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-  RED List 
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-  Learning Resources 

# Disciplinary History

# REPARATIONS SANCTIONS IN EFFECTBOOK 1APRIL 21, 1975 - DECEMBER 31, 1983 

### 

                                     - 1 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

     1.  A. L. & T. Trading Co.,                       R79-135-79-463  

         Inc.                      

     2.  Abbot, Meci & Ortz, Inc.                      R80-516-80-453  

                                                       R80-592-80-461  

     3.  Abelarde, Peter                               R77-440-78-68   

     4.  Abrahamson, Norman                            R81-643-82-201  

     5.  Abramson, Norman                              R81-483-81-528  

                                                       R81-999-80-597  

     6.  Acme Coal & Pellets, Inc.                     82-R897         

     7.  Acosta, Mike                                  R79-340-79-529  

     8.  Adams, Mike                                   R81-138-82-499  

     9.  Alechman, Sheldon                             R81-623-81-573  

    10.  Alechman, Sheldon L.                          R80-135-81-277  

    11.  Alexander, Cheryl                             R81-1320-82-495 

    12.  Alexander, Jerry                              82-R213         

    13.  Alexander, Kent                               82-R051         

                                                       R81-1376-82-492 

    14.  Alexander, Kent G.                            R81-1320-82-495 

                                                       R81-1399-82-478 

    15.  Alexandre-Thyseen,                            R81-833-82-195  

         Elizabeth                 

    16.  Allen, Art                                    83-R43          

                                                       R81-877-81-758  

.

                                     - 2 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

    17.  Allen, Arthur P.                              R81-1386-82-345 

    18.  Allen, James                                  R81-1160-82-332 

    19.  Allen, Richard C.                             R77-505-78-49   

    20.  Allen, Robert C.                              R77-166         

    21.  Allen, William L.                             R78-433-79-57   

    22.  Allied Coal Company                           82-R930         

    23.  Aloupis, Carl                                 R81-116-82-236  

                                                       R81-1272-82-317 

                                                       R81-115-82-364  

    24.  Aloupis, Carl S.                              R81-783-81-786  

                                                       R81-811-82-94   

                                                       R81-834-82-159  

                                                       R81-1364-82-474 

    25.  Alpha Currency, Inc.                          R79-596-80-150  

    26.  American Coal Company                         82-R265         

                                                       82-R978         

    27.  American Coal Exchange,                       82-R417         

         Inc.                      

                                                       82-R104         

    28.  American Commodity Corp.                      R81-606-81-726  

    29.  American Commodity                            R80-944-80-693  

         Trading Systems, Inc.     

    30.  American Currency Exchange                    R80-538-80-405  

.

                                     - 3 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

         American Currency Exchange                    R80-761-80-460  

         (continued)

                                                       R80-1138-80-727 

    31.  American Gold and Silver                      R80-491-80-743  

         Exchange                 

    32.  American International                        R76-23          

         Trading Company           

                                                       R77-108         

                                                       R77-36          

                                                       R77-38          

                                                       R77-444-79-83   

                                                       R77-5           

                                                       R77-519-78-147  

                                                       R78-118-79-170  

                                                       R78-35          

    33.  American Options                              R77-180         

         Corporation               

                                                       R77-278         

                                                       R77-512-78-154  

                                                       R77-59          

                                                       R77-105         

    34.  American Petroleum                            R80-884-80-696  

         Exchange                  

                                                       R81-438-81-506  

                                                       R80-899-80-679  

.

                                     - 4 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

    35.  American Petroleum                            R80-1178-81-173 

         Exchange Corporation      

                                                       R80-1181-81-41  

                                                       R80-795-80-715  

                                                       R80-1013-80-598 

    36.  American Trading Company                      R81-635-81-762  

    37.  Amstutz, Virgil                               R79-734-80-221  

    38.  Annapolis Funding                             R80-950-80-605  

         Company, Inc.             

    39.  Ansell, Murray                                83-R255         

    40.  Anthony, Peter                                R82-57-82-427   

    41.  Arabatzis, Steven M.                          R78-505-79-94   

    42.  Archer, Neal                                  R77-36          

    43.  Argonaut Commodity                            R81-1013-82-269 

         Trading Corporation       

    44.  Armstrong, William                            R80-1008-80-682 

                                                       R80-1056-80-676 

    45.  Armstrong, William A.                         82-R494         

    46.  Astor & Montcalm, Inc.                        R79-123-79-308  

    47.  Atlantic Coast Silver                         R80-227-80-266  

         Exchange, Inc.            

                                                       R79-230-80-258  

                                                       R80-1002-80-602 

                                                       R80-244-80-289  

.

                                     - 5 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

         Atlantic Coast Silver                         R80-456-80-517  

         Exchange, Inc.

                                                       R80-209-80-298  

    48.  Bailey, Pottes & York,                        R80-468-80-736  

         Inc.                      

    49.  Baker, Lauren                                 82-R208         

                                                       R81-1005-82-164 

                                                       R81-1072-82-252 

    50.  Baker, Lauren C.                              R81-1195-82-387 

                                                       R81-968-82-239  

    51.  Baker, Lawrence C. (Mrs.)                     R81-941-82-319  

    52.  Barnes, Ray                                   R80-1269-81-331 

                                                       R80-1319-81-367 

    53.  Barrett, Ted                                  R79-175-79-369  

    54.  Barron, John                                  R81-1107-81-835 

    55.  Bartex Petroleum Corp.                        R80-999-80-597  

    56.  Baum, Harry                                   R81-1362-82-441 

    57.  Bauman, Bernie                                R79-637-80-321  

    58.  Bauman, Jeffrey                               R78-199-79-290  

    59.  Beanstock, Sy                                 R80-1336-81-368 

    60.  Becker, Paul                                  82-R971         

    61.  Bederson, Edwin                               R80-999-80-597  

    62.  Bein, Calvin                                  R80-7-80-269    

    63.  Bell, James                                   R77-397-79-81   

.

                                     - 6 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

    64.  Bell, Steve                                   82-R104         

    65.  Benjamin, Chuck                               R81-20-81-538   

                                                       R81-55-81-444   

    66.  Benson, C.B. Co., Inc.                        R80-7-80-269    

    67.  Benson, Jim                                   82-R589         

    68.  Berger, Robert                                R78-515-81-114  

    69.  Berke, Michael                                R79-742-81-153  

    70.  Berman, Harold                                R77-108         

                                                       R77-36          

                                                       R77-444-79-83   

                                                       R77-519-78-147  

                                                       R78-35          

    71.  Berman, Melvin                                R77-36          

                                                       R77-519-78-147  

    72.  Bieri, Ray                                    R79-82-80-17    

    73.  Big Red American, Ltd.                        R79-235-81-357  

    74.  Big Red Commodities Corp.                     R79-83-79-460   

                                                       R79-67-79-482   

    75.  Bilal, Muhammad Ali                           R79-758-80-352  

    76.  Billups, Arthur                               R81-789-82-41   

    77.  Billups, Glen                                 R80-159-80-307  

    78.  Bionstock, Sy                                 R81-1092-82-25  

.

                                     - 7 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

    79.  Blackstone Trading Company                    R80-1314-81-136 

                                                       R81-877-81-758  

    80.  Blake, Tom                                    R80-1152-81-297 

    81.  Bloch, Andy                                   82-R620         

    82.  Bloch, Harvey                                 82-R620         

                                                       R82-57-82-427   

    83.  Bloch, Harvey M.                              R81-751-81-800  

                                                       R81-877-81-758  

    84.  Bloch, Noel                                   R82-57-82-214   

    85.  Bockhorn, Don                                 R77-201         

    86.  Bolard Precious Metals                        R79-121-79-467  

         Corporation               

                                                       R79-171-79-315  

                                                       R79-334-80-37   

                                                       R79-507-80-282  

                                                       R79-956-80-596  

                                                       R80-395-80-593  

    87.  Boman, Al                                     82-R104         

    88.  Bonair Trading, Inc.                          R80-1018-80-599 

    89.  Bonaire Trading Corp.                         R80-700-80-514  

                                                       R81-534-82-518  

    90.  Borell, Anthony                               R81-623-81-573  

    91.  Borrell, Tony                                 82-R368         

.

                                     - 8 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

    92.  Boston Gold & Silver                          R80-822-81-23   

         Exchange                  

                                                       R80-873-80-688  

                                                       R80-87-80-202   

    93.  Bower, Noah                                   83-R255         

    94.  Bowman, Thomas                                R78-780-79-216  

    95.  Boyd, Kenneth Douglas                         R78-85-78-205   

    96.  Brandenberg Commodities,                      R80-114-80-179  

         Inc.                     

    97.  Brandenberg, Gregory J.                       R80-114-80-179  

    98.  Brenick, George                               R78-58          

    99.  Brent, Howard                                 82-R920         

   100.  Bristol Options, Inc.                         R78-158-79-53   

                                                       R77-190         

   101.  British American                              R77-116         

         Commodity Options Corp.   

                                                       R78-567-79-254  

                                                       R79-185-79-532  

                                                       R79-355-80-52   

   102.  British Crown                                 R78-678-81-312  

         Commodities, Inc.         

                                                       R79-214-79-400  

                                                       R79-38-79-454   

   103.  Brown, Arthur G.                              R79-767-80-118  

.

                                     - 9 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

   104.  Brown, Charles                                R80-1018-80-599 

   105.  Brown, Dexter                                 R78-331-78-254  

   106.  Brown, Joe                                    R79-214-79-400  

   107.  Brown, Norman                                 R80-1018-80-599 

                                                       R81-534-82-518  

   108.  Brown, Tom                                    R79-38-79-454   

   109.  Brutzman, Charles                             R77-295         

   110.  Buckley, Tim                                  R81-1315-82-347 

                                                       R81-1327-82-449 

   111.  Bugarski, Walter                              82-R293         

                                                       R81-1369-82-400 

   112.  Burnbaum, Larry                               R80-227-80-266  

                                                       R80-244-80-289  

   113.  Burns, John (Jack)                            82-R897         

   114.  Bush, Jerry                                   82-R736         

                                                       R81-1019-82-221 

   115.  Bushe, Mr.                                    R81-992-82-444  

   116.  Buzzi, Stephen R.                             R81-1207-82-351 

   117.  Buzzi, Steve                                  R80-394-81-33   

   118.  Cabot, Scott                                  82-R182         

   119.  Caddell, Philip P.                            R81-598-81-689  

   120.  Cadell, Phillip                               R81-536-81-531  

.

                                     - 10 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

   121.  Cagnina, Jack                                 R81-869-82-183  

   122.  Capital Development                           R80-271-80-262  

         Systems, Inc.             

   123.  Capital Fidelity Group                        82-R908         

                                                       82-R918         

   124.  Capital First Fidelity                        82-R908         

         Corporation               

   125.  Carademetropulo, Michael                      82-R435         

   126.  Carino, Anthony                               R81-483-81-528  

   127.  Carmens, Neil                                 R81-50-81-410   

   128.  Carter, John                                  R79-246-79-403  

   129.  Carter, Rodgers &                             R79-453-80-308  

         Whitehead, Inc.           

                                                       R79-551-80-225  

                                                       R79-563-80-265  

                                                       R79-671-80-304  

                                                       R79-707-80-286  

                                                       R79-724-80-284  

                                                       R79-758-80-352  

                                                       R79-782-80-216  

                                                       R79-813-80-319  

                                                       R80-360-80-353  

                                                       R80-383-80-361  

                                                       R80-157-80-302  

.

                                     - 11 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

         Carter, Rodgers &                             R80-174-80-274  

         Whitehead, Inc.

