| COMMENT          FILE NUMBER: | **04--011** | 02/14/2005          11:21 AM |
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| **__________________________________________________________** |
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| **17 CFR          Part 1 Distribution of "Risk Disclosure Statement" by          Futures** |
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| **Commission Merchants and Introducing Brokers** |
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|  | __________________________________________________________ |
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|  | FR          CITE: | 69 FR 64873          (November 9, 2004) |
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|  | CLOSES: | 12/09/2004 |
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|  | EXTENDED: |
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|  | **__________________________________________________________** |
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|  | **FILE          CONTENTS** |
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|  | **(FR =          Federal Register; NC = Non Comment or Background Material; CL =          Comment Letter)** |
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|  | Documents          which do not have PDF links are available on request to          [email protected] by using the |
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|  | electronic          request form. Electronic distribution of the documents is possible,          depending on the |
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|  | requester's ability to receive them. Paper copies of          documents are available within the Washington, |
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|  | D.C., area          through the Commission's Public Reading Room and outside the area          through use of the |
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|  | electronic          request form. Fees of 15 cents per page apply to paper copies. |
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| There will          be a delay of approximately 24 hours between the time at which a          comment is received and |
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| the time at          which it appears on this web site. |
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|  | **REQUEST FORM** | **If you are unfamiliar with PDF files,          click here for help** |
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| **__________________________________________________________** |
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| **--------------------------------------------------------------------------------------------------------------------** |
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| DOCUMENT: | **FR** | **3** |
|-----------|--------|-------|

|  | **Correction** |
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| DATE: | 02/14/2005 | FR          PAGE: | 07549 | PAGES: | 1 | PDF          SIZE: | 24 KB | PDF          LINK: | /files/foia/f |
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|  | **--------------------------------------------------------------------------------------------------------------------** |
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| DOCUMENT: | **FR** | **2** |
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|  | **Final          rule** |
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| DATE: | 02/04/2005 | FR          PAGE: | 05923 | PAGES: | 3 | PDF          SIZE: | 56 KB | PDF          LINK: | /files/foia/f |
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|  | **--------------------------------------------------------------------------------------------------------------------** |
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| **--------------------------------------------------------------------------------------------------------------------** |
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| DOCUMENT: | **FR** | **1** |
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|  | **Proposed          rule** |
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| DATE: | 11/09/2004 | FR          PAGE: | 64873 | PAGES: | 3 | PDF          SIZE: | 57 KB | PDF          LINK: | /files/foia/f |
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|  | **--------------------------------------------------------------------------------------------------------------------** |
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| DOCUMENT: | **CL** | **3** |
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|  | **Goldman,          Sachs & Co.** |
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| DATE: | 12/09/2004 | FR          PAGE: | N/A | PAGES: | 3 | PDF          SIZE: | 92 KB | PDF          LINK: | /files/foia/c |
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|  | **--------------------------------------------------------------------------------------------------------------------** |
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