SELECTED FCM FINANCIAL DATA AS OF 

March 31, 2008

FROM REPORTS FILED BY 

April 30, 2008

B/D? DSRO A/O Adjusted Net Capital Excess Cu

Futures Commission Merchant Date Net Capital Requirement Net Capital Seg 

4

(a) (b) (c) (d) 

1 3D FOREX, LLC N NFA 03/31/2008 11,661,304 500,000 11,161,304 2 ABBEY NATIONAL SECURITIES INC Y NFA 03/31/2008 152,250,546 500,000 151,750,546 3 ADM INVESTOR SERVICES INC N CBOT 03/31/2008 162,990,372 94,731,222 68,259,150 4 ADVANCED MARKETS INC N NFA 03/31/2008 5,177,952 5,000,000 177,952 5 ADVANTAGE FUTURES LLC N CME 03/31/2008 17,341,282 3,803,898 13,537,384 6 AIG CLEARING CORPORATION N NYME 03/31/2008 302,332,545 58,058,002 244,274,543 7 ALARON TRADING CORPORATION N CME 03/31/2008 7,528,009 4,013,390 3,514,619 8 ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC Y NFA 03/31/2008 31,146,461 5,271,331 25,875,130 9 ALPARI (US) LLC N NFA 03/31/2008 8,883,476 5,000,000 3,883,476 

10 BACERA CORPORATION N NFA 03/31/2008 5,525,751 5,000,000 525,751 11 BANC OF AMERICA SECURITIES LLC Y CME 03/31/2008 3,228,887,116 540,699,337 2,688,187,779 12 BARCLAYS CAPITAL INC Y NYME 03/31/2008 1,592,468,427 463,589,131 1,128,879,296 13 BEAR STEARNS & CO INC Y NFA 03/31/2008 (g) 602,545,964 (g) 14 BEAR STEARNS SECURITIES CORP Y CME 03/31/2008 4,390,003,515 1,002,159,594 3,387,843,921 15 BGC SECURITIES Y NFA 03/31/2008 4,132,157 500,000 3,632,157 16 BNP PARIBAS COMMODITY FUTURES INC N NYME 03/31/2008 165,754,695 115,711,959 50,042,736 17 BNP PARIBAS SECURITIES CORP Y CBOT 03/31/2008 576,726,772 48,406,302 528,320,470 18 CADENT FINANCIAL SERVICES LLC N CME 03/31/2008 8,187,224 6,901,016 1,286,208 19 CANTOR FITZGERALD & CO Y CBOT 03/31/2008 173,581,126 47,809,754 125,771,372 20 CAPITAL MARKET SERVICES LLC N NFA 03/31/2008 13,984,728 5,000,000 8,984,728 21 CIBC WORLD MARKETS CORP Y CME 03/31/2008 902,542,921 20,679,284 881,863,637 22 CITIGROUP GLOBAL MARKETS INC Y CBOT 03/31/2008 (g) 875,638,863 (g) 123 CLIFF LARSON COMPANY THE N NFA 03/30/2008 3,524,311 981,025 2,543,286 24 CMC MARKETS (US) LLC N NFA 03/31/2008 8,397,559 5,000,000 3,397,559 25 COMMONWEALTH FOREIGN EXCHANGE INC N NFA 03/31/2008 1,409,227 500,000 909,227 26 COMTRUST INC N NFA 03/31/2008 1,146,253 500,000 646,253 27 COUNTRY HEDGING INC N NFA 03/31/2008 25,843,062 22,802,740 3,040,322 28 CREDIT SUISSE SECURITIES (USA) LLC Y CBOT 03/31/2008 6,681,315,484 393,080,035 6,288,235,449 29 CROSSLAND LLC N CBOT 03/31/2008 4,307,754 790,592 3,517,162 30 CSC FUTURES INC N CME 03/31/2008 6,990,497 500,000 6,490,497 31 CUNNINGHAM COMMODITIES LLC N CBOT 03/31/2008 4,178,447 931,034 3,247,413 32 DAIWA SECURITIES AMERICA INC Y CME 03/31/2008 172,941,429 25,179,090 147,762,339 33 DEUTSCHE BANK SECURITIES INC Y CBOT 03/31/2008 4,050,765,134 373,609,870 3,677,155,264 34 DIRECT FOREX LLC N NFA 03/31/2008 648,976 500,000 148,976 35 DORMAN TRADING LLC N CME 03/31/2008 9,673,162 634,796 9,038,366 36 DUNAVANT COMMODITY CORP N NFA 03/31/2008 34,667,039 1,194,131 33,472,908 37 EAGLE MARKET MAKERS INC N CBOT 03/31/2008 6,506,900 500,000 6,006,900 38 EASY FOREX US LTD N NFA 03/31/2008 7,232,841 5,000,000 2,232,841 39 ED &F MAN COMMODITY ADVISORS INC N NFA 03/31/2008 1,415,297 500,000 915,297 40 ELECTRONIC BROKERAGE SYSTEMS LLC Y NFA 03/31/2008 12,265,615 500,000 11,765,615 41 ENSKILDA FUTURES LTD N CME 03/31/2008 20,846,254 11,642,406 9,203,848 42 FARR FINANCIAL INC N NFA 03/31/2008 1,535,109 1,028,598 506,511 43 FC STONE LLC N CME 03/31/2008 108,726,041 84,834,767 23,891,274 44 FIRST CAPITOL GROUP LLC N NFA 03/31/2008 6,078,405 2,553,735 3,524,670 45 FOREX CAPITAL MARKETS LLC N NFA 03/31/2008 87,754,195 13,296,204 74,457,991 46 FOREX CLUB FINANCIAL COMPANY INC N NFA 03/31/2008 7,930,399 5,000,000 2,930,399 
SELECTED FCM FINANCIAL DATA AS OF 

