SELECTED FCM FINANCIAL DATA AS OF 

June 30, 2010

FROM REPORTS FILED BY 

July 31, 2010

B/D? DSRO A/O Adjusted Net Capital Excess C

Futures Commission Merchant Date Net Capital Requirement Net Capital Se

(a) (b) (c) (d) 

1 ADM INVESTOR SERVICES INC N CBOT 06/30/2010 179,066,427 85,558,264 93,508,163 

2 ADVANCED MARKETS LLC N NFA 06/30/2010 20,114,221 20,000,000 114,221 3 ADVANTAGE FUTURES LLC N CME 06/30/2010 21,255,073 12,033,746 9,221,327 

4 ADVANTAGE SECURITIES LLC Y NFA 06/30/2010 3,976,279 1,000,000 2,976,279 

5 ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC* Y NFA 06/30/2010 53,644,953 9,189,114 44,455,839 

6 ALPARI (US) LLC N NFA 06/30/2010 20,858,712 20,000,000 858,712 7 AMERIPRISE FINANCIAL SERVICES INC Y NFA 06/30/2010 153,475,588 1,000,000 152,475,588 8 AMP GLOBAL CLEARING LLC N NFA 06/30/2010 1,101,647 1,000,000 101,647 9 BARCLAYS CAPITAL INC Y NYME 06/30/2010 7,347,620,307 663,947,354 6,683,672,953 

10 BGC FINANCIAL LP Y NFA 06/30/2010 20,324,029 1,000,000 19,324,029 11 BNP PARIBAS COMMODITY FUTURES INC N NYME 06/30/2010 367,140,392 175,112,117 192,028,275 12 BNP PARIBAS SECURITIES CORP Y CBOT 06/30/2010 1,710,557,023 78,706,153 1,631,850,870 13 BNY MELLON CLEARING LLC N CME 06/30/2010 29,956,934 5,000,000 24,956,934 

14 CANTOR FITZGERALD & CO Y CBOT 06/30/2010 193,209,172 4,569,213 188,639,959 

15 CAPITAL MARKET SERVICES LLC N NFA 06/30/2010 27,034,456 20,252,141 6,782,315 

16 CIBC WORLD MARKETS CORP Y CME 06/30/2010 1,423,436,928 1,500,000 1,421,936,928 17 CITADEL SECURITIES LLC Y CME 06/30/2010 299,233,722 11,440,443 287,793,279 

18 CITIGROUP GLOBAL MARKETS INC Y CBOT 06/30/2010 8,310,554,338 747,314,253 7,563,240,085 

19 COMMONWEALTH FOREIGN EXCHANGE INC N NFA 06/30/2010 1,428,845 1,000,000 428,845 20 COMPASS PROFESSIONAL SERVICES LLC Y NFA 06/30/2010 3,439,956 1,000,000 2,439,956 

21 COUNTRY HEDGING INC N NFA 06/30/2010 16,408,805 6,625,590 9,783,215 

22 CREDIT SUISSE SECURITIES (USA) LLC Y CBOT 06/30/2010 10,942,042,455 785,394,255 10,156,648,200 

23 CROSSLAND LLC N CBOT 06/30/2010 7,787,604 3,529,113 4,258,491 

24 CUNNINGHAM COMMODITIES LLC N CBOT 06/30/2010 3,587,899 1,000,000 2,587,899 

25 CX CAPITAL MARKETS LLC N NFA 06/30/2010 2,453,071 1,000,000 1,453,071 

26 DAIWA CAPITAL MARKETS AMERICA INC Y CME 06/30/2010 207,418,004 1,952,496 205,465,508 

27 DEUTSCHE BANK SECURITIES INC Y CBOT 06/30/2010 7,539,715,695 654,027,649 6,885,688,046 

28 DORMAN TRADING LLC N CME 06/30/2010 6,734,427 1,000,000 5,734,427 

29 EAGLE MARKET MAKERS INC N CBOT 06/30/2010 5,748,395 1,000,000 4,748,395 

30 EASY FOREX US LTD N NFA 06/30/2010 20,006,180 20,000,000 6,180 31 ELECTRONIC BROKERAGE SYSTEMS LLC Y NFA 06/30/2010 9,030,122 1,000,000 8,030,122 32 ENSKILDA FUTURES LTD N CME 06/30/2010 26,872,721 14,951,887 11,920,834 33 FARR FINANCIAL INC N NFA 06/30/2010 1,882,488 1,000,000 882,488 34 FCSTONE LLC N CME 06/30/2010 70,783,522 32,715,607 38,067,915 35 FOREX CAPITAL MARKETS LLC N NFA 06/30/2010 62,023,996 24,460,040 37,563,956 

