SELECTED FCM FINANCIAL DATA AS OF 

July 31, 2008

FROM REPORTS FILED BY 

August 31, 2008

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

1 3D FOREX, LLC N NFA 07/31/2008 11,340,851 500,000 10,840,851 2 ACM USA LLC N NFA 07/31/2008 8,395,300 5,000,000 3,395,300 3 ADM INVESTOR SERVICES INC N CBOT 07/31/2008 155,297,487 93,769,058 61,528,429 4 ADVANCED MARKETS INC N NFA 07/31/2008 6,874,144 5,000,000 1,874,144 5 ADVANTAGE FUTURES LLC N CME 07/31/2008 20,824,941 7,275,792 13,549,149 6 AIG CLEARING CORPORATION N NYME 07/31/2008 312,234,836 64,729,575 247,505,261 7 ALARON TRADING CORPORATION N CME 07/31/2008 7,379,235 3,823,078 3,556,157 

8 ALPARI (US) LLC N NFA 07/31/2008 12,810,913 5,000,000 7,810,913 9 BACERA CORPORATION N NFA 07/31/2008 5,448,102 5,000,000 448,102 

10 BANC OF AMERICA SECURITIES LLC Y CME 07/31/2008 4,020,944,250 456,300,676 3,564,643,574 

11 BARCLAYS CAPITAL INC Y NYME 07/31/2008 1,790,941,420 441,162,846 1,349,778,574 

12 BEAR STEARNS & CO INC Y NFA 07/31/2008 5,548,344,580 571,371,596 4,976,972,984 13 BEAR STEARNS SECURITIES CORP Y CME 07/31/2008 4,554,635,705 1,162,621,509 3,392,014,196 

14 BGC SECURITIES Y NFA 07/31/2008 6,731,339 500,000 6,231,339 15 BNP PARIBAS COMMODITY FUTURES INC N NYME 07/31/2008 222,048,975 177,951,058 44,097,917 

16 BNP PARIBAS SECURITIES CORP Y CBOT 07/31/2008 691,456,277 43,937,966 647,518,311 

17 CADENT FINANCIAL SERVICES LLC N CME 07/31/2008 8,154,118 5,752,049 2,402,069 18 CANTOR FITZGERALD & CO Y CBOT 07/31/2008 280,229,688 1,578,087 278,651,601 19 CAPITAL MARKET SERVICES LLC N NFA 07/31/2008 17,996,674 5,000,000 12,996,674 20 CIBC WORLD MARKETS CORP Y CME 07/31/2008 1,062,200,790 10,814,229 1,051,386,561 

21 CITIGROUP GLOBAL MARKETS INC Y CBOT 07/31/2008 7,072,940,135 734,338,563 6,338,601,572 

22 CLIFF LARSON COMPANY THE N NFA 07/31/2008 3,562,722 975,807 2,586,915 23 CMC MARKETS (US) LLC N NFA 07/31/2008 8,919,659 5,000,000 3,919,659 24 COMMONWEALTH FOREIGN EXCHANGE INC N NFA 07/31/2008 1,436,456 500,000 936,456 25 COMTRUST INC N NFA 07/31/2008 944,825 500,000 444,825 26 COUNTRY HEDGING INC N NFA 07/31/2008 22,358,959 12,847,051 9,511,908 

27 CREDIT SUISSE SECURITIES (USA) LLC Y CBOT 07/31/2008 8,417,172,044 425,999,853 7,991,172,191 

28 CROSSLAND LLC N CBOT 07/31/2008 3,494,572 819,493 2,675,079 29 CSC FUTURES INC N CME 07/31/2008 13,419,779 500,000 12,919,779 30 CUNNINGHAM COMMODITIES LLC N CBOT 07/31/2008 3,825,615 1,511,954 2,313,661 31 DAIWA SECURITIES AMERICA INC Y CME 07/31/2008 202,262,768 1,469,696 200,793,072 32 DEUTSCHE BANK SECURITIES INC Y CBOT 07/31/2008 4,040,154,143 421,016,345 3,619,137,798 

