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External Meetings: Meeting Regarding Comments on Proposed Risk Management Requirements for DCOs; Processing, Clearing and Transfer of Customer Positions; and Implementation and Sequencing of Final Rules
  
    



  On April 15, 2011, at 1:00 p.m. EDT, Chairman Gensler and Commission staff participated in a meeting with representatives of Blue Mountain, Citadel, Delta, D.E. Shaw, DRW and Tudor. Topics discussed included implementation and sequencing of Dodd-Frank final rules, open access to derivatives clearing organizations, straight-through processing for cleared swaps, margin requirements for cleared swaps, segregation of collateral for cleared swap positions, and the process for mandatory clearing determinations. Industry representatives provided several documents (attached).
      
  When
              04/15/2011

  Rulemaking(s)
              VI. Segregation and BankruptcyVII. DCO Core PrinciplesVIII. Process for Review of Swaps

  CFTC Staff
              Gary GenslerPhyllis DietzSarah JosephsonJohn LawtonAmanda OlearKevin WalekRobert Wasserman

  Visitor(s)
              David Rubenstein (Blue Mountain Capital Management LLC)Adam Cooper (Citadel)Randall Costa (Citadel)Scott Parsons (Delta Strategy Group)Darcy Bradbury (D.E. Shaw Group)Jeffrey Levoff (DRW Trading Group)John Macfarlane, III (Tudor Investment Corporation)

  Organization(s)
              Blue Mountain Capital Management LLC (Blue Mountain)Citadel, Delta Strategy Group (Delta)D.E. Shaw Group (D.E. Shaw)DRW Trading Group (DRW)Tudor Investment Corporation (Tudor)

  Related Links
          ex parte 4-15-11_693  RELATED LINKS
    

      ex parte 4-15-11_693


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