SELECTED FCM FINANCIAL DATA AS OF 

February 29, 2008

FROM REPORTS FILED BY 

March 31, 2008

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

1 3D FOREX, LLC N NFA 02/29/2008 9,403,030 500,000 8,903,030 

2 ABBEY NATIONAL SECURITIES INC Y NFA 02/29/2008 150,537,131 26,877,600 123,659,531 

3 ADM INVESTOR SERVICES INC N CBOT 02/29/2008 154,277,762 80,579,409 73,698,353 

4 ADVANCED MARKETS INC N NFA 02/29/2008 5,239,792 5,000,000 239,792 

5 ADVANTAGE FUTURES LLC N CME 02/29/2008 18,193,688 4,711,198 13,482,490 

6 AIG CLEARING CORPORATION N NYME 02/29/2008 307,836,434 50,206,971 257,629,463 

7 ALARON TRADING CORPORATION N CME 02/29/2008 7,702,721 3,937,686 3,765,035 

8 ALPARI (US) LLC N NFA 02/29/2008 9,001,039 5,000,000 4,001,039 

9 BACERA CORPORATION N NFA 02/29/2008 5,554,498 5,000,000 554,498 

10 BANC OF AMERICA SECURITIES LLC Y CME 02/29/2008 3,488,747,256 387,742,839 3,101,004,417 

11 BARCLAYS CAPITAL INC Y NYME 02/29/2008 1,246,130,380 493,904,749 752,225,631 12 BEAR STEARNS & CO INC Y NFA 02/29/2008 (g) 554,870,709 (g) 

13 BEAR STEARNS SECURITIES CORP Y CME 02/29/2008 4,232,205,408 1,340,851,664 2,891,353,744 

14 BGC SECURITIES Y NFA 02/29/2008 4,207,694 500,000 3,707,694 

15 BNP PARIBAS COMMODITY FUTURES INC N NYME 02/29/2008 141,044,568 103,044,606 37,999,962 16 BNP PARIBAS SECURITIES CORP Y CBOT 02/29/2008 706,167,573 50,490,101 655,677,472 17 CADENT FINANCIAL SERVICES LLC N CME 02/29/2008 7,720,695 6,289,125 1,431,570 18 CANTOR FITZGERALD & CO Y CBOT 02/29/2008 211,899,493 29,241,766 182,657,727 19 CAPITAL MARKET SERVICES LLC N NFA 02/29/2008 13,726,169 5,000,000 8,726,169 20 CIBC WORLD MARKETS CORP Y CME 02/29/2008 911,930,806 20,850,218 891,080,588 21 CITIGROUP GLOBAL MARKETS INC Y CBOT 02/29/2008 (g) 950,240,836 (g) 

22 CLIFF LARSON COMPANY THE N NFA 02/29/2008 3,494,155 1,330,692 2,163,463 

23 CMC MARKETS (US) LLC N NFA 02/29/2008 8,773,706 5,000,000 3,773,706 24 COMMONWEALTH FOREIGN EXCHANGE INC N NFA 02/29/2008 1,422,284 500,000 922,284 

25 COMTRUST INC N NFA 02/29/2008 1,248,218 500,000 748,218 

26 COUNTRY HEDGING INC N NFA 02/29/2008 26,792,402 20,548,605 6,243,797 

27 CREDIT SUISSE SECURITIES (USA) LLC Y CBOT 02/29/2008 6,815,243,980 320,610,393 6,494,633,587 28 CROSSLAND LLC N CBOT 02/29/2008 3,856,031 601,529 3,254,502 29 CSC FUTURES INC N CME 02/29/2008 7,694,499 500,000 7,194,499 30 CUNNINGHAM COMMODITIES LLC N CBOT 02/29/2008 4,113,504 848,832 3,264,672 31 DAIWA SECURITIES AMERICA INC Y CME 02/29/2008 227,585,618 10,703,025 216,882,593 32 DEUTSCHE BANK SECURITIES INC Y CBOT 02/29/2008 4,260,436,622 351,098,528 3,909,338,094 33 DIRECT FOREX LLC N NFA 02/29/2008 659,178 500,000 159,178 34 DORMAN TRADING LLC N CME 02/29/2008 9,698,118 637,868 9,060,250 35 DUNAVANT COMMODITY CORP N NFA 02/29/2008 42,245,671 1,463,656 40,782,015 36 EAGLE MARKET MAKERS INC N CBOT 02/29/2008 6,975,971 500,000 6,475,971 37 EASY FOREX US LTD N NFA 02/29/2008 7,799,807 5,000,000 2,799,807 

