alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
II-00830

From:

Sent:

To:

Subject:

John Peck <frisiard@gmail.com>

Thursday, December 2, 2010 11:02 AM

dfadefinitions <dfadefinitions@CFTC.gov>

Re: No loopholes in Dodd-Frank

1) Securities and Exchange Commission/Commodities Futures Trading Commission, Re: Commercial Risk (CFTC RIN

3235-AK65, SEC File Number $7-12-10)

Dear Commissioners Shapiro and Gensler: Don’t let the American Bankers Association (ABA) redefine important terms like

"commercial risk" to keep banks that engage in risky derivatives trading from complying with transparency and business

conduct requirements. Commercial risk should not be expanded to include financial risk. Accepting the ABA argument

would open the door for exemptions for risky hedge funds and insurance companies.

2) Commodities Futures Trading Commission, Re: Position Limits (RIN 3038-AD 17 )

Dear Commissioner Gensler: The CFTC needs to set strong position limits to crack down on the energy and food commodity

speculation that serves no productive purpose. I urge the Commission to define limits that will address not only manipulation,

but also excessive speculation, which will require a stricter approach.

3) U.S. Department of the Treasury, Re: FX Swaps (75 FR 66426 Document Number 2010-27274)

Dear Secretary Geithner: Just say "no" to foreign exchange traders who want to exempt foreign currency derivatives from the

clearing and transparency requirements of the

Dodd-Frank Act. $4 trillion dollars a day is traded in these highly-leveraged swaps and this number may increase to over $10

trillion in a decade. As the head of the Financial

Stability Oversight Board your job is to decrease risk in the system, not encourage off-book trading and opaque markets.

John Peck

9 Hickory lane

Higganum, CT 06441
| DOCUMENT NUMBER: | 1 |
|------------------|---|

|  | F) J.C. Yong, Wildman, Harold, Allen     & Dixon, to J.A. Webb, Secretary, Enclosure |
|--|-------------------------------------------------------------------------------------------|

|  | 5, The Island Futures Exchange, LLC,     Rules |
|--|-------------------------------------------------|

| DATE: |  | 11/26/01 | PAGES: |  | 97 | PDF SIZE: |  | 2438 KB | PDF LINK: |
|-------|--|----------|--------|--|----|-----------|--|---------|-----------|

| **--------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------|

| DOCUMENT NUMBER: | 1 |
|------------------|---|

|  | G) J.C. Yong, Wildman, Harold, Allen     & Dixon, to J.A. Webb, Secretary, |
|--|---------------------------------------------------------------------------------|

|  | Enclosure 6, Regulatory Chart Analysis     of The Island Futures Exchange, LLC's |
|--|-----------------------------------------------------------------------------------|

|  | Compliance With Designation Criteria for     Contract Markets |
|--|----------------------------------------------------------------|

| DATE: |  | 11/26/01 | PAGES: |  | 12 | PDF SIZE: |  | 349 KB | PDF LINK: |
|-------|--|----------|--------|--|----|-----------|--|--------|-----------|

| **--------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------|

| DOCUMENT NUMBER: | 1 |
|------------------|---|

|  | H) J.C. Yong, Wildman, Harold, Allen     & Dixon, to J.A. Webb, Secretary, |
|--|---------------------------------------------------------------------------------|

|  | Enclosure 7, The Island Futures     Exchange, LLC, Membership Application |
|--|----------------------------------------------------------------------------|

| DATE: |  | 11/26/01 | PAGES: |  | 11 | PDF SIZE: |  | 224 KB | PDF LINK: |
|-------|--|----------|--------|--|----|-----------|--|--------|-----------|

| **--------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------|

| DOCUMENT NUMBER: | 1 |
|------------------|---|

|  | I) J.C. Yong, Wildman, Harold, Allen     & Dixon, to J.A. Webb, Secretary, Enclosure |
|--|-------------------------------------------------------------------------------------------|

|  | 8, The Island Futures Exchange, LLC,     Member Access Agreement |
|--|-------------------------------------------------------------------|

| DATE: |  | 11/26/01 | PAGES: |  | 10 | PDF SIZE: |  | 243 KB | PDF LINK: |
|-------|--|----------|--------|--|----|-----------|--|--------|-----------|

| **--------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------|

First
Previous
Next
Last

�
Document Headings

                    Document headings vary by document type but may contain                    the following:                  
                -                       the agency or agencies that issued and signed a document                    
                -                       the number of the CFR title and the number of each part                      the document amends, proposes to amend, or is directly                      related to                    
                -                       the agency docket number / agency internal file number                    
                -                       the RIN which identifies each regulatory action listed in                      the Unified Agenda of Federal Regulatory and Deregulatory                      Actions                    

                    See the                                          Document Drafting Handbook                                        for more details.                  

