SELECTED FCM FINANCIAL DATA AS OF 

May 31, 2010

FROM REPORTS FILED BY 

June 30, 2010

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital 

(a) (b) (c) (d) 

1 ADM INVESTOR SERVICES INC N CBOT 05/31/2010 187,378,845 90,879,144 96,499,701 

2 ADVANCED MARKETS LLC N NFA 05/31/2010 20,117,012 20,000,000 117,012 3 ADVANTAGE FUTURES LLC N CME 05/31/2010 18,148,729 7,320,167 10,828,562 

4 ADVANTAGE SECURITIES LLC Y NFA 05/31/2010 4,184,819 1,000,000 3,184,819 

5 AIG CLEARING CORPORATION N NYME 05/31/2010 225,679,083 1,000,000 224,679,083 6 ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC* Y NFA 03/31/2010 31,950,881 8,179,981 23,770,900 

7 ALPARI (US) LLC N NFA 05/31/2010 20,881,494 20,000,000 881,494 8 AMERIPRISE FINANCIAL SERVICES INC Y NFA 05/31/2010 119,656,579 1,000,000 118,656,579 9 BANC OF AMERICA SECURITIES LLC Y CME 05/31/2010 3,301,211,577 176,295,014 3,124,916,563 

10 BARCLAYS CAPITAL INC Y NYME 05/31/2010 5,477,061,980 745,520,774 4,731,541,206 11 BGC FINANCIAL LP Y NFA 05/31/2010 37,737,654 1,000,000 36,737,654 12 BNP PARIBAS COMMODITY FUTURES INC N NYME 05/31/2010 350,090,279 177,566,304 172,523,975 13 BNP PARIBAS SECURITIES CORP Y CBOT 05/31/2010 2,004,201,387 61,713,922 1,942,487,465 

14 BNY MELLON CLEARING LLC N NFA 05/31/2010 9,983,178 1,000,000 8,983,178 

15 CANTOR FITZGERALD & CO Y CBOT 05/31/2010 133,920,943 3,317,944 130,602,999 16 CAPITAL MARKET SERVICES LLC N NFA 05/31/2010 26,309,883 20,992,049 5,317,834 

17 CIBC WORLD MARKETS CORP Y CME 05/31/2010 1,395,076,856 1,500,000 1,393,576,856 

18 CITADEL SECURITIES LLC Y CME 05/31/2010 223,677,594 20,170,341 203,507,253 

19 CITIGROUP GLOBAL MARKETS INC Y CBOT 05/31/2010 7,917,107,505 716,173,220 7,200,934,285 20 COMMONWEALTH FOREIGN EXCHANGE INC N NFA 05/31/2010 1,360,635 1,000,000 360,635 21 COMPASS PROFESSIONAL SERVICES LLC Y NFA 05/31/2010 3,386,171 1,000,000 2,386,171 22 COUNTRY HEDGING INC N NFA 05/31/2010 15,737,671 6,826,277 8,911,394 23 CREDIT SUISSE SECURITIES (USA) LLC Y CBOT 05/31/2010 9,797,652,373 819,734,386 8,977,917,987 24 CROSSLAND LLC N CBOT 05/31/2010 8,796,659 2,535,142 6,261,517 25 CUNNINGHAM COMMODITIES LLC N CBOT 05/31/2010 3,759,598 1,000,000 2,759,598 26 CX CAPITAL MARKETS LLC N NFA 05/31/2010 2,237,188 1,000,000 1,237,188 27 DAIWA CAPITAL MARKETS AMERICA INC Y CME 05/31/2010 236,005,491 1,332,026 234,673,465 

28 DEUTSCHE BANK SECURITIES INC Y CBOT 05/31/2010 7,229,741,449 610,656,794 6,619,084,655 

29 DORMAN TRADING LLC N CME 05/31/2010 7,957,827 1,000,000 6,957,827 

30 EAGLE MARKET MAKERS INC N CBOT 05/31/2010 5,978,247 1,000,000 4,978,247 31 EASY FOREX US LTD N NFA 05/31/2010 20,097,949 20,000,000 97,949 32 ELECTRONIC BROKERAGE SYSTEMS LLC Y NFA 05/31/2010 8,044,648 1,000,000 7,044,648 33 ENSKILDA FUTURES LTD N CME 05/31/2010 25,814,940 16,720,622 9,094,318 34 FARR FINANCIAL INC N NFA 05/31/2010 1,878,749 1,000,000 878,749 35 FCSTONE LLC N CME 05/31/2010 69,154,838 33,516,204 35,638,634 

