alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
<PAGE>   1
                                                                      EXHIBIT 12


                                 S3 INCORPORATED
         STATEMENT OF COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES
                          (in thousands, except ratios)



<TABLE>
<CAPTION>
                                                           THREE MONTHS ENDED              SIX MONTHS ENDED
                                                         -----------------------        ---------------------
                                                          JUNE 30,     JUNE 30,         JUNE 30,     JUNE 30,
                                                           1998          1997             1998         1997
                                                         ---------     ---------        ---------    --------
<S>                                                      <C>           <C>              <C>          <C>     
Income (loss) before income taxes and equity
   in net income of joint venture                        $ (26,678)    $  (9,927)       $ (26,958)   $  8,944
Add fixed charges                                            1,652         1,731            3,382       3,475
                                                         ---------     ---------        ---------    --------
Earnings (as defined)                                    $ (26,678)    $  (8,196)       $ (23,576)   $ 12,419
                                                         =========     =========        =========    ========
Fixed Charges:
   Interest expense                                      $   1,530     $   1,609        $   3,139    $  3,231
   Amortization of debt issuance costs                         122           122              243         244
   Estimated interest component of rent expense                432           432              863         863
                                                         ---------     ---------        ---------    --------
Total fixed charges                                      $   2,084     $   2,163        $   4,245    $  4,338
                                                         =========     =========        =========    ========

Ratio of earnings to fixed charges                              --            --               --         2.9
                                                         =========     =========        =========    ========
</TABLE>



For the three months ended June 30, 1998 and 1997 and for the six month period
ended June 30, 1998, earnings were insufficient to cover fixed charges as
evidenced by a less than one-to-one coverage ratio. Additional earnings of $28.8
million, $10.4 million and $27.8 million were necessary for the three months
ended June 30, 1998 and 1997 and for the six month period ended June 30, 1998
respectively, to provide a one-to-one coverage ratio.



                                       24
Samuel C. NEYHART, petitioner, v. IDAHO.

No. 16-6776.

Supreme Court of the United States

Jan. 9, 2017.

Petition for writ of certiorari to the Court of Appeals of Idaho denied.
II-00315

From:

Sent:

To:

Subject:

Erv Amdahl <eamdahl@aol.com>

Friday, December 3, 2010 2:59 AM

dfadefinitions <dfadefinitions@CFTC.gov>

Re: No loopholes in Dodd-Frank

1) Securities and Exchange Commission/Commodities Futures Trading Commission, Re: Commercial Risk (CFTC RIN

3235-AK65, SEC File Number $7-12-10)

Dear Commissioners Shapiro and Gensler: Don’t let the American Bankers Association (ABA) redefine important terms like

"commercial risk" to keep banks that engage in risky derivatives trading from complying with transparency and business

conduct requirements. Commercial risk should not be expanded to include financial risk. Accepting the ABA argument

would open the door for exemptions for risky hedge funds and insurance companies.

2) Commodities Futures Trading Commission, Re: Position Limits (RIN 3038-AD 17 )

Dear Commissioner Gensler: The CFTC needs to set strong position limits to crack down on the energy and food commodity

speculation that serves no productive purpose. I urge the Commission to define limits that will address not only manipulation,

but also excessive speculation, which will require a stricter approach.

3) U.S. Department of the Treasury, Re: FX Swaps (75 FR 66426 Document Number 2010-27274)

Dear Secretary Geithner: Just say "no" to foreign exchange traders who want to exempt foreign currency derivatives from the

clearing and transparency requirements of the

Dodd-Frank Act. $4 trillion dollars a day is traded in these highly-leveraged swaps and this number may increase to over $10

trillion in a decade. As the head of the Financial

Stability Oversight Board your job is to decrease risk in the system, not encourage off-book trading and opaque markets.

Erv Amdahl

5111 San Carlos

Sierra Vista, AZ 85650
UNPUBLISHED

UNITED STATES COURT OF APPEALS

FOR THE FOURTH CIRCUIT

No. 04-7372

GREGORY ROLAND PRUESS,

Petitioner - Appellant,

versus

UNITED STATES OF AMERICA,

Respondent - Appellee.

