| **Material Released Pursuant to FOIA     Requests Which has** |
|----------------------------------------------------------------|

| **Been, or is Likely to Be, the Subject     of Future FOIA** |
|---------------------------------------------------------------|

| **Requests** |
|--------------|

| **______________________________________________** |
|----------------------------------------------------|

| Documents which do not have PDF links     are availabe on request to [email protected] by using the |
|-----------------------------------------------------------------------------------------------------------|

| electronic request form. Electronic     distribution of the documents is possible, depending on the |
|------------------------------------------------------------------------------------------------------|

| requester's ability to receive them.     Paper copies of documents are available within the Washington, |
|----------------------------------------------------------------------------------------------------------|

| D.C., area through the Commission's     Public Reading Room and outside the area through use of the |
|------------------------------------------------------------------------------------------------------|

| electronic request form. Fees of 15     cents per page apply to paper copies |
|-------------------------------------------------------------------------------|

| **Request Form** | **If     you are unfamiliar with PDF files, click here for help** |
|------------------|--------------------------------------------------------------------|

| **______________________________________________** |
|----------------------------------------------------|

| **FILE NUMBER:** | RF02-004 | **PLACED ON THE PUBLIC     RECORD:** | 11/25/02 | **CATEGORY:** | C |
|------------------|----------|---------------------------------------|----------|---------------|---|

| ADDITIONAL MATERIALS RELATED TO THE     NASDAQ LIFFE, LLC, |
|-------------------------------------------------------------|

| 06/06/2001 APPLICATION FOR DESIGNATION     AS A CONTRACT MARKET, |
|-------------------------------------------------------------------|

| RELEASED AFTER 11/08/2001 |
|---------------------------|

| **______________________________________________** |
|----------------------------------------------------|

| DOCUMENT NUMBER: | 1 |
|------------------|---|

|  | S.C. Ervin, Dechert for Nasdaq LIFFE,     LLC, to E.W. Colbert, Confidential |
|--|-------------------------------------------------------------------------------|

|  | Treatment Request Pertaining to     Documents Submitted 11/07/2001 |
|--|---------------------------------------------------------------------|

| DATE | 8/7/01 | PAGES: | 2 | PDF SIZE: | 44 KB | PDF LINK: |
|------|--------|--------|---|-----------|-------|-----------|

| : |
|---|

| **---------------------------------------------------------------------------------------------** |
|---------------------------------------------------------------------------------------------------|

| DOCUMENT NUMBER: | 2 |
|------------------|---|

|  | S.C. Ervin, Dechert, to D.H. Dow, Office     of Acting Chairman Newsome, |
|--|---------------------------------------------------------------------------|

|  | Transmittal of Documents Relating to the     06/06/2001 Application of Nasdaq |
|--|--------------------------------------------------------------------------------|

|  | LIFFE, LLC, for Designation as a     Contract Market |
|--|-------------------------------------------------------|

| DATE | 8/7/01 | PAGES: | 1 | PDF SIZE: | 22 KB | PDF LINK: |
|------|--------|--------|---|-----------|-------|-----------|

| : |
|---|

| **---------------------------------------------------------------------------------------------** |
|---------------------------------------------------------------------------------------------------|

| DOCUMENT NUMBER: | 3 |
|------------------|---|

|  | J.M. Cawley, Options Clearing     Corporation, to J.W. Carpenter, Division of |
|--|--------------------------------------------------------------------------------|

|  | Market Regulation, Securities and     Exchange Commission, Amendment No. |
|--|---------------------------------------------------------------------------|

|  | 2 to File No. SR-OCC-2001-07 Concerning     Amendments to OCC By-Laws |
|--|------------------------------------------------------------------------|

|  | and Rules, Proposed Clearing Agreement     Between Nasdaq LIFFE, LLC, and |
|--|----------------------------------------------------------------------------|

|  | OCC, and Agreements Regarding Appointed     and Appointing Clearing |
|--|----------------------------------------------------------------------|

| DATE | 8/10/01 | PAGES: | 39 | PDF SIZE: | 1250 KB | PDF LINK: |
|------|---------|--------|----|-----------|---------|-----------|

| : |
|---|

| **---------------------------------------------------------------------------------------------** |
|---------------------------------------------------------------------------------------------------|

| DOCUMENT NUMBER: | 4 |
|------------------|---|

|  | S.C. Ervin and J.M. Smith, Dechert FOR     Nasdaq LIFFE, LLC, to R. |
|--|----------------------------------------------------------------------|

|  | Adriance and E. Donovan, Transmittal of     Documents Relating to the |
|--|------------------------------------------------------------------------|

|  | 06/06/2001 Application of Nasdaq LIFFE,     LLC, for Designation as a |
|--|------------------------------------------------------------------------|

|  | Contract Market, Confidential Treatment     Request and Transmittal Letter to |
|--|--------------------------------------------------------------------------------|

|  | J. Lawton, Division of Trading and     Markets, Attached |
|--|-----------------------------------------------------------|

| DATE | 8/13/01 | PAGES: | 3 | PDF SIZE: | 91 KB | PDF LINK: |
|------|---------|--------|---|-----------|-------|-----------|

| : |
|---|

| **---------------------------------------------------------------------------------------------** |
|---------------------------------------------------------------------------------------------------|

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