SELECTED FCM FINANCIAL DATA AS OF 

May 31, 2008

FROM REPORTS FILED BY 

June 30, 2008

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

1 3D FOREX, LLC N NFA 05/31/2008 8,790,032 500,000 8,290,032 2 ABBEY NATIONAL SECURITIES INC Y NFA 05/31/2008 60,510,234 500,000 60,010,234 3 ADM INVESTOR SERVICES INC N CBOT 05/31/2008 162,027,880 90,472,270 71,555,610 4 ADVANCED MARKETS INC N NFA 05/31/2008 5,017,038 5,000,000 17,038 5 ADVANTAGE FUTURES LLC N CME 05/31/2008 20,162,119 4,000,078 16,162,041 6 AIG CLEARING CORPORATION N NYME 05/31/2008 298,442,050 63,239,983 235,202,067 7 ALARON TRADING CORPORATION N CME 05/31/2008 7,346,494 3,939,196 3,407,298 8 ALPARI (US) LLC N NFA 05/31/2008 11,668,715 5,000,000 6,668,715 9 BACERA CORPORATION N NFA 05/31/2008 5,387,372 5,000,000 387,372 

10 BANC OF AMERICA SECURITIES LLC Y CME 05/30/2008 3,448,690,058 465,752,002 2,982,938,056 11 BARCLAYS CAPITAL INC Y NYME 05/31/2008 1,319,358,236 464,814,292 854,543,944 12 BEAR STEARNS & CO INC Y NFA 05/31/2008 4,943,322,539 564,751,725 4,378,570,814 13 BEAR STEARNS SECURITIES CORP Y CME 05/31/2008 4,655,006,051 1,081,889,696 3,573,116,355 14 BGC SECURITIES Y NFA 05/31/2008 4,683,351 500,000 4,183,351 15 BNP PARIBAS COMMODITY FUTURES INC N NYME 05/30/2008 162,906,898 155,986,378 6,920,520 16 BNP PARIBAS SECURITIES CORP Y CBOT 05/31/2008 852,325,665 43,157,710 809,167,955 17 CADENT FINANCIAL SERVICES LLC N CME 05/31/2008 7,970,405 5,816,472 2,153,933 18 CANTOR FITZGERALD & CO Y CBOT 05/31/2008 252,969,221 1,412,023 251,557,198 19 CAPITAL MARKET SERVICES LLC N NFA 05/31/2008 19,306,490 5,000,000 14,306,490 20 CIBC WORLD MARKETS CORP Y CME 05/30/2008 910,661,643 15,809,289 894,852,354 21 CITIGROUP GLOBAL MARKETS INC Y CBOT 05/31/2008 6,765,068,130 744,076,860 6,020,991,270 22 CLIFF LARSON COMPANY THE N NFA 05/31/2008 3,444,013 664,047 2,779,966 23 CMC MARKETS (US) LLC N NFA 05/30/2008 8,426,285 5,000,000 3,426,285 24 COMMONWEALTH FOREIGN EXCHANGE INC N NFA 05/31/2008 1,187,139 500,000 687,139 25 COMTRUST INC N NFA 05/31/2008 986,583 500,000 486,583 26 COUNTRY HEDGING INC N NFA 05/31/2008 21,397,540 13,223,685 8,173,855 27 CREDIT SUISSE SECURITIES (USA) LLC Y CBOT 05/30/2008 6,381,241,271 380,082,579 6,001,158,692 28 CROSSLAND LLC N CBOT 05/31/2008 4,540,570 676,811 3,863,759 29 CSC FUTURES INC N CME 05/31/2008 7,119,560 500,000 6,619,560 30 CUNNINGHAM COMMODITIES LLC N CBOT 05/31/2008 3,688,899 1,014,576 2,674,323 31 DAIWA SECURITIES AMERICA INC Y CME 05/31/2008 238,633,399 2,106,625 236,526,774 32 DEUTSCHE BANK SECURITIES INC Y CBOT 05/30/2008 4,324,826,164 430,987,711 3,893,838,453 33 DIRECT FOREX LLC N NFA 05/31/2008 631,818 500,000 131,818 34 DORMAN TRADING LLC N CME 05/31/2008 9,114,256 672,572 8,441,684 35 DUNAVANT COMMODITY CORP N NFA 05/31/2008 43,075,306 1,986,944 41,088,362 36 EAGLE MARKET MAKERS INC N CBOT 05/30/2008 6,849,044 500,000 6,349,044 37 EASY FOREX US LTD N NFA 05/31/2008 8,662,807 5,000,000 3,662,807 38 ED &F MAN COMMODITY ADVISORS INC N NFA 05/31/2008 1,197,139 500,000 697,139 39 ELECTRONIC BROKERAGE SYSTEMS LLC Y NFA 05/31/2008 11,678,111 500,000 11,178,111 40 ENSKILDA FUTURES LTD N CME 05/31/2008 21,185,122 10,361,449 10,823,673 41 FARR FINANCIAL INC N NFA 05/31/2008 1,578,168 839,199 738,969 42 FC STONE LLC N CME 05/31/2008 101,499,269 72,594,569 28,904,700 43 FIRST CAPITOL GROUP LLC N NFA 05/31/2008 5,721,421 2,442,770 3,278,651 44 FOREX CAPITAL MARKETS LLC N NFA 05/31/2008 70,794,489 14,610,741 56,183,748 45 FOREX CLUB FINANCIAL COMPANY INC N NFA 05/31/2008 7,380,912 5,000,000 2,380,912 46 FOREX LLC N NFA 05/31/2008 712,027 500,000 212,027 
SELECTED FCM FINANCIAL DATA AS OF 

