL SYSTEM START UP AND SHUTDOWN
						
	PCT	  	PCT/US2008/ 006993	  	6/3/2008	  		  		  	STRUCTURE FOR HIGH TEMPERATURE FUEL CELL SYSTEM START UP AND SHUTDOWN
						
	US	  	12/213,088	  	6/13/2008	  		  		  	DOT PATTERN CONTACT LAYER
						
	US	  	13/863,809	  	4/16/2013	  		  		  	DOT PATTERN CONTACT LAYER
						
	PCT	  	PCT/US2008/ 007360	  	6/13/2008	  		  		  	DOT PATTERN CONTACT LAYER
						
	US	  	12/292,078	  	11/12/2008	  	8,691,470	  	4/8/2014	  	SEAL COMPOSITIONS, METHODS, AND STRUCTURES FOR PLANAR SOLID OXIDE FUEL CELLS
						
	US	  	14/243,588	  	4/2/2014	  		  		  	SEAL COMPOSITIONS, METHODS, AND STRUCTURES FOR PLANAR SOLID OXIDE FUEL CELLS
						
	US	  		  		  		  		  	SEAL COMPOSITIONS, METHODS, AND STRUCTURES FOR PLANAR SOLID OXIDE FUEL CELLS
						
	US	  	61/202,639	  	3/20/2009	  		  		  	Crack Free Electrolyte
						
	PCT	  	PCT/US2008 /008951	  	7/24/2008	  		  		  	HYBRID FUEL HEAT EXCHANGER - PRE-REFORMER IN SOFC SYSTEMS
						
	US	  	12/219,684	  	7/25/2008	  	8,137,855	  	3/20/2012	  	HOT BOX DESIGN WITH A MULTI-STEAM HEAT EXCHANGER AND SINGLE AIR CONTROL
						
	US	  	13/415,427	  	3/8/2012	  	9,166,240	  	10/20/2015	  	HOT BOX DESIGN WITH A MULTI-STEAM HEAT EXCHANGER AND SINGLE AIR CONTROL
						
	PCT	  	PCT/US2008 /009069	  	7/25/2008	  		  		  	HOT BOX DESIGN WITH A MULTI-STEAM HEAT EXCHANGER AND SINGLE AIR CONTROL
						
	US	  	12/222,736	  	8/14/2008	  	8,852,820	  	10/7/2014	  	Fuel Cell System Components
						
	US	  	14/476,851	  	9/4/2014	  		  		  	Fuel Cell System Components
						
	US	  	12/230,486	  	8/29/2008	  	8,071,241	  	12/6/2011	  	Co-production of Hydrogen and Electricity in a High Temperature Electrochemical System


  
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	 Geography
	  	 Serial No.
	  	 Filing

Date
	  	
Patent
Number
	  	 Patent

Date
	  	 Title

						
	US	  	12/225,915	  	4/2/2007	  	8,691,474	  	4/8/2014	  	Fuel cell stack components and materials
						
	US	  	12/289,510	  	10/29/2008	  		  		  	SOFC ELECTRODE SINTERING BY MICROWAVE HEATING
						
	US	  	12/29,2151	  	11/12/2008	  	8,067,129	  	11/29/2011	  	ELECTROLYTE SUPPORTED CELL DESIGNED FOR LONGER LIFE AND HIGHER POWER
						
	US	  	13/268,233	  	10/7/2011	  	8,999,601	  	4/7/2015	  	ELECTROLYTE SUPPORTED CELL DESIGNED FOR LONGER LIFE AND HIGHER POWER
						
	US	  	13/269,006	  	10/7/2011	  	8,333,919	  	12/18/2012	  	ELECTROLYTE SUPPORTED CELL DESIGNED FOR LONGER LIFE AND HIGHER POWER
						
	PCT	  	PCT/US2008/012671	  	11/12/2008	  		  		  	ELECTROLYTE SUPPORTED CELL DESIGNED FOR LONGER LIFE AND HIGHER POWER
						
	PCT	  	PCT/US2008/ 084027	  	11/19/2008	  		  		  	Enhanced efficiency for a combined SORFC energy storage and fuel generation system
						
	US	  	61/193377	  	11/21/2008	  		  		  	Coating Process for Production of Fuel Cell Components
						
	US	  	61/202,876	  	4/15/2009	  		  		  	FUEL CELL SYSTEM WITH ELECTROCHEMICAL HYDROGEN PUMP AND METHOD OF OPERATING SAME
						
	US	  	12/402,423	  	3/11/2009	  	8,097,378	  	1/17/2012	  	STACK SEAL INTERFACE ADAPTER
						
	US	  	61/202,683	  	3/26/2009	  		  		  	FUEL CELL SYSTEM WITH INTERRUPTION CONTROL
						
	US	  	12/379,310	  	2/18/2009	  	8,624,549	  	1/7/2014	  	FUEL CELL SYSTEM FOR CHARGING AN ELECTRIC VEHICLE
						
	US	  	14/064,783	  	10/28/2013	  		  		  	FUEL CELL SYSTEM FOR CHARGING AN ELECTRIC VEHICLE
						
	PCT	  	PCT/US2009 /034367	  	2/18/2009	  		  		  	FUEL CELL SYSTEM FOR CHARGING AN ELECTRIC VEHICLE
						
	US	  	12/379,299	  	2/18/2009	  	8,288,041	  	10/16/2012	  	FUEL CELL SYSTEM CONTAINING ANODE TAIL GAS OXIDIZER AND HYBRID HEAT EXCHANGER / REFORMER
						
	US	  	13/619,289	  	9/14/2012	  	8,535,839	  	9/17/2013	  	FUEL CELL SYSTEM CONTAINING ANODE TAIL GAS OXIDIZER AND HYBRID HEAT EXCHANGER / REFORMER


  
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	 Geography
	  	 Serial No.
	  	 Filing

Date
	  	
Patent
Number
	  	 Patent

Date
	  	 Title

						
	US	  	14/018,963	  	9/5/2013	  	9,105,894	  	8/11/2015	  	FUEL CELL SYSTEM CONTAINING ANODE TAIL GAS OXIDIZER AND HYBRID HEAT EXCHANGER / REFORMER
						
	PCT	  	PCT/US2009 /000991	  	2/18/2009	  		  		  	FUEL CELL SYSTEM CONTAINING ANODE TAIL GAS OXIDIZER AND HYBRID HEAT EXCHANGER / REFORMER
						
	US	  	12/382,173	  	3/10/2009	  	7,931,997	  	4/26/2011	  	MULTI-MATERIAL HIGH TEMPERATURE FUEL CELL SEALS
						
	US	  	61/272,056	  	8/12/2009	  		  		  	INTERNAL REFORMING ANODE FOR SOLID OXIDE FUEL CELL
						
	US	  	12/850,885	  	8/5/2010	  	8,617,763	  	12/31/2013	  	INTERNAL REFORMING ANODE FOR SOLID OXIDE FUEL CELL
						
	PCT	  	PCT/US10/ 45182	  	8/11/2010	  		  		  	Internal Reforming Anode for Solid Oxide Fuel Cells
						
	US	  	12/458,355	  	7/8/2009	  	8,535,836	  	9/17/2013	  	FUEL CELL SYSTEM WITH QUICK CONNECT COMPONENTS
						
	US	  	14/019,702	  	9/6/2013	  		  		  	FUEL CELL SYSTEM WITH QUICK CONNECT COMPONENTS
						
	PCT	  	PCT/US2010/41238	  	7/7/2010	  		  		  	FUEL CELL SYSTEM WITH QUICK CONNECT COMPONENTS
						
	US	  	11/124,817	  	5/9/2005	  	7,858,256	  	12/28/2010	  	HIGH TEMPERATURE FUEL CELL SYSTEM WITH INTEGRATED HEAT EXCHANGER NETWORK
						
	US	  	61/272,227	  	9/2/2009	  		  		  	CONFIGURATION FOR MULTISTREAM HEAT EXCHANGER FOR AN SOFC SYSTEM
						
	US	  	12/873,935	  	9/1/2010	  	8,445,156	  	5/21/2013	  	Multi-Stream Heat Exchanger for a Fuel Cell System
						
	US	  	13/850,365	  	3/26/2013	  		  		  	Multi-Stream Heat Exchanger for a Fuel Cell System
						
	PCT	  	PCT/US10/ 47540	  	9/1/2010	  		  		  	Multi-Stream Heat Exchanger for a Fuel Cell System
						
	US	  	12/535,971	  	8/5/2009	  		  		  	SOLID OXIDE REVERSIBLE FUEL CELL WITH IMPROVED ELECTRODE COMPOSITION
						
	US	  	12/458,341	  	7/8/2009	  	8,071,246	  	12/6/2011	  	METHOD OF OPTIMIZING OPERATING EFFICIENCY OF FUEL CELLS
						
	US	  	13/286,749	  	11/1/2011	  	8,277,992	  	10/2/2012	  	METHOD OF OPTIMIZING OPERATING EFFICIENCY OF FUEL CELLS


  
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	 Geography
	  	 Serial No.
	  	 Filing

