In The United States District Court 

For The Northern District Of Illinois 

Eastern Division 

Commodity Futures Trading 

Commission, 

Plaintiff, 

v. 

One World Capital Group, LLC 

and John Edward Walsh, 

Defendants. 

07CV 7002 

JUDGE LEFKOW 

MAGISTRATE JUDGE KEYS 

[PR81'0SED] EX PARTE STATUTORY RESTRAINING ORDER 

The Court having read the Complaint for Injunctive and Other Equitable Relief, the 

Plaintiffs Motion for an Ex Parte Statutory Restraining Order ("SRO"), the Brief in Support of 

Plaintiffs Motion for a SRO, the Declarations of Joy McCormack, Sharon Pendleton, and Frank 

Zimmerle, and the exhibits and attachments thereto, and all other papers filed herein by the 

Plaintiff, Commodity Futures Trading Commission ("Commission"), 

THE COURT FINDS: 

1. The Court has jurisdiction over the subject matter. 

2. Section 6c of the Commodity Exchange Act, as amended ("Act"), 7 U.S.C. § 13a1 (2002), permits this Court to enter an Ex Parte statutory restraining order ("SRO"). 

3. It appears to the satisfaction ofthe Court that there is good cause to believe that 

the Defendants, have engaged, are engaging in and are about to engage in violations of Sections 

4f(a) and (b) ofthe Act, 7 U.S.C. §§ 6f(a)& (b) (2002), and Commission Regulations 

("Regulations") 1.17(a)(4), and 1.18, 17 C.P.R.§§ 1.17(a)(4), and 1.18 (2007). 

4. It further appears to the satisfaction of the Court that this is a proper case for 

granting an ex parte statutory restraining order to preserve the status quo, protect public 

customers from loss and damage, and enable the Commission to fulfill its statutory duties 
ORDER 

DEFINITIONS 

For the purposes of this Order, the following definitions apply: 

6. "Assets" means any legal or equitable interest in, right to, cir claim to, any real or 

personal property, including but not limited to chattels, goods, instruments, equipment, fixtures, · 

general intangibles, effects, leaseholds, mail or other deliveries, inventory, checks, notes, 

accounts including bank accounts and accounts at financial institutions, credits, receivables, lines 

of credit, contracts including spot and futures contracts, insurance policies, and all cash, 

wherever located. 

7. The term "document" is synonymous in meaning and equal in scope to the usage 

of the term in Federal Rule of Civil Procedure 34(a), and includes, writings, drawings, graphs, 

charts, photographs, audio and video recordings, computer records, and other data compilations 

from which information can be obtained and translated, if necessary, through detection devices 

into reasonably usable form. A draft or non-identical copy is a separate document within the 

meaning of the term. 

8. "Defendants" mean John "Jack" Edward Walsh ("Walsh") and One World Capital 

Group, LLC, ("One World") and any person insofar as he or she is acting in the capacity of an 

officer, agent, servant, employee or attorney of Walsh or One World, and any person who 

receives actual notice of this Order by personal service or otherwise, including Federal Express 

and facsimile, insofar as he or she is acting in concert or participation with Walsh and One 

World. 

RELIEF GRANTED 

STATUTORY RESTRAINING ORDER 

I. ASSET FREEZE 

IT IS ORDERED that One World, Walsh and their agents, servants, employees, 

successors, assigns, attorneys and all persons insofar as they are acting in active concert or 

participation with them who receive actual notice ofthis Order by personal service or otherwise, 

from directly or indirectly dissipating, withdrawing, transferring, removing, concealing or 

disposing of any cash, cashier's checks, funds, assets or other property of, or within the custody, 

control or actual or constructive possession of One World, including, but not limited to, all 

funds, personal property, money or securities held in One World's name, safety deposit boxes, 

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all funds on deposit in any financial institution, bank or savings and loan account held by, under 

the actual or constructive control, or in the name of One World, funds or property of One World 

investors, wherever located, whether held in the name of the One World, Walsh or any other 

entity owned or controlled by One World or Walsh. 

IT IS FURTHER ORDERED that, pending further Order of this Court, any financial or 

brokerage institution, business entity, or person that holds, controls, or maintains custody of any 

funds, assets or other property of One World, or has held, controlled, or maintained custody of 

any funds, assets or other property of One World, and who receives notice of this order by any 

means, including facsimile and Federal Express, shall: 

A Prohibit Defendants and any other person from withdrawing, removing, assigning, 

transferring, pledging, encumbering, disbursing, dissipating, converting, selling or otherwise 

disposing of any such asset except as directed by further order of the Court; 

B. Deny Defendants, and all other persons access to any safe deposit box that is: 

1. titled in the name of One World, either individually or jointly; or 

2. otherwise subject to access by the Defendants; 

C. Provide counsel for the CFTC within five (5) business days of receiving a copy of 

this Order, a statement setting forth: 

