alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
Page 1 

Commodity Futures Trading Commission 

CEA CASES 

NAME: AMERICAN COMMODITY BROKERS, INC. PHYLLIS C. DEMPSTER 

DOCKET NUMBER: 160 

DOCUMENT TYPE: ISSUANCE OF COMPLAINT 

UNITED STATES DEPARTMENT OF AGRICULTURE 

Commodity Exchange Authority 

Washington, D. C. 20250 

ISSUANCE OF COMPLAINT - CEA DOCKET NO. 160 

(Administrative Hearing under the Commodity Exchange Act) 

A complaint and notice of hearing has been signed by the Assistant Secretary 

of Agriculture, charging violation of the Commodity Exchange Act by: 

American Commodity Brokers, Inc. 

Phyllis C. Dempster 

(Oak Park, Michigan) 

The complaint charges that as of March 31, 1969, the respondent corporation, 

a registered futures commission merchant under the act, failed to meet minimum 

financial requirements prescribed for futures commission merchants. The 

complaint alleges that Mrs. Dempster was president of the corporation and its 

operations were under her direction and control. 

The issuance of a complaint under the Commodity Exchange Act does not 

constitute proof of violation of the law. Such violation is established only 

when the Judicial Officer of the Department has made a determination that the 

evidence substantiates allegations in the complaint. Complaints are filed in 

the Office of the Hearing Clerk of the Department of Agriculture and are a 

matter of public record. Pending disposition by the Judicial Officer, it is the 

policy of the Commodity Exchange Authority not to comment or elaborate on 

charges contained in complaints or to discuss evidence on which they are based. 

A public hearing on the complaint is scheduled to be held before a referee at 

10:00 a.m., local time, July 10, 1969, in Detroit, Michigan. 

LOAD-DATE: June 16, 2008 
Page 2
#### STANDARD SHIPBUILDING CORPORATION v. J. G. WHITE ENGINEERING CORPORATION.

(Circuit Court of Appeals, Second Circuit.

March 27, 1922.)

No. 257.

In Error to the District Court of the United States for the Southern District of New York. Action at law by the J. G. White Engineering Corporation against the Standard Shipbuilding Corporation. From a judgment for plaintiff, defendant brings error.

Affirmed.

William Hayward, U. S. Atty., of New York City (Henry M. Ward and John E. Walker, both of New York City, and Elmer Schlesinger, of Washington, D. C„ of counsel). for plaintiff in error.

Campbell, Harding & Pratt, of New York City, for defendant in error.

Before HOUGH, MANTON, and MAYER, Circuit Judges.

PER CURIAM.

Judgment affirmed.
COURT OF APPEALS

SECOND DISTRICT OF TEXAS

FORT WORTH

NO. 02-14-00497-CR

Sean Armstrong

v.

The State of Texas

§

§

§

§

§

From Criminal District Court No. 4

of Tarrant County (1375092D)

August 27, 2015

Opinion by Justice Walker

(nfp)

JUDGMENT

This court has considered the record on appeal in this case and holds that 

there was no error in the trial court’s judgment. It is ordered that the judgment of 

the trial court is affirmed.

SECOND DISTRICT COURT OF APPEALS 

By _/s/ Sue Walker_________________

 Justice Sue Walker
EXHIBIT 31.1

CERTIFICATION

I, Kenneth G. Chahine, certify that:

1. I have reviewed this Amendment No. 2 to Annual Report on Form 10-K/A ofAvigen, Inc.;

2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; and

3. Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report.

|Date: October
      23, 2007 | /s/ Kenneth G. Chahine        | 
|---------------------------- | ----------------------------- | 
|                             | Kenneth G.
      Chahine      | 
|                             | Chief
      Executive Officer | 

---
Document Headings

                    Document headings vary by document type but may contain                    the following:                  
                -                       the agency or agencies that issued and signed a document                    
                -                       the number of the CFR title and the number of each part                      the document amends, proposes to amend, or is directly                      related to                    
                -                       the agency docket number / agency internal file number                    
                -                       the RIN which identifies each regulatory action listed in                      the Unified Agenda of Federal Regulatory and Deregulatory                      Actions                    

                    See the                                          Document Drafting Handbook                                        for more details.                  

###### Consumer Product Safety Commission

# AGENCY:

U.S. Consumer Product Safety Commission, Washington, DC 20207.

# TIME AND DATE:

Tuesday, June 19, 2001, 2 p.m.

# LOCATION:

Room 410, East West Towers, 4330 East West Highway, Bethesda, Maryland.

# STATUS:

                        Closed to the Public—Pursuant to 5 U.S.C. 552b(f)(1) and 16 CFR 1013.4(b)(3)(7)(9) and (10) and submitted to the                         **Federal Register**                         pursuant to 5 U.S.C. 552b(e)(3).                    

