| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **10** |
|-----------|--------|--------|

|  | **Futures Industry          Association (FIA)** |
|--|--------------------------------------------------|

| DATE: | 06/18/2004 | FR PAGE: | N/A | PAGES: | 6 | PDF SIZE: | 84 KB | PDF LINK: | /files/foia/c |
|-------|------------|----------|-----|--------|---|-----------|-------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **9** |
|-----------|--------|-------|

|  | **The Options Clearing          Corporation (OCC)** |
|--|------------------------------------------------------|

| DATE: | 06/18/2004 | FR PAGE: | N/A | PAGES: | 3 | PDF SIZE: | 89 KB | PDF LINK: | /files/foia/c |
|-------|------------|----------|-----|--------|---|-----------|-------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **8** |
|-----------|--------|-------|

|  | **The Association of the          Bar of the City of New York** |
|--|------------------------------------------------------------------|

| DATE: | 06/17/2004 | FR PAGE: | N/A | PAGES: | 5 | PDF SIZE: | 53 KB | PDF LINK: | /files/foia/c |
|-------|------------|----------|-----|--------|---|-----------|-------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **7** |
|-----------|--------|-------|

|  | **NQLX, LLC** |
|--|---------------|

| DATE: | FR PAGE: |  | N/A | PAGES: | 4 | PDF SIZE: | 145 KB | PDF LINK: | /files/foia/c |
|-------|----------|--|-----|--------|---|-----------|--------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **6** |
|-----------|--------|-------|

|  | **Bjarnason, Paul H.,          Jr.** |
|--|---------------------------------------|

| DATE: | 06/17/2004 | FR PAGE: | N/A | PAGES: | 4 | PDF SIZE: | 52 KB | PDF LINK: | /files/foia/c |
|-------|------------|----------|-----|--------|---|-----------|-------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **5** |
|-----------|--------|-------|

|  | **The Clearing          Corporation** |
|--|----------------------------------------|

| DATE: | 06/16/2004 | FR PAGE: | N/A | PAGES: | 6 | PDF SIZE: | 82 KB | PDF LINK: | /files/foia/c |
|-------|------------|----------|-----|--------|---|-----------|-------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **4** |
|-----------|--------|-------|

|  | **National Futures          Association (NFA)** |
|--|--------------------------------------------------|

| DATE: | 06/16/2004 | FR PAGE: | N/A | PAGES: | 6 | PDF SIZE: | 66 KB | PDF LINK: | /files/foia/c |
|-------|------------|----------|-----|--------|---|-----------|-------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **3** |
|-----------|--------|-------|

|  | **Futures Industry          Association (FIA)** |
|--|--------------------------------------------------|

| DATE: | 06/08/2004 | FR PAGE: | N/A | PAGES: | 4 | PDF SIZE: | 54 KB | PDF LINK: | /files/foia/c |
|-------|------------|----------|-----|--------|---|-----------|-------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

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