alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
Document Headings

                    Document headings vary by document type but may contain                    the following:                  
                -                       the agency or agencies that issued and signed a document                    
                -                       the number of the CFR title and the number of each part                      the document amends, proposes to amend, or is directly                      related to                    
                -                       the agency docket number / agency internal file number                    
                -                       the RIN which identifies each regulatory action listed in                      the Unified Agenda of Federal Regulatory and Deregulatory                      Actions                    

                    See the                                          Document Drafting Handbook                                        for more details.                  

###### Small Business Administration

          - RIN: 3245-AE72 

# AGENCY:

U.S. Small Business Administration. 

# ACTION:

Notice of proposed policy directive; Notice of reopening of the comment period. 

# SUMMARY:

The proposed rule proposes revisions to the Small Business Innovation Research (SBIR) Program Policy Directive. The revised proposed policy directive reflects recently enacted statutory requirements. It is proposed to provide guidance to participating Federal agencies for the general conduct of the SBIR Program. The notice of proposed policy directive was published on May 18, 2001, 66 FR 27721. The comment period closed on June 18, 2001. We are reopening the comment period because the Small Business Administration believes that affected businesses need more time to adequately respond. 

# DATES:

The comment period for the proposed policy directive published on May 18, 2001 (66 FR 27721) is reopened through July 23, 2001. 

      ( print page 33599)    

# ADDRESSES:

Address all comments to Maurice Swinton, Assistant Administrator for Technology, Office of Technology, Office of Policy, Planning, and Liaison, Office of Government Contracting/Business Development, U.S. Small Business Administration, 409 Third Street, SW., Washington, DC 20416 or via e-mail to technology@sba.gov. 

Dated: June 14, 2001. 

William A. Fisher, 

Acting Associate Deputy Administrator. 

[FR Doc. 01-15717 Filed 6-21-01; 8:45 am] 

BILLING CODE 8025-01-U
#### Phillip Andrew MANNING, Plaintiff-Appellant, v. Ola LEWIS, Defendant-Appellee.

No. 06-1933.

United States Court of Appeals, Fourth Circuit.

Submitted: Dec. 14, 2006.

Decided: Dec. 18, 2006.

Phillip Andrew Manning, Appellant Pro Se.

Before MICHAEL, GREGORY, and SHEDD, Circuit Judges.

Dismissed by unpublished PER CURIAM opinion.

Unpublished opinions are not binding precedent in this circuit.

PER CURIAM:

Phillip Andrew Manning seeks to appeal the district court’s order adopting the recommendation of the magistrate judge and dismissing his complaint as frivolous. We dismiss the appeal for lack of jurisdiction because the notice of appeal was not timely filed.

Parties are accorded thirty days after the entry of the district court’s final judgment or order to note an appeal, Fed. R.App. P. 4(a)(1)(A), unless the district court extends the appeal period under Fed. R.App. P. 4(a)(5), or reopens the appeal period under Fed. R.App. P. 4(a)(6). This appeal period is “mandatory and jurisdictional.” *Browder v. Dir., Dep’t of Corr.,*434 U.S. 257, 264, 98 S.Ct. 556, 54 L.Ed.2d 521 (1978) (quoting *United States v. Robinson,*361 U.S. 220, 229, 80 S.Ct. 282, 4 L.Ed.2d 259 (I960)).

The district court’s order was entered on the docket on July 18, 2006. The notice of appeal was filed on August 21, 2006. Because Manning failed to file a timely notice of appeal or to obtain an extension or reopening of the appeal period, we dismiss the appeal. We dispense with oral argument because the facts and legal contentions are adequately presented in the materials before the court and argument would not aid the decisional process.

