| COMMENT        FILE NUMBER: | **92--004** | 8/23/98        10:21 PM |
|------------------------------|-------------|--------------------------|

|  | **______________________________________________________________________** |
|--|----------------------------------------------------------------------------|

|  | **17 CFR        Part 4 Exemption for Commodity Pool Operators and Commodity** |
|--|--------------------------------------------------------------------------------|

|  | **Trading        Advisors for Offerings to Qualified Eligible        Participants** |
|--|---------------------------------------------------------------------------------------|

| ______________________________________________________________________ |
|------------------------------------------------------------------------|

| FR        CITE: | 56 FR 3148        (January 28, 1992) |
|------------------|---------------------------------------|

| CLOSES: | 3/30/92 |
|---------|---------|

| EXTENDED: |
|-----------|

| **______________________________________________________________________** |
|----------------------------------------------------------------------------|

| **FILE        CONTENTS** |
|---------------------------|

| **(FR =        Federal Register; NC = Non Comment or Background Material; CL = Comment        Letter)** |
|-----------------------------------------------------------------------------------------------------------|

| Documents        which do not have PDF links are availabe on request to        [email protected] by using the |
|----------------------------------------------------------------------------------------------------------------------|

| electronic        request form. Electronic distribution of the documents is possible,        depending on the |
|-----------------------------------------------------------------------------------------------------------------|

| requester's        ability to receive them. Paper copies of documents are available within        the Washington, D.C., |
|---------------------------------------------------------------------------------------------------------------------------|

| area        through the Commission's Public Reading Room and outside the area        through use of the |
|-----------------------------------------------------------------------------------------------------------|

| electronic        request form. Fees of 15 cents per page apply to paper        copies. |
|-------------------------------------------------------------------------------------------|

|  | **REQUEST FORM** |
|--|------------------|

|  | **______________________________________________________________________** |
|--|----------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **FR** | **1** |
|-----------|--------|-------|

|  | **Proposed        Rule** |
|--|---------------------------|

| DATE: | 1/28/92 | FR        PAGE: | 03148 | PAGES: | 11 |
|-------|---------|------------------|-------|--------|----|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **FR** | **2** |
|-----------|--------|-------|

|  | **Correction** |
|--|----------------|

| DATE: | 3/2/92 | FR        PAGE: | 07435 | PAGES: | 1 |
|-------|--------|------------------|-------|--------|---|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **FR** | **3** |
|-----------|--------|-------|

|  | **Final        Rule** |
|--|------------------------|

| DATE: | 8/7/92 | FR        PAGE: | 34853 | PAGES: | 13 |
|-------|--------|------------------|-------|--------|----|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **FR** | **4** |
|-----------|--------|-------|

|  | **Correction** |
|--|----------------|

| DATE: | 9/9/92 | FR        PAGE: | 41173 | PAGES: | 1 |
|-------|--------|------------------|-------|--------|---|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **1** |
|-----------|--------|-------|

|  | **Memorandum from Trading and Markets** |
|--|-----------------------------------------|

| DATE: | 12/17/91 | FR        PAGE: | N/A | PAGES: | 49 |
|-------|----------|------------------|-----|--------|----|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

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