| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **3** |
|-----------|--------|-------|

|  | **A)        Chicago Board of Trade (CBT)** |
|--|---------------------------------------------|

| DATE: | 10/22/99 | FR        PAGE: | N/A | PAGES: | 9 | PDF        SIZE: | 376        KB | PDF        LINK: | cf9937c003a. |
|-------|----------|------------------|-----|--------|---|-------------------|----------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **3** |
|-----------|--------|-------|

|  | **B)        Chicago Board of Trade, Attachment, Evaluation of Alternative Execution        Procedures in** |
|--|--------------------------------------------------------------------------------------------------------------|

|  | **Futures        Markets, Yakov Amihud and Haim Mendelson** |
|--|--------------------------------------------------------------|

| DATE: | 9/1/98 | FR        PAGE: | N/A | PAGES: | 109 | PDF        SIZE: | 2960        KB | PDF        LINK: |
|-------|--------|------------------|-----|--------|-----|-------------------|-----------------|-------------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **2** |
|-----------|--------|-------|

|  | **Chicago        Mercantile Exchange (CME)** |
|--|-----------------------------------------------|

| DATE: | 10/22/99 | FR        PAGE: | N/A | PAGES: | 4 | PDF        SIZE: | 132        KB | PDF        LINK: | cf9937c002.p |
|-------|----------|------------------|-----|--------|---|-------------------|----------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **1** |
|-----------|--------|-------|

|  | **Futures        Industry Association (FIA) Law & Compliance        Division** |
|--|--------------------------------------------------------------------------------------|

| DATE: | 10/21/99 | FR        PAGE: | N/A | PAGES: | 6 | PDF        SIZE: | 264        KB | PDF        LINK: | cf9937c001.p |
|-------|----------|------------------|-----|--------|---|-------------------|----------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

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