                                                       R80-175-81-50   

                                                       R80-75-80-273   

                                                       R80-161-80-303  

                                                       R80-391-80-360  

                                                       R80-448-80-334  

                                                       R79-817-80-419  

   130.  Caten, Peter                                  R80-1056-80-676 

   131.  Caufield, Michael H.                          R79-853-80-211  

                                                       R81-70-81-151   

   132.  Cayman Associates, Ltd.                       R78-698-79-165  

                                                       R78-870-79-237  

                                                       R79-271-79-477  

                                                       R79-623-80-169  

   133.  Central Commodities, Inc.                     82-R204         

                                                       82-R707         

   134.  Cercone, Lou                                  R80-277-81-36   

                                                       R80-87-80-202   

   135.  Certified Gems, Inc.                          R80-531-80-655  

   136.  Charles, Jack                                 R78-422-79-274  

   137.  Charleton, Russell                            R78-553-79-495  

   138.  Chartered Systems Corp.                       R79-799-80-160  

         of New York, Ltd.         

.

                                     - 12 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

         Chartered Systems Corp.                       R80-1140-81-98  

         of New York, Ltd.

                                                       R81-772-81-612  

                                                       R81-297-81-723  

                                                       R78-711-79-121  

                                                       R79-36-80-410   

                                                       R79-310-80-376  

                                                       R79-53-79-376   

                                                       R79-875-80-188  

                                                       R80-11-80-192   

                                                       R80-1336-81-363 

                                                       R80-1336-81-368 

                                                       R80-42-80-509   

                                                       R81-1092-82-25  

                                                       R81-236-81-344  

                                                       R81-294-81-724  

   139.  Chartered Systems                             82-R214         

         Corporation               

   140.  Chartered Systems                             82-R488         

         Corporation of New York   

                                                       R80-395-81-73   

   141.  Chavis, Ellie                                 R81-606-81-726  

   142.  Cherry, Pat                                   R81-658-82-82   

                                                       R82-144         

.

                                     - 13 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

   143.  CIC International of                          R77-268         

         California                

                                                       R77-313         

                                                       R77-516-78-90   

   144.  Cioffi, Dennis                                R80-582-81-391  

                                                       R81-893-82-32   

   145.  Circharo, Armand                              R79-145-80-86   

   146.  Circiello, Franco                             R79-13-80-498   

   147.  Citadel Trading Co., Ltd.                     R78-365-78-232  

   148.  Citadel Trading Company                       R77-4           

         of Chicago                

   149.  Clancy, James K.                              R79-97-79-389   

   150.  Clark, Matthew                                82-R120         

                                                       R81-1140-82-191 

   151.  Cleary Trading Company,                       R78-472-79-159  

         Inc.                      

   152.  Clifton, Richard                              R81-855-81-793  

   153.  Cochems, Robert                               R79-156-80-23   

                                                       R79-246-79-403  

   154.  Cohen, Bernard                                82-R228         

   155.  Cohen, Neil                                   82-R228         

   156.  Cohen, Patricia Cherry                        R82-29-82-286   

   157.  Cohen, Randall Cherry                         R82-29-82-286   

   158.  Cohen, Seymour                                R77-242         

.

                                     - 14 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

         Cohen, Seymour                                R78-129-78-207  

         (continued)

                                                       R78-11-78-175   

                                                       R78-407-79-149  

                                                       R78-415-79-6    

                                                       R78-522-79-98   

                                                       R79-99          

   159.  Cohn Commodities, Inc.                        R78-525-79-391  

                                                       R78-554-79-154  

                                                       R79-326-82-529  

   160.  Collins, John                                 R80-1258-81-315 

                                                       R80-1294-81-466 

                                                       R80-1248-81-306 

                                                       R81-1333-81-406 

                                                       R81-25-81-465   

   161.  Colopy, Gene                                  R78-372-79-91   

   162.  Comex International                           R80-1376-81-91  

   163.  Comex International                           R80-1377-82-531 

         Investors, Ltd.           

                                                       R81-747-82-84   

                                                       R81-706-81-776  

   164.  Commerical Petrolera                          R80-999-80-597  

         International             

   165.  Commodity Corporation of                      R78-113-78-221  

         America                  

.

                                     - 15 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

         Commodity Corporation of                      R78-291-78-255  

         America

                                                       R78-345-79-44   

                                                       R78-591-79-184  

                                                       R78-670-79-171  

                                                       R78-754-79-204  

                                                       R79-12-79-229   

                                                       R79-251-79-478  

                                                       R79-252-79-445  

   166.  Commodity Investment                          R78-790-79-48   

         Counselors                

                                                       R78-872-79-115  

                                                       R79-570-80-442  

   167.  Commodity Management                          82-R640         

         Assoc.                    

                                                       R81-994-82-137  

   168.  Commodity Management                          83-R20          

         Services, Inc.            

                                                       83-R255         

   169.  Commodity Resources, Inc.                     82-R307         

                                                       82-R848         

                                                       R80-294-80-327  

                                                       R81-520-81-488  

                                                       R82-90          

                                                       R81-64-81-210   

.

                                     - 16 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

         Commodity Resources, Inc.                     R81-807-81-819  

         (continued)

                                                       R81-963-81-768  

                                                       R81-1322-82-487 

   170.  Commodity Services                            R80-108-80-272  

         International             

   171.  Commodity Trading Corp.                       82-R522         

                                                       R81-1160-82-332 

                                                       R81-68-81-327   

   172.  Commonwealth Petroleum                        R80-505-82-505  

         Corp.                     

                                                       R80-593-80-656  

   173.  Comstock Investment Mgmt.                     R77-363-78-5    

         Corp.                   

   174.  Comstock Investors, Inc.                      R79-535-80-234  

                                                       R80-116-80-173  

   175.  Comvest Trading Corp.                         82-R522         

                                                       R79-564-80-454  

                                                       R79-574-80-94   

                                                       R79-600-80-102  

                                                       R79-688-80-62   

                                                       R79-790-80-178  

                                                       R79-856-80-164  

                                                       R79-886-80-189  

                                                       R80-50-80-207   

.

                                     - 17 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

         Comvest Trading Corp.                         R80-51-80-163   

         (continued)

                                                       R80-53-81-107   

                                                       R80-5-80-193    

                                                       R80-85-80-240   

                                                       R80-92-80-545   

                                                       R81-1160-82-332 

                                                       R81-786-81-728  

   176.  Comvest, Inc.                                 R79-522-80-105  

                                                       R79-564-80-454  

                                                       R79-574-80-94   

                                                       R79-629-80-182  

                                                       R79-702-80-186  

                                                       R79-711-80-158  

                                                       R79-768-80-152  

                                                       R79-835-80-292  

                                                       R80-1065-80-633 

                                                       R79-856-80-164  

                                                       R80-107-80-687  

                                                       R79-880-80-159  

                                                       R80-102-80-196  

                                                       R79-792-80-177  

                                                       R79-850-80-249  

.

                                     - 18 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

         Comvest, Inc.                                 R80-1160-81-7   

         (continued)

                                                       R80-1271-81-48  

                                                       R80-129-80-279  

                                                       R80-130-80-268  

                                                       R80-156-80-162  

                                                       R80-166-80-173  

                                                       R80-184-80-538  

                                                       R80-285-80-317  

                                                       R80-936-80-626  

                                                       R80-384-80-473  

                                                       R81-1067-82-97  

                                                       R80-503-81-409  

                                                       R81-763-82-524  

                                                       R80-540-80-467  

                                                       R80-598-80-466  

                                                       R80-695-80-571  

                                                       R80-823-80-739  

                                                       R80-839-80-625  

                                                       R80-85-80-240   

                                                       R80-264-80-325  

                                                       R80-343-80-465  

                                                       R80-476-80-568  

.

                                     - 19 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

   177.  Connelly, Brian                               R79-702-80-186  

   178.  Conner, Michael                               R81-32-81-339   

   179.  Connors & Davenport, Ltd.                     R79-742-81-153  

                                                       R80-1048-80-634 

                                                       R80-301-80-383  

                                                       R80-302-80-373  

                                                       R80-563-80-416  

   180.  Consolidated Advisory                         82-R333         

         Corporation               

   181.  Consolidated Gold &                           R79-503-80-80   

         Silver, Inc.              

                                                       R80-1397-81-152 

                                                       R80-27-80-264   

   182.  Continental Metals, Inc.                      82-R563         

                                                       R80-377-80-570  

   183.  Cook, Thomas                                  82-R582         

   184.  Cooley, Dan                                   R81-1414-82-448 

   185.  Cordero, Joseph M.                            R81-1288-82-469 

   186.  Cosmopolitan Research and                     82-R494         

         Development Corp.       

                                                       R80-1008-80-682 

                                                       R80-1056-80-676 

                                                       R80-1157-81-58  

                                                       R80-1311-81-65  

.

                                     - 20 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

         Cosmopolitan Research and                     R81-777-81-658  

         Development Corp.

   187.  Couch, Jean                                   R79-782-80-216  

                                                       R79-817-80-419  

   188.  Crain, Ed                                     R81-1119-82-88  

   189.  Cramer, E. Bud                                82-R927         

                                                       R81-466-81-548  

   190.  Cramer, Robert                                82-R797         

   191.  Crawford, Harrison                            R80-1377-82-531 

   192.  Creadon, Henry J.                             R77-440-78-68   

   193.  Cronauer, Peter R.                            R78-626-79-105  

   194.  Cronkite, Chris                               82-R908         

   195.  Crouch, Betty                                 R81-471-82-29   

   196.  Culhane, Al                                   R79-123-79-308  

   197.  Cunningham, Don                               R80-1212-81-313 

                                                       R80-1295-81-392 

   198.  Cunningham, Steve                             R81-1013-82-269 

   199.  Currency & Metals                             R80-1298-81-81  

         Exchange, The             

   200.  Cycle System Index, Inc.                      R79-734-80-221  

   201.  D.F.S. Commodities                            R78-128-78-243  

   202.  Dameron, Dana                                 R80-626-81-168  

                                                       R81-1282-82-180 

   203.  Dameron, Dana D.                              R81-1043-82-63  

.

                                     - 21 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

         Dameron, Dana D.                              R81-1103-82-59  

         (continued)

   204.  Dameron, Inc.                                 R81-1103-82-59  

                                                       R81-1288-82-180 

                                                       R81-1043-82-63  

                                                       R81-861-81-810  

                                                       R81-450-81-824  

   205.  Daniel, Beverly M.                            R81-1160-82-332 

   206.  Daniel, Joseph T.                             82-R51          

   207.  Daniels, Jim                                  82-R270         

                                                       82-R271         

                                                       R81-1109-82-223 

                                                       R81-695-82-93   

                                                       82-R272         

   208.  Data Maui, Inc.                               82-R371         

   209.  Dauman, Robert                                R81-64-81-210   

   210.  Davidson, John                                83-R118         

                                                       83-R56          

   211.  Davidson, Phil                                R81-394-81-475  

   212.  Davidson, Phillip                             R80-1387-81-434 

                                                       R81-225-81-515  

                                                       R81-24-81-636   

   213.  Davis, Ben                                    R81-121-81-181  

.

                                     - 22 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

   214.  Davis, Greg                                   R81-49-81-625   

   215.  Davis, John H.                                82-R517         

   216.  Dawes, Douglas                                R78-468-79-75   

   217.  Day, Dan                                      R81-1269-82-250 

   218.  Day, Danny                                    82-R140         

                                                       R81-1369-82-440 

                                                       R81-1399-82-478 

   219.  Deane, Norman                                 R78-678-81-312  

                                                       R79-245-80-15   

   220.  DeBerry & Co., S.E., Inc.                     82-R807         

   221.  DeBerry, S.E.                                 R81-523-81-529  

   222.  DeBerry, S.E., Inc.                           R81-523-81-529  

   223.  DeBerry, Sims E.                              R80-56-81-138   

                                                       R81-276-81-461  

   224.  Dees, Charles                                 R77-309         

   225.  Deile, M.                                     R81-843-82-98   

   226.  Delphi Commodities, Inc.                      R80-256-80-294  

                                                       R80-349-80-564  

                                                       R80-721-80-672  

                                                       R80-759-81-100  

                                                       R80-1232-81-193 

                                                       R81-1131-82-502 

.

