Exhibit 1.01





Conflict Minerals Report








 


 


This Report has been prepared pursuant
to Rule 13p-1 of the Securities Exchange Act of 1934, as amended (“Rule 13p-1”) for the reporting period from January
1 to December 31, 2017. The Company is a leading supplier of oilfield services, products, and digital solutions and operates in
more than 120 countries around the world.


 


The Company’s supply chain is both
global and complex, and there are multiple tiers of suppliers between the Company and the original sources of minerals used in
the Company’s products. Therefore, the Company relied on its direct suppliers to provide information about the origin of
conflict minerals in the raw materials and components it purchased for use in the manufacture of, or contracts to manufacture,
products that the Company offers for sale. On July 3, 2017, we closed our business combination to combine the oil and gas business
(GE O&G) of General Electric Company and Baker Hughes Incorporated. In accordance with the Securities and Exchange Commission
(“SEC”) rules, this Report excludes GE O&G.


 


The Report contains forward-looking statements
within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of
1934, as amended, (each a “forward-looking statement”). The words “will,” “intend,” “anticipate,”
“believe,” “ensure,” “expect,” “if,” “estimate,” “project,”
“foresee,” “predict,” “outlook,” “aim,” “could,” “should,”
“potential,” “would,” “may,” “probable,” “likely,” and similar expressions,
and the negative thereof, are intended to identify forward-looking statements. These forward-looking statements are also affected
by the risk factors described in the Company’s Annual Report on Form 10-K for the year ended December 31, 2017, Quarterly
Report on Form 10-Q for the quarter ended March 31, 2018, recent Current Reports on Form 8-K, and other Securities and Exchange
Commission filings available through the Company’s website at: www.bhge.com/investor or through the SEC’s Electronic
Data Gathering and Analysis Retrieval (“EDGAR”) system at: www.sec.gov. The Company undertakes no obligation to publicly
update or revise any forward-looking statement.


 


Reasonable Country of Origin Inquiry


 


Management Systems


 


The Company is committed to the responsible
sourcing of raw materials and components necessary to the production or functionality of our products, and we have publicly posted
this policy. The policy, including the commitment to establishing a conflict-free supply chain, may be found at:


 


http://www.bakerhughes.com/company/corporate-social-responsibility/human-rights-and-security/conflict-minerals.


 


In accordance with Rule 13p-1, the Company
undertook a reasonable country of origin inquiry to determine the origin of the conflict minerals necessary to the production or
functionality of the products we offered for sale during the reporting period. The Company undertook the following as part of that
inquiry:


 


		·	established oversight of the processes and procedures of our program within our engineering and
supply chain organization;



 


		·	incorporated our Conflict Minerals policy in our master supplier agreement template for use with
new and renewed contracts with suppliers;



 


		·	utilized the Company’s existing mechanisms for reporting Conflict Minerals concerns, allowing
contact by telephone, email and online, for both the public and internal reporters;



 


		·	informed relevant suppliers of the Company’s expectations regarding supplier Conflict Minerals
policy, due diligence processes, and responses to the Company’s requests for information;



 


		·	identified those products we manufactured or contracted to manufacture that we reasonably believed
contained one or more conflict minerals (defined as cassiterite, columbite-tantalite, gold, wolframite, and their derivatives,
which are limited to tin, tantalum, tungsten, and gold collectively, the “Conflict Minerals” or sometimes “conflict
minerals” or ”3TGs”), by first eliminating those products that were not subject to Rule 13p-1, including tool
rentals, tools used in performance of our services, chemicals, and fluids;



 


		·	using lessons learned during the previous reporting period, we prioritized our project scoping
process to help identify relevant raw materials or components used in the manufacture or contract for manufacture of the products
specifically identified in the step above;



 




     


     


    

		·	identified 285 suppliers that provided the materials or components specifically identified and
prioritized in the previous step;



 


		·	engaged the services of a third-party conflict minerals service provider to create and maintain
a supplier engagement portal;



 


		·	using the third-party conflict minerals service provider’s technology platform, contacted
the identified suppliers;



 


		·	requested relevant suppliers to determine which of the materials or components they provided to
the Company contained one or more conflict minerals;



 


		·	requested these suppliers to in turn require their suppliers to comply with the Company’s
conflict minerals requirements;



 


		·	requested these suppliers to develop a policy and management system covering conflict minerals
and to require their suppliers to in turn adopt similar policies and systems;



 


		·	informed these suppliers of the informational and instructional materials available on our third-party
conflict minerals service provider’s Conflict Minerals Resource Center web page, the Conflict Minerals Reporting Template
(“CMRT”) questionnaire, and due diligence guidelines;



 


		·	requested confirmation from these suppliers of the presence of every necessary conflict mineral
in the raw materials or components they supplied to the Company, and information regarding the origin of those minerals;



 


		·	established a deadline of May 11th, 2018 to provide the requested conflict minerals
information and documentation;



 


		·	followed up with unresponsive suppliers to request compliance with the Company’s requests
for information and documentation, until the stated deadline by sending up to three e-mailed messages by the Company’s third-party
service provider;



 


		·	reviewed the responses compiled for each responding supplier to determine existence of a Conflict
Minerals policy, due diligence process, and pass-through requirements for successive supplier tiers;



 


		·	reviewed the responses compiled for each responding supplier to determine which smelters or refiners
(“SORs”) were the source of necessary conflict minerals contained in the raw materials or components supplied to the
Company;



 


		·	received completed questionnaires from 68% of the identified suppliers contacted by our third-party
conflict minerals service provider, an increase of 19% year-over-year; and



 


		·	identified six SORs that pose a high risk of obtaining 3TGs from non-conflict free sources in the
DRC Region.



 


The Company’s representatives have
also participated in monthly Responsible Minerals Initiative Multi-Stakeholder Group (MSG) calls, as well as attended various webinars,
to enable us to consider best practices and to explore opportunities to participate in responsible sourcing and supply chain transparency.
Additionally, a representative of the Company’s Conflict Minerals Management Team delivered presentations at various Conflict
Minerals and Supply Chain conferences, to offer insight into the continued development of best practices.


 


The Company’s responding relevant
suppliers identified 320 verified SORs believed to be the source of necessary conflict minerals contained in the raw materials
or components supplied to the Company. Of those supplier-identified SORs, 6 were identified as posing a high risk of sourcing from
mines supporting conflict in the DRC Region. These 6 SORs are more fully described in the table located in Schedule 2 below, and
were subject to due diligence measures on the source and chain of custody of conflict minerals as described below.


 


Design of Due Diligence


 


The Company’s due diligence was designed in conformance
with an internationally recognized due diligence framework, specifically, the Organization for Economic Cooperation and Development
(OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (Second Edition).
OECD Step 1 is addressed above, under the heading “Reasonable Country of Origin Inquiry.” and Steps 2 – 5 are
addressed below in the subheadings under “Due Diligence Measures Undertaken.”


 


On July 3, 2017, we closed our business combination to combine
the oil and gas business (GE O&G) of General Electric Company and Baker Hughes Incorporated. In accordance with the SEC rules,
this Report excludes GE O&G.


