| DOCUMENT NUMBER: | 12 |
|------------------|----|

|  | M.R. Koblenz, Mound,          Cotton & Wollan for CFFE, to D. Van Wagner, Division of |
|--|--------------------------------------------------------------------------------------------|

|  | Trading and Markets,          Responses to Issues Raised by Commission Staff, Exhibit 1, |
|--|-------------------------------------------------------------------------------------------|

|  | CFFE By-Laws and Rules,          Draft of 08/04/1998 |
|--|-------------------------------------------------------|

| DATE: |  | 8/4/98 | PAGES: |  | 89 | PDF SIZE: |  | 2509 KB | PDF LINK: |
|-------|--|--------|--------|--|----|-----------|--|---------|-----------|

| **--------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------|

| DOCUMENT NUMBER: | 12 |
|------------------|----|

|  | M.R. Koblenz, Mound,          Cotton & Wollan for CFFE, to D. Van Wagner, Division of |
|--|--------------------------------------------------------------------------------------------|

|  | Trading and Markets,          Responses to Issues Raised by Commission Staff, Exhibits 2 |
|--|-------------------------------------------------------------------------------------------|

| DATE: |  | 8/4/98 | PAGES: |  | 42 | PDF SIZE: |  | 1434 KB | PDF LINK: |
|-------|--|--------|--------|--|----|-----------|--|---------|-----------|

| **--------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------|

| DOCUMENT NUMBER: | 13 |
|------------------|----|

|  | Cantor Financial Futures          Exchange, Inc., By-Laws and Rules, Draft of 08/04/1998 |
|--|-------------------------------------------------------------------------------------------|

| DATE: |  | 8/4/98 | PAGES: |  | 77 | PDF SIZE: |  | 2198 KB | PDF LINK: |
|-------|--|--------|--------|--|----|-----------|--|---------|-----------|

| **--------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------|

| DOCUMENT NUMBER: | 14 |
|------------------|----|

|  | Hon. Robert F. Smith and          Hon. Thomas R. Ewing, U.S. House of Representatives, |
|--|-----------------------------------------------------------------------------------------|

|  | to Chairperson Born,          Request for Rescheduling of Public Commission Meeting |
|--|--------------------------------------------------------------------------------------|

|  | Scheduled for          08/11/1998 |
|--|------------------------------------|

| DATE: |  | 8/4/98 | PAGES: |  | 1 | PDF SIZE: |  | 46 KB | PDF LINK: |  | rf9904b014.pdf |
|-------|--|--------|--------|--|---|-----------|--|-------|-----------|--|----------------|

| **--------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------|

| DOCUMENT NUMBER: | 15 |
|------------------|----|

|  | Professor H. Mendelson,          Stanford University, Request to Appear at Public |
|--|------------------------------------------------------------------------------------|

|  | Commission Meeting          08/11/1998 |
|--|-----------------------------------------|

| DATE: |  | 8/5/98 | PAGES: |  | 10 | PDF SIZE: |  | 278 KB | PDF LINK: |  | rf9904b015.pdf |
|-------|--|--------|--------|--|----|-----------|--|--------|-----------|--|----------------|

| **--------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------|

| DOCUMENT NUMBER: | 16 |
|------------------|----|

|  | Professors M. Uretsky and          B. Weber, New York University, Request to Appear at |
|--|-----------------------------------------------------------------------------------------|

|  | Public Commission Meeting          08/11/1998, Paper "Next Generation Trading in |
|--|-----------------------------------------------------------------------------------|

|  | Futures Markets: Overview          of the Cantor Financial Futures Exchange" Attached |
|--|----------------------------------------------------------------------------------------|

| DATE: |  | 8/5/98 | PAGES: |  | 20 | PDF SIZE: |  | 683 KB | PDF LINK: |  | rf9904b016.pdf |
|-------|--|--------|--------|--|----|-----------|--|--------|-----------|--|----------------|

| **--------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------|

| DOCUMENT NUMBER: | 17 |
|------------------|----|

|  | C.S. Jurkovich, Chicago          Board of Trade, to J. Webb, Secretariat, Request to |
|--|---------------------------------------------------------------------------------------|

|  | Appear at Public          Commission Meeting 08/11/1998 |
|--|----------------------------------------------------------|

| DATE: |  | 8/6/99 | PAGES: |  | 6 | PDF SIZE: |  | 235 KB | PDF LINK: |  | rf9904b017a.pdf |
|-------|--|--------|--------|--|---|-----------|--|--------|-----------|--|-----------------|

| **--------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------|

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