B1 (Official Form 1) (4/10)

UNITED STATES BANKRUPTCY COURT

__________ District of __________

VOLUNTARY PETITION

Name of Debtor (if individual, enter Last, First, Middle): Name of Joint Debtor (Spouse) (Last, First, Middle):

All Other Names used by the Debtor in the last 8 years

(include married, maiden, and trade names):

All Other Names used by the Joint Debtor in the last 8 years

(include married, maiden, and trade names):

Last four digits of Soc. Sec. or Individual-Taxpayer I.D. (ITIN)/Complete EIN

(if more than one, state all):

Last four digits of Soc. Sec. or Individual-Taxpayer I.D. (ITIN)/Complete EIN

(if more than one, state all):

Street Address of Debtor (No. and Street, City, and State):

ZIP CODE

Street Address of Joint Debtor (No. and Street, City, and State):

ZIP CODE

County of Residence or of the Principal Place of Business: County of Residence or of the Principal Place of Business:

Mailing Address of Debtor (if different from street address):

ZIP CODE

Mailing Address of Joint Debtor (if different from street address):

ZIP CODE

Location of Principal Assets of Business Debtor (if different from street address above):

ZIP CODE

Type of Debtor

(Form of Organization)

(Check one box.)

Individual (includes Joint Debtors)

See Exhibit D on page 2 of this form.

Corporation (includes LLC and LLP)

Partnership

Other (If debtor is not one of the above entities,

check this box and state type of entity below.)

__________________________________________

Nature of Business

(Check one box.)

Health Care Business

Single Asset Real Estate as defined in

11 U.S.C. § 101(51B)

Railroad

Stockbroker

Commodity Broker

Clearing Bank

Other

___________________________________

Tax-Exempt Entity

(Check box, if applicable.)

Debtor is a tax-exempt organization

under Title 26 of the United States

Code (the Internal Revenue Code).

Chapter of Bankruptcy Code Under Which

the Petition is Filed (Check one box.)

Chapter 7 Chapter 15 Petition for

Chapter 9 Recognition of a Foreign

Chapter 11 Main Proceeding

Chapter 12 Chapter 15 Petition for

Chapter 13 Recognition of a Foreign

Nonmain Proceeding

Nature of Debts

(Check one box.)

Debts are primarily consumer Debts are primarily

debts, defined in 11 U.S.C. business debts.

§ 101(8) as “incurred by an

individual primarily for a

personal, family, or household purpose.”

Filing Fee (Check one box.)

Full Filing Fee attached.

Filing Fee to be paid in installments (applicable to individuals only). Must attach

signed application for the court’s consideration certifying that the debtor is

unable to pay fee except in installments. Rule 1006(b). See Official Form 3A.

Filing Fee waiver requested (applicable to chapter 7 individuals only). Must

attach signed application for the court’s consideration. See Official Form 3B.

Chapter 11 Debtors

Check one box:

Debtor is a small business debtor as defined in 11 U.S.C. § 101(51D).

Debtor is not a small business debtor as defined in 11 U.S.C. § 101(51D).

Check if:

Debtor’s aggregate noncontingent liquidated debts (excluding debts owed to

insiders or affiliates) are less than $2,343,300 (amount subject to adjustment

on 4/01/13 and every three years thereafter).

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Check all applicable boxes:

A plan is being filed with this petition.

Acceptances of the plan were solicited prepetition from one or more classes

of creditors, in accordance with 11 U.S.C. § 1126(b).

Statistical/Administrative Information

Debtor estimates that funds will be available for distribution to unsecured creditors.

Debtor estimates that, after any exempt property is excluded and administrative expenses paid, there will be no funds available for

distribution to unsecured creditors.

THIS SPACE IS FOR

COURT USE ONLY

Estimated Number of Creditors

1-49 50-99 100-199 200-999 1,000-

5,000

5,001-

10,000

10,001-

25,000

25,001-

50,000

50,001-

100,000

Over

100,000

Estimated Assets

$0 to

$50,000

$50,001 to

$100,000

$100,001 to

$500,000

$500,001

to $1

million

$1,000,001

to $10

million

$10,000,001

to $50

million

$50,000,001

to $100

million

$100,000,001

to $500

million

$500,000,001

to $1 billion

More than

$1 billion

Estimated Liabilities

$0 to

$50,000

$50,001 to

$100,000

$100,001 to

$500,000

$500,001

to $1

million

$1,000,001

to $10

million

$10,000,001

to $50

million

$50,000,001

to $100

million

$100,000,001

to $500

million

$500,000,001

to $1 billion

More than

$1 billion

Southern District of New York

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B1 (Official Form 1) (4/10) Page 2

Voluntary Petition

(This page must be completed and filed in every case.)

Name of Debtor(s):

All Prior Bankruptcy Cases Filed Within Last 8 Years (If more than two, attach additional sheet.)