Date
	  	
Patent
Number
	  	 Patent

Date
	  	 Title

						
	US	  	13/590,625	  	8/21/2012	  	8,663,859	  	3/4/2014	  	METHOD OF OPTIMIZING OPERATING EFFICIENCY OF FUEL CELLS
						
	US	  	12/458,172	  	7/2/2009	  	8,872,392	  	10/28/2014	  	FUEL CELL CONTROL SYSTEM
						
	US	  	12/458,173	  	7/2/2009	  	8,263,276	  	9/11/2012	  	STARTUP POWER CONTROL IN A FUEL CELL CONTROL SYSTEM
						
	US	  	12/457,982	  	6/26/2009	  	9,142,847	  	9/22/2015	  	FUEL CELL LOAD CONTROLLER
						
	US	  	12/458,171	  	7/2/2009	  	8,968,958	  	3/3/2015	  	Voltage Lead Jumper Connected Fuel Cell Columns
						
	US	  	14/597,650	  	1/15/2015	  		  		  	Voltage Lead Jumper Connected Fuel Cell Columns
						
	US	  	12/507,670	  	7/22/2009	  		  		  	OPERATION OF FUEL CELL SYSTEMS WITH REDUCED CARBON FORMATION AND ANODE LEADING EDGE DAMAGE
						
	PCT	  	PCT/US10/ 42316	  	7/16/2010	  		  		  	OPERATION OF FUEL CELL SYSTEMS WITH REDUCED CARBON FORMATION AND ANODE LEADING EDGE DAMAGE
						
	US	  	12/461,413	  	8/11/2009	  	8,404,398	  	3/26/2013	  	HERMETIC HIGH TEMPERATURE DIELECTRIC WITH GROOVE AND THERMAL EXPANSION COMPENSATOR
						
	US	  	12/585,627	  	9/21/2009	  	8,185,214	  	5/22/2012	  	AN ONLINE CONFIGURABLE CONTROL SYSTEM FOR FUEL CELLS
						
	US	  	61/272,494	  	9/30/2009	  		  		  	FUEL CELL STACK COMPRESSION DEVICES AND METHODS
						
	US	  	12/892,582	  	9/28/2010	  	8,785,074	  	7/22/2014	  	FUEL CELL STACK COMPRESSION DEVICES AND METHODS
						
	US	  	14/271,158	  	5/6/2014	  		  		  	FUEL CELL STACK COMPRESSION DEVICES AND METHODS
						
	PCT	  	PCT/US10/ 50577	  	9/28/2010	  		  		  	FUEL CELL STACK COMPRESSION DEVICES AND METHODS
						
	US	  	61/282528	  	2/25/2010	  		  		  	METHOD OF PROGRAMMING PROCESSORS THROUGH CAN INTERFACE WITHOUT CHANGING THE BOOT MODE SELECT PINS
						
	US	  	13/033,990	  	2/24/2011	  	8,826,261	  	9/2/2014	  	PROGRAMMING PROCESSORS THROUGH CAN INTERFACE WITHOUT CHANGING THE BOOT MODE SELECT PINS


  
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	 Geography
	  	 Serial No.
	  	 Filing

Date
	  	
Patent
Number
	  	 Patent

Date
	  	 Title

						
	US	  	12/591,464	  	11/20/2009	  		  		  	COATING PROCESS FOR PRODUCTION OF FUEL CELL COMPONENTS
						
	PCT	  	PCT/US2009/ 065095	  	11/19/2009	  		  		  	COATING PROCESS FOR PRODUCTION OF FUEL CELL COMPONENTS
						
	US	  	12/591,986	  	12/7/2009	  	8,623,569	  	1/7/2014	  	FUEL CELL SEALS
						
	US	  	12/591,872	  	12/3/2009	  	8,685,579	  	4/1/2014	  	INCREASING THERMAL DISSIPATION OF FUEL CELL STACKS UNDER PARTIAL ELECTRICAL LOAD
						
	US	  	14/187,546	  	2/24/2014	  	9,166,246	  	10/20/2015	  	INCREASING THERMAL DISSIPATION OF FUEL CELL STACKS UNDER PARTIAL ELECTRICAL LOAD
						
	US	  	61/298,468	  	1/26/2010	  		  		  	PHASE STABLE DOPED ZIRCONIA ELECTROLYTE COMPOSITIONS WITH LOW DEGRADATION
						
	US	  	13/009,085	  	1/19/2011	  	8,580,456	  	11/12/2013	  	PHASE STABLE DOPED ZIRCONIA ELECTROLYTE COMPOSITIONS WITH LOW DEGRADATION
						
	US	  	14/055,557	  	10/16/2013	  		  		  	PHASE STABLE DOPED ZIRCONIA ELECTROLYTE COMPOSITIONS WITH LOW DEGRADATION
						
	WO	  	PCT/US11/21664	  	1/19/2011	  		  		  	PHASE STABLE DOPED ZIRCONIA ELECTROLYTE COMPOSITIONS WITH LOW DEGRADATION
						
	US	  	61/374,424	  	8/17/2010	  		  		  	METHOD FOR SOFC CELL FABRICATION
						
	US	  	13/211,903	  	8/17/2011	  	8,449,702	  	5/28/2013	  	Method for Solid Oxide Fuel Cell Fabrication
						
	US	  	13/869,244	  	4/24/2013	  	8,940,112	  	1/27/2015	  	Method for Solid Oxide Fuel Cell Fabrication
						
	US	  	14/477,035	  	9/4/2014	  		  		  	Method for Solid Oxide Fuel Cell Fabrication
						
	PCT	  	PCT/US11/47976	  	8/16/2011	  		  		  	Method for Solid Oxide Fuel Cell Fabrication
						
	US	  	12/659,742	  	3/19/2010	  	8,663,869	  	3/4/2014	  	CRACK FREE SOFC ELECTROLYTE
						
	PCT	  	PCT/US2010/027899	  	3/19/2010	  		  		  	CRACK FREE SOFC ELECTROLYTE
						
	US	  	12/659,899	  	3/24/2010	  	8,802,308	  	8/12/2014	  	FUEL CELL SYSTEM WITH INTERRUPTION CONTROL
						
	US	  	12/759395	  	4/13/2010	  		  		  	FUEL CELL SYSTEM WITH ELECTROCHEMICAL HYDROGEN PUMP AND METHOD OF OPERATING SAME


  
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	 Geography
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	  	 Filing

Date
	  	
Patent
Number
	  	 Patent

Date
	  	 Title

						
	US	  	12/765,732	  	4/22/2010	  	7,901,814	  	3/8/2011	  	HIGH TEMPERATURE FUEL CELL SYSTEM AND METHOD OF OPERATING SAME
						
	US	  	13/020,598	  	2/3/2011	  		  		  	HIGH TEMPERATURE FUEL CELL SYSTEM AND METHOD OF OPERATING SAME
						
	US	  	12/766,711	  	4/23/2010	  	8,182,956	  	5/22/2012	  	FUEL CELL STACK WITH INTERNAL FUEL MANIFOLD CONFIGURATION
						
	US	  	12/765,208	  	4/22/2010	  		  		  	INTEGRAL STACK COLUMNS
						
	US	  	12/765213	  	4/22/2010	  	8,057,944	  	11/15/2011	  	HYBRID REFORMER FOR FUEL FLEXIBILITY
						
	US	  	61/386,257	  	9/24/2010	  		  		  	FUEL CELL MECHANICAL COMPONENTS
						
	US	  	13/242,194	  	9/23/2011	  	8,440,362	  	5/14/2013	  	FUEL CELL MECHANICAL COMPONENTS
						
	US	  	13/845,685	  	3/18/2013	  	8,822,101	  	9/2/2014	  	FUEL CELL MECHANICAL COMPONENTS
						
	US	  	14/447,944	  	7/31/2014	  		  		  	FUEL CELL MECHANICAL COMPONENTS
						
	US	  	11/124,810	  	5/9/2005	  	8,691,462	  	4/8/2014	  	HIGH TEMPERATURE FUEL CELL SYSTEM WITH INTEGRATED HEAT EXCHANGER NETWORK
						
	US	  	14/196,342	  	3/4/2014	  		  		  	HIGH TEMPERATURE FUEL CELL SYSTEM WITH INTEGRATED HEAT EXCHANGER NETWORK
						
	US	  	61/430,255	  	1/6/2011	  		  		  	Fuel Cell Hot Box Components
						
	US	  	13/344,077	  	1/5/2012	  	8,563,180	  	10/22/2013	  	SOFC Hot Box Components
						
	US	  	14/054,960	  	10/16/2013	  		  		  	SOFC Hot Box Components
						
	US	  	13/344,232	  	1/5/2012	  	8,968,943	  	3/3/2015	  	SOFC Hot Box Components
						
	US	  	14/600,450	  	1/20/2015	  		  		  	SOFC Hot Box Components
						
	US	  	13/344,304	  	1/5/2012	  	8,877,399	  	11/4/2014	  	SOFC Hot Box Components
						
