alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
Page 1 

Commodity Futures Trading Commission 

CEA CASES 

NAME: SECRETARY OF AGRICULTURE V. FRED J. HOLZAPFEL 

DOCKET NUMBER: 3 

DATE: MAY 13, 1937 

DOCUMENT TYPE: COMPLAINT 

UNITED STATES OF AMERICA 

BEFORE THE SECRETARY OF AGRICULTURE 

Docket No. 3 C.E.A. 

Secretary of Agriculture, Complainant, v. Fred J. Holzapfel, Respondent 

Complaint and notice of hearing on the suspension or revocation of 

registrations under the Commodity Exchange Act 

Fred J. Holzapfel, hereinafter called the registrant, having filed with the 

Department of Agriculture on August 29, 1936, an application on form 1-R for 

registration as futures commission merchant, and an application on form 2-R for 

registration as floor broker, pursuant to the Commodity Exchange Act and the 

rules and regulations of the Secretary of Agriculture; and the said 

registrations having been issued by the Secretary of Agriculture on September 3, 

1936 and September 4, 1936, respectively; and 

The Secretary of Agriculture having reason to believe that 

(a) The said registrant was suspended from membership in a commodity 

exchange, namely, the Chicago Open Board of Trade, pursuant to the action of the 

board of directors of that exchange on March 24, 1937; and 

(b) The said registrant has violated section 305 of the rules and regulations 

governing registration, as amended, made and promulgated by the Secretary of 

Agriculture pursuant to the Commodity Exchange Act, by reason of the said 

registrant's having failed to report on form 3-R the fact of the suspension 

referred to in (a) above, within ten days after the date thereof, which rendered 

the information stated under Item 14 of the aforesaid application for 

registration as futures commission merchant, and the information stated under 

Item 10 of the aforesaid application for registration as floor broker, no longer 

accurate; 

WHEREFORE, the said Fred J. Holzapfel is hereby notified to be and appear at 

a hearing to be held at 10:00 o'clock a.m., Eastern Standard Time, on the 

seventh day of June 1937, at the office of the Commodity Exchange 

Administration, United States Department of Agriculture, Washington, D. C., 

before a referee to be designated by the Secretary of Agriculture to conduct 

such hearing, and then and there show cause if any there be, why the 

registrations of the said registrant should not be suspended or revoked. 

IT IS ORDERED that this complaint and notice of hearing be served on the said 

Fred J. Holzapfel by an employee of the Department of Agriculture or by 

registered mail at least three days prior to the date herein set for hearing. 

IN WITNESS WHEREOF, the Secretary of Agriculture has hereunto set his hand 

and caused the official seal of the Department of Agriculture to be affixed in 

the city of Washington, this 13th day of May 1937. 

[SEE SIGNATURE IN ORIGINAL] 

Secretary of Agriculture. 
Page 2 

LOAD-DATE: June 11, 2008 
Page 3
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<S>                             <C>
<PERIOD-TYPE>                   YEAR
<FISCAL-YEAR-END>                              SEP-30-1997
<PERIOD-START>                                 OCT-01-1996
<PERIOD-END>                                   SEP-30-1997
<CASH>                                         1,913
<SECURITIES>                                   0
<RECEIVABLES>                                  5,065
<ALLOWANCES>                                   225
<INVENTORY>                                    5,120
<CURRENT-ASSETS>                               12,404
<PP&E>                                         2,105
<DEPRECIATION>                                 770
<TOTAL-ASSETS>                                 14,154
<CURRENT-LIABILITIES>                          3,641
<BONDS>                                        0
<PREFERRED-MANDATORY>                          0
<PREFERRED>                                    0
<COMMON>                                       55
<OTHER-SE>                                     10,362
<TOTAL-LIABILITY-AND-EQUITY>                   14,154
<SALES>                                        23,868
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<OTHER-EXPENSES>                               (71)
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<INCOME-PRETAX>                                2,588
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<INCOME-CONTINUING>                            1,475
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<NET-INCOME>                                   1,475
<EPS-PRIMARY>                                  .25
<EPS-DILUTED>                                  .25
        


</TABLE>
#### The People of the State of New York ex rel. Gerald A. Lanfair, Appellant, v Michael Corcoran, Superintendent, Cayuga Correctional Facility, Respondent.

