SELECTED FCM FINANCIAL DATA AS OF 

February 28, 2005

FROM REPORTS FILED BY 

March 31, 2005

B/D? DSRO A/O Adjusted Net Capital Excess C

Futures Commission Merchant Date Net Capital Requirement Net Capital Se

(a) (b) (c) (d) 

1 ABN AMRO INCORPORATED Y CBOT 02/28/2005 787,465,548 142,154,697 645,310,851 2 ABN AMRO SAGE CORPORATION Y NFA 02/28/2005 89,378,134 250,000 89,128,134 3 ADM INVESTOR SERVICES INC N CBOT 02/28/2005 84,074,578 29,473,713 54,600,865 4 ADVANTAGE FUTURES LLC N CME 02/28/2005 9,389,245 2,999,194 6,390,051 5 ADVEST INC Y NFA 02/28/2005 46,438,906 1,000,000 45,438,906 6 AG EDWARDS & SONS INC Y CBOT 02/28/2005 666,346,724 43,702,802 622,643,922 7 AIG CLEARING CORPORATION N NYME 02/28/2005 183,747,754 22,187,436 161,560,318 8 ALARON TRADING CORPORATION N CME 02/28/2005 4,513,497 1,871,246 2,642,251 9 ALCO COMMODITIES INC N NFA 02/28/2005 467,435 250,000 217,435 

10 ALPHA FOREIGN EXCHANGE GROUP LLC N NFA 02/28/2005 369,250 250,000 119,250 11 AMERICAN MUTUAL HOLDING CORPORATION N NFA 02/28/2005 618,412 250,000 368,412 12 AMERICAN NATIONAL TRADING CORP N NFA 02/28/2005 1,177,225 474,838 702,387 13 BACERA CORPORATION N NFA 02/28/2005 868,442 250,000 618,442 14 BANC OF AMERICA FUTURES INCORPORATED Y CME 02/28/2005 76,240,465 35,144,401 41,096,064 15 BARCLAYS CAPITAL INC Y NYME 02/28/2005 546,402,942 230,467,459 315,935,483 16 BATTERY ASSET MANAGEMENT LLC N NFA 02/28/2005 2,121,203 250,000 1,871,203 17 BEAR STEARNS & CO INC Y NFA 02/28/2005 1,492,242,253 103,465,966 1,388,776,287 18 BEAR STEARNS SECURITIES CORP Y CME 02/28/2005 3,892,302,820 1,252,827,557 2,639,475,264 19 BIELFELDT & COMPANY LLC N CBOT 02/28/2005 393,752 250,000 143,752 20 BNP PARIBAS COMMODITY FUTURES INC N NYME 02/28/2005 74,397,912 29,164,206 45,233,706 21 BNP PARIBAS SECURITIES CORP Y CBOT 02/28/2005 366,020,164 27,069,261 338,950,903 22 C CZARNIKOW SUGAR FUTURES INC N NFA 02/28/2005 1,586,363 250,000 1,336,363 23 CADENT FINANCIAL SERVICES LLC N CME 02/28/2005 3,560,838 613,646 2,947,192 24 CAL FINANCIAL CORPORATION N NFA 02/28/2005 394,954 250,000 144,954 25 CALYON FINANCIAL INC Y CME 02/28/2005 328,460,536 259,211,410 69,249,126 26 CANTOR FITZGERALD & CO Y CBOT 02/28/2005 107,176,128 4,402,735 102,773,393 27 CAPITAL MARKET SERVICES LLC N NFA 02/28/2005 2,971,270 250,000 2,721,270 28 CARGILL INVESTOR SERVICES INC N CBOT 02/28/2005 89,519,850 73,784,339 15,735,511 29 CIBC WORLD MARKETS CORP Y CME 02/28/2005 763,663,783 30,085,676 733,578,107 30 CITIGROUP GLOBAL MARKETS INC Y CBOT 02/28/2005 3,286,856,639 574,219,966 2,712,636,673 31 CLIFDEN FUTURES LLC N NFA 02/28/2005 864,175 361,939 502,236 32 CLIFF LARSON COMPANY THE N NFA 02/28/2005 356,484 250,000 106,484 33 CMC GROUP PLC N NFA 02/28/2005 32,849,403 250,000 32,599,403 34 COESfx CLEARING INC N NFA 02/28/2005 610,402 250,000 360,402 35 COMTRUST INC N NFA 02/28/2005 479,574 257,056 222,518 36 COUNTRY HEDGING INC N NFA 02/28/2005 10,159,967 2,061,589 8,098,378 37 CREDIT SUISSE FIRST BOSTON LLC Y CBOT 02/28/2005 2,267,656,101 181,463,466 2,086,192,635 38 CRESSWELL CAPITAL LLC N NFA 02/28/2005 1,076,403 365,010 711,393 39 CROSSLAND LLC N CBOT 02/28/2005 2,700,697 250,000 2,450,697 40 CUNNINGHAM COMMODITIES INC N CBOT 02/28/2005 1,733,246 460,203 1,273,043 41 DAIWA SECURITIES AMERICA INC Y CME 02/28/2005 187,005,282 8,076,444 178,928,838 42 DAVID A NOYES & CO Y NFA 02/28/2005 2,268,371 628,000 1,640,371 43 DEUTSCHE BANK SECURITIES INC Y CBOT 02/28/2005 2,536,971,715 232,241,311 2,304,730,404 44 DIRECT FOREX LLC N NFA 02/28/2005 967,672 250,000 717,672 45 DORMAN TRADING LLC N CME 02/28/2005 4,594,148 414,000 4,180,148 46 DUNAVANT COMMODITY CORP N NYCE 02/28/2005 24,276,847 734,315 23,542,532 
SELECTED FCM FINANCIAL DATA AS OF 

