| COMMENT        FILE NUMBER: | **97--021** | 9/30/98        11:17 PM |
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|  | **______________________________________________________________________** |
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|  | **17 CFR        Parts 1, 30, 33 and 190 Distribution of Risk Disclosure        Statements** |
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|  | **by        Futures Commission Merchants and Introducing Brokers** |
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| ______________________________________________________________________ |
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| FR        CITE: | 62 FR 47612        (September 10, 1997) |
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| CLOSES: | 11/10/97 |
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| EXTENDED: |
|-----------|

| **______________________________________________________________________** |
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| **FILE        CONTENTS** |
|---------------------------|

| **(FR =        Federal Register; NC = Non Comment or Background Material; CL = Comment        Letter)** |
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| Documents        which do not have PDF links are availabe on request to        [email protected] by using the |
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| electronic        request form. Electronic distribution of the documents is possible,        depending on the |
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| requester's        ability to receive them. Paper copies of documents are available within        the Washington, D.C., |
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| area        through the Commission's Public Reading Room and outside the area        through use of the |
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| electronic        request form. Fees of 15 cents per page apply to paper        copies. |
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|  | **REQUEST FORM** |
|--|------------------|

|  | **______________________________________________________________________** |
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| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
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| DOCUMENT: | **FR** | **1** |
|-----------|--------|-------|

|  | **Proposed        rules** |
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| DATE: | 9/10/97 | FR        PAGE: | 47612 | PAGES: | 6 |
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|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
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| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
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| DOCUMENT: | **FR** | **2** |
|-----------|--------|-------|

|  | **Final        rules** |
|--|-------------------------|

| DATE: | 2/20/98 | FR        PAGE: | 08566 | PAGES: | 6 |
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|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
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| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
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| DOCUMENT: | **FR** | **3** |
|-----------|--------|-------|

|  | **Correcting amendment** |
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| DATE: | 9/30/98 | FR        PAGE: | 52156 | PAGES: | 2 |
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|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
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| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
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| DOCUMENT: | **NC** | **1** |
|-----------|--------|-------|

|  | **Staff        Document, Division of Trading and Markets** |
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| DATE: | 8/19/97 | FR        PAGE: | N/A | PAGES: | 28 |
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|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
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| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
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| DOCUMENT: | **NC** | **2** |
|-----------|--------|-------|

|  | **Statement of Chairperson Born, Open Commission Meeting        09/03/97** |
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| DATE: | 9/3/97 | FR        PAGE: | N/A | PAGES: | 2 |
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|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
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