| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **22** |
|-----------|--------|--------|

|  | **Klein, Bernard     E.** |
|--|----------------------------|

| DATE: |  | 12/18/01 | FR PAGE: |  | N/A | PAGES: |  | 2 | PDF SIZE: | 44 KB | PDF LINK: | /files/foia/ |
|-------|--|----------|----------|--|-----|--------|--|---|-----------|-------|-----------|--------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **21** |
|-----------|--------|--------|

|  | **Drinkard, Robert** |
|--|----------------------|

| DATE: |  | 9/28/01 | FR PAGE: |  | N/A | PAGES: |  | 1 | PDF SIZE: | 14 KB | PDF LINK: | /files/foia/ |
|-------|--|---------|----------|--|-----|--------|--|---|-----------|-------|-----------|--------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **20** |
|-----------|--------|--------|

|  | **American Stock     Exchange** |
|--|----------------------------------|

| DATE: |  | 4/21/02 | FR PAGE: |  | N/A | PAGES: |  | 2 | PDF SIZE: | 40 KB | PDF LINK: | /files/foia/ |
|-------|--|---------|----------|--|-----|--------|--|---|-----------|-------|-----------|--------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **19** |
|-----------|--------|--------|

|  | **Managed Funds Association     (MFA)** |
|--|------------------------------------------|

| DATE: |  | 1/11/02 | FR PAGE: |  | N/A | PAGES: |  | 3 | PDF SIZE: | 42 KB | PDF LINK: | /files/foia/ |
|-------|--|---------|----------|--|-----|--------|--|---|-----------|-------|-----------|--------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **18** |
|-----------|--------|--------|

|  | **Options Clearing     Corporation (OCC)** |
|--|---------------------------------------------|

| DATE: |  | 12/14/01 | FR PAGE: |  | N/A | PAGES: |  | 5 | PDF SIZE: | 169 KB | PDF LINK: | /files/foia/ |
|-------|--|----------|----------|--|-----|--------|--|---|-----------|--------|-----------|--------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **17** |
|-----------|--------|--------|

|  | **SIA (Securities Industry     Association) Credit Division** |
|--|----------------------------------------------------------------|

| DATE: |  | 12/11/01 | FR PAGE: |  | N/A | PAGES: |  | 2 | PDF SIZE: | 48 KB | PDF LINK: | /files/foia/ |
|-------|--|----------|----------|--|-----|--------|--|---|-----------|-------|-----------|--------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **16** |
|-----------|--------|--------|

|  | **Chicago Board Options     Exchange (CBOE)** |
|--|------------------------------------------------|

| DATE: |  | 12/7/01 | FR PAGE: |  | N/A | PAGES: |  | 8 | PDF SIZE: | 244 KB | PDF LINK: | /files/foia/ |
|-------|--|---------|----------|--|-----|--------|--|---|-----------|--------|-----------|--------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **15** |
|-----------|--------|--------|

|  | **American Stock Exchange     (AMEX)** |
|--|-----------------------------------------|

| DATE: |  | 12/7/01 | FR PAGE: |  | N/A | PAGES: |  | 5 | PDF SIZE: | 150 KB | PDF LINK: | /files/foia/ |
|-------|--|---------|----------|--|-----|--------|--|---|-----------|--------|-----------|--------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

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