SELECTED FCM FINANCIAL DATA AS OF 

August 31, 2008

FROM REPORTS FILED BY 

September 30, 2008

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

1 3D FOREX, LLC N NFA 08/31/2008 13,178,356 500,000 12,678,356 2 ACM USA LLC N NFA 08/31/2008 8,372,738 5,000,000 3,372,738 3 ADM INVESTOR SERVICES INC N CBOT 08/31/2008 152,635,206 90,711,738 61,923,468 4 ADVANCED MARKETS INC N NFA 08/31/2008 6,786,042 5,000,000 1,786,042 5 ADVANTAGE FUTURES LLC N CME 08/31/2008 18,540,094 6,804,893 11,735,201 6 AIG CLEARING CORPORATION N NYME 08/31/2008 309,513,871 65,056,008 244,457,863 7 ALARON TRADING CORPORATION N CME 08/31/2008 7,702,220 3,007,425 4,694,795 

8 ALPARI (US) LLC N NFA 08/31/2008 15,786,390 5,000,000 10,786,390 9 BACERA CORPORATION N NFA 08/31/2008 5,412,516 5,000,000 412,516 

10 BANC OF AMERICA SECURITIES LLC Y CME 08/29/2008 4,016,964,635 527,197,603 3,489,767,032 

11 BARCLAYS CAPITAL INC Y NYME 08/29/2008 1,784,983,176 452,825,466 1,332,157,710 

12 BEAR STEARNS & CO INC Y NFA 08/31/2008 5,719,867,742 557,904,553 5,161,963,189 13 BEAR STEARNS SECURITIES CORP Y CME 08/31/2008 4,745,186,767 1,178,836,273 3,566,350,494 

14 BGC SECURITIES Y NFA 08/30/2008 7,217,795 500,000 6,717,795 15 BNP PARIBAS COMMODITY FUTURES INC N NYME 08/29/2008 241,585,070 182,546,898 59,038,172 

16 BNP PARIBAS SECURITIES CORP Y CBOT 08/31/2008 658,087,564 56,590,513 601,497,051 

17 CADENT FINANCIAL SERVICES LLC N CME 08/31/2008 7,433,265 5,335,396 2,097,869 18 CANTOR FITZGERALD & CO Y CBOT 08/31/2008 266,455,273 24,019,594 242,435,679 19 CAPITAL MARKET SERVICES LLC N NFA 08/31/2008 20,199,028 5,000,000 15,199,028 20 CIBC WORLD MARKETS CORP Y CME 08/29/2008 1,110,437,449 15,987,176 1,094,450,273 

21 CITIGROUP GLOBAL MARKETS INC Y CBOT 08/29/2008 5,581,883,554 799,920,829 4,781,962,725 

22 CLIFF LARSON COMPANY THE N NFA 08/31/2008 3,334,978 847,172 2,487,806 23 CMC MARKETS (US) LLC N NFA 08/31/2008 8,543,520 5,000,000 3,543,520 24 COMMONWEALTH FOREIGN EXCHANGE INC N NFA 08/31/2008 1,460,669 500,000 960,669 25 COMTRUST INC N NFA 08/31/2008 858,090 500,000 358,090 26 COUNTRY HEDGING INC N NFA 08/31/2008 19,218,512 11,146,627 8,071,885 

27 CREDIT SUISSE SECURITIES (USA) LLC Y CBOT 08/31/2008 8,778,844,846 389,298,723 8,389,546,123 

28 CROSSLAND LLC N CBOT 08/31/2008 3,552,520 500,000 3,052,520 29 CSC FUTURES INC N CME 08/29/2008 13,501,709 500,000 13,001,709 30 CUNNINGHAM COMMODITIES LLC N CBOT 08/31/2008 3,542,600 1,071,929 2,470,671 31 DAIWA SECURITIES AMERICA INC Y CME 08/31/2008 227,931,981 9,013,193 218,918,788 32 DEUTSCHE BANK SECURITIES INC Y CBOT 08/29/2008 4,062,024,321 392,619,599 3,669,404,722 

