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External Meetings: Meeting w/UBS Americas, Inc.
  
    



  Participants discussed (i) timeline for rule implementation, (ii) core principle 9, (iii) issues pertaining to SEFs, and (iv) capital and margin.
      
  When
              09/14/2011

  Rulemaking(s)
              II. DefinitionsV. Capital & MarginXII. DCM Core PrinciplesXIII. SEF Registration

  CFTC Staff
              Gary GenslerSteven AdamskeJulian HammarCarl KennedyAlicia LewisStephen ObieSebastian Pujol SchottBella RozenbergThomas SmithJeffrey Steiner

  Visitor(s)
              Phil Lofts, UBSDavid Kelly, UBSPaul Hamill, UBSEric Rosen, UBSDick Ribbentrop, UBS

  Organization(s)
              UBS Americas, Inc.


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