[876 NYS2d 257] —

Appeal from a judgment (denominated order) of the Supreme Court, Cayuga County (Mark H. Fandrich, A.J.), entered February 29, 2008 in a habeas corpus proceeding. The judgment dismissed the petition.

It is hereby ordered that the judgment so appealed from is unanimously affirmed without costs.

Memorandum: Petitioner commenced this proceeding seeking a writ of habeas corpus on the ground that the amended indictment underlying his conviction is jurisdictionally defective. Supreme Court properly dismissed the petition. Petitioner could have raised his challenge to the amended indictment on his direct appeal from the judgment of conviction or by way of a motion pursuant to CPL 440.10, and thus habeas corpus relief is not available *(see People ex rel. Curry v Girdich,*290 AD2d 912, 913 [2002], *lv denied*98 NY2d 602 [2002]; *People ex rel. Gonzalez v Bennett,*263 AD2d 565 [1999], *lv denied*94 NY2d 753 [1999]). Further, petitioner has shown no reason to justify a departure “from traditional orderly procedure” *(People ex rel. Brown v Commissioner of N.Y. State Dept. of Correctional Servs.,*252 AD2d 602 [1998]). The contention of petitioner in his pro se supplemental brief that he was denied effective assistance of appellate counsel on his direct appeal is not preserved for our review *(see People ex rel. Velez v Artus,*49 AD3d 1109, 1110 [2008], *lv denied*10 NY3d 716 [2008], *rearg denied*11 NY3d 772 [2008]), and in any event would not provide a basis for habeas corpus relief *(see People ex rel. Rios v Irvin,*256 AD2d 1169 [1998], *lv denied*93 NY3d 816; *People ex rel. Hendy v Leonardo,*173 AD2d 992 [1991], *lv denied*78 NY2d 857 [1991], *rearg dismissed*82 NY2d 703 [1993]). Present — Scudder, P.J., Hurl-butt, Peradotto, Green and Gorski, JJ.
---

Exhibit 32.1

|CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350,
|-------------------------------------------------
|AS ADOPTED PURSUANT TO SECTION 906               
|OF THE SARBANES-OXLEY ACT OF 2002                

I, Pui Shan Lam, hereby certify, pursuant to 18 U.S.C. Section
1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of
2002, that:

| | (1) | the quarterly report on Form 10-Q of Swav Enterprises
      Ltd. for the period ended June 30, 2008 (the "Report") fully complies with
      the requirements of Section 13(a) or 15(d) of the Securities Exchange
      Act of 1934; and
| | --- | -----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
| |     |                                                                                                                                                                                                                                          
| | (2) | the information contained in the Report fairly presents,
      in all material respects, the financial condition and results of
      operations of Swav Enterprises Ltd..                                                               

Date: August 14, 2008

| | /s/ Pui Shan Lam                     
| | -------------------------------------
| | Pui Shan Lam                         
| | President and Chief Executive Officer
| | Principal Executive Officer          

A signed original of this written statement required by Section
906, or other document authenticating, acknowledging, or otherwise adopting the
signature that appears in typed form within the electronic version of this
written statement required by Section 906, has been provided to Swav Enterprises
Ltd. and will be retained by Swav Enterprises Ltd. and furnished to the
Securities and Exchange Commission or its staff upon request.

