SELECTED FCM FINANCIAL DATA AS OF 

June 30, 2008

FROM REPORTS FILED BY 

July 31, 2008

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

1 3D FOREX, LLC N NFA 06/30/2008 11,756,151 500,000 11,256,151 2 ACM USA LLC N NFA 06/30/2008 7,342,077 500,000 6,842,077 3 ADM INVESTOR SERVICES INC N CBOT 06/30/2008 166,987,082 93,204,051 73,783,031 4 ADVANCED MARKETS INC N NFA 06/30/2008 5,054,714 5,000,000 54,714 5 ADVANTAGE FUTURES LLC N CME 06/30/2008 20,295,980 6,338,503 13,957,477 6 AIG CLEARING CORPORATION N NYME 06/30/2008 315,873,439 63,732,788 252,140,651 7 ALARON TRADING CORPORATION N CME 06/30/2008 7,818,818 3,605,102 4,213,716 8 ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC Y NFA 06/30/2008 24,034,882 5,968,353 18,066,529 9 ALPARI (US) LLC N NFA 06/30/2008 13,084,868 5,000,000 8,084,868 

10 BACERA CORPORATION N NFA 06/30/2008 5,361,929 5,000,000 361,929 11 BANC OF AMERICA SECURITIES LLC Y CME 06/30/2008 4,050,670,179 509,362,200 3,541,307,979 12 BARCLAYS CAPITAL INC Y NYME 06/30/2008 1,983,202,244 450,839,616 1,532,362,628 13 BEAR STEARNS & CO INC Y NFA 06/30/2008 5,694,775,134 571,637,050 5,123,138,084 14 BEAR STEARNS SECURITIES CORP Y CME 06/30/2008 4,716,348,365 1,102,440,274 3,613,908,091 15 BGC SECURITIES Y NFA 06/30/2008 5,423,774 500,000 4,923,774 16 BNP PARIBAS COMMODITY FUTURES INC N NYME 06/30/2008 198,120,257 170,581,756 27,538,501 17 BNP PARIBAS SECURITIES CORP Y CBOT 06/30/2008 794,202,117 32,268,622 761,933,495 18 CADENT FINANCIAL SERVICES LLC N CME 06/30/2008 7,947,993 4,963,013 2,984,980 19 CANTOR FITZGERALD & CO Y CBOT 06/30/2008 245,577,974 12,846,191 232,731,783 20 CAPITAL MARKET SERVICES LLC N NFA 06/30/2008 17,931,517 5,000,000 12,931,517 21 CIBC WORLD MARKETS CORP Y CME 06/30/2008 954,524,284 14,527,099 939,997,185 22 CITIGROUP GLOBAL MARKETS INC Y CBOT 06/30/2008 7,276,781,995 778,229,513 6,498,552,482 23 CLIFF LARSON COMPANY THE N NFA 06/30/2008 3,492,737 743,305 2,749,432 24 CMC MARKETS (US) LLC N NFA 06/30/2008 8,729,810 5,000,000 3,729,810 25 COMMONWEALTH FOREIGN EXCHANGE INC N NFA 06/30/2008 1,314,816 500,000 814,816 26 COMTRUST INC N NFA 06/30/2008 981,398 500,000 481,398 27 COUNTRY HEDGING INC N NFA 06/30/2008 16,481,181 13,657,927 2,823,254 28 CREDIT SUISSE SECURITIES (USA) LLC Y CBOT 06/30/2008 6,253,773,839 418,577,632 5,835,196,207 29 CROSSLAND LLC N CBOT 06/30/2008 4,406,317 743,332 3,662,985 30 CSC FUTURES INC N CME 06/30/2008 3,607,677 500,000 3,107,677 31 CUNNINGHAM COMMODITIES LLC N CBOT 06/30/2008 3,773,397 1,035,649 2,737,748 32 DAIWA SECURITIES AMERICA INC Y CME 06/30/2008 234,855,415 11,011,981 223,843,434 33 DEUTSCHE BANK SECURITIES INC Y CBOT 06/30/2008 4,633,304,151 401,882,654 4,231,421,497 34 DORMAN TRADING LLC N CME 06/30/2008 8,753,419 500,000 8,253,419 35 DUNAVANT COMMODITY CORP N NFA 06/30/2008 48,264,204 918,487 47,345,717 36 EAGLE MARKET MAKERS INC N CBOT 06/30/2008 6,848,518 500,000 6,348,518 37 EASY FOREX US LTD N NFA 06/30/2008 9,478,534 5,000,000 4,478,534 38 ED &F MAN COMMODITY ADVISORS INC N NFA 06/30/2008 996,882 500,000 496,882 39 ELECTRONIC BROKERAGE SYSTEMS LLC Y NFA 06/30/2008 12,617,748 500,000 12,117,748 40 ENSKILDA FUTURES LTD N CME 06/30/2008 16,602,285 10,064,586 6,537,699 41 FARR FINANCIAL INC N NFA 06/30/2008 1,630,409 850,668 779,741 42 FC STONE LLC N CME 06/30/2008 99,381,460 75,096,053 24,285,407 43 FIRST CAPITOL GROUP LLC N NFA 06/30/2008 1,149,982 500,000 649,982 44 FOREX CAPITAL MARKETS LLC N NFA 06/30/2008 70,792,958 15,291,934 55,501,024 45 FOREX CLUB FINANCIAL COMPANY INC N NFA 06/30/2008 8,454,826 5,000,000 3,454,826 46 FOREX LLC N NFA 06/30/2008 677,935 500,000 177,935 
SELECTED FCM FINANCIAL DATA AS OF 

