| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **7** |
|-----------|--------|-------|

|  | **Futures        Industry Association, Law & Compliance Division** |
|--|-------------------------------------------------------------------------|

| DATE: | 4/21/98 | FR        PAGE: | N/A | PAGES: | 13 | PDF        SIZE: | 479        KB | PDF        LINK: | cf9803c007.p |
|-------|---------|------------------|-----|--------|----|-------------------|----------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **6** |
|-----------|--------|-------|

|  | **Association of the Bar of the City of New York, Committee on Futures        Regulation** |
|--|---------------------------------------------------------------------------------------------|

| DATE: | 3/12/98 | FR        PAGE: | N/A | PAGES: | 7 | PDF        SIZE: | 281        KB | PDF        LINK: | cf9803c006.p |
|-------|---------|------------------|-----|--------|---|-------------------|----------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **5** |
|-----------|--------|-------|

|  | **National        Grain and Feed Association** |
|--|-------------------------------------------------|

| DATE: | 3/23/98 | FR        PAGE: | N/A | PAGES: | 1 | PDF        SIZE: | 88        KB | PDF        LINK: | cf9803c005.p |
|-------|---------|------------------|-----|--------|---|-------------------|---------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **4** |
|-----------|--------|-------|

|  | **First        Options** |
|--|---------------------------|

| DATE: | 3/20/98 | FR        PAGE: | N/A | PAGES: | 14 | PDF        SIZE: | 331        KB | PDF        LINK: | cf9803c004.p |
|-------|---------|------------------|-----|--------|----|-------------------|----------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **3** |
|-----------|--------|-------|

|  | **Securities Industry Association** |
|--|-------------------------------------|

| DATE: | 3/19/98 | FR        PAGE: | N/A | PAGES: | 1 | PDF        SIZE: | 74        KB | PDF        LINK: | cf9803c003.p |
|-------|---------|------------------|-----|--------|---|-------------------|---------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **2** |
|-----------|--------|-------|

|  | **FIMAT        Futures USA, Inc.** |
|--|-------------------------------------|

| DATE: | 3/16/98 | FR        PAGE: | N/A | PAGES: | 4 | PDF        SIZE: | 309        KB | PDF        LINK: | cf9803c002.p |
|-------|---------|------------------|-----|--------|---|-------------------|----------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **1** |
|-----------|--------|-------|

|  | **Sawyier,        David R., of Sidley & Austin** |
|--|-------------------------------------------------------|

| DATE: | 3/10/98 | FR        PAGE: | N/A | PAGES: | 3 | PDF        SIZE: | 331        KB | PDF        LINK: | cf9803c001.p |
|-------|---------|------------------|-----|--------|---|-------------------|----------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

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