| COMMENT        FILE NUMBER: | **97--037** | 2/5/99        08:00 PM |
|------------------------------|-------------|-------------------------|

|  | **______________________________________________________________________** |
|--|----------------------------------------------------------------------------|

|  | **Chicago        Board of Trade Petition for Exemptions From the Dual Trading** |
|--|----------------------------------------------------------------------------------|

|  | **Prohibition Set Forth in Section 4j(a) of the Commodity Exchange Act        and** |
|--|--------------------------------------------------------------------------------------|

|  | **Commission Regulation 155.5** |
|--|---------------------------------|

| ______________________________________________________________________ |
|------------------------------------------------------------------------|

| FR        CITE: | 62 FR 60865        (November 13, 1997) |
|------------------|-----------------------------------------|

| CLOSES: |
|---------|

| EXTENDED: |
|-----------|

| **______________________________________________________________________** |
|----------------------------------------------------------------------------|

| **FILE        CONTENTS** |
|---------------------------|

| **(FR =        Federal Register; NC = Non Comment or Background Material; CL = Comment        Letter)** |
|-----------------------------------------------------------------------------------------------------------|

| Documents        which do not have PDF links are availabe on request to        [email protected] by using the |
|----------------------------------------------------------------------------------------------------------------------|

| electronic        request form. Electronic distribution of the documents is possible,        depending on the |
|-----------------------------------------------------------------------------------------------------------------|

| requester's        ability to receive them. Paper copies of documents are available within        the Washington, D.C., |
|---------------------------------------------------------------------------------------------------------------------------|

| area        through the Commission's Public Reading Room and outside the area        through use of the |
|-----------------------------------------------------------------------------------------------------------|

| electronic        request form. Fees of 15 cents per page apply to paper        copies. |
|-------------------------------------------------------------------------------------------|

|  | **REQUEST FORM** |
|--|------------------|

|  | **______________________________________________________________________** |
|--|----------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **FR** | **1** |
|-----------|--------|-------|

|  | **Notice        of intent to condition and proposed order granting conditional        exemptions from the** |
|--|---------------------------------------------------------------------------------------------------------------|

|  | **prohibition on dual trading in 13 affected contract        markets** |
|--|-------------------------------------------------------------------------|

| DATE: | 11/13/97 | FR        PAGE: | 60865 | PAGES: | 6 |
|-------|----------|------------------|-------|--------|---|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **1** |
|-----------|--------|-------|

|  | **Oral        Presentation on Dual Trading by the Chicago Board of Trade, Open        Commission Meeting** |
|--|--------------------------------------------------------------------------------------------------------------|

|  | **12/16/1997** |
|--|----------------|

| DATE: | FR        PAGE: | N/A | PAGES: | 75 |
|-------|------------------|-----|--------|----|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **2** |
|-----------|--------|-------|

|  | **Greenberger, Division of Trading & Markets, to Burke,        CBT** |
|--|---------------------------------------------------------------------------|

| DATE: | 12/19/97 | FR        PAGE: | N/A | PAGES: | 1 |
|-------|----------|------------------|-----|--------|---|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **3** |
|-----------|--------|-------|

|  | **Seifert,        Division of Trading & Markets, to Durkin, CBT** |
|--|------------------------------------------------------------------------|

| DATE: | 12/12/97 | FR        PAGE: | N/A | PAGES: | 1 |
|-------|----------|------------------|-----|--------|---|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **4** |
|-----------|--------|-------|

|  | **Fung,        Division of Trading & Markets, to Durkin, CBT** |
|--|---------------------------------------------------------------------|

| DATE: | 12/24/97 | FR        PAGE: | N/A | PAGES: | 1 |
|-------|----------|------------------|-----|--------|---|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

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