38 ED &F MAN COMMODITY ADVISORS INC N NFA 02/29/2008 1,405,393 500,000 905,393 39 ELECTRONIC BROKERAGE SYSTEMS LLC Y NFA 02/29/2008 12,396,093 500,000 11,896,093 

40 ENSKILDA FUTURES LTD N CME 02/29/2008 20,782,839 11,662,467 9,120,372 

41 FARR FINANCIAL INC N NFA 02/29/2008 1,325,959 899,007 426,952 

42 FC STONE LLC N CME 02/29/2008 90,717,280 69,196,740 21,520,540 43 FIRST CAPITOL GROUP LLC N NFA 02/29/2008 6,694,335 2,295,279 4,399,056 44 FOREX CAPITAL MARKETS LLC N NFA 02/29/2008 81,150,191 12,681,963 68,468,228 

45 FOREX CLUB FINANCIAL COMPANY INC N NFA 02/29/2008 7,639,479 5,000,000 2,639,479 
SELECTED FCM FINANCIAL DATA AS OF 

February 29, 2008

FROM REPORTS FILED BY 

March 31, 2008

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

46 FOREX LLC N NFA 02/29/2008 745,990 500,000 245,990 47 FORTIS CLEARING AMERICAS LLC Y CBOT 02/29/2008 149,235,353 51,436,759 97,798,594 

48 FRIEDBERG MERCANTILE GROUP INC N NFA 02/28/2008 7,985,613 5,000,000 2,985,613 

49 FRONTIER FUTURES INC N NFA 02/29/2008 2,052,212 1,232,796 819,416 

50 FUTURES TECH LLC N NFA 02/29/2008 820,991 500,000 320,991 

51 FX SOLUTIONS LLC N NFA 02/29/2008 16,140,253 5,000,000 11,140,253 

52 GAIN CAPITAL GROUP LLC N NFA 02/29/2008 66,579,458 6,041,917 60,537,541 

53 GATEWAY CAPITAL L.L.C. N NFA 02/29/2008 837,419 500,000 337,419 54 GELBER GROUP LLC N CBOT 02/29/2008 70,246,284 500,000 69,746,284 55 GFS FOREX & FUTURES INC N NFA 02/29/2008 10,441,005 5,000,000 5,441,005 

56 GILDER GAGNON HOWE AND CO LLC Y NFA 02/29/2008 20,084,454 500,000 19,584,454 

57 GLOBAL FUTURES & FOREX LTD N NFA 02/29/2008 68,407,128 9,458,242 58,948,886 58 GOLDMAN SACHS & CO Y CBOT 02/29/2008 (g) 2,336,905,906 (g) 59 GOLDMAN SACHS EXECUTION & CLEARING LP Y CME 02/29/2008 1,222,686,383 74,819,248 1,147,867,135 60 H & R BLOCK FINANCIAL ADVISORS INC Y NFA 02/29/2008 78,462,799 9,043,376 69,419,423 61 HAGERTY GRAIN CO INC N CBOT 02/29/2008 3,743,337 500,000 3,243,337 62 HOTSPOT FXR LLC N NFA 02/29/2008 7,675,145 5,000,000 2,675,145 

63 HSBC SECURITIES USA INC Y CME 02/29/2008 1,029,102,197 106,630,991 922,471,206 64 I TRADE FX LLC N NFA 02/29/2008 35,037,710 5,000,000 30,037,710 