February 28, 2005

FROM REPORTS FILED BY 

March 31, 2005

B/D? DSRO A/O Adjusted Net Capital Excess C

Futures Commission Merchant Date Net Capital Requirement Net Capital Se

(a) (b) (c) (d) 

47 EAGLE MARKET MAKERS INC N CBOT 02/28/2005 1,883,577 250,000 1,633,577 48 ED &F MAN COMMODITY ADVISORS INC N NFA 02/28/2005 497,636 250,000 247,636 49 ELECTRONIC BROKERAGE SYSTEMS LLC Y NFA 02/28/2005 3,005,295 250,000 2,755,295 50 ENSKILDA FUTURES LIMITED N CME 02/28/2005 8,251,697 6,651,178 1,600,519 51 FARR FINANCIAL INC N NFA 02/28/2005 1,253,224 500,852 752,372 52 FC STONE LLC N CME 02/28/2005 12,931,335 10,928,143 2,003,192 53 FCT GROUP LLC N CME 02/28/2005 10,237,322 328,425 9,908,897 54 FIMAT USA LLC Y CME 02/28/2005 314,913,627 218,847,905 96,065,722 55 FIRST CAPITOL GROUP LLC N NFA 02/28/2005 3,915,716 1,564,140 2,351,576 56 FORECO CAPITAL INTERNATIONAL N NFA 02/28/2005 294,260 250,000 44,260 57 FOREFRONT INVESTMENTS CORPORATION N NFA 02/28/2005 480,311 250,000 230,311 58 FOREX CAPITAL MARKETS LLC N NFA 02/28/2005 47,511,711 250,000 47,261,711 59 FOREX INTERNATIONAL INVESTMENTS INC N NFA 02/28/2005 362,235 250,000 112,235 60 FORTIS CLEARING CHICAGO LLC N CBOT 02/28/2005 17,717,582 7,697,942 10,019,640 61 FRIEDBERG MERCANTILE GROUP INC N NFA 02/28/2005 1,783,568 250,000 1,533,568 62 FRONTIER FUTURES INC N NFA 02/28/2005 796,501 320,633 475,868 63 FUTURES TECH LLC N NFA 02/28/2005 446,029 250,000 196,029 64 FX OPTION1 INC. N NFA 02/28/2005 492,077 250,000 242,077 65 FX SOLUTIONS LLC N NFA 02/28/2005 2,032,461 250,000 1,782,461 66 FX TRADING LLC N NFA 02/28/2005 1,263,947 250,000 1,013,947 67 GAIN CAPITAL GROUP INC N NFA 02/28/2005 14,608,425 250,000 14,358,425 68 GARBAN FUTURES LLC N NFA 02/28/2005 5,120,117 274,208 4,845,909 69 GELBER GROUP LLC N CBOT 02/28/2005 35,269,472 250,000 35,019,472 70 GFS FOREX & FUTURES INC N NFA 02/28/2005 1,172,030 250,000 922,030 71 GILDER GAGNON HOWE AND CO LLC Y NFA 02/28/2005 28,414,096 250,000 28,164,096 72 GLOBAL FUTURES & FOREX LIMITED Y NFA 02/28/2005 10,239,592 5,005,721 5,233,871 73 GLOBAL FUTURES LLC N NFA 02/28/2005 375,966 250,000 125,966 74 