May 31, 2008

FROM REPORTS FILED BY 

June 30, 2008

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

47 FORTIS CLEARING AMERICAS LLC Y CBOT 05/31/2008 169,686,526 53,372,299 116,314,227 48 FRIEDBERG MERCANTILE GROUP INC N NFA 05/31/2008 8,167,364 5,000,000 3,167,364 49 FRONTIER FUTURES INC N NFA 05/31/2008 2,330,648 1,314,001 1,016,647 50 FUTURES TECH LLC N NFA 05/31/2008 912,024 500,000 412,024 51 FX SOLUTIONS LLC N NFA 05/31/2008 18,088,679 5,000,000 13,088,679 52 GAIN CAPITAL GROUP LLC N NFA 05/31/2008 44,293,173 7,808,048 36,485,125 53 GATEWAY CAPITAL L.L.C. N NFA 05/30/2008 981,607 500,000 481,607 54 GELBER GROUP LLC N CBOT 05/31/2008 63,653,439 992,341 62,661,098 55 GFS FOREX & FUTURES INC N NFA 05/31/2008 10,829,848 5,000,000 5,829,848 56 GILDER GAGNON HOWE AND CO LLC Y NFA 05/31/2008 16,796,821 500,000 16,296,821 57 GLOBAL FUTURES & FOREX LTD N NFA 05/31/2008 58,304,604 6,534,377 51,770,227 58 GOLDMAN SACHS & CO Y CBOT 05/30/2008 11,140,343,048 2,857,862,335 8,282,480,713 59 GOLDMAN SACHS EXECUTION & CLEARING LP Y CME 05/30/2008 1,162,225,994 75,300,687 1,086,925,307 60 H & R BLOCK FINANCIAL ADVISORS INC Y NFA 05/31/2008 66,230,836 9,531,874 56,698,962 61 HOTSPOT FXR LLC N NFA 05/31/2008 7,843,641 5,000,000 2,843,641 62 HSBC SECURITIES USA INC Y CME 05/31/2008 790,038,007 74,599,614 715,438,393 63 I TRADE FX LLC N NFA 05/31/2008 15,828,139 5,000,000 10,828,139 64 ICAP FUTURES LLC N CBOT 05/31/2008 5,750,805 500,000 5,250,805 65 IFX MARKETS INC N NFA 05/31/2008 9,141,665 5,000,000 4,141,665 66 IG MARKETS INC. N NFA 05/31/2008 10,837,970 5,000,000 5,837,970 67 IKON GLOBAL MARKETS INC. N NFA 05/31/2008 8,462,275 5,000,000 3,462,275 68 INSTINET LLC Y NFA 05/30/2008 94,451,089 3,785,281 90,665,808 69 INTEGRATED BROKERAGE SERVICES LLC N NFA 05/31/2008 2,161,602 500,000 1,661,602 70 INTERACTIVE BROKERS