36 FOREX CLUB FINANCIAL COMPANY INC N NFA 06/30/2010 20,590,972 20,000,000 590,972 37 FORTIS CLEARING AMERICAS LLC Y CBOT 06/30/2010 224,953,484 57,111,767 167,841,717 38 FRIEDBERG MERCANTILE GROUP INC N NFA 06/30/2010 3,368,782 1,000,000 2,368,782 39 FRONTIER FUTURES INC N NFA 06/30/2010 1,648,351 1,000,000 648,351 40 FUTURES TECH LLC N NFA 06/30/2010 1,578,599 1,000,000 578,599 41 FX SOLUTIONS LLC N NFA 06/30/2010 36,081,933 20,377,561 15,704,372 
SELECTED FCM FINANCIAL DATA AS OF 

June 30, 2010

FROM REPORTS FILED BY 

July 31, 2010

B/D? DSRO A/O Adjusted Net Capital Excess C

Futures Commission Merchant Date Net Capital Requirement Net Capital Se

(a) (b) (c) (d) 

42 FXDIRECTDEALER LLC N NFA 06/30/2010 32,795,396 21,859,347 10,936,049 43 GAIN CAPITAL GROUP LLC N NFA 06/30/2010 79,973,072 26,388,890 53,584,182 44 GENESIS FUTURES LLC N NFA 06/30/2010 1,519,022 1,000,000 519,022 45 GILDER GAGNON HOWE & CO LLC Y NFA 06/30/2010 14,746,449 1,000,000 13,746,449 46 GLOBAL FUTURES & FOREX LTD N NFA 06/30/2010 82,552,239 25,733,983 56,818,256 

47 GOLDMAN SACHS & CO Y CBOT 06/30/2010 10,369,982,787 1,864,613,271 8,505,369,516 

48 GOLDMAN SACHS EXECUTION & CLEARING LP Y CME 06/30/2010 1,911,737,098 95,674,712 1,816,062,386 

49 HG CLEARING SERVICES LLC N NFA 06/30/2010 1,000,153 1,000,000 153 50 HSBC SECURITIES USA INC Y CME 06/30/2010 1,145,092,859 105,529,362 1,039,563,497 51 ICAP FUTURES LLC N NFA 06/30/2010 10,476,206 1,000,000 9,476,206 52 IG MARKETS INC N NFA 06/30/2010 30,431,056 7,500,000 22,931,056 53 IKON GLOBAL MARKETS INC N NFA 06/30/2010 22,416,321 20,507,232 1,909,089 54 INSTINET LLC Y NFA 06/30/2010 116,017,982 2,093,527 113,924,455 55 INTEGRATED BROKERAGE SERVICES LLC N NFA 06/30/2010 1,814,552 1,000,000 814,552 56 INTERACTIVE BROKERS LLC Y NFA 06/30/2010 1,008,352,411 113,872,096 894,480,315 

57 INTERBANK FX LLC N NFA 06/30/2010 28,502,920 21,512,801 6,990,119 58 ITG DERIVATIVES LLC Y NFA 06/30/2010 4,567,472 1,000,000 3,567,472 59 JP MORGAN CLEARING CORP Y CME 06/30/2010 5,462,419,248 1,553,074,400 3,909,344,848 

60 JP MORGAN FUTURES INC N NYME 06/30/2010 2,023,342,008 1,142,664,307 880,677,701 61 JP MORGAN SECURITIES INC Y NFA 06/30/2010 7,547,532,690 548,257,701 6,999,274,989 62 LEK SECURITIES CORPORATION Y NFA 06/30/2010 10,705,866 1,500,000 9,205,866 

63 LIMESTONE TRADING LLC N NFA 06/30/2010 8,643,987 1,000,000 7,643,987 64 LINN GROUP THE N NFA 06/30/2010 2,127,165 1,000,000 1,127,165 

65 LPL FINANCIAL CORPORATION Y NFA 06/30/2010 78,064,830 5,071,322 72,993,508 

66 MACQUARIE FUTURES USA INC N CBOT 06/30/2010 83,351,701 39,550,695 43,801,006 

67 MAREX USA LIMITED N NFA 06/30/2010 3,718,631 1,000,000 2,718,631 

68 MB TRADING FUTURES INC N NFA 06/30/2010 26,346,458 20,000,000 6,346,458 69 MBF CLEARING CORP N NYME 06/30/2010 11,512,621 1,145,497 10,367,124 70 MCVEAN TRADING & INVESTMENTS LLC N NFA 06/30/2010 10,693,943 1,684,149 9,009,794 71 MERRILL LYNCH PIERCE FENNER & SMITH Y CBOT 06/30/2010 5,330,457,125 641,695,425 4,688,761,700 

