Equal Employment Opportunity Data Posted

Pursuant to the No FEAR Act:

Commodity Futures Trading Commission (includes sub-level offices)

For 1st Quarter 2024 for period ending December 31, 2023

Comparative Data

Part 1 Complaint Activity

2024 Thru 12-31

2019 2020 2021 2022 2023

Previous Fiscal Year Data

Number of Complaints Filed 3 5 6 1 3 1

Number of Complainants 3 5 5 1 3 1

Repeat Filers 0 0 1 0 0 0

Part 2 Complaints by Basis

Note: Complaints can be filed alleging multiple bases. The

sum of the bases may not equal total complaints filed.

Comparative Data

Previous Fiscal Year Data

2019 2020 2021 2022 2023

2024 Thru

12-31

Color 0 0 2 0 0 0

Religion 0 0 0 0 0 0

Race 2 3 5 0 1 0

Reprisal

Sex

PDA

National Origin

Equal Pay Act

Age

Disability

Genetics

Non-EEO

1 4 5 1 3 0

2 2 2 0 0 1

1

1

0

0

0

0 0

1

0

0

0

0

0

3 0

0 0

0

3

0

2

0

0 0

0

0

0

0

1

0

0

0

0 0

0 0 0

0

0

0 0

0
Previous Fiscal Year Data

Appointment/Hire 0 0 2 1 1 0

Assignment of Duties* 1 1 2 0 0 0

Awards 0 0 0 0 0 0

Conversion to Full Time/Perm Status* 0 0 0 0 0 0

Disciplinary Action

 Demotion

 Reprimand**

 Suspension

 Removal

 Other Disciplinary Actions**

 Other 2**

0 0 0 0 0 0

0 0 0 0 0 0

0 0 0 0 0 0

0 0 0 0 0 0

0 0 0 0 0 0

Duty Hours* 0 0 0 0 0 0

Perf. Eval./ Appraisal 0 1 1 0 0 0

Examination/Test 0 0 0 0 0 0

Harassment

 Non-Sexual 1 2 2 0 1 1

 Sexual 0 0 0 0 0 0

Medical Examination 0 0 0 0 0 0

Pay including overtime 0 0 2 0 0 0

Promotion/Non-Selection 0 3 2 1 0 0

Reassignment

 Reassignment: Denied/Directed

 Directed

0

0

0

1

0

0

0

0

0

0

0

0

Reasonable Accommodation Disability

Reinstatement*

Religious Accommodation

0

0

0

0

0

0

0

0

0

0

0

0

2

0

0

0

0

0

Retirement*

Sex-Stereotyping

Telework

0

1

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

Termination

Terms/Conditions of Employment*

Time and Attendance

0

0

0

0

0

0

1

1

0

0

0

0

0

0

0

0

0

0

Training 0 0 1 0 0 0

 User Defined - Other 1*

 User Defined - Other 2*

0

0

0

0

0

0

0

0

0

0

0

0

 User Defined - Other 3*

 User Defined - Other 4*

0

0

0

0

0

0

0

0

0

0

0

0

Part 3 Complaints By Issue Comparative Data

2024 Thru

12-31

2019 2020 2021 2022 2023

Note: Complaints can be filed alleging multiple bases.

The sum of the bases may not equal total complaints filed.

Starting in FY2022, issues marked with:

* are reported under Other Terms / Conditions of Employment.

** are reported under Other Disciplinary Actions.

The reporting of Reassignment Claims has been changed from two separate Denied and

Directed rows to one combined row: the first row now accommodates both "Reassignment:

Denied/Directed" and the second row has been deprecated for the current FY starting in

FY2023.

