alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
Page 1 

Commodity Futures Trading Commission 

CEA CASES 

NAME: JOHN G. MCCARTHY, JR. 

DOCKET NUMBER: STIPULATION 54 

DATE: JULY 13, 1960 

DOCUMENT TYPE: STIPULATION OF COMPLIANCE 

UNITED STATES DEPARTMENT OF AGRICULTURE 

BEFORE THE SECRETARY OF AGRICULTURE 

In re: John G. McCarthy, Jr. 

Stipulation of Compliance under the Commodity Exchange Act No.54 

The Secretary of Agriculture has reason to believe that John G. McCarthy, Jr. 

has violated the provisions of the Commodity Exchange Act (17 CFR, Chapter 1) by 

virtue of certain transactions in rye futures as set forth below. 

No complaint with respect to such violation has been issued and the said John 

G. McCarthy, Jr. is desirous of disposing of the matter by entering into a 

stipulation of compliance, as authorized by section 0.4(a) of the Rules of 

Practice under the Commodity Exchange Act (17 CFR, 0.0-0.28). 

Therefore, the said John G. McCarthy stipulates that the following facts are 

true: 

1. John G. McCarthy, Jr., an individual whose address is 141 West Jackson 

Boulevard, Chicago, Illinois, is now and was at all times mentioned herein a 

registered floor broker under the Commodity Exchange Act and a member of the 

Board of Trade of the City of Chicago, hereinafter called the Chicago Board of 

Trade, a duly designated contract market. 

2. On October 27, 1959, John G. McCarthy, Jr. received verbal orders from 

Merrill Lynch, Pierce, Fenner & Smith, Incorporated to sell and buy for the 

account of a customer 40,000 bushels of December rye on the Chicago Board of 

Trade as close to the same price as possible, to close out and then reinstate 

the customer's position. 

3. John G. McCarthy, Jr. executed the above orders on the Chicago Board of 

Trade as follows: 

 *2Bought Sold 

Quantity Clearing in Clearing Bushels 

Broker Member and Price Member Broker 

J. G. McCarthy, Jr. Merrill Lynch 10,000 @ A 

$ 1.36 3/8 " " " " 15,000 @ B 

1.36 3/8 " " " " 10,000 @ C 

1.36 1/2 

" " " " 5,000 @ D 

1.36 1/2 

"D" 10,000 @ Merrill Lynch J.G.McCarthy, Jr.

1.36 3/8 "F" 15,000 @ " " " " 

1.36 3/8 

"F" 15,000 @ " " " " 

1.36 1/2 
Page 2 

The Secretary of Agriculture has advised John G. McCarthy, Jr. that these 

were "wash trades" in violation of section 4c(A) of the Commodity Exchange Act. 

John G. McCarthy, Jr. agrees to desist from such transactions in the future, 

and to refrain from entering into "wash trades". He further understands and 

agrees that this stipulation shall be admissible as evidence of such acts and 

practices in any proceeding based upon transactions in 

addition to those referred to herein which may hereafter be brought by the 

Secretary of Agriculture against him under the provisions of the said act. He 

also understands that it is the practice of the Commodity Exchange Authority to 

make stipulations of compliance a matter of public record. 

Done at Chicago Illinois, this 

13 day of July 1960. 

/s/ John G. McCarthy, Jr. 

John G. McCarthy, Jr. 

