alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
Exhibit 10.14 

 

Allegheny Energy Service Corporation 

800 CabinHill Drive 

Greensburg, PA 15601 

 

February 18, 2004 

 

Paul J. Evanson 

c/o Allegheny Energy, Inc. 

800 Cabin Hill Drive 

Greensburg, PA 15601 

 

Dear Paul: 

 

You and Allegheny Energy Service Corporation (“AESC”) for itself and as agent for its parent, Allegheny Energy, Inc. (“AEI”), theaffiliates and subsidiaries of AESC and AEI, and any successors or assigns of any of the foregoing, entered into an Employment Agreement (the “Agreement”) dated as of June 9, 2003. Pursuant to Section 5(a)(i) of the Agreement, you wereentitled to receive a grant of stock options for 1,500,000 shares of AEI Common Stock under the AEI Long-Term Incentive Plan on January 2, 2004. However, as you are aware, such grant could not be made without obtaining authorization under the PublicUtilities Holding Company Act of 1935, and such authorization was not obtained until February 10, 2004. 

 

Accordingly, you, AESC and AEI hereby agree that the Agreement is hereby amended as follows: 

 

1. Amendment to Section 5(a)(i) of the Agreement. Section 5(a)(i) of the Agreement is hereby amended to read asfollows:

 

“(i) **OptionGrant**. On the fifth business day following the date that AESC obtains authorization under the Public Utilities Holding Company Act of 1935 (the “**Authorization Date**”), AESC shall grant the Executive stock options (the“**Options**”) for 1,500,000 shares of AEI Common Stock under the Allegheny Energy, Inc. 1998 Long-Term Incentive Plan (the “**LTIP**”) at a per share exercise price equal to the per share closing price of AEI Common Stockon the date of grant, as quoted in the NYSE Composite Transaction Listing in The Wall Street Journal. Such grant shall be evidenced by an award agreement substantially in the form of Exhibit A.” 

 

2. Amendments to Section 5 (c)(i) of the Agreement. The references toJanuary 2, 2004 and January 1, 2004 in clauses (1) and (2) of Section 5(c)(i) of the Agreement are hereby amended to refer to the Authorization Date and the 2004 Closing Price is defined to mean the per share closing price of AEI Common Stock on theAuthorization Date as quoted in the NYSE Composite Transaction listing in The Wall Street Journal. 

 

Mr. Paul J. Evanson 

January 18, 2004 

Page 2 

 

Except as specifically amended hereby, all of the terms and provisions of the Agreement shall remainunchanged and are hereby ratified and confirmed. Please signify your agreement with the foregoing by signing the attached copy of this letter in the place indicated. 

 
Very truly yours,Allegheny Energy Service CorporationBy: 
/s/ David B. Hertzog
    
David B. Hertzog
  
Vice President & General Counsel
Allegheny Energy, Inc.By: 
/s/ David B. Hertzog
    
David B. Hertzog
  
Vice President & General Counsel

 
AGREED AND ACCEPTED:
/s/ Paul J. Evanson

Paul J. Evanson
Exhibit 32.1

                  CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER
                       PURSUANT TO 18 U.S.C. SECTION 1350,
                             AS ADOPTED PURSUANT TO
                  SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

In connection with the Quarterly Report of Cinnabar Ventures Inc. (the
"Company") on Form 10-QSB for the period ending February 29, 2008 as filed with
the Securities and Exchange Commission on the date hereof (the "Report"), I,
Stephanie Wood, Principal Executive Officer of the Company, certify, pursuant to
18 U.S.C. ss.1350, as adopted pursuant to ss.906 of the Sarbanes-Oxley Act of
2002, that:

     (1)  The Report fully complies with the requirements of section 13(a) or
          15(d) of the Securities Exchange Act of 1934; and

     (2)  The information contained in the Report fairly presents, in all
          material respects, the financial condition and result of operations of
          the Company.

IN WITNESS WHEREOF, the undersigned has executed this certification as of the
4th day of April, 2008.


/s/ Stephanie Wood
--------------------------------
Principal Executive Officer
ICE Swap Trade LLC

55 East 52nd Street

New York, NY 10055

September 15, 2021

Submitted via the CFTC Portal Submission 21-11

Melissa Jurgens

Office of the Secretariat

U.S. Commodity Futures Trading Commission

Three Lafayette Centre

1155 21st Street, N.W.