*DISMISSED.*
<TABLE> <S> <C>

<PAGE>
<ARTICLE> 5
       
<S>                             <C>
<PERIOD-TYPE>                   12-MOS
<FISCAL-YEAR-END>                          DEC-31-1997
<PERIOD-START>                             JAN-01-1997
<PERIOD-END>                               DEC-31-1997
<CASH>                                       4,572,833
<SECURITIES>                                         0
<RECEIVABLES>                               31,296,406
<ALLOWANCES>                                    35,441
<INVENTORY>                                          0
<CURRENT-ASSETS>                            36,761,730
<PP&E>                                      11,475,355
<DEPRECIATION>                               1,263,887
<TOTAL-ASSETS>                              49,063,197
<CURRENT-LIABILITIES>                       29,914,593
<BONDS>                                      7,571,709
<PREFERRED-MANDATORY>                                0
<PREFERRED>                                          0
<COMMON>                                         3,601
<OTHER-SE>                                  12,884,783
<TOTAL-LIABILITY-AND-EQUITY>                49,063,197
<SALES>                                    149,979,395
<TOTAL-REVENUES>                           149,979,395
<CGS>                                      142,544,451
<TOTAL-COSTS>                              142,544,451
<OTHER-EXPENSES>                                     0
<LOSS-PROVISION>                                     0
<INTEREST-EXPENSE>                             624,048
<INCOME-PRETAX>                              1,930,986
<INCOME-TAX>                                   719,371
<INCOME-CONTINUING>                                  0
<DISCONTINUED>                                       0
<EXTRAORDINARY>                                      0
<CHANGES>                                            0
<NET-INCOME>                                 1,211,615
<EPS-PRIMARY>                                      .34
<EPS-DILUTED>                                      .33
        

</TABLE>
Exhibit 32.1

                    CERTIFICATION OF CHIEF EXECUTIVE OFFICER
                                 ALPHATRADE.COM
                FORM 10-KSB FOR THE YEAR ENDED DECEMBER 31, 2007
                 PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED
            PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

I, Penny Perfect, am the Chief Executive Officer of AlphaTrade.com, a Nevada
corporation (the "Company"). I am delivering this certificate in connection with
the Annual Report on Form 10-KSB of the Company for the year ended December 31,
2007 and filed with the Securities and Exchange Commission ("Annual Report").

Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the
Sarbanes-Oxley Act of 2002, I hereby certify that, to the best of my knowledge,
the Annual Report fully complies with the requirements of Section 13(a) or
Section 15(d) of the Securities Exchange Act of 1934 and that the information
contained in the Annual Report fairly presents, in all material respects, the
financial condition and results of operations of the Company.

Date: March 28, 2008



                              By: /s/ Penny Perfect
                                  ---------------------------------------------
                                  Penny Perfect
                                  Chief Executive Officer, President, Chairman,
                                  and Director




























                                Exhibit 32.1 - 1
Pamela J. HOLMES, petitioner, v. MERIT SYSTEMS PROTECTION BOARD.

No. 16-6163.

Supreme Court of the United States

Jan. 9, 2017.

Petition for rehearing denied.
EXHIBIT 31.1
                                 CERTIFICATIONS

          I, Carter M. Fortune, Chief Executive Officer, certify that:

1. I have reviewed this quarterly report on Form 10-QSB of Fortune Diversified
Industries, Inc., as amended;

2. Based on my knowledge, this quarterly report does not contain any untrue
statement of a material fact or omit to state a material fact necessary to make
the statements made, in light of the circumstances under which such statements
were made, not misleading with respect to the period covered by this quarterly
report;

3. Based on my knowledge, the financial statements, and other financial
information included in this quarterly report, fairly present in all material
respects the financial condition, results of operations and cash flows of
Fortune Diversified Industries, Inc. as of, and for, the periods presented in
this quarterly report;

