SELECTED FCM FINANCIAL DATA AS OF 

June 30, 2015

FROM REPORTS FILED BY 

July 28, 2015

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A B C D E F G H I J K L M N O P Q R S T U

Futures Commission Merchant / 

Retail Foreign Exchange Dealer

Registered 

As DSRO As ofDate

Adjusted Net 

Capital

Net Capital 

Requirement

Excess Net 

Capital

Customers' Assets 

in Seg

Customers' Seg 

Required 4d(a)(2)

Excess/Deficient 

Funds in Seg

Target Residual 

Interest in Seg

Funds in Separate 

Section 30.7 

Accounts

Customer Amount 

Pt. 30 Required

Excess/Deficient 

Funds in Separate 

Section 30.7 

Accounts

Target Residual 

Interest in Section 

30.7

Funds in Separate 

Cleared Swap 

Segregation

Customer Amount 

Cleared Swap Seg 

Required

Excess/Deficient 

Funds in Cleared 

Swap Seg 

Accounts

Target Residual 

Interest in Cleared 

Swap Seg

Total Amount of 

Retail Forex 

Obligation

(a) (b) (c) (d) (e) (f) (g) (h) (i) (j) (k) (l) (m) (n) (o) (p) (q)

1 ABN AMRO CLEARING CHICAGO LLC FCM BD CBOT 6/30/2015 541,251,170 160,772,998 380,478,172 2,632,729,300 2,335,711,976 297,017,324 126,636,400 168,405,933 119,618,093 48,787,840 17,942,714 0 0 0 0 0

2 ADM INVESTOR SERVICES INC FCM CBOT 6/30/2015 295,124,124 163,331,231 131,792,893 4,042,028,282 3,801,741,515 240,286,767 120,000,000 256,216,182 195,651,976 60,564,206 20,000,000 11,890,130 904,170 10,985,960 8,000,000 0

3 ADVANTAGE FUTURES LLC FCM CME 6/30/2015 23,553,903 15,724,066 7,829,837 575,909,408 560,564,234 15,345,174 9,000,000 35,855,739 34,096,271 1,759,468 1,000,000 0 0 0 0 0

4 AMP GLOBAL CLEARING LLC FCM NFA 6/30/2015 2,733,233 1,500,000 1,233,233 59,106,010 57,460,577 1,645,433 900,000 1,550,105 1,194,257 355,848 150,000 0 0 0 0 0

5 BARCLAYS CAPITAL INC FCM BD NYME 6/30/2015 6,382,843,235 1,257,075,893 5,125,767,342 6,722,598,191 5,976,106,727 746,491,464 328,685,870 3,088,188,660 2,865,230,418 222,958,242 143,834,567 5,920,138,048 5,024,651,814 895,486,234 180,385,000 0

6 BGC FINANCIAL LP FCM BD NFA 6/30/2015 48,278,819 2,245,724 46,033,095 0 0 0 0 0 0 0 0 0 0 0 0 0

7 BNP PARIBAS PRIME BROKERAGE INC FCM BD NYME 6/30/2015 3,133,806,079 258,509,547 2,875,296,532 2,474,754,484 2,197,701,548 277,052,936 219,770,155 28,021,397 15,000,626 13,020,771 10,000,000 9,997,439 1,890,936 8,106,503 5,000,000 0

8 BNP PARIBAS SECURITIES CORP FCM BD CBOT 6/30/2015 1,655,890,206 210,008,318 1,445,881,888 1,128,196,991 916,102,690 212,094,301 183,220,538 40,450,809 24,057,878 16,392,931 2,405,788 753,987,030 604,190,996 149,796,034 60,419,100 0

9 BOCI COMMODITIES & FUTURES USA LLC FCM CME 6/30/2015 11,950,517 1,000,000 10,950,517 203 0 203 1 184 0 184 1 6 0 6 1 0

10 CANTOR FITZGERALD & CO FCM BD CBOT 6/30/2015 281,785,756 3,574,877 278,210,879 4,969,921 0 4,969,921 3,000,000 0 0 0 0 0 0 0 0 0

11 CHS HEDGING LLC FCM CBOT 6/30/2015 28,192,093 10,127,358 18,064,735 109,885,021 91,062,735 18,822,286 13,100,000 1,703,394 279,610 1,423,784 545,000 686,187 182,100 504,087 310,000 0

