SELECTED FCM FINANCIAL DATA AS OF 

April 30, 2008

FROM REPORTS FILED BY 

May 31, 2008

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

1 3D FOREX, LLC N NFA 04/30/2008 10,249,808 500,000 9,749,808 2 ABBEY NATIONAL SECURITIES INC Y NFA 04/30/2008 61,552,352 500,000 61,052,352 3 ADM INVESTOR SERVICES INC N CBOT 04/30/2008 165,144,468 95,142,911 70,001,557 4 ADVANCED MARKETS INC N NFA 04/30/2008 5,041,923 5,000,000 41,923 5 ADVANTAGE FUTURES LLC N CME 04/30/2008 20,819,600 4,716,845 16,102,755 6 AIG CLEARING CORPORATION N NYME 04/30/2008 312,019,413 62,284,495 249,734,918 7 ALARON TRADING CORPORATION N CME 04/30/2008 7,850,814 4,189,404 3,661,410 8 ALPARI (US) LLC N NFA 04/30/2008 11,766,448 5,000,000 6,766,448 9 BACERA CORPORATION N NFA 04/30/2008 5,370,002 5,000,000 370,002 

10 BANC OF AMERICA SECURITIES LLC Y CME 04/30/2008 3,488,380,383 436,370,390 3,052,009,993 11 BARCLAYS CAPITAL INC Y NYME 04/30/2008 1,516,160,674 460,452,898 1,055,707,776 12 BEAR STEARNS & CO INC Y NFA 04/30/2008 (g) 636,844,227 (g) 13 BEAR STEARNS SECURITIES CORP Y CME 04/30/2008 4,615,771,679 1,030,992,127 3,584,779,552 14 BGC SECURITIES Y NFA 04/30/2008 3,687,059 500,000 3,187,059 15 BNP PARIBAS COMMODITY FUTURES INC N NYME 04/30/2008 164,395,750 137,104,247 27,291,503 16 BNP PARIBAS SECURITIES CORP Y CBOT 04/30/2008 795,252,755 36,920,188 758,332,567 17 CADENT FINANCIAL SERVICES LLC N CME 04/30/2008 8,924,827 5,675,635 3,249,192 18 CANTOR FITZGERALD & CO Y CBOT 04/30/2008 254,638,276 22,285,957 232,352,319 19 CAPITAL MARKET SERVICES LLC N NFA 04/30/2008 14,085,398 5,000,000 9,085,398 20 CIBC WORLD MARKETS CORP Y CME 04/30/2008 932,784,414 19,014,303 913,770,111 21 CITIGROUP GLOBAL MARKETS INC Y CBOT 04/30/2008 (g) 830,162,961 (g) 22 CLIFF LARSON COMPANY THE N NFA 04/30/2008 3,496,640 970,264 2,526,376 23 CMC MARKETS (US) LLC N NFA 04/30/2008 7,089,069 5,000,000 2,089,069 24 COMMONWEALTH FOREIGN EXCHANGE INC N NFA 04/30/2008 1,110,004 500,000 610,004 25 COMTRUST INC N NFA 04/30/2008 1,038,901 500,000 538,901 26 COUNTRY HEDGING INC N NFA 04/30/2008 23,718,294 15,046,627 8,671,667 27 CREDIT SUISSE SECURITIES (USA) LLC Y CBOT 04/30/2008 6,368,825,008 330,011,506 6,038,813,502 28 CROSSLAND LLC N CBOT 04/30/2008 3,691,962 808,258 2,883,704 29 CSC FUTURES INC N CME 04/30/2008 7,016,859 500,000 6,516,859 30 CUNNINGHAM COMMODITIES LLC N CBOT 04/30/2008 3,557,038 1,023,204 2,533,834 31 DAIWA SECURITIES AMERICA INC Y CME 04/30/2008 231,072,961 2,682,727 228,390,234 32 DEUTSCHE BANK SECURITIES INC Y CBOT 04/30/2008 5,166,790,495 405,804,374 4,760,986,121 33 DIRECT FOREX LLC N NFA 04/30/2008 641,153 500,000 141,153 34 DORMAN TRADING LLC N CME 04/30/2008 9,088,224 702,799 8,385,425 35 DUNAVANT COMMODITY CORP N NFA 04/30/2008 44,162,460 1,642,734 42,519,726 36 EAGLE MARKET MAKERS INC N CBOT 04/30/2008 7,732,127 500,000 7,232,127 37 EASY FOREX US LTD N NFA 04/30/2008 7,741,690 5,000,000 2,741,690 38 ED &F MAN COMMODITY ADVISORS INC N NFA 04/30/2008 1,340,171 500,000 840,171 39 ELECTRONIC BROKERAGE SYSTEMS LLC Y NFA 04/30/2008 12,860,631 500,000 12,360,631 40 ENSKILDA FUTURES LTD N CME 04/30/2008 20,936,198 9,028,032 11,908,166 41 FARR FINANCIAL INC N NFA 04/30/2008 1,621,925 852,117 769,808 42 FC STONE LLC N CME 04/30/2008 119,103,309 74,102,936 45,000,373 43 FIRST CAPITOL GROUP LLC N NFA 04/30/2008 5,378,105 2,577,597 2,800,508 44 FOREX CAPITAL MARKETS LLC N NFA 04/30/2008 73,603,911 14,038,671 59,565,240 45 FOREX CLUB FINANCIAL COMPANY INC N NFA 04/30/2008 7,562,699 5,000,000 2,562,699 46 FOREX LLC N NFA 04/30/2008 733,932 500,000 233,932 
SELECTED FCM FINANCIAL DATA AS OF 