Location

Where Filed:

Case Number: Date Filed:

Location

Where Filed:

Case Number: Date Filed:

Pending Bankruptcy Case Filed by any Spouse, Partner, or Affiliate of this Debtor (If more than one, attach additional sheet.)

Name of Debtor: Case Number: Date Filed:

District: Relationship: Judge:

Exhibit A

(To be completed if debtor is required to file periodic reports (e.g., forms 10K and 10Q)

with the Securities and Exchange Commission pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934 and is requesting relief under chapter 11.)

Exhibit A is attached and made a part of this petition.

Exhibit B

(To be completed if debtor is an individual

whose debts are primarily consumer debts.)

I, the attorney for the petitioner named in the foregoing petition, declare that I

have informed the petitioner that [he or she] may proceed under chapter 7, 11, 12,

or 13 of title 11, United States Code, and have explained the relief available under

each such chapter. I further certify that I have delivered to the debtor the notice

required by 11 U.S.C. § 342(b).

X

Signature of Attorney for Debtor(s) (Date)

Exhibit C

Does the debtor own or have possession of any property that poses or is alleged to pose a threat of imminent and identifiable harm to public health or safety?

Yes, and Exhibit C is attached and made a part of this petition.

No.

Exhibit D

(To be completed by every individual debtor. If a joint petition is filed, each spouse must complete and attach a separate Exhibit D.)

Exhibit D completed and signed by the debtor is attached and made a part of this petition.

If this is a joint petition:

Exhibit D also completed and signed by the joint debtor is attached and made a part of this petition.

Information Regarding the Debtor - Venue

(Check any applicable box.)

Debtor has been domiciled or has had a residence, principal place of business, or principal assets in this District for 180 days immediately

preceding the date of this petition or for a longer part of such 180 days than in any other District.

There is a bankruptcy case concerning debtor’s affiliate, general partner, or partnership pending in this District.

Debtor is a debtor in a foreign proceeding and has its principal place of business or principal assets in the United States in this District, or has

no principal place of business or assets in the United States but is a defendant in an action or proceeding [in a federal or state court] in this

District, or the interests of the parties will be served in regard to the relief sought in this District.

Certification by a Debtor Who Resides as a Tenant of Residential Property

(Check all applicable boxes.)

Landlord has a judgment against the debtor for possession of debtor’s residence. (If box checked, complete the following.)

(Name of landlord that obtained judgment)

(Address of landlord)

Debtor claims that under applicable nonbankruptcy law, there are circumstances under which the debtor would be permitted to cure the

entire monetary default that gave rise to the judgment for possession, after the judgment for possession was entered, and

Debtor has included with this petition the deposit with the court of any rent that would become due during the 30-day period after the filing

of the petition.

Debtor certifies that he/she has served the Landlord with this certification. (11 U.S.C. § 362(l)).

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B1 (Official Form) 1 (4/10) Page 3

Voluntary Petition

(This page must be completed and filed in every case.)

Name of Debtor(s):

Signatures

Signature(s) of Debtor(s) (Individual/Joint)

I declare under penalty of perjury that the information provided in this petition is true

and correct.

[If petitioner is an individual whose debts are primarily consumer debts and has

chosen to file under chapter 7] I am aware that I may proceed under chapter 7, 11, 12

or 13 of title 11, United States Code, understand the relief available under each such

chapter, and choose to proceed under chapter 7.

[If no attorney represents me and no bankruptcy petition preparer signs the petition] I

have obtained and read the notice required by 11 U.S.C. § 342(b).

I request relief in accordance with the chapter of title 11, United States Code,

specified in this petition.

X

Signature of Debtor

X

Signature of Joint Debtor

Telephone Number (if not represented by attorney)

Date

Signature of a Foreign Representative

I declare under penalty of perjury that the information provided in this petition is

true and correct, that I am the foreign representative of a debtor in a foreign

proceeding, and that I am authorized to file this petition.

(Check only one box.)

I request relief in accordance with chapter 15 of title 11, United States Code.

Certified copies of the documents required by 11 U.S.C. § 1515 are attached.

Pursuant to 11 U.S.C. § 1511, I request relief in accordance with the

chapter of title 11 specified in this petition. A certified copy of the

order granting recognition of the foreign main proceeding is attached.

X

(Signature of Foreign Representative)

(Printed Name of Foreign Representative)

Date

Signature of Attorney*

X

Signature of Attorney for Debtor(s)

Printed Name of Attorney for Debtor(s)

Firm Name

Address

Telephone Number

Date

*In a case in which § 707(b)(4)(D) applies, this signature also constitutes a

certification that the attorney has no knowledge after an inquiry that the information

in the schedules is incorrect.

