**CFTC 2003 Federal Register      Announcements**

Last modified on September      17, 2004

SECTION A

Proposed CFTC rules and other announcements requesting      comments, including Exchange new contract applications and major rule      amendments, posted for six weeks following either the close of the      comment period or date of action, with comment file number and closing      date.

SECTION B

Final rules, orders, and similar announcements not      requesting comments, posted for six weeks following publication, with      effective date.

SECTION C

Sunshine Act announcements, posted for four weeks      following publication.

SECTION      D

CFTC Privacy Act Systems of Records, most recent      compilation.

SECTION E

CFTC Public Information Collection Requirements.

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**======================== SECTION      A ========================            Proposed Rules and Amendments**

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**68 FR 75164 (December 30,      2003)**

      Interagency Proposal to Consider Alternative Forms of Privacy Notices      Under the Gramm-Leach-Bliley Act    

Comment File      03--016, closing date 03/29/2004

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**68 FR 74556 (December 24,      2003)**

      Chicago Mercantile Exchange: Proposed Amendments to the Live Cattle and      Feeder Cattle Futures Contracts Increasing the Maximum Daily Price      Fluctuation Limit to $0.030 per Pound    

Comment File      03--015, closing date 01/08/2004

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**68 FR 70494 (December 18,      2003)**

      In the Matter of Intermarket Clearing Corporation -- Request for Vacation      From Designation as Derivatives Clearing Organization    

Comment File      03--014, closing date 12/23/2003

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**68 FR 69634 (December 15,      2003)**

      17 CFR Part 143 Collection of Claims Owed the United States Arising From      Activities Under the Commission's Jurisdiction    

Comment File      03--013, closing date 01/14/2004, see also 69 FR 52995 (August 31,      2004)

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**68 FR 66402 (November 26,      2003)**

      Citrus Associates of the New York Cotton Exchange Proposed FCOJ-A Futures      and Options Contract and FCOJ-B Contract    

Comment File      03--012, closing date 12/11/2003

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**68 FR 66032 (November 25,      2003)**

      17 CFR Part 36 Exempt Commercial Markets    

Comment File      03--011, closing date 01/26/2004, see also 69 FR 43285 (July 20,      2004)

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**68 FR 46591 (August 6,      2003)**

      Chicago Mercantile Exchange:� Proposed Amendments to the Live Cattle      Futures Contract Restricting Delivery to Cattle Born and Raised in the      United States;� Reopening of the Public Comment Period    

Comment File      03--010, closing date 08/22/2003, see also 68 FR 41783 (July 15,      2003)

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**68 FR 46516 (August 6,      2003)**

      17 CFR Part 1 Investment of Customer Funds    

Comment File      03--007, closing date 09/05/2003, see also 68 FR 38654 (June 30,      2003)

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**68 FR 41783 (July 15,      2003)**

      Chicago Mercantile Exchange:� Proposed Amendments to the Live Cattle      Futures Contract Restricting Delivery to Cattle Born and Raised in the      United States    

Comment File      03--010, closing date 08/22/2003

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**68 FR 40835 (July 9,      2003)**

      17 CFR Part 1 Minimum Financial and Related Reporting Requirements for      Futures Commission Merchants and Introducing Brokers    

Comment File      03--009, closing date 09/08/2003, see also 69 FR 49784 (August 12, 2004)      and 69 FR 55949 (September      17, 2004)

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**CFTC Press      Release 4814-03 (July 8, 2003)**

      CFTC REQUESTS COMMENT ON PROPOSED RULE CHANGES RELATED TO CHICAGO      MERCANTILE EXCHANGE/CHICAGO BOARD OF TRADE COMMON CLEARING LINK    

Comment File      03--008, closing date 07/14/2003

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**68 FR 38654 (June 30,      2003)**

      17 CFR Part 1 Investment of Customer Funds    

Comment File      03--007, closing date 07/30/2003

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**68 FR 12622 (March 17,      2003)**

      17 CFR Part 4 Additional Registration and Other Regulatory Relief for      Commodity Pool Operators and Commodity Trading Advisors    

Comment File      03--006, closing date 05/01/2003, see also 68 FR 47221 (August 8, 2003),      68 FR 52836 (September 8,      2003), 68 FR 53430      (September 10, 2003)

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**68 FR 12319 (March 14,      2003)**

      17 CFR Part 1 Account Identification for Eligible Bunched Orders    

Comment File      03--005, closing date 04/28/2003, see also 68 FR 34790 (June 11,      2003)

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**68 FR 12001 (March 13,      2003)**

      17 CFR Part 4 Performance Data and Disclosure for Commodity Trading      Advisors    

Comment File      03--004, closing date 04/14/2003, see also 68 (FR 42964 (July 21,      2003)

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**68 FR 11067 (March 7,      2003)**

