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External Meetings: Teleconference with Tennesee Office of the Comptroller of the Treasury
  
    



  The external attendees discussed industry practices for municipal issuers that transact in swaps with respect to the following: (1) conflicts of interest (2)  policies and procedures for selecting a financial advisor; (3) independence standards; and (4) request for proposal processes.
      
  When
              08/29/2011

  Rulemaking(s)
              III. Business Conduct Standards w/ Counterparties

  CFTC Staff
              Phyllis Cela Erik RemmlerTed Kneller

  Visitor(s)
              Mary Simpkins (SEC)Dave Sanchez (SEC)Jack McWilliams (SEC)Lourdes Gonzalez (SEC)Joanne Rutkowski (SEC)Cindy Oh (SEC) Mary-Margaret Collier (TOCT)

  Organization(s)
              Tennessee Office of the Comptroller of the Treasury (TOCT)


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