June 30, 2008

FROM REPORTS FILED BY 

July 31, 2008

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

47 FORTIS CLEARING AMERICAS LLC Y CBOT 06/30/2008 159,173,454 59,758,564 99,414,890 48 FRIEDBERG MERCANTILE GROUP INC N NFA 06/30/2008 8,189,111 5,000,000 3,189,111 49 FRONTIER FUTURES INC N NFA 06/30/2008 2,407,065 1,088,207 1,318,858 50 FUTURES TECH LLC N NFA 06/30/2008 884,320 500,000 384,320 51 FX SOLUTIONS LLC N NFA 06/30/2008 17,974,500 5,000,000 12,974,500 52 GAIN CAPITAL GROUP LLC N NFA 06/30/2008 61,918,950 8,562,761 53,356,189 53 GATEWAY CAPITAL L.L.C. N NFA 06/30/2008 910,612 500,000 410,612 54 GELBER GROUP LLC N CBOT 06/30/2008 58,467,132 500,000 57,967,132 55 GENESIS FUTURES LLC N NFA 06/30/2008 540,753 500,000 40,753 56 GFS FOREX & FUTURES INC N NFA 06/30/2008 10,909,755 5,000,000 5,909,755 57 GILDER GAGNON HOWE AND CO LLC Y NFA 06/30/2008 16,969,384 500,000 16,469,384 58 GLOBAL FUTURES & FOREX LTD N NFA 06/30/2008 67,298,300 6,317,369 60,980,931 59 GOLDMAN SACHS & CO Y CBOT 06/27/2008 9,728,126,012 2,829,831,796 6,898,294,216 60 GOLDMAN SACHS EXECUTION & CLEARING LP Y CME 06/27/2008 1,220,970,524 82,903,990 1,138,066,534 61 H & R BLOCK FINANCIAL ADVISORS INC Y NFA 06/30/2008 63,173,723 8,910,494 54,263,229 62 HOTSPOT FXR LLC N NFA 06/30/2008 7,711,925 5,000,000 2,711,925 63 HSBC SECURITIES USA INC Y CME 06/30/2008 829,423,490 70,118,863 759,304,627 64 I TRADE FX LLC N NFA 06/30/2008 16,097,655 5,000,000 11,097,655 65 ICAP FUTURES LLC N CBOT 06/30/2008 5,597,693 500,000 5,097,693 66 IFX MARKETS INC N NFA 06/30/2008 13,010,728 5,000,000 8,010,728 67 IG MARKETS INC. N NFA 06/30/2008 10,640,141 5,000,000 5,640,141 68 IKON GLOBAL MARKETS INC. N NFA 06/30/2008 8,301,339 5,000,000 3,301,339 69 INSTINET LLC Y NFA 06/30/2008 98,496,016 5,400,489 93,095,527 70 INTEGRATED BROKERAGE SERVICES LLC N NFA 06/30/2008 2,159,446 500,000 1,659,446 71 INTERACTIVE BROKERS LLC Y EUXUS 06/30/2008 483,305,949 61,998,036 421,307,913 72 INTERBANK FX LLC N NFA 06/30/2008 30,364,540 5,000,000 25,364,540 73 IOWA GRAIN CO N CBOT 06/30/2008 20,907,444 10,306,913 10,600,531 74 ITAU SECURITIES INC Y NFA 06/30/2008 24,532,918 