| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **15** |
|-----------|--------|--------|

|  | **Morgan Stanley & Co.     Incorporated** |
|--|------------------------------------------------|

| DATE: |  | 4/28/20 | FR PAGE: | N/A | PAGES: | 5 | PDF SIZE: | 230 KB | PDF LINK: | /files/foia/c |
|-------|--|---------|----------|-----|--------|---|-----------|--------|-----------|---------------|

|  | 03 |
|--|----|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **14** |
|-----------|--------|--------|

|  | **J. P. Morgan Futures Inc.     (JPMFI)** |
|--|--------------------------------------------|

| DATE: |  | 4/22/20 | FR PAGE: | N/A | PAGES: | 2 | PDF SIZE: | 102 KB | PDF LINK: | /files/foia/c |
|-------|--|---------|----------|-----|--------|---|-----------|--------|-----------|---------------|

|  | 03 |
|--|----|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **13** |
|-----------|--------|--------|

|  | **Prudential Securities     Incorporated** |
|--|---------------------------------------------|

| DATE: |  | 4/25/20 | FR PAGE: | N/A | PAGES: | 1 | PDF SIZE: | 44 KB | PDF LINK: | /files/foia/c |
|-------|--|---------|----------|-----|--------|---|-----------|-------|-----------|---------------|

|  | 03 |
|--|----|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **12** |
|-----------|--------|--------|

|  | **The Board of Trade of the     City of New York, Inc. (NYBOT)** |
|--|-------------------------------------------------------------------|

| DATE: |  | 4/25/20 | FR PAGE: | N/A | PAGES: | 2 | PDF SIZE: | 81 KB | PDF LINK: | /files/foia/c |
|-------|--|---------|----------|-----|--------|---|-----------|-------|-----------|---------------|

|  | 03 |
|--|----|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **11** |
|-----------|--------|--------|

|  | **John W. Henry &     Company** |
|--|--------------------------------------|

| DATE: |  | 4/25/20 | FR PAGE: | N/A | PAGES: | 2 | PDF SIZE: | 82 KB | PDF LINK: | /files/foia/c |
|-------|--|---------|----------|-----|--------|---|-----------|-------|-----------|---------------|

|  | 03 |
|--|----|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **10** |
|-----------|--------|--------|

|  | **Lehman Brothers** |
|--|---------------------|

| DATE: |  | 4/23/20 | FR PAGE: | N/A | PAGES: | 2 | PDF SIZE: | 80 KB | PDF LINK: | /files/foia/c |
|-------|--|---------|----------|-----|--------|---|-----------|-------|-----------|---------------|

|  | 03 |
|--|----|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **9** |
|-----------|--------|-------|

|  | **Chicago Mercantile Exchange     (CME)** |
|--|--------------------------------------------|

| DATE: |  | 4/23/20 | FR PAGE: | N/A | PAGES: | 2 | PDF SIZE: | 60 KB | PDF LINK: | /files/foia/c |
|-------|--|---------|----------|-----|--------|---|-----------|-------|-----------|---------------|

|  | 03 |
|--|----|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **8** |
|-----------|--------|-------|

|  | **Stephens, Laura     M.** |
|--|-----------------------------|

| DATE: |  | 4/14/20 | FR PAGE: | N/A | PAGES: | 1 | PDF SIZE: | 45 KB | PDF LINK: | /files/foia/c |
|-------|--|---------|----------|-----|--------|---|-----------|-------|-----------|---------------|

|  | 03 |
|--|----|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

First
Previous
Next
Last