| COMMENT        FILE NUMBER: | **98--002** | 9/24/98        10:30 PM |
|------------------------------|-------------|--------------------------|

|  | **______________________________________________________________________** |
|--|----------------------------------------------------------------------------|

|  | **17 CFR        Part 1 Maintenance of Minimum Financial Requirements by        Futures** |
|--|--------------------------------------------------------------------------------------------|

|  | **Commission Merchants and Introducing Brokers** |
|--|--------------------------------------------------|

| ______________________________________________________________________ |
|------------------------------------------------------------------------|

| FR        CITE: | 63 FR 2188        (January 14, 1998) |
|------------------|---------------------------------------|

| CLOSES: | 3/16/98 |
|---------|---------|

| EXTENDED: |
|-----------|

| **______________________________________________________________________** |
|----------------------------------------------------------------------------|

| **FILE        CONTENTS** |
|---------------------------|

| **(FR =        Federal Register; NC = Non Comment or Background Material; CL = Comment        Letter)** |
|-----------------------------------------------------------------------------------------------------------|

| Documents        which do not have PDF links are availabe on request to        [email protected] by using the |
|----------------------------------------------------------------------------------------------------------------------|

| electronic        request form. Electronic distribution of the documents is possible,        depending on the |
|-----------------------------------------------------------------------------------------------------------------|

| requester's        ability to receive them. Paper copies of documents are available within        the Washington, D.C., |
|---------------------------------------------------------------------------------------------------------------------------|

| area        through the Commission's Public Reading Room and outside the area        through use of the |
|-----------------------------------------------------------------------------------------------------------|

| electronic        request form. Fees of 15 cents per page apply to paper        copies. |
|-------------------------------------------------------------------------------------------|

|  | **REQUEST FORM** |
|--|------------------|

|  | **______________________________________________________________________** |
|--|----------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **FR** | **2** |
|-----------|--------|-------|

|  | **Final        rules** |
|--|-------------------------|

| DATE: | 8/27/98 | FR        PAGE: | 45711 | PAGES: | 5 | PDF        SIZE: | 34        KB | PDF        LINK: | /foia/fedreg98 |
|-------|---------|------------------|-------|--------|---|-------------------|---------------|-------------------|----------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **FR** | **1** |
|-----------|--------|-------|

|  | **Proposed        rules** |
|--|----------------------------|

| DATE: | 1/14/98 | FR        PAGE: | 02188 | PAGES: | 5 | PDF        SIZE: | 36        KB | PDF        LINK: | /foia/fedreg98 |
|-------|---------|------------------|-------|--------|---|-------------------|---------------|-------------------|----------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **9** |
|-----------|--------|-------|

|  | **Lind-Waldock & Company** |
|--|--------------------------------|

| DATE: | 3/25/98 | FR        PAGE: | N/A | PAGES: | 2 | PDF        SIZE: | 144        KB | PDF        LINK: | cf9802c009.p |
|-------|---------|------------------|-----|--------|---|-------------------|----------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **8** |
|-----------|--------|-------|

|  | **Coffee,        Sugar & Cocoa Exchange** |
|--|------------------------------------------------|

| DATE: | 3/16/98 | FR        PAGE: | N/A | PAGES: | 2 | PDF        SIZE: | 153        KB | PDF        LINK: | cf9802c008.p |
|-------|---------|------------------|-----|--------|---|-------------------|----------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **7** |
|-----------|--------|-------|

|  | **Futures        Industry Association** |
|--|------------------------------------------|

| DATE: | 3/16/98 | FR        PAGE: | N/A | PAGES: | 4 | PDF        SIZE: | 411        KB | PDF        LINK: | cf9802c007.p |
|-------|---------|------------------|-----|--------|---|-------------------|----------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

First
Previous
Next
Last