 


Due Diligence Measures Undertaken


 


Identification and Assessment of Risks
in the Supply Chain


 




    2 


     


    

The Company determined that approximately
2% of the identified SORs in our global supply chain required due diligence on source and chain of custody of the conflict minerals
provided to the Company that were necessary for the manufacture of its products, based upon the applicability of one or more of
the following criteria:


 


		·	reported sourcing conflict minerals from the conflict area;



 


		·	provided data on SORs that self-report sourcing from a mine located in the conflict area;



 


		·	provided data on SORs that were reported by independent entities to source from a mine located
in the conflict area;



 


		·	indicated that the SOR named by the supplier passed materials through a known or suspected country
for smuggling, export out of other countries, or the transit of materials containing conflict minerals; or



 


		·	provided information about an SOR indicating the origin of the materials was not from a country
known to hold reserves.



 


Response to Identified Risks


 


The Company undertook the following measures
during due diligence on the source and chain of custody of the conflict minerals:


 


		·	independently verified all SOR information submitted by suppliers in their CMRTs, checking against
the third-party conflict minerals service provider’s independent smelter research, including:



 


		o	merged duplicate submissions following verification of overlapping company information;



 


		o	eliminated submissions with garbage characters and obvious misspellings;



 


		o	validated named entities as actual SORs; and



 


		o	confirmed that each facility is a legitimate SOR of 3TGs;



 


		·	gathered information on legitimate SORs in the SOR databases from several sources, including without
limitation the third-party service provider’s independent research, Responsible Minerals Initiative (RMI), London Bullion
Market Association (LBMA), the Dubai Multi Commodities Centre (DMCC), the Responsible Jewellery Council (RJC), the US Department
of Commerce (DoC), and the US Geological Survey (USGS) (the “Third-Party Database”);



 


		·	if a supplier did not provide a proper identification number issued by a validating entity, such
as RMI or LBMA, we requested the supplier to provide the following information:



 


		o	the metal processed by the facility;



 


		o	the city, province/state and country where the facility is located;



 


		o	the name and email address for the designated contact at the facility;



 


		o	the recycled and scrap status of metals, minerals or ores processed by the facility;



 


		o	if the facility sources all of its metals, minerals or ores solely from recycled or scrap materials,
the country of origin of those materials; and



 


		o	if the facility does not source all materials solely from recycled or scrap providers, the location
of mines from which the facility sources its metals, minerals or ores;



 


		·	labeled as “Valid” those SOR submissions from suppliers that matched the Third-Party
Database of legitimate SORs and performed additional verification:



 


		o	inquired whether the SOR has been audited by one or more recognized certification entities, such
as RMI, LBMA, DMCC, or RJC, and if not, whether they undergo another form of an independent audit; and



 


		o	those SORs that have not undergone a certification audit were asked if they plan to undertake a
certification process in the future;



 


		·	labeled as "Invalid" those SORs submitted by a supplier that matched the Third-Party
Database list of facilities known not to be a legitimate facility, or a common erroneous or inoperative name;



 


		·	labeled as "Undetermined” those SORs submitted by a supplier that did not match either
the legitimate or non-legitimate lists in the Third-Party Database;



 


		·	identified suppliers that submitted SOR names determined to be Invalid or Undetermined for future
contact to correct or amend the pertinent information;



 


		·	for each Valid SOR, we assigned a risk rating of Low, Medium or High, based on the following factors:



 


		o	whether the facility has or has not already successfully undergone a certification audit by a recognized
entity;



 




    3 


     


    

		o	whether the facility is registered with a certification body, and if so, is progressing toward
completing an audit process by that body;



 


		o	whether the facility is proximate to, conducts conflict mineral transactions with entities within,
or transports materials through any of the following:



 


		§	a Level 1 country, with known active ore production and not identified as either conflict regions
or plausible countries engaged in smuggling materials containing conflict minerals;



 


		§	a Level 2 country, known to or plausibly believed to be engaged in smuggling, export out of a Level
3 country, or as a transit for materials containing conflict minerals; or



 


		§	a Level 3 country, the DRC or one of its nine adjoining countries, Angola, Burundi, Central African
Republic, Republic of the Congo, Rwanda, South Sudan, Tanzania, Uganda, and Zambia, collectively referred to as "covered countries"
in Section 1502 of the Dodd Frank Act;



 


		·	for each supplier, calculated a cumulative SOR risk, either low, medium, or high, summarizing the
risk that the supplier poses to the Baker Hughes supply chain, based on the chances that the supplier furnishes 3TGs that may originate
from non-conflict free sources:



 


		o	obtained the value of the cumulative SOR risk for each supplier by collecting the risk ratings
of all SORs associated with the supplier, or in the case of parts-level responses, each product/part provided by the supplier;
and



 


		o	for each supplier, or, as applicable, each product/part, assigned the overall risk rating equal
to the risk rating level with the most SORs at that level;



 


Independent Audit of SOR Due Diligence
Practices


 


The Company became a participating member
of the Responsible Minerals Initiative (RMI) as of June, 2017, and supports efforts by the RMI to promote smelter and refiner registration,
audit and verification of conflict status.


 


Annual Report on Supply Due Diligence


 


The Company annually reports on our global
supply chain due diligence and makes the current and historical reports available on our public website at the following weblink:


 


http://www.bakerhughes.com/company/corporate-social-responsibility/human-rights-and-security/conflict-minerals.


 


Independent Private Sector Audit


 


The Company
is not subject to an independent private sector audit of the Report.


 


Results of Due Diligence Undertaken
and Processing Facilities


 


Based on the Company’s due diligence
efforts to date, the Company does not have sufficient information to fully determine each processing facility utilized to produce
the conflict minerals used in each of the Company's relevant products. However, Schedule 2 below lists the processing facilities
that source minerals from the DRC, for which the Company has been able to confirm the information provided by our suppliers.


 


Based on the Company’s due diligence
efforts to date, the Company does not have sufficient information to fully determine the country of origin of the conflict minerals
in each of our relevant products, or whether the conflict minerals in each of our products were from recycled or scrap sources.
However, Schedule 1 below lists the countries of origin, by pertinent mineral, for which the Company has been able to confirm the
information provided by our suppliers.


 


The efforts to determine the origin of
conflict minerals are more fully described in the section entitled “Due Diligence Measures Undertaken.”


 




    4 


     


    

Risk Mitigation


 


With respect to those products the Company
manufactures or contracts to be manufactured for sale that contain necessary conflict minerals, the Company plans to undertake
the following steps to mitigate the risk that our necessary conflict minerals could unintentionally benefit armed groups:


 


		·	improve processes to identify the presence of necessary conflict minerals in products we manufacture
or contract to be manufactured and offer for sale by:



 


		o	seeking to increase our supplier response rate in reporting period 2018, while recognizing that
response rates will depend on supplier cooperation, and



 


		o	incorporating a flow-down clause on all new or renewed Master Supplier Agreements, creating a contractual
obligation on the part of suppliers to comply with the Company’s conflict minerals requirements and to in turn require policy
and systems implementation by successive supply chain tiers;



 


		·	continue to assess the presence of necessary conflict minerals in our relevant supply chain;



 


		·	continue to perform due diligence on the necessary conflict minerals supplied to us, to determine
their origin;



 


		·	continue to clearly communicate to suppliers our expectations with regard to compliance with the
Company’s stated policies, performance, transparency and responsible sourcing practices;



 


		·	engage with our suppliers to properly identify and obtain relevant information from “Invalid”
or “Undetermined” SORs in our supply chain;



 


		·	engage with our suppliers identified as sourcing from high-risk SORs, involving senior management
as necessary, to encourage them to source from conflict-free SORs or mines and obtain from their applicable SORs or mines conflict-free
designations from recognized certification programs;



