21984 Federal Register / Vol. 87, No. 71 / Wednesday, April 13, 2022 / Notices 

185 15 U.S.C. 78s(b)(2). 

186 17 CFR 200.30–3(a)(12). 

1 17 CFR 240.15c3–1. An OTC derivatives dealer 

that is also registered as a security-based swap 

dealer is subject to the net capital provisions of 

Exchange Act Rule 18a–1 (17 CFR 240.18a–1). 

2An OTC derivatives dealer that is also registered 

as a security-based swap dealer may apply to the 

Commission for authorization to compute 

deductions for market and credit risk using models 

under paragraph (d) of Rule 18a–1. 

1 15 U.S.C. 78s(b)(1). 

2 15 U.S.C. 78a. 

3 17 CFR 240.19b–4. 

in the rules describing the ECO opening 

process, which should help to assure 

that the proposed rules accurately 

describe the Exchange’s ECO opening 

process. In addition, Amendment No. 2 

revises the proposal to state that bids 

and offers for complex strategies may be 

expressed in $0.01 increments 

regardless of the MPV otherwise 

applicable to the individual leg(s) of the 

ECO, which is consistent with the rules 

of other options exchanges. 

Accordingly, the Commission finds 

good cause for approving the proposed 

rule change, as modified by Amendment 

No. 1, on an accelerated basis. 

VI. Conclusion 

It is therefore ordered, pursuant to 

Section 19(b)(2) of the Act,185 that the 

proposed rule change (SR–NYSEArca– 

2021–68), as modified by Amendment 

Nos. 1 and 2, is approved on an 

accelerated basis. 

For the Commission, by the Division of 

Trading and Markets, pursuant to delegated 

authority.186

J. Matthew De LesDernier, 

Assistant Secretary. 

[FR Doc. 2022–07843 Filed 4–12–22; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[SEC File No. 270–440, OMB Control No. 

3235–0496] 

Submission for OMB Review; 

Comment Request 

Upon Written Request, Copies Available 

From: Securities and Exchange 

Commission, Office of FOIA Services, 

100 F Street NE, Washington, DC 

20549–2736 

Extension: 

Appendix F to Rule 15c3–1 

Notice is hereby given that pursuant 

to the Paperwork Reduction Act of 1995 

(44 U.S.C. 3501 et seq.) (‘‘PRA’’), the 

Securities and Exchange Commission 

(‘‘Commission’’) is soliciting comments 

on the existing collection of information 

provided for in Appendix F to Rule 

15c3–1 (‘‘Appendix F’’ or ‘‘Rule 15c3– 

1f’’) (17 CFR 240.15c3–1f) under the 

Securities Exchange Act of 1934 (15 

U.S.C. 78a et seq.) (‘‘Exchange Act’’). 

Appendix F applies to certain 

members of a class of broker-dealers 

known as over-the-counter (‘‘OTC’’) 

derivatives dealers. Exchange Act Rule 

15c3–1 is the Commission’s net capital 

rule for broker-dealers.1 Under 

Appendix F, an OTC derivatives dealer 

that is not a security-based swap dealer 

may apply to the Commission for 

authorization to compute net capital 

charges for market and credit risk in 

accordance with Appendix F in lieu of 

computing securities haircuts under 

paragraph (c)(2)(vi) of Exchange Act 

Rule 15c3–1.2

At present, three OTC derivatives 

dealers have been approved to use 

Appendix F. No additional OTC 

derivatives dealers have applied to use 

Appendix F, and the staff does not 

expect that any additional OTC 

derivatives dealers will apply to use 

Appendix F during the next three years. 

The Commission estimates that the 

three approved OTC derivatives dealers 

will spend an average of approximately 

1,000 hours each per year reporting 

information concerning their value-atrisk (‘‘VAR’’) models and internal risk 

management systems, for a total annual 

burden of approximately 3,000 hours. 

An agency may not conduct or 

sponsor, and a person is not required to 

respond to, a collection of information 

under the PRA unless it displays a 

currently valid OMB control number. 

The public may view background 

documentation for this information 

collection at the following website: 

www.reginfo.gov. Find this particular 

information collection by selecting 

‘‘Currently under 30-day Review—Open 

for Public Comments’’ or by using the 

search function. Written comments and 

recommendations for the proposed 

information collection should be sent 

within 30 days May 13, 2022 of 

publication of this notice to (i) 

www.reginfo.gov/public/do/PRAMain 

and (ii) David Bottom, Director/Chief 

Information Officer, Securities and 

Exchange Commission, c/o John 

Pezzullo, 100 F Street NE, Washington, 

DC 20549, or by sending an email to: 

PRA_Mailbox@sec.gov. 

Dated: April 7, 2022. 

J. Matthew DeLesDernier, 

Assistant Secretary. 

[FR Doc. 2022–07834 Filed 4–12–22; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–94642; File No. SR–NYSE– 

2022–19] 

Self-Regulatory Organizations; New 

York Stock Exchange LLC; Notice of 

Filing and Immediate Effectiveness of 

Proposed Rule Change To Extend the 

Current Pilot Program Related to Rule 

7.10 

April 7, 2022. 

Pursuant to Section 19(b)(1) 1 of the 

Securities Exchange Act of 1934 (the 

‘‘Act’’) 2 and Rule 19b–4 thereunder,3

notice is hereby given that on April 5, 

2022, New York Stock Exchange LLC 

(‘‘NYSE’’ or the ‘‘Exchange’’) filed with 

the Securities and Exchange 

Commission (the ‘‘Commission’’) the 

proposed rule change as described in 

Items I and II below, which Items have 

been prepared by the self-regulatory 

organization. The Commission is 

publishing this notice to solicit 

comments on the proposed rule change 

from interested persons. 

I. Self-Regulatory Organization’s 

Statement of the Terms of Substance of 

the Proposed Rule Change 

The Exchange proposes to extend the 

current pilot program related to Rule 

7.10 (Clearly Erroneous Executions) to 

the close of business on July 20, 2022. 

The proposed rule change is available 

on the Exchange’s website at 

www.nyse.com, at the principal office of 

the Exchange, and at the Commission’s 

Public Reference Room. 

II. Self-Regulatory Organization’s 

Statement of the Purpose of, and 

Statutory Basis for, the Proposed Rule 

Change 

In its filing with the Commission, the 

self-regulatory organization included 

statements concerning the purpose of, 

and basis for, the proposed rule change 

and discussed any comments it received 

on the proposed rule change. The text 

of those statements may be examined at 

the places specified in Item IV below. 

The Exchange has prepared summaries, 

set forth in sections A, B, and C below, 

of the most significant parts of such 

statements. 


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