###### Federal Communications Commission

          - 47 CFR Part 25
          - [IB Docket 01-96; FCC 01-134]

# AGENCY:

Federal Communications Commission.

# ACTION:

Proposed rule; correction.

# SUMMARY:

                        This documents corrects one sentence in the preamble to a proposed rule published in the                         **Federal Register**                         of June 6, 2001, regarding Policies and Service Rules for the Non-Geostationary Satellite Orbit, Fixed Satellite Service in the Ku-Band. This correction includes the proper radio frequency bands cited in the sentence.                    

# FOR FURTHER INFORMATION CONTACT:

J. Mark Young, 202-418-0762.

## Correction

In proposed rule FR Doc. 01-14141, beginning on page 30361 in the issue of June 6, 2001, make the following correction, in the “Summary” section. On page 30361 in the 3rd column, the first sentence is corrected to read as follows: “The Federal Communications Commission (FCC) proposes to decide the means for sharing among multiple satellite network licensees in spectrum recently designated for the non-geostationary satellite orbit, fixed-satellite service (NGSO FSS) in the 10.7-12.7 GHz, 12.75-13.25 GHz and 13.75-14.5 GHz frequency bands (the Ku-band).”

Dated: June 21, 2001.

Federal Communications Commission.

Magalie Roman Salas,

Secretary.

[FR Doc. 01-16189 Filed 6-26-01; 8:45 am]

BILLING CODE 6712-01-P
Lannell N. COOPER, petitioner, v. UNITED STATES.

No. 16-9428.

Supreme Court of the United States

Oct. 2, 2017.

Petition for writ of certiorari to the District of Columbia Court of Appeals denied.
II-00348

From:

Sent:

To:

Subject:

Evalyn Segal <evesegal@mac.com>

Friday, December 3, 2010 12:01 AM

dfadefinitions <dfadefinitions@CFTC.gov>

Re: No loopholes in Dodd-Frank

1) Securities and Exchange Commission/Commodities Futures Trading Commission, Re: Commercial Risk (CFTC RIN

3235-AK65, SEC File Number $7-12-10)

Dear Commissioners Shapiro and Gensler: Don’t let the American Bankers Association (ABA) redefine important terms like

"commercial risk" to keep banks that engage in risky derivatives trading from complying with transparency and business

conduct requirements. Commercial risk should not be expanded to include financial risk. Accepting the ABA argument

would open the door for exemptions for risky hedge funds and insurance companies.

2) Commodities Futures Trading Commission, Re: Position Limits (RIN 3038-AD 17 )

Dear Commissioner Gensler: The CFTC needs to set strong position limits to crack down on the energy and food commodity

speculation that serves no productive purpose. I urge the Commission to define limits that will address not only manipulation,

but also excessive speculation, which will require a stricter approach.

3) U.S. Department of the Treasury, Re: FX Swaps (75 FR 66426 Document Number 2010-27274)

Dear Secretary Geithner: Just say "no" to foreign exchange traders who want to exempt foreign currency derivatives from the

clearing and transparency requirements of the

Dodd-Frank Act. $4 trillion dollars a day is traded in these highly-leveraged swaps and this number may increase to over $10

trillion in a decade. As the head of the Financial

Stability Oversight Board your job is to decrease risk in the system, not encourage off-book trading and opaque markets.

Evalyn Segal

1524 Golden Rain Rd #4

Walnut Creek, CA 94595
Exhibit 3.1



| |  |  |  |                                                                                                                                                   
| |  |  |  | --------------------------------------------------------------------------------------------------------------------------------------------------
| |  |  |  | State of Delaware Secretary of State Division of Corporations
Delivered 07:47 AM 12/13/2010 FILED 07:48 AM 12/13/2010 SRV 101176401  2095550
FILE

CERTIFICATE OF AMENDMENT

OF

RESTATED CERTIFICATE OF INCORPORATION

OF

AVATECH SOLUTIONS, INC.

