| COMMENT FILE          NUMBER: | **01--004** | 4/25/01 10:26 AM |
|--------------------------------|-------------|------------------|

| **__________________________________________________________** |
|----------------------------------------------------------------|

| **17 CFR Parts 1 and 190          Opting Out of Segregation** |
|----------------------------------------------------------------|

| __________________________________________________________ |
|------------------------------------------------------------|

| FR CITE: | 66 FR 14507 (March 13,          2001) |
|----------|----------------------------------------|

| CLOSES: | 4/12/01 |
|---------|---------|

| EXTENDED: |
|-----------|

| **__________________________________________________________** |
|----------------------------------------------------------------|

| **FILE          CONTENTS** |
|-----------------------------|

| **(FR = Federal          Register; NC = Non Comment or Background Material; CL = Comment          Letter)** |
|---------------------------------------------------------------------------------------------------------------|

| Documents which do not          have PDF links are availabe on request to [email protected] by using          the electronic |
|-------------------------------------------------------------------------------------------------------------------------------------|

| request form. Electronic          distribution of the documents is possible, depending on the          requester's ability to receive |
|-----------------------------------------------------------------------------------------------------------------------------------------|

| them. Paper copies of          documents are available within the Washington, D.C., area through the          Commission's |
|------------------------------------------------------------------------------------------------------------------------------|

| Public Reading Room and          outside the area through use of the electronic request form. Fees of          15 cents per page |
|------------------------------------------------------------------------------------------------------------------------------------|

| apply to paper          copies. |
|----------------------------------|

| **REQUEST FORM** | **If          you are unfamiliar with PDF files, click here for          help** |
|------------------|-----------------------------------------------------------------------------------|

| **__________________________________________________________** |
|----------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **FR** | **2** |
|-----------|--------|-------|

|  | **Final rules** |
|--|-----------------|

| DATE: |  | 4/25/01 | FR PAGE: |  | N/A | PAGES: |  | 6 | PDF SIZE: | 55 KB | PDF LINK: | /files/foia/ |
|-------|--|---------|----------|--|-----|--------|--|---|-----------|-------|-----------|--------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **FR** | **1** |
|-----------|--------|-------|

|  | **Proposed          rules** |
|--|------------------------------|

| DATE: |  | 3/13/01 | FR PAGE: |  | 14507 | PAGES: |  | 6 | PDF SIZE: | 55 KB | PDF LINK: | /files/foia/ |
|-------|--|---------|----------|--|-------|--------|--|---|-----------|-------|-----------|--------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **6** |
|-----------|--------|-------|

|  | **Chicago Mercantile          Exchange** |
|--|-------------------------------------------|

| DATE: |  | 4/10/01 | FR PAGE: |  | N/A | PAGES: |  | 3 | PDF SIZE: | 115 KB | PDF LINK: | foicf0104 |
|-------|--|---------|----------|--|-----|--------|--|---|-----------|--------|-----------|-----------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **5** |
|-----------|--------|-------|

|  | **Securities Industry          Association (SIA)** |
|--|-----------------------------------------------------|

| DATE: |  | 4/17/01 | FR PAGE: |  | N/A | PAGES: |  | 6 | PDF SIZE: | 238 KB | PDF LINK: | foicf0104 |
|-------|--|---------|----------|--|-----|--------|--|---|-----------|--------|-----------|-----------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **4** |
|-----------|--------|-------|

|  | **Sidley & Austin,          for The Options Clearing Corporation (OCC)** |
|--|-------------------------------------------------------------------------------|

| DATE: |  | 4/16/01 | FR PAGE: |  | N/A | PAGES: |  | 4 | PDF SIZE: | 162 KB | PDF LINK: | foicf0104 |
|-------|--|---------|----------|--|-----|--------|--|---|-----------|--------|-----------|-----------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

First
Previous
Next
Last