36 FOREX CAPITAL MARKETS LLC N NFA 05/31/2010 76,532,090 25,103,287 51,428,803 

37 FOREX CLUB FINANCIAL COMPANY INC N NFA 05/31/2010 20,998,436 20,000,000 998,436 38 FORTIS CLEARING AMERICAS LLC Y CBOT 05/31/2010 225,188,963 60,188,230 165,000,733 

39 FRIEDBERG MERCANTILE GROUP INC N NFA 05/31/2010 3,361,286 1,000,000 2,361,286 40 FRONTIER FUTURES INC N NFA 05/31/2010 1,606,718 1,000,000 606,718 41 FUTURES TECH LLC N NFA 05/31/2010 1,590,213 1,000,000 590,213 
SELECTED FCM FINANCIAL DATA AS OF 

May 31, 2010

FROM REPORTS FILED BY 

June 30, 2010

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital 

(a) (b) (c) (d) 

42 FX SOLUTIONS LLC N NFA 05/31/2010 38,389,047 20,368,251 18,020,796 43 FXDIRECTDEALER LLC N NFA 05/31/2010 35,386,273 21,999,482 13,386,791 44 GAIN CAPITAL GROUP LLC N NFA 05/31/2010 104,449,491 26,267,152 78,182,339 45 GENESIS FUTURES LLC N NFA 05/31/2010 1,515,083 1,000,000 515,083 46 GILDER GAGNON HOWE & CO LLC Y NFA 05/31/2010 16,162,451 1,000,000 15,162,451 47 GLOBAL FUTURES & FOREX LTD N NFA 05/31/2010 88,883,708 25,569,756 63,313,952 

48 GOLDMAN SACHS & CO Y CBOT 05/31/2010 12,016,429,153 1,947,602,322 10,068,826,831 

49 GOLDMAN SACHS EXECUTION & CLEARING LP Y CME 05/31/2010 1,739,630,501 99,109,023 1,640,521,478 50 HG CLEARING SERVICES LLC N NFA 05/31/2010 1,000,653 1,000,000 653 51 HSBC SECURITIES USA INC Y CME 05/31/2010 1,118,105,649 100,967,740 1,017,137,909 

52 ICAP FUTURES LLC N NFA 05/31/2010 10,334,447 1,000,000 9,334,447 53 IG MARKETS INC N NFA 05/31/2010 16,461,621 7,500,000 8,961,621 54 IKON GLOBAL MARKETS INC N NFA 05/31/2010 22,493,069 20,494,499 1,998,570 

55 INSTINET LLC Y NFA 05/31/2010 106,548,604 2,060,345 104,488,259 56 INTEGRATED BROKERAGE SERVICES LLC N NFA 05/31/2010 1,882,415 1,000,000 882,415 57 INTERACTIVE BROKERS LLC Y NFA 05/31/2010 982,178,989 104,386,755 877,792,234 58 INTERBANK FX LLC N NFA 05/31/2010 29,503,484 21,482,829 8,020,655 59 ITG DERIVATIVES LLC Y NFA 05/31/2010 3,951,346 1,000,000 2,951,346 60 JP MORGAN CLEARING CORP Y CME 05/28/2010 5,115,555,754 1,610,263,152 3,505,292,602 61 JP MORGAN FUTURES INC N NYME 05/31/2010 2,078,133,027 1,186,025,470 892,107,557 

62 JP MORGAN SECURITIES INC Y NFA 05/28/2010 7,522,230,008 548,677,109 6,973,552,899 63 LEK SECURITIES CORPORATION Y NFA 05/31/2010 10,512,645 1,500,000 9,012,645 

64 LIMESTONE TRADING LLC N NFA 05/31/2010 9,569,018 1,000,000 8,569,018 65 LINN GROUP THE N NFA 05/31/2010 1,792,448 1,000,000 792,448 

66 LPL FINANCIAL CORPORATION Y NFA 05/31/2010 139,677,634 5,257,166 134,420,468 67 MACQUARIE FUTURES USA INC N CBOT 05/31/2010 84,849,503 40,854,269 43,995,234 

68 MAREX USA LIMITED N NFA 05/31/2010 4,009,689 1,000,000 3,009,689 

69 MB TRADING FUTURES INC N NFA 05/31/2010 25,052,764 20,000,000 5,052,764 70 MBF CLEARING CORP N NYME 05/31/2010 11,664,949 1,752,469 9,912,480 

