alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
II-00945

From:

Sent:

To:

Subject:

Carrie Cole <dharmacarrie@gmail.com>

Thursday, December 2, 2010 9:46 AM

dfadefinitions <dfadefinitions@CFTC.gov>

Re: No loopholes in Dodd-Frank

1) Securities and Exchange Commission/Commodities Futures Trading Commission, Re: Commercial Risk (CFTC RIN

3235-AK65, SEC File Number $7-12-10)

Dear Commissioners Shapiro and Gensler: Don’t let the American Bankers Association (ABA) redefine important terms like

"commercial risk" to keep banks that engage in risky derivatives trading from complying with transparency and business

conduct requirements. Commercial risk should not be expanded to include financial risk. Accepting the ABA argument

would open the door for exemptions for risky hedge funds and insurance companies.

2) Commodities Futures Trading Commission, Re: Position Limits (RIN 3038-AD 17 )

Dear Commissioner Gensler: The CFTC needs to set strong position limits to crack down on the energy and food commodity

speculation that serves no productive purpose. I urge the Commission to define limits that will address not only manipulation,

but also excessive speculation, which will require a stricter approach.

3) U.S. Department of the Treasury, Re: FX Swaps (75 FR 66426 Document Number 2010-27274)

Dear Secretary Geithner: Just say "no" to foreign exchange traders who want to exempt foreign currency derivatives from the

clearing and transparency requirements of the

Dodd-Frank Act. $4 trillion dollars a day is traded in these highly-leveraged swaps and this number may increase to over $10

trillion in a decade. As the head of the Financial

Stability Oversight Board your job is to decrease risk in the system, not encourage off-book trading and opaque markets.

Carrie Cole

31 NE 58th Ave

Portland, OR 97213
II-01038

From:

Sent:

To:

Subject:

Steven Campbell <greenman@surfglobal.net>

Thursday, December 2, 2010 8:52 AM

dfadefinitions <dfadefinitions@CFTC.gov>

Re: No loopholes in Dodd-Frank

1) Securities and Exchange Commission/Commodities Futures Trading Commission, Re: Commercial Risk (CFTC RIN

3235-AK65, SEC File Number $7-12-10)

Dear Commissioners Shapiro and Gensler: Don’t let the American Bankers Association (ABA) redefine important terms like

"commercial risk" to keep banks that engage in risky derivatives trading from complying with transparency and business

conduct requirements. Commercial risk should not be expanded to include financial risk. Accepting the ABA argument

would open the door for exemptions for risky hedge funds and insurance companies.

2) Commodities Futures Trading Commission, Re: Position Limits (RIN 3038-AD 17 )

Dear Commissioner Gensler: The CFTC needs to set strong position limits to crack down on the energy and food commodity

speculation that serves no productive purpose. I urge the Commission to define limits that will address not only manipulation,

but also excessive speculation, which will require a stricter approach.

3) U.S. Department of the Treasury, Re: FX Swaps (75 FR 66426 Document Number 2010-27274)

Dear Secretary Geithner: Just say "no" to foreign exchange traders who want to exempt foreign currency derivatives from the

clearing and transparency requirements of the

Dodd-Frank Act. $4 trillion dollars a day is traded in these highly-leveraged swaps and this number may increase to over $10

trillion in a decade. As the head of the Financial

Stability Oversight Board your job is to decrease risk in the system, not encourage off-book trading and opaque markets.

Steven Campbell

255 Egypt Road

Presque Isle, ME 4769
<TABLE> <S> <C>

<PAGE>
<ARTICLE> 5
<LEGEND>
THIS SCHEDULE CONTAINS SUMMARY FINANCIAL INFORMATION EXTRACTED FROM THE
FINANCIAL STATEMENTS IN THE ANNUAL REPORT ON FORM 10-K OF DSP COMMUNICATIONS,
INC. FOR THE TWELVE MONTHS ENDED DECEMBER 31, 1997 AND IS QUALIFIED IN ITS
ENTIRETY BY REFERENCE TO SUCH FINANCIAL STATEMENTS.
</LEGEND>
<MULTIPLIER> 1,000
       
