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External Meetings: CFTC/SEC consultation with MSRB
  
    



  Consultation held at the SEC's Washington, DC office The participants reviewed the statutory language regarding business conduct, including ?4s(h) and ?4c(a)(7) of the Commodity Exchange Act and ?15F(h) of the Securities Exchange Act of 1934.  The participants also discussed the Dodd-Frank Act amendments to ?15B of the Securities Exchange Act of 1934, including MSRB's new rulewriting authority under ?15B.
      
  When
              08/05/2010

  Rulemaking(s)
              III. Business Conduct Standards w/ Counterparties

  CFTC Staff
              Phyllis CelaMichael SolinskyTed KnellerBarry McCartyRussell BattagliaKatie DriscollStephanie Horne

  Visitor(s)
              Peg Henry (MSRB)Ernesto Lanza (MSRB)Amy Starr (SEC)Mike Reedich (SEC)Lourdes Gonzalez (SEC)Rich Ferlauto (SEC)Tamara Brightwell (SEC)Martha Haines (SEC)Joanne Rutkowski (SEC)Matt Goldin (SEC)Christine Sibille (SEC)

  Organization(s)
              Municipal Securities Rulemaking Board (MSRB)

  Related Links
          Blackline of SEA 1934 provisions relevant to MSRB
          Geithner Derivatives Letter
          Prepared Oral Testimony before Senate Banking Committee
          Written Testimony before Senate Banking Committee  RELATED LINKS
    

      Blackline of SEA 1934 provisions relevant to MSRB
          Geithner Derivatives Letter
          Prepared Oral Testimony before Senate Banking Committee
          Written Testimony before Senate Banking Committee


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