Commodity Futures Trading Commission 

FOIA Annual Report 

for 

10/01/2022 – 09/30/2023 

The followin

g Annual Freedom of Information Act Report covers the 

Period 10/01/2022 throu

gh 09/30/2023, as required b

y 5 U.S.C. 552. 
I. BASIC INFORMATION REGARDING REPORT 

1. Provide name, title, address, and telephone number of person(s) to be contacted with questions about the Report. Rosemary Killoy Assistant General Counsel Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, N.W. Washington, D.C. 20581 Phone: (202) 418-5912 2. Provide an electronic link for access to the Report on the agency website. https://www.cftc.gov/FOI/foiareadingrooms.html 3. Explain how to obtain a copy of the Report in paper form. Submit an electronic FOIA request form at: https://forms.cftc.gov/Forms/FOIARequest.aspx OR Submit a request by email to: FOIAsubmissions@cftc.gov OR Send a written request to: FOIA Office Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, N.W. Washington, D.C. 20581 II. MAKING A FOIA REQUEST 1. Provide names, addresses, and telephone numbers of all individual agency components that receive FOIA requests. 
The CFTC has only one component that receives FOIA requests. Regardless of how a request is submitted, it should be ad

Freedom of Information Act Request FOIA Office Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, N.W. Washington, D.C. 20581 The main FOIA contact email address is: FOIAsubmissions@cftc.gov 2. Provide a brief description of why some requests are not granted and an overview of certain general categories of the agethe FOIA exemptions apply. The CFTC receives requests for records regarding a company’s business transactions and requests for records regarding the enforcement investigations. The majority of requests that are fully or partially denied are denied because disclosure is prohconstraints or because disclosure would interfere with ongoing law enforcement activities. 3. Provide a functional electronic link to agency FOIA regulations, including the agency’s fee schedule. (NOTE: Agency Fformerly listed at Section XI of the human-readable version of the Report). https://www.cftc.gov/FOI/foiarequests.html https://www.cftc.gov/FOI/cftcfoiaguide.html https://www.ecfr.gov/current/title-17/chapter-I/part-145?toc=1 III. ACRONYMS, DEFINITIONS, AND EXEMPTIONS 1. Include the following definitions of terms used in this Report: a. Administrative Appeal – a request to a federal agency asking that it review at a higher administrative level a FOIA deteagency at the initial request level. b. Average Number – the number obtained by dividing the sum of a group of numbers by the quantity of numbers in the g

7, and 14, the average number is 8. 
c. Backlog – the number of requests or administrative appeals that are pending at an agency at the end of the fiscal year tha

statutory time period for a response. d. Component – for agencies that process requests on a decentralized basis, a "component" is an entity, also sometimes ref

Division, Bureau, Center, or Directorate, within the agency that processes FOIA requests. The FOIA now requires that agenAnnual FOIA Report data for both the agency overall and for each principal component of the agency. e. Consultation – the procedure whereby the agency responding to a FOIA request first forwards a record to another agencthe same agency for its review because that other agency has an interest in the document. Once the agency in receipt of the review of the record, it responds back to the agency or component within the same agency that forwarded it. That agency, ito the FOIA requester. f. Exemption 3 Statute – a federal statute that exempts information from disclosure and which the agency relies on to withsubsection (b)(3) of the FOIA. g. FOIA Request – a FOIA request is generally a request to a federal agency for access to records concerning another persrequest), or concerning an organization, or a particular topic of interest. FOIA requests also include requests made by requeconcerning themselves (i.e., "first-party" requests) when those requesters are not subject to the Privacy Act, such as non-U.

because all first-party requesters should be afforded the benefit of both the access provisions of the FOIA as well as those orequests also include any first-party requests where an agency determines that it must search beyond its Privacy Act "systema Privacy Act exemption applies, and the agency looks to FOIA to afford the greatest possible access. All requests which re

utilize the FOIA in responding to the requester are included in this Report. Additionally, a FOIA request includes records reprocessing and direct response to the requester. It does not, however, include records for which the agency has received a c

agency. (Consultations are reported separately in Section XII of this Report.) h. Full Grant – an agency decision to disclose all records in full in response to a FOIA request. 

