SELECTED FCM FINANCIAL DATA AS OF 

November 30, 2013

FROM REPORTS FILED BY 

January 2, 2014

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44

45

46

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49

50

51

A B C D E F G H I J K L M N O

Reg As DSRO A/O Adjusted Net Capital Excess Customers' Customers' Excess/Deficient Funds in Separate Customer Excess/Deficient Total Amount

Date Net Capital Requirement Net Capital Assets Seg Required Funds in Seg Section 30.7 Amount Pt. 30 Funds in Separate of Retail Forex

in Seg 4d(a)(2) Accounts Required Section 30.7 Obligation

Accounts

(a) (b) (c) (d) (e) (f) (g) (h) (i) (j) (k)

1 ABN AMRO CLEARING CHICAGO LLC FCM BD CBOT 11/30/2013 469,759,082 124,221,045 345,538,037 2,295,997,186 2,066,800,455 229,196,731 158,658,987 118,005,289 40,653,698 0

2 ADM INVESTOR SERVICES INC FCM CBOT 11/30/2013 283,796,114 161,296,396 122,499,718 3,147,429,961 2,908,896,516 238,533,445 238,535,312 173,238,506 65,296,806 0

3 ADVANTAGE FUTURES LLC FCM CME 11/30/2013 21,393,034 11,819,528 9,573,506 487,747,037 475,103,978 12,643,059 39,084,487 36,828,994 2,255,493 0

4 ALPARI (US) LLC FCMRFD NFA 11/30/2013 4,864,347 1,000,000 3,864,347 2,909,573 445,403 2,464,170 1,969,235 130,245 1,838,990 0

5 AMERIPRISE FINANCIAL SERVICES INC FCM BD NFA 11/30/2013 87,564,690 1,000,000 86,564,690 0 0 0 0 0 0 0

6 AMP GLOBAL CLEARING LLC FCM NFA 11/30/2013 2,504,399 1,500,000 1,004,399 44,372,234 42,888,271 1,483,963 738,202 467,372 270,830 0

7 BARCLAYS CAPITAL INC FCM BD NYME 11/30/2013 5,904,654,061 1,366,349,940 4,538,304,121 6,895,688,854 6,620,481,608 275,207,246 4,221,452,126 4,003,075,360 218,376,766 0

8 BGC FINANCIAL LP FCM BD NFA 11/30/2013 56,174,806 1,000,000 55,174,806 0 0 0 0 0 0 0

9 BNP PARIBAS PRIME BROKERAGE INC FCM BD NYME 11/30/2013 3,389,732,739 222,481,699 3,167,251,040 2,479,564,897 2,232,135,505 247,429,392 18,072,290 1,419,579 16,652,711 0

10 BNP PARIBAS SECURITIES CORP FCM BD CBOT 11/30/2013 1,369,334,533 191,039,625 1,178,294,908 1,216,079,526 998,969,085 217,110,441 6,000,000 0 6,000,000 0

11 BNY MELLON CLEARING LLC FCM CME 11/30/2013 285,299,947 20,000,000 265,299,947 224,580,273 128,771,477 95,808,796 25,264,268 5,706,018 19,558,250 0

12 BOCI COMMODITIES & FUTURES USA LLC FCM NFA 11/30/2013 4,409,757 1,000,000 3,409,757 0 0 0 0 0 0 0

13 CANTOR FITZGERALD & CO FCM BD CBOT 11/30/2013 227,006,774 5,158,393 221,848,381 6,280,787 1,311,176 4,969,611 0 0 0 0

14 CAPITAL MARKET SERVICES LLC FCM NFA 11/30/2013 1,524,528 1,000,000 524,528 0 0 0 0 0 0 0

15 CHS HEDGING INC FCM CBOT 11/30/2013 26,696,846 11,736,220 14,960,626 159,050,791 133,440,600 25,610,191 947,540 237,196 710,344 0

16 CITIGROUP GLOBAL MARKETS INC FCM BD SD CBOT 11/30/2013 6,235,840,014 851,345,123 5,384,494,891 5,354,079,213 5,069,674,077 284,405,136 1,080,878,965 862,104,846 218,774,119 0

17 CREDIT SUISSE SECURITIES (USA) LLC FCM BD CBOT 11/30/2013 8,174,251,298 2,161,096,284 6,013,155,014 8,803,776,304 7,753,724,438 1,050,051,866 3,639,855,974 2,950,300,940 689,555,034 0

