alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
II-00628

From:

Sent:

To:

Subject:

Mary Rocco <eximia@ca.rr.com>

Thursday, December 2, 2010 1:13 PM

dfadefinitions <dfadefinitions@CFTC.gov>

Re: No loopholes in Dodd-Frank

1) Securities and Exchange Commission/Commodities Futures Trading Commission, Re: Commercial Risk (CFTC RIN

3235-AK65, SEC File Number $7-12-10)

Dear Commissioners Shapiro and Gensler: Don’t let the American Bankers Association (ABA) redefine important terms like

"commercial risk" to keep banks that engage in risky derivatives trading from complying with transparency and business

conduct requirements. Commercial risk should not be expanded to include financial risk. Accepting the ABA argument

would open the door for exemptions for risky hedge funds and insurance companies.

2) Commodities Futures Trading Commission, Re: Position Limits (RIN 3038-AD 17 )

Dear Commissioner Gensler: The CFTC needs to set strong position limits to crack down on the energy and food commodity

speculation that serves no productive purpose. I urge the Commission to define limits that will address not only manipulation,

but also excessive speculation, which will require a stricter approach.

3) U.S. Department of the Treasury, Re: FX Swaps (75 FR 66426 Document Number 2010-27274)

Dear Secretary Geithner: Just say "no" to foreign exchange traders who want to exempt foreign currency derivatives from the

clearing and transparency requirements of the

Dodd-Frank Act. $4 trillion dollars a day is traded in these highly-leveraged swaps and this number may increase to over $10

trillion in a decade. As the head of the Financial

Stability Oversight Board your job is to decrease risk in the system, not encourage off-book trading and opaque markets.

Mary Rocco

3217 Cheviot Vista P1., #108

Los Angeles, CA 90034
**EXHIBIT 32.2**

 

**CertificationPursuant to18 U.S.C. Section 1350(as Adopted Pursuant to Section 906 ofthe Sarbanes-Ox1ey Act of 2002)**

 

In connection with the annual report of IESICorporation (the “Company”) on Form 10-K for the year ended December 31, 2003,as filed with the Securities and Exchange Commission (the “Report”), I, ThomasJ. Cowee, Senior Vice President, Chief Financial Officer, Treasurer andAssistant Secretary of the Company, certify, pursuant to 18 U.S.C. § 1350, asadopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that to myknowledge:

 

1.                                       The Report fully complies with therequirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934,as amended; and

 

2.                                       The information contained in the Reportfairly presents, in all material respects, the financial condition and resultsof operations of the Company.

 

March 30, 2004

 
|   | By:    | /s/ Thomas J. Cowee                                                                |
|--------|--------|------------------------------------------------------------------------------------|
|   |   | Thomas J. Cowee                                                                    |
|   |   | Senior Vice President, Chief Financial  Officer, Treasurer and Assistant Secretary |

 

----
Thomas WHITAKER, et al., petitioners, v. Bryan COLLIER, Executive Director, Texas Department of Criminal Justice, et al.

No. 17-7506.

Supreme Court of the United States

Feb. 26, 2018.

Petition for writ of certiorari to the United States Court of Appeals for the Fifth Circuit denied.
YAN PING XU, petitioner, v. NEW YORK CITY DEPARTMENT OF HEALTH AND MENTAL HYGIENE.

No. 16-557.

Supreme Court of the United States

Jan. 9, 2017.

Petition for writ of certiorari to the Appellate Division, Supreme Court of New York, First Judicial Department denied.
<TABLE> <S> <C>

<PAGE>
 
<ARTICLE> 5
<MULTIPLIER> 1,000
       
<S>                             <C>
<PERIOD-TYPE>                   6-MOS
<FISCAL-YEAR-END>                          DEC-31-1997
<PERIOD-START>                             JAN-01-1997
<PERIOD-END>                               JUN-30-1997
<CASH>                                          50,279
<SECURITIES>                                         0
<RECEIVABLES>                                   36,272
<ALLOWANCES>                                     4,494
<INVENTORY>                                          0
<CURRENT-ASSETS>                               108,174
<PP&E>                                          84,962
<DEPRECIATION>                                  44,538
<TOTAL-ASSETS>                                 269,559
<CURRENT-LIABILITIES>                           91,083
<BONDS>                                              0
<PREFERRED-MANDATORY>                                0
<PREFERRED>                                         40
<COMMON>                                           134
<OTHER-SE>                                       7,371
<TOTAL-LIABILITY-AND-EQUITY>                   269,559
<SALES>                                        292,022
<TOTAL-REVENUES>                               292,022
<CGS>                                                0
<TOTAL-COSTS>                                  272,898
<OTHER-EXPENSES>                                     0
<LOSS-PROVISION>                                     0
<INTEREST-EXPENSE>                               7,849
<INCOME-PRETAX>                                 12,494
<INCOME-TAX>                                     5,355
<INCOME-CONTINUING>                              7,139
<DISCONTINUED>                                       0
<EXTRAORDINARY>                                      0
<CHANGES>                                            0
<NET-INCOME>                                     7,139
<EPS-PRIMARY>                                     0.37
<EPS-DILUTED>                                     0.37
        

