SELECTED FCM FINANCIAL DATA AS OF 

January 31, 2008

FROM REPORTS FILED BY 

February 29, 2008

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

1 3D FOREX, LLC N NFA 01/31/2008 8,220,750 500,000 7,720,750 2 ABBEY NATIONAL SECURITIES INC Y NFA 01/31/2008 147,515,342 26,877,600 120,637,742 3 ADM INVESTOR SERVICES INC N CBOT 01/31/2008 152,748,312 66,241,232 86,507,080 4 ADVANCED MARKETS INC N NFA 01/31/2008 5,184,134 5,000,000 184,134 5 ADVANTAGE FUTURES LLC N CME 01/31/2008 17,911,385 4,008,312 13,903,073 6 AG EDWARDS & SONS INC Y CBOT 01/31/2008 0 0 0 7 AIG CLEARING CORPORATION N NYME 01/31/2008 299,510,655 41,060,387 258,450,268 8 ALARON TRADING CORPORATION N CME 01/31/2008 7,412,527 3,864,718 3,547,809 9 ALPARI (US) LLC N NFA 01/31/2008 8,032,728 5,000,000 3,032,728 

10 BACERA CORPORATION N NFA 01/31/2008 5,291,464 5,000,000 291,464 11 BANC OF AMERICA SECURITIES LLC Y CME 01/31/2008 3,671,373,287 408,918,874 3,262,454,413 12 BARCLAYS CAPITAL INC Y NYME 01/31/2008 1,554,066,312 450,300,191 1,103,766,121 13 BEAR STEARNS & CO INC Y NFA 01/31/2008 (g) 557,234,334 (g) 14 BEAR STEARNS SECURITIES CORP Y CME 01/31/2008 4,219,248,769 1,297,381,546 2,921,867,223 15 BGC SECURITIES Y NFA 01/31/2008 4,162,566 500,000 3,662,566 16 BNP PARIBAS COMMODITY FUTURES INC N NYME 01/31/2008 156,305,367 100,840,922 55,464,445 17 BNP PARIBAS SECURITIES CORP Y CBOT 01/31/2008 714,597,198 56,872,006 657,725,192 18 CADENT FINANCIAL SERVICES LLC N CME 01/31/2008 8,258,352 5,331,353 2,926,999 19 CANTOR FITZGERALD & CO Y CBOT 01/31/2008 183,937,818 22,249,023 161,688,795 20 CAPITAL MARKET SERVICES LLC N NFA 01/31/2008 13,381,079 5,000,000 8,381,079 21 CIBC WORLD MARKETS CORP Y CME 01/31/2008 970,649,299 23,359,083 947,290,216 22 CITIGROUP GLOBAL MARKETS INC Y CBOT 01/31/2008 (g) 834,627,981 (g) 23 CLIFF LARSON COMPANY THE N NFA 01/31/2008 1,363,530 658,205 705,325 24 CMC MARKETS (US) LLC N NFA 01/31/2008 8,673,008 5,000,000 3,673,008 25 COMMONWEALTH FOREIGN EXCHANGE INC N NFA 01/31/2008 1,360,083 500,000 860,083 26 COMTRUST INC N NFA 01/31/2008 1,179,684 500,000 679,684 27 COUNTRY HEDGING INC N NFA 01/31/2008 19,063,623 12,973,781 6,089,842 28 CREDIT SUISSE SECURITIES (USA) LLC Y CBOT 01/31/2008 6,107,178,261 294,803,062 5,812,375,199 29 CROSSLAND LLC N CBOT 01/31/2008 3,838,507 716,396 3,122,111 30 CSC FUTURES INC N NFA 01/31/2008 7,952,683 500,000 7,452,683 31 CUNNINGHAM COMMODITIES LLC N CBOT 01/31/2008 3,869,194 1,181,416 2,687,778 32 DAIWA SECURITIES AMERICA INC Y CME 01/31/2008 196,464,506 1,000,000 195,464,506 33 DEUTSCHE BANK SECURITIES INC Y CBOT 01/31/2008 6,171,927,660 375,860,246 5,796,067,414 34 DIRECT FOREX LLC N NFA 01/31/2008 558,102 500,000 58,102 35 DORMAN TRADING LLC N CME 01/31/2008 9,944,928 574,272 9,370,656 36 DUNAVANT COMMODITY CORP N NFA 01/31/2008 37,816,985 1,805,895 36,011,090 37 EAGLE MARKET MAKERS INC N CBOT 01/31/2008 6,723,620 500,000 6,223,620 38 EASY FOREX US LTD N NFA 01/31/2008 7,776,374 5,000,000 2,776,374 39 ED &F MAN COMMODITY ADVISORS INC N NFA 01/31/2008 1,370,954 500,000 870,954 40 ELECTRONIC BROKERAGE SYSTEMS LLC Y NFA 01/31/2008 12,098,111 500,000 11,598,111 41 ENSKILDA FUTURES LTD N CME 01/31/2008 19,687,129 9,947,068 9,740,061 42 FARR FINANCIAL INC N NFA 01/31/2008 1,141,725 579,594 562,131 43 FC STONE LLC N CME 01/31/2008 86,858,145 56,766,195 30,091,950 44 FIRST CAPITOL GROUP LLC N NFA 01/31/2008 4,091,401 2,161,180 1,930,221 45 FOREX CAPITAL MARKETS LLC N NFA 01/31/2008 82,488,279 12,587,840 69,900,439 
SELECTED FCM FINANCIAL DATA AS OF 