Signature of Non-Attorney Bankruptcy Petition Preparer

I declare under penalty of perjury that: (1) I am a bankruptcy petition preparer as

defined in 11 U.S.C. § 110; (2) I prepared this document for compensation and have

provided the debtor with a copy of this document and the notices and information

required under 11 U.S.C. §§ 110(b), 110(h), and 342(b); and, (3) if rules or

guidelines have been promulgated pursuant to 11 U.S.C. § 110(h) setting a

maximum fee for services chargeable by bankruptcy petition preparers, I have given

the debtor notice of the maximum amount before preparing any document for filing

for a debtor or accepting any fee from the debtor, as required in that section.

Official Form 19 is attached.

Printed Name and title, if any, of Bankruptcy Petition Preparer

Social-Security number (If the bankruptcy petition preparer is not an

individual, state the Social-Security number of the officer, principal,

responsible person or partner of the bankruptcy petition preparer.) (Required

by 11 U.S.C. § 110.)

Address

X

Date

Signature of bankruptcy petition preparer or officer, principal, responsible person,

or partner whose Social-Security number is provided above.

Names and Social-Security numbers of all other individuals who prepared or

assisted in preparing this document unless the bankruptcy petition preparer is not an

individual.

If more than one person prepared this document, attach additional sheets

conforming to the appropriate official form for each person.

A bankruptcy petition preparer’s failure to comply with the provisions of title 11

and the Federal Rules of Bankruptcy Procedure may result in fines or imprisonment

or both. 11 U.S.C. § 110; 18 U.S.C. § 156.

Signature of Debtor (Corporation/Partnership)

I declare under penalty of perjury that the information provided in this petition is true

and correct, and that I have been authorized to file this petition on behalf of the

debtor.

The debtor requests the relief in accordance with the chapter of title 11, United States

Code, specified in this petition.

X

Signature of Authorized Individual

Printed Name of Authorized Individual

Title of Authorized Individual

Date

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1

UNITED STATES BANKRUPTCY COURT

SOUTHERN DISTRICT OF NEW YORK

- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - x

:

In re: : Chapter 11

:

MF GLOBAL HOLDINGS LTD., et al., : Case No. 11-

:

Debtors. : (Joint Administration Requested)

:

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EXHIBIT “A” TO VOLUNTARY PETITION

1. The securities of MF Global Holdings Ltd. (“MF Global”) identified below are registered

under section 12 of the Securities and Exchange Act of 1934. The SEC file number is 001-

33590.

2. The following financial data, which is consolidated among MF Global and certain of its

subsidiaries (including subsidiaries which are not debtors in these chapter 11 cases), is the latest

available information and refers to the MF Global’s and its debtor-subsidiaries’ condition on

September 30, 2011.1

a. Total assets $41,046,594,000

b. Total liabilities $39,683,915,000

c. Debt securities held by more than 500 holders:2

MF Global Holdings Ltd. Outstanding Notes

Title

Outstanding

Principal Amount CUSIP/ISIN

1.875% Notes due February 1, 2016................................ $287,500,000 S5277JAA

6.250% Notes due August 8, 2016................................ $325,000,000 55277JAC

3.375% Notes due August 1, 2018................................ $325,000,000 SS277JAB

9% Notes due June 20, 2038 ........................................... $78,617,000 SS276YAB

1

Source: Form 8-K of MF Global Holdings Ltd. filed pursuant to Section 13 or 15(d) of the Securities Exchange

Act of 1934 on September 30, 2011.

2 MF Global is unable to determine the precise number of holders of its debt securities. Accordingly, MF Global

elects to identify all outstanding debt securities in response to this inquiry. All debt securities of MF Global are

unsecured.
2

d. As of June 30, 2011, MF Global Holdings Ltd. had two series of preferred stock

issued and outstanding: (a) 1,500,000 shares of Series A Preferred Stock issued and

outstanding to J.C. Flowers and (b) 403,550 shares of Series B Preferred Stock remain

outstanding.

e. As of June 30, 2011, MF Global Holdings Ltd. had 164,893,000 shares of

common stock outstanding.

3. Brief description of MF Global’s business:

MF Global, a Delaware corporation, is one of the world’s leading brokers in markets for

commodities and listed derivatives, providing access to more than 70 exchanges globally and is a

leader by volume on many of the world’s largest derivative exchanges. The company is also an

active broker-dealer in markets for commodities, fixed income securities, equities, and foreign

exchange. As of October 30, 2011, MF Global is one of 20 primary dealers authorized to trade

U.S. government securities with the Federal Reserve Bank of New York. In addition to

executing client transactions, MF Global provides research and market commentary to help

clients make trading decisions, as well as providing clearing and settlement services. The

Company is also active in providing client financing and securities lending services.