LLC Y EUXUS 05/31/2008 482,492,136 56,734,462 425,757,674 71 INTERBANK FX LLC N NFA 05/31/2008 22,980,138 5,000,000 17,980,138 72 IOWA GRAIN CO N CBOT 05/31/2008 22,057,269 9,905,786 12,151,483 73 ITAU SECURITIES INC Y NFA 05/31/2008 68,662,839 500,000 68,162,839 74 ITG DERIVATIVES, LLC Y NFA 05/31/2008 2,064,979 512,767 1,552,212 75 JP MORGAN FUTURES INC N NYME 05/31/2008 1,707,846,891 915,139,670 792,707,221 76 KOTTKE ASSOCIATES LLC N CBOT 05/31/2008 19,309,158 500,000 18,809,158 77 LADENBURG THALMANN & CO INC Y NFA 05/31/2008 22,660,704 500,000 22,160,704 78 LBS LIMITED PARTNERSHIP N CBOT 05/31/2008 797,287 500,000 297,287 79 LEHMAN BROTHERS INC Y CBOT 05/31/2008 3,827,967,000 728,094,000 3,099,873,000 80 LEK SECURITIES CORPORATION Y NFA 05/31/2008 10,621,439 1,500,000 9,121,439 81 LIMESTONE TRADING LLC N NFA 05/31/2008 11,928,706 500,000 11,428,706 82 LINN GROUP ( THE ) N NFA 05/31/2008 1,872,702 546,392 1,326,310 83 LOEB PARTNERS CORPORATION Y NFA 05/31/2008 14,285,778 500,000 13,785,778 84 LPL FINANCIAL CORPORATION Y NFA 05/31/2008 62,987,004 8,991,740 53,995,264 85 MACQUARIE FUTURES USA INC N NFA 05/31/2008 23,244,315 5,492,559 17,751,756 86 MB TRADING FUTURES INC. N NFA 05/31/2008 8,660,726 5,000,000 3,660,726 87 MBF CLEARING CORP N NYME 05/31/2008 29,155,318 1,715,915 27,439,403 88 MCVEAN TRADING AND INVESTMENTS LLC N NFA 05/31/2008 11,556,577 4,473,930 7,082,647 89 MERRILL LYNCH PIERCE FENNER & SMITH Y CBOT 05/30/2008 4,995,750,259 740,396,439 4,255,353,820 90 MERRILL LYNCH PROFESSIONAL CLEARING CORP Y NFA 05/30/2008 1,419,811,929 140,885,085 1,278,926,844 91 MF GLOBAL INC. Y CME 05/31/2008 782,299,749 443,840,666 338,459,083 92 MG FINANCIAL LLC N NFA 05/31/2008 6,001,047 5,000,000 1,001,047 93 MID-CO COMMODITIES INC N NFA 05/31/2008 13,430,288 5,861,206 7,569,082 
SELECTED FCM FINANCIAL DATA AS OF 