January 31, 2008

FROM REPORTS FILED BY 

February 29, 2008

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

46 FOREX CLUB FINANCIAL COMPANY INC N NFA 01/31/2008 7,440,572 5,000,000 2,440,572 47 FOREX LLC N NFA 01/31/2008 764,639 500,000 264,639 48 FORTIS CLEARING AMERICAS LLC Y CBOT 01/31/2008 167,968,647 45,109,924 122,858,723 49 FRIEDBERG MERCANTILE GROUP INC N NFA 01/31/2008 7,960,203 5,000,000 2,960,203 50 FRONTIER FUTURES INC N NFA 01/31/2008 1,720,831 867,601 853,230 51 FUTURES TECH LLC N NFA 01/31/2008 847,407 500,000 347,407 52 FX SOLUTIONS LLC N NFA 01/31/2008 17,392,837 5,000,000 12,392,837 53 GAIN CAPITAL GROUP LLC N NFA 01/31/2008 50,417,986 5,455,613 44,962,373 54 GATEWAY CAPITAL L.L.C. N NFA 01/31/2008 792,181 500,000 292,181 55 GELBER GROUP LLC N CBOT 01/31/2008 75,548,549 500,000 75,048,549 56 GFS FOREX & FUTURES INC N NFA 01/31/2008 10,463,117 5,000,000 5,463,117 57 GILDER GAGNON HOWE AND CO LLC Y NFA 01/31/2008 19,868,253 500,000 19,368,253 58 GLOBAL FUTURES & FOREX N NFA 01/31/2008 76,109,725 6,836,050 69,273,675 59 GOLDMAN SACHS & CO Y CBOT 01/25/2008 (g) 2,117,927,547 (g) 60 GOLDMAN SACHS EXECUTION & CLEARING LP Y CME 01/25/2008 983,537,139 57,475,425 926,061,714 61 H & R BLOCK FINANCIAL ADVISORS INC Y NFA 01/31/2008 80,100,512 8,818,821 71,281,691 62 HAGERTY GRAIN CO INC N CBOT 01/31/2008 4,357,127 500,000 3,857,127 63 HOTSPOT FXR LLC N NFA 01/31/2008 7,697,789 5,000,000 2,697,789 64 HSBC SECURITIES USA INC Y CME 01/31/2008 1,105,686,783 79,762,865 1,025,923,918 65 I TRADE FX LLC N NFA 01/31/2008 33,179,815 5,000,000 28,179,815 66 ICAP FUTURES LLC N CBOT 01/31/2008 5,957,966 500,000 5,457,966 67 IFSCL USA INC N NFA 01/31/2008 8,904,894 5,000,000 3,904,894 68 IFX MARKETS INC N NFA 01/31/2008 9,350,099 5,000,000 4,350,099 69 IG MARKETS INC. N NFA 01/31/2008 7,968,021 500,000 7,468,021 70 INSTINET LLC Y NFA 01/31/2008 92,734,308 7,307,291 85,427,017 71 INTEGRATED BROKERAGE SERVICES LLC N NFA 01/31/2008 1,888,550 500,000 1,388,550 72 INTERACTIVE BROKERS LLC Y EUXUS 01/31/2008 372,113,766 55,266,019 316,847,747 73 INTERBANK FX LLC N NFA 01/31/2008 22,968,454 5,000,000 