| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **14** |
|-----------|--------|--------|

|  | **Stephens, Laura M.** |
|--|------------------------|

| DATE: |  | 4/14/20 | FR PAGE: | N/A | PAGES: | 1 | PDF SIZE: | 45 KB | PDF LINK: | /files/foia/c |
|-------|--|---------|----------|-----|--------|---|-----------|-------|-----------|---------------|

|  | 03 |
|--|----|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **13** |
|-----------|--------|--------|

|  | **Weaver, Ray** |
|--|-----------------|

| DATE: |  | 4/14/20 | FR PAGE: | N/A | PAGES: | 1 | PDF SIZE: | 43 KB | PDF LINK: | /files/foia/c |
|-------|--|---------|----------|-----|--------|---|-----------|-------|-----------|---------------|

|  | 03 |
|--|----|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **12** |
|-----------|--------|--------|

|  | **Buckman, Elizabeth M.** |
|--|---------------------------|

| DATE: |  | 4/16/20 | FR PAGE: | N/A | PAGES: | 1 | PDF SIZE: | 38 KB | PDF LINK: | /files/foia/c |
|-------|--|---------|----------|-----|--------|---|-----------|-------|-----------|---------------|

|  | 03 |
|--|----|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **11** |
|-----------|--------|--------|

|  | **Schoen, Christine E.** |
|--|--------------------------|

| DATE: |  | 4/16/20 | FR PAGE: | N/A | PAGES: | 1 | PDF SIZE: | 44 KB | PDF LINK: | /files/foia/c |
|-------|--|---------|----------|-----|--------|---|-----------|-------|-----------|---------------|

|  | 03 |
|--|----|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **10** |
|-----------|--------|--------|

|  | **Association of the Bar of the City of     New York** |
|--|---------------------------------------------------------|

| DATE: |  | 4/15/20 | FR PAGE: | N/A | PAGES: | 3 | PDF SIZE: | 109 KB | PDF LINK: | /files/foia/c |
|-------|--|---------|----------|-----|--------|---|-----------|--------|-----------|---------------|

|  | 03 |
|--|----|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **9** |
|-----------|--------|-------|

|  | **James S. Finucane, PhD** |
|--|----------------------------|

| DATE: |  | 4/14/20 | FR PAGE: | N/A | PAGES: | 2 | PDF SIZE: | 48 KB | PDF LINK: | /files/foia/c |
|-------|--|---------|----------|-----|--------|---|-----------|-------|-----------|---------------|

|  | 03 |
|--|----|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **8** |
|-----------|--------|-------|

|  | **Managed Funds Association     (MFA)** |
|--|------------------------------------------|

| DATE: |  | 4/14/20 | FR PAGE: | N/A | PAGES: | 4 | PDF SIZE: | 253 KB | PDF LINK: | /files/foia/c |
|-------|--|---------|----------|-----|--------|---|-----------|--------|-----------|---------------|

|  | 03 |
|--|----|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **7** |
|-----------|--------|-------|

|  | **National Futures Association     (NFA)** |
|--|---------------------------------------------|

| DATE: |  | 4/14/20 | FR PAGE: | N/A | PAGES: | 5 | PDF SIZE: | 344 KB | PDF LINK: | /files/foia/c |
|-------|--|---------|----------|-----|--------|---|-----------|--------|-----------|---------------|

|  | 03 |
|--|----|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

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