                                     - 23 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

   227.  DeNegris, Michael                             R79-53-79-376   

                                                       R78-870-79-237  

   228.  DePalma, Robert                               R79-334-80-37   

                                                       R79-507-80-282  

                                                       R80-757-81-158  

   229.  Deprizio, Daniel                              R80-757-81-158  

   230.  DeRosa, Robert                                R77-488-78-63   

   231.  DeSano, Mark                                  82-R876         

   232.  DeShore, Jan                                  R78-209-78-297  

   233.  Dibartolomeo, Dan                             R81-1077-82-205 

   234.  Dieli, Carmi                                  R81-782-82-42   

   235.  Dieli, Carmine                                R81-112-81-541  

                                                       R81-803-82-66   

                                                       R81-837-82-26   

   236.  Dietrich & Ziker                              R78-248-79-147  

         Marketing Services, Inc.  

   237.  Dimaria, Ronald R.                            R79-143-80-54   

   238.  Diversified Financial                         82-R927         

         Sciences                  

         a/k/a North Atlantic 

         Mgmt. Corp.               

   239.  Diversified Financial                         R81-1207-82-351 

         Sciences, Inc.            

                                                       R81-466-81-548  

                                                       R81-548-81-675  

.

                                     - 24 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

         Diversified Financial                         R81-675         

         Sciences, Inc.

   240.  Domestic Oil Corporation                      R80-999-80-597  

                                                       R80-585-80-628  

                                                       R80-808-80-632  

                                                       R80-816-80-631  

                                                       R80-915-80-642  

                                                       R80-641-80-629  

                                                       R80-770-80-630  

   241.  Domestic Oil Corporation,                     82-R613         

         U.S.A.                  

   242.  Donney Securities, Ltd.                       R79-317-79-511  

                                                       R80-757-81-158  

                                                       R78-524-79-233  

   243.  Dorchester Commodities,                       R78-621-79-129  

         Inc.                      

                                                       R80-58-80-271   

   244.  Dotson, Robert                                R81-611-82-325  

   245.  Douglass, Lynn                                82-R58          

   246.  Drexel Equity Associates,                     82-R298         

         Inc.                    

                                                       82-R487         

                                                       83-R242         

   247.  Drexel, Ryan & Brown                          R80-1357-81-237 

                                                       R80-408-80-495  

.

                                     - 25 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

   248.  Duarte, George                                R80-133-80-283  

   249.  Dumas, Ben                                    R81-852-81-700  

   250.  Duncan, Frank                                 R81-1369-82-440 

   251.  Dunn, Bradford & Willis                       R80-392-80-351  

                                                       R80-546-80-418  

                                                       R81-4-81-322    

   252.  Dunn, John                                    82-R225         

   253.  E.K. Capital Corp.                            R80-769-80-482  

                                                       R80-778-80-529  

                                                       R80-652-80-425  

                                                       R80-654-80-426  

                                                       R80-598-80-413  

                                                       R81-789-82-41   

                                                       R80-573-80-394  

                                                       R80-633-80-432  

                                                       R81-29-81-562   

                                                       R80-1022-80-588 

                                                       R80-954-80-638  

                                                       R80-528-81-22   

                                                       R80-1058-80-635 

                                                       R80-533-80-381  

                                                       R80-1071-80-580 

.

                                     - 26 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

         E.K. Capital Corp.                            R80-554-80-372  

         (continued)

                                                       R80-1071-80-636 

                                                       R80-554-80-379  

                                                       R80-1097-80-662 

                                                       R80-569-80-380  

                                                       R80-1110-80-702 

                                                       R80-510-80-393  

                                                       R80-1183-81-3   

                                                       R80-574-80-403  

                                                       R80-1143-81-46  

                                                       R80-864-80-558  

                                                       R80-1161-81-503 

                                                       R80-779-80-556  

                                                       R80-463-80-395  

                                                       R80-666-80-484  

                                                       R80-482-80-398  

                                                       R81-1083-82-397 

                                                       R80-662-80-462  

                                                       R80-914-81-26   

                                                       R80-819-80-604  

                                                       R80-730-80-472  

                                                       R81-644-81-743  

.

                                     - 27 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

         E.K. Capital Corp.                            R80-866-80-585  

         (continued)

                                                       R80-854-80-554  

                                                       R80-798-80-574  

                                                       R80-756-80-487  

                                                       R80-686-80-429  

   254.  E.P. North American                           R80-384-80-485  

         Trading Corp.             

                                                       R80-647-80-486  

   255.  E.R.G. Resources, Inc.                        82-R434         

   256.  Eckhardt, Ralph                               R78-185-79-22   

   257.  Eckhardt-Quiter & Co.                         R78-135-79-22   

   258.  Ecomonic Systems, Inc.                        R77-236         

                                                       R78-4-78-182    

   259.  Edwards, Kenneth                              R79-62-79-527   

   260.  Edwards, Roy                                  R79-254-79-396  

   261.  Eisbart, Sami                                 R78-711-79-121  

   262.  Eisenberg, Murray                             R78-692-79-341  

                                                       R79-570-80-442  

                                                       R80-1352-81-166 

   263.  Eisenberg, Murray I.                          R78-872-79-115  

                                                       R78-790-79-48   

   264.  Emden, Jeffery                                R80-1338-81-362 

                                                       R79-640-80-275  

.

                                     - 28 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

   265.  Enivel Management                             R81-710-81-664  

   266.  Epstein, Hank                                 R80-291-80-215  

   267.  Epstein, Steven R.                            82-R848         

   268.  Esposito, Edward                              R80-999-80-597  

   269.  Euro American Advisory                        R81-852-81-700  

         Corporation               

   270.  Euro American                                 82-R660         

         Commodities, Inc.         

   271.  Euro American Trading                         R81-1407-82-271 

         Corporation               

   272.  Euro American Trading                         R81-575-81-763  

         Group                     

                                                       82-R596         

   273.  Euro American Trading                         82-R271         

         Group, Ltd.               

                                                       82-R270         

                                                       R81-695-82-93   

                                                       R81-717         

                                                       R80-1386-81-96  

                                                       R81-1109-82-223 

                                                       R81-1114-82-88  

                                                       R81-1146-82-224 

                                                       82-R272         

   274.  Evans, Steve                                  R79-123-79-308  

   275.  Everett, Donovan                              R78-248-79-147  

.

                                     - 29 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

   276.  F & W Coal, Inc.                              82-R235         

                                                       82-R55          

   277.  Fairchild, Arabatzis and                      R78-268-78-226  

         Smith, Inc.              

                                                       R78-478-79-305  

                                                       R78-622-79-54   

                                                       R79-123-79-308  

                                                       R79-175-79-369  

                                                       R79-50-79-262   

   278.  Farber, Fred                                  82-R360         

   279.  Farrell, Arthur                               R78-484-79-240  

   280.  Fasano, Gilda                                 R78-214-78-228  

                                                       R78-459-79-117  

   281.  Federal Gold Exchange Co.                     R80-233-81-820  

                                                       R80-396-80-620  

                                                       R80-703-80-578  

   282.  Federal Metals Depository                     R79-307-80-101  

         Corp.                   

   283.  Feeney, David S.                              R79-600-80-102  

                                                       R81-518-81-735  

   284.  Fidelity Federal Bullion                      R80-442-80-516  

         Co.                      

                                                       R80-945-80-573  

   285.  Fienga, Joe                                   R81-209-81-554  

.

                                     - 30 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

   286.  Fienga, Joseph                                82-R33          

                                                       R81-1362-82-425 

   287.  Finley, Marvin                                R79-267-79-413  

                                                       R79-554-80-170  

   288.  First American Currency                       R80-1180-81-44  

         Corporation               

   289.  First Bergen Investors                        82-R299         

         Corporation               

   290.  First California                              R81-1032-82-207 

         Commodities               

   291.  First Fidelity Bullion                        R80-857-80-737  

   292.  First Fidelity Financial                      82-R104         

         Corporation              

   293.  First Financial Investment                    R80-1077-80-699 

   294.  First London Commodity                        R77-440-78-68   

         Options, Ltd.             

   295.  First Mercantile                              R80-389-80-648  

         Investment                

   296.  First N.Y. Commodity                          R77-228         

         Options, Ltd.             

                                                       R73-596-79-329  

   297.  First National Bullion                        R79-424-80-129  

         Corp.                     

                                                       R79-542-80-270  

                                                       R79-640-80-275  

                                                       R80-413-80-323  

.

                                     - 31 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

         First National Bullion                        R80-654-80-406  

         Corp.

                                                       R80-177-80-430  

                                                       R79-381-80-92   

                                                       R79-394-80-68   

                                                       R79-407-80-69   

                                                       R79-408-80-70   

                                                       R79-473-80-91   

                                                       R79-554-80-170  

                                                       R79-452-80-73   

                                                       R79-664-82-71   

                                                       R79-292-79-434  

                                                       R80-420-80-358  

                                                       R79-637-80-321  

                                                       R79-652-80-171  

                                                       R79-654-80-406  

                                                       R79-586-80-745  

                                                       R79-640-80-275  

                                                       R80-464-80-384  

                                                       R80-525-80-382  

                                                       R80-680-80-437  

                                                       R79-572-80-146  

                                                       R79-591-80-214  

.

                                     - 32 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

   298.  First National Currency                       R80-329-80-502  

                                                       R79-572-80-146  

   299.  First New England                             R77-126         

         International Commodities 

                                                       R77-17-78-3     

   300.  First New York Investors                      R78-482-79-140  

         Corp.                    

                                                       R74-143-80-54   

                                                       R78-517-79-134  

                                                       R78-574-79-32   

                                                       R78-789-80-233  

                                                       R79-130-80-27   

                                                       R79-551-80-316  

                                                       R79-676-81-286  

                                                       R79-745-80-212  

                                                       R80-392-80-155  

                                                       R77-411-80-111  

                                                       R78-801-79-310  

                                                       R78-207-79-34   

                                                       R78-363-79-481  

                                                       R78-370-79-36   

                                                       R78-556-79-136  

                                                       R78-640-79-108  

.

                                     - 33 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

         First New York Investors                      R78-865-79-313  

         Corp.

                                                       R79-16-79-276   

                                                       R79-254-79-396  

                                                       R79-70-79-296   

                                                       R78-277-79-148  

                                                       R78-248-79-147  

   301.  First Regal Commodities                       R78-257-79-42   

                                                       R78-398-78-293  

                                                       R78-749-79-273  

                                                       R78-99-78-202   

                                                       R79-326-80-529  

   302.  First Worthington                             82-R225         

         Financial                 

   303.  Fish, Joe                                     R81-464-81-559  

   304.  Fish, Joe H.                                  R81-803-82-66   

   305.  Fitzgerald, Steven                            R77-4           

   306.  Flaherty, Richard                             R79-745-80-212  

   307.  Flaks, Stephen                                R78-621-79-129  

                                                       R78-621-79-42   

   308.  Forbes & Bradstreet, Inc.                     R80-838-80-714  

                                                       R81-188-81-335  

                                                       R81-33-81-288   

   309.  Foster, Stephen C.                            R79-239-79-129  

.

                                     - 34 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

   310.  Frank, Edward L.                              R81-1299-82-520 

   311.  Frankford, Gary                               R81-212-81-346  

   312.  Frankland Commodities                         R78-331-78-254  

         Corp.                     

                                                       R78-524-79-426  

   313.  French, Jim                                   83-R248         

   314.  Gallagher, Christopher                        R81-1131-82-502 

   315.  Galligano, Michael                            82-R976         

   316.  Galligano, Michael A.                         83-R388         

                                                       R79-643-80-35   

   317.  Gambino, Victor                               R80-882-80-657  

                                                       R81-1013-82-269 

   318.  Garner, Phil                                  82-R970         

   319.  Garvanne, Eric                                R77-372-78-9    

   320.  Garvey, Michael                               R80-286-81-31   

   321.  George, Eric                                  R81-1344-82-480 

   322.  Gharbi, Michael                               82-R435         

         a/k/a Carademetropulo, 

         Michael                   

                                                       R81-1315-82-347 

                                                       R81-1327-82-449 

   323.  Ghun, Hak                                     R79-724-80-284  

                                                       R80-282-80-311  

                                                       R81-234-81-269  

.

