| DOCUMENT NUMBER: | 26 |
|------------------|----|

|  | M.S. Fisher, Chicago          Board Brokerage, L.L.C., to J. Webb, Secretary, re: Inclusion |
|--|----------------------------------------------------------------------------------------------|

|  | of Written Statement of          Chicago Board Brokerage, L.L.C., in the Public Record |
|--|-----------------------------------------------------------------------------------------|

| DATE: |  | 8/11/98 | PAGES: |  | 7 | PDF SIZE: |  | 212 KB | PDF LINK: |  | rf9904b026.pdf |
|-------|--|---------|--------|--|---|-----------|--|--------|-----------|--|----------------|

| **--------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------|

| DOCUMENT NUMBER: | 27 |
|------------------|----|

|  | Testimony of P.F. Karpen,          Diversified Investment Management. L.L.C., at Public |
|--|------------------------------------------------------------------------------------------|

|  | Commission Meeting          08/11/1998 |
|--|-----------------------------------------|

| DATE: |  | 8/11/98 | PAGES: |  | 2 | PDF SIZE: |  | 82 KB | PDF LINK: |  | rf9904b027.pdf |
|-------|--|---------|--------|--|---|-----------|--|-------|-----------|--|----------------|

| **--------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------|

| DOCUMENT NUMBER: | 28 |
|------------------|----|

|  | Statement of the American          Stock Exchange, Inc., at Public Commission Meeting |
|--|----------------------------------------------------------------------------------------|

|  | 08/11/1998 |
|--|------------|

| DATE: |  | 8/11/98 | PAGES: |  | 9 | PDF SIZE: |  | 337 KB | PDF LINK: |  | rf9904b028.pdf |
|-------|--|---------|--------|--|---|-----------|--|--------|-----------|--|----------------|

| **--------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------|

| DOCUMENT NUMBER: | 29 |
|------------------|----|

|  | Presentation of the          Chicago Board of Trade at Public Commission Meeting |
|--|-----------------------------------------------------------------------------------|

| DATE: |  | 8/11/98 | PAGES: |  | 40 | PDF SIZE: |  | 1340 KB | PDF LINK: |  | rf9904b029.pdf |
|-------|--|---------|--------|--|----|-----------|--|---------|-----------|--|----------------|

| **--------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------|

| DOCUMENT NUMBER: | 30 |
|------------------|----|

|  | M.L. Koblenz, Mound,          Cotton & Wollan for CFFE, to D. Van Wagner, Division of |
|--|--------------------------------------------------------------------------------------------|

|  | Trading and Markets, re:          Cantor Financial Futures Exchange, Inc., Rule 7.13(b) |
|--|------------------------------------------------------------------------------------------|

| DATE: |  | 8/18/98 | PAGES: |  | 5 | PDF SIZE: |  | 182 KB | PDF LINK: |
|-------|--|---------|--------|--|---|-----------|--|--------|-----------|

| **--------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------|

| DOCUMENT NUMBER: | 31 |
|------------------|----|

|  | A) M.L. Koblenz, Mound,          Cotton & Wollan for CFFE, to A.L. Seifert, Division of |
|--|----------------------------------------------------------------------------------------------|

|  | Trading and Markets,          Additional Information Requested as a Result of Public |
|--|---------------------------------------------------------------------------------------|

|  | Commission Meeting          08/11/1998 and 08/12/1998 Conference Call with CFTC |
|--|----------------------------------------------------------------------------------|

| DATE: |  | 8/18/98 | PAGES: |  | 14 | PDF SIZE: |  | 494 KB | PDF LINK: |
|-------|--|---------|--------|--|----|-----------|--|--------|-----------|

| **--------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------|

| DOCUMENT NUMBER: | 31 |
|------------------|----|

|  | B) M.L. Koblenz, Mound,          Cotton & Wollan for CFFE, to A.L. Seifert, Division of |
|--|----------------------------------------------------------------------------------------------|

|  | Trading and Markets,          Attached Cantor Financial Futures Exchange, Inc., By-laws |
|--|------------------------------------------------------------------------------------------|

|  | and Rules, Draft of          08/18/1998, Notated |
|--|---------------------------------------------------|

| DATE: |  | 8/18/98 | PAGES: |  | 100 | PDF SIZE: |  | 2480 KB | PDF LINK: |
|-------|--|---------|--------|--|-----|-----------|--|---------|-----------|

| **--------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------|

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