</TABLE>
II-00904

From:

Sent:

To:

Subject:

Andrew Jones <andrucharlz@webtv.net>

Thursday, December 2, 2010 10:11 AM

dfadefinitions <dfadefinitions@CFTC.gov>

Re: No loopholes in Dodd-Frank

1) Securities and Exchange Commission/Commodities Futures Trading Commission, Re: Commercial Risk (CFTC RIN

3235-AK65, SEC File Number $7-12-10)

Dear Commissioners Shapiro and Gensler: Don’t let the American Bankers Association (ABA) redefine important terms like

"commercial risk" to keep banks that engage in risky derivatives trading from complying with transparency and business

conduct requirements. Commercial risk should not be expanded to include financial risk. Accepting the ABA argument

would open the door for exemptions for risky hedge funds and insurance companies.

2) Commodities Futures Trading Commission, Re: Position Limits (RIN 3038-AD 17 )

Dear Commissioner Gensler: The CFTC needs to set strong position limits to crack down on the energy and food commodity

speculation that serves no productive purpose. I urge the Commission to define limits that will address not only manipulation,

but also excessive speculation, which will require a stricter approach.

3) U.S. Department of the Treasury, Re: FX Swaps (75 FR 66426 Document Number 2010-27274)

Dear Secretary Geithner: Just say "no" to foreign exchange traders who want to exempt foreign currency derivatives from the

clearing and transparency requirements of the

Dodd-Frank Act. $4 trillion dollars a day is traded in these highly-leveraged swaps and this number may increase to over $10

trillion in a decade. As the head of the Financial

Stability Oversight Board your job is to decrease risk in the system, not encourage off-book trading and opaque markets.

Andrew Jones

5399 Chaison

Gladstone, MI 49837
----

            COMMISSION REGULATION (EC) No 2097/2004

of 8 December 2004         

prohibiting fishing for herring by vessels flying the flag of France

THE COMMISSION OF THE EUROPEAN COMMUNITIES,

Having regard to the Treaty establishing the European Community,

Having regard to Council Regulation (EEC) No 2847/93 of 12 October 1993 establishing a control system applicable to the common fisheries policy (1), and in particular Article 21(3) thereof,

Whereas:

HAS ADOPTED THIS REGULATION:

Article 1

Catches of herring in the waters of the North Sea north of 53° 30′ N by vessels flying the flag of France or registered in France are hereby deemed to have exhausted the quota allocated to France for 2004.

Fishing for herring in the waters of the North Sea north of 53° 30′ N by vessels flying the flag of France or registered in France is hereby prohibited, as are the retention on board, transhipment and landing of this stock caught by the above vessels after the date of application of this Regulation.

Article 2

This Regulation shall enter into force on the day following that of its publication in the Official Journal of the European Union.

It shall apply from 23 October 2004.

This Regulation shall be binding in its entirety and directly applicable in all Member States.

Done at Brussels, 8 December 2004.

For the Commission

Joe BORG            

Member of the Commission

----

(1)OJ L 261, 20.10.1993, p. 1. Regulation as last amended by Regulation (EC) No 1954/2003 (OJ L 289, 7.11.2003, p. 1).

(2)OJ L 344, 31.12.2003, p. 1. Regulation as last amended by Regulation (EC) No 1928/2004 (OJ L 332, 6.11.2004, p. 5).

----
Rocky Joe HOUSTON, petitioner, v. UNITED STATES.

No. 16-5261.

Supreme Court of the United States

Dec. 5, 2016.