Witnessed by: 

/s/ Albert W. Kibby 

/s/ Samuel F. Gordon 

LOAD-DATE: June 16, 2008 
Page 3
# FCM Data July 2011

SELECTED FCM FINANCIAL DATA AS OF July 31,&KFF0000 &K0000002011FROM REPORTS FILED BY August 31,&KFF0000 &K0000002011	&P of &N
EXHIBIT 31.1
                                  CERTIFICATION

I, Sayed Ali, certify that:

1.  I have reviewed this Annual Report on Form 10-K of Creative Host Services,
Inc.;

2.  Based on my knowledge, this Report does not contain any untrue statement of
a material fact or omit to state a material fact necessary to make the
statements made, in light of the circumstances under which such statements were
made, not misleading with respect to the period covered by this Report;

3.  Based on my knowledge, the financial statements and other financial
information included in this Report, fairly present in all material respects
the financial condition, results of operations and cash flows of the registrant
as of, and for, the periods presented in this Report;

4.  The registrant's other certifying officer(s) and I are responsible for
establishing and maintaining disclosure controls and procedures (as defined in
Exchange Act Rules 13a-15(e) and 15d-15(e)) for the registrant and have:

    a) designed such disclosure controls and procedures, or caused such
disclosure controls and procedures to be designed under our supervision, to
ensure that material information relating to the registrant, including its
consolidated subsidiaries, is made known to us by others within those entities,
particularly during the period in which this report is being prepared;

    b) evaluated the effectiveness of the registrant's disclosure controls and
procedures and presented in this report our conclusions about the effectiveness
of the disclosure controls and procedures, as of the end of the period covered
by this report based on such evaluation; and

    c) disclosed in this Report any change in the registrant's internal control
over financial reporting that occurred during the registrant's most recent
fiscal quarter that has materially affected, or is reasonably likely to
materially affect, the registrant's internal control over financial reporting;
and

5.  The registrant's other certifying officer(s) and I have disclosed, based on
our most recent evaluation of internal control over financial reporting, to the
registrant's auditors and the audit committee of registrant's board of
directors (or persons performing equivalent functions):

    a) all significant deficiencies and material weakness in the design or
operation of internal control over financial reporting which are reasonably
likely to adversely affect the registrant's ability to record, process,
summarize and report financial information; and

    b) any fraud, whether or not material, that involves management or other
employees who have a significant role in registrant's internal control over
financial reporting.

Date: March 30, 2004                          /s/ Sayed Ali
                                              ---------------------------
                                              Sayed Ali, President
                                              and Chief Executive Officer
SUBMISSION COVER SHEET

IMPORTANT: Check box if Confidential Treatment is requested

Registered Entity Identifier Code (optional): 22-520

Organization: Chicago Mercantile Exchange Inc. ("CME")

Filing as a: DCM SEF DCO SDR 

Please note - only ONE choice allowed.

Filing Date (mm/dd/yy): 11/29/22 Filing Description: Weekly Notification of Rule 

Amendments - Week of November 21, 2022

SPECIFY FILING TYPE 

Please note only ONE choice allowed per Submission.

Organization Rules and Rule Amendments

Certification § 40.6(a)

Approval § 40.5(a)

Notification § 40.6(d)

Advance Notice of SIDCO Rule Change § 40.10(a)

SIDCO Emergency Rule Change § 40.10(h)

Rule Numbers: N/A

New Product Please note only ONE product per Submission.

Certification § 40.2(a) 

Certification Security Futures § 41.23(a)

Certification Swap Class § 40.2(d)

Approval § 40.3(a)

Approval Security Futures § 41.23(b)

Novel Derivative Product Notification § 40.12(a)

Swap Submission § 39.5

Official Product Name:

Product Terms and Conditions (product related Rules and Rule Amendments)

Certification § 40.6(a) 

Certification Made Available to Trade Determination § 40.6(a)

Certification Security Futures § 41.24(a)

Delisting (No Open Interest) § 40.6(a) 

Approval § 40.5(a)

Approval Made Available to Trade Determination § 40.5(a)

Approval Security Futures § 41.24(c)

Approval Amendments to enumerated agricultural products § 40.4(a), § 40.5(a)

“Non-Material Agricultural Rule Change” § 40.4(b)(5)

Notification § 40.6(d)

 Official Name(s) of Product(s) Affected: 

Rule Numbers: 
300 Vesey Street New York, NY 10282 T 212 299 2200 F 212 301 4645 christopher.bowen@cmegroup.com cmegroup.com

1

Christopher Bowen 

Managing Director and Chief Regulatory Counsel

Legal Department

November 29, 2022

VIA ELECTRONIC PORTAL

Christopher J. Kirkpatrick

Office of the Secretariat

Commodity Futures Trading Commission

Three Lafayette Centre

1155 21st Street, N.W.

