alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
#### UNITED STATES of America, Plaintiff-Appellee v. Ramon FLORES-CABRERA, Defendant-Appellant.

No. 09-10906

Conference Calendar.

United States Court of Appeals, Fifth Circuit.

June 22, 2010.

Nancy E. Larson, Assistant U.S. Attorney, U.S. Attorney’s Office, Fort Worth, TX, for Plaintiff-Appellee.

Kevin Joel Page, Federal Public Defender’s Office, Dallas, TX, Bonita L. Gunden, Assistant Federal Public Defender, Federal Public Defender’s Office, Amarillo, TX, for Defendant-Appellant.

Ramon Flores-Cabrera, Big Spring, TX, pro se.

Before JOLLY, STEWART, and OWEN, Circuit Judges.

PER CURIAM: *

The Federal Public Defender appointed to represent Ramon Flores-Cabrera has moved for leave to withdraw and has filed a brief in accordance with *Anders v. California,*386 U.S. 738, 87 S.Ct. 1396, 18 L.Ed.2d 493 (1967). Flores-Cabrera has filed a response. Our independent review of the record, counsel’s brief, and Flores-Cabrera’s response discloses no nonfrivo-lous issue for appeal. Accordingly, counsel’s motion for leave to withdraw is GRANTED, counsel is excused from further responsibilities herein, and the APPEAL IS DISMISSED. *See*5th Cir. R. 42.2.

*

 Pursuant to 5th Cir. R. 47.5, the court has determined that this opinion should not be published and is not precedent except under the limited circumstances set forth in 5th Cir. R. 47.5.4.
```

[Federal Register: June 14, 2006 (Volume 71, Number 114)]
[Notices]
[Page 34308]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr14jn06-46]

=======================================================================
-----------------------------------------------------------------------

COMMODITY FUTURES TRADING COMMISSION


Sunshine Act Meetings

Time and Date: 11 a.m., Friday, June 16, 2006.

Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission
Conference Room.

Status: Closed.

Matters to be Considered: Enforcement Matters.

FOR FURTHER INFORMATION CONTACT: Eileen A. Donovan, 202-418-5100.

Eileen A. Donovan,
Acting Secretary of the Commission.
[FR Doc. 06-5438 Filed 6-12-06; 2:26 pm]

BILLING CODE 6351-01-M
```
mdvn-ex107_333.htm



 

Exhibit 10.7

March 28, 2016

HAND DELIVERY

Dear Mohammad,

I am pleased to extend your role as Interim Chief Medical Officer.   This extension will be from April 1, 2016 through June 30, 2016. Your role and duties will remain as communicated during the original interim assignment.   During this period you will continue to report to me.  We will meet regularly to discuss and plan your priorities and goals.  

To recognize and compensate you for assuming these additional responsibilities, Medivation will provide you with the following compensation for the duration of the interim role period:

***In addition to your regular base pay you will receive an additional $4,400 per month ($2,200 per pay period) in cash compensation. This is a total of an additional $13,200 for the three month period.

***You will also be eligible to receive, at my discretion if goals are met, an additional $13,000 in the form of a lump sum payment.  This payment will be made, if earned, at the conclusion of the interim role period, on June 30, 2016.  

***In further recognition of your contributions and leadership during this period we will recommend to the Board of Directors that you be granted an option to purchase 1,120 Medivation options and 560 (RSUs) restricted stock units.  The Stock options will be granted with an exercise price equal to the fair market value of Medivation’s common stock on the date the option is granted (as determined in accordance with Medivation’s Stock Option and RSU Grant Date and Vesting Policy.)

The stock options and restricted stock units will vest on a four and three year schedule respectively (as determined in accordance with Medivation’s Stock Option and RSU Grant Date and Vesting Policy) and will be subject to accelerated vesting upon a change of control of Medivation, as provided in the 2004 Equity Incentive Award Plan (the “Plan”). Except as set forth in this letter, the terms of your stock options and restricted stock units are governed in all other respects by the terms of the Plan, Stock Option Agreement, and Restricted Stock Unit Agreement.

