| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **20** |
|-----------|--------|--------|

|  | **Securities Industry          Association (SIA)** |
|--|-----------------------------------------------------|

| DATE: | 04/17/01 | FR PAGE: | N/A | PAGES: | 6 | PDF SIZE: | 236 KB | PDF LINK: | /files/foia/c |
|-------|----------|----------|-----|--------|---|-----------|--------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **19** |
|-----------|--------|--------|

|  | **Association of the Bar          of the City of New York, Committee on Futures Regulation** |
|--|-----------------------------------------------------------------------------------------------|

| DATE: | 04/16/01 | FR PAGE: | N/A | PAGES: | 9 | PDF SIZE: | 346 KB | PDF LINK: | /files/foia/c |
|-------|----------|----------|-----|--------|---|-----------|--------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **18** |
|-----------|--------|--------|

|  | **Chicago Mercantile          Exchange (CME)** |
|--|-------------------------------------------------|

| DATE: | 04/09/01 | FR PAGE: | N/A | PAGES: | 6 | PDF SIZE: | 228 KB | PDF LINK: | /files/foia/c |
|-------|----------|----------|-----|--------|---|-----------|--------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **17** |
|-----------|--------|--------|

|  | **National Grain Trade          Council** |
|--|--------------------------------------------|

| DATE: | FR PAGE: |  | N/A | PAGES: | 2 | PDF SIZE: | 61 KB | PDF LINK: | /files/foia/c |
|-------|----------|--|-----|--------|---|-----------|-------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **16** |
|-----------|--------|--------|

|  | **National Futures          Association (NFA)** |
|--|--------------------------------------------------|

| DATE: | 04/09/01 | FR PAGE: | N/A | PAGES: | 2 | PDF SIZE: | 79 KB | PDF LINK: | /files/foia/c |
|-------|----------|----------|-----|--------|---|-----------|-------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **15** |
|-----------|--------|--------|

|  | **Minneapolis Grain          Exchange (MGE)** |
|--|------------------------------------------------|

| DATE: | 04/06/01 | FR PAGE: | N/A | PAGES: | 4 | PDF SIZE: | 190 KB | PDF LINK: | /files/foia/c |
|-------|----------|----------|-----|--------|---|-----------|--------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **14** |
|-----------|--------|--------|

|  | **Department of the          Treasury** |
|--|------------------------------------------|

| DATE: | 04/09/01 | FR PAGE: | N/A | PAGES: | 2 | PDF SIZE: | 44 KB | PDF LINK: | /files/foia/c |
|-------|----------|----------|-----|--------|---|-----------|-------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **13** |
|-----------|--------|--------|

|  | **Advance Trading,          Inc.** |
|--|-------------------------------------|

| DATE: | 03/29/01 | FR PAGE: | N/A | PAGES: | 1 | PDF SIZE: | 39 KB | PDF LINK: | /files/foia/c |
|-------|----------|----------|-----|--------|---|-----------|-------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

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