CFTC NOFEAR Report: FY 2020

CFTC Complaint Activity 2016-2020

2016 2017 2018 2019 2020

Number of Complaints Filed 5 5 4 5 5

Number of Complainants 5 5 4 5 3

Repeat Filers 1 0 0 1 1

Complaints by Basis 2016-2020

2016 2017 2018 2019 2020

Race 4 1 2 2 2

Color 3 2 1 1 1

Religion 1 0 0 0 0

Reprisal 5 2 2 3 3

Sex 3 1 1 1 1

National Origin 3 0 0 1 1

Equal Pay Act 0 0 0 0 0

Age 2 3 2 3 3

Disability 1 1 1 0 0

Non-EEO basis 0 0 0 0 0

Complaints by Issue 2016-2020

2016 2017 2018 2019 2020

Appointment/Hire (+) 0 0 0 0 0

Assignment of Duties 0 0 0 0 0

Awards 0 0 0 0 0

Conversion to Full-time 0 0 0 0 0

Demotion 0 0 0 0 0

Reprimand 0 0 0 0 0

Removal 1 0 0 0 0

Suspension 0 0 0 0 0

Other: Non-Selection/Hire 0 0 0 0 0

Duty Hours 0 0 0 0 0

Evaluation Appraisal 0 0 2 0 1

Examination/Test 0 0 0 0 0

Harassment: Non-Sexual 2 5 1 5 2

Harassment: Sexual 0 0 0 0 0

Medical Examination 0 0 0 0 0

Pay (Including Overtime) 0 0 0 0 0

Promotion/Non-Selection 2 0 0 0 1

Reassignment: Denied 0 0 0 0 0

Reassignment: Directed 0 0 0 0 1

Reasonable Accommodation 0 0 1 0 0

Reinstatement 0 0 0 0 0

Retirement 0 0 0 0 0

Termination 0 0 0 0 0
Terms/Conditions of Employment 1 0 0 0 0

Time and Attendance 0 0 0 0 0

Training 0 0 0 0 0

Other 0 0 0 0 0

Processing Time 2016-2020

2016 2017 2018 2019 2020

Complaints pending (for any length of time) 

during fiscal year 7 6 7 5 4

Average number of days in investigation stage 153 29 149 33 117

Complaints pending (for any length of time) 

during fiscal year where hearing was requested 4 0 3 1 2

Average number of days in investigation stage 152 0 156 45 167

Average number of days in final action stage 361 0 0 0 0

Complaints pending (for any length of time) 

during fiscal year where hearing was not 

requested 0 0 4 4 2

Average number of days in investigation stage 0 0 144 45 167

Average number of days in final action stage 0 0 65 0 0

Complaints Dismissed by Agency 2016-2020

2016 2017 2018 2019 2020

Total Complaints Dismissed by Agency 0 0 0 0 0

Average days pending prior to dismissal 0 0 0 0 0

Total complaints Withdrawn by Complainants 1 0 0 0 0

Total Final Actions Finding Discrimination 2016-2020

2016 2017 2018 2019 2020

Total Number Findings 0 0 0 0 0

Without Hearing 0 0 0 0 0

With Hearing 0 0 0 0 0

Findings of Discrimination Rendered by Basis 2016-2020

2016 2017 2018 2019 2020

Total Number Findings 0 0 0 0 0

Race 0 0 0 0 0

Color 0 0 0 0 0

Religion 0 0 0 0 0

Reprisal 0 0 0 0 0

Sex 0 0 0 0 0

National Origin 0 0 0 0 0

Age 0 0 0 0 0
Disability 0 0 0 0 0

Non-EEO 0 0 0 0 0

Findings After Hearing 0 0 0 0 0

Race 0 0 0 0 0

Color 0 0 0 0 0

Religion 0 0 0 0 0

Reprisal 0 0 0 0 0

Sex 0 0 0 0 0

National Origin 0 0 0 0 0

Equal Pay Act 0 0 0 0 0

Age 0 0 0 0 0

Disability 0 0 0 0 0

Non-EEO 0 0 0 0 0

Findings Without Hearing 0 0 0 0 0

Race 0 0 0 0 0

Color 0 0 0 0 0

Religion 0 0 0 0 0

Reprisal 0 0 0 0 0

Sex 0 0 0 0 0

National Origin 0 0 0 0 0

Equal Pay Act 0 0 0 0 0

Age 0 0 0 0 0

Disability 0 0 0 0 0

Non-EEO 0 0 0 0 0

Findings of Discrimination Rendered by Issue 2016-2020

2016 2017 2018 2019 2020

Total Number Findings 0 0 0 0 0

Appointment/Hire 0 0 0 0 0

Assignment of Duties 0 0 0 0 0

Awards 0 0 0 0 0

Conversion to Full-time 0 0 0 0 0

Demotion 0 0 0 0 0

Reprimand 0 0 0 0 0

Suspension 0 0 0 0 0

Removal 0 0 0 0 0

Other 0 0 0 0 0

Duty Hours 0 0 0 0 0

Evaluation Appraisal 0 0 0 0 0

Examination/Test 0 0 0 0 0

Non-Sexual 0 0 0 0 0

Sexual 0 0 0 0 0

Medical Examination 0 0 0 0 0

Pay (Including Overtime) 0 0 0 0 0

Promotion/Non-Selection 0 0 0 0 0

Denied 0 0 0 0 0

Directed 0 0 0 0 0
Reasonable Accommodation 0 0 0 0 0

Reinstatement 0 0 0 0 0

Retirement 0 0 0 0 0

Termination 0 0 0 0 0

Terms/Conditions of Employment 0 0 0 0 0

Time and Attendance 0 0 0 0 0

Training 0 0 0 0 0

Other 0 0 0 0 0

Appointment/Hire 0 0 0 0 0

Assignment of Duties 0 0 0 0 0

Awards 0 0 0 0 0

Conversion to Full-time 0 0 0 0 0

Reprimand 0 0 0 0 0

Suspension 0 0 0 0 0

Removal 0 0 0 0 0

Other 0 0 0 0 0

Duty Hours 0 0 0 0 0

Evaluation Appraisal 0 0 0 0 0

Examination/Test 0 0 0 0 0

Harassment: Non-Sexual 0 0 0 0 0

Harassment: Sexual 0 0 0 0 0

Medical Examination 0 0 0 0 0

Pay (Including Overtime) 0 0 0 0 0

Promotion/Non-Selection 0 0 0 0 0

Reassignment: Denied 0 0 0 0 0

Reassignment: Directed 0 0 0 0 0

Reasonable Accommodation 0 0 0 0 0

Reinstatement 0 0 0 0 0

Retirement 0 0 0 0 0

Termination 0 0 0 0 0

Terms/Conditions of Employment 0 0 0 0 0

Time and Attendance 0 0 0 0 0

Training 0 0 0 0 0

Other 0 0 0 0 0

Pending Complaints Filed in Previous Fiscal Years by Status 2016-2020

2016 2017 2018 2019 2020

Total complaints from previous FYs 1 1 4 1 2

Total Complainant 1 1 4 1 2

Investigation 0 0 0 0 0

Hearing 1 0 0 0 0

Final Agency Action 0 0 0 0 0

Appeal with EEOC OFO 0 0 0 0 0

Complaint Investigations 2016-2020

2016 2017 2018 2019 2020
Pending Completion Where Investigation 

Exceeds Required Time Frames

00000