| COMMENT        FILE NUMBER: | **98--028** | 5/6/99        04:33 PM |
|------------------------------|-------------|-------------------------|

|  | **______________________________________________________________________** |
|--|----------------------------------------------------------------------------|

|  | **17 CFR        Parts 1, 17, 18, and 150 Revision of Federal Speculative        Position** |
|--|----------------------------------------------------------------------------------------------|

|  | **Limits        and Associated Rules** |
|--|-----------------------------------------|

| ______________________________________________________________________ |
|------------------------------------------------------------------------|

| FR        CITE: | 63 FR 38525        (July 17, 1998) |
|------------------|-------------------------------------|

| CLOSES: | 9/15/98 | 10/19/98 |
|---------|---------|----------|

| EXTENDED: | 9/18/98 |
|-----------|---------|

| **______________________________________________________________________** |
|----------------------------------------------------------------------------|

| **FILE        CONTENTS** |
|---------------------------|

| **(FR =        Federal Register; NC = Non Comment or Background Material; CL = Comment        Letter)** |
|-----------------------------------------------------------------------------------------------------------|

| Documents        which do not have PDF links are availabe on request to        [email protected] by using the |
|----------------------------------------------------------------------------------------------------------------------|

| electronic        request form. Electronic distribution of the documents is possible,        depending on the |
|-----------------------------------------------------------------------------------------------------------------|

| requester's        ability to receive them. Paper copies of documents are available within        the Washington, D.C., |
|---------------------------------------------------------------------------------------------------------------------------|

| area        through the Commission's Public Reading Room and outside the area        through use of the |
|-----------------------------------------------------------------------------------------------------------|

| electronic        request form. Fees of 15 cents per page apply to paper        copies. |
|-------------------------------------------------------------------------------------------|

|  | **REQUEST FORM** |
|--|------------------|

|  | **______________________________________________________________________** |
|--|----------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **FR** | **3** |
|-----------|--------|-------|

|  | **Final        rules** |
|--|-------------------------|

| DATE: | 5/5/99 | FR        PAGE: | N/A | PAGES: | 12 | PDF        SIZE: | 101        KB | PDF        LINK: | /foia/fedreg99 |
|-------|--------|------------------|-----|--------|----|-------------------|----------------|-------------------|----------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **FR** | **2** |
|-----------|--------|-------|

|  | **Proposed        rule; extension of comment period** |
|--|--------------------------------------------------------|

| DATE: | 9/18/98 | FR        PAGE: | 49883 | PAGES: | 1 | PDF        SIZE: | 13        KB | PDF        LINK: | /foia/fedreg98 |
|-------|---------|------------------|-------|--------|---|-------------------|---------------|-------------------|----------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **FR** | **1** |
|-----------|--------|-------|

|  | **Notice        of proposed rulemaking** |
|--|-------------------------------------------|

| DATE: | 7/17/98 | FR        PAGE: | 38525 | PAGES: | 13 | PDF        SIZE: | 107        KB | PDF        LINK: | /foia/fedreg98 |
|-------|---------|------------------|-------|--------|----|-------------------|----------------|-------------------|----------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **1** |
|-----------|--------|-------|

|  | **Managed        Funds Association** |
|--|---------------------------------------|

| DATE: | 9/10/98 | FR        PAGE: | N/A | PAGES: | 1 | PDF        SIZE: | 23        KB | PDF        LINK: | cf9828b001.p |
|-------|---------|------------------|-----|--------|---|-------------------|---------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **13** |
|-----------|--------|--------|

|  | **Memorandum of Meeting With Ellen Levinson, David Michell, Bonnie Litt,        Joe Espizito,** |
|--|--------------------------------------------------------------------------------------------------|

|  | **Office        of Commissioner Newsome** |
|--|--------------------------------------------|

| DATE: | 4/2/99 | FR        PAGE: | N/A | PAGES: | 1 | PDF        SIZE: | 13        KB | PDF        LINK: | cf9828c013.p |
|-------|--------|------------------|-----|--------|---|-------------------|---------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

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