33 DORMAN TRADING LLC N CME 08/31/2008 8,616,566 500,000 8,116,566 

34 DUNAVANT COMMODITY CORP N NFA 08/31/2008 46,452,462 759,754 45,692,708 35 EAGLE MARKET MAKERS INC N CBOT 08/31/2008 7,160,221 500,000 6,660,221 36 EASY FOREX US LTD N NFA 08/31/2008 9,824,509 5,000,000 4,824,509 37 ED &F MAN COMMODITY ADVISORS INC N NFA 08/31/2008 1,002,231 500,000 502,231 38 ELECTRONIC BROKERAGE SYSTEMS LLC Y NFA 08/31/2008 10,103,568 500,000 9,603,568 39 ENSKILDA FUTURES LTD N CME 08/31/2008 19,848,068 12,213,442 7,634,626 40 FARR FINANCIAL INC N NFA 08/31/2008 2,051,386 637,697 1,413,689 41 FC STONE LLC N CME 08/31/2008 103,852,959 67,714,163 36,138,796 42 FIRST CAPITOL GROUP LLC N NFA 08/31/2008 992,101 500,000 492,101 43 FOREX CAPITAL MARKETS LLC N NFA 08/31/2008 91,840,037 13,720,699 78,119,338 44 FOREX CLUB FINANCIAL COMPANY INC N NFA 08/31/2008 7,558,421 5,000,000 2,558,421 45 FORTIS CLEARING AMERICAS LLC Y CBOT 08/31/2008 175,716,585 52,853,748 122,862,837 46 FRIEDBERG MERCANTILE GROUP INC N NFA 08/31/2008 8,147,408 5,000,000 3,147,408 
SELECTED FCM FINANCIAL DATA AS OF 

August 31, 2008

FROM REPORTS FILED BY 

September 30, 2008

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

47 FRONTIER FUTURES INC N NFA 08/31/2008 2,384,566 851,405 1,533,161 48 FUTURES TECH LLC N NFA 08/31/2008 841,242 500,000 341,242 49 FX SOLUTIONS LLC N NFA 08/31/2008 19,574,103 5,000,000 14,574,103 50 GAIN CAPITAL GROUP LLC N NFA 08/31/2008 67,906,278 8,294,588 59,611,690 51 GATEWAY CAPITAL L.L.C. N NFA 08/31/2008 893,775 500,000 393,775 52 GELBER GROUP LLC N CBOT 08/31/2008 112,684,733 500,000 112,184,733 

53 GENESIS FUTURES LLC N NFA 08/31/2008 540,419 500,000 40,419 54 GFS FOREX & FUTURES INC N NFA 08/31/2008 11,451,981 5,000,000 6,451,981 55 GILDER GAGNON HOWE AND CO LLC Y NFA 08/31/2008 15,818,580 500,000 15,318,580 56 GLOBAL FUTURES & FOREX LTD N NFA 08/31/2008 73,219,116 5,802,558 67,416,558 

57 GOLDMAN SACHS & CO Y CBOT 08/29/2008 11,373,898,176 2,846,760,443 8,527,137,733 

58 GOLDMAN SACHS EXECUTION & CLEARING LP Y CME 08/29/2008 1,267,299,906 78,060,228 1,189,239,678 59 H & R BLOCK FINANCIAL ADVISORS INC Y NFA 08/29/2008 64,406,082 8,576,320 55,829,762 60 HOTSPOT FXR LLC N NFA 08/31/2008 9,942,771 5,000,000 4,942,771 61 HSBC SECURITIES USA INC Y CME 08/29/2008 848,392,788 87,481,030 760,911,758 

