| COMMENT        FILE NUMBER: | **00--018** | 8/24/00        10:52 AM |
|------------------------------|-------------|--------------------------|

|  | **______________________________________________________________________** |
|--|----------------------------------------------------------------------------|

|  | **17 CFR        Part 1 Minimum Financial Requirements for Futures Commission** |
|--|---------------------------------------------------------------------------------|

|  | **Merchants and Introducing Brokers; Amendments to the        Provisions** |
|--|-----------------------------------------------------------------------------|

|  | **Governing Subordination Agreements Included in the Net Capital of        a** |
|--|---------------------------------------------------------------------------------|

|  | **Futures        Commission Merchant or Independent Introducing Broker** |
|--|---------------------------------------------------------------------------|

| ______________________________________________________________________ |
|------------------------------------------------------------------------|

| FR        CITE: | 65 FR 35304        (June 2, 2000) |
|------------------|------------------------------------|

| CLOSES: | 7/3/00 |
|---------|--------|

| EXTENDED: |
|-----------|

| **______________________________________________________________________** |
|----------------------------------------------------------------------------|

| **FILE        CONTENTS** |
|---------------------------|

| **(FR =        Federal Register; NC = Non Comment or Background Material; CL = Comment        Letter)** |
|-----------------------------------------------------------------------------------------------------------|

| Documents        which do not have PDF links are availabe on request to        [email protected] by using the |
|----------------------------------------------------------------------------------------------------------------------|

| electronic        request form. Electronic distribution of the documents is possible,        depending on the |
|-----------------------------------------------------------------------------------------------------------------|

| requester's        ability to receive them. Paper copies of documents are available within        the Washington, D.C., |
|---------------------------------------------------------------------------------------------------------------------------|

| area        through the Commission's Public Reading Room and outside the area        through use of the |
|-----------------------------------------------------------------------------------------------------------|

| electronic        request form. Fees of 15 cents per page apply to paper        copies. |
|-------------------------------------------------------------------------------------------|

|  | **REQUEST FORM** | **If you are unfamiliar with PDF files,        click here for help** |
|--|------------------|-----------------------------------------------------------------------|

|  | **______________________________________________________________________** |
|--|----------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **FR** | **2** |
|-----------|--------|-------|

|  | **Final        rules** |
|--|-------------------------|

| DATE: | 8/24/00 | FR        PAGE: | 51529 | PAGES: | 4 | PDF        SIZE: | 128        KB | PDF        LINK: | /foia/fedreg00 |
|-------|---------|------------------|-------|--------|---|-------------------|----------------|-------------------|----------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **FR** | **1** |
|-----------|--------|-------|

|  | **Proposed        rules** |
|--|----------------------------|

| DATE: | 6/2/00 | FR        PAGE: | 35304 | PAGES: | 4 | PDF        SIZE: | 117        KB | PDF        LINK: | /foia/fedreg00 |
|-------|--------|------------------|-------|--------|---|-------------------|----------------|-------------------|----------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **1** |
|-----------|--------|-------|

|  | **National        Futures Association (NFA)** |
|--|------------------------------------------------|

| DATE: | 6/29/00 | FR        PAGE: | N/A | PAGES: | 1 | PDF        SIZE: | 37        KB | PDF        LINK: | cf0018c001.p |
|-------|---------|------------------|-----|--------|---|-------------------|---------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|