33 DORMAN TRADING LLC N CME 07/31/2008 8,608,792 602,866 8,005,926 

34 DUNAVANT COMMODITY CORP N NFA 07/31/2008 47,388,024 881,671 46,506,353 35 EAGLE MARKET MAKERS INC N CBOT 07/31/2008 7,276,553 500,000 6,776,553 36 EASY FOREX US LTD N NFA 07/31/2008 9,630,264 5,000,000 4,630,264 37 ED &F MAN COMMODITY ADVISORS INC N NFA 07/31/2008 1,002,017 500,000 502,017 38 ELECTRONIC BROKERAGE SYSTEMS LLC Y NFA 07/31/2008 11,246,452 500,000 10,746,452 39 ENSKILDA FUTURES LTD N CME 07/31/2008 20,123,755 9,322,520 10,801,235 40 FARR FINANCIAL INC N NFA 07/31/2008 1,684,592 640,698 1,043,894 41 FC STONE LLC N CME 07/31/2008 103,745,660 72,815,555 30,930,105 42 FIRST CAPITOL GROUP LLC N NFA 07/31/2008 979,317 500,000 479,317 43 FOREX CAPITAL MARKETS LLC N NFA 07/31/2008 78,503,227 15,141,014 63,362,213 44 FOREX CLUB FINANCIAL COMPANY INC N NFA 07/31/2008 6,709,485 5,000,000 1,709,485 45 FORTIS CLEARING AMERICAS LLC Y CBOT 07/31/2008 190,763,991 55,415,294 135,348,697 46 FRIEDBERG MERCANTILE GROUP INC N NFA 07/31/2008 8,176,903 5,000,000 3,176,903 
SELECTED FCM FINANCIAL DATA AS OF 

July 31, 2008

FROM REPORTS FILED BY 

August 31, 2008

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

47 FRONTIER FUTURES INC N NFA 07/31/2008 2,369,243 897,694 1,471,549 48 FUTURES TECH LLC N NFA 07/31/2008 856,297 500,000 356,297 49 FX SOLUTIONS LLC N NFA 07/31/2008 18,887,852 5,000,000 13,887,852 50 GAIN CAPITAL GROUP LLC N NFA 07/31/2008 67,077,441 9,182,478 57,894,963 51 GATEWAY CAPITAL L.L.C. N NFA 07/31/2008 971,086 500,000 471,086 52 GELBER GROUP LLC N CBOT 07/31/2008 112,759,705 500,000 112,259,705 

53 GENESIS FUTURES LLC N NFA 07/31/2008 539,392 500,000 39,392 54 GFS FOREX & FUTURES INC N NFA 07/31/2008 11,296,881 5,000,000 6,296,881 55 GILDER GAGNON HOWE AND CO LLC Y NFA 07/31/2008 16,773,489 500,000 16,273,489 56 GLOBAL FUTURES & FOREX LTD N NFA 07/31/2008 69,457,460 7,007,451 62,450,009 

57 GOLDMAN SACHS & CO Y CBOT 07/25/2008 10,680,464,786 2,846,211,270 7,834,253,516 

58 GOLDMAN SACHS EXECUTION & CLEARING LP Y CME 07/25/2008 1,100,259,264 84,141,035 1,016,118,229 59 H & R BLOCK FINANCIAL ADVISORS INC Y NFA 07/31/2008 60,380,158 8,411,614 51,968,544 60 HOTSPOT FXR LLC N NFA 07/31/2008 7,573,384 5,000,000 2,573,384 61 HSBC SECURITIES USA INC Y CME 07/31/2008 841,592,932 80,164,005 761,428,927 

