| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **3** |
|-----------|--------|-------|

|  | **A.R.        Hirschfeld to D.P. Van Wagner, Division of Trading and Markets, re:        Responses to** |
|--|-----------------------------------------------------------------------------------------------------------|

|  | **Questions, Revised Draft Block Trading Proposal, and Form of Agreement        Between CFFE** |
|--|-------------------------------------------------------------------------------------------------|

|  | **and        Primary Market Makers** |
|--|---------------------------------------|

| DATE: | 1/11/00 | FR        PAGE: | N/A | PAGES: | 27 | PDF        SIZE: | 792        KB | PDF        LINK: |
|-------|---------|------------------|-----|--------|----|-------------------|----------------|-------------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **2** |
|-----------|--------|-------|

|  | **CFFE        Proposed Amendments** |
|--|--------------------------------------|

| DATE: | 9/15/99 | FR        PAGE: | N/A | PAGES: | 19 | PDF        SIZE: | 619        KB | PDF        LINK: |
|-------|---------|------------------|-----|--------|----|-------------------|----------------|-------------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **1** |
|-----------|--------|-------|

|  | **Letter        of Approval** |
|--|--------------------------------|

| DATE: | 2/11/00 | FR        PAGE: | N/A | PAGES: | 2 | PDF        SIZE: | 59        KB | PDF        LINK: | cf9937b001.p |
|-------|---------|------------------|-----|--------|---|-------------------|---------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **8** |
|-----------|--------|-------|

|  | **Chicago        Board of Trade (CBT)** |
|--|------------------------------------------|

| DATE: | 11/16/99 | FR        PAGE: | N/A | PAGES: | 9 | PDF        SIZE: | 340        KB | PDF        LINK: | cf9937c008.p |
|-------|----------|------------------|-----|--------|---|-------------------|----------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **7** |
|-----------|--------|-------|

|  | **New York        Mercantile Exchange (NYME)** |
|--|-------------------------------------------------|

| DATE: | 10/27/99 | FR        PAGE: | N/A | PAGES: | 3 | PDF        SIZE: | 104        KB | PDF        LINK: | cf9937c007.p |
|-------|----------|------------------|-----|--------|---|-------------------|----------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **6** |
|-----------|--------|-------|

|  | **National        Grain Trade Council** |
|--|------------------------------------------|

| DATE: | 10/22/99 | FR        PAGE: | N/A | PAGES: | 3 | PDF        SIZE: | 87        KB | PDF        LINK: | cf9937c006.p |
|-------|----------|------------------|-----|--------|---|-------------------|---------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **5** |
|-----------|--------|-------|

|  | **The        Federal Reserve Bank of Chicago** |
|--|-------------------------------------------------|

| DATE: | 10/22/99 | FR        PAGE: | N/A | PAGES: | 4 | PDF        SIZE: | 162        KB | PDF        LINK: | cf9937c005.p |
|-------|----------|------------------|-----|--------|---|-------------------|----------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **4** |
|-----------|--------|-------|

|  | **Managed        Funds Association (MFA)** |
|--|---------------------------------------------|

| DATE: | 10/22/99 | FR        PAGE: | N/A | PAGES: | 3 | PDF        SIZE: | 76        KB | PDF        LINK: | cf9937c004.p |
|-------|----------|------------------|-----|--------|---|-------------------|---------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

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