| COMMENT        FILE NUMBER: | **96--051** | 8/24/98        05:06 PM |
|------------------------------|-------------|--------------------------|

|  | **______________________________________________________________________** |
|--|----------------------------------------------------------------------------|

|  | **Rule        Enforcement Review of Broker Associations** |
|--|------------------------------------------------------------|

| ______________________________________________________________________ |
|------------------------------------------------------------------------|

| FR        CITE: | 61 FR 66996        (December 19, 1996) |
|------------------|-----------------------------------------|

| CLOSES: | 1/21/97 |
|---------|---------|

| EXTENDED: |
|-----------|

| **______________________________________________________________________** |
|----------------------------------------------------------------------------|

| **FILE        CONTENTS** |
|---------------------------|

| **(FR =        Federal Register; NC = Non Comment or Background Material; CL = Comment        Letter)** |
|-----------------------------------------------------------------------------------------------------------|

| Documents        which do not have PDF links are availabe on request to        [email protected] by using the |
|----------------------------------------------------------------------------------------------------------------------|

| electronic        request form. Electronic distribution of the documents is possible,        depending on the |
|-----------------------------------------------------------------------------------------------------------------|

| requester's        ability to receive them. Paper copies of documents are available within        the Washington, D.C., |
|---------------------------------------------------------------------------------------------------------------------------|

| area        through the Commission's Public Reading Room and outside the area        through use of the |
|-----------------------------------------------------------------------------------------------------------|

| electronic        request form. Fees of 15 cents per page apply to paper        copies. |
|-------------------------------------------------------------------------------------------|

|  | **REQUEST FORM** |
|--|------------------|

|  | **______________________________________________________________________** |
|--|----------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **FR** | **1** |
|-----------|--------|-------|

|  | **Notice        and request for comment** |
|--|--------------------------------------------|

| DATE: | 12/19/96 | FR        PAGE: | 66996 | PAGES: | 2 |
|-------|----------|------------------|-------|--------|---|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **1** |
|-----------|--------|-------|

|  | **Chicago        Mercantile Exchange** |
|--|-----------------------------------------|

| DATE: | 2/12/97 | FR        PAGE: | N/A | PAGES: | 7 |
|-------|---------|------------------|-----|--------|---|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **2** |
|-----------|--------|-------|

|  | **Chicago        Mercantile Exchange Equity Owners' Association** |
|--|--------------------------------------------------------------------|

| DATE: | 2/26/97 | FR        PAGE: | N/A | PAGES: | 1 |
|-------|---------|------------------|-----|--------|---|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **3** |
|-----------|--------|-------|

|  | **National        Alliance of Futures and Options Brokers, Traders and        FCMs** |
|--|----------------------------------------------------------------------------------------|

| DATE: | 2/25/97 | FR        PAGE: | N/A | PAGES: | 28 |
|-------|---------|------------------|-----|--------|----|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **4** |
|-----------|--------|-------|

|  | **Credit        Agricole Futures, Inc.** |
|--|-------------------------------------------|

| DATE: | 3/3/97 | FR        PAGE: | N/A | PAGES: | 2 |
|-------|--------|------------------|-----|--------|---|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

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