UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Form 10‐Q/A

Amendment No. 1

(Mark One)

| ☑ | QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
|----------|---------------------------------------------------------------------------------------------------|

 

For the Quarterly Period Ended September 29, 2018

OR

| ☐ | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
|----------|----------------------------------------------------------------------------------------------------|

For the transition period from                      to                     

Commission File Number: 001‐36161

THE CONTAINER STORE GROUP, INC.

(Exact name of registrant as specified in its charter)

| Delaware                                                       |   | 26‐0565401                  |
|----------------------------------------------------------------|--------|-----------------------------------|
| (State or other jurisdiction of incorporation or organization) |   | (IRS Employer Identification No.) |

 

 

| 500 Freeport Parkway, Coppell, TX          |   | 75019       |
|--------------------------------------------|--------|-------------|
| (Addresses of principal executive offices) |   | (Zip Codes) |

 

Registrant’s telephone number in the United States, including area code, is: (972) 538‐6000

(Former name, former address and former fiscal year, if changed since last report)

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Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes ☑ No ☐

Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit such files). Yes ☑ No ☐

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b‐2 of the Exchange Act.

|                                    |                                  |                                              |
|-----------------------------------------|---------------------------------------|---------------------------------------------------|
| Large accelerated filer ☐   | Accelerated filer ☑       | Non-accelerated filer ☐     |
| Smaller reporting company ☑ | Emerging growth company ☑ |                                              |

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☑

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b‐2 of the Exchange Act). Yes ☐ No ☑

The registrant had 48,913,277 shares of its common stock outstanding as of October 26, 2018.

 

 

			 		

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EXPLANATORY NOTE

The Container Store Group, Inc. (the “Company”) is filing this Amendment No. 1 (this “Amendment”) to its Quarterly Report on Form 10‐Q for the period ended September 29, 2018, which was originally filed with the Securities and Exchange Commission on November 1, 2018 (the “Form 10‐Q”) to correct inadvertent omissions pertaining to certain references to internal control over financial reporting that were required to be provided in the Section 302 Certifications of our principal executive officer and principal financial officer (the “Section 302 Certifications”) as filed with the Form 10‐Q. The Exhibits 31.1 and 31.2 filed with the Form 10‐Q omitted from the Section 302 Certifications: (i) the introductory language in paragraph 4 that refers to the certifying officer’s responsibility for establishing and maintaining internal control over financial reporting for the Company; and (ii) paragraph 4(b) regarding the design of internal control over financial reporting. The Company hereby amends the Form 10‐Q by resubmitting corrected versions of Exhibits 31.1 and 31.2 with this Amendment.

This Amendment does not reflect events occurring after the filing of the Form 10‐Q or modify or update those disclosures affected by subsequent events. Except for the items described above or contained in this Amendment, this Amendment continues to speak as of the date of the Form 10‐Q, and does not modify, amend or update any other item or disclosures in the Form 10‐Q.

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PART II.         OTHER INFORMATION

ITEM 6.           EXHIBITS

 

The following exhibits are filed with this Amendment:

|          |   |                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           |
|---------------|--------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
| ExhibitNumber |   | Exhibit Description                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       |
|          |   |                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           |
| 31.1          |   | Certification of Chief Executive Officer pursuant to Exchange Act Rule 13a‐14(a) and Rule 15d‐14(a)
 

 

 

31.2

 

Certification of Chief Financial Officer pursuant to Exchange Act Rule 13a‐14(a) and Rule 15d‐14(a)

 

 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

The Container Store Group, Inc.

 

(Registrant)

 

 

 

 

Date:   March 14, 2019

 

/s/ Jodi L. Taylor

 

 

Jodi L. Taylor

 

Chief Financial Officer, Chief Administrative Officer and Secretary (duly authorized officer and

 

principal financial officer)

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