April 30, 2008

FROM REPORTS FILED BY 

May 31, 2008

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

47 FORTIS CLEARING AMERICAS LLC Y CBOT 04/30/2008 177,934,088 54,903,276 123,030,812 48 FRIEDBERG MERCANTILE GROUP INC N NFA 04/30/2008 8,053,290 5,000,000 3,053,290 49 FRONTIER FUTURES INC N NFA 04/30/2008 2,541,714 1,374,646 1,167,068 50 FUTURES TECH LLC N NFA 04/30/2008 841,789 500,000 341,789 51 FX SOLUTIONS LLC N NFA 04/30/2008 17,628,006 5,000,000 12,628,006 52 GAIN CAPITAL GROUP LLC N NFA 04/30/2008 66,314,151 7,220,588 59,093,563 53 GATEWAY CAPITAL L.L.C. N NFA 04/30/2008 820,210 500,000 320,210 54 GELBER GROUP LLC N CBOT 04/30/2008 64,838,375 500,000 64,338,375 55 GFS FOREX & FUTURES INC N NFA 04/30/2008 11,376,581 5,000,000 6,376,581 56 GILDER GAGNON HOWE AND CO LLC Y NFA 04/30/2008 16,571,382 500,000 16,071,382 57 GLOBAL FUTURES & FOREX LTD N NFA 04/30/2008 64,288,253 5,979,746 58,308,507 58 GOLDMAN SACHS & CO Y CBOT 04/25/2008 (g) 2,796,247,708 (g) 59 GOLDMAN SACHS EXECUTION & CLEARING LP Y CME 04/25/2008 1,492,926,361 82,045,798 1,410,880,563 60 H & R BLOCK FINANCIAL ADVISORS INC Y NFA 04/30/2008 73,145,683 9,134,020 64,011,663 61 HOTSPOT FXR LLC N NFA 04/30/2008 7,783,637 5,000,000 2,783,637 62 HSBC SECURITIES USA INC Y CME 04/30/2008 807,917,347 82,795,821 725,121,526 63 I TRADE FX LLC N NFA 04/30/2008 16,054,896 5,000,000 11,054,896 64 ICAP FUTURES LLC N CBOT 04/30/2008 5,774,507 500,000 5,274,507 65 IFX MARKETS INC N NFA 04/30/2008 12,362,054 5,000,000 7,362,054 66 IG MARKETS INC. N NFA 04/30/2008 11,618,974 5,000,000 6,618,974 67 IKON GLOBAL MARKETS INC. N NFA 04/30/2008 9,418,664 5,000,000 4,418,664 68 INSTINET LLC Y NFA 04/30/2008 93,497,105 5,982,085 87,515,020 69 INTEGRATED BROKERAGE SERVICES LLC N NFA 04/30/2008 2,152,517 500,000 1,652,517 70 INTERACTIVE BROKERS LLC Y EUXUS 04/30/2008 419,944,595 54,347,900 365,596,695 71 INTERBANK FX LLC N NFA 04/30/2008 21,367,369 5,000,000 16,367,369 72 IOWA GRAIN CO N CBOT 04/30/2008 25,921,442 9,867,126 16,054,316 73 ITAU SECURITIES INC Y NFA 04/30/2008 150,925,091 500,000 150,425,091 74 ITG DERIVATIVES, LLC