4. List the names of any person who directly or indirectly owns, controls, or holds, with

power to vote, 5% or more of the voting securities of MF Global:

The table below shows the name and address of each person or company known to MF

Global that beneficially owns in excess of 5% of any class of voting stock. Information in this

table is as of September 30, 2011, based upon reports on Schedules 13D, F, or G filed with the

Securities and Exchange Commission on or before October 30, 2011.

Title of Class

of Stock

Name and Address of

Beneficial Owner

Amount and

Nature of

Beneficial

Ownership

Percentage

of

Common

Stock

Common Stock FMR LLC

c/o Pyramis Global Advisors, LLC

900 Salem Street

Smithfield, RI, 02917

(1) 13,917,938 8.44%

Common Stock Guardian Life Insurance Company

c/o RS Investments

388 Market Street

Suite 1700

San Francisco, CA 94111

(2) 12,879,811 7.81%
3

888976.01-Chicago Server 2A - MSW

Common Stock Fine Capital Partners, L.P.

590 Madison Avenue, 5th Floor

New York, NY 10022

(3) 21,504,101 7.37%

Common Stock Cadian Capital Management, LLC

461 Fifth Avenue

24th Floor

New York, NY 10017

(4) 10,180,286 6.17

Common Stock TIAA-CREF

730 Third Avenue

New York, NY 10017

(5) 9,520,582 5.77%

Common Stock Piper Jaffray Companies

c/o Advisory Research, Inc.

180 N. Stetson

Chicago, IL 60601

(6) 9,132,597 5.54%

Common Stock Dimensional Fund Advisors, LP

Palisades West

Building One

6300 Bee Cave Road

Austin, TX 78746

(7) 8,920,497 5.41%

Common Stock Rydex Security Global Investors, LLC

40 East 52nd Street

16th Floor

New York, NY 10022

(8) 8,456,992 5.13%
791519.02-Chicago Server 1A - MSW

SCHEDULE 1– AFFILIATED DEBTORS

The following list identifies all of the affiliated entities, including the Debtor filing this

petition (collectively, the “Debtors”), that have filed voluntary petitions for relief under title 11

of the United States Code, 11 U.S.C. §§ 101-1330, as amended, in the United States Bankruptcy

Court for the Southern District of New York substantially contemporaneously with the filing of

this petition. MF Global Holdings Ltd. and MF Global Finance USA Inc. have filed a motion

requesting that their chapter 11 cases be jointly-administered pursuant to Rule 1015(b) of the

Federal Rules of Bankruptcy Procedures.

1. MF Global Holdings Ltd

2. MF Global Finance USA Inc.
1

CONSOLIDATED LIST OF UNSECURED CREDITORS HOLDING

THE FIFTY LARGEST UNSECURED CLAIMS

Following is a consolidated list of unsecured creditors holding the 50 largest unsecured

claims against MF Global Holdings Ltd. and MF Global Finance USA Inc. (collectively, the

"Debtors"), as of approximately October 23-30, 2011. The list has been prepared on a

consolidated basis, based upon the current records of the Debtors that have contemporaneously

commenced chapter 11 cases in this Court. Related entities may be listed in a consolidated basis

on this chart. In setting forth the approximate amount of each claim, the Debtors may have used

estimates for market values for securities and currencies and related company offsets. Certain

financial instruments are illiquid and difficult to price, therefore these cannot be valued with

accuracy, and values listed herein may vary substantially from fair value.

The Debtors have not yet identified which of the 50 largest unsecured creditors, if any,

are contingent, unliquidated, disputed and/or subject to setoff. The Debtors reserve all rights

with respect to the creditors listed on this schedule, including the right to identify any of them as

contingent, unliquidated, disputed and/or subject to setoff, as appropriate. The amounts are

based on the Debtors' records at the time this schedule was filed. The Debtors may continue to

reconcile the amounts on this schedule, and accordingly, neither the Debtors nor its professionals

can guaranty that such numbers are accurate at this time. The information presented in this list

shall not constitute an admission by, nor is it binding on, the Debtors.

The list is prepared in accordance with Fed. R. Bankr. P. 1007(d) for filing in this chapter

11 case. The list does not include (1) persons who come within the definition of "insider" set

forth in 11 U.S.C. § 101 or (2) secured creditors unless the value of the collateral is such that the

unsecured deficiency places the creditor among the holders of the 50 largest unsecured claims.

Name, Address, Phone and Fax No. of

Creditor

Person(s) Familiar

with Debtors’

Account

Nature of

Claim

Contingent,

Unliquidated

and/or

Disputed

Approximate

Amount of Claim

1.

JPMorgan Chase Bank, N.A., as

Indenture Trustee

270 Park Ave

New York, NY 10017

Unknown Bond Debt Unknown $1,200,875,000

2.

