| COMMENT        FILE NUMBER: | **97--036** | 8/24/98        06:02 PM |
|------------------------------|-------------|--------------------------|

|  | **______________________________________________________________________** |
|--|----------------------------------------------------------------------------|

|  | **Chicago        Mercantile Exchange Petition for Exemptions From the Dual** |
|--|-------------------------------------------------------------------------------|

|  | **Trading        Prohibition Set Forth in Section 4j(a) of the Commodity        Exchange** |
|--|----------------------------------------------------------------------------------------------|

|  | **Act and        Commission Regulation 155.5** |
|--|-------------------------------------------------|

| ______________________________________________________________________ |
|------------------------------------------------------------------------|

| FR        CITE: | 62 FR 60860        (November 13, 1997) |
|------------------|-----------------------------------------|

| CLOSES: |
|---------|

| EXTENDED: |
|-----------|

| **______________________________________________________________________** |
|----------------------------------------------------------------------------|

| **FILE        CONTENTS** |
|---------------------------|

| **(FR =        Federal Register; NC = Non Comment or Background Material; CL = Comment        Letter)** |
|-----------------------------------------------------------------------------------------------------------|

| Documents        which do not have PDF links are availabe on request to        [email protected] by using the |
|----------------------------------------------------------------------------------------------------------------------|

| electronic        request form. Electronic distribution of the documents is possible,        depending on the |
|-----------------------------------------------------------------------------------------------------------------|

| requester's        ability to receive them. Paper copies of documents are available within        the Washington, D.C., |
|---------------------------------------------------------------------------------------------------------------------------|

| area        through the Commission's Public Reading Room and outside the area        through use of the |
|-----------------------------------------------------------------------------------------------------------|

| electronic        request form. Fees of 15 cents per page apply to paper        copies. |
|-------------------------------------------------------------------------------------------|

|  | **REQUEST FORM** |
|--|------------------|

|  | **______________________________________________________________________** |
|--|----------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **FR** | **1** |
|-----------|--------|-------|

|  | **Notice        of intent to condition and proposed order granting conditional        exemptions from the** |
|--|---------------------------------------------------------------------------------------------------------------|

|  | **prohibition on dual trading in seven affected contract        markets** |
|--|----------------------------------------------------------------------------|

| DATE: | 11/13/97 | FR        PAGE: | 60860 | PAGES: | 6 |
|-------|----------|------------------|-------|--------|---|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **1** |
|-----------|--------|-------|

|  | **Oral        Presentation on Dual Trading by the Chicago Mercantile Exchange, Open        Commission** |
|--|-----------------------------------------------------------------------------------------------------------|

|  | **Meeting        12/16/1997** |
|--|--------------------------------|

| DATE: | FR        PAGE: | N/A | PAGES: | 51 |
|-------|------------------|-----|--------|----|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **1** |
|-----------|--------|-------|

|  | **Ratcliffe, Robert** |
|--|-----------------------|

| DATE: | 11/24/97 | FR        PAGE: | N/A | PAGES: | 1 |
|-------|----------|------------------|-----|--------|---|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **2** |
|-----------|--------|-------|

|  | **Chicago        Mercantile Exchange** |
|--|-----------------------------------------|

| DATE: | 12/8/97 | FR        PAGE: | N/A | PAGES: | 5 |
|-------|---------|------------------|-----|--------|---|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **3** |
|-----------|--------|-------|

|  | **CME        Equity Owners' Association** |
|--|--------------------------------------------|

| DATE: | 11/23/97 | FR        PAGE: | N/A | PAGES: | 2 |
|-------|----------|------------------|-----|--------|---|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

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