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External Meetings: Meeting with Goldman Sachs & Co.
  
    



  Representatives from Goldman Sachs & Co. discussed the extraterritorial application of the Dodd-Frank Act (Act) requirements for swap dealers.  Specifically, the representatives asked the Commission to: (1) issue guidance on the extraterritorial reach of the Act in order to provide clarity to market participants; (2) when appropriate, defer to comparable foreign regulatory regimes; (3) harmonize the Commission’s swap rules with the security-based swap rules of the Securities and Exchange Commission; and (4) through a rulemaking or interpretative guidance, address the application of transaction-level requirements on inter-affiliate transactions.
      
  When
              09/22/2011

  Rulemaking(s)
              I. RegistrationII. DefinitionsV. Capital & Margin

  CFTC Staff
              Ananda RadhakrishnanGary BarnettJackie MesaClaire NoakesCamden NuneryThelma DiazNatalie Markman RadhakrishnanLee Ann DuffyJason ShaferDavid Van WagnerWarren GorlickJeff SteinerLaura AstradaCarl KennedySusan Berkowitz (via telephone)Edwin Yoshimura (via telephone)

  Visitor(s)
              Kenneth M. ConnollyTom RiggsDirk PruisLiz MartinWilliam Iwashchuk

  Organization(s)
              Goldman Sachs & Co.


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