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External Meetings: CFTC/SEC consultation with Blackrock
  
    



  The consultation was conducted via teleconference. The participants reviewed the statutory language regarding business conduct, including ?4s(h) and ?4c(a)(7) of the Commodity Exchange Act and ?15F(h) of the Securities Exchange Act of 1934. The participants also discussed the issues surrounding business conduct standards from the perspective of a large asset manager.
      
  When
              08/18/2010

  Rulemaking(s)
              III. Business Conduct Standards w/ Counterparties

  CFTC Staff
              Phyllis CelaTed KnellerKatie DriscollBarry McCartyPeter SanchezMichael SolinskyStephanie Horne

  Visitor(s)
              Joanne Madero (counsel for Blackrock)Paula Jenson (SEC)Cindy Oh (SEC)Joanne Rutkowski (SEC)Christine Sibille (SEC)Lourdes Gonzalez (SEC)James Eastman (SEC)Kate Maguire (SEC)Mary Simpkins (SEC)

  Organization(s)
              Blackrock


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