	US	  	14/516,156	  	10/16/2014	  		  		  	SOFC Hot Box Components
						
	US	  	13/344,364	  	1/5/2012	  	9,190,673	  	11/17/2015	  	SOFC Hot Box Components
						
	US	  	14/938,019	  	11/11/2015	  		  		  	SOFC Hot Box Components
						
	PCT	  	PCT/US12/ 20356	  	1/5/2012	  		  		  	SOFC Hot Box Components
						
	US	  	61/478,697	  	4/25/2011	  		  		  	High-yield, low cost refurbishment process for SOFC stack components


  
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	 Geography
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	  	 Filing

Date
	  	
Patent
Number
	  	 Patent

Date
	  	 Title

						
	US	  	13/454,536	  	4/24/2012	  	8,535,841	  	9/17/2013	  	Methods of Refurbishing Components of a Fuel Cell Stack
						
	US	  	14/019,038	  	9/5/2013	  	9,059,455	  	6/16/2015	  	Methods of Refurbishing Components of a Fuel Cell Stack
						
	US	  	61/467,444	  	3/25/2011	  		  		  	Rapid Thermal Processing for SOFC Manufacturing
						
	US	  	13/428,653	  	3/23/2012	  	9,059,449	  	6/16/2015	  	Rapid Thermal Processing for SOFC Manufacturing
						
	PCT	  	PCT/US12/30320	  	3/23/2012	  		  		  	Rapid Thermal Processing for SOFC Manufacturing
						
	US	  	61/406,265	  	10/25/2010	  		  		  	Fuel Cell Control Device and Method
						
	PCT	  	PCT/US11/ 57440	  	10/24/2011	  		  		  	Fuel Cell Control Device and Method
						
	US	  	61/413,629	  	11/15/2010	  		  		  	Structure for Fuel Cell System with Grid Independent Operation with DC Micro-Grid Capability
						
	US	  	13/295,527	  	11/14/2011	  	9,106,098	  	8/11/2015	  	Structure for Fuel Cell System with Grid Independent Operation with DC Micro-Grid Capability
						
	US	  	14/790,253	  	7/2/2015	  		  		  	Fuel Cell System with Grid Independent Operation and DC Microgrid Capability
						
	PCT	  	PCT/US11/ 60604	  	11/14/2011	  		  		  	Structure for Fuel Cell System with Grid Independent Operation with DC Micro-Grid Capability
						
	US	  	61/494,397	  	6/9/2011	  		  		  	Fuel Cell Bypass Diode Structures and Attachment Methods
						
	US	  	13/492,351	  	6/8/2012	  	8,785,012	  	7/22/2014	  	Fuel Cell Bypass Diode Structures and Attachment Methods
						
	US	  	14/182,511	  	2/18/2014	  	8,802,250	  	8/12/2014	  	Fuel Cell Bypass Diode Structures and Attachment Methods
						
	PCT	  	PCT/US12/ 41594	  	6/8/2012	  		  		  	Fuel Cell Bypass Diode Structures and Attachment Methods
						
	US	  	61/418,088	  	11/30/2010	  		  		  	Reduction of Chromium Oxide in a Hydrogen Containing Atmosphere to Produce Chromium Powder for Powder Metallurgy Applications with Improved Properties


  
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	  	 Filing

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Patent
Number
	  	 Patent

Date
	  	 Title

						
	US	  	61/504,478	  	7/5/2011	  		  		  	Iron Coated Chromium Powder and SOFC IC Made Therefrom
						
	US	  	13/301,151	  	11/21/2011	  	8,840,833	  	9/23/2014	  	Iron Coated Chromium Powder and SOFC IC Made Therefrom
						
	US	  	14/483,858	  	9/11/2014	  		  		  	Iron Coated Chromium Powder and SOFC IC Made Therefrom
						
	US	  	61/418,043	  	11/30/2010	  		  		  	High Resolution Density Measurement for Powdered Metals
						
	US	  	13/306,511	  	11/28/2011	  	8,802,331	  	8/12/2014	  	Non-Destructive Testing Methods for Fuel Cell Interconnect Manufacturing
						
	PCT	  	PCT/US11/ 62328	  	11/29/2011	  		  		  	Non-Destructive Testing Methods for Fuel Cell Interconnect Manufacturing
						
	US	  	13/282,899	  	10/27/2011	  	9,190,685	  	11/17/2015	  	SOFC System with Selective CO2 and Water Removal
						
	US	  	14/886,991	  	10/19/2015	  		  		  	SOFC System with Selective CO2 and Water Removal
						
	US	  	13/626,560	  	9/25/2012	  	9,141,923	  	9/22/2015	  	Fuel Cell Fleet Optimization
						
	WO	  	PCT/US13/61230	  	9/23/2013	  		  		  	Fuel Cell Fleet Optimization
						
	US	  	61/496,143	  	6/13/2011	  		  		  	Fuel Cell Stack Compression Devices and Methods
						
	US	  	61/560,893	  	11/17/2011	  		  		  	Multi-Layered Coating Providing Corrosion Resistance to Zirconia Based Electrolytes
						
	US	  	13/677,836	  	11/15/2012	  	8,852,825	  	10/7/2014	  	Multi-Layered Coating Providing Corrosion Resistance to Zirconia Based Electrolytes
						
	US	  	14/476,963	  	9/4/2014	  		  		  	Multi-Layered Coating Providing Corrosion Resistance to Zirconia Based Electrolytes
						
	WO	  	PCT/US12/65213	  	10/15/2012	  		  		  	Multi-Layered Coating Providing Corrosion Resistance to Zirconia Based Electrolytes
						
	US	  	61/539,045	  	9/26/2011	  		  		  	Electrolyte Supported Cell Designed for Longer Life and Higher Power


  
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	 Geography
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	  	 Filing

Date
	  	
Patent
Number
	  	 Patent

Date
	  	 Title

						
	US	  	13/409,629	  	3/1/2012	  		  		  	Coatings for Metallic Interconnects to Reduce SOFC Degradation
						
	US	  	14/870,579	  	9/30/2015	  		  		  	Coatings for Metallic Interconnects to Reduce SOFC Degradation
						
	WO	  	PCT/US13/27895	  	2/27/2013	  		  		  	Coatings for Metallic Interconnects to Reduce SOFC Degradation
						
	US	  	61/501,599	  	6/27/2011	  		  		  	Convergent Energized IT Apparatus for Commercial Use
						
	US	  	13/533,070	  	6/26/2012	  		  		  	Convergent Energized IT Apparatus for Commercial Use
						
	US	  	61/501,610	  	6/27/2011	  		  		  	Convergent Energized IT Apparatus for Residential Use
						
	US	  	13/533,456	  	6/26/2012	  	9,059,600	  	6/16/2015	  	Convergent Energized IT Apparatus for Residential Use
						
	US	  	13/533,755	  	6/26/2012	  	9,019,700	  	4/28/2015	  	Method of Operating an Energy Center
						
	US	  	61/501,367	  	6/27/2011	  		  		  	Fuel Cell Power Generation System With Multiple DC Outputs
						
	US	  	13/533,331	  	6/26/2012	  		  		  	Fuel Cell Power Generation System with Isolated and Non-Isolated Buses
						
	US	  	61/501,607	  	6/27/2011	  		  		  	Energy Center
						
	US	  	13/533,731	  	6/26/2012	  	9,089,077	  	7/21/2015	  	Energy Center
						
	US	  	61/501,382	  	6/27/2011	  		  		  	B-Side Feed for Critical Power Applications
						
	US	  	13/533,496	  	6/26/2012	  		  		  	B-Side Feed for Critical Power Applications
						
	US	  	14/955,584	  	12/1/2015	  		  		  	B-Side Feed for Critical Power Applications
						
	PCT	  	PCT/US12/ 44214	  	6/26/2012	  		  		  	B-Side Feed for Critical Power Applications
						
	US	  	61/501,604	  	6/27/2011	  		  		  	DC Micro-Grid
						
	US	  	13/533,593	  	6/26/2012	  	8,970,176	  	3/3/2015	  	DC Micro-Grid
						
	US	  	14/600,571	  	1/20/2015	  		  		  	DC Micro-Grid
						
	US	  	61/501,613	  	6/27/2011	  		  		  	Electric Vehicle Charging Using Fuel Cell System
						
	US	  	13/533,216	  	6/26/2012	  		  		  	Electric Vehicle Charging Using Fuel Cell System
						
	PCT	  	PCT/US12/ 44195	  	6/26/2012	  		  		  	Electric Vehicle Charging Using Fuel Cell System
						
	US	  	61/511,305	  	7/25/2011	  		  		  	A Measurement Device for Measuring Voltages Along a Linear Array of Voltage Sources


  
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	 Geography
	  	 Serial No.
	  	 Filing

Date
	  	
Patent
Number
	  	 Patent

Date
	  	 Title

						
	US	  	13/556,794	  	7/24/2012	  	8,993,191	  	3/31/2015	  	A Measurement Device for Measuring Voltages Along a Linear Array of Voltage Sources
						