12 CITIGROUP GLOBAL MARKETS INC FCM BD SD CBOT/NFA 6/30/2015 6,928,279,337 1,368,080,418 5,560,198,919 6,923,815,945 6,587,048,341 336,767,604 316,000,000 1,331,658,131 1,072,911,231 258,746,900 150,000,000 7,626,637,618 7,136,662,069 489,975,549 209,175,000 0

13 CREDIT SUISSE SECURITIES (USA) LLC FCM BD CBOT 6/30/2015 8,329,224,934 2,276,772,350 6,052,452,584 8,045,768,551 7,533,780,950 511,987,601 376,689,047 3,414,950,306 2,939,496,213 475,454,093 146,974,811 14,211,351,254 12,469,517,615 1,741,833,639 623,475,881 0

14 CUNNINGHAM COMMODITIES LLC FCM CBOT 6/30/2015 5,245,407 1,184,384 4,061,023 67,978,164 63,964,045 4,014,119 3,050,000 338,025 61,299 276,726 100,000 0 0 0 0 0

15 DAIWA CAPITAL MARKETS AMERICA INC FCM BD CME 6/30/2015 492,937,578 8,423,227 484,514,351 5,452,667 0 5,452,667 1 545,059 0 545,059 1 0 0 0 0 0

16 DEUTSCHE BANK SECURITIES INC FCM BD CBOT 6/30/2015 11,620,226,773 610,702,048 11,009,524,725 3,696,792,101 3,417,968,802 278,823,299 200,000,000 1,174,779,235 957,775,301 217,003,934 150,000,000 2,269,384,411 1,918,848,356 350,536,055 250,000,000 0

17 DORMAN TRADING LLC FCM CME 6/30/2015 9,760,996 1,977,211 7,783,785 181,123,696 177,072,638 4,051,058 2,000,000 3,814,606 3,286,114 528,492 200,000 0 0 0 0 0

18 E D & F MAN CAPITAL MARKETS INC FCM BD CME 6/30/2015 74,451,599 35,300,779 39,150,820 846,662,157 822,688,898 23,973,259 14,000,000 66,739,546 61,630,378 5,109,168 2,000,000 0 0 0 0 0

19 E TRADE CLEARING LLC FCM BD NFA 6/30/2015 971,250,398 179,842,541 791,407,857 59,369,709 44,979,313 14,390,396 10,000,000 1,556,655 447,501 1,109,154 1,000,000 0 0 0 0 0

20 EFL FUTURES LIMITED FCM CME 6/30/2015 36,166,331 15,768,366 20,397,965 226,392,346 213,430,508 12,961,838 5,000,000 0 0 0 0 0 0 0 0 0

21 FCSTONE LLC FCM CME 6/30/2015 115,884,502 63,273,116 52,611,386 1,688,607,114 1,641,465,690 47,141,424 24,000,000 78,459,694 59,488,031 18,971,663 8,000,000 0 0 0 0 0

22 FOREX CAPITAL MARKETS LLC FCMRFD SD NFA 6/30/2015 57,515,616 28,933,785 28,581,831 0 0 0 0 0 0 0 0 0 0 0 0 188,675,708

23 GAIN CAPITAL GROUP LLC FCMRFD NFA 6/30/2015 32,617,317 25,116,011 7,501,306 243,629,145 227,246,801 16,382,344 2,500,000 7,516,645 3,969,676 3,546,969 312,500 0 0 0 0 112,320,218

24 GH FINANCIALS LLC FCM CME 6/30/2015 15,695,542 3,832,590 11,862,952 61,741,876 51,669,219 10,072,657 2,500,000 300,650 1,290 299,360 75,000 0 0 0 0 0

25 GOLDMAN SACHS & CO FCM BD SD CBOT/NFA 6/30/2015 15,351,554,891 2,468,099,192 12,883,455,699 22,622,868,650 21,998,863,482 624,005,168 475,000,000 11,920,684,021 10,760,907,415 1,159,776,606 475,000,000 4,778,687,477 4,260,328,017 518,359,460 350,000,000 0

26 GOLDMAN SACHS EXECUTION & CLEARING LP FCM BD CME 6/30/2015 1,616,316,835 173,380,647 1,442,936,188 1,226,656,934 643,838,989 582,817,945 540,000,000 70,089,607 19,636,208 50,453,399 40,000,000 0 0 0 0 0

27 HSBC SECURITIES USA INC FCM BD CME 6/30/2015 1,063,527,973 222,340,491 841,187,482 1,205,893,044 1,109,299,070 96,593,974 50,000,000 133,466,869 96,772,285 36,694,584 10,000,000 897,178,977 745,077,533 152,101,444 70,000,000 0

