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External Meetings: CFTC/SEC Consultation with Morgan Stanley
  
    



  The consultation was conducted at the SECs Washington, DC office.  CFTC staff participated by teleconference.The participants reviewed the statutory language regarding business conduct, including §4s(h) of the Commodity Exchange Act and §15F(h) of the Securities Exchange Act of 1934. The participants also discussed the nature and activities of the swaps dealing business and dealers interactions with counterparties.
      
  When
              10/14/2010

  Rulemaking(s)
              III. Business Conduct Standards w/ Counterparties

  CFTC Staff
              Phyllis CelaKatherine DriscollTed KnellerBarry McCartyTodd PronoPeter SanchezMichael SolinskyJohn Dolan

  Visitor(s)
              Anthony Cicia (Morgan Stanley)Soo-Mi Lee (Morgan Stanley)Richard Ostrander (Morgan Stanley)Mary Lou Peters (Morgan Stanley)RoseAnne Richter (Morgan Stanley)Peter Curley (SEC)Lourdes Gonzalez (SEC)Jack Habert (SEC)Cindy Oh (SEC)Joanne Rutkowski (SEC)Dave Sanchez (SEC)Elizabeth Sandoe (SEC)Christine Sibille (SEC)James Sinnott (SEC)Katrina Wilson (SEC)

  Organization(s)
              Morgan Stanley


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