	US	  	14/627,290	  	2/20/2015	  		  		  	Measurement Device for Measuring Voltages Along a Linear Array of Voltage Sources
						
	US	  	61/714,928	  	10/17/2012	  		  		  	Interconnect For Fuel Cell Stack
						
	US	  	61/673,548	  	7/19/2012	  		  		  	Thermal Processing of Interconnects
						
	US	  	61/600,171	  	2/17/2012	  		  		  	Methods and Systems for Fuel Cell Stack Sintering and Conditioning
						
	US	  	13/768,307	  	2/15/2013	  	9,065,127	  	6/23/2015	  	Methods and Systems for Fuel Cell Stack Sintering and Conditioning
						
	US	  	14/715,890	  	5/19/2015	  		  		  	Methods and Systems for Fuel Cell Stack Sintering and Conditioning
						
	WO	  	PCT/US13/26328	  	2/15/2013	  		  		  	Methods and Systems for Fuel Cell Stack Sintering and Conditioning
						
	US	  	61/623,841	  	4/13/2012	  		  		  	Flaw Detection Method and Apparatus For Fuel Cell Components
						
	US	  	61/749,984	  	1/8/2013	  		  		  	Flaw Detection Method and Apparatus For Fuel Cell Components
						
	US	  	13/859,829	  	4/10/2013	  		  		  	Flaw Detection Method and Apparatus For Fuel Cell Components
						
	US	  	13/859,892	  	4/10/2013	  	9,164,064	  	10/20/2015	  	Flaw Detection Method and Apparatus For Fuel Cell Components
						
	WO	  	PCT/US13/35895	  	4/10/2013	  		  		  	Flaw Detection Method and Apparatus For Fuel Cell Components
						
	US	  	61/535,121	  	9/15/2011	  		  		  	Crack Detection in Ceramics Using Electrical Conductors
						
	US	  	13/531,631	  	6/25/2012	  	9,176,085	  	11/3/2015	  	Crack Detection in Ceramics Using Electrical Conductors
						
	US	  	14/873,686	  	10/2/2015	  		  		  	Crack Detection in Ceramics Using Electrical Conductors


  
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	 Geography
	  	 Serial No.
	  	 Filing

Date
	  	
Patent
Number
	  	 Patent

Date
	  	 Title

						
	US	  	61/600,102	  	2/17/2012	  		  		  	Solid Oxide Fuel Cell Stack Heat Treatment Methods and Apparatus
						
	US	  	13/768,218	  	2/15/2013	  	9,142,845	  	9/22/2015	  	Solid Oxide Fuel Cell Stack Heat Treatment Methods and Apparatus
						
	WO	  	PCT/US13/26387	  	2/15/2013	  		  		  	Solid Oxide Fuel Cell Stack Heat Treatment Methods and Apparatus
						
	US	  	61/561,344	  	11/18/2011	  		  		  	Fuel Cell Interconnects and Methods of Fabrication
						
	US	  	13/678,709	  	11/16/2012	  	8,962,219	  	2/24/2015	  	Fuel Cell Interconnects and Methods of Fabrication
						
	US	  	13/678,981	  	11/16/2012	  	9,196,909	  	11/24/2015	  	Fuel Cell Interconnect Heat Treatment Method
						
	US	  	14/886,893	  	10/19/2015	  		  		  	Fuel Cell Interconnect
						
	WO	  	PCT/US12/65508	  	11/16/2012	  		  		  	Fuel Cell Interconnects and Methods of Fabrication
						
	US	  	61/605,309	  	3/1/2012	  		  		  	Coatings for SOFC Metallic Interconnects
						
	US	  	61/702,397	  	9/18/2012	  		  		  	Coatings for SOFC Metallic Interconnects
						
	US	  	13/781,206	  	2/28/2013	  		  		  	Coatings for SOFC Metallic Interconnects
						
	US	  	61/714,302	  	10/16/2012	  		  		  	Energy Load Management System
						
	US	  	14/054,010	  	10/15/2013	  		  		  	Energy Load Management System
						
	WO	  	PCT/US13/65012	  	10/15/2013	  		  		  	Energy Load Management System
						
	US	  	13/606,765	  	9/7/2012	  	8,916,300	  	12/23/2014	  	Ammonia Fueled SOFC System


  
 22 










											
	 Geography
	  	 Serial No.
	  	 Filing

Date
	  	
Patent
Number
	  	 Patent

Date
	  	 Title

						
	US	  	13/603,581	  	9/5/2012	  		  		  	Ammonia or Hydrazine Injection into Fuel Cell Systems
						
	US	  	61/600,132	  	2/17/2012	  		  		  	Continuous Furnace for Efficient Air and Energy Use
						
	US	  	61/728,290	  	11/20/2012	  		  		  	Fuel Cell System Hot Box Insulation
						
	US	  	14/082,651	  	11/18/2013	  		  		  	Fuel Cell System Hot Box Insulation
						
	WO	  	PCT/US13/70505	  	11/18/2013	  		  		  	Fuel Cell System Hot Box Insulation
						
	US	  	61/703,832	  	9/21/2012	  		  		  	Systems and Methods for Bypassing Fuel Cells
						
	US	  	14/029,178	  	9/17/2013	  		  		  	Systems and Methods for Bypassing Fuel Cells
						
	WO	  	PCT/US13/60145	  	9/17/2013	  		  		  	Systems and Methods for Bypassing Fuel Cells
						
	US	  	61/730,595	  	11/28/2012	  		  		  	Hermetic High Temperature Dielectric Conduit Assemblies
						
	US	  	14/090,104	  	11/26/2013	  	8,921,001	  	12/30/2014	  	Hermetic High Temperature Dielectric Conduit Assemblies
						
	WO	  	PCT/US13/71823	  	11/26/2013	  		  		  	Hermetic High Temperature Dielectric Conduit Assemblies
						
	US	  	61/691,360	  	8/21/2012	  		  		  	Systems and Methods for Suppressing Chromium Poisoning in Fuel Cells
						
	US	  	61/788,661	  	3/15/2013	  		  		  	Systems and Methods for Suppressing Chromium Poisoning in Fuel Cells
						
	US	  	13/971,064	  	8/20/2013	  		  		  	Systems and Methods for Suppressing Chromium Poisoning in Fuel Cells
						
	WO	  	PCT/US13/55765	  	8/20/2013	  		  		  	Systems and Methods for Suppressing Chromium Poisoning in Fuel Cells
						
	US	  	61/613,851	  	3/21/2012	  		  		  	Fuel Cell Power for Data Center Uses
						
	US	  	61/789,343	  	3/15/2013	  		  		  	Fuel Cell Power for Data Center Uses
						
	US	  	13/845,942	  	3/18/2013	  		  		  	Fuel Cell Power for Data Center Uses


  
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	 Geography
	  	 Serial No.
	  	 Filing

Date
	  	
Patent
Number
	  	 Patent

Date
	  	 Title

						
	WO	  	PCT/US13/33080	  	3/20/2013	  		  		  	Fuel Cell Power for Data Center Uses
						
	US	  	61/750,867	  	1/10/2013	  		  		  	Methods of Recovering Scandium from Titanium Residue Streams
						
	US	  	14/151,177	  	1/9/2014	  	9,102,999	  	8/11/2015	  	Methods of Recovering Scandium from Titanium Residue Streams
						
	WO	  	PCT/US14/10803	  	1/9/2014	  		  		  	Methods of Recovering Scandium from Titanium Residue Streams
						
	US	  	61/700,135	  	9/12/2012	  		  		  	Oxidation Process for Interconnects and End Plates
						
	US	  	61/700,194	  	9/12/2012	  		  		  	Oxidation Process for Interconnects and End Plates Using Nitrous Oxide
						
	US	  	61/669,494	  	7/9/2012	  		  		  	Fuel Cell Power for Site Specific Applications
						
	US	  	61/669,494	  	7/9/2012	  		  		  	Fuel Cell System With Variable Frequency Drive For Support Equipment
						
	US	  	61/694,337	  	8/29/2012	  		  		  	Interconnect for Fuel Cell Stack
						
	US	  	14/011,804	  	8/28/2013	  		  		  	Interconnect for Fuel Cell Stack
						
	WO	  	PCT/US13/56949	  	8/28/2013	  		  		  	Interconnect for Fuel Cell Stack
						
	US	  	61/728,270	  	11/20/2012	  		  		  	Doped Scandia Stabilized Zirconia Electrolyte Compositions
						
	US	  	61/792,699	  	3/15/2013	  		  		  	Doped Scandia Stabilized Zirconia Electrolyte Compositions
						
	US	  	14/083,708	  	11/19/2013	  		  		  	Doped Scandia Stabilized Zirconia Electrolyte Compositions
						
	WO	  	PCT/US13/70783	  	11/19/2013	  		  		  	Doped Scandia Stabilized Zirconia Electrolyte Compositions
						
	US	  	61/679,201	  	8/3/2012	  		  		  	Powdered Metal Preparation and Compaction for Low Permeability Interconnects
						