Mohammad, I am enthusiastic about the opportunity to continue to work with you closely in this interim role. 

Sincerely,

/s/ David T. Hung, MD

David T. Hung MD

President and Chief Executive Officer
#### UNITED STATES of America, Plaintiff-Appellee v. Darrell MURPHY, Defendant-Appellant.

No. 09-10696

Conference Calendar.

United States Court of Appeals, Fifth Circuit.

June 22, 2010.

Nancy E. Larson, Assistant U.S. Attorney, U.S. Attorney’s Office, Fort Worth, TX, for Plaintiff-Appellee.

Mark R. Danielson, Mansfield, TX, for Defendant-Appellant.

Before JOLLY, STEWART, and OWEN, Circuit Judges.

PER CURIAM: *

The attorney appointed to represent Darrell Murphy has moved for leave to withdraw and has filed a brief in accordance with *Anders v. California,*386 U.S. 738, 87 S.Ct. 1396, 18 L.Ed.2d 493 (1967). Murphy has not filed a response. Our independent review of the record and counsel’s brief discloses no nonfrivolous issue for appeal. Accordingly, counsel’s motion for leave to withdraw is GRANTED, counsel is excused from further responsibilities herein, and the APPEAL IS DISMISSED. *See*5th Cir. R. 42.2.

*

 Pursuant to 5th Cir. R. 47.5, the court has determined that this opinion should not be published and is not precedent except under the limited circumstances set forth in 5th Cir. R. 47.5.4.
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No. 283.

#### Baltimore National Bank *v.*State Tax Commission.

Jurisdictional statement submitted September 10, 1935.

Decided October 14, 1935.

*Mr. Edwin F. A. Morgan*for appellant.

*Messrs. Herbert R. O’Conor*and *Wm. L. Henderson*for appellee.

*Per Curiam:*

The appeal herein is dismissed for the want of jurisdiction. Section 237 (a), Judicial Code, as amended by the Act of February 13, 1925 (43 Stat. 936, 937); *Citizens National Bank*v. *Durr,*257 U. S. 99, 106; *Jett Bros. Distilling Co.*v. *Carrollton, 252*U. S. 1, 6; *Indian Territory Illuminating Co.*v. *Board of Equalization,*287 U. S. 573. Treating the papers whereon the appeal was allowed as a petition for writ of certiorari, § 237 (c), Judicial Code, as amended (43 Stat. 936, 938), the petition is granted.
No. 482.

#### Bingham Land Co. *v.*Central Maine Power Co.

Jurisdictional statement submitted October 11, 1935.

Decided October 21, 1935.

*Messrs. Carter B. Keene*and *Herbert E. Locke*for appellant.

*Mr. Edward F. Merrill*for appellee.

*Per Curiam:*

The appeal herein is dismissed for the want of jurisdiction. Section 237 (a), Judicial Code, as amended by the Act of February 13, 1925 (43 Stat. 936, 937). Treating the papers whereon the appeal was allowed as a petition for writ of certiorari, as required by § 237 (c), Judicial Code, as amended (43 Stat. 936, 938), the petition is denied.
EXHIBIT 32.1



CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350,

AS ADOPTED PURSUANT TO

SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002



In connection with this Annual Report on Form 10-K of Voxware, Inc. (the Company)
for the year ended June 30, 2004 as filed with the Securities and Exchange Commission on the date hereof (the Report), the undersigned, Thomas J. Drury, Jr., Chief Executive Officer of the Company, and Paul Commons, Chief Financial
Officer of the Company, each hereby certifies, pursuant to 18 U.S.C. Section 1350, that:



(1) The Report fully complies with the requirements of Section 13(a) or



15(d) of the Securities Exchange Act of 1934; and (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.



