| COMMENT FILE          NUMBER: | **03--007** | 02/10/04 10:00 AM |
|--------------------------------|-------------|-------------------|

| **__________________________________________________________** |
|----------------------------------------------------------------|

| **17 CFR Part 1          Investment of Customer Funds** |
|----------------------------------------------------------|

|  | __________________________________________________________ |
|--|------------------------------------------------------------|

|  | FR CITE: | 68 FR 38654 (June 30,          2003) |
|--|----------|---------------------------------------|

|  | CLOSES: | 07/30/03 | 09/05/03 |
|--|---------|----------|----------|

|  | EXTENDED: | 08/08/03 |
|--|-----------|----------|

|  | **__________________________________________________________** |
|--|----------------------------------------------------------------|

|  | **FILE          CONTENTS** |
|--|-----------------------------|

|  | **(FR = Federal          Register; NC = Non Comment or Background Material; CL = Comment          Letter)** |
|--|---------------------------------------------------------------------------------------------------------------|

|  | Documents which do not          have PDF links are available on request to [email protected] by          using the |
|--|---------------------------------------------------------------------------------------------------------------------------|

|  | electronic request form.          Electronic distribution of the documents is possible, depending on          the |
|--|---------------------------------------------------------------------------------------------------------------------|

|  | requester's ability          to receive them. Paper copies of documents are available within the          Washington, D.C., |
|--|-------------------------------------------------------------------------------------------------------------------------------|

|  | area through the          Commission's Public Reading Room and outside the area through use          of the electronic |
|--|--------------------------------------------------------------------------------------------------------------------------|

|  | request form. Fees of 15          cents per page apply to paper copies. |
|--|--------------------------------------------------------------------------|

| There will be a delay of          approximately 24 hours between the time at which a comment is          received and the |
|-----------------------------------------------------------------------------------------------------------------------------|

| time at which it appears          on this web site. |
|------------------------------------------------------|

|  | **REQUEST FORM** | **If you are unfamiliar with PDF files, click here for          help** |
|--|------------------|-------------------------------------------------------------------------|

| **__________________________________________________________** |
|----------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **FR** | **3** |
|-----------|--------|-------|

|  | **Final rule** |
|--|----------------|

| DATE: | 02/10/04 | FR PAGE: | 06140 | PAGES: |  | 7 | PDF SIZE: | 65 KB | PDF LINK: | /files/foia/f |
|-------|----------|----------|-------|--------|--|---|-----------|-------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **FR** | **2** |
|-----------|--------|-------|

|  | **Reopening comment          period** |
|--|----------------------------------------|

| DATE: | 08/06/03 | FR PAGE: | N/A | PAGES: |  | 1 | PDF SIZE: | 33 KB | PDF LINK: | /files/foia/f |
|-------|----------|----------|-----|--------|--|---|-----------|-------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **FR** | **1** |
|-----------|--------|-------|

|  | **Proposed          rule** |
|--|-----------------------------|

| DATE: | 06/30/03 | FR PAGE: | 38654 | PAGES: |  | 4 | PDF SIZE: | 50 KB | PDF LINK: | /files/foia/f |
|-------|----------|----------|-------|--------|--|---|-----------|-------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **1** |
|-----------|--------|-------|

|  | **Futures Industry          Association (FIA) Request Extension of Comment Period** |
|--|--------------------------------------------------------------------------------------|

| DATE: | 07/24/03 | FR PAGE: | N/A | PAGES: |  | 1 | PDF SIZE: | 44 KB | PDF LINK: | /files/foia/c |
|-------|----------|----------|-----|--------|--|---|-----------|-------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

FirstPreviousNextLast