GOLDENBERG HEHMEYER & CO Y CBOT 02/28/2005 5,743,665 1,967,663 3,776,002 75 GOLDMAN SACHS & CO Y CBOT 02/25/2005 4,725,240,842 1,173,593,276 3,551,647,566 76 GOLDMAN SACHS EXECUTION & CLEARING LP Y CME 02/25/2005 1,324,774,757 43,934,144 1,280,840,613 77 GOLDMANY FINANCE INC N NFA 02/28/2005 393,724 250,000 143,724 78 GREENWICH CAPITAL MARKETS INC Y CBOT 02/28/2005 671,018,000 45,368,752 625,649,248 79 HAGERTY GRAIN CO INC N CBOT 02/28/2005 1,654,838 250,000 1,404,838 80 HORNBLOWER FISCHER & CO Y NFA 02/28/2005 467,353 250,000 217,353 81 HOTSPOT FX INC N NFA 02/28/2005 5,257,270 250,000 5,007,270 82 HSBC SECURITIES USA INC Y CME 02/28/2005 432,564,325 43,330,015 389,234,310 83 IFSCL USA INC N NFA 02/28/2005 1,027,784 250,000 777,784 84 IFX MARKETS INC N NFA 02/28/2005 1,019,906 250,000 769,906 85 IG FINANCIAL MARKETS INC. N NFA 02/28/2005 395,756 250,000 145,756 86 INTEGRATED BROKERAGE SERVICES LLC N NFA 02/28/2005 1,160,960 250,000 910,960 87 INTERACTIVE BROKERS LLC Y NFA 02/28/2005 118,266,362 8,521,465 109,744,897 88 INTERBANK FX LLC N NFA 02/28/2005 567,727 250,000 317,727 89 INTERNATIONAL COMMODITY CLEARING N NFA 02/28/2005 1,226,005 250,000 976,005 90 INVESTEC (US) INCORPORATED Y NFA 02/25/2005 18,591,911 250,000 18,341,911 91 IOWA GRAIN CO N CBOT 02/28/2005 9,754,809 4,715,267 5,039,542 92 ITAU SECURITIES INC Y NFA 02/28/2005 2,288,363 250,000 2,038,363 93 IXIS SECURITIES NORTH AMERICA INC Y NFA 02/28/2005 78,345,114 250,000 78,095,114 
SELECTED FCM FINANCIAL DATA AS OF 

February 28, 2005

FROM REPORTS FILED BY 

March 31, 2005

B/D? DSRO A/O Adjusted Net Capital Excess C

Futures Commission Merchant Date Net Capital Requirement Net Capital Se

(a) (b) (c) (d) 

94 JP MORGAN FUTURES INC N NYME 02/28/2005 890,957,076 431,389,111 459,567,965 95 KJW LLC N NFA 02/28/2005 3,668,713 250,000 3,418,713 96 KOTTKE ASSOCIATES LLC N CBOT 02/28/2005 11,791,760 271,242 11,520,518 97 LADENBURG THALMANN & CO INC Y NFA 02/28/2005 3,724,273 250,000 3,474,273 98 LBS LIMITED PARTNERSHIP N CBOT 02/28/2005 613,131 250,000 363,131 99 LEADER INVESTMENTS INC Y NFA 02/28/2005 492,866 250,000 242,866 

