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External Meetings: CFTC/SEC Consultation with ISDA
  
    



  The consultation was conducted at the CFTC's Washington, DC office.  The participants reviewed the statutory language regarding business conduct, including ?4s(h) and ?4c(a)(7) of the Commodity Exchange Act and ?15F(h) of the Securities Exchange Act of 1934. The participants also discussed the nature and activities of the swaps dealing business and dealers interactions with counterparties.
      
  When
              08/26/2010

  Rulemaking(s)
              III. Business Conduct Standards w/ Counterparties

  CFTC Staff
              Phyllis CelaBrian ConlonKatie DriscollJohn DolanStephanie HorneTed KnellerBarry McCartyMichael SolinskyPete SanchezVivek Jain

  Visitor(s)
              Joshua Cohn (Mayer Brown)Christopher Young (Director of US Public Policy, ISDA)Mary P. Johannes (Senior Director and Head of US Public Policy, ISDA)Bob Pickle (ISDA)Don Thompson (JP Morgan Chase & Co.)Anthony Cicia (Executive Director, Morgan Stanley)Jason Anthony (SEC)Peter Curley (SEC)David Dimitrious (SEC)Tom Eady (SEC)Jim Eastman (SEC)Lourdes Gonzalez (SEC)Cindy Oh (SEC)Joanne Rutkowski (SEC)Christine Sibille (SEC)

  Organization(s)
              International Swaps and Derivatives Association, Inc., ISDAMayer BrownJPMorgan Chase & Co.Morgan Stanley

  Related Links
          Part 4, item (m) of the ISDA Schedule to the 2002 Master Agreement
          Dodd-Frank Meets ERISA? The Impact of Wall Street Reform on Plan Investments - ...
          1996 letter from DOL to the OCC re fiduciary standards for investing in derivat...
          Email from Richard Matta of Groom Law Group
          Partial list of DOL individual exemptions  RELATED LINKS
    

      Part 4, item (m) of the ISDA Schedule to the 2002 Master Agreement
          Dodd-Frank Meets ERISA? The Impact of Wall Street Reform on Plan Investments - Pension & Benefits Reporter
          1996 letter from DOL to the OCC re fiduciary standards for investing in derivatives
          Email from Richard Matta of Groom Law Group
          Partial list of DOL individual exemptions


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