Deutsche Bank Trust Company

Americas, as Indenture Trustee for

6.250% Notes due August 8, 2016

Attention: Lynne Malina

Legal Department

60 Wall Street, 37th Floor

New York, New York 10005

Fax: (212) 250–0677

Unknown Bond Debt Unknown $325,000,000
2

Name, Address, Phone and Fax No. of

Creditor

Person(s) Familiar

with Debtors’

Account

Nature of

Claim

Contingent,

Unliquidated

and/or

Disputed

Approximate

Amount of Claim

3.

Deutsche Bank Trust Company

Americas, as Indenture Trustee for

3.375% Notes due August 1, 2018

Corporate Trust Office at

Attention: Lynne Malina

Legal Department

60 Wall Street, 37th Floor

New York, New York 10005

Fax: (212) 250–0677

Unknown Bond Debt Unknown $325,000,000

4.

Deutsche Bank Trust Company

Americas, as Indenture Trustee for

1.875% Notes due February 1, 2016

Attention: Lynne Malina

Legal Department

60 Wall Street, 37th Floor

New York, New York 10005

Fax: (212) 250-0677

Unknown Bond Debt Unknown $287,500,000

5.

Deutsche Bank Trust Company

Americas, as Indenture Trustee for

9% Notes due June 20, 2038

Attention: Lynne Malina

Legal Department

60 Wall Street, 37th Floor

New York, New York 10005

Fax: (212) 250–0677

Unknown Bond Debt Unknown $78,617,000

6.

Headstrong Services, LLC

4035 Ridge Top Rd Ste 300

Fairfax, VA 22030

Phone: (703) 272-6700

Fax: (703) 272-2000

Unknown Unknown Unknown $3,936,074

7.

CNBC

c/o NBC Universal CFS

Bank of America

NBC Universal Lock Box #402971

Atlanta, GA 30384-2971

10 Fleet Pl

London, EC4M7QS GB

Phone: 0207 653 9300

Unknown Unknown Unknown $845,397

8.

Sullivan & Cromwell LLP

125 Broad St

New York, NY 10004-2498

Phone: (212) 558-4000

Fax: (212) 558-3588

Unknown Unknown Unknown $596,939
3

Name, Address, Phone and Fax No. of

Creditor

Person(s) Familiar

with Debtors’

Account

Nature of

Claim

Contingent,

Unliquidated

and/or

Disputed

Approximate

Amount of Claim

9.

Caplin Systems Limited

Cutlers Court, 115 Houndsditch

London EC3A 7BR GB Unknown Unknown Unknown $427,520

10.

Wachtell, Lipton, Rosen & Katz

51 W 52nd St

New York, NY 10019

Phone: (212) 403-1000

Fax: (212) 403-2000

Unknown Unknown Unknown $388,000

11.

Linklaters LLP

1345 Avenue of the Americas

New York, NY 10105

Phone: (212) 903-9000

Fax: (212) 903-9100

Unknown Unknown Unknown $348,000

12.

PricewaterhouseCoopers LLP

1177 Avenue of the Americas

New York, NY 10036

Phone: (212) 596-8000

Fax: (813) 286-6000

Unknown Unknown Unknown $312,598

13.

Dean Media Group

560 W Washington Blvd Ste 420

Chicago, IL 60605

Unknown Unknown Unknown $309,000

14.

Oracle Corporation

500 Oracle Pkwy

Redwood Shores, CA 94065

Phone: (916) 315-4305

Fax: (650) 506-7200

Unknown Unknown Unknown $302,704

15.

ForwardThink Group Inc

112 Candido Ct

Manalapan, NJ 07726

Phone: (646) 873-6530

Unknown Unknown Unknown $278,825

16.

Bloomberg Finance LP

731 Lexington Ave

New York, NY 10022

Fax: (917) 369-5000

Unknown Unknown Unknown $276,064
4

Name, Address, Phone and Fax No. of

Creditor

Person(s) Familiar

with Debtors’

Account

Nature of

Claim

Contingent,

Unliquidated

and/or

Disputed

Approximate

Amount of Claim

17.

The Gate Worldwide (S) Pte Ltd

11 E 26th St Fl 14

New York, NY 10010-1422

Fax: (212) 508-3543

52 Craig Rd

Singapore 89690

Unknown Unknown Unknown $229,739

18.

Lever Interactive

1431 Opus Pl Ste 625

Downers Grove, IL 60515

Unknown Unknown Unknown $178,900

19.

Braxton Group LLC

7 Bridge View Dr

New Fairfield, CT 06812

Phone: (203) 312-9200

Unknown Unknown Unknown $172,325

20.

Forum Group

260 Madison Ave # 200

New York, NY 10016-2401

Phone: (212) 687-4050

Fax: (917) 256-0314

Unknown Unknown Unknown $154,300

21.

Shearman & Sterling

599 Lexington Ave

New York, NY 10022

Phone: (212) 848-4000

Fax: (212) 848-7179

Unknown Unknown Unknown $135,500

22.