62 I TRADE FX LLC N NFA 08/31/2008 14,952,004 5,000,000 9,952,004 63 ICAP FUTURES LLC N NFA 08/31/2008 5,525,109 500,000 5,025,109 64 IFX MARKETS INC N NFA 08/31/2008 18,623,981 5,000,000 13,623,981 65 IG MARKETS INC. N NFA 08/31/2008 10,111,559 5,000,000 5,111,559 66 IKON GLOBAL MARKETS INC. N NFA 08/31/2008 9,544,902 5,000,000 4,544,902 67 INSTINET LLC Y NFA 08/29/2008 46,593,246 4,224,066 42,369,180 68 INTEGRATED BROKERAGE SERVICES LLC N NFA 08/31/2008 2,203,246 500,000 1,703,246 69 INTERACTIVE BROKERS LLC Y EUXUS 08/31/2008 538,143,197 58,235,467 479,907,730 70 INTERBANK FX LLC N NFA 08/31/2008 36,504,426 5,000,000 31,504,426 71 ITG DERIVATIVES, LLC Y NFA 08/31/2008 2,576,391 500,000 2,076,391 72 JP MORGAN FUTURES INC N NYME 08/31/2008 1,572,091,281 941,961,223 630,130,058 

73 KOTTKE ASSOCIATES LLC N CBOT 08/31/2008 31,049,699 500,000 30,549,699 

74 LADENBURG THALMANN & CO INC Y NFA 08/31/2008 12,482,257 500,000 11,982,257 75 LBS LIMITED PARTNERSHIP N NFA 08/31/2008 790,164 500,000 290,164 76 LEK SECURITIES CORPORATION Y NFA 08/31/2008 9,406,069 1,500,000 7,906,069 77 LIMESTONE TRADING LLC N NFA 08/31/2008 16,291,462 500,000 15,791,462 78 LINN GROUP ( THE ) N NFA 08/31/2008 3,007,532 500,000 2,507,532 

79 LOEB PARTNERS CORPORATION Y NFA 08/31/2008 13,939,693 500,000 13,439,693 80 LPL FINANCIAL CORPORATION Y NFA 08/31/2008 95,609,541 9,179,693 86,429,848 81 MACQUARIE FUTURES USA INC N CBOT 08/31/2008 28,317,571 1,684,451 26,633,120 82 MB TRADING FUTURES INC. N NFA 08/31/2008 12,767,499 5,000,000 7,767,499 83 MBF CLEARING CORP N NYME 08/31/2008 29,597,673 1,366,443 28,231,230 

84 MCVEAN TRADING AND INVESTMENTS LLC N NFA 08/29/2008 12,911,828 3,916,777 8,995,051 85 MERRILL LYNCH PIERCE FENNER & SMITH Y CBOT 08/29/2008 4,764,590,813 713,476,035 4,051,114,778 86 MERRILL LYNCH PROFESSIONAL CLEARING CORP Y NFA 08/29/2008 1,606,066,401 100,987,061 1,505,079,340 

87 MF GLOBAL INC. Y CME 08/29/2008 578,263,985 401,266,503 176,997,482 

88 MG FINANCIAL LLC N NFA 08/29/2008 5,393,739 5,000,000 393,739 89 MID-CO COMMODITIES INC N NFA 08/31/2008 13,253,265 5,109,428 8,143,837 90 MITSUI BUSSAN COMMODITIES USA INC N NYME 08/31/2008 7,805,183 1,371,095 6,434,088 91 MIZUHO SECURITIES USA INC Y CME 08/31/2008 163,376,199 69,073,367 94,302,832 

92 MORGAN KEEGAN & COMPANY INC Y NFA 08/29/2008 374,667,192 10,317,505 364,349,687 93 MORGAN STANLEY & CO INCORPORATED Y CME 08/29/2008 10,387,112,572 3,338,482,493 7,048,630,079 
SELECTED FCM FINANCIAL DATA AS OF 