500,000 24,032,918 75 ITG DERIVATIVES, LLC Y NFA 06/30/2008 2,010,751 632,495 1,378,256 76 JP MORGAN FUTURES INC N NYME 06/30/2008 1,696,834,248 938,288,942 758,545,306 77 KOTTKE ASSOCIATES LLC N CBOT 06/30/2008 22,112,353 1,573,921 20,538,432 78 LADENBURG THALMANN & CO INC Y NFA 06/30/2008 21,211,371 500,000 20,711,371 79 LBS LIMITED PARTNERSHIP N CBOT 06/30/2008 832,207 500,000 332,207 80 LEHMAN BROTHERS INC Y CBOT 06/30/2008 3,891,841,000 706,083,000 3,185,758,000 81 LEK SECURITIES CORPORATION Y NFA 06/30/2008 7,885,493 1,500,000 6,385,493 82 LIMESTONE TRADING LLC N NFA 06/30/2008 16,343,141 500,000 15,843,141 83 LINN GROUP ( THE ) N NFA 06/30/2008 3,610,813 500,000 3,110,813 84 LOEB PARTNERS CORPORATION Y NFA 06/30/2008 14,283,362 500,000 13,783,362 85 LPL FINANCIAL CORPORATION Y NFA 06/30/2008 45,878,818 9,707,771 36,171,047 86 MACQUARIE FUTURES USA INC N NFA 06/30/2008 22,950,654 3,755,428 19,195,226 87 MB TRADING FUTURES INC. N NFA 06/30/2008 11,165,545 5,000,000 6,165,545 88 MBF CLEARING CORP N NYME 06/30/2008 29,276,987 1,830,492 27,446,495 89 MCVEAN TRADING AND INVESTMENTS LLC N NFA 06/30/2008 12,214,068 4,115,899 8,098,169 90 MERRILL LYNCH PIERCE FENNER & SMITH Y CBOT 06/27/2008 4,905,964,652 690,771,937 4,215,192,715 91 MERRILL LYNCH PROFESSIONAL CLEARING CORP Y NFA 06/27/2008 1,346,119,367 152,093,777 1,194,025,590 92 MF GLOBAL INC. Y CME 06/30/2008 608,963,888 456,329,713 152,634,175 93 MG FINANCIAL LLC N NFA 06/30/2008 6,086,710 5,000,000 1,086,710 
SELECTED FCM FINANCIAL DATA AS OF 

June 30, 2008

FROM REPORTS FILED BY 

July 31, 2008

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

94 MID-CO COMMODITIES INC N NFA 06/30/2008 12,612,743 6,396,245 6,216,498 95 MITSUI BUSSAN COMMODITIES USA INC N NYME 06/30/2008 7,542,172 2,138,672 5,403,500 96 MIZUHO SECURITIES USA INC Y CME 06/30/2008 160,829,909 72,513,978 88,315,931 97 MORGAN KEEGAN & COMPANY INC Y NFA 06/30/2008 361,847,475 10,767,452 351,080,023 98 MORGAN STANLEY & CO INCORPORATED Y CME 06/30/2008 10,544,235,763 3,143,294,666 7,400,941,097 99 NATIXIS SECURITIES NORTH AMERICA INC Y NFA 06/30/2008 157,532,966 500,000 157,032,966 

