Office of the Chairman 

Jason Somensatto Rostin Behnam Fintech Policy and ----- Chairman Technology Specialist 

EX-0301-03 CT-1101-14 

Karen Brown David Felsenthal 

Executive Assistant Attorney Advisor 

CT-0301-12 CT-0905-15 

Kiayana Davis David Gillers 

Chiefof Staff Admin Specialist 

CT-0905-17 CT-0301-12 

Detail NTE 10/8/2023 

I 

Alicia Lewis 

Special Counsel 

CT-0905-15 

I 

John Dunfee 

Chief Counsel 

CT-0905-15 

I 

Laura Gardy 

Deputy Chief of Staff 

CT-0905-15 

I 

Abigail Knauff 

Special Counsel 

CT-0905-15 

n 

I..______, 

Kevin Webb 

Special Counsel 

CT-0905-15 

Detail to Hill NTE 1/17/2024 
Office ofLegislative and Intergovernmental Affairs 

Ann Wright 

Director 

CT-0301-15 

VACANT 

Deputy Director 

CT-0301-15 
Office of Public Affairs 

Steven Adamske 

Director 

OPA 

CT-0301-17 

Donna Faulk White Nisha Smalls Associate Di rector Public Affairs Strategist Public Affairs 

CT-1035-15 CT-1035-14 

Antoinette Turner Nancy Wilberg Ricks 

Web Content Specialist Digital Content Strategist 

CT-0301-12 CT-0301-13 

Michelle Woodland LaSharn Dozier 

Web Content Specialist IT Specialist {Internet) 

CT-0301-12 CT-2210-13 

VACANT 

Director ofCustomer 

Educ:atlon&Outnlach 

CJ:-GI01-U 

Dan Rutherford Lynda Williams 

Associate Director Chief Customer Risk Officer 

CT-0301-16 CT-0301-15 

Chanel Smith 

Program Assistant 

CT-0303-09 
Office ofTechnology Innovation 

Jorge Herrada 

Director 

CT-1101-15 

I 

I I 

Jason Somensatto 

Fintech Policy & Technology 

Specialist 

CT-1101-14 

Shivon Kershaw 

Strategic Comm & Ed Lead 

CT-0301-14 
Office of Minority and Woman Inclusion 

Tanisha Cole Edmonds 

Chief DEi & EEO Officer 

CT-0301-17 

I 

I 

I 

John Sim 

Equal Employment Manager 

CT-0260-15 

I 

Kimiko Oliver 

DEi Officer 

CT-0301-15 

I 

EEO Specialist Sarah Pauly 

EEO Specialist 

CT-0260-14 

Derrick Wilson 

Outreach & Engagement 

Specialist 

CT-0301-13 

I I I 

Kamir Carillo 

Outreach & Engagement 

Specialist 

CT-0301-13 
Division of Administration 

579 

VACANT 

Chief Planning Officer 

CT-0301-16 

Vice Gilbert 

496 

Janaka (Jo hn) Perera 

ation Officer 

10-16 

Chief Inform 

CT-22 

I 

r=====;:4~u 

VAC 

Chief Ri 

CT-03 

Vice 

ANT 

sk Officer 

01-15 

Padula 

___I 

86 

a Simmons 

nalyst 

01-13 

4 

Karrenthy 

Risk A 

CT-03 

485 

John Rogers 

Senior Advisor 

CT-0301-18 

DTL to CPO 

I 

610 

616 

Kiayana Davis 

Administrative Specialist 

CT-0301-12 

Detailed to the Chair 

487 

Sarah Summerville 

Program Manager 

CT-0301-15 

I 

541 

Kerrilaine Prunella Naeem Musa 

f Information Security Officer Chief Human Capital Officer Chie CT-0201-16 CT-2210-16 DTLto BOB 

488 

Jeffrey Sutton 

Executive Director 

CT-0301-18 

I 

Proceedings 

Section 

I 

494 

Eugene Smith 

Director of Proceedings 

CT-0905-15 

493 

Kavita Puri 

Judgement Officer 

CT-0905-15 

492 

Belinda Pugh 

Complaint Specialist 

CT-1801-13 

491 

Jamie Chakhtoura 

Attorney Advisor 

CT-0905-12 

I 

558 

Joel Mattingley 

Chief Financial Officer 

CT-0505-16 

I 

7/2/2023 
Human Resources Branch 

Training 

Talent Management 

Section 

549 

Tonia Patterson 

Chief, Talent Management 

CT-0201-15 

& 

Development 

Employment and 

Classification 

547 

Patrice Jones-Washington 

HR Train & Dev Spec 

CT-0201-14 

542 

Michael Bartlett 

HR Spec (Lrn Mgt Mgr) 

CT-0201-14 

543 

Andrietta Bryant-Minter 

HR Spec (HR Dev) 

CT-0201-12 

551 

Tiffany Williford 

HR Specialist 

CT-0201-14 

548 

Rolanda Morgan 

HR Specialist 

CT-0201-14 

545 

Jenna Giles 

HR Specialist 

CT-0201-14 

546 

Steven lnneh 

HR Specialist 

CT-0201-12 

540 

Alice Macklin 

HR Specialist 

CT-0201-15 

541 

KerriLaine Prunella 

Chief Human Capital Officer 

CT-0201-16 

Detail to SA BOB 

Benefits Executive Resources 

550 

Bob Short 

HR Spec (Empl Benes) 

CT-0201-14 

544 

Heidi Challe 

HR Spec (Exec Res) 

CT-0201-14 

Lauren Colon 

Chief Human Capital Officer (Acting) 

Detail NTE 8/21/2023 

Workforce Relations Section 

Labor and Employee 

Relation 

Vacant 

555 

Shannon Schmidt 

HR Spec (Labor Rel) 

CT-0201-15 

Detail to Chief 

557 

Paul Ullman 

HR Spec (LER) 

CT-0201-14 

554 

Jennifer Plumlee 

HR Spec (LER) 

CT-0201-14 

Shannon Schmidt 

Chief, Workforce Relations (Acting) 

CT-0201-15 

DTL NTE 7/16/2023 

Performance and 

Compensation 

556 

Patricia (Patti) Smith 

HR Spec (Perf Mgt) 

CT-0201-14 

553 

Brinkley Hypes 

HR Spec (Comp) 

CT-0201-14 

7/2/2023 
Financial Management Branch 

Budget and Planning 

Section 

561 

Andrea Busch 

Budget Officer 

CT-0560-15 

Jennifer Fleming 

StaffAccountant 

T573 

Julia Ranagan 

Senior Staff Accountant 

CT-0510-14 

570 

Karen Hampton 

Travel Mgmt. Specialist 

CT-0301-13 

576 

Tamarra Grant 

Accountant 

CT-0510-13 

574 

Soyoung Rosin 

Staff Accountant 

CT-0510-13 

Steve Joo 

Staff Accountant 

Lindsey Santos 

Budget Analyst 

CT-0560-14 

Ariel Sedeno 

Budget Analyst 

Melody Chang 

IT Specialist 

Christopher Phu 

Budget Analyst 

CT-0560-14 

Mark Bullard 

Financial Mgmt. Specialist 

. 4 

Stella Murray 

Budget Analyst 

Murtaza Ahmed 

Budget Analyst 

CT-0560·12 

558 

Joel Mattingley 

Chief Financial Officer 

CT-0505-16 

Accounting 

Section 

571 

Keith Ingram 

Accounting Officer 

CT-0510-15 

Strategic and 

Operational Planning 

Section 

5 7 

David Frederickson 

Chief, Strategic and 

Operational Planning 

CT-0301-15 

Michael Smith 

Senior Program Analyst 

7/2/23 
--

Facilit ies and 

Operational Services 

unit 

580 

Edward Busse 

Manager 

IAdministrative Service5 

CT-0342-14 

Business Operations Branch 

578 

LaKeesha Jones 

Sr Adv to BOB Dir 

CT-0301-15 

577 

Dustin Hicks 

Mgt & Prog Analyst 

.----I 

CT-0343-14 

584 

Patrick Leung 

Support Services 

Specialist 

CT-0342-13 

583 

Janis Kelly 

Support Services 

Specialist 

CT-0342-13 

:,oo 

Randall Turner 

Program Analyst 

CT-0343-13 

:,~u 

Margaret Yates 

Operations Specialist 

CT-0~01-13 

Admm Assistant 

CT-0303-07 

586 

Nyree Thomas 

Facilities Operations 1--._ 

Specialist 

CT-0301-12 

585 

Lee Smith 

Support Services 

Assistant 

CT-0303-7 

,­

589 

Cathy Wicykowski 

.... Kansas City 

Facilities Operations 

..... 