Washington, D.C. 20581

via email: submissions@cftc.gov

Re: ICE Swap Trade, LLC – Regulation §40.6(d) Weekly Notification of Amendments Related to 

Product Terms and Conditions

Ladies and Gentlemen:

Pursuant to Section 5c(c) of the Commodity Exchange Act (the “Act”) and Section 40.6(d) of the 

regulations of the Commodity Futures Trading Commission (the “Commission”), ICE Swap Trade, 

LLC (“IST” or the “SEF”) hereby notifies the Commission of amendments that were made to 

certain of its rules during the week of September 6, 2021. 

The amendments revise product names, with no other change to the product terms, that went 

into production on August 21, 2021. A concise explanation of the amendments to the Rulebook 

is attached hereto as Exhibit A. A copy of the revised Rulebook marked to show changes against 

the previous Rulebook with an effective date of September 10, 2021, is attached hereto as Exhibit 

B. A clean copy of the revised Rulebook is attached hereto as Exhibit C. 

IST certifies that the rule amendment complies with the requirements of the Commodity Exchange 

Act and the rules and regulations promulgated thereunder. IST is not aware of any substantive 

opposing views expressed with respect to this filing and certifies that, concurrent with this filing, 

a copy of this submission was posted on the IST’s website and may be accessed at: 

https://www.theice.com/swap-trade/regulation#rule-filings. 

Please contact the undersigned at (914) 313-4250 with any questions regarding this matter.

Very truly yours,

Robert J. Laorno

General Counsel

Enclosure
Exhibit A

Summary of Rulebook Changes

Rule Contract Name New Name

13111 Platts LNG Derivatives APAC LNG Derivatives

13115 Platts WIM LNG Derivatives APAC WIM LNG Derivatives
COURT OF APPEALS FOR THE

FIRST DISTRICT OF TEXAS AT HOUSTON

ORDER

Appellate case name: Ziaunnisa K. Lodhi v. Shah A. Haque

Appellate case number: 01-19-00349-CV

Trial court case number: 2018-03243

Trial court: 507th District Court of Harris County

On October 22, 2019, appellant, Ziaunnisa K. Lodhi, filed her appellant’s brief. Appellee, 

Shah A. Haque, had a briefing deadline of November 21, 2019 in which to file his brief, but no 

brief has been filed. On December 4, 2019, we notified appellee that we would set the case for 

submission without an appellee’s brief unless appellee filed (1) a motion to extend time to file its 

brief or (2) its brief accompanied by a motion to extend time. Appellee has neither filed a motion 

to extend time or his appellee’s brief. Accordingly, the case is hereby set at issue. 

The time for filing the APPELLEE’S brief has expired. See TEX. R. APP. P. 38.6(b). 

Further, appellee’s deadline for responding to the notice issued by this Court on December 4, 2019, 

requiring appellee to file either a brief or a motion to extend time to file its brief, has expired. 

Accordingly, this case is now at issue and ready to be set for submission.

.

It is so ORDERED.

Judge’s signature: ___/s/ Sherry Radack_______

 Acting individually  Acting for the Court

Date: ____February 6, 2020___
<PAGE>

                             SUBSIDIARIES OF THE COMPANY

Active Domestic Subsidiaries
----------------------------

Western Staff Services (USA), Inc.
Western Medical Services, Inc.
Western Medical Services (NY), Inc.
Western Technical Services, Inc.
Mediaworld International
Western Staff Services (Guam), Inc.
Alternative Billing Services, Inc.
Best Temporaries, Inc.
Best Temporaries Federal Systems, Inc.

Inactive Domestic Subsidiaries
------------------------------

Western Legal Services, Inc.
Western Television News, Inc.
Western Permanent Services Agency, Inc.
Western Service, Inc.
Kontorservice, Inc.

Foreign Subsidiaries
--------------------

Australia:
Western Staff Services Pty. Ltd.
Western Personnel Services Pty. Ltd.
Western Temporary Services Pty. Ltd.

