| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **FR** | **1** |
|-----------|--------|-------|

|  | **Proposed          rules** |
|--|------------------------------|

| DATE: |  | 3/19/01 | FR PAGE: |  | 15549 | PAGES: |  | 28 | PDF SIZE: | 208 KB | PDF LINK: | /files/foia/ |
|-------|--|---------|----------|--|-------|--------|--|----|-----------|--------|-----------|--------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **4** |
|-----------|--------|-------|

|  | **Futures Industry          Association (FIA)** |
|--|--------------------------------------------------|

| DATE: |  | 4/18/01 | FR PAGE: |  | N/A | PAGES: |  | 3 | PDF SIZE: | 113 KB | PDF LINK: | foicf0105 |
|-------|--|---------|----------|--|-----|--------|--|---|-----------|--------|-----------|-----------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **3** |
|-----------|--------|-------|

|  | **Rodin, Aley** |
|--|-----------------|

| DATE: |  | 4/18/01 | FR PAGE: |  | N/A | PAGES: |  | 3 | PDF SIZE: | 49 KB | PDF LINK: | foicf0105 |
|-------|--|---------|----------|--|-----|--------|--|---|-----------|-------|-----------|-----------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **2** |
|-----------|--------|-------|

|  | **Southwest Futures,          Inc.** |
|--|---------------------------------------|

| DATE: |  | 4/18/01 | FR PAGE: |  | N/A | PAGES: |  | 3 | PDF SIZE: | 82 KB | PDF LINK: | foicf0105 |
|-------|--|---------|----------|--|-----|--------|--|---|-----------|-------|-----------|-----------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **1** |
|-----------|--------|-------|

|  | **Managed Funds          Association** |
|--|-----------------------------------------|

| DATE: |  | 4/18/01 | FR PAGE: |  | N/A | PAGES: |  | 5 | PDF SIZE: | 181 KB | PDF LINK: | foicf0105 |
|-------|--|---------|----------|--|-----|--------|--|---|-----------|--------|-----------|-----------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

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