---
```

[Congressional Bills 111th Congress]
[From the U.S. Government Publishing Office]
[H.R. 887 Reported in House (RH)]

                                                  House Calendar No. 21
111th CONGRESS
  1st Session
                                H. R. 887

                          [Report No. 111-31]

   To designate the United States courthouse located at 131 East 4th 
   Street in Davenport, Iowa, as the ``James A. Leach United States 
                             Courthouse''.

_______________________________________________________________________

                    IN THE HOUSE OF REPRESENTATIVES

                            February 4, 2009

Mr. Loebsack (for himself, Mr. Braley of Iowa, Mr. Boswell, Mr. King of 
Iowa, and Mr. Latham) introduced the following bill; which was referred 
         to the Committee on Transportation and Infrastructure

                             March 10, 2009

        Referred to the House Calendar and ordered to be printed

_______________________________________________________________________

                                 A BILL

 
   To designate the United States courthouse located at 131 East 4th 
   Street in Davenport, Iowa, as the ``James A. Leach United States 
                             Courthouse''.

    Be it enacted by the Senate and House of Representatives of the 
United States of America in Congress assembled,

SECTION 1. DESIGNATION.

    The United States courthouse located at 131 East 4th Street in 
Davenport, Iowa, shall be known and designated as the ``James A. Leach 
United States Courthouse''.

SEC. 2. REFERENCES.

    Any reference in a law, map, regulation, document, paper, or other 
record of the United States to the United States courthouse referred to 
in section 1 shall be deemed to be a reference to the ``James A. Leach 
United States Courthouse''.
                                                  House Calendar No. 21

111th CONGRESS

  1st Session

                               H. R. 887

                          [Report No. 111-31]

_______________________________________________________________________

                                 A BILL

   To designate the United States courthouse located at 131 East 4th 
   Street in Davenport, Iowa, as the ``James A. Leach United States 
                             Courthouse''.

_______________________________________________________________________

                             March 10, 2009

        Referred to the House Calendar and ordered to be printed
```
<PAGE>

                                                                    EXHIBIT 10.5


                              THIRD AMENDMENT TO
                                THE PHAMIS INC.
                    1993 COMBINED INCENTIVE AND NONQUALIFIED
                               STOCK OPTION PLAN

     THIS AMENDMENT to the PHAMIS Inc. 1993 Combined Incentive and Nonqualified
Stock Option Plan (the "Plan") is made by PHAMIS Inc. (the "Company") on this
14th day of May, 1996, and is effective immediately.

                                   RECITALS:

     WHEREAS, under the terms of the Plan, options may be granted to employees,
directors, consultants or advisors of the Company or any subsidiary, up to an
aggregate of 400,000 shares;

     WHEREAS, the Board of Directors and shareholders believe that it is in the
Company's best interest to approve the amendments to allow the Company to
continue to grant options under the Plan to secure for the company the benefits
of additional incentive inherent  in the ownership of its Common Stock by key
employees of the Company and its subsidiaries and to help the Company and its
subsidiaries secure and retain the services of key employees;

     NOW, THEREFORE, the Plan is hereby amended as follows:

          1.  Increase of the Number of Shares Reserved for Issuance.  The
              ------------------------------------------------------
aggregate amount of Common Stock reserved for issuance under Section 2 of the
Plan shall be increased by 500,000 shares, from 400,000 to 900,000.

     IN WITNESS WHEREOF, the undersigned authority has executed this amendment
as of the day and year first written above.

                              PHAMIS INC.


                              By:   ___________________________________

                              Its:  ___________________________________
| CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, |
|---------------------------------------------------|
| AS ADOPTED PURSUANT TO SECTION 906                |
| OF THE SARBANES-OXLEY ACT OF 2002                 |

|                     | (1)                                          | the quarterly report on Form 10-Q Amendment No. 2 of GBS Enterprises Incorporated for the fiscal quarter ended December 31, 2010 fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and |
|--------------------------|----------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
|                     |                                         |                                                                                                                                                                                                                                        |
|                     | (2)                                          | the information contained in the Form 10-Q Amendment No. 2 fairly presents, in all material respects, the financial condition and results of operations of GBS Enterprises Incorporated.                                               |
|  Date: May 20, 2011 | /s/ Ronald Everett                           |
|                     | Ronald Everett                               |
|                     | Chief Financial Officer                      |
|                     | (Principal Financial and Accounting Officer) |