Denmark:
Western Service A/S
Aksten's Kontorservice "Vikar" ApS

New Zealand:
Western Staff Services (N.Z.) Limited

Norway:
Western Staff Services A/S
Kontorservice A/S

United Kingdom:
Western Staff Services (U.K.) Limited
|                             |   |                                             |
|----------------------------------|--------|--------------------------------------------------|
|                             |   |                                             |   |
| Date:       August 14, 2008 | By:    | /s/ Laura      Lee Stewart                  |   |
|                             |   | Laura      Lee Stewart                      |   |
|                             |   | President      and Chief Executive Officer  |   |
|                             |   |                                             |   |

|                             |   |                                                                 |
|----------------------------------|--------|----------------------------------------------------------------------|
|                             |   |                                                                 |   |
| Date:       August 14, 2008 | By:    | /s/ Matthew      P. Deines                                      |   |
|                             |   | Matthew      P. Deines                                          |   |
|                             |   | Executive Vice      President and Chief Financial Officer  |   |
|                             |   |                                                                 |   |
---

EXHIBIT 32.1

CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, 
  AS ADOPTED PURSUANT TO SECTION 906 
  OF THE SARBANES-OXLEY ACT OF 2002

In connection with the Quarterly Report on Form 10-Q of Theron Resource Group (the “Company”) for the period ended August 31, 2012, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I,
  Tsang Wing Kin, Chief Executive Officer and Chief Financial Officer of the Company, certify, pursuant to 18 U.S.C. § 1350, as adopted pursuant to § 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge:

|1. | The Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended; and                   
|-- | ----------------------------------------------------------------------------------------------------------------------------------------------------
|   |                                                                                                                                                     
|2. | The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.

Date: November 8, 2012

/s/ Tsang Wing Kin
  Tsang Wing Kin
  Chief Executive Officer and Chief Financial Officer
  (Principal Executive Officer and Principal Financial
  Officer)

---
32.2
            CERTIFICATION
      OF CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY
      ACT OF 2002 AND 18 U.S.C. SECTION
1350.




I, Chet
Gutowsky, the Chief Financial Officer of Southfield Energy Corporation, hereby
certify that to my knowledge, Southfield Energy Corporation’s quarterly report
on Form 10-Q for the period ended June 30, 2010, fully complies with the
requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934
and that information contained in the periodic report on Form 10-Q and the
financial statements contained therein fairly presents, in all material
respects, the financial condition and results of the operations of Southfield
Energy Corporation.




Date:
August 20, 2010




/s/
      Chet GutowskyChet
      Gutowsky
DISTRICT COURT OF APPEAL OF THE STATE OF FLORIDA

FOURTH DISTRICT

BILLY RAY SMITH,

Appellant,

v.

STATE OF FLORIDA,

Appellee.

No. 4D20-870

[June 4, 2020]

Appeal of order denying rule 3.800 motion from the Circuit Court for 

the Seventeenth Judicial Circuit, Broward County; Bernard I. Bober, 

Judge; L.T. Case No. 01-021729 CF10A.

Billy Ray Smith, Florida City, pro se.

No appearance required for appellee.

PER CURIAM.

Affirmed.

LEVINE, C.J., CIKLIN and CONNER, JJ., concur.

* * *

Not final until disposition of timely filed motion for rehearing.
<TABLE> <S> <C>

<ARTICLE> 5
<MULTIPLIER> 1,000
       
<S>                             <C>
<PERIOD-TYPE>                   YEAR
<FISCAL-YEAR-END>                          DEC-31-1997
<PERIOD-START>                             JAN-01-1997
<PERIOD-END>                               DEC-31-1997
<CASH>                                          14,910
<SECURITIES>                                         0
<RECEIVABLES>                                   11,079
<ALLOWANCES>                                         0
<INVENTORY>                                          0
<CURRENT-ASSETS>                                     0
<PP&E>                                         836,175
<DEPRECIATION>                                 112,314
<TOTAL-ASSETS>                                 782,738
<CURRENT-LIABILITIES>                                0
<BONDS>                                        387,015
<PREFERRED-MANDATORY>                                0
<PREFERRED>                                          0
<COMMON>                                             0
<OTHER-SE>                                     358,238
<TOTAL-LIABILITY-AND-EQUITY>                   782,738
<SALES>                                              0
<TOTAL-REVENUES>                               138,169
<CGS>                                                0
<TOTAL-COSTS>                                        0
<OTHER-EXPENSES>                                87,563
<LOSS-PROVISION>                                     0
<INTEREST-EXPENSE>                              25,918
<INCOME-PRETAX>                                 24,688
<INCOME-TAX>                                         0
<INCOME-CONTINUING>                             24,688
<DISCONTINUED>                                       0
<EXTRAORDINARY>                                      0
<CHANGES>                                            0
<NET-INCOME>                                    24,688
<EPS-PRIMARY>                                      .92
<EPS-DILUTED>                                      .91
        