Y NFA 04/30/2008 2,479,701 500,000 1,979,701 75 JP MORGAN FUTURES INC N NYME 04/30/2008 1,251,153,800 873,280,387 377,873,413 76 KOTTKE ASSOCIATES LLC N CBOT 04/30/2008 19,829,219 514,422 19,314,797 77 LADENBURG THALMANN & CO INC Y NFA 04/30/2008 25,153,921 500,000 24,653,921 78 LBS LIMITED PARTNERSHIP N CBOT 04/30/2008 789,725 500,000 289,725 79 LEHMAN BROTHERS INC Y CBOT 04/30/2008 (g) 671,406,000 (g) 80 LEK SECURITIES CORPORATION Y NFA 04/30/2008 10,894,756 1,500,000 9,394,756 81 LIMESTONE TRADING LLC N NFA 04/30/2008 11,320,591 500,000 10,820,591 82 LINN GROUP ( THE ) N NFA 04/30/2008 1,890,090 500,000 1,390,090 83 LOEB PARTNERS CORPORATION Y NFA 04/30/2008 15,116,612 500,000 14,616,612 84 LPL FINANCIAL CORPORATION Y NFA 04/30/2008 71,620,447 8,751,024 62,869,423 85 MACQUARIE FUTURES USA INC N NFA 04/30/2008 23,383,321 6,159,165 17,224,156 86 MB TRADING FUTURES INC. N NFA 04/30/2008 8,381,881 5,000,000 3,381,881 87 MBF CLEARING CORP N NYME 04/30/2008 28,913,497 1,096,045 27,817,452 88 MCVEAN TRADING AND INVESTMENTS LLC N NFA 04/30/2008 11,713,572 4,623,191 7,090,381 89 MERRILL LYNCH PIERCE FENNER & SMITH Y CBOT 05/02/2008 (g) 653,741,440 (g) 90 MERRILL LYNCH PROFESSIONAL CLEARING CORP Y NFA 05/02/2008 1,363,218,234 140,819,372 1,222,398,862 91 MF GLOBAL INC. Y CME 04/30/2008 789,342,900 413,500,791 375,842,109 92 MG FINANCIAL LLC N NFA 04/30/2008 5,886,698 5,000,000 886,698 93 MID-CO COMMODITIES INC N NFA 04/30/2008 13,143,056 6,174,034 6,969,022 
SELECTED FCM FINANCIAL DATA AS OF 

April 30, 2008

FROM REPORTS FILED BY 

May 31, 2008

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

94 MITSUI BUSSAN COMMODITIES USA INC N NYME 04/30/2008 6,870,452 1,653,384 5,217,068 95 MIZUHO SECURITIES USA INC Y CME 04/30/2008 157,762,729 62,892,357 94,870,372 96 MORGAN KEEGAN & COMPANY INC Y NFA 04/30/2008 326,276,741 10,070,261 316,206,480 97 MORGAN STANLEY & CO INCORPORATED Y CME 04/30/2008 (g) 3,030,730,442 (g) 98 NATIXIS SECURITIES NORTH AMERICA INC Y NFA 04/30/2008 110,671,498 500,000 110,171,498 99 NEUBERGER BERMAN LLC Y NFA 04/30/2008 265,753,827 5,000,000 260,753,827 