RR Donnelly

111 South Wacker Dr

Chicago, IL 60606

Phone: (312) 326-8000

Fax: (212) 503-1344

Unknown Unknown Unknown $118,600

23.

Infinia Group LLC

515 West 20th St Fl 3

New York, NY 10011

Phone: (212) 463-5100

Unknown Unknown Unknown $115,001

24.

Directors Fees

717 Fifth Ave

New York, NY 10022

Unknown Unknown Unknown $105,000
5

Name, Address, Phone and Fax No. of

Creditor

Person(s) Familiar

with Debtors’

Account

Nature of

Claim

Contingent,

Unliquidated

and/or

Disputed

Approximate

Amount of Claim

25.

ADK America Inc

515 West 20th St Fl 6 East

New York, NY 10011

3137 S La Cienega Blvd

Los Angeles, CA 90016

Unknown Unknown Unknown $101,958

26.

Alvarez & Marsal Tax Advisory

Services LLC

600 Lexington Ave Fl 6

New York, 10022 10017

Phone: (212) 759-4433

Fax: (212) 328-8757

Unknown Unknown Unknown $65,000

27.

The Global Capital Group, Ltd

88 W Schiller Ste 3008

Chicago, IL 60610

Phone: (312) 451-2676

Unknown Unknown Unknown $63,250

28.

Access Search Inc

218 N Jefferson Ste 302

Chicago, IL 60661

Phone: (312) 930-1034

Fax: (312) 930-1070

Unknown Unknown Unknown $61,440

29.

Holland & Knight

Attn Bill Honan, Executive Partner

31 W 52nd St

New York, NY 10019

Phone: (212) 513-3200

Fax: (212) 385-9010

Unknown Unknown Unknown $59,000

30.

JVKellyGroup Inc

145 E Main St

Huntington, NY 11743

Phone: (631) 427-2888

Fax: (631) 427-0266

Unknown Unknown Unknown $56,760

31.

Willis of New York, Inc.

200 Liberty St Fl 7

New York, NY 100281-0001

Phone: (212) 344-8888

Fax: (212) 915-8511

Unknown Unknown Unknown $49,850

32.

Fleishman Hillard Inc

4706 Paysphere Cir

Chicago, IL 60674

Phone: (314) 982-1700

Fax: (314) 231-2313

Unknown Unknown Unknown $42,000
6

Name, Address, Phone and Fax No. of

Creditor

Person(s) Familiar

with Debtors’

Account

Nature of

Claim

Contingent,

Unliquidated

and/or

Disputed

Approximate

Amount of Claim

33.

American Express Company

Corporate Services Operations

AESC-P

20022 N 31st Ave

Mail Code AZ-08-03-11

Phoenix, AZ 85027

Phone: (800) 528-2122

Unknown Unknown Unknown $40,000

34.

Other Regrsn

111 South Wacker Dr

Chicago, IL 60606

Phone: (312) 326-8000

Unknown Unknown Unknown $37,280

35.

Technology Managemant Consulting

Group

DBA Roadmap Learning

235 Iris Rd

Lakewood, NJ 08701

Unknown Unknown Unknown $34,000

36.

Eloqua Corporation

1921 Gallows Rd Ste 250

Vienna, VA 22182-3900

Fax: (302) 655-5049

Unknown Unknown Unknown $33,000

37.

GKH Law Offices

One Azrieli Center, Round Building

Tel Aviv 67021 Israel

Phone: 972-3-607-4444

Fax: 972-3-607-4422

1 Shmuel Ha'Nagid Street, 4th Floor

Jerusalem 94592 Israel

Phone: 972-2-623-2683

Fax. 972-2-623-6082

Unknown Unknown Unknown $30,074

38.

The Siegfried Group LLP

1201 Market St Ste 700

Wilmington, DE 19801-1147

Unknown Unknown Unknown $30,000

39.

Synechron (Synechron Inc)

15 Corporate Pl S Ste 400

Piscataway, NJ 08854

Phone: (732) 562-0088

Fax: (732) 562-1414

Unknown Unknown Unknown $29,740

40.

Amideo and Associates

787 S Shore Drive

Miami Beach, FL 33141

Phone: (305) 519-5377

Unknown Unknown Unknown $27,300
7

Name, Address, Phone and Fax No. of

Creditor

Person(s) Familiar

with Debtors’

Account

Nature of

Claim

Contingent,

Unliquidated

and/or

Disputed

Approximate

Amount of Claim

41. BTA Unknown Unknown Unknown $26,978

42.

Promontory Financial Group LLC

1201 Pennsylvania Ave NW Ste 617

Washington, DC 20004-2401

Phone: (202) 662-6980

Fax: (202) 783-2924

Unknown Unknown Unknown $25,000

43.

Media Two

319 W Martin St Ste 200

Raleigh, NC 27601

Phone: (919) 553-1246

Unknown Unknown Unknown $25,000

44.

