| DOCUMENT NUMBER: | 5 |
|------------------|---|

|  | S.C. Ervin, Dechert for Nasdaq LIFFE,     LLC, to E. Donovan, Confidential |
|--|-----------------------------------------------------------------------------|

|  | Treatment Request Pertaining to     Documents Submitted 08/14/2001, |
|--|----------------------------------------------------------------------|

|  | Transmittal Letter to J. Lawton,     Division of Trading and Markets, Attached |
|--|---------------------------------------------------------------------------------|

| DATE | 8/14/02 | PAGES: | 3 | PDF SIZE: | 66 KB | PDF LINK: |
|------|---------|--------|---|-----------|-------|-----------|

| : |
|---|

| **---------------------------------------------------------------------------------------------** |
|---------------------------------------------------------------------------------------------------|

| DOCUMENT NUMBER: | 6 |
|------------------|---|

|  | S.C. Ervin, Dechert for Nasdaq LIFFE,     LLC, to J. Lawton, Division of Trading |
|--|-----------------------------------------------------------------------------------|

|  | and Markets, Revised Section 4 of Nasdaq     LIFFE Futures Exchange Rules, |
|--|-----------------------------------------------------------------------------|

|  | Confidential Treatment Request     Attached |
|--|----------------------------------------------|

| DATE | 8/14/01 | PAGES: | 39 | PDF SIZE: | 1135 KB | PDF LINK: |
|------|---------|--------|----|-----------|---------|-----------|

| : |
|---|

| **---------------------------------------------------------------------------------------------** |
|---------------------------------------------------------------------------------------------------|

| DOCUMENT NUMBER: | 7 |
|------------------|---|

|  | S.C. Ervin, Dechert for Nasdaq LIFFE,     LLC, to E. Donovan, Confidential |
|--|-----------------------------------------------------------------------------|

|  | Treatment Request Pertaining to     Documents Submitted 08/15/2001, |
|--|----------------------------------------------------------------------|

|  | Transmittal Letter to J. Lawton,     Division of Trading and Markets, Attached |
|--|---------------------------------------------------------------------------------|

| DATE | 8/15/01 | PAGES: | 3 | PDF SIZE: | 65 KB | PDF LINK: |
|------|---------|--------|---|-----------|-------|-----------|

| : |
|---|

| **---------------------------------------------------------------------------------------------** |
|---------------------------------------------------------------------------------------------------|

| DOCUMENT NUMBER: | 8 |
|------------------|---|

|  | A) S.C. Ervin, Dechert for Nasdaq LIFFE,     LLC, to J. Lawton, Division of |
|--|------------------------------------------------------------------------------|

|  | Trading and Markets, Revised Sections 2     and 4 of Nasdaq LIFFE Futures |
|--|----------------------------------------------------------------------------|

|  | Exchange Rules and Revised Trading     Procedures, Confidential Treatment |
|--|----------------------------------------------------------------------------|

|  | Request Attached -- First Part: Rules     Sections 2 and 4 |
|--|-------------------------------------------------------------|

| DATE | 8/17/01 | PAGES: | 68 | PDF SIZE: | 1847 KB | PDF LINK: |
|------|---------|--------|----|-----------|---------|-----------|

| : |
|---|

| **---------------------------------------------------------------------------------------------** |
|---------------------------------------------------------------------------------------------------|

| DOCUMENT NUMBER: | 8 |
|------------------|---|

|  | B) S.C. Ervin, Dechert for Nasdaq LIFFE,     LLC, to J. Lawton, Division of |
|--|------------------------------------------------------------------------------|

|  | Trading and Markets, Revised Sections 2     and 4 of Nasdaq LIFFE Futures |
|--|----------------------------------------------------------------------------|

|  | Exchange Rules and Revised Trading     Procedures, Confidential Treatment |
|--|----------------------------------------------------------------------------|

|  | Request Attached -- Second Part: Trading     Procedures |
|--|----------------------------------------------------------|

| DATE | 8/17/01 | PAGES: | 70 | PDF SIZE: | 1779 KB | PDF LINK: |
|------|---------|--------|----|-----------|---------|-----------|

| : |
|---|

| **---------------------------------------------------------------------------------------------** |
|---------------------------------------------------------------------------------------------------|

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