65 ICAP FUTURES LLC N CBOT 02/29/2008 5,977,214 500,000 5,477,214 

66 IFSCL USA INC (IKON GLOBAL MARKETS INC.) N NFA 02/29/2008 8,271,674 5,000,000 3,271,674 

67 IFX MARKETS INC N NFA 02/29/2008 12,343,198 5,000,000 7,343,198 

68 IG MARKETS INC. N NFA 02/29/2008 7,934,131 500,000 7,434,131 69 INSTINET LLC Y NFA 02/29/2008 91,483,360 3,421,374 88,061,986 

70 INTEGRATED BROKERAGE SERVICES LLC N NFA 02/29/2008 2,126,450 500,000 1,626,450 

71 INTERACTIVE BROKERS LLC Y EUXUS 02/29/2008 443,342,310 56,732,745 386,609,565 72 INTERBANK FX LLC N NFA 02/29/2008 25,733,263 5,000,000 20,733,263 73 IOWA GRAIN CO N CBOT 02/29/2008 24,013,094 16,172,661 7,840,433 74 ITAU SECURITIES INC Y NFA 02/29/2008 12,072,132 500,000 11,572,132 

75 ITG DERIVATIVES, LLC Y NFA 02/29/2008 1,032,505 500,000 532,505 

76 JP MORGAN FUTURES INC N NYME 02/29/2008 1,226,367,911 843,536,574 382,831,337 77 KOTTKE ASSOCIATES LLC N CBOT 02/29/2008 18,748,942 500,000 18,248,942 

78 LADENBURG THALMANN & CO INC Y NFA 02/29/2008 25,625,525 500,000 25,125,525 

79 LBS LIMITED PARTNERSHIP N CBOT 02/29/2008 866,096 500,000 366,096 

80 LEHMAN BROTHERS INC Y CBOT 02/29/2008 (g) 753,010,000 (g) 

81 LEK SECURITIES CORPORATION Y NFA 02/29/2008 11,024,349 1,500,000 9,524,349 

82 LIMESTONE TRADING LLC N NFA 02/29/2008 23,151,357 500,000 22,651,357 

83 LINN GROUP ( THE ) N NFA 02/29/2008 4,059,385 500,000 3,559,385 

84 LOEB PARTNERS CORPORATION Y NFA 02/28/2008 12,354,632 500,000 11,854,632 

85 LPL FINANCIAL CORPORATION Y NFA 02/29/2008 70,550,800 8,584,586 61,966,214 

86 MACQUARIE FUTURES USA INC N NFA 02/29/2008 13,457,415 7,565,773 5,891,642 87 MB TRADING FUTURES INC. N NFA 02/29/2008 8,015,568 5,000,000 3,015,568 

88 MBF CLEARING CORP N NYME 02/29/2008 28,266,448 2,065,730 26,200,718 89 MCVEAN TRADING AND INVESTMENTS LLC N NFA 02/29/2008 9,988,924 7,147,300 2,841,624 

90 MERRILL LYNCH PIERCE FENNER & SMITH Y CBOT 02/29/2008 (g) 694,083,612 (g) 

91 MERRILL LYNCH PROFESSIONAL CLEARING CORP Y NFA 02/29/2008 1,332,451,485 98,035,297 1,234,416,188 
SELECTED FCM FINANCIAL DATA AS OF 

February 29, 2008

FROM REPORTS FILED BY 

March 31, 2008

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

92 MF GLOBAL INC. Y CME 02/29/2008 640,913,963 509,842,535 131,071,428 

93 MG FINANCIAL LLC N NFA 02/29/2008 6,367,331 5,000,000 1,367,331 

94 MID-CO COMMODITIES INC N NFA 02/29/2008 6,778,321 5,818,324 959,997 

95 MITSUI BUSSAN COMMODITIES USA INC N NYME 02/29/2008 6,888,460 1,645,606 5,242,854 

96 MIZUHO SECURITIES USA INC Y CME 02/29/2008 159,039,483 59,968,879 99,070,604 

97 MORGAN KEEGAN & COMPANY INC Y NFA 02/29/2008 359,461,102 10,730,564 348,730,538 

98 MORGAN STANLEY & CO INCORPORATED Y CME 02/28/2008 (g) 2,207,882,526 (g) 

99 NATIXIS SECURITIES NORTH AMERICA INC Y NFA 02/29/2008 175,053,015 500,000 174,553,015 

100 NEUBERGER BERMAN LLC Y NFA 02/29/2008 203,865,633 5,000,000 198,865,633 

101 NEWEDGE FINANCIAL INC. Y CME 02/29/2008 771,421,455 632,744,459 138,676,996 102 NEWEDGE USA LLC. Y NYME 02/29/2008 850,476,746 557,523,976 292,952,770 103 NOMURA SECURITIES INTERNATIONAL INC Y CBOT 02/29/2008 743,935,722 2,647,730 741,287,992 

