| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **FR** | **1** |
|-----------|--------|-------|

|  | **Proposed          rules** |
|--|------------------------------|

| DATE: | 01/07/98 | FR PAGE: | 00695 | PAGES: | 13 | PDF SIZE: | 107 KB | PDF LINK: | /files/foia/f |
|-------|----------|----------|-------|--------|----|-----------|--------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **16** |
|-----------|--------|--------|

|  | **Goldman, Sachs &          Co.** |
|--|----------------------------------------|

| DATE: | 03/23/98 | FR PAGE: | N/A | PAGES: | 10 | PDF SIZE: | 357 KB | PDF LINK: | /files/foia/c |
|-------|----------|----------|-----|--------|----|-----------|--------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **15** |
|-----------|--------|--------|

|  | **E D & F Man          International, Inc.** |
|--|---------------------------------------------------|

| DATE: | 03/13/98 | FR PAGE: | N/A | PAGES: | 3 | PDF SIZE: | 361 KB | PDF LINK: | /files/foia/c |
|-------|----------|----------|-----|--------|---|-----------|--------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **14** |
|-----------|--------|--------|

|  | **Managed Futures          Association** |
|--|-------------------------------------------|

| DATE: | 03/16/98 | FR PAGE: | N/A | PAGES: | 9 | PDF SIZE: | 365 KB | PDF LINK: | /files/foia/c |
|-------|----------|----------|-----|--------|---|-----------|--------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **13** |
|-----------|--------|--------|

|  | **Investment Company          Institute** |
|--|--------------------------------------------|

| DATE: | 03/13/98 | FR PAGE: | N/A | PAGES: | 5 | PDF SIZE: | 483 KB | PDF LINK: | /files/foia/c |
|-------|----------|----------|-----|--------|---|-----------|--------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **12** |
|-----------|--------|--------|

|  | **New York Mercantile          Exchange** |
|--|--------------------------------------------|

| DATE: | 03/13/98 | FR PAGE: | N/A | PAGES: | 7 | PDF SIZE: | 241 KB | PDF LINK: | /files/foia/c |
|-------|----------|----------|-----|--------|---|-----------|--------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **11** |
|-----------|--------|--------|

|  | **Lehman          Brothers** |
|--|-------------------------------|

| DATE: | 03/09/98 | FR PAGE: | N/A | PAGES: | 2 | PDF SIZE: | 129 KB | PDF LINK: | /files/foia/c |
|-------|----------|----------|-----|--------|---|-----------|--------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **10** |
|-----------|--------|--------|

|  | **ERROR** |
|--|-----------|

| DATE: | FR PAGE: |  | N/A | PAGES: | 0 | PDF SIZE: | PDF LINK: |
|-------|----------|--|-----|--------|---|-----------|-----------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

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