| COMMENT FILE          NUMBER: | **03--009** | 9/17/2004 07:32 AM |
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| **17 CFR Part 1 Minimum          Financial and Related Reporting Requirements for** |
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| **Futures Commission          Merchants and Introducing Brokers** |
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|  | __________________________________________________________ |
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|  | FR CITE: | 68 FR 40835 (July 9,          2003) |
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|  | CLOSES: | 9/8/2003 |
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|  | EXTENDED: |
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|  | **__________________________________________________________** |
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|  | **FILE          CONTENTS** |
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|  | **(FR = Federal          Register; NC = Non Comment or Background Material; CL = Comment          Letter)** |
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|  | Documents which do not          have PDF links are available on request to [email protected] by          using the |
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|  | electronic request form.          Electronic distribution of the documents is possible, depending on          the |
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|  | requester's ability          to receive them. Paper copies of documents are available within the          Washington, D.C., |
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|  | area through the          Commission's Public Reading Room and outside the area through use          of the electronic |
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|  | request form. Fees of 15          cents per page apply to paper copies. |
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| There will be a delay of          approximately 24 hours between the time at which a comment is          received and the |
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| time at which it appears          on this web site. |
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|  | **REQUEST FORM** | **If you are unfamiliar with PDF files, click here for          help** |
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| **__________________________________________________________** |
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| DOCUMENT: | **FR** | **3** |
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|  | **Final rule;          correction** |
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| DATE: | 9/17/2004 | FR PAGE: | 55949 | PAGES: |  | 1 | PDF SIZE: | 46 KB | PDF LINK: | /files/foia/f |
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| DOCUMENT: | **FR** | **2** |
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|  | **Final rule** |
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| DATE: | 8/12/2004 | FR PAGE: | 49784 | PAGES: |  | 17 | PDF SIZE: | 122 KB | PDF LINK: | /files/foia/f |
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|  | **--------------------------------------------------------------------------------------------------------------------** |
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| DOCUMENT: | **FR** | **1** |
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|  | **Proposed          rule** |
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| DATE: | 7/9/2003 | FR PAGE: | 40835 | PAGES: |  | 14 | PDF SIZE: | 95 KB | PDF LINK: | /files/foia/f |
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| DOCUMENT: | **CL** | **10** |
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|  | **Carr          Futures** |
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| DATE: | 9/9/2003 | FR PAGE: | N/A | PAGES: |  | 2 | PDF SIZE: | 93 KB | PDF LINK: | /files/foia/c |
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|  | **--------------------------------------------------------------------------------------------------------------------** |
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