SELECTED FCM FINANCIAL DATA AS OF 

December 31, 2014

FROM REPORTS FILED BY 

February 3, 2015

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A B C D E F G H I J K L M N O P Q R S T U

Futures Commission Merchant / 

Retail Foreign Exchange Dealer

Registered 

As DSRO As ofDate

Adjusted Net 

Capital

Net Capital 

Requirement Excess Net Capital Customers' Assets in Seg

Customers' Seg 

Required 4d(a)(2)

Excess/Deficient 

Funds in Seg

Target Residual 

Interest in Seg

Funds in Separate 

Section 30.7 

Accounts

Customer Amount 

Pt. 30 Required

Excess/Deficient 

Funds in Separate 

Section 30.7 

Accounts

Target Residual 

Interest in Section 

30.7

Funds in Separate 

Cleared Swap 

Segregation

Customer Amount 

Cleared Swap Seg 

Required

Excess/Deficient 

Funds in Cleared 

Swap Seg Accounts

Target Residual 

Interest in Cleared 

Swap Seg

Total Amount of 

Retail Forex 

Obligation

(a) (b) (c) (d) (e) (f) (g) (h) (i) (j) (k) (l) (m) (n) (o) (p) (q)

1 ABN AMRO CLEARING CHICAGO LLC FCM BD CBOT 12/31/2014 464,303,059 179,303,279 284,999,780 3,189,862,142 2,855,826,618 334,035,524 171,020,110 194,577,877 115,475,478 79,102,399 17,321,322 0 0 0 0 0

2 ADM INVESTOR SERVICES INC FCM CBOT 12/31/2014 286,924,610 168,567,943 118,356,667 3,955,750,599 3,678,582,683 277,167,916 120,000,000 249,675,657 191,083,614 58,592,043 20,000,000 12,668,214 2,697,615 9,970,599 8,000,000 0

3 ADVANTAGE FUTURES LLC FCM CME 12/31/2014 26,502,421 13,133,817 13,368,604 500,318,148 485,190,377 15,127,771 8,500,000 36,681,768 34,703,464 1,978,304 1,000,000 0 0 0 0 0

4 AMP GLOBAL CLEARING LLC FCM NFA 12/31/2014 2,995,498 1,500,000 1,495,498 55,171,742 53,488,972 1,682,770 900,000 1,274,429 851,810 422,619 150,000 0 0 0 0 0

5 BARCLAYS CAPITAL INC FCM BD NYME 12/31/2014 7,622,125,144 1,358,127,493 6,263,997,651 6,229,463,614 5,657,496,768 571,966,846 311,162,322 2,714,714,799 2,516,455,422 198,259,377 126,326,062 6,890,048,637 6,037,686,751 852,361,886 216,752,954 0

6 BGC FINANCIAL LP FCM BD NFA 12/31/2014 50,004,970 1,746,315 48,258,655 0 0 0 0 0 0 0 0 0 0 0 0 0

7 BNP PARIBAS PRIME BROKERAGE INC FCM BD NYME 12/31/2014 3,176,822,608 232,959,094 2,943,863,514 3,238,937,081 2,894,379,974 344,557,107 289,437,997 17,453,848 3,439,616 14,014,232 10,000,000 10,384,530 2,285,503 8,099,027 5,000,000 0

8 BNP PARIBAS SECURITIES CORP FCM BD CBOT 12/31/2014 1,662,821,157 271,676,171 1,391,144,986 1,063,510,392 839,563,265 223,947,127 167,912,653 32,999,840 17,269,159 15,730,681 1,726,916 816,255,593 678,853,374 137,402,219 67,885,337 0

9 BOCI COMMODITIES & FUTURES USA LLC FCM CME 12/31/2014 13,133,864 1,000,000 12,133,864 203 0 203 1 184 0 184 1 6 0 6 1 0