1. the identification number of each such account or asset titled in the name, 

individually or jointly, of One World, or held on behalf of, or for the benefit, of the One World; 

2. the balance of each such account, or a description of the nature and value 

of such asset as of the close of business on the day on which this Order is served, and, if the 

account or other asset has been closed or removed, the date closed or removed, the total funds 

removed in order to close the account, and the name of the person or entity to whom such 

account or other asset was remitted; and 

3. the identification of any safe deposit box that is either titled in the name, 

individually or jointly, of One World, or is otherwise subject to access by the Defendants; 

D. Upon the request by the CFTC, promptly provide the CFTC with copies of all 

records or other documentation pertaining to such account or asset, including, but not limited to, 

originals or copies of account applications, account statements, signature cards, checks, drafts, 

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deposit tickets, transfers to and from the accounts, all other debit and credit instruments or slips, 

currency transaction reports, 1099 forms, and safe deposit box logs; and 

E. Cooperate with all reasonable requests of the CFTC relating to implementation of 

this Order, including producing records related to Defendants' accounts and Defendants' 

businesses. 

II. PROHIBITION OF DESTRUCTION OF BOOKS AND RECORDS 

IT IS FURTHER ORDERED that One World, Walsh and their agents, servants, 

employees, successors, assigns, attorneys and all persons insofar as they are acting in active 

concert or participation with them who receive actual notice of this Order by personal service or 

otherwise, including facsimile and Federal Express, are restrained and enjoined from directly or 

indirectly Destroying, mut!lating, concealing, altering or disposing of, in any manner, any of the 

books and records, documents, correspondence, brochures, manuals, electronically stored data, 

. tape records or other property of One World wherever located, including all such records 

concerning the Defendants' business operations; 

III. ACCESS TO AND INSPECTION OF BOOKS AND RECORDS 

IT IS FURTHER ORDERED that One World and Walsh must permit representatives of 

the plaintiff Commission to immediately inspect the books, records and other electronically 

stored data, tape recordings, and other documents of the Defendants and their agents, including 

all such records of Defendants' business operations, wherever they are situated and whether they 

are in the possession of the Defendants or others and to copy said documents, data, and records 

either on or off the premises where they may be situated and whether they are in the possession 

ofthe Defendants or others, and to copy said documents, data and records, either on or off the 

premises where they may be situated; 

IT IS FURTHER ORDERED that One World, Walsh and their agents, servants, 

employees, successors, assigns, attorneys and all persons insofar as they are acting in active 

concert or participation with them who receive actual notice of this Order by personal service or 

otherwise, from directly or indirectly refusing to make available for inspection by the 

Commission, when as requested, any books, records, documents correspondence, brochures, 

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manual, electronically stored data, tape records or other property of One World wherever 

located, including, but not limited to, all such records of One World's business operations. 

IV. CEASE BUSINESS 

IT IS FURTHER ORDERED that One World, Walsh and their agents, servants, 

employees, successors, assigns, attorneys and all persons insofar as they are acting in active 

concert or participation with them who receive actual notice of this Order by personal service or 

otherwise close all open customer positions, cease accepting customer orders, and close all 

proprietary accounts held by One World with any other foreign currency transaction entity or 

FCM. 

IV. SERVICE OF ORDER 

IT IS FURTHER ORDERED that copies ofthis Order maybe served by any means, 

including facsimile transmission and Federal Express, upon any financial institution or other 

entity or person that may have possession, custody, or control of any documents or assets of the 

Defendant, or that may be subject to any provision of this Order. Joy McCormack, Cynthia 

Cannon, and Venice Bickham, all employees ofthe CFTC, are hereby specially appointed to 

serve process, including this Order and all other papers in this cause. 

IT IS FURTHER ORDERED that the Defendants shall serve all pleadings, 

correspondence, notices required by this Order, and other materials on the Commission by 

delivering a copy to Jennifer S. Diamond, Trial Attorney or Elizabeth M. Streit, Trial Team 

Leader, Division of Enforcement, Commodity Futures Trading Commission, 525 W. Monroe, 

Suite 1100, Chicago, Illinois 60661. 

V. COURT MAINTAINS JURISDICTION 

IT IS FURTHER ORDERED that this Statutory Restraining Order shall remain in full 

force and effect until further Order ofthis Court, upon application, notice and an opportunity to 

be heard, and that this Court retains jurisdiction of this matter for all purposes. 

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VI. FURTHER COURT HEARINGS 

A. IT IS FURTHER ORDERED that this matter is set for a status hearing on __ _ 

B. IT IS FURTHER ORDERED that plaintiffs Motion for a Preliminary Injunction 

is set for hearing on rpec~Pk I~ 2-oo 1 d ~ : ~ 0 f1>7 . 

IT IS SO ORDERED. 

Signed at .:Z,c ~ o'clock am/&(m the &day of ~e C ~ jtf!y , 2007 

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