Washington, DC 20581

RE: Weekly Notification of Rule Amendments

CME Clearing Submission No. 22-520

Dear Mr. Kirkpatrick:

Pursuant to Commission Regulation 40.6(d), the clearing house division of Chicago Mercantile Exchange Inc. (“CME 

Clearing”) submits this Weekly Notification of the following rule amendments issued during the week of November 21, 

2022: 

• Clearing House Advisory Notice 22-448 (November 21, 2022), December 2022 Delivery Date Memo -

Effective November 21, 2022

• Clearing House Advisory Notice 22-449 (November 22, 2022), OTC IRS - Public FTP Data Migration to 

CME DataMine - Effective December 31, 2022

Copies of the above-referenced materials are available at www.cmegroup.com. If you require any additional 

information, please e-mail CMEGSubmissionInquiry@cmegroup.com or contact the undersigned at (212) 299-2200.

Sincerely,

/s/ Christopher Bowen

Managing Director and Chief Regulatory Counsel
<PAGE>   1


                                                                      Exhibit 21

                         Subsidiaries of the Registrant

Subsidiary Name                                     Jurisdiction of Organization
---------------                                     ----------------------------
SD Securities Corp.                                    Massachusetts

SD Investments Corp.                                   Massachusetts

Security Dynamics (France) S.A.R.L. *                  France

Security Dynamics Technologies GmbH*                   Germany

Security Dynamics International Pte. Ltd.*             Singapore

Security Dynamics Nordic A.S.*                         Norway

RSA Data Security, Inc.**                              Delaware

Nihon RSA Company, Ltd.**                              Japan

RSA Technology Holdings, Inc.**                        Delaware

----------
 * Doing business as "Security Dynamics."
** Doing business as "RSA."


                                       40
```

[Federal Register: February 24, 1999 (Volume 64, Number 36)]
[Notices]
[Page 9130]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr24fe99-40]

-----------------------------------------------------------------------

COMMODITY FUTURES TRADING COMMISSION


Sunshine Act Meeting

AGENCY HOLDING THE MEETING: Commodity Futures Trading Commission.

TIME AND DATE: 2:00 p.m., Monday, March 22, 1999.

PLACE: 1155 21st St., N.W., Washington, D.C., 9th Floor Conference
Room.

STATUS: Closed.

MATTERS TO BE CONSIDERED: Adjudicatory Matters.

CONTACT PERSON FOR MORE INFORMATION: Jean A. Webb, 202-418-5100.

Jean A. Webb,
Secretary of the Commission.
[FR Doc. 99-4744 Filed 2-22-99; 3:26 pm]
BILLING CODE 6351-01-M
```

----

**======== RETURN    TO INDEX ========**

----
Exhibit G-3
EXHIBIT 32.2






CERTIFICATION
PURSUANT TO


18
U.S.C. SECTION 1350,


AS
ADOPTED PURSUANT TO


SECTION
906 OF THE SARBANES-OXLEY ACT OF 2002








Pursuant
to 18 U.S.C. §1350 (adopted pursuant to §906 of the Sarbanes-Oxley Act of 2002),
I, the undersigned Chief Financial Officer of Aftermarket Technology Corp. (the
"Company"), hereby certify that to the best of my knowledge the Annual Report on
Form 10-K of the Company for the year ended December 31, 2007 (the "Report")
fully complies with the requirements of section 13(a) or 15(d) of the Securities
Exchange Act of 1934, as amended, and that information contained in the Report
fairly presents, in all material respects, the financial condition and results
of operations of the Company.








