| COMMENT        FILE NUMBER: | **98--019** | 11/28/99        11:33 PM |
|------------------------------|-------------|---------------------------|

|  | **______________________________________________________________________** |
|--|----------------------------------------------------------------------------|

|  | **17 CFR        Parts 34 and 35 Over-the-Counter Derivatives** |
|--|-----------------------------------------------------------------|

| ______________________________________________________________________ |
|------------------------------------------------------------------------|

| FR        CITE: | 63 FR 26144        (May 12, 1998) |
|------------------|------------------------------------|

| CLOSES: | 7/13/98 | 9/11/98 | 10/13/98 |
|---------|---------|---------|----------|

| EXTENDED: | 6/24/98 | 9/17/98 |
|-----------|---------|---------|

| **______________________________________________________________________** |
|----------------------------------------------------------------------------|

| **FILE        CONTENTS** |
|---------------------------|

| **(FR =        Federal Register; NC = Non Comment or Background Material; CL = Comment        Letter)** |
|-----------------------------------------------------------------------------------------------------------|

| Documents        which do not have PDF links are availabe on request to        [email protected] by using the |
|----------------------------------------------------------------------------------------------------------------------|

| electronic        request form. Electronic distribution of the documents is possible,        depending on the |
|-----------------------------------------------------------------------------------------------------------------|

| requester's        ability to receive them. Paper copies of documents are available within        the Washington, D.C., |
|---------------------------------------------------------------------------------------------------------------------------|

| area        through the Commission's Public Reading Room and outside the area        through use of the |
|-----------------------------------------------------------------------------------------------------------|

| electronic        request form. Fees of 15 cents per page apply to paper        copies. |
|-------------------------------------------------------------------------------------------|

|  | **REQUEST FORM** |
|--|------------------|

|  | **______________________________________________________________________** |
|--|----------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **FR** | **4** |
|-----------|--------|-------|

|  | **Concept        release; withdrawal** |
|--|-----------------------------------------|

| DATE: | 11/23/99 | FR        PAGE: | 65669 | PAGES: | 1 | PDF        SIZE: | 13        KB | PDF        LINK: | /foia/fedreg99 |
|-------|----------|------------------|-------|--------|---|-------------------|---------------|-------------------|----------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **FR** | **3** |
|-----------|--------|-------|

|  | **Extension of comment period on Concept Release** |
|--|----------------------------------------------------|

| DATE: | 9/17/98 | FR        PAGE: | N/A | PAGES: | 2 | PDF        SIZE: | 22        KB | PDF        LINK: | /foia/fedreg98 |
|-------|---------|------------------|-----|--------|---|-------------------|---------------|-------------------|----------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **FR** | **2** |
|-----------|--------|-------|

|  | **Extension of comment period on Concept Release** |
|--|----------------------------------------------------|

| DATE: | 6/24/98 | FR        PAGE: | 34335 | PAGES: | 2 | PDF        SIZE: | 13        KB | PDF        LINK: | /foia/fedreg98 |
|-------|---------|------------------|-------|--------|---|-------------------|---------------|-------------------|----------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **FR** | **1** |
|-----------|--------|-------|

|  | **Concept        Release** |
|--|-----------------------------|

| DATE: | 5/12/98 | FR        PAGE: | 26114 | PAGES: | 14 | PDF        SIZE: | 117        KB | PDF        LINK: | /foia/fedreg98 |
|-------|---------|------------------|-------|--------|----|-------------------|----------------|-------------------|----------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **4** |
|-----------|--------|-------|

|  | **Futures        Industry Association, Request for Extension of Comment        Period** |
|--|-------------------------------------------------------------------------------------------|

| DATE: | 9/2/98 | FR        PAGE: | N/A | PAGES: | 1 | PDF        SIZE: | 29        KB | PDF        LINK: | cf9819b004.p |
|-------|--------|------------------|-----|--------|---|-------------------|---------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

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