----
```


[Federal Register: January 30, 2004 (Volume 69, Number 20)]
[Notices]
[Page 4497]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr30ja04-30]

=======================================================================
-----------------------------------------------------------------------

COMMODITY FUTURES TRADING COMMISSION


Sunshine Act Meetings

Time and Date: 10 a.m., Wednesday, February 4, 2004.

Place:  1155 21st Street, NW., Washington, DC, Room 1012 Room.

Status: Open.

Matters to be Considered: The Commission will hold a public meeting to
consider the application of the U.S. Futures Exchange, LLC, for contact
market designation.

FOR FURTHER INFORMATION CONTACT: Jean A. Webb, 202-418-5100 or  href="http://frwebgate.access.gpo.gov/cgi-bin/leaving.cgi?from=leavingFR.html&log=linklog&to=http://www.cftc.gov" shape="rect">http://www.cftc.gov
.


Catherine D. Dixon,
Assistant Secretary of the Commission.
[FR Doc. 04-2012 Filed 1-28-04; 8:58 am]

BILLING CODE 6351-01-M
```
[Federal Register Volume 66, Number 116 (Friday, June 15, 2001)]
[Notices]
[Pages 32655-32656]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 01-15120]


-----------------------------------------------------------------------

SMALL BUSINESS ADMINISTRATION

[(Declaration of Disaster #3341; Amendment #2)]


State of Minnesota

    In accordance with a notice received from the Federal Emergency 
Management Agency, dated June 8, 2001, the above-numbered Declaration 
is hereby amended to include Anoka, Beltrami, Brown, Carver, Chisago, 
Clearwater, Douglas, Grant, Hennepin, Kittson, Koochiching, Nicollet, 
Red Lake and Scott Counties and Red Lake Indian Reservation and White 
Earth Indian Reservation in the State of Minnesota as disaster areas 
caused by flooding and severe winter storms, flooding and tornadoes 
occurring between March 23, 2001 and May 29, 2001.

[[Page 32656]]

    In addition, applications for economic injury loans from small 
businesses located in Blue Earth, Hubbard, Lake of the Woods, Roseau 
and Watonwan Counties in the State of Minnesota may be filed until the 
specified date at the previously designated location. Any counties 
contiguous to the above named primary counties and not listed here have 
been previously declared.
    All other information remains the same, i.e., the deadline for 
filing applications for physical damage is July 15, 2001 and for 
economic injury the deadline is February 15, 2002.

(Catalog of Federal Domestic Assistance Program Nos. 59002 and 
59008)

    Dated: June 11, 2001.
James E. Rivera,
Acting Associate Administrator for Disaster Assistance.
[FR Doc. 01-15120 Filed 6-14-01; 8:45 am]
BILLING CODE 8025-01-P
**EXHIBIT      32.1**

**Certificate      of Chief Executive Officer as required by 18 U.S.C. Section      1350**

|   | 1. | The                Report fully complies with the requirements of Section 13(a) or 15(d)                of                the Securities Exchange Act of 1934, as amended;                and |
|--------|----|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|

|   | 2. | The                information contained in the Report fairly presents, in all material                respects, the financial condition and results of operations of                Cadence. |
|--------|----|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|

|                                             |                                                                                                                                                         |                                    |
|--------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------|
| Dated:               February 7, 2006  | By:                                                                                                                                                | /s/ WILLIAM              W. DENEAU |
|                                             |                                                                                                                                                              |
|                                             | Name:                  William W. DeneauTitle:                     President (Principal Executive                Officer) |

|   |   |   |   |
|--------|--------|--------|--------|
|   |   |   |   |
|   |   |   |   |

----
IN THE SUPREME COURT OF PENNSYLVANIA

MIDDLE DISTRICT

COMMONWEALTH OF PENNSYLVANIA,

Respondent

v.