100 NEWEDGE FINANCIAL INC. Y CME 04/30/2008 827,596,797 575,495,638 252,101,159 101 NEWEDGE USA LLC. Y NYME 04/30/2008 810,144,749 618,543,868 191,600,881 102 NOMURA SECURITIES INTERNATIONAL INC Y CBOT 04/30/2008 718,218,773 1,000,000 717,218,773 103 OANDA CORPORATION N NFA 04/30/2008 163,136,499 8,664,556 154,471,943 104 ODL SECURITIES INC N NFA 04/30/2008 12,995,458 5,000,000 7,995,458 105 OPEN E CRY LLC N NFA 04/30/2008 1,434,358 660,150 774,208 106 OPPENHEIMER & CO INC Y NFA 04/30/2008 191,293,888 23,025,339 168,268,549 107 OPTIONSXPRESS INC Y NFA 04/30/2008 70,013,361 6,486,769 63,526,592 108 PENSON GHCO N CBOT 04/30/2008 13,036,544 9,529,829 3,506,715 109 PEREGRINE FINANCIAL GROUP INC N NFA 04/30/2008 19,369,716 5,153,995 14,215,721 110 PIONEER FUTURES INC N NYME 04/30/2008 1,440,133 500,000 940,133 111 PRUDENTIAL BACHE COMMODITIES LLC N CBOT 04/30/2008 226,053,000 198,264,440 27,788,560 112 PUMA FINANCIAL LLC N NFA 04/30/2008 1,316,714 500,000 816,714 113 RAND FINANCIAL SERVICES INC N CME 04/30/2008 57,581,274 17,373,995 40,207,279 114 RAYMOND JAMES & ASSOCIATES INC Y NFA 04/30/2008 340,462,560 30,250,224 310,212,336 115 RBC CAPITAL MARKETS CORPORATION Y CME 04/30/2008 739,854,828 112,714,900 627,139,928 116 RBS GREENWICH CAPITAL INC Y CBOT 04/30/2008 1,620,723,000 159,544,000 1,461,179,000 117 RJ OBRIEN & ASSOCIATES LLC N CME 04/30/2008 110,732,764 85,696,950 25,035,814 118 ROBBINS FUTURES INC N NFA 04/30/2008 540,182 500,000 40,182 119 ROSENTHAL COLLINS GROUP LLC N CME 04/30/2008 76,571,963 44,763,617 31,808,346 120 ROSENTHAL GLOBAL SECURITIES LLC Y CBOT 04/30/2008 17,910,595 979,397 16,931,198 121 SANFORD C BERNSTEIN & CO LLC Y NFA 04/30/2008 166,143,423 10,770,450 155,372,973 122 SANTANDER INVESTMENT SECURITIES INC. Y NFA 04/30/2008 72,474,749 541,309 71,933,440 123 SHATKIN ARBOR INC N CBOT 04/30/2008 5,374,922 1,164,153 4,210,769 124 SHAY GRAIN CLEARING COMPANY N KCBT 04/30/2008 2,799,558 965,818 1,833,740 125 SMW TRADING COMPANY INC N CME 04/30/2008 24,870,900 500,000 24,370,900 126 SNC INVESTMENTS INC N NFA 04/30/2008 509,192 500,000 9,192 127 STEPHENS INC Y NFA 04/25/2008 82,122,472 9,579,768 72,542,704 128 STERLING COMMODITIES CORP N NYME 04/30/2008 9,084,008 1,106,287 7,977,721 129 TCA FUTURES LLC N NFA 04/30/2008 804,703 500,000 304,703 130 TENCO INC N CBOT 04/30/2008 38,098,171 12,780,342 25,317,829 131 TERRA NOVA FINANCIAL, LLC Y NFA 04/30/2008 13,506,020 1,500,000 12,006,020 132 TIMBER HILL LLC Y CME 04/30/2008 957,456,466 21,394,905 936,061,561 133 TOWER RESEARCH CAPITAL EUROPE LLC N NFA 04/30/2008 1,903,212 500,000 1,403,212 134 TRADELINK LLC Y CBOT 04/30/2008 31,638,399 500,000 31,138,399 135 TRADEMAVEN CLEARING LLC N NFA 04/30/2008 839,413 500,000 339,413 136 TRADESTATION SECURITIES INC Y NFA 04/30/2008 82,657,281 2,445,128 80,212,153 137 TRADITION SECURITIES AND FUTURES INC N NFA 04/30/2008 785,770 500,000 285,770 138 TRANSMARKET GROUP LLC Y CBOT 04/30/2008 8,141,048 500,000 7,641,048 139 TRILAND USA INC N NYME 04/30/2008 40,934,566 13,164,386 27,770,180 140 UBS FINANCIAL SERVICES INC Y CBOT 04/30/2008 887,471,535 130,470,588 757,000,947 
SELECTED FCM FINANCIAL DATA AS OF 