100 NEUBERGER BERMAN LLC Y NFA 06/30/2008 280,959,499 5,000,000 275,959,499 101 NEWEDGE FINANCIAL INC. Y CME 06/30/2008 860,571,431 693,212,238 167,359,193 102 NEWEDGE USA LLC. Y NYME 06/30/2008 1,002,110,940 745,176,021 256,934,919 103 NOMURA SECURITIES INTERNATIONAL INC Y CBOT 06/30/2008 730,345,087 1,000,000 729,345,087 104 OANDA CORPORATION N NFA 06/30/2008 165,526,307 11,552,927 153,973,380 105 ODL SECURITIES INC N NFA 06/30/2008 13,053,463 5,000,000 8,053,463 106 OPEN E CRY LLC N NFA 06/30/2008 1,588,757 695,248 893,509 107 OPPENHEIMER & CO INC Y NFA 06/30/2008 187,085,766 25,732,777 161,352,989 108 OPTIONSXPRESS INC Y NFA 06/30/2008 65,532,008 8,800,762 56,731,246 109 PENSON GHCO N CBOT 06/30/2008 17,810,136 14,687,567 3,122,569 110 PEREGRINE FINANCIAL GROUP INC N NFA 06/30/2008 19,862,700 6,190,880 13,671,820 111 PIONEER FUTURES INC N NYME 06/30/2008 1,538,497 500,000 1,038,497 112 PRUDENTIAL BACHE COMMODITIES LLC N CBOT 06/30/2008 275,168,000 229,912,600 45,255,400 113 PUMA FINANCIAL LLC N NFA 06/30/2008 1,514,924 500,000 1,014,924 114 RAND FINANCIAL SERVICES INC N CME 06/30/2008 60,013,423 11,511,147 48,502,276 115 RAYMOND JAMES & ASSOCIATES INC Y NFA 06/30/2008 320,567,015 33,268,240 287,298,775 116 RBC CAPITAL MARKETS CORPORATION Y CME 06/30/2008 631,491,193 103,077,053 528,414,140 117 RBS GREENWICH CAPITAL INC Y CBOT 06/30/2008 1,710,572,000 113,140,000 1,597,432,000 118 RJ OBRIEN & ASSOCIATES LLC N CME 06/30/2008 106,579,849 87,143,467 19,436,382 119 ROBBINS FUTURES INC N NFA 06/30/2008 520,805 500,000 20,805 120 ROSENTHAL COLLINS GROUP LLC N CME 06/30/2008 87,346,972 55,988,619 31,358,353 121 ROSENTHAL GLOBAL SECURITIES LLC Y CBOT 06/30/2008 18,913,987 1,215,997 17,697,990 122 SANFORD C BERNSTEIN & CO LLC Y NFA 06/30/2008 127,465,095 11,622,532 115,842,563 123 SANTANDER INVESTMENT SECURITIES INC. Y NFA 06/30/2008 76,336,428 641,619 75,694,809 124 SHATKIN ARBOR INC N CBOT 06/30/2008 6,870,346 1,346,002 5,524,344 125 SHAY GRAIN CLEARING COMPANY N KCBT 06/30/2008 2,799,558 747,969 2,051,589 126 SMW TRADING COMPANY INC N CME 06/30/2008 15,723,044 593,109 15,129,935 127 SNC INVESTMENTS INC N NFA 06/30/2008 581,777 500,000 81,777 128 STEPHENS INC Y NFA 06/27/2008 80,772,956 10,008,638 70,764,318 129 STERLING COMMODITIES CORP N NYME 06/30/2008 9,075,231 1,282,631 7,792,600 130 TCA FUTURES LLC N NFA 06/30/2008 834,497 500,000 334,497 131 TENCO INC N CBOT 06/30/2008 39,171,048 11,950,731 27,220,317 132 TERRA NOVA FINANCIAL, LLC Y NFA 06/30/2008 13,314,284 1,500,000 11,814,284 133 TIMBER HILL LLC Y CME 06/30/2008 1,092,853,137 22,325,808 1,070,527,329 134 TOWER RESEARCH CAPITAL EUROPE LLC N NFA 06/30/2008 2,399,322 500,000 1,899,322 135 TRADELINK LLC Y CBOT 06/30/2008 25,506,332 500,000 25,006,332 136 TRADEMAVEN CLEARING LLC N NFA 06/30/2008 803,634 500,000 303,634 137 TRADESTATION SECURITIES INC Y NFA 06/30/2008 84,713,162 2,624,519 82,088,643 138 TRADITION SECURITIES AND FUTURES INC N NFA 06/30/2008 711,678 500,000 211,678 139 TRANSMARKET GROUP LLC Y CBOT 06/30/2008 8,062,362 500,000 7,562,362 140 TRILAND USA INC N NYME 06/30/2008 42,823,364 19,013,749 23,809,615 
SELECTED FCM FINANCIAL DATA AS OF 