4. I am responsible for establishing and maintaining disclosure controls and
procedures (as defined in Securities Exchange Act Rules 13a-14 and 15d-14) for
Fortune Diversified Industries, Inc. and I have done the following:

     a) designed such disclosure controls and procedures to ensure that material
     information relating to Fortune Diversified Industries, Inc. is made known
     to us by others within Fortune Diversified Industries, Inc., particularly
     during the period in which this quarterly report is being prepared;

     b) evaluated the effectiveness of Fortune Diversified Industries, Inc.'s
     disclosure controls and procedures as of a date within 90 days prior to the
     filing date of this quarterly report (the "Evaluation Date"); and

     c) presented in this quarterly report our conclusions about the
     effectiveness of the disclosure controls and procedures based on our
     evaluation as of the Evaluation Date;

5. I have disclosed, based on our most recent evaluation, to Fortune Diversified
Industries, Inc.'s auditors and the audit committee of Fortune Diversified
Industries, Inc.'s board of directors (or persons performing similar functions):

     a) all significant deficiencies in the design or operation of internal
     controls which could adversely affect Fortune Diversified Industries,
     Inc.'s ability to record, process, summarize and report financial data and
     have identified for Fortune Diversified Industries, Inc.'s auditors any
     material weaknesses in internal controls; and

     b) any fraud, whether or not material, that involves management or other
     employees who have a significant role in Fortune Diversified Industries,
     Inc.'s internal controls; and

6. I have indicated in this quarterly report whether or not there were
significant changes in internal controls or in other factors that could
significantly affect internal controls subsequent to the date of our most recent
evaluation, including any corrective actions with regard to significant
deficiencies and material weaknesses.


1/13/04                    /s/ Carter M. Fortune
Date                       ------------------------------------------
                           Carter M. Fortune, Chief Executive Officer
II-01023

From:

Sent:

To:

Subject:

Laurie Sabel <sabel_laurie@yahoo.com>

Thursday, December 2, 2010 9:02 AM

dfadefinitions <dfadefinitions@CFTC.gov>

Re: No loopholes in Dodd-Frank

1) Securities and Exchange Commission/Commodities Futures Trading Commission, Re: Commercial Risk (CFTC PIN

3235-AK65, SEC File Number $7-12-10)

Dear Commissioners Shapiro and Gensler: Please stop the American Bankers Association (ABA) from altering the financial

reform law. Important terms like "commercial risk" must not be redefined to allow banks that engage in risky derivatives

trading avoid complying with transparency and business conduct requirements. Commercial risk should not be expanded to

include financial risk. Accepting the ABA argument would open the door for exemptions for risky hedge funds and insurance

companies.

2) Commodities Futures Trading Commission, Re: Position Limits (PIN 3038-AD 17 )

Dear Commissioner Gensler: The CFTC needs to set strong position limits to crack down on the energy and food commodity

speculation that serves no productive purpose. I urge the Commission to define limits that will address not only manipulation,

but also excessive speculation, which will require a stricter approach.

3) U.S. Department of the Treasury, Re: FX Swaps (75 FR 66426 Document Number 2010-27274)

Dear Secretary Geithner: Just say "no" to foreign exchange traders who want to exempt foreign currency derivatives from the

clearing and transparency requirements of the

Dodd-Frank Act. $4 trillion dollars a day is traded in these highly-leveraged swaps and this number may increase to over $10

trillion in a decade. As the head of the Financial

Stability Oversight Board your job is to decrease risk in the system, not encourage off-book trading and opaque markets.

Laurie Sabel

320 Nichols Ave.

Syracuse, NY 13206
Commodity Futures Trading Commission 

 Office of Public Affairs 

 Three Lafayette Centre 

 1155 21st Street, NW 

 Washington, DC 20581 

 www.cftc.gov

Proposed Interpretive Order on Disruptive Practices 

The Commodity Futures Trading Commission (CFTC) announced the publication in the Federal Register of a 

Proposed Interpretive Order concerning disruptive practices under the provisions of the Dodd-Frank Wall Street 

Reform and Consumer Protection Act. 

Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) 

On July 21, 2010, Congress passed the Dodd-Frank Wall Street Reform and Consumer Protection Act. Among 

other things, section 747 of the Dodd-Frank Act amended the Commodity Exchange Act to expressly prohibit 

certain disruptive practices. 

• In section 747 of the Dodd-Frank Act, Congress amended the CEA to expressly prohibit certain trading 

practices that it determined were disruptive of fair and equitable trading. Dodd-Frank section 747 amends 

section 4c(a) of the CEA to make it unlawful for any person to engage in any trading, practice, or conduct 

on or subject to the rules of a registered entity that– 

A. violates bids or offers; 

B. demonstrates intentional or reckless disregard for the orderly execution of transactions during the 

closing period; or 

C. is, is of the character of, or is commonly known to the trade as, “spoofing” (bidding or offering with 

the intent to cancel the bid or offer before execution). 

• The Proposed Interpretive Order provides guidance regarding the three statutory disruptive practices set 

forth in section 4c(a)(5) of the Commodity Exchange Act (CEA) as amended in by Dodd-Frank Act section 

747. 

• Commenters are encouraged to address all aspects of the Proposed Interpretive Order. 

Proposed Interpretive Order 

On February 24, 2011, the Commission issued a Proposed Interpretive Order to encourage public comment on 

how the Commission will interpret and implement the provisions of section 4c(a)(5) relating to disruptive practices. 

The comment period closes 60 days from publication in the Federal Register. 

Commodity Futures Trading Commission ♦ Office of Public Affairs ♦ 202-418-5080
**REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM**

To the Trustees of Fidelity Investment Trust and the Shareholders of Fidelity International Capital Appreciation Fund, Fidelity Diversified International Fund, and Fidelity Worldwide Fund: 

In planning and performing our audits of the financial statements of Fidelity International Capital Appreciation Fund, Fidelity Diversified International Fund, and Fidelity Worldwide Fund (the “Funds”), each a fund of Fidelity Investment Trust, as of and for the year ended October 31, 2016, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Funds’ internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, but not for the purpose of expressing an opinion on the effectiveness of the Funds’ internal control over financial reporting. Accordingly, we express no such opinion.
<PAGE>   1
AZCO MINING INC.  (DELAWARE)                                           Exhibit 1
STATEMENT REGARDING COMPUTATION OF PER SHARE EARNINGS (UNAUDITED)

<TABLE>
<CAPTION>
                                                                   THREE
                                                         MONTHS ENDED SEPTEMBER 30,
                                                       -----------------------------
                                                           1996             1995
                                                       ------------     ------------
<S>                                                    <C>              <C>          
Net income (loss) applicable to computation            $ (1,178,299)    $   (740,055)

Weighted average common shares assuming
     no dilution                                         25,512,938       25,512,938
                                                       ------------     ------------
Stock options and warrants that had a dilutive
     effect on net income (based on relationship
     of market value to exercise price), assumed
     to have been exercised on the first day of
     each period (or date of grant, if later), less
     the number of shares which could have
     been purchased from the proceeds of such
     assumed exercise; number of shares using
     the weighted average market price for the
     assumed purchase of shares described above             199,680           51,785
                                                       ------------     ------------
Weighted average common shares applicable to
     earnings per common and common equivalent
     share                                               25,712,618       25,564,723
                                                       ------------     ------------
Additional shares using the market close price
     at the end of the period for the assumed
     purchase of shares described above                     185,719               --