62 I TRADE FX LLC N NFA 07/31/2008 16,214,324 5,000,000 11,214,324 63 ICAP FUTURES LLC N NFA 07/31/2008 5,451,140 500,000 4,951,140 64 IFX MARKETS INC N NFA 07/31/2008 14,941,977 5,000,000 9,941,977 65 IG MARKETS INC. N NFA 07/31/2008 10,346,835 5,000,000 5,346,835 66 IKON GLOBAL MARKETS INC. N NFA 07/31/2008 8,088,414 5,000,000 3,088,414 67 INSTINET LLC Y NFA 07/31/2008 97,969,179 7,014,025 90,955,154 68 INTEGRATED BROKERAGE SERVICES LLC N NFA 07/31/2008 2,114,474 500,000 1,614,474 69 INTERACTIVE BROKERS LLC Y EUXUS 07/31/2008 524,255,013 59,634,633 464,620,380 70 INTERBANK FX LLC N NFA 07/31/2008 33,341,232 5,000,000 28,341,232 71 IOWA GRAIN CO N NFA 07/31/2008 6,111,774 500,000 5,611,774 72 ITG DERIVATIVES, LLC Y NFA 07/31/2008 1,220,523 500,000 720,523 73 JP MORGAN FUTURES INC N NYME 07/31/2008 1,722,165,641 953,575,733 768,589,908 

74 KOTTKE ASSOCIATES LLC N CBOT 07/31/2008 26,733,661 500,000 26,233,661 

75 LADENBURG THALMANN & CO INC Y NFA 07/31/2008 12,598,119 500,000 12,098,119 76 LBS LIMITED PARTNERSHIP N NFA 07/31/2008 795,039 500,000 295,039 77 LEHMAN BROTHERS INC Y CBOT 07/31/2008 3,798,099,000 595,204,000 3,202,895,000 

78 LEK SECURITIES CORPORATION Y NFA 07/31/2008 9,814,645 1,500,000 8,314,645 79 LIMESTONE TRADING LLC N NFA 07/31/2008 11,339,784 500,000 10,839,784 80 LINN GROUP ( THE ) N NFA 07/31/2008 3,732,350 500,000 3,232,350 

81 LOEB PARTNERS CORPORATION Y NFA 07/31/2008 14,352,649 500,000 13,852,649 82 LPL FINANCIAL CORPORATION Y NFA 07/31/2008 70,327,157 9,111,021 61,216,136 83 MACQUARIE FUTURES USA INC N NFA 07/31/2008 22,576,660 2,574,506 20,002,154 84 MB TRADING FUTURES INC. N NFA 07/31/2008 12,201,143 5,000,000 7,201,143 85 MBF CLEARING CORP N NYME 07/31/2008 29,809,759 1,459,967 28,349,792 

86 MCVEAN TRADING AND INVESTMENTS LLC N NFA 07/31/2008 13,147,432 3,922,168 9,225,264 87 MERRILL LYNCH PIERCE FENNER & SMITH Y CBOT 08/01/2008 4,737,105,080 712,858,579 4,024,246,501 88 MERRILL LYNCH PROFESSIONAL CLEARING CORP Y NFA 08/01/2008 1,422,626,209 113,335,468 1,309,290,741 

89 MF GLOBAL INC. Y CME 07/31/2008 598,471,934 365,631,794 232,840,140 

90 MG FINANCIAL LLC N NFA 07/31/2008 5,545,201 5,000,000 545,201 91 MID-CO COMMODITIES INC N NFA 07/31/2008 13,010,548 5,870,242 7,140,306 92 MITSUI BUSSAN COMMODITIES USA INC N NYME 07/31/2008 7,763,157 2,198,474 5,564,683 93 MIZUHO SECURITIES USA INC Y CME 07/31/2008 176,350,561 69,498,987 106,851,574 
SELECTED FCM FINANCIAL DATA AS OF 

July 31, 2008

FROM REPORTS FILED BY 

August 31, 2008

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

94 MORGAN KEEGAN & COMPANY INC Y NFA 07/31/2008 386,252,589 9,535,320 376,717,269 95 MORGAN STANLEY & CO INCORPORATED Y CME 07/31/2008 9,874,274,607 3,276,465,490 6,597,809,117 96 NATIXIS SECURITIES NORTH AMERICA INC Y NFA 07/31/2008 166,120,289 500,000 165,620,289 97 NEUBERGER BERMAN LLC Y NFA 07/31/2008 287,558,632 5,000,000 282,558,632 98 NEWEDGE FINANCIAL INC. Y CME 07/31/2008 930,964,744 279,731,530 651,233,214 