                                     - 35 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

         Ghun, Hak                                     R81-354-81-300  

         (continued)

                                                       R81-661-81-699  

                                                       R81-920-81-806  

   324.  Gilkison, Kenneth                             R81-734-81-790  

   325.  Ginefra, Patrick                              R78-407-79-149  

   326.  Glass, George                                 R81-1064-82-140 

                                                       R81-939-82-218  

   327.  Global Precious Metals                        82-R360         

   328.  Glover, John J.                               R80-264-80-325  

   329.  Goddard, Dennis                               R79-612-80-301  

   330.  Gold International, Inc.                      R79-267-79-413  

   331.  Gold, Dr. Phillip                             82-R574         

   332.  Gold, Phillip                                 82-R964         

   333.  Goldberg, Samuel                              R79-503-80-80   

                                                       R80-27-80-264   

   334.  Golden, Robert                                R78-678-81-312  

   335.  Goldsmith, Roy                                82-R861         

   336.  Gondar, Frank                                 R78-516-80-475  

   337.  Goodsmith, Cary J.                            R81-889-82-13   

   338.  Goolsby, Jerry                                82-R979         

   339.  Gorenstein, Stewart                           R78-113-78-221  

                                                       R78-291-78-255  

.

                                     - 36 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

         Gorenstein, Stewart                           R78-345-79-44   

         (continued)

                                                       R79-251-79-478  

                                                       R78-591-79-184  

                                                       R78-670-79-171  

                                                       R78-754-79-204  

                                                       R79-12-79-229   

                                                       R79-251-79-478  

                                                       R79-252-79-445  

                                                       R78-754-79-204  

   340.  Gott, Stan                                    R79-637-80-321  

   341.  Gottlieb, Gary                                R80-999-80-597  

   342.  Gottsch, Patrick                              82-R161         

   343.  Gray, Ted                                     R79-637-80-321  

   344.  Green, Mark                                   R81-399-81-781  

   345.  Greenberg, Daniel                             R77-378-78-24   

   346.  Greenbrier Trading                            82-R699         

         Services, Inc.            

                                                       R81-1140-82-191 

                                                       82-R120         

   347.  Gregory Commodity Options                     R79-250-80-402  

   348.  Gregory Commodity                             R77-113         

         Options, Inc.             

                                                       R77-132         

.

                                     - 37 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

         Gregory Commodity                             R77-191         

         Options, Inc.

                                                       R77-225         

                                                       R77-244         

                                                       R77-248         

                                                       R78-239-79-110  

                                                       R78-37          

   349.  Gregory Commodity                             R78-516-80-475  

         Options, Ltd.             

   350.  Griffin, Ronald R.                            R78-692-79-341  

                                                       R77-244         

   351.  Guest, Mark                                   82-R51          

   352.  Guinn, Paul                                   82-R777         

   353.  Gune, William                                 R80-61-81-179   

                                                       R81-1390-82-291 

   354.  Gunther, Mr.                                  82-R1049        

                                                       82-R1050        

   355.  Gurley, Dale                                  82-R265         

   356.  Haas, Mr.                                     R81-1013-82-269 

                                                       R81-743-82-127  

   357.  Haas, Steven C.                               R81-1381-82-479 

   358.  Haberbush, Arthur                             R80-452-81-73   

   359.  Hagan, David                                  R77-317         

                                                       R77-392-78-35   

.

                                     - 38 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

   360.  Hagon, David                                  R79-875-80-188  

   361.  Haines, Peter                                 R81-503-81-734  

   362.  Hall, Chuck                                   R80-286-81-31   

   363.  Hall, William E.                              R81-537-81-699  

   364.  Hallander, Fred                               R81-772-82-612  

   365.  Hamilton Investors Corp.                      R80-61-81-179   

   366.  Handy, John                                   R79-623-80-169  

   367.  Handy, Jon                                    82-R371         

   368.  Hannun, Donald R.                             R77-126         

                                                       R77-17-78-3     

   369.  Hardwick & Wells                              R81-1064-82-140 

         Commodities, Inc.         

                                                       R81-833-82-195  

                                                       R81-939-82-218  

   370.  Harmer, James                                 R81-33-81-228   

   371.  Harrison, Sheldon                             R80-1034-81-291 

   372.  Hartford, Joseph                              R81-437-82-391  

   373.  Harvey, Dodels                                R77-275         

   374.  Harvey, Robert T.                             82-R962         

   375.  Havens, Thomas C.                             R80-517-80-499  

   376.  Hayden, Richard                               R77-138         

   377.  Haydon Allen Associates,                      R81-427-81-579  

         Inc.                     

.

                                     - 39 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

         Haydon Allen Associates,                      82-R493         

         Inc.

                                                       82-R693         

   378.  Heller, Leslie                                R81-1033-82-262 

   379.  Herr, Alan                                    82-R221         

                                                       82-R861         

   380.  Herr, Herb                                    82-R703         

                                                       R81-575-81-763  

   381.  Herr, Herbert                                 82-R827         

   382.  Herrington, Frank                             R80-263-80-375  

   383.  Hertford Trading Co.                          R79-753-80-211  

                                                       R81-70-81-151   

   384.  Hesterman, William B.                         R77-59          

                                                       R77-278         

   385.  Higgins, John                                 82-R13          

   386.  Hobard Securities                             R79-507-80-282  

   387.  Hodge, Buddy                                  82-R55          

   388.  Hoffman, Ted                                  R80-1284-81-219 

   389.  Hogan, Dane                                   R79-875-80-188  

   390.  Hogan-Orr, Inc.                               R79-340-79-529  

                                                       R80-159-80-307  

                                                       R80-369-80-590  

                                                       R80-636-81-168  

.

                                     - 40 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

   391.  Holiusa, Richard S.                           R79-447-81-19   

                                                       R79-448-81-12   

   392.  Hollman, Al                                   R80-1337-81-236 

   393.  Holness, Lenward                              R78-281-80-19   

   394.  Holt, William                                 R78-789-80-233  

   395.  Howe, William A.                              R81-518-81-735  

   396.  Howell, Bobby Lee                             R81-1288-82-469 

   397.  Hunt, Thaddeus R.                             R81-843-82-98   

   398.  Huntley, Jack                                 R81-1146-82-224 

                                                       R81-1178-82-381 

   399.  Hutson Investment Group                       R81-1206-82-258 

   400.  Hutson, George H.                             R81-1206-82-258 

   401.  I.G.B. Trading                                R81-632-81-716  

   402.  Iaciofano, Dom                                R80-263-80-375  

   403.  Iaciofano, Victor P.                          R81-366         

   404.  ICI Commodities                               R78-254-79-20   

   405.  Inczedy, Stephen                              R79-723-80-195  

   406.  Inn-vest, Inc.                                R81-212-81-346  

                                                       R81-545-81-645  

   407.  Intercontinental Gold,                        R79-178-80-228  

         Inc.                      

   408.  International Commodities                     R77-74          

         Corp.                   

.

                                     - 41 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

         International Commodities                     R79-457-80-84   

         Corp.

                                                       R77-562-78-13   

                                                       R77-356         

                                                       R77-295         

                                                       R78-106-79-246  

                                                       R77-377-78-10   

                                                       R79-27-79-281   

   409.  International Commodity                       R77-230         

         Advisors, Inc.            

                                                       R77-166         

   410.  International Commodity                       R81-611-82-325  

         Investments               

   411.  International Commodity                       R79-99          

         Options                   

                                                       R79-457-80-84   

                                                       R78-210         

                                                       R78-415-79-6    

   412.  International Commodity                       R78-522-79-98   

         Options, Ltd.             

                                                       R78-407-79-149  

                                                       R79-199-79-290  

                                                       R78-752-79-186  

                                                       R78-710-79-420  

                                                       R80-404-81-412  

.

                                     - 42 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

         International Commodity                       R78-768-79-199  

         Options, Ltd.

                                                       R78-11-78-175   

                                                       R78-148-78-231  

                                                       R78-139-78-242  

                                                       R77-242         

                                                       R77-187         

                                                       R79-6-79-264    

   413.  International Dynamics,                       82-R289         

         Inc.                      

                                                       83-R248         

                                                       83-R269         

                                                       83-R280         

                                                       83-R467         

                                                       83-R507         

   414.  International Gold                            83-R582         

         Bullion Exchange          

                                                       R80-959-80-663  

   415.  International Metals Corp.                    R80-785-80-584  

   416.  International Metals                          R80-689-81-21   

         Exchange, Ltd.            

                                                       R80-323-80-412  

                                                       R80-724-80-493  

                                                       R80-308-80-388  

                                                       R80-529-80-357  

.

                                     - 43 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

         International Metals                          R80-367-80-389  

         Exchange, Ltd.

                                                       R80-340-80-374  

                                                       R80-804-80-547  

                                                       R80-634-80-435  

                                                       R80-515-80-546  

                                                       R80-428-80-391  

                                                       R80-424-80-364  

                                                       R80-420-80-355  

                                                       R80-398-80-365  

                                                       R80-381-80-356  

                                                       R80-380-80-387  

                                                       R81-229-81-578  

                                                       R81-893-82-32   

                                                       R80-311-80-411  

   417.  International Monetary                        R80-617-80-298  

         Corp.                     

                                                       R80-352-80-490  

                                                       R80-785-80-584  

   418.  International Monetary                        R81-1380-82-298 

         Group, Inc.               

   419.  International Monetary                        R80-670-80-471  

         Market                    

                                                       R80-837-80-542  

                                                       R81-437-82-391  

.

                                     - 44 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

   420.  International Monetary                        R78-847-79-302  

         Systems, Inc.             

   421.  International Petroleum                       R80-999-80-597  

         Exchange, Inc.            

   422.  International Royal                           R80-62-80-172   

         Investors, Ltd.           

                                                       R80-799-80-713  

                                                       R80-891-80-694  

                                                       R79-505-80-65   

   423.  International Trading                         R80-488-80-616  

         Corp.                     

   424.  International Trading                         R80-488-80-616  

         Group, Inc.               

   425.  International Trading                         R77-378-78-24   

         Group, Ltd.               

   426.  Jackel, Marc                                  82-R588         

   427.  Jackell, Marc                                 R82-64-82-287   

   428.  Jackson, Keith                                82-R104         

   429.  Jackson, Robert                               R77-572-78-154  

   430.  Jackson, Russell                              R79-586-80-745  

   431.  Jankowski, Christopher A.                     R77-2           

                                                       R78-870-79-237  

   432.  Jefferson Investment &                        R82-107         

         Trust Company             

   433.  Joffe, Anthony Q.                             R79-145-80-86   

   434.  Joffee, A.Q.                                  R78-660-79-205  

.

                                     - 45 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

   435.  Johnson, Ed                                   R80-637-81-146  

   436.  Jonlyn Investors                              R80-1098-80-664 

         Services, Ltd.            

                                                       R80-534-80-450  

                                                       R80-575-80-407  

                                                       R80-681-80-434  

                                                       R80-685-80-449  

                                                       R80-733-80-428  

                                                       R80-747-80-470  

                                                       R80-1003-80-613 

                                                       R80-1082-80-721 

                                                       R80-508-80-338  

                                                       R80-664-80-431  

                                                       R80-548-80-367  

                                                       R80-432-80-346  

                                                       R80-560-80-354  

                                                       R80-711-80-536  

                                                       R80-566-80-724  

                                                       R80-472-80-339  

                                                       R80-630-80-445  

                                                       R80-506-80-336  

                                                       R80-635-80-448  

                                                       R80-405-80-342  

.

                                     - 46 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

         Jonlyn Investors                              R80-663-80-420  

         Services, Ltd.