104 OANDA CORPORATION N NFA 02/29/2008 159,786,916 8,046,169 151,740,747 

105 ODL SECURITIES INC N NFA 02/29/2008 12,639,482 5,000,000 7,639,482 

106 OPEN E CRY LLC N NFA 02/29/2008 1,387,346 752,197 635,149 

107 OPPENHEIMER & CO INC Y NFA 02/29/2008 226,637,499 21,939,379 204,698,120 108 OPTIONSXPRESS INC Y NFA 02/29/2008 84,256,307 6,861,040 77,395,267 

109 PENSON FINANCIAL FUTURES INC N NFA 02/29/2008 773,687 500,000 273,687 

110 PENSON GHCO N CBOT 02/29/2008 12,770,133 9,931,049 2,839,084 

111 PEREGRINE FINANCIAL GROUP INC N NFA 02/29/2008 17,986,053 5,442,317 12,543,736 112 PIONEER FUTURES INC N NYME 02/29/2008 1,463,480 500,000 963,480 

113 PRUDENTIAL BACHE COMMODITIES LLC N CBOT 02/29/2008 206,617,000 180,263,640 26,353,360 114 PUMA FINANCIAL LLC N NFA 02/29/2008 986,811 500,000 486,811 

115 RAND FINANCIAL SERVICES INC N CME 02/29/2008 55,105,824 16,405,476 38,700,348 

116 RAYMOND JAMES & ASSOCIATES INC Y NFA 02/29/2008 339,739,551 31,769,498 307,970,053 

117 RBC CAPITAL MARKETS CORPORATION Y CME 02/29/2008 35,396,844 112,835,394 -77,438,550 118 RBC DAIN RAUSCHER INC Y NFA 02/29/2008 255,900,436 31,804,969 224,095,467 

119 RBS GREENWICH CAPITAL INC Y CBOT 02/29/2008 1,202,044,000 130,158,000 1,071,886,000 120 RJ OBRIEN & ASSOCIATES LLC N CME 02/29/2008 101,983,527 86,035,418 15,948,109 

121 ROBBINS FUTURES INC N NFA 02/29/2008 541,589 500,000 41,589 

122 ROSENTHAL COLLINS GROUP LLC N CME 02/29/2008 63,377,369 42,169,979 21,207,390 

123 ROSENTHAL GLOBAL SECURITIES LLC Y CBOT 02/29/2008 6,557,794 543,586 6,014,208 

124 SANFORD C BERNSTEIN & CO LLC Y NFA 02/29/2008 145,327,781 7,435,257 137,892,524 

125 SHATKIN ARBOR INC N CBOT 02/29/2008 5,109,496 1,293,595 3,815,901 

126 SHAY GRAIN CLEARING COMPANY N KCBT 02/29/2008 2,799,558 1,316,544 1,483,014 127 SMW TRADING COMPANY INC N CME 02/29/2008 17,749,095 500,000 17,249,095 128 SNC INVESTMENTS INC N NFA 02/29/2008 727,374 500,000 227,374 

129 STEPHENS INC Y NFA 02/29/2008 92,081,077 8,684,826 83,396,251 

130 STERLING COMMODITIES CORP N NYME 02/29/2008 9,050,474 777,312 8,273,162 

131 TCA FUTURES LLC N NFA 02/29/2008 871,666 500,000 371,666 

132 TENCO INC N CBOT 02/29/2008 42,772,824 10,921,597 31,851,227 

133 TERRA NOVA FINANCIAL, LLC Y NFA 02/29/2008 16,578,360 1,500,000 15,078,360 

134 TIMBER HILL LLC Y CME 02/29/2008 1,021,794,095 19,277,333 1,002,516,762 135 TOWER RESEARCH CAPITAL EUROPE LLC N NFA 02/29/2008 2,396,727 500,000 1,896,727 

