alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
II-00222

From:

Sent:

To:

Subject:

Dave Kraus <dkraus3 @gmail.com>

Friday, December 3, 2010 3:21 PM

dfadefinitions <dfadefinitions@CFTC.gov>

Re: No loopholes in Dodd-Frank

1) Securities and Exchange Commission/Commodities Futures Trading Commission, Re: Commercial Risk (CFTC RIN

3235-AK65, SEC File Number $7-12-10)

Dear Commissioners Shapiro and Gensler: Don’t let the American Bankers Association (ABA) redefine important terms like

"commercial risk" to keep banks that engage in risky derivatives trading from complying with transparency and business

conduct requirements. Commercial risk should not be expanded to include financial risk. Accepting the ABA argument

would open the door for exemptions for risky hedge funds and insurance companies.

2) Commodities Futures Trading Commission, Re: Position Limits (RIN 3038-AD 17 )

Dear Commissioner Gensler: The CFTC needs to set strong position limits to crack down on the energy and food commodity

speculation that serves no productive purpose. I urge the Commission to define limits that will address not only manipulation,

but also excessive speculation, which will require a stricter approach.

3) U.S. Department of the Treasury, Re: FX Swaps (75 FR 66426 Document Number 2010-27274)

Dear Secretary Geithner: Just say "no" to foreign exchange traders who want to exempt foreign currency derivatives from the

clearing and transparency requirements of the

Dodd-Frank Act. $4 trillion dollars a day is traded in these highly-leveraged swaps and this number may increase to over $10

trillion in a decade. As the head of the Financial

Stability Oversight Board your job is to decrease risk in the system, not encourage off-book trading and opaque markets.

Dave Kraus

7713 Florence

Darien, IL 60561
Exhibit 32.2



CERTIFICATION PURSUANT TO
18 U.S.C. 1350,
AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002


        In connection with the Annual Report of RPM Advantage Inc.
(the "Company") on Form 10-KSB for the period ended December 31, 2007
as filed with the Securities and Exchange Commission on the date hereof
(the "Report"), I, James P. Henderson, Secretary, Treasurer and Chief
Financial Officer, certify, pursuant to 18 U.S.C. 1350, as adopted
pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that:

(1)
The Report fully complies with the requirements of Section 13(a) or
15(d) of the Securities Exchange Act of 1934; and


(2)
The information contained in the Report fairly presents, in all material
respects, the financial condition and results of operations of the Company.

Date: July 15, 2011




/s/ DAVID R. PRESSLER





David R. Pressler
Chief Financial Officer
EXHIBIT 12.1





COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES


(Dollars in Thousands)





1998

1999


2000

2001

2002Earnings:Total earnings (loss)

$
14,137

$
(16,917
)

$
10,779

$
14,358

$
30,629Income tax provision (credit)


12,986


(2,772
)


7,972


9,386


16,804Pre-tax earnings (loss)


27,123


(19,689
)


18,751


23,744


47,433Fixed charges:Interest charges


3,175


22,722



28,563


31,926


36,538Interest factor of operating rents


197


227



323


365


419Total fixed charges


3,372


22,949



28,886


32,291


36,957Earnings as adjusted

$
30,495

$
3,260


$
47,637

$
56,035

$
84,390Ratio of earnings to fixed charges (1)


9.0


0.1



1.6


1.7


2.3





(1) In fiscal 1999, earnings were insufficient to cover fixed
charges by $20.




i
** Exhibit 99.1**

**CERTIFICATION PURSUANT TO  18 U.S.C. SECTION 1350,  AS ADOPTEDPURSUANT TO  SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002**

In connection with the Quarterly Report of American Retirement Villas Properties III, L.P. (the "Partnership") on Form10-Q for the period ended June 30, 2002 as filed with the Securities and Exchange Commission on the date hereof (the "Report"), I, Douglas M. Pasquale, Chief Executive Officer of the General Partner of the Partnership, certify, pursuant to18 U.S.C. § 1350, as adopted pursuant to § 906 of the Sarbanes-Oxley Act of 2002, that:

          (1)     TheReport fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and

          (2)     The information contained in the Report fairly presents, in all material respects, the financial condition and result of operationsof the Partnership.

| /s/ DOUGLAS M. PASQUALE |  
 
**Douglas M. Pasquale Chief Executive Officer of ARV Assisted Living, Inc. its General Partner**

 
  
