**CFTC 2005 Federal Register      Announcements**

Last modified on July 03, 2006

SECTION A

Proposed CFTC rules and other announcements requesting      comments, including Exchange new contract applications and major rule      amendments, posted for six weeks following either the close of the      comment period or date of action, with comment file number and closing      date.

SECTION B

Final rules, orders, and similar announcements not      requesting comments, posted for six weeks following publication, with      effective date.

SECTION C

Sunshine Act announcements, posted for four weeks      following publication.

SECTION      D

CFTC Privacy Act Systems of Records, most recent      compilation.

SECTION E

CFTC Public Information Collection Requirements.

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**======================== SECTION      A ========================            Proposed Rules and Amendments**

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**70 FR 75794 (December 21,      2005)**

      Self-Regulation and Self-Regulatory Organizations in the Futures Industry    

      Extension of comment period through 01/23/2006, see also foia/fedreg05/foi051125a.htm">70 FR 71090 (November 25, 2005)

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**70 FR 74246 (December 15,      2005)**

      17 CFR Parts 15, 16, 17, 18, 19 and 21 Market and Large Trader Reporting    

Comment File 05--009,      closing date 02/13/2005, see also files/foia/fedreg06/foi060703a.pdf">71 FR 37809 (July 3, 2006)

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**70 FR 74240 (December 15,      2005)**

      17 CFR Part 4 Commodity Pool Operator Electronic Filing of Annual Reports    

Comment File 05--008,      closing date 01/17/2006, see also files/foia/fedreg06/foi060109a.pdf">71 FR 1463 (January 9, 2006),      71 FR 8939 (February 22,      2006)

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**70 FR 71090 (November 25,      2005)**

      Self-Regulation and Self-Regulatory Organizations in the Futures Industry    

Comment File 05--007,      closing date 01/23/2006, see also files/foia/fedreg05/foi051221a.pdf">70 FR 75794 (December 21, 2005)

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**70 FR 70749 (November 23,      2005)**

      17 CFR Parts 1, 145 and 147 Alternative Market Risk and Credit Risk      Capital Charges for Futures Commission Merchants and Specified Foreign      Currency Forward and Inventory Capital Charges    

      Reopening of comment period through 11/30/2005, see also files/foia/fedreg05/foi051011a.pdf">70 FR 58985 (October 11, 2005)

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**70 FR 58985 (October 11,      2005)**

      17 CFR Parts 1, 145 and 147 Alternative Market Risk and Credit Risk      Capital Charges for Futures Commission Merchants and Specified Foreign      Currency Forward and Inventory Capital Charges    

Comment File 05--006,      closing date 11/30/2005, see also files/foia/fedreg05/foi051123a.pdf">70 FR 58985 (October 11, 2005),      71 FR 5587 (February 2,      2006), 71 FR 8889      (February 21, 2006)

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**70 FR 56608 (September 28,      2005)**

      17 CFR Part 1 Definition of "Client" of a Commodity Trading      Advisor    

Comment File 05--005,      closing date 11/28/2005, see also files/foia/fedreg06/foi060224a.pdf">71 FR 9442 (February 24, 2006)

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**70 FR 54323 (September 14,      2005)**

      17 CFR Parts 36, 37, 38, 39 and 40 Technical and Clarifying Amendments to      Rules for Exempt Markets, Derivatives Transaction Execution Facilities      and Designated Contract Markets, and Procedural Changes for Derivatives      Clearing Organization Registration Applications    

      Reopening of comment period, closing date 09/26/2005, see also files/foia/fedreg05/foi050711a.pdf">70 FR 39672 (July 11, 2005)

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**70 FR 39672 (July 11,      2005)**

      17 CFR Parts 36, 37, 38, 39 and 40 Technical and Clarifying Amendments to      Rules for Exempt Markets, Derivatives Transaction Execution Facilities      and Designated Contract Markets, and Procedural Changes for Derivatives      Clearing Organization Registration Applications    

Comment File 05--004,      closing date 09/09/2005, see also files/foia/fedreg05/foi050914a.pdf">70 FR 54323 (September 14,      2005), 71 FR 1953      (January 12, 2006)