<S>                             <C>
<PERIOD-TYPE>                   12-MOS
<FISCAL-YEAR-END>                          DEC-31-1997
<PERIOD-START>                             JAN-01-1997
<PERIOD-END>                               DEC-31-1997
<CASH>                                          82,322
<SECURITIES>                                    34,319
<RECEIVABLES>                                   11,200
<ALLOWANCES>                                         0
<INVENTORY>                                      4,424
<CURRENT-ASSETS>                               135,048
<PP&E>                                           7,870
<DEPRECIATION>                                   3,719
<TOTAL-ASSETS>                                 142,896
<CURRENT-LIABILITIES>                           26,993
<BONDS>                                              0
<PREFERRED-MANDATORY>                                0
<PREFERRED>                                          0
<COMMON>                                            40
<OTHER-SE>                                     115,863
<TOTAL-LIABILITY-AND-EQUITY>                   142,896
<SALES>                                         76,817
<TOTAL-REVENUES>                                81,501
<CGS>                                           39,885
<TOTAL-COSTS>                                   44,804
<OTHER-EXPENSES>                                 6,562
<LOSS-PROVISION>                                     0
<INTEREST-EXPENSE>                                   0
<INCOME-PRETAX>                                 24,033
<INCOME-TAX>                                     2,634
<INCOME-CONTINUING>                             21,399
<DISCONTINUED>                                       0
<EXTRAORDINARY>                                      0
<CHANGES>                                            0
<NET-INCOME>                                    21,399
<EPS-PRIMARY>                                     0.51
<EPS-DILUTED>                                     0.48
        

</TABLE>
----

            COUNCIL DECISION         

of 13 September 2004         

amending Regulation (EC) No 998/2003 of the European Parliament and of the Council on the animal health requirements applicable to the non-commercial movement of pet animals to take account of the accession of Malta

(Text with EEA relevance)

(2004/650/EC)

THE COUNCIL OF THE EUROPEAN UNION,

Having regard to the Treaty establishing the European Community,

Having regard to the 2003 Act of Accession (1), and in particular, Article 57 thereof,

Whereas:

HAS ADOPTED THIS DECISION:

Article 1

Regulation (EC) No 998/2003 is hereby amended as follows:

Article 2

This Decision shall apply from the twentieth day following that of its publication in the Official Journal of the European Union.

Article 3

This Decision is addressed to the Member States.

Done at Brussels, 13 September 2004.

For the Council

The President

B. R. BOT            

----

(1)OJ L 236, 23.9.2003, p. 33.

(2)OJ L 146, 13.6.2003, p. 1. Regulation as last amended by Commission Regulation (EC) No 592/2004 (OJ L 94, 31.3.2004, p. 7).

----
* Pursuant to 5 TH C IR . R. 47.5, the court has determined

that this opinion should not be published and is not precedent except under the limited circumstances set forth in 5 TH C IR . R. 47.5.4. IN THE UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT

No. 00-10287 Summary Calendar

PATRICIA L. HOPE, Plaintiff-Appellant,

versus GEORGE T. CONNELL, JR.; GEORGE T. CONNELL, SR., Defendants-Appellees.

-------------------- Appeal from the United States District Court for the Northern District of Texas USDC No. 3:98-CV-929-D

-------------------- November 9, 2000 Before DAVIS, JONES and DEMOSS, Circuit Judges.
PER CURIAM: * Patricia L. Hope has appealed the district court’s grant of summary judgment to the defendants in her 42 U.S.C. § 1983 civil rights action. We AFFIRM. Hope contends that the district court abused its discretion by granting her retained counsel leave to withdraw from representing her further. Hope is not entitled to relief on this point because she did not validly object to the district court concerning the ruling, which is not plainly erroneous. SeeNo. 00-10287 -2- Highlands Ins. Co. v. National Union Fire Ins. Co. of Pittsburgh , 27 F.3d 1027, 1031-32 (5th Cir. 1994). Hope contends that the district court reversibly erred by refusing to appoint counsel to represent her and by granting summary judgment to the defendants. We reject these contentions substantially for the reasons stated in the district court’s memorandum opinion. See Hope v. Connell , No. 3:98-CV-929-D (N.D. Tex. Aug. 12, 1999)(unpublished).
AFFIRMED.
Document Headings

                    Document headings vary by document type but may contain                    the following:                  
                -                       the agency or agencies that issued and signed a document                    
                -                       the number of the CFR title and the number of each part                      the document amends, proposes to amend, or is directly                      related to                    
                -                       the agency docket number / agency internal file number                    
                -                       the RIN which identifies each regulatory action listed in                      the Unified Agenda of Federal Regulatory and Deregulatory                      Actions                    

                    See the                                          Document Drafting Handbook                                        for more details.                  

