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External Meetings: CFTC/SEC consultation with MFA
  
    



  The consultation was conducted via teleconference.  The participants reviewed the statutory language regarding business conduct, including ?4s(h) and ?4c(a)(7) of the Commodity Exchange Act and ?15F(h) of the Securities Exchange Act of 1934. The participants also discussed the nature the managed investment funds' use of swaps and their business relationships with swaps dealers in the context of business conduct standards.
      
  When
              08/20/2010

  Rulemaking(s)
              III. Business Conduct Standards w/ Counterparties

  CFTC Staff
              Todd PronoPeter SanchezPhyllis CelaKatherine DriscollTed KnellerBarry McCartyMichael Solinsky

  Visitor(s)
              Kim Rozman (HBK)Jim Eastman (SEC)David Dimitrious (SEC)Lourdes Gonzalez (SEC)Caite McGuire (SEC)Joanne Rutkowski (SEC)Christine Sibille (SEC)Cindy Oh (SEC)

  Organization(s)
              MFAHBK


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