| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **10** |
|-----------|--------|--------|

|  | **Memorandum of Meeting          with Intercontinental Exchange, LLC and Goldman Sachs** |
|--|-------------------------------------------------------------------------------------------|

| DATE: | 07/17/00 | FR PAGE: | N/A | PAGES: |  | 1 | PDF SIZE: | 19 KB | PDF LINK: | /files/foia/c |
|-------|----------|----------|-----|--------|--|---|-----------|-------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **9** |
|-----------|--------|-------|

|  | **Association for          Investment Management and Research (AIMR), Request for Extension          of** |
|--|-------------------------------------------------------------------------------------------------------------|

|  | **Comment          Period** |
|--|------------------------------|

| DATE: | 06/30/00 | FR PAGE: | N/A | PAGES: |  | 1 | PDF SIZE: | 25 KB | PDF LINK: | /files/foia/c |
|-------|----------|----------|-----|--------|--|---|-----------|-------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **8** |
|-----------|--------|-------|

|  | **Fichtel, Mark, New          York Board of Trade, Remarks at Open Commission Meeting** |
|--|------------------------------------------------------------------------------------------|

|  | **06/27/2000** |
|--|----------------|

| DATE: | 06/27/00 | FR PAGE: | N/A | PAGES: |  | 3 | PDF SIZE: | 96 KB | PDF LINK: | /files/foia/c |
|-------|----------|----------|-----|--------|--|---|-----------|-------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **7** |
|-----------|--------|-------|

|  | **Exchange Analytics          Inc.** |
|--|---------------------------------------|

| DATE: | 06/28/00 | FR PAGE: | N/A | PAGES: |  | 48 | PDF SIZE: | 1068 KB | PDF LINK: | /files/foia/c |
|-------|----------|----------|-----|--------|--|----|-----------|---------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **6** |
|-----------|--------|-------|

|  | **Board of Trade          Clearing Corporation, Statement at Open Commission Meeting** |
|--|-----------------------------------------------------------------------------------------|

|  | **06/28/2000** |
|--|----------------|

| DATE: | 06/28/00 | FR PAGE: | N/A | PAGES: |  | 6 | PDF SIZE: | 222 KB | PDF LINK: | /files/foia/c |
|-------|----------|----------|-----|--------|--|---|-----------|--------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **5** |
|-----------|--------|-------|

|  | **Gill, Phupinder,          Clearing House, Chicago Mercantile Exchange, Testimony at          Open** |
|--|---------------------------------------------------------------------------------------------------------|

|  | **Commission Meeting          06/28/2000** |
|--|---------------------------------------------|

| DATE: | 06/28/00 | FR PAGE: | N/A | PAGES: |  | 6 | PDF SIZE: | 226 KB | PDF LINK: | /files/foia/c |
|-------|----------|----------|-----|--------|--|---|-----------|--------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **4** |
|-----------|--------|-------|

|  | **Wilmouth, Robert K.,          National Futures Association, Testimony at Open Commission** |
|--|-----------------------------------------------------------------------------------------------|

|  | **Meeting          06/27/2000** |
|--|----------------------------------|

| DATE: | 06/27/00 | FR PAGE: | N/A | PAGES: |  | 6 | PDF SIZE: | 111 KB | PDF LINK: | /files/foia/c |
|-------|----------|----------|-----|--------|--|---|-----------|--------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

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