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External Meetings: Meeting with NFA, SEC, FINRA
  
    



  The meeting participants discussed coordinating data formats for reporting by advisers registered with the CFTC and SEC.
      
  When
              03/01/2011

  Rulemaking(s)
              XXVII. Investment Adviser Reporting

  CFTC Staff
              Daniel S. Konar II

  Visitor(s)
              Timothy McHenry, Director of Information Systems (NFA)Dave Kammerer, Director of Information Systems (NFA)Patricia Finnegan, Manager of Information Systems (NFA)Andrea Torres, Senior Developer Information Systems (NFA) Maria McHenry, Senior Manager, Compliance (NFA)Tracey Hunt, Senior Manager, Compliance (NFA)Vince Tabor, Manager, Information Systems (NFA)David Bartels (SEC)Keith Kanyan (SEC)Susan Dominowski (FINRA)Jerry Jerod (FINRA)

  Organization(s)
              NFASECFINRA


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