18 CROSSLAND LLC FCM CBOT 11/30/2013 9,710,362 2,377,745 7,332,617 85,705,613 83,777,425 1,928,188 6,406,877 5,557,701 849,176 0

19 CUNNINGHAM COMMODITIES LLC FCM CBOT 11/30/2013 2,854,435 1,756,030 1,098,405 74,436,213 73,237,518 1,198,695 531,122 349,130 181,992 0

20 DAIWA CAPITAL MARKETS AMERICA INC FCM BD CME 11/30/2013 369,336,024 9,173,199 360,162,825 9,605,812 4,124,914 5,480,898 625,677 0 625,677 0

21 DEUTSCHE BANK SECURITIES INC FCM BD CBOT 11/29/2013 7,466,299,718 693,233,652 6,773,066,066 13,830,627,787 13,285,455,806 545,171,981 1,382,668,740 1,053,196,616 329,472,124 0

22 DORMAN TRADING LLC FCM CME 11/30/2013 11,666,394 1,897,736 9,768,658 141,104,312 138,079,863 3,024,449 2,087,066 1,760,540 326,526 0

23 E D & F MAN CAPITAL MARKETS INC FCM BD CME 11/30/2013 23,712,133 7,565,691 16,146,442 238,437,406 226,727,827 11,709,579 2,897,726 2,155,101 742,625 0

24 E TRADE CLEARING LLC FCM BD NFA 11/30/2013 716,362,979 141,649,031 574,713,948 50,693,774 39,656,504 11,037,270 1,555,342 553,076 1,002,266 0

25 EFL FUTURES LIMITED FCM CME 11/30/2013 36,412,166 15,322,691 21,089,475 239,497,362 226,565,320 12,932,042 0 0 0 0

26 FCSTONE LLC FCM CME 11/30/2013 111,382,483 68,931,574 42,450,909 1,629,748,967 1,605,900,450 23,848,517 72,262,796 57,475,904 14,786,892 0

27 FIXI AMERICAS LLC FCM NFA 11/30/2013 1,548,052 1,000,000 548,052 0 0 0 0 0 0 0

28 FOREX CAPITAL MARKETS LLC FCMRFD SD NFA 11/30/2013 56,257,002 27,176,296 29,080,706 0 0 0 0 0 0 153,525,920

29 FRIEDBERG MERCANTILE GROUP INC FCM NFA 11/30/2013 3,129,309 1,000,000 2,129,309 4,681,104 3,630,251 1,050,853 1,485,867 472,282 1,013,585 0

30 FRONTIER FUTURES INC FCM NFA 11/30/2013 1,895,199 1,000,000 895,199 26,492,238 25,700,930 791,308 0 0 0 0

31 FXDIRECTDEALER LLC FCMRFD SD NFA 11/30/2013 21,012,898 20,875,416 137,482 0 0 0 0 0 0 27,508,312

32 GAIN CAPITAL GROUP LLC FCMRFD NFA 11/30/2013 41,523,231 24,661,190 16,862,041 146,411,383 140,164,945 6,246,438 5,318,025 4,358,561 959,464 103,223,805

33 GFI SECURITIES LLC FCM BD NFA 11/30/2013 14,103,028 1,000,000 13,103,028 0 0 0 0 0 0 0

34 GH FINANCIALS LLC FCM CME 11/30/2013 10,102,964 1,000,000 9,102,964 5,341,242 4,258,629 1,082,613 504,194 254,036 250,158 0

35 GLOBAL FUTURES & FOREX LTD FCMRFD SD NFA 11/30/2013 3,593,008 1,000,000 2,593,008 0 0 0 0 0 0 0

36 GOLDMAN SACHS & CO FCM BD SD CBOT 11/30/2013 15,375,609,515 2,107,083,028 13,268,526,487 20,632,521,433 20,066,145,788 566,375,645 9,160,591,291 8,586,671,525 573,919,766 0

37 GOLDMAN SACHS EXECUTION & CLEARING LP FCM BD CME 11/30/2013 1,420,586,620 152,444,741 1,268,141,879 1,438,779,372 861,893,156 576,886,216 70,032,458 24,481,505 45,550,953 0