Other Terms/Conditions of Employment* 0 0 0 0 1 0

0 0 0 0 0 0
Complaints pending during fiscal year

Average number of days in investigation 0 153.25 152.6 164.33 204 180.00

Complaints pending during fiscal year where hearing was requested

Average number of days in investigation 0.00

Average number of days in final action 0 0 0 0 48.5 0.00

0 167.5 135.33 140.14 0

Complaints pending during fiscal year where hearing was not requested

Average number of days in final action 0 0 0 0 37 0.00

Average number of days in investigation 0 139 188 162 204 180.00

Average number of days in final action 0 0 0 0 60 0.00

Part 4 Processing Time

2020

Previous Fiscal Year Data

2019

2024 Thru 12-31

2021 2022 2023

Comparative Data

Previous Fiscal Year Data

Part 5 Complaints Dismissed by Agency 0 1 1 1 0 0

Average days pending prior to dismissal 0 252 262 235 0 0.00

Total Complaints Withdrawn by Complainants 0 0 0 0 0 0

Complaints Withdrawn by Complainants

Part 5 Complaints Dismissed by Agency

2019 2020 2021 2022 2023

Comparative Data

2024 Thru 12-31

Total Number Findings 0 0 0 0 0 0

Without Hearing 0 0 0 0 0 0

With Hearing 0 0 0 0 0 0

# % # % # % # % # % # %

0

0

0

0

0

0

0

0

0

0

0

0

Comparative Data

2024 Thru

12-31 2019 2020 2021 2022 2023

Part 6 Total Final Agency Actions Finding Discrimination

Previous Fiscal Year Data

Color 0 0 0 0 0 0

Religion 0 0 0 0 0 0

Race 0 0 0 0 0 0

Reprisal

Sex

PDA

National Origin

Equal Pay Act

Age

Disability

Genetics

Non-EEO

0 0 0 0 0 0

0 0 0 0 0 0

0

0

0

0

0

0 0

0

0

0

0

0

0

0 0

0 0

0

0

0

0

0

0 0

0

0

0

0

0

0

0

0

0 0

0 0 0

0

0

0 0

0

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

Total Number Findings 0 0 0 0 0 0

Part 7 Finding of Discrimination Rendered by Comparative Data

Basis Previous Fiscal Year Data

Note: Complaints can be filed alleging multiple

bases. The sum of the bases may not equal total

complaints and findings. # % # % # % # % # % # %

2024 Thru

2019 2020 2021 2022 2023 12-31
Religion

Reprisal

Disability

Sex

Age

Genetics

Equal Pay Act

Non-EEO

PDA

Race

National Origin

Color

Race

0

00

0.00

00

0

0

00

000

0

0

00

0

0

0.00

0

0

00

0

0

0

0.00

0000

0

00

0

0.00

000

0.00

0.00

0

00

0

0

0

00

0

0.00

0 0.00 0 00 0 0

0.00

00

0

0

0.00

0

0

0

0.00

0

0

0

0

0

00

0

0.00

0

0

0

0

0

0

000000 0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00 0.00 0.00 0.00 0.00

