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FEDERAL REGISTER 
              COMMENT FILE: 08-009

  
Comment File for Federal Register Release 73 FR 54097
                        				17 CFR Parts 1 and 38 Execution of Transactions: Regulation 1.38 and Guidance on Core 
Principle 9	
                        				
                        							
								Comments Open Date: 09/18/2008
								Comments Closing Date: 11/17/2008
									Comments Extended Date: 01/05/2009
	DATE
    	
    		FILE CONTENTS
	06/15/2009
                			CL48
                				Ronin Capital, LLC
                			12	
         		
         	 
            		04/02/2009
                			CL47
                				Gressel, Joe
                			2	
         		
         	 
            		01/28/2009
                			CL46
                				NYSE Liffe
                			3	
         		
         	 
            		01/27/2009
                			CL45
                				Electronic Liquidity Exchange (ELX)
                			8	
         		
         	 
            		01/21/2009
                			CL44
                				Futures Industry Associaiton (FIA)
                			3	
         		
         	 
            		01/05/2009
                			CL41
                				Futures Industry Associaiton (FIA)
                			3	
         		
         	 
            		01/05/2009
                			CL43
                				ICE Futures U.S., Inc.
                			5	
         		
         	 
            		01/05/2009
                			CL42
                				CME Group
                			11	
         		
         	 
            		01/05/2009
                			CL40
                				Santoro, John
                			1	
         		
         	 
            		01/05/2009
                			CL39
                				Electronic Liquidity Exchange (ELX)
                			2	
         		
         	 
            		01/05/2009
                			CL38
                				Coyle, Dan
                			1	
         		
         	 
            		01/03/2009
                			CL37
                				Levine, David
                			1	
         		
         	 
            		12/08/2008
                			CL36
                				Conway, Lawrence D.
                			2	
         		
         	 
            		11/12/2008
                			CL35
                				Lando, Christopher
                			1	
         		
         	 
            		11/17/2008
                			CL34
                				Kenul, Jason
                			1	
         		
         	 
            		11/17/2008
                			CL33
                				Shaw, Timothy
                			1	
         		
         	 
            		11/17/2008
                			CL32
                				Chason, Jeffrey
                			1	
         		
         	 
            		11/16/2008
                			CL31
                				Wezner, Joseph
                			2	
         		
         	 
            		11/16/2008
                			CL30
                				Fordyce, Alastair
                			1	
         		
         	 
            		11/15/2008
                			CL29
                				Forsyth, John B.
                			1	
         		
         	 
            		11/13/2008
                			CL28
                				Walls, Patrick
                			1	
         		
         	 
            		11/12/2008
                			CL27
                				Golodetz, David
                			1	
         		
         	 
            		11/12/2008
                			CL26
                				Watters, Robert
                			1	
         		
         	 
            		11/12/2008
                			CL25
                				Watters, Terence
                			1	
         		
         	 
            		11/11/2008
                			CL24
                				Watters, Terence
                			1	
         		
         	 
            		11/11/2008
                			CL23
                				Fitzpatrick, Terrence E.
                			1	
         		
         	 
            		11/11/2008
                			CL22
                				Scozzafava, Anthony
                			1	
         		
         	 
            		11/14/2008
                			CL20
                				Greenberg, Andrew
                			2	
         		
         	 
            		11/14/2008
                			CL21
                				Vassallo, Daniel L.
                			1	
         		
         	 
            		11/04/2008
                			NC01
                				CME Group requests an extension of time
                			1	
         		
         	 
            		11/07/2008
                			CL19
                				Darcy, David R.
                			1	
         		
         	 
            		11/08/2008
                			CL18
                				Pearson, Jessica
                			2	
         		
         	 
            		11/07/2008
                			CL17
                				Radice, Timothy
                			2	
         		
         	 
            		11/06/2008
                			CL16
                				Reddy, Michael W.
                			1	
         		
         	 
            		11/06/2008
                			CL15
                				Hertzberg, Jim
                			2	
         		
         	 
            		11/05/2008
                			CL14
                				Stern, Scott
                			1	
         		
         	 
            		11/05/2008
                			CL13
                				Rabinowitz, Alan
                			1	
         		
         	 
            		11/05/2008
                			CL12
                				Etwaroo, Ravi
                			2	
         		
         	 
            		11/04/2008
                			CL11
                				Schaffer, Daniel
                			1	
         		
         	 
            		11/03/2008
                			CL10
                				Meijer, Filip
                			2	
         		
         	 
            		11/03/2008
                			CL08
                				Apollonio, Michael
                			1	
         		
         	 
            		11/04/2008
                			CL07
                				Thornton, Pam
                			2	
         		
         	 
            		11/03/2008
                			CL09
                				Cingari, Joseph
                			1	
         		
         	 
            		10/29/2008
                			CL06
                				Citrus Trading Assoc. (Pappas, Sandra)
                			1	
         		
         	 
            		10/30/2008
                			CL05
                				Pinchuk, Daniel
                			2	
         		
         	 
            		10/29/2008
                			CL04
                				Galland, Jeremy
                			2	
         		
         	 
            		10/21/2008
                			CL02
                				Barbera, Louis
                			2	
         		
         	 
            		10/20/2008
                			CL02
                				Walls, Patrick
                			2	
         		
         	 
            		10/20/2008
                			CL01
                				Lelliot, Jeff
                			1
       	
				
			
                        	
                   	
					

	





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