August 31, 2008

FROM REPORTS FILED BY 

September 30, 2008

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

94 NATIXIS SECURITIES NORTH AMERICA INC Y NFA 08/31/2008 177,280,811 500,000 176,780,811 95 NEUBERGER BERMAN LLC Y NFA 08/31/2008 294,718,698 5,000,000 289,718,698 96 NEWEDGE FINANCIAL INC. Y CME 08/31/2008 940,645,873 654,936,424 285,709,449 

97 NEWEDGE USA LLC. Y NYME 08/31/2008 1,070,335,597 703,351,342 366,984,255 98 NOMURA SECURITIES INTERNATIONAL INC Y CBOT 08/29/2008 763,812,683 1,000,000 762,812,683 99 OANDA CORPORATION N NFA 08/31/2008 165,458,966 9,188,347 156,270,619 

100 ODL SECURITIES INC N NFA 08/31/2008 14,870,166 5,000,000 9,870,166 

101 OPEN E CRY LLC N NFA 08/31/2008 1,830,041 608,028 1,222,013 

102 OPPENHEIMER & CO INC Y NFA 08/29/2008 186,849,144 23,911,384 162,937,760 103 OPTIONSXPRESS INC Y NFA 08/31/2008 73,880,862 7,686,653 66,194,209 104 PENSON GHCO N CBOT 08/31/2008 17,105,992 10,095,941 7,010,051 105 PEREGRINE FINANCIAL GROUP INC N NFA 08/31/2008 21,345,435 5,788,924 15,556,511 106 PIONEER FUTURES INC N NYME 08/31/2008 1,343,129 500,000 843,129 107 PRUDENTIAL BACHE COMMODITIES LLC N CBOT 08/31/2008 253,290,000 207,732,280 45,557,720 108 PUMA FINANCIAL LLC N NFA 08/29/2008 1,602,274 500,000 1,102,274 109 RAND FINANCIAL SERVICES INC N CME 08/31/2008 65,972,485 12,768,241 53,204,244 110 RAYMOND JAMES & ASSOCIATES INC Y NFA 08/29/2008 328,245,848 32,492,664 295,753,184 111 RBC CAPITAL MARKETS CORPORATION Y CME 08/29/2008 531,021,536 107,803,954 423,217,582 

112 RBS GREENWICH CAPITAL INC Y CBOT 08/31/2008 2,013,358,000 145,839,000 1,867,519,000 

113 RJ OBRIEN & ASSOCIATES LLC N CME 08/31/2008 99,911,357 71,366,198 28,545,159 114 ROBBINS FUTURES INC N NFA 08/31/2008 577,482 500,000 77,482 115 ROSENTHAL COLLINS GROUP LLC N CME 08/31/2008 79,638,871 39,535,774 40,103,097 116 ROSENTHAL GLOBAL SECURITIES LLC Y NFA 08/31/2008 18,779,755 1,487,724 17,292,031 117 SANFORD C BERNSTEIN & CO LLC Y NFA 08/29/2008 140,167,602 9,140,421 131,027,181 118 SANTANDER INVESTMENT SECURITIES INC. Y NFA 08/29/2008 79,383,592 500,000 78,883,592 119 SHATKIN ARBOR INC N CBOT 08/31/2008 10,715,309 925,531 9,789,778 120 SHAY GRAIN CLEARING COMPANY N KCBT 08/31/2008 2,799,558 941,676 1,857,882 