Appeal from the United States District Court for the Western

District of North Carolina, at Statesville. Richard L. Voorhees,

District Judge. (CA-99-79-V)

Submitted: January 28, 2005 Decided: February 22, 2005

Before NIEMEYER, WILLIAMS, and KING, Circuit Judges.

Affirmed by unpublished per curiam opinion.

Gregory Roland Pruess, Appellant Pro Se. Brian Lee Whisler,

Assistant United States Attorney, Richmond, Virginia, for Appellee.

Unpublished opinions are not binding precedent in this circuit.

See Local Rule 36(c).
*

Although the district court denied relief, in part, in

reliance on this court’s decision in United States v. Winestock,

340 F.3d 200 (4th Cir.), cert. denied, 540 U.S. 995 (2003), that

case does not apply because this matter arises from Pruess’ § 2241

petition, rather than from a § 2255 motion. Accordingly, neither

the certificate of appealability requirement of 28 U.S.C. § 2253

(2000), nor Winestock, applies to this action.

PER CURIAM:

Gregory Roland Pruess, a federal prisoner, seeks to

appeal the district court’s order denying his motion filed pursuant

to Fed. R. Civ. P. 60(b), taken from the district court’s previous

denial of his petition filed pursuant to 28 U.S.C. § 2241 (2000).

We affirm the district court’s denial of relief on the ground that

Pruess’ claim previously was considered by the district court in

evaluating Pruess’ § 2241 petition, as well as by this court on

appeal of the district court’s denial of the petition. See United

States v. Pruess, Nos. 01-6346, 02-6803 (4th Cir. Oct. 8, 2002)

(unpublished). Rule 60(b) may not be used to relitigate claims

already decided by the court, CNF Constructors, Inc. v. Donohoe

Constr. Co., 57 F.3d 395, 400 (4th Cir. 1995), and Pruess has

raised no new ground to call into question the propriety of that

decision.* We further affirm the district court’s denial of relief

based on the timeliness of Pruess’ Rule 60(b) motion. We dispense

with oral argument because the facts and legal contentions are

adequately presented in the materials before the court and argument

would not aid the decisional process.

AFFIRMED
Hilliard WILSON, petitioner, v. Thomas WINN, Warden.

No. 16-6371.

Supreme Court of the United States

Jan. 9, 2017.

Petition for writ of certiorari to the United States Court of Appeals for the Sixth Circuit denied.
John Vernon CAMPBELL, petitioner, v. TENNESSEE.

No. 16-6704.

Supreme Court of the United States

Jan. 9, 2017.

Petition for writ of certiorari to the Court of Appeals of Tennessee, Eastern Division denied.
EXHIBIT 99.2

                           CERTIFICATION PURSUANT TO
                            18 U.S.C. SECTION 1350,
                             AS ADOPTED PURSUANT TO
                 SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002


         In connection with the quarterly report of SiriCOMM, Inc. (the
"Company") on Form 10-QSB for the period ending December 31, 2002 as filed with
the Securities and Exchange Commission on February 20, 2003 (the "Report"), I,
Henry P. Hoffman, Chief Financial Officer of the Company, certify, pursuant to
18 U.S.C. ss. 1350, as adopted pursuant to ss. 906 of the Sarbanes-Oxley Act of
2002, that:

         (1)      The Report fully complies with the requirements of section
                  13(a) or 15(d) of the Securities Exchange Act of 1934; and

         (2)      The information contained in the Report fairly presents, in
                  all material respects, the financial condition and result of
                  operations of the Company.



/s/ Henry P. Hoffman
---------------------------
Henry P. Hoffman
Chief Financial Officer
February 19, 2003
EXHIBIT 10(g)


                     KENAN TRANSPORT COMPANY

          AMENDMENT TO SENIOR MANAGERS' LIFE INSURANCE PLAN


     The following provisions of the Senior Managers' Life Insurance Plan
(the "Plan") of Kenan Transport Company (the "Company") are hereby
amended as follows.  All other provisions of the Plan remain unchanged.

1.7  "Normal Plan Agreement Termination Date" shall mean the later
     of (i) the date a Participant attains age 65, or (ii) the date a
     Participant has participated in the Plan for fifteen (15) years.