Specialist 

CT-0342-12 

582 

Sarah Jambrosek 

Facilities Operations 

Specialist 

CT-0301-12 

581 

Henry Hansen 

.... ...._ Facilities Operations 

Specialist 

CT-0342-12 

587 

...... Denise Thompson -

bU/ 

William Roberson 

Senior Procurement 

Executive 

CT-1102-15 

CPF-18 606

Susan Hong Kathryn Rison

Contract Specialist 

CT-1102-14 

CPF* 

bU.:S 

Christine Han .__ Contract Specialist 

rT.11n,.14 

605 

Tamara Jones t-tContract Specialist 

CT-1102-14 

608 

Gretchen Smith Business Mgmt Sp Purchasing Agent CT-0301-13 

CT-1105-08 

Senior Contract 

Specialist 

CT-1102-15 

bU~ 

Benny Van Wormer 

Contract Specialist 

n -1102.14 592 

Bethany Hemphill 

602 Business Mgmt Sp Livia Bykov CT-0301-13 

Procurement Analyst 

CT-1102-12 

591 

Travis Harrison 

593 

Hoa Kern 

Sup Business Mgmt 

Spec. 

CT-0301-14 

595 599 

Hillary Van Tassel ......... Business Mgmt Sp 

CT-0301-13 

594 596 

Amelia Perm inter Artemus 

--- Business Mgmt Sp Business Mgmt Sp Business Mgmt Sp 

CT-0301-13 CT-0301-13 CT-0301-13 

ovi 

Cynthi a Watson - Business Mgmt Sp 

CT-0301-13 

579 

VACANT 

Chief Planning Officer 

CT-0301-16 

V. Gilbert .._ 

.._ 

Procurement and Travel 

Management 

Section 

John Rogers 

BOB Director (Acting) 

CT-0301-18 

Detail NTE 7/20/2023 

Kerrilaine Prunella 

Senior Advisor 

CT-0201-16 

NTE 8/15/2023 

Business Management 

M ission BMU 

Section 

Operational BMU 

600 

Cherre Price 

Sup Business Mgmt 

Spec. 

CT-0301-14 

Stephanne Player ........ Business Mgmt Sp 

CT-0301-14 

Veda Allen --

5 

Katrina 

98 

Emerson 

Financial Mgmt Sp

CT-0 501-14 

597 

Kinnith 

7/2/23 
Cyber and Physical Security Branch 

610 

Naeem Musa 

Chief Information Security Officer 

CT-2210-16 

Security and Emergency 

Management Unit 

612 

Dwight Riley 

Security and Emergency 

Management Officer CT0301-14 

614 

Yariel Santos 

Physical Security Spec 

CT-0080-13 

Ty Poole 

Personnel Security 

Specialist 

T613 

William Schroeder 

Security & Emergency 

Mgmt Specialist 

CT-0301-13 

Cyber Security Unit 

615 

James Allen 

Associate Director 

CT-2210-15 

620 

Nicholas Steed 

IT Specialist (INFOSEC) 

Insider Threat 

CT-2210-13 

617 

Osama Hammad 

IT Specialist (INFOSEC) 

CT-2210-14 

619 

Juned Shaikh 

IT Specialist (INFOSEC) 

CT-2210-14 

616 

Carmalia Davis 

IT Specialist (INFOSEC) 

CT-2210-9 

618 

Perryn Oliphant 

Data leak Protection 

Specialist 

CT-2210-14 

623 

Jack Wu 

IT Specialist (INFOSEC) 

CT-2210-14 

7/2/23 
--

--

Information Technology Branch 

518 

Dennis Turner 

Supv. Telecom Spec. 

CT-0391-15 

Infrastructure and End 

User Support Services 

Section 

497 

Dulles Chang 

Associate Director 

CT-2210-15 

496 

Janaka (John) Perera 

Chief Information Officer 

CT-2210-16 

495 

Srinivas Bangarbale 

Chief Technology Officer 

CT-2210-16 

I I 

IT Program M anagement Systems Development and 

Section Management 

526 

535 520 Mark Siburg 

Melissa Ferguson Matthew Kennedy -- IT Specialist 

Associate Director Associate Director (Cloud Manager) 

CT-2210-15 CT-2210-15 CT-2210-13 

I 

Network Operations I 

Enterl)rise, 

Information and 

Platform 

Management 

I 

:,~L 528 

Kennet Ake Russell Boland 

IT Specialist (PM) Supv. IT Spec. 

fT.n1n.14 CT-2210-15 

!)jb 

William Rison 

Program Analyst 

r T.n,43.14 

User Operations 

516 

Joyce K elly 

ITSpeci alist 

CT-2210-14 

!>l!> 

Joshua G riffin - Telecomm Spec. 

rT.n,Q1 -14 

ippen 

514 

Coburn Fl 

Telecomm 

CT-0391 

Spec. 

-13 

-

-

-

519 

Darnell Wilson 

IT Specialist 

(Cust Support) 

CT-2210-9 

!>lj 

Pamela Bodart 

Telecomm Spec. 

rT.n,Q1 .14 

517 

Maribel Roman 

IT Specialist 

(Customer Support) 

CT-2210-13 

I 

Client Engineering 

I 

512 

William Yuen 

Supv. IT Spec. 

CT-2210-15 

I 

:,u11 

Bonita Glover - IT Specialist 

(T.JJ1n..1:, 

-

-

.... 

:,u~ 

Geoffrey Nolasco 

IT Specialist 

rT.n1n.1, 

510 

Chris Rybicki 

ITSpecialist 

(Customer Support) 

CT-2210-13 

:,u, 

Lance Fox 

IT Specialist 

a.n1n.1::i 

511 

Yvonne Williams .... IT Specialist 

CT-2210-13 

'""' 

503 

Craig Simmons 

Supv. IT Spec. 

CT-2210-15 

Christopher Hammel 

ITSpecialist .... - (Network Services) 

(T.,nn. 14 

498 

Alex Berninger 

IT Specialist -- (Network Admin) 

CT-2210-14 

504 

Robert Resch 

IT Specialist IT Specialist

CT-2210-14 CT-2210-13

:,uu 

Qadre Jernigan IIT Specialist 

CT-2210-13 

501 

Edwin Khuu 

ITSpecialist 

(Network Admin) 

CT-2210-14 

:,ub 

FeiZhang 

IT Specialist 

CT-2210-14 

!>U!> 

John Velazco 

-

-

-

-

-

I 

5.:1.:1 

Katharine Cerveny 

Lead IT Spec. (PM) 

f"T_-.-.,n.14 

!)j/ 

Winston Thompson 

IT Specialist (PM) 

f"T_-.-.,n.1 ::i 

:,j:, 

SunYom 

IT Specialist (PM) 

rT.n1n.13 

':>:!4 

Robert Emigh 

IT Specialist (PM} 

C'T-?710-11 

I 

Legal Technology 

Services 

I 

527 

David Wiederkehr 

Supv. IT Spec. 

CT-2210-15 

I 

:,, J. 

Christopher Beatty - IT Specialist 

CT-221(}.14 

:>L::> 

Chris Martin 

IT Specialist- eLaw - Manager 

CT-2210-14 

:,,j 

Gregory Jones .... IT Spec. (Litigation} 

CT-2210-13 

522 

Jeremy Christianson ._...._ IT Specialist 

(Forensics) 

CT-2210-14 

.... 

.... 

~ 

!>L~ 

David Draher 

IT Specialist (APPSW) 

C'T-2210-13 

!)jU 

Paul Duncan 

IT Specialist 

(Project Manager) 

a . n1n.1::i 

:,jJ. 

Cathy Troutman 

IT Specialist (PM) 

CT-,no.n 

524 

Salma Mack 

IT Specialist 

(Forensics) 

CT-2210-14 

t 

Spec . 

-11 

ch 

502 

Vacan 

Telecomm 

CT-0391 

Vice Res 

.... 

7/2/23 
Division of Clearing and Risk 

Richard Haynes 

Deputy Director 

Risk Surveillance Branch 

CT-1101-16 

Margaret Littlejohn 

Program Analyst 

CT-0343-14 

Eileen Donovan 

Deputy Director 

Clearing Policy Branch 

CT-0905-16 

Clark Hutchison 

Director 

CT-0301-18 

Robert Wasserman 

Chief Counsel & Senior Advisor 

to the Commission on 

Bankruptcy 

CT-0905-16 

Sarah Josephson 

Deputy Director 

International & Domestic 

Clearing Initiatives Branch 

CT-0905-16 

Julie Mohr 

Deputy Director 

Examinations Branch 

CT-1101-16 

7/2/2023 
International & Domestic Clearing Initiatives Branch 

Sarah Josephson 

Deputy Director 

CT-0905-16 

I 

Eric Schmelzer Philip Tumminio Megan Wallace 

Daniel O'Connell 

Special Counsel Special Counsel Senior Special Special Counsel 

CT-0905-14 Counsel CT-0905-14 CT-0905-14 CT-0905-lS 

7/2/2023 
Clearing Policy Branch 

Section One 

Parisa Nouri 

Associate Director 

um 

unsel 

Brian Ba 

Special Co 

CT-0905-14 

Gavin Yo ung

Special Counsel 

CT-0905-15 

August lmholtz 

~..__ Special Counsel 

CT-0905-14 

..... 

