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Commodity Futures Trading Commission 

CEA CASES 

NAME: DONALD L. WEINBERGER 

DOCKET NUMBER: STIPULATION 57 

DATE: DECEMBER 20, 1960 

DOCUMENT TYPE: STIPULATION OF COMPLIANCE 

UNITED STATES DEPARTMENT OF AGRICULTURE 

BEFORE THE SECRETARY OF AGRICULTURE 

Donald L. Weinberger 

Stipulation of Compliance under the Commodity Exchange Act No. 57 

The Secretary of Agriculture has reason to believe that Donald L. Weinberger 

has violated provisions of the Commodity Exchange Act (17 CFR, Chapter 1) by 

virtue of certain transactions in Maine potato futures as set forth below. 

No complaint with respect to such violations has been issued and the said 

Donald L. Weinberger is desirous of disposing of the matter by entering into a 

stipulation of compliance, as authorized by section 0.4(a) of the Rules of 

Practice under the Commodity Exchange Act (17 CFR, 0.0-0.28). Therefore, the 

said Donald L. Weinberger stipulates that the following facts are true: 

1. Donald L. Weinberger, an individual whose address is 6 Harrison Street, 

New York 13, New York, is, and was at all times mentioned herein, a registered 

floor broker under the Commodity Exchange Act and a member of the New York 

Mercantile Exchange, a duly designated contract market. 

2. On various dates from August 30 through October 6, 1960, the said Donald 

L. Weinberger, acting as selling floor broker for customers and as buying floor 

broker for a joint account in which he held an 

interest, willfully and knowingly and without the prior consent of his 

customers, became the buyer in respect to selling orders of such customers in 

transactions in Maine potato futures on the New York Mercantile Exchange on the 

dates and in the number of instances listed below: 

Date Number of Instances

(1960) August 30 2 

September 20 1 

" 23 3 

" 29 1 

October 6 1 

3. On various dates from September 7 through [ILLEGIBLE TEXT] the said Donald 

L. Weinberger, acting as buying floor broker for customers and as selling floor 

broker for a joint account in which he held an interest, willfully and knowingly 

and without the prior consent of his customers, became the seller in respect to 

buying orders of such customers in transactions in Maine potato futures on the 

New York Mercantile Exchange on the dates and in the number of instances listed 

below: 

Date Number of Instances

(1960) September 27 1 

" 30 1 

October 12 2 
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The [ILLEGIBLE TEXT] Donald L. Weinberger that these transactions were 

[ILLEGIBLE TEXT] violation of section 4b(D) of the Commodity Exchange Act. 

The said Donald L. Weinberger , agrees to refrain from willfully [ILLEGIBLE 

TEXT]wingly and without the prior consent of a customer becoming [ILLEGIBLE 

TEXT] in respect to any selling order of such customer or becoming the seller in 

respect to any buying order of such customer. He further understands and agrees 

that this stipulation shall be admissible as evidence of such acts and practices 

in any proceeding based upon transactions in addition to those referred to 

herein which may hereafter be brought by the Secretary of Agriculture against 

him under the provisions of the said act. He also understands that it is the 

practice of the Commodity Exchange Authority to make stipulations of compliance 

a matter of public record. 

Done at New York, New York, this 20th day of December, 1960 

/s/Donald L. Weinberger 

Donald L. Weinberger 

/s/ Roy Tipton 

/s/ Sheldon Coopersmith 

LOAD-DATE: June 16, 2008 
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