10 CANTOR FITZGERALD & CO FCM BD CBOT 12/31/2014 235,023,007 3,379,999 231,643,008 4,969,921 0 4,969,921 3,000,000 0 0 0 0 0 0 0 0 0

11 CHS HEDGING LLC FCM CBOT 12/31/2014 28,408,486 11,202,641 17,205,845 188,504,412 162,046,708 26,457,704 13,100,000 1,808,457 393,865 1,414,592 545,000 0 0 0 0 0

12 CITIGROUP GLOBAL MARKETS INC FCM BD SD CBOT/NFA 12/31/2014 5,521,412,067 1,145,584,487 4,375,827,580 6,475,933,961 6,165,635,653 310,298,308 282,000,000 1,028,459,681 848,228,602 180,231,079 150,000,000 5,650,251,028 5,402,092,399 248,158,629 207,475,000 0

13 CREDIT SUISSE SECURITIES (USA) LLC FCM BD CBOT 12/31/2014 8,817,358,453 2,247,509,432 6,569,849,021 8,298,658,272 7,670,953,682 627,704,590 383,547,684 3,184,069,796 2,961,910,762 222,159,034 148,095,538 11,816,518,654 9,830,693,084 1,985,825,570 491,534,654 0

14 CUNNINGHAM COMMODITIES LLC FCM CBOT 12/31/2014 5,187,397 1,433,442 3,753,955 73,072,781 69,127,914 3,944,867 3,050,000 372,013 104,624 267,389 100,000 0 0 0 0 0

15 DAIWA CAPITAL MARKETS AMERICA INC FCM BD CME 12/31/2014 542,659,749 13,114,947 529,544,802 5,455,837 0 5,455,837 1 568,347 0 568,347 1 0 0 0 0 0

16 DEUTSCHE BANK SECURITIES INC FCM BD CBOT 12/31/2014 10,761,598,573 745,873,815 10,015,724,758 10,313,157,689 9,773,050,189 540,107,500 500,000,000 1,205,184,836 971,828,860 233,355,976 200,000,000 2,164,550,040 1,875,274,411 289,275,629 250,000,000 0

17 DORMAN TRADING LLC FCM CME 12/31/2014 9,131,754 2,013,126 7,118,628 171,238,373 167,752,090 3,486,283 2,000,000 3,305,545 2,684,924 620,621 200,000 0 0 0 0 0

18 E D & F MAN CAPITAL MARKETS INC FCM BD CME 12/31/2014 74,258,934 18,053,662 56,205,272 589,618,519 568,113,358 21,505,161 9,000,000 36,454,087 34,779,764 1,674,323 1,000,000 0 0 0 0 0

19 E TRADE CLEARING LLC FCM BD NFA 12/31/2014 795,141,524 169,877,575 625,263,949 53,433,837 40,062,441 13,371,396 10,000,000 1,458,842 449,777 1,009,065 1,000,000 0 0 0 0 0

20 EFL FUTURES LIMITED FCM CME 12/31/2014 35,692,524 15,187,780 20,504,744 214,026,063 201,086,498 12,939,565 5,000,000 0 0 0 0 0 0 0 0 0

21 FCSTONE LLC FCM CME 12/31/2014 121,295,521 67,000,511 54,295,010 1,824,524,874 1,783,893,291 40,631,583 26,000,000 83,618,272 64,762,662 18,855,610 15,000,000 0 0 0 0 0

22 FOREX CAPITAL MARKETS LLC FCMRFD SD NFA 12/31/2014 69,465,894 29,982,235 39,483,659 0 0 0 0 0 0 0 0 0 0 0 0 209,644,703

23 GAIN CAPITAL GROUP LLC FCMRFD NFA 12/31/2014 41,954,396 24,738,861 17,215,535 206,799,088 193,743,419 13,055,669 2,500,000 5,492,647 2,927,655 2,564,992 312,500 0 0 0 0 104,777,212

