| **------------------------------------------------------------------------------------------------------------------------------------------** |
|------------------------------------------------------------------------------------------------------------------------------------------------|

| 02--008 | **In the Matter of the New York     Mercantile Exchange, Inc. Petition for** |
|---------|-------------------------------------------------------------------------------|

|  | **Treatment of Floor Brokers and Floor     Traders as Eligible Commercial** |
|--|------------------------------------------------------------------------------|

|  | **Entities and Eligible Contract     Participants Pursuant to Sections 1a (11)** |
|--|-----------------------------------------------------------------------------------|

|  | **(C) and 1a (12) (C) of the Commodity     Exchange Act of the** |
|--|-------------------------------------------------------------------|

|  | **Intercontinental Exchange, Inc.     Petition for Treatment of Floor Brokers** |
|--|----------------------------------------------------------------------------------|

|  | **and Floor Traders as Eligible     Commercial Entities Pursuant to Section** |
|--|--------------------------------------------------------------------------------|

|  | **1a(11)(C)** |
|--|---------------|

| FR CITE: | 67 FR 41698 (June 19, 2002) |
|----------|-----------------------------|

| CLOSES: | 7/5/02 |
|---------|--------|

| EXTENDED: | LINK TO FILE: | http://ww |
|-----------|---------------|-----------|

|  | **------------------------------------------------------------------------------------------------------------------------------------------** |
|--|------------------------------------------------------------------------------------------------------------------------------------------------|

| **------------------------------------------------------------------------------------------------------------------------------------------** |
|------------------------------------------------------------------------------------------------------------------------------------------------|

| 02--007 | **17 CFR Parts 37, 38, 39 and 40     Amendments to New Regulatory** |
|---------|----------------------------------------------------------------------|

|  | **Framework for Trading Facilities and     Clearing Organizations** |
|--|----------------------------------------------------------------------|

| FR CITE: | 67 FR 20702 (April 26, 2002) |
|----------|------------------------------|

| CLOSES: | 6/25/02 |
|---------|---------|

| EXTENDED: | LINK TO FILE: | http://ww |
|-----------|---------------|-----------|

|  | **------------------------------------------------------------------------------------------------------------------------------------------** |
|--|------------------------------------------------------------------------------------------------------------------------------------------------|

| **------------------------------------------------------------------------------------------------------------------------------------------** |
|------------------------------------------------------------------------------------------------------------------------------------------------|

| 02--006 | **Request of the National Futures     Association for Approval of Interpretive** |
|---------|-----------------------------------------------------------------------------------|

|  | **Notice to NFA Compliance Rule 2-4:     Best Execution Obligation of NFA** |
|--|------------------------------------------------------------------------------|

|  | **Members Notice-Registered as     Broker-Dealers Under Section 15 (b) (11)** |
|--|--------------------------------------------------------------------------------|

|  | **of the Securities Exchange Act of     1934 Concerning Security Futures** |
|--|-----------------------------------------------------------------------------|

|  | **Transactions** |
|--|------------------|

| FR CITE: | 67 FR 19557 (April 22, 2002) |
|----------|------------------------------|

| CLOSES: | 5/22/02 |
|---------|---------|

| EXTENDED: | LINK TO FILE: | http://ww |
|-----------|---------------|-----------|

|  | **------------------------------------------------------------------------------------------------------------------------------------------** |
|--|------------------------------------------------------------------------------------------------------------------------------------------------|

| **------------------------------------------------------------------------------------------------------------------------------------------** |
|------------------------------------------------------------------------------------------------------------------------------------------------|

| 02--005 | **17 CFR Part 3 Registration of     Intermediaries** |
|---------|-------------------------------------------------------|

| FR CITE: | FR 67 19358 (April 19, 2002) |
|----------|------------------------------|

| CLOSES: | 5/20/02 |
|---------|---------|

| EXTENDED: | LINK TO FILE: | http://ww |
|-----------|---------------|-----------|

|  | **------------------------------------------------------------------------------------------------------------------------------------------** |
|--|------------------------------------------------------------------------------------------------------------------------------------------------|

| **------------------------------------------------------------------------------------------------------------------------------------------** |
|------------------------------------------------------------------------------------------------------------------------------------------------|

| 02--004 | **Request of the National Futures     Association for Approval of Interpretive** |
|---------|-----------------------------------------------------------------------------------|

|  | **Notice to NFA Compliance Rule 2-9:     Supervision of the Use of** |
|--|-----------------------------------------------------------------------|

|  | **Automated Order Routing     Systems** |
|--|------------------------------------------|

| FR CITE: | 67 FR 14701 (March 27, 2002) |
|----------|------------------------------|

| CLOSES: | 4/26/02 |
|---------|---------|

| EXTENDED: | LINK TO FILE: | http://ww |
|-----------|---------------|-----------|

|  | **------------------------------------------------------------------------------------------------------------------------------------------** |
|--|------------------------------------------------------------------------------------------------------------------------------------------------|

| **------------------------------------------------------------------------------------------------------------------------------------------** |
|------------------------------------------------------------------------------------------------------------------------------------------------|

| 02--003 | **New York Mercantile Exchange's     Proposal To Permit Exchange of** |
|---------|------------------------------------------------------------------------|

|  | **Futures for, or in Connection With,     Futures Transactions in Brent** |
|--|----------------------------------------------------------------------------|

|  | **Crude Oil Futures     Contracts** |
|--|--------------------------------------|

| FR CITE: | 67 FR 11286 (March 13, 2002) |
|----------|------------------------------|

| CLOSES: | 4/12/02 |
|---------|---------|

| EXTENDED: | LINK TO FILE: | http://ww |
|-----------|---------------|-----------|

|  | **------------------------------------------------------------------------------------------------------------------------------------------** |
|--|------------------------------------------------------------------------------------------------------------------------------------------------|

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