| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **1** |
|-----------|--------|-------|

|  | **Securities Industry     Association (SIA) (Request for Extension of Comment Period)** |
|--|------------------------------------------------------------------------------------------|

| DATE: | 11/9/2005 | FR PAGE: | N/A | PAGES: | 2 | PDF SIZE: | 23 KB | PDF LINK: | /files/foia/co |
|-------|-----------|----------|-----|--------|---|-----------|-------|-----------|----------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **4** |
|-----------|--------|-------|

|  | **Securities Industry     Association (SIA) Capital Steering Committee** |
|--|---------------------------------------------------------------------------|

| DATE: | 11/21/2005 | FR PAGE: | N/A | PAGES: | 3 | PDF SIZE: | 39 KB | PDF LINK: | /files/foia/co |
|-------|------------|----------|-----|--------|---|-----------|-------|-----------|----------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **3** |
|-----------|--------|-------|

|  | **Futures Industry     Association (FIA)** |
|--|---------------------------------------------|

| DATE: | 11/18/2005 | FR PAGE: | N/A | PAGES: | 3 | PDF SIZE: | 48 KB | PDF LINK: | /files/foia/co |
|-------|------------|----------|-----|--------|---|-----------|-------|-----------|----------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **2** |
|-----------|--------|-------|

|  | **Goldman, Sachs &     Co.** |
|--|-----------------------------------|

| DATE: | 11/10/2005 | FR PAGE: | N/A | PAGES: | 2 | PDF SIZE: | 74 KB | PDF LINK: | /files/foia/co |
|-------|------------|----------|-----|--------|---|-----------|-------|-----------|----------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **1** |
|-----------|--------|-------|

|  | **National Futures     Association (NFA)** |
|--|---------------------------------------------|

| DATE: | 11/9/2005 | FR PAGE: | N/A | PAGES: | 3 | PDF SIZE: | 30 KB | PDF LINK: | /files/foia/co |
|-------|-----------|----------|-----|--------|---|-----------|-------|-----------|----------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

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