| **COMMENT FILES OPENED DURING CALENDAR     YEAR 2002** |
|---------------------------------------------------------|

| **------------------------------------------------------------------------------------------------------------------------------------------** |
|------------------------------------------------------------------------------------------------------------------------------------------------|

| **------------------------------------------------------------------------------------------------------------------------------------------** |
|------------------------------------------------------------------------------------------------------------------------------------------------|

| 02--014 | **17 CFR Part 4 Commodity Pool     Operators and Commodity Trading** |
|---------|-----------------------------------------------------------------------|

|  | **Advisors; Exemption From Requirement     To Register for CPOs of Certain** |
|--|-------------------------------------------------------------------------------|

|  | **Pools and CTAs Advising Such     Pools** |
|--|---------------------------------------------|

| FR CITE: | 67 FR 68785 (November 13, 2002) |
|----------|---------------------------------|

| CLOSES: | 1/13/03 | 1/23/03 |
|---------|---------|---------|

| EXTENDED: | 1/16/03 |  | LINK TO FILE: | http://ww |
|-----------|---------|--|---------------|-----------|

|  | **------------------------------------------------------------------------------------------------------------------------------------------** |
|--|------------------------------------------------------------------------------------------------------------------------------------------------|

| **------------------------------------------------------------------------------------------------------------------------------------------** |
|------------------------------------------------------------------------------------------------------------------------------------------------|

| 02--013 | **Chicago Mercantile Exchange (CME):     Proposed Amendments to the** |
|---------|------------------------------------------------------------------------|

|  | **Spot Month Speculative Position     Limits for the Live Cattle Futures** |
|--|-----------------------------------------------------------------------------|

| FR CITE: | 67 FR 66130 (October 30, 2002) |
|----------|--------------------------------|

| CLOSES: | 11/14/02 |
|---------|----------|

| EXTENDED: | LINK TO FILE: | http://ww |
|-----------|---------------|-----------|

|  | **------------------------------------------------------------------------------------------------------------------------------------------** |
|--|------------------------------------------------------------------------------------------------------------------------------------------------|

| **------------------------------------------------------------------------------------------------------------------------------------------** |
|------------------------------------------------------------------------------------------------------------------------------------------------|

| 02--012 | **17 CFR Part 4 Exclusion for Certain     Otherwise Regulated Persons From** |
|---------|-------------------------------------------------------------------------------|

|  | **the Definition of the Term     "Commodity Pool Operator"** |
|--|---------------------------------------------------------------|

| FR CITE: | 67 FR 65743 (October 28, 2002) |
|----------|--------------------------------|

| CLOSES: | 12/12/02 | 1/13/03 |
|---------|----------|---------|

| EXTENDED: | 12/18/02 |  | LINK TO FILE: | http://ww |
|-----------|----------|--|---------------|-----------|

|  | **------------------------------------------------------------------------------------------------------------------------------------------** |
|--|------------------------------------------------------------------------------------------------------------------------------------------------|

| **------------------------------------------------------------------------------------------------------------------------------------------** |
|------------------------------------------------------------------------------------------------------------------------------------------------|

| 02--011 | **17 CFR Parts 1 and 190 Denomination     of Customer Funds and Location** |
|---------|-----------------------------------------------------------------------------|

|  | **of Depositories** |
|--|---------------------|

| FR CITE: | 67 FR 52641 (August 13, 2002) |
|----------|-------------------------------|

| CLOSES: | 10/15/02 |
|---------|----------|

| EXTENDED: | LINK TO FILE: | http://ww |
|-----------|---------------|-----------|

|  | **------------------------------------------------------------------------------------------------------------------------------------------** |
|--|------------------------------------------------------------------------------------------------------------------------------------------------|

| **------------------------------------------------------------------------------------------------------------------------------------------** |
|------------------------------------------------------------------------------------------------------------------------------------------------|

| 02--010 | **17 CFR Part 15 Reporting Levels for     Large Trader Reports; TRAKRS** |
|---------|---------------------------------------------------------------------------|

| FR CITE: | 67 FR 50608 (August 5, 2002) |
|----------|------------------------------|

| CLOSES: | 9/4/02 |
|---------|--------|

| EXTENDED: | LINK TO FILE: | http://ww |
|-----------|---------------|-----------|

|  | **------------------------------------------------------------------------------------------------------------------------------------------** |
|--|------------------------------------------------------------------------------------------------------------------------------------------------|

| **------------------------------------------------------------------------------------------------------------------------------------------** |
|------------------------------------------------------------------------------------------------------------------------------------------------|

| 02--009 | **17 CFR Part 1 Department of the     Treasury 31 CFR Part 103 Customer** |
|---------|----------------------------------------------------------------------------|

|  | **Identification Programs for Futures     Commission Merchants and** |
|--|-----------------------------------------------------------------------|

|  | **Introducing Brokers** |
|--|-------------------------|

| FR CITE: | 67 FR 48328 (July 23, 2002) |
|----------|-----------------------------|

| CLOSES: | 9/6/02 |
|---------|--------|

| EXTENDED: | LINK TO FILE: | http://ww |
|-----------|---------------|-----------|

|  | **------------------------------------------------------------------------------------------------------------------------------------------** |
|--|------------------------------------------------------------------------------------------------------------------------------------------------|

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