99 NEWEDGE USA LLC. Y NYME 07/31/2008 1,089,299,028 727,853,307 361,445,721 

100 NOMURA SECURITIES INTERNATIONAL INC Y CBOT 07/31/2008 768,733,826 1,224,688 767,509,138 101 OANDA CORPORATION N NFA 07/31/2008 164,523,432 11,358,235 153,165,197 102 ODL SECURITIES INC N NFA 07/31/2008 10,500,258 5,000,000 5,500,258 

103 OPEN E CRY LLC N NFA 07/31/2008 1,749,339 560,283 1,189,056 104 OPPENHEIMER & CO INC Y NFA 07/31/2008 189,564,289 23,805,035 165,759,254 105 OPTIONSXPRESS INC Y NFA 07/31/2008 67,373,473 8,081,789 59,291,684 106 PENSON GHCO N CBOT 07/31/2008 17,415,051 10,245,339 7,169,712 107 PEREGRINE FINANCIAL GROUP INC N NFA 07/31/2008 21,695,406 5,602,896 16,092,510 108 PIONEER FUTURES INC N NYME 07/31/2008 1,492,643 500,000 992,643 109 PRUDENTIAL BACHE COMMODITIES LLC N CBOT 07/31/2008 275,297,000 220,323,400 54,973,600 110 PUMA FINANCIAL LLC N NFA 07/31/2008 1,348,310 500,000 848,310 111 RAND FINANCIAL SERVICES INC N CME 07/31/2008 59,811,009 11,867,516 47,943,493 112 RAYMOND JAMES & ASSOCIATES INC Y NFA 07/31/2008 320,223,660 64,990,183 255,233,477 113 RBC CAPITAL MARKETS CORPORATION Y CME 07/31/2008 571,072,097 114,653,038 456,419,059 

114 RBS GREENWICH CAPITAL INC Y CBOT 07/31/2008 1,925,469,000 153,079,035 1,772,389,965 

115 RJ OBRIEN & ASSOCIATES LLC N CME 07/31/2008 98,452,632 74,640,720 23,811,912 116 ROBBINS FUTURES INC N NFA 07/31/2008 558,997 500,000 58,997 117 ROSENTHAL COLLINS GROUP LLC N CME 07/31/2008 80,943,963 41,106,027 39,837,936 118 ROSENTHAL GLOBAL SECURITIES LLC Y NFA 07/31/2008 19,575,950 1,352,486 18,223,464 119 SANFORD C BERNSTEIN & CO LLC Y NFA 07/31/2008 126,574,113 9,466,228 117,107,885 120 SANTANDER INVESTMENT SECURITIES INC. Y NFA 07/31/2008 78,136,862 500,000 77,636,862 121 SHATKIN ARBOR INC N CBOT 07/31/2008 6,551,323 1,100,431 5,450,892 122 SHAY GRAIN CLEARING COMPANY N KCBT 07/31/2008 2,799,558 747,850 2,051,708 

123 SMW TRADING COMPANY INC N CME 07/31/2008 18,952,153 500,000 18,452,153 

124 SNC INVESTMENTS INC N NFA 07/31/2008 709,244 500,000 209,244 125 STEPHENS INC Y NFA 07/25/2008 79,687,618 10,967,486 68,720,132 126 STERLING COMMODITIES CORP N NYME 07/31/2008 9,494,559 1,139,240 8,355,319 127 TCA FUTURES LLC N NFA 07/31/2008 799,809 500,000 299,809 128 TENCO INC N CBOT 07/31/2008 40,340,404 10,533,134 29,807,270 129 TERRA NOVA FINANCIAL, LLC Y NFA 07/31/2008 12,669,972 1,500,000 11,169,972 130 TIMBER HILL LLC Y CME 07/31/2008 1,081,910,788 18,337,043 1,063,573,745 

