| **COMMENT FILES OPENED          DURING CALENDAR YEAR 2004** |
|--------------------------------------------------------------|

| **------------------------------------------------------------------------------------------------------------------------------------------** |
|------------------------------------------------------------------------------------------------------------------------------------------------|

| **------------------------------------------------------------------------------------------------------------------------------------------** |
|------------------------------------------------------------------------------------------------------------------------------------------------|

| 04--011 | **17 CFR Part 1          Distribution of "Risk Disclosure Statement" by          Futures** |
|---------|----------------------------------------------------------------------------------------------|

|  | **Commission Merchants          and Introducing Brokers** |
|--|------------------------------------------------------------|

| FR CITE: | 69 FR 64873 (November 9,          2004) |
|----------|------------------------------------------|

| CLOSES: | 12/9/2004 |
|---------|-----------|

| EXTENDED: | LINK TO FILE: | http://ww |
|-----------|---------------|-----------|

|  | **------------------------------------------------------------------------------------------------------------------------------------------** |
|--|------------------------------------------------------------------------------------------------------------------------------------------------|

| **------------------------------------------------------------------------------------------------------------------------------------------** |
|------------------------------------------------------------------------------------------------------------------------------------------------|

| 04--010 | **17 CFR Part 171 Rules          Relating To Review of National Futures** |
|---------|----------------------------------------------------------------------------|

|  | **Association Decisions          in Disciplinary, Membership Denial, Registration** |
|--|--------------------------------------------------------------------------------------|

|  | **and Member          Responsibility Actions** |
|--|-------------------------------------------------|

| FR CITE: | 69 FR 62226 (October 25,          2004) |
|----------|------------------------------------------|

| CLOSES: | 11/24/2004 |
|---------|------------|

| EXTENDED: | LINK TO FILE: | http://ww |
|-----------|---------------|-----------|

|  | **------------------------------------------------------------------------------------------------------------------------------------------** |
|--|------------------------------------------------------------------------------------------------------------------------------------------------|

| **------------------------------------------------------------------------------------------------------------------------------------------** |
|------------------------------------------------------------------------------------------------------------------------------------------------|

| 04--009 | **17 CFR Parts 37 and 38          Application Procedures for Registration as a** |
|---------|-----------------------------------------------------------------------------------|

|  | **Derivatives          Transaction Execution Facility or Designation as a          Contract** |
|--|-------------------------------------------------------------------------------------------------|

|  | **Market** |
|--|------------|

| FR CITE: | 69 FR 53367 (September 1,          2004) |
|----------|-------------------------------------------|

| CLOSES: | 10/1/2004 |
|---------|-----------|

| EXTENDED: | LINK TO FILE: | http://ww |
|-----------|---------------|-----------|

|  | **------------------------------------------------------------------------------------------------------------------------------------------** |
|--|------------------------------------------------------------------------------------------------------------------------------------------------|

| **------------------------------------------------------------------------------------------------------------------------------------------** |
|------------------------------------------------------------------------------------------------------------------------------------------------|

| 04--008 | **17 CFR Parts 40, 41,          and 145 Confidential Information and Commission** |
|---------|------------------------------------------------------------------------------------|

|  | **Records and          Information** |
|--|---------------------------------------|

| FR CITE: | 69 FR 44981 (July 28,          2004) |
|----------|---------------------------------------|

| CLOSES: | 8/27/2004 |
|---------|-----------|

| EXTENDED: | LINK TO FILE: | http://ww |
|-----------|---------------|-----------|

|  | **------------------------------------------------------------------------------------------------------------------------------------------** |
|--|------------------------------------------------------------------------------------------------------------------------------------------------|

| **------------------------------------------------------------------------------------------------------------------------------------------** |
|------------------------------------------------------------------------------------------------------------------------------------------------|

| 04--007 | **17 CFR Parts 1 and 38          Execution of Transactions: Regulation 1.38 and** |
|---------|------------------------------------------------------------------------------------|

|  | **Guidance on Core          Principle 9** |
|--|--------------------------------------------|

| FR CITE: | 69 FR 39880 (July 1,          2004) |
|----------|--------------------------------------|

| CLOSES: | 8/30/2004 |
|---------|-----------|

| EXTENDED: | LINK TO FILE: | http:www |
|-----------|---------------|----------|

|  | **------------------------------------------------------------------------------------------------------------------------------------------** |
|--|------------------------------------------------------------------------------------------------------------------------------------------------|

| **------------------------------------------------------------------------------------------------------------------------------------------** |
|------------------------------------------------------------------------------------------------------------------------------------------------|

| 04--006 | **17 CFR Part 150          Petitions of the Chicago Board of Trade, the Kansas** |
|---------|-----------------------------------------------------------------------------------|

|  | **City Board of Trade,          and the Minneapolis Grain Exchange Pursuant to** |
|--|-----------------------------------------------------------------------------------|

|  | **Commission Regulation          13.2 for Repeal or Amendment of Speculative** |
|--|---------------------------------------------------------------------------------|

|  | **Position Limits in          Commission Regulation 150.2** |
|--|--------------------------------------------------------------|

| FR CITE: | 69 FR 33878 (June 17,          2004) |
|----------|---------------------------------------|

| CLOSES: | 8/16/2004 |
|---------|-----------|

| EXTENDED: | LINK TO FILE: | http://ww |
|-----------|---------------|-----------|

|  | **------------------------------------------------------------------------------------------------------------------------------------------** |
|--|------------------------------------------------------------------------------------------------------------------------------------------------|

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