00

Findings After Hearing

0000

00

Finding Without Hearing

0000
Color

National Origin

Religion

Age

Equal Pay Act

Reprisal

PDA

Disability

Genetics

Non-EEO

Sex

0

0

0.00

00

00

0

0

0

0

0

00

0.00

0

0

0.00

0

0

0.00

0

0

0

0.00

0

000

0

0

00

00 0.00 0 0

0

0

0

0.00

0

00 0.00

0

00

0

00

0

0

0

0

00

00

0

0

0

0

00

0

0

0 0.00 0

0.00

0

0.00

0

0

0

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00
0

0

0

0

0

0

Conversion to Full Time/Perm Status*

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

Disciplinary Action

0

Removal 0 0

0

0

0

0 0

0

0

0

Pay including overtime

0

0

0

0

0

0

0

0

0

0

0

0

0

Total Number Findings

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

Reprimand** 0

0

0

0

0

0

0

0

0

0

0

0

0

0

Suspension

0

0

0

0

0

0

0

Perf. Eval. / Appraisal

Reassignment

0

0

Non-Sexual

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

Medical Examination

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

Assignment of Duties*

0

0

Duty Hours*

0 0

0

0

0

0

0

0

0

Promotion/Non-Selection

0

0

0

0

0

0

0

Directed

Demotion

0

0 0

0

0

0

0

0

Harassment

0

0

0

Sexual

0

0

0

0

0

0

0

0

0

0

Examination/Test

0

0

0

0

0

0

0

0 0

0

0

0

0

0

0

0

0

Other 2**

0

0

0

0

0

Reassignment: Denied/Directed

0

0

0

0

0

0

0

0

Awards

0

0

0

0

0

0

0

0

0 0

0

0

0

0

0

0

0 0

0

0

0

0

0

0

0

0

0

Appointment/Hire

0

0 0

0 0

0

0

0

0

0

0

0

User Defined - Other 2*

0

0

0 0

0 0

0

0

0

0

0

0

0 0

0

User Defined - Other 3*

0

0

0

0

0 0

0

0

0

0

0

0

0

0

Termination

0

Training

0

0

0

0

0

0

0

0

0

0 0

0

0 0

0

0

0

0

0

0

0

0

0 0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0 0

0

0

0

0

0

0

0

0

0

0

0

0

0

User Defined - Other 4*

0

0

Religious Accommodation

0

0

0

0

0

0

0

0

Telework

0

0

0

0

0

0

0

0

0

0

0

0

0

Retirement*

Sex-Stereotyping 0

0

0

0

0

0

0

0

0

Reinstatement*

0

0

0

0

0

0

0

0 0

0

0

0

Terms/Conditions of Employment*

0

0

0

User Defined - Other 1*

0

0

0

0

0 0

0

Reasonable Accommodation Disability

0

0

0

0

0 0

0

0

0

0

0

Time and Attendance

0

0

0

0

0

0

0

Previous Fiscal Year Data

% # % %

2020 2022

%

Comparative Data

2021 2023

#

2024 Thru 12-

2019 31

# % # % #

Part 8 Finding of Discrimination Rendered by Issue

#

Other Terms/Conditions of Employment* 0 0 0 0 0 0 0 0 0 0 0 0

Other Disciplinary Actions** 0 0 0 0 0 0 0 0 0 0 0 0

Starting in FY2022, issues marked with:

* are reported under Other Terms / Conditions of Employment.

** are reported under Other Disciplinary Actions.

The reporting of Reassignment Claims has been changed from two separate Denied and Directed rows to one combined row: the first row now accommodates both "Reassignment:

Denied/Directed" and the second row has been deprecated for the current FY starting in FY2023.
0