7.4  If a Participant has been participating in this Plan for less
     than fifteen (15) years and there is a Change in Control of the
     Company, as defined in Section 7.5 and there is then a termination
     of the Participant's employment within two years of the Change in
     Control as a result of which the Participant would be deprived of
     benefits under the Plan, the Participant's Plan Agreement (and the
      Company premium payment obligation under Section 3.4) will continue
     in effect for a period of fifteen (15) years from the effective
     date of the Participant's Plan Agreement, unless modified or
     terminated by mutual consent, provided that the Participant
     continues to make the required premium contributions as provided in
     Section 3.4
    

11.0  The effective date of this Amendment to the Plan shall be January 
      1, 1999.

     IN WITNESS WHEREOF, the Senior Managers' Life Insurance Plan of
Kenan Transport Company, having been duly approved and adopted by the
Board, is executed on behalf of the Company as of the 25th day of January,
1999.
          
                                   KENAN TRANSPORT COMPANY
          

                                   By:  /s/ Lee P. Shaffer, President
          
          Attest:
          
          
          By:  /s/ William L. Boone, Secretary
          
          
          [Corporate Seal]
II-00361

From:

Sent:

To:

Subject:

Mary Smith <womansong@hotmail.com>

Thursday, December 2, 2010 11:08 PM

dfadefinitions <dfadefinitions@CFTC.gov>

Re: No loopholes in Dodd-Frank

1) Securities and Exchange Commission/Commodities Futures Trading Commission, Re: Commercial Risk (CFTC RIN

3235-AK65, SEC File Number $7-12-10)

Dear Commissioners Shapiro and Gensler: Don’t let the American Bankers Association (ABA) redefine important terms like

"commercial risk" to keep banks that engage in risky derivatives trading from complying with transparency and business

conduct requirements. Commercial risk should not be expanded to include financial risk. Accepting the ABA argument

would open the door for exemptions for risky hedge funds and insurance companies.

2) Commodities Futures Trading Commission, Re: Position Limits (RIN 3038-AD 17 )

Dear Commissioner Gensler: The CFTC needs to set strong position limits to crack down on the energy and food commodity

speculation that serves no productive purpose. I urge the Commission to define limits that will address not only manipulation,

but also excessive speculation, which will require a stricter approach.

3) U.S. Department of the Treasury, Re: FX Swaps (75 FR 66426 Document Number 2010-27274)

Dear Secretary Geithner: Just say "no" to foreign exchange traders who want to exempt foreign currency derivatives from the

clearing and transparency requirements of the

Dodd-Frank Act. $4 trillion dollars a day is traded in these highly-leveraged swaps and this number may increase to over $10

trillion in a decade. As the head of the Financial

Stability Oversight Board your job is to decrease risk in the system, not encourage off-book trading and opaque markets.

Mary Smith

7679 SW Bayberry Dr.

Beaverton, OR 97007
Henry N. HARPER, petitioner, v. OHIO.

No. 16-6687.

Supreme Court of the United States

Jan. 9, 2017.

Petition for writ of certiorari to the Court of Appeals of Ohio, Guernsey County denied.
Robert David JOHNSON, petitioner, v. David DAVEY, Warden.

No. 16-6860.

Supreme Court of the United States

Jan. 9, 2017.

Petition for writ of certiorari to the United States Court of Appeals for the Ninth Circuit denied.
Exhibit 10.4


 





AMENDMENT TO THE


AMENDED AND RESTATED EMPLOYMENT AGREEMENT


 


 


This Amendment (“Amendment”)
is entered into as of the 23rd day of May 2016, by and between Home Bank, N.A. (the “Bank”) and Darren E.
Guidry (the “Executive”).


 


WITNESSETH


 


WHEREAS, the
Bank and the Executive previously entered into an Amended and Restated Employment Agreement, dated as of March 28, 2011 (the “Agreement”);
and


 


WHEREAS, the
parties desire to amend the Agreement in order to extend its term, as provided in Section 2(b) thereof.


 


NOW, THEREFORE,
the parties hereto, intending to be legally bound hereby, agree as follows:


 


1.The
last sentence in Section 2(a) of the Agreement is amended and restated to read as follows: “The terms and conditions of
this Agreement shall be and remain in effect during the period beginning on the Effective Date of this Agreement and ending on
June 22, 2018, plus such extensions, if any, as are provided pursuant to Section 2(b) hereof (the “Employment Period”).”


