| DOCUMENT        NUMBER: | 5 |
|--------------------------|---|

|  | D.S.        Mitchell, Cadwalader, Wickersham & Taft, for BrokerTec Futures        Exchange, L.L.C., |
|--|-----------------------------------------------------------------------------------------------------------|

|  | to E.W.        Colbert, Attached Exhibit D: BrokerTec Futures Exchange, L.L.C.        Rules |
|--|-----------------------------------------------------------------------------------------------|

| DATE: |  | 5/8/00 | PAGES: |  | 63 | PDF SIZE: |  | 2050        KB | PDF LINK: |
|-------|--|--------|--------|--|----|-----------|--|-----------------|-----------|

| **----------------------------------------------------------------------------------------------------------------------** |
|----------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT        NUMBER: | 6 |
|--------------------------|---|

|  | Application        of BrokerTec, L.L.C. for Initial Designation as a Contract Market,        Attached |
|--|---------------------------------------------------------------------------------------------------------|

|  | Exhibit E:        BrokerTec Futures Exchange, L.L.C., Rules with Explanations |
|--|--------------------------------------------------------------------------------|

| DATE: | PAGES: |  | 66 | PDF SIZE: |  | 2597        KB | PDF LINK: |
|-------|--------|--|----|-----------|--|-----------------|-----------|

| **----------------------------------------------------------------------------------------------------------------------** |
|----------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT        NUMBER: | 7 |
|--------------------------|---|

|  | D.S.        Mitchell, Cadwalader, Wickersham & Taft, for BrokerTec Futures        Exchange, L.L.C., |
|--|-----------------------------------------------------------------------------------------------------------|

|  | to E.W.        Colbert, Attached Exhibit H: BrokerTec Futures Exchange, L.L.C.,        Exchange |
|--|---------------------------------------------------------------------------------------------------|

|  | Compliance        with Regulatory Requirements |
|--|-------------------------------------------------|

| DATE: |  | 5/8/00 | PAGES: |  | 9 | PDF SIZE: |  | 255        KB | PDF LINK: |
|-------|--|--------|--------|--|---|-----------|--|----------------|-----------|

| **----------------------------------------------------------------------------------------------------------------------** |
|----------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT        NUMBER: | 8 |
|--------------------------|---|

|  | D.S.        Mitchell, Cadwalader, Wickersham & Taft, for BrokerTec Futures        Exchange, L.L.C., |
|--|-----------------------------------------------------------------------------------------------------------|

|  | to E.W.        Colbert, Attached Exhibit I: Certificate of Formation of BrokerTec        Clearing Co., |
|--|----------------------------------------------------------------------------------------------------------|

|  | L.L.C. |
|--|--------|

| DATE: |  | 5/8/00 | PAGES: |  | 1 | PDF SIZE: |  | 16        KB | PDF LINK: |
|-------|--|--------|--------|--|---|-----------|--|---------------|-----------|

| **----------------------------------------------------------------------------------------------------------------------** |
|----------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT        NUMBER: | 9 |
|--------------------------|---|

|  | D.S.        Mitchell, Cadwalader, Wickersham & Taft, for BrokerTec Futures        Exchange, L.L.C., |
|--|-----------------------------------------------------------------------------------------------------------|

|  | to E.W.        Colbert, Attached Exhibit J: BrokerTec Clearing Co., L.L.C., Limited        Liability Co. |
|--|------------------------------------------------------------------------------------------------------------|

|  | Agreement        & Bylaws |
|--|--------------------------------|

| DATE: |  | 5/8/00 | PAGES: |  | 46 | PDF SIZE: |  | 1072        KB | PDF LINK: |
|-------|--|--------|--------|--|----|-----------|--|-----------------|-----------|

| **----------------------------------------------------------------------------------------------------------------------** |
|----------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT        NUMBER: | 10 |
|--------------------------|----|

|  | Application        of BrokerTec, L.L.C. for Initial Designation as a Contract Market,        Attached |
|--|---------------------------------------------------------------------------------------------------------|

|  | Exhibit K:        BrokerTec Clearing Company, L.L.C., Limited Liability Company        Agreement |
|--|----------------------------------------------------------------------------------------------------|

|  | and Bylaws        with Explanations |
|--|--------------------------------------|

| DATE: | PAGES: |  | 47 | PDF SIZE: |  | 1735        KB | PDF LINK: |
|-------|--------|--|----|-----------|--|-----------------|-----------|

| **----------------------------------------------------------------------------------------------------------------------** |
|----------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT        NUMBER: | 11 |
|--------------------------|----|

|  | D.S.        Mitchell, Cadwalader, Wickersham & Taft, for BrokerTec Futures        Exchange, L.L.C., |
|--|-----------------------------------------------------------------------------------------------------------|

|  | to E.W.        Colbert, Attached Exhibit L: BrokerTec Clearing Co., L.L.C.        Rules |
|--|-------------------------------------------------------------------------------------------|

| DATE: |  | 5/8/00 | PAGES: |  | 36 | PDF SIZE: |  | 1219        KB | PDF LINK: |
|-------|--|--------|--------|--|----|-----------|--|-----------------|-----------|

| **----------------------------------------------------------------------------------------------------------------------** |
|----------------------------------------------------------------------------------------------------------------------------|

First
    Previous
Next
Last