 


		·	continue to engage with suppliers that did not respond to our request for conflict minerals information
for reporting period 2017, ultimately seeking to engage as many of those suppliers as possible, to:



 


		o	determine reasons for past failures to respond,



 


		o	address supplier concerns and questions as appropriate, and



 


		o	offer suppliers resources, including educational and other guidance materials, to facilitate future
responses;



 


		·	follow up with all high and medium cumulative risk suppliers in order to assist them in understanding
their risk level and the future implications their risk level could have on the Company’s conflict minerals program;



 


		·	conduct analysis and verification of origin information provided by our suppliers;



 


		·	continue to actively participate in the RMI’s efforts to improve and expand engagement of
SORs by independent certifying organizations;



 


		·	monitor the activities, initiatives and programs of DRC regional governments and agencies, international
bodies, and non-governmental organizations that are aimed at minimizing or eliminating the benefit to relevant armed groups derived
from conflict minerals, and, where practicable, to support or implement those activities, initiatives or programs;



 


		·	seek, where practicable, alternative suppliers that responsibly source necessary conflict minerals,
which may include sources within the conflict area that do not benefit armed groups; and



 


		·	continue to participate in local and national industry groups, as well as non-governmental organizations,
such as the Responsible Sourcing Network Multi-Stakeholder Group and the Oil and Gas Services Working Group on conflict minerals,
to develop best practices regarding responsible sourcing and supply chain transparency.



 


Products Description


 


The Company’s products covered by
this Report that are considered to contain necessary conflict minerals include the following:


 


Drill Bits - includes TriconeTM,
PDC or “diamond”, and KymeraTM hybrid drill bits used for performance drilling, hole enlargement and coring.


 


Completion Systems - includes products
used to control the flow of hydrocarbons within a wellbore including sand control systems; liner hangers; wellbore isolation; expandable
tubulars; multilaterals; safety systems; packers and flow control; and tubing conveyed perforating.


 




    5 


     


    

Wellbore Intervention - includes
products used in existing wellbores to improve their performance including thru-tubing fishing; thru-tubing inflatables; conventional
fishing; casing exit systems; production injection packers; and remedial and stimulation tools.


 


Intelligent Production Systems -
includes products used to monitor and dynamically control the production from individual wells or fields including intelligent
well systems.


 


Artificial Lift - includes electric
submersible pump systems; progressing cavity pump systems; gas lift systems; and surface horizontal pumping systems used to lift
large volumes of oil and water when a reservoir is no longer able to flow on its own.


 




    6 


     


    

Schedule 1


 


The information in this Schedule is solely an aggregation of
data provided by verified SORs identified by the Company’s suppliers. This is not a confirmation of conflict minerals actually
contained in the Company’s products. Additionally, since this aggregation depends on self-identification by SORs, the following
lists are not a confirmation or verification of every country of origin.


 


Countries
of Origin - Tantalum 


 





	Angola *





Argentina





Australia





Austria





Belarus





Belgium





Bolivia





Brazil





Burundi *





Cambodia





Canada





Central African Republic *





Chile





China





Colombia





Congo (Brazzaville) *





Czech Republic





Democratic Republic of Congo *





Djibouti

	Ecuador





Egypt





Estonia





Ethiopia





France





Germany





Ghana





Guinea





Guyana





Hungary





India





Indonesia





Ireland





Israel





Italy





Ivory Coast





Japan





Jersey





Kazakhstan





Kenya

	Korea, Republic of





Laos





Luxembourg





Madagascar





Malaysia





Mali





Mexico





Mongolia





Mozambique





Myanmar





Namibia





Netherlands





Niger





Nigeria





Peru





Philippines





Poland





Portugal





Russian Federation





Rwanda *

	Sierra Leone





Singapore





Slovakia





South Africa





South Sudan *





Spain





Suriname





Switzerland





Taiwan





Tanzania *





Thailand





Uganda *





United Kingdom





United States





Viet Nam





Zambia *





Zimbabwe


 


Recycle/Scrap








 


* = DRC Region countries


 


 


Countries
of Origin - Tin 


 





	Angola *





Argentina





Armenia





Australia





Austria





Belgium





Bolivia





Brazil





Burundi *





Cambodia





Canada





Central African Republic *





Chile





China





Colombia





Congo (Brazzaville) *





Czech Republic





Democratic Republic of Congo
*





Djibouti





Ecuador

 	Egypt





Estonia





Ethiopia





France





Germany





Guyana





Hong Kong





Hungary





India





Indonesia





Ireland





Israel





Ivory Coast





Japan





Jersey





Kazakhstan





Kenya





Korea, Republic of





Kyrgyzstan





Laos





Luxembourg




	Madagascar





Malaysia





Mexico





Mongolia 


Morocco





Mozambique 


Myanmar





Namibia 


Netherlands





Niger





Nigeria





Papua New Guinea





Peru





Philippines





Poland





Portugal





Russian Federation





Rwanda *





Sierra Leone





Singapore





Slovakia

	South Africa





South Sudan *





Spain





Suriname





Sweden





Switzerland





Taiwan





Tanzania *





Thailand





Turkey





Uganda *





United Kingdom





United States





Uzbekistan





Viet Nam





Zambia *





Zimbabwe


 


Recycle/Scrap





 








 














 


* = DRC Region countries


 




    7 


     


    

Countries
of Origin - Tungsten 


 


	Angola *





Argentina





Australia





Austria





Belgium





Bolivia





Brazil





Burundi *





Cambodia





Canada





Central African Republic *





Chile





China





Colombia





Congo (Brazzaville) *





Czech Republic





Democratic Republic of Congo *





Djibouti 

	Ecuador





Egypt 


Estonia





Ethiopia 


France





Germany





Guinea





Guyana





Hungary





India





Indonesia





Ireland





Israel





Ivory Coast





Japan





Kazakhstan





Korea, Republic of





Laos





Luxembourg

	Madagascar





Malaysia





Mexico





Mongolia





Mozambique





Myanmar





Namibia





Netherlands





Niger





Nigeria





Papua New Guinea





Peru





Philippines





Portugal





Russian Federation





Rwanda *





Sierra Leone





Singapore





Slovakia

	South Africa





South Sudan *





Spain





Suriname





Switzerland





Taiwan





Tanzania *





Thailand





Uganda *





United Kingdom





United States





Viet Nam





Zambia *





Zimbabwe


 


Recycle/Scrap








 





 





 





 


* = DRC Region countries


 


 


Countries
of Origin - Gold 


 


	Argentina





Armenia





Australia





Austria





Belgium





Bermuda





Bolivia





Brazil





Burundi *





Cambodia





Canada





Chile





China





Colombia





Congo (Brazzaville) *





Czech Republic





Democratic Republic of Congo *





Djibouti





Ecuador





Egypt





Estonia





Ethiopia

	Finland





France





Germany





Ghana





Guinea





Guyana





Hong Kong





Hungary





India





Indonesia





Ireland





Israel





Italy





Ivory Coast





Japan





Jersey





Kazakhstan





Korea, Republic of





Kyrgyzstan











Laos





Luxembourg

	Madagascar





Malaysia





Mali





Mexico





Mongolia





Mozambique





Myanmar





Namibia





Netherlands





New Zealand





Niger





Nigeria





Papua New Guinea





Peru





Philippines





Poland





Portugal





Russian Federation





Rwanda *





Saudi Arabia





Sierra Leone





Singapore





Slovakia

	South Africa





Spain





Suriname





Sweden





Switzerland





Taiwan





Tajikistan





Tanzania *





Thailand





Turkey





United Arab Emirates





United Kingdom





United States





Uzbekistan





Viet Nam





Zambia *





Zimbabwe


 


Recycle/Scrap








 





 





 





 


 


* = DRC Region countries


 




    8 


     


    

Schedule 2


 


Smelters or Refiners with Identified
Mineral Sources


 


The information in this Schedule is solely an aggregation of
data provided by verified SORs identified by the Company’s suppliers. This is not a confirmation of conflict minerals actually
contained in the Company’s products. Additionally, since this aggregation depends on self-identification by SORs, the following
lists are not a confirmation or verification of every country of origin.


