| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **9** |
|-----------|--------|-------|

|  | **Chicago Board of          Trade** |
|--|--------------------------------------|

| DATE: | 03/09/98 | FR PAGE: | N/A | PAGES: | 6 | PDF SIZE: | 244 KB | PDF LINK: | /files/foia/c |
|-------|----------|----------|-----|--------|---|-----------|--------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **8** |
|-----------|--------|-------|

|  | **National Futures          Association** |
|--|--------------------------------------------|

| DATE: | 03/09/98 | FR PAGE: | N/A | PAGES: | 9 | PDF SIZE: | 339 KB | PDF LINK: | /files/foia/c |
|-------|----------|----------|-----|--------|---|-----------|--------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **7** |
|-----------|--------|-------|

|  | **FIMAT USA,          Inc.** |
|--|-------------------------------|

| DATE: | 03/09/98 | FR PAGE: | N/A | PAGES: | 1 | PDF SIZE: | 100 KB | PDF LINK: | /files/foia/c |
|-------|----------|----------|-----|--------|---|-----------|--------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **6** |
|-----------|--------|-------|

|  | **Coffee, Sugar &          Cocoa Exchange** |
|--|--------------------------------------------------|

| DATE: | 03/06/98 | FR PAGE: | N/A | PAGES: | 4 | PDF SIZE: | 409 KB | PDF LINK: | /files/foia/c |
|-------|----------|----------|-----|--------|---|-----------|--------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **5** |
|-----------|--------|-------|

|  | **Chicago Mercantile          Exchange** |
|--|-------------------------------------------|

| DATE: | 03/09/98 | FR PAGE: | N/A | PAGES: | 4 | PDF SIZE: | 379 KB | PDF LINK: | /files/foia/c |
|-------|----------|----------|-----|--------|---|-----------|--------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **4** |
|-----------|--------|-------|

|  | **New York Cotton          Exchange** |
|--|----------------------------------------|

| DATE: | 03/06/98 | FR PAGE: | N/A | PAGES: | 3 | PDF SIZE: | 280 KB | PDF LINK: | /files/foia/c |
|-------|----------|----------|-----|--------|---|-----------|--------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **3** |
|-----------|--------|-------|

|  | **Association of the Bar          of the City of New York, Committee on Futures Regulation** |
|--|-----------------------------------------------------------------------------------------------|

| DATE: | 03/04/98 | FR PAGE: | N/A | PAGES: | 5 | PDF SIZE: | 196 KB | PDF LINK: | /files/foia/c |
|-------|----------|----------|-----|--------|---|-----------|--------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **2** |
|-----------|--------|-------|

|  | **Memorandum of Meeting          with Representatives of National Futures Association and** |
|--|----------------------------------------------------------------------------------------------|

|  | **Special Committee          Thereof, Division of Trading and Markets** |
|--|--------------------------------------------------------------------------|

| DATE: | 02/25/98 | FR PAGE: | N/A | PAGES: | 1 | PDF SIZE: | 51 KB | PDF LINK: | /files/foia/c |
|-------|----------|----------|-----|--------|---|-----------|-------|-----------|---------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

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