| **------------------------------------------------------------------------------------------------------------------------------------------** |
|------------------------------------------------------------------------------------------------------------------------------------------------|

| 01--009 | **17 CFR Part 39 A               New Regulatory Framework for Clearing Organizations** |
|---------|-----------------------------------------------------------------------------------------|

| FR CITE: | 66 FR 24308 (May 14,               2001) |
|----------|-------------------------------------------|

| CLOSES: | 6/13/01 |
|---------|---------|

| EXTENDED: | LINK TO FILE: | http://ww |
|-----------|---------------|-----------|

|  | **------------------------------------------------------------------------------------------------------------------------------------------** |
|--|------------------------------------------------------------------------------------------------------------------------------------------------|

| **------------------------------------------------------------------------------------------------------------------------------------------** |
|------------------------------------------------------------------------------------------------------------------------------------------------|

| 01--008 | **Request of the               New York Mercantile Exchange (NYMEX) for Approval of** |
|---------|----------------------------------------------------------------------------------------|

|  | **Four Domestic               Crude Oil Futures Contracts** |
|--|--------------------------------------------------------------|

| FR CITE: | 66 FR 20970 (April               26, 2001) |
|----------|---------------------------------------------|

| CLOSES: | 5/29/01 |
|---------|---------|

| EXTENDED: | LINK TO FILE: | http://ww |
|-----------|---------------|-----------|

|  | **------------------------------------------------------------------------------------------------------------------------------------------** |
|--|------------------------------------------------------------------------------------------------------------------------------------------------|

| **------------------------------------------------------------------------------------------------------------------------------------------** |
|------------------------------------------------------------------------------------------------------------------------------------------------|

| 01--007 | **17 CFR Parts 41               and 140 Exemption for Certain Brokers or Dealers from** |
|---------|------------------------------------------------------------------------------------------|

|  | **Provisions of the               Commodity Exchange Act and CFTC Regulations** |
|--|----------------------------------------------------------------------------------|

| FR CITE: | 66 FR 20118 (April               19, 2001) |
|----------|---------------------------------------------|

| CLOSES: | 5/21/01 |
|---------|---------|

| EXTENDED: | LINK TO FILE: | http://ww |
|-----------|---------------|-----------|

|  | **------------------------------------------------------------------------------------------------------------------------------------------** |
|--|------------------------------------------------------------------------------------------------------------------------------------------------|

| **------------------------------------------------------------------------------------------------------------------------------------------** |
|------------------------------------------------------------------------------------------------------------------------------------------------|

| 01--006 | **New York Cotton               Exchange (NYCE): Proposed Amendments to the NYCE** |
|---------|-------------------------------------------------------------------------------------|

|  | **Cotton No. 2               Futures Contract** |
|--|--------------------------------------------------|

| FR CITE: | 66 FR 15699 (March               20, 2001) |
|----------|---------------------------------------------|

| CLOSES: | 4/19/01 |
|---------|---------|

| EXTENDED: | LINK TO FILE: | http://ww |
|-----------|---------------|-----------|

|  | **------------------------------------------------------------------------------------------------------------------------------------------** |
|--|------------------------------------------------------------------------------------------------------------------------------------------------|

| **------------------------------------------------------------------------------------------------------------------------------------------** |
|------------------------------------------------------------------------------------------------------------------------------------------------|

| 01--005 | **17 CFR Part 160               Privacy of Customer Information** |
|---------|--------------------------------------------------------------------|

| FR CITE: | 66 FR 15549 (March               19, 2001) |
|----------|---------------------------------------------|

| CLOSES: | 4/18/01 |
|---------|---------|

| EXTENDED: | LINK TO FILE: | http://ww |
|-----------|---------------|-----------|

|  | **------------------------------------------------------------------------------------------------------------------------------------------** |
|--|------------------------------------------------------------------------------------------------------------------------------------------------|

| **------------------------------------------------------------------------------------------------------------------------------------------** |
|------------------------------------------------------------------------------------------------------------------------------------------------|

| 01--004 | **17 CFR Parts 1               and 190 Opting Out of Segregation** |
|---------|---------------------------------------------------------------------|

| FR CITE: | 66 FR 14507 (March               13, 2001) |
|----------|---------------------------------------------|

| CLOSES: | 4/12/01 |
|---------|---------|

| EXTENDED: | LINK TO FILE: | http://ww |
|-----------|---------------|-----------|

|  | **------------------------------------------------------------------------------------------------------------------------------------------** |
|--|------------------------------------------------------------------------------------------------------------------------------------------------|

| **------------------------------------------------------------------------------------------------------------------------------------------** |
|------------------------------------------------------------------------------------------------------------------------------------------------|

| 01--003 | **17 CFR Parts 1,               5, 15, 36, 37, 38, 40, 41, 100, 166, 170 and 180 A               New** |
|---------|----------------------------------------------------------------------------------------------------------|

|  | **Regulatory               Framework for Trading Facilities, Intermediaries and** |
|--|------------------------------------------------------------------------------------|

|  | **Clearing               Organizations** |
|--|-------------------------------------------|

| FR CITE: | 66 FR 14262 (March               9, 2001) |
|----------|--------------------------------------------|

| CLOSES: | 4/9/01 |
|---------|--------|

| EXTENDED: | LINK TO FILE: | http://ww |
|-----------|---------------|-----------|

|  | **------------------------------------------------------------------------------------------------------------------------------------------** |
|--|------------------------------------------------------------------------------------------------------------------------------------------------|

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