March 31, 2008

FROM REPORTS FILED BY 

April 30, 2008

B/D? DSRO A/O Adjusted Net Capital Excess Cu

Futures Commission Merchant Date Net Capital Requirement Net Capital Seg 

4

(a) (b) (c) (d) 

47 FOREX LLC N NFA 03/31/2008 745,540 500,000 245,540 48 FORTIS CLEARING AMERICAS LLC Y CBOT 03/31/2008 166,941,095 52,978,825 113,962,270 49 FRIEDBERG MERCANTILE GROUP INC N NFA 03/31/2008 8,057,553 5,000,000 3,057,553 50 FRONTIER FUTURES INC N NFA 03/31/2008 2,132,741 1,464,587 668,154 51 FUTURES TECH LLC N NFA 03/31/2008 793,887 500,000 293,887 52 FX SOLUTIONS LLC N NFA 03/31/2008 17,763,951 5,000,000 12,763,951 53 GAIN CAPITAL GROUP LLC N NFA 03/31/2008 73,774,527 6,546,160 67,228,367 54 GATEWAY CAPITAL L.L.C. N NFA 03/31/2008 962,246 500,000 462,246 55 GELBER GROUP LLC N CBOT 03/31/2008 71,783,170 1,050,349 70,732,821 56 GFS FOREX & FUTURES INC N NFA 03/31/2008 11,038,060 5,000,000 6,038,060 57 GILDER GAGNON HOWE AND CO LLC Y NFA 03/31/2008 17,446,921 500,000 16,946,921 58 GLOBAL FUTURES & FOREX LTD N NFA 03/31/2008 76,429,041 5,929,367 70,499,674 59 GOLDMAN SACHS & CO Y CBOT 03/28/2008 (g) 2,505,301,602 (g) 160 GOLDMAN SACHS EXECUTION & CLEARING LP Y CME 03/28/2008 1,385,161,763 87,622,237 1,297,539,526 61 H & R BLOCK FINANCIAL ADVISORS INC Y NFA 03/31/2008 80,067,675 8,522,835 71,544,840 62 HAGERTY GRAIN CO INC N CBOT 03/31/2008 3,319,221 500,000 2,819,221 63 HOTSPOT FXR LLC N NFA 03/31/2008 7,716,276 5,000,000 2,716,276 64 HSBC SECURITIES USA INC Y CME 03/31/2008 790,151,618 129,072,808 661,078,810 65 I TRADE FX LLC N NFA 03/31/2008 27,585,893 5,000,000 22,585,893 66 ICAP FUTURES LLC N CBOT 03/31/2008 5,931,516 500,000 5,431,516 67 IFX MARKETS INC N NFA 03/31/2008 10,690,903 5,000,000 5,690,903 68 IG MARKETS INC. N NFA 03/31/2008 11,853,613 5,000,000 6,853,613 69 IKON GLOBAL MARKETS INC. N NFA 03/31/2008 8,834,360 5,000,000 3,834,360 70 INSTINET LLC Y NFA 03/31/2008 92,585,529 5,983,379 86,602,150 71 INTEGRATED BROKERAGE SERVICES LLC N NFA 03/31/2008 2,139,444 500,000 1,639,444 72 INTERACTIVE BROKERS LLC Y EUXUS 03/31/2008 445,667,392 49,938,053 395,729,339 73 INTERBANK FX LLC N NFA 03/31/2008 28,386,214 5,000,000 23,386,214 74 IOWA GRAIN CO