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External Meetings: CFTC/SEC consultation with ICE
  
    



  Consultation held at the SEC's Washington, DC office.  The participants reviewed the statutory language regarding business conduct, including ?4s(h) and ?4c(a)(7) of the Commodity Exchange Act and ?15F(h) of the Securities Exchange Act of 1934.  The participants also discussed the business conduct rules that currently apply to ICE members and the different business conduct standards that ICE applies depending on the type of customer and product.  In addition, the participants discussed considerations and approaches to rulewriting in this context.
      
  When
              08/05/2010

  Rulemaking(s)
              III. Business Conduct Standards w/ Counterparties

  CFTC Staff
              Phyllis CelaMichael SolinskyKatie DriscollTed KnellerBarry McCartyRuss BattagliaStephanie Horne

  Visitor(s)
              Peter Barsoom (ICE)Audrey Hirschfeld (ICE)Christine Sibille (SEC)Joanne Rutkowski (SEC)Rich Ferlauto (SEC)Lourdes Gonzalez (SEC)Mike Beedivh (SEC)

  Organization(s)
              Intercontinental Exchange (ICE)

  Related Links
          OTC Code of Conduct  RELATED LINKS
    

      OTC Code of Conduct


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