 
November 13, 2002

 
13 |
|-------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------|
# C_2005236EN.01000101.xml

| 24.9.2005 | EN | Official Journal of the European Union | C 236/1 |
| --- | --- | --- | --- |

24.9.2005

EN

Official Journal of the European Union

C 236/1

---

Information relating to the entry into force of Decision No 1/2005 of the EU-Tunisia Association Council of 14 July 2005 derogating from the provisions concerning the definition of the concept of ‘originating products’ and methods of administrative cooperation laid down in the Euro-Mediterranean Agreement establishing an association between the European Communities and their Member States and the Republic of Tunisia (1)

1

(2005/C 236/01)

The Free Trade Agreement between the Republic of Tunisia and the Republic of Turkey has entered into force on 1 July 2005.

The conditions of Article 2 of Decision No 1/2005 of the EU-Tunisia Association Council have been thereby fulfilled and the Decision is therefore applicable as of 14 July 2005.

---

(1)  OJ L 190, 22.7.2005, p. 3.

1

---
<PAGE>   1
                                                                      Exhibit 11

<TABLE>
<CAPTION>

DIGITAL SYSTEMS INTERNATIONAL, INC. AND SUBSIDIARIES
-----------------------------------------------------------------------------------------------------------------------------------

EXHIBIT 11:  COMPUTATION OF EARNINGS PER SHARE


                                                                       THREE MONTHS ENDED SEPT. 30,      NINE MONTHS ENDED SEPT. 30,
(IN THOUSANDS, EXCEPT PER SHARE DATA)                                  1996           1995                    1996          1995
------------------------------------------------------------------------------------------------------------------------------------
                                                                                               (UNAUDITED)
<S>                                                                   <C>            <C>                      <C>           <C>
Weighted average number of common shares                               9,460          9,227                     9,389         9,425
    outstanding
Dilutive common equivalent shares from outstanding
    stock options using the treasury stock method                        441            550                       454           389
                                                                      ---------------------                   ---------------------
Weighted average common shares and common
    share equivalents outstanding                                       9,901         9,777                     9,843         9,814
                                                                      =====================                   =====================

Net earnings                                                          $ 2,757        $2,051                   $ 2,584        $4,884
                                                                      =====================                   =====================

Net earnings  per share                                               $  0.28        $ 0.21                   $  0.26        $ 0.50
                                                                      =====================                   =====================

</TABLE>
James LYLE, petitioner, v. UNITED STATES.

No. 17-5992.

Supreme Court of the United States

May 21, 2018.

On petition for writ of certiorari to the United States Court of Appeals for the Second Circuit. Motion of petitioner for leave to proceed *in forma pauperis* and petition for writ of certiorari granted. Judgment vacated, and case remanded to the United States Court of Appeals for the Second Circuit for further consideration in light of *Byrd v. United States,* 584 U.S. ----, 138 S.Ct. 1518, --- L.Ed.2d ---- (2018).
<TABLE> <S> <C>


<ARTICLE>                     5
<LEGEND>
THIS SCHEDULE CONTAINS SUMMARY FINANCIAL INFORMATION EXTRACTED FROM
THE CONSOLIDATED FINANCIAL STATEMENTS OF EFFECTIVE MANAGEMENT SYSTEMS, INC.
AS OF AND FOR THE NINE MONTHS ENDED AUGUST 31, 1999 AND IS QUALIFIED IN
ITS ENTIRETY BY REFERENCE TO SUCH FINANCIAL STATEMENTS.
</LEGEND>
<MULTIPLIER>                                   1,000

<S>                             <C>
<PERIOD-TYPE>                   9-MOS
<FISCAL-YEAR-END>                              NOV-30-2000
<PERIOD-START>                                 DEC-01-1998
<PERIOD-END>                                   AUG-31-1999
<CASH>                                         3
<SECURITIES>                                   0
<RECEIVABLES>                                  7,560
<ALLOWANCES>                                   (519)
<INVENTORY>                                    265
<CURRENT-ASSETS>                               7,503
<PP&E>                                         10,252
<DEPRECIATION>                                 (7,745)
<TOTAL-ASSETS>                                 17,677
<CURRENT-LIABILITIES>                          18,857
<BONDS>                                        0
<PREFERRED-MANDATORY>                          0
<PREFERRED>                                    1,361
<COMMON>                                       42
<OTHER-SE>                                     (3,616)
<TOTAL-LIABILITY-AND-EQUITY>                   17,677
<SALES>                                        710
<TOTAL-REVENUES>                               24,144
<CGS>                                          594
<TOTAL-COSTS>                                  29,467
<OTHER-EXPENSES>                               531
<LOSS-PROVISION>                               0
<INTEREST-EXPENSE>                             540
<INCOME-PRETAX>                                (5,854)
<INCOME-TAX>                                   18
<INCOME-CONTINUING>                            (5,872)
<DISCONTINUED>                                 0
<EXTRAORDINARY>                                0
<CHANGES>                                      0
<NET-INCOME>                                   (5,872)
<EPS-BASIC>                                  (1.42)
<EPS-DILUTED>                                  0<F1>
<FN>
F1>Not required to be calculated in accordance with generally accepted
accounting principles.
</FN>