      Chicago Board of Trade (CBT) Proposed New Mini-Sized Corn, Soybean, and      Wheat Futures Contracts    

Comment File      03--003, closing date 03/24/2003

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**68 FR 10583 (March 5,      2003)**

      Chicago Mercantile Exchange (CME):� Proposed Amendments to the      Weight Specifications, Speculative Position Limits, Delivery Locations,      and Delivery Procedures for the Live Cattle Futures Contract    

Correction, see also 68 FR 3231 (January 23,      2003)

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**68 FR 3231 (January 23,      2003)**

      Chicago Mercantile Exchange (CME):� Proposed Amendments to the      Weight Specifications, Speculative Position Limits, Delivery Locations,      and Delivery Procedures for the Live Cattle Futures Contract    

Comment File      03--002, closing date 02/07/2003, see also 68 FR 10583 (March 5,      2003)

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**68 FR 545 (January 6,      2003)**

      Request of the New York Mercantile Exchange (NYMEX) for Approval of the      New NYMEX PJM Calendar-Month Daily-LMP Swap (PJM Interconnection, LLC)      Futures Contract; New NYMEX PJM Calendar-Week Daily-LMP Swap (PJM      Interconnection, LLC) Futures Contract; and New NYMEX PJM Day-Ahead LMP      Swap (PJM Interconnection, LLC) Futures Contract    

Comment File      03--001, closing date 01/21/2003

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**======= Return to Top ========**

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**======================== SECTION      B ========================            Final Rules and Orders**

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**68 FR 73854 (December 22,      2003)**

      17 CFR Ch. I Regulatory Flexibility Agenda    

Semiannual regulatory agenda

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**68 FR 62776 (November 11,      2003)**

      Technology Advisory Committee Second Renewal    

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**68 FR 59113 (October 14,      2003)**

      17 CFR Part 4 Additional Registration and Other Regulatory Relief for      Commodity Pool Operators and Commodity Trading Advisors;� Past      Performance Issues; Correction    

Final rules;� correction, see also 68 FR 12622 (March 17,      2003)

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**68 FR 58583 (October 10,      2003)**

      17 CFR Part 30 Foreign Futures and Options Transactions    

Order, effective date 10/10/2003

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**68 FR 53430 (September 10,      2003)**

      17 CFR Part 4 Additional Registration and Other Regulatory Relief for      Commodity Pool Operators and Commodity Trading Advisors;� Past      Performance Issues    

Correction, see also 68 FR 12622 (March 17,      2003)

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**68 FR 52836 (September 8,      2003)**

      17 CFR Part 4 Additional Registration and Other Regulatory Relief for      Commodity Pool Operators and Commodity Trading Advisors;� Past      Performance Issues;� Correction    

Final rules;� correction, see also 68 FR 12622 (March 17,      2003)

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**68 FR 48549 (August 14,      2003)**

      17 CFR Part 18 Reports by Traders    

CFR Correction (To Title 17, Parts 1 to 199, 01/01/2003      revision)

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**68 FR 47221 (August 8,      2003)**

      17 CFR Part 4 Additional Registration and Other Regulatory Relief for      Commodity Pool Operators and Commodity Trading Advisors; Past Performance      Issues    

Final rules, effective date 08/08/2003 except      Sec.�� 4.35 (a) (1) (viii) which is effective 09/08/2003, see      also 68 FR 12622 (March 17,      2003)

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**68 FR 46446 (August 6,      2003)**

      17 CFR Part 30 Foreign Futures and Options Transactions; Correction    

Corrections to order, effective date 08/06/2003

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**68 FR 42964 (July 21,      2003)**

      17 CFR Part 4 Performance Data and Disclosure for Commodity Trading      Advisors    

Final rules, effective date 08/20/2003, see also 68 FR 12001 (March 13,      2003)

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**68 FR 40498 (July 8,      2003)**

      17 CFR Part 30 Foreign Futures and Foreign Options Transactions    

Final rules, effective date 07/08/2003

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**68 FR 39006 (July 1,      2003)**

      17 CFR Part 30 Foreign Futures and Options Transactions    

Order, effective date 07/01/2003

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**68 FR 34790 (June 11,      2003)**

      17 CFR Part 1 Account Identification for Eligible Bunched Orders    

Final rule, effective date 07/11/2003, see also 68 FR 12319 (March 14,      2003)

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**68 FR 33623 (June 5,      2003)**

      17 CFR Parts 30 and 40 Amendment to Appendix C of Part 40 and      Redesignation as Appendix D of Part 30    

Final rule, effective date 06/05/2003

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**68 FR 31280 (May 27,      2003)**

      17 CFR Ch. I Regulatory Flexibility Agenda    

Semiannual regulatory agenda

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**68 FR 25149 (May 9,      2003)**