28 IBFX INC RFED SD NFA 6/30/2015 35,071,679 22,056,613 13,015,066 0 0 0 0 0 0 0 0 0 0 0 0 47,142,529

29 INTERACTIVE BROKERS LLC FCM BD CME 6/30/2015 2,341,335,394 303,778,215 2,037,557,179 2,693,820,366 2,467,386,015 226,434,351 155,000,000 611,703,394 468,860,847 142,842,547 80,000,000 0 0 0 0 41,722,892

30 INTL FCSTONE FINANCIAL INC FCM BD CME 6/30/2015 12,888,901 1,254,795 11,634,106 0 0 0 0 0 0 0 0 0 0 0 0 0

31 IRONBEAM INC FCM NFA 6/30/2015 2,204,643 1,000,000 1,204,643 41,061,936 39,747,050 1,314,886 800,000 257,194 123,429 133,765 50,000 0 0 0 0 0

32 ITG DERIVATIVES LLC FCM BD NFA 6/30/2015 1,981,450 1,000,000 981,450 0 0 0 0 0 0 0 0 0 0 0 0 0

33 JEFFERIES LLC FCM BD CBOT 6/30/2015 1,144,857,619 79,030,274 1,065,827,345 502,344,096 385,767,459 116,576,637 90,000,000 97,557,448 27,670,006 69,887,442 50,000,000 17,301,444 5,062,143 12,239,301 5,000,000 0

34 JP MORGAN CLEARING CORP FCM BD NFA 6/30/2015 8,047,617,233 1,714,349,195 6,333,268,038 805,560,015 552,899,639 252,660,376 49,760,968 778,994,927 594,683,888 184,311,039 53,521,550 250,000 0 250,000 1 0

35 JP MORGAN SECURITIES LLC FCM BD SD CEI/NFA 6/30/2015 13,278,725,074 2,456,605,709 10,822,119,365 18,325,899,957 16,722,449,458 1,603,450,499 1,505,020,451 4,025,983,383 3,496,560,203 529,423,180 314,690,418 7,302,256,320 6,628,826,520 673,429,800 596,594,387 0

36 MACQUARIE FUTURES USA LLC FCM CBOT 6/30/2015 184,698,473 153,774,461 30,924,012 2,138,477,478 1,977,480,571 160,996,907 90,000,000 30,774,150 14,722,117 16,052,033 1,030,548 22,760,182 4,431,202 18,328,980 310,184 0

37 MAREX NORTH AMERICA LLC FCM CME 6/30/2015 18,805,907 10,763,754 8,042,153 141,281,060 136,698,784 4,582,276 3,500,000 35,184,242 33,912,919 1,271,323 1,000,000 0 0 0 0 0

38 MB TRADING FUTURES INC RFED NFA 6/30/2015 24,234,321 20,392,037 3,842,284 0 0 0 0 0 0 0 0 0 0 0 0 17,840,735

39 MCVEAN TRADING & INVESTMENTS LLC FCM NFA 6/30/2015 13,907,125 2,390,167 11,516,958 933,686,906 912,942,675 20,744,231 18,000,000 2,417,861 0 2,417,861 400,000 0 0 0 0 0

40 MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATEDFCM BD CBOT 6/30/2015 9,490,479,540 1,456,789,619 8,033,689,921 12,110,285,822 11,736,721,808 373,564,014 200,000,000 3,313,661,762 3,094,644,706 219,017,056 150,000,000 4,213,260,314 3,869,374,868 343,885,446 150,000,000 0

41 MERRILL LYNCH PROFESSIONAL CLEARING CORP FCM BD NFA 6/30/2015 2,956,651,676 461,995,704 2,494,655,972 1,487,895,571 904,990,885 582,904,686 300,000,000 4,032,811 324,163 3,708,648 1,000,000 0 0 0 0 0

42 MID CO COMMODITIES INC FCM NFA 6/30/2015 8,230,183 2,413,708 5,816,475 12,184,578 8,822,031 3,362,547 5,000,000 0 0 0 0 0 0 0 0 0