24 GH FINANCIALS LLC FCM CME 12/31/2014 11,425,308 1,989,711 9,435,597 37,631,603 35,486,617 2,144,986 1,000,000 302,629 1,290 301,339 75,000 0 0 0 0 0

25 GOLDMAN SACHS & CO FCM BD SD CBOT/NFA 12/31/2014 14,834,206,816 2,364,780,578 12,469,426,238 21,123,597,936 20,285,919,590 837,678,346 475,000,000 12,069,156,519 10,072,345,156 1,996,811,363 475,000,000 3,271,746,216 2,725,820,283 545,925,933 150,000,000 0

26 GOLDMAN SACHS EXECUTION & CLEARING LP FCM BD CME 12/31/2014 1,665,662,367 138,702,442 1,526,959,925 1,361,943,240 655,681,704 706,261,536 540,000,000 70,098,071 21,581,015 48,517,056 40,000,000 0 0 0 0 0

27 GUGGENHEIM SECURITIES LLC FCM BD NFA 12/31/2014 115,245,485 1,368,597 113,876,888 0 0 0 0 0 0 0 0 0 0 0 0 0

28 HSBC SECURITIES USA INC FCM BD CME 12/31/2014 1,050,335,516 234,037,816 816,297,700 1,118,973,178 1,012,598,523 106,374,655 50,000,000 191,655,123 141,465,808 50,189,315 32,579,870 883,056,392 774,824,793 108,231,599 30,000,000 0

29 IBFX INC RFED SD NFA 12/31/2014 27,263,922 21,971,658 5,292,264 0 0 0 0 0 0 0 0 0 0 0 0 47,289,964

30 INTERACTIVE BROKERS LLC FCM BD NFA 12/31/2014 2,333,887,260 278,964,141 2,054,923,119 2,523,514,748 2,255,243,935 268,270,813 155,000,000 504,079,151 394,413,097 109,666,054 80,000,000 0 0 0 0 40,191,690

31 IRONBEAM INC FCM NFA 12/31/2014 2,234,435 1,000,000 1,234,435 39,862,904 38,587,098 1,275,806 800,000 110,914 985 109,929 50,000 0 0 0 0 0

32 ITG DERIVATIVES LLC FCM BD NFA 12/31/2014 2,434,526 1,000,000 1,434,526 0 0 0 0 0 0 0 0 0 0 0 0 0

33 JEFFERIES LLC FCM BD CBOT 12/31/2014 968,202,258 109,187,420 859,014,838 1,908,109,719 1,795,276,675 112,833,044 90,000,000 192,527,500 121,020,336 71,507,164 50,000,000 31,014,533 5,722,224 25,292,309 5,000,000 0

34 JP MORGAN CLEARING CORP FCM BD NFA 12/31/2014 7,460,842,480 1,817,712,517 5,643,129,963 1,075,426,155 724,623,847 350,802,308 65,216,146 549,692,289 357,661,627 192,030,662 32,189,547 250,000 0 250,000 1 0

35 JP MORGAN SECURITIES LLC FCM BD SD CEI/NFA 12/31/2014 12,767,482,206 2,125,525,577 10,641,956,629 19,458,357,129 17,447,852,777 2,010,504,352 1,570,306,750 3,348,949,090 2,883,510,990 465,438,100 259,515,989 4,900,417,324 4,344,715,886 555,701,438 391,024,430 0

36 LEK SECURITIES CORPORATION FCM BD NFA 12/31/2014 9,811,073 1,500,000 8,311,073 761,137 409,606 351,531 200,000 0 0 0 0 0 0 0 0 0

37 MACQUARIE FUTURES USA LLC FCM CBOT 12/31/2014 172,036,581 131,877,656 40,158,925 1,633,526,330 1,485,118,134 148,408,196 90,000,000 18,999,710 4,304,864 14,694,846 301,340 21,271,345 2,963,396 18,307,949 207,438 0

