| DOCUMENT               NUMBER: | 1 | **:** |
|---------------------------------|---|-------|

|  | E) S.C. Ervin,               Dechert, and A.W. Hahan, Katten Muchin Zavis, to J.A.               Webb, |
|--|----------------------------------------------------------------------------------------------------------|

|  | Secretary, re:               Application of Nasdaq LIFFE, LLC, Futures Exchange for |
|--|--------------------------------------------------------------------------------------|

|  | Designation as a               Contract Market, Nasdaq LIFFE Futures Exchange General |
|--|----------------------------------------------------------------------------------------|

|  | Notice: Responsible               Persons |
|--|--------------------------------------------|

| DATE: |  | 6/6/01 | PAGES: |  | 4 | PDF SIZE: |  | 109 KB | PDF LINK: |
|-------|--|--------|--------|--|---|-----------|--|--------|-----------|

| **--------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------|

| DOCUMENT               NUMBER: | 1 |
|---------------------------------|---|

|  | F) S.C. Ervin,               Dechert, and A.W. Hahan, Katten Muchin Zavis, to J.A.               Webb, |
|--|----------------------------------------------------------------------------------------------------------|

|  | Secretary, re:               Application of Nasdaq LIFFE, LLC, Futures Exchange for |
|--|--------------------------------------------------------------------------------------|

|  | Designation as a               Contract Market, Nasdaq LIFFE Futures Exchange Notice:               Client |
|--|--------------------------------------------------------------------------------------------------------------|

|  | Disclosure               Requirements for ATS |
|--|------------------------------------------------|

| DATE: |  | 6/6/01 | PAGES: |  | 2 | PDF SIZE: |  | 55 KB | PDF LINK: |
|-------|--|--------|--------|--|---|-----------|--|-------|-----------|

| **--------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------|

| DOCUMENT               NUMBER: | 2 |
|---------------------------------|---|

|  | S.I. Luparello, NASD               Regulation, to J. Lawton, Division of Trading and               Markets, |
|--|---------------------------------------------------------------------------------------------------------------|

|  | re: NASD Regulatory               Services to be Provided for Nasdaq LIFFE, LLC, Futures |
|--|-------------------------------------------------------------------------------------------|

| DATE: |  | 6/14/01 | PAGES: |  | 2 | PDF SIZE: |  | 23 KB | PDF LINK: |
|-------|--|---------|--------|--|---|-----------|--|-------|-----------|

| **--------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------|

| DOCUMENT               NUMBER: | 3 |
|---------------------------------|---|

|  | S.C. Ervin, Dechert,               and A.W. Hahan, Katten Muchin Zavis, to J. Lawton,               Division |
|--|----------------------------------------------------------------------------------------------------------------|

|  | of Trading and               Markets, re: Application of Nasdaq LIFFE, LLC, Futures               Exchange |
|--|--------------------------------------------------------------------------------------------------------------|

|  | for Designation as a               Contract Market, Draft Documents Relating to the |
|--|--------------------------------------------------------------------------------------|

| DATE: |  | 6/25/01 | PAGES: |  | 48 | PDF SIZE: |  | 1314 KB | PDF LINK: |
|-------|--|---------|--------|--|----|-----------|--|---------|-----------|

| **--------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------|

| DOCUMENT               NUMBER: | 4 |
|---------------------------------|---|

|  | M. Philipp, Katten               Muchin Zavis, to R. Adriance, J. Lawton, L. Gregory, and               D. |
|--|--------------------------------------------------------------------------------------------------------------|

|  | Van Wagner, Division               of Trading and Markets, re: Securities and Exchange |
|--|-----------------------------------------------------------------------------------------|

|  | Commission Approval               of Options Clearing Corporation's Amendments to its               Rules |
|--|-------------------------------------------------------------------------------------------------------------|

|  | and By-Laws to Allow               for Clearing of Security Futures |
|--|----------------------------------------------------------------------|

| DATE: |  | 6/25/01 | PAGES: |  | 10 | PDF SIZE: |  | 277 KB | PDF LINK: |
|-------|--|---------|--------|--|----|-----------|--|--------|-----------|

| **--------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------|

| DOCUMENT               NUMBER: | 5 |
|---------------------------------|---|

|  | Draft Preliminary               Review of MASD/LIFFE Contract Market Application |
|--|-----------------------------------------------------------------------------------|

|  | Submissions Dated               June 6, 2001 through June 25, 2001 |
|--|---------------------------------------------------------------------|

| DATE: |  | 6/26/01 | PAGES: |  | 12 | PDF SIZE: |  | 329 KB | PDF LINK: |  | /files/foia/repfoia/foirf01 |
|-------|--|---------|--------|--|----|-----------|--|--------|-----------|--|-----------------------------|

| **--------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------|

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