| COMMENT FILE NUMBER: | **01--017** | 02/27/04 03:56 PM |
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| **______________________________________________________________________** |
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| **Commodity Futures Trading     Commission 17 CFR Part 41 Securities** |
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| **and Exchange Commission 17     CFR Part 240 Cash Settlement and** |
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| **Regulatory Halt     Requirements for Security Futures Products;** |
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| **Proposed Rule** |
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| ______________________________________________________________________ |
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| FR CITE: | 66 FR 45903 (August 30,     2001) |
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| CLOSES: | 10/1/01 |
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| EXTENDED: |
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| **______________________________________________________________________** |
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| **FILE CONTENTS** |
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| **(FR = Federal Register; NC     = Non Comment or Background Material; CL = Comment Letter)** |
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| Documents which do not have     PDF links are availabe on request to [email protected] by using the     electronic |
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| request form. Electronic     distribution of the documents is possible, depending on the     requester's ability to receive |
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| them. Paper copies of     documents are available within the Washington, D.C., area through the     Commission's |
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| Public Reading Room and     outside the area through use of the electronic request form. Fees of 15     cents per page |
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| apply to paper copies. |
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| **REQUEST FORM** | **If you are unfamiliar with PDF files, click here for     help** |
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| **______________________________________________________________________** |
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| DOCUMENT: | **FR** | **2** |
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|  | **Joint final rule** |
|--|----------------------|

| DATE: |  | 5/24/02 | FR PAGE: |  | 36739 | PAGES: |  | 25 | PDF SIZE: | 203 KB | PDF LINK: | /files/foia/f |
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|  | **--------------------------------------------------------------------------------------------------------------------** |
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| DOCUMENT: | **FR** | **1** |
|-----------|--------|-------|

|  | **Joint Proposed     Rule** |
|--|------------------------------|

| DATE: |  | 8/30/01 | FR PAGE: |  | 45903 | PAGES: |  | 17 | PDF SIZE: | 166 KB | PDF LINK: | /files/foia/f |
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|  | **--------------------------------------------------------------------------------------------------------------------** |
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| DOCUMENT: | **CL** | **8** |
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|  | **Futures Industry     Associaiton (FIA) and Securities Industry Association (SIA)** |
|--|---------------------------------------------------------------------------------------|

|  | **Steering Committee on     Security Futures** |
|--|-------------------------------------------------|

| DATE: |  | 4/4/02 | FR PAGE: |  | N/A | PAGES: |  | 4 | PDF SIZE: | 97 KB | PDF LINK: | /files/foia/c |
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|  | **--------------------------------------------------------------------------------------------------------------------** |
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| DOCUMENT: | **CL** | **7** |
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|  | **Susquehanna International     Group, LLP (SIG)** |
|--|-----------------------------------------------------|

| DATE: |  | 10/17/01 | FR PAGE: |  | N/A | PAGES: |  | 6 | PDF SIZE: | 324 KB | PDF LINK: | /files/foia/c |
|-------|--|----------|----------|--|-----|--------|--|---|-----------|--------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
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