72 MERRILL LYNCH PROFESSIONAL CLEARING CORP Y NFA 06/30/2010 2,586,509,961 168,491,160 2,418,018,801 73 MF GLOBAL INC Y CME 06/30/2010 537,581,189 344,507,874 193,073,315 

74 MG FINANCIAL LLC N NFA 06/30/2010 4,236,275 1,000,000 3,236,275 

75 MID CO COMMODITIES INC N NFA 06/30/2010 5,439,391 2,793,462 2,645,929 76 MITSUBISHI UFJ SECURITIES USA INC Y NFA 06/30/2010 86,705,617 1,707,632 84,997,985 

77 MITSUI BUSSAN COMMODITIES USA INC N NYME 06/30/2010 9,083,846 6,967,634 2,116,212 78 MIZUHO SECURITIES USA INC Y CME 06/30/2010 447,137,999 50,704,914 396,433,085 

79 MORGAN KEEGAN & COMPANY INC Y NFA 06/30/2010 412,740,338 10,907,672 401,832,666 80 MORGAN STANLEY & CO INCORPORATED Y CME 06/30/2010 7,122,464,809 1,053,949,063 6,068,515,746 

81 MORGAN STANLEY SMITH BARNEY LLC Y NFA 06/30/2010 1,244,800,434 39,906,626 1,204,893,808 

82 NATIXIS SECURITIES NORTH AMERICA INC Y NFA 06/30/2010 215,767,936 1,000,000 214,767,936 

83 NEUBERGER BERMAN LLC Y NFA 06/30/2010 46,587,203 1,500,000 45,087,203 
SELECTED FCM FINANCIAL DATA AS OF 

June 30, 2010

FROM REPORTS FILED BY 

July 31, 2010

B/D? DSRO A/O Adjusted Net Capital Excess C

Futures Commission Merchant Date Net Capital Requirement Net Capital Se

(a) (b) (c) (d) 

84 NEWEDGE USA LLC Y NYME 06/30/2010 2,451,516,556 1,251,865,711 1,199,650,845 

85 NOMURA SECURITIES INTERNATIONAL INC Y CBOT 06/30/2010 1,142,851,486 10,919,039 1,131,932,447 86 OANDA CORPORATION N NFA 06/30/2010 169,013,803 29,106,390 139,907,413 87 OPEN E CRY LLC N NFA 06/30/2010 3,783,152 1,000,000 2,783,152 

88 OPPENHEIMER & CO INC Y NFA 06/30/2010 160,406,076 23,906,411 136,499,665 

89 OPTIONSXPRESS INC Y NFA 06/30/2010 103,993,088 14,391,593 89,601,495 

90 PENSON GHCO N CBOT 06/30/2010 25,991,748 16,273,707 9,718,041 91 PEREGRINE FINANCIAL GROUP INC N NFA 06/30/2010 34,884,481 20,000,000 14,884,481 

92 PIONEER FUTURES INC N NYME 06/30/2010 1,883,851 1,000,000 883,851 93 PRUDENTIAL BACHE COMMODITIES LLC N CBOT 06/30/2010 223,999,000 157,652,080 66,346,920 

94 RAND FINANCIAL SERVICES INC N CME 06/30/2010 69,781,678 10,830,960 58,950,718 

95 RAYMOND JAMES & ASSOCIATES INC Y NFA 06/30/2010 337,892,023 26,446,418 311,445,605 96 RBC CAPITAL MARKETS CORPORATION Y CME 06/30/2010 950,238,373 77,014,654 873,223,719 

97 RBS SECURITIES INC Y CBOT 06/30/2010 1,987,795,000 203,599,000 1,784,196,000 

98 RJ OBRIEN ASSOCIATES LLC N CME 06/30/2010 115,573,576 61,674,156 53,899,420 99 ROSENTHAL COLLINS GROUP LLC N CME 06/30/2010 58,931,058 33,268,888 25,662,170 

100 ROSENTHAL GLOBAL SECURITIES LLC Y NFA 06/30/2010 34,447,893 1,000,000 33,447,893 101 SANFORD C BERNSTEIN & CO LLC Y NFA 06/30/2010 180,060,455 13,663,394 166,397,061 102 SANTANDER INVESTMENT SECURITIES INC Y NFA 06/30/2010 102,291,206 1,000,000 101,291,206 103 SHAY GRAIN CLEARING COMPANY N KCBT 06/30/2010 2,555,384 1,000,000 1,555,384 