June 30, 2008

FROM REPORTS FILED BY 

July 31, 2008

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

141 UBS FINANCIAL SERVICES INC Y CBOT 06/30/2008 1,004,736,367 135,725,882 869,010,485 142 UBS SECURITIES LLC Y CBOT 06/30/2008 13,763,908,314 1,314,165,841 12,449,742,473 143 VELOCITY FUTURES LP N NFA 06/30/2008 1,025,294 500,000 525,294 144 VISION FINANCIAL MARKETS LLC Y NFA 06/30/2008 29,612,443 10,591,354 19,021,089 145 WACHOVIA CAPITAL MARKETS LLC Y CME 06/30/2008 1,721,738,306 9,832,797 1,711,905,509 146 WACHOVIA SECURITIES FINANCIAL NETWORK, LLC Y NFA 06/30/2008 23,681,257 1,714,030 21,967,227 147 WACHOVIA SECURITIES LLC Y CBOT 06/30/2008 754,019,214 40,116,575 713,902,639 148 WHITE COMMERCIAL CORPORATION N NFA 06/30/2008 2,654,087 500,000 2,154,087 149 WSD FINANCIAL USA, INC N NFA 06/30/2008 1,298,267 500,000 798,267 150 YORK BUSINESS ASSOCIATES LLC N NFA 06/30/2008 1,119,034 500,000 619,034 

Total May Web Page Update 149Additions 3ACM USA LLCAllianz Global Investors Distributors LLCGenesis Futures LLCDeletions 2Abbey National Securities Inc.Direct Forex LLCName Change 0June Web Page Update 150(a): B/D? : A 'Y' means the FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer. (b): DSRO: Designated Self-Regulatory Organization. (c): A firm's net capital requirement is the greater of (1) $250,000; or(2) risk based capital requirement, the sum of 8% of total customer risk maintenance margin and 4% of total noncustomer risk maintenance margin; or(3) The amount of capital required by a registered futures association (currently NFA is the only such association);(4) for securities brokers and dealers, the amount of net capital required by Rule 15c3-1(a) of the Securities and Exchange Commission.(d): Excess net capital is adjusted net capital, less the firm's net capital requirement.
SELECTED FCM FINANCIAL DATA AS OF 

June 30, 2008

FROM REPORTS FILED BY 

July 31, 2008

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

(e): This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on a designated contract market or derivatives transaction execution facility. This is the sum of all accounts that contain a net liquidating equity.(f): This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of the United States. Note: Any comments regarding information contained in this table may be brought to the attention of the CFTC's Division of Clearing and Intermediary Oversight via e-mail: fzimmerle@cftc.gov; mhendrickson@cftc.gov or phill@cftc.gov.