| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **7** |
|-----------|--------|-------|

|  | **Statement of Steven B. Olgin, MLIM     Alternative Strategies LLC, an Affiliate of** |
|--|-----------------------------------------------------------------------------------------|

|  | **Merrill Lynch & Co.,     Inc.** |
|--|----------------------------------------|

| DATE: |  | 6/6/02 | FR PAGE: | N/A | PAGES: | 9 | PDF SIZE: | 186 KB | PDF LINK: | /files/foia/ |
|-------|--|--------|----------|-----|--------|---|-----------|--------|-----------|--------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **6** |
|-----------|--------|-------|

|  | **Statement of John P. Davidsion,     Morgan Stanley** |
|--|---------------------------------------------------------|

| DATE: |  | 6/6/02 | FR PAGE: |  | N/A | PAGES: |  | 5 | PDF SIZE: | 168 KB | PDF LINK: | /files/foia/ |
|-------|--|--------|----------|--|-----|--------|--|---|-----------|--------|-----------|--------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **5** |
|-----------|--------|-------|

|  | **Statement of George E. Crapple,     Millburn Ridgefield Corporation** |
|--|--------------------------------------------------------------------------|

| DATE: |  | 6/6/02 | FR PAGE: |  | N/A | PAGES: |  | 3 | PDF SIZE: | 77 KB | PDF LINK: | /files/foia/ |
|-------|--|--------|----------|--|-----|--------|--|---|-----------|-------|-----------|--------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **4** |
|-----------|--------|-------|

|  | **Statement of Robert K. Wilmouth,     National Futures Associaiton (NFA)** |
|--|------------------------------------------------------------------------------|

| DATE: |  | 6/6/02 | FR PAGE: |  | N/A | PAGES: |  | 3 | PDF SIZE: | 77 KB | PDF LINK: | /files/foia/ |
|-------|--|--------|----------|--|-----|--------|--|---|-----------|-------|-----------|--------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **3** |
|-----------|--------|-------|

|  | **Statement of John G. Gaine, Managed     Funds Associaiton (MFA)** |
|--|----------------------------------------------------------------------|

| DATE: |  | 6/6/02 | FR PAGE: |  | N/A | PAGES: |  | 6 | PDF SIZE: | 118 KB | PDF LINK: | /files/foia/ |
|-------|--|--------|----------|--|-----|--------|--|---|-----------|--------|-----------|--------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **2** |
|-----------|--------|-------|

|  | **Statement of John M. Damgard, Futures     Industry Association (FIA)** |
|--|---------------------------------------------------------------------------|

| DATE: |  | 6/6/02 | FR PAGE: |  | N/A | PAGES: |  | 11 | PDF SIZE: | 242 KB | PDF LINK: | /files/foia/ |
|-------|--|--------|----------|--|-----|--------|--|----|-----------|--------|-----------|--------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **1** |
|-----------|--------|-------|

|  | **List of Attendees at CFTC Hearing on     Rules Relating to Intermedaries June 6,** |
|--|---------------------------------------------------------------------------------------|

|  | **2002 (Jan R. Waye, Cargill Investor     Services, Inc. and Kevin Davis, Man Financial** |
|--|--------------------------------------------------------------------------------------------|

|  | **Inc. did not supply written     statements to CFTC)** |
|--|----------------------------------------------------------|

| DATE: |  | 6/6/02 | FR PAGE: |  | N/A | PAGES: |  | 1 | PDF SIZE: | 13 KB | PDF LINK: | /files/foia/ |
|-------|--|--------|----------|--|-----|--------|--|---|-----------|-------|-----------|--------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **3** |
|-----------|--------|-------|

|  | **Futures Industry Association     (FIA)** |
|--|---------------------------------------------|

| DATE: |  | 4/5/02 | FR PAGE: |  | N/A | PAGES: |  | 11 | PDF SIZE: | 359 KB | PDF LINK: | /files/foia/ |
|-------|--|--------|----------|--|-----|--------|--|----|-----------|--------|-----------|--------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

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