i. Full Denial – an agency decision not to release any records in response to a FOIA request because the records are exemp

under one or more of the FOIA exemptions, or because of a procedural reason, such as when no records could be located. 
j. Median Number – the middle, not average, number. For example, of 3, 7, and 14, the median number is 7. 

k. Multi-Track Processing – a system in which simple requests requiring relatively minimal review are placed in one proc

voluminous and complex requests are placed in one or more other tracks. Requests granted expedited processing are placed Requests in each track are processed on a first in/first out basis. i. Expedited Processing – an agency will process a FOIA request on an expedited basis when a requester satisfies the requexpedited processing as set forth in the statute and in agency regulations. ii. Simple Request – a FOIA request that an agency using multi-track processing places in its fastest (non-expedited) track low volume and/or simplicity of the records requested. iii. Complex Request – a FOIA request that an agency using multi-track processing places in a slower track based on the high volume and/or complexity of the records requested. l. Partial Grant/Partial Denial – in response to a FOIA request, an agency decision to disclose portions of the records and 

portions that are exempt under the FOIA, or to otherwise deny a portion of the request for a procedural reason. m. Pending Request or Pending Administrative Appeal – a request or administrative appeal for which an agency has not 

respects. n. Perfected Request – a request for records which reasonably describes such records and is made in accordance with publ

time, place, fees (if any) and procedures to be followed. o. Processed Request or Processed Administrative Appeal – a request or administrative appeal for which an agency has 

respects. p. Range in Number of Days – the lowest and highest number of days to process requests or administrative appeals. q. Time Limits – the time period in the statute for an agency to respond to a FOIA request (ordinarily twenty working days perfected FOIA request). 
2. Include the following concise descriptions of the nine FOIA exemptions: 

a. Exemption 1: classified national defense and foreign relations information 

b. Exemption 2: information that is related solely to the internal personnel rules and practices of an agency 

c. Exemption 3: information that is prohibited from disclosure by another federal law d. Exemption 4: trade secrets and other confidential business information e. Exemption 5: inter-agency or intra-agency communications that are protected by legal privileges 

f. Exemption 6: information involving matters of personal privacy g. Exemption 7: records or information compiled for law enforcement purposes, to the extent that the production of those rreasonably be expected to interfere with enforcement proceedings, (B) would deprive a person of a right to a fair trial or an 

(C) could reasonably be expected to constitute an unwarranted invasion of personal privacy, (D) could reasonably be expecidentity of a confidential source, (E) would disclose techniques and procedures for law enforcement investigations or prose

disclose guidelines for law enforcement investigations or prosecutions, or (F) could reasonably be expected to endanger the 

of any individual. h. Exemption 8: information relating to the supervision of financial institutions i. Exemption 9: geological information on wells 3. Agency Component Abbreviations 

Component 

Abbreviation Component Name 

CFTC Commodity Futures Trading Commission 
IV. EXEMPTION 3 STATUTES 

Statute Type of Information Withheld Case Citation Agency / Component 

Number of 

Times 

Relied upon

by Agency / 

Component 

Total 

Number 

of 

Times 

Relied 

upon

by

Agency

Overall 

7 U.S.C. § “[D]ata and information that Hunt v. CFTC 

12(a)(1) would separately disclose the 

business transactions or market positions of anyperson and trade secrets or names of customers,” as well as certain other information 

Commodity Futures TradingComm’n, 484 F. Supp. 47,

concerning, or obtained in,the course of the Commission’s investigationsunder the CommodityExchange Act. 

49 (D.D.C. 1979). 

6 6 

7 U.S.C. § “[A]ny information, including N/A CFTC 26(h)(2)(A) information provided by a 

whistleblower to the Commission, which could reasonably be expected to reveal the identity of a whistleblower, . . . unless and until required to be disclosedto a defendant or respondent in connection with a public proceeding instituted by the Commission or any entity described in subparagraph (C).” 