100 LEGG MASON WOOD WALKER INC Y NYME 02/28/2005 375,977,111 24,345,701 351,631,410 101 LEHMAN BROTHERS INC Y CBOT 02/28/2005 2,412,295,000 194,239,880 2,218,055,120 102 LINN GROUP ( THE ) N NFA 02/28/2005 317,409 250,000 67,409 103 LINSCO/PRIVATE LEDGER CORP Y NFA 02/28/2005 52,754,536 4,663,233 48,091,303 104 LOEB PARTNERS CORPORATION Y NFA 02/08/2005 28,798,231 250,000 28,548,231 105 MAN FINANCIAL INC N CME 02/28/2005 275,496,650 212,364,659 63,131,991 106 MARQUETTE ELECTRONIC BROKERAGE LLC N NFA 02/28/2005 1,811,968 250,000 1,561,968 107 MAXCOR FINANCIAL INC Y NFA 02/28/2005 30,518,128 250,000 30,268,128 108 MBF CLEARING CORP N NYME 02/28/2005 7,591,929 1,838,152 5,753,777 109 MBT TECHNOLOGIES LLC N NFA 02/28/2005 642,805 250,000 392,805 110 MCVEAN TRADING AND INVESTMENTS LLC N NFA 02/28/2005 6,186,517 2,187,316 3,999,201 111 MERRILL LYNCH PIERCE FENNER & SMITH Y CBOT 02/28/2005 8,393,048,252 512,350,840 7,881,697,412 112 MERRILL LYNCH PROFESSIONAL CLEARING CORP Y NFA 03/04/2005 463,499,417 50,812,722 412,686,695 113 MID-CO COMMODITIES INC N NFA 02/28/2005 3,619,477 931,604 2,687,873 114 MITSUI BUSSAN COMMODITIES USA INC N NFA 02/28/2005 786,822 250,000 536,822 115 MIZUHO SECURITIES USA INC Y CME 02/28/2005 123,804,901 14,117,448 109,687,453 116 MONEY GARDEN CORPORATION, THE N NFA 02/28/2005 3,394,823 250,000 3,144,823 117 MORGAN KEEGAN & COMPANY INC Y NFA 02/28/2005 304,632,753 12,014,122 292,618,631 118 MORGAN STANLEY & CO INCORPORATED Y CME 02/28/2005 2,763,844,815 855,500,933 1,908,343,882 119 MORGAN STANLEY DW INC Y CBOT 02/28/2005 1,139,896,525 88,524,349 1,051,372,176 120 NEUBERGER BERMAN LLC Y NFA 02/28/2005 243,645,659 16,534,105 227,111,554 121 NIKKO ALTERNATIVE ASSET MANAGEMENT INC Y NFA 02/28/2005 14,695,083 250,000 14,445,083 122 NOMURA SECURITIES INTERNATIONAL INC Y CBOT 02/28/2005 519,050,150 7,261,938 511,788,212 123 OANDA CORPORATION N NFA 02/28/2005 16,294,907 250,000 16,044,907 124 OCONNOR & COMPANY LLC Y CBOT 02/28/2005 47,199,316 3,449,422 43,749,894 125 ODL SECURITIES INC N NFA 02/28/2005 399,929 250,000 149,929 126 OMEGA RESEARCH CORPORATION Y NFA 02/28/2005 893,700 250,000 643,700 127 OPEN E CRY LLC N NFA 02/28/2005 631,035 407,255 223,780 128 OPPENHEIMER & CO INC Y NFA 02/28/2005 200,733,570 21,547,719 179,185,851 129 PATTERSON CAPITAL MARKETS LTD N CBOT 02/28/2005 573,698 250,000 323,698 130 PAX CLEARING CORPORATION Y CME 02/28/2005 58,618,554 4,007,836 54,610,718 131 PENSON FINANCIAL FUTURES INC N NFA 02/28/2005 768,478 250,000 518,478 132 PEREGRINE FINANCIAL GROUP INC N NFA 02/28/2005 7,838,753 3,202,618 4,636,135 133 PIONEER FUTURES INC N NYME 02/28/2005 522,403 250,000 272,403 134 PIPER JAFFRAY CO Y NFA 02/28/2005 305,139,454 11,481,642 293,657,812 135 PREFERRED TRADE INC Y NFA 02/28/2005 7,815,856 960,268 6,855,589 136 PRUDENTIAL FINANCIAL DERIVATIVES LLC N CBOT 02/28/2005 92,704,000 66,520,000 26,184,000 137 QUALIFIED LEVERAGE PROVIDERS INC. N NFA 02/28/2005 3,318,170 250,000 3,068,170 138 RAND FINANCIAL SERVICES INC N CME 02/28/2005 15,662,200 6,574,429 9,087,771 139 RAYMOND JAMES & ASSOCIATES INC Y NFA 02/25/2005 346,745,089 26,286,988 320,458,101 140 RBC CAPITAL MARKETS CORPORATION Y CME 02/28/2005 209,608,297 36,085,289 173,523,008 
SELECTED FCM FINANCIAL DATA AS OF 