N CBOT 03/31/2008 25,626,086 11,538,122 14,087,964 75 ITAU SECURITIES INC Y NFA 03/31/2008 17,139,414 500,000 16,639,414 76 ITG DERIVATIVES, LLC Y NFA 03/31/2008 2,355,576 587,202 1,768,374 77 JP MORGAN FUTURES INC N NYME 03/31/2008 1,237,315,677 868,110,707 369,204,970 178 KOTTKE ASSOCIATES LLC N CBOT 03/31/2008 30,287,196 508,197 29,778,999 79 LADENBURG THALMANN & CO INC Y NFA 03/31/2008 26,225,344 500,000 25,725,344 80 LBS LIMITED PARTNERSHIP N CBOT 03/31/2008 845,433 500,000 345,433 81 LEHMAN BROTHERS INC Y CBOT 03/31/2008 (g) 744,860,000 (g) 82 LEK SECURITIES CORPORATION Y NFA 03/31/2008 11,151,455 1,500,000 9,651,455 83 LIMESTONE TRADING LLC N NFA 03/31/2008 28,369,351 500,000 27,869,351 84 LINN GROUP ( THE ) N NFA 03/31/2008 2,996,475 500,000 2,496,475 85 LOEB PARTNERS CORPORATION Y NFA 03/31/2008 14,774,332 500,000 14,274,332 86 LPL FINANCIAL CORPORATION Y NFA 03/31/2008 62,279,118 8,303,044 53,976,074 87 MACQUARIE FUTURES USA INC N NFA 03/31/2008 23,356,450 9,014,201 14,342,249 88 MB TRADING FUTURES INC. N NFA 03/31/2008 7,735,826 5,000,000 2,735,826 89 MBF CLEARING CORP N NYME 03/31/2008 28,711,785 1,756,602 26,955,183 90 MCVEAN TRADING AND INVESTMENTS LLC N NFA 03/31/2008 9,962,539 5,831,464 4,131,075 91 MERRILL LYNCH PIERCE FENNER & SMITH Y CBOT 03/28/2008 (g) 704,871,106 (g) 92 MERRILL LYNCH PROFESSIONAL CLEARING CORP Y NFA 03/28/2008 1,482,857,311 151,760,828 1,331,096,483 93 MF GLOBAL INC. Y CME 03/31/2008 771,268,907 417,502,089 353,766,818 
SELECTED FCM FINANCIAL DATA AS OF 

March 31, 2008

FROM REPORTS FILED BY 

April 30, 2008

B/D? DSRO A/O Adjusted Net Capital Excess Cu

Futures Commission Merchant Date Net Capital Requirement Net Capital Seg 

4

(a) (b) (c) (d) 

94 MG FINANCIAL LLC N NFA 03/31/2008 6,628,687 5,000,000 1,628,687 95 MID-CO COMMODITIES INC N NFA 03/31/2008 10,096,045 8,105,857 1,990,188 96 MITSUI BUSSAN COMMODITIES USA INC N NYME 03/31/2008 7,020,818 1,362,651 5,658,167 97 MIZUHO SECURITIES USA INC Y CME 03/31/2008 166,647,944 55,146,333 111,501,611 98 MORGAN KEEGAN & COMPANY INC Y NFA 03/31/2008 348,432,239 11,778,655 336,653,584 99 MORGAN STANLEY & CO INCORPORATED Y CME 03/31/2008 (g) 2,708,480,870 (g) 