Eileen Donovan 

Deputy Director 

CT-0905-16 

Eileen Chotiner 

Senior Compliance Analyst 

CT-0343-14 

Section Two 

Theodore Polley 

Associate Director 

CT-0905-15 

Elizabeth Arumilli Josep h Opron Ill 

al Counsel 

0905-14 

Special Counsel .,_ _ 

CT-0905-14 

'-

Speci 

CTSeott Sloan 

Special Counsel 

CT-0905-14 CT-0905-14 
Examinations Branch 

Julie Mohr 

Deputy Director 

CT-1101-16 

Austin Smith 

Risk Analyst 

CT-1101-14 

Tony Calvillo 

Risk Analyst 

CT-1101-14 

Section One 

Kenji Takaki 

Associate Director 

CT-1101-15 

Keith Swiderski 

Risk Analyst 

CT-1101-14 

Bradley Atkinson 

Risk Analyst 

CT-1101-14 

James Marcello 

Risk Analyst 

CT-1101-14 

Harry Lum 

Risk Analyst 

CT-1101-14 

Bernard Mattes 

Risk Analyst 

CT-1101-14 

Section Two 

Thomas Koprowski 

Associate Director 

CT-1101-15 

John Kean 

Risk Analyst 

CT-1101-14 

Susan Reyes 

Risk Analyst 

CT-1101-14 

Iesha Thomas 

Risk Analyst 

CT-1101-14 

Malcolm Alexander-Neal 

Risk Analyst 

CT-1101-14 

Section Three 

Aimee Wilson 

Associate Director 

CT-1101-15 

Drew Saunders 

Risk Analyst 

CT-1101-14 

Luan Nguyen 

Risk Analyst 

CT-1101-14 

Marcelo Shin 

Risk Analyst 

CT-1101-14 

David Grzesiak 

Risk Analyst 

CT-1101-14 

Raynard Laylo 

Risk Analyst 

CT-1101-13 

Christopher Volk 

Risk Analyst 

CT-1101-14 

John Hill 

Risk Analyst 

CT-1101-12 

Section Four 

James Ortlieb 

Associate Director 

CT-1101-15 

Deborah Gallizo 

Risk Analyst 

CT-1101-14 

Terron Carter 

Risk Analyst 

CT-1101-14 

Phyllis Chung 

Audit Manager 

CT-0511-14 

Section Five 

Joe Principato 

Associate Director 

CT-0511-15 

Timothy Wigand 

Auditor 

CT-0511-14 

Mat thew Tierney 

Auditor 

CT-0511-14 

Angel Perez 

Auditor 

CT-0511-14 

Vacant 

Auditor 

CT-0511-11/12 

Vice Principato 

Patrick Rafferty 

Auditor 

CT-0511-14 

Carmel Indelicato 

Auditor 

CT-0511-14 

Michael Adler 

Auditor 

CT-0511-14 

Section Six 

Yilmaz Ball 

Associate Director 

CT-1101-15 

Marcelo Shin 

Risk Analyst 

CT-1101-14 

David Grzesiak 

Risk Analyst 

CT-1101-14 

Christopher Volk 

Risk Analyst 

CT-1101-14 

7/2/2023 
Risk Surveillance Branch 

Richard Haynes 

Deputy Director 

CT-1101-16 

Shallom Moses 

Associate Director 

Margin Model 

CT-1101-15 

Moin EI-Herraoui 

Risk Analyst 

CT-1101-14 

Naresh Gurbuxani 

Risk Analyst 

CT-1101-14 

Lianyan Liu 

Risk Analyst 

CT-1101-14 

Hong Sherwin 

Risk Analyst 

CT-1101-14 

Steven Cho 

Risk Analyst 

CT-1101-14 

Kyle Clelan 

Risk Analyst 

CT-1101-14 

He Zhang 

Risk Analyst 

CT-1101-14 

Yongliang Wu 

Risk Analyst 

CT-1101-14 

Jeffrey Hasterok 

Associate Director 

Risk Analytics 

CT-1101-15 

Team 1 Team 2 

Brandon Webb 

Assistant Director 

CT-1101-15 

Byung-lL Seo 

Risk Analyst 

CT-1101-14 

Ning (Nancy) Dong 

Risk Analyst 

CT-1101-14 

Xiaobin Zhou 

Risk Analyst 

CT-1101-14 

Rick Torres 

Risk Analyst 

CT-1101-14 

Chris Marquardt 

Risk Analyst 

CT-1101-12 

Jonathan Ly 

Risk Analyst 

CT-1101-14 

Swaps & Buy-Side 

Team l 

Ryan Goodman 

Risk Analyst 

CT-1101-14 

Alberto Torres (CH) 

Risk Analyst 

CT-1101-14 

Kevin Connerty 

Risk Analyst 

CT-1101-14 

Tao Peng 

Risk Analyst 

CT-1101-14 

Bill Heitner 

Associate Director 

Daily Risk Surveillance 

CT-1101-15 

Clearing Fims 

Team 2 

Products & Clients 

Team3 

Joseph M iller 

Assistant Director 

CT-1101-15 

Edmund Carpenter 

Risk Analyst 

CT-1101-14 

Kamala Jayaraman 

Risk Analyst 

CT-1101-14 

Melissa Cavers 

Risk Analyst 

CT-1101-14 

James Burns 

Risk Analyst 

CT-1101-14 

Edward Griffin 

Risk Analyst 

Thomas Griffin 

Risk Analyst 

CT-1101-14 CT-1101-14 

Mary Kaminski 

Risk Analyst 

CT-1101-14 

Glenn Schmeltz 

Risk Analyst 

CT-1101-14 

7/2/2023 
Division of Market Oversight 

325 

Vince McGonagle 

Director 

CT-0905-18 

328 

Rachel Reicher 

Senior Special Counsel 

CT-0905-15 

326 

Nicole McNair 

Staff Assistant 

CT-0303-10 

329 

Hana Sarsour 

Program Analyst 

CT-0343-14 

327 

Sebastian Pujol Schott 

Attorney Advisor 

CT-0905-15 

331 

Shirley Wilson 

Administrative Assistant 

CT-0303-8 

I I I I I 

358 

VACANT 

Deputy Director 

Product Review 

CT-0301-16 

Vice Kuserk 

348 

Nancy Markowitz 

Deputy Director 

Market Review 

CT-0905-16 

392 

VACANT 

Deputy Director 

Market Intelligence 

CT-1101-16 

Vice Gunewardena 

369 

Rachel Berdansky 

Deputy Di rector 

Compliance 

CT-0905-16 

332 

Nora Flood 

Deputy Director 

Chief Counsel 

CT-0905-16 

7/3/2023 
Chief Counsel 

Rulemaking 

Policy Section 

mith 

335 

Rogers 

Lead Attorne 

CT-090 

y Advisor -,__ 

5-15 

aidar 

332 

Nora Flood 

Deputy Director 

CT-0905-16 

339 

VACANT 

Asst. Chief Counsel 

CT-0905-14 

Vice Weyls 

~~, 

VACANf 

333 

Steven H 

Asst. Chief 

CT-090 

Counsel -..... Asst. ChiefCounsel 

5-14 

rdona 

Counsel 

5-14 

334 

Lillian Ca 

Asst. Chief 

CT-090 

--

-

CT-D905,,UFPL14 

336 

Grey Tanzi 

Asst. Chief Counsel 

CT-0905-14 

338 

VACANT 

Asst. Chief Counsel 

CT-0905-12/14 

Vice Curtis 

Data 

Policy Section 

343 

Owen Kopon 

Associate Chief Counsel 

CT-0905-15 

341 

Paul Chaffin 

Asst. Chief Counsel -- CT-0905-14 

345 

VACANf 

Asst. ChiefCounsel ..... - <=!~W~, 

347 

Alicia Viguri 

Asst. Chief Counsel ..... ..... 

CT-0905-13 

-

340 

Bergstein 

ef Counsel 

905-12 

Isabella 

Asst. Chi 

CT-0 

3 42

Willia m Hines 

Asst. Chief Counsel 

CT-0 905-14 

344 

Chase Lindsey

Asst. Chi 

CT-0 

ef Counsel 

905-12 

346 

VA CANT

Asst. ChiefCounsel 

g~~m,~, 

7/3/2023 
Market Intelligence Branch 

392 

VACANT 

Deputy Director 

CT-1101-16 

Vice Mel Gunewardena 

391 

Harold Hild ,__ Policy Advisor 

CT-1101-15 

I 

Agriculture & 

Internal Reporting 

L, 

I 

Nat ural Resources (Energy, 

Metals) & Policy Section 

L, 

414 403 Rahul Varma David Amato Associate Director Associate Director 

CT-1101-15 CT-1101-15 DTL To MIB 

405 407 411 413 

Twan Dixon John Lavin Brian Rushton Mark Valavanis 

Market Market Analyst Analyst Market Analyst Market Analyst

CT CT-1101-14 -1101-14 CT-1101-14 CT-1101-14 

406 409 412 410 David Fickert Jennifer Remedi VACANT Richard Kunas Market Analyst Market Analyst Market Analyst .... Market Analyst CT-1101-14 CT-1101-14 CT-1101-13 FPL 14 CT-1101-14 

Vice Carlile 

404 408 

Patricia Collins Robert Penksa 

Market Analyst Market Analyst

CT-1101-14 CT-1101-14 

I I 

Financials and Public Swaps & Strategy 

Reporting Section Section 

L L. 

