| COMMENT FILE          NUMBER: | **01--003** | 02/27/04 03:54 PM |
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| **__________________________________________________________** |
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| **17 CFR Parts 1, 5, 15,          36, 37, 38, 40, 41, 100, 166, 170 and 180 A New** |
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| **Regulatory Framework          for Trading Facilities, Intermediaries and Clearing** |
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| **Organizations** |
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|  | __________________________________________________________ |
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|  | FR CITE: | 66 FR 14262 (March 9,          2001) |
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|  | CLOSES: | 04/09/01 |
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|  | EXTENDED: |
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|  | **__________________________________________________________** |
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|  | **FILE          CONTENTS** |
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|  | **(FR = Federal          Register; NC = Non Comment or Background Material; CL = Comment          Letter)** |
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|  | Documents which do not          have PDF links are available on request to [email protected] by          using the |
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|  | electronic request form.          Electronic distribution of the documents is possible, depending on          the |
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|  | requester's ability          to receive them. Paper copies of documents are available within the          Washington, D.C., |
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|  | area through the          Commission's Public Reading Room and outside the area through use          of the electronic |
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|  | request form. Fees of 15          cents per page apply to paper copies. |
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| There will be a delay of          approximately 24 hours between the time at which a comment is          received and the |
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| time at which it appears          on this web site. |
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|  | **REQUEST FORM** | **If you are unfamiliar with PDF files, click here for          help** |
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| **__________________________________________________________** |
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| **--------------------------------------------------------------------------------------------------------------------** |
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| DOCUMENT: | **FR** | **2** |
|-----------|--------|-------|

|  | **Final          rulemaking** |
|--|--------------------------------|

| DATE: | 08/10/01 | FR PAGE: | N/A | PAGES: |  | 34 | PDF SIZE: | 202 KB | PDF LINK: | /files/foia/f |
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|  | **--------------------------------------------------------------------------------------------------------------------** |
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| **--------------------------------------------------------------------------------------------------------------------** |
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| DOCUMENT: | **FR** | **1** |
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|  | **Proposed          rules** |
|--|------------------------------|

| DATE: | 03/09/01 | FR PAGE: | 14262 | PAGES: |  | 29 | PDF SIZE: | 221 KB | PDF LINK: | /files/foia/f |
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|  | **--------------------------------------------------------------------------------------------------------------------** |
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| **--------------------------------------------------------------------------------------------------------------------** |
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| DOCUMENT: | **NC** | **1** |
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|  | **A) Agricultural          Advisory Committee Meeting 03/28/2001, Transcript, Part 1** |
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| DATE: | 03/28/01 | FR PAGE: | N/A | PAGES: |  | 70 | PDF SIZE: | 1392 KB | PDF LINK: | /files/foia/c |
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|  | **--------------------------------------------------------------------------------------------------------------------** |
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| **--------------------------------------------------------------------------------------------------------------------** |
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| DOCUMENT: | **NC** | **1** |
|-----------|--------|-------|

|  | **B) Agricultural          Advisory Committee Meeting 03/28/2001, Transcript, Part 2** |
|--|-----------------------------------------------------------------------------------------|

| DATE: | 03/28/01 | FR PAGE: | N/A | PAGES: |  | 69 | PDF SIZE: | 1381 KB | PDF LINK: | /files/foia/c |
|-------|----------|----------|-----|--------|--|----|-----------|---------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
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