</TABLE>
Exhibit 32.2

CERTIFICATION

In connection with the periodic report of Abraxis BioScience, Inc. (the
Company) on Form 10-Q for the quarterly period ended June 30, 2008 as filed with the Securities and Exchange Commission (the Report), I, David OToole, Chief Financial Officer of the Company, hereby certify as of
the date hereof, solely for purposes of Title 18, Chapter 63, Section 1350 of the United States Code, that to the best of my knowledge:



| | (1) | The Report fully complies with the requirements of Section 13(a) or 15(d), as applicable, of the Securities Exchange Act of 1934, and
| | --- | -------------------------------------------------------------------------------------------------------------------------------------



| | (2) | The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company at the dates and for the periods
indicated.
| | --- | -----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

Date: August 14, 2008



/s/ DAVID D. OTOOLEDavid D. OTooleChief Financial Officer


This certification accompanies this Report on Form 10-Q pursuant to Section 906 of the
Sarbanes-Oxley Act of 2002 and shall not, except to the extent required by such Act, be deemed filed by the Company for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the Exchange Act). Such certification
will not be deemed to be incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act, except to the extent that the Company specifically incorporates it by reference.
#### Pierre Richard AUGUSTIN, Plaintiff-Appellant, v. SECTEK, INCORPORATED; Sectek Protective Services; Wilfred D. Blood; Michelle Fowler; Frederick Springfield; National Association Of Special Police and Security Officers, (NASPSO); Caleb Burriss; John Doe, Individuals yet to be determined, if any, also involved in the making of materially false statement and fraud as involved in this case; Jane Doe, Individuals yet to be determined, if any, also involved in the making of materially false statement and fraud as involved in this case, Defendants-Appellees.

No. 11-1980.

United States Court of Appeals, Fourth Circuit.

Submitted: Feb. 9, 2012.

Decided: Feb. 13, 2012.

Pierre Richard Augustin, Appellant Pro Se. Steven William Ray, Isler, Dare, Ray, Radcliffe & Connolly, PC, Vienna, Virginia, for Appellees.

Before WILKINSON, AGEE, and FLOYD, Circuit Judges.

Dismissed by unpublished PER CURIAM opinion.

Unpublished opinions are not binding precedent in this circuit.

PER CURIAM:

Pierre Richard Augustin seeks to appeal the district court’s order dismissing his claims against some but not all of the defendants named in his suit. This court may exercise jurisdiction only over final orders, 28 U.S.C. § 1291 (2006), and certain interlocutory and collateral orders, 28 U.S.C. § 1292 (2006); Fed.R.Civ.P. 54(b); *Cohen v. Beneficial Indus. Loan Corp.,*337 U.S. 541, 545-46, 69 S.Ct. 1221, 93 L.Ed. 1528 (1949). The order that Augus-tin seeks to appeal is neither a final order nor an appealable interlocutory or collateral order. Accordingly, we dismiss the appeal for lack of jurisdiction. We dispense with oral argument because the facts and *244legal contentions are adequately presented in the materials before the court and argument would not aid the decisional process.

