| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **9** |
|-----------|--------|-------|

|  | **National Futures          Association (NFA)** |
|--|--------------------------------------------------|

| DATE: | 9/8/2003 | FR PAGE: | N/A | PAGES: |  | 3 | PDF SIZE: | 165 KB | PDF LINK: | /files/foia/c |
|-------|----------|----------|-----|--------|--|---|-----------|--------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **8** |
|-----------|--------|-------|

|  | **Fimat USA,          Inc.** |
|--|-------------------------------|

| DATE: | 9/8/2003 | FR PAGE: | N/A | PAGES: |  | 2 | PDF SIZE: | 116 KB | PDF LINK: | /files/foia/c |
|-------|----------|----------|-----|--------|--|---|-----------|--------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **7** |
|-----------|--------|-------|

|  | **R.J. O'Brien &          Associates, Inc.** |
|--|---------------------------------------------------|

| DATE: | 9/8/2003 | FR PAGE: | N/A | PAGES: |  | 2 | PDF SIZE: | 121 KB | PDF LINK: | /files/foia/c |
|-------|----------|----------|-----|--------|--|---|-----------|--------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **6** |
|-----------|--------|-------|

|  | **Man          Financial** |
|--|-----------------------------|

| DATE: | 9/8/2003 | FR PAGE: | N/A | PAGES: |  | 2 | PDF SIZE: | 101 KB | PDF LINK: | /files/foia/c |
|-------|----------|----------|-----|--------|--|---|-----------|--------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **5** |
|-----------|--------|-------|

|  | **Bjarnason, Paul H.,          Jr.** |
|--|---------------------------------------|

| DATE: | 9/8/2003 | FR PAGE: | N/A | PAGES: |  | 4 | PDF SIZE: | 241 KB | PDF LINK: | /files/foia/c |
|-------|----------|----------|-----|--------|--|---|-----------|--------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **4** |
|-----------|--------|-------|

|  | **Cargill Investor          Services** |
|--|-----------------------------------------|

| DATE: | 9/5/2003 | FR PAGE: | N/A | PAGES: |  | 2 | PDF SIZE: | 113 KB | PDF LINK: | /files/foia/c |
|-------|----------|----------|-----|--------|--|---|-----------|--------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **3** |
|-----------|--------|-------|

|  | **Joint Audit Committee          (Glass, Anne E., Chicago Mercantile Exchange)** |
|--|-----------------------------------------------------------------------------------|

| DATE: | 9/5/2003 | FR PAGE: | N/A | PAGES: |  | 4 | PDF SIZE: | 206 KB | PDF LINK: | /files/foia/c |
|-------|----------|----------|-----|--------|--|---|-----------|--------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **2** |
|-----------|--------|-------|

|  | **National Introducing          Brokers Association (NIBA)** |
|--|---------------------------------------------------------------|

| DATE: | 9/4/2003 | FR PAGE: | N/A | PAGES: |  | 2 | PDF SIZE: | 122 KB | PDF LINK: | /files/foia/c |
|-------|----------|----------|-----|--------|--|---|-----------|--------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

First
Previous
Next
Last