| DOCUMENT NUMBER: | 5 | **:** |
|------------------|---|-------|

|  | M.R.Koblenz, Mound,          Cotton & Wollan for CFFE, to A.L.Seifert and D. Van |
|--|---------------------------------------------------------------------------------------|

|  | Wagner, Division of          Trading and Markets, Response to Questions in 05/06/1998 |
|--|----------------------------------------------------------------------------------------|

|  | Letter from Division of          Trading and Markets and Request for Lifting of Stay |
|--|---------------------------------------------------------------------------------------|

| DATE: |  | 5/21/98 | PAGES: |  | 90 | PDF SIZE: |  | 3070 KB | PDF LINK: |
|-------|--|---------|--------|--|----|-----------|--|---------|-----------|

| **--------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------|

| DOCUMENT NUMBER: | 6 |
|------------------|---|

|  | Cantor Financial Futures          Exchange, Inc., By-Laws and Rules |
|--|----------------------------------------------------------------------|

| DATE: |  | 5/22/98 | PAGES: |  | 61 | PDF SIZE: |  | 1690 KB | PDF LINK: |
|-------|--|---------|--------|--|----|-----------|--|---------|-----------|

| **--------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------|

| DOCUMENT NUMBER: | 7 |
|------------------|---|

|  | M.R.Koblenz, Mound,          Cotton & Wollan for CFFE, to A.L.Seifert, Division of |
|--|-----------------------------------------------------------------------------------------|

|  | Trading and Markets, re:          Trading by CFFE Associate Members |
|--|----------------------------------------------------------------------|

| DATE: |  | 6/4/98 | PAGES: |  | 1 | PDF SIZE: |  | 27 KB | PDF LINK: |
|-------|--|--------|--------|--|---|-----------|--|-------|-----------|

| **--------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------|

| DOCUMENT NUMBER: | 8 |
|------------------|---|

|  | M.R.Koblenz, Mound,          Cotton & Wollan for CFFE, to D. Van Wagner, Division of |
|--|-------------------------------------------------------------------------------------------|

|  | Trading and Markets, re:          Proposed SEC Rules for Alternative Trading Systems |
|--|---------------------------------------------------------------------------------------|

| DATE: |  | 6/18/98 | PAGES: |  | 8 | PDF SIZE: |  | 323 KB | PDF LINK: |
|-------|--|---------|--------|--|---|-----------|--|--------|-----------|

| **--------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------|

| DOCUMENT NUMBER: | 9 |
|------------------|---|

|  | M.R.Koblenz, Mound,          Cotton & Wollan for CFFE, to J. Webb, Secretariat, |
|--|--------------------------------------------------------------------------------------|

|  | Request for Confidential          Treatment of Letters and Responses dated 06/18/1998 |
|--|----------------------------------------------------------------------------------------|

| DATE: |  | 7/15/98 | PAGES: |  | 1 | PDF SIZE: |  | 20 KB | PDF LINK: |
|-------|--|---------|--------|--|---|-----------|--|-------|-----------|

| **--------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------|

| DOCUMENT NUMBER: | 10 |
|------------------|----|

|  | M.R.Koblenz, Mound,          Cotton & Wollan for CFFE, to D. Van Wagner, Division of |
|--|-------------------------------------------------------------------------------------------|

|  | Trading and Markets,          Articles of Incorporation of CFFE Regulatory Services, LLC, |
|--|--------------------------------------------------------------------------------------------|

|  | and Cantor Financial          Futures Exchange, Inc. |
|--|-------------------------------------------------------|

| DATE: |  | 7/24/98 | PAGES: |  | 7 | PDF SIZE: |  | 187 KB | PDF LINK: |
|-------|--|---------|--------|--|---|-----------|--|--------|-----------|

| **--------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------|

| DOCUMENT NUMBER: | 11 |
|------------------|----|

|  | Cantor Fitzgerald New          Release, re: CFFE Commencement of Trading |
|--|---------------------------------------------------------------------------|

| DATE: |  | 8/4/98 | PAGES: |  | 2 | PDF SIZE: |  | 49 KB | PDF LINK: |
|-------|--|--------|--------|--|---|-----------|--|-------|-----------|

| **--------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------|

| DOCUMENT NUMBER: | 12 |
|------------------|----|

|  | M.R.Koblenz, Mound,          Cotton & Wollan for CFFE, to D. Van Wagner, Division of |
|--|-------------------------------------------------------------------------------------------|

|  | Trading and Markets,          Responses to Issues Raised by Commission Staff |
|--|-------------------------------------------------------------------------------|

| DATE: |  | 8/4/98 | PAGES: |  | 11 | PDF SIZE: |  | 344 KB | PDF LINK: |
|-------|--|--------|--------|--|----|-----------|--|--------|-----------|

| **--------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------|

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