| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **11** |
|-----------|--------|--------|

|  | **M.L.        Koblenz, Mound, Cotton & Wolan for New York Cotton Exchange, to        A.L. Seifert,** |
|--|------------------------------------------------------------------------------------------------------------|

|  | **Division        of Trading & Markets, Request Certification of Accuracy of List of        NYCE Designated** |
|--|---------------------------------------------------------------------------------------------------------------------|

|  | **Contract        Markets** |
|--|------------------------------|

| DATE: | 2/23/98 | FR        PAGE: | N/A | PAGES: | 25 | PDF        SIZE: | 840        KB | PDF        LINK: |
|-------|---------|------------------|-----|--------|----|-------------------|----------------|-------------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **10** |
|-----------|--------|--------|

|  | **M.L.        Koblenz, Mound, Cotton & Wolan for CFFE, to J.C. Lawton, Division        of Trading &** |
|--|-----------------------------------------------------------------------------------------------------------------|

|  | **Markets,        Supplement to CFFE, Inc. and New York Board of Clearing, Inc.        Proposed** |
|--|-----------------------------------------------------------------------------------------------------|

|  | **By-Laws        and Rules dated 01/06/1998** |
|--|------------------------------------------------|

| DATE: | 1/9/98 | FR        PAGE: | N/A | PAGES: | 2 | PDF        SIZE: | 42        KB | PDF        LINK: |
|-------|--------|------------------|-----|--------|---|-------------------|---------------|-------------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **9** |
|-----------|--------|-------|

|  | **A)        Mound, Cotton & Wollan for CFFE, Response to 05/06/1998 Division of        Trading and** |
|--|------------------------------------------------------------------------------------------------------------|

|  | **Markets** |
|--|-------------|

| DATE: | 5/21/98 | FR        PAGE: | N/A | PAGES: | 2 | PDF        SIZE: | 35        KB | PDF        LINK: |
|-------|---------|------------------|-----|--------|---|-------------------|---------------|-------------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **9** |
|-----------|--------|-------|

|  | **B)        Attachment to Mound, Cotton & Wollan for CFFE, Responses to CFTC        Questions dated** |
|--|-------------------------------------------------------------------------------------------------------------|

|  | **May 6,        1998** |
|--|-------------------------|

| DATE: | 5/21/98 | FR        PAGE: | N/A | PAGES: | 88 | PDF        SIZE: | 2903        KB | PDF        LINK: |
|-------|---------|------------------|-----|--------|----|-------------------|-----------------|-------------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **9** |
|-----------|--------|-------|

|  | **C)        Attachment to Mound, Cotton & Wollan for CFFE, Cantor Financial        Futures Exchange,** |
|--|--------------------------------------------------------------------------------------------------------------|

|  | **Inc.        By-Laws and Rules** |
|--|------------------------------------|

| DATE: | 5/21/98 | FR        PAGE: | N/A | PAGES: | 61 | PDF        SIZE: | 1959        KB | PDF        LINK: |
|-------|---------|------------------|-----|--------|----|-------------------|-----------------|-------------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **8** |
|-----------|--------|-------|

|  | **A)        Mound, Cotton & Wollan for CFFE, Response to 06/11/1998 Division of        Trading and** |
|--|------------------------------------------------------------------------------------------------------------|

|  | **Markets** |
|--|-------------|

| DATE: | 6/18/98 | FR        PAGE: | N/A | PAGES: | 112 | PDF        SIZE: | 3451        KB | PDF        LINK: |
|-------|---------|------------------|-----|--------|-----|-------------------|-----------------|-------------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **8** |
|-----------|--------|-------|

|  | **B)        Mound, Cotton & Wollan for CFFE, Response to 06/11/1998 Division of        Trading and** |
|--|------------------------------------------------------------------------------------------------------------|

|  | **Markets,        CFFE By-Laws and Rules, Draft of 06/18/1998** |
|--|------------------------------------------------------------------|

| DATE: | 6/18/98 | FR        PAGE: | N/A | PAGES: | 63 | PDF        SIZE: | 2069        KB | PDF        LINK: |
|-------|---------|------------------|-----|--------|----|-------------------|-----------------|-------------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

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