Date:February 27,
2008







/s/
      Todd R. PetersTodd
      R. Peters, Chief Financial Officer








This
certification will not be deemed “filed” for purposes of Section 18 of the
Exchange Act, or otherwise subject to the liability of that
section.  This certification will not be deemed to be incorporated by
reference into any filing under the Securities Act or the Exchange Act, except
to the extent that the registrant specifically incorporates it by
reference.
```

[Congressional Bills 111th Congress]
[From the U.S. Government Publishing Office]
[H. Res. 138 Introduced in House (IH)]

111th CONGRESS
  1st Session
H. RES. 138

 Providing amounts for the expenses of the Committee on Small Business 
                 in the One Hundred Eleventh Congress.

_______________________________________________________________________

                    IN THE HOUSE OF REPRESENTATIVES

                            February 9, 2009

Ms. Velazquez submitted the following resolution; which was referred to 
                 the Committee on House Administration

_______________________________________________________________________

                               RESOLUTION

 
 Providing amounts for the expenses of the Committee on Small Business 
                 in the One Hundred Eleventh Congress.

    Resolved,

SECTION 1. AMOUNTS FOR COMMITTEE EXPENSES.

    For the expenses of the Committee on Small Business (hereafter in 
this resolution referred to as the ``Committee''), including the 
expenses of all staff salaries, there shall be paid, out of the 
applicable accounts of the House of Representatives for committee 
salaries and expenses, not more than $7,920,719.00 for the One Hundred 
Eleventh Congress.

SEC. 2. SESSION LIMITATIONS.

    Of the amount specified in section 1--
            (1) not more than $3,674,274.00 shall be available for 
        expenses incurred during the period beginning at noon on 
        January 3, 2009, and ending immediately before noon on January 
        3, 2010; and
            (2) not more than $4,246,445.00 shall be available for 
        expenses incurred during the period beginning at noon on 
        January 3, 2010, and ending immediately before noon on January 
        3, 2011.

SEC. 3. VOUCHERS.

    Payments under this resolution shall be made on vouchers authorized 
by the Committee, signed by the Chairman of the Committee, and approved 
in the manner directed by the Committee on House Administration.

SEC. 4. REGULATIONS.

    Amounts made available under this resolution shall be expended in 
accordance with regulations prescribed by the Committee on House 
Administration.
                                 <all>
```
IN THE SUPREME COURT OF PENNSYLVANIA

MIDDLE DISTRICT

KAREN PINTO,

Petitioner

v.

WORKERS' COMPENSATION APPEAL BOARD (MAIN LINE HEALTHCARE),

Respondent :

:

:

:

:

:

:

:

:

:

:

: No. 208 MAL 2019

Petition for Allowance of Appeal from

the Order of the Commonwealth Court

ORDER

PER CURIAM

AND NOW , this 11th day of September, 2019

, the Petition for Allowance of Appeal

is DENIED

.
#### John Steven LEROSE; Rebecca Lauren Lerose-Sweeney; Frank Gigliotti; Eugene Francis Connelly; Ronald Amati, Plaintiffs — Appellants, v. UNITED STATES of America, Defendant — Appellee, and William D. Coger, Jr., Defendant.

No. 06-1852.

United States Court of Appeals, Fourth Circuit.

Submitted: Dec. 14, 2006.

Decided: Dec. 18, 2006.

Eric Bruce Snyder, Bailey *&*Glasser, LLP, Charleston, West Virginia, for Appellants. Fred B. Westfall, Jr., Office of the United States Attorney, Charleston, West Virginia, for Appellee.

Before MICHAEL, GREGORY, and SHEDD, Circuit Judges.

Dismissed by unpublished PER CURIAM opinion.

Unpublished opinions are not binding precedent in this circuit.