# Matter to be Considered:

 

### Compliance Status Report

The staff will brief the Commission on the status of various compliance matters.

For a recorded message containing the latest agenda information, call (301) 504-0709.

# CONTACT PERSON FOR ADDITIONAL INFORMATION:

Todd A. Stevenson, Office of the Secretary, 4330 East West Highway, Bethesda, MD 20207, (301) 504-0800

Dated: June 7, 2001.

Todd A. Stevenson,

Acting Secretary.

[FR Doc. 01-14913 Filed 6-8-01; 2:23 pm]

BILLING CODE 6355-01-M
Document Headings

                    Document headings vary by document type but may contain                    the following:                  
                -                       the agency or agencies that issued and signed a document                    
                -                       the number of the CFR title and the number of each part                      the document amends, proposes to amend, or is directly                      related to                    
                -                       the agency docket number / agency internal file number                    
                -                       the RIN which identifies each regulatory action listed in                      the Unified Agenda of Federal Regulatory and Deregulatory                      Actions                    

                    See the                                          Document Drafting Handbook                                        for more details.                  

###### Department of Energy

###### Federal Energy Regulatory Commission

          - [Docket No. RP98-52-042]

      ( print page 31902)    
Take notice that on May 31, 2001, Williams Gas Pipelines Central, Inc. (Williams) tendered for filing a proposed refund plan for the distribution of Kansas ad valorem taxes pursuant to the Commission's October 11, 2000, Order Approving Settlement, and the December 13, 2000, Order Granting Clarification. Williams states that since it does not have sufficient information at a working interest owner level to determine the ad valorem taxes and related interest for each applicable year of the refund period (1984 through 1988), it is proposing to calculate the jurisdictional portion of the refunds based on the jurisdictional percentage for the entire period.

                    Any person desiring to be heard or to protest this filing should file a motion to intervene or protest with the Federal Energy Regulatory Commission, 888 First Street, NE., Washington, DC 20426, in accordance with sections 385.211 and 384.214 of the Commission's Rules of Practices and Procedures. All such motions and comments must be filed on or before June 21, 2001. Protests will be considered by the Commission in determining the appropriate action to be taken, but will not serve to make protestants parties to the proceedings. Any person wishing to become a party must file a motion to intervene. Copies of this filing are on file with the Commission and are available for public inspection in the Public Reference Room. This filing may also be viewed on the web at                     *http://www.ferc.fed.us/​online/​rims.htm*                     (call 202-208-2222 for assistance). Comments, protests, and interventions may be filed electronically via the Internet in lieu of paper (see 18 CFR 385.2001(a)(1)(iii) and the instructions on the Commission's web site at                     *http://www.ferc.fed.us/​efi/​doorbell.htm.*                     Applicant's designated contact person is Gary W. Boyle at 918-573-2359.                

David P. Boergers,

Secretary.

[FR Doc. 01-14853 Filed 6-12-01; 8:45 am]

BILLING CODE 6717-01-M
<PAGE>   1

                                                                    EXHIBIT 23.1

                        CONSENT OF INDEPENDENT AUDITORS

The Board of Directors
General Magic, Inc.:

     We consent to incorporation by reference in the registration statements
Nos. 33-93648, 333-12667, 333-33329, 333-45751, 333-71781, 333-93479 on Form S-8
and Nos. 333-67683, 333-59723, 333-51685, 333-77369, 333-79857, 33-83075, and
333-90023 on Form S-3 of General Magic, Inc. of our report dated January 28,
2000, relating to the consolidated balance sheets of General Magic, Inc. and
subsidiary (a development stage enterprise) as of December 31, 1999 and 1998,
and the related consolidated statements of operations, stockholders' equity
(deficit), and cash flows for each of the years in the three-year period ended
December 31, 1999, and for the period from May 1, 1990 (inception) to December
31, 1999, which report appears in the December 31, 1999, annual report on Form
10-K of General Magic, Inc.

                                             /s/ KPMG LLP

Mountain View, California
March 29, 2000
Exhibit 32.2

                    CERTIFICATION OF CHIEF FINANCIAL OFFICER
                       PURSUANT TO 18 U.S.C. SECTION 1350,
                             AS ADOPTED PURSUANT TO
                  SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

In connection with the Quarterly Report of Urban Barns Foods Inc. (the
"Company") on Form 10-Q/A for the period ending April 30, 2009 as filed with the
Securities and Exchange Commission on the date hereof (the "Report"), I, Deniz
Hassan, Chief Financial Officer of the Company, certify, pursuant to 18 U.S.C.
ss.1350, as adopted pursuant to ss.906 of the Sarbanes-Oxley Act of 2002, that:

     (1)  The Report fully complies with the requirements of section 13(a) or
          15(d) of the Securities Exchange Act of 1934; and

     (2)  The information contained in the Report fairly presents, in all
          material respects, the financial condition and result of operations of
          the Company.