*DISMISSED.*
**Exhibit 21.1**

 

SUBSIDIARIES OF THEREGISTRANT

 

ERGO SCIENCE CORPORATION

 

SUBSIDIARIES

 

| **Subsidiary**                        | ** ** | **Jurisdiction of Incorporation** |
|---------------------------------------|------------|-----------------------------------|
|                                  |       |                              |
| Ergo  Science Development Corporation |       | Delaware                          |
|                                  |       |                              |
| Ergo  Research Corporation            |       | Nevada                            |
|                                  |       |                              |
| Ergo  Holdings, Inc.             |       | Nevada                            |
|                                  |       |                              |
| Ergo  Science Development Corporation |       | Nevada                            |
|                                  |       |                              |
| Ergo  Texas Holdings, Incorporated    |       | Delaware                          |

 

----
##### 



EXHIBIT 32.1 CERTIFICATION OF
CHIEF EXECUTIVE OFFICER
OF STILLWATER MINING COMPANY
PURSUANT TO 18 U.S.C. § 1350 Pursuant to 18 U.S.C. § 1350 and in connection with the accompanying report on Form 10-K for
the period ended December 31, 2004 that is being filed concurrently with the Securities and
Exchange Commission on the date hereof (the Report), I, Francis R. McAllister, Chief Executive
Office of Stillwater Mining Company (the Company) hereby certify that, to my knowledge:  1.
    The Report fully complies with the requirements of Section 13(a) or 15(d) of the
Securities Exchange Act of 1934; and2.
    The information contained in the Report fairly presents, in all material respects, the
financial condition and results of operations of the Company. March 30, 2005, /s/ Francis R. McAllister  
 The above certification is furnished solely to accompany the Report pursuant to Section 906 of the
Sarbanes-Oxley Act of 2002 (18 U.S.C. 1350) and is not being filed as part of the Form 10-K or as a
separate disclosure statement.
sapx_ex1016.htm



EXHIBIT 10.16


SEVEN ARTS PICTURES INC.


 


10202 W. Washington Blvd.


 


David Lean Bldg. #430


 


Culver City, CA 90232


 


September 2, 2004


 


SEVEN ARTS FILMED ENTERTAINMENT LIMITED The Old Laundry, Ossington Buildings


 


London W1 U 4 JZ


 


UNITED KINGDOM


 


RE: Intercompany Agreement


 


Gentlemen:


 


Please make reference to the attached Intercompany Agreement among your predecessors in interest (the "UK Companies") and us ("SAP"). You ("SAFE") as successor in interest agree to be bound by the terms of the Intercompany Agreement in the same manner as the UK Companies and on the same terms. Pursuant to the Share Exchange Agreement between SAP and your parent company Seven Arts Pictures PLC ("PLC"), and this Agreement, SAP has agreed that the gross sums realized by SAP of concurrent date under the Intercompany Agreement and this, Amendment less any costs incurred by SAP and taxes due by SAP to any taxing authorities shall be payable to PLC as additional capital contributions by SAP.


 


SAP and SAFE agree to the following miscellaneous terms:


 





       1.           Further Assurances. The parties hereto agree to promptly do, make, execute, deliver or cause to be done, made, executed or delivered all such further acts, documents and things as may reasonably be required for the purpose of giving full force and effect to this Agreement, whether or not after the execution hereof


 


       2.           No Waiver. The failure at any time to require performance of any provision of this Agreement shall not affect the full right to require such performance at any later time. The waiver of a breach of any provision shall not constitute a waiver of the provision of any succeeding breach.




 





Exhibit 10.16, Page 1











 






       3.           Severability. Should any provision of this Agreement be held to be invalid, the remainder of this Agreement shall be effective as though such invalid provision had not been contained in this Agreement.


 


       4.           Counterparts. This Agreement may be executed in several counterparts, each of which shall constitute an original and all which together shall constitute one agreement.


 


       5.           Effective Agreement. The transaction of transfer, assignment and assumption as contemplated herein shall be effective upon the execution hereof without further act or formality.


 


       6.           Inurement.  This Agreement shall endure to the benefit of and be binding upon the parties hereto, their heirs, executors, administrators, successors and assigns.


 


Please confirm your agreement to the foregoing by signing below where indicated.


 




 


                         Very truly yours,

 


SEVEN ARTS PICTURES FILMED


ENTERTAINMENT LIMITED












By:  _____/s/ Peter Hoffman_______________







AGREED AND ACCEPTED




SEVEN ARTS PICTURES INC.












By:  __/s/ John Bottomley__________







 


Exhibit 10.16, Page 2