 


	Smelter ID	Smelter or Refiner (Name)	3TG	Conflict Free *	Smelter Location	 Source from DRC?
	CID002708	Abington Reldan Metals, LLC	Gold	Unknown	UNITED STATES	Unknown
	CID000015	Advanced Chemical Company	Gold	Yes	UNITED STATES	Unknown
	CID003185	African Gold Refinery **	Gold	Unknown	UGANDA	Unknown
	CID000019	Aida Chemical Industries Co., Ltd.	Gold	Yes	JAPAN	No
	CID002560	Al Etihad Gold LLC	Gold	Yes	UNITED ARAB EMIRATES	Unknown
	CID000035	Allgemeine Gold-und Silberscheideanstalt A.G.	Gold	Yes	GERMANY	Unknown
	CID000041	Almalyk Mining and Metallurgical Complex (AMMC)	Gold	Yes	UZBEKISTAN	Unknown
	CID000058	AngloGold Ashanti Córrego do Sítio Mineração	Gold	Yes	BRAZIL	Unknown
	CID000077	Argor-Heraeus S.A.	Gold	Yes	SWITZERLAND	Unknown
	CID000082	Asahi Pretec Corp.	Gold	Yes	JAPAN	No
	CID000924	Asahi Refining Canada Ltd.	Gold	Yes	CANADA	Unknown
	CID000920	Asahi Refining USA Inc.	Gold	Yes	UNITED STATES	Unknown
	CID000090	Asaka Riken Co., Ltd.	Gold	Yes	JAPAN	No
	CID000103	Atasay Kuyumculuk Sanayi Ve Ticaret A.S.	Gold	Unknown	TURKEY	Unknown
	CID002850	AU Traders and Refiners	Gold	Yes	SOUTH AFRICA	Unknown
	CID000113	Aurubis AG	Gold	Yes	GERMANY	Unknown
	CID002863	Bangalore Refinery	Gold	Unknown	INDIA	Unknown
	CID000128	Bangko Sentral ng Pilipinas (Central Bank of the Philippines)	Gold	Yes	PHILIPPINES	Unknown
	CID000157	Boliden AB	Gold	Yes	SWEDEN	Unknown
	CID000176	C. Hafner GmbH + Co. KG	Gold	Yes	GERMANY	Unknown
	CID000180	Caridad	Gold	Unknown	MEXICO	Unknown
	CID000185	CCR Refinery - Glencore Canada Corporation	Gold	Yes	CANADA	Unknown
	CID000189	Cendres + Métaux S.A.	Gold	Yes	SWITZERLAND	Unknown




    9 


     


    

	Smelter ID	Smelter or Refiner (Name)	3TG	Conflict Free *	Smelter Location	 Source from DRC?
	CID000233	Chimet S.p.A.	Gold	Yes	ITALY	Unknown
	CID000264	Chugai Mining	Gold	Unknown	JAPAN	Unknown
	CID000328	Daejin Indus Co., Ltd.	Gold	Yes	KOREA, REPUBLIC OF	Unknown
	CID000343	Daye Non-Ferrous Metals Mining Ltd.	Gold	Unknown	CHINA	Unknown
	CID002867	Degussa Sonne / Mond Goldhandel GmbH	Gold	Unknown	GERMANY	Unknown
	CID000362	DODUCO Contacts and Refining GmbH	Gold	Yes	GERMANY	No
	CID000401	Dowa	Gold	Yes	JAPAN	No
	CID003195	DS PRETECH Co., Ltd.	Gold	Unknown	KOREA, REPUBLIC OF	Unknown
	CID000359	DSC (Do Sung Corporation)	Gold	Yes	KOREA, REPUBLIC OF	Unknown
	CID000425	Eco-System Recycling Co., Ltd.	Gold	Yes	JAPAN	No
	CID001322	Elemetal Refining, LLC	Gold	Unknown	UNITED STATES	Unknown
	CID002561	Emirates Gold DMCC	Gold	Yes	UNITED ARAB EMIRATES	Unknown
	CID002515	Fidelity Printers and Refiners Ltd. **	Gold	Unknown	ZIMBABWE	Unknown
	CID002852	GCC Gujrat Gold Centre Pvt. Ltd.	Gold	Unknown	INDIA	Unknown
	CID002459	Geib Refining Corporation	Gold	Yes	UNITED STATES	Unknown
	CID002243	Gold Refinery of Zijin Mining Group Co., Ltd.	Gold	Yes	CHINA	Unknown
	CID001909	Great Wall Precious Metals Co., Ltd. of CBPM	Gold	Unknown	CHINA	Unknown
	CID002312	Guangdong Jinding Gold Limited	Gold	Unknown	CHINA	Unknown
	CID000651	Guoda Safina High-Tech Environmental Refinery Co., Ltd.	Gold	Unknown	CHINA	Unknown
	CID000671	Hangzhou Fuchunjiang Smelting Co., Ltd.	Gold	Unknown	CHINA	Unknown
	CID000689	HeeSung	Gold	Yes	KOREA, REPUBLIC OF	Unknown
	CID000694	Heimerle + Meule GmbH	Gold	Yes	GERMANY	No
	CID000707	Heraeus Metals Hong Kong Ltd.	Gold	Yes	CHINA	Unknown
	CID000711	Heraeus Precious Metals GmbH & Co. KG	Gold	Yes	GERMANY	Unknown
	CID000767	Hunan Chenzhou Mining Co., Ltd.	Gold	Unknown	CHINA	Unknown
	CID000778	Hwasung CJ Co., Ltd.	Gold	Unknown	KOREA, REPUBLIC OF	Unknown
	CID000801	Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.	Gold	Yes	CHINA	Unknown




    10 


     


    

