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External Meetings: CFTC/SEC consultation with Goldman Sachs
  
    



  The consultation was conducted via video-conference between the CFTC's New York office and Washington, DC office.  SEC participants joined via teleconference.  The participants reviewed the statutory language regarding business conduct, including ?4s(h) and ?4c(a)(7) of the Commodity Exchange Act and ?15F(h) of the Securities Exchange Act of 1934. The participants also discussed the nature the swaps dealing business in the context of business conduct standards.
      
  When
              08/19/2010

  Rulemaking(s)
              III. Business Conduct Standards w/ Counterparties

  CFTC Staff
              Phyllis CelaVivek JainBarry McCartyRussell BattagliaKatie DriscollTed KnellerMike SolinskyPeter CockrellJim GoodwinStephen PainterStephanie Horne

  Visitor(s)
              Bonnie Litt (Goldman)Alan Wilmit (Goldman)Robert Mass (Goldman)Peter Curley (SEC)Jim Eastman (SEC)Lourdes Gonzalez (SEC)Juanita Hamlett (SEC)Caite McGuire (SEC)Angela Moudy (SEC)Joanne Rutkowski (SEC)Christine Sibille (SEC)Cindy Oh (SEC)James Sinnott (SEC)

  Organization(s)
              Goldman Sachs


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