9 9 
V.A. FOIA REQUESTS -- RECEIVED, PROCESSED AND PENDING FOIA REQUESTS 

Agency / Component 

Number of 

Requests

Pending as of

Start 

of Fiscal Year 

Number of 

Requests

Received 

in Fiscal Year 

Number of 

Requests

Processed 

in Fiscal Year 

Number of 

Requests

Pending as of

End 

of Fiscal Year 

CFTC 6 290 291 5 

AGENCY OVERALL 6 290 291 5 

V.B.(1). DISPOSITION OF FOIA REQUESTS -- ALL PROCESSED REQUESTS 

Agency /

Component 

Number 

of Full 

Grants 

Number 

of 

Partial 

Grants /

Partial 

Denials 

Number of 

Full 

Denials 

Based on 

Exemptions 

Number of Full Denials Based on Reasons Other than Exemptions 

No 

Records 

All 

Records 

Referred to 

Another 

Component 

or Agency 

Request

Withdrawn 

FeeRelated 

Reason 

Records 

not 

Reasonably

Described 

Improper

FOIA 

Request

for Other 

Reason 

Not 

Agency

Record 

Duplicate

Request 

Other 

*Explain 

in Char

Below 

CFTC 53 47 16 35 4 0 0 64 38 7 5 2

AGENCY 

OVERALL 53 47 16 35 4 0 0 64 38 7 5 2
V.B.(2). DISPOSITION OF FOIA REQUESTS -- "OTHER" REASONS FOR "FULL DENIALS BASED ON REA

EXEMPTIONS" 

Agency / 

Component 

Description of "Other" Reasons for Denials 

from Chart B(1) 

Number 

of Times 

"Other" 

Reason 

Was 

Relied 

Upon 

TOTAL 

CFTC Directed Requester to Publicly Available 

Information 22 22 

AGENCY 

OVERALL 22 

V.B.(3). DISPOSITION OF FOIA REQUESTS -- NUMBER OF TIMES EXEMPTIONS APPLIED 

Agency / 

Component 

Ex. 

1 

Ex. 

2 

Ex. 

3 

Ex. 

4 

Ex. 

5 

Ex. 

6 

Ex. 

7(A) 

Ex. 

7(B) 

Ex. 

7(C) 

Ex. 

7(D) 

Ex. 

7(E) 

Ex. 

7(F) 

Ex. 

8 

Ex. 

9 

CFTC 0 0 15 16 15 34 21 0 6 0 7 0 8 0 

AGENCY 

OVERALL 0 0 15 16 15 34 21 0 6 0 7 0 8 0 
VI.A. ADMINISTRATIVE APPEALS OF INITIAL DETERMINATIONS OF FOIA REQUESTS -- RECEIVED, P

PENDING ADMINISTRATIVE APPEALS 

Agency / 

Component 

Number of 

Appeals

Pending as of

Start 

of Fiscal Year 

Number of 

Appeals

Received 

in Fiscal Year 

Number of 

Appeals

Processed 

in Fiscal Year 

Number of 

Appeals

Pending as of

End 

of Fiscal Year 

CFTC 1 7 8 0 

AGENCY 

OVERALL 1 7 8 0 

VI.B. DISPOSITION OF ADMINISTRATIVE APPEALS -- ALL PROCESSED APPEALS 

Agency / 

Component 

Number 

Affirmed on 

Appeal 

Number Partially

Affirmed & 

Partially

Reversed/Remanded

on Appeal 

Number Completely

Reversed/Remanded

on Appeal 

Number of 

Appeals

Closed for 

Other 

Reasons 

TOTAL 

CFTC 7 0 0 1 8 

AGENCY 

OVERALL 7 0 0 1 8 
VI.C.(1). REASONS FOR DENIAL ON APPEAL -- NUMBER OF TIMES EXEMPTIONS APPLIED 

Agency / 

Component 

Ex. 

1 

Ex. 

2 

Ex. 

3 

Ex. 

4 

Ex. 

5 

Ex. 

6 

Ex. 

7(A) 

Ex. 

7(B) 

Ex. 

7(C) 

Ex. 

7(D) 

Ex. 

7(E) 

Ex. 

7(F) 

Ex. 

8 

Ex. 