IN WITNESS WHEREOF, the undersigned has executed this certification as of the
16th day of October, 2009.


/s/ Deniz Hassan
---------------------------
Chief Financial Officer
H. Res. 1456 

In the House of Representatives, U. S., 

July 26, 2010. 

Whereas, on April 1, 2010, the University of Dayton Flyers 

men’s basketball team won its third National Invitation 

Tournament basketball championship in school history; 

Whereas the University of Dayton Flyers men’s basketball 

team won their first National Invitation Tournament basketball championship in 1962, and their second in 1968; 

Whereas the University of Dayton Flyers men’s basketball 

team has 40 all-time victories in the National Invitation 

Tournament, second only to St. John’s University in 

Queens, New York; 

Whereas the University of Dayton Flyers men’s basketball 

team has three regular season conference championships 

and one conference tournament championship since joining the Atlantic 10 Conference in 1995; 

Whereas in addition to their success on the court, the University of Dayton men’s basketball team upholds a high 

standard of academic excellence, achieving an overall 

graduation success rate of 100 percent every year since 

Brian Gregory was named head coach in 2003; 

Whereas the University of Dayton Flyers men’s basketball 

team won the championship game by defeating the 2009 
2 

•HRES 1456 EH 

NCAA Tournament National Champion University of 

North Carolina Tar Heels 79 to 68; 

Whereas the roster of the championship Flyer team included 

Mickey Perry, London Warren, Rob Lowery, Chris Johnson, Dan Fox, Josh Parker, Paul Williams, Luke 

Fabrizius, Luke Hendrick, Logan Nourse, Marcus Johnson, Chris Wright, Devin Searcy, Matt Kavanaugh, Peter 

Zestermann, Kurt Huelsman, and Josh Benson; 

Whereas head coach Brian Gregory and his coaching staff, 

including assistant coaches Billy Schmidt, Jon Borovich, 

and Cornell Mann, director of basketball operations Matt 

Farrell, strength and conditioning coach Mike Bewley, 

and athletic trainer Nate Seymour deserve tremendous 

credit for their outstanding determination and accomplishments; and 

Whereas the students, alumni, administration, faculty, and 

supporters of the University of Dayton are to be congratulated for their loyalty and pride in their championship caliber basketball team: Now, therefore, be it 

Resolved, That the House of Representatives— 

(1) congratulates the University of Dayton men’s 

basketball team for winning the 2010 National Invitation Tournament Division I men’s basketball championship; and 
3 

•HRES 1456 EH 

(2) recognizes the achievements of the players, 

coaches, students, and support staff who were instrumental in the Flyers’ victory. 

Attest: 

Clerk.
```

[Federal Register: September 1, 1999 (Volume 64, Number 169)]
[Notices]
[Page 47774]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr01se99-80]

-----------------------------------------------------------------------

COMMODITY FUTURES TRADING COMMISSION


Sunshine Act Meeting

AGENCY HOLDING THE MEETING: Commodity Futures Trading Commission.

TIME AND DATE: 11:00 a.m., Friday, September 17, 1999.

PLACE: 1155 21st St., N.W., Washington, D.C., 9th Floor Conference
Room.

STATUS: Closed.

MATTERS TO BE CONSIDERED: Surveillance Matters.

CONTACT PERSON FOR MORE INFORMATION: Jean A. Webb, 202-418-5100.
Catherine D. Dixon,
Assistant Secretary of the Commission.
[FR Doc. 99-22814 Filed 8-27-99; 4:31 pm]
BILLING CODE 6351-01-M
```

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**======== RETURN TO INDEX    ========**

----
[Federal Register Volume 66, Number 116 (Friday, June 15, 2001)]
[Notices]
[Page 32614]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 01-15099]


-----------------------------------------------------------------------

DEPARTMENT OF ENERGY

Federal Energy Regulatory Commission


Notice Regarding Electronic Publication of Orders

June 11, 2001.
    Take notice that effective June 25, 2001, the Commission will begin 
making both Commission and Delegated orders, including orders issued by 
the administrative law judges, public electronically on a continuous 
basis on the Commission's Issuance Posting System (CIPS).
    Currently the Office of the Secretary regularly posts copies of 
notices and orders daily at 10:00 a.m., 3:00 p.m. and 4:30 p.m. on 
bulletin boards outside of the Public Reference Room. Since June 21, 
2000, the Commission has made notices public electronically on CIPS on 
a continuous basis during regular business hours. However, orders are 
not added to CIPS until after the paper copy is posted on a bulletin 
board.
    In order to provide orders to the public in a more timely manner, 
effective June 25, 2001, orders will be added to CIPS on a continuous 
basis during regular business hours instead of awaiting the paper 
posting times. The Secretary will continue to post paper copies of 
orders and notices at 10:00 a.m., 3:00 p.m., and 4:30 p.m., or later, 
and when necessary after 5 p.m. See CFR 385.2007(b)(2000).