402 415 

Geoffrey Price Saira Farooq 

Associate Director Associate Director 

CT-1101-15 CT-1101-15 

I 

400 

Lawrence Grannan i--

393 

David Bice 

Market Analyst 

CT-1101-14 

Robert Fedinets 

Market Analyst 

CT-1101-14 

1-- Market Analyst - 417 

Eugene Kunda 

Market Analyst 

CT-1101-14 

416 

Christopher Goode now 

Market Analyst 

CT-1101-14 

CT-1101-14 

396 

Jonathan Dye i-- 1-- Market Analyst 

CT-1101-14 - 394 401 

Adam Charnisky Athanasia Papadopoulos 1--,_ 418

Market Analyst Market Analyst Michael Nouri Mesbahi ,- CT-1101-14 CT-1101-14 Market Analyst 

CT-1101-14 

399 

Ma Barry Goldmeier rtin Gorski 1-- 419 

Ma ..... Market Analyst rket Analyst Suzanne Stradli ng 

CT-1101-14 CT-1101-13 - Market Analyst 

CT-1101-14 

395 

~ 

John Coughlan 

Market Analyst 

CT-1101-14 

7/3/2023 
Compliance Branch 

369 

RachelBerdansky 

Deputy Director 

CT-0905-16 

_____I 

Systems R isk Section Attorney Section 

n==' I

372 380 385 

Kyle Miller David Steinberg Robin Hagedorn 

Associate Director Associate Director Associate Director 

CT-1 101-lS CT-0905-15 CT-1101-15 

I ----· 

374 

Systems Risk Analyst .... er·1101-12 FPL14 ,, 

373 

Christopher Russell Wood ..... Systerns Risk Analyst 

CT-1101-14 

370 

Jacob Dull ..... Systerns Risk Analyst 

CT-1101-14 

371 

Kelissa McIntyre .... Systerns Risk Analyst 

CT-1101-14 

I 

Compliance A nalyst Section 

..... 

-

375 

Marilee Dahlman 

Special Counsel 

CT-0905-14 

378 

Brian Robinson 

Special Counsel 

CT-0905-14 

- 379 

Swati Shah 

Special Counsel 

CT-0905-14 

...... 

381 

Jennifer Tveiten Rifman 

Special Counsel 

CT-0905-14 

- 376 

Rebecca Mersand 

Special Counsel 

CT-0905-12 

-

~ 

383 

Caitlin Holzmen 

Special Counsel 

CT-0905-13 

377 

VACANT 

Sp ecial Counsel 

CT-0905-12/13 

Vice Otchin 

-

II-

-

-

~ 

384 

Brian Conlon 

Compliance Analyst 

CT-1101-14 

386 

Don O'Keefe 

Compliance Analyst 

CT-1101-14 

389 

Meghan Wise 

Compliance Analyst 

CT-1101-14 

390 

Paul Ziemianin 

Compliance Analyst 

CT-1101-14 

387 

Gregory Stovall 

Derivatives Data Analyst 

CT-1101-14 

388 

VACANT 

Auditor 

CT-0511-14 

NEW FTE 

7/3/2023 
Market Review Branch 

.-----I 

Sectio n One 

_____1 

352 

VACANT 

Associate Dlrettor 

g~·.:,}1__ 

____I 

350 

Alexandros Stamoulis - Special Counsel 

CT-0905-14 

349 

Maura Dundon - Special Counsel 

CT-0905-14 

351 

VACANT 

Speclal Counsel 

Q'.~U,f""U 

-

330 

VACANT 

- SpeclalCounsel 

O.G!ll!'i-Uffl.14 

348 

Nancy Markowitz 

Deputy Director 

CT-0905-16 

I 

Section Three Section Four 

353 

VACANT 

Associate Director 

CT-0905-15 

Vice Gregory 

I 

354 

Jonathan Lave 

Associate Director 

CT-0905-15 

I 

,-

..... 

357 

VACANT 

Spllclal Counsel 

,~~μ~fPLJ,4 

356 

Nivedita Sathiakumar 

Special Counsel 

CT-0905-13 

355 

Jasmine Lee 

Special Counsel 

CT-0905-14 

7/3/2023 
--

Product Review Branch 

358 

VACANT 

Deputy Director 

Product Review 

CT-0301-16 

Vice Kuserk 

Financials Unit Energy and Power Unit I I 

oodman 

359 

Christopher G 

Industry Eco 

CT-0110 

nomist 

-14 

ali 

363 

Samanth 

Industry Eco 

CT-0110-

nomist 

12 

365 '"'" Sharon Bui John Forkkio 

Industry Economist Supv Industry Economist - ._ cr-0110-12 CT-0110-14

Yb -

367 

361 George Pullen ,-,- Rosaria Troia ._ Industry Economist - Industry Economist CT-0110-14 

CT-0110-14 

364 360 

Steven Benton Sanam Gouloubandi 

368 

V~T 

Industry Economist 

H:'lμ,c>,:p .... ,f.~ .~ 

366 

Thoma s Hampton 

Industry Economist 

CT-0110-14 

Industry Economist Industry Economist 

CT-0110-14 CT-0110-14 

7/3/2023 
I 

I 

744 

VACANT 

ChiefData Scientist 

CT-1560-15 

I 

738 

Thomas Guerin 

Senior Special Counsel 

CT-0905-15 

Detail to COO 

Division ofData 

746 

Vacant 

Chief Data Officer 

CT-0301-18 

Vice Roust 

I 

Data Operations & Standards Branch 

I 

747 

Edward Wehner 

Deputy Director 

CT-2210-16 

I 

Thomas Guerin 

Acting COO 

NTE 7/19/2023 

I 

I 

Data Engineering and 

Architecture Section 

770 

Vacant 

Associate Director 

CT-2210-15 

Market Data 

Operations Section l I 

JunJun Bi 

Acting Associate Director - CT-2210-15 

9/23/2023 

I 

753 

Margaret Sweet 

Supv Market Data Analyst 

CT-1801-15 

I 

Market and Financial 

Systems Section 

751 

Howard Rosen 

Associate Director 

CT-2210-15 

Data Standards and 

Architecture Section I I 

776 

Kathleen M itchel 

Associate Director 

CT-2210-15 

,--.-.J 

766 

JunJun Bi 

Data Mgt IT Spec 

CT-2210-14 

767 

Richard Galloway 

IT Specialist (SysAnal) 

CT-2210-13 

765 

Anu Aggarwal 

IT Spec (DATAMGT) 

CT-2210-13 

769 

Shola Onabajo 

IT Specialist 

CT-2210-13 

768 

Wyxion Jiaunn 

Data Analyst 

CT-343-13 

740 

VACANT 

IT Specialist (Cyber) 

CT-2210-13 

NewFTE 

741 

VACANT 

IT Specialist (DataMgt) 

CT-2210-14 

NewFTE 

I 

Data Operations Data Operations 

New York Chicago 

Unit 1 Unit 2 

~ I 

754 763 

Eric Ang Regina Sanders 

Supv. Market Data Supv. Market Data 

Analyst Analyst 

CT-1801-14 CT-1801-14 

~ 

I 

757 /0,!. 

Kevin Moffatt Michael Manteck >-

Market Data Analyst Market Data Analyst 

CT-1801-13 l"T.1S!n1-1J 

761 

755 Rene Garcia 

Andrew Balzano >- Market Data Analyst 

Market Data Analyst CT-1801-13 

CT-1801-12 

760 

756 Cynithia Cannon 

Robert Kiers >-

Market Data Analyst 

Market Data Analyst 

CT-1801-13 

CT-1801-12 

764 

758 Michael Zieff 

Keshia Jerry - Market Data Analyst 

Market Data Analyst 

CT-1801-11 

-

,--.-.J 

752 

Calvin Speight 

ITSpec(PM) 

CT-2210-14 

749 

Anthony Carr 

IT Spec (Policy Plan) 

CT-2210-14 

743 

IT Specialist (Proj Mgr) 

CT-2210-13 -~-----·--

748 

Thomas Campbell 

IT Specialist (Sys Anal) 

CT-2210-13 

750 

Jeffrey Moore 

Portal Program Manager 

CT-2210-14 

742 

VACANT 

DataAnalyst 

CT-0343-12 

II~ 

Karen Marshall 

Data Mgmt IT Spec. 