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**70 FR 12621 (March 15,      2005)**

      17 CFR Part 150 Revision of Federal Speculative Position Limits    

Comment File 05--003,      closing date 04/14/2005, see also files/foia/fedreg05/foi050511a.pdf">70 FR 24705 (May 11, 2005)

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**70 FR 5577 (February 3,      2005)**

      17 CFR Part 1 Investment of Customer Funds and Record of Investments    

Comment File 05--002,      closing date 03/07/2005, see also files/foia/fedreg05/foi050517a.pdf">70 FR 28190 (May 17, 2005),      70 FR 32866 (June 6,      2005)

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**70 FR 5417 (February 2,      2005)**

      Proposed Withdrawal of Interpretation No. 10    

Comment File 05--001,      closing date 04/04/2005, see also files/foia/fedreg05/foi050511a.pdf">70 FR 24768 (May 11, 2005)

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**======================== SECTION      B ========================            Final Rules and Orders**

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**70 FR 75934 (December 22,      2005)**

      17 CFR Part 30 Foreign Futures and Options Transactions    

      Order, Exemption to Firms Designated by Australian Stock Exchange Limited    

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**70 FR 65514 (October 31,      2005)**

      17 CFR Ch. I Regulatory Flexibility Agenda    

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**70 FR 56823 (September 29,      2005)**

      17 CFR Part 1 Fees for Reviews of the Rule Enforcement Programs of      Contract Markets and Registered Futures Association    

      Establish the FY 2005 schedule of fees, effective dated: The FY 2005 fees      for Commission oversight of each SRO rule enforcement program must be      paid by each of the named SROs in the amount specified by no later than      November 28, 2005.    

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**70 FR 43748 (July 29,      2005)**

      Commodity Futures Trading Commission 17 CFR Part 41 Securities and      Exchange Commission 17 CFR Part 240 Technical Amendments to Rules Setting      Forth the Method for Determining Market Capitalization and Dollar Value      of Average Daily Trading Volume; Application of the Definition of      Narrow-Based Security Index    

      Joint technical amendment, effective date 08/29/2005    

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**70 FR 32866 (June 6,      2005)**

      17 CFR Part 1 Investment of Customer Funds and Record of Investments    

      Correction, see also 70 FR      28190 (May 17, 2005)

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**70 FR 28190 (May 17,      2005)**

      17 CFR Part 1, Investment of Customer Funds and Record of Investments    

      Final rule, effective date 06/16/2005, see also files/foia/fedreg05/foi050203a.pdf">70 FR 5577 (February 3, 2005)

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**70 FR 27836 (May 16,      2005)**

      17 CFR Ch. I Regulatory Flexibility Agenda    

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**70 FR 24768 (May 11,      2005)**

      Amendment of Interpretation    

      effective date 02/13/2005, see also files/foia/fedreg05/foi050202a.pdf">70 FR 5417 (February 2, 2005)

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**70 FR 24705 (May 11,      2005)**

      17 CFR Part 150 Revision of Federal Speculative Position Limits    

      Final Rule, effective date 06/10/2005, see also files/foia/fedreg05/foi050315a.pdf">70 FR 12621 (March 15, 2005)

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**70 FR 19061 (April 12,      2005)**

      Technology Advisory Committee Meeting    

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**70 FR 17418 (April 6,      2005)**

      Agricultural Advisory Committee; Eleventh Renewal    

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**70 FR 15842 (March 29,      2005)**

      Commodity Pool Operators and Commodity Pool Industry Issues; Meeting    

Notice of public meeting, April 6, 2005, from 9 a.m. to      3:15 p.m.