 


2.Except
to the extent expressly amended hereby, the Agreement shall continue unmodified and shall remain in full force and effect.


 


IN WITNESS WHEREOF,
this Amendment has been duly executed by the parties hereto as of the day and year first written above.





 


	 	HOME BANK, N.A.
	 	 	 
	 	 	 
	 	By:	/s/ John W. Bordelon
	 	 	John W. Bordelon
	 	 	President and Chief Executive Officer
	 	 	 
	 	 	 
	 	EXECUTIVE
	 	 	 
	 	 	 
	 	/s/ Darren E. Guidry
	 	Darren E. Guidry
UNITED STATES OF AMERICA 


Before the 


COMMODITY FUTURES TRADING COMMISSION 


In the Matter of the Application of 

LedgerX LLC for 

Registration as a Swap Execution Facility 

ORDER OF REGISTRATION 

LedgerX LLC ("LedgerX") has submitted to the Commodity Futures Trading 

Commission ("Commission" or "CFTC"), pursuant to Section Sh of the Commodity Exchange 

Act ("Act"), 7 U.S.C. § 7b-3, and Commission Regulation 37.3(b), 17 C.F.R. § 37.3(b), an 

application for registration as a swap execution facility, which includes submissions dated 

January 13, 2017 through June 28, 2017. Having reviewed LedgerX's application, the 

Commission makes the following findings and rulings: 

WHEREAS in addition to its application for registration as a swap execution facility, 

LedgerX has applied for a registration to be a derivatives clearing organization; and 

WHEREAS LedgerX has represented that it will not list an intended to be cleared swap 

until it has a clearing agreement with a registered derivatives clearing organization and it will not 

list a swap that is not intended to be cleared unless it revises its rulebook and other pertinent 

registration materials to provide for the execution of uncleared swaps; 

The Commission FINDS that LedgerX has demonstrated, as required by Section Sh ofthe 

Act, 7 U.S.C. § 7b-3, that it complies with the provisions set forth in the Act, and the 

Commission's regulations thereunder applicable to it, for registration as a swap execution 

1 

facility, and LedgerX has provided sufficient assurance that it will continue to comply with the 

requirements of the Act and the Commission's regulations. 

Therefore: 

IT IS HEREBY ORDERED, pursuant to Section Sh of the Act and Commission 

Regulation 37.3(b)(6)(i), that LedgerX is granted registration as a swap execution facility, 

subject to the terms and conditions specified herein: 

(1) LedgerX shall comply with all representations and submissions made by LedgerX 

in support of its application for registration as a swap execution facility, as shown in the 

application record; including, but not limited to, its representations that it will not list an intended 

to be cleared swap until it has a clearing agreement with a derivatives clearing organization 

registered under Section Sb of the Act and it will not list a swap that is not intended to be cleared 

until it submits to the Commission revisions of its rulebook and other pertinent registration 

materials, pursuant to the provisions of Paii 40 of the Commission's regulations, to provide for 

the execution of uncleared swaps; and 

(2) LedgerX shall comply with all provisions of the Act and all requirements set forth 

in the Commission's regulations, as may be amended or adopted from time to time, that are 

applicable to swap execution facilities. 

Issued in Washington, D.C. on this 6th day of July, 2017. 

By the Commission 

Christopher J. irkpatrick 

Secretary of the Commission 

2
Exhibit No. 32.1



                   CERTIFICATION OF CHIEF EXECUTIVE OFFICER
                    AND CHIEF FINANCIAL OFFICER PURSUANT TO
                    18 U.S.C. SECTION 1350, AS ADOPTED
          PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002


     In connection with the filing of American Asset Management Corporation
(the Company) Annual Report on Form 10-QSB for the quarter ended March 31, 2004
with the Securities and Exchange Commission on the date hereof (the Report),
I,  Richard G. Gagliardi, the Chief Executive Officer and Chief Financial
Officer of the Company, hereby certify, to the best of my knowledge and belief,
pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the
Sarbanes-Oxley Act of 2002, that:


     (1)  The Report fully complies with the requirements of
          section 13(a) or 15(d) of the Securities Exchange Act
          of 1934; and

     (2)  The information contained in the Report fairly presents,
          in all material respects, the financial condition and
          results of operations of the Company.



