| COMMENT        FILE NUMBER: | **93--009** | 8/23/98        11:02 PM |
|------------------------------|-------------|--------------------------|

|  | **______________________________________________________________________** |
|--|----------------------------------------------------------------------------|

|  | **17 CFR        Parts 1, 3, 10 and 145 Registration of Floor Traders;        Mandatory** |
|--|--------------------------------------------------------------------------------------------|

|  | **Ethics        Training for Registrants; Suspension of Registrants Charged        With** |
|--|---------------------------------------------------------------------------------------------|

|  | **Felonies** |
|--|--------------|

| ______________________________________________________________________ |
|------------------------------------------------------------------------|

| FR        CITE: | 57 FR 6748        (February 2, 1993) |
|------------------|---------------------------------------|

| CLOSES: | 3/4/93 |
|---------|--------|

| EXTENDED: |
|-----------|

| **______________________________________________________________________** |
|----------------------------------------------------------------------------|

| **FILE        CONTENTS** |
|---------------------------|

| **(FR =        Federal Register; NC = Non Comment or Background Material; CL = Comment        Letter)** |
|-----------------------------------------------------------------------------------------------------------|

| Documents        which do not have PDF links are availabe on request to        [email protected] by using the |
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| electronic        request form. Electronic distribution of the documents is possible,        depending on the |
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| requester's        ability to receive them. Paper copies of documents are available within        the Washington, D.C., |
|---------------------------------------------------------------------------------------------------------------------------|

| area        through the Commission's Public Reading Room and outside the area        through use of the |
|-----------------------------------------------------------------------------------------------------------|

| electronic        request form. Fees of 15 cents per page apply to paper        copies. |
|-------------------------------------------------------------------------------------------|

|  | **REQUEST FORM** |
|--|------------------|

|  | **______________________________________________________________________** |
|--|----------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **FR** | **1** |
|-----------|--------|-------|

|  | **Proposed        rules** |
|--|----------------------------|

| DATE: | 2/2/93 | FR        PAGE: | 06748 | PAGES: | 19 |
|-------|--------|------------------|-------|--------|----|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **FR** | **2** |
|-----------|--------|-------|

|  | **Final        rules** |
|--|-------------------------|

| DATE: | 4/15/93 | FR        PAGE: | 19575 | PAGES: | 31 |
|-------|---------|------------------|-------|--------|----|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **FR** | **3** |
|-----------|--------|-------|

|  | **Correction** |
|--|----------------|

| DATE: | 4/23/93 | FR        PAGE: | 21776 | PAGES: | 1 |
|-------|---------|------------------|-------|--------|---|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **FR** | **4** |
|-----------|--------|-------|

|  | **Final        Rules; correction** |
|--|-------------------------------------|

| DATE: | 2/8/94 | FR        PAGE: | 05700 | PAGES: | 2 |
|-------|--------|------------------|-------|--------|---|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **1** |
|-----------|--------|-------|

|  | **Managed        Futures Association** |
|--|-----------------------------------------|

| DATE: | 3/4/93 | FR        PAGE: | N/A | PAGES: | 6 |
|-------|--------|------------------|-----|--------|---|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

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