121 SMW TRADING COMPANY INC N CME 08/31/2008 22,917,595 500,000 22,417,595 122 SNC INVESTMENTS INC N NFA 08/31/2008 697,461 500,000 197,461 123 STEPHENS INC Y NFA 08/29/2008 71,198,300 9,902,395 61,295,905 124 STERLING COMMODITIES CORP N NYME 08/31/2008 9,697,737 1,399,575 8,298,162 125 TCA FUTURES LLC N NFA 08/31/2008 873,022 500,000 373,022 126 TENCO INC N CBOT 08/31/2008 40,928,427 8,938,401 31,990,026 127 TERRA NOVA FINANCIAL, LLC Y NFA 08/30/2008 14,033,045 1,500,000 12,533,045 128 TIMBER HILL LLC Y CME 08/31/2008 1,074,073,573 19,084,081 1,054,989,492 129 TOWER RESEARCH CAPITAL EUROPE LLC N NFA 08/31/2008 2,723,790 500,000 2,223,790 130 TRADELINK LLC Y CBOT 08/31/2008 28,250,245 500,000 27,750,245 131 TRADEMAVEN CLEARING LLC N NFA 08/31/2008 729,242 500,000 229,242 132 TRADESTATION SECURITIES INC Y NFA 08/31/2008 88,369,268 2,447,064 85,922,204 133 TRADITION SECURITIES AND FUTURES INC N NFA 08/31/2008 806,703 500,000 306,703 134 TRANSMARKET GROUP LLC Y CBOT 08/31/2008 6,225,200 500,000 5,725,200 135 TRILAND USA INC N NYME 08/31/2008 40,920,590 16,916,110 24,004,480 136 UBS FINANCIAL SERVICES INC Y NFA 08/31/2008 1,353,750,720 129,092,736 1,224,657,984 137 UBS SECURITIES LLC Y CBOT 08/29/2008 11,135,214,003 1,230,429,098 9,904,784,905 138 VELOCITY FUTURES LP N NFA 08/31/2008 1,042,158 500,000 542,158 139 VISION FINANCIAL MARKETS LLC Y NFA 08/31/2008 27,400,993 10,924,531 16,476,462 

140 WACHOVIA CAPITAL MARKETS LLC Y CME 08/31/2008 1,357,629,254 1,209,345 1,356,419,909 
SELECTED FCM FINANCIAL DATA AS OF 

August 31, 2008

FROM REPORTS FILED BY 

September 30, 2008

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

141 WACHOVIA SECURITIES FINANCIAL NETWORK, LLC Y NFA 08/31/2008 28,674,074 2,258,841 26,415,233 142 WACHOVIA SECURITIES LLC Y NFA 08/31/2008 525,010,471 31,464,299 493,546,172 143 WHITE COMMERCIAL CORPORATION N NFA 08/31/2008 2,611,456 500,000 2,111,456 144 WSD FINANCIAL USA, INC N NFA 08/31/2008 1,272,821 500,000 772,821 145 YORK BUSINESS ASSOCIATES LLC N NFA 08/31/2008 1,163,800 500,000 663,800 

Total July Web Page Update 147Additions 0Deletions 2Iowa Grain Co.Lehman Brothers Inc.Name ChangeAugust Web Page Update 145(a): B/D? : A 'Y' means the FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer. (b): DSRO: Designated Self-Regulatory Organization. 

(c): A firm's net capital requirement is the greater of (1) $250,000; or(2) risk based capital requirement, the sum of 8% of total customer risk maintenance margin and 4% of total noncustomer risk maintenance margin; or(3) The amount of capital required by a registered futures association (currently NFA is the only such association);

(4) for securities brokers and dealers, the amount of net capital required by Rule 15c3-1(a) of the Securities and Exchange Commission.(d): Excess net capital is adjusted net capital, less the firm's net capital requirement.

(e): This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on a designated contract market or derivatives transaction execution facility. This is the sum of all accounts that contain a net liquidating equity.
SELECTED FCM FINANCIAL DATA AS OF 

August 31, 2008

FROM REPORTS FILED BY 

September 30, 2008

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

(f): This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of vthe United States. Note: Any comments regarding information contained in this table may be brought to the attention of the CFTC's Division of Clearing and Intermediary Oversight via e-mail: mhendrickso@cftc.gov, phill@cftc.gov and fzimmerle@cftc.gov