| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **11** |
|-----------|--------|--------|

|  | **American Stock          Exchange, Kansas City Board of Trade, Chicago Board          Options** |
|--|----------------------------------------------------------------------------------------------------|

|  | **Exchange, Minneapolis          Grain Exchange, and Chicago Board of Trade Petition for** |
|--|---------------------------------------------------------------------------------------------|

|  | **Materially Incomplete          Determination and for Further Comment** |
|--|---------------------------------------------------------------------------|

| DATE: | 08/28/98 | FR PAGE: | N/A | PAGES: |  | 3 | PDF SIZE: | 120 KB | PDF LINK: | /files/foia/c |
|-------|----------|----------|-----|--------|--|---|-----------|--------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **10** |
|-----------|--------|--------|

|  | **A) M.L. Koblenz,          Mound, Cotton & Wollan for CFFE, to A.L. Seifert, Division of          Trading** |
|--|--------------------------------------------------------------------------------------------------------------------|

|  | **annd Markets, Response          to Additional CFTC Questions** |
|--|-------------------------------------------------------------------|

| DATE: | 08/27/98 | FR PAGE: | N/A | PAGES: |  | 3 | PDF SIZE: | 85 KB | PDF LINK: |
|-------|----------|----------|-----|--------|--|---|-----------|-------|-----------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **10** |
|-----------|--------|--------|

|  | **A) M.L. Koblenz,          Mound, Cotton & Wollan for CFFE, to A.L. Seifert, Division of          Trading** |
|--|--------------------------------------------------------------------------------------------------------------------|

|  | **and Markets, CFFE          By-Laws and Rules, 08/27/1998 Draft** |
|--|---------------------------------------------------------------------|

| DATE: | 08/27/98 | FR PAGE: | N/A | PAGES: |  | 91 | PDF SIZE: | 2508 KB | PDF LINK: |
|-------|----------|----------|-----|--------|--|----|-----------|---------|-----------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **9** |
|-----------|--------|-------|

|  | **A) M.R. Koblenz,          Mound, Cotton & Wollan for CFFE, to A.L. Seifert, D.P. Van          Wagner,** |
|--|-----------------------------------------------------------------------------------------------------------------|

|  | **and A. Wernow,          Division of Trading and Markets** |
|--|--------------------------------------------------------------|

| DATE: | 08/21/98 | FR PAGE: | N/A | PAGES: |  | 3 | PDF SIZE: | 76 KB | PDF LINK: |
|-------|----------|----------|-----|--------|--|---|-----------|-------|-----------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **9** |
|-----------|--------|-------|

|  | **B) CFFE By-Laws and          Rules, 08/21/1998 Draft** |
|--|-----------------------------------------------------------|

| DATE: | 08/21/98 | FR PAGE: | N/A | PAGES: |  | 95 | PDF SIZE: | 2632 KB | PDF LINK: |
|-------|----------|----------|-----|--------|--|----|-----------|---------|-----------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **9** |
|-----------|--------|-------|

|  | **C) CFFE Customer          Information and Risk Disclosure Statement, 08/20/1998          Draft** |
|--|------------------------------------------------------------------------------------------------------|

| DATE: | 08/20/98 | FR PAGE: | N/A | PAGES: |  | 10 | PDF SIZE: | 269 KB | PDF LINK: |
|-------|----------|----------|-----|--------|--|----|-----------|--------|-----------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **9** |
|-----------|--------|-------|

|  | **D) CFFE Test          Report** |
|--|-----------------------------------|

| DATE: | 08/21/98 | FR PAGE: | N/A | PAGES: |  | 14 | PDF SIZE: | 441 KB | PDF LINK: |
|-------|----------|----------|-----|--------|--|----|-----------|--------|-----------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

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