| COMMENT FILE          NUMBER: | **00--021** | 12/28/00 02:32 PM |
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|  | **__________________________________________________________** |
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| **17 CFR Parts 1, 5, 15,          20, 36, 37, 38, 100, 170 and 180 A New** |
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| **Regulatory Framework          for Multilateral Transaction Execution** |
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| **Facilities,          Intermediaries and Clearing Organizations** |
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| __________________________________________________________ |
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| FR CITE: | 65 FR 38986 (June 22,          2000) |
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| CLOSES: | 8/7/00 | 8/21/00 |
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| EXTENDED: | 8/11/00 |
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| **__________________________________________________________** |
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| **FILE          CONTENTS** |
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| **(FR = Federal          Register; NC = Non Comment or Background Material; CL = Comment          Letter)** |
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| Documents which do not          have PDF links are availabe on request to [email protected] by using          the electronic |
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| request form. Electronic          distribution of the documents is possible, depending on the          requester's ability to receive |
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| them. Paper copies of          documents are available within the Washington, D.C., area through the          Commission's |
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| Public Reading Room and          outside the area through use of the electronic request form. Fees of          15 cents per page |
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| apply to paper          copies. |
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|  | **REQUEST          FORM** | **If you are unfamiliar with PDF files, click here for          help** |
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|  | **__________________________________________________________** |
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| **--------------------------------------------------------------------------------------------------------------------** |
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| DOCUMENT: | **FR** | **9** |
|-----------|--------|-------|

|  | **Final Rules; partial          withdrawal** |
|--|-----------------------------------------------|

| DATE: |  | 12/28/00 | FR PAGE: |  | 82272 | PAGES: |  | 1 | PDF SIZE: | 117 KB | PDF LINK: | /foia/fedr |
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|  | **--------------------------------------------------------------------------------------------------------------------** |
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| **--------------------------------------------------------------------------------------------------------------------** |
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| DOCUMENT: | **FR** | **8** |
|-----------|--------|-------|

|  | **Correction** |
|--|----------------|

| DATE: |  | 12/21/00 | FR PAGE: |  | 80497 | PAGES: |  | 1 | PDF SIZE: | 115 KB | PDF LINK: | /foia/fedr |
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|  | **--------------------------------------------------------------------------------------------------------------------** |
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| **--------------------------------------------------------------------------------------------------------------------** |
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| DOCUMENT: | **FR** | **7** |
|-----------|--------|-------|

|  | **Final          rulemaking** |
|--|--------------------------------|

| DATE: |  | 12/13/00 | FR PAGE: |  | 77962 | PAGES: |  | 33 | PDF SIZE: | 350 KB | PDF LINK: | /foia/fedr |
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|  | **--------------------------------------------------------------------------------------------------------------------** |
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| **--------------------------------------------------------------------------------------------------------------------** |
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| DOCUMENT: | **FR** | **6** |
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|  | **Open Commission          Meeting 11/06/2000 (Rescheduled from 11/01/2000, Postponed** |
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|  | **Until Further          Notice)** |
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| DATE: |  | 11/3/00 | FR PAGE: |  | 66237 | PAGES: |  | 1 | PDF SIZE: | 118 KB | PDF LINK: | /foia/fedr |
|-------|--|---------|----------|--|-------|--------|--|---|-----------|--------|-----------|------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
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