David P. Boergers,
Secretary.
[FR Doc. 01-15099 Filed 6-14-01; 8:45 am]
BILLING CODE 6717-01-M
|   | (1) | The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities and Exchange Act of 1934, except as disclosed in “Item 15. Controls and Procedures  ̶  A. Disclosure Controls and Procedures” of the Report; and |
|--------|-----|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|

|   | (2) | The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. |
|--------|-----|------------------------------------------------------------------------------------------------------------------------------------------------------|

|               | IRSA Inversiones y Representaciones Sociedad Anónima |                         |
|--------------------|-----------------------------------------------------------|------------------------------|
|               |                                                      |                         |   |
| November 17, 2015. | By:                                                       | /s/ Eduardo S. Elsztain |   |
|               |                                                      | Eduardo S. Elsztain          |   |
|               |                                                      | Chief Executive Officer      |   |
|               |                                                      |                         |   |

----
Exhibit 32.2
 
 Section 1350 Certification
 
 In connection with the Report of North Horizon, Inc., (the "Company") on Form 10-Q for the period ended June 30, 2010, as filed with the Securities and Exchange Commission (the "Report"), I, Wallace Boyack, Chief Executive Officer and Chief Financial Officer of the Company, certify, pursuant to SS 906 of the Sarbanes-Oxley Act of 2002, that:
 
 1.           The Report fully complies with the requirements of Section (13(a) or 15(d) of the Securities Exchange Act of 1934, as amended, and
 
 2.           The information contained in the Report fairly presents, in all material respects, the financial conditions and results of operations of the Company.
 
 Date:  August 9, 2010

By/s/  Wallace BoyackChief Financial Officer, principal financial officer
EXHIBIT C

Fitness Standards and Director Composition

Attach as Exhibit C, a narrative that sets forth the fitness standards for the Board of Directors 

and its composition including the number and percentage of public directors.

BOARD OF DIRECTORS FITNESS STANDARDS

The directors shall be of good repute and possess skills and expertise to fulfill their 

responsibilities in overseeing the governance of Thomson Reuters (SEF) LLC (the “Company”). 

They shall receive sufficient training so they have a clear understanding of their responsibilities 

including, their fiduciary duty to the company as well as their responsibility to exercise sound 

judgment about the operations, management, growth and compliance of the Company. The 

fitness standards also support the creation of a composition of the Company’s Board of Directors 

(the “Board”) that provides a diversified set of talents and perspectives.

Specifically, the directors must: 

1. Behave ethically and with integrity in business and in life. 

2. Exhibit independence, objectivity and be capable of serving as a representative of not 

only the shareholder but also other core constituencies. 

3. Have the availability, commitment and personal qualities to be able to make a substantial 

active contribution to Board deliberations. These qualities include intelligence, selfassuredness, a high moral standard, inter-personal and communication skills, 

independence, courage, and a willingness to ask the difficult questions. 

4. Have no prior judgment or regulatory sanction issued against them.

5. Have experience in the capital or analogous markets and/or in technology.

6. Have an exemplary reputation and record for honesty in his or her personal dealings and 

business or professional activity.

7. Have significant educational and business experience.

8. Represent the interests of a diversity of members.

9. Have an appreciation of, and experience with, a regulatory environment sufficient to 

foster a culture of compliance within the Company. 

10. Have the ability to develop a good working relationship with other directors and 

contribute to the Board’s working relationship with the senior management of the 

Company as well as regulators.

BOARD OF DIRECTORS COMPOSITION

The Company has three directors, none of which are public directors. The Company will appoint 

public directors upon the issuance of final rules by the CFTC at which time the Company will 

comply with all composition and related requirements of such final rules.

Notwithstanding the above, at least one director of the Company (and not less than 20% of the 

directors of the Company), must:
1. Be knowledgeable of futures trading or financial regulation or be otherwise capable of 

contributing to deliberations of the Company’s Board of Directors; and 

2. Not be:

a. a member of the Company; 

b. currently a salaried employee of the Company; 

c. primarily performing services for the Company in a capacity other than as a 

director, or

d. an officer, principal or employee of a firm which is a member of the Company 

either in its own name or through an employee on behalf of the firm.