38 GUGGENHEIM SECURITIES LLC FCM BD NFA 11/30/2013 65,487,865 1,252,685 64,235,180 0 0 0 0 0 0 0

39 HSBC SECURITIES USA INC FCM BD CME 11/30/2013 1,050,651,874 122,240,160 928,411,714 1,029,028,076 947,320,494 81,707,582 108,284,194 89,082,468 19,201,726 0

40 IBFX INC RFED SD NFA 11/30/2013 27,647,352 23,057,262 4,590,090 0 0 0 0 0 0 71,145,240

41 INSTINET LLC FCM BD NFA 11/30/2013 109,414,662 3,107,603 106,307,059 0 0 0 0 0 0 0

42 INSTITUTIONAL LIQUIDITY LLC FCMRFD NFA 11/30/2013 32,028,906 20,144,527 11,884,379 56,190,347 55,066,943 1,123,404 727,628 282,731 444,897 12,890,544

43 INTERACTIVE BROKERS LLC FCM BD NFA 11/30/2013 1,902,040,420 287,020,159 1,615,020,261 2,265,360,978 2,062,886,252 202,474,726 418,584,223 312,125,186 106,459,037 37,779,027

44 IRONBEAM INC FCM NFA 11/30/2013 2,170,303 1,000,000 1,170,303 38,956,993 37,642,842 1,314,151 111,343 4,231 107,112 0

45 ITG DERIVATIVES LLC FCM BD NFA 11/30/2013 5,194,285 1,000,000 4,194,285 0 0 0 0 0 0 0

Futures Commission Merchant / Retail Foreign Exchange 

Dealer
SELECTED FCM FINANCIAL DATA AS OF 

November 30, 2013

FROM REPORTS FILED BY 

January 2, 2014

2 of 4

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A B C D E F G H I J K L M N O

Reg As DSRO A/O Adjusted Net Capital Excess Customers' Customers' Excess/Deficient Funds in Separate Customer Excess/Deficient Total Amount

Date Net Capital Requirement Net Capital Assets Seg Required Funds in Seg Section 30.7 Amount Pt. 30 Funds in Separate of Retail Forex

in Seg 4d(a)(2) Accounts Required Section 30.7 Obligation

Accounts

(a) (b) (c) (d) (e) (f) (g) (h) (i) (j) (k)

Futures Commission Merchant / Retail Foreign Exchange 

Dealer

52

53

54

55

56

57

58

59

60

61

62

63

64

65

66

67

68

69

70

71

72

73

74

75

76

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79

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81

82

83

84

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92

93

94

95

96

46 JEFFERIES BACHE LLC FCM CBOT 11/30/2013 197,957,000 111,663,760 86,293,240 1,989,453,000 1,885,495,000 103,958,000 181,128,000 109,947,000 71,181,000 0

47 JP MORGAN CLEARING CORP FCM BD NFA 11/30/2013 6,787,217,054 1,898,370,098 4,888,846,956 958,714,670 670,320,125 288,394,545 606,828,461 399,266,420 207,562,041 0

48 JP MORGAN SECURITIES LLC FCM BD SD CEI 11/29/2013 11,876,000,047 2,088,609,991 9,787,390,056 18,698,182,950 16,793,794,231 1,904,388,719 3,900,953,996 3,482,486,910 418,467,086 0

49 KNIGHT CAPITAL AMERICAS LLC FCM BD CME 11/30/2013 320,052,127 24,331,971 295,720,156 519,224,466 502,896,959 16,327,507 11,447,581 8,219,577 3,228,004 37,716,873

50 LEK SECURITIES CORPORATION FCM BD NFA 11/30/2013 9,996,554 1,500,000 8,496,554 4,107,317 2,955,691 1,151,626 0 0 0 0

51 LINN GROUP THE FCM NFA 11/30/2013 3,621,648 1,959,115 1,662,533 82,265,144 78,450,482 3,814,662 350,043 2,393 347,650 0

52 LPL FINANCIAL LLC FCM BD NFA 11/30/2013 132,690,429 6,796,021 125,894,408 0 0 0 0 0 0 0

53 MACQUARIE FUTURES USA LLC FCM CBOT 11/30/2013 141,219,176 105,423,706 35,795,470 1,474,349,288 1,300,334,678 174,014,610 20,454,128 13,826,258 6,627,870 0

54 MAREX NORTH AMERICA LLC FCM CME 11/30/2013 12,117,881 7,817,317 4,300,564 104,157,067 97,428,679 6,728,388 10,365,334 9,306,742 1,058,592 0

