| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **1** |
|-----------|--------|-------|

|  | **B)        Transcript of the Roundtable Discussion on Proposed Rules on Access to        Automated** |
|--|---------------------------------------------------------------------------------------------------------|

|  | **Boards        of Trade, on 04/20/1999, pages 86 - 170** |
|--|------------------------------------------------------------|

| DATE: | 4/20/99 | FR        PAGE: | N/A | PAGES: | 170 | PDF        SIZE: | 1585        KB | PDF        LINK: | cf9911b001b. |
|-------|---------|------------------|-----|--------|-----|-------------------|-----------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **76** |
|-----------|--------|--------|

|  | **Memorandum of Meeting with International Swaps and Derivatives        Association and Patton** |
|--|---------------------------------------------------------------------------------------------------|

|  | **Boggs** |
|--|-----------|

| DATE: | 9/14/99 | FR        PAGE: | N/A | PAGES: | 1 | PDF        SIZE: | 30        KB | PDF        LINK: | cf9911c076.p |
|-------|---------|------------------|-----|--------|---|-------------------|---------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **75** |
|-----------|--------|--------|

|  | **Memorandum of Meeting with Orrick, Herrington & Sutcliffe LLP and        SIMEX America Ltd.** |
|--|------------------------------------------------------------------------------------------------------|

| DATE: | 8/12/99 | FR        PAGE: | N/A | PAGES: | 1 | PDF        SIZE: | 17        KB | PDF        LINK: | cf9911c075.p |
|-------|---------|------------------|-----|--------|---|-------------------|---------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **74** |
|-----------|--------|--------|

|  | **Memorandum of Meeting with Orrick, Herrington & Sutcliffe LLP and        Singapore** |
|--|---------------------------------------------------------------------------------------------|

|  | **International Monetary Exchange, Commissioner Holum** |
|--|---------------------------------------------------------|

| DATE: | 8/12/99 | FR        PAGE: | N/A | PAGES: | 1 | PDF        SIZE: | 21        KB | PDF        LINK: | cf9911c074.p |
|-------|---------|------------------|-----|--------|---|-------------------|---------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **73** |
|-----------|--------|--------|

|  | **Memorandum of Meeting with Orrick, Herrington & Sutcliffe LLP and        SIMEX America Ltd.,** |
|--|-------------------------------------------------------------------------------------------------------|

|  | **Commissioner Newsome** |
|--|--------------------------|

| DATE: | 8/12/99 | FR        PAGE: | N/A | PAGES: | 1 | PDF        SIZE: | 19        KB | PDF        LINK: | cf9911c073.p |
|-------|---------|------------------|-----|--------|---|-------------------|---------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **72** |
|-----------|--------|--------|

|  | **Serrino        Trading Co, Inc.** |
|--|--------------------------------------|

| DATE: | 7/26/99 | FR        PAGE: | N/A | PAGES: | 1 | PDF        SIZE: | 27        KB | PDF        LINK: | cf9911c072.p |
|-------|---------|------------------|-----|--------|---|-------------------|---------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **71** |
|-----------|--------|--------|

|  | **The        Arbitrage Group, L.P.** |
|--|---------------------------------------|

| DATE: | 7/22/99 | FR        PAGE: | N/A | PAGES: | 1 | PDF        SIZE: | 26        KB | PDF        LINK: | cf9911c071.p |
|-------|---------|------------------|-----|--------|---|-------------------|---------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

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