May 31, 2008

FROM REPORTS FILED BY 

June 30, 2008

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

94 MITSUI BUSSAN COMMODITIES USA INC N NYME 05/31/2008 8,028,911 1,664,990 6,363,921 95 MIZUHO SECURITIES USA INC Y CME 05/31/2008 158,123,369 70,497,202 87,626,167 96 MORGAN KEEGAN & COMPANY INC Y NFA 05/31/2008 369,984,261 10,402,432 359,581,829 97 MORGAN STANLEY & CO INCORPORATED Y CME 05/31/2008 10,638,694,920 3,318,909,956 7,319,784,964 98 NATIXIS SECURITIES NORTH AMERICA INC Y NFA 05/31/2008 165,897,909 500,000 165,397,909 99 NEUBERGER BERMAN LLC Y NFA 05/30/2008 261,245,364 5,000,000 256,245,364 

100 NEWEDGE FINANCIAL INC. Y CME 05/31/2008 800,221,555 596,804,138 203,417,417 101 NEWEDGE USA LLC. Y NYME 05/31/2008 847,139,359 681,073,522 166,065,837 102 NOMURA SECURITIES INTERNATIONAL INC Y CBOT 05/31/2008 769,073,365 1,000,000 768,073,365 103 OANDA CORPORATION N NFA 05/31/2008 164,256,938 9,881,084 154,375,854 104 ODL SECURITIES INC N NFA 05/31/2008 15,182,108 5,000,000 10,182,108 105 OPEN E CRY LLC N NFA 05/31/2008 1,449,162 688,099 761,063 106 OPPENHEIMER & CO INC Y NFA 05/30/2008 192,716,068 24,130,560 168,585,508 107 OPTIONSXPRESS INC Y NFA 05/31/2008 71,349,448 7,122,865 64,226,583 108 PENSON GHCO N CBOT 05/31/2008 14,901,775 12,204,825 2,696,950 109 PEREGRINE FINANCIAL GROUP INC N NFA 05/31/2008 20,275,643 5,217,813 15,057,830 110 PIONEER FUTURES INC N NYME 05/31/2008 1,498,801 500,000 998,801 111 PRUDENTIAL BACHE COMMODITIES LLC N CBOT 05/31/2008 236,730,000 204,971,040 31,758,960 112 PUMA FINANCIAL LLC N NFA 05/30/2008 1,433,251 500,000 933,251 113 RAND FINANCIAL SERVICES INC N CME 05/31/2008 59,001,070 16,057,005 42,944,065 114 RAYMOND JAMES & ASSOCIATES INC Y NFA 05/30/2008 311,360,444 31,454,195 279,906,249 115 RBC CAPITAL MARKETS CORPORATION Y CME 05/30/2008 643,056,145 119,125,015 523,931,130 116 RBS GREENWICH CAPITAL INC Y CBOT 05/31/2008 1,759,076,000 142,587,000 1,616,489,000 117 RJ OBRIEN & ASSOCIATES LLC N CME 05/31/2008 102,456,807 79,945,056 22,511,751 118 ROBBINS FUTURES INC N NFA 05/31/2008 531,075 500,000 31,075 119 ROSENTHAL COLLINS GROUP LLC N CME 05/31/2008 79,556,563 53,054,855 26,501,708 120 ROSENTHAL GLOBAL SECURITIES LLC Y CBOT 05/31/2008 19,166,201 1,220,842 17,945,359 121 SANFORD C BERNSTEIN & CO LLC Y NFA 05/30/2008 150,279,767 10,515,085 139,764,682 122 SANTANDER INVESTMENT SECURITIES INC. Y NFA 05/30/2008 71,885,691 500,000 71,385,691 123 SHATKIN ARBOR INC N CBOT 05/31/2008 4,737,758 1,132,308 3,605,450 124 SHAY GRAIN CLEARING COMPANY N KCBT 05/31/2008 2,799,558 661,699 2,137,859 125 SMW TRADING COMPANY INC N CME 05/31/2008 21,977,979 500,000 21,477,979 126 SNC INVESTMENTS INC N NFA 05/31/2008 611,197 500,000 111,197 127 STEPHENS INC Y NFA 05/30/2008 83,797,059 9,516,573 74,280,486 128 STERLING COMMODITIES CORP N NYME 05/31/2008 8,743,045 1,333,810 7,409,235 129 TCA FUTURES LLC N NFA 05/31/2008 868,562 500,000 368,562 130 TENCO INC N CBOT 05/31/2008 38,643,444 10,632,205 28,011,239 131 TERRA NOVA FINANCIAL, LLC Y NFA 05/31/2008 13,794,754 1,500,000 12,294,754 132 TIMBER HILL LLC Y CME 05/31/2008 892,479,265 20,450,949 872,028,316 133 TOWER RESEARCH CAPITAL EUROPE LLC N NFA 05/31/2008 2,033,076 500,000 1,533,076 134 TRADELINK LLC Y CBOT 05/31/2008 28,907,530 500,000 28,407,530 135 TRADEMAVEN CLEARING LLC N NFA 05/31/2008 819,801 500,000 319,801 136 TRADESTATION SECURITIES INC Y NFA 05/31/2008 84,712,671 2,458,096 82,254,575 137 TRADITION SECURITIES AND FUTURES INC N NFA 05/31/2008 765,135 500,000 265,135 138 TRANSMARKET GROUP LLC Y CBOT 05/31/2008 7,073,069 500,000 6,573,069 139 TRILAND USA INC N NYME 05/31/2008 45,470,482 15,797,117 29,673,365 140 UBS FINANCIAL SERVICES INC Y CBOT 05/30/2008 906,267,901 133,356,196 772,911,705 
SELECTED FCM FINANCIAL DATA AS OF 