April 30, 2008

FROM REPORTS FILED BY 

May 31, 2008

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

141 UBS SECURITIES LLC Y CBOT 04/30/2008 10,569,880,230 1,233,759,259 9,336,120,971 142 VELOCITY FUTURES LP N NFA 04/30/2008 1,042,869 500,000 542,869 143 VISION FINANCIAL MARKETS LLC Y NFA 04/30/2008 25,223,506 9,227,312 15,996,194 144 WACHOVIA CAPITAL MARKETS LLC Y CME 04/30/2008 1,696,497,364 3,616,966 1,692,880,398 145 WACHOVIA SECURITIES FINANCIAL NETWORK, LLC Y NFA 04/30/2008 20,269,492 3,076,803 17,192,689 146 WACHOVIA SECURITIES LLC Y CBOT 04/30/2008 700,672,322 33,759,708 666,912,614 147 WHITE COMMERCIAL CORPORATION N NFA 04/30/2008 2,459,388 500,000 1,959,388 148 WSD FINANCIAL USA, INC N NFA 04/30/2008 1,320,165 500,000 820,165 149 YORK BUSINESS ASSOCIATES LLC N NFA 04/30/2008 1,048,003 500,000 548,003 

Total 

March Web Page Update 150Additions 1SANTANDER INVESTMENT SECURITIES INC.Deletions 2ALLIANZ GLOBAL INVESTOR DISTRIBUTORS LLCHAGERTY GRAIN CO INC.Name ChangeNoneApril Web Page Update 149(a): B/D : A 'Y' means the FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer. (b): DSRO: Designated Self-Regulatory Organization. (c) The minimum capital requirement that each FCM must maintain is determined under CFTC Regulation 1.17 (a)(1)(i) (d): Excess net capital is adjusted net capital, less the firm's net capital requirement.(e): This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on a designated contract market or derivatives transaction execution facility. This is the sum of all accounts that contain a net liquidating equity.
SELECTED FCM FINANCIAL DATA AS OF 

April 30, 2008

FROM REPORTS FILED BY 

May 31, 2008

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

(f): This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of the United States. (g): This FCM/BD’s ultimate parent company is regulated by the SEC as a consolidated supervised entity. The firm has elected to compute its minimum capital requirement in accordance with the “Alternative Net Capital Requirement” as permitted by Appendix E toSEC Rule 15c3-1. As of this reporting date, the firm had net capital in excess of its minimum capital requirements. In addition to the alternative minimum net capital requirements, the firm is required tohold tentative net capital in excess of $1 billion and net capital in excess of $500 million in accordance with the market and credit riskstandards of Appendix E of Rule 15c3-1. The firm also is required to notify the Commission and SEC in the event its tentative net capital is less than $5 billion. As of this reporting date, the firm had tentative net capital and net capital in excess of both the minimum and notification requirements. Note: Any comments regarding information contained in this table may be brought to the attention of the CFTC's Division of Clearing and Intermediary Oversight via e-mail: mhendrickso@cftc.gov, phill@cftc.gov or fzimmerle@cftc.gov