| **COMMENT FILES OPENED DURING CALENDAR     YEAR 2006** |
|---------------------------------------------------------|

| **-----------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-----------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-----------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-----------------------------------------------------------------------------------------------------------------------------------------------------------------|

| 06--009 | **17 CFR Part 170     Membership in a Registered Futures Association** |
|---------|-------------------------------------------------------------------------|

| FR CITE: | 71 FR 64171 (November 1,     2006) |
|----------|-------------------------------------|

| CLOSES: | 12/1/2006 |
|---------|-----------|

| EXTENDED: | LINK TO FILE: | /foia/com |
|-----------|---------------|-----------|

|  | **-----------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-----------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-----------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-----------------------------------------------------------------------------------------------------------------------------------------------------------------|

| 06--008 | **17 CFR Part 4     Electronic Filing of Notices of Exemption and Exclusion Under Part 4** |
|---------|---------------------------------------------------------------------------------------------|

|  | **of the Commission's     Regulations** |
|--|----------------------------------------------|

| FR CITE: | 71 FR 60454 (October 13,     2006) |
|----------|-------------------------------------|

| CLOSES: | 11/13/2006 |
|---------|------------|

| EXTENDED: | LINK TO FILE: | /foia/com |
|-----------|---------------|-----------|

|  | **-----------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-----------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-----------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-----------------------------------------------------------------------------------------------------------------------------------------------------------------|

| 06--007 | **17 CFR Part 1     Limitations on Withdrawals of Equity Capital** |
|---------|---------------------------------------------------------------------|

| FR CITE: | 71 FR 57451 (September 29,     2006) |
|----------|---------------------------------------|

| CLOSES: | 11/28/2006 |
|---------|------------|

| EXTENDED: | LINK TO FILE: | /foia/com |
|-----------|---------------|-----------|

|  | **-----------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-----------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-----------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-----------------------------------------------------------------------------------------------------------------------------------------------------------------|

| 06--006 | **17 CFR Part 1 Financial     Reporting Requirements for Introducing Brokers** |
|---------|---------------------------------------------------------------------------------|

| FR CITE: | 71 FR 54789 (September 19,     2006) |
|----------|---------------------------------------|

| CLOSES: | 10/19/2006 |
|---------|------------|

| EXTENDED: | LINK TO FILE: | /foia/com |
|-----------|---------------|-----------|

|  | **-----------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-----------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-----------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-----------------------------------------------------------------------------------------------------------------------------------------------------------------|

| 06--005 | **17 CFR Part 4     Advertising by Commodity Pool Operators, Commodity Trading** |
|---------|-----------------------------------------------------------------------------------|

|  | **Advisors, and the     Principals Thereof** |
|--|-----------------------------------------------|

| FR CITE: | 71 FR 49387 (August 23,     2006) |
|----------|------------------------------------|

| CLOSES: | 9/22/2006 |
|---------|-----------|

| EXTENDED: | LINK TO FILE: | /foia/com |
|-----------|---------------|-----------|

|  | **-----------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-----------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-----------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-----------------------------------------------------------------------------------------------------------------------------------------------------------------|

| 06--004 | **17 CFR Part 38     Conflicts of Interest in Self-Regulation and Self-Regulatory** |
|---------|--------------------------------------------------------------------------------------|

|  | **Organizations** |
|--|-------------------|

| FR CITE: | 71 FR 37740 (July 7,     2006) |
|----------|---------------------------------|

| CLOSES: | 8/7/2006 | 9/7/2006 |
|---------|----------|----------|

| EXTENDED: | 8/2/2006 |  | LINK TO FILE: | /foia/com |
|-----------|----------|--|---------------|-----------|

|  | **-----------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-----------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-----------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-----------------------------------------------------------------------------------------------------------------------------------------------------------------|

| 06--003 | **Comprehensive Review of     the Commitments of Traders Reporting Program** |
|---------|-------------------------------------------------------------------------------|

| FR CITE: | 71 FR 35627 (June 21,     2006) |
|----------|----------------------------------|

| CLOSES: | 8/21/2006 |
|---------|-----------|

| EXTENDED: | LINK TO FILE: | /foia/com |
|-----------|---------------|-----------|

|  | **-----------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-----------------------------------------------------------------------------------------------------------------------------------------------------------------|

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