Petition for writ of certiorari to the United States Court of Appeals for the Sixth Circuit denied.
# C_2010037EN.01002501.xml

| 13.2.2010 | EN | Official Journal of the European Union | C 37/25 |
| --- | --- | --- | --- |

13.2.2010

EN

Official Journal of the European Union

C 37/25

---

Action brought on 10 December 2009 — European Commission v Hellenic Republic

(Case C-512/09)

2010/C 37/31

Language of the case: Greek

Parties

Parties

Applicant: European Commission (represented by: I. Dimitriou and A. Margelis, acting as Agents)

Applicant:

Defendant: Hellenic Republic

Defendant:

Form of order sought

Form of order sought

The Court is asked to:

| — | declare that, by failing to adopt the laws, regulations and administrative provisions necessary to comply with Directive 2006/66/EC (1) of the European Parliament and of the Council of 6 September 2006 on batteries and accumulators and waste batteries and accumulators and repealing Directive 91/157/EEC, or in any event by failing to communicate the measures concerned to the Commission, the Hellenic Republic has failed to fill its obligations under Article 26(1) of that directive; |
| --- | --- |

—

declare that, by failing to adopt the laws, regulations and administrative provisions necessary to comply with Directive 2006/66/EC (1) of the European Parliament and of the Council of 6 September 2006 on batteries and accumulators and waste batteries and accumulators and repealing Directive 91/157/EEC, or in any event by failing to communicate the measures concerned to the Commission, the Hellenic Republic has failed to fill its obligations under Article 26(1) of that directive;

1

| — | order the Hellenic Republic to pay the costs. |
| --- | --- |

—

order the Hellenic Republic to pay the costs.

Pleas in law and main arguments

Pleas in law and main arguments

The period prescribed for transposing Directive 2006/66/EC into national law expired on 26 September 2008.

---

(1)  OJ L 266 of 26.9.2006, p. 1.

1

---
DISTRICT COURT OF APPEAL OF THE STATE OF FLORIDA

FOURTH DISTRICT

SVETLANA KOZLOVSKAIA,

Appellant,

v.

U.S. BANK N.A. AS TRUSTEE, ON BEHALF OF THE HOLDERS OF 

THE J.P. MORGAN MORTGAGE ACQUISITION TRUST 2006-CH1 

ASSET-BACKED PASS-THROUGH CERTIFICATES, SERIES 2006-CH1,

Appellee.

No. 4D18-2083 

[January 16, 2020]

Appeal from the Circuit Court for the Fifteenth Judicial Circuit, Palm 

Beach County; Susan R. Lubitz, Senior Judge; L.T. Case No. 50-2015-CA007041-XXXX-MB.

Mark L. Pomeranz of Pomeranz & Associates, P.A., Hallandale Beach, 

for appellant.

Eve A. Cann of Baker, Donelson, Bearman, Caldwell & Berkowitz, PC, 

Fort Lauderdale, for appellee.

PER CURIAM.

Affirmed.

LEVINE, C.J., MAY and GERBER, JJ., concur. 

* * *

Not final until disposition of timely filed motion for rehearing.
Exhibit 32.1

                    CERTIFICATION OF CHIEF EXECUTIVE OFFICER
                                 ALPHATRADE.COM
                FORM 10-KSB FOR THE YEAR ENDED DECEMBER 31, 2006
                 PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED
            PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

I, Penny Perfect, Chief Executive Officer of AlphaTrade.com (the "Company"),
hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to
Section 906 of the Sarbanes-Oxley Act of 2002, that:

1. The Annual Report on Form 10-KSB/A (the "Annual Report") of the Company for
the year ended December 31, 2006, which this certification accompanies (the
"Annual Report"), fully complies with the requirements of Section 13(a) of the
Securities Exchange Act of 1934; and

2. The information contained in the Annual Report fairly presents, in all
material respects, the financial condition and results of operations of the
Company.



Dated: July 11, 2007                           By:     /s/ Penny Perfect
                                               -------------------------
                                               Name: Penny Perfect
                                               Title: Chief Executive Officer





























                                Exhibit 32.1 - 1
# C_2009312EN.01001101.xml

| 19.12.2009 | EN | Official Journal of the European Union | C 312/11 |
| --- | --- | --- | --- |

19.12.2009

EN

Official Journal of the European Union

C 312/11

---

Action brought on 1 September 2009 — Commission of the European Communities v Republic of Poland

(Case C-349/09)

2009/C 312/18

Language of the case: Polish

Parties

Parties

Applicant: Commission of the European Communities (represented by: K. Herrmann and M. Simerdova, Agents)

Applicant:

Defendant: Republic of Poland

Defendant:

Form of order sought

Form of order sought

| — | declare that, by not implementing in full Commission Directive 2005/28/EC of 8 April 2005 laying down principles and detailed guidelines for good clinical practice as regards investigational medicinal products for human use, as well as the requirements for authorisation of the manufacturing or importation of such products, (1) or in any event by not informing the Commission of the provisions adopted to that end, the Republic of Poland has failed to fulfil its obligations under Article 31 of that directive; |
| --- | --- |

—

declare that, by not implementing in full Commission Directive 2005/28/EC of 8 April 2005 laying down principles and detailed guidelines for good clinical practice as regards investigational medicinal products for human use, as well as the requirements for authorisation of the manufacturing or importation of such products, (1) or in any event by not informing the Commission of the provisions adopted to that end, the Republic of Poland has failed to fulfil its obligations under Article 31 of that directive;

1

| — | order the Republic of Poland to pay the costs of the proceedings. |
| --- | --- |

—

order the Republic of Poland to pay the costs of the proceedings.

