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External Meetings: Meeting with FIA and FCM Representatives
  
    



  Discussions concerned implementation of final rule 1.73, specifically, issues concerning screening orders for compliance with risk-based limits pre-execution, the role of the executing broker and clearing broker, and the need to ensure that all trades are fully guaranteed at the instant of execution.
      
  When
              06/07/2012

  Rulemaking(s)
              VII. DCO Core Principles

  CFTC Staff
              Gary GenslerStephen ObieAnanda RadhakrishnanChristopher HowerSteven Adamske

  Visitor(s)
              Michael Dawley, FIA Chairman, Goldman SachsBonnie Litt, Goldman SachsGary DeWaal, FIA Special Adviser, NewedgeJohn Nicholas, NewedgeMaria Chiodi, Credit SuisseJeff Jennings, FIA Board Member, Credit SuisseJohn Dabbs, Credit SuisseGerry Corcoran, FIA Treasurer, R.J. O'BrienCraig Abruzzo, Morgan StanleyBarbara Wierzynski, FIA

  Organization(s)
              FIAGoldman SachsNewedgeCredit SuisseR.J. O'BrienMorgan Stanley


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