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External Meetings: Meeting with Wholesale Market Brokers Association
  
    



  Members of this association raised questions concerning swap execution facility registration and core principles requirements in Dodd-Frank. The Wholesale Brokers group presented points contained in a document which contains proposed draft core principles for SEFs. That document is posted on the CFTC website.
      
  When
              07/29/2010

  Rulemaking(s)
              General

  CFTC Staff
              Gary GenslerCyrus Amir-MokriLenel Hickson

  Visitor(s)
              Christopher Giancarlo (Wholesale Market Brokers Association)Doug Rhoten (ICAP)Stephen Merkel (Cantor Fitzgerald)Andrew Wels (Cantor Fitzgerald)Sean Bernardo (Tullett Prebon)James Green (Tradition Financial)Micah Green (Patton Boggs)Matthew Kulkin (Patton Boggs)

  Organization(s)
              Wholesale Market Brokers AssociationICAPCantor FitzgeraldTullett PrebonTradition FinancialPatton Boggs


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