| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **6** |
|-----------|--------|-------|

|  | **New York Stock Exchange     (NYSE)** |
|--|-----------------------------------------|

| DATE: |  | 10/19/01 | FR PAGE: |  | N/A | PAGES: |  | 4 | PDF SIZE: | 109 KB | PDF LINK: | /files/foia/ |
|-------|--|----------|----------|--|-----|--------|--|---|-----------|--------|-----------|--------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **5** |
|-----------|--------|-------|

|  | **The Options Clearing     Corporation (OCC)** |
|--|-------------------------------------------------|

| DATE: |  | 10/3/01 | FR PAGE: |  | N/A | PAGES: |  | 8 | PDF SIZE: | 244 KB | PDF LINK: | /files/foia/ |
|-------|--|---------|----------|--|-----|--------|--|---|-----------|--------|-----------|--------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **4** |
|-----------|--------|-------|

|  | **Chicago Mercantile Exchange     (CME)** |
|--|--------------------------------------------|

| DATE: |  | 10/1/01 | FR PAGE: |  | N/A | PAGES: |  | 8 | PDF SIZE: | 367 KB | PDF LINK: | /files/foia/ |
|-------|--|---------|----------|--|-----|--------|--|---|-----------|--------|-----------|--------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **3** |
|-----------|--------|-------|

|  | **Chicago Board of Trade     (CBT)** |
|--|---------------------------------------|

| DATE: |  | 10/1/01 | FR PAGE: |  | N/A | PAGES: |  | 3 | PDF SIZE: | 88 KB | PDF LINK: | /files/foia/ |
|-------|--|---------|----------|--|-----|--------|--|---|-----------|-------|-----------|--------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **2** |
|-----------|--------|-------|

|  | **Fordham University School     of Law (Larry Coury, Silvia Madrid, Laura Murias,** |
|--|--------------------------------------------------------------------------------------|

|  | **Mike Periera, Vivek Sahota,     Benjamin Sparks, adrian Spirollari, Wallace** |
|--|----------------------------------------------------------------------------------|

| DATE: |  | 10/1/01 | FR PAGE: |  | N/A | PAGES: |  | 5 | PDF SIZE: | 206 KB | PDF LINK: | /files/foia/ |
|-------|--|---------|----------|--|-----|--------|--|---|-----------|--------|-----------|--------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **1** |
|-----------|--------|-------|

|  | **Chicago Board Options     Exchange (CBOE)** |
|--|------------------------------------------------|

| DATE: |  | 10/1/01 | FR PAGE: |  | N/A | PAGES: |  | 4 | PDF SIZE: | 190 KB | PDF LINK: | /files/foia/ |
|-------|--|---------|----------|--|-----|--------|--|---|-----------|--------|-----------|--------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

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