</TABLE>
ZHI GUO, aka Han Gao, petitioner, v. INDEPENDENT CHINESE PEN CENTER, INC., et al.

No. 17-46.

Supreme Court of the United States

Oct. 2, 2017.

Petition for writ of certiorari to the United States Court of Appeals for the Second Circuit denied.
Marlon A. WILSON, petitioner, v. UNITED STATES.

No. 17-8343.

Supreme Court of the United States

April 30, 2018.

*1713Petition for writ of certiorari to the District of Columbia Court of Appeals denied.
A.K. ANDERSON, petitioner, v. SYSTEMS TECHNOLOGY, INC., et al.

No. 17-7710.

Supreme Court of the United States

April 2, 2018.

Petition for writ of certiorari to the United States Court of Appeals for the Ninth Circuit denied.
Exhibit 32.1



Certification of Chief Executive Officer, Pursuant to

18 U.S.C. Section 1350,

As Adopted Pursuant to

Section 906 of the Sarbanes-Oxley Act of 2002



In connection with the Quarterly Report on Form 10-Q of Borland Software Corporation (the Company) for the quarterly period ended March 31, 2004, as filed
with the Securities and Exchange Commission on the date hereof (the Report), Dale L. Fuller, as Chief Executive Officer of the Company, hereby certifies, pursuant to 18 U.S.C. § 1350, as adopted pursuant to § 906 of the
Sarbanes-Oxley Act of 2002, that, to the best of his knowledge:



| | (1) | the Report fully complies with the requirements of Section 13(a) of the Securities Exchange Act of 1934; and
| | --- | ------------------------------------------------------------------------------------------------------------



| | (2) | the information contained in the Report fairly presents, in all material respects, the financial condition of the Company at the end of the period covered by the Report and results
of operations of the Company for the period covered by the Report.
| | --- | -------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------



|                       
|-----------------------
|/s/ DALE L. FULLER     
|Dale L. Fuller         
|Chief Executive Officer
|May 10, 2004           



This certification accompanies this
Report pursuant to § 906 of the Sarbanes-Oxley Act of 2002 and shall not, except to the extent required by the Sarbanes-Oxley Act of 2002, be deemed filed by the Company for purposes of § 18 of the Securities Exchange Act of 1934, as
amended. This certification is not to be incorporated by reference into any filing of the Company under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended (whether made before or after the date of the Report),
irrespective of any general incorporation language contained in such filing.
Exhibit








AMERICAN SUPERCONDUCTOR CORPORATION
First Amendment to Amended and Restated Executive Severance Agreement
This First Amendment to Amended and Restated Executive Severance Agreement (“Amendment”) by and between American Superconductor Corporation, a Delaware corporation (the “Company”), and James F. Maguire (the “Executive”) is made as of April 6, 2018. 
WHEREAS, the Company and the Executive are parties to an Amended and Restated Executive Severance Agreement, dated as of September 20, 2013 (the “Agreement”); 
WHEREAS, the parties desire to amend the Agreement to effectuate an adjustment to the Executive’s severance payment period; and  
WHEREAS, capitalized terms used herein and not otherwise defined herein shall have the meanings ascribed to them in the Agreement. 
NOW, THEREFORE, in consideration of the mutual covenants contained herein, the Company and the Executive agree as follows: 
1.The definition of “Severance Period” set forth in Section 1.6 of the Agreement is hereby amended by deleting said section and by substituting therefor: 


“‘Severance Period’ shall mean (a) the period of eighteen (18) months immediately following the Date of Termination (as defined in Section 3.2(a) below) up until March 31, 2020, and (b) the period of twelve (12) months immediately following the Date of Termination (as defined in Section 3.2(a) below) from and after April 1, 2020.” 