RANDY EUGENE VANDERPOOL,

Petitioner

:

:

:

:

:

:

:

:

:

:

:

No. 749 MAL 2018

Petition for Allowance of Appeal from 

the Order of the Superior Court

ORDER

PER CURIAM

AND NOW, this 30th day of April, 2019, the Petition for Allowance of Appeal is 

DENIED.
UNPUBLISHED

UNITED STATES COURT OF APPEALS

FOR THE FOURTH CIRCUIT

No. 99-6330

CHARLES H. TRAMMELL,

Plaintiff - Appellant,

versus

ALTON BASKERVILLE, Chief Warden; TRACEY RAY,

Assistant Warden of Programs; CARL MARROW,

Food Operator Manager,

Defendants - Appellees.

Appeal from the United States District Court for the Eastern

District of Virginia, at Alexandria. Albert V. Bryan, Jr., Senior

District Judge. (CA-98-702-AM)

Submitted: May 25, 1999 Decided: June 2, 1999

Before ERVIN, WILKINS, and MICHAEL, Circuit Judges.

Affirmed by unpublished per curiam opinion.

Charles H. Trammell, Appellant Pro Se. Pamela Anne Sargent, Assistant Attorney General, Richmond, Virginia, for Appellees.

Unpublished opinions are not binding precedent in this circuit.

See Local Rule 36(c).
2

PER CURIAM:

Charles Trammell appeals the district court’s order denying

relief on his 42 U.S.C.A. § 1983 (West Supp. 1998) complaint. We

have reviewed the record and the district court’s opinion and find

no reversible error. Accordingly, we affirm on the reasoning of

the district court. See Trammell v. Baskerville, No. CA-98-702-AM

(E.D. Va. Feb. 25, 1999). We dispense with oral argument because

the facts and legal contentions are adequately presented in the materials before the court and argument would not aid the decisional

process.

AFFIRMED
```

[Federal Register: December 2, 1997 (Volume 62, Number 231)]
[Notices]
[Page 63698]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr02de97-43]

-----------------------------------------------------------------------

COMMODITY FUTURES TRADING COMMISSION


Sunshine Act Meeting

AGENCY HOLDING THE MEETING: Commodity Futures Trading Commission.

TIME AND DATE: 11:00 a.m., Friday, December 19, 1997.

PLACE: 1155 21st St., N.W., Washington, D.C., 9th Floor Conference
Room.

STATUS: Closed.

MATTERS TO BE CONSIDERED: Surveillance Matters.

CONTACT PERSON FOR MORE INFORMATION: Jean A. Webb, 202-418-5100.
Jean A. Webb,
Secretary of the Commission.
[FRDoc.97-31689Filed11-28-97;11:42am]
BILLING CODE 6351-01-M
```

----

**======== RETURN TO    INDEX ========**

----
Document Headings

                    Document headings vary by document type but may contain                    the following:                  
                -                       the agency or agencies that issued and signed a document                    
                -                       the number of the CFR title and the number of each part                      the document amends, proposes to amend, or is directly                      related to                    
                -                       the agency docket number / agency internal file number                    
                -                       the RIN which identifies each regulatory action listed in                      the Unified Agenda of Federal Regulatory and Deregulatory                      Actions                    

                    See the                                          Document Drafting Handbook                                        for more details.                  

###### Department of Energy

###### Federal Energy Regulatory Commission

          - [Docket No. RP00-409-000]

On July 17, 2000, Natural Gas Pipeline Company of America (Natural) submitted its filing to comply with Order No. 637. Several parties have protested various aspects of Natural's filing.

Take notice that a technical conference to discuss the various issues raised by Natural's filing will commence on Tuesday, July 10, 2001, at 10:00 a.m.

The technical conference will be held in a room to be designated at the offices of the Federal Energy Regulatory Commission, 888 First Street, NE., Washington, DC 20426. Parties protesting aspects of Natural's filing should be prepared to discuss alternatives.

All interested parties and Staff are permitted to attend.

David P. Boergers,

Secretary.

[FR Doc. 01-14850 Filed 6-12-01; 8:45 am]

BILLING CODE 6717-01-M