17,968,454 74 IOWA GRAIN CO N CBOT 01/31/2008 19,253,800 14,567,536 4,686,264 75 ITAU SECURITIES INC Y NFA 01/31/2008 16,201,593 500,000 15,701,593 76 ITG DERIVATIVES, LLC Y NFA 01/31/2008 1,410,393 500,000 910,393 77 JP MORGAN FUTURES INC N NYME 01/31/2008 1,214,689,643 784,845,925 429,843,718 78 KOTTKE ASSOCIATES LLC N CBOT 01/31/2008 21,323,047 500,000 20,823,047 79 LADENBURG THALMANN & CO INC Y NFA 01/31/2008 27,147,110 500,000 26,647,110 80 LBS LIMITED PARTNERSHIP N CBOT 01/31/2008 828,337 500,000 328,337 81 LEHMAN BROTHERS INC Y CBOT 01/31/2008 (g) 574,814,000 (g) 82 LIMESTONE TRADING LLC N NFA 01/31/2008 19,380,053 500,000 18,880,053 83 LINN GROUP ( THE ) N NFA 01/31/2008 3,675,491 500,000 3,175,491 84 LOEB PARTNERS CORPORATION Y NFA 01/31/2008 13,564,869 500,000 13,064,869 85 LPL FINANCIAL CORPORATION Y NFA 01/31/2008 55,607,365 8,159,566 47,447,799 86 MACQUARIE FUTURES USA INC N NFA 01/31/2008 8,763,292 6,504,826 2,258,466 87 MB TRADING FUTURES INC. N NFA 01/31/2008 7,628,163 5,000,000 2,628,163 88 MBF CLEARING CORP N NYME 01/31/2008 27,856,475 1,461,147 26,395,328 89 MCVEAN TRADING AND INVESTMENTS LLC N NFA 01/31/2008 7,749,512 4,077,757 3,671,755 90 MERRILL LYNCH PIERCE FENNER & SMITH Y CBOT 02/01/2008 (g) 665,406,046 (g) 91 MERRILL LYNCH PROFESSIONAL CLEARING CORP Y NFA 02/01/2008 1,120,742,300 102,528,185 1,018,214,115 
SELECTED FCM FINANCIAL DATA AS OF 

January 31, 2008

FROM REPORTS FILED BY 

February 29, 2008

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

92 MF GLOBAL INC Y CME 01/31/2008 616,007,487 437,407,867 178,599,620 93 MG FINANCIAL LLC N NFA 01/31/2008 6,333,241 5,000,000 1,333,241 94 MID-CO COMMODITIES INC N NFA 01/31/2008 6,871,844 5,138,686 1,733,158 95 MITSUI BUSSAN COMMODITIES USA INC N NYME 01/31/2008 7,071,926 1,668,836 5,403,090 96 MIZUHO SECURITIES USA INC Y CME 01/31/2008 140,549,119 54,630,265 85,918,854 97 MORGAN KEEGAN & COMPANY INC Y NFA 01/31/2008 354,115,355 13,492,257 340,623,098 98 MORGAN STANLEY & CO INCORPORATED Y CME 01/31/2008 (g) 1,822,021,690 (g) 99 NATIXIS SECURITIES NORTH AMERICA INC Y NFA 01/31/2008 178,795,380 500,000 178,295,380 