100 NATIXIS SECURITIES NORTH AMERICA INC Y NFA 03/31/2008 173,083,392 500,000 172,583,392 101 NEUBERGER BERMAN LLC Y NFA 03/31/2008 226,640,411 5,000,000 221,640,411 102 NEWEDGE FINANCIAL INC. Y CME 03/31/2008 820,176,567 583,738,465 236,438,102 103 NEWEDGE USA LLC. Y NYME 03/31/2008 851,179,263 585,973,368 265,205,895 104 NOMURA SECURITIES INTERNATIONAL INC Y CBOT 03/31/2008 742,071,338 1,123,136 740,948,202 105 OANDA CORPORATION N NFA 03/31/2008 163,361,376 7,626,785 155,734,591 106 ODL SECURITIES INC N NFA 03/31/2008 14,779,948 5,000,000 9,779,948 107 OPEN E CRY LLC N NFA 03/31/2008 1,420,581 711,818 708,763 108 OPPENHEIMER & CO INC Y NFA 03/31/2008 219,097,772 21,660,372 197,437,400 109 OPTIONSXPRESS INC Y NFA 03/31/2008 84,877,798 6,710,542 78,167,256 110 PENSON GHCO N CBOT 03/31/2008 15,346,045 11,860,955 3,485,090 111 PEREGRINE FINANCIAL GROUP INC N NFA 03/31/2008 19,473,140 5,000,000 14,473,140 112 PIONEER FUTURES INC N NYME 03/31/2008 1,419,591 500,000 919,591 113 PRUDENTIAL BACHE COMMODITIES LLC N CBOT 03/31/2008 244,495,000 195,818,680 48,676,320 114 PUMA FINANCIAL LLC N NFA 03/31/2008 1,155,089 500,000 655,089 115 RAND FINANCIAL SERVICES INC N CME 03/31/2008 57,370,860 18,569,826 38,801,034 116 RAYMOND JAMES & ASSOCIATES INC Y NFA 03/31/2008 350,331,067 29,373,451 320,957,616 117 RBC CAPITAL MARKETS CORPORATION Y CME 03/31/2008 666,238,918 104,639,084 561,599,834 118 RBS GREENWICH CAPITAL INC Y CBOT 03/31/2008 1,200,851,000 159,841,000 1,041,010,000 119 RJ OBRIEN & ASSOCIATES LLC N CME 03/31/2008 116,050,740 97,614,776 18,435,964 120 ROBBINS FUTURES INC N NFA 03/31/2008 545,821 500,000 45,821 121 ROSENTHAL COLLINS GROUP LLC N CME 03/31/2008 70,325,832 39,830,485 30,495,347 122 ROSENTHAL GLOBAL SECURITIES LLC Y CBOT 03/31/2008 11,372,215 696,912 10,675,303 123 SANFORD C BERNSTEIN & CO LLC Y NFA 03/31/2008 167,388,066 8,655,359 158,732,707 124 SHATKIN ARBOR INC N CBOT 03/31/2008 5,090,090 1,363,029 3,727,061 125 SHAY GRAIN CLEARING COMPANY N KCBT 03/31/2008 2,799,558 1,095,292 1,704,266 126 SMW TRADING COMPANY INC N CME 03/31/2008 16,641,083 500,000 16,141,083 127 SNC INVESTMENTS INC N NFA 03/31/2008 509,066 500,000 9,066 128 STEPHENS INC Y NFA 03/28/2008 106,168,753 8,770,365 97,398,388 129 STERLING COMMODITIES CORP N NYME 03/31/2008 9,174,852 846,010 8,328,842 130 TCA FUTURES LLC N NFA 03/31/2008 838,225 500,000 338,225 131 TENCO INC N CBOT 03/31/2008 37,077,548 14,582,522 22,495,026 132 TERRA NOVA FINANCIAL, LLC Y NFA 03/31/2008 14,743,996 1,500,000 13,243,996 133 TIMBER HILL LLC Y CME 03/31/2008 891,789,339 23,091,266 868,698,073 134 TOWER RESEARCH CAPITAL EUROPE LLC N NFA 03/31/2008 1,892,316 500,000 1,392,316 135 TRADELINK LLC Y CBOT 03/31/2008 24,622,203 500,000 24,122,203 136 TRADEMAVEN CLEARING LLC N NFA 03/31/2008 831,283 500,000 331,283 137 TRADESTATION SECURITIES INC Y NFA 03/31/2008 83,041,014 2,250,985 80,790,029 138 TRADITION SECURITIES AND FUTURES INC N NFA 03/31/2008 796,551 500,000 296,551 139 TRANSMARKET GROUP LLC Y CBOT 03/31/2008 8,159,258 500,000 7,659,258 140 TRILAND USA INC N NYME 03/31/2008 46,944,225 13,950,583 32,993,642 
SELECTED FCM FINANCIAL DATA AS OF 

