| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **7** |
|-----------|--------|-------|

|  | **The Financial Services     Roundtable** |
|--|--------------------------------------------|

| DATE: |  | 9/6/2002 | FR PAGE: | N/A | PAGES: | 10 | PDF SIZE: | 378 KB | PDF LINK: | /files/foia/c |
|-------|--|----------|----------|-----|--------|----|-----------|--------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **6** |
|-----------|--------|-------|

|  | **General Electric Company     (GE)** |
|--|----------------------------------------|

| DATE: |  | 9/6/2002 | FR PAGE: | N/A | PAGES: | 22 | PDF SIZE: | 522 KB | PDF LINK: | /files/foia/c |
|-------|--|----------|----------|-----|--------|----|-----------|--------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **5** |
|-----------|--------|-------|

|  | **National Futures     Association (NFA)** |
|--|---------------------------------------------|

| DATE: |  | 9/6/2002 | FR PAGE: | N/A | PAGES: | 3 | PDF SIZE: | 73 KB | PDF LINK: | /files/foia/c |
|-------|--|----------|----------|-----|--------|---|-----------|-------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **4** |
|-----------|--------|-------|

|  | **Conference of State Bank     Supervisors (CSBS)** |
|--|------------------------------------------------------|

| DATE: |  | 9/6/2002 | FR PAGE: | N/A | PAGES: | 2 | PDF SIZE: | 71 KB | PDF LINK: | /files/foia/c |
|-------|--|----------|----------|-----|--------|---|-----------|-------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **3** |
|-----------|--------|-------|

|  | **Wachovia     Corporation** |
|--|-------------------------------|

| DATE: |  | 9/6/2002 | FR PAGE: | N/A | PAGES: | 8 | PDF SIZE: | 244 KB | PDF LINK: | /files/foia/c |
|-------|--|----------|----------|-----|--------|---|-----------|--------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **2** |
|-----------|--------|-------|

|  | **National Introducing     Brokers Association (NIBA)** |
|--|----------------------------------------------------------|

| DATE: |  | 9/5/2002 | FR PAGE: | N/A | PAGES: | 3 | PDF SIZE: | 83 KB | PDF LINK: | /files/foia/c |
|-------|--|----------|----------|-----|--------|---|-----------|-------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **1** |
|-----------|--------|-------|

|  | **M&T Bank     Corporation** |
|--|-----------------------------------|

| DATE: |  | 8/30/20 | FR PAGE: | N/A | PAGES: | 10 | PDF SIZE: | 318 KB | PDF LINK: | /files/foia/c |
|-------|--|---------|----------|-----|--------|----|-----------|--------|-----------|---------------|

|  | 02 |
|--|----|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

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