AVATECH SOLUTIONS, INC., a corporation organized and existing under and by virtue of the General Corporation Law of the State of
Delaware, does hereby certify:

FIRST: That the Board of Directors of AVATECH SOLUTIONS, Inc., at a meeting held on
September 14, 2010, duly adopted a resolution setting forth a proposed amendment of the Restated Certificate of Incorporation of said corporation, declaring said amendment to be advisable and calling for the approval of the appropriate majority
of stockholders of said corporation. The resolution setting forth the proposed amendment is as follows:

RESOLVED: That the
Restated Certificate of lncorporation of this corporation be amended by changing the Article numbered I so that, as amended, said Article I shall be and read as follows:

ARTICLE I: The name of the corporation (the Corporation) is Rand Worldwide, Inc.

SECOND: That the stockholders of AVATECH SOLUTIONS, Inc., at the annual meeting on November 9, 2010, duly approved the amendment of
the Restated Certificate of Incorporation.

THIRD: That the foregoing amendment shall be effective on December 31, 2010.

FOURTH: That said amendment was duly adopted in accordance with the provisions of Section 242 of the General Corporation
Law of the State of Delaware.

IN WITNESS WHEREOF, said AVATECH SOLUTIONS, Inc., has caused this
Certificate of Amendment to be signed by Marc Dulude, Chief Executive Officer, and Lawrence Rychlak, Secretary, as of the
9thday of December, 2010.



/s/ Marc L. DuludeMarc L. Dulude,Chief Executive Officer




|                    
|--------------------
|ATTEST              
|                    
|/s/ Lawrence Rychlak
|Lawrence Rychlak,   
|Secretary
II-00074

From:

Sent:

To:

Subject:

William O’Brien <alstonobrien@yahoo.com>

Monday, December 6, 2010 6:11 PM

dfadefinitions <dfadefinitions@CFTC.gov>

Re: No loopholes in Dodd-Frank

1) Securities and Exchange Commission/Commodities Futures Trading Commission, Re: Commercial Risk (CFTC PIN

3235-AK65, SEC File Number $7-12-10)

Dear Commissioners Shapiro and Gensler: Don’t let the American Bankers Association (ABA) redefine important terms like

"commercial risk" to keep banks that engage in risky derivatives trading from complying with transparency and business

conduct requirements. Commercial risk should not be expanded to include financial risk. Accepting the ABA argument

would open the door for exemptions for risky hedge funds and insurance companies.

2) Commodities Futures Trading Commission, Re: Position Limits (PIN 3038-AD 17 )

Dear Commissioner Gensler: The CFTC needs to set strong position limits to crack down on the energy and food commodity

speculation that serves no productive purpose. I urge the Commission to define limits that will address not only manipulation,

but also excessive speculation, which will require a stricter approach.

3) U.S. Department of the Treasury, Re: FX Swaps (75 FR 66426 Document Number 2010-27274)

Dear Secretary Geithner: Just say "no" to foreign exchange traders who want to exempt foreign currency derivatives from the

clearing and transparency requirements of the

Dodd-Frank Act. $4 trillion dollars a day is traded in these highly-leveraged swaps and this number may increase to over $10

trillion in a decade. As the head of the Financial

Stability Oversight Board your job is to decrease risk in the system, not encourage off-book trading and opaque markets.

William O’Brien

1407 Glade Ct

Franklin, TN 37069
Exhibit 10.29
 THE PBG DIRECTORS STOCK PLAN
(As Amended and Restated as of October 2, 2008)
 1. Purposes
  2. Effective Date
  3. Administration
  4. Eligibility
  5. Initial Award
 provided however




---



##### 



6. Annual Stock Option Award
 provided however
  provided however
   2




---



##### 



7. Annual Restricted Stock Unit Award
 provided however
     3




---



##### 



8. Non-Executive Chair Annual Award
      9. Shares of Stock Subject to the Plan
  10. Deferral of Initial Awards
 4




---



##### 



i.e.
  11. Dilution and Other Adjustments
  5




---



##### 



12. Effect of Misconduct
  13. Withholding Taxes and Code Section 409A
  i.e.
 14. Resale Restrictions, Assignment and Transfer
   15. Funding
  6




---



##### 



16. Supersession of Prior Plan
  17. Duration, Amendments and Terminations
 provided however provided
further however provided
further however
 7
# C_2009256EN.01001102.xml

| 24.10.2009 | EN | Official Journal of the European Union | C 256/11 |
| --- | --- | --- | --- |

24.10.2009

EN

Official Journal of the European Union

C 256/11

---

Action brought on 30 July 2009 — Commission v Italian Republic

(Case C-304/09)