43 MINT BROKERS FCM BD NFA 6/30/2015 6,708,855 1,000,000 5,708,855 0 0 0 0 0 0 0 0 0 0 0 0 0

44 MITSUBISHI UFJ SECURITIES USA INC FCM BD NFA 6/30/2015 403,461,072 1,000,000 402,461,072 0 0 0 0 0 0 0 0 0 0 0 0 0

45 MIZUHO SECURITIES USA INC FCM BD SD CME/NFA 6/30/2015 647,554,378 233,790,812 413,763,566 2,552,713,091 2,356,282,201 196,430,890 125,000,000 828,315,136 727,429,881 100,885,255 70,000,000 29,257,626 3,880,089 25,377,537 15,000,000 0

46 MORGAN STANLEY & CO LLC FCM BD SD CME/NFA 6/30/2015 9,083,639,691 1,791,848,683 7,291,791,008 11,918,370,932 11,705,367,205 213,003,727 105,000,000 3,671,476,187 3,441,410,192 230,065,995 105,000,000 9,790,239,482 9,450,365,342 339,874,140 92,000,000 0

47 NANHUA USA LLC FCM CME 6/30/2015 10,353,783 1,289,130 9,064,653 51,592,371 46,500,610 5,091,761 1,000,000 0 0 0 0 0 0 0 0 0

48 NEUBERGER BERMAN LLC FCM BD NFA 6/30/2015 17,161,165 1,500,000 15,661,165 0 0 0 0 0 0 0 0 0 0 0 0 0

49 NOMURA SECURITIES INTERNATIONAL INC FCM BD CBOT 6/30/2015 2,532,673,455 88,675,296 2,443,998,159 306,340,634 211,060,099 95,280,535 15,000,000 16,698,210 170,252 16,527,958 1,000,000 26,401,214 3,440,297 22,960,917 20,000,000 0

50 OANDA CORPORATION FCMRFD NFA 6/30/2015 84,098,998 24,757,921 59,341,077 0 0 0 0 0 0 0 0 0 0 0 0 105,158,415

51 OPTIONSXPRESS INC FCM BD NFA 6/30/2015 130,519,825 8,315,138 122,204,687 113,511,268 75,650,269 37,860,999 7,565,027 3,638,257 997,753 2,640,504 99,775 0 0 0 0 0

52 PHILLIP CAPITAL INC FCM CME 6/30/2015 36,306,581 20,000,000 16,306,581 210,934,616 191,732,522 19,202,094 9,586,626 10,262,279 3,968,495 6,293,784 198,425 0 0 0 0 0

53 PICTET OVERSEAS INC FCM BD NFA 6/30/2015 17,391,285 1,000,000 16,391,285 0 0 0 0 0 0 0 0 0 0 0 0 0

54 RAND FINANCIAL SERVICES INC FCM CME 6/30/2015 81,326,183 12,130,146 69,196,037 241,516,600 201,745,500 39,771,100 6,052,400 28,207,700 5,743,400 22,464,300 172,300 0 0 0 0 0

55 RBC CAPITAL MARKETS LLC FCM BD CME 6/30/2015 1,362,356,906 177,222,729 1,185,134,177 1,806,001,503 1,610,721,646 195,279,857 120,000,000 153,699,326 114,194,220 39,505,106 20,000,000 772,163,425 231,340,037 540,823,388 40,000,000 0

56 RBS SECURITIES INC FCM BD CBOT 6/30/2015 4,612,403,719 101,077,767 4,511,325,952 1,731,258,203 1,550,929,680 180,328,523 125,000,000 177,272,689 52,254,779 125,017,910 100,000,000 0 0 0 0 0

57 RJ OBRIEN ASSOCIATES LLC FCM SD CME/NFA 6/30/2015 195,834,832 132,476,176 63,358,656 3,854,824,432 3,792,693,980 62,130,452 40,000,000 219,684,403 194,328,943 25,355,460 20,000,000 0 0 0 0 1,668,707

58 ROSENTHAL COLLINS GROUP LLC FCM CME 6/30/2015 89,508,235 57,268,199 32,240,036 1,294,302,093 1,259,819,253 34,482,840 18,000,000 28,760,479 19,816,027 8,944,452 8,000,000 0 0 0 0 0

59 SANFORD C BERNSTEIN & CO LLC FCM BD NFA 6/30/2015 184,291,495 27,313,078 156,978,417 0 0 0 0 0 0 0 0 0 0 0 0 0

60 SANTANDER INVESTMENT SECURITIES INC FCM BD NYME 6/30/2015 169,745,789 12,217,091 157,528,698 479,306,990 474,764,178 4,542,812 4,000,000 0 0 0 0 0 0 0 0 0

