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External Meetings: CFTC-SEC Consultation with MarkitSERV
  
    



  The consultation was held at the CFTC's Washington, D.C. office.  The participants discussed: (i) overview of MarkitSERV?s business operations; (ii) considerations for interpreting the SEF definition in the DFA; (iii) implications of the scope of SEF functionalities; (iv) matters for consideration regarding rulemaking; (v) business conduct standards; (vi) technical assistance to the SEC and CFTC; and (vii) regulatory reporting / public reporting.
      
  When
              08/19/2010

  Rulemaking(s)
              XIII. SEF Registration

  CFTC Staff
              Riva AdrianceSteven BentonSarah JosephsonMauricio MelaraJames MoserDhaval PatelRichard Shilts

  Visitor(s)
              Jeffrey Waddle (DTCC)Gina Ghent (MS)Claire Lobo (MS)David Dimitrious (SEC)Tom Eady (SEC)Connie Kiggins (SEC)Iliana Lundblad (SEC)Leah Mesfin (SEC)Nancy Sanow (SEC)Sarah Schandler (SEC)

  Organization(s)
              MarkitSERV (MS)The Depository Trust& Clearing Corporation (DTCC)

  Related Links
          SEF Functionalities Under DFA
          CFTC Presentation re: SEFs  RELATED LINKS
    

      SEF Functionalities Under DFA
          CFTC Presentation re: SEFs


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