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External Meetings: Meeting with NFA & MSRB
  
    



  The attendees from the MSRB expressed the view that CFTC’s proposed pay-to-play rules for Swap Dealers should be harmonized with the MSRB’s pay-to-play rule.~ ~NFA and MSRB attendees discussed potential registration and testing regimes for persons acting as an independent representative to a Special Entity under §4s(h) of the CEA.
      
  When
              07/22/2011

  Rulemaking(s)
              III. Business Conduct Standards w/ Counterparties

  CFTC Staff
              Ananda RadhakrishnanPhyllis CelaBarry McCartyPeter Sanchez Christopher Cummings

  Visitor(s)
              Lourdes Gonzalez (SEC)Joanne Rutkowski (SEC)Cindy Oh (SEC)Mary Simpkins (SEC)Dave Sanchez (SEC)Tory Crane (SEC) Regina Thoele (NFA)Tom Sexton (NFA)Dan Driscoll (NFA)Lauren Brinati (NFA)Carol Wooding (NFA)Ernesto Lanza (MSRB)Peg Henry (MSRB)Karen Du Brul (MSRB)

  Organization(s)
              National Futures Association (NFA)Municipal Securities Rulemaking Board (MSRB)


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