38 MAREX NORTH AMERICA LLC FCM CME 12/31/2014 16,235,587 9,301,092 6,934,495 124,368,396 117,014,027 7,354,369 5,850,701 28,391,399 25,459,237 2,932,162 2,545,924 0 0 0 0 0

39 MB TRADING FUTURES INC RFED NFA 12/31/2014 24,687,846 20,529,187 4,158,659 0 0 0 0 0 0 0 0 0 0 0 0 20,583,738

40 MCVEAN TRADING & INVESTMENTS LLC FCM NFA 12/31/2014 13,707,003 3,029,786 10,677,217 952,832,973 932,296,760 20,536,213 18,000,000 2,417,861 0 2,417,861 400,000 0 0 0 0 0

41 MERRILL LYNCH PIERCE FENNER & SMITH FCM BD CBOT 12/31/2014 9,668,593,657 1,297,544,604 8,371,049,053 11,488,180,365 11,208,908,563 279,271,802 200,000,000 2,701,188,351 2,499,733,022 201,455,329 150,000,000 3,167,250,164 2,902,713,155 264,537,009 150,000,000 0

42 MERRILL LYNCH PROFESSIONAL CLEARING CORP FCM BD NFA 12/31/2014 3,426,548,150 507,918,235 2,918,629,915 1,494,241,158 919,817,001 574,424,157 300,000,000 5,673,495 1,968,360 3,705,135 1,000,000 0 0 0 0 0

43 MID CO COMMODITIES INC FCM NFA 12/31/2014 8,224,841 4,198,076 4,026,765 50,622,115 42,087,462 8,534,653 5,000,000 0 0 0 0 0 0 0 0 0

44 MINT BROKERS FCM BD NFA 12/31/2014 9,215,676 1,000,000 8,215,676 0 0 0 0 0 0 0 0 0 0 0 0 0

45 MITSUBISHI UFJ SECURITIES USA INC FCM BD NFA 12/31/2014 409,694,228 1,058,884 408,635,344 0 0 0 0 0 0 0 0 0 0 0 0 0

46 MIZUHO SECURITIES USA INC FCM BD SD CME/NFA 12/31/2014 551,403,983 227,602,122 323,801,861 2,989,883,658 2,790,064,668 199,818,990 150,000,000 758,608,436 656,636,326 101,972,110 80,000,000 27,936,697 2,081,195 25,855,502 20,000,000 0

47 MORGAN STANLEY & CO LLC FCM BD SD CME/NFA 12/31/2014 9,262,415,920 1,665,160,004 7,597,255,916 10,238,822,274 10,031,840,202 206,982,072 105,000,000 2,793,308,461 2,582,506,173 210,802,288 105,000,000 6,625,376,790 6,504,971,009 120,405,781 92,000,000 0

48 NANHUA USA LLC FCM NFA 12/31/2014 7,548,866 1,000,000 6,548,866 250,000 0 250,000 250,000 0 0 0 0 0 0 0 0 0

49 NEUBERGER BERMAN LLC FCM BD NFA 12/31/2014 42,380,116 1,500,000 40,880,116 0 0 0 0 0 0 0 0 0 0 0 0 0

50 NEWEDGE USA LLC FCM BD SD NYME 12/31/2014 1,763,610,850 987,807,761 775,803,089 13,072,370,518 12,098,674,048 973,696,470 500,000,000 3,509,599,230 3,080,921,992 428,677,238 255,000,000 209,641,073 34,620,406 175,020,667 75,000,000 0

51 NOMURA SECURITIES INTERNATIONAL INC FCM BD CBOT 12/31/2014 1,656,775,963 75,475,084 1,581,300,879 146,186,097 96,473,452 49,712,645 15,000,000 16,166,522 1,537,172 14,629,350 1,000,000 45,832,751 22,760,900 23,071,851 20,000,000 0