Pleas in law and main arguments

Pleas in law and main arguments

The period within which Directive 2005/28/EC had to be transposed expired on 29 January 2006.

---

(1)  OJ 2005 L 91, p. 13.

1

---
#### The People of the State of New York, Respondent, v Pedro M. Santos, Appellant.

[874 NYS2d 856] —

Appeal from a judgment of the Monroe County Court (Stephen K. Bindley, A.J.), rendered June 7, 2006. The judgment convicted defendant, upon his plea of guilty, of burglary in the second degree.

It is hereby ordered that the judgment so appealed from is unanimously affirmed. Present — Martoche, J.P., Centra, Garni and Gorski, JJ.
II-00650

From:

Sent:

To:

Subject:

Vanessa Favero <ephemeral@msn.com>

Thursday, December 2, 2010 12:55 PM

dfadefinitions <dfadefinitions@CFTC.gov>

Re: No loopholes in Dodd-Frank

1) Securities and Exchange Commission/Commodities Futures Trading Commission, Re: Commercial Risk (CFTC RIN

3235-AK65, SEC File Number $7-12-10)

Dear Commissioners Shapiro and Gensler: Don’t let the American Bankers Association (ABA) redefine important terms like

"commercial risk" to keep banks that engage in risky derivatives trading from complying with transparency and business

conduct requirements. Commercial risk should not be expanded to include financial risk. Accepting the ABA argument

would open the door for exemptions for risky hedge funds and insurance companies.

2) Commodities Futures Trading Commission, Re: Position Limits (RIN 3038-AD 17 )

Dear Commissioner Gensler: The CFTC needs to set strong position limits to crack down on the energy and food commodity

speculation that serves no productive purpose. I urge the Commission to define limits that will address not only manipulation,

but also excessive speculation, which will require a stricter approach.

3) U.S. Department of the Treasury, Re: FX Swaps (75 FR 66426 Document Number 2010-27274)

Dear Secretary Geithner: Just say "no" to foreign exchange traders who want to exempt foreign currency derivatives from the

clearing and transparency requirements of the

Dodd-Frank Act. $4 trillion dollars a day is traded in these highly-leveraged swaps and this number may increase to over $10

trillion in a decade. As the head of the Financial

Stability Oversight Board your job is to decrease risk in the system, not encourage off-book trading and opaque markets.

Vanessa Favero

364 West 18th Street, #3L

New York, NY 10011
II-00305

From:

Sent:

To:

Subject:

Robert Shorin <RShorin@aol.com>

Thursday, December 2, 2010 2:01 PM

dfadefinitions <dfadefinitions@CFTC.gov>

Re: No loopholes in Dodd-Frank

1) Securities and Exchange Commission/Commodities Futures Trading Commission, Re: Commercial Risk (CFTC RIN

3235-AK65, SEC File Number $7-12-10)

Dear Commissioners Shapiro and Gensler: Don’t let the American Bankers Association (ABA) redefine important terms like

"commercial risk" to keep banks that engage in risky derivatives trading from complying with transparency and business

conduct requirements. Commercial risk should not be expanded to include financial risk. Accepting the ABA argument

would open the door for exemptions for risky hedge funds and insurance companies.

2) Commodities Futures Trading Commission, Re: Position Limits (RIN 3038-AD 17 )

Dear Commissioner Gensler: The CFTC needs to set strong position limits to crack down on the energy and food commodity

speculation that serves no productive purpose. I urge the Commission to define limits that will address not only manipulation,

but also excessive speculation, which will require a stricter approach.

3) U.S. Department of the Treasury, Re: FX Swaps (75 FR 66426 Document Number 2010-27274)

Dear Secretary Geithner: Just say "no" to foreign exchange traders who want to exempt foreign currency derivatives from the

clearing and transparency requirements of the

Dodd-Frank Act. $4 trillion dollars a day is traded in these highly-leveraged swaps and this number may increase to over $10

trillion in a decade. As the head of the Financial

Stability Oversight Board your job is to decrease risk in the system, not encourage off-book trading and opaque markets.

