| DOCUMENT               NUMBER: | 20 |
|---------------------------------|----|

|  | G) S.C. Ervin,               Dechert, to J. Lawton, Division of Trading and Markets,               re: |
|--|----------------------------------------------------------------------------------------------------------|

|  | Application of               Nasdaq LIFFE, LLC, Futures Exchange for Designation as a |
|--|----------------------------------------------------------------------------------------|

|  | Contract Market,               Red-Lined Nasdaq LIFFE Futures Exchange ATS Trading |
|--|-------------------------------------------------------------------------------------|

| DATE: |  | 7/31/01 | PAGES: |  | 35 | PDF SIZE: |  | 861 KB | PDF LINK: |
|-------|--|---------|--------|--|----|-----------|--|--------|-----------|

| **--------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------|

| DOCUMENT               NUMBER: | 21 |
|---------------------------------|----|

|  | Questions Pending as               of August 2, 2001, Regarding the Nasdaq LIFFE, LLC, |
|--|-----------------------------------------------------------------------------------------|

|  | Contract Market               Application |
|--|--------------------------------------------|

| DATE: |  | 8/2/01 | PAGES: |  | 6 | PDF SIZE: |  | 129 KB | PDF LINK: |  | /files/foia/repfoia/foirf01 |
|-------|--|--------|--------|--|---|-----------|--|--------|-----------|--|-----------------------------|

| **--------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------|

| DOCUMENT               NUMBER: | 22 |
|---------------------------------|----|

|  | Questions Pending as               of August 2, 2001, Regarding the Nasdaq LIFFE, LLC, |
|--|-----------------------------------------------------------------------------------------|

|  | Contract Market               Application |
|--|--------------------------------------------|

| DATE: |  | 8/2/01 | PAGES: |  | 7 | PDF SIZE: |  | 143 KB | PDF LINK: |  | /files/foia/repfoia/foirf01 |
|-------|--|--------|--------|--|---|-----------|--|--------|-----------|--|-----------------------------|

| **--------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------|

| DOCUMENT               NUMBER: | 23 |
|---------------------------------|----|

|  | A) S.C. Ervin,               Dechert, to J. Lawton, Division of Trading and Markets,               re: |
|--|----------------------------------------------------------------------------------------------------------|

|  | Application of               Nasdaq LIFFE, LLC, Futures Exchange for Designation as a |
|--|----------------------------------------------------------------------------------------|

|  | Contract Market,               Transmittal Letter and FOIA Request for Confidential               Treatment |
|--|---------------------------------------------------------------------------------------------------------------|

| DATE: |  | 8/7/01 | PAGES: |  | 4 | PDF SIZE: |  | 80 KB | PDF LINK: |
|-------|--|--------|--------|--|---|-----------|--|-------|-----------|

| **--------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------|

| DOCUMENT               NUMBER: | 23 |
|---------------------------------|----|

|  | B) S.C. Ervin,               Dechert, to J. Lawton, Division of Trading and Markets,               re: |
|--|----------------------------------------------------------------------------------------------------------|

|  | Application of               Nasdaq LIFFE LLC Futures Exchange for Designation as a               Contract |
|--|--------------------------------------------------------------------------------------------------------------|

|  | Market, Trading               Procedures for the Nasdaq LIFFE LLC Security Futures               Trading |
|--|------------------------------------------------------------------------------------------------------------|

| DATE: |  | 8/7/01 | PAGES: |  | 10 | PDF SIZE: |  | 179 KB | PDF LINK: |
|-------|--|--------|--------|--|----|-----------|--|--------|-----------|

| **--------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------|

| DOCUMENT               NUMBER: | 23 |
|---------------------------------|----|

|  | C) S.C. Ervin,               Dechert, to J. Lawton, Division of Trading and Markets,               re: |
|--|----------------------------------------------------------------------------------------------------------|

|  | Application of               Nasdaq LIFFE LLC Futures Exchange for Designation as a               Contract |
|--|--------------------------------------------------------------------------------------------------------------|

|  | Market, Nasdaq LIFFE               LCC Futures Exchange General Notice Concerning |
|--|------------------------------------------------------------------------------------|

|  | Trading in Security               Futures Products |
|--|-----------------------------------------------------|

| DATE: |  | 8/7/01 | PAGES: |  | 1 | PDF SIZE: |  | 20 KB | PDF LINK: |
|-------|--|--------|--------|--|---|-----------|--|-------|-----------|

| **--------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------|

| DOCUMENT               NUMBER: | 23 |
|---------------------------------|----|

|  | D) S.C. Ervin,               Dechert, to J. Lawton, Division of Trading and Markets,               re: |
|--|----------------------------------------------------------------------------------------------------------|

|  | Application of               Nasdaq LIFFE LLC Futures Exchange for Designation as a               Contract |
|--|--------------------------------------------------------------------------------------------------------------|

|  | Market, Nasdaq LIFFE               Futures Exchange Rules, Section 2 - General |
|--|---------------------------------------------------------------------------------|

| DATE: |  | 8/7/01 | PAGES: |  | 14 | PDF SIZE: |  | 340 KB | PDF LINK: |
|-------|--|--------|--------|--|----|-----------|--|--------|-----------|

| **--------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------|

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