| DOCUMENT NUMBER: | 26 |
|------------------|----|

|  | Memorandum, Division ofTrading and Markets to Commission, Attachment E, |
|--|--------------------------------------------------------------------------|

|  | NFA-BTEX Regulatory ServicesAgreement and Schedule A Thereto |
|--|---------------------------------------------------------------|

| DATE: | 06/14/01 | PAGES: | 49 | PDF SIZE: | 1363 KB | PDF LINK: |
|-------|----------|--------|----|-----------|---------|-----------|

| **---------------------------------------------------------------------------------------------------------------** |
|---------------------------------------------------------------------------------------------------------------------|

| DOCUMENT NUMBER: | 27 |
|------------------|----|

|  | Memorandum, Division ofTrading and Markets to Commission, Attachment F, |
|--|--------------------------------------------------------------------------|

|  | BCC-BOTCC Processing ServicesAgreement |
|--|-----------------------------------------|

| DATE: | 06/14/01 | PAGES: | 35 | PDF SIZE: | 653 KB | PDF LINK: |
|-------|----------|--------|----|-----------|--------|-----------|

| **---------------------------------------------------------------------------------------------------------------** |
|---------------------------------------------------------------------------------------------------------------------|

| DOCUMENT NUMBER: | 28 |
|------------------|----|

|  | Memorandum, Division ofTrading and Markets to Commission, Attachment G, |
|--|--------------------------------------------------------------------------|

|  | BTEX Disaster RecoveryPlan |
|--|-----------------------------|

| DATE: | 06/14/01 | PAGES: | 39 | PDF SIZE: | 460 KB | PDF LINK: |
|-------|----------|--------|----|-----------|--------|-----------|

| **---------------------------------------------------------------------------------------------------------------** |
|---------------------------------------------------------------------------------------------------------------------|

| DOCUMENT NUMBER: | 29 |
|------------------|----|

|  | Memorandum, Division ofTrading and Markets to Commission, Attachment H, |
|--|--------------------------------------------------------------------------|

|  | September 15, 2000 Letterfrom BTEX to Commission: Responses to Commission |
|--|----------------------------------------------------------------------------|

|  | Staff Questions |
|--|-----------------|

| DATE: | 06/14/01 | PAGES: | 55 | PDF SIZE: | 725 KB | PDF LINK: |
|-------|----------|--------|----|-----------|--------|-----------|

| **---------------------------------------------------------------------------------------------------------------** |
|---------------------------------------------------------------------------------------------------------------------|

| DOCUMENT NUMBER: | 30 |
|------------------|----|

|  | Memorandum, Division ofTrading and Markets to Commission, Attachment I, |
|--|--------------------------------------------------------------------------|

|  | October 26, 2000 Letter fromBTEX: Time Line of Order Entry Through Clearance |
|--|-------------------------------------------------------------------------------|

| DATE: | 06/14/01 | PAGES: | 4 | PDF SIZE: | 42 KB | PDF LINK: |
|-------|----------|--------|---|-----------|-------|-----------|

| **---------------------------------------------------------------------------------------------------------------** |
|---------------------------------------------------------------------------------------------------------------------|

| DOCUMENT NUMBER: | 31 |
|------------------|----|

|  | Memorandum, Division ofTrading and Markets to Commission, Attachment J, |
|--|--------------------------------------------------------------------------|

|  | November 21, 2000 Letter fromBTEX: Response to Commission Staff Questions of |
|--|-------------------------------------------------------------------------------|

|  | October 2, 2000 |
|--|-----------------|

| DATE: | 06/14/01 | PAGES: | 11 | PDF SIZE: | 258 KB | PDF LINK: |
|-------|----------|--------|----|-----------|--------|-----------|

| **---------------------------------------------------------------------------------------------------------------** |
|---------------------------------------------------------------------------------------------------------------------|

| DOCUMENT NUMBER: | 32 |
|------------------|----|

|  | Memorandum, Division ofTrading and Markets to Commission, Attachment K, |
|--|--------------------------------------------------------------------------|

|  | February 15, 2001 Letter fromBTEX to Commission: Addressing Core Principles |
|--|------------------------------------------------------------------------------|

|  | and Providing AffirmativeRepresentations |
|--|-------------------------------------------|

| DATE: | 06/14/01 | PAGES: | 9 | PDF SIZE: | 111 KB | PDF LINK: |
|-------|----------|--------|---|-----------|--------|-----------|

| **---------------------------------------------------------------------------------------------------------------** |
|---------------------------------------------------------------------------------------------------------------------|

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