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External Meetings: CFTC/SEC consultation with Citigroup
  
    



  The consultation was conducted via video-conference between the CFTC's New York office and Washington, DC office.  SEC participants joined via teleconference.  The participants reviewed the statutory language regarding business conduct, including ?4s(h) and ?4c(a)(7) of the Commodity Exchange Act and ?15F(h) of the Securities Exchange Act of 1934. The participants also discussed the nature the swaps dealing business in the context of business conduct standards.
      
  When
              08/19/2010

  Rulemaking(s)
              III. Business Conduct Standards w/ Counterparties

  CFTC Staff
              Phyllis CelaKatherine DriscollStephanie HorneTed KnellerTodd PronoBarry McCartyPeter SanchezMichael SolinskyStephen PainterJim GoodwinRussell Battaglia

  Visitor(s)
              Robert Klein (Legal - Citigroup)Don Bendernagel (Legal - Citigroup)Omer Oztan (Legal - Citigroup)Silas Findley (Legal - Citigroup)Bis Chatterjee (Credit Derivatives - Citigroup)Matt Wareing (Commodities - Citigroup)Vicki Sharp (Legal  - Citigroup)Jim Eastman (SEC)David Dimitrious (SEC)Joanne Rutkowski (SEC)Christine Sibille (SEC)Cindy Oh (SEC)Mary Simpkins (SEC)

  Organization(s)
              Citigroup


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