	Smelter ID	Smelter or Refiner (Name)	3TG	Conflict Free *	Smelter Location	 Source from DRC?
	CID000807	Ishifuku Metal Industry Co., Ltd.	Gold	Yes	JAPAN	Unknown
	CID000814	Istanbul Gold Refinery	Gold	Yes	TURKEY	Unknown
	CID002765	Italpreziosi	Gold	Yes	ITALY	Unknown
	CID000823	Japan Mint	Gold	Yes	JAPAN	Unknown
	CID000855	Jiangxi Copper Co., Ltd.	Gold	Yes	CHINA	Unknown
	CID000927	JSC Ekaterinburg Non-Ferrous Metal Processing Plant	Gold	Yes	RUSSIAN FEDERATION	Unknown
	CID000929	JSC Uralelectromed	Gold	Yes	RUSSIAN FEDERATION	Unknown
	CID000937	JX Nippon Mining & Metals Co., Ltd.	Gold	Yes	JAPAN	Unknown
	CID002563	Kaloti Precious Metals **	Gold	Unknown	UNITED ARAB EMIRATES	Unknown
	CID000956	Kazakhmys Smelting LLC	Gold	Unknown	KAZAKHSTAN	Unknown
	CID000957	Kazzinc	Gold	Yes	KAZAKHSTAN	Unknown
	CID000969	Kennecott Utah Copper LLC	Gold	Yes	UNITED STATES	Unknown
	CID002511	KGHM Polska Miedz Spolka Akcyjna	Gold	Unknown	POLAND	Unknown
	CID000981	Kojima Chemicals Co., Ltd.	Gold	Yes	JAPAN	No
	CID002605	Korea Zinc Co., Ltd.	Gold	Yes	KOREA, REPUBLIC OF	Unknown
	CID001029	Kyrgyzaltyn JSC	Gold	Yes	KYRGYZSTAN	Unknown
	CID002865	Kyshtym Copper-Electrolytic Plant ZAO	Gold	Unknown	RUSSIAN FEDERATION	Unknown
	CID001032	L'azurde Company For Jewelry	Gold	Unknown	SAUDI ARABIA	Unknown
	CID001056	Lingbao Gold Co., Ltd.	Gold	Unknown	CHINA	Unknown
	CID001058	Lingbao Jinyuan Tonghui Refinery Co., Ltd.	Gold	Unknown	CHINA	Unknown
	CID002762	L'Orfebre S.A.	Gold	Unknown	ANDORRA	Unknown
	CID001078	LS-NIKKO Copper Inc.	Gold	Yes	KOREA, REPUBLIC OF	Unknown
	CID001093	Luoyang Zijin Yinhui Gold Refinery Co., Ltd.	Gold	Unknown	CHINA	Unknown
	CID002606	Marsam Metals	Gold	Yes	BRAZIL	Unknown
	CID001113	Materion	Gold	Yes	UNITED STATES	No
	CID001119	Matsuda Sangyo Co., Ltd.	Gold	Yes	JAPAN	Unknown
	CID001149	Metalor Technologies (Hong Kong) Ltd.	Gold	Yes	CHINA	Unknown
	CID001152	Metalor Technologies (Singapore) Pte., Ltd.	Gold	Yes	SINGAPORE	Unknown




    11 


     


    

	Smelter ID	Smelter or Refiner (Name)	3TG	Conflict Free *	Smelter Location	 Source from DRC?
	CID001147	Metalor Technologies (Suzhou) Ltd.	Gold	Yes	CHINA	Unknown
	CID001153	Metalor Technologies S.A.	Gold	Yes	SWITZERLAND	Unknown
	CID001157	Metalor USA Refining Corporation	Gold	Yes	UNITED STATES	Unknown
	CID001161	Metalúrgica Met-Mex Peñoles S.A. De C.V.	Gold	Yes	MEXICO	Unknown
	CID001188	Mitsubishi Materials Corporation	Gold	Yes	JAPAN	Unknown
	CID001193	Mitsui Mining and Smelting Co., Ltd.	Gold	Yes	JAPAN	Unknown
	CID002509	MMTC-PAMP India Pvt., Ltd.	Gold	Yes	INDIA	Unknown
	CID002857	Modeltech Sdn Bhd	Gold	Unknown	MALAYSIA	Unknown
	CID002282	Morris and Watson	Gold	Unknown	NEW ZEALAND	Unknown
	CID002866	Morris and Watson Gold Coast	Gold	Unknown	AUSTRALIA	Unknown
	CID001204	Moscow Special Alloys Processing Plant	Gold	Yes	RUSSIAN FEDERATION	Unknown
	CID001220	Nadir Metal Rafineri San. Ve Tic. A.S.	Gold	Yes	TURKEY	Unknown
	CID001236	Navoi Mining and Metallurgical Combinat	Gold	Unknown	UZBEKISTAN	Unknown
	CID003189	NH Recytech Company	Gold	Unknown	KOREA, REPUBLIC OF	Unknown
	CID001259	Nihon Material Co., Ltd.	Gold	Yes	JAPAN	Unknown
	CID002779	Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH	Gold	Yes	AUSTRIA	Unknown
	CID001325	Ohura Precious Metal Industry Co., Ltd.	Gold	Yes	JAPAN	No
	CID001326	OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)	Gold	Yes	RUSSIAN FEDERATION	Unknown
	CID000493	OJSC Novosibirsk Refinery	Gold	Yes	RUSSIAN FEDERATION	Unknown
	CID001352	PAMP S.A.	Gold	Yes	SWITZERLAND	Unknown
	CID002872	Pease & Curren	Gold	Unknown	UNITED STATES	Unknown
	CID001362	Penglai Penggang Gold Industry Co., Ltd.	Gold	Unknown	CHINA	Unknown
	CID002919	Planta Recuperadora de Metales SpA	Gold	Yes	CHILE	Unknown
	CID001386	Prioksky Plant of Non-Ferrous Metals	Gold	Yes	RUSSIAN FEDERATION	Unknown




    12 


     


    

	Smelter ID	Smelter or Refiner (Name)	3TG	Conflict Free *	Smelter Location	 Source from DRC?
	CID001397	PT Aneka Tambang (Persero) Tbk	Gold	Yes	INDONESIA	Unknown
	CID001498	PX Précinox S.A.	Gold	Yes	SWITZERLAND	Unknown
	CID001512	Rand Refinery (Pty) Ltd.	Gold	Yes	SOUTH AFRICA	Unknown
	CID000522	Refinery of Seemine Gold Co., Ltd.	Gold	Unknown	CHINA	Unknown
	CID002582	Remondis Argentia B.V.	Gold	Unknown	NETHERLANDS	Unknown
	CID002510	Republic Metals Corporation	Gold	Yes	UNITED STATES	Unknown
	CID001534	Royal Canadian Mint	Gold	Yes	CANADA	Unknown
	CID002761	SAAMP	Gold	Yes	FRANCE	Unknown
	CID001546	Sabin Metal Corp.	Gold	Unknown	UNITED STATES	Unknown
	CID002973	Safimet S.p.A	Gold	Yes	Italy	Unknown
	CID002290	SAFINA A.S.	Gold	Unknown	CZECH REPUBLIC	Unknown
	CID002853	Sai Refinery	Gold	Unknown	INDIA	Unknown
	CID001555	Samduck Precious Metals	Gold	Yes	KOREA, REPUBLIC OF	Unknown
	CID001562	SAMWON Metals Corp.	Gold	Unknown	KOREA, REPUBLIC OF	Unknown
	CID002777	SAXONIA Edelmetalle GmbH	Gold	Yes	GERMANY	Unknown
	CID001573	Schone Edelmetaal B.V.	Gold	Yes	NETHERLANDS	Unknown
	CID001585	SEMPSA Joyería Platería S.A.	Gold	Yes	SPAIN	Unknown
	CID001619	Shandong Tiancheng Biological Gold Industrial Co., Ltd.	Gold	Unknown	CHINA	Unknown
	CID001622	Shandong Zhaojin Gold & Silver Refinery Co., Ltd.	Gold	Yes	CHINA	Unknown
	CID001736	Sichuan Tianze Precious Metals Co., Ltd.	Gold	Yes	CHINA	Unknown
	CID002516	Singway Technology Co., Ltd.	Gold	Yes	TAIWAN	No
	CID001756	SOE Shyolkovsky Factory of Secondary Precious Metals	Gold	Yes	RUSSIAN FEDERATION	Unknown
	CID001761	Solar Applied Materials Technology Corp.	Gold	Yes	TAIWAN	No
	CID003153	State Research Institute Center for Physical Sciences and Technology	Gold	Unknown	LITHUANIA	Unknown
	CID002567	Sudan Gold Refinery **	Gold	Unknown	SUDAN	Unknown
	CID001798	Sumitomo Metal Mining Co., Ltd.	Gold	Yes	JAPAN	Unknown
	CID002918	SungEel HiTech	Gold	Yes	KOREA, REPUBLIC OF	Unknown