Ticker Consulting LLC

3 Cypress Dr

Cedar Knolls, NJ 07927

Unknown Unknown Unknown $22,800

45.

Adscom Solutions LLC

Attn Andre Pires

201 East 12 St

New York, NY 10003

Unknown Unknown Unknown $19,440

46.

Premiere Global Services Inc

The Terminus Building

3280 Peachtree Rd NE Ste 1000

Atlanta, GA 30305

Phone: (866) 548-3203

Fax: (404) 262-8540

Unknown Unknown Unknown $18,227

47.

Paul Hastings

Attn Barry Brooks

75 East 55th Street

New York, NY 10022

Phone: (212) 318-6000

Fax: (212) 319-4090

Unknown Unknown Unknown $11,646

48.

Fox Rothschild, LLP

Attn: Accounts Payable - 01

2000 Market St Fl 20

Philadelphia, PA 19103-3222

Phone: (215) 299-2000

Fax: (215) 299-2150

Unknown Unknown Unknown $11,645

49.

KPMG, LLP

Dept. 0511

POB 120001

Dallas, TX 75312-0511

Fax: (212) 758-9819

Unknown Unknown Unknown $10,000
8

Name, Address, Phone and Fax No. of

Creditor

Person(s) Familiar

with Debtors’

Account

Nature of

Claim

Contingent,

Unliquidated

and/or

Disputed

Approximate

Amount of Claim

50.

Stephanie G Schrock

7716 N Paulina St Unit 1N

Chicago-Rogers Park, IL 60626

Unknown Unknown Unknown $10,000
9

I, Bradley I. Abelow of MF Global Holdings Ltd., declare under penalty of

perjury that I have read the foregoing list and that it is true and correct to the best of my

knowledge, information, and belief.

Dated: October 31, 2011

By: /s/ Bradley I. Abelow__

Name: Bradley I. Abelow

Title: President and COO
MF GLOBAL HOLDINGS LTD.

RESOLUTIONS OF THE BOARD OF DIRECTORS

Dated as of October 31, 2011

The Board of Directors (the “Board of Directors”) of MF

Global Holdings Ltd., a Delaware corporation (the “Corporation”), at a

duly convened meeting, do hereby adopt the following resolutions:

WHEREAS, the Board of Directors has been presented

with a proposed petition to be filed by the Corporation in the United States

Bankruptcy Court for the Southern District of New York (the “Bankruptcy

Court”) seeking relief under the provisions of chapter 11 of title 11 of the

United States Code (the “Bankruptcy Code”), in which the authority to

operate as a debtor-in-possession will be sought;

WHEREAS, the Board of Directors has determined that it

is in the best interests of the Corporation and its stakeholders that the

Corporation file a petition seeking relief under the provisions of chapter

11 of the Bankruptcy Code.

NOW THEREFORE, BE IT RESOLVED, that the

Corporation file a petition seeking relief under the provisions of chapter

11 of the Bankruptcy Code, in which the authority to operate as a debtorin-possession will be sought, and the filing of such petition is authorized

hereby; and it is further

RESOLVED, that each of the officers of the Corporation,

including without limitation, the president, chief financial officer, and any

vice president, secretary, treasurer, assistant secretary and assistant

treasurer of the Corporation be appointed by the Board of Directors as an

authorized signatory (each, individually, an “Authorized Officer,” and,

collectively, the “Authorized Officers”) of the Corporation in connection

with the chapter 11 case authorized herein; and it is further

RESOLVED, that the Authorized Officers of the

Corporation be, and each of them, with full authority to act without the

others, hereby is, authorized, empowered and directed, in the name and on

behalf of the Corporation, to execute and verify a petition in the name of

the Corporation under chapter 11 of the Bankruptcy Code and to cause the

same to be filed in the Bankruptcy Court in such form and at such time as

the Authorized Officer executing said petition on behalf of the

Corporation shall determine; and it is further

RESOLVED, that the Authorized Officers of the

Corporation be, and each of them, with full authority to act without the
others, hereby is, authorized, empowered and directed in the name and on