###### Department of Commerce

# AGENCY:

National Institute of Standards and Technology Commerce.

# ACTION:

Notice of prospective grant of exclusive patent license. 

# SUMMARY:

This is a notice in accordance with 35 U.S.C. 209(c)(1) and 37 CFR 404.7(a)(1)(i) that the National Institute of Standards and Technology (“NIST”), U.S. Department of Commerce, is contemplating the grant of an exclusive license world-wide to NIST's interest in the invention embodied in U.S. Patent Application 08/189,553, titled, “Integrated Optic Laser”, filed February 1, 1994; NIST Docket No. 93-039CIP to Schott Glass Technologies, Inc., having a place of business at 400 York Avenue, Duryea, PA. The grant of the license would be for ‘Active Guided Wave Optical Devices’.

# FOR FURTHER INFORMATION CONTACT:

J. Terry Lynch, National Institute of Standards and Technology, Office of Technology Partnerships, Building 820, Room 213, MS-2200, Gaithersburg, MD 20899.

# SUPPLEMENTARY INFORMATION:

                    The prospective exclusive license will be royalty-bearing and will comply with the terms and conditions of 35 U.S.C. 209 and 37 CFR 404.7 The prospective exclusive license may be granted unless, within sixty days from the date of this published Notice, NIST receives written evidence and argument which establish that the grant of the license would not be consistent with the requirements of 35 U.S.C. 209 and 37 CFR 404.7. the availability of the invention for licensing was published in the                     **Federal Register**                    , Vol. 66, No. 47 (March 9, 2001).                

U.S. Patent application 08/189,553 is owned by the U.S. Government , as represented by the Secretary of Commerce. The present invention relates to new NIST technology provides a laser waveguide medium capable of generating laser amplification at multiple wavelengths. The medium can produce lasing with high output power and high efficiency at wavelengths that were not previously obtainable.

Dated: June 11, 2001.

Karen H. Brown,

Acting Director.

[FR Doc. 01-15396  Filed 6-18-01; 8:45 am]