                                                       R80-441         

                                                       R80-425-80-348  

                                                       R80-497-80-340  

                                                       R80-448-80-334  

                                                       R80-503-80-359  

                                                       R80-527-80-444  

                                                       R80-483-80-341  

                                                       R80-496-80-344  

                                                       R80-762-80-459  

                                                       R80-764-80-488  

                                                       R80-825-80-549  

                                                       R80-896-80-565  

                                                       R80-971-80-583  

   437.  Joseph, Eugene                                R77-313         

   438.  Joseph, Gene                                  R77-268         

                                                       R81-185-81-369  

   439.  Jupe, Janice                                  R77-147         

   440.  Justesen, Roy                                 R80-1201-81-249 

   441.  K & M Metals & Trading                        R80-307-80-428  

                                                       R80-481-80-392  

   442.  Kahn, William                                 R81-299-81-724  

.

                                     - 47 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

         Kahn, William                                 R81-772-81-612  

         (continued)

                                                       R81-927-81-723  

   443.  Kane, Barry                                   R81-1227-82-219 

                                                       R81-642-81-807  

   444.  Kane, Bill                                    R81-717         

   445.  Kaplan, Marvin J.                             82-R398         

   446.  Karet International Corp.                     R80-594-80-656  

   447.  Karr, Victor                                  83-R176         

   448.  Katel, Ellis                                  R78-36-78-136   

   449.  Kauhini, John                                 82-R910         

                                                       82-R957         

   450.  Keeling, Rick                                 R81-475-81-618  

   451.  Keller, Dick                                  R81-711-82-83   

                                                       R81-908-82-173  

   452.  Kelley, David                                 R80-1365-81-293 

   453.  Kelly, David                                  R80-1325-81-381 

                                                       R81-307-81-290  

   454.  Kent, Herbert                                 R81-1033-82-262 

                                                       R81-1056-82-212 

                                                       R81-1195-82-387 

                                                       R81-834-82-159  

                                                       R81-910-82-214  

.

                                     - 48 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

   455.  Kent, Herbert J.                              82-R208         

                                                       R81-1000-82-96  

                                                       R81-1005-82-164 

                                                       R81-1007-82-133 

                                                       R81-1009-82-16  

                                                       R81-1018-82-244 

                                                       R81-101-81-294  

                                                       R81-1029-82-312 

                                                       R81-1053-82-129 

                                                       R81-1069-82-160 

                                                       R81-1072-82-252 

                                                       R81-1104-82-168 

                                                       R81-115-82-364  

                                                       R81-1120-82-117 

                                                       R81-116-82-236  

                                                       R81-1143-82-420 

                                                       R81-1159-82-184 

                                                       R81-1076-82-235 

                                                       R81-1112-82-154 

                                                       R81-1272-82-317 

                                                       R81-1292-82-135 

                                                       R81-1362-82-441 

.

                                     - 49 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

         Kent, Herbert J.                              R81-1366-82-482 

         (continued)

                                                       R81-1413-82-500 

                                                       R81-806-82-121  

                                                       R81-811-82-94   

                                                       R81-848-82-194  

                                                       R81-812-82-158  

                                                       R81-713-82-73   

                                                       R81-826-82-139  

                                                       R81-858-82-240  

                                                       R81-829-82-78   

                                                       R81-769-82-104  

                                                       R81-830-82-5    

                                                       R81-793-82-439  

                                                       R81-845-82-55   

                                                       R81-70-81-151   

                                                       R81-846-82-67   

                                                       R81-763-82-50   

                                                       R81-711-82-83   

                                                       R81-773-82-101  

                                                       R81-767-82-99   

                                                       R81-783-81-786  

                                                       R81-818-81-803  

.

                                     - 50 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

         Kent, Herbert J.                              R81-760-82-6    

         (continued)

                                                       R81-772-82-49   

                                                       R81-863-82-65   

                                                       R81-867-82-150  

                                                       R81-869-82-183  

                                                       R81-886-82-153  

                                                       R81-908-82-173  

                                                       R81-911-81-296  

                                                       R81-918-82-146  

                                                       R81-951-82-254  

                                                       R81-928-82-148  

                                                       R81-941-82-319  

                                                       R81-946-82-523  

                                                       R81-911-82-296  

                                                       R81-967-82-274  

                                                       R81-968-82-239  

                                                       R82-49-82-390   

   456.  Kenworthy, Richard, Sr.                       82-R170         

   457.  Kerkel, Marc                                  R81-877-81-753  

   458.  Kilpatrick, John                              82-R772         

   459.  Kimball, Ken                                  R81-556-81-576  

                                                       R81-1387-82-499 

.

                                     - 51 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

   460.  Kimball, Kenneth                              R81-210-81-681  

                                                       R81-710-81-664  

   461.  King, Gary                                    R81-612-82-92   

   462.  King, Penny                                   R79-326-80-529  

   463.  Kingston Commodity Corp.                      R81-366         

                                                       R81-187-81-591  

   464.  Kingston P.M.A., Inc.                         R81-2-81-588    

                                                       R81-150-81-209  

                                                       R81-121-81-181  

   465.  Kirkpatrick, John                             82-R772         

   466.  Kirkpatrick, Mr.                              82-R310         

   467.  Kiroly, Mary                                  R79-745-80-212  

   468.  Klein, Paul                                   R78-760-80-7    

   469.  Knyff, Adrian                                 R81-1012-82-393 

   470.  Kocot, Bruce                                  R81-1083-82-397 

   471.  Komp Trading Co.                              R80-481-80-392  

   472.  Korsen, Steve                                 R81-312-81-319  

   473.  Korsen, Steven                                R81-1013-82-269 

   474.  Kretchmar, William                            R81-218-82-424  

   475.  Kyser, Elmer                                  82-R517         

   476.  LaMarca, Michael                              R78-310-78-222  

   477.  Lande, Renee                                  82-R962         

.

                                     - 52 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

   478.  Landmark Group, The                           83-R33          

   479.  Lange, Thomas                                 R78-229-78-234  

   480.  Larson, Donald                                R81-1399-82-478 

   481.  Larson, John                                  R78-312-79-137  

   482.  Latson, Donald                                R81-1320-82-495 

   483.  Lawrence, J. Randall                          R81-658-82-82   

                                                       R82-144         

                                                       R82-29-82-286   

   484.  Layne, Stanley                                R79-664-82-71   

   485.  Leavitt, Al                                   R81-887-81-833  

   486.  Leavitt, Allen                                R78-39-78-160   

   487.  LeClair, Ray                                  R78-363-79-481  

   488.  Lee, Bob                                      82-R55          

   489.  Lee, Larry                                    R81-304-81-311  

                                                       R81-354-81-300  

   490.  Leist, Neil                                   R79-314-79-475  

                                                       R79-332-79-519  

   491.  Lesta, Elaine                                 82-R265         

   492.  Levin, Marian                                 R81-520-81-488  

   493.  Levitt, Ted                                   83-R102         

                                                       83-R43          

   494.  Levitt, Theodore                              R81-1249-82-115 

.

                                     - 53 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

   495.  Levy, Mike                                    82-R515         

                                                       R81-743-82-127  

   496.  Lewellyn, Chris                               R79-851-80-236  

   497.  Lewis Marlow Commodities                      R80-886-81-24   

   498.  Lewis, Dan                                    R78-6-79-111    

   499.  Lewis, Harvey                                 R79-654-80-406  

   500.  Lewis, Michael J.                             R78-760-80-7    

   501.  Lincoln Fed. Investment                       R78-524-79-426  

         Corp.                     

   502.  Lincolnwood Commodities                       R78-841-79-375  

         (California)              

                                                       R79-111-79-359  

   503.  Lincolnwood Commodities,                      R77-308         

         Inc. of California       

                                                       R77-439-78-69   

                                                       R79-286         

   504.  Lindsay, Paul                                 82-R367         

   505.  Llewellyn, Christopher                        R79-648-80-281  

   506.  Loila, Ralph R.                               R77-372-78-9    

   507.  Lombardi, Joseph                              R81-218-82-424  

   508.  London Commodity House                        R77-159         

   509.  London Commodity House of                     R77-142         

         Boston, Inc.            

   510.  London Commodity House,                       R77-147         

         Inc.                      

.

                                     - 54 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

         London Commodity House,                       R77-169         

         Inc.

                                                       R77-201         

                                                       R77-250         

                                                       R77-339-78-56   

                                                       R77-467-78-187  

   511.  London Commodity Option,                      R77-474-78-43   

         Ltd.                     

                                                       R78-692-79-341  

                                                       R77-465-78-97   

   512.  London Futures, Ltd.                          R77-358-78-2    

                                                       R78-151-78-204  

                                                       R78-158-79-53   

                                                       R78-209-78-297  

                                                       R78-653-79-27   

                                                       R78-36-78-136   

                                                       R78-427-79-71   

                                                       R78-417-79-100  

                                                       R78-459-79-73   

                                                       R78-626-79-105  

                                                       R78-660-79-205  

                                                       R78-753-79-86   

                                                       R78-484-79-240  

                                                       R78-792-79-172  

.

                                     - 55 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

         London Futures, Ltd.                          R78-855-79-213  

         (continued)

                                                       R79-145-80-86   

                                                       R79-35-79-208   

                                                       R79-35-79-305   

                                                       R79-43-79-533   

                                                       R80-31-80-288   

   513.  Lord, Jack                                    R80-112-80-306  

                                                       R81-614         

   514.  Lorde, Jack                                   R81-294         

                                                       R81-432         

   515.  Lowe, David J.                                R79-190-79-522  

   516.  Luka, Barry L.                                82-R429         

                                                       82-R429         

   517.  Lutz, Tim                                     R81-483-81-528  

   518.  Lynch, Bill                                   R81-132-81-500  

   519.  Lynch, Kenneth                                R81-353         

                                                       R81-426         

   520.  Lynch, Matthew                                R81-1032-82-207 

   521.  Lynch, Norbert C.                             R81-362-81-348  

                                                       R81-373-81-400  

                                                       R81-417-81-386  

                                                       R81-435-81-438  

.

                                     - 56 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

         Lynch, Norbert C.                             R80-1393-81-191 

         (continued)

   522.  MacDonald, Gordon G.                          R78-729-79-188  

   523.  MacGregor, George                             R79-124-80-34   

   524.  Macleod, Winford Newton                       83-R28          

   525.  Madda Trading Company                         R78-64-78-161   

   526.  Mandell, Howard M.                            R80-757-81-158  

   527.  Manglapus, Raul, Jr.                          R81-298-81-477  

   528.  Marcum, Anastasia                             R78-4-78-182    

   529.  Margulies, David                              R81-1399-82-478 

   530.  Margulis, Joel                                R81-553-81-611  

   531.  Market Timer                                  R78-764-79-457  

   532.  Marlow Templeton & Jones,                     R80-359-80-369  

         Ltd.                    

                                                       R80-370-80-377  

                                                       R80-411-80-345  

   533.  Marzullo, Richard                             82-R633         

   534.  Massaro, James                                82-R1009        

                                                       82-R884         

   535.  Massaro, James W.                             82-R876         

                                                       82-R888         

   536.  Mathes, Paul                                  R77-438-78-58   

   537.  Mathias, Carl                                 83-R333         

   538.  Mathis, Timothy                               R78-819-79-166  

.

                                     - 57 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

   539.  Mattox, Marcus                                R77-36          

   540.  Maxwell, Kathy                                R81-225         

   541.  Mayer, Andrew                                 82-R589         

   542.  Mayfield, Bob                                 R80-233-81-820  

   543.  Mayo, Arlene                                  R80-1317-81-377 

                                                       R81-785-82-64   

   544.  McAlpine, Polly                               82-R522         

   545.  McArthur, Mike                                82-R235         

   546.  McClair, Ray                                  R78-865-79-313  

   547.  McCormack, John J.                            R81-1299-82-259 

   548.  McDaniels, Charles                            R79-469-80-224  

   549.  McDougal, Jerry                               82-R213         

                                                       82-R519         

   550.  McDougall, Mr.                                82-R310         

   551.  Meehan, William F.                            R81-548-81-675  

   552.  Menkes, Michael                               R78-488-79-397  

   553.  Merdinger, Stanley                            R79-586-80-745  

                                                       R79-542-80-270  

                                                       R79-554-80-170  

                                                       R79-640-80-275  

                                                       R80-413-80-323  

   554.  Meridian Equities Corp.                       R79-200-80-257  

.

