| **Material Released          Pursuant to FOIA Requests** | 10/24/01 07:17 PM |
|-----------------------------------------------------------|-------------------|

| **Which has Been, or is          Likely to Be, the Subject of** |
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| **Future FOIA          Requests** |
|------------------------------------|

| **__________________________________________________** |
|--------------------------------------------------------|

| Documents which do not          have PDF links are availabe on request to [email protected] by using          the electronic request |
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| form. Electronic          distribution of the documents is possible, depending on the          requester's ability to receive them. Paper |
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| copies of documents are          available within the Washington, D.C., area through the          Commission's Public Reading Room |
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| and outside the area          through use of the electronic request form. Fees of 15 cents per page          apply to paper copies |
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| **Request          Form** | **If you are unfamiliar with PDF          files, click here for** |
|----------------------------|--------------------------------------------------------------------|

| **__________________________________________________** |
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|  | **FILE          NUMBER:** | RF01-005 | **PLACED ON THE PUBLIC          RECORD:** | 10/22/01 | **CATEGORY** | C |
|--|----------------------------|----------|--------------------------------------------|----------|--------------|---|

|  | APPLICATION OF THE LONDON          CLEARING HOUSE LIMITED FOR |
|--|----------------------------------------------------------------|

|  | REGISTRATION AS A          DERIVATIVES CLEARING ORGANIZATION |
|--|---------------------------------------------------------------|

| **__________________________________________________** |
|--------------------------------------------------------|

| DOCUMENT NUMBER: | 1 |
|------------------|---|

|  | A) Philipp, Michael,          Katen Muchin Zavis, for The London Clearing House |
|--|----------------------------------------------------------------------------------|

|  | Limited, Application for          Registration as a Derivatives Clearing Organization |
|--|----------------------------------------------------------------------------------------|

| DATE: |  | 8/28/01 | PAGES: |  | 31 | PDF SIZE: |  | 986 KB | PDF LINK: |
|-------|--|---------|--------|--|----|-----------|--|--------|-----------|

| **--------------------------------------------------------------------------------------------------** |
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| DOCUMENT NUMBER: | 1 |
|------------------|---|

|  | B) Application of The          London Clearing House Limited for Registration as a |
|--|-------------------------------------------------------------------------------------|

|  | Derivatives Clearing          Organization, Exhibit A: Memorandum and Articles of |
|--|------------------------------------------------------------------------------------|

| DATE: |  | 8/28/01 | PAGES: |  | 32 | PDF SIZE: |  | 733 KB | PDF LINK: |
|-------|--|---------|--------|--|----|-----------|--|--------|-----------|

| **--------------------------------------------------------------------------------------------------** |
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| DOCUMENT NUMBER: | 1 |
|------------------|---|

|  | C) Application of The          London Clearing House Limited for Registration as a |
|--|-------------------------------------------------------------------------------------|

|  | Derivatives Clearing          Organization, Exhibit B: List of Current Directors of LCH |
|--|------------------------------------------------------------------------------------------|

| DATE: |  | 8/28/01 | PAGES: |  | 16 | PDF SIZE: |  | 227 KB | PDF LINK: |
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| **--------------------------------------------------------------------------------------------------** |
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| DOCUMENT NUMBER: | 1 |
|------------------|---|

|  | D) Application of The          London Clearing House Limited for Registration as a |
|--|-------------------------------------------------------------------------------------|

|  | Derivatives Clearing          Organization, Exhibit C: Terms of Reference for the Risk and |
|--|---------------------------------------------------------------------------------------------|

|  | audit committees of          LCH |
|--|-----------------------------------|

| DATE: |  | 8/28/01 | PAGES: |  | 6 | PDF SIZE: |  | 150 KB | PDF LINK: |
|-------|--|---------|--------|--|---|-----------|--|--------|-----------|

| **--------------------------------------------------------------------------------------------------** |
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| DOCUMENT NUMBER: | 1 |
|------------------|---|

|  | E) Application of The          London Clearing House Limited for Registration as a |
|--|-------------------------------------------------------------------------------------|

|  | Derivatives Clearing          Organization, Exhibit D: List of Current Senior Management |
|--|-------------------------------------------------------------------------------------------|

| DATE: |  | 8/28/01 | PAGES: |  | 8 | PDF SIZE: |  | 190 KB | PDF LINK: |
|-------|--|---------|--------|--|---|-----------|--|--------|-----------|

| **--------------------------------------------------------------------------------------------------** |
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