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External Meetings: Video Conference with Vanguard and Fidelity
  
    



  On April 13, 2011, at 11:15 a.m. EDT, Chairman Gensler and Commission staff held a video conference with representatives of Fidelity Investments and Vanguard.  Topics discussed included implementation of Dodd-Frank final rules, open access to derivatives clearing organizations, straight-through processing for cleared swaps, and procedures for block trade allocations.
      
  When
              04/13/2011

  Rulemaking(s)
              VII. DCO Core Principles

  CFTC Staff
              Chairman Gary Gensler (in New York) Stephen Obie (in New York)Riva AdrianceJoe CisewskiJon DeBordPhyllis DietzMark FajfarSarah JosephsonDaniel S. Konar IIJohn LawtonSusan NathanJeff SteinerKevin WalekAnne Schubert

  Visitor(s)
              Jacques Perold (Fidelity)Matthew Nevins (Fidelity)Ann Combs (Vanguard)John Hollyer (Vanguard)Gus Sauter (Vanguard)Bill Thum (Vanguard)

  Organization(s)
              Fidelity Investments (Fidelity)Vanguard


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