	US	  	13/679,092	  	11/16/2012	  		  		  	Powdered Metal Preparation and Compaction for Low Permeability Interconnects


  
 24 










											
	 Geography
	  	 Serial No.
	  	 Filing

Date
	  	
Patent
Number
	  	 Patent

Date
	  	 Title

						
	US	  	14/687,365	  	4/15/2015	  		  		  	Method of Making Fuel Cell Interconnect Using Powder Metallurgy
						
	WO	  	PCT/US12/65531	  	11/16/2012	  		  		  	Powdered Metal Preparation and Compaction for Low Permeability Interconnects
						
	US	  	61/702,375	  	9/18/2012	  		  		  	Air Dryer for a SOFC System
						
	US	  	61/787,111	  	3/15/2013	  		  		  	Abrasion Resistant Solid Oxide Fuel Cell Electrode Ink
						
	US	  	14/201,149	  	3/7/2014	  		  		  	Abrasion Resistant Solid Oxide Fuel Cell Electrode Ink
						
	WO	  	PCT/US14/21676	  	3/7/2014	  		  		  	Abrasion Resistant Solid Oxide Fuel Cell Electrode Ink
						
	US	  	13/890,555	  	5/9/2013	  	8,968,509	  	3/3/2015	  	Methods and Devices for Printing Seals for Fuel Cell Stacks
						
	US	  	61/723,992	  	11/8/2012	  		  		  	Fuel Cell Interconnects and Methods of Fabrication
						
	US	  	61/723,066	  	11/6/2012	  		  		  	Interconnect Design to Improve Stack Yield by Mitigating Cell Stresses Caused by Stack to Stack Interface Seals in Stack Manufacturing and Hotbox Assembly
						
	US	  	14/072,375	  	11/5/2013	  		  		  	Improved Interconnect and End Plate Design for Fuel Cell Stack
						
	US	  	14/072,499	  	11/5/2013	  		  		  	Improved Interconnect and End Plate Design for Fuel Cell Stack
						
	US	  	14/072,381	  	11/5/2013	  		  		  	Improved Interconnect and End Plate Design for Fuel Cell Stack
						
	WO	  	PCT/US13/68405	  	11/5/2013	  		  		  	Improved Interconnect and End Plate Design for Fuel Cell Stack
						
	US	  	61/894,485	  	10/23/2013	  		  		  	Pre-Reformer For Selective Reformation of Higher Hydrocarbons
						
	US	  	14/519,560	  	10/21/2014	  		  		  	Pre-Reformer For Selective Reformation of Higher Hydrocarbons


  
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	 Geography
	  	 Serial No.
	  	 Filing

Date
	  	
Patent
Number
	  	 Patent
Date
	  	 Title

						
	US	  		  		  		  		  	Pre-Reformer For Selective Reformation of Higher Hydrocarbons
						
	WO	  	PCT/US14/61511	  	10/21/2014	  		  		  	Pre-Reformer For Selective Reformation of Higher Hydrocarbons
						
	US	  	61/787,310	  	3/15/2013	  		  		  	Fuel Cell Mechanical Components
						
	US	  	14/208,190	  	3/13/2014	  		  		  	Fuel Cell Mechanical Components
						
	US	  	61/750,179	  	1/8/2013	  		  		  	Serialization of Fuel Cell Components
						
	US	  	14/149,187	  	1/7/2014	  		  		  	Serialization of Fuel Cell Components
						
	US	  	61/750,136	  	1/8/2013	  		  		  	Optical Measurement Method and Apparatus for Fuel Cell Components
						
	US	  	14/147,785	  	1/6/2014	  		  		  	Optical Measurement Method and Apparatus for Fuel Cell Components
						
	US	  	61/739,989	  	12/20/2012	  		  		  	End Plates and Interconnects with Different CTE Values for Fuel Cell Stack
						
	US	  	61/923,886	  	1/6/2014	  		  		  	Structure and Method for Indication of Fuel Cell Poisons in Fuel Stream and of Bed Breakthrough
						
	US	  	14/589,403	  	1/5/2015	  		  		  	Structure and Method for Indicating Undesirable Constituents in a Fuel Cell System
						
	WO	  	PCT/US15/10137	  	1/5/2015	  		  		  	Structure and Method for Indication of Fuel Cell Poisons in Fuel Stream and of Bed Breakthrough
						
	US	  	61/885,048	  	10/1/2013	  		  		  	Pre-Formed Powder Delivery to Powder Press Machine
						
	US	  	14/501,572	  	9/30/2014	  		  		  	Pre-Formed Powder Delivery to Powder Press Machine
						
	WO	  	PCT/US14/58251	  	9/30/2014	  		  		  	Pre-Formed Powder Delivery to Powder Press Machine
						
	US	  	61/912,931	  	12/6/2013	  		  		  	Method of Measurement and Estimation of the Coefficient of Thermal Expansion in Components
						
	US	  	14/559,214	  	12/3/2014	  		  		  	Method of Measurement and Estimation of the Coefficient of Thermal Expansion in Components


  
 26 










											
	 Geography
	  	 Serial No.
	  	 Filing

Date
	  	
Patent
Number
	  	 Patent
Date
	  	 Title

						
	US	  	61/938,827	  	2/12/2014	  		  		  	Structure and Method for Fuel Cell System Where Multiple Fuel Cells and Power Electronics Feed Loads in Parallel Allowing for Integrated Electrochemical Impedance Spectroscopy (“EIS”)
						
	US	  	14/619,779	  	2/11/2015	  		  		  	Structure and Method for Fuel Cell System Where Multiple Fuel Cells and Power Electronics Feed Loads in Parallel Allowing for Integrated Electrochemical Impedance Spectroscopy (“EIS”)
						
	WO	  	PCT/US15/15425	  	2/11/2015	  		  		  	Structure and Method for Fuel Cell System Where Multiple Fuel Cells and Power Electronics Feed Loads in Parallel Allowing for Integrated Electrochemical Impedance Spectroscopy (“EIS”)
						
	US	  	14/246,716	  	4/7/2014	  		  		  	Parallel Control of Multiple Uninterruptable Power Modules (“UPMs”)
						
	US	  	61/824,025	  	5/16/2013	  		  		  	Corrosion Resistant Barrier Layer for a Solid Oxide Fuel Cell Stack and Method of Making Thereof
						
	US	  	14/265,544	  	4/30/2014	  		  		  	Corrosion Resistant Barrier Layer for a Solid Oxide Fuel Cell Stack and Method of Making Thereof
						
	WO	  	PCT/US14/35996	  	4/30/2014	  		  		  	Corrosion Resistant Barrier Layer for a Solid Oxide Fuel Cell Stack and Method of Making Thereof
						
	US	  	13/905,383	  	5/30/2013	  		  		  	Measurement Device for Testing a Fuel Cell Stack
						
	US	  	14/186,642	  	2/21/2014	  		  		  	Electrochemical Impedance Spectroscopy (“EIS”) Analyzer and Method of Using Thereof
						
	US	  	62/067,867	  	10/23/2014	  		  		  	Contact Mesh for Fuel Cell Stacks
						
	US	  	62/078,596	  	11/12/2014	  		  		  	SOFC Cathode Compositions with Improved Resistance to SOFC Degradation
						
	US	  	62/185,261	  	6/26/2015	  		  		  	SOFC Cathode Compositions with Improved Resistance to SOFC Degradation
						
	US	  	14/936,250	  	11/9/2015	  		  		  	SOFC Cathode Compositions with Improved Resistance to SOFC Degradation
						
	WO	  	PCT/US15/59754	  	11/9/2015	  		  		  	SOFC Cathode Compositions with Improved Resistance to SOFC Degradation


  
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	 Geography
	  	 Serial No.
	  	 Filing

Date
	  	
Patent
Number
	  	 Patent
Date
	  	 Title

						
	US	  	62/022,942	  	7/10/2014	  		  		  	Methods and Systems for Detecting Defects in a Fuel Cell Stack
						
	US	  	14/792,923	  	7/7/2015	  		  		  	Methods and Systems for Detecting Defects in a Fuel Cell Stack
						
	US	  	61/925,340	  	1/9/2014	  		  		  	Duplex Coating for SOFC Interconnect
						
	US	  	14/567,158	  	12/11/2014	  		  		  	Duplex Coating for SOFC Interconnect
						
	US	  	62/188,858	  	7/6/2015	  		  		  	Real Time Monitoring and Automated Intervention Platform for Long Term Operability of Fuel Cells
						
	US	  	62/133,723	  	3/9/2015	  		  		  	Methods and Systems for Detecting Defects in a Component of a Fuel Cell Stack
						
	US	  	61/925,383	  	1/9/2014	  		  		  	Improved Method of Fabricating an Interconnect for a Fuel Cell Stack
						
	US	  	14/566,267	  	12/10/2014	  		  		  	Overvoltage Snubber for Grid Tie Inverter
						
	US	  	61/909,426	  	11/27/2013	  		  		  	Fuel Cell Interconnect with Reduced Voltage Degradation over Time
						
