| DOCUMENT               NUMBER: | 12 |
|---------------------------------|----|

|  | Questions Nasdaq               LIFFE Concerning Compliance with Designation Criterion 5 |
|--|------------------------------------------------------------------------------------------|

|  | (Financial Integrity               of Transactions) and Core Principle 11 ( Financial Integrity               of |
|--|--------------------------------------------------------------------------------------------------------------------|

|  | Contracts) |
|--|------------|

| DATE: |  | 7/13/01 | PAGES: |  | 2 | PDF SIZE: |  | 38 KB | PDF LINK: |  | /files/foia/repfoia/foirf01 |
|-------|--|---------|--------|--|---|-----------|--|-------|-----------|--|-----------------------------|

| **--------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------|

| DOCUMENT               NUMBER: | 13 |
|---------------------------------|----|

|  | Questions Pending as               of July 13, 2001, Regarding the Nasdaq LIFFE, LLC, |
|--|----------------------------------------------------------------------------------------|

|  | Contract Market               Application |
|--|--------------------------------------------|

| DATE: |  | 7/13/01 | PAGES: |  | 7 | PDF SIZE: |  | 77 KB | PDF LINK: |  | /files/foia/repfoia/foirf01 |
|-------|--|---------|--------|--|---|-----------|--|-------|-----------|--|-----------------------------|

| **--------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------|

| DOCUMENT               NUMBER: | 14 |
|---------------------------------|----|

|  | Nasdaq LIFFE, LLC,               Contract Market Application Status as of July 20, 2001 |
|--|------------------------------------------------------------------------------------------|

| DATE: |  | 7/20/01 | PAGES: |  | 5 | PDF SIZE: |  | 96 KB | PDF LINK: |  | /files/foia/repfoia/foirf01 |
|-------|--|---------|--------|--|---|-----------|--|-------|-----------|--|-----------------------------|

| **--------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------|

| DOCUMENT               NUMBER: | 15 |
|---------------------------------|----|

|  | S.C. Ervin, Dechert,               and A.W. Hahan, Katten Muchin Zavis, to J. Lawton,               Division |
|--|----------------------------------------------------------------------------------------------------------------|

|  | of Trading and               Markets, re: Application of Nasdaq LIFFE, LLC, Futures               Exchange |
|--|--------------------------------------------------------------------------------------------------------------|

|  | for Designation as a               Contract Market, Executed Binding Term Sheet for Services |
|--|-----------------------------------------------------------------------------------------------|

|  | between NASD, Inc.,               and the Nasdaq LIFFE Futures Exchanges, Dated July 20, |
|--|-------------------------------------------------------------------------------------------|

| DATE: |  | 7/24/01 | PAGES: |  | 1 | PDF SIZE: |  | 22 KB | PDF LINK: |
|-------|--|---------|--------|--|---|-----------|--|-------|-----------|

| **--------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------|

| DOCUMENT               NUMBER: | 16 |
|---------------------------------|----|

|  | Questions Nasdaq               LIFFE Concerning Compliance with Designation Criterion 5 |
|--|------------------------------------------------------------------------------------------|

|  | (Financial Integrity               of Transactions) and Core Principle 11 ( Financial Integrity               of |
|--|--------------------------------------------------------------------------------------------------------------------|

|  | Contracts) |
|--|------------|

| DATE: | PAGES: |  | 1 | PDF SIZE: |  | 30 KB | PDF LINK: |  | /files/foia/repfoia/foirf01 |
|-------|--------|--|---|-----------|--|-------|-----------|--|-----------------------------|

| **--------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------|

| DOCUMENT               NUMBER: | 17 |
|---------------------------------|----|

|  | S.C. Ervin, Dechert,               to J. Lawton, Division of Trading and Markets, re:               Application |
|--|-------------------------------------------------------------------------------------------------------------------|

|  | of Nasdaq LIFFE,               LLC, Futures Exchange for Designation as a Contract               Market, |
|--|------------------------------------------------------------------------------------------------------------|

|  | Documents Relating               to the Application |
|--|------------------------------------------------------|

| DATE: |  | 7/26/01 | PAGES: |  | 18 | PDF SIZE: |  | 521 KB | PDF LINK: |
|-------|--|---------|--------|--|----|-----------|--|--------|-----------|

| **--------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------|

| DOCUMENT               NUMBER: | 18 |
|---------------------------------|----|

|  | S.C. Ervin, Dechert,               to J. Lawton, Division of Trading and Markets, re:               Application |
|--|-------------------------------------------------------------------------------------------------------------------|

|  | of Nasdaq LIFFE,               LLC, Futures Exchange for Designation as a Contract               Market, |
|--|------------------------------------------------------------------------------------------------------------|

|  | Documents Relating               to the Application |
|--|------------------------------------------------------|

| DATE: |  | 7/30/01 | PAGES: |  | 45 | PDF SIZE: |  | 821 KB | PDF LINK: |
|-------|--|---------|--------|--|----|-----------|--|--------|-----------|

| **--------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------|

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