Federal Register / Vol. 87, No. 71 / Wednesday, April 13, 2022 / Notices 21993 

11 17 CFR 200.30–3(a)(12). 

1 15 U.S.C. 78s(b)(1). 

2 15 U.S.C. 78a. 

3 17 CFR 240.19b–4. 

rules/sro.shtml). Copies of the 

submission, all subsequent 

amendments, all written statements 

with respect to the proposed rule 

change that are filed with the 

Commission, and all written 

communications relating to the 

proposed rule change between the 

Commission and any person, other than 

those that may be withheld from the 

public in accordance with the 

provisions of 5 U.S.C. 552, will be 

available for website viewing and 

printing in the Commission’s Public 

Reference Room, 100 F Street NE, 

Washington, DC 20549 on official 

business days between the hours of 

10:00 a.m. and 3:00 p.m. Copies of the 

filing also will be available for 

inspection and copying at the principal 

office of the Exchange. All comments 

received will be posted without change. 

Persons submitting comments are 

cautioned that we do not redact or edit 

personal identifying information from 

comment submissions. You should 

submit only information that you wish 

to make available publicly. All 

submissions should refer to File 

Number SR–Phlx–2022–16 and should 

be submitted on or before May 4, 2022. 

For the Commission, by the Division of 

Trading and Markets, pursuant to delegated 

authority.11

J. Matthew DeLesDernier, 

Assistant Secretary. 

[FR Doc. 2022–07854 Filed 4–12–22; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[SEC File No. 270–242, OMB Control No. 

3235–0206] 

Proposed Collection; Comment 

Request 

Upon Written Request, Copies Available 

From: Securities and Exchange 

Commission, Office of FOIA Services, 

100 F Street NE, Washington, DC 

20549–2736 

Extension: 

Rule 19d–1 

Notice is hereby given that pursuant 

to the Paperwork Reduction Act of 1995 

(44 U.S.C. 3501 et seq.) (‘‘PRA’’), the 

Securities and Exchange Commission 

(‘‘Commission’’) is soliciting comments 

on the existing collection of information 

provided for in Rule 19d–1 (17 CFR 

240.19d–1) under the Securities 

Exchange Act of 1934 (15 U.S.C. 78a et 

seq.) (‘‘Exchange Act’’). The 

Commission plans to submit this 

existing collection of information to the 

Office of Management and Budget) 

(‘‘OMB’’) for extension and approval. 

Rule 19d–1 prescribes the form and 

content of notices to be filed with the 

Commission by self-regulatory 

organizations (‘‘SROs’’) for which the 

Commission is the appropriate 

regulatory agency concerning the 

following final SRO actions: (1) 

Disciplinary actions with respect to any 

person; (2) denial, bar, prohibition, or 

limitation of membership, participation 

or association with a member or of 

access to services offered by an SRO or 

member thereof; (3) summarily 

suspending a member, participant, or 

person associated with a member, or 

summarily limiting or prohibiting any 

persons with respect to access to or 

services offered by the SRO or a member 

thereof; and (4) delisting a security. 

The Rule enables the Commission to 

obtain reports from the SROs containing 

information regarding SRO 

determinations to delist a security, 

discipline members or associated 

persons of members, deny membership 

or participation or association with a 

member, and similar adjudicated 

findings. The Rule requires that such 

actions be promptly reported to the 

Commission. The Rule also requires that 

the reports and notices supply sufficient 

information regarding the background, 

factual basis and issues involved in the 

proceeding to enable the Commission: 

(1) To determine whether the matter 

should be called up for review on the 

Commission’s own motion; and (2) to 

ascertain generally whether the SRO has 

adequately carried out its 

responsibilities under the Exchange Act. 

It is estimated that approximately 19 

respondents will file a total of 

approximately 912 submissions per year 

(an average of 48 per respondent). The 

Commission estimates that the average 

number of hours necessary to comply 

with the requirements of Rule 19d–1 for 

each submission is 1 hour. The total 

annual burden for all respondents is 

thus 912 hours. The Commission 

estimates that the internal compliance 

cost per respondent is approximately 

$319 per response. The annual internal 

cost of compliance for all respondents is 

thus approximately $290,928 (19 

respondents × 48 responses × $319 per 

response). 

Written comments are invited on: (a) 

Whether the proposed collection of 

information is necessary for the proper 

performance of the functions of the 

Commission, including whether the 

information shall have practical utility; 

(b) the accuracy of the Commission’s 

estimates of the burden of the proposed 

collection of information; (c) ways to 

enhance the quality, utility, and clarity 

of the information collected; and (d) 

ways to minimize the burden of the 

collection of information on 

respondents, including through the use 

of automated collection techniques or 

other forms of information technology. 

Consideration will be given to 

comments and suggestions submitted by 

June 13, 2022. 

An agency may not conduct or 

sponsor, and a person is not required to 

respond to, a collection of information 

under the PRA unless it displays a 

currently valid OMB control number. 

Please direct your written comments 

to: David Bottom, Acting Director/Chief 

Information Officer, Securities and 

Exchange Commission, c/o John 

Pezzullo, 100 F Street NE, Washington, 

DC 20549 or send an email to: PRA_

Mailbox@sec.gov. 

Dated: April 7, 2022. 

J. Matthew DeLesDernier, 

Assistant Secretary. 

[FR Doc. 2022–07833 Filed 4–12–22; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–94629; File No. SR– 

NYSEArca–2022–17] 

Self-Regulatory Organizations; NYSE 

Arca, Inc.; Notice of Filing and 

Immediate Effectiveness of Proposed 

Rule Change To List and Trade Shares 

of the FMC Excelsior Focus Equity ETF 

Under Rule 8.900–E (Managed Portfolio 

Shares) 

April 7, 2022. 

Pursuant to Section 19(b)(1) 1 of the 

Securities Exchange Act of 1934 

(‘‘Act’’) 2 and Rule 19b–4 thereunder,3

notice is hereby given that on April 1, 

2022, NYSE Arca, Inc. (‘‘NYSE Arca’’ or 

‘‘Exchange’’) filed with the Securities 

and Exchange Commission 

(‘‘Commission’’) the proposed rule 

change as described in Items I and II 

below, which Items have been prepared 

by the self-regulatory organization. The 

Commission is publishing this notice to 

solicit comments on the proposed rule 

change from interested persons. 

I. Self-Regulatory Organization’s 

Statement of the Terms of Substance of 

the Proposed Rule Change 

The Exchange proposes to list and 

trade shares of the following under Rule 

8.900–E (Managed Portfolio Shares): 

FMC Excelsior Focus Equity ETF. The 


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