PER CURIAM:

John Steven LeRose, Rebecca Lauren LeRose-Sweeney, Frank Gigliotti, Eugene Francis Connelly, and Ronald Amati seek to appeal from the district court’s order entering judgment in favor of the United States in the Appellants’ lawsuit against *317the United States and William Coger, Jr. The claims against Coger are still pending in the district court. This court may exercise jurisdiction only over final orders, 28 U.S.C. § 1291 (2000), and certain interlocutory and collateral orders, 28 U.S.C. § 1292 (2000); Fed.R.Civ.P. 54(b); *Cohen v. Beneficial Indus. Loan Corp.,*337 U.S. 541, 69 S.Ct. 1221, 93 L.Ed. 1528 (1949). The order Appellants seek to appeal is neither a final order nor an appealable interlocutory or collateral order. Accordingly, we dismiss the appeal for lack of jurisdiction. We dispense with oral argument because the facts and legal contentions are adequately presented in the materials before the court and argument would not aid the decisional process.

*DISMISSED.*
UNPUBLISHED UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT No. 03-7306

EVERETT GARR WALKER, Petitioner - Appellant, versus ROBERT J. KUPEC, Warden; ATTORNEY GENERAL OF THE STATE OF MARYLAND, Respondents - Appellees. Appeal from the United States District Court for the District of Maryland, at Baltimore. Alexander Williams, Jr., District Judge. (CA-03-569) Submitted: December 11, 2003 Decided: December 22, 2003 Before NIEMEYER and MOTZ, Circuit Judges, and HAMILTON, Senior Circuit Judge. Dismissed by unpublished per curiam opinion. Everett Garr Walker, Appellant Pro Se. Unpublished opinions are not binding precedent in this circuit. See Local Rule 36(c).2 PER CURIAM: Everett Garr Walker seeks to appeal the district court's order denying his habeas petition filed pursuant to 28 U.S.C. § 2254 (2000). This court may grant a certificate of appealability only if the appellant makes a substantial showing of the denial of a constitutional right. 28 U.S.C. § 2253(c)(2) (2000). Where, as here, a district court dismisses a § 2254 petition solely on procedural grounds, a certificate of appealability will not issue unless the petitioner can demonstrate both “(1) ‘that jurists of reason would find it debatable whether the petition states a valid claim of the denial of a constitutional right’ and (2) ‘that jurists of reason would find it debatable whether the district court was correct in its procedural ruling.’” Rose v. Lee , 252 F.3d 676, 684 (4th Cir. 2001) (quoting Slack v. McDaniel , 529 U.S. 473, 484 (2000)). We have independently reviewed the record and conclude that Walker has not made the requisite showing. See Miller-El v. Cockrell , 537 U.S. 322, 336 (2003). Accordingly, we deny a certificate of appealability and dismiss the appeal. We dispense with oral argument because the facts and legal contentions are adequately presented in the materials before the court and argument would not aid the decisional process.

DISMISSED
# FCM Data August 2012

SELECTED FCM FINANCIAL DATA AS OF August 31,&KFF0000 &K0000002012FROM REPORTS FILED BY September 30,&KFF0000 &K0000002012	&P of &N
H. Res. 1284 

In the House of Representatives, U. S., 

May 12, 2010. 

Whereas, since the birth of flight, aviation has had a tremendous impact on the imagination, innovation, and economy 

of the United States; 

Whereas many of the Nation’s heroes have been pilots, including the Wright brothers, Charles Lindbergh, Amelia 

Earhart, Charles ‘‘Chuck’’ Yeager, the Nation’s astronauts and military aviators, and the flight crew of US 

Airways Flight 1549, among others; 

Whereas every one of these individuals had to learn to fly before they could achieve their greatness; 

Whereas there are approximately 600,000 pilots and approximately 230,000 commercial and general aviation airplanes in the United States; 

Whereas flight brings joy, inspiration, and a sense of accomplishment to those who fly for recreation, pleasure, and 

work; 

Whereas flight allows the movement of people and commodities across the Nation and around the world quickly and 

efficiently; and 

Whereas the third Saturday in May is an appropriate day to 

observe International Learn to Fly Day: Now, therefore, 

be it 
2 

•HRES 1284 EH 

Resolved, That the House of Representatives— 

(1) supports the goals and ideals of National Learn 

to Fly Day; and 

(2) recognizes the contributions of flight instructors, flight schools, aviation groups, and industry in promoting and teaching the Nation’s next generation of pilots. 

