ForecastEx LLC

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Exhibit A-7 - Corporate Organizational 

Structure

Version: October 2023

Attach as Exhibit A-7, a diagram of the entire corporate organizational structure of 

Applicant including the legal name of all entities within the organizational structure and 

the applicable percentage ownership among affiliated entities. 

Organizational charts are included as Figure 1 and 2 to this Exhibit A-7.

Additionally, provide (i) a list of all jurisdictions in which Applicant or its affiliated entities 

are doing business; 

(ii) the registration status of Applicant and its affiliated entities, including pending 

applications or exemption requests and whether any applications or exemptions have been 

denied (e.g., country, regulator, registration category, date of registration or request for 

exemption, date of denial, if applicable); and 

(iii) the address for legal service of process for Applicant (which cannot be a post office 

box) for each applicable jurisdiction

ForecastEx is doing business in the United States. ForecastEx’s address of legal service is 209 S 

LaSalle Street, 10th Floor, Chicago, IL 60606

The below table shows the information required by (i),(ii), and (iii) for each of ForecastEx’s 

affiliates.

IBKR Group 

Entity

Jurisdiction of 

Organization

Location(s) of 

business 

operations

Registration Status

Pending or 

denied 

registration 

application 

or exemption 

request

Interactive 

Brokers 

Group, Inc.

Delaware, 

USA

One Pickwick 

Plaza, Greenwich, 

CT, 06830, USA

Public company, shares 

registered with the U.S. 

SEC as of May 3, 2007.

None

IBG LLC Connecticut, 

USA

One Pickwick 

Plaza, Greenwich, 

CT, 06830, USA

Not registered as a 

financial services 

provider.

None
ForecastEx LLC

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Interactive 

Brokers LLC

Connecticut, 

USA

One Pickwick 

Plaza, Greenwich, 

CT, 06830, USA

1133 6th Ave

Floor 36

New York, NY 

10036

209 LaSalle St., 

Chicago, IL 60604

300 South 

Riverside Plaza, 

Chicago, IL 60606

200 Pennsylvania 

Avenue NW Suite 

280E

Washington, DC 

20037

777 S Flagler Dr 

Suite 1001, 

West Palm Beach, 

FL 33401

140 2nd St Suite 

2015, Petaluma, 

CA 94952

U.S. Securities and 

Exchange Commission 

(SEC) Broker-Dealer; 

Approval Date: 

9/6/1994; Approval 

Number: SEC#: 8-47257

Commodity Futures 

Trading Commission 

(CFTC) Futures 

Commission Merchant

Financial Conduct 

Authority (FCA) 

Arranger

Australian Securities & 

Investments 

Commission (ASIC) 

Futures Broker

Australian Securities & 

Investments 

Commission (ASIC) 

Securities Dealer

Financial Industry 

Regulatory Authority 

(FINRA) Member 

Dealer

None

IBKR 

Securities 

Services LLC 

(fka Timber 

Hill LLC)

Connecticut, 

USA

One Pickwick 

Plaza, Greenwich, 

CT, 06830, USA

Registered with the U.S. 

Securities and Exchange 

Commission (SEC) to do 

business in the U.S. as a 

broker-dealer; approval 

date: 12/15/1982; 

registration number: 

SEC#: 8-28569.

None
ForecastEx LLC

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Interactive 

Brokers Corp.

Delaware, 

USA

One Pickwick 

Plaza, Greenwich, 

CT, 06830, USA

Registered with the U.S 

Securities and Exchange 

Commission (SEC) to do 

business in the U.S. as a 

broker-dealer; approval 

date: 12/18/2000;

registration number: 

SEC#: 8-53615.

None

IB Exchange 

Corp.

Delaware, 

USA

One Pickwick 

Plaza, Greenwich, 

CT, 06830, USA

Not registered as a 

financial services 

provider.

None

IB Global 

Investments 

LLC

Delaware, 

USA

One Pickwick 

Plaza, Greenwich, 

CT, 06830, USA

Not registered as a 

financial services 

provider

None

Interactive 

Brokers 

Ireland Ltd.

Ireland

10 Earlsfort 

Terrace, Dublin, 

D02 T380, 

Ireland.

Registered with the 

Central Bank of Ireland 

(CBI) to do business in 

Ireland (and European 

Union by passporting 

rights) as an investment 

firm; approval Date: 

12/22/2020; registration 

number: C423427.

None

Interactive 

Brokers 

Ireland 

Nominees 

Limited

Ireland

10 Earlsfort 

Terrace, Dublin, 

D02 T380, 

Ireland.

Not registered as a 

financial services 

provider.

None

Interactive 

Brokers 

Central 

Europe Zrt.

Hungary

1075 Budapest, 

Madách Imre út 

13-14., Hungary.

Registered with the with 

Magyar Nemzeti Bank 

(MNB) to do business in 

Hungary (and the EU 

generally by passporting 

rights) as an investment 

firm; approval Date: 

1/26/2021; registration 

number: 28789075.

None

Interactive 

Brokers 

Hungary 

Informatikai 

Kft.

Hungary

13-14 Madach 

Imre Street, 

Budapest, 

Hungary

Not registered as a 

financial services 

provider.

None
ForecastEx LLC

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Interactive 

Brokers 

Luxembourg 

SARL

Luxembourg

4 Rue Robert 

Stumper, L-2557 

Luxembourg

Registered with the 

Commission de 

Surveillance du Secteur

Financier (CSSF) to 

business in Luxembourg 

as an investment firm 

(no longer active); 

approval Date: 

11/13/2019; registration 

number: B229091 

(Luxembourg Business 

Registers G.I.E.)

