| COMMENT FILE NUMBER: | **01--021** | 3/25/02 09:59 AM |
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| **__________________________________________________________** |
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| **17 CFR Part 15 Reporting Levels for     Large Trader Reports; Security** |
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| **Futures Products** |
|----------------------|

|  | __________________________________________________________ |
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|  | FR CITE: | 66 FR 64383 (December 13, 2001) |
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|  | CLOSES: | 1/14/02 |
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|  | EXTENDED: |
|--|-----------|

|  | **__________________________________________________________** |
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|  | **FILE CONTENTS** |
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|  | **(FR = Federal Register; NC = Non     Comment or Background Material; CL = Comment Letter)** |
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|  | Documents which do not have PDF links     are availabe on request to [email protected] by using the electronic |
|--|----------------------------------------------------------------------------------------------------------------------|

|  | request form. Electronic distribution of     the documents is possible, depending on the requester's ability to     receive |
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|  | them. Paper copies of documents are     available within the Washington, D.C., area through the Commission's |
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|  | Public Reading Room and outside the area     through use of the electronic request form. Fees of 15 cents per page |
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|  | apply to paper copies. |
|--|------------------------|

|  | **REQUEST FORM** | **If     you are unfamiliar with PDF files, click here for help** |
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| **__________________________________________________________** |
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| **--------------------------------------------------------------------------------------------------------------------** |
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| DOCUMENT: | **FR** | **3** |
|-----------|--------|-------|

|  | **Correction** |
|--|----------------|

| DATE: |  | 3/25/01 | FR PAGE: |  | 13680 | PAGES: |  | 1 | PDF SIZE: | 20 KB | PDF LINK: | /files/foia/ |
|-------|--|---------|----------|--|-------|--------|--|---|-----------|-------|-----------|--------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
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| **--------------------------------------------------------------------------------------------------------------------** |
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| DOCUMENT: | **FR** | **2** |
|-----------|--------|-------|

|  | **Final rules** |
|--|-----------------|

| DATE: |  | 3/15/02 | FR PAGE: |  | 11569 | PAGES: |  | 3 | PDF SIZE: | 45 KB | PDF LINK: | /files/foia/ |
|-------|--|---------|----------|--|-------|--------|--|---|-----------|-------|-----------|--------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
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| **--------------------------------------------------------------------------------------------------------------------** |
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| DOCUMENT: | **FR** | **1** |
|-----------|--------|-------|

|  | **Proposed rules** |
|--|--------------------|

| DATE: |  | 12/13/01 | FR PAGE: |  | 64383 | PAGES: |  | 3 | PDF SIZE: | 42 KB | PDF LINK: | /files/foia/ |
|-------|--|----------|----------|--|-------|--------|--|---|-----------|-------|-----------|--------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
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| **--------------------------------------------------------------------------------------------------------------------** |
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| DOCUMENT: | **CL** | **2** |
|-----------|--------|-------|

|  | **American Stock Exchange LLC     (AMEX)** |
|--|---------------------------------------------|

| DATE: |  | 1/18/02 | FR PAGE: |  | N/A | PAGES: |  | 2 | PDF SIZE: | 59 KB | PDF LINK: | /files/foia/ |
|-------|--|---------|----------|--|-----|--------|--|---|-----------|-------|-----------|--------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

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