| **-----------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-----------------------------------------------------------------------------------------------------------------------------------------------------------------|

| 78--010 | **Commodity Options - Solicitation or Acceptance of Orders or Payment        for** |
|---------|-------------------------------------------------------------------------------------|

|  | **Purchase        or Sale, Section 32.11** |
|--|---------------------------------------------|

| FR        DATE: | 5/16/78 |
|------------------|---------|

| **-----------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-----------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-----------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-----------------------------------------------------------------------------------------------------------------------------------------------------------------|

| 78--011 | **Omnibus        Accounts on a Gross Basis, Sections 1.33(b), 17.04** |
|---------|------------------------------------------------------------------------|

| FR        DATE: | 5/24/78 |
|------------------|---------|

| **-----------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-----------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-----------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-----------------------------------------------------------------------------------------------------------------------------------------------------------------|

| 78--012 | **Moratorium on Offer and Sale of Leverage Contracts** |
|---------|--------------------------------------------------------|

| FR        DATE: | 6/1/78 |
|------------------|--------|

| **-----------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-----------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-----------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-----------------------------------------------------------------------------------------------------------------------------------------------------------------|

| 78--013 | **Spread        Trading Transactions Procedures** |
|---------|----------------------------------------------------|

| FR        DATE: | 7/24/78 |
|------------------|---------|

| **-----------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-----------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-----------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-----------------------------------------------------------------------------------------------------------------------------------------------------------------|

| 78--014 | **Contract        Market Reporting - Publication of Futures Prices** |
|---------|-----------------------------------------------------------------------|

| FR        DATE: | 8/24/78 |
|------------------|---------|

| **-----------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-----------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-----------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-----------------------------------------------------------------------------------------------------------------------------------------------------------------|

| 78--015 | **Dealer        Options Reporting Requirements** |
|---------|---------------------------------------------------|

| FR        DATE: | 8/24/78 |
|------------------|---------|

| **-----------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-----------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-----------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-----------------------------------------------------------------------------------------------------------------------------------------------------------------|

| 78--016 | **Positions and Daily Trading Limits** |
|---------|----------------------------------------|

| FR        DATE: | 9/22/78 |
|------------------|---------|

| **-----------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-----------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-----------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-----------------------------------------------------------------------------------------------------------------------------------------------------------------|

| 78--017 | **Registered Futures Association - Registration as a Futures        Association** |
|---------|------------------------------------------------------------------------------------|

| FR        DATE: | 10/5/78 |
|------------------|---------|

| **-----------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-----------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-----------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-----------------------------------------------------------------------------------------------------------------------------------------------------------------|

| 78--018 | **Books        and Records Inspection, Rule 1.31** |
|---------|-----------------------------------------------------|

| FR        DATE: | 10/31/78 |
|------------------|----------|

| **-----------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-----------------------------------------------------------------------------------------------------------------------------------------------------------------|

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