| DOCUMENT NUMBER: | 6 |
|------------------|---|

|  | Letter by CBOE (Chicago BoardOptions Exchange) Regarding the Provision of |
|--|----------------------------------------------------------------------------|

|  | Regulatory Services, AppendixB-2 to Application |
|--|--------------------------------------------------|

| DATE: | 12/21/01 | PAGES: | 1 | PDF SIZE: | 16 KB | PDF LINK: |
|-------|----------|--------|---|-----------|-------|-----------|

| **---------------------------------------------------------------------------------------------------------------** |
|---------------------------------------------------------------------------------------------------------------------|

| DOCUMENT NUMBER: | 7 |
|------------------|---|

|  | Letter by OCC (OptionsClearing Corporation) Regarding the Provision of Clearing |
|--|----------------------------------------------------------------------------------|

|  | Services, Appendix D toApplication |
|--|-------------------------------------|

| DATE: | 12/20/01 | PAGES: | 2 | PDF SIZE: | 17 KB | PDF LINK: |
|-------|----------|--------|---|-----------|-------|-----------|

| **---------------------------------------------------------------------------------------------------------------** |
|---------------------------------------------------------------------------------------------------------------------|

| DOCUMENT NUMBER: | 8 |
|------------------|---|

|  | Letter by NFA (NationalFutures Association) Regarding the Provision of Arbitration |
|--|-------------------------------------------------------------------------------------|

|  | Services, Appendix E toApplication |
|--|-------------------------------------|

| DATE: | 12/19/01 | PAGES: | 1 | PDF SIZE: | 11 KB | PDF LINK: |
|-------|----------|--------|---|-----------|-------|-----------|

| **---------------------------------------------------------------------------------------------------------------** |
|---------------------------------------------------------------------------------------------------------------------|

| DOCUMENT NUMBER: | 9 |
|------------------|---|

|  | Letter of Agreement betweenOneChicago and NFA, Appendix E-2 to Application |
|--|-----------------------------------------------------------------------------|

| DATE: | 01/10/02 | PAGES: | 2 | PDF SIZE: | 17 KB | PDF LINK: |
|-------|----------|--------|---|-----------|-------|-----------|

| **---------------------------------------------------------------------------------------------------------------** |
|---------------------------------------------------------------------------------------------------------------------|

| DOCUMENT NUMBER: | 10 |
|------------------|----|

|  | Certificate of Formation ofSSFX, LLC, Appendix G-1 to Application |
|--|--------------------------------------------------------------------|

| DATE: | 08/03/01 | PAGES: | 1 | PDF SIZE: | 11 KB | PDF LINK: |
|-------|----------|--------|---|-----------|-------|-----------|

| **---------------------------------------------------------------------------------------------------------------** |
|---------------------------------------------------------------------------------------------------------------------|

| DOCUMENT NUMBER: | 11 |
|------------------|----|

|  | Certificate of Amendment toCertificate of Formation of SSFX, LLC, Appendix G-2 to |
|--|------------------------------------------------------------------------------------|

|  | Application |
|--|-------------|

| DATE: | PAGES: |  | 1 | PDF SIZE: | 11 KB | PDF LINK: |
|-------|--------|--|---|-----------|-------|-----------|

| **---------------------------------------------------------------------------------------------------------------** |
|---------------------------------------------------------------------------------------------------------------------|

| DOCUMENT NUMBER: | 12 |
|------------------|----|

|  | Answers to Questions Relatedto the Commission's Preliminary Review of |
|--|------------------------------------------------------------------------|

|  | OneChicago's DraftSubmission dated November 15, 2001, Appendix I to |
|--|----------------------------------------------------------------------|

|  | Application |
|--|-------------|

| DATE: | PAGES: |  | 15 | PDF SIZE: | 175 KB | PDF LINK: |
|-------|--------|--|----|-----------|--------|-----------|

| **---------------------------------------------------------------------------------------------------------------** |
|---------------------------------------------------------------------------------------------------------------------|

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