None

Interactive 

Brokers 

(India) Private 

Ltd.

India

502/A, Times 

Square, Andheri 

Kurla Road, 

Andheri East, 

Mumbai 400059, 

India.

Registered with the 

Securities and Exchange 

Board of India (SEBI) to 

do business in India as a 

stock broker; approval 

date: 9/21/2007; 

registration number: 

INZ000217730.

None

Interactive 

Brokers 

Software 

Services 

(India) Private 

Limited

India

502/A, Times 

Square, Andheri 

Kurla Road, 

Andheri (East), 

Mumbai, India

Not registered as a 

financial services 

provider.

None

Interactive 

Brokers 

Singapore Pte. 

Ltd.

Singapore

8 Marina View 

40-02A, Asia 

Square Tower 1, 

Singapore

Registered with the 

Monetary Authority of 

Singapore (MAS) to 

conduct business in 

Singapore as capital 

markets firm; approval 

date: 2/3/2020; 

registration number: 

CMS100917.

None
ForecastEx LLC

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Interactive 

Brokers 

Canada Inc.

Canada

1800 McGill 

College Avenue, 

Suite 2106, 

Montreal, Quebec, 

H3A 3J6, 

Canada.

Registered with 

Investment Industry 

Regulatory Organization 

of Canada (IIROC) to do 

business in Canada as an 

investment dealer; 

approval date: 

5/14/2002; registration 

number: 11890.

None

Interactive

Brokers 

(U.K.) Ltd.

United 

Kingdom

Level 20 Heron 

Tower, 110 

Bishopsgate, 

London EC2N 

44Y

Registered with the 

Financial Conduct 

Authority (FCA) to do 

business in the U.K. as a 

broker; approval date: 

6/2/2002; registration 

number: 03958476.

None

Interactive 

Brokers 

(U.K.) 

Nominee 

Limited

United 

Kingdom

Level 20 Heron 

Tower, 110 

Bishopsgate, 

London EC2N 

44Y

Not registered as a 

financial services 

provider.

None

Interactive 

Brokers Hong 

Kong Limited

Hong Kong

88 Queensway, 

Suite 1512, Two 

Pacific Place, 

Hong Kong, SAR

Registered with the 

Securities and Futures 

Commission (SFC) 

to do business in Hong 

Kong as a securities 

dealer and a futures 

dealer; approval Date: 

1/7/2004; registration 

number: ADI249.

None

Interactive 

Brokers 

Australia Pty 

Limited

Australia

225 George Street, 

Level 40, 

Grosvenor Place, 

Sydney, New 

South Wales, 

Australia.

Registered with 

Australian Securities & 

Investments 

Commission (ASIC) to 

do business in Australia 

as a securities dealer and 

futures broker; approval 

date: 10/5/2010; 

registration number: 143 

551 768.

None
ForecastEx LLC

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Interactive 

Brokers 

Australia 

Nominees Pty 

Limited

Australia

225 George Street, 

Level 40, 

Grosvenor Place, 

Sydney, New 

South Wales, 

Australia.

Not registered as a 

financial services 

provider.

None

Interactive 

Brokers 

Securities 

Japan, Inc.

Japan

Kasumigaseki 

Building 25F, 2-5 

Kasumigaseki 3-

chome, Chiyodaku, Tokyo, 100-

6025, Japan.

Registered with the 

Japan Securities Dealers 

Association to do 

business in Japan as a 

financial instruments 

firm; approval date: 

9/30/2007; registration 

number: 187.

None

IB Business 

Services 

(Shanghai) 

Company Ltd.

China

Riying South Rd 

15, 2nd building 

5-554, Shanghai, 

China

Not registered as a 

financial services 

provider.

None

IBKR 

Financial 

Services AG 

(fka Timber 

Hill Europe)

Switzerland

Gotthardstrasse 3, 

Zug, 6300, 

Switzerland

Registered with FINMA 

(F/K/A Swiss Federal 

Banking Commission) to 

do business in 

Switzerland as a 

securities dealer; 

approval date: 

11/22/2000 (no license 

number).

None

Interactive 

Brokers 

Software 

Services 

Estonia OU

Estonia Madara 27, 

Tallinn, Estonia

Not registered as a 

financial services 

provider.

None

Interactive 

Brokers 

Software 

Services Rus

Russia

Baltyiskaya St., 

Bldg 51, Ste 400, 

St. Petersburg, 

Russia

Not registered as a 

financial services

provider.

None

Covestor Inc. Massachusetts, 

USA

175 Federal St, 

Suite 930, Boston, 

MA, 02110, USA.

Parent of Covestor Ltd. 

Not registered as a 

financial services 

provider.

None
ForecastEx LLC

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Covestor 

Limited

United 

Kingdom

Level 20 Heron 

Tower, 110 

Bishopsgate, 

London, EC2N 

4AY, United 

Kingdom.

175 Federal St, 

Suite 930, Boston, 

MA, 02110, USA.

Registered with the U.S. 

Securities and Exchange 

Commission to do 

business in the U.S. as 

an investment advisor.

None

Global 

Financial 

Information 

Services 

GmbH

Switzerland

Gewerbestrasse 

11, Cham, 6330, 

Switzerland

Not registered as a 

financial services 

provider.

None

Figure 1: IBG LLC Organizational Structure

Figure 2: IBG Ownership Structure
ForecastEx LLC

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