9 

CFTC 0 0 1 2 2 2 4 0 1 0 0 0 1 0 

AGENCY 

OVERALL 0 0 1 2 2 2 4 0 1 0 0 0 1 0 

VI.C.(2). REASONS FOR DENIAL ON APPEAL -- REASONS OTHER THAN EXEMPTIONS 

Agency / 

Component 

No 

Records 

Records 

Referred 

at Initial 

Request

Level 

Request

Withdrawn 

FeeRelated 

Reason 

Records 

not 

Reasonably

Described 

Improper 

Request

for Other 

Reasons 

Not 

Agency

Record 

Duplicate

Request 

or 

Appeal 

Request

in 

Litigation 

CFTC 0 0 0 0 0 0 0 0 0 

AGENCY 

OVERALL 0 0 0 0 0 0 0 0 0 
VI.C.(3). REASONS FOR DENIAL ON APPEAL – “OTHER” REASONS 

Agency / 

Component 

Description of “Other” Reasons for Denial on 

Appeal from Chart C(2) 

Number of 

Times 

“Other” 

Reason 

Was 

Relied 

Upon 

TOTAL 

CFTC N/A 0 0 

AGENCY 

OVERALL 0 

VI.C.(4). RESPONSE TIME FOR ADMINISTRATIVE APPEALS 

Agency / 

Component 

Median Number 

of Days 

Average

Number of Days 

Lowest Number 

of Days 

Highest Number 

of Days 

CFTC 15.5 14.75 6 22 

AGENCY 

OVERALL 15.5 14.75 6 22 
VI.C.(5). TEN OLDEST PENDING ADMINISTRATIVE APPEALS 

Agency / 

Component 

10th 

Oldest 

Appeal 

9th 8th 7th 6th 5th 4th 3rd 2nd Oldest Appeal 

Date of 

Appeal N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 

CFTC 

Number 

of Days

Pending 0 0 0 0 0 0 0 0 0 0 

AGENCY 

Date of 

Appeal N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 

OVERALL Number 

of Days

Pending 0 0 0 0 0 0 0 0 0 0 

VII.A. FOIA REQUESTS -- RESPONSE TIME FOR ALL PROCESSED PERFECTED REQUESTS 

Agency / 

Component 

SIMPLE COMPLEX EXPEDITED P

Median 

Number 

of Days 

Average

Number 

of Days 

Lowest 

Number 

of Days 

Highest

Number 

of Days 

Median 

Number 

of Days 

Average

Number 

of Days 

Lowest 

Number 

of Days 

Highest

Number 

of Days 

Median 

Number 

of Days 

Average

Number 

of Days 

CFTC 2 4.38 <1 47 19 47.73 <1 398 N/A N/A 

AGENCY 

OVERALL 2 4.38 <1 47 19 47.73 <1 398 N/A N/A 
VII.B. PROCESSED REQUESTS -- RESPONSE TIME FOR PERFECTED REQUESTS IN WHICH INFORMAT