Robert Shorin

30 Wynn Court

Syosset, NY 11791
# C_2012174EN.01002301.xml

| 16.6.2012 | EN | Official Journal of the European Union | C 174/23 |
| --- | --- | --- | --- |

16.6.2012

EN

Official Journal of the European Union

C 174/23

---

Order of the General Court of 24 April 2012 — Alstom v Commission

(Case T-517/09) (1)

1

(Competition - Market for power transformers - Letter from the Commission’s accounting officer - Refusal to accept the provision of a bank guarantee as a means of provisional cover of the fine - Disappearance of interest in bringing proceedings - No need to adjudicate)

2012/C 174/37

Language of the case: French

Parties

Parties

Applicant: Alstom (Levallois-Perret, France) (represented by: J. Derenne and A. Müller-Rappard, lawyers)

Applicant:

Defendant: European Commission (represented by: A. Bouquet, N. von Lingen and K. Mojzesowicz, agents)

Defendant:

Re:

Re:

First, action for annulment of Commission Decision C(2009) 7601 final of 7 October 2009, relating to a proceeding under Article 81 EC and Article 53 of the EEA Agreement (Case COMP/F/39.129 — Power Transformers), imposing a fine on the applicant and, second, action for annulment of the letter from the Commission’s accounting officer of 10 December 2009 refusing to allow the provision of a bank guarantee as a means of provisional recovery of that fine.

Operative part of the order

Operative part of the order

| 1. | It is not necessary to give a ruling on the action for annulment of the letter from the Commission’s accounting officer of 10 December 2009 refusing to allow the provision of a bank guarantee as a means of provisional cover of the fine imposed by Commission Decision C(2009) 7601 final of 7 October 2009, relating to a proceeding under Article 81 EC and Article 53 of the EEA Agreement (Case COMP/F/39.129 — Power Transformers). |
| --- | --- |

1.

It is not necessary to give a ruling on the action for annulment of the letter from the Commission’s accounting officer of 10 December 2009 refusing to allow the provision of a bank guarantee as a means of provisional cover of the fine imposed by Commission Decision C(2009) 7601 final of 7 October 2009, relating to a proceeding under Article 81 EC and Article 53 of the EEA Agreement (Case COMP/F/39.129 — Power Transformers).

| 2. | The costs are reserved. |
| --- | --- |

2.

The costs are reserved.

---

(1)  OJ C 51, 27.2.2010.

1

---
70,0()0 

60,000 

50,000 

40,000 

10,000 

\ 

\ 

OVERVIEW OF ACTIVITY IN U.S. SWAP MARKETS BASED ON RELEVANT DATA 

PUBLISHED BY THE OFFICE OF THE COMPTROLLER OF THE CURRENCY 

swap activity in $BN 

97% of 99% of Virtually 

the the 100% of 

Swaps Swaps the Swaps 

Market Market Market 

I I 

' I I The 13'' Largest Bank 

Has $173 Billion 

I I 

I 

L1 / 

Notional I in Swaps 

~ $10 Billion $5 Billion I I $1 Billion 

Notional Notional Notional 

/ \ I 

/ \ I 

\ I 

Hundreds, if not thousands of non-bank, market participants engaged in 

swap activities fall below the notional threshold of the 13th largest bank. 

Based on this threshold, such non-bank, market participants are statistically 

insignificant. 

I $100 Million Notional, 

De Mi11i11is Exemption 

Threshold Proposed 

By the CFTC 

1- '"'"""'"';" 

t** This chart is based on data produced by the Office of the Comptroller of the Currency. Further, the chart reflects all trading activity in U.S. swap markets, not just swap dealing activity. 

SS N
Exhibit 32.2



CERTIFICATION OF CHIEF EXECUTIVE OFFICER  PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES- OXLEY ACT OF 2002



In connection with the Amended Annual Report of Golden Spirit Gaming Ltd.(the "Company") on Form 10-KSB/A for the period ending December 31, 2005 as filed with the Securities and Exchange Commission on the date hereof (the "Report"),



I,Robert Klein, Director  of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes- Oxley Act of 2002, that:



(1)   The Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and



(2)   The information contained in the Amended Report fairly presents, in all  material respects, the financial condition and result of operations of the Company.



IN WITNESS WHEREOF, the undersigned has executed this amended certification as of the 30th day of March 2006.



/s/  Robert Klein

------------------------

Robert Klein

President/Director
Linwood A. WILLIAMS, Jr., petitioner, v. COURT SERVICES AND OFFENDER SUPERVISION AGENCY, et al.

No. 17-958.

Supreme Court of the United States

March 5, 2018.

Petition for writ of certiorari to the United States Court of Appeals for the District of Columbia Circuit denied.