(T.nrn.1,i 

Kristin Liegel 

SWAPS Data Analyst 

rT. 11n1.1J1 

/72 I II 

James Fay Janaki Naga 

IT Spec. (Data Mgt.) IT Spec. (Policy Plan) 

CT-2210-14 CT-2210-14 

11"6 1/':j 

John Nowlin Rajendra Pradhan 

IT Spec. (Enterprise) IT Spec. (Sys Analyst) 

l"T. n1n.1c CT-2210-13 

/"61 /OU 

Robert Stowsky Geetha Srinivasarao 

IT Spec. (Data Mgt.) Data Analyst 

/"T.nrn.1,i l"T-~il~- H 

771 

Laboni Ashrafi 773 

Derivatives Data Kenneth Janoski 

IT Spec. (Data Mgt.) Analyst 

CT-1101-13 CT-2210-14 

CT-1801-13 

759 

Regina Blumenberg 

Market Data Analyst 

CT-1801-9 

7/2/2023 

//4 
Division of Enforcement 

Gretchen Lowe 

Principal Deputy Director and Ian McGinley 

Chief Counsel Director 

Office of the Chief Counsel CT-0905-18 

CT-0905-16 

VACANT 

Principal Deputy Director 

Vice Vincent McGonagle 

CT-0905-16 

I I I 

JonMarc Buffa Jordon Grimm Joan Manley 

Trial Attorney Supv. Economist Deputy Director 

CT-0905-14 Forensic Economist Unit Lit igation, Intake and Triage 

CT-0110-15 CT-0905-16 

I I I I 

Richard Glaser Paul Hayeck Charles Marvine Robert Howell 

Deputy Director Deputy Director Deputy Director Deputy Director 

DCRl DCR2 SWRO CRO 

CT-0905-16 CT-0905-16 CT-0905-16 CT-0905-16 

Anthony Biagioli India Luckett 

Staff Assistant Special Counsel 

CT-0303-10 CT-0905-14 

DTL NTE 5/15/24 

James Wheaton 

Special Counsel 

CT-0905-14 

DTL NTE 5/15/24 

I 

Christopher Ehrman 

Director 

Whistleblower Office 

CT-0905-16 

CPF* 

I I 

Manal Sultan 

Deputy Director 

ERO 

CT-0905-16 

VACANT 

Deputy Director 

CT-1101-16 

VICE Hunter 

*Vice Foelber position used 

to recruit CTA in KCRO 

7/2/2023 
--

Chief Counsel 

Gretchen Lowe 

Principal Deputy Director and Chief Counsel 

CT-0905-16 

Harry Wedewer 

'- Asst. Chief Counsel 

CT-0905-14 

Margaret Aisenbrey 

'- Asst. Chief Counsel 

CT-0905-14 

Section One 

Edward Riccobene 

Associate Chief Counsel - Section One 

CT-0905-15 

I 

Section Two 

I 

Elizabeth Padgett 

Associate Chief Counsel 

Section Two 

CT-0905-15 

Mary Lutz 

Asst. Chief Counsel 

CT-0905-14 

Jennifer Diamond 

Asst. Chief Counsel 

CT-0905-14 

William Janulis 

Asst. Chief Counsel 

CT-0905-14 

-

-

7/2/23 
Forensic Economist Unit 

Patrick Marquardt 

Industrial Economist 

CT--0110-14 

Brandon Wozniak 

Industrial Economist 

CT--0110-14 

Elizabeth May 

Industrial Economist 

CT--0110-14 

VACANT 

Forensic Data Analyst 

,Q'~l-14-o 

Jordon Grimm 

Supv. Economist 

CT-0110-15 

-

Yusaf Capar 

Industrial Economist 

CT-0110-14 

John Buffington 

Industrial Economist 

CT-0110-14 

VACANT 

Forensic Data Analyst 

..c:r-11a1.,.u.. 

F 

Alison Sizemore 

utures Trading Investigator 

CT-1801-14 

DTL NTE 9/9/23 

7/2123 
Litigation, Intake and Triage Unit 

Joan Manley 

Deputy Director 

CT-0905-16 

I 

-

-

Jennifer Chapin 

Trial Attorney 

CT-0905-14 

Jeremy Larrieu 

Futures Trading Inv 

CT-1801-14 

7/2/23 
Whistleblower Office 

Christopher (Chris) Ehrman 

Whistleblower Officer 

CT-0905-16 

Amanda Siegfried Christina McGlosson 

Data Analyst Associate Director 

CT-0301-13 CT-0905-15 

I 

William Durbin 

Special Counsel 

CT-0905-15 

I 

Rasha Almahroos 

Special Counsel 

CT-0905-14 

I 

Tracy Gostyla 

Special Counsel 

CT-0905-14 

I 

VACANT 

Special Counsel 

CT-0905-14

..... 

I 

Andrew Burr 

Special Counsel 

CT-0905-14 

I I I 

Laurence Tai Melanie Devoe Nina Liao 

Attorney Advisor Special Counsel Special Counsel 

CT-0905-14 CT-0905-14 CT-0905-14 

Consumer Protection Fund 

Approved FTE Ceiling: 11 

Current Headcount: 10 

Active Recruitments: 1 

Assigned Vacancies: 0 

Unassigned Vacancies: 0 

Unassigned Vacancies 

7/2/23 
- -

--

- -

Deputy Director One DCRO 

Richard Glaser 

Deputy Director 

CT-0905-16 

Erica Bodin 

Paralegal Specialist 

CT-0950-11 

I 

-

I I 

Section One Section Two 

I I 

Alison Wilson Kathleen Banar 

~ Chief Trial Attorney ,- Chief Trial Attorney ,-

CT-0905-15 CT-0905-15 

Maura Viehmeyer James Deacon (PT) - I- Trial Attorney Futures Trading Inv. - CT-0905-14 CT-1801-14 - -

Kevin Samuel Brian Hunt I- Futures Trading Inv. ,- f-- Trial Attorney 

CT CT-1801-14 -0905-14 

Sarah Wastler Cara Gardner 

~ - Trial Attorney Trial Attorney - CT-0905-14 CT-0905-14 

I I

Section Four Section Five Section Six Section Seven 

I I I

Daniel Jordan James Holl Danielle Karst Aimee Latimer-Zayets 

Chief T ,.... rial At torney Chief Trial Attorney r- Chief Trial Attorney Chief Trial Attorney 

CT-0905-15 CT-0905-15 CT-0905-15 CT-0905-15 

Rishi Gupta Steven Kim James Garcia Glenn Chernigoff Trial Attorney - Trial Attorney - Trial Attorney - Trial Attorney CT-0905-14 CT-0905-14 CT-0905-14 CT-0905-14 

Michelle Bougas Kelly Folks Alan Edelman ~ enia Vroustouris J 

Futures Trading Inv. - Trial Attorney - Trial Attorney - Trial Attorney CT-1801-14 CT-0905-14 CT-0905-14 CT-0905-14 1 

I Sean Hennessy Kara M u Michael Loconte Brend an Forbes cha 

Trial Attorney - Futures Trading Inv. - Futures Trading Inv. - Trial Attorney

CT-0905-14 CT-1801-14 CT-1801-14 CT-0905-12 I 
Paul Hayeck 

Deputy Director 

CT-0905-16 

Chrystal Gonnella 

Paralegal Specialist - CT-0950-11 

I T 

Section Two Section Four Section Six 

I I 

Christine Ryall Jonah McCarthy Timothy Mulreany Daniel Ullman Traci Rodriguez 

ChiefTrial Attorney - Chief Trial Attorney - ChiefTrial Attorney - ChiefTrial Attorney - Chief Trial Attorney 

CT-0905-15 CT-0905-15 CT-0905-15 CT-0905-15 CT-0905-15 

,_ 

Lauren Bennett 

Trial Attorney - - CT-0905-14 

Deputy Director Two DCRO 

I 

Section One 

I 

-

Saadeh AI-Jurf Dmitriy Vilenskiy I- Trial Attorney .... Futures Trading Inv. 

CT-0905-14 CT-1801-14 

Jennifer Blakley Kyong Koh 

- Economist .... Futures Trading Inv. 

CT-0110-14 CT-1801-14

Julia Colarusso 

Trial Attorney 

CT-0905-14 

.... 

Michael Amaker 

- Futures Trading Inv. 

CT-1801-14 

George Malas 

- Futures Trading Inv. ,_ CT-1801-14 

Derek Hammond 

Trial Attorney 

~ Cf-0905-13 FPL 14 -

ilia. 

Kassra Goudarzi 

Trial Attorney 

CT-0905-14 

Jason Wright 

Trial Attorney 

CT-0905-14 

VACANT 

Trial Attorney 

Cf-0905-13 FPL 14 

I 

Section Seven 

I 

Jason Gizzarelli 

.... Trial Attorney 

CT-0905-15 

Patricia Gomersall .__ Futures Trading Inv. 