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**70 FR 7549 (February 14,      2005)**

      17 CFR Parts 1 and 155 Distribution of "Risk Disclosure      Statement" by Futures Commission Merchants and Introducing Brokers    

Correction, see also files/foia/fedreg05/foi050204a.pdf">70 FR 5923 (February 4,      2005)

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**70 FR 6630 (February 8,      2005)**

      In the Matter of the New York Mercantile Exchange, Inc. Petition To      Extend Interpretation Pursuant to Section 1a(12)(C) of the Commodity      Exchange Act    

Order, Effective date 02/04/2005

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**70 FR 5923 (February 4,      2005)**

      17 CFR Parts 1 and 155 Distribution of "Risk Disclosure      Statement" by Futures Commission Merchants and Introducing Brokers    

Final rule, effective 03/07/2005 see also files/foia/fedreg04/foi041109a.pdf">69 FR 64873 (November 9, 2004),      see also 70 FR 7549      (February 14, 2005)

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**70 FR 2621 (January 14,      2005)**

      Performance of Certain Functions by National Futures Association With      Respect to those Foreign Firms Acting in the Capacity of a Futures      Commission Merchant    

Notice and Order, effective 02/14/2005

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**70 FR 2565 (January 14,      2005)**

      17 CFR Part 140 Delegation of Authority to Director of the Division of      Clearing and Intermediary Oversight: Correction    

Technical amendments, effective date 01/14/2005, see also      67 FR 62350 (October 7,      2002)

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**70 FR 2350 (January 13,      2005)**

      17 CFR Part 171 Rules Relating to Review of National Futures Association      Decisions in Disciplinary, Membership Denial, Registration and Member      Responsibility Actions    

Final Rule, effective date 01/13/2005, see also69 FR 62226      (October 25, 2004)

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**======================== SECTION      C ========================            Sunshine Act Announcements**

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**70 FR 75453 (December 20,      2005)**

      Sunshine Act Meeting    

      Open Commission Meeting 02/15/2006    

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**70 FR 74780 (December 16,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 01/27/2006    

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**70 FR 74780 (December 16,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 01/20/2006    

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**70 FR 74779 (December 16,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 01/13/2006    

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**70 FR 74779 (December 16,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 01/06/2006    

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**70 FR 72298 (December 2,      2005)**

      Sunshine Act Meeting    

      Public Commission Meeting 12/13/2005    

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**70 FR 69746 (November 17,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 12/30/2005    

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**70 FR 69745 (November 17,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 12/23/2005    

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**70 FR 69745 (November 17,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 12/16/2005    

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**70 FR 69745 (November 17,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 12/09/2005    

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**70 FR 69745 (November 17,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 12/02/2005    

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**70 FR 61434 (October 24,      2005)**

      Sunshine Act Meeting    

      Changes in the Meeting: The Rule Enforcement Review has been moved to      10/28/2005 at 11:45 a.m., see also files/foia/fedreg05/foi051007a.pdf">70 FR 58686 (October 7, 2005)

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**70 FR 60494 (October 18,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 11/25/2005    

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**70 FR 60494 (October 18,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 11/18/2005    

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**70 FR 60494 (October 18,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 11/10/2005    

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**70 FR 60494 (October 18,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 11/04/2005    

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**70 FR 58696 (October 7,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 10/26/2005, see also files/foia/fedreg05/foi051024a.pdf">70 FR 61434 (October 24, 2005)

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**70 FR 57569 (October 3,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 10/03/2005, Cancelled, see also files/foia/fedreg05/foi051003a.pdf">70 FR 54902 (September 19,      2005)

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**70 FR 54902 (September 19,      2005)**

      Sunshine Act Meeting    

      Changes In The Meeting: The closed meeting to discuss a Derivatives      Clearing Organization Review has been changed to 10/03/2005 at 11 a.m.,      see also 70 FR 53349      (September 9, 2005), 70      FR 57569 (October 3, 2005)

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**70 FR 54370 (September 14,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 10/28/2005    

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**70 FR 54370 (September 14,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 10/21/2005    

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**70 FR 54370 (September 14,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 10/14/2005    

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**70 FR 54370 (September 14,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 10/07/2005    

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**70 FR 53349 (September 9,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 09/21/2005, Cancelled, see also files/foia/fedreg05/foi050919a.pdf">70 FR 54902 (September 19,      2005)

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**70 FR 48547 (August 18,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 09/30/2005    

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**70 FR 48546 (August 18,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 09/23/2005    

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**70 FR 48546 (August 18,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 09/16/2005    

