| COMMENT        FILE NUMBER: | **93--013** | 8/23/98        11:03 PM |
|------------------------------|-------------|--------------------------|

|  | **______________________________________________________________________** |
|--|----------------------------------------------------------------------------|

|  | **17 CFR        Part 155 Proposed Regulation Prohibiting Dual Trading by        Floor** |
|--|-------------------------------------------------------------------------------------------|

|  | **Brokers** |
|--|-------------|

| ______________________________________________________________________ |
|------------------------------------------------------------------------|

| FR        CITE: | 57 FR 13025        (March 9, 1993) |
|------------------|-------------------------------------|

| CLOSES: | 5/7/93 |
|---------|--------|

| EXTENDED: |
|-----------|

| **______________________________________________________________________** |
|----------------------------------------------------------------------------|

| **FILE        CONTENTS** |
|---------------------------|

| **(FR =        Federal Register; NC = Non Comment or Background Material; CL = Comment        Letter)** |
|-----------------------------------------------------------------------------------------------------------|

| Documents        which do not have PDF links are availabe on request to        [email protected] by using the |
|----------------------------------------------------------------------------------------------------------------------|

| electronic        request form. Electronic distribution of the documents is possible,        depending on the |
|-----------------------------------------------------------------------------------------------------------------|

| requester's        ability to receive them. Paper copies of documents are available within        the Washington, D.C., |
|---------------------------------------------------------------------------------------------------------------------------|

| area        through the Commission's Public Reading Room and outside the area        through use of the |
|-----------------------------------------------------------------------------------------------------------|

| electronic        request form. Fees of 15 cents per page apply to paper        copies. |
|-------------------------------------------------------------------------------------------|

|  | **REQUEST FORM** |
|--|------------------|

|  | **______________________________________________________________________** |
|--|----------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **FR** | **1** |
|-----------|--------|-------|

|  | **Proposed        rule** |
|--|---------------------------|

| DATE: | 3/9/93 | FR        PAGE: | 13025 | PAGES: | 17 |
|-------|--------|------------------|-------|--------|----|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **FR** | **2** |
|-----------|--------|-------|

|  | **Correction** |
|--|----------------|

| DATE: | 3/12/93 | FR        PAGE: | 13684 | PAGES: | 1 |
|-------|---------|------------------|-------|--------|---|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **FR** | **3** |
|-----------|--------|-------|

|  | **Final        rule** |
|--|------------------------|

| DATE: | 7/28/93 | FR        PAGE: | 40335 | PAGES: | 18 |
|-------|---------|------------------|-------|--------|----|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **1** |
|-----------|--------|-------|

|  | **Proposed        Rule, Federal Register Document** |
|--|------------------------------------------------------|

| DATE: | 3/2/93 | FR        PAGE: | N/A | PAGES: | 81 |
|-------|--------|------------------|-----|--------|----|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **2** |
|-----------|--------|-------|

|  | **Regulatory Impact Analysis** |
|--|--------------------------------|

| DATE: | 7/22/93 | FR        PAGE: | N/A | PAGES: | 3 |
|-------|---------|------------------|-----|--------|---|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

First
Previous
Next
Last