71 MCVEAN TRADING & INVESTMENTS LLC N NFA 05/31/2010 10,222,757 2,569,990 7,652,767 72 MERRILL LYNCH PIERCE FENNER & SMITH Y CBOT 05/31/2010 5,185,488,062 650,743,865 4,534,744,197 73 MERRILL LYNCH PROFESSIONAL CLEARING CORP Y NFA 05/31/2010 3,637,192,276 139,584,660 3,497,607,616 74 MF GLOBAL INC Y CME 05/31/2010 530,492,794 344,022,290 186,470,504 

75 MG FINANCIAL LLC N NFA 05/31/2010 4,761,290 1,000,000 3,761,290 

76 MID CO COMMODITIES INC N NFA 05/31/2010 5,401,449 3,102,164 2,299,285 77 MITSUBISHI UFJ SECURITIES USA INC Y NFA 05/31/2010 95,687,157 1,070,374 94,616,783 

78 MITSUI BUSSAN COMMODITIES USA INC N NYME 05/31/2010 8,090,911 5,571,929 2,518,982 79 MIZUHO SECURITIES USA INC Y CME 05/31/2010 484,059,598 63,930,111 420,129,487 80 MORGAN KEEGAN & COMPANY INC Y NFA 05/31/2010 431,872,617 11,040,555 420,832,062 81 MORGAN STANLEY & CO INCORPORATED Y CME 05/31/2010 7,395,529,273 1,083,008,453 6,312,520,820 82 MORGAN STANLEY SMITH BARNEY LLC Y NFA 05/31/2010 1,193,720,373 37,659,830 1,156,060,543 83 NATIXIS SECURITIES NORTH AMERICA INC Y NFA 05/31/2010 217,833,337 1,000,000 216,833,337 
SELECTED FCM FINANCIAL DATA AS OF 

May 31, 2010

FROM REPORTS FILED BY 

June 30, 2010

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital 

(a) (b) (c) (d) 

84 NEUBERGER BERMAN LLC Y NFA 05/31/2010 88,584,207 1,500,000 87,084,207 

85 NEWEDGE USA LLC Y NYME 05/31/2010 2,455,917,477 1,193,815,373 1,262,102,104 

86 NOMURA SECURITIES INTERNATIONAL INC Y CBOT 05/31/2010 1,291,010,039 34,727,721 1,256,282,318 87 OANDA CORPORATION N NFA 05/31/2010 168,659,597 29,064,177 139,595,420 88 OPEN E CRY LLC N NFA 05/31/2010 3,793,084 1,000,000 2,793,084 

89 OPPENHEIMER & CO INC Y NFA 05/31/2010 169,595,521 23,969,305 145,626,216 90 OPTIONSXPRESS INC Y NFA 05/31/2010 106,527,939 12,843,359 93,684,580 91 PENSON GHCO N CBOT 05/31/2010 24,378,660 15,292,862 9,085,798 92 PEREGRINE FINANCIAL GROUP INC N NFA 05/31/2010 34,898,456 20,000,000 14,898,456 93 PIONEER FUTURES INC N NYME 05/31/2010 1,676,056 1,000,000 676,056 94 PRUDENTIAL BACHE COMMODITIES LLC N CBOT 05/31/2010 218,155,000 155,128,720 63,026,280 95 RAND FINANCIAL SERVICES INC N CME 05/31/2010 69,231,303 11,936,133 57,295,170 96 RAYMOND JAMES & ASSOCIATES INC Y NFA 05/31/2010 370,580,563 27,237,299 343,343,264 97 RBC CAPITAL MARKETS CORPORATION Y CME 05/31/2010 847,920,133 78,350,826 769,569,307 

98 RBS SECURITIES INC Y CBOT 05/28/2010 1,553,946,000 217,784,000 1,336,162,000 

99 RJ OBRIEN ASSOCIATES LLC N CME 05/31/2010 118,709,694 64,851,816 53,857,878 

100 ROSENTHAL COLLINS GROUP LLC N CME 05/31/2010 67,148,574 31,423,223 35,725,351 101 ROSENTHAL GLOBAL SECURITIES LLC Y NFA 05/31/2010 52,176,996 1,000,000 51,176,996 102 SANFORD C BERNSTEIN & CO LLC Y NFA 05/31/2010 170,633,822 12,393,505 158,240,317 103 SANTANDER INVESTMENT SECURITIES INC Y NFA 05/28/2010 81,688,046 1,143,027 80,545,019 104 SHAY GRAIN CLEARING COMPANY N KCBT 05/31/2010 2,576,254 1,000,000 1,576,254 105 SMW TRADING COMPANY INC N CME 05/31/2010 26,135,340 1,000,000 25,135,340 