0

Awards

0

00

0

00

0

0

0

0

0

0

Findings After Hearing

0

0

00

0

0

Assignment of Duties*00

Appointment/Hire

0

0

0

0

0

0

00

0

00

0

Conversion to Full Time/Perm Status*

0

00

000

0

00

0

00

0

0

0

00

00

0

0

0

000

Suspension00000

0

0

00

0

0

00

0000

0

00

Disciplinary Action

0

00

000

0

0

Reprimand**

00

0

Demotion

00

0

0

0

0

0

0

0

0

00

0

0

0

Reinstatement*

0

0

Removal

0

Medical Examination

0

Reasonable Accommodation Disability

00

0

0

00

0

0

0

0

0

0

0

0

0

Promotion/Non-Selection

0

0

0

Reassignment: Denied/Directed

0

0

Reassignment

Retirement*

00

0

Directed

0

0

00

0

00

0

0

0

0

Non-Sexual

0

0

0

0

0

0

0

0

0

0

0

0

0

0

00

0

0

Sexual

00

0

000

0

0

0

Religious Accommodation

0

0

0

0

0

0

00

0

0

0

00

0

0

0

0

0

0

0

0

00

0

00

0

0

0

0

0

0

0

Terms/Conditions of Employment*

0

0

0

0

0

0

0

0

0

Perf. Eval. / Appraisal

0

0

Other 2**

0

0

0

0

0

0

Telework

0

0

0

0

0

00

0

0

Duty Hours*

0

0

0

0

0

00

0

0

0

0

0

0

0

0

0

0

00

0

00

0

0

0

0

0

0

0

00

0

0

0

0

0

0

0

0

0

0

0

00

0

0

0

0

00

0

User Defined - Other 2*

0

0

0

0

0

Pay including overtime

0

0

0

0

0

00

0

0

0

00

User Defined - Other 1*

00

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

00

0

User Defined - Other 3*

0

0

0

0

0

0

0

User Defined - Other 4*

00

00

0

0

0

0

0

0

0

00

0

0

0

0

Harassment

00

0

0

0

00

0

Examination/Test

0

0

0

0

0

0

0

0

Training

0

0

0

0

0

Sex-Stereotyping

0

00

0

0

0

0

Time and Attendance

0

0

0

0

00

0

0

0

0

0

0

0

0

0

0

00

0

Termination

0

0

0

0

0

0

0

Other Terms/Conditions of Employment*000000000000

Other Disciplinary Actions**000000000000
0

0

0

0

0

0

0

Awards

0

0

0

0

0

Medical Examination

0

0

0

0

0

0

0

0

0

Harassment

0

0

Reassignment: Denied/Directed

0

0

0

0

0

0

Assignment of Duties*

0

Retirement*

0

0

0

0

0

Examination/Test

0

0

0

0

0

0

0

0

0

0 0

0

Disciplinary Action

0

0

Suspension

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0 0

0

0

0

Non-Sexual

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

Termination

0

0

0

0

0

0

0

Reasonable Accommodation Disability

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

Demotion

0

0

0

Sexual

0

Sex-Stereotyping

Other 2**

0

0

0

0

0

0

0

0

0

0

Reinstatement*

0

0

0

Time and Attendance

Conversion to Full Time/Perm Status*

0

0

0

0

0

0

0

0

0

0

0

0

User Defined - Other 2* 0

Reprimand**

0

0

0

0

0

0

0

0

0

0

Religious Accommodation

Directed

0 0

0

0

0

0

0

0

0

0

Duty Hours*

0

0

0

0

0

0

0

0

0

0

0

0

0

0

Terms/Conditions of Employment*

0

0

0

0

0

0

0 0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

Pay including overtime

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

Reassignment

0

0

0

0

0

0

0

Perf. Eval. / Appraisal

0

0

0

0

0

0

0

0

0

0

Training 0

0

0

0

User Defined - Other 3*

0

0

0

0

0

0

0

0

User Defined - Other 1*

0

0

0

0

0

0

0

0

0

0

0

Findings Without Hearing

0

0

Promotion/Non-Selection

Appointment/Hire

0

0

0

0

0

0

0

0

0

Removal

0

0

0

0

0

0

0

0

0

0

0

User Defined - Other 4*

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

Telework

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0 0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

Other Terms/Conditions of Employment* 0 0 0 0 0 0 0 0 0 0 0 0

Other Disciplinary Actions** 0 0 0 0 0 0 0 0 0 0 0 0

Comparative Data

Part 9 Complaints Pending from Previous Fiscal Years By Status 2024 Thru

12-31 2019 2020 2021 2022 2023

Previous Fiscal Year Data

Total complaints from previous Fiscal Years 0 3 8 2 0 2

Total Complainants 0 3 8 2 0 2

Number complaints pending

Investigation 0 0 0 0 0 0

ROI issued, pending Complainant's action 0 0 0 0 0 1

Hearing 0 1 3 2 0 1

Final Agency Action 0 0 1 0 0 0

Appeal with EEOC Office of Federal Operations 0 0 0 0 1 1

Previous Fiscal Year Data

Pending Complaints Where Investigations Exceed Required Time Frames 0 1 0 0 0 0

Comparative Data

Part 10 Complaint Investigations 2024 Thru

12-31 2019 2020 2021 2022 2023