	US	  	14/543,095	  	11/17/2014	  		  		  	Fuel Cell Interconnect with Reduced Voltage Degradation over Time
						
	WO	  	PCT/US14/65877	  	11/17/2014	  		  		  	Fuel Cell Interconnect with Reduced Voltage Degradation over Time
						
	US	  	62/132,003	  	3/12/2015	  		  		  	Fuel Cell Interconnects with Nitride Layer and Methods of Making Thereof
						
	US	  	62/222,348	  	9/23/2015	  		  		  	Fuel Cell Interconnects with Nitride Layer and Methods of Making Thereof
						
	US	  	62/109,227	  	1/29/2015	  		  		  	Fuel Cell Stack Assembly and Method of Operating the Same
						
	US	  	62/007,645	  	6/4/2014	  		  		  	Hermetic Seal High Temperature Dielectric with Improved Manufacturability
						
	US	  	14/725,414	  	5/29/2015	  		  		  	Hermetic High Temperature Dielectric Conduit Assemblies


  
 28 










											
	 Geography
	  	 Serial No.
	  	 Filing

Date
	  	
Patent
Number
	  	 Patent
Date
	  	 Title

						
	WO	  	PCT/US15/33645	  	6/2/2015	  		  		  	Hermetic High Temperature Dielectric Conduit Assemblies
						
	US	  	62/115,714	  	2/13/2015	  		  		  	Containerized Portable Fuel Cell System and Transportation Method
						
	US	  	62/128,910	  	3/5/2015	  		  		  	Knock Sensor and Passive Pressure Relief Components for Detecting and Correcting Fuel Cell System Operational Conditions
						
	US	  	62/111,875	  	2/4/2015	  		  		  	Carbon Dioxide Separator, Fuel Cell System Including Same, and Method of Operating the Fuel Cell System
						
	US	  	62/241,261	  	10/14/2015	  		  		  	Leak Detection Method for Solid Oxide Fuel Cells Using Hydrogen or Other Detectable Gases
						
	US	  	61/944,381	  	2/25/2014	  		  		  	Composition and Processing of Metallic Interconnects for SOFC
						
	US	  	14/629,807	  	2/24/2015	  		  		  	Composition and Processing of Metallic Interconnects for SOFC Stacks
						
	WO	  	PCT/US15/17226	  	2/24/2015	  		  		  	Composition and Processing of Metallic Interconnects for SOFC Stacks
						
	US	  	61/971,700	  	3/28/2014	  		  		  	Packaging Design and Method of Packing/Unpacking Fuel Cell Components in a Recyclable Package Safe for Shipping, Transport, and Automation
						
	US	  	14/671,156	  	3/27/2015	  		  		  	Fuel Cell Package and Method of Packing and Unpacking Fuel Cell Components
						
	WO	  	PCT/US15/23013	  	3/27/2015	  		  		  	Fuel Cell Package and Method of Packing and Unpacking Fuel Cell Components
						
	US	  	62/153,271	  	4/27/2015	  		  		  	Carbon Dioxide Separator Membrane Structure, Method of Manufacturing Same, and Carbon Dioxide Separator Including Same
						
	US	  	61/975,233	  	4/4/2014	  		  		  	Fuel Cell System Glow Plug Assembly Seal
						
	US	  	14/666,495	  	3/24/2015	  		  		  	Fuel Cell System Glow Plug and Method of Forming Same
						
	WO	  	PCT/US15/22122	  	3/24/2015	  		  		  	Fuel Cell System Glow Plug and Method of Forming Same
						
	US	  	61/975,233	  	4/24/2014	  		  		  	Anode Contact Ink for Improved SOFC Stack Life


  
 29 










											
	 Geography
	  	 Serial No.
	  	 Filing

Date
	  	
Patent
Number
	  	 Patent

Date
	  	 Title

						
	US	  	14/689,243	  	4/17/2015	  		  		  	Fuel Cell Interconnect with Reduced Voltage Degradation Over Time
						
	US	  	62/215,285	  	9/8/2015	  		  		  	Fuel Cell Ventilation System
						
	US	  	62/137,433	  	3/24/2015	  		  		  	Perimeter Electrolyte Reinforcement Layer Composition for Solid Oxide Fuel Cell Electrolytes
						
	US	  	62/091,821	  	12/15/2014	  		  		  	High Temperature Air Purge of Solid Oxide Fuel Cell Anode Electrodes
						
	US	  	62/050,424	  	9/15/2014	  		  		  	Air Cooled Fuel Cell System
						
	US	  	14/850,044	  	9/10/2015	  		  		  	Air Cooled Fuel Cell System
						
	US	  	13/062,643	  	5/12/2011	  		  		  	Recuperative Heat Exchanger, Fuel Cell System Including Recuperative Heat Exchanger, And Method Of Operating Same
						
	US	  	62/086,938	  	12/3/2014	  		  		  	Inspection Method for the Effect of Composition on the Bond Strength of a Metallized Alumina Ceramic
						
	US	  	14/872,365	  	10/1/2015	  		  		  	Inspection Method for the Effect of Composition on the Bond Strength of a Metallized Alumina Ceramic
						
	US	  	12/689,726	  	1/19/2010	  	8,026,013	  	9/27/2011	  	Annular or Ring Shaped Fuel Cell Unit
						
	US	  	62/129,509	  	3/6/2015	  		  		  	Modular Pad for a Fuel Cell System
						
	US	  	62/238,351	  	10/7/2015	  		  		  	Fuel Cell Stack Column Including Stress-Relief Components
						
	US	  	62/171,145	  	6/4/2015	  		  		  	Methods of Battery Integration
						
	US	  	14/853,030	  	9/14/2015	  		  		  	Electrochemical Impedance Spectroscopy (“EIS”) Analyzer and Method of Using Thereof
						
	US	  	62/237,711	  	10/6/2015	  		  		  	Sorbent Bed Assembly and Fuel Cell System Including Same


  
 30 









 EXHIBIT C 

List of Trademarks 

U.S. Federal Trademark Registrations and Applications 
  

											
	 Grantor
	  	 Trademark
	  	 Application No.
	  	 Application Date
	  	 Registration No.
	  	 Registration Date

						
	Bloom Energy Corporation	  	BE	  	77388058	  	2/4/08	  	4272466	  	1/8/13
						
	Bloom Energy Corporation	  	BLOOM BOX	  	86379783	  	8/28/14	  		  	
						
	Bloom Energy Corporation	  	BLOOM ELECTRONS	  	85266176	  	3/14/11	  	4246657	  	11/20/12
						
	Bloom Energy Corporation	  	BLOOM ENERGY	  	77005327	  	9/22/06	  	3673390	  	8/25/09
						
	Bloom Energy Corporation	  	BLOOM ENERGY	  	77950803	  	3/4/10	  	4122292	  	4/3/12
						
	Bloom Energy Corporation	  	BLOOM ENERGY MY ENERGY	  	85546532	  	2/17/12	  		  	
						
	Bloom Energy Corporation	  	BLOOMCONNECT	  	86215135	  	3/7/14	  		  	
						
	Bloom Energy Corporation	  	BLOOMENERGY	  	77005348	  	9/22/06	  	3362904	  	1/1/08
						
	Bloom Energy Corporation	  	ENERGY SERVER	  	78905859	  	6/12/06	  	3677943	  	9/1/09
						
	Bloom Energy Corporation	  	GRID TO GO	  	78825024	  	2/28/06	  	3532547	  	11/11/08
						
	Bloom Energy Corporation	  	ION AMERICA	  	86017104	  	7/23/13	  		  	
						
	Bloom Energy Corporation	  	POWDER TO POWER	  	77298195	  	10/08/07	  	3620161	  	5/12/09
						
	Bloom Energy Corporation	  	THE BLOOM ENERGY FOUNDATION	  	85546526	  	2/17/12	  		  	
						
	Bloom Energy Corporation	  	THE BLOOM FOUNDATION	  	85546516	  	2/17/12	  		  	

 U.S. State Trademark Registrations 

None 








 EXHIBIT D 

Form of Notice of Security Interest in Trademarks and Patents 

NOTICE OF SECURITY INTEREST IN TRADEMARKS AND PATENTS 

This NOTICE OF SECURITY INTEREST IN TRADEMARKS AND PATENTS, effective as of
[            ], 20[    ] (“Notice”) is made by [            ], a
[        ] Corporation (the “Grantor”), in favor of U.S. Bank National Association, not in its individual capacity but solely as Collateral Agent (the “Collateral Agent”) for
its own benefit and the benefit of the other Secured Parties (as defined in the Security Agreement referred to below), in consideration of the mutual covenants contained herein and benefits to be derived herefrom. 