BILLING CODE 3510-13-M
```

[Congressional Bills 111th Congress]
[From the U.S. Government Publishing Office]
[H. Res. 1705 Introduced in House (IH)]

111th CONGRESS
  2d Session
H. RES. 1705

 Expressing support for designation of the month of October as Italian 
                  and Italian American Heritage Month.

_______________________________________________________________________

                    IN THE HOUSE OF REPRESENTATIVES

                           September 29, 2010

   Mr. Pascrell (for himself and Mr. Tiberi) submitted the following 
   resolution; which was referred to the Committee on Oversight and 
                           Government Reform

_______________________________________________________________________

                               RESOLUTION

 
 Expressing support for designation of the month of October as Italian 
                  and Italian American Heritage Month.

Whereas Italian and Italian American Heritage Month recognizes the enormous 
        contributions the Italian and Italian American people have made to the 
        United States and the world throughout history, including generals, 
        admirals, philosophers, statesmen, musicians, athletes, and Nobel Prize-
        winning scientists;
Whereas Italian and Italian American Heritage Month salutes the Italian and 
        Italian American community and expresses appreciation for their culture 
        and heritage that have immeasurably enriched the lives of the people of 
        the United States and the world;
Whereas the strength and success of the United States, the vitality of its 
        communities, and the effectiveness of its society depend, in great 
        measure, upon the distinctive and sterling qualities demonstrated by 
        various ethnic groups, exemplified by members of the Italian and Italian 
        American community, who share with their rich and unique heritage; and
Whereas the month of October would be an appropriate month to designate as 
        Italian and Italian American Heritage Month: Now, therefore, be it
    Resolved, That the House of Representatives--
            (1) supports the designation of Italian and Italian 
        American Heritage Month in order to recognize the enormous 
        contributions Italian and Italian American people have made to 
        the United States and the world throughout history; and
            (2) encourages all people in the United States to observe 
        Italian and Italian American Heritage Month with appropriate 
        events and activities.
                                 <all>
```
```

[Congressional Bills 116th Congress]
[From the U.S. Government Publishing Office]
[H.R. 362 Reported in House (RH)]

<DOC>

                                                 Union Calendar No. 203
116th CONGRESS
  1st Session
                                H. R. 362

                          [Report No. 116-255]

  To amend the Department of Energy Organization Act with respect to 
  functions assigned to Assistant Secretaries, and for other purposes.

_______________________________________________________________________

                    IN THE HOUSE OF REPRESENTATIVES

                            January 9, 2019

 Mr. Rush (for himself and Mr. Walberg) introduced the following bill; 
       which was referred to the Committee on Energy and Commerce

                            October 28, 2019

         Additional sponsors: Mr. Van Drew and Mr. Fitzpatrick

                            October 28, 2019

Committed to the Committee of the Whole House on the State of the Union 
                       and ordered to be printed

_______________________________________________________________________

                                 A BILL

 
  To amend the Department of Energy Organization Act with respect to 
  functions assigned to Assistant Secretaries, and for other purposes.

 

    Be it enacted by the Senate and House of Representatives of the 
United States of America in Congress assembled,

SECTION 1. SHORT TITLE.

    This Act may be cited as the ``Energy Emergency Leadership Act''.

SEC. 2. FUNCTIONS ASSIGNED TO ASSISTANT SECRETARIES.

    Subsection (a) of section 203 of the Department of Energy 
Organization Act (42 U.S.C. 7133(a)) is amended by adding at the end 
the following new paragraph:
            ``(12) Energy emergency and energy security functions, 
        including--
                    ``(A) responsibilities with respect to 
                infrastructure, cybersecurity, emerging threats, 
                supply, and emergency planning, coordination, response, 
                and restoration; and
                    ``(B) upon request of a State, local, or tribal 
                government or energy sector entity, and in consultation 
                with other Federal agencies as appropriate, provision 
                of technical assistance, support, and response 
                capabilities with respect to energy security threats, 
                risks, and incidents.''.
                                                 Union Calendar No. 203

116th CONGRESS

  1st Session

                               H. R. 362

                          [Report No. 116-255]

_______________________________________________________________________

                                 A BILL

  To amend the Department of Energy Organization Act with respect to 
  functions assigned to Assistant Secretaries, and for other purposes.

_______________________________________________________________________

                            October 28, 2019

Committed to the Committee of the Whole House on the State of the Union 
                       and ordered to be printed
```
Shane A. VIREN, petitioner, v. UNITED STATES.

No. 16-7094.

Supreme Court of the United States

Jan. 9, 2017.

Petition for writ of certiorari to the United States Court of Appeals for the Seventh Circuit denied.
EX-4.3


 Exhibit 4.3 
  






 
 AUTHORIZED SIGNATURE TRANSFER AGENT AND REGISTRAR (Brooklyn, NY) AMERICAN STOCK TRANSFER & TRUST COMPANY,
LLC BY COUNTERSIGNED AND REGISTERED: CHIEF FINANCIAL OFFICER PRESIDENT AND CHIEF EXECUTIVE OFFICER transferable on the books of the Corporation in person or by duly authorized attorney upon surrender of this Certificate properly endorsed. This
Certificate is not valid until countersigned by the Transfer Agent and Registered by the Registrar. WITNESS the facsimile seal of the Corporation and the facsimile signatures of its duly authorized officers. Dated: Charah Solutions, Inc. FULLY PAID
AND NON-ASSESSABLE SHARES OF COMMON STOCK, $0.01 PAR VALUE PER SHARE, OF IS THE RECORD HOLDER OF THIS CERTIFIES THAT COMMON STOCK SEE REVERSE FOR CERTAIN DEFINITIONS INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE CUSIP CS 