52 OANDA CORPORATION FCMRFD NFA 12/31/2014 87,217,410 25,837,592 61,379,818 0 0 0 0 0 0 0 0 0 0 0 0 126,751,849

53 OPTIONSXPRESS INC FCM BD NFA 12/31/2014 122,765,882 6,380,764 116,385,118 99,192,077 67,732,072 31,460,005 6,773,207 1,905,355 807,169 1,098,186 80,717 0 0 0 0 0

54 PHILLIP CAPITAL INC FCM CME 12/31/2014 26,192,096 20,000,000 6,192,096 197,039,602 180,849,510 16,190,092 9,027,475 10,185,786 6,892,428 3,293,358 344,621 0 0 0 0 0

55 RAND FINANCIAL SERVICES INC FCM CME 12/31/2014 80,611,100 18,511,759 62,099,341 286,262,100 242,486,200 43,775,900 7,274,600 35,652,700 13,855,400 21,797,300 415,700 0 0 0 0 0

56 RBC CAPITAL MARKETS LLC FCM BD CME 12/31/2014 1,198,350,049 153,860,938 1,044,489,111 1,569,365,823 1,430,309,450 139,056,373 80,000,000 134,393,701 94,455,802 39,937,899 20,000,000 0 0 0 0 0

57 RBS SECURITIES INC FCM BD CBOT 12/31/2014 4,848,071,006 138,701,860 4,709,369,146 1,903,786,258 1,736,079,492 167,706,766 125,000,000 181,905,898 57,354,381 124,551,517 100,000,000 87,031,980 0 87,031,980 80,000,000 0

58 RJ OBRIEN ASSOCIATES LLC FCM SD CME/NFA 12/31/2014 194,754,051 134,711,121 60,042,930 4,096,053,849 4,009,583,216 86,470,633 40,000,000 206,771,054 181,803,044 24,968,010 20,000,000 0 0 0 0 1,381,194

59 ROSENTHAL COLLINS GROUP LLC FCM CME 12/31/2014 78,271,181 54,601,480 23,669,701 1,469,632,553 1,445,199,609 24,432,944 18,000,000 34,421,804 20,138,552 14,283,252 9,000,000 0 0 0 0 0

60 SANFORD C BERNSTEIN & CO LLC FCM BD NFA 12/31/2014 171,676,896 24,489,030 147,187,866 0 0 0 0 0 0 0 0 0 0 0 0 0

61 SANTANDER INVESTMENT SECURITIES INC FCM BD NYME 12/31/2014 111,599,773 10,563,374 101,036,399 683,965,231 681,530,513 2,434,718 2,000,000 0 0 0 0 0 0 0 0 0

62 SG AMERICAS SECURITIES LLC FCM BD CME 12/31/2014 1,843,010,241 9,901,405 1,833,108,836 0 0 0 0 0 0 0 0 0 0 0 0 0

63 STATE STREET GLOBAL MARKETS LLC FCM BD CME 12/31/2014 547,858,420 32,304,952 515,553,468 552,220,616 431,274,104 120,946,512 21,563,705 46,562,509 4,698,961 41,863,548 15,000,000 145,616,248 14,920,552 130,695,696 50,000,000 0

64 STRAITS FINANCIAL LLC FCM CME 12/31/2014 23,959,148 10,763,618 13,195,530 532,980,825 514,701,083 18,279,742 2,000,000 42,721,259 36,812,155 5,909,104 300,000 0 0 0 0 0

65 TD AMERITRADE FUTURES & FOREX LLC FCM NFA 12/31/2014 1,993,037 1,000,000 993,037 0 0 0 0 0 0 0 0 0 0 0 0 0

66 TD AMERITRADE INC FCM BD NFA 12/31/2014 263,036,876 11,005,447 252,031,429 226,529,966 157,029,983 69,499,983 18,000,000 0 0 0 0 0 0 0 0 0

67 TIMBER HILL LLC FCM BD CME 12/31/2014 374,238,290 63,636,290 310,602,000 889,927,524 884,879,275 5,048,249 5,000,000 0 0 0 0 0 0 0 0 0