Conversion of convertible debentures at the
     stated rate assumed to have been converted
     at the beginning of the earliest period
     reported                                                    --          135,179
                                                       ------------     ------------
Weighted average common shares assuming
     full dilution                                       25,898,337       25,699,902
                                                       ============     ============
Earnings per common and common equivalent
     share
        Net income (loss)                              $    (0.0458)    $    (0.0289)
                                                       ============     ============
Earnings per common share assuming full dilution:
        Net income (loss)                              $    (0.0455)    $    (0.0288)
                                                       ============     ============
</TABLE>
**EXHIBIT 31.1**
**CERTIFICATION**
I, Bahram Akradi, President and Chief Executive Officer, certify that:
     1. I have reviewed this annual report on Form 10-K of Life Time Fitness,Inc.;
     2. Based on my knowledge, this report does not contain any untrue statementof a material fact or omit to state a material fact necessary to make the statements made, in lightof the circumstances under which such statements were made, not misleading with respect to theperiod covered by this report;
     3. Based on my knowledge, the financial statements, and other financialinformation included in this report, fairly present in all material respects the financialcondition, results of operations and cash flows of the Company as of, and for, the periodspresented in this report;
     4. The Company’s other certifying officer and I are responsible forestablishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules13a-15(e) and 15d-15(e)) for the Company and we have:
     a) designed such disclosure controls and procedures, or caused suchdisclosure controls and procedures to be designed under our supervision, to ensure thatmaterial information relating to the Company, including its consolidated subsidiaries, ismade known to us by others within those entities, particularly during the period in whichthis report is being prepared;
     b) evaluated the effectiveness of the Company’s disclosure controlsand procedures and presented in this report our conclusions about the effectiveness of thedisclosure controls and procedures, as of the end of the period covered by this report basedon such evaluation; and
     c) disclosed in this report any change in the Company’s internalcontrol over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f))that occurred during the Company’s most recent fiscal quarter (the Company’s fourth fiscalquarter in the case of an annual report) that has materially affected, or is reasonablylikely to materially affect, the Company’s internal control over financial reporting; and
     5. The Company’s other certifying officer and I have disclosed, based on ourmost recent evaluation of internal control over financial reporting, to the Company’s auditors andthe audit committee of the Company’s board of directors (or persons performing the equivalentfunctions):
     a) all significant deficiencies and material weaknesses in the designor operation of internal control over financial reporting which are reasonably likely toadversely affect the Company’s ability to record, process, summarize and report financialinformation; and
     b) any fraud, whether or not material, that involves management orother employees who have a significant role in the Company’s internal control over financialreporting.
Date: March 10, 2005                                          /s/ Bahram Akradi   Bahram Akradi        *Chairman of the Board ofDirectors, President and ChiefExecutive Officer*
<TABLE> <S> <C>

<ARTICLE> 5
<MULTIPLIER> 1
       
<S>                     <C>
<PERIOD-TYPE>           9-MOS
<FISCAL-YEAR-END>                   DEC-31-1998
<PERIOD-END>                        SEP-30-1998
<CASH>                               11,035,933
<SECURITIES>                                  0
<RECEIVABLES>                                 0
<ALLOWANCES>                                  0
<INVENTORY>                                   0
<CURRENT-ASSETS>                     17,101,285
<PP&E>                                        0
<DEPRECIATION>                                0
<TOTAL-ASSETS>                       17,101,285
<CURRENT-LIABILITIES>                   592,579
<BONDS>                                       0
<COMMON>                                      0
<PREFERRED-MANDATORY>                         0
<PREFERRED>                                   0
<OTHER-SE>                                    0
<TOTAL-LIABILITY-AND-EQUITY>         17,101,285
<SALES>                                       0
<TOTAL-REVENUES>                      3,241,634
<CGS>                                         0
<TOTAL-COSTS>                                 0
<OTHER-EXPENSES>                      1,980,946
<LOSS-PROVISION>                              0
<INTEREST-EXPENSE>                            0
<INCOME-PRETAX>                       1,260,688
<INCOME-TAX>                                  0
<INCOME-CONTINUING>                   1,260,688
<DISCONTINUED>                                0
<EXTRAORDINARY>                               0
<CHANGES>                                     0
<NET-INCOME>                          1,260,688
<EPS-PRIMARY>                               106.39
<EPS-DILUTED>                               106.39
        

</TABLE>