| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **13** |
|-----------|--------|--------|

|  | **New York Mercantile     Exchange (NYME) Conflict of Interest Policy** |
|--|--------------------------------------------------------------------------|

| DATE: | 02/22/2006 | FR PAGE: | N/A | PAGES: | 29 | PDF SIZE: | 507 KB | PDF LINK: | /files/foia/c |
|-------|------------|----------|-----|--------|----|-----------|--------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **12** |
|-----------|--------|--------|

|  | **MInneapolis Grain     Exchange (MGEX) Conflict of Interest Policy** |
|--|------------------------------------------------------------------------|

| DATE: | 02/21/2006 | FR PAGE: | N/A | PAGES: | 5 | PDF SIZE: | 125 KB | PDF LINK: | /files/foia/c |
|-------|------------|----------|-----|--------|---|-----------|--------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **11** |
|-----------|--------|--------|

|  | **Chicago Board of Trade     (CBOT) Conflict of Interest Policy** |
|--|--------------------------------------------------------------------|

| DATE: | 02/22/2006 | FR PAGE: | N/A | PAGES: | 47 | PDF SIZE: | 473 KB | PDF LINK: | /files/foia/c |
|-------|------------|----------|-----|--------|----|-----------|--------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **10** |
|-----------|--------|--------|

|  | **New York Board of Trade     (NYBOT) Conflict of Interest Policy** |
|--|----------------------------------------------------------------------|

| DATE: | 02/21/2006 | FR PAGE: | N/A | PAGES: | 3 | PDF SIZE: | 137 KB | PDF LINK: | /files/foia/c |
|-------|------------|----------|-----|--------|---|-----------|--------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **9** |
|-----------|--------|-------|

|  | **Chicago Mercantile     Exchange (CME) Conflict of Interest Policy** |
|--|------------------------------------------------------------------------|

| DATE: | FR PAGE: |  | N/A | PAGES: | 11 | PDF SIZE: | 131 KB | PDF LINK: | /files/foia/c |
|-------|----------|--|-----|--------|----|-----------|--------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **8** |
|-----------|--------|-------|

|  | **Commissioner Hatfield     Requesting Company's Policy on Conflicts of Interest** |
|--|-------------------------------------------------------------------------------------|

| DATE: | 02/21/2006 | FR PAGE: | N/A | PAGES: | 5 | PDF SIZE: | 78 KB | PDF LINK: | /files/foia/c |
|-------|------------|----------|-----|--------|---|-----------|-------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **7** |
|-----------|--------|-------|

|  | **CBOE Regulatory     Oversight Committee** |
|--|----------------------------------------------|

| DATE: | 02/15/2006 | FR PAGE: | N/A | PAGES: | 1 | PDF SIZE: | 18 KB | PDF LINK: | /files/foia/c |
|-------|------------|----------|-----|--------|---|-----------|-------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **6** |
|-----------|--------|-------|

|  | **Hearing on     Self-Regulation and Self-Regulatory Organizations in the US Futures** |
|--|-----------------------------------------------------------------------------------------|

|  | **Industry     Agenda** |
|--|--------------------------|

| DATE: | 02/15/2006 | FR PAGE: | N/A | PAGES: | 4 | PDF SIZE: | 48 KB | PDF LINK: | /files/foia/c |
|-------|------------|----------|-----|--------|---|-----------|-------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

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