| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **4** |
|-----------|--------|-------|

|  | **National Futures          Association (NFA)** |
|--|--------------------------------------------------|

| DATE: | 9/18/2001 | FR PAGE: | N/A | PAGES: | 5 | PDF SIZE: | 141 KB | PDF LINK: | /files/foia/c |
|-------|-----------|----------|-----|--------|---|-----------|--------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **3** |
|-----------|--------|-------|

|  | **Exchange Analytics          Inc.** |
|--|---------------------------------------|

| DATE: | 9/12/2001 | FR PAGE: | N/A | PAGES: | 5 | PDF SIZE: | 137 KB | PDF LINK: | /files/foia/c |
|-------|-----------|----------|-----|--------|---|-----------|--------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **2** |
|-----------|--------|-------|

|  | **Chicago Board of Trade          (CBT)** |
|--|--------------------------------------------|

| DATE: | 9/12/2001 | FR PAGE: | N/A | PAGES: | 2 | PDF SIZE: | 58 KB | PDF LINK: | /files/foia/c |
|-------|-----------|----------|-----|--------|---|-----------|-------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **1** |
|-----------|--------|-------|

|  | **Fimat USA,          Inc.** |
|--|-------------------------------|

| DATE: | 8/28/2001 | FR PAGE: | N/A | PAGES: | 2 | PDF SIZE: | 44 KB | PDF LINK: | /files/foia/c |
|-------|-----------|----------|-----|--------|---|-----------|-------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

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