CT-1801-14 

Karen Kenmotsu 

Trial Attorney 

CT-0905-14 

7/2/23 
Deputy Director Three KCRO 

I 

Charles Marvine 

Deputy Director 

CT-0905-16 

Christopher Reed Brittne Chiles 

Deputy Regional Counsel Paralegal Specialist 

CT-0905-15 CT-0950-11 

I I I 

-

-

-

-

Section One 

I 

Jeff LeRiche 

Chief Trial Attorney 

CT-0905-15 

Allison Sizemore 

Futures Trading Investigator 

CT-1801-14 

DTL to FEU NTE 9/9/23 

Lauren Fulks 

Futures Trading Investigator 

CT-1801-14 

Anthony Biagioli 

Trial Attorney 

CT-0905-14 

DTL to Director NTE 5/15/24 

-

-

-

-

-

Section Two 

I 

Nicholas Sloey 

Chief Trial Attorney 

CT-0905-15 

Jane Auxter 

Trial Attorney 

CT-0905-14 

Vacant 

Trial Attorney 

CT--0905-11 FPL14 ... ·• .,. 

Paul Flucke 

Trial Attorney 

CT-0905-13 

Julia Mast 

Futures Trading Investigator 

CT-1801-13 

-

-

-

-

Section Three 

I 

Rachel Hayes 

Chief Trial Attorney 

CT-0905-15 

Stephen Turley 

Futures Trading Investigator 

CT-1801-14 

Brett Shanks 

Trial Attorney 

CT-0905-14 

Monique McElwee 

Trial Attorney 

CT-0905-14 

' 

-

-

Section Four 

I 

Thomas Simek 

ChiefTrial Attorney 

CT-0905-15 

Alan Simpson 

Trial Attorney 

CT-0905-14 

Elsie Robinson 

Futures Trading Investigator 

CT-1801-14 

-

Rebecca Jelinek 

~ Trial Attorney 

CT-0905-14 

*There will be no backfill for 

Hayes. FTE neut ral based on 

internal selection. 

7/2/23 
I 

Section One 

-

I 

Allison Passman 

Chief Trial Attorney 

CT-090S-1S 

-

- Benjamin Sedrish 

Trial Attorney 

CT-090S-14 

-

- Ashley Burden 

Trial Attorney 

CT-0905-14 

-

- Nina Ruvinsky 

Trial Attorney 

CT-0905-14 

-

-

Matthew Edelstein 

Futures Trading 

Investigator 

CT-1801-14 

-

Deputy Director Four CHRO 

Robert Howell 

Deputy Director 

CT-0905-16 

Reginald Milam Scott Williamson 

Admin Asst. Deputy Regional Counsel 

CT-0303-10 CT-090S-1S 

I I 

Section Two Section Three Section Five 

I I 

David Terrell 

Chief Trial Attorney - Elizabeth Streit ChiefTrial Attorney 

Joseph Konizeski 

- Chief Trial Attorney 

CT-0905-15 CT-0905-15 CT-0905-15 

Venice Bickham 

Paralegal Specialist 

CT-0950-11 

Josepn ratncK 

Futures Trading 

Investigator 

rr.1 on1.14 

Susan Padove 

Trial Attorney 

CT-0905-14 

Candice Haan 

Trial Attorney 

CT-0905-14 

,-

,-

,-

~ 

1:1ryan Hsuen 

Futures Trading 

Investigator 

CT-1Rn1-14 

Katherine Paulson 

Trial Attorney 

CT-0905-12 

Carl in Metzger 

Trial Attorney 

CT-0905-14 

Raymond Lavko 

Paralegal Specialist 

CT-0905-11 

-

-

-

Joy MccormacK 

Futures Trading 

Investigator 

CT-1801-14 

Jon Kramer 

Trial Attorney 

CT-0905-14 

Joseph Platt 

Trial Attorney 

CT-0905-14 

-

-

-

-

..... 

I 

Section Six 

I 

Elizabeth Pendleton 

ChiefTrial Attorney 

CT-0905-15 

Douglas Snodgrass 

Trial Attorney 

CT-090S-14 

Ansley Schrimpf 

Trial Attorney 

CT-0909-14 

Heatner uasso 

Futures Trading 

Investigator 

CT-1.801-14 

:,incere ...,,.on 

Trial Attorney 

CT-G!IOS-U., .. '·•.· 

7/2/23 
--

--

Deputy Director Five NYRO 

Manal Sultan 

Deputy Director 

CT-0905-16 

Lenel Hickson Shantel Ogbuagu 

Deputy Regional Counsel Paralegal Specialist 

CT-0905-15 CT-0905-11 

I I I I I I I 

Section One Section Two I 

I 

~ 

David Acevedo 

Chief Trial Attorney 

CT-0905-15 

-

James vvneaton 

Trial Attorney 

CT-0905-14 - DTL to Di rector NTE 

~,, ~/?4 

-

David Oakland 

- Trial Attorney 

CT-0905-14 

-

- Michael Berlowitz 

Trial Attorney 

CT-0905-14 

-

- W. Derek Shakabpa 

Trial Attorney 

CT-0905-14 -

I 

David W. MacGrego1 

Chief Trial Attorney 

CT-0905-15 

Jacob Mermelstein 

Trial Attorney 

CT-0905-14 

Lara Turcik 

Trial Attorney 

CT-0905-14 

Peter Janowski 

Trial Attorney 

CT-0905-14 

Diana Wang 

Trial Attorney 

CT-0905-14 

I I Section Three 

I 

Steven Ringer 

Chief Trial Attorney - CT-0905-15 

Xavier Romeu-Matta

- Tria I Attorney 

CT-0905-14 

Jonathanu,ppota 

- Trial Attorney 

er.Q!IOS-12 

-·· 

Katherine Rasor 

- Trial Attorney 

CT-0905-14 

Judith Slowly

- Futures Trading Inv. 

CT-1801-14 

Devin Cain 

- Trial Attorney 

CT-0905-14 

I I Section Four 

I 

K. Brent Tomer 

- Chief Trial Attorney 

CT-0905-15 

Meredith Borner 

- Trial Attorney 

CT-0905-14 

Michael Geiser 

- Trial Attorney 

CT-0905-14 

Trevor Kokal 

Futures Trading Inv. 

CT-1801-14 

-

Nicole Buseman 

- Trial Attorney 

CT-0905-14 

I Section Five Section Six 

I I 

Patryk Chudy 

Chief Trial Attorney 

Stephen Painter 

- Chief Trial Attorney

CT-0905-15 - CT-0905-15 

Karin Roth 

Trial Attorney 

CT-0905-14 

- - Christopher Giglio 

Futures Trading Inv. 

CT-1801-14 

-

Janine M. Gargiulo 

Trial Attorney 

CT-0905-14 

Patrick Daly 

Trial Attorney 

CT-0905-14 

Elizabeth Brennan Benjamin Rankin 

- Trial Attorney Trial Attorney 

CT-0905-14 CT-0905-14 

Andrew Rodgers Alben Weinstein 

- Trial Attorney - Futures Trading Inv. 

CT-0905-14 CT-1801-13 

I Section Seven I 

I 

Alejandra de Urioste 

Chief Trial Attorney - CT-0905-15 

Michael Cazakoff 

- Futures Trading Inv. 

