| COMMENT FILE NUMBER: | **06--006** | 11/22/2006 10:34 AM |
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| **17 CFR Part 1 Financial     Reporting Requirements for Introducing Brokers** |
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|  | __________________________________________________________ |
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|  | FR CITE: | 71 FR 54789 (September 19,     2006) |
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|  | CLOSES: | 10/19/2006 |
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|  | EXTENDED: |
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|  | **FILE CONTENTS** |
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|  | **(FR = Federal Register; NC = Non Comment     or Background Material; CL = Comment Letter)** |
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|  | Documents which do not have PDF links are     available on request to [email protected] by using the |
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|  | electronic request form. Electronic     distribution of the documents is possible, depending on the |
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|  | requester's ability to receive them.     Paper copies of documents are available within the Washington, |
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|  | D.C., area through the Commission's     Public Reading Room and outside the area through use of the |
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|  | electronic request form. Fees of 15 cents     per page apply to paper copies. |
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| There will be a delay of approximately 24     hours between the time at which a comment is received and |
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| the time at which it appears on this web     site. |
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|  | **REQUEST FORM** | **If     you are unfamiliar with PDF files, click here for help** |
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| DOCUMENT: | **FR** | **2** |
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|  | **Final     rulemaking** |
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| DATE: | 11/22/2006 | FR PAGE: | 67462 | PAGES: | 4 | PDF SIZE: | 64 KB | PDF LINK: | /files/foia/f |
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| DOCUMENT: | **FR** | **1** |
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|  | **Proposed     rules** |
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| DATE: | 09/19/2006 | FR PAGE: | 54789 | PAGES: | 4 | PDF SIZE: | 60 KB | PDF LINK: | /files/foia/f |
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| DOCUMENT: | **CL** | **1** |
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|  | **National Futures     Association (NFA)** |
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| DATE: | 10/09/2006 | FR PAGE: | N/A | PAGES: | 1 | PDF SIZE: | 18 KB | PDF LINK: | /files/foia/c |
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