2.All other provisions of the Agreement shall remain in full force and effect according to their respective terms, and nothing contained herein shall be deemed a waiver of any right or abrogation of any obligation otherwise existing under the Agreement except to the extent specifically provided for herein. 


3.The validity, interpretation, construction and performance of this Amendment shall be governed by the internal laws of the Commonwealth of Massachusetts, without regard to conflicts of law principles. 


4.This Agreement may be executed in counterparts, each of which shall be deemed to be an original but both of which together shall constitute one and the same instrument. 


IN WITNESS WHEREOF, the parties hereto have executed this First Amendment to Amended and Restated Executive Severance Agreement as of this 6th day of April, 2018.
AMERICAN SUPERCONDUCTOR CORPORATION


Signature:    /s/ Daniel P. McGahn             
Print name:    Daniel P. McGahn 
Title:         President and Chief Executive Officer


EXECUTIVE


Signature:           /s/ James F. Maguire         
Print name:    James F. Maguire




1
```

[Congressional Bills 116th Congress]
[From the U.S. Government Publishing Office]
[H.R. 3917 Introduced in House (IH)]

<DOC>

116th CONGRESS
  1st Session
                                H. R. 3917

 To prohibit the use of funds for the 2026 World Cup unless the United 
 States Soccer Federation provides equitable pay to the members of the 
    United States Women's National Team and the United States Men's 
                             National Team.

_______________________________________________________________________

                    IN THE HOUSE OF REPRESENTATIVES

                             July 23, 2019

Ms. Matsui (for herself, Ms. DeLauro, Ms. Haaland, Ms. Schakowsky, Ms. 
 Velazquez, Mr. Rush, Mr. Pascrell, Ms. Wild, Mr. Payne, Mr. Ryan, Ms. 
Lee of California, Mr. Courtney, Mr. Johnson of Georgia, Ms. Tlaib, Mr. 
 Sean Patrick Maloney of New York, Mr. Rose of New York, Ms. Kuster of 
New Hampshire, Mr. Hastings, Mr. DeFazio, Mr. Quigley, Mr. Takano, Ms. 
 Speier, Mr. Lynch, Ms. DeGette, Ms. Norton, Ms. Mucarsel-Powell, Mr. 
Cisneros, Mr. Cohen, Ms. Castor of Florida, Ms. Meng, Mr. Morelle, Mrs. 
 Lawrence, Ms. Frankel, Ms. Escobar, Ms. Roybal-Allard, Ms. Eshoo, Ms. 
   Bonamici, Mr. Blumenauer, Mr. Lowenthal, Mr. Lujan, Mr. Smith of 
Washington, Mr. Espaillat, Mr. Crist, Ms. Shalala, Mr. Sires, Mrs. Lee 
   of Nevada, Mr. Bera, Mr. Peters, Mrs. Beatty, Mr. Grijalva, Mrs. 
 Napolitano, Ms. Moore, Mr. Carbajal, Ms. Brownley of California, Ms. 
Sanchez, Mr. Garcia of Illinois, Mr. Aguilar, Ms. Wexton, Ms. DelBene, 
 Ms. McCollum, Ms. Wilson of Florida, Mr. Thompson of California, Mr. 
  Huffman, Ms. Judy Chu of California, and Mr. Kildee) introduced the 
 following bill; which was referred to the Committee on Foreign Affairs

_______________________________________________________________________

                                 A BILL

 
 To prohibit the use of funds for the 2026 World Cup unless the United 
 States Soccer Federation provides equitable pay to the members of the 
    United States Women's National Team and the United States Men's 
                             National Team.

    Be it enacted by the Senate and House of Representatives of the 
United States of America in Congress assembled,

SECTION 1. SHORT TITLE.

    This Act may be cited as the ``Give Our Athletes Level Salaries 
Act'' or the ``GOALS Act''.

SEC. 2. PROHIBITION ON USE OF FUNDS FOR 2026 WORLD CUP.

    Notwithstanding any other provision of law, no Federal funds may be 
appropriated or otherwise made available to provide support for the 
2026 World Cup, including support for a host city, a participating 
State or local agency, the United States Soccer Federation, the 
Confederation of North, Central American and Caribbean Association 
Football (CONCACAF), or the Federation Internationale de Football 
Association (FIFA), until the date on which the United States Soccer 
Federation agrees to provide equitable pay to the members of the United 
States Women's National Team and the United States Men's National Team.
                                 <all>
```
Exhibit 32.1