W I T N E S S E T H: 

WHEREAS, Grantor is a party to a Security Agreement, dated as of December 15, 2015, by and among Bloom Energy Corporation, the Guarantors
from time to time party thereto and U.S. Bank National Association for the benefit of the Collateral Agent and the Secured Parties (as amended, modified, supplemented or restated and in effect from time to time, the “Security
Agreement”); 
 WHEREAS, pursuant to the Security Agreement, Grantor has executed and delivered this Notice for the purpose of
recording and confirming the grant of the security interest of the Collateral Agent in the Trademark Collateral and Patent Collateral (each as defined below) with the United States Patent and Trademark Office; 

NOW, THEREFORE, in consideration of the mutual conditions and agreements set forth herein and in the Security Agreement, and for good and
valuable consideration, the receipt of which is hereby acknowledged, the Grantor and the Collateral Agent, on its own behalf and on behalf of the other Secured Parties (and each of their respective successors or assigns), hereby agree as follows:

 SECTION 1 Defined Terms. Unless otherwise defined herein, terms defined in the Security Agreement and used herein have the meaning
given to them in the Security Agreement. 
 SECTION 2 Grant of Security Interest. In furtherance and as confirmation of the Security
Interest granted by the Grantor to the Collateral Agent (for its own benefit and the benefit of the other Secured Parties) under the Security Agreement, and as further security for the payment or performance, as the case may be, in full of the
Secured Obligations, the Grantor hereby ratifies such Security Interest and grants to the Collateral Agent (for its own benefit and the benefit of the other Secured Parties) a continuing security interest, in all of the present and future right,
title and interest of the Grantor in, to and under the following property, and each item thereof, whether now owned or existing or hereafter acquired or arising, together with all products, proceeds, substitutions, and accessions of or to any of the
following property (collectively, the “Trademark and Patent Collateral”): 
 (a) All Trademarks, including,
without limitation, the trademark registrations and trademark applications set forth on Exhibit A attached hereto (collectively, “Trademarks”); 

(b) All Patents, including, without limitation, the patents and patent applications set forth on Exhibit B attached hereto
(collectively, “Patents”); 
 (c) All Patent Licenses and Trademark Licenses (collectively,
“Licenses”) and all income, royalties, damages and payments now and hereafter due and/or payable under and with 








 
respect to the Trademarks and Patents, including, without limitation, payments under all Licenses entered into in connection therewith and damages and payments for past or future infringements,
misappropriations or dilutions thereof; 
 (d) The right to sue for past, present and future infringements, misappropriations
and dilutions of any of the Trademarks and Patents; and 
 (e) All of the Grantor’s rights corresponding to any of the
foregoing throughout the world. 
 Notwithstanding the foregoing, (i) no Trademark shall be included in the Trademark and Patent
Collateral to the extent that the grant of a security interest in such Trademark would result in, permit or provide grounds for the cancellation or invalidation of such Trademark and (ii) in no event shall the Trademark and Patent Collateral
include any Excluded Assets. 
 SECTION 3 Intent. This Notice is being executed and delivered by the Grantor for the purpose of
recording and confirming the grant of the security interest of the Collateral Agent in the Trademark and Patent Collateral with the United States Patent and Trademark Office. It is intended that the security interest granted pursuant to this Notice
is granted in conjunction with, and not in addition to or limitation of, the Security Interest granted to the Collateral Agent, for its own benefit and the benefit of the other Secured Parties, under the Security Agreement. All provisions of the
Security Agreement shall apply to the Trademark and Patent Collateral, and such provisions are hereby incorporated herein by reference. The Collateral Agent shall have the same rights, remedies, powers, privileges and discretions with respect to the
security interests created in the Trademark and Patent Collateral as in all other Collateral. In the event of a conflict between this Notice and the Security Agreement, the terms of the Security Agreement shall control. 

SECTION 4. Recordation. The Grantor authorizes and requests that the Commissioner for Patents and the Commissioner for Trademarks and
any other applicable government officer record this Notice. 
 SECTION 5. Governing Law. THIS NOTICE SHALL BE GOVERNED BY, AND
CONSTRUED IN ACCORDANCE WITH, THE LAW OF THE STATE OF NEW YORK. 
 SECTION 6. Termination; Release of Trademark and Patent
Collateral. Upon termination of the Security Interest in the Trademark and Patent Collateral in accordance with the Security Agreement, the Collateral Agent shall execute, acknowledge, and deliver to the Grantor, an instrument in writing in
recordable form releasing the collateral pledge, grant, lien and security interest in the Trademark and Patent Collateral under this Notice. Any execution and delivery of termination statements, releases or other documents pursuant to this
Section 5 shall be without recourse to, or warranty by, the Collateral Agent or any other Secured Party. 
 SECTION 7. Concerning
the Collateral Agent. It is expressly understood and agreed that U.S. Bank National Association is executing this Notice solely in its capacity as Collateral Agent as appointed pursuant to the Indenture, and shall be entitled to all of the
rights, privileges, immunities and protections under the Indenture as if such rights, privileges, immunities and protections were set forth herein. 

[SIGNATURE PAGE FOLLOWS] 








 IN WITNESS WHEREOF, the Grantors and the Collateral Agent have caused this Notice to be executed
by their duly authorized officers as of the date first above written. 
  

											
	GRANTOR[S]:	 		 		 	[                                    
    ]
					
		 		 		 	By:	 	  

		 		 		 		 	Name:	 	  

		 		 		 		 	Title:	 	  











											
	COLLATERAL AGENT:	 		 		 	U.S. BANK NATIONAL ASSOCIATION, not in its individual capacity but solely as Collateral Agent
					
		 		 		 	By:	 	  

		 		 		 		 	Name:	 	  

		 		 		 		 	Title:	 	  










 EXHIBIT A 

Trademark Registrations and Applications 

U.S. Federal Trademark Registrations and Applications 
  

							
	 Trademark
	  	 Status
	  	 App/Reg. No.
	  	 App/Reg.
Date

		  		  		  	
		  		  		  	
		  		  		  	









 EXHIBIT B 

Patents and Patent Applications 
  

					
	 Patent
	  	 App/Reg. No.
	  	 App/Reg.
Date

		  		  	
		  		  	
		  		  	









 EXHIBIT E 

Form of Notice of Security Interest in Copyrights 

NOTICE OF SECURITY INTEREST IN COPYRIGHTS 

This NOTICE OF SECURITY INTEREST IN COPYRIGHTS, effective as of [            ],
20[    ] (“Notice”) is made by [            ], a [        ] Corporation (the “Grantor”), in
favor of U.S. Bank National Association, not in its individual capacity but solely as Collateral Agent (the “Collateral Agent”) for its own benefit and the benefit of the other Secured Parties (as defined in the Security Agreement
referred to below), in consideration of the mutual covenants contained herein and benefits to be derived herefrom. 
 W I
T N E S S E T H: 
 WHEREAS, Grantor is a party to a Security Agreement, dated as of
December 15, 2015, by and among Bloom Energy Corporation, the Guarantors and U.S. Bank National Association for the benefit of the Collateral Agent and the Secured Parties (as amended, modified, supplemented or restated and in effect from time
to time, the “Security Agreement”); 
 WHEREAS, pursuant to the Security Agreement, the Grantor has executed and delivered
this Notice for the purpose of recording and confirming the grant of the security interest of the Collateral Agent in the Copyright Collateral (as defined below) with the United States Copyright Office; 

NOW, THEREFORE, in consideration of the mutual conditions and agreements set forth herein and in the Security Agreement, and for good and
valuable consideration, the receipt of which is hereby acknowledged, the Grantor and the Collateral Agent, on its own behalf and on behalf of the other Secured Parties (and each of their respective successors or assigns), hereby agree as follows:

 SECTION 1. Defined Terms. Unless otherwise defined herein, terms defined in the Security Agreement and used herein have the
meaning given to them in the Security Agreement. 
 SECTION 2. Grant of Security Interest. In furtherance and as confirmation of the
Security Interest granted by the Grantor to the Collateral Agent (for its own benefit and the benefit of the other Secured Parties) under the Security Agreement, and as further security for the payment or performance, as the case may be, in full of
the Secured Obligations, the Grantor hereby ratifies such Security Interest and grants to the Collateral Agent (for its own benefit and the benefit of the other Secured Parties) a continuing security interest, in all of the present and future right,
title and interest of such Grantor in, to and under the following property, and each item thereof, whether now owned or existing or hereafter acquired or arising, together with all products, proceeds, substitutions, and accessions of or to any of
the following property (collectively, the “Copyright Collateral”): 
 (a) All Copyrights, including without
limitation the registrations and applications set forth on Exhibit A attached hereto, and all renewals thereof (collectively, “Copyrights”); 

(b) All Copyright Licenses (collectively, “Licenses”) and all income, royalties, damages and payments now and
hereafter due and/or payable under and with respect to the Copyrights, including, without limitation, payments under all Licenses entered into in connection therewith and damages and payments for past or future infringements thereof; 








 (c) The right to sue for past, present and future infringements of any of the
Copyrights; and 
 (d) All of the Grantor’s rights corresponding to any of the foregoing throughout the world. 

Notwithstanding the foregoing, in no event shall the Copyright Collateral include any Excluded Assets. 

