| COMMENT FILE          NUMBER: | **01--009** | 8/29/01 7:37 AM |
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| **__________________________________________________________** |
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|  | **17 CFR Part 39 A New          Regulatory Framework for Clearing** |
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|  | **Organizations** |
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|  | __________________________________________________________ |
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|  | FR CITE: | 66 FR 24308 (May 14,          2001) |
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|  | CLOSES: | 6/13/01 |
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|  | EXTENDED: |
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|  | **__________________________________________________________** |
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|  | **FILE          CONTENTS** |
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|  | **(FR = Federal          Register; NC = Non Comment or Background Material; CL = Comment          Letter)** |
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|  | Documents which do not          have PDF links are availabe on request to [email protected] by using          the electronic |
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|  | request form. Electronic          distribution of the documents is possible, depending on the          requester's ability to receive |
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|  | them. Paper copies of          documents are available within the Washington, D.C., area through the          Commission's |
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|  | Public Reading Room and          outside the area through use of the electronic request form. Fees of          15 cents per page |
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|  | apply to paper          copies. |
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|  | **REQUEST FORM** | **If you are unfamiliar with PDF files, click here for          help** |
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| **__________________________________________________________** |
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| **--------------------------------------------------------------------------------------------------------------------** |
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| DOCUMENT: | **FR** | **2** |
|-----------|--------|-------|

|  | **Final          rulemaking** |
|--|--------------------------------|

| DATE: |  | 8/29/01 | FR PAGE: |  | 45604 | PAGES: |  | 10 | PDF SIZE: | 78 KB | PDF LINK: | /files/foia/ |
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|  | **--------------------------------------------------------------------------------------------------------------------** |
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| **--------------------------------------------------------------------------------------------------------------------** |
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| DOCUMENT: | **FR** | **1** |
|-----------|--------|-------|

|  | **Proposed          rulemaking** |
|--|-----------------------------------|

| DATE: |  | 5/14/01 | FR PAGE: |  | 24308 | PAGES: |  | 8 | PDF SIZE: | 66 KB | PDF LINK: | /files/foia/ |
|-------|--|---------|----------|--|-------|--------|--|---|-----------|-------|-----------|--------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
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| **--------------------------------------------------------------------------------------------------------------------** |
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| DOCUMENT: | **CL** | **3** |
|-----------|--------|-------|

|  | **International Swaps          and Derivatives Association, Inc. (ISDA)** |
|--|----------------------------------------------------------------------------|

| DATE: |  | 6/18/01 | FR PAGE: |  | N/A | PAGES: |  | 5 | PDF SIZE: | 186 KB | PDF LINK: | /files/foia/ |
|-------|--|---------|----------|--|-----|--------|--|---|-----------|--------|-----------|--------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
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| **--------------------------------------------------------------------------------------------------------------------** |
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| DOCUMENT: | **CL** | **2** |
|-----------|--------|-------|

|  | **Board of Trade          Clearing Corporation (BOTCC)** |
|--|-----------------------------------------------------------|

| DATE: |  | 6/13/01 | FR PAGE: |  | N/A | PAGES: |  | 9 | PDF SIZE: | 416 KB | PDF LINK: | /files/foia/ |
|-------|--|---------|----------|--|-----|--------|--|---|-----------|--------|-----------|--------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
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