Agency / 

Component 

SIMPLE COMPLEX EXPEDITED P

Median 

Number 

of Days 

Average

Number 

of Days 

Lowest 

Number 

of Days 

Highest

Number 

of Days 

Median 

Number 

of Days 

Average

Number 

of Days 

Lowest 

Number 

of Days 

Highest

Number 

of Days 

Median 

Number 

of Days 

Average

Number 

of Days 

CFTC 3 5.93 <1 47 32 67.37 2 398 N/A N/A 

AGENCY 

OVERALL 3 5.93 <1 47 32 67.37 2 398 N/A N/A 

VII.C. PROCESSED SIMPLE REQUESTS -- RESPONSE TIME IN DAY INCREMENTS 

Agency / 

Component 

<1-

20 

Days 

21-

40 

Days 

41-

60 

Days 

61-

80 

Days 

81-

100 

Days 

101-

120 

Days 

121-

140 

Days 

141-

160 

Days 

161-

180 

Days 

181-

200 

Days 

201-

300 

Days 

301-

400 

Days 

401+ 

Days TOTAL 

CFTC 92 1 1 0 0 0 0 0 0 0 0 0 0 94 

AGENCY 

OVERALL 92 1 1 0 0 0 0 0 0 0 0 0 0 94 
VII.C. PROCESSED COMPLEX REQUESTS -- RESPONSE TIME IN DAY INCREMENTS 

Agency / 

Component 

<1-

20 

Days 

21-

40 

Days 

41-

60 

Days 

61-

80 

Days 

81-

100 

Days 

101-

120 

Days 

121-

140 

Days 

141-

160 

Days 

161-

180 

Days 

181-

200 

Days 

201-

300 

Days 

301-

400 

Days 

401+ 

Days TOTAL 

CFTC 51 17 6 4 2 0 1 3 6 3 1 1 0 95 

AGENCY 

OVERALL 51 17 6 4 2 0 1 3 6 3 1 1 0 95 

VII.C. PROCESSED REQUESTS GRANTED EXPEDITED PROCESSING -- RESPONSE TIME IN DAY INCRE

Agency / 

Component 

<1-

20 

Days 

21-

40 

Days 

41-

60 

Days 

61-

80 

Days 

81-

100 

Days 

101-

120 

Days 

121-

140 

Days 

141-

160 

Days 

161-

180 

Days 

181-

200 

Days 

201-

300 

Days 

301-

400 

Days 

401+ 

Days TOTAL 

CFTC 0 0 0 0 0 0 0 0 0 0 0 0 0 0 

AGENCY 

OVERALL 0 0 0 0 0 0 0 0 0 0 0 0 0 0 
VII.D. PENDING REQUESTS -- ALL PENDING PERFECTED REQUESTS 

Agency / 

Component 

SIMPLE COMPLEX EXPEDITED PROCESSING 

Number 

Pending 

Median 

Number 

of Days 

Average

Number 

of Days 

Number 

Pending 

Median 

Number 

of Days 

Average

Number 

of Days 

Number 

Pending 

Median 

Number 

of Days 

Average

Number 

of Days 

CFTC 0 N/A N/A 5 37 79 0 N/A N/A 

AGENCY 

OVERALL 0 N/A N/A 5 37 79 0 N/A N/A 

VII.E. PENDING REQUESTS -- TEN OLDEST PENDING PERFECTED REQUESTS 

Agency / 

Component 

10th 

Oldest 

Request 

9th 8th 7th 6th 5th 4th 3rd 2nd Oldest Request 

Date of 2023- 2023- 2023- 2023- 2022-

Receipt N/A N/A N/A N/A N/A 09-22 08-14 08-08 03-22 12-30 

CFTC 

Number 

of Days

Pending 0 0 0 0 0 5 33 37 133 188 

Date of 2023- 2023- 2023- 2023- 2022-

AGENCY 

Receipt N/A N/A N/A N/A N/A 09-22 08-14 08-08 03-22 12-30 

OVERALL Number 

of Days

Pending 0 0 0 0 0 5 33 37 133 188 
VIII.A. REQUESTS FOR EXPEDITED PROCESSING 

Agency / 

Component 

Number 

Granted 

Number 

Denied 

Median 

Number of 

Days to 

Adjudicate 

Average

Number of 

Days to 

Adjudicate 

Number 

Adjudicated

Within Ten 

Calendar 

Days 

CFTC 0 7 8 8.29 6 

AGENCY 

OVERALL 0 7 8 8.29 6 

VIII.B. REQUESTS FOR FEE WAIVER 

Agency / 

Component 

Number 

Granted 

Number 

Denied 

Median 

Number of 

Days to 

Adjudicate 

Average

Number of 

Days to 

Adjudicate 

CFTC 0 0 N/A N/A 

AGENCY 

OVERALL 0 0 N/A N/A 
IX. FOIA PERSONNEL AND COSTS 

Agency / 

Component 

PERSONNEL COSTS 

Number of 

"Full-Time 

FOIA 

Employees" 

Number of 

"Equivalent

Full-Time 

FOIA 

Employees" 

Total 

Number 

of "FullTime 

FOIA 

Staff" 

