| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **4** |
|-----------|--------|-------|

|  | **FutureCom Clearinghouse** |
|--|-----------------------------|

| DATE: | FR        PAGE: | N/A | PAGES: | 4 |
|-------|------------------|-----|--------|---|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **5** |
|-----------|--------|-------|

|  | **FutureCom Cash Settlement Agreement** |
|--|-----------------------------------------|

| DATE: | FR        PAGE: | N/A | PAGES: | 10 |
|-------|------------------|-----|--------|----|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **6** |
|-----------|--------|-------|

|  | **FutureCom Custody Agreement** |
|--|---------------------------------|

| DATE: | FR        PAGE: | N/A | PAGES: | 7 |
|-------|------------------|-----|--------|---|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **7** |
|-----------|--------|-------|

|  | **FutureCom Risk Disclosure Statement for Futures and        Options** |
|--|-------------------------------------------------------------------------|

| DATE: | FR        PAGE: | N/A | PAGES: | 5 |
|-------|------------------|-----|--------|---|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **8** |
|-----------|--------|-------|

|  | **Irrevocable Letter of Credit** |
|--|----------------------------------|

| DATE: | FR        PAGE: | N/A | PAGES: | 4 |
|-------|------------------|-----|--------|---|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **9** |
|-----------|--------|-------|

|  | **FutureCom Account and Clearing Agreement** |
|--|----------------------------------------------|

| DATE: | FR        PAGE: | N/A | PAGES: | 13 |
|-------|------------------|-----|--------|----|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **10** |
|-----------|--------|--------|

|  | **W.H.        O'Brien, FutureCom, Ltd., to L. Gregory, Division of Trading and        Markets, 10/13/1997** |
|--|---------------------------------------------------------------------------------------------------------------|

| DATE: | FR        PAGE: | N/A | PAGES: | 2 |
|-------|------------------|-----|--------|---|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **11** |
|-----------|--------|--------|

|  | **K.M.        Foley, Quincy Law Group, to A. Baer, Division of Trading and Markets,        re: FutureCom** |
|--|--------------------------------------------------------------------------------------------------------------|

|  | **Trade        Practice Surveillance Procedures, 09/04/1997** |
|--|----------------------------------------------------------------|

| DATE: | FR        PAGE: | N/A | PAGES: | 3 |
|-------|------------------|-----|--------|---|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

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