    13 


     


    

	Smelter ID	Smelter or Refiner (Name)	3TG	Conflict Free *	Smelter Location	 Source from DRC?
	CID002580	T.C.A S.p.A	Gold	Yes	ITALY	Unknown
	CID001875	Tanaka Kikinzoku Kogyo K.K.	Gold	Yes	JAPAN	Unknown
	CID001916	The Refinery of Shandong Gold Mining Co., Ltd.	Gold	Yes	CHINA	Unknown
	CID001938	Tokuriki Honten Co., Ltd.	Gold	Yes	JAPAN	Unknown
	CID001947	Tongling Nonferrous Metals Group Co., Ltd.	Gold	Unknown	CHINA	Unknown
	CID002587	Tony Goetz NV  **	Gold	Unknown	BELGIUM	Unknown
	CID002615	TOO Tau-Ken-Altyn	Gold	Unknown	KAZAKHSTAN	Unknown
	CID001955	Torecom	Gold	Yes	KOREA, REPUBLIC OF	Unknown
	CID001977	Umicore Brasil Ltda.	Gold	Yes	BRAZIL	Unknown
	CID002314	Umicore Precious Metals Thailand	Gold	Yes	THAILAND	Unknown
	CID001980	Umicore S.A. Business Unit Precious Metals Refining	Gold	Yes	BELGIUM	Unknown
	CID001993	United Precious Metal Refining, Inc.	Gold	Yes	UNITED STATES	No
	CID002854	Universal Precious Metals Refining Zambia  **	Gold	Unknown	ZAMBIA	Unknown
	CID002003	Valcambi S.A.	Gold	Yes	SWITZERLAND	Unknown
	CID002030	Western Australian Mint trading as The Perth Mint	Gold	Yes	AUSTRALIA	Unknown
	CID002778	WIELAND Edelmetalle GmbH	Gold	Yes	GERMANY	Unknown
	CID002100	Yamamoto Precious Metal Co., Ltd.	Gold	Yes	JAPAN	No
	CID002129	Yokohama Metal Co., Ltd.	Gold	Yes	JAPAN	No
	CID000197	Yunnan Copper Industry Co., Ltd.	Gold	Unknown	CHINA	Unknown
	CID002224	Zhongyuan Gold Smelter of Zhongjin Gold Corporation	Gold	Yes	CHINA	Unknown
	CID000092	Asaka Riken Co., Ltd.	Tantalum	Yes	JAPAN	Unknown
	CID000211	Changsha South Tantalum Niobium Co., Ltd.	Tantalum	Yes	CHINA	No
	CID002504	D Block Metals, LLC	Tantalum	Yes	UNITED STATES	No
	CID000410	Duoluoshan	Tantalum	Unknown	CHINA	Unknown
	CID000456	Exotech Inc.	Tantalum	Yes	UNITED STATES	No
	CID000460	F&X Electro-Materials Ltd.	Tantalum	Yes	CHINA	Yes
	CID002505	FIR Metals & Resource Ltd.	Tantalum	Yes	CHINA	No
	CID002558	Global Advanced Metals Aizu	Tantalum	Yes	JAPAN	Yes




    14 


     


    

	Smelter ID	Smelter or Refiner (Name)	3TG	Conflict Free *	Smelter Location	 Source from DRC?
	CID002557	Global Advanced Metals Boyertown	Tantalum	Yes	UNITED STATES	Yes
	CID000291	Guangdong Rising Rare Metals-EO Materials Ltd.	Tantalum	Yes	CHINA	Yes
	CID000616	Guangdong Zhiyuan New Material Co., Ltd.	Tantalum	Yes	CHINA	No
	CID002544	H.C. Starck Co., Ltd.	Tantalum	Yes	THAILAND	Yes
	CID002547	H.C. Starck Hermsdorf GmbH	Tantalum	Yes	GERMANY	No
	CID002548	H.C. Starck Inc.	Tantalum	Yes	UNITED STATES	No
	CID002549	H.C. Starck Ltd.	Tantalum	Yes	JAPAN	No
	CID002550	H.C. Starck Smelting GmbH & Co. KG	Tantalum	Yes	GERMANY	Yes
	CID002545	H.C. Starck Tantalum and Niobium GmbH	Tantalum	Yes	GERMANY	Yes
	CID002492	Hengyang King Xing Lifeng New Materials Co., Ltd.	Tantalum	Yes	CHINA	No
	CID002512	Jiangxi Dinghai Tantalum & Niobium Co., Ltd.	Tantalum	Yes	CHINA	No
	CID002842	Jiangxi Tuohong New Raw Material	Tantalum	Yes	CHINA	Unknown
	CID003191	Jiujiang Janny New Material Co., Ltd.	Tantalum	Yes	CHINA	Unknown
	CID000914	JiuJiang JinXin Nonferrous Metals Co., Ltd.	Tantalum	Yes	CHINA	Yes
	CID000917	Jiujiang Tanbre Co., Ltd.	Tantalum	Yes	CHINA	Yes
	CID002506	Jiujiang Zhongao Tantalum & Niobium Co., Ltd.	Tantalum	Yes	CHINA	No
	CID002539	KEMET Blue Metals	Tantalum	Yes	MEXICO	Yes
	CID002568	KEMET Blue Powder	Tantalum	Yes	UNITED STATES	No
	CID000973	King-Tan Tantalum Industry Ltd.	Tantalum	Yes	CHINA	No
	CID001076	LSM Brasil S.A.	Tantalum	Yes	BRAZIL	No
	CID001163	Metallurgical Products India Pvt., Ltd.	Tantalum	Yes	INDIA	No
	CID001175	Mineracao Taboca S.A.	Tantalum	Yes	BRAZIL	No
	CID001192	Mitsui Mining and Smelting Co., Ltd.	Tantalum	Yes	JAPAN	Yes
	CID001277	Ningxia Orient Tantalum Industry Co., Ltd.	Tantalum	Yes	CHINA	Yes
	CID001200	NPM Silmet AS	Tantalum	Yes	ESTONIA	No
	CID002847	Power Resources Ltd.	Tantalum	Yes	MACEDONIA	Unknown
	CID001508	QuantumClean	Tantalum	Yes	UNITED STATES	No




    15 


     


    