55 MB TRADING FUTURES INC RFED NFA 11/30/2013 26,152,031 21,225,330 4,926,701 0 0 0 0 0 0 34,506,590

56 MCVEAN TRADING & INVESTMENTS LLC FCM NFA 11/30/2013 13,697,481 3,091,643 10,605,838 801,821,921 780,359,126 21,462,795 2,417,861 0 2,417,861 0

57 MERRILL LYNCH PIERCE FENNER & SMITH FCM BD CBOT 11/30/2013 11,479,402,264 1,002,184,818 10,477,217,446 10,038,798,311 9,744,209,088 294,589,223 2,898,274,516 2,583,856,938 314,417,578 0

58 MERRILL LYNCH PROFESSIONAL CLEARING CORP FCM BD NFA 11/30/2013 2,054,051,078 364,587,795 1,689,463,283 1,664,033,925 857,135,663 806,898,262 28,836,454 837,317 27,999,137 0

59 MID CO COMMODITIES INC FCM NFA 11/30/2013 8,978,796 4,584,319 4,394,477 45,147,489 35,537,443 9,610,046 0 0 0 0

60 MITSUBISHI UFJ SECURITIES USA INC FCM BD NFA 11/29/2013 223,859,936 1,025,783 222,834,153 0 0 0 0 0 0 0

61 MITSUI BUSSAN COMMODITIES USA INC FCM NFA 11/30/2013 3,473,568 1,000,000 2,473,568 0 0 0 0 0 0 0

62 MIZUHO SECURITIES USA INC FCM BD SD CME 11/30/2013 427,015,266 194,100,197 232,915,069 2,160,004,032 1,969,518,269 190,485,763 505,608,191 414,089,174 91,519,017 0

63 MORGAN STANLEY & CO LLC FCM BD SD CME 11/30/2013 7,618,094,088 1,588,313,063 6,029,781,025 10,406,742,136 10,196,972,402 209,769,734 2,597,754,215 2,382,604,130 215,150,085 0

64 MORGAN STANLEY SMITH BARNEY LLC FCM BD NFA 11/30/2013 4,148,396,424 164,215,812 3,984,180,612 655,978,204 579,182,163 76,796,041 79,536,414 57,597,325 21,939,089 0

65 NEUBERGER BERMAN LLC FCM BD NFA 11/30/2013 105,917,375 1,500,000 104,417,375 0 0 0 0 0 0 0

66 NEWEDGE USA LLC FCM BD SD NYME 11/30/2013 1,813,220,334 1,016,608,544 796,611,790 14,083,043,204 13,516,322,621 566,720,583 3,740,521,518 3,369,301,755 371,219,763 0

67 NOMURA SECURITIES INTERNATIONAL INC FCM BD CBOT 11/29/2013 1,663,863,011 50,296,128 1,613,566,883 66,082,394 52,044,155 14,038,239 22,785,879 14,492,754 8,293,125 0

68 OANDA CORPORATION FCMRFD NFA 11/30/2013 134,403,292 25,975,032 108,428,260 0 0 0 0 0 0 129,500,632

69 OPPENHEIMER & CO INC FCM BD NFA 11/30/2013 155,335,846 26,250,670 129,085,176 31,888,706 16,015,849 15,872,857 0 0 0 0

70 OPTIONSXPRESS INC FCM BD NFA 11/30/2013 108,882,367 6,420,130 102,462,237 112,434,988 89,702,173 22,732,815 2,071,321 989,724 1,081,597 0

71 PHILLIP FUTURES INC FCM CME 11/30/2013 27,709,108 20,000,000 7,709,108 169,030,105 148,193,849 20,836,256 9,509,139 5,306,824 4,202,315 0

72 RAND FINANCIAL SERVICES INC FCM CME 11/30/2013 78,967,235 21,945,361 57,021,874 347,291,200 307,312,100 39,979,100 39,269,000 18,265,000 21,004,000 0

73 RAYMOND JAMES & ASSOCIATES INC FCM BD NFA 11/30/2013 507,671,073 37,283,316 470,387,757 0 0 0 0 0 0 0

74 RBC CAPITAL MARKETS LLC FCM BD CME 11/29/2013 1,296,527,377 108,724,246 1,187,803,131 1,041,478,658 950,035,433 91,443,225 120,347,964 90,113,338 30,234,626 0