Attest: 

Clerk.
[Federal Register Volume 66, Number 106 (Friday, June 1, 2001)]
[Notices]
[Page 29887]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 01-13759]


=======================================================================
-----------------------------------------------------------------------

DEPARTMENT OF VETERANS AFFAIRS (VA)


VA Claims Processing Task Force; Notice of Meeting

    The Department of Veterans Affairs (VA) gives notice under Public 
Law 92-463 that a meeting of the VA Claims Processing Task Force will 
take place on Tuesday, June 5, 2001; Wednesday, June 6, 2001; 
Wednesday, June 20, 2001 and Thursday, June 21, 2001. The meetings will 
be held at VA Central Office, 810 Vermont Avenue, NW., Washington, DC. 
The room location for the meetings will be clearly posted in the lobby 
entrance, and the room location will also be available at the Security 
Desk.
    The purpose of the Task Force is to provide findings and 
recommendations to the Secretary on ways to reduce processing times and 
shrink the disability claims backlog without compromising either the 
accuracy of decisions or service to veterans.
    The Task Force meetings of June 5, 2001, and June 20, 2001, will 
convene at 1 p.m. and adjourn at 4:30 p.m. Both of these meetings will 
be closed to the public in accordance with the provisions set forth in 
section 10(d) of Public Law 92-463, as amended by sections 5(c) of 
Public Law 94-409, and 5 U.S.C. 552b(c)(6). During the closed meeting, 
the Task Force members will examine medical records and claim folders 
of veterans, and any disclosure would constitute an unwarranted 
invasion of personal privacy.
    The June 6, 2001, and June 21, 2001, meetings will convene at 9 
a.m. and adjourn at 4 p.m. The agenda for these meetings will include 
briefings and discussions on ways to improve VA's ability to process 
veterans' claims for disability compensation and pension. These 
meetings are open to the general public. Mr. John O'Hara, Designated 
Federal Official for the VA Claims Processing Task Force, can be 
reached at (202) 273-5130.
    For interested parties who wish to submit written comment, 
correspondence should be sent to Mr. John O'Hara, Executive Director, 
VA Claims Processing Task Force, c/o VA Office of Policy and Planning 
(008B), 810 Vermont Avenue, NW., Washington, DC 20420.

    Dated: May 22, 2001.
By Direction of the Secretary.
Ventris C. Gibson,
Committee Management Officer.
[FR Doc. 01-13759 Filed 5-31-01; 8:45 am]
BILLING CODE 8320-01-M
```

[Federal Register: May 20, 1997 (Volume 62, Number 97)]
[Corrections]
[Page 27659]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr20my97-131]



[[Page 27659]]


-----------------------------------------------------------------------

COMMODITY FUTURES TRADING COMMINSION

17 CFR Parts 1, 15, 16, and 17


Recordkeeping; Reports by Futures Commission Merchants, Clearing
Members, Foreign Brokers, and Large Traders

Correction

    In rule document 97-11396, beginning on page 24026 in the issue of
Friday May 2, 1997, make the followinmg corrections:
    1. On page 24031, in the second column, in amendatory instruction
4., in the second line, ``(1)'' should read ``(l)''.


Sec. 15.00  [Corrected]

    2. On page 24031, in the third column, in Sec. 15.00, the paragraph
designation ``(1)'' should read ``(l)''.
BILLING CODE 1505-01-D
```

----

**======== RETURN TO    INDEX ========**

----