| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **12** |
|-----------|--------|--------|

|  | **Memorandum of Meeting with Goldman, Sachs & Co. Representatives,        Office of** |
|--|--------------------------------------------------------------------------------------------|

|  | **Commissioner Spears** |
|--|-------------------------|

| DATE: | 4/5/99 | FR        PAGE: | N/A | PAGES: | 1 | PDF        SIZE: | 19        KB | PDF        LINK: | cf9828c012.p |
|-------|--------|------------------|-----|--------|---|-------------------|---------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **11** |
|-----------|--------|--------|

|  | **Managed        Funds Association (MFA)** |
|--|---------------------------------------------|

| DATE: | 10/19/98 | FR        PAGE: | N/A | PAGES: | 7 | PDF        SIZE: | 333        KB | PDF        LINK: | cf9828c011.p |
|-------|----------|------------------|-----|--------|---|-------------------|----------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **10** |
|-----------|--------|--------|

|  | **National        Grain Trade Council** |
|--|------------------------------------------|

| DATE: | 10/19/98 | FR        PAGE: | N/A | PAGES: | 1 | PDF        SIZE: | 38        KB | PDF        LINK: | cf9828c010.p |
|-------|----------|------------------|-----|--------|---|-------------------|---------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **9** |
|-----------|--------|-------|

|  | **New York        Mercantile Exchange (NYME)** |
|--|-------------------------------------------------|

| DATE: | 10/19/98 | FR        PAGE: | N/A | PAGES: | 6 | PDF        SIZE: | 233        KB | PDF        LINK: | cf9828c009.p |
|-------|----------|------------------|-----|--------|---|-------------------|----------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **8** |
|-----------|--------|-------|

|  | **Goldman,        Sachs & Co.** |
|--|--------------------------------------|

| DATE: | 10/19/98 | FR        PAGE: | N/A | PAGES: | 10 | PDF        SIZE: | 372        KB | PDF        LINK: | cf9828c008.p |
|-------|----------|------------------|-----|--------|----|-------------------|----------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **7** |
|-----------|--------|-------|

|  | **The        Association of The Bar of The City of New York** |
|--|----------------------------------------------------------------|

| DATE: | 10/13/98 | FR        PAGE: | N/A | PAGES: | 5 | PDF        SIZE: | 180        KB | PDF        LINK: | cf9828c007.p |
|-------|----------|------------------|-----|--------|---|-------------------|----------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **6** |
|-----------|--------|-------|

|  | **Futures        Industry Association (FIA)** |
|--|------------------------------------------------|

| DATE: | 10/19/98 | FR        PAGE: | N/A | PAGES: | 5 | PDF        SIZE: | 197        KB | PDF        LINK: | cf9828c006.p |
|-------|----------|------------------|-----|--------|---|-------------------|----------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **5** |
|-----------|--------|-------|

|  | **Minneapolis Grain Exchange** |
|--|--------------------------------|

| DATE: | 9/14/98 | FR        PAGE: | N/A | PAGES: | 2 | PDF        SIZE: | 58        KB | PDF        LINK: | cf9828c005.p |
|-------|---------|------------------|-----|--------|---|-------------------|---------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

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