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External Meetings: Meeting with J.P. Morgan Chase & Co.
  
    



  Management of different margining approaches across different segregation classes~Discussion on the role of the FCM in managing operational and settlement risk between clearing houses and clients~Ownership/Governance rules.  ~Individual account segregation issue.  ~Commission-initiated review of swaps to determine whether they should be cleared (Sec.723(a)(3))~Who is required to clear?~Ability of CCP's to measure the "ability to pay/available capital" of each FCM in relation to potential assessments, and monitoring across the system. ~Ensuring appropriate incentives for CCPs managing the capital of members~Proposed caps on CCP/SEF beneficial ownership; voting rights; representation on risk committees.~Criteria and timing for registration as Swap Dealer/ Security Based Swap Dealer
      
  When
              10/06/2010

  Rulemaking(s)
              I. RegistrationII. DefinitionsV. Capital & MarginVI. Segregation and BankruptcyVII. DCO Core PrinciplesVIII. Process for Review of SwapsIX. Governance & Possible LimitsX. Systemically Important DCO RulesXI. End-user Exception

  CFTC Staff
              Ananda Radhakrishnan

  Visitor(s)
              David C. SturmAlessandro CoccoChristiane MacedoJeremy BarnumArmand NakkabThomas J. BenisonMark Lenczowski

  Organization(s)
              J.P. Morgan Chase & Co.


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