March 31, 2008

FROM REPORTS FILED BY 

April 30, 2008

B/D? DSRO A/O Adjusted Net Capital Excess Cu

Futures Commission Merchant Date Net Capital Requirement Net Capital Seg 

4

(a) (b) (c) (d) 

141 UBS FINANCIAL SERVICES INC Y CBOT 03/31/2008 997,169,756 130,786,900 866,382,856 142 UBS SECURITIES LLC Y CBOT 03/31/2008 8,665,569,979 1,186,235,928 7,479,334,051 1143 VELOCITY FUTURES LP N NFA 03/31/2008 1,057,526 500,000 557,526 144 VISION FINANCIAL MARKETS LLC Y NFA 03/31/2008 25,177,317 7,926,191 17,251,126 145 WACHOVIA CAPITAL MARKETS LLC Y CME 03/31/2008 1,477,510,206 2,306,947 1,475,203,259 146 WACHOVIA SECURITIES FINANCIAL NETWORK, LLC Y NFA 03/31/2008 19,354,394 1,758,351 17,596,043 147 WACHOVIA SECURITIES LLC Y CBOT 03/31/2008 549,320,021 32,395,794 516,924,227 148 WHITE COMMERCIAL CORPORATION N NFA 03/31/2008 2,410,891 500,000 1,910,891 149 WSD FINANCIAL USA, INC N NFA 03/31/2008 1,323,548 500,000 823,548 150 YORK BUSINESS ASSOCIATES LLC N NFA 03/31/2008 1,078,487 500,000 578,487 

Total 15

February Web Page Update 151Additions 1ALLIANZ GLOBAL INVESTOR DISTRIBUTORS LLCDeletions 2PENSON FINANCIAL FUTURES INCRBC DAIN RAUSCHER INCName ChangeFROM IFSCL USA INC TO IKON GLOBAL MARKETS INCMarch Web Page Update 150(a): B/D : A 'Y' means the FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer. (b): DSRO: Designated Self-Regulatory Organization. (c) The minimum capital requirement that each FCM must maintain is determined under CFTC Regulation 1.17 (a)(1)(i) (d): Excess net capital is adjusted net capital, less the firm's net capital requirement.(e): This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on a designated contract market or derivatives transaction execution

facility. This is the sum of all accounts that contain a net liquidating equity.
SELECTED FCM FINANCIAL DATA AS OF 

March 31, 2008

FROM REPORTS FILED BY 

April 30, 2008

B/D? DSRO A/O Adjusted Net Capital Excess Cu

Futures Commission Merchant Date Net Capital Requirement Net Capital Seg 

4

(a) (b) (c) (d) 

(f): This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of the United States. (g): This FCM/BD’s ultimate parent company is regulated by the SEC as a consolidated supervised entity. The firm has elected to compute its minimum capital requirement in accordance with the “Alternative Net Capital Requirement” as permitted by Appendix E to SEC Rule 15c3-1. As of this reporting date, the firm had net capital in excess of its minimum capital requirements. In addition to the alternative minimum net capital requirements, the firm is required to hold tentative net capital in excess of $1 billion and net capital in excess of $500 million in accordance with the market and credit risk standards of Appendix E of Rule 15c3-1. The firm also is required to notify the Commission and SEC in the event its tentative net capital is less than $5 billion. As of this reporting date, the firm had tentative net capital and net capital in excess of both the minimum and notification requirements. Note: Any comments regarding information contained in this table may be brought to the attention of the CFTC's Division of Clearing and Intermediary Oversight via e-mail: fzimmerle@cftc.gov, phill@cftc.gov or mhendrickso@cftc.gov 
SELECTED FCM FINANCIAL DATA AS OF 

March 31, 2008

FROM REPORTS FILED BY 

April 30, 2008

B/D? DSRO A/O Adjusted Net Capital Excess Cu

Futures Commission Merchant Date Net Capital Requirement Net Capital Seg 

4

(a) (b) (c) (d)