68 TRADESTATION SECURITIES INC FCM BD NFA 12/31/2014 53,179,175 3,675,183 49,503,992 471,179,142 461,063,788 10,115,354 9,000,000 21,277,378 20,122,378 1,155,000 800,000 0 0 0 0 0

69 UBS FINANCIAL SERVICES INC FCM BD NFA 12/31/2014 1,206,948,209 99,301,444 1,107,646,765 165,161,835 112,480,728 52,681,107 22,000,000 36,046,835 3,218,121 32,828,714 15,000,000 0 0 0 0 0

70 UBS SECURITIES LLC FCM BD CBOT 12/31/2014 7,752,967,244 864,624,289 6,888,342,955 7,680,292,529 7,082,047,081 598,245,448 495,743,296 4,039,403,938 3,589,734,875 449,669,063 400,000,000 1,064,392,485 812,525,775 251,866,710 200,000,000 0

71 VISION FINANCIAL MARKETS LLC FCM BD NFA 12/31/2014 36,784,180 1,000,000 35,784,180 8,184,363 0 8,184,363 8,000,000 2,906,837 0 2,906,837 1,500,000 0 0 0 0 0

72 WEDBUSH SECURITIES INC FCM BD CBOT 12/31/2014 112,684,185 13,178,274 99,505,911 520,336,127 493,888,176 26,447,951 17,750,000 15,197,518 10,498,103 4,699,415 1,000,000 0 0 0 0 0

73 WELLS FARGO SECURITIES LLC FCM BD CME 12/31/2014 2,889,677,792 335,209,093 2,554,468,699 1,523,224,217 1,320,906,341 202,317,876 100,000,000 592,103,186 456,304,411 135,798,775 20,000,000 2,635,289,588 2,163,584,571 471,705,017 200,000,000 0

74 WHOTRADES FX LLC FCM NFA 12/31/2014 2,092,974 1,000,000 1,092,974 0 0 0 0 0 0 0 0 0 0 0 0 0

75 XCHANGE FINANCIAL ACCESS LLC FCM BD NFA 12/31/2014 6,854,151 1,116,309 5,737,842 30,090,095 27,893,100 2,196,995 1,750,000 0 0 0 0 0 0 0 0 0

76 YORK BUSINESS ASSOCIATES LLC FCM NFA 12/31/2014 4,737,683 1,000,000 3,737,683 45,104,724 41,543,043 3,561,681 2,000,000 1,776,389 1,493,104 283,285 200,000 0 0 0 0 0

Totals 160,442,398,637 148,555,445,353 11,886,953,284 7,635,636,648 40,962,327,823 35,110,606,392 5,851,721,431 2,861,076,048 50,476,800,288 44,141,807,282 6,334,993,006 2,709,879,815 550,620,350

November Web Page Update 79
SELECTED FCM FINANCIAL DATA AS OF 

December 31, 2014

FROM REPORTS FILED BY 

February 3, 2015

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A B C D E F G H I J K L M N O P Q R S T U

Futures Commission Merchant / 

Retail Foreign Exchange Dealer

Registered 

As DSRO As ofDate

Adjusted Net 

Capital

Net Capital 

Requirement Excess Net Capital Customers' Assets in Seg

Customers' Seg 

Required 4d(a)(2)

Excess/Deficient 

Funds in Seg

Target Residual 

Interest in Seg

Funds in Separate 

Section 30.7 

Accounts

Customer Amount 

Pt. 30 Required

Excess/Deficient 

Funds in Separate 

Section 30.7 

Accounts

Target Residual 

Interest in Section 

30.7

Funds in Separate 

Cleared Swap 

Segregation

Customer Amount 

Cleared Swap Seg 

Required

Excess/Deficient 

Funds in Cleared 

Swap Seg Accounts

Target Residual 

Interest in Cleared 

Swap Seg

Total Amount of 

Retail Forex 

Obligation

(a) (b) (c) (d) (e) (f) (g) (h) (i) (j) (k) (l) (m) (n) (o) (p) (q)

