| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **2** |
|-----------|--------|-------|

|  | **D) Report on Exchanges          of Futures for Physicals, Division of Trading &          Markets,** |
|--|-------------------------------------------------------------------------------------------------------------|

|  | **10/01/1987, Pages 202          - 266** |
|--|-------------------------------------------|

| DATE: | FR PAGE: |  | N/A | PAGES: | 65 | PDF SIZE: | 1786 KB | PDF LINK: | /files/foia/c |
|-------|----------|--|-----|--------|----|-----------|---------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **1** |
|-----------|--------|-------|

|  | **New York Mercantile          Exchange (NYMEX) Submissions Concerning Exchanges of          Futures** |
|--|----------------------------------------------------------------------------------------------------------|

|  | **for, or in Connection          with, Swap Transactions, 02/22/1997 and 06/25/1997** |
|--|----------------------------------------------------------------------------------------|

| DATE: | FR PAGE: |  | N/A | PAGES: | 11 | PDF SIZE: | 430 KB | PDF LINK: |
|-------|----------|--|-----|--------|----|-----------|--------|-----------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **67** |
|-----------|--------|--------|

|  | **Chicago Board of          Trade** |
|--|--------------------------------------|

| DATE: | 06/29/99 | FR PAGE: | N/A | PAGES: | 6 | PDF SIZE: | 274 KB | PDF LINK: | /files/foia/c |
|-------|----------|----------|-----|--------|---|-----------|--------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **66** |
|-----------|--------|--------|

|  | **A) Chicago Board of          Trade** |
|--|-----------------------------------------|

| DATE: | 09/01/98 | FR PAGE: | N/A | PAGES: | 5 | PDF SIZE: | 262 KB | PDF LINK: | /files/foia/c |
|-------|----------|----------|-----|--------|---|-----------|--------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **66** |
|-----------|--------|--------|

|  | **B) Chicago Board of          Trade, Enclosure: "Evaluation of Alternative Execution          Procedures** |
|--|---------------------------------------------------------------------------------------------------------------|

|  | **in Futures          Markets" by Prof. Haim Mendelson, Stanford Graduate School of          Business,** |
|--|------------------------------------------------------------------------------------------------------------|

|  | **and Prof. Yakov          Amihud, Stern School of Business, New York University** |
|--|-------------------------------------------------------------------------------------|

| DATE: | 09/01/98 | FR PAGE: | N/A | PAGES: | 109 | PDF SIZE: | 1000 KB | PDF LINK: | /files/foia/c |
|-------|----------|----------|-----|--------|-----|-----------|---------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **65** |
|-----------|--------|--------|

|  | **Futures Industry          Association** |
|--|--------------------------------------------|

| DATE: | 08/31/98 | FR PAGE: | N/A | PAGES: | 5 | PDF SIZE: | 199 KB | PDF LINK: | /files/foia/c |
|-------|----------|----------|-----|--------|---|-----------|--------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **64** |
|-----------|--------|--------|

|  | **Association of the Bar          of the City of New York** |
|--|--------------------------------------------------------------|

| DATE: | 08/26/98 | FR PAGE: | N/A | PAGES: | 20 | PDF SIZE: | 1016 KB | PDF LINK: | /files/foia/c |
|-------|----------|----------|-----|--------|----|-----------|---------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **63** |
|-----------|--------|--------|

|  | **First          Quadrant** |
|--|------------------------------|

| DATE: | 07/10/98 | FR PAGE: | N/A | PAGES: | 2 | PDF SIZE: | 30 KB | PDF LINK: | /files/foia/c |
|-------|----------|----------|-----|--------|---|-----------|-------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

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