A signed original of this written statement required by Section 906 has been provided to
Voxware, Inc. and will be retained by Voxware, Inc. and furnished to the Securities and Exchange Commission or its staff upon request.



|                       |  |  |  |                                             
|---------------------- |  |  |  | --------------------------------------------
|                       |  |  |  | /s/ Thomas J. Drury, Jr.                    
|Dated October 13, 2004 |  |  |  | Thomas J. Drury, Jr. Chief Executive Officer
EXHIBIT 32.1

                                  CERTIFICATION
                           PURSUANT TO 18 U.S.C. 1350
     (AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002)

In connection with the Quarterly Report on Form 10-Q of Boreal Productions Inc.
(the "Company") for the period ended December 31, 2008, as filed with the
Securities and Exchange Commission on the date hereof (the "Report"), and Boreal
Productions Inc. pursuant to 18 U.S.C. Section 1350, as adopted pursuant to
Section 906 of the Sarbanes-Oxley Act of 2002, Andrea Fehsenfeld, as Chief
Executive Officer and Chief Financial Officer of Boreal Productions Inc., hereby
certify that:

     1.   The Report fully complies with the requirements of Section 13(a) or
          15(d) of the Securities Exchange Act of 1934, as amended; and

     2.   The information contained in the Report fairly presents, in all
          material respects, the financial condition and results of operations
          of Boreal Productions Inc.


Dated: February 3, 2009                           /s/ Andrea Fehsenfeld
                                                  ------------------------------
                                                  Andrea Fehsenfeld
                                                  Chief Executive Officer


Dated: February 3, 2009                           /s/ Andrea Fehsenfeld
                                                  ------------------------------
                                                  Andrea Fehsenfeld
                                                  Chief Financial Officer
|  | (1) | The      Report fully complies with the requirements of section 13(a) or 15(d) of      the Securities and Exchange Act of 1934;and |
|--|-----|------------------------------------------------------------------------------------------------------------------------------------|

|  | (2) | The      information contained in the Report fairly presents, in all material      respects, the financial condition and result of operations of the      Company. |
|--|-----|--------------------------------------------------------------------------------------------------------------------------------------------------------------------|

|                 |   |                                    |   |
|----------------------|--------|-----------------------------------------|--------|
| August      19, 2009 |        | /s/      David V. DiFelice              |   |
|                 |   | /s/      David V. DiFelice              |   |
|                 |   | David      F. DiFelice                  |   |
|                 |   | Chief      Financial/Accounting Officer |   |

----
No. 269.

#### Gustason *v.*California Trust Co. et al.

October 14, 1935.

*Mr. David G. Gustason, pro se.*

*Mr. Thomas S. Tobin*for respondents.

Petition for writ of certiorari to the Circuit Court of Appeals for the Ninth Circuit denied.
No. 371.

#### American-Hawaiian Steamship Co. *v.*Weisthoff et al.

October 14, 1935.

*Messrs. Charles R. Hickox*and *Vernon S. Jones*for petitioner.

*Mr. David Hoar*for respondents.

Petition for writ of certiorari to the Circuit Court of Appeals for the Second Circuit denied.
[Federal Register Volume 66, Number 113 (Tuesday, June 12, 2001)]
[Notices]
[Pages 31648-31649]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 01-14670]


=======================================================================
-----------------------------------------------------------------------

FEDERAL RESERVE SYSTEM


Change in Bank Control Notices; Acquisition of Shares of Bank or 
Bank Holding Companies

    The notificants listed below have applied under the Change in Bank 
Control Act (12 U.S.C. 1817(j)) and Sec. 225.41 of the Board's 
Regulation Y (12 CFR 225.41) to acquire a bank or bank holding company. 
The factors that are considered in acting on the notices are set forth 
in paragraph 7 of the Act (12 U.S.C. 1817(j)(7)).
    The notices are available for immediate inspection at the Federal 
Reserve Bank indicated. The notices also will be available for 
inspection at the office of the Board of Governors. Interested persons 
may express their views in writing to the Reserve Bank