61 SCOTIA CAPITAL USA INC FCM BD CME 6/30/2015 386,269,695 48,727,404 337,542,291 0 0 0 0 0 0 0 0 0 0 0 0 0

62 SG AMERICAS SECURITIES LLC FCM BD SD CME/NFA 6/30/2015 3,800,860,470 1,102,442,196 2,698,418,274 14,605,505,358 13,800,102,682 805,402,676 500,000,000 3,651,489,473 3,190,077,376 461,412,097 255,000,000 303,887,171 128,764,924 175,122,247 75,000,000 0

63 STATE STREET GLOBAL MARKETS LLC FCM BD CME 6/30/2015 395,597,500 25,016,759 370,580,741 485,591,447 365,239,766 120,351,681 18,261,988 53,268,665 5,701,628 47,567,037 15,000,000 0 0 0 0 0

64 STRAITS FINANCIAL LLC FCM CME 6/30/2015 23,811,511 5,968,740 17,842,771 423,032,782 407,520,549 15,512,233 2,000,000 51,977,696 45,360,072 6,617,624 300,000 0 0 0 0 0

65 TD AMERITRADE FUTURES & FOREX LLC FCM NFA 6/30/2015 57,379,347 11,168,615 46,210,732 276,257,162 146,824,459 129,432,703 18,000,000 0 0 0 0 0 0 0 0 0

66 TIMBER HILL LLC FCM BD CME 6/30/2015 400,140,054 60,109,212 340,030,842 814,004,180 808,963,291 5,040,889 5,000,000 0 0 0 0 0 0 0 0 0

67 TRADESTATION SECURITIES INC FCM BD CME 6/30/2015 61,036,188 3,948,667 57,087,521 534,861,992 523,798,212 11,063,780 9,000,000 24,122,889 22,833,223 1,289,666 800,000 0 0 0 0 0

68 UBS FINANCIAL SERVICES INC FCM BD NFA 6/30/2015 1,165,564,730 103,857,893 1,061,706,837 145,653,133 99,197,989 46,455,144 22,000,000 32,976,573 2,776,556 30,200,017 15,000,000 0 0 0 0 0

69 UBS SECURITIES LLC FCM BD CBOT 6/30/2015 6,803,791,950 957,832,390 5,845,959,560 8,922,435,919 8,190,120,923 732,314,996 573,308,465 3,549,059,777 3,044,511,083 504,548,694 400,000,000 1,559,567,117 1,169,765,284 389,801,833 200,000,000 0

70 UOBBF CLEARING LIMITED FCM NFA 6/30/2015 8,347,458 1,000,000 7,347,458 9,982 0 9,982 9,982 0 0 0 0 0 0 0 0 0

71 WEDBUSH SECURITIES INC FCM BD CBOT 6/30/2015 129,361,585 20,000,000 109,361,585 705,586,715 682,800,731 22,785,984 17,750,000 29,132,304 24,568,597 4,563,707 1,000,000 0 0 0 0 46,529,540

72 WELLS FARGO SECURITIES LLC FCM BD CME 6/30/2015 2,328,649,230 507,838,708 1,820,810,522 2,285,582,263 2,025,695,278 259,886,985 125,000,000 261,727,885 194,863,160 66,864,725 30,000,000 4,514,438,555 3,749,379,495 765,059,060 300,000,000 0

73 WHOTRADES FX LLC FCM NFA 6/30/2015 1,693,064 1,000,000 693,064 0 0 0 0 0 0 0 0 0 0 0 0 0

74 XCHANGE FINANCIAL ACCESS LLC FCM BD NFA 6/30/2015 7,303,647 1,167,795 6,135,852 47,777,861 45,413,221 2,364,640 1,750,000 0 0 0 0 0 0 0 0 0

75 YORK BUSINESS ASSOCIATES LLC FCM NFA 6/30/2015 4,781,379 1,000,000 3,781,379 42,935,572 39,025,111 3,910,461 2,000,000 2,113,913 1,750,462 363,451 200,000 0 0 0 0 0

Totals 157,895,334,794 146,927,644,478 10,967,690,316 7,312,417,919 43,519,742,465 38,055,770,448 5,463,972,017 2,873,003,398 65,031,721,427 57,406,883,807 7,624,837,620 3,250,669,554 561,058,744

May Web Page Update 74

Additions 1

INTL FCSTONE FINANCIAL INC
SELECTED FCM FINANCIAL DATA AS OF 

June 30, 2015

FROM REPORTS FILED BY 

July 28, 2015

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A B C D E F G H I J K L M N O P Q R S T U