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Additions 1

SG AMERICAS SECURITIES LLC

Deletions 4

FRONTIER FUTURES INC

INSTITUTIONAL LIQUIDITY LLC

KCG AMERICAS LLC

LINN GROUP THE

Name Changes

None

December Web Page Update 76

 RFED: Retail Foreign Exchange Dealer that is registered with the Commodity Futures Trading Commission.

(a): FCM: Futures Commission Merchant that is registered with the Commodity Futures Trading Commission.

 BD: The FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer.

 FCMRFD: The FCM is also registered with the Commodity Futures Trading Commission as a Retail Foreign Exchange Dealer.

 SD: The FCM or RFED is also registered with the Commodity Futures Trading Commission as a provisionally registered swap dealer.

(b): DSRO: Designated Self-Regulatory Organization. FCM/RFED firms that are dually registered as SDs have two DSROs listed if they have a different DSRO for the FCM/RFED and the SD. The DSRO for the FCM/RFED is listed first and the DSRO for the SD is listed second.

(c): A firm's net capital requirement is the greater of: 

•  FCM minimum dollar amount ($1,000,000); or

•  risk based capital requirement, the sum of 8% of total customer risk maintenance margin and 8% of total non-customer risk maintenance margin; or 

•  the amount of capital required by a registered futures association (currently NFA is the only such association); or

•  for securities brokers and dealers, the amount of net capital required by Rule 15c3-1(a) of the Securities and Exchange Commission; or  

•  minimum dollar amount for FCM’s offering or engaged in retail forex transactions and RFEDs ($20,000,000); or

•  minimum dollar amount for FCM’s offering or engaged in retail forex transactions and RFEDs ($20,000,000) plus five percent of the FCM’s or RFED’s total retail forex obligation in excess of $10,000,000.

(d): Excess net capital is adjusted net capital, less the firm's net capital requirement.

(e): This represents the total amount of money, securities, and property held in segregated accounts for futures and options customers in compliance with Section 4d of the Commodity Exchange Act.

(f): This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on a designated contract market or derivatives transaction execution facility. This is the sum of all accounts that contain a net liquidating equity.

(g): Excess/Deficient funds in segregation is customer assets in segregation, less the customer segregation requirement.

(h): This represents the targeted excess of proprietary funds deposited into customer segregated accounts above the customer segregation requirement. This target amount is set by the firm.

(i): This represents the total amount of money, securities, and property held in secured accounts for futures and options customers who trade on commodity exchanges located outside the United States in compliance with Part 30 of the Commodity Exchange Act.

(j): This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of the United States. 

(k): Excess/Deficient funds in separate Section 30.7 accounts is funds in separate Section 30.7 accounts, less the customer amount Part 30 requirement.

(l): This represents the targeted excess of proprietary funds deposited into separate Section 30.7 accounts above the customer amount Part 30 requirement. This target amount is set by the firm.

(m): This represents the total amount of money, securities, and property held in cleared swap customer accounts for cleared swap customers in compliance with Section 4d(f) of the Commodity Exchange Act.

(n): This represents the amount of funds an FCM is required to segregate for customers who trade cleared swaps.

(q): This represents the total amount of funds at an FCM, RFED, or FCMRFD that would be obtained by combining all money, securities and property deposited by a retail forex customer into a retail forex account or accounts, adjusted for the realized and unrealized net profit or loss.

(o): Excess/Deficient funds in cleared swap customer accounts is funds in separate cleared swap segregation accounts, less the cleared swap customer segregation requirement.

(p): This represents the targeted excess of proprietary funds deposited into separate cleared swap segregation accounts above the cleared swap customer segregation requirement. This target amount is set by the firm.