| COMMENT        FILE NUMBER: | **99--032** | 12/21/99        06:09 PM |
|------------------------------|-------------|---------------------------|

|  | **______________________________________________________________________** |
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|  | **17 CFR        Part 30 Exemption from Registration for Certain Foreign FCMs        and** |
|--|---------------------------------------------------------------------------------------------|

|  | **IBs** |
|--|---------|

| ______________________________________________________________________ |
|------------------------------------------------------------------------|

| FR        CITE: | 64 FR 46618        (August 26, 1999) |
|------------------|---------------------------------------|

| CLOSES: | 10/25/99 |
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| EXTENDED: |
|-----------|

| **______________________________________________________________________** |
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| **FILE        CONTENTS** |
|---------------------------|

| **(FR =        Federal Register; NC = Non Comment or Background Material; CL = Comment        Letter)** |
|-----------------------------------------------------------------------------------------------------------|

| Documents        which do not have PDF links are availabe on request to        [email protected] by using the |
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| electronic        request form. Electronic distribution of the documents is possible,        depending on the |
|-----------------------------------------------------------------------------------------------------------------|

| requester's        ability to receive them. Paper copies of documents are available within        the Washington, D.C., |
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| area        through the Commission's Public Reading Room and outside the area        through use of the |
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| electronic        request form. Fees of 15 cents per page apply to paper        copies. |
|-------------------------------------------------------------------------------------------|

|  | **REQUEST FORM** | **If you are unfamiliar with PDF files,        click here for help** |
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|  | **______________________________________________________________________** |
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| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
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| DOCUMENT: | **FR** | **1** |
|-----------|--------|-------|

|  | **Proposed        rules** |
|--|----------------------------|

| DATE: | 8/26/99 | FR        PAGE: | 46618 | PAGES: | 9 | PDF        SIZE: | 82        KB | PDF        LINK: | /foia/fedreg99 |
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|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
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| DOCUMENT: | **NC** | **1** |
|-----------|--------|-------|

|  | **Memorandum of Meeting with Deutsche Bank AG/Deutsche Bank Securities        and Brown &** |
|--|--------------------------------------------------------------------------------------------------|

|  | **Wood        LLP** |
|--|----------------------|

| DATE: | 12/15/99 | FR        PAGE: | N/A | PAGES: | 1 | PDF        SIZE: | 22        KB | PDF        LINK: | cf9931b001.p |
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|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
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| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
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| DOCUMENT: | **CL** | **8** |
|-----------|--------|-------|

|  | **Deutsche        Bank Securities Inc.** |
|--|-------------------------------------------|

| DATE: | 10/26/99 | FR        PAGE: | N/A | PAGES: | 10 | PDF        SIZE: | 356        KB | PDF        LINK: | cf9932c008.p |
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|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
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| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
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| DOCUMENT: | **CL** | **7** |
|-----------|--------|-------|

|  | **Chicago        Board of Trade (CBT)** |
|--|------------------------------------------|

| DATE: | 10/25/99 | FR        PAGE: | N/A | PAGES: | 2 | PDF        SIZE: | 49        KB | PDF        LINK: | cf9932c007.p |
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|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
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| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
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| DOCUMENT: | **CL** | **6** |
|-----------|--------|-------|

|  | **ABN AMRO        Inc.** |
|--|---------------------------|

| DATE: | 10/22/99 | FR        PAGE: | N/A | PAGES: | 2 | PDF        SIZE: | 46        KB | PDF        LINK: | cf9932c006.p |
|-------|----------|------------------|-----|--------|---|-------------------|---------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
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