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**70 FR 48546 (August 18,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 09/09/2005    

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**70 FR 48546 (August 18,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 09/02/2005    

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**70 FR 48103 (August 16,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 08/25/2005    

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**70 FR 41689 (July 20,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 08/26/2005    

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**70 FR 41689 (July 20,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 08/19/2005    

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**70 FR 41689 (July 20,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 08/12/2005    

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**70 FR 41689 (July 20,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 08/05/2005    

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**70 FR 35229 (June 17,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 07/29/2005    

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**70 FR 35229 (June 17,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 07/22/2005    

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**70 FR 35229 (June 17,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 07/15/2005    

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**70 FR 35228 (June 17,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 07/08/2005    

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**70 FR 35228 (June 17,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 07/01/2005    

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**70 FR 28514 (May 18,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 06/24/2005    

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**70 FR 28514 (May 18,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 06/17/2005    

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**70 FR 28514 (May 18,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 06/10/2005    

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**70 FR 28514 (May 18,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 06/03/2005    

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**70 FR 20535 (April 20,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 05/27/2005    

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**70 FR 20534 (April 20,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 05/20/2005    

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**70 FR 20534 (April 20,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 05/13/2005    

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**70 FR 20534 (April 20,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 05/06/2005    

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**70 FR 13179 (March 18,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 04/29/2005    

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**70 FR 13179 (March 18,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 04/22/2005    

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**70 FR 13178 (March 18,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 04/15/2005    

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**70 FR 13178 (March 18,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 04/08/2005    

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**70 FR 13178 (March 18,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 04/01/2005    

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**70 FR 8347 (February 18,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 03/25/2005    

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**70 FR 8347 (February 18,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 03/18/2005    

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**70 FR 8347 (February 18,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 03/11/2005    

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**70 FR 8347 (February 18,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 03/04/2005    

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**70 FR 3000 (January 19,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 02/25/2005    

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**70 FR 3001 (January 19,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 02/18/2005    

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**70 FR 3000 (January 19,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 02/11/2005    

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**70 FR 3001 (January 19,      2005)**

      Sunshine Act Meeting    

      Closed Commission Meeting 02/04/2005    

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**======================== SECTION      E ========================**

**CFTC Public Information Collection Requirements**

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**70 FR 75452 (December 20,      2005)**

      Agency Information Collection Activities Under OMB Review    

Notice

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**70 FR 59319 (October 12,      2005)**

      Agency Information Collection Activities: Notice of Intent to Renew      Collection 3038-0048, Off-Exchange Agricultural Trade Options    

Notice

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**70 FR 52996 (September 6,      2005)**

      Agency Information Collection Activities Under OMB Review    

Notice

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**70 FR 52996 (September 6,      2005)**

      Agency Information Collection Activities Under OMB Review    

Notice

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**70 FR 41210 (July 18,      2005)**

      Agency Information Collection Activities Under OMB Review    

Notice

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**70 FR 41210 (July 18,      2005)**

      Agency Information Collection Activities Under OMB Review    

Notice

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**70 FR 36929 (June 27,      2005)**

      Agency Information Collection Activities: Rules Relating to Regulation of      Domestic Exchange-Traded Options    

Notice

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**70 FR 35641 (June 21,      2005)**

      Agency Information Collection Activities: Notification of Pending Legal      Proceedings    

Notice

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**70 FR 22853 (May 3,      2005)**

      Agency Information Collection Activities: Notice of Intent To Renew      Collection 3038-0021, Regulations Governing Bankruptcies of Commodity      Brokers    

Notice

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**70 FR 22852 (May 3,      2005)**

      Agency Information Collection Activities: Notice of Intent To Renew      Collection 3038-0015, Copies of Crop and Market Information Reports    

Notice

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**70 FR 3685 (January 26,      2005)**

      Agency Information Collection Activities: Notice of Intent To Renew      Collection 3038-0013, Exemptions From Speculative Limits    

Notice

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**70 FR 2854 (January 18,      2005)**

      Agency Information Collection Activities Under OMB Review    

Notice

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**CFTC Privacy      Policy**