	Smelter ID	Smelter or Refiner (Name)	3TG	Conflict Free *	Smelter Location	 Source from DRC?
	CID002707	Resind Industria e Comercio Ltda.	Tantalum	Yes	BRAZIL	No
	CID001522	RFH Tantalum Smeltry Co., Ltd.	Tantalum	Yes	CHINA	No
	CID001769	Solikamsk Magnesium Works OAO	Tantalum	Yes	RUSSIAN FEDERATION	No
	CID001869	Taki Chemicals	Tantalum	Yes	JAPAN	Yes
	CID001891	Telex Metals	Tantalum	Yes	UNITED STATES	No
	CID001969	Ulba Metallurgical Plant JSC	Tantalum	Yes	KAZAKHSTAN	Yes
	CID002508	XinXing HaoRong Electronic Material Co., Ltd.	Tantalum	Yes	CHINA	No
	CID002307	Yichun Jin Yang Rare Metal Co., Ltd.	Tantalum	Yes	CHINA	No
	CID000292	Alpha	Tin	Yes	UNITED STATES	No
	CID002703	An Vinh Joint Stock Mineral Processing Company	Tin	Unknown	VIET NAM	Unknown
	CID000228	Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.	Tin	Yes	CHINA	Unknown
	CID003190	Chifeng Dajingzi Tin Industry Co., Ltd.	Tin	Unknown	CHINA	Unknown
	CID001070	China Tin Group Co., Ltd.	Tin	Yes	CHINA	No
	CID000278	CNMC (Guangxi) PGMA Co., Ltd.	Tin	Unknown	CHINA	Unknown
	CID002570	CV Ayi Jaya	Tin	Yes	INDONESIA	No
	CID002592	CV Dua Sekawan	Tin	Yes	INDONESIA	Unknown
	CID000306	CV Gita Pesona	Tin	Yes	INDONESIA	No
	CID002593	CV Tiga Sekawan	Tin	Yes	INDONESIA	Unknown
	CID000315	CV United Smelting	Tin	Yes	INDONESIA	No
	CID002455	CV Venus Inti Perkasa	Tin	Yes	INDONESIA	No
	CID000402	Dowa	Tin	Yes	JAPAN	No
	CID002572	Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company	Tin	Unknown	VIET NAM	Unknown
	CID000438	EM Vinto	Tin	Yes	BOLIVIA	No
	CID000448	Estanho de Rondônia S.A.	Tin	Unknown	BRAZIL	Unknown
	CID000468	Fenix Metals	Tin	Yes	POLAND	No
	CID002848	Gejiu Fengming Metallurgy Chemical Plant	Tin	Yes	CHINA	Unknown
	CID002859	Gejiu Jinye Mineral Company	Tin	Yes	CHINA	Unknown
	CID000942	Gejiu Kai Meng Industry and Trade LLC	Tin	Yes	CHINA	Unknown




    16 


     


    

	Smelter ID	Smelter or Refiner (Name)	3TG	Conflict Free *	Smelter Location	 Source from DRC?
	CID000538	Gejiu Non-Ferrous Metal Processing Co., Ltd.	Tin	Yes	CHINA	No
	CID001908	Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.	Tin	Yes	CHINA	Unknown
	CID000555	Gejiu Zili Mining And Metallurgy Co., Ltd.	Tin	Unknown	CHINA	Unknown
	CID003116	Guangdong Hanhe Non-ferrous Metal Limited Company	Tin	Yes	CHINA	Unknown
	CID002849	Guanyang Guida Nonferrous Metal Smelting Plant	Tin	Yes	CHINA	Unknown
	CID002844	HuiChang Hill Tin Industry Co., Ltd.	Tin	Yes	CHINA	Unknown
	CID000760	Huichang Jinshunda Tin Co., Ltd.	Tin	Yes	CHINA	Unknown
	CID000244	Jiangxi Ketai Advanced Material Co., Ltd.	Tin	Yes	CHINA	No
	CID001231	Jiangxi New Nanshan Technology Ltd.	Tin	Yes	CHINA	Unknown
	CID002468	Magnu's Minerais Metais e Ligas Ltda.	Tin	Yes	BRAZIL	No
	CID001105	Malaysia Smelting Corporation (MSC)	Tin	Yes	MALAYSIA	Yes
	CID002500	Melt Metais e Ligas S.A.	Tin	Yes	BRAZIL	No
	CID001142	Metallic Resources, Inc.	Tin	Yes	UNITED STATES	No
	CID002773	Metallo Belgium N.V.	Tin	Yes	BELGIUM	No
	CID002774	Metallo Spain S.L.U.	Tin	Yes	SPAIN	No
	CID001173	Mineracao Taboca S.A.	Tin	Yes	BRAZIL	No
	CID001182	Minsur	Tin	Yes	PERU	No
	CID001191	Mitsubishi Materials Corporation	Tin	Yes	JAPAN	No
	CID002858	Modeltech Sdn Bhd	Tin	Unknown	MALAYSIA	Unknown
	CID002573	Nghe Tinh Non-Ferrous Metals Joint Stock Company	Tin	Unknown	VIET NAM	Unknown
	CID001314	O.M. Manufacturing (Thailand) Co., Ltd.	Tin	Yes	THAILAND	No
	CID002517	O.M. Manufacturing Philippines, Inc.	Tin	Yes	PHILIPPINES	No
	CID001337	Operaciones Metalurgical S.A.	Tin	Yes	BOLIVIA	No
	CID003208	Pongpipat Company Limited	Tin	Unknown	MYANMAR	Unknown
	CID000309	PT Aries Kencana Sejahtera	Tin	Yes	INDONESIA	No




    17 


     


    

	Smelter ID	Smelter or Refiner (Name)	3TG	Conflict Free *	Smelter Location	 Source from DRC?
	CID001399	PT Artha Cipta Langgeng	Tin	Yes	INDONESIA	No
	CID002503	PT ATD Makmur Mandiri Jaya	Tin	Yes	INDONESIA	No
	CID001402	PT Babel Inti Perkasa	Tin	Yes	INDONESIA	No
	CID002776	PT Bangka Prima Tin	Tin	Yes	INDONESIA	No
	CID003205	PT Bangka Serumpun	Tin	Yes	INDONESIA	Unknown
	CID001419	PT Bangka Tin Industry	Tin	Yes	INDONESIA	No
	CID001421	PT Belitung Industri Sejahtera	Tin	Yes	INDONESIA	No
	CID001428	PT Bukit Timah	Tin	Yes	INDONESIA	No
	CID001434	PT DS Jaya Abadi	Tin	Yes	INDONESIA	No
	CID001438	PT Eunindo Usaha Mandiri	Tin	Yes	INDONESIA	No
	CID002530	PT Inti Stania Prima	Tin	Yes	INDONESIA	No
	CID001448	PT Karimun Mining	Tin	Yes	INDONESIA	Unknown
	CID002829	PT Kijang Jaya Mandiri	Tin	Yes	INDONESIA	Unknown
	CID002870	PT Lautan Harmonis Sejahtera	Tin	Yes	INDONESIA	Unknown
	CID002835	PT Menara Cipta Mulia	Tin	Yes	INDONESIA	Unknown
	CID001453	PT Mitra Stania Prima	Tin	Yes	INDONESIA	No
	CID002757	PT O.M. Indonesia	Tin	Yes	INDONESIA	Unknown
	CID001457	PT Panca Mega Persada	Tin	Yes	INDONESIA	No
	CID000313	PT Premium Tin Indonesia	Tin	Yes	INDONESIA	No
	CID001458	PT Prima Timah Utama	Tin	Yes	INDONESIA	No
	CID001460	PT Refined Bangka Tin	Tin	Yes	INDONESIA	No
	CID001463	PT Sariwiguna Binasentosa	Tin	Yes	INDONESIA	No
	CID001468	PT Stanindo Inti Perkasa	Tin	Yes	INDONESIA	No
	CID002816	PT Sukses Inti Makmur	Tin	Yes	INDONESIA	No
	CID001471	PT Sumber Jaya Indah	Tin	Yes	INDONESIA	No
	CID001477	PT Timah (Persero) Tbk Kundur	Tin	Yes	INDONESIA	No
	CID001482	PT Timah (Persero) Tbk Mentok	Tin	Yes	INDONESIA	No
	CID001490	PT Tinindo Inter Nusa	Tin	Yes	INDONESIA	No
	CID001493	PT Tommy Utama	Tin	Yes	INDONESIA	Unknown
	CID002706	Resind Industria e Comercio Ltda.	Tin	Yes	BRAZIL	No
	CID001539	Rui Da Hung	Tin	Yes	TAIWAN	No
	CID001758	Soft Metais Ltda.	Tin	Yes	BRAZIL	No
	CID002756	Super Ligas	Tin	Unknown	Brazil	Unknown