behalf of the Corporation, to execute and file or cause to be executed and

filed (or to direct others to do so on their behalf as provided herein) all

necessary documents, including, without limitation, all petitions,

affidavits, schedules, motions, lists, applications, pleadings and other

papers, and in that connection to employ and retain all assistance by legal

counsel, accountants or other professionals and to take any and all other

action which they or any one of them deem necessary, proper or desirable

in connection with the chapter 11 case contemplated hereby, with a view

to the successful prosecution of such case; and it is further

RESOLVED, that all acts lawfully done or actions lawfully

taken by any Authorized Officers of the Corporation to seek relief under

chapter 11 of the Bankruptcy Code or in connection with the chapter 11

case, or any matter related thereto, be, and hereby are, adopted, ratified,

confirmed and approved in all respects as the acts and deeds of the

Corporation; and it is further

RESOLVED, that the Authorized Officers of the

Corporation be, and each of them, with full authority to act without the

others, hereby is, authorized, empowered and directed, in the name and on

behalf of the Corporation, to take any and all such actions, and to execute

and deliver or cause to be executed and delivered under seal of the

Corporation or otherwise, such agreements, instruments and any and all

other documents and amendments necessary or appropriate to facilitate the

transactions contemplated by the foregoing resolutions, containing such

provisions, terms, conditions, covenants, warranties and representations as

may be deemed necessary or appropriate by the Authorized Officer or

Authorized Officers so acting; and it is further

RESOLVED, that the law firm of Skadden, Arps, Slate,

Meagher & Flom LLP and its affiliates be, and hereby are, employed

under general retainer as attorneys for the Corporation in the chapter 11

case; and it is further

RESOLVED, that The Garden City Group, Inc. be, and

hereby are, employed as claims and noticing agents for the Corporation in

the chapter 11 case; and it is further

RESOLVED, that the Authorized Officers of the

Corporation be, and each of them, with full authority to act without the

others, hereby is, authorized, empowered and directed, in the name and on

behalf of the Corporation, to take or cause to be taken any and all such

further action and to execute and deliver or cause to be executed or

delivered all such further agreements, documents, certificates and

undertakings, and to incur and pay or cause to be paid all such fees and

expenses as in their judgment shall be necessary, appropriate or advisable
to effectuate the purpose and intent of any and all of the foregoing

resolutions; and it is further

RESOLVED, that all actions heretofore taken consistent

with the purpose and intent of the foregoing resolutions are hereby

ratified, confirmed and approved in all respects as the acts and deeds of

the Corporation.
SECRETARY’S CERTIFICATE

The undersigned, Jacqueline Giammarco, Secretary of MF Global Holdings, Ltd. (the

“Company”), a Delaware corporation, hereby certifies on behalf of the Company, as the

Secretary of the Company, and not in any individual capacity, as follows:

1. I am the duly qualified and elected Secretary of the Company and, as such, am

familiar with the facts herein certified, and I am duly authorized to certify same

on behalf of the Company.

2. Each of the following person is a duly elected, qualified and acting Director of the

Company: Jon Corzine, David Bolger, Eileen Fusco, David Gelber, Martin Glynn,

Edward L. Goldberg, David Schamis, and Robert Sloan.

3. Attached hereto is a true and complete copy of the resolutions of the Board of

Directors of the Company.

4. Such resolutions have not been amended, altered, annulled, rescinded or revoked

in any manner and are in full force and effect as of the date hereof.

IN WITNESS WHEREOF, the undersigned has executed this certificate as of the 31st

day of October, 2011.

/s/ Jacqueline Giammarco

Jacqueline Giammarco, Secretary
SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP

Four Times Square

New York, New York 10036

(212) 735-3000

J. Gregory Milmoe

Kenneth S. Ziman

J. Eric Ivester

Proposed Counsel for Debtors and

Debtors-in-Possession

UNITED STATES BANKRUPTCY COURT

SOUTHERN DISTRICT OF NEW YORK

CORPORATE OWNERSHIP STATEMENT

In accordance with rule 1007(a)(1) of the Federal Rules of Bankruptcy Procedure (the

“Federal Bankruptcy Rules”) and Local Bankruptcy Rule 1007-3, MF Global Holdings, Ltd. (the

“Company”) hereby states that the following entity directly or indirectly owns 10% or more of

any class of the Company's equity interests:

 J.C. Flowers II L.P. (Series A Preferred Stock)

The Company does not own (directly or indirectly) 10% or more of any class of a

corporation's publicly traded equity interests. The Company does not own an interest in any

general partnership. The Company does not own an interest in any limited liability partnership.

The Company owns 66.67% ownership interest in MF Global Futures Trust Co, a joint venture

- - - - - - - - - - - - - - - - - - - - - - - - - - - - - -

-

x

In re

MF GLOBAL HOLDINGS LTD.,

Debtor.

:

:

:

:

:

:

:

Chapter 11

Case No. 11-

(Joint Administration Pending)

- - - - - - - - - - - - - - - - - - - - - - - - - - - - - -

- -

x
791538.02-Chicago Server 1A - MSW

with Polaris MF Global Futures Co. Limited.

I, the undersigned authorized officer of the Company named as the debtor in this chapter

11 case, declare under penalty of perjury that I have reviewed the foregoing and that it is true and

correct to the best of my knowledge, information and belief, with reliance on appropriate

corporate officers.

Dated: New York, New York

October 31, 2011

/s/Bradley I. Abelow

Bradley I. Abelow

President and Chief Operating Officer of

MF Global Holdings Ltd.