100 NEUBERGER BERMAN LLC Y NFA 01/31/2008 196,766,623 5,000,000 191,766,623 101 NEWEDGE FINANCIAL INC. Y CME 01/31/2008 812,327,348 518,419,861 293,907,487 102 NEWEDGE USA LLC. Y NYME 01/31/2008 887,032,604 457,159,123 429,873,481 103 NOMURA SECURITIES INTERNATIONAL INC Y CBOT 01/31/2008 762,010,239 6,975,524 755,034,715 104 OANDA CORPORATION N NFA 01/31/2008 157,853,035 8,218,521 149,634,514 105 ODL SECURITIES INC N NFA 01/31/2008 11,940,852 5,000,000 6,940,852 106 OPEN E CRY LLC N NFA 01/31/2008 1,385,339 575,286 810,053 107 OPPENHEIMER & CO INC Y NFA 01/31/2008 243,092,259 21,705,332 221,386,927 108 OPTIONSXPRESS INC Y NFA 01/31/2008 88,808,571 9,530,257 79,278,314 109 PENSON FINANCIAL FUTURES INC N NFA 01/31/2008 761,822 500,000 261,822 110 PENSON GHCO N CBOT 01/31/2008 12,279,124 7,398,721 4,880,403 111 PEREGRINE FINANCIAL GROUP INC N NFA 01/31/2008 18,678,953 5,000,000 13,678,953 112 PIONEER FUTURES INC N NYME 01/31/2008 905,075 500,000 405,075 113 PRUDENTIAL BACHE COMMODITIES LLC N CBOT 01/31/2008 179,464,000 157,664,120 21,799,880 114 PUMA FINANCIAL LLC N NFA 01/31/2008 897,804 500,000 397,804 115 RAND FINANCIAL SERVICES INC N CME 01/31/2008 56,158,856 16,478,914 39,679,942 116 RAYMOND JAMES & ASSOCIATES INC Y NFA 01/31/2008 314,755,890 29,935,124 284,820,766 117 RBC CAPITAL MARKETS CORPORATION Y CME 01/31/2008 276,665,507 104,621,039 172,044,468 118 RBC DAIN RAUSCHER INC Y NFA 01/31/2008 248,633,900 27,330,057 221,303,843 119 RBS GREENWICH CAPITAL INC Y CBOT 01/31/2008 1,065,213,000 140,729,000 924,484,000 120 RJ OBRIEN & ASSOCIATES LLC N CME 01/31/2008 91,457,990 73,689,454 17,768,536 121 ROBBINS FUTURES INC N NFA 01/31/2008 528,362 500,000 28,362 122 ROSENTHAL COLLINS GROUP LLC N CME 01/31/2008 50,931,818 33,856,994 17,074,824 123 ROSENTHAL GLOBAL SECURITIES LLC Y CBOT 01/31/2008 9,934,335 500,000 9,434,335 124 SANFORD C BERNSTEIN & CO LLC Y NFA 01/31/2008 142,853,984 8,210,675 134,643,309 125 SHATKIN ARBOR INC N CBOT 01/31/2008 3,735,223 1,289,429 2,445,794 126 SHAY GRAIN CLEARING COMPANY N KCBT 01/31/2008 1,399,558 956,298 443,260 127 SMW TRADING COMPANY INC N CME 01/31/2008 24,621,355 618,294 24,003,061 128 SNC INVESTMENTS INC N NFA 01/31/2008 699,270 500,000 199,270 129 STEPHENS INC Y NFA 01/25/2008 106,216,151 8,639,250 97,576,901 130 STERLING COMMODITIES CORP N NYME 01/31/2008 9,172,679 699,260 8,473,419 131 TCA FUTURES LLC N NFA 01/31/2008 804,456 500,000 304,456 132 TENCO INC N CBOT 01/31/2008 41,719,780 9,283,962 32,435,818 133 TERRA NOVA FINANCIAL, LLC Y NFA 01/31/2008 15,963,349 1,500,000 14,463,349 134 TIMBER HILL LLC Y CME 01/31/2008 922,505,960 14,352,356 908,153,604 135 TOWER RESEARCH CAPITAL EUROPE LLC N NFA 01/31/2008 4,562,457 500,000 4,062,457 136 TRADELINK LLC Y CBOT 01/31/2008 16,839,883 624,763 16,215,120 137 TRADEMAVEN CLEARING LLC N NFA 01/31/2008 953,413 500,000 453,413 
SELECTED FCM FINANCIAL DATA AS OF 