136 TRADELINK LLC Y CBOT 02/29/2008 16,722,450 707,015 16,015,435 137 TRADEMAVEN CLEARING LLC N NFA 02/29/2008 864,464 500,000 364,464 
SELECTED FCM FINANCIAL DATA AS OF 

February 29, 2008

FROM REPORTS FILED BY 

March 31, 2008

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

138 TRADESTATION SECURITIES INC Y NFA 02/29/2008 81,710,360 2,366,855 79,343,505 139 TRADITION SECURITIES AND FUTURES INC N NFA 02/29/2008 754,837 500,000 254,837 

140 TRANSMARKET GROUP LLC Y CBOT 02/29/2008 7,485,532 500,000 6,985,532 

141 TRILAND USA INC N NYME 02/29/2008 43,458,895 17,451,191 26,007,704 142 UBS FINANCIAL SERVICES INC Y CBOT 02/29/2008 992,572,670 134,139,642 858,433,028 

143 UBS SECURITIES LLC Y CBOT 02/29/2008 6,800,812,639 1,203,348,968 5,597,463,671 

144 VELOCITY FUTURES LP N NFA 02/29/2008 993,500 500,000 493,500 

145 VISION FINANCIAL MARKETS LLC Y NFA 02/29/2008 23,728,299 9,184,902 14,543,397 146 WACHOVIA CAPITAL MARKETS LLC Y CME 02/29/2008 801,664,855 1,459,779 800,205,076 147 WACHOVIA SECURITIES FINANCIAL NETWORK, LLC Y NFA 02/29/2008 20,287,948 2,428,213 17,859,735 

148 WACHOVIA SECURITIES LLC Y CBOT 02/29/2008 626,428,604 32,061,761 594,366,843 

149 WHITE COMMERCIAL CORPORATION N NFA 02/29/2008 2,435,203 500,000 1,935,203 

150 WSD FINANCIAL USA, INC N NFA 02/29/2008 1,331,478 500,000 831,478 

151 YORK BUSINESS ASSOCIATES LLC N NFA 02/29/2008 942,607 500,000 442,607 

Total January Web Page Update 151

AdditionsLEK SECURITIES CORPORATION 1Deletions 1A.G. EDWARDS & SONS INC.Name ChangeFROM IFSCL USA INC TO IFSCL USA INC (IKON GLOBAL MARKETS INC.)February Web Page Update 151(a): B/D : A 'Y' means the FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer. (b): DSRO: Designated Self-Regulatory Organization. (c) The minimum capital requirement that each FCM must maintain is determined under CFTC Regulation 1.17 (a)(1)(i) (d): Excess net capital is adjusted net capital, less the firm's net capital requirement.
SELECTED FCM FINANCIAL DATA AS OF 

February 29, 2008

FROM REPORTS FILED BY 

March 31, 2008

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

(e): This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on a designated contract market or derivatives transaction execution facility. This is the sum of all accounts that contain a net liquidating equity.(f): This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of the United States. (g): This FCM/BD’s ultimate parent company is regulated by the SEC as a consolidated supervised entity. The firm has elected to compute its minimum capital requirement in accordance with the “Alternative Net Capital Requirement” as permitted by Appendix E toSEC Rule 15c3-1. As of this reporting date, the firm had net capital in excess of its minimum capital requirements. In addition to the alternative minimum net capital requirements, the firm is required tohold tentative net capital in excess of $1 billion and net capital in excess of $500 million in accordance with the market and credit riskstandards of Appendix E of Rule 15c3-1. The firm also is required to notify the Commission and SEC in the event its tentative net capital is less than $5 billion. As of this reporting date, the firm had tentative net capital and net capital in excess of both the minimum and notification requirements. Note: Any comments regarding information contained in this table may be brought to the attention of the CFTC's Division of Clearing and Intermediary Oversight via e-mail: mhendrickso@cftc.gov, phill@cftc.gov or fzimmerle@cftc.gov