75 RBS SECURITIES INC FCM BD CBOT 11/30/2013 4,442,654,638 142,010,070 4,300,644,568 1,619,217,863 1,466,477,624 152,740,239 195,643,612 77,254,428 118,389,184 0

76 RJ OBRIEN ASSOCIATES LLC FCM SD CME 11/30/2013 199,747,345 140,287,907 59,459,438 3,767,273,045 3,650,525,369 116,747,676 198,273,130 173,851,469 24,421,661 801,410

77 ROSENTHAL COLLINS GROUP LLC FCM CME 11/30/2013 76,292,935 56,718,241 19,574,694 1,441,994,482 1,421,412,356 20,582,126 38,107,460 28,080,694 10,026,766 0

78 SANFORD C BERNSTEIN & CO LLC FCM BD NFA 11/30/2013 158,498,706 18,542,017 139,956,689 0 0 0 0 0 0 0

79 SANTANDER INVESTMENT SECURITIES INC FCM BD NYME 11/30/2013 117,380,476 10,649,569 106,730,907 727,409,237 725,086,239 2,322,998 0 0 0 0

80 STATE STREET GLOBAL MARKETS LLC FCM BD CME 11/30/2013 515,258,211 26,947,854 488,310,357 389,711,157 287,791,992 101,919,165 72,915,635 31,450,402 41,465,233 0

81 STRAITS FINANCIAL LLC FCM CME 11/29/2013 8,617,089 4,674,886 3,942,203 127,590,744 120,964,291 6,626,453 28,732,799 27,451,191 1,281,608 0

82 TD AMERITRADE INC FCM BD NFA 11/29/2013 350,885,423 12,616,078 338,269,345 181,555,451 153,446,634 28,108,817 0 0 0 0

83 TIMBER HILL LLC FCM BD CME 11/30/2013 397,149,003 52,052,797 345,096,206 728,473,192 723,515,729 4,957,463 0 0 0 0

84 TRADESTATION SECURITIES INC FCM BD NFA 11/30/2013 56,180,832 3,102,617 53,078,215 414,110,162 403,622,203 10,487,959 19,010,796 17,852,537 1,158,259 0

85 TULLETT PREBON FINANCIAL SERVICES LLC FCM BD NFA 11/30/2013 26,325,952 1,000,000 25,325,952 0 0 0 0 0 0 0

86 UBS FINANCIAL SERVICES INC FCM BD NFA 11/30/2013 1,401,954,621 93,623,171 1,308,331,450 139,439,598 114,589,899 24,849,699 24,433,926 4,336,090 20,097,836 0

87 UBS SECURITIES LLC FCM BD CBOT 11/30/2013 9,574,641,020 906,011,624 8,668,629,396 8,904,161,560 8,236,175,949 667,985,611 4,395,929,840 3,929,998,628 465,931,212 0

88 VISION FINANCIAL MARKETS LLC FCM BD CME 11/30/2013 34,959,671 13,726,450 21,233,221 509,938,711 498,480,541 11,458,170 14,642,854 12,165,151 2,477,703 0

89 WELLS FARGO ADVISORS FINANCIAL NETWORK LLC FCM BD NFA 11/30/2013 40,017,552 1,000,000 39,017,552 0 0 0 0 0 0 0

90 WELLS FARGO ADVISORS LLC FCM BD NFA 11/30/2013 1,686,634,904 1,500,000 1,685,134,904 0 0 0 0 0 0 0
SELECTED FCM FINANCIAL DATA AS OF 

November 30, 2013

FROM REPORTS FILED BY 

January 2, 2014

3 of 4

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A B C D E F G H I J K L M N O

Reg As DSRO A/O Adjusted Net Capital Excess Customers' Customers' Excess/Deficient Funds in Separate Customer Excess/Deficient Total Amount

Date Net Capital Requirement Net Capital Assets Seg Required Funds in Seg Section 30.7 Amount Pt. 30 Funds in Separate of Retail Forex

in Seg 4d(a)(2) Accounts Required Section 30.7 Obligation

Accounts

(a) (b) (c) (d) (e) (f) (g) (h) (i) (j) (k)

Futures Commission Merchant / Retail Foreign Exchange 

Dealer

97

98

99

100

101

102

103

104

105

106

107

108

109

110

111

112

113

114

115

116

117

118

119

91 WELLS FARGO SECURITIES LLC FCM BD CME 11/30/2013 3,117,124,370 101,861,603 3,015,262,767 44,803,417 9,661,283 35,142,134 10,015,253 0 10,015,253 0