      17 CFR Part 42 Department of the Treasury 31 CFR Part 103 Customer      Identification Programs for Futures Commission Merchants and Introducing      Brokers    

Joint final rule, effective date 06/09/2003, see also      67 FR 48328 (July 23,      2002)

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**68 FR 17024 (April 8,      2003)**

      Agricultural Advisory Committee;� Tenth Renewal    

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**68 FR 13903 (March 21,      2003)**

      In the Matter of Washington Mutual, Inc. and Its Various Subsidiaries      Request for Relief    

Order, effective date 03/21/2003

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**68 FR 12684 (March 17,      2003)**

      Review by the National Futures Association of Disclosure Documents      Required To Be Filed by Commodity Pool Operators for Publicly-Offered      Commodity Pools    

Notice and Order, effective date 03/17/2003

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**68 FR 12583 (March 17,      2003)**

      17 CFR Part 4 Commodity Pool Operators    

Final rules, effective date 03/17/2003, see also 67 FR 65734 (October 28,      2002)

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**68 FR 5621 (February 4,      2003)**

      In the Matter of the New York Mercantile Exchange, Inc. Petition for      Interpretation Pursuant to Section 1a(12) (C) of the Commodity Exchange      Act    

Order, effective date 02/04/2003

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**68 FR 5545 (February 4,      2003)**

      17 CFR Parts 1, 30, and 190 Denomination of Customer Funds and Location      of Depositories    

Final rule, effective date 03/06/2003, see also 67 FR 52641 (August 13,      2002)

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**68 FR 2254 (January 16,      2003)**

      17 CFR Part 4 Commodity Pool Operators and Commodity Trading      Advisors;� Exemption From Requirement To Register For CPOs of      Certain Pools and CTAs Advising Such Pools    

Extension of comment period, see also 67 FR 68785 (November 13,      2002)

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**68 FR 2319 (January 16,      2003)**

      In the Matter of the New York Mercantile Exchange, Inc. and the      Intercontinental Exchange, Inc. Petitions for Treatment of Floor Brokers      and Floor Traders as Eligible Commercial Entitles Pursuant to Section      1a(11) (C) of the Commodity Exchange Act    

Order, effective date 01/16/2003, see also 67 FR 41698 (June 19,      2002)

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**======== Return to Top ========**

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**======================== SECTION      C ========================            Sunshine Act Announcements**

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**68 FR 69389 (December 12,      2003)**

      Cancellation of Open Commission Meeting 12/17/2003    

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**68 FR 68875 (December 10,      2003)**

      Open Commission Meeting 12/17/2003    

see also 68      FR 69389 (December 12, 2003)

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**68 FR 66082 (November 25,      2003)**

      Closed Commission Meeting 12/10/2003    

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**68 FR 65257 (November 19,      2003)**

      Closed Commission Meeting 12/19/2003    

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**68 FR 65257 (November 19,      2003)**

      Closed Commission Meeting 12/12/2003    

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**68 FR 65256 (November 19,      2003)**

      Closed Commission Meeting 12/5/2003    

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**68 FR 60339 (October 22,      2003)**

      Closed Commission Meeting 11/28/2003    

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**68 FR 60339 (October 22,      2003)**

      Closed Commission Meeting 11/21/2003    

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**68 FR 60339 (October 22,      2003)**

      Closed Commission Meeting 11/14/2003    

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**68 FR 60339 (October 22,      2003)**

      Closed Commission Meeting 11/07/2003    

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**68 FR 59164 (October 14,      2003)**

      Closed Commission Meeting 10/21/2003    

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**68 FR 55289 (September 24,      2003)**

      Closed Commission Meeting 10/31/2003    

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**68 FR 55289 (September 24,      2003)**

      Closed Commission Meeting 10/24/2003    

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**68 FR 55289 (September 24,      2003)**

      Closed Commission Meeting 10/17/2003    

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**68 FR 55289 (September 24,      2003)**

      Closed Commission Meeting 10/10/2003    

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**68 FR 55289 (September 24,      2003)**

      Closed Commission Meeting 10/03/2003    

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**68 FR 51251 (August 26,      2003)**

      Closed Commission Meeting 09/30/2003    

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**68 FR 51251 (August 26,      2003)**

      Closed Commission Meeting 09/26/2003    

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**68 FR 51251 (August 26,      2003)**

      Closed Commission Meeting 09/19/2003    

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**68 FR 51251 (August 26,      2003)**

      Closed Commission Meeting 09/12/2003    

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**68 FR 51251 (August 26,      2003)**

      Closed Commission Meeting 09/05/2003    

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**68 FR 43090 (July 21,      2003)**

      Closed Commission Meeting 07/30/2003    

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**68 FR 42691 (July 18,      2003)**

      Closed Commission Meeting 08/29/2003    

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**68 FR 42691 (July 18,      2003)**