                                     - 58 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

         Meridian Equities Corp.                       R79-314-79-475  

         (continued)

                                                       R79-332-79-519  

   555.  Metcalf, John                                 R81-837-82-26   

   556.  Meyers, Diana J.                              R81-1292-82-135 

   557.  Meyers, Robert                                R81-789-82-41   

                                                       R81-863-82-65   

   558.  Meyers, Steve                                 R81-819-82-86   

   559.  Mid-America Corp.                             82-R897         

   560.  Mid-South Coal, Inc.                          82-R265         

   561.  Miller, Harold D.                             R79-35-79-208   

   562.  Miller, Noel                                  R81-1386-82-345 

   563.  Mills, J. Marcellus                           R81-1301-82-512 

                                                       R82-64-82-287   

   564.  Mills, Mark                                   R81-1038-82-143 

   565.  Mischenob, Mr.                                82-R301         

   566.  Mishno, Kasimire                              R81-694         

   567.  Mitchell, George                              R81-1000-82-96  

                                                       R81-1009-82-16  

                                                       R81-894-81-784  

   568.  Mizell, Ar.                                   R80-1282-81-193 

         a/k/a Ariel Meisells

   569.  Mizrahi, Sam                                  R79-153-80-95   

   570.  Mo-Comm Futures, Inc.                         R78-729-78-188  

.

                                     - 59 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

   571.  Moffie, Nancy                                 R81-867-82-150  

   572.  Moore, Robert E.                              R81-1029-82-312 

                                                       R81-114-82-260  

                                                       R81-767-82-99   

                                                       R81-772-82-49   

                                                       R81-773-82-101  

                                                       R81-835-81-804  

                                                       R81-845-82-55   

                                                       R81-946-82-523  

   573.  Moorthy's Commodity Corp.                     82-R591         

   574.  Moorthy's Commodity                           82-R687         

         Services, Inc.            

   575.  Moorthy's Securities Corp.                    82-R391         

   576.  Moran, John                                   R81-1371-82-493 

   577.  Morehead, Sam                                 82-R979         

   578.  Morgan & Smith                                R79-648-80-281  

         Commodities, Ltd.         

                                                       R79-851-80-236  

                                                       R80-112-80-306  

                                                       R80-309-80-436  

   579.  Morgan, Ed                                    82-R104         

   580.  Morgan, Frank                                 R80-1377-82-531 

   581.  Morgan, Louis                                 R78-244-79-387  

.

                                     - 60 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

   582.  Morgan, Rogers & Roberts,                     R79-76-79-277   

         Inc.                    

   583.  Morill, Marian J.                             R82-64-82-287   

   584.  Morris, Larry                                 82-R104         

   585.  Morris, Lawrence                              82-R918         

   586.  Morris, Mr. L.                                82-R797         

   587.  Morse, Stephen W.                             R80-102-80-196  

   588.  Moy, Daniel York                              82-R640         

   589.  Moyer, Andrew                                 82-R589         

   590.  Moynihan, Francis                             R78-25          

                                                       R77-376-78-18   

   591.  Muhammed, Nuridden                            R79-245-80-15   

   592.  Multi-National Holding                        82-R182         

         Corp.                     

                                                       82-R221         

   593.  Multi-National Holding                        82-R757         

         Corp. Investment Group    

   594.  Munir, Al                                     R79-563-80-265  

   595.  Munir, Robert                                 R79-453-80-308  

   596.  Murphy, James T.                              R82-45-82-412   

                                                       82-R250         

                                                       82-R383         

                                                       82-R588         

                                                       R81-1038-82-143 

.

                                     - 61 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

         Murphy, James T.                              R81-1333-82-327 

         (continued)

                                                       R81-442-81-712  

   597.  Murphy, James Terrance                        82-R321         

   598.  Murphy, Terry                                 R82-64-82-287   

   599.  Nagorniak, Ronald                             R79-230-80-258  

                                                       R80-227-80-266  

                                                       R81-437-82-391  

   600.  National Century                              82-R976         

         Financial Corporation     

                                                       83-R388         

   601.  National City Trading                         R80-286-81-31   

         Corp.                     

                                                       R80-291-80-215  

   602.  National Coal Exchange                        82-R731         

                                                       82-R768         

                                                       82-R905         

   603.  National Coal Exchange,                       82-R259         

         Inc.                      

                                                       82-R1078        

                                                       82-R265         

                                                       82-R225         

                                                       82-R260         

                                                       82-R213         

                                                       82-R235         

.

                                     - 62 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

         National Coal Exchange,                       82-R279         

         Inc.

                                                       82-R310         

                                                       82-R429         

                                                       82-R435         

                                                       82-R479         

                                                       R81-1019-82-221 

                                                       82-R55          

                                                       82-R680         

                                                       82-R633         

                                                       82-R736         

                                                       82-R643         

                                                       82-R655         

                                                       82-R546         

                                                       82-R579         

                                                       82-R772         

                                                       82-R819         

                                                       83-R767         

                                                       82-R519         

                                                       R82-60-82-460   

   604.  National Investment                           R81-608-81-648  

         Publishing                

   605.  Nelson, Ghun &                                R79-224-80-284  

         Associates, Inc.          

.

                                     - 63 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

         Nelson, Ghun &                                R80-1210-81-194 

         Associates, Inc.

                                                       82-R962         

                                                       R80-1047-81-2   

                                                       R80-1120-80-670 

                                                       R80-1147-81-231 

                                                       R80-1034-81-291 

                                                       R80-1261-81-218 

                                                       R80-1284-81-219 

                                                       R80-1301-81-239 

                                                       R80-1318-81-232 

                                                       R80-1325-81-381 

                                                       R81-12-81-280   

                                                       R81-82-81-339   

                                                       R80-1365-81-293 

                                                       R80-159-80-307  

                                                       R80-1379-81-226 

                                                       R81-354-81-300  

                                                       R80-282-80-311  

                                                       R80-851-80-661  

                                                       R80-795-80-716  

                                                       R81-1173-82-125 

                                                       R80-937-81-25   

.

                                     - 64 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

         Nelson, Ghun &                                R80-1365-81-293 

         Associates, Inc.

                                                       R81-1172-82-52  

                                                       R80-282-80-657  

                                                       R81-1227-82-219 

                                                       R81-105-81-174  

                                                       R81-172-81-258  

                                                       R81-481-82-586  

                                                       R81-307-81-290  

                                                       R81-312-81-319  

                                                       R81-1344-82-480 

                                                       R81-174-81-221  

                                                       R81-312-81-319  

                                                       R81-642-81-807  

                                                       R81-645-81-764  

                                                       R81-6-81-284    

                                                       R81-71-81-312   

                                                       R81-781-82-69   

                                                       R81-791-81-805  

                                                       R81-920-81-806  

                                                       R81-949-82-373  

   606.  Nesbet, Paul                                  R81-417-81-386  

                                                       R81-650-81-832  

.

                                     - 65 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

   607.  Neuberger Securities Corp.                    R78-442-79-274  

                                                       R78-584-79-156  

                                                       R78-641-79-332  

                                                       R78-770-79-417  

   608.  Newport Investment                            82-R140         

         Management Corp.          

                                                       82-R414         

                                                       82-R486         

                                                       R81-1369-82-440 

                                                       R81-1269-82-250 

                                                       82-R581         

                                                       R82-114-82-428  

                                                       R81-1107-81-835 

                                                       R81-1303-82-380 

                                                       82-R704         

                                                       R81-1399-82-478 

                                                       R81-1300-82-335 

                                                       R82-54-82-398   

                                                       R82-69-82-237   

                                                       R82-74-82-464   

   609.  Nichols, Francis                              R77-500-78-190  

   610.  Nicoll, John                                  R81-932-82-15   

   611.  Nicoll, John M.                               R81-992-82-489  

.

                                     - 66 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

         Nicoll, John M.                               R82-482         

         (continued)

   612.  NIMC                                          R82-128-82-470  

   613.  NIMC Precious Metals, Inc.                    82-R293         

                                                       82-R8           

                                                       R82-114-82-428  

                                                       R82-69-82-237   

   614.  NIMC, Inc.                                    82-R4           

                                                       82-R9           

                                                       R81-1376-82-492 

                                                       R81-1399-82-478 

                                                       R81-1320-82-495 

   615.  Nobels, Alexander                             R79-292-79-434  

   616.  Nolan, Thomas                                 R81-611-82-469  

   617.  North American Coal                           82-R908         

         Exchange, Inc.            

                                                       82-R918         

                                                       82-R797         

   618.  North American Management                     82-R927         

         Corp.                   

   619.  North American Traders,                       R80-1347-81-134 

         Inc.                      

                                                       R80-555-80-533  

   620.  North Atlantic Management                     R81-1207-82-351 

         Corp.                   

.

                                     - 67 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

   621.  Norwell Trade Winds, Ltd.                     82-R3           

                                                       82-R375         

                                                       82-R571         

                                                       82-R8           

                                                       R81-1052-82-361 

                                                       R81-1115-82-61  

                                                       R81-1209-82-182 

                                                       R81-1241-82-20  

   622.  O'Hare, Mike                                  82-R908         

   623.  O'Maley, J.B.                                 83-R505         

   624.  O'Rourke, John                                R78-158-79-53   

   625.  Ocasio, Rick                                  R81-464-81-559  

   626.  Orr, Richard L.                               R79-340-79-529  

   627.  Pacific Currency Exchange                     R80-1135-80-673 

                                                       R80-1178-81-173 

                                                       R80-1207-81-53  

                                                       R80-336-80-559  

                                                       R80-542-80-643  

                                                       R80-579-80-659  

                                                       R80-859-80-641  

                                                       R80-955-80-592  

   628.  Pal, Jim                                      82-R204         

.

                                     - 68 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

   629.  Palagonia, James                              82-R707         

                                                       R77-132         

                                                       R77-248         

   630.  Palella, Sam                                  R79-99          

   631.  Pan Eastern Petroleum                         R81-519-81-747  

   632.  Parisi, Ceasar                                R81-837-82-26   

                                                       R82-138-82-451  

                                                       R82-65-82-421   

   633.  Parsons, Hal                                  R79-453-80-46   

         a/k/a Parson, Grady

   634.  Parsons, Howel Grady                          R79-453-80-46   

   635.  Pausett, Lonnie                               R77-512-78-154  

   636.  Pavani, Harry                                 R80-282-80-311  

   637.  Peabody Trading (Boston)                      R80-422-80-481  

                                                       R80-1393-81-191 

   638.  Peabody Trading Co.                           R81-435-81-438  

         (Boston)                  

                                                       R81-362-81-348  

   639.  Peabody Trading Company                       R81-1037-82-506 

         of Boston                 

                                                       R81-870-82-406  

                                                       R81-1165-82-85  

                                                       R81-650-81-832  

                                                       R81-450-81-801  

.

                                     - 69 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

   640.  Peabody Trading of Boston                     R81-373-81-400  

                                                       R81-417-81-386  

                                                       R81-435-81-438  

                                                       R81-362-81-348  

   641.  Pearson, Robert                               R78-554-79-154  

   642.  Pearson, Robert L.                            R79-116-80-40   

         d/b/a Evergreen Coin 

         Investments               

   643.  Peck, Robert                                  R78-255-78-265  

   644.  Pellar, Sara                                  R81-79-81-643   

   645.  Penn-Holl Commodities,                        R81-537-81-699  

         Ltd.                      

   646.  Pepe, Marie                                   R81-749-81-652  

                                                       R82-65-82-421   

   647.  Performance Investment                        83-R118         

         Company                   

                                                       83-R137         

                                                       83-R191         

                                                       83-R56          

   648.  Perini, Steven T.                             R81-806-82-121  

   649.  Perkins, Joseph                               82-R927         

                                                       R81-1207-82-351 

   650.  Perkins, Steven T.                            R81-806-82-121  

   651.  Petasun, David                                82-R918         

.