[[Page 31649]]

indicated for that notice or to the offices of the Board of Governors. 
Comments must be received not later than June 26, 2001.
    A. Federal Reserve Bank of Kansas City (D. Michael Manies, 
Assistant Vice President) 925 Grand Avenue, Kansas City, Missouri 
64198-0001:
    1. Iron Mound Investments, L.L.C., Steven C. Davis, Gail Davis, 
Ernest R. Davis, Shirley A. Davis, Ricky J. Davis, Pam Davis, Kenny R. 
Davis and Gina Davis, all of Guthrie, Oklahoma, to acquire voting 
shares of First National Bancshares, Inc., Edmond, Oklahoma, and 
thereby indirectly acquire voting shares of First National Bank of 
Edmond, Edmond, Oklahoma.
    2. Nancy Jones, as Trustee of the Gwendolyn Jones Irrevocable 
Trust, Encino, California; to acquire voting shares of First Altus 
Bancorp, Inc., Altus, Oklahoma, and thereby indirectly acquire voting 
shares of First National Bank, Altus, Oklahoma.

    Board of Governors of the Federal Reserve System, June 6, 2001.
Robert deV. Frierson
Associate Secretary of the Board.
[FR Doc. 01-14670 Filed 6-11-01; 8:45 am]
BILLING CODE 6210-01-S
Exhibit



EXHIBIT 4.14



AMENDMENT NO. 2 TO WARRANT AGREEMENT




THIS AMENDMENT NO. 2 TO WARRANT AGREEMENT is made this 14th day of March, 2016, by and between Hercules Capital, Inc., a Maryland corporation f/k/a Hercules Technology Growth Capital, Inc. (“Warrantholder”) and Alimera Sciences, Inc., a Delaware corporation (the “Company”).


WHEREAS, Warrantholder is the holder of that certain Warrant Agreement dated April 24, 2014 between Warrantholder and the Company, as amended (the “Warrant”); and


WHEREAS, in connection with certain modifications of even date herewith to the Loan Agreement (as defined in the Warrant), the parties hereto desire to further amend the Warrant in the manner set forth below;


NOW, THEREFORE, in consideration of the premises and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties agree as follows:


1.    Warrant Amendments.    The Warrant is hereby amended as follows, such amendments to be effective as of the date hereof:


(a)    Exercise Price.      The definition of Exercise Price in Section 1(a) of the Warrant is hereby deleted in its entirety and the following new definition substituted therefor:


“ “Exercise Price” means $2.03, subject to adjustment from time to time in accordance with the provisions of this Warrant.”


(b)    Number of Shares.    Section 1(b) of the Warrant is hereby deleted in its entirety and the following new Section 1(b) substituted therefor:


“(b)    Number of Shares.    This Warrant shall be exercisable for 862,069 shares of Common Stock, subject to adjustment from time to time in accordance with the provisions of this Warrant.”


2.    Corporate Authority.    The execution and delivery by the Company of this Amendment No. 2 has been duly authorized by all necessary actions of its Board of Directors and stockholders.


3.    No Other Amendments.    Except as amended hereby, the Warrant shall remain in full force and effect as originally written.


4.    Governing Law.  This Amendment No. 2 shall be governed by and construed in accordance with the internal domestic laws of the State of New York, without giving effect to its principles regarding conflicts of law.








[Signature page follows]













IN WITNESS WHEREOF, the parties have executed this Amendment No. 2 to Warrant Agreement as of the date first above written.




ALIMERA SCIENCES, INC.




By:  /s/ Richard S. Eiswirth, Jr.
Name: Richard S. Eiswirth, Jr.
Title: Director




HERCULES CAPITAL, INC.




