| COMMENT FILE NUMBER: | **02--004** | 6/26/02 11:53 AM |
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| **__________________________________________________________** |
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| **Request of the National     Futures Association for Approval of** |
|----------------------------------------------------------------------|

| **Interpretive Notice to NFA     Compliance Rule 2-9: Supervision of the** |
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| **Use of Automated Order     Routing Systems** |
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|  | __________________________________________________________ |
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|  | FR CITE: | 67 FR 14701 (March 27,     2002) |
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|  | CLOSES: | 4/26/02 |
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|  | EXTENDED: |
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|  | **__________________________________________________________** |
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|  | **FILE CONTENTS** |
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|  | **(FR = Federal Register; NC     = Non Comment or Background Material; CL = Comment Letter)** |
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|  | Documents which do not have     PDF links are availabe on request to [email protected] by using the     electronic |
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|  | request form. Electronic     distribution of the documents is possible, depending on the     requester's ability to receive |
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|  | them. Paper copies of     documents are available within the Washington, D.C., area through the     Commission's |
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|  | Public Reading Room and     outside the area through use of the electronic request form. Fees of 15     cents per page |
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|  | apply to paper copies. |
|--|------------------------|

|  | **REQUEST FORM** | **If you are unfamiliar with PDF files, click here for     help** |
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| **__________________________________________________________** |
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| **--------------------------------------------------------------------------------------------------------------------** |
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| DOCUMENT: | **FR** | **1** |
|-----------|--------|-------|

|  | **Notice of request for     comment** |
|--|----------------------------------------|

| DATE: |  | 3/27/02 | FR PAGE: |  | 14701 | PAGES: |  | 2 | PDF SIZE: | 38 KB | PDF LINK: | /files/foi |
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|  | **--------------------------------------------------------------------------------------------------------------------** |
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| **--------------------------------------------------------------------------------------------------------------------** |
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| DOCUMENT: | **NC** | **1** |
|-----------|--------|-------|

|  | **Letter of     Approval** |
|--|-----------------------------|

| DATE: |  | 6/21/02 | FR PAGE: |  | N/A | PAGES: |  | 1 | PDF SIZE: | 19 KB | PDF LINK: | /files/foia/ |
|-------|--|---------|----------|--|-----|--------|--|---|-----------|-------|-----------|--------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
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| DOCUMENT: | **CL** | **4** |
|-----------|--------|-------|

|  | **National Futures     Association (NFA)** |
|--|---------------------------------------------|

| DATE: |  | 4/25/02 | FR PAGE: |  | N/A | PAGES: |  | 45 | PDF SIZE: | 1155 KB | PDF LINK: | /files/foia/ |
|-------|--|---------|----------|--|-----|--------|--|----|-----------|---------|-----------|--------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **3** |
|-----------|--------|-------|

|  | **Futures Industry     Association (FIA)** |
|--|---------------------------------------------|

| DATE: |  | 4/26/02 | FR PAGE: |  | N/A | PAGES: |  | 6 | PDF SIZE: | 184 KB | PDF LINK: | /files/foia/ |
|-------|--|---------|----------|--|-----|--------|--|---|-----------|--------|-----------|--------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

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