| **------------------------------------------------------------------------------------------------------------------------------------------** |
|------------------------------------------------------------------------------------------------------------------------------------------------|

| 01--016 | **17 CFR Parts 1,               3, 4, 140 and 155 Rules Relating to Intermediaries of** |
|---------|------------------------------------------------------------------------------------------|

|  | **Commodity               Interest Transactions** |
|--|----------------------------------------------------|

| FR CITE: | 66 FR 45221 (August               28, 2001) |
|----------|----------------------------------------------|

| CLOSES: | 9/12/01 |
|---------|---------|

| EXTENDED: | LINK TO FILE: | http://ww |
|-----------|---------------|-----------|

|  | **------------------------------------------------------------------------------------------------------------------------------------------** |
|--|------------------------------------------------------------------------------------------------------------------------------------------------|

| **------------------------------------------------------------------------------------------------------------------------------------------** |
|------------------------------------------------------------------------------------------------------------------------------------------------|

| 01--015 | **17 CFR Part 41               Listing Standards and Conditions for Trading Security** |
|---------|-----------------------------------------------------------------------------------------|

|  | **Futures               Products** |
|--|-------------------------------------|

| FR CITE: | 66 FR 27932 (July               20, 2001) |
|----------|--------------------------------------------|

| CLOSES: | 8/20/01 |
|---------|---------|

| EXTENDED: | LINK TO FILE: | http://ww |
|-----------|---------------|-----------|

|  | **------------------------------------------------------------------------------------------------------------------------------------------** |
|--|------------------------------------------------------------------------------------------------------------------------------------------------|

| **------------------------------------------------------------------------------------------------------------------------------------------** |
|------------------------------------------------------------------------------------------------------------------------------------------------|

| 01--014 | **17 CFR Part 41               Proposed Regulation To Restrict Dual Trading in** |
|---------|-----------------------------------------------------------------------------------|

|  | **Security Futures               Products** |
|--|----------------------------------------------|

| FR CITE: | 66 FR 36223 (July               11, 2001) |
|----------|--------------------------------------------|

| CLOSES: | 8/10/01 |
|---------|---------|

| EXTENDED: | LINK TO FILE: | http://ww |
|-----------|---------------|-----------|

|  | **------------------------------------------------------------------------------------------------------------------------------------------** |
|--|------------------------------------------------------------------------------------------------------------------------------------------------|

| **------------------------------------------------------------------------------------------------------------------------------------------** |
|------------------------------------------------------------------------------------------------------------------------------------------------|

| 01--013 | **Study of the               Commodity Exchange Act and Rules Thereunder** |
|---------|-----------------------------------------------------------------------------|

| FR CITE: | 66 FR 33531 (June               22, 2001) |
|----------|--------------------------------------------|

| CLOSES: | 8/21/01 |
|---------|---------|

| EXTENDED: | LINK TO FILE: | http://ww |
|-----------|---------------|-----------|

|  | **------------------------------------------------------------------------------------------------------------------------------------------** |
|--|------------------------------------------------------------------------------------------------------------------------------------------------|

| **------------------------------------------------------------------------------------------------------------------------------------------** |
|------------------------------------------------------------------------------------------------------------------------------------------------|

| 01--012 | **17 CFR Parts 41               and 140 Designated Contract Markets in Security** |
|---------|------------------------------------------------------------------------------------|

|  | **Futures Products:               Notice-Designation Requirements, Continuing** |
|--|----------------------------------------------------------------------------------|

|  | **Obligations,               Applications for Exemptive Orders, and Exempt               Provisions** |
|--|---------------------------------------------------------------------------------------------------------|

| FR CITE: | FR 66 29517 (May 31,               2001) |
|----------|-------------------------------------------|

| CLOSES: | 7/2/01 |
|---------|--------|

| EXTENDED: | LINK TO FILE: | http://ww |
|-----------|---------------|-----------|

|  | **------------------------------------------------------------------------------------------------------------------------------------------** |
|--|------------------------------------------------------------------------------------------------------------------------------------------------|

| **------------------------------------------------------------------------------------------------------------------------------------------** |
|------------------------------------------------------------------------------------------------------------------------------------------------|

| 01--011 | **Commodity Futures               Trading Commission 17 CFR Part 41 Securities and** |
|---------|---------------------------------------------------------------------------------------|

|  | **Exchange               Commission 17 CFR Part 240 Method for Determining               Market** |
|--|-----------------------------------------------------------------------------------------------------|

|  | **Capitalization               and Dollar Value of Average Daily Trading Volume;** |
|--|-------------------------------------------------------------------------------------|

|  | **Application of               the Definition of Narrow-Based Security Index** |
|--|---------------------------------------------------------------------------------|

| FR CITE: | 66 FR 27559 (May 17,               2001) |
|----------|-------------------------------------------|

| CLOSES: | 6/18/01 | 7/11/01 |
|---------|---------|---------|

| EXTENDED: | 7/2/01 |  | LINK TO FILE: | http://ww |
|-----------|--------|--|---------------|-----------|

|  | **------------------------------------------------------------------------------------------------------------------------------------------** |
|--|------------------------------------------------------------------------------------------------------------------------------------------------|

| **------------------------------------------------------------------------------------------------------------------------------------------** |
|------------------------------------------------------------------------------------------------------------------------------------------------|

| 01--010 | **17 CFR Parts 3               and 170 Notice Registration as a Futures Commission** |
|---------|---------------------------------------------------------------------------------------|

|  | **Merchant or               Introducing Broker for Certain Securities Brokers or** |
|--|-------------------------------------------------------------------------------------|

| FR CITE: | 66 FR 27476 (May 17,               2001) |
|----------|-------------------------------------------|

| CLOSES: | 6/18/01 | 7/11/01 |
|---------|---------|---------|

| EXTENDED: | 6/22/01 |  | LINK TO FILE: | http://ww |
|-----------|---------|--|---------------|-----------|

|  | **------------------------------------------------------------------------------------------------------------------------------------------** |
|--|------------------------------------------------------------------------------------------------------------------------------------------------|

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