    18 


     


    

	Smelter ID	Smelter or Refiner (Name)	3TG	Conflict Free *	Smelter Location	 Source from DRC?
	CID001898	Thaisarco	Tin	Yes	THAILAND	Yes
	CID002574	Tuyen Quang Non-Ferrous Metals Joint Stock Company	Tin	Unknown	VIET NAM	Unknown
	CID002036	White Solder Metalurgia e Mineração Ltda.	Tin	Yes	BRAZIL	No
	CID002158	Yunnan Chengfeng Non-ferrous Metals Co., Ltd.	Tin	Yes	CHINA	Unknown
	CID002180	Yunnan Tin Company Limited	Tin	Yes	CHINA	No
	CID000004	A.L.M.T. TUNGSTEN Corp.	Tungsten	Yes	JAPAN	No
	CID002833	ACL Metais Eireli	Tungsten	Yes	BRAZIL	Unknown
	CID002502	Asia Tungsten Products Vietnam Ltd.	Tungsten	Yes	VIET NAM	Yes
	CID002513	Chenzhou Diamond Tungsten Products Co., Ltd.	Tungsten	Yes	CHINA	No
	CID000258	Chongyi Zhangyuan Tungsten Co., Ltd.	Tungsten	Yes	CHINA	No
	CID000499	Fujian Jinxin Tungsten Co., Ltd.	Tungsten	Yes	CHINA	No
	CID002645	Ganzhou Haichuang Tungsten Co., Ltd.	Tungsten	Unknown	CHINA	Unknown
	CID000875	Ganzhou Huaxing Tungsten Products Co., Ltd.	Tungsten	Yes	CHINA	No
	CID002315	Ganzhou Jiangwu Ferrotungsten Co., Ltd.	Tungsten	Yes	CHINA	No
	CID002494	Ganzhou Seadragon W & Mo Co., Ltd.	Tungsten	Yes	CHINA	No
	CID002536	Ganzhou Yatai Tungsten Co., Ltd.	Tungsten	Unknown	CHINA	Unknown
	CID000568	Global Tungsten & Powders Corp.	Tungsten	Yes	UNITED STATES	No
	CID000218	Guangdong Xianglu Tungsten Co., Ltd.	Tungsten	Yes	CHINA	No
	CID002542	H.C. Starck Smelting GmbH & Co.KG	Tungsten	Yes	GERMANY	No
	CID002541	H.C. Starck Tungsten GmbH	Tungsten	Yes	GERMANY	No
	CID000766	Hunan Chenzhou Mining Co., Ltd.	Tungsten	Yes	CHINA	No
	CID002579	Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji	Tungsten	Yes	CHINA	Unknown
	CID000769	Hunan Chunchang Nonferrous Metals Co., Ltd.	Tungsten	Yes	CHINA	No
	CID003182	Hunan Litian Tungsten Industry Co., Ltd.	Tungsten	Yes	CHINA	Unknown
	CID002649	Hydrometallurg, JSC	Tungsten	Yes	RUSSIAN FEDERATION	No




    19 


     


    

	Smelter ID	Smelter or Refiner (Name)	3TG	Conflict Free *	Smelter Location	 Source from DRC?
	CID000825	Japan New Metals Co., Ltd.	Tungsten	Yes	JAPAN	No
	CID002551	Jiangwu H.C. Starck Tungsten Products Co., Ltd.	Tungsten	Yes	CHINA	No
	CID002647	Jiangxi Dayu Longxintai Tungsten Co., Ltd.	Tungsten	Unknown	CHINA	Unknown
	CID002321	Jiangxi Gan Bei Tungsten Co., Ltd.	Tungsten	Yes	CHINA	No
	CID002313	Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.	Tungsten	Unknown	CHINA	Unknown
	CID002318	Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.	Tungsten	Yes	CHINA	No
	CID002317	Jiangxi Xinsheng Tungsten Industry Co., Ltd.	Tungsten	Yes	CHINA	No
	CID002535	Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.	Tungsten	Yes	CHINA	No
	CID002316	Jiangxi Yaosheng Tungsten Co., Ltd.	Tungsten	Yes	CHINA	Unknown
	CID000966	Kennametal Fallon	Tungsten	Yes	UNITED STATES	No
	CID000105	Kennametal Huntsville	Tungsten	Yes	UNITED STATES	No
	CID002319	Malipo Haiyu Tungsten Co., Ltd.	Tungsten	Yes	CHINA	No
	CID002845	Moliren Ltd	Tungsten	Yes	RUSSIAN FEDERATION	Unknown
	CID002589	Niagara Refining LLC	Tungsten	Yes	UNITED STATES	No
	CID002543	Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC	Tungsten	Yes	VIET NAM	No
	CID002827	Philippine Chuangxin Industrial Co., Inc.	Tungsten	Yes	PHILIPPINES	Unknown
	CID002815	South-East Nonferrous Metal Company Limited of Hengyang City	Tungsten	Yes	CHINA	Unknown
	CID001889	Tejing (Vietnam) Tungsten Co., Ltd.	Tungsten	Yes	VIET NAM	No
	CID002724	Unecha Refractory metals plant	Tungsten	Yes	RUSSIAN FEDERATION	Unknown
	CID002011	Vietnam Youngsun Tungsten Industry Co., Ltd.	Tungsten	Yes	VIET NAM	Yes
	CID002044	Wolfram Bergbau und Hütten AG	Tungsten	Yes	AUSTRIA	Yes
	CID002843	Woltech Korea Co., Ltd.	Tungsten	Yes	KOREA, REPUBLIC OF	Unknown
	CID002320	Xiamen Tungsten (H.C.) Co., Ltd.	Tungsten	Yes	CHINA	Yes
	CID002082	Xiamen Tungsten Co., Ltd.	Tungsten	Yes	CHINA	No




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	Smelter ID	Smelter or Refiner (Name)	3TG	Conflict Free *	Smelter Location	 Source from DRC?
	CID002830	Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.	Tungsten	Yes	CHINA	Unknown
	CID002095	Xinhai Rendan Shaoguan Tungsten Co., Ltd.	Tungsten	Yes	CHINA	No


 


* = SOR certified as conflict free by the Responsible Minerals
Initiative or an equivalent independent third party certification program during reporting period 2017.


 


** = SOR identified as posing a high risk of sourcing from mines
benefiting armed groups engaged in conflict in the DRC Region.


 






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