| COMMENT FILE NUMBER: | **01--014** | 3/13/02 08:03 AM |
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| **______________________________________________________________________** |
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| **17 CFR Part 41 Proposed     Regulation To Restrict Dual Trading in** |
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| **Security Futures     Products** |
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| ______________________________________________________________________ |
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| FR CITE: | 66 FR 36223 (July 11,     2001) |
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| CLOSES: | 8/10/01 |
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| EXTENDED: |
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| **______________________________________________________________________** |
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| **FILE CONTENTS** |
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| **(FR = Federal Register; NC     = Non Comment or Background Material; CL = Comment Letter)** |
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| Documents which do not have     PDF links are availabe on request to [email protected] by using the     electronic |
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| request form. Electronic     distribution of the documents is possible, depending on the     requester's ability to receive |
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| them. Paper copies of     documents are available within the Washington, D.C., area through the     Commission's |
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| Public Reading Room and     outside the area through use of the electronic request form. Fees of 15     cents per page |
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| apply to paper copies. |
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| **REQUEST FORM** | **If you are unfamiliar with PDF files, click here for     help** |
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| **______________________________________________________________________** |
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| **--------------------------------------------------------------------------------------------------------------------** |
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| DOCUMENT: | **FR** | **2** |
|-----------|--------|-------|

|  | **Final rulemaking** |
|--|----------------------|

| DATE: |  | 3/13/02 | FR PAGE: |  | 11223 | PAGES: |  | 7 | PDF SIZE: | 61 KB | PDF LINK: | /files/foia/ |
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|  | **--------------------------------------------------------------------------------------------------------------------** |
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| **--------------------------------------------------------------------------------------------------------------------** |
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| DOCUMENT: | **FR** | **1** |
|-----------|--------|-------|

|  | **Proposed     regulation** |
|--|------------------------------|

| DATE: |  | 7/11/01 | FR PAGE: |  | 36218 | PAGES: |  | 6 | PDF SIZE: | 57 KB | PDF LINK: | /files/foia/ |
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|  | **--------------------------------------------------------------------------------------------------------------------** |
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| **--------------------------------------------------------------------------------------------------------------------** |
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| DOCUMENT: | **CL** | **4** |
|-----------|--------|-------|

|  | **The American Stock     Exchange** |
|--|--------------------------------------|

| DATE: |  | 8/27/01 | FR PAGE: |  | N/A | PAGES: |  | 3 | PDF SIZE: | 103 KB | PDF LINK: | /files/foia/ |
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|  | **--------------------------------------------------------------------------------------------------------------------** |
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| **--------------------------------------------------------------------------------------------------------------------** |
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| DOCUMENT: | **CL** | **3** |
|-----------|--------|-------|

|  | **Chicago Mercantile Exchange     (CME)** |
|--|--------------------------------------------|

| DATE: |  | 8/10/01 | FR PAGE: |  | N/A | PAGES: |  | 1 | PDF SIZE: | 30 KB | PDF LINK: | /files/foia/ |
|-------|--|---------|----------|--|-----|--------|--|---|-----------|-------|-----------|--------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
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