| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **3** |
|-----------|--------|-------|

|  | **National        Futures Association (NFA)** |
|--|------------------------------------------------|

| DATE: | 4/28/00 | FR        PAGE: | N/A | PAGES: | 3 | PDF        SIZE: | 97        KB | PDF        LINK: | cf0011c003.p |
|-------|---------|------------------|-----|--------|---|-------------------|---------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **2** |
|-----------|--------|-------|

|  | **The        Association of the Bar of the City of New York** |
|--|----------------------------------------------------------------|

| DATE: | 4/28/00 | FR        PAGE: | N/A | PAGES: | 4 | PDF        SIZE: | 113        KB | PDF        LINK: | cf0011c002.p |
|-------|---------|------------------|-----|--------|---|-------------------|----------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **1** |
|-----------|--------|-------|

|  | **Johnson,        Philip McBride** |
|--|-------------------------------------|

| DATE: | 3/15/00 | FR        PAGE: | N/A | PAGES: | 1 | PDF        SIZE: | 23        KB | PDF        LINK: | cf0011c001.p |
|-------|---------|------------------|-----|--------|---|-------------------|---------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

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