SECTION 3. Intent. This Notice is being executed and delivered by the Grantors for the purpose of recording and confirming the grant of
the security interest of the Collateral Agent in the Copyright Collateral with the United States Copyright Office. It is intended that the security interest granted pursuant to this Notice is granted in conjunction with, and not in addition to or
limitation of, the Security Interest granted to the Collateral Agent, for its own benefit and the benefit of the other Secured Parties, under the Security Agreement. All provisions of the Security Agreement shall apply to the Copyright Collateral,
and such provisions are hereby incorporated herein by reference. The Collateral Agent shall have the same rights, remedies, powers, privileges and discretions with respect to the security interests created in the Copyright Collateral as in all other
Collateral. In the event of a conflict between this Notice and the Security Agreement, the terms of the Security Agreement shall control. 

SECTION 4. Recordation. The Grantor authorizes and requests that the Register of Copyrights and any other applicable government officer
record this Notice. 
 SECTION 5. Governing Law. THIS NOTICE SHALL BE GOVERNED BY, AND CONSTRUED IN ACCORDANCE WITH, THE LAW OF THE
STATE OF NEW YORK. 
 SECTION 6. Termination; Release of Copyright Collateral. Upon termination of the Security Interest in the
Copyright Collateral in accordance with the Security Agreement, the Collateral Agent shall execute, acknowledge, and deliver to the Grantor, an instrument in writing in recordable form releasing the collateral pledge, grant, lien and security
interest in the Copyright Collateral under this Notice. Any execution and delivery of termination statements, releases or other documents pursuant to this Section 5 shall be without recourse to, or warranty by, the Collateral Agent or any other
Secured Party. 
 SECTION 7. Concerning the Collateral Agent. It is expressly understood and agreed that U.S. Bank National
Association is executing this Notice solely in its capacity as Collateral Agent as appointed pursuant to the Indenture, and shall be entitled to all of the rights, privileges, immunities and protections under the Indenture as if such rights,
privileges, immunities and protections were set forth herein. 
 [SIGNATURE PAGE FOLLOWS] 








 IN WITNESS WHEREOF, the Grantor and the Collateral Agent have caused this Notice to be executed
by their duly authorized officers as of the date first above written. 
  

									
	GRANTOR[S]:	  		  	[                                    
    ]
					
		  		  		  	By:	  	  

		  		  		  	Name:	  	  

		  		  		  	Title:	  	  











											
	COLLATERAL AGENT:	 		 	U.S. BANK NATIONAL ASSOCIATION, not in its individual capacity but solely as Collateral Agent
					
		 		 		 	By:	 	  

		 		 		 		 	Name:	 	  

		 		 		 		 	Title:	 	  










 Exhibit A 

List of Copyrights 

United States Copyright Registrations and Applications 
  

							
	 Copyright
	  	 Status
	  	 App/Reg. No.
	  	 App/Reg.
Date

		  		  		  	
		  		  		  	
		  		  		  	









 EXHIBIT G 

ADDITIONAL GRANTOR JOINDER AGREEMENT 

This JOINDER AGREEMENT, dated as of
            ,         , is delivered pursuant to (a) Section 8.15 of the Security Agreement, dated as of December 15, 2015 (as
amended, restated, supplemented or otherwise modified from time to time, the “Security Agreement”), among Bloom Energy Corporation, a Delaware corporation (the “Company”), the Guarantors from time to time party
thereto (the “Guarantors” and together the Company, each a “Grantor” and collectively, the “Grantors”) and U.S. Bank National Association, in its capacity as Collateral Agent pursuant to the
Indenture (as hereinafter defined) (in such capacity and together with any successors in such capacity, the “Collateral Agent”). Capitalized terms used herein but not defined herein are used herein with the meaning given them in the
Security Agreement. 
 By executing and delivering this Joinder Agreement, the undersigned hereby becomes a party to and Grantor under the
Security Agreement with the same force and effect as if originally named as a Grantor therein and, without limiting the generality of the foregoing, as security for the full, prompt, complete and final payment when due (whether at stated maturity,
by acceleration or otherwise) and prompt performance and observance of all the Secured Obligations, the undersigned hereby grants to the Collateral Agent, for itself and for the benefit of the Secured Parties, a security interest in and to all of
the undersigned’s right, title and interest in, to and under the Collateral, whether now owned or hereafter acquired by the undersigned or in which the undersigned now holds or hereafter acquires any interest and expressly assumes all
obligations and liabilities of a Grantor thereunder. From and after the date hereof, the undersigned shall for all purposes be a party to the Security Agreement and shall have the same rights, benefits and obligations as a Grantor party thereto.

 The information set forth in Annex I is hereby added to the information set forth in Schedules I, II, III and
IV and Exhibits A, B, and C to the Security Agreement. 
 The undersigned hereby represents and warrants that
each of the representations and warranties contained in the Security Agreement, made with respect to the undersigned and giving effect to this Joinder Agreement, is true and correct in all material respects on and as the date hereof as if made on
and as of such date, except to the extent that such representations and warranties specifically relate to an earlier date, in which case such representations and warranties shall have been true and correct in all material respects on and as of such
earlier date; provided that, if a representation and warranty is qualified as to materiality, the materiality qualifier shall be disregarded with respect to such representation and warranty. 

This Joinder Agreement shall be governed by, construed and enforced in accordance with, the internal law of the State of New York without
reference to conflicts of law rules other than Section 5-1401 of the General Obligations Law of the State of New York except that matters concerning the validity and perfection of a security interest shall be governed by the conflict of law
rules set forth in the UCC. The undersigned hereby consents to the application of New York civil law to the construction, interpretation and enforcement of this Joinder Agreement, and to the application of New York civil law to the procedural
aspects of any suit, action or proceeding relating thereto, including, but not limited to, legal process, execution of judgments and other legal remedies. 








 This Joinder Agreement may be executed in any number of counterparts, any set of which signed by
all the parties hereto shall be deemed to constitute a complete, executed original for all purposes. Transmission by facsimile, “PDF” or similar electronic format of an executed counterpart of this Joinder Agreement shall be deemed to
constitute due and sufficient delivery of such counterpart. 
 [This Space Intentionally Left Blank] 








 IN WITNESS WHEREOF, the undersigned has caused this
Joinder Agreement to be duly executed and delivered as of the date first above written. 
  

							
		 	[ADDITIONAL GRANTOR]
			
		 	By:	 	  

		 		 	Name:	 	
		 		 	Title:	 	

 ACKNOWLEDGED AND AGREED 

as of the date of this Joinder Agreement 
 first above written.

  

					
	U.S. BANK NATIONAL ASSOCIATION, not in its individual capacity but solely as Collateral Agent
		
	By:	 	  

		 	Name:	 	
		 	Title:	 	









 ANNEX I 

[New Grantor to complete as appropriate] 








 SCHEDULE I 

LEGAL NAME; JURISDICTION OF FORMATION; BOOKS AND RECORDS; LOCATION OF COLLATERAL 

 

							
	 Legal Name
	  	 Jurisdiction

of Formation
	  	 Chief Executive Office; Principal
Place of

Business; Location of Books

and Records
	  	 Other Collateral
Locations

		  		  		  	
		  		  		  	
		  		  		  	
		  		  		  	
		  		  		  	
		  		  		  	
		  		  		  	









 SCHEDULE II 

COMMERCIAL TORT CLAIMS 

[Company to provide] 








 SCHEDULE III 

(See Section 3.09 of Security Agreement) 

DEPOSIT ACCOUNTS 
  

									
	 Name of Grantor
	  	 Name of Institution
	  	 Account Number
	  	 Check here if
Deposit
Account is a Collateral
Deposit Account
	  	 Description of Deposit
Account if not a

Collateral Deposit

Account

		  		  		  		  	
		  		  		  		  	
		  		  		  		  	
		  		  		  		  	
		  		  		  		  	
		  		  		  		  	
		  		  		  		  	









 SCHEDULE IV 

LIST OF PLEDGED COLLATERAL, SECURITIES AND OTHER INVESTMENT PROPERTY 

STOCKS 
  

											
	 Name of Grantor
	  	Issuer	  	Certificate
Number(s)	  	Number of
Shares	  	Class of Stock	  	Percentage of
Outstanding
Shares
		  		  		  		  		  	
		  		  		  		  		  	
		  		  		  		  		  	

 BONDS 
  

											
	 Name of Grantor
	  	Issuer	  	Number	  	Face Amount	  	Coupon Rate	  	Maturity
		  		  		  		  		  	
		  		  		  		  		  	
		  		  		  		  		  	

 GOVERNMENT SECURITIES 
  

																									
	 Name of Grantor
	  	Issuer	 	  	Number	 	  	Type	 	  	Face Amount	 	  	Coupon Rate	 	  	Maturity	 
		  				  				  				  				  				  			
		  				  				  				  				  				  			
		  				  				  				  				  				  			

 OTHER SECURITIES OR OTHER INVESTMENT PROPERTY 

(CERTIFICATED AND UNCERTIFICATED) 
  

													
	 Name of Grantor
	  	Issuer	 	  	Description of Collateral	 	  	Percentage Ownership
Interest