| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **11** |
|-----------|--------|--------|

|  | **Board of Trade of the     City of Chicago, Inc. (CBOT)** |
|--|-------------------------------------------------------------|

| DATE: | 09/30/2004 | FR PAGE: | N/A | PAGES: | 15 | PDF SIZE: | 174 KB | PDF LINK: | /files/foia/c |
|-------|------------|----------|-----|--------|----|-----------|--------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **10** |
|-----------|--------|--------|

|  | **New York Mercantile     Exchange (NYME)** |
|--|----------------------------------------------|

| DATE: | 09/30/2004 | FR PAGE: | N/A | PAGES: | 22 | PDF SIZE: | 310 KB | PDF LINK: | /files/foia/c |
|-------|------------|----------|-----|--------|----|-----------|--------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **9** |
|-----------|--------|-------|

|  | **Futures Industry     Association (FIA)** |
|--|---------------------------------------------|

| DATE: | 09/30/2004 | FR PAGE: | N/A | PAGES: | 18 | PDF SIZE: | 239 KB | PDF LINK: | /files/foia/c |
|-------|------------|----------|-----|--------|----|-----------|--------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **8** |
|-----------|--------|-------|

|  | **New York Mercantile     Exchange (NYME)** |
|--|----------------------------------------------|

| DATE: | 09/30/2004 | FR PAGE: | N/A | PAGES: | 22 | PDF SIZE: | 671 KB | PDF LINK: | /files/foia/c |
|-------|------------|----------|-----|--------|----|-----------|--------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **7** |
|-----------|--------|-------|

|  | **New York Board of Trade     (NYBOT)** |
|--|------------------------------------------|

| DATE: | 09/30/2004 | FR PAGE: | N/A | PAGES: | 9 | PDF SIZE: | 84 KB | PDF LINK: | /files/foia/c |
|-------|------------|----------|-----|--------|---|-----------|-------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **6** |
|-----------|--------|-------|

|  | **Chicago Mercantile     Exchange (CME)** |
|--|--------------------------------------------|

| DATE: | 09/30/2004 | FR PAGE: | N/A | PAGES: | 14 | PDF SIZE: | 169 KB | PDF LINK: | /files/foia/c |
|-------|------------|----------|-----|--------|----|-----------|--------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **5** |
|-----------|--------|-------|

|  | **National Futures     Association (NFA)** |
|--|---------------------------------------------|

| DATE: | 09/30/2004 | FR PAGE: | N/A | PAGES: | 10 | PDF SIZE: | 102 KB | PDF LINK: | /files/foia/c |
|-------|------------|----------|-----|--------|----|-----------|--------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **4** |
|-----------|--------|-------|

|  | **Pirrong, Craig,     PhD** |
|--|------------------------------|

| DATE: | 09/13/2004 | FR PAGE: | N/A | PAGES: | 4 | PDF SIZE: | 55 KB | PDF LINK: | /files/foia/c |
|-------|------------|----------|-----|--------|---|-----------|-------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

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