CT-1801-14 

Samuel Wasserman 

- Trial Attorney 

CT-0905-14 

Jack Murphy 

- Trial Attorney

CT-0905-14 

Alyson Cohen 

Trial Attorney 

CT- 0905-14 

-

7/2/23 
Market Surveillance 

Metals and Energy Section 

Carrie Kennedy 

Sup Surveillance Analyst 

CT-1101-15 

Anthony Marazas Sharon Spagnuolo 

Surveillance Analyst Surveillance Analyst 

CT-1101-14 CT-1101-14 

Arkadiusz Nowak Stephen Surina 

Surveillance Analyst Surveillance Analyst 

CT-1101-14 CT-1101-14 

Sharon Roberts Kathryn Sandstrom 

Surveillance Analyst Surveillance Analyst 

CT-1101-14 CT-1101-14 

VACANT 

Deputy Director 

CT-1101-16 

Vice Hunter 

Kenneth Danger 

Policy Advisor 

CT-1101-15 

I 

Ags/Softs and Financial 

Sect ion

Kelly Beck 

Sup Survei Ila nee Analyst 

01-15 

Janet Briner 

Surveillance Analyst 

CT-1101-14 

Linda Chalet 

Surveillance Analyst 

CT-1101-14 

Matthew Flagge 

Surveillance Analyst 

CT-1101-14 

CT-11 

Andrew Nager 

Surveillance Analyst 

CT-1101-14 

Evan Shinbaum 

Surveillance Analyst 

CT-1101-14 

Walter Spilka 

Surveillance Analyst 

CT-1101-14 

7/2/23 
Market Participants Division 

665 

Amanda Olear 

Director, MPD 

CT-0905-18 

664 

Taloria Glaze 

Management and Program 

Assistant 

CT-0344-7 

I 

692 

Thomas (Tom) Smith 

Deputy Director 

Financial Requirements 

CT-0905-16 

I I 

671 

Frank Fisanich 

Chief Counsel 

CT-0905-16 

681 

Pamela Geraghty 

Deputy Director 

Registration & Compliance Branch 

CT-0905-16 

NTE 2/10/24 

I 

705 

Joseph (Joe) Sanguedolce 

Examinations Branch 

Deputy Director 

CT-1101-16 

7/3/2023 
ChiefCounsel 

671 

Frank Fisanich 

Chief Counsel 

CT-0905-16 

Section One Section Two 

I 

I I 

672 675 

Jacob Chachkin Andrew Chapin 

Associate Chief Counsel Associate Chief Counsel 

CT-0905-15 CT-0905-15 

678 677 

Dina Moussa Lee McFarland 

Special Counsel Attorney Advisor 

CT-0905-14 CT-0905-13 

674 676 

Philip Newsom Charles McCarty 

Special Counsel Special Counsel 

CT-0905-14 CT-905-14 

673 

Matthew Jones 679 

Special Counsel Adam Schwartzman 

CT-0905-14 Special Counsel 

CT-0905-14 

7/3/2023 
Registration and Compliance Branch 

T 

685 

Fern Simmons 

Associate Director 

CT-0905-15 

b!S4 

Amanda Burks 

Special Counsel 

(T.nqnc;.14 

b!Sj 

Catherine Brescia 

Attorney Advisor 

CT-0905-12 

b!!l 

Matt Boylan 

Attorney Advisor 

CT-0905-13 

Section One 

681 

Pamela Geraghty 

Deputy Director 

Registration and Compliance 

CT-0905-16 

NTE 2/10/24 

'~---, b!SU Section Two Section Three I I Christopher Cummings 

Special Counsel 

686 

Elise Bruntel 

Special Counsel 

CT-0905-14 

691 

VACANT 

Associate Director 

CT-0905-15 

VICE Geraghty 

CT_nanc:.14 -

Peter Sanchez 

Acting Associate Director 

CT-0905-15 

Temp Promo 

NTE 02/2312024 

690 

Peter Sanchez 

Special Counsel '-- CT-0905-14 

Temp Promo to 

Acting Associate Director 

'--

-

687 

Michael Ehrstein 

Special Counsel 

CT-0905-14 

688 

Elizabeth Groover 

Special Counsel 

CT-0905-14 

689 

Andrew Ruggiero - Special Counsel 

CT-0905-14 

7/3/2023 
Financial Requirements Branch 

----' 

Sect ion I 

____, 

6 95

692 

Thomas J. Smith 

Deputy Director 

CT-0905-16 

Joshua Beale 

Associate Director 

CT-0905-15 

b~4 

Jennifer Bauer 

Special Counsel 

C"T-non"-14 

697 

Andrew Pai 

Attorney Advi sor NY 

CT-905-12 

693 

Maria Aguilar-Rocha 

Attorney Advisor 

CT-0905-13 

o:,o 

Lawrence Eckert (NY) 

Special Counsel 

CT-0905-14 

Section II Section Ill 

I 

699 

Warren Garlick 

Associate Director 

CT-0905-15 

702 698 

- Tho mas Littlefield Liliya Bozhanova 

- Sr Financial Risk Analyst Special Counsel 

CT-1101-15 CT-0905-14 

704 700 J ustin McPhee Speclal Counsel - - Risk An alyst (Data Analyst) CT-G!IOS-14 oH '".·•• CT-1101-13 -

667 

Vacant 

- Spec 

CT

i a I 

-905 

CounseI - New FTE 

666 

Vacant 

- Financial Data Risk Analyst 

CT-1101 

New FTE 

703 

Rafael Martinez 

Associate Director 

CT-1101-15 

701 

Joo Hong 

Risk An alyst (Data Analyst) 

CT-1101-14 

7/3/2023 
Examinations Branch 

705 

Joseph Sanguedolce 

Deputy Director 

CT-1101-16 

I 

710 

Jennel Francis 

Ftrs. Trd. Asst. 

CT-1802-8 

I 

712 

Gerald Nudge 

Associate Director 

CT-0511-15 

711 

719 Robert Loeber 

Annette Vitale Audit Manager Audit Manager Unit Two Unit One CT-0511-14 

CT-0511-14 

708 707 

Nancy Nicholas 

Cumberbatch Chiacchere 

Auditor Auditor 

CT-0511-14 CT-0511-14 

IJ.:l 709 VACANT Shoshana Feldman Auditor Auditor ,_ 0-0Sll·ll/12/13 CT-0511-14 

ffJ.'4-

706 

Brian Bedowsky 714 Auditor 

Kelly Venezia CT-0511-14 

Auditor 

CT-0511-14 

I 

729 

Tom Bloom-KC 

Associate Director 

CT-0511-15 

I 

730 

Kurt Harms 

Audit Manager 

Unit One 

/"T.n~11.14 

732 

Marcus Shobe 

Auditor 

CT-0511-14 ~ 

731 

Jeff Hughes 

Auditor 

CT-0511-14 

,_ 

~ 

I 

733 

Justin Beebe 

Audit Manager 

Unit Two 

CT-0511-14 

I 

734 

Joseph Ott 

Auditor 

CT-0511-14 

717 

Ali Heiman 

Audit Manager 

Unit One 

CT-0511-14 

I 

716 

Leslie Garcia 

Auditor 

CT-0511-14 

718 

Eugene Teh 

Auditor 

CT-0511-14 

,_ 

-

Carrie Coffin-CH 

Associate Director 

CT-0511-15 

721 

Lisa Marlow 

Audit Manager 

Unit Two 

CT-0511-14 

I 

720 

Tamara Dervin 

Auditor 

CT-0511-14 

722 

Paula Ross 

Auditor 

CT-0511-14 

IL724 

Margaret Gal 

Audit Manager 

Unit Three 

CT-0511-14 

725 

Eboni Steward 

Auditor 

CT-0511-14 

723 

James De Salvo 

Auditor 

CT-0511-14 

,_ 

-

I 

737 

Ralph White-KC 

Associate Director 

CT-0511-15 

735 

Bob Laverty- NY 

Auditor 

CT-0511-15 

72 6 

Gonzale! 

anager 

Four 

11-14 

Frances 

Audit M 

Unit 

CT-05 

I 

72 7 

Michae I Guritz 

itor 

11-14 

Aud 

CT-05 

7 

Jason G 

28 

onzalez 

Auditor 

CT-0511-14 

736 

Walter 

Maksymec 

CH, Auditor 

CT-0511-14 

7/3/2023 
Office ofthe Chief Economist 

Scott M ixon 

Acting Chief Economist ..... CT-0110-18 

DTL NTE 08/18/2023 

I 

VACANT Lihong McPhail 

Chief Economist Research Economist 

CT-0110-18 CT-0110-15 

I ,.,roy Lawrence 

Research Economist 

CT-0110-13 IVice Penick 

1 '· 

Ayla Kayhan 

Resea rch Economist 

CT-0110·14 ----

Eleni Gousgounis 

Research Economist 

CT-0110-14 -

Daniel Prager 

Resea rch Economist 

CT-0110-14 ----

Amani Moin 

Research Economist 

CT-0110-13 -

Gloria Clement 

Attorney Advisor 

CT-0905-15 

Scott Mixon 

Dep Chief Economist 

CT-0110-16 

DTL Acting Dir OCE 

Section 1

I I 

Esen Onur 

Supervisory Research 

Economist 

CT-0110-15 

I 

I 

David Reiffen 

Financial Economist 

CT-0110-15 

-

Stephen Kane 

Research Economist 

CT-0110-14 

-

Christopher Burns 

Research Economist 

CT-0110-14 

-

Alexander Ferko 

Research Economist 

CT-0110-14 

-

I Section 2 

\ 

A1exe1 ur1ov 

Supervisory Economist 

CT-0110-15 

I 

John Roberts Research Economist Research Analyst 

CT-0301-14 -

I I 

- CT-0110-12/13/14 - . -

Rajiv Sharma Lee Baker 

Research Analyst Research Economist ,-

CT-0301-13 

- CT-0110-14 

Madison Lau 

Research Economist 

Michael Robe 

- Consultant•

EF-0301-00 CT-0110-14 -

Raymond Fishe 

Consultant• 

EF-0301-00 

-

6/28/2023 
Office of the General Counsel 

422 

Robert Schwartz 

General Counsel 

CT-0905-18 

NTE 2/2/2024 

420 421 

Lynn Bulan Nicolya Jones 

Managing Counsel Paralegal Specialist 

CT-0905-14 CT-0905-11 

I I .-----· 449I 

470 468 426 Ann Stu 453 Melissa kes Jurgens Natasha Coates John Einstman Deputy General Counsel Carlen e Kim Deputy Gen eral Counsel Deputy General Counsel Deputy General Counsel Lit igation Enforcement and Adj Deputy Gen eral Counsel Secretariat and Information Intergovernmental Affairs General Law Branch Branch Regulatery Branch Management Branch CT-0905-16 Branch CT-0905-16 CT-0905-16 CT-0905-16 NTE 2/2/2024 CT-090S-16

