| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **14** |
|-----------|--------|--------|

|  | **Futures        Industry Association (FIA)** |
|--|------------------------------------------------|

| DATE: | 4/19/99 | FR        PAGE: | N/A | PAGES: | 14 | PDF        SIZE: | 512        KB | PDF        LINK: | cf9911c014.p |
|-------|---------|------------------|-----|--------|----|-------------------|----------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **13** |
|-----------|--------|--------|

|  | **Memorandum of Meeting with Brian Williamson, Nick Weinreb, Arthur Hahn        of the London** |
|--|--------------------------------------------------------------------------------------------------|

|  | **International Financial Futures (LIFFE)** |
|--|---------------------------------------------|

| DATE: | 4/19/99 | FR        PAGE: | N/A | PAGES: | 1 | PDF        SIZE: | 21        KB | PDF        LINK: | cf9911c013.p |
|-------|---------|------------------|-----|--------|---|-------------------|---------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **12** |
|-----------|--------|--------|

|  | **Memorandum of Meeting with Barbara Wierzynski, John Damgard, Ron Hersch        of Futures** |
|--|------------------------------------------------------------------------------------------------|

|  | **Industry        Association (FIA), Commissioner Holum Office** |
|--|-------------------------------------------------------------------|

| DATE: | 4/19/99 | FR        PAGE: | N/A | PAGES: | 1 | PDF        SIZE: | 21        KB | PDF        LINK: | cf9911c012.p |
|-------|---------|------------------|-----|--------|---|-------------------|---------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **11** |
|-----------|--------|--------|

|  | **Memorandum of Meeting with Arhtur Hahn, Brian Williamson, Nick Weinreb        of LIFFE,** |
|--|----------------------------------------------------------------------------------------------|

|  | **Commissioner Spears Office** |
|--|--------------------------------|

| DATE: | 4/16/99 | FR        PAGE: | N/A | PAGES: | 1 | PDF        SIZE: | 15        KB | PDF        LINK: | cf9911c011.p |
|-------|---------|------------------|-----|--------|---|-------------------|---------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **10** |
|-----------|--------|--------|

|  | **Memorandum of Meeting with John Damgard, Ron Hersch, and Barbara        Wierznski of FIA,** |
|--|------------------------------------------------------------------------------------------------|

|  | **Commissioner Spears Office** |
|--|--------------------------------|

| DATE: | 4/16/99 | FR        PAGE: | N/A | PAGES: | 1 | PDF        SIZE: | 15        KB | PDF        LINK: | cf9911c010.p |
|-------|---------|------------------|-----|--------|---|-------------------|---------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **9** |
|-----------|--------|-------|

|  | **Memorandum of Meeting with Barbara Wierzynski, John Damgard, Ron Hersch        of FIA,** |
|--|---------------------------------------------------------------------------------------------|

|  | **Commissioner Newsome Office** |
|--|---------------------------------|

| DATE: | 4/16/99 | FR        PAGE: | N/A | PAGES: | 1 | PDF        SIZE: | 12        KB | PDF        LINK: | cf9911c009.p |
|-------|---------|------------------|-----|--------|---|-------------------|---------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **8** |
|-----------|--------|-------|

|  | **Memorandum of Meeting with Arthur Hahn, Brian Williamson, Nick Winerep        of LIFFE,** |
|--|----------------------------------------------------------------------------------------------|

|  | **Commissioner Newsome Office** |
|--|---------------------------------|

| DATE: | 4/15/99 | FR        PAGE: | N/A | PAGES: | 1 | PDF        SIZE: | 11        KB | PDF        LINK: | cf9911c008.p |
|-------|---------|------------------|-----|--------|---|-------------------|---------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

First
    Previous
Next
Last