 



 
 shares Attorney to transfer the said Common Stock on the books of the within named Corporation with full power of substitution in the
premises. Dated of the Common Stock represented by the within certificate, and do hereby irrevocably constitute and appoint SIGNATURE(S) GUARANTEED: By THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (Banks, Stockbrokers,
Savings and Loan Associations and Credit Unions) WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15. THE SIGNATURE(S) TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME(S) AS WRITTEN UPON THE FACE OF
THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER. NOTICE: X X The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out
in full according to applicable laws or regulations: TEN COM TEN ENT JT TEN – as tenants in common – as tenants by the entireties – as joint tenants with right of survivorship and not as tenants in common UNIF GIFT MIN ACT–
Custodian (Cust) (Minor) under Uniform Gifts to Minors Act (State) Additional abbreviations may also be used though not in the above list. For Value Received, hereby sell, assign and transfer unto PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING
NUMBER OF ASSIGNEE (PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)
Richard Byron KORSCHGEN, petitioner, v. Jim McKINNEY, Warden.

No. 15-9514.

Supreme Court of the United States

Oct. 3, 2016.

Petition for writ of certiorari to the United States Court of Appeals for the Eighth Circuit denied.
Salvador ALVARADO, petitioner, v. UNITED STATES.

No. 16-6977.

Supreme Court of the United States

Jan. 9, 2017.

Petition for writ of certiorari to the United States Court of Appeals for the Fifth Circuit denied.
May 19,2009 

By Fax 

David A. Stav..rick. Secretary 

Commodity Futures Trading Commission 

Three Lafuyette Centre 

1155 21st Street, NW 

Washington DC 20581 

202-418-5521 

Received CFTC y Records Section 

1d~/(JCf 

!3 

-.~ .. 

...... 

::3 

~ -

,..... 

a-

~-. 

Re: Concept Release on Whether to Eliminate the Bona Fide Hedge Exemption for Certain Swap 

Dealers and Create a New Limited Risk Management Exemption from Speculative Position 

Limits 74 FR 12282 (March 24, 2009) 

Dear r-.·1r. Stawick: 

Mf Global Ltd. hereby requests an extension, tmtil June 16, 2009, of the time to submit comments to 

the CFTC regarding the above referenced concept release. This extension is being requested to 

provide MF Global the opportunity to consider and evaluate the release and address the issues 

implicated by the proposed elimination of the bona iide hedge exemption and creation of a limited 

risk management x tion. 

v~+lyyours. \ 

Howar'd§"gj1~ ·~) eide l~ / ---.. ....._, 

General Counsel 

MF Glob11l Ltd. 

717 Fiflh Ave null' 

9th Flocr 

New York. New York 10022 

Tel 2·12-589-€200 

Fsx 212-599-€215 

www.mfglobal.com
```

[Congressional Bills 111th Congress]
[From the U.S. Government Publishing Office]
[H. Res. 229 Reported in House (RH)]

                                                  House Calendar No. 25
111th CONGRESS
  1st Session
H. RES. 229

                          [Report No. 111-35]

   Waiving a requirement of clause 6(a) of rule XIII with respect to 
  consideration of certain resolutions reported from the Committee on 
                     Rules, and for other purposes.

_______________________________________________________________________

                    IN THE HOUSE OF REPRESENTATIVES

                             March 10, 2009

   Mr. McGovern, from the Committee on Rules, reported the following 
resolution; which was referred to the House Calendar and ordered to be 
                                printed

_______________________________________________________________________

                               RESOLUTION

 
   Waiving a requirement of clause 6(a) of rule XIII with respect to 
  consideration of certain resolutions reported from the Committee on 
                     Rules, and for other purposes.

    Resolved, That the requirement of clause 6(a) of rule XIII for a 
two-thirds vote to consider a report from the Committee on Rules on the 
same day it is presented to the House is waived with respect to any 
resolution reported on the legislative day of March 11, 2009, providing 
for consideration or disposition of any measure making appropriations 
for the fiscal year 2009, and for other purposes.
    Sec. 2.  House Resolutions 218 and 219 are laid on the table.
                                                  House Calendar No. 25

111th CONGRESS

  1st Session

                              H. RES. 229

                          [Report No. 111-35]

_______________________________________________________________________

                               RESOLUTION

   Waiving a requirement of clause 6(a) of rule XIII with respect to 
  consideration of certain resolutions reported from the Committee on 
                     Rules, and for other purposes.

_______________________________________________________________________

                             March 10, 2009

        Referred to the House Calendar and ordered to be printed
```