                                 _/s/ Richard G. Gagliardi____________
                                 Richard G. Gagliardi
                                 Chief Executive and Financial Officer


Date:  May 20, 2004
David Earl JONES, petitioner, v. Paul G. BUTLER, Jr., et al.

No. 16-5991.

Supreme Court of the United States

Nov. 28, 2016.

Petition for writ of certiorari to the United States Court of Appeals for the Fourth Circuit denied.
II-00577

From:

Sent:

To:

Subject:

Carolyn Fields Wilkins <magnet410@aol.com>

Thursday, December 2, 2010 2:21 PM

dfadefinitions <dfadefinitions@CFTC.gov>

Re: No loopholes in Dodd-Frank

1) Securities and Exchange Commission/Commodities Futures Trading Commission, Re: Commercial Risk (CFTC PIN

3235-AK65, SEC File Number $7-12-10)

Dear Commissioners Shapiro and Gensler: Don’t let the American Bankers Association (ABA) redefine important terms like

"commercial risk" to keep banks that engage in risky derivatives trading from complying with transparency and business

conduct requirements. Commercial risk should not be expanded to include financial risk. Accepting the ABA argument

would open the door for exemptions for risky hedge funds and insurance companies.

2) Commodities Futures Trading Commission, Re: Position Limits (PIN 3038-AD 17 )

Dear Commissioner Gensler: The CFTC needs to set strong position limits to crack down on the energy and food commodity

speculation that serves no productive purpose. I urge the Commission to define limits that will address not only manipulation,

but also excessive speculation, which will require a stricter approach.

3) U.S. Department of the Treasury, Re: FX Swaps (75 FR 66426 Document Number 2010-27274)

Dear Secretary Geithner: Just say "no" to foreign exchange traders who want to exempt foreign currency derivatives from the

clearing and transparency requirements of the

Dodd-Frank Act. $4 trillion dollars a day is traded in these highly-leveraged swaps and this number may increase to over $10

trillion in a decade. As the head of the Financial

Stability Oversight Board your job is to decrease risk in the system, not encourage off-book trading and opaque markets.

Carolyn Fields Wilkins

155 Calcasieu Drive

Parkton, NC 28371
IV 

111TH CONGRESS 

1ST SESSION H. RES. 162 

Providing amounts for the expenses of the Committee on Ways and Means 

in the One Hundred Eleventh Congress. 

IN THE HOUSE OF REPRESENTATIVES 

FEBRUARY 11, 2009 

Mr. RANGEL (for himself and Mr. CAMP) submitted the following resolution; 

which was referred to the Committee on House Administration 

RESOLUTION 

Providing amounts for the expenses of the Committee on 

Ways and Means in the One Hundred Eleventh Congress. 

1 Resolved, 

2 SECTION 1. AMOUNTS FOR COMMITTEE EXPENSES. 

3 For the expenses of the Committee on Ways and 

4 Means (hereafter in this resolution referred to as the 

5 ‘‘Committee’’), including the expenses of all staff salaries, 

6 there shall be paid, out of the applicable accounts of the 

7 House of Representatives for committee salaries and ex8 penses, not more than $20,789,331.46 for the One Hun9 dred Eleventh Congress. 


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2 

•HRES 162 IH 

1 SEC. 2. SESSION LIMITATIONS. 

2 Of the amount specified in section 1— 

3 (1) not more than $10,141,137.30 shall be 

4 available for expenses incurred during the period be5 ginning at noon on January 3, 2009, and ending im6 mediately before noon on January 3, 2010; and 

7 (2) not more than $10,648,194.16 shall be 

8 available for expenses incurred during the period be9 ginning at noon on January 3, 2010, and ending im10 mediately before noon on January 3, 2011. 

11 SEC. 3. VOUCHERS. 

12 Payments under this resolution shall be made on 

13 vouchers authorized by the Committee, signed by the 

14 Chairman of the Committee, and approved in the manner 

15 directed by the Committee on House Administration. 

16 SEC. 4. REGULATIONS. 

17 Amounts made available under this resolution shall 

18 be expended in accordance with regulations prescribed by 

19 the Committee on House Administration. 

Æ 


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