| COMMENT        FILE NUMBER: | **98--003** | 12/11/98        05:53 PM |
|------------------------------|-------------|---------------------------|

|  | **______________________________________________________________________** |
|--|----------------------------------------------------------------------------|

|  | **17 CFR        Part 140 Requests for Exemptive, No-Action and        Interpretative** |
|--|------------------------------------------------------------------------------------------|

|  | **Letters** |
|--|-------------|

| ______________________________________________________________________ |
|------------------------------------------------------------------------|

| FR        CITE: | 63 FR 3285        (January 22, 1998) |
|------------------|---------------------------------------|

| CLOSES: | 3/23/98 | 4/22/98 |
|---------|---------|---------|

| EXTENDED: | 3/27/98 |
|-----------|---------|

| **______________________________________________________________________** |
|----------------------------------------------------------------------------|

| **FILE        CONTENTS** |
|---------------------------|

| **(FR =        Federal Register; NC = Non Comment or Background Material; CL = Comment        Letter)** |
|-----------------------------------------------------------------------------------------------------------|

| Documents        which do not have PDF links are availabe on request to        [email protected] by using the |
|----------------------------------------------------------------------------------------------------------------------|

| electronic        request form. Electronic distribution of the documents is possible,        depending on the |
|-----------------------------------------------------------------------------------------------------------------|

| requester's        ability to receive them. Paper copies of documents are available within        the Washington, D.C., |
|---------------------------------------------------------------------------------------------------------------------------|

| area        through the Commission's Public Reading Room and outside the area        through use of the |
|-----------------------------------------------------------------------------------------------------------|

| electronic        request form. Fees of 15 cents per page apply to paper        copies. |
|-------------------------------------------------------------------------------------------|

|  | **REQUEST FORM** |
|--|------------------|

|  | **______________________________________________________________________** |
|--|----------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **FR** | **3** |
|-----------|--------|-------|

|  | **Final        rule** |
|--|------------------------|

| DATE: | 12/10/98 | FR        PAGE: | 68175 | PAGES: | 8 | PDF        SIZE: | 68        KB | PDF        LINK: | /foia/fedreg98 |
|-------|----------|------------------|-------|--------|---|-------------------|---------------|-------------------|----------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **FR** | **2** |
|-----------|--------|-------|

|  | **Extension of comment period** |
|--|---------------------------------|

| DATE: | 3/27/98 | FR        PAGE: | 14866 | PAGES: | 1 | PDF        SIZE: | 13        KB | PDF        LINK: | /foia/fedreg98 |
|-------|---------|------------------|-------|--------|---|-------------------|---------------|-------------------|----------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **FR** | **1** |
|-----------|--------|-------|

|  | **Proposed        rule** |
|--|---------------------------|

| DATE: | 1/22/98 | FR        PAGE: | 03285 | PAGES: | 5 | PDF        SIZE: | 37        KB | PDF        LINK: | /foia/fedreg98 |
|-------|---------|------------------|-------|--------|---|-------------------|---------------|-------------------|----------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **9** |
|-----------|--------|-------|

|  | **Securities Industry Association, OTC Derivative Products        Committee** |
|--|--------------------------------------------------------------------------------|

| DATE: | 4/22/98 | FR        PAGE: | N/A | PAGES: | 11 | PDF        SIZE: | 367        KB | PDF        LINK: | cf9803c009.p |
|-------|---------|------------------|-----|--------|----|-------------------|----------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **8** |
|-----------|--------|-------|

|  | **New York        State Bar Association, Committee on Commodities and Futures        Law** |
|--|----------------------------------------------------------------------------------------------|

| DATE: | 4/22/98 | FR        PAGE: | N/A | PAGES: | 11 | PDF        SIZE: | 425        KB | PDF        LINK: | cf9803c008.p |
|-------|---------|------------------|-----|--------|----|-------------------|----------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

First
Previous
Next
Last