U.S. COMMODITY FUTURES TRADING COMMISSION

Three Lafayette Centre 

1155 21st Street, NW, Washington, DC 20581 

Telephone: (202) 418-5100

Facsimile: (202) 418-5521

www.cftc.gov

The Secretariat

December 7, 2021

ELECTRONIC MAIL 

United States Senate 

Washington, DC 20510 

U.S. House of Representatives

Washington, DC 20515

Re: Transmittal of the Semiannual Report of the Office of the Inspector General (OIG) 

of the Commodity Futures Trading Commission for the period from April 1, 2021 

through September 30, 2021 

Dear Chairs and Ranking Members:

A copy of the Semiannual Report of the Office of the Inspector General (OIG) of the Commodity 

Futures Trading Commission for the period from April 1, 2021 through September 30, 2021 is 

enclosed. This report, with the accompanying statistical tables and required explanations, is 

submitted to you in accordance with the requirements of Section 5 of the Inspector General Act of 

1978, as amended. The report provides a description of the resources and procedures of the OIG 

and its audit, investigation, and legislative and regulatory review programs.

During this reporting period, there were no recommendations for corrective action that had not 

been completed by the planned action date.

If you have any questions regarding the OIG Semiannual Report, please contact Mr. A. Roy 

Lavik, the Inspector General, at 202-418-5110.

Sincerely,

Christopher J. Kirkpatrick

Secretary of the Commission

Enclosures
December 7, 2021

Page 2

Recipients:

The Honorable David Scott

Chairman

Committee on Agriculture

U.S. House of Representatives

Washington, DC 20515

The Honorable Glenn Thompson

Ranking Member

Committee on Agriculture

U.S. House of Representatives

Washington, DC 20515

The Honorable Antonio Delgado

Chairman

Subcommittee on Commodity Exchanges, Energy and Credit

Committee on Agriculture

U.S. House of Representatives

Washington, DC 20515

The Honorable Michelle Fischbach

Ranking Member

Subcommittee on Commodity Exchanges, Energy and Credit

Committee on Agriculture

U.S. House of Representatives

Washington, DC 20515

The Honorable Debbie Stabenow

Chairwoman

Committee on Agriculture, Nutrition and Forestry

United States Senate

Washington, DC 20510

The Honorable John Boozman

Ranking Member

Committee on Agriculture, Nutrition and Forestry

United States Senate

Washington, DC 20510
December 7, 2021

Page 3

The Honorable Rosa J. DeLauro

Chairwoman

Committee on Appropriations

U.S. House of Representatives

Washington, DC 20515

The Honorable Kay Granger

Ranking Member

Committee on Appropriations

U.S. House of Representatives

Washington, DC 20515

The Honorable Sanford D. Bishop

Chairman

Subcommittee on Agriculture, Rural Development,

 Food and Drug Administration, and Related Agencies

Committee on Appropriations

U.S. House of Representatives

Washington, DC 20515

The Honorable Andy Harris

Acting Ranking Member

Subcommittee on Agriculture, Rural Development,

 Food and Drug Administration, and Related Agencies

Committee on Appropriations

U.S. House of Representatives

Washington, DC 20515

The Honorable Patrick Leahy

Chairman

Committee on Appropriations

United States Senate

Washington, DC 20510

The Honorable Richard C. Shelby

Vice Chairman

Committee on Appropriations

United States Senate

Washington, DC 20510
December 7, 2021

Page 4

The Honorable Chris Van Hollen

Chairman

Subcommittee on Financial Services and General Government

Committee on Appropriations

United States Senate

Washington, DC 20510

The Honorable Cindy Hyde-Smith

Ranking Member

Subcommittee on Financial Services and General Government

Committee on Appropriations

United States Senate

Washington, DC 20510

The Honorable Carolyn B. Maloney

Chairwoman

Committee on Oversight and Government Reform

U.S. House of Representatives

Washington, DC 20515

The Honorable James Comer

Ranking Member

Committee on Oversight and Government Reform

U.S. House of Representatives

Washington, DC 20515

The Honorable Gary C. Peters

Chairman

Committee on Homeland Security and Governmental Affairs

United States Senate

Washington, DC 20510

The Honorable Rob Portman

Ranking Member

Committee on Homeland Security and Government Affairs

United States Senate

Washington, DC 20510