February 28, 2005

FROM REPORTS FILED BY 

March 31, 2005

B/D? DSRO A/O Adjusted Net Capital Excess C

Futures Commission Merchant Date Net Capital Requirement Net Capital Se

(a) (b) (c) (d) 

141 RBC DAIN RAUSCHER INC Y NFA 02/28/2005 307,897,292 36,058,742 271,838,550 142 REDSKY SECURITIES LLC Y NFA 02/28/2005 966,840 250,000 716,840 143 REFCO LLC N CME 02/28/2005 283,860,286 171,702,919 112,157,367 144 RJ OBRIEN ASSOCIATES INC N CME 02/28/2005 60,770,781 49,715,207 11,055,574 145 ROBBINS FUTURES INC N NFA 02/28/2005 451,449 250,000 201,449 146 ROBECO USA LLC Y NFA 02/28/2005 59,740,588 1,500,000 58,240,588 147 ROSENTHAL COLLINS GROUP LLC N CME 02/28/2005 33,308,699 9,586,200 23,722,499 148 ROSENTHAL GLOBAL SECURITIES LLC Y CBOT 02/28/2005 12,818,300 713,255 12,105,045 149 SAFEGUARD FINANCIAL HOLDINGS, LLC N NFA 02/28/2005 578,491 250,000 328,491 150 SANFORD C BERNSTEIN & CO LLC Y NFA 02/28/2005 146,619,041 16,528,806 130,090,235 151 SENTINEL MANAGEMENT GROUP INC N NFA 02/28/2005 941,227 250,000 691,227 152 SHATKIN ARBOR INC N CBOT 02/28/2005 -245,655 250,000 -495,655 153 SHAY GRAIN CLEARING COMPANY N KCBT 02/28/2005 765,107 250,000 515,107 154 SHEPARD INTERNATIONAL INC N NFA 02/28/2005 1,018,991 250,000 768,991 155 SHERWOOD FUTURES GROUP LLC N NFA 02/28/2005 453,705 250,000 203,705 156 SMW TRADING COMPANY INC N CME 02/28/2005 7,995,606 548,847 7,446,759 157 SNC INVESTMENTS INC N NFA 02/28/2005 246,656 250,000 -3,344 158 SOLID GOLD FINANCIAL SERVICES INC N NFA 02/28/2005 450,483 250,000 200,483 159 SPENCER FINANCIAL LLC N NFA 02/28/2005 261,868 250,000 11,868 160 STEPHENS INC Y NFA 02/25/2005 54,204,304 12,164,354 42,039,950 161 STERLING COMMODITIES CORP N NYME 02/28/2005 6,975,190 626,651 6,348,539 162 STILLPOINT WEALTH MANAGEMENT LLC Y NFA 02/28/2005 321,037 250,000 71,037 163 SWISS AMERICAN SECURITIES INC Y NFA 02/28/2005 84,729,164 4,873,363 79,855,802 164 TCA FUTURES LLC N NFA 02/28/2005 424,103 250,000 174,103 165 TENCO INC N CBOT 02/28/2005 20,490,933 3,044,080 17,446,853 166 TERRA NOVA TRADING LLC Y NFA 02/28/2005 5,093,265 1,750,225 3,343,040 167 TIMBER HILL LLC Y CME 02/28/2005 465,914,202 4,745,072 461,169,130 168 TOKYO-MITSUBISHI FUTURES USA INC N CME 02/28/2005 16,383,838 886,403 15,497,435 169 TOWER RESEARCH CAPITAL EUROPE LLC N NFA 02/28/2005 1,347,586 250,000 1,097,586 170 TRADELINK LLC Y CBOT 02/28/2005 19,963,028 442,275 19,520,753 171 TRADESTATION SECURITIES INC Y NFA 02/28/2005 24,465,196 1,784,983 22,680,213 172 TRADITION SECURITIES AND FUTURES INC N NFA 02/28/2005 378,511 250,000 128,511 173 TRANSMARKET GROUP LLC Y CBOT 02/28/2005 9,733,042 250,000 9,483,042 174 TRILAND USA INC N NYME 02/28/2005 20,288,004 5,368,385 14,919,619 175 UBS FINANCIAL SERVICES INC Y CBOT 02/28/2005 1,337,537,897 190,745,113 1,146,792,784 176 UBS SECURITIES LLC Y CBOT 02/28/2005 3,564,635,763 384,800,703 3,179,835,060 177 UFJ FUTURES LLC N CME 02/28/2005 13,742,136 1,543,554 12,198,582 178 UNITED CLEARING LLC N NFA 02/28/2005 352,496 250,000 102,496 179 VELOCITY FUTURES LP N NFA 02/28/2005 1,731,312 250,000 1,481,312 180 VIEWTRADE SECURITIES INC Y NFA 02/28/2005 1,103,388 769,000 334,388 181 VISION LIMITED PARTNERSHIP N NFA 02/28/2005 12,476,020 8,217,858 4,258,162 182 WACHOVIA CAPITAL MARKETS LLC Y NFA 02/28/2005 1,368,511,965 8,643,422 1,359,868,543 183 WACHOVIA SECURITIES FINANCIAL NETWORK LL Y NFA 02/28/2005 17,372,270 1,250,717 16,121,553 184 WACHOVIA SECURITIES LLC Y NFA 02/28/2005 -174,270,000 1,900,000 -176,170,000 185 WALL STREET DERIVATIVES INC N NFA 02/28/2005 411,392 250,000 161,392 186 WHITE COMMERCIAL CORPORATION N NFA 02/28/2005 1,845,404 250,000 1,595,404 187 WORLDWIDE CLEARING N NFA 02/28/2005 525,841 250,000 275,841 
SELECTED FCM FINANCIAL DATA AS OF 

