| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **1** |
|-----------|--------|-------|

|  | **B)        Petition of the London Clearing House Limited, Appendix        I** |
|--|----------------------------------------------------------------------------------|

| DATE: | 6/15/98 | FR        PAGE: | N/A | PAGES: | 8 | PDF        SIZE: | 317        KB | PDF        LINK: |
|-------|---------|------------------|-----|--------|---|-------------------|----------------|-------------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **1** |
|-----------|--------|-------|

|  | **C)        Petition of the London Clearing House Limited, Appendix        II** |
|--|-----------------------------------------------------------------------------------|

| DATE: | 6/15/98 | FR        PAGE: | N/A | PAGES: | 10 | PDF        SIZE: | 248        KB | PDF        LINK: |
|-------|---------|------------------|-----|--------|----|-------------------|----------------|-------------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **1** |
|-----------|--------|-------|

|  | **D)        Petition of the London Clearing House Limited, Appendix        III** |
|--|------------------------------------------------------------------------------------|

| DATE: | 6/15/98 | FR        PAGE: | N/A | PAGES: | 31 | PDF        SIZE: | 670        KB | PDF        LINK: |
|-------|---------|------------------|-----|--------|----|-------------------|----------------|-------------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **9** |
|-----------|--------|-------|

|  | **Memorandum of Meeting with The London Clearing House Limited (LCH)        Members and** |
|--|--------------------------------------------------------------------------------------------|

|  | **Staff,        Office of Commissioner Holum** |
|--|-------------------------------------------------|

| DATE: | 2/4/99 | FR        PAGE: | N/A | PAGES: | 1 | PDF        SIZE: | 26        KB | PDF        LINK: | cf9827c009.p |
|-------|--------|------------------|-----|--------|---|-------------------|---------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **8** |
|-----------|--------|-------|

|  | **Memorandum of Meeting with The London Clearing House Limited (LCH)        Members and** |
|--|--------------------------------------------------------------------------------------------|

|  | **Staff,        Office of Commissioner Newsome** |
|--|---------------------------------------------------|

| DATE: | 1/20/99 | FR        PAGE: | N/A | PAGES: | 1 | PDF        SIZE: | 27        KB | PDF        LINK: | cf9827c008.p |
|-------|---------|------------------|-----|--------|---|-------------------|---------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **7** |
|-----------|--------|-------|

|  | **Memorandum of Meeting with London Clearing House Limited Members and        Staff, Office** |
|--|------------------------------------------------------------------------------------------------|

|  | **of        Commissioner Spears** |
|--|------------------------------------|

| DATE: | 1/19/99 | FR        PAGE: | N/A | PAGES: | 1 | PDF        SIZE: | 30        KB | PDF        LINK: | cf9827c007.p |
|-------|---------|------------------|-----|--------|---|-------------------|---------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **6** |
|-----------|--------|-------|

|  | **Memorandum of Meeting with London Clearing House Limited Members and        Staff, Office** |
|--|------------------------------------------------------------------------------------------------|

|  | **of        Commissioner Tull** |
|--|----------------------------------|

| DATE: | 1/20/99 | FR        PAGE: | N/A | PAGES: | 1 | PDF        SIZE: | 28        KB | PDF        LINK: | cf9827c006.p |
|-------|---------|------------------|-----|--------|---|-------------------|---------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **5** |
|-----------|--------|-------|

|  | **Katten        Muchin & Zavis for The London Clearing House Limited        (LCH)** |
|--|-------------------------------------------------------------------------------------------|

| DATE: | 10/9/98 | FR        PAGE: | N/A | PAGES: | 8 | PDF        SIZE: | 370        KB | PDF        LINK: | cf9827c005.p |
|-------|---------|------------------|-----|--------|---|-------------------|----------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

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