| COMMENT FILE NUMBER: | **01--019** | 02/27/04 03:58 PM |
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| **______________________________________________________________________** |
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| **Commodity Futures Trading     Commission 17 CFR Parts 1, 41 and 190** |
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| **Securities and Exchange     Commission 17 CFR Part 240 Applicability** |
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| **of CFTC and SEC Customer     Protection, Recordkeeping, Reporting,** |
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| **and Bankruptcy Rules and     the Securities Investor Protection Act of** |
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| **1970 to Accounts Holding     Security Futures Products** |
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| ______________________________________________________________________ |
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| FR CITE: | 66 FR 50786 (October 4,     2001) |
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| CLOSES: | 11/5/01 | 12/5/01 |
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| EXTENDED: | 11/2/01 |
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| **______________________________________________________________________** |
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| **FILE CONTENTS** |
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| **(FR = Federal Register; NC     = Non Comment or Background Material; CL = Comment Letter)** |
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| Documents which do not have     PDF links are availabe on request to [email protected] by using the     electronic |
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| request form. Electronic     distribution of the documents is possible, depending on the     requester's ability to receive |
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| them. Paper copies of     documents are available within the Washington, D.C., area through the     Commission's |
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| Public Reading Room and     outside the area through use of the electronic request form. Fees of 15     cents per page |
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| apply to paper copies. |
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| **REQUEST FORM** | **If you are unfamiliar with PDF files, click here for     help** |
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| **______________________________________________________________________** |
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| DOCUMENT: | **FR** | **4** |
|-----------|--------|-------|

|  | **Correction** |
|--|----------------|

| DATE: |  | 11/5/02 | FR PAGE: |  | 67445 | PAGES: |  | 1 | PDF SIZE: | 15 KB | PDF LINK: | /files/foia/f |
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|  | **--------------------------------------------------------------------------------------------------------------------** |
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| DOCUMENT: | **FR** | **3** |
|-----------|--------|-------|

|  | **Joint final     rules** |
|--|----------------------------|

| DATE: |  | 9/13/02 | FR PAGE: | 58283 | PAGES: | 18 | PDF SIZE: | 175 KB | PDF LINK: | /files/foia/f |
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|  | **--------------------------------------------------------------------------------------------------------------------** |
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| **--------------------------------------------------------------------------------------------------------------------** |
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| DOCUMENT: | **FR** | **2** |
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|  | **Joint proposed rules;     extension of comment periods** |
|--|-------------------------------------------------------------|

| DATE: |  | 11/2/01 | FR PAGE: | 55608 | PAGES: | 2 | PDF SIZE: | 37 KB | PDF LINK: | /files/foia/f |
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|  | **--------------------------------------------------------------------------------------------------------------------** |
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| **--------------------------------------------------------------------------------------------------------------------** |
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| DOCUMENT: | **FR** | **1** |
|-----------|--------|-------|

|  | **Joint proposed     rules** |
|--|-------------------------------|

| DATE: |  | 10/4/01 | FR PAGE: | 50786 | PAGES: | 20 | PDF SIZE: | 179 KB | PDF LINK: | /files/foia/f |
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|  | **--------------------------------------------------------------------------------------------------------------------** |
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