February 28, 2005

FROM REPORTS FILED BY 

March 31, 2005

B/D? DSRO A/O Adjusted Net Capital Excess C

Futures Commission Merchant Date Net Capital Requirement Net Capital Se

(a) (b) (c) (d) 

188 XPRESSTRADE LLC N NFA 02/28/2005 4,325,386 250,000 4,075,386 189 YORK BUSINESS ASSOCIATES LLC N CBOT 02/28/2005 1,508,313 250,000 1,258,313 

Total 53,103,211,719 

 January Web Page Update 188Additions 2Direct Forex LLCUnited Clearing LLCDeletions 1Universal Financial Holding CorporationName ChangeFX Tradebank changed its name to FX Trading LLCFebruary Web Page Update 189(a): B/D? : A 'Y' means the FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer. (b): DSRO: Designated Self-Regulatory Organization. (c): A firm's net capital requirement is the greater of (1) $250,000; or(2) risk based capital requirement, the sum of 8% of total customer risk maintenance margin and 4% of total noncustomer risk maintenance margin; or(3) The amount of capital required by a registered futures association (currently NFA is the only such association);(4) for securities brokers and dealers, the amount of net capital required by Rule 15c3-1(a) of the Securities and Exchange Commission.(d): Excess net capital is adjusted net capital, less the firm's net capital requirement.(e): This represents the total amount of funds that an FCM is required to

segregate on behalf of customers who are trading on a designated contract market or derivatives transaction execution facility. This is the sum of all accounts that contain a net liquidating equity.
SELECTED FCM FINANCIAL DATA AS OF 

February 28, 2005

FROM REPORTS FILED BY 

March 31, 2005

B/D? DSRO A/O Adjusted Net Capital Excess C

Futures Commission Merchant Date Net Capital Requirement Net Capital Se

(a) (b) (c) (d) 

(f): This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of vthe United States. Note: Any comments regarding information contained in this table may be brought to the attention of the CFTC's Division of Clearing and Intermediary Oversight via e-mail: fzimmerle@cftc.gov; s_williams@cftc.gov or sgreska@cftc.gov.