2009/C 256/21

Language of the case: Italian

Parties

Parties

Applicant: Commission of the European Communities (represented by: L. Flynn and E. Righini, agents)

Applicant:

Defendant: Italian Republic

Defendant:

Form of order sought

Form of order sought

| — | Declare that, by failing to take, within the prescribed time-limits, all the measures necessary to withdraw the aid scheme considered unlawful and incompatible with the common market by Commission Decision 2006/261/EC of 16 March 2005 on aid scheme C 8/2004 (ex NN 164/2003) implemented by Italy in favour of newly listed companies (notified on 17 March 2005 under document No C(2005) 591) (OJ 2006 L 94, p. 42) and to recover from the beneficiaries the aid granted under that scheme, the Italian Republic has failed to fulfil its obligations under Articles 2, 3 and 4 of that decision and the EC Treaty. |
| --- | --- |

—

Declare that, by failing to take, within the prescribed time-limits, all the measures necessary to withdraw the aid scheme considered unlawful and incompatible with the common market by Commission Decision 2006/261/EC of 16 March 2005 on aid scheme C 8/2004 (ex NN 164/2003) implemented by Italy in favour of newly listed companies (notified on 17 March 2005 under document No C(2005) 591) (OJ 2006 L 94, p. 42) and to recover from the beneficiaries the aid granted under that scheme, the Italian Republic has failed to fulfil its obligations under Articles 2, 3 and 4 of that decision and the EC Treaty.

| — | Order the Italian Republic to pay the costs. |
| --- | --- |

—

Order the Italian Republic to pay the costs.

Pleas in law and main arguments

Pleas in law and main arguments

The time-limit within which Italian Republic was required to withdraw the aid scheme and recover the unlawfully paid aid expired two months after the date of notification of the decision in question. More than four years later, the Italian authorities have recovered only approximately 25 % of the aid.

---
Terrylyn McCAIN, petitioner, v. UNITED STATES.

No. 17-7468.

Supreme Court of the United States

Feb. 20, 2018.

Petition for writ of certiorari to the United States Court of Appeals for the Ninth Circuit denied.
# C_2009113EN.01002701.xml

| 16.5.2009 | EN | Official Journal of the European Union | C 113/27 |
| --- | --- | --- | --- |

16.5.2009

EN

Official Journal of the European Union

C 113/27

---

Action brought on 11 March 2009 — Commission of the European Communities v Czech Republic

(Case C-100/09)

2009/C 113/50

Language of the case: Czech

Parties

Parties

Applicant: Commission of the European Communities (represented by: L Jelínek and P. Dejmek, acting as Agents)

Applicant:

Defendant: Czech Republic

Defendant:

Form of order sought

Form of order sought

| — | declare that, by failing to adopt all such laws, regulations and administrative provisions necessary to comply with Commission Directive 2007/14/EC of 8 March 2007 laying down detailed rules for the implementation of certain provisions of Directive 2004/109/EC on the harmonisation of transparency requirements in relation to information about issuers whose securities are admitted to trading on a regulated market, (1) or in any event, by failing to inform the Commission thereof, the Czech Republic has failed to fulfil its obligations under Article 24 of that directive; |
| --- | --- |

—

declare that, by failing to adopt all such laws, regulations and administrative provisions necessary to comply with Commission Directive 2007/14/EC of 8 March 2007 laying down detailed rules for the implementation of certain provisions of Directive 2004/109/EC on the harmonisation of transparency requirements in relation to information about issuers whose securities are admitted to trading on a regulated market, (1) or in any event, by failing to inform the Commission thereof, the Czech Republic has failed to fulfil its obligations under Article 24 of that directive;

1

| — | order Czech Republic to pay the costs. |
| --- | --- |

—

order Czech Republic to pay the costs.

Pleas in law and main arguments

Pleas in law and main arguments

The period for implementing the directive into the domestic legal order expired on 8 March 2008.

---

(1)  OJ 2007 L 69, p. 27.

1

---
II-00618

From:

Sent:

To:

Subject:

Richard Cooley <cooleyre@earthlink.net>

Thursday, December 2, 2010 1:27 PM

dfadefinitions <dfadefinitions@CFTC.gov>

Re: No loopholes in Dodd-Frank

1) Securities and Exchange Commission/Commodities Futures Trading Commission, Re: Commercial Risk (CFTC RIN

3235-AK65, SEC File Number $7-12-10)

Dear Commissioners Shapiro and Gensler: Don’t let the American Bankers Association (ABA) redefine important terms like

"commercial risk" to keep banks that engage in risky derivatives trading from complying with transparency and business

conduct requirements. Commercial risk should not be expanded to include financial risk. Accepting the ABA argument

would open the door for exemptions for risky hedge funds and insurance companies.