131 TOWER RESEARCH CAPITAL EUROPE LLC N NFA 07/31/2008 2,580,774 500,000 2,080,774 132 TRADELINK LLC Y CBOT 07/31/2008 30,010,457 500,000 29,510,457 133 TRADEMAVEN CLEARING LLC N NFA 07/31/2008 808,999 500,000 308,999 134 TRADESTATION SECURITIES INC Y NFA 07/31/2008 86,948,143 2,473,525 84,474,618 135 TRADITION SECURITIES AND FUTURES INC N NFA 07/31/2008 707,117 500,000 207,117 136 TRANSMARKET GROUP LLC Y CBOT 07/31/2008 6,530,497 500,000 6,030,497 137 TRILAND USA INC N NYME 07/31/2008 39,921,046 16,398,869 23,522,177 138 UBS FINANCIAL SERVICES INC Y NFA 07/31/2008 939,398,651 126,702,746 812,695,905 139 UBS SECURITIES LLC Y CBOT 07/31/2008 13,627,776,659 1,261,503,957 12,366,272,702 140 VELOCITY FUTURES LP N NFA 07/31/2008 1,134,793 500,000 634,793 
SELECTED FCM FINANCIAL DATA AS OF 

July 31, 2008

FROM REPORTS FILED BY 

August 31, 2008

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

141 VISION FINANCIAL MARKETS LLC Y NFA 07/31/2008 28,071,961 10,295,778 17,776,183 142 WACHOVIA CAPITAL MARKETS LLC Y CME 07/31/2008 1,598,608,462 1,356,062 1,597,252,400 143 WACHOVIA SECURITIES FINANCIAL NETWORK, LLC Y NFA 07/31/2008 26,072,626 3,117,053 22,955,573 144 WACHOVIA SECURITIES LLC Y NFA 07/31/2008 693,917,429 32,772,961 661,144,468 145 WHITE COMMERCIAL CORPORATION N NFA 07/31/2008 2,619,440 500,000 2,119,440 146 WSD FINANCIAL USA, INC N NFA 07/31/2008 1,275,424 500,000 775,424 147 YORK BUSINESS ASSOCIATES LLC N NFA 07/31/2008 1,323,273 500,000 823,273 

Total 

June Web Page Update 150Additions 0Deletions 3Allianz Global Investors Distributors LLCITAU USA Securities IncForex LLCName ChangeJuly Web Page Update 147(a): B/D? : A 'Y' means the FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer. (b): DSRO: Designated Self-Regulatory Organization. 

(c): A firm's net capital requirement is the greater of (1) $250,000; or(2) risk based capital requirement, the sum of 8% of total customer risk maintenance margin and 4% of total noncustomer risk maintenance margin; or(3) The amount of capital required by a registered futures association (currently NFA is the only such association);

(4) for securities brokers and dealers, the amount of net capital required by Rule 15c3-1(a) of the Securities and Exchange Commission.(d): Excess net capital is adjusted net capital, less the firm's net capital requirement.
SELECTED FCM FINANCIAL DATA AS OF 

July 31, 2008

FROM REPORTS FILED BY 

August 31, 2008

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

(e): This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on a designated contract market or derivatives transaction execution facility. This is the sum of all accounts that contain a net liquidating equity.

(f): This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of vthe United States. (g): This FCM/BD’s ultimate parent company is regulated by the SEC as a consolidated supervised entity. The firm has elected to compute its minimum capital requirement in accordance with the “Alternative Net Capital Requirement” as permitted by Appendix E to SEC Rule 15c3-1. As of December 31, 2005, the firm had net capital in excess of its minimum capital requirements. In addition to the alternative minimum net capital requirements, the firm is required to hold tentative net capital in excess of $1 billion and net capital in excess of $500 million in accordance with the market and 

credit risk standards of Appendix E of Rule 15c3-1. The firm also is required to notify the Commission and SEC in the event its tentative net capital is less than $5 billion. As of December 31, 2005, the firm had tentative net capital and net capital in excess of both the minimum and notification requirements. Note: Any comments regarding information contained in this table may be brought to the attention of the CFTC's Division of Clearing and Intermediary Oversight via e-mail: mhendrickson@cftc.gov, 

phill@cftc.gov, hzimmerle@cftc.gov.