| **Material          Released Pursuant to FOIA Requests Which** |
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| **has          Been, or is Likely to Be, the Subject of Future** |
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| **FOIA          Requests** |
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| **____________________________________________** |
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| Documents          which do not have PDF links are availabe on request to          [email protected] by using the |
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| electronic          request form. Electronic distribution of the documents is possible,          depending on the requester's |
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| ability to          receive them. Paper copies of documents are available within the          Washington, D.C., area through |
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| the          Commission's Public Reading Room and outside the area through use          of the electronic request form. |
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| Fees of 15          cents per page apply to paper copies |
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| **Request Form** | **If you are unfamiliar with PDF files,          click here for help** |
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| **____________________________________________** |
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| **FILE          NUMBER:** | RF05-002 | **PLACED ON          THE PUBLIC** | 02/22/2005 | **CATEGORY:** | A |
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|  | **RECORD:** |
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| MEMORANDA          OF UNDERSTANDING (MOU) WITH FOREIGN REGULATORS |
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| (AS OF          07/02/2004) |
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| **____________________________________________** |
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| DOCUMENT          NUMBER: | 1 |
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|  | With          Securities and Exchange Commission (SEC, United States) and |
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|  | Department          of Trade and Industry (DTI, United Kingdom) |
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| DATE: | 09/23/1986 | PAGES: | 8 | PDF          SIZE: | 222          KB | PDF          LINK: | /files/foia/repfoia/foirf05 |
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| **------------------------------------------------------------------------------------------------** |
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| DOCUMENT          NUMBER: | 2 |
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|  | With          Securities and Investments Board (SIB, United Kingdom, succeeded          by |
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|  | Fianacial          Services Authority, FSA) |
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| DATE: | 09/01/1988 | PAGES: | 123 | PDF          SIZE: | 2090          KB | PDF          LINK: | /files/foia/repfoia/foirf05 |
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| **------------------------------------------------------------------------------------------------** |
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| DOCUMENT          NUMBER: | 3 |
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|  | With          Commission des Operations de Bourse (COB, France) |
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| DATE: | 06/06/1990 | PAGES: | 37 | PDF          SIZE: | 698          KB | PDF          LINK: | /files/foia/repfoia/foirf05 |
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| **------------------------------------------------------------------------------------------------** |
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| DOCUMENT          NUMBER: | 4 |
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|  | With          Comissao de Valores Mobiliarios (CVM, Brazil) |
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| DATE: | 04/12/1991 | PAGES: | 8 | PDF          SIZE: | 108          KB | PDF          LINK: | /files/foia/repfoia/foirf05 |
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| **------------------------------------------------------------------------------------------------** |
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| DOCUMENT          NUMBER: | 5 |
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|  | With          Ontario Securities Commission (OSC, Ontario, Canada), Commission          des |
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|  | valeurs          mobilieres du Quebec (CVMQ, Quebec, Canada), and Canadian          Self- |
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|  | Regulatory          Organizations |
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| DATE: | 09/23/1991 | PAGES: | 40 | PDF          SIZE: | 56          KB | PDF          LINK: | /files/foia/repfoia/foirf05 |
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| **------------------------------------------------------------------------------------------------** |
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