                                     - 70 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

   652.  Peters, Gary                                  R77-191         

                                                       R77-244         

   653.  Peters, George                                R78-847-79-302  

   654.  Peterson, Aaron C.                            R78-213-78-288  

   655.  Petto, Daniel                                 R81-531         

   656.  Phelps, A.L.                                  R81-381-82-516  

   657.  Pollinger, George                             82-R1049        

                                                       82-R1050        

   658.  Posy, Manny                                   R77-225         

   659.  Prattes, Katherine                            R80-622-80-315  

   660.  Precious Metals Associates                    R80-689-81-20   

   661.  Precious Metals                               R78-468-79-75   

         Associates, Inc.          

                                                       R79-156-80-23   

                                                       R79-240-79-402  

                                                       R79-246-79-403  

                                                       R79-643-80-35   

                                                       R80-1104-81-42  

   662.  Premier Precious Metals                       82-R529         

   663.  Prentice, Jeffrey San                         82-R796         

   664.  Price, Rick                                   82-R265         

   665.  Professional Financial                        R80-135-80-322  

         Services                  

.

                                     - 71 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

   666.  Pruitt, Ivan P.                               R81-1380-82-298 

   667.  Puncerelli, Kenneth                           82-R488         

   668.  Put and Call Commodities,                     82-R488         

         Inc.                    

   669.  Quinaugh, Dan                                 82-R429         

   670.  Quinn, Paul                                   R81-1076-82-235 

                                                       R81-793-82-439  

   671.  Quionones, Phyllis                            R80-1349-81-463 

   672.  R.T. & J. Trading                             R80-456-80-517  

   673.  Radcliff, John                                82-R699         

   674.  Rader, James A.                               R79-83-79-460   

   675.  Raisinger, John                               R77-236         

   676.  Ramachandran, Chinniah                        82-R391         

                                                       R81-257-81-451  

   677.  Reed, Norman                                  R81-632-81-716  

   678.  Reinger, Bill                                 83-R328         

   679.  Reitz, Charles R.                             82-R980         

   680.  Republic Advisory Corp.                       82-R10          

                                                       82-R33          

                                                       82-R337         

                                                       R80-1132-81-202 

                                                       R80-1206-81-295 

                                                       R81-1071-82-251 

.

                                     - 72 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

         Republic Advisory Corp.                       R81-112-81-541  

         (continued)

                                                       R81-1313-82-249 

                                                       R81-132-81-500  

                                                       R81-1368-82-425 

                                                       R81-1387-82-499 

                                                       R81-536-82-270  

                                                       R81-749-81-652  

                                                       R81-556-81-576  

                                                       R81-210-81-681  

                                                       R81-597-81-481  

                                                       R81-782-82-42   

                                                       R81-598-81-689  

                                                       R81-433-81-505  

                                                       R81-612-82-92   

                                                       R81-536-81-531  

                                                       R81-674-82-308  

                                                       R81-1403-82-490 

                                                       R81-742-81-628  

                                                       R81-209-81-554  

                                                       R81-464-81-559  

                                                       R81-381-82-516  

                                                       R81-483-81-528  

.

                                     - 73 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

         Republic Advisory Corp.                       R81-554-81-557  

         (continued)

                                                       R81-211-81-507  

                                                       R81-433-81-505  

                                                       R81-80          

                                                       R81-803-82-66   

                                                       R81-837-82-26   

                                                       R81-843-82-98   

   681.  Republic National                             R81-165-81-568  

         Monetary Corp.            

                                                       R81-544-81-640  

   682.  Republic Resource of                          R79-153-80-95   

         America                   

                                                       R80-556-80-689  

   683.  Resnick, Richard                              R81-188-81-335  

   684.  Reynolds, John S.                             R80-177-80-430  

   685.  Richards, Terry                               82-R310         

   686.  Richardson, George                            R79-67-79-482   

   687.  Richter, Robert                               R81-373-81-400  

                                                       R81-870-82-406  

   688.  Richter, Robert Alfred                        R81-1165-82-85  

   689.  Riley, Earl K. & Co.                          R78-345-79-44   

   690.  Riley, Grantley L.                            R80-112-80-306  

   691.  Riley, The Earl K.                            R78-291-78-255  

.

                                     - 74 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

   692.  Robb, Sam                                     82-R704         

                                                       R81-1269-82-250 

   693.  Roberts, Martin                               R80-1217-81-307 

   694.  Robinson, Ashley                              R77-278         

                                                       R77-512-78-154  

   695.  Rock, Stan                                    R78-478-79-305  

   696.  Rooy, Ronald G.                               R79-535-80-234  

   697.  Roso, Tono                                    R81-438-81-506  

   698.  Rosoff, Melvin                                82-R333         

   699.  Rossberger, Caryl A.                          R81-812-82-158  

   700.  Rossi, Louis                                  R78-525-79-391  

   701.  Rothchild Commodity Corp.                     R78-58          

   702.  Royal, Joseph B.                              R81-1299-82-520 

   703.  Royce Brokerage of Dallas                     R78-6-79-111    

   704.  Rubiano, Sherman                              R80-158-80-147  

   705.  Ruby, David                                   R81-789-82-41   

   706.  Rugeloff, Murray                              R80-1132-81-202 

   707.  Russo, Sal                                    R81-751-81-800  

   708.  Russo, Tony                                   R80-1377-82-531 

   709.  Ruston, Robert                                R77-147         

   710.  S.S. Associates                               R82-166-82-461  

                                                       82-R290         

.

                                     - 75 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

   711.  Sanet, Jay                                    R81-520-81-488  

   712.  Santiago, Joseph L.                           R78-574-79-32   

   713.  Savage, I.W. (Wesley)                         R80-107-80-272  

   714.  Sawyer, Steven                                R78-749-79-273  

                                                       R78-99-78-202   

   715.  Saxon & Windsor Corp.                         R80-1031-80-704 

                                                       R80-1031-80-705 

   716.  Scapier, Bruce                                82-R182         

         a/k/a Cabot, Scott

   717.  Schaeffer, Peter                              R81-886-82-153  

   718.  Schaeffer, Peter J.                           R81-1159-82-184 

                                                       R81-846-82-67   

   719.  Schubowski, Alan                              R78-36-78-136   

   720.  Schwartz, Martin B.                           R81-105-81-174  

   721.  Schwartz, Marty                               R81-184-81-462  

   722.  Scott, Vernon Angus                           R78-701-79-135  

   723.  Searle, Anne                                  82-R767         

                                                       82-R768         

                                                       82-R772         

   724.  Sedac Unit Fund                               82-R807         

                                                       R80-1130-81-83  

                                                       R80-1311-81-65  

                                                       R80-1391-81-160 

.

                                     - 76 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

         Sedac Unit Fund                               R80-56-81-138   

         (continued)

                                                       R81-276-81-461  

   725.  Seeman, Abe                                   R79-310-80-376  

   726.  Senezik, Dennis                               R81-743-82-127  

   727.  Sforza, Jerry                                 R81-781-82-69   

   728.  Shaffer, Dennis                               R82-69-82-237   

   729.  Shapiro, Jack                                 R77-358-78-2    

   730.  Sharpe, Peter                                 R80-1216-81-742 

                                                       R80-1268-81-574 

   731.  Sharpe, Peter J.                              R80-1234-81-251 

                                                       R80-1252-81-316 

                                                       R81-80-81-600   

   732.  Shaw, Clyde                                   R80-1313-81-338 

                                                       R80-1317-81-377 

                                                       R81-461-82-68   

                                                       R81-785-82-64   

                                                       R81-878-82-157  

                                                       R81-9-81-464    

   733.  Shaw, Robert M.                               82-R503         

   734.  Shoher, Robert                                R80-266         

                                                       R80-277-80-266  

   735.  Shoor, William                                R81-340-82-76   

.

                                     - 77 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

   736.  Shultis, Paul                                 R77-392-78-35   

   737.  Siegel, David                                 82-R620         

                                                       R81-1025-82-70  

   738.  Siegel, David H.                              R81-1181-82-11  

                                                       R81-696-81-632  

                                                       R81-758-81-608  

                                                       R81-828-82-48   

                                                       R81-905-81-693  

   739.  Siegel, David H., Inc.                        82-R549         

                                                       82-R91          

                                                       82-R970         

                                                       R80-110-81-275  

                                                       R80-1154-81-156 

                                                       R80-1204-81-200 

                                                       R80-1382-81-199 

                                                       R81-1025-82-70  

                                                       R81-758-81-608  

                                                       R81-1062-82-20  

                                                       R81-1181-82-11  

                                                       R81-135-81-277  

                                                       R81-633-82-176  

                                                       R81-786-81-783  

.

                                     - 78 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

         Siegel, David H., Inc.                        R81-857-81-682  

         (continued)

                                                       R81-415-81-394  

                                                       R81-883-81-818  

                                                       R81-887-81-833  

                                                       R81-905-81-693  

   740.  Simon, Bob                                    R81-307-81-290  

                                                       R81-60-81-284   

   741.  Skalsky, Leo                                  R77-372-78-9    

   742.  Slesinger, Norman                             R78-640-79-108  

   743.  Smith, Phil                                   R81-743-82-127  

   744.  Smith, Philip M.                              R79-588-80-256  

   745.  Smith, Ziky                                   R79-648-80-281  

   746.  Smythe-Wheatley, Ltd.                         83-R505         

   747.  Solomon & Mathers, Inc.                       R80-354-80-523  

                                                       R80-470-80-522  

   748.  Somatin, Fred                                 R78-301-78-260  

   749.  Sommers, John                                 R77-36          

   750.  Sona, Jay                                     R81-1322-82-487 

   751.  Sonig Capital Company                         82-R920         

   752.  Sorkin, Harold                                83-R248         

                                                       83-R289         

                                                       83-R333         

.

                                     - 79 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

   753.  Sorris, Paul                                  82-R434         

   754.  Sorris, Paul J.                               R81-743-82-127  

   755.  Spaloss, Roy                                  R78-517-79-134  

   756.  Spath, Brian                                  R77-126         

                                                       R77-17-78-3     

   757.  Spectra, Ltd.                                 83-R467         

   758.  Sperber, Kenneth                              R78-753-79-86   

   759.  Sperber, Robert                               R81-211-81-507  

   760.  Spitzer, Ralph                                R80-757-81-158  

   761.  Stabile, Joseph                               R78-365-78-232  

   762.  Standard Capital Partners                     R79-723-80-195  

         of America              

   763.  Stanford Mgmt. Corp.                          82-R368         

                                                       82-R409         

                                                       82-R573         

                                                       82-R574         

                                                       82-R620         

                                                       82-R964         

                                                       83-R102         

                                                       83-R43          

                                                       82-R593         

                                                       R81-1025-82-70  

                                                       R81-1245-82-226 

.

                                     - 80 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

         Stanford Mgmt. Corp.                          R81-1249-82-115 

         (continued)

                                                       R81-877-81-758  

                                                       R81-1386-82-345 

                                                       R81-1129-82-72  

                                                       R81-553-81-611  

                                                       R81-623-81-573  

                                                       R81-751-81-800  

                                                       R81-218-82-424  

                                                       R81-621-81-630  

                                                       R81-889-82-13   

                                                       82-R368         

                                                       R82-57-82-427   

   764.  Starr, Bruce                                  R79-240-79-402  

   765.  Stein, Al                                     82-R757         

   766.  Stein, George                                 82-R421         

   767.  Stephens, Neil Assoc.,                        82-R228         

         Inc.                      

                                                       82-R308         

                                                       82-R318         

                                                       82-R327         

                                                       82-R329         

                                                       82-R349         

                                                       82-R390         

.

                                     - 81 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

         Stephens, Neil Assoc.,                        82-R440         

         Inc.

                                                       82-R462         

                                                       82-R475         

                                                       82-R476         

                                                       82-R578         

                                                       82-R594         

                                                       82-R679         

                                                       82-R350         

                                                       82-R196         

   768.  Stewart, Weston                               R80-1232-81-479 

   769.  Stoddard, Jewett                              82-R13          

   770.  Strand, Bill                                  R77-438-78-57   

   771.  Strategic Metals                              82-R139         

         International, Inc.       