7/3/2023 
--

--

--

General Law Branch 

426 

John Einstman 

Deputy General Counsel 

General Law 

CT-0905-16 

427 

I Joan Fina 

I - Senior Assistant General 

Counsel 

CT-0905-15 

438 

Frank Walsh 

Associate General Counsel 

CT-0905-15 

435 

David Jones 

Assistant General Counsel 

CT-0905-14 

437 

Jolanta Sterbenz 

Assistant General Counsel 

CT-0905-14 

4 :SL 

Scott Sadler 

Senior Assistant General --

428 

M ichelle Ghim 

I Ethics Sect ion 

436 

William Proctor 

Paralegal Specialist 

CT-0905-11 

434 

Andrea Bernardo 

Assistant General Counsel 

CT-0905-14 

423 

FOIA Paralegal 

cr-o950-9 - Counsel 

("T_nonc:;_1 <; 

431 

Jackson McGrady 

Assistant General Counsel 

CT-0905-14 

430 

Bridget McFarland 

Attorney Advisor 

CT-0905-12 

->-

Assistant General Counsel 

CT-0905-14 

429 

Rosemary Bajorek Killoy 

Assistant General Counsel 

(FOIA) 

CT-0905-14 

433 

Jonathan Van Doren 

Assistant General Counsel 

CT-0905-14 

7/3/2023 
Litigation, Enforcement and Adjudication Branch 

449 

Ann Stukes 

Deputy General Counsel 

Litigation Enforcement and Adj Branch 

CT-0905-16 

Temp Promo NTE 2/2/2024 

441 

Alex Case 

Senior Assis tant General Counsel

(e 

C 

Discovery) 

T-0905-15 

447 

Lesl ie Randolph

Senior Assistant General Counsel 

CT-0905-15 

440 

Ra agnee Beri

Senior Assistant General Counsel 

CT-0905-15 

446 

Dia nna Henry

Parale 

CT 

gal Specialist 

-0950-11 

439 

Broo ks Anderson

Assistant 

CT 

General Counsel 

-0905-14 

- -

- -

- -

- -

- -

-

445 

Clara Maria Godel 

Senior Assistant General Counsel 

CT-0905-15 

448 

Anne Stuk es 

SeniorAssistant General Counsel 

CT-0905· 15 

NTE2/2/2024 

451 

Martin White 

Senior Assistant General Counsel 

CT-0905-15 

442 

Melissa Chi ang 

Senior Assist ant General Counsel 

CT-0905-15 

444 

Assistant GeneraI Counsel 

CT-OSOS-14

443 

Conor Da ly 

Attorney Advisor 

CT-0905-12 

7/3/2023 
Regulatory Branch 

453 

Carlene Kim 

Deputy General Counsel 

Regulatory 

CT-0905-16 

I 

I I I I 

425 452 Section 1 Section 2 I Phillip Raimondi Jeanette Curtis I ,.., Senior Special Counsel Senior Special Counsel .., CT-0905-15 CT-0905-15 

457 459 

Paul Schlichting Hermine Castro 

Associate General Counsel Associate General Counsel 

CT-0905-15 CT-0905-15 

I 

454 

Laura Badian 460

- Senior Assistant Gene Diana Dietrich ral Counsel - Senior Assistant General Co unsel 

CT-0905-15 

CT-0905-15 

- 455 

LeeAnn Duffy 463 

Senior Assistant General Counsel Erik Remmler - Senior Assistant General Co unsel 

CT-0905-15 

CT-0905-15 

- 456 

Dhaval Patel 458 Assistant General Counsel Jeffery Burns CT-0905-14 - Senior Assistant General Co unsel 

CT-0905-15 

462 

Mark Fajfar ~ 

461 

CT-0905-15 

Senior Assistant General Counsel 

Thuy Dinh - Assistant General Couns el 

CT-0905-14 

464 

Kenny Wright - Assistant General Counsel 

CT-0905-14 

7/3/2023 
Intergovernmental Affairs Branch 

468 

Natasha Coates 

Deputy General Counsel 

Legislative and 

Intergovernmental Affairs 

CT-0905-16 

467 Matt Rowland Chang Jung Senior Assistant General Counsel Senior Assistant General Counsel CT-0905-15 CT-0905-15 

Detail to Comm Johnson 

466 465 

Anthony Hays Mary Connelly 

Assistant General Counsel Senior Assistant General Counsel 

CT-0905-14 CT-0905-15 

OH-3 424 

Bruce Fekrat Attorney-Adviser 

Senior Assistant General Counsel CT-0905-11/12 

CT-0905-15 

7/3/2023 
Secretariat and Information Management Branch 

470 

Melissa Jurgens 

Deputy General Counsel 

Secretariat and Information Management Branch 

CT-0905-16 

I 

Secretariat Section I 

I 

Privacy & Informat ion 

Mgmt Section I 

474 

Chris Kirkpatrick 

Secretary of the Commission 

CT-0905-15 

472 

Willie Charley 

Assistant Secretary 

CT-0301-13 

471 

Natise Allen 

Secretariat Program 

CT-0303-09 

473 

Mildred Ford 

Paralegal Specialist 

CT-0950-12 

Records Section I 

479 

Crystal Zeh 

Records Management Officer 

CT-0301-14 

478 

Kim Neutzling 

Records & Information 

Management Specialist 

475 

Robert Sidman 

Deputy Secretary 

CT-0905-14 

,--

CT-0308-13 

476 

Jonathan Wheeler 

Paralegal Specialist 

CT-0950-12 

-- 477 

Lauren Crisler 

CUI Specialist 

CT-0308-13 

I 

I 

Library Privacy Section 

I 

480 

Daniel May 482 

Librarian Kellie Riley 

CT-1410-14 Chief Privacy Officer 

I CT-0306-14 

481 

Norma Ruiz 

Librarian 483 

Marcela Souaya CT-1410-14 - Privacy Specialist 

CT-0306-13 

450 

- Privacy Specialist 

CT-0306-11/12/13 

Vice Williams 
Office of International Affairs 

647 

Natalie Radhakrishnan 

Senior Special Counsel and Head oft------• 

Supervisory Cooperation 

CT-0905-15 

645 

Suyash Paliwal 

Director 

CT-0905-17 

644 

Mauricio Melara 

Deputy Di rector 

CT-0905-16 

646 

Kevin Piccoli 

Deputy Director 

CT-1101-16 

Section One 

651 

Chava Schwebel 

Associate Director 

CT-0905-15 

649 

Nancy Doyle 

Special Counsel 

CT-0905-15 

657 

VACANT 

Special Counsel 

CT-0905-15 

Vice Robbins 

648 

VACANT 

Special Counsel 

CT-0905-14 

Vice Burstein 

650 

Jason Mahoney 

Special Counsel 

CT-0905-14 

Section Two 

658 

Daniel Burstein 

Associate Director 

CT-0905-15 

6S6 

Lily Chu 

Special Counsel 

CT-0905-15 

654 

Camille Arnold 

Special Counsel 

CT-0905-14 

655 

Dana Brown 

Attorney Advisor 

CT-0905-14 

652 

VACANT 

Special Counsel 

CT-0905-14 

Vice Trackman 

Section Three 

661 

Andrea Musalem 

Associate Director 

CT-0905-lS 

659 

Bianca Gomez 

Special Counsel 

CT-0905-14 

660 

Jennifer Levin 

Special Counsel 

CT-0905-14 

662 

VACANT 

Special Counsel 

CT-0905-14 

Vice Stein 
Office ofthe Inspector General 

Vacant 

Inspector General 

CT-16 

Vice Lavik 

Judith Ringle 

Deputy Inspector General and 

Chief Counsel - CT-0905-16 

11r====I 

Stephen Obie vestigations Attorney Advisor Office of In 

CT-0905-14 

VACANT 

Atty Adv. 

CT-0905-09 

Vice Mufarrige 

Craig Pirrong 

Consultant 

EF-0301-00 

Brett Baker 

Acting lnspector General 

CT-16 

Office of Audits 

I 

Miguel Castillo 

Assistant IG for Audits 

CT-0511-15 

VACANT 

Attorney Advisor 

CT-0905-09 

Vice Burnham 

VACANT 

Attorney Advisor 

CT-0905-09 

VACANT 

Attorney Advisor 

CT-0905-09 

I 

Antonio Baptiste 

Program Analyst 

CT-0343-15 

I 

Timothy Peoples 

Auditor 

CT-0511-14 

I 

Branco Garcia 

Senior Auditor 

CT-0511-14 

6/30/2023