May 31, 2008

FROM REPORTS FILED BY 

June 30, 2008

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

141 UBS SECURITIES LLC Y CBOT 05/31/2008 11,014,815,376 1,308,094,535 9,706,720,841 142 VELOCITY FUTURES LP N NFA 05/31/2008 1,043,190 500,000 543,190 143 VISION FINANCIAL MARKETS LLC Y NFA 05/31/2008 25,941,422 10,473,123 15,468,299 144 WACHOVIA CAPITAL MARKETS LLC Y CME 05/31/2008 1,627,827,261 1,277,283 1,626,549,978 145 WACHOVIA SECURITIES FINANCIAL NETWORK, LLC Y NFA 05/31/2008 21,137,832 2,342,746 18,795,086 146 WACHOVIA SECURITIES LLC Y CBOT 05/31/2008 759,110,516 34,596,280 724,514,236 147 WHITE COMMERCIAL CORPORATION N NFA 05/31/2008 2,396,602 500,000 1,896,602 148 WSD FINANCIAL USA, INC N NFA 05/31/2008 1,306,775 500,000 806,775 149 YORK BUSINESS ASSOCIATES LLC N NFA 05/31/2008 1,013,994 500,000 513,994 

Total 

April Web Page Update 149Additions 0Deletions 0Name ChangeNoneMay Web Page Update 149(a): B/D : A 'Y' means the FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer. (b): DSRO: Designated Self-Regulatory Organization. (c) The minimum capital requirement that each FCM must maintain is determined under CFTC Regulation 1.17 (a)(1)(i) (d): Excess net capital is adjusted net capital, less the firm's net capital requirement.(e): This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on a designated contract market or derivatives transaction execution facility. This is the sum of all accounts that contain a net liquidating equity.
SELECTED FCM FINANCIAL DATA AS OF 

May 31, 2008

FROM REPORTS FILED BY 

June 30, 2008

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

(f): This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of the United States. Footnote (g) is deleted effective with this report, as specific amounts are published for the adjusted net capital and excess net capital of all FCMs.Note: Any comments regarding information contained in this table may be brought to the attention of the CFTC's Division of Clearing and Intermediary Oversight via e-mail: mhendrickso@cftc.gov, phill@cftc.gov or fzimmerle@cftc.gov .