By: /s/ Jennifer Choe             
Name: Jennifer Choe
Title: Assistant General Counsel
```

[Federal Register: August 6, 2003 (Volume 68, Number 151)]
[Rules and Regulations]
[Page 46446]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr06au03-10]

=======================================================================
-----------------------------------------------------------------------

COMMODITY FUTURES TRADING COMMISSION

17 CFR Part 30


Foreign Futures and Options Transactions; Correction

AGENCY: Commodity Futures Trading Commission.

ACTION: Corrections to order.

-----------------------------------------------------------------------

SUMMARY: This document contains corrections to the Order that was
published in the Federal Register of July 1, 2003 (68 FR 39006). The
Order, issued pursuant to Commission Rule 30.10, granted an exemption
to firms designated by the ASX Futures Exchange Proprietary Limited
("ASXF") from the application of certain of the Commission's foreign
futures and options rules based on substituted compliance with
Australia's comparable regulatory and self-regulator regime.

EFFECTIVE DATE: August 6, 2003.

FOR FURTHER INFORMATION CONTACT:
    Lawrence B. Patent, Esq., Deputy Director, Susan A Elliott, Esq.,
Staff Attorney, or Andrew V. Chapin, Esq., Staff Attorney, Division of
Clearing and Intermediary Oversight, Commodity Futures Trading
Commission, 1155 21st St., NW., Washington, DC 20581. Telephone: (202)
418-5430.

SUPPLEMENTARY INFORMATION:

Background

    Commission Rule 30.4 requires that persons that solicit or accept
orders, and funds related thereto, from customers located in the U.S.
for trading on futures exchanges located outside the U.S. must register
as futures commission merchants. Commission Rule 30.10 permits persons
to petition for exemption from any Part 30 rule. Under Rule 30.10, the
Commission has issued numerous orders to foreign futures exchanges that
petition, on behalf of their members, for relief from compliance with
the Commission's Part 30 rules based on the members' substituted
compliance with their home country regulatory framework. The
Commission's Order under Rule 30.10 as published in the Federal
Register incorrectly identified the order recipient, ASXF, as the ASX
Futures Exchange Party Limited. ASXF has informed the Commission that
the abbreviation "Pty" stands for "Proprietary" and not "Party."

Need for Correction

    As published, the Order contains errors that may be misleading and
need clarification.

Correction of Publication

    Accordingly, the publication on July 1, 2003 of an Order, which was
the subject of FR Doc. 03-16516, is correct as follows:
    On page 39006, in the first column, in the Summary, line 5, and in
the second column, in the Supplementary Information, second paragraph,
line 3, the word "Party" is corrected to read "Proprietary" in both
instances.

    Issued in Washington, DC, on July 30, 2003 by the Commission.
Jean A. Webb,
Secretary of the Commission.
[FR Doc. 03-19948 Filed 8-5-03; 8:45 am]
BILLING CODE 6351-01-M
```
```

[Federal Register: April 12, 2005 (Volume 70, Number 69)]
[Notices]
[Page 19061-19062]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr12ap05-41]

=======================================================================
-----------------------------------------------------------------------

COMMODITY FUTURES TRADING COMMISSION


Technology Advisory Committee Meeting

    This is to give notice, pursuant to Section 10(a) of the Federal
Advisory Committee Act, 5 U.S.C. App. 2, section 10(a), that the
Commodity Futures Trading Commission's Technology Advisory Committee
will conduct a public meeting on Thursday, April 28, 2005. The meeting
will take place in the first floor hearing room of the Commission's
Washington, DC headquarters, Three Lafayette Centre, 1155 21st Street,
NW., Washington, DC 20581. The meeting will begin at 1 p.m., and last
until 4 p.m. The purpose of the meeting is to discuss technology-
related issues involving the financial services and commodity markets.
    The agenda will consist of the following:
    (1) What constitutes ``prior art'' in the patents process.
    (2) Intellectual property in trading and settlements technology.
    (3) Restrictions on the usage of exchange settlement prices.
    (4) Market data piracy.
    The meeting is open to the public. Any member of the public who
wishes to file a written statement with the Advisory Committee should
mail a copy of the statement to the attention of: Technology Advisory
Committee, c/o Acting Chairman Sharon Brown-Hruska,

[[Page 19062]]

Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st
Street, NW., Washington, DC 20581, before the meeting. Members of the
public who wish to make oral statements should inform Acting Chairman
Brown-Hruska in writing at the foregoing address at least three
business days before the meeting. Reasonable provision will be made, if
time permits, for oral presentations of no more than five minutes each
in duration. For further information concerning this meeting, please
contact Ananda Radhakrishnan, Counsel to Acting Chairman Brown-Hruska,
(202) 418-5188.

    Issued by the Commission in Washington, DC on April 7, 2005.
Jean A. Webb,
Secretary of the Commission.
[FR Doc. 05-7296 Filed 4-11-05; 8:45 am]

BILLING CODE 6351-01-M
```