January 31, 2008

FROM REPORTS FILED BY 

February 29, 2008

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

138 TRADESTATION SECURITIES INC Y NFA 01/31/2008 79,225,113 2,293,605 76,931,508 139 TRADITION SECURITIES AND FUTURES INC N NFA 01/31/2008 768,208 500,000 268,208 140 TRANSMARKET GROUP LLC Y CBOT 01/31/2008 10,417,391 500,000 9,917,391 141 TRILAND USA INC N NYME 01/31/2008 45,355,738 15,404,045 29,951,693 142 UBS FINANCIAL SERVICES INC Y CBOT 01/31/2008 938,849,251 136,979,622 801,869,629 143 UBS SECURITIES LLC Y CBOT 01/31/2008 9,983,185,248 1,139,665,467 8,843,519,781 144 VELOCITY FUTURES LP N NFA 01/31/2008 1,284,656 500,000 784,656 145 VISION FINANCIAL MARKETS LLC Y NFA 01/31/2008 24,736,412 9,837,181 14,899,231 146 WACHOVIA CAPITAL MARKETS LLC Y CME 01/31/2008 1,466,574,432 8,622,819 1,457,951,613 147 WACHOVIA SECURITIES FINANCIAL NETWORK, LLC Y NFA 01/31/2008 37,226,112 2,980,985 34,245,127 148 WACHOVIA SECURITIES LLC Y NFA 01/31/2008 826,761,761 30,846,068 795,915,693 149 WHITE COMMERCIAL CORPORATION N NFA 01/31/2008 2,218,956 500,000 1,718,956 150 WSD FINANCIAL USA, INC N NFA 01/31/2008 1,213,011 500,000 713,011 151 YORK BUSINESS ASSOCIATES LLC N NFA 01/31/2008 992,683 500,000 492,683 

Total 

December Web Page Update 154Additions 2Commonwealth Foreign Exchange IncITG Derivatives LLCDeletions 5Alliance Global Investors Distributors LLCE FX Options LLCGlobal Futures LLCSolid Gold Financial Services IncXpresstrade LLCName ChangeFrom Calyon Financial Inc to Newedge Financial IncFrom Fimat USA LLC to Newedge USA LLCFrom IXIS Securities North America Inc to NATIXIS Securities North America IncFrom Linsco/Private Ledger Corp to LPL Financial CorporationFrom MG Financial Group Inc to MG Financial LLCJanuary Web Page Update 151(a): B/D : A 'Y' means the FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer. 
SELECTED FCM FINANCIAL DATA AS OF 

January 31, 2008

FROM REPORTS FILED BY 

February 29, 2008

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

(b): DSRO: Designated Self-Regulatory Organization. (c) The minimum capital requirement that each FCM must maintain is determined under CFTC Regulation 1.17 (a)(1)(i) (d): Excess net capital is adjusted net capital, less the firm's net capital requirement.(e): This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on a designated contract market or derivatives transaction execution facility. This is the sum of all accounts that contain a net liquidating equity.(f): This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of the United States. (g): This FCM/BD’s ultimate parent company is regulated by the SEC as a consolidated supervised entity. The firm has elected to compute its minimum capital requirement in accordance with the “Alternative Net Capital Requirement” as permitted by Appendix E toSEC Rule 15c3-1. As of this reporting date, the firm had net capital in excess of its minimum capital requirements. In addition to the alternative minimum net capital requirements, the firm is required tohold tentative net capital in excess of $1 billion and net capital in excess of $500 million in accordance with the market and credit riskstandards of Appendix E of Rule 15c3-1. The firm also is required to notify the Commission and SEC in the event its tentative net capital is less than $5 billion. As of this reporting date, the firm had tentative net capital and net capital in excess of both the minimum and notification requirements. Note: Any comments regarding information contained in this table may be brought to the attention of the CFTC's Division of Clearing and Intermediary Oversight via e-mail: fzimmerle@cftc.gov, phill@cftc.gov or mhendrickson@cftc.gov