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External Meetings: Meeting w/MFA
  
    



  Discussions concerning SEF Implementation: MAT Determinations, SEF Rulebooks and Onboarding Issues (see attached MFA letters), Oral and Written Recordkeeping Requirements under Amended CFTC Rule 1.35(a) (see attached MFA-SIFMA AMG request letter), CPO Recordkeeping Obligations under Amended CFTC Rules 4.23 and 1.31, Aggregation Limits (and possibly position limits), and Concept release on risk controls and system safeguards.
      
  When
              01/30/2014

  Rulemaking(s)
              XIII. SEF RegistrationXVII. Data RecordkeepingSwaps Made Available to Trade

  CFTC Staff
              Mark WetjenScott ReinhartJoseph CisewskiTed SerafiniGary Barnett

  Visitor(s)
              Stephen BergerDarcy BradburyJo ChenDavid FriedmanBrendan KalbMatthew LillvisKim RozmanSteve WaldmanGraham HarperStuart KaswellLaura HarperJennifer HanCarlotta KingScott Parsons

  Organization(s)
              Citadel LLCD.E. Shaw groupBain Capital, LLCTudor Investment CorporationAQR Capital Management, LLCMillennium Management LLPHBK Capital ManagementDelta Strategy GroupManaged Funds Association


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