                                                       82-R424         

                                                       82-R8           

                                                       83-R326         

   772.  Strategic Metals                              82-R13          

         International, Ltd.       

   773.  Striker, David                                82-R827         

   774.  Sturm, Walter                                 R77-6           

                                                       R78-764-79-457  

   775.  Sullivan, John                                R81-742-81-628  

.

                                     - 82 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

   776.  Summit Trading Systems,                       R80-1260-81-167 

         Inc.                      

                                                       R80-209-80-298  

   777.  Sutherland, Colin                             R77-6           

   778.  Sutton Ross Associates,                       82-R321         

         Inc.                      

                                                       82-R383         

                                                       82-R250         

                                                       82-R588         

                                                       R82-327         

                                                       R82-45-82-412   

                                                       R82-512         

                                                       R82-64-82-287   

                                                       R81-712         

                                                       R81-1038-82-143 

                                                       R82-971         

   779.  Svagdis, Edward                               82-R375         

                                                       R81-1209-82-182 

                                                       R81-1155-82-61  

                                                       R81-1052-82-361 

   780.  Svagdis, Edward J.                            82-R3           

   781.  Sweeney and Associates                        R81-123-82-409  

   782.  Sweeney, James J.                             82-R168         

.

                                     - 83 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

         Sweeney, James J.                             R81-123-82-409  

         (continued)

                                                       82-R1075        

   783.  Tangiguchi, Minoru                            R79-36-80-410   

   784.  Taylor, Cynthia                               83-R33          

   785.  Taylor, John                                  R77-273         

   786.  Tec Industries, Inc.                          82-R213         

                                                       82-R260         

                                                       82-R265         

                                                       82-R310         

                                                       82-R510         

                                                       82-R519         

                                                       82-R633         

                                                       82-R680         

                                                       82-R736         

                                                       82-R767         

                                                       82-R768         

                                                       82-R772         

                                                       82-R819         

                                                       R81-1019-82-221 

                                                       R82-259         

                                                       R82-60-82-460   

   787.  Tennerman, Gayle                              83-R191         

.

                                     - 84 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

   788.  Themy, Tim                                    R77-278         

                                                       R77-512-78-154  

   789.  Thomas, Audrey L.                             R79-38-79-454   

   790.  Thomas, Chuck                                 R81-354-81-300  

   791.  Thomas, Frank                                 R80-999-80-597  

   792.  Thomas, John                                  82-R299         

   793.  Thompson and Lewis, Inc.                      R78-6-79-111    

   794.  Thompson, R.B.                                82-R171         

         Associates, Inc.          

   795.  Thompson, Richard                             82-R171         

   796.  Thompson, Travis                              R78-6-79-111    

   797.  Tiel, Lori                                    R82-64-82-287   

   798.  Tisdale, Douglas                              R77-737-78-41   

   799.  Todd, Anthony                                 82-R519         

   800.  Toups, Frances L.                             R78-487-79-217  

                                                       R79-135-79-463  

   801.  Toups, Roland                                 R79-135-79-463  

   802.  Towle, Phil                                   R81-1366-82-482 

                                                       R81-858-82-240  

                                                       R81-970-82-204  

                                                       R81-1413-82-500 

   803.  Traders International,                        83-R287         

         Inc.                      

.

                                     - 85 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

   804.  Traders Investment Corp.                      R81-471-82-29   

         of California            

   805.  Trans World Metals, Inc.                      82-R777         

   806.  Trans-Continental                             R80-1124-81-65  

         Petroleum                 

   807.  Transocean Commodity, Ltd.                    R78-301-78-260  

   808.  Trimble, Lee                                  R78-281-80-19   

   809.  Troy International, Ltd.                      R80-322-80-456  

   810.  Turkin, Stewart                               R78-430-79-89   

   811.  Turner, Greg                                  R82-65-82-421   

   812.  U.M.E. Capital Corp.                          R80-57-80-651   

   813.  U.S. Petroleum Corp.                          R80-582-81-391  

                                                       R80-518-81-401  

   814.  Underdahl, Harvey                             R79-326-80-529  

   815.  United American Coal                          82-R429         

   816.  United Metals                                 82-R582         

         International, Inc.       

   817.  United States Investment                      R81-772-82-49   

                                                       R81-1018-82-244 

                                                       R81-773-82-101  

                                                       R81-1069-82-160 

                                                       R81-783-81-786  

                                                       R81-115-82-364  

                                                       R81-806-82-121  

.

                                     - 86 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

         United States Investment                      R81-1272-82-252 

         (continued)

                                                       R81-818-81-803  

                                                       R81-1292-82-135 

                                                       82-R208         

                                                       R81-835-81-804  

                                                       R81-116-82-236  

                                                       R81-855-81-793  

                                                       R81-867-82-150  

                                                       R81-1029-82-312 

                                                       R81-626-82-139  

                                                       R81-1012-82-303 

                                                       R81-909-81-795  

                                                       R81-1364-82-474 

                                                       R81-769-82-104  

                                                       R81-1101-82-294 

                                                       R81-1272-82-317 

                                                       R81-713-82-73   

                                                       R81-768-81-794  

                                                       R81-1012-82-393 

                                                       R81-928-82-148  

                                                       R81-941-82-319  

                                                       R81-967-82-274  

.

                                     - 87 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

         United States Investment                      R81-911-82-296  

         (continued)

                                                       R81-928-82-148  

                                                       R81-894-81-784  

   818.  United States Investment                      R81-819-82-86   

         Co., Inc.                

                                                       R81-1009-82-16  

                                                       R81-830-82-5    

                                                       R81-1053-82-129 

                                                       R81-834-82-159  

                                                       R81-114-82-260  

                                                       R81-1068-82-454 

                                                       R81-1100-82-161 

                                                       R81-1120-82-117 

                                                       R81-858-82-240  

                                                       R81-845-82-55   

                                                       R81-848-82-194  

                                                       R81-1413-82-500 

                                                       R81-863-82-65   

                                                       R81-760-82-6    

                                                       R81-869-82-183  

                                                       R81-763-82-50   

                                                       R81-886-82-153  

                                                       R81-1056-82-212 

.

                                     - 88 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

         United States Investment                      R81-767-82-99   

         Co., Inc.

                                                       R81-1112-82-154 

                                                       R81-811-82-94   

                                                       R81-1182-82-148 

                                                       R81-1033-82-262 

                                                       R81-762-82-192  

                                                       R81-1076-82-235 

                                                       R81-806-82-121  

                                                       R81-1122-82-225 

                                                       R81-812-82-158  

                                                       R81-711-82-83   

                                                       R81-1008-82-215 

                                                       R81-766-82-232  

                                                       R81-1000-82-96  

                                                       R81-908-82-173  

                                                       R81-918-82-146  

                                                       R81-982-82-15   

                                                       R81-992-82-484  

                                                       R81-898-82-475  

                                                       R81-910-82-214  

                                                       R82-49-82-390   

   819.  Universal Precious                            82-R634         

         Metals, Inc.              

.

                                     - 89 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

   820.  Vader, Rachael                                R81-843-82-98   

   821.  Vaughn, Jack                                  R79-381-80-92   

   822.  Vinci, John                                   R79-307-80-101  

                                                       R80-999-80-597  

   823.  Vines, Lee                                    R78-118-79-170  

   824.  Viti, Albert M.                               R79-334-80-37   

   825.  Vitte, Al                                     R79-507-80-282  

   826.  Vitti, Albert                                 R80-757-81-158  

   827.  Von Hofman, Kurt                              R79-526-81-47   

   828.  Vorrius, Thomas                               R81-791-81-805  

   829.  Wagner, Leo                                   R79-612-80-301  

   830.  Walters, Jim                                  R79-340-79-539  

   831.  Ward, Dick                                    R81-86-81-452   

                                                       R80-1306-81-378 

   832.  Warren, Craig D.                              R79-7-80-21     

   833.  Watson, Paul                                  R80-1226-81-274 

                                                       R80-1229-81-261 

                                                       R80-1263-81-546 

                                                       R81-118-81-443  

   834.  WE Commodity Fund, Ltd.                       R80-1352-81-166 

                                                       R80-341-80-621  

                                                       R80-922-80-589  

.

                                     - 90 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

   835.  Webber, David                                 R81-4-81-322    

   836.  Weeks, Wendell                                R79-591-80-214  

   837.  Wellesley Precious Metals                     R80-535-80-507  

                                                       R80-549-80-553  

                                                       R80-649-80-531  

                                                       R80-675-80-528  

                                                       R80-697-80-527  

                                                       R80-715-80-530  

                                                       R80-716-80-508  

                                                       R80-773-80-496  

   838.  Wenbrook Corporation                          R80-743-80-695  

   839.  West American Oil, Co.                        R80-847-80-669  

   840.  West Pet Resources, Inc.                      R80-1152-81-169 

   841.  West, Jacques D.                              R76-20          

   842.  West, Mike                                    82-R596         

   843.  West, Ronald                                  R81-803-82-66   

                                                       R81-782-82-42   

   844.  Western Financial                             82-R980         

         Management                

   845.  Weston, David E.                              82-R515         

   846.  Weston, David E. & Co.                        82-R515         

   847.  White, Michael                                R81-1367-82-266 

   848.  White, Mike                                   82-R519         

.

                                     - 91 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

         White, Mike                                   82-R767         

         (continued)

                                                       82-R768         

                                                       82-R772         

   849.  Williams, Eddy A., Jr.                        R81-1131-82-502 

   850.  Williams, Geoffrey                            R79-27-79-281   

   851.  Williston Corp.                               R78-470-80-433  

         a/k/a Williston Trading 

         Corp.                     

                                                       R79-214-79-400  

                                                       R79-260-80-401  

                                                       R79-474-80-124  

   852.  Williston Trading Corp.                       R78-414-79-56   

                                                       R78-606-79-323  

                                                       R78-678-81-312  

                                                       R78-760-80-7    

                                                       R78-828-79-212  

                                                       R79-117-80-38   

                                                       R79-361-80-44   

                                                       R79-449-79-78   

   853.  Wilson, R.G.                                  R77-45          

                                                       R78-51          

   854.  Wilson, R.G., & Co., Inc.                     R77-138         

                                                       R77-137         

.

                                     - 92 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

         Wilson, R.G., & Co., Inc.                     R77-154         

         (continued)

                                                       R77-45          

   855.  Wilson, R.G.,                                 R78-51          

         Commodities, Inc.         

                                                       R77-275         

   856.  Winchester Harden                             R77-164         

         Oppenheimer Trading Co.   

                                                       R77-188         

                                                       R77-189         

                                                       R77-192         

                                                       R77-275         

                                                       R78-25          

   857.  Winston, Harriman Assoc.                      R81-185-81-369  

   858.  Wolford, George                               82-R371         

   859.  World Wide Metals, Inc.                       R80-1199-81-27  

   860.  Worldwide Commodity                           R77-273         

         Options, Ltd.             

   861.  Wright, Frank                                 R80-135-80-322  

   862.  Wyrick, Ken                                   R80-1308-81-214 

   863.  Yee, Paul                                     R80-42-80-509   

   864.  Yorkstone Research, Inc.                      82-R1009        

   865.  Young, Allen                                  82-R634         

   866.  Young, Harold                                 R81-1380-82-298 

   867.  Young, Harold S.                              R80-414-81-133  

.

                                     - 93 -

         RESPONDENT                                    DOCKET NO.

         ----------                                    ----------

   868.  Younger, Keith                                R81-643-82-201  

   869.  Zazula, Jonathan D.                           R81-537-81-669  

   870.  Ziker, Sy                                     R79-277-79-148  

   871.  Zipkin, Larry                                 R80-1204-81-200 

                                                       R81-1062-82-20  

                                                       R81-623-81-573  

   872.  Zolla, Ralph R.                               R77-376-78-18   

                                                       R78-25          

   873.  Zurich Trading Co.                            82-R301         

   874.  Zurick Trading Corp.                          82-R1052        

   875.  Zyker, Sy                                     R78-370-79-36   

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