2) Commodities Futures Trading Commission, Re: Position Limits (RIN 3038-AD 17 )

Dear Commissioner Gensler: The CFTC needs to set strong position limits to crack down on the energy and food commodity

speculation that serves no productive purpose. I urge the Commission to define limits that will address not only manipulation,

but also excessive speculation, which will require a stricter approach.

3) U.S. Department of the Treasury, Re: FX Swaps (75 FR 66426 Document Number 2010-27274)

Dear Secretary Geithner: Just say "no" to foreign exchange traders who want to exempt foreign currency derivatives from the

clearing and transparency requirements of the

Dodd-Frank Act. $4 trillion dollars a day is traded in these highly-leveraged swaps and this number may increase to over $10

trillion in a decade. As the head of the Financial

Stability Oversight Board your job is to decrease risk in the system, not encourage off-book trading and opaque markets.

Richard Cooley

10343 Oso Grande Rd. NE

Albuquerque, NM 87111
II-00808

From:

Sent:

To:

Subject:

chris boever <botanygeek68@yahoo.com>

Thursday, December 2, 2010 11:10 AM

dfadefinitions <dfadefinitions@CFTC.gov>

Re: No loopholes in Dodd-Frank

1) Securities and Exchange Commission/Commodities Futures Trading Commission, Re: Commercial Risk (CFTC RIN

3235-AK65, SEC File Number $7-12-10)

Dear Commissioners Shapiro and Gensler: Don’t let the American Bankers Association (ABA) redefine important terms like

"commercial risk" to keep banks that engage in risky derivatives trading from complying with transparency and business

conduct requirements. Commercial risk should not be expanded to include financial risk. Accepting the ABA argument

would open the door for exemptions for risky hedge funds and insurance companies.

2) Commodities Futures Trading Commission, Re: Position Limits (RIN 3038-AD 17 )

Dear Commissioner Gensler: The CFTC needs to set strong position limits to crack down on the energy and food commodity

speculation that serves no productive purpose. I urge the Commission to define limits that will address not only manipulation,

but also excessive speculation, which will require a stricter approach.

3) U.S. Department of the Treasury, Re: FX Swaps (75 FR 66426 Document Number 2010-27274)

Dear Secretary Geithner: Just say "no" to foreign exchange traders who want to exempt foreign currency derivatives from the

clearing and transparency requirements of the

Dodd-Frank Act. $4 trillion dollars a day is traded in these highly-leveraged swaps and this number may increase to over $10

trillion in a decade. As the head of the Financial

Stability Oversight Board your job is to decrease risk in the system, not encourage off-book trading and opaque markets.

chris boever

3201 Hilldale Ave NE

Minneapolis, MN 55418
[Federal Register Volume 66, Number 125 (Thursday, June 28, 2001)]
[Notices]
[Pages 34451-34452]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 01-16247]


-----------------------------------------------------------------------

DEPARTMENT OF HEALTH AND HUMAN SERVICES

Center for Disease Control and Prevention


Program Announcement Number 01163 Correction

AGENCY: Centers for Disease Control and Prevention, HHS

ACTION: Program announcement number 01163 correction.

-----------------------------------------------------------------------

SUMMARY: The Centers for Disease Control and Prevention published 
Program Announcement 01163 for HIV Prevention Projects for Community-
Based Organizations Targeting Young Men of Color Who Have Sex With Men

FOR FURTHER INFORMATION CONTACT: David A. Wilson, 770-488-2692

Correction

    In the Federal Register of June 21, 2001, in FR Vol 66, No. 120, 
Page 33254, first line, third column, correct date to read On or Before 
July 31, 2001. On Page 33255, second column, under J. Where to Obtain 
Additional Information, third paragraph, phone number for David A. 
Wilson should read: 770-488-2692.


[[Page 34452]]


    Dated: June 22, 2001.
John L. Williams,
Director, Procurement and Grants Office, Centers for Disease Control 
and Prevention (CDC).
[FR Doc. 01-16247 Filed 6-27-01; 8:45 am]
BILLING CODE 4163-18-P