92 WHITE COMMERCIAL CORPORATION FCM NFA 11/30/2013 2,811,659 1,000,000 1,811,659 0 0 0 0 0 0 0

93 WHOTRADES FX LLC FCM NFA 11/30/2013 1,575,055 1,000,000 575,055 0 0 0 0 0 0 0

94 XCHANGE FINANCIAL ACCESS LLC FCM BD NFA 11/29/2013 5,659,647 1,087,969 4,571,678 30,626,934 28,489,641 2,137,293 0 0 0 0

95 YORK BUSINESS ASSOCIATES LLC FCM NFA 11/30/2013 5,141,608 1,000,000 4,141,608 52,306,566 50,269,561 2,037,005 1,906,339 1,641,189 265,150 0

Totals 157,594,018,342 146,785,603,936 10,808,414,406 40,444,203,614 35,554,886,296 4,889,317,318 608,598,353

October Web Page Update 98

Additions 0

None

Deletions 3

VELOCITY FUTURES LLC

CITADEL SECURITIES LLC

PIONEER FUTURES INC

Name Changes

None

November Web Page Update 95
SELECTED FCM FINANCIAL DATA AS OF 

November 30, 2013

FROM REPORTS FILED BY 

January 2, 2014

4 of 4

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A B C D E F G H I J K L M N O

Reg As DSRO A/O Adjusted Net Capital Excess Customers' Customers' Excess/Deficient Funds in Separate Customer Excess/Deficient Total Amount

Date Net Capital Requirement Net Capital Assets Seg Required Funds in Seg Section 30.7 Amount Pt. 30 Funds in Separate of Retail Forex

in Seg 4d(a)(2) Accounts Required Section 30.7 Obligation

Accounts

(a) (b) (c) (d) (e) (f) (g) (h) (i) (j) (k)

Futures Commission Merchant / Retail Foreign Exchange 

Dealer

120

121

122

123

124

125

126

127

128

129

130

131

132

133

134

135

136

137

138

139

140

141

142

143

144

145

146

147

148

149

150

151

(c): A firm's net capital requirement is the greater of: 

•  FCM minimum dollar amount ($1,000,000); or

(a): FCM: Futures Commission Merchant that is registered with the Commodity Futures Trading Commission;

 BD: The FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer;

 RFED: Retail Foreign Exchange Dealer that is registered with the Commodity Futures Trading Commission;

 FCMRFD: The FCM is also registered with the Commodity Futures Trading Commission as a Retail Foreign Exchange Dealer;

(b): DSRO: Designated Self-Regulatory Organization. 

•  risk based capital requirement, the sum of 8% of total customer risk maintenance margin and 8% of total non-customer risk maintenance margin; or 

•  the amount of capital required by a registered futures association (currently NFA is the only such association); or

•  for securities brokers and dealers, the amount of net capital required by Rule 15c3-1(a) of the Securities and Exchange Commission; or  

•  minimum dollar amount for FCM’s offering or engaged in retail forex transactions and RFEDs ($20,000,000); or

•  minimum dollar amount for FCM’s offering or engaged in retail forex transactions and RFEDs ($20,000,000) plus five percent of the FCM’s or RFED’s total retail forex obligation in excess of $10,000,000.

(d): Excess net capital is adjusted net capital, less the firm's net capital requirement.

(e): This represents the total amount of money, securities, and property held in segregated accounts for futures and options customers in compliance with Section 4d of the Commodity Exchange Act.

(f): This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on a designated contract market or derivatives transaction execution facility. This is the sum of all 

accounts that contain a net liquidating equity.

(g): Excess/Deficient funds in segregation is customer assets in segregation, less the customer segregation requirement.

(h): This represents the total amount of money, securities, and property held in secured accounts for futures and options customers who trade on commodity exchanges located outside the United States in compliance with Part 

30 of the Commodity Exchange Act.

(k): This represents the total amount of funds at an FCM, RFED, or FCMRFD that would be obtained by combining all money, securities and property deposited by a retail forex customer into a retail forex account or accounts, 

adjusted for the realized and unrealized net profit or loss.

(i): This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of the United States. 

(j): Excess/Deficient funds in separate Section 30.7 accounts is funds in separate Section 30.7 accounts, less the customer amount Part 30 requirement.