WRITTEN STATEMENT PURSUANT TO 18 USC. SECTION 1350



In connection with the Annual Report of China 3C Group and
its subsidiaries (the “Company”) on Form 10-K/A for the year ended December 31, 2010 as filed with the Securities
and Exchange Commission on the date hereof (the “Report”), the undersigned, Zhenggang Wang, Chief Executive Officer
of the Company certifies, pursuant to 18 USC. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002,
that:



(1) The Report fully complies with the requirements of Section
13a-14(b) or 15d-14(b) of the Securities Exchange Act of 1934; and



(2) The information contained in the Report fairly presents,
in all material respects, the financial condition and results of operations of the Company.



|Dated: June 4, 2012 | By:    | /s/ Zhenggang Wang                                                        
|------------------- | ------ | --------------------------------------------------------------------------
|                    | Name:  | Zhenggang Wang                                                            
|                    | Title: | Chief Executive Officer and Chairman
        (Principal Executive Officer)
Andre J. TWITTY, petitioner, v. UNITED STATES.

No. 17-5033.

Supreme Court of the United States

Oct. 2, 2017.

Petition for writ of certiorari to the United States Court of Appeals for the Tenth Circuit denied.

Justice GORSUCH took no part in the consideration or decision of this petition.
Frizzell Carrell WOODSON, petitioner, v. UNITED STATES.

No. 16-9423.

Supreme Court of the United States

Oct. 2, 2017.

Petition for writ of certiorari to the United States Court of Appeals for the Fourth Circuit denied.
**EXHIBIT 32.1**

CERTIFICATION PURSUANT TO18 U.S.C. SECTION 1350,AS ADOPTED PURSUANT TOSECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

Pursuant to 18U.S.C. Section 1350 (as adopted pursuant to Section 906 of theSarbanes-Oxley Act of 2002), I, the undersigned Chief Executive Officer andActing Chief Financial Officer of Bancorp International Group, Inc. (the “Company”),hereby certify that, to the best of my knowledge, the Annual Report on Form 10-KSBof the Company for the year ended December 31, 2002 (the “Annual Report”)fully complies with the requirements of section 13(a) or 15(d) of theSecurities Exchange Act of 1934 and that information contained in the AnnualReport fairly presents, in all material respects, the financial condition andresults of operations of the Company.
| Date: June 20, 2006 | /S/THOMAS MEGAS                                          |
|--------------------------|----------------------------------------------------------|
|                     | Chief Executive  Officer  Acting Chief Financial Officer |

 

----
Dorian D. BAILEY, petitioner, v. Clark DUCART, Warden.

No. 17-5096.

Supreme Court of the United States

Oct. 2, 2017.

Petition for writ of certiorari to the United States Court of Appeals for the Ninth Circuit denied.
Karen MOBLEY, petitioner, v. Tom LEATHERWOOD, et al.

No. 17-1260.

Supreme Court of the United States

April 30, 2018.

Petition for writ of certiorari to the United States Court of Appeals for the Sixth Circuit denied.
Certification of Chief Executive Officer

Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (18 U.S.C.  1350), the undersigned, Darren Holm, Chief Executive Officer of China Holdings, Inc., (the "Company"), does hereby certify, to his  knowledge, that:

The Annual Report Form 10-KSB for the year ended December 31, 2006 of  the Company (the "Report") fully complies with the requirements of  Section 13(a) or 15(d) of the Securities Exchange Act of 1934, and the  information contained in the Report fairly presents, in all material  respects, the financial condition and results of operations of the  Company.

Date: September 6, 2007     

By /s/Darren Holm  ----------------------  Darren Holm  Chief Executive Officer

Certification of Chief Financial Officer

Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (18 U.S.C.  1350), the undersigned, Dempsey Mork, Chief Financial Officer of China Holdings, Inc., (the "Company"), does hereby certify, to his  knowledge, that:

The Annual Report Form 10-KSB for the year ended December 31, 2006 of  the Company (the "Report") fully complies with the requirements of  Section 13(a) or 15(d) of the Securities Exchange Act of 1934, and the  information contained in the Report fairly presents, in all material  respects, the financial condition and results     perations of the  Company.

Date: September 6, 2007     

By /s/Dempsey Mork  ----------------------  Dempsey Mork  Chief Financial Officer
Robert WILLIAMS, Jr., petitioner, v. Charlotte JENKINS, Warden.

No. 16-9678.

Supreme Court of the United States

Oct. 2, 2017.

Petition for writ of certiorari to the United States Court of Appeals for the Sixth Circuit denied.