Processing

Costs 

LitigationRelated 

Costs 

Total Costs 

CFTC 3 0.00 3.00 456641.54 0.00 456641.54 

AGENCY 

OVERALL 3 0.00 3.00 456641.54 0.00 456641.54 

X. FEES COLLECTED FOR PROCESSING REQUESTS 

Agency / 

Component 

Total Amount 

of Fees 

Collected 

Percentage of

Total Costs 

CFTC 999.99 0.2200 

AGENCY 

OVERALL 999.99 0.2200 
XI.A. NUMBER OF TIMES SUBSECTION (C) USED 

Agency / Component Number of Times Subsection Used 

CFTC 0 

AGENCY 

OVERALL 0 

XI.B. NUMBER OF SUBSECTION (A)(2) POSTINGS 

Agency / 

Component 

Number of 

Records 

Posted by the

FOIA Office 

Number of 

Records 

Posted by

Program

Offices 

CFTC 23 60 

AGENCY 

OVERALL 23 60 
XII.A. BACKLOGS OF FOIA REQUESTS AND ADMINISTRATIVE APPEALS 

Number of Number of 

Agency / 

Component 

Backlogged

Requests as of 

End of Fiscal 

Backlogged

Appeals as of

End of Fiscal 

Year Year 

CFTC 4 0 

AGENCY 

OVERALL 4 0 

XII.B. CONSULTATIONS ON FOIA REQUESTS -- RECEIVED, PROCESSED, AND PENDING CONSULTATIO

Agency / 

Component 

Number of 

Consultations 

Received from 

Other Agencies 

that were 

Pending at the 

Agency as of 

Start 

of the Fiscal 

Year 

Number of 

Consultations 

Received from 

Other Agencies 

During the

Fiscal Year 

Number of 

Consultations 

Received from 

Other Agencies 

that were 

Processed by the 

Agency During 

the Fiscal Year 

Number of 

Consultations 

Received from 

Other Agencies 

that were 

Pending at the 

Agency as of 

End 

of the Fiscal 

Year 

CFTC 0 5 5 0 

AGENCY 

OVERALL 0 5 5 0 
XII.C. CONSULTATIONS ON FOIA REQUESTS -- TEN OLDEST CONSULTATIONS RECEIVED FROM OTH

PENDING AT THE AGENCY 

Agency / 

Component 

10th Oldest 

Consultation 9th 8th 7th 6th 5th 4th 3rd 2nd Oldest Consultation 

Date N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 

CFTC 

Number 

of Days 0 0 0 0 0 0 0 0 0 0 

AGENCY 

Date N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 

OVERALL Number 

of Days 0 0 0 0 0 0 0 0 0 0 

XII.D.(1). COMPARISON OF NUMBERS OF REQUESTS FROM PREVIOUS AND CURRENT ANNUAL REPORECEIVED AND PROCESSED 

Agency / 

Component 

NUMBER OF REQUESTS 

RECEIVED 

NUMBER OF REQUESTS 

PROCESSED 

Number 

Received 

During Fiscal

Year from Last 

Year's Annual 

Report 

Number 

Received 

During Fiscal

Year from 

Current Annual 

Report 

Number 

Processed 

During Fiscal

Year from Last 

Year's Annual 

Report 

Number 

Processed 

During Fiscal

Year from 

Current Annual 

Report 

CFTC 185 290 202 291 

AGENCY 

OVERALL 185 290 202 291 
XII.D.(2). COMPARISON OF NUMBERS OF REQUESTS FROM PREVIOUS AND CURRENT ANNUAL REPO

BACKLOGGED REQUESTS 

Agency / 

Component 

Number of 

Backlogged

Requests as of 

End of the Fiscal 

Year from 

Previous Annual 

Report 

Number of 

Backlogged

Requests as of 

End of the Fiscal 

Year from 

Current Annual 

Report 

CFTC 3 4 

AGENCY 

OVERALL 3 4 

XII.E.(1). COMPARISON OF NUMBERS OF ADMINISTRATIVE APPEALS FROM PREVIOUS AND CURRENREPORT -- APPEALS RECEIVED AND PROCESSED 

Agency / 

Component 

NUMBER OF APPEALS 

RECEIVED 

NUMBER OF APPEALS 

PROCESSED 

Number 

Received 

During Fiscal

Year from Last 

Year's Annual 

Report 

Number 

Received 

During Fiscal

Year from 

Current Annual 

Report 

Number 

Processed 

During Fiscal

Year from Last 

Year's Annual 

Report 

Number 

Processed 

During Fiscal

Year from 

Current Annual 

Report 

CFTC 11 7 11 8 

AGENCY 

OVERALL 11 7 11 8 
XII.E.(2). COMPARISON OF NUMBERS OF ADMINISTRATIVE APPEALS FROM PREVIOUS AND CURREN

REPORT -- BACKLOGGED APPEALS 

Agency / 

Component 

Number of 

Backlogged

Appeals as of

End of the Fiscal 

Year from 

Previous Annual 

Report 

Number of 

Backlogged

Appeals as of

End of the Fiscal 

Year from 

Current Annual 

Report 

CFTC 0 0 AGENCY OVERALL 0 0