Technology Advisory Committee 

Tuesday, July 18, 2023 

12:00 p.m. – 4:30 p.m. (ET) 

CFTC Headquarters (Conference Center) 

Three Lafayette Center 

1155 21st Street, N.W. 

Washington, D.C. 20581 

12.40 p.m. ET AI Accountability Policy Request for Comment 

Presentation: 

Travis Hall, Acting Deputy Associate Administrator, National 

Telecommunications and Information Administration 

12.55 p.m. ET Responsible AI 

Presentation: 

Nicol Turner Lee, Senior Fellow in Governance Studies and Director 

of the Center for Technology Innovation, The Brookings Institution 

1.05 p.m. ET Viewpoints: Discussion of the Technology Advisory Committee 

1.25 p.m. ET An Impact Assessment of the Proliferation of AI Cybersecurity Capabilities 

on Financial Security 

Presentation: 

Dan Guido, Co-Founder & CEO, Trail of Bits 

1.35 p.m. ET Viewpoints: Discussion of the Technology Advisory Committee 

12.00 p.m. ET Opening Remarks of Commissioner Goldsmith Romero & Others 

12.30 p.m. ET Subcommittee Chair Introductions 

12.40 p.m. ET Responsible Use of AI in Regulated Financial Services 

1.50 p.m. ET Break 

2.05 p.m. ET Regulatory Issues for DeFi, Including DAOs 

2.05 p.m. ET Enforcement Case Study: Ooki DAO 
 

 

 

Presentation: 

Anthony Biagioli, Special Counsel to the Director, Division of 

Enforcement, CFTC 

2.10 p.m. ET Extent of Decentralization and Models of Governance in DeFi 

Presentation: 

Ben Milne, Founder & CEO, Brale Inc. 

Justin Slaughter, Policy Director, Paradigm 

2.25 p.m. ET Viewpoints: Discussion of the Technology Advisory Committee 

2.45 p.m. ET Stability and Security Challenges and Regulatory Implications for Crypto 

Presentation: 

Dr. Dan Awrey, Professor of Law, Cornell Law School 

2.55 p.m. ET Viewpoints: Discussion of the Technology Advisory Committee 

3.10 p.m. ET Cyber Resilience for Financial Markets 

3.10 p.m. ET Third-Party Relationships: Interagency Guidance on Risk Management 

Presentation: 

Kevin Greenfield, Deputy Comptroller for Operational Risk Policy, 

Office of the Comptroller of the Currency 

3.25 p.m. ET Challenges with Understanding Cybersecurity Risk and Implications for 

Operational Risk Regulation 

Presentation: 

Hilary Allen, Professor of Law, American University Washington 

College of Law 

Timothy Gallagher, Managing Director, Digital Investigations & Cyber 

Defense, Chief Security Officer, Nardello & Co. 

3.40 p.m. ET Viewpoints: Discussion of the Technology Advisory Committee 

4.00 p.m. ET State of Financial Sector Defense and Collaboration to Combat Cyber 

Threats 

Presentation: 

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Steven Silberstein, Financial Services Information Sharing and Analysis 

Center 

4.15 p.m. ET Viewpoints: Discussion of the Technology Advisory Committee 

4.30 p.m. ET Closing Remarks and Adjourn 

Viewing/Listening Instructions: To access the live meeting feed, use the dial-in numbers below or stream on cftc.gov. A 

live feed can also be streamed through the CFTC’s YouTube channel. Call-in participants should be prepared to provide 

their first name, last name, and affiliation, if applicable. Materials presented at the meeting, if any, will be made 

on cftc.gov. 

Instructions 

Domestic Toll-Free Numbers: 

1 833 568 8864 (Toll Free), or 1 833 435 1820 

Domestic Toll Numbers: 

+1 669 254 5252, +1 646 964 1167, +1 646 828 7666, +1 551 285

1373, +1 669 216 1590, +1 415 449 4000

International Numbers: 

Will be posted on the CFTC’s website, https://www.cftc.gov, on 

the page for the meeting, under Related Links. 

Webinar ID: 161 823 4274 

Passcode: 180834 

Public Comments 

The public may submit comments in connection with the meeting, identified by “Technology Advisory Committee”

by July 25, 2023. Follow the instructions for submitting comments through the CFTC Comments Online process. 

Statements submitted in connection with the committee meeting will be made available to the public, including 

publication on cftc.gov. If you are unable to submit comments online, contact Anthony Biagioli, TAC Designated Federal 

Officer (TAC@cftc.gov), to discuss alternate means of submitting your comments. 

The meeting agenda may change to accommodate other Committee priorities. For agenda updates and more 

information about this advisory committee, including its members, visit TAC. 

People requiring special accommodations to attend the meeting because of a disability should notify Anthony Biagioli, 

TAC Designated Federal Officer (TAC@cftc.gov). 

There are five Advisory Committees overseen by the CFTC and sponsored by CFTC Commissioners. They were created to 

provide advice and recommendations to the Commission on a variety of regulatory and market issues that affect the 

integrity, safety and soundness, and competitiveness of U.S. markets. The views, opinions, and information expressed 

by each advisory committee are solely those of the committee and its members and do not necessarily reflect the views 

of the Commission, its staff, or the U.S. government. 

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