      Closed Commission Meeting 08/22/2003    

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**68 FR 42691 (July 18,      2003)**

      Closed Commission Meeting 08/15/2003    

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**68 FR 42690 (July 18,      2003)**

      Closed Commission Meeting 08/08/2003    

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**68 FR 42690 (July 18,      2003)**

      Closed Commission Meeting 08/01/2003    

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**68 FR 35631 (June 16,      2003)**

      Closed Commission Meeting 07/25/2003    

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**68 FR 35631 (June 16,      2003)**

      Closed Commission Meeting 07/18/2003    

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**68 FR 35631 (June 16,      2003)**

      Sunshine Act Meeting    

      Closed Commission Meeting 07/11/2003    

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**68 FR 35631 (June 16,      2003)**

      Sunshine Act Meeting    

      Closed Commission Meeting 07/03/2003    

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**68 FR 35631 (June 16,      2003)**

      Sunshine Act Meeting    

      Closed Commission Meeting 06/27/2003    

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**68 FR 35631 (June 16,      2003)**

      Sunshine Act Meeting    

      Closed Commission Meeting 06/20/2003    

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**68 FR 35631 (June 16,      2003)**

      Closed Commission Meeting 06/18/2003    

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**68 FR 12684 (March 17,      2003)**

      Sunshine Act Meeting    

      Closed Commission Meeting 04/04/2003    

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**68 FR 12684 (March 17,      2003)**

      Sunshine Act Meeting    

      Closed Commission Meeting 04/18/2003    

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**68 FR 12684 (March 17,      2003)**

      Sunshine Act Meeting    

      Closed Commission Meeting 04/25/2003    

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**68 FR 12684 (March 17,      2003)**

      Sunshine Act Meeting    

      Closed Commission Meeting 04/11/2003    

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**68 FR 7777 (February 18,      2003)**

      Sunshine Act Meeting    

      Closed Commission Meeting 03/28/3003    

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**68 FR 7777 (February 18,      2003)**

      Sunshine Act Meeting    

      Closed Commission Meeting 03/21/3003    

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**68 FR 7777 (February 18,      2003)**

      Sunshine Act Meeting    

      Closed Commission Meeting 03/14/3003    

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**68 FR 7777 (February 18,      2003)**

      Sunshine Act Meeting    

      Closed Commission Meeting 03/07/3003, 2:00 PM    

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**68 FR 7776 (February 18,      2003)**

      Sunshine Act Meeting    

      Closed Commission Meeting 03/07/3003, 11:00 AM    

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**68 FR 7776 (February 18,      2003)**

      Sunshine Act Meeting    

      Closed Commission Meeting 03/05/3003    

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**68 FR 4450 (January 29,      2003)**

      Sunshine Act Meeting    

      Open Commission Meeting, 02/05/2003    

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**68 FR 3017 (January 22,      2003)**

      Sunshine Act Meeting    

      Closed Commission Meeting, 02/07/2003    

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**68 FR 3017 (January 22,      2003)**

      Sunshine Act Meeting    

      Closed Commission Meeting, 02/14/2003    

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**68 FR 3017 (January 22,      2003)**

      Sunshine Act Meeting    

      Closed Commission Meeting, 02/21/2003    

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**68 FR 3017 (January 22,      2003)**

      Sunshine Act Meeting    

      Closed Commission Meeting, 02/28/2003    

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**======================== SECTION      E ========================            CFTC Public Information Collection Requirements**

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**68 FR 51009 (August 25,      2003)�**

      Agency Information Collection Activities Under OMB Review    

Notice:� Information collection 3038-0017, Market      Surveys

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**68 FR 47550 (August 11,      2003)**

      Agency Information Collection Activities Under OMB Review    

Notice;� Information Collection 3038-0019, Stock of      Grain In Licensed Warehouses

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**68 FR 47549 (August 11,      2003)**

      Agency Information Collection Activities Under OMB Review    

Notice;� Information Collection 3038-0031,      procurement contracts

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**68 FR 35870 (June 17,      2003)**

      Agency Information Collection Activities:� Notice of Intent To Renew      Collection 3038-0017, Market Survey    

Notice

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**68 FR 33479 (June 4,      2003)**

      Agency Information Collection Activities:� Notice of Intent To Renew      Collection 3038-0031, Procurement Contracts    

Notice

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**68 FR 33478 (June 4,      2003)**

      Agency Information Collection Activities:� Notice of Intent To Renew      Collection 3038-0019, Stocks of Grain in Licensed Warehouse    

Notice

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**68 FR 10209 (March 04,      2003)**

      Agency Information Collection Activities Under OMB Review    

Notice;� Information Collection 3038-0043, Rules      Relating to Review of National Futures Association Decisions in      Disciplinary, Membership Denial, Registration, and Member Responsibility      Actions

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**CFTC Privacy      Policy**