106 STATE STREET GLOBAL MARKETS LLC Y CME 05/31/2010 354,263,966 1,000,000 353,263,966 

107 STEPHENS Y NFA 05/31/2010 67,088,715 12,314,491 54,774,224 

108 STERLING COMMODITIES CORP N NYME 05/31/2010 8,042,687 1,585,137 6,457,550 

109 TCA FUTURES LLC N NFA 05/31/2010 1,580,387 1,000,000 580,387 110 TD AMERITRADE INC Y NFA 05/31/2010 339,434,715 1,000,000 338,434,715 111 TENCO INC N CBOT 05/31/2010 51,145,296 5,987,206 45,158,090 

112 TERRA NOVA FINANCIAL LLC Y NFA 05/31/2010 10,052,193 1,500,000 8,552,193 113 TIMBER HILL LLC Y CME 05/31/2010 813,757,828 30,862,322 782,895,506 

114 TOWER RESEARCH CAPITAL EUROPE LLC N NFA 05/31/2010 3,201,539 1,000,000 2,201,539 115 TRADELINK LLC Y CBOT 05/31/2010 29,013,887 1,000,000 28,013,887 116 TRADESTATION SECURITIES INC Y NFA 05/31/2010 83,110,726 2,382,118 80,728,608 117 TRADITION SECURITIES AND FUTURES INC N NFA 05/28/2010 1,571,994 1,000,000 571,994 

118 TRILAND USA INC N NYME 05/31/2010 23,660,306 15,451,378 8,208,928 

119 UBS FINANCIAL SERVICES INC Y NFA 05/31/2010 1,313,567,812 87,687,102 1,225,880,710 120 UBS SECURITIES LLC Y CBOT 05/31/2010 11,282,900,466 940,240,504 10,342,659,962 121 VELOCITY FUTURES LLC N NFA 05/31/2010 1,592,622 1,000,000 592,622 122 VISION FINANCIAL MARKETS LLC Y CME 05/31/2010 20,750,863 6,730,578 14,020,285 123 WELLS FARGO ADVISORS FINANCIAL NETWORK LLC Y NFA 05/31/2010 22,126,268 3,322,846 18,803,422 124 WELLS FARGO ADVISORS LLC Y NFA 05/31/2010 492,981,907 1,500,000 491,481,907 125 WELLS FARGO SECURITIES LLC Y CME 05/31/2010 1,299,047,837 3,985,368 1,295,062,469 
SELECTED FCM FINANCIAL DATA AS OF 

May 31, 2010

FROM REPORTS FILED BY 

June 30, 2010

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital 

(a) (b) (c) (d) 

126 WHITE COMMERCIAL CORPORATION N NFA 05/31/2010 2,269,043 1,000,000 1,269,043 127 WSD FINANCIAL USA INC N NFA 05/31/2010 1,206,991 1,000,000 206,991 128 YORK BUSINESS ASSOCIATES LLC N NFA 05/31/2010 2,395,050 1,000,000 1,395,050 

Totals 
SELECTED FCM FINANCIAL DATA AS OF 

May 31, 2010

FROM REPORTS FILED BY 

June 30, 2010

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital 

(a) (b) (c) (d) 

April Web Page Update 130Additions 0NoneDeletions 2ACM USA LLCTRANSMARKET GROUP LLCName ChangeNoneMay Web Page Update 128*Allianz Global Investors Distributors LLC files financial statements quarterly.(a): B/D? : A 'Y' means the FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer. (b): DSRO: Designated Self-Regulatory Organization. (c): A firm's net capital requirement is the greater of (1) $1,000,000; or(2) risk based capital requirement, the sum of 8% of total customer risk maintenance margin and 8% of total noncustomer risk maintenance margin; or(3) The amount of capital required by a registered futures association (currently NFA is the only such association); or(4) for securities brokers and dealers, the amount of net capital required by Rule 15c3-1(a) of the Securities and Exchange Commission.
SELECTED FCM FINANCIAL DATA AS OF 

May 31, 2010

FROM REPORTS FILED BY 

June 30, 2010

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital 

(a) (b) (c) (d) 

(d): Excess net capital is adjusted net capital, less the firm's net capital requirement.(e): This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on a designated contract market or derivatives transaction execution facility. This is the sum of all accounts that contain a net liquidating equity.(f): This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of the United States. Note: Any comments regarding information contained in this table may be brought to the attention of the CFTC's Division of Clearing and Intermediary Oversight via e-mail: mhendrickso@cftc.gov or mfranklin@cftc.gov.