| COMMENT FILE NUMBER: | **01--013** | 7/1/02 06:21 PM |
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| **______________________________________________________________________** |
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| **Study of the Commodity Exchange Act     and Rules Thereunder** |
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| ______________________________________________________________________ |
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| FR CITE: | 66 FR 33531 (June 22, 2001) |
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| CLOSES: | 8/21/01 |
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| EXTENDED: |
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| **______________________________________________________________________** |
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| **FILE CONTENTS** |
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| **(FR = Federal Register; NC = Non Comment or     Background Material; CL = Comment Letter)** |
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| Documents which do not have PDF links are availabe on     request to [email protected] by using the electronic |
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| request form. Electronic distribution of the documents     is possible, depending on the requester's ability to receive |
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| them. Paper copies of documents are available within the     Washington, D.C., area through the Commission's |
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| Public Reading Room and outside the area through use of     the electronic request form. Fees of 15 cents per page |
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| apply to paper copies. |
|------------------------|

| **REQUEST FORM** | **If     you are unfamiliar with PDF files, click here for help** |
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| **______________________________________________________________________** |
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| **--------------------------------------------------------------------------------------------------------------------** |
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| DOCUMENT: | **FR** | **1** |
|-----------|--------|-------|

|  | **Notice of solicitation of     comments** |
|--|---------------------------------------------|

| DATE: |  | 6/22/01 | FR PAGE: | 33531 | PAGES: | 2 | PDF SIZE: | 40 KB | PDF LINK: | /files/foia/ |
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|  | **--------------------------------------------------------------------------------------------------------------------** |
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| DOCUMENT: | **NC** | **10** |
|-----------|--------|--------|

|  | **Public Hearing          Transcript** |
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| DATE: |  | 6/6/02 | FR PAGE: | N/A | PAGES: | 105 | PDF SIZE: | 316 KB | PDF LINK: | /files/foia/ |
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|  | **--------------------------------------------------------------------------------------------------------------------** |
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| DOCUMENT: | **NC** | **9** |
|-----------|--------|-------|

|  | **National Futures Association (NFA)     submission** |
|--|--------------------------------------------------------|

| DATE: |  | 5/29/02 | FR PAGE: | N/A | PAGES: | 12 | PDF SIZE: | 374 KB | PDF LINK: | /files/foia/ |
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|  | **--------------------------------------------------------------------------------------------------------------------** |
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| **--------------------------------------------------------------------------------------------------------------------** |
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| DOCUMENT: | **NC** | **8** |
|-----------|--------|-------|

|  | **Statement of Melinda H. Schramm,     National Introducing Brokers Association** |
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|  | **(NIBA)** |
|--|------------|

| DATE: |  | 6/4/02 | FR PAGE: | N/A | PAGES: | 3 | PDF SIZE: | 86 KB | PDF LINK: | /files/foia/ |
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|  | **--------------------------------------------------------------------------------------------------------------------** |
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