104 SMW TRADING COMPANY INC N CME 06/30/2010 24,606,996 1,000,000 23,606,996 

105 STATE STREET GLOBAL MARKETS LLC Y CME 06/30/2010 356,716,892 1,133,094 355,583,798 

106 STEPHENS Y NFA 06/30/2010 72,825,290 13,294,340 59,530,950 107 STERLING COMMODITIES CORP N NYME 06/30/2010 7,783,992 2,019,315 5,764,677 108 TCA FUTURES LLC N NFA 06/30/2010 1,639,113 1,000,000 639,113 109 TD AMERITRADE INC Y NFA 06/30/2010 269,976,373 1,000,000 268,976,373 110 TENCO INC N CBOT 06/30/2010 48,909,949 5,808,234 43,101,715 

111 TERRA NOVA FINANCIAL LLC Y NFA 06/30/2010 9,974,251 1,500,000 8,474,251 112 TIMBER HILL LLC Y CME 06/30/2010 977,166,448 37,222,424 939,944,024 113 TOWER RESEARCH CAPITAL EUROPE LLC N NFA 06/30/2010 4,036,576 1,000,000 3,036,576 114 TRADELINK LLC Y CBOT 06/30/2010 34,448,607 1,000,000 33,448,607 

115 TRADESTATION SECURITIES INC Y NFA 06/30/2010 81,885,742 3,120,494 78,765,248 

116 TRADITION SECURITIES AND FUTURES INC N NFA 06/30/2010 1,572,370 1,000,000 572,370 

117 TRILAND USA INC N NYME 06/30/2010 26,599,747 18,216,834 8,382,913 

118 UBS FINANCIAL SERVICES INC Y NFA 06/30/2010 1,295,691,348 88,238,685 1,207,452,663 

119 UBS SECURITIES LLC Y CBOT 06/30/2010 11,050,174,463 927,744,752 10,122,429,711 120 VELOCITY FUTURES LLC N NFA 06/30/2010 1,528,999 1,000,000 528,999 121 VISION FINANCIAL MARKETS LLC Y CME 06/30/2010 22,878,472 7,381,751 15,496,721 

122 WELLS FARGO ADVISORS FINANCIAL NETWORK LLC Y NFA 06/30/2010 21,413,243 2,617,632 18,795,611 123 WELLS FARGO ADVISORS LLC Y NFA 06/30/2010 481,693,370 1,500,000 480,193,370 124 WELLS FARGO SECURITIES LLC Y CME 06/30/2010 1,106,035,208 3,891,500 1,102,143,708 

125 WHITE COMMERCIAL CORPORATION N NFA 06/30/2010 2,406,380 1,000,000 1,406,380 
SELECTED FCM FINANCIAL DATA AS OF 

June 30, 2010

FROM REPORTS FILED BY 

July 31, 2010

B/D? DSRO A/O Adjusted Net Capital Excess C

Futures Commission Merchant Date Net Capital Requirement Net Capital Se

(a) (b) (c) (d) 

126 WSD FINANCIAL USA INC N NFA 06/30/2010 1,202,943 1,000,000 202,943 127 YORK BUSINESS ASSOCIATES LLC N NFA 06/30/2010 2,009,875 1,000,000 1,009,875 

Totals 1
SELECTED FCM FINANCIAL DATA AS OF 

June 30, 2010

FROM REPORTS FILED BY 

July 31, 2010

B/D? DSRO A/O Adjusted Net Capital Excess C

Futures Commission Merchant Date Net Capital Requirement Net Capital Se

(a) (b) (c) (d) 

May Web Page Update 128Additions 1AMP GLOBAL CLEARING LLCDeletions 2AIG CLEARING CORPORATIONBANC OF AMERICA SECURITIES LLCName Change 0NoneMay Web Page Update 127statements quarterly.(a): B/D? : A 'Y' means the FCM is also registered with the (b): DSRO: Designated Self-Regulatory Organization. (c): A firm's net capital requirement is the greater of (1) $1,000,000; or(2) risk based capital requirement, the sum of 8% of total customer risk maintenance margin and 8% of total noncustomer risk maintenance margin; or(3) The amount of capital required by a registered futures association (currently NFA is the only such association); or(4) for securities brokers and dealers, the amount of net capital required by Rule 15c3-1(a) of the Securities and Exchange Commission.(d): Excess net capital is adjusted net capital, less the firm's net capital requirement.
SELECTED FCM FINANCIAL DATA AS OF 

June 30, 2010

FROM REPORTS FILED BY 

July 31, 2010

B/D? DSRO A/O Adjusted Net Capital Excess C

Futures Commission Merchant Date Net Capital Requirement Net Capital Se

(a) (b) (c) (d) 

(e): This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on a designated contract market or derivatives transaction execution facility. This is the sum of all accounts that contain a net liquidating equity.(f): This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of the United States. Note: Any comments regarding information contained in this table may be brought to the attention of the CFTC's Division of Clearing and Intermediary Oversight via e-mail: mhendrickso@cftc.gov or mfranklin@cftc.gov.