Futures Commission Merchant / 

Retail Foreign Exchange Dealer

Registered 

As DSRO As ofDate

Adjusted Net 

Capital

Net Capital 

Requirement

Excess Net 

Capital

Customers' Assets 

in Seg

Customers' Seg 

Required 4d(a)(2)

Excess/Deficient 

Funds in Seg

Target Residual 

Interest in Seg

Funds in Separate 

Section 30.7 

Accounts

Customer Amount 

Pt. 30 Required

Excess/Deficient 

Funds in Separate 

Section 30.7 

Accounts

Target Residual 

Interest in Section 

30.7

Funds in Separate 

Cleared Swap 

Segregation

Customer Amount 

Cleared Swap Seg 

Required

Excess/Deficient 

Funds in Cleared 

Swap Seg 

Accounts

Target Residual 

Interest in Cleared 

Swap Seg

Total Amount of 

Retail Forex 

Obligation

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Name Changes

NONE

June Web Page Update 75

 RFED: Retail Foreign Exchange Dealer that is registered with the Commodity Futures Trading Commission.

(a): FCM: Futures Commission Merchant that is registered with the Commodity Futures Trading Commission.

 BD: The FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer.

 FCMRFD: The FCM is also registered with the Commodity Futures Trading Commission as a Retail Foreign Exchange Dealer.

 SD: The FCM or RFED is also registered with the Commodity Futures Trading Commission as a provisionally registered swap dealer.

(b): DSRO: Designated Self-Regulatory Organization. FCM/RFED firms that are dually registered as SDs have two DSROs listed if they have a different DSRO for the FCM/RFED and the SD. The DSRO for the FCM/RFED is listed first and the DSRO for the SD is listed second.

(c): A firm's net capital requirement is the greater of: 

•  FCM minimum dollar amount ($1,000,000); or

•  risk based capital requirement, the sum of 8% of total customer risk maintenance margin and 8% of total non-customer risk maintenance margin; or 

•  the amount of capital required by a registered futures association (currently NFA is the only such association); or

•  for securities brokers and dealers, the amount of net capital required by Rule 15c3-1(a) of the Securities and Exchange Commission; or  

•  minimum dollar amount for FCM’s offering or engaged in retail forex transactions and RFEDs ($20,000,000); or

•  minimum dollar amount for FCM’s offering or engaged in retail forex transactions and RFEDs ($20,000,000) plus five percent of the FCM’s or RFED’s total retail forex obligation in excess of $10,000,000.

(d): Excess net capital is adjusted net capital, less the firm's net capital requirement.

(e): This represents the total amount of money, securities, and property held in segregated accounts for futures and options customers in compliance with Section 4d of the Commodity Exchange Act.

(f): This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on a designated contract market or derivatives transaction execution facility. This is the sum of all accounts that contain a net liquidating equity.

(g): Excess/Deficient funds in segregation is customer assets in segregation, less the customer segregation requirement.

(h): This represents the targeted excess of proprietary funds deposited into customer segregated accounts above the customer segregation requirement. This target amount is set by the firm.

(i): This represents the total amount of money, securities, and property held in secured accounts for futures and options customers who trade on commodity exchanges located outside the United States in compliance with Part 30 of the Commodity Exchange Act.

(j): This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of the United States. 

(k): Excess/Deficient funds in separate Section 30.7 accounts is funds in separate Section 30.7 accounts, less the customer amount Part 30 requirement.

(l): This represents the targeted excess of proprietary funds deposited into separate Section 30.7 accounts above the customer amount Part 30 requirement. This target amount is set by the firm.

(m): This represents the total amount of money, securities, and property held in cleared swap customer accounts for cleared swap customers in compliance with Section 4d(f) of the Commodity Exchange Act.

(n): This represents the amount of funds an FCM is required to segregate for customers who trade cleared swaps.

(q): This represents the total amount of funds at an FCM, RFED, or FCMRFD that would be obtained by combining all money, securities and property deposited by a retail forex customer into a retail forex account or accounts, adjusted for the realized and unrealized net profit or loss.

(o): Excess/Deficient funds in cleared swap customer accounts is funds in separate cleared swap segregation accounts, less the cleared swap customer segregation requirement.

(p): This represents the targeted excess of proprietary funds deposited into separate cleared swap segregation accounts above the cleared swap customer segregation requirement. This target amount is set by the firm.