| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **23** |
|-----------|--------|--------|

|  | **Carr Futures     Inc.** |
|--|----------------------------|

| DATE: |  | 4/28/20 | FR PAGE: | N/A | PAGES: | 1 | PDF SIZE: | 39 KB | PDF LINK: | /files/foia/c |
|-------|--|---------|----------|-----|--------|---|-----------|-------|-----------|---------------|

|  | 03 |
|--|----|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **22** |
|-----------|--------|--------|

|  | **Chicago Board of Trade     (CBT)** |
|--|---------------------------------------|

| DATE: |  | 4/29/20 | FR PAGE: | N/A | PAGES: | 2 | PDF SIZE: | 81 KB | PDF LINK: | /files/foia/c |
|-------|--|---------|----------|-----|--------|---|-----------|-------|-----------|---------------|

|  | 03 |
|--|----|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **21** |
|-----------|--------|--------|

|  | **Fimat USA, Inc.** |
|--|---------------------|

| DATE: |  | 4/28/20 | FR PAGE: | N/A | PAGES: | 2 | PDF SIZE: | 79 KB | PDF LINK: | /files/foia/c |
|-------|--|---------|----------|-----|--------|---|-----------|-------|-----------|---------------|

|  | 03 |
|--|----|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **20** |
|-----------|--------|--------|

|  | **Managed Funds Association     (MFA)** |
|--|------------------------------------------|

| DATE: |  | 4/28/20 | FR PAGE: | N/A | PAGES: | 3 | PDF SIZE: | 109 KB | PDF LINK: | /files/foia/c |
|-------|--|---------|----------|-----|--------|---|-----------|--------|-----------|---------------|

|  | 03 |
|--|----|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **19** |
|-----------|--------|--------|

|  | **Goldman Sachs &     Co.** |
|--|----------------------------------|

| DATE: |  | 4/28/20 | FR PAGE: | N/A | PAGES: | 2 | PDF SIZE: | 87 KB | PDF LINK: | /files/foia/c |
|-------|--|---------|----------|-----|--------|---|-----------|-------|-----------|---------------|

|  | 03 |
|--|----|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **18** |
|-----------|--------|--------|

|  | **Credit Suisse First Boston     LLC (CSFB)** |
|--|------------------------------------------------|

| DATE: |  | 4/28/20 | FR PAGE: | N/A | PAGES: | 2 | PDF SIZE: | 60 KB | PDF LINK: | /files/foia/c |
|-------|--|---------|----------|-----|--------|---|-----------|-------|-----------|---------------|

|  | 03 |
|--|----|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **17** |
|-----------|--------|--------|

|  | **National Futures     Association (NFA)** |
|--|---------------------------------------------|

| DATE: |  | 4/28/20 | FR PAGE: | N/A | PAGES: | 4 | PDF SIZE: | 148 KB | PDF LINK: | /files/foia/c |
|-------|--|---------|----------|-----|--------|---|-----------|--------|-----------|---------------|

|  | 03 |
|--|----|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **16** |
|-----------|--------|--------|

|  | **ABN AMRO Incorporated     (AAI)** |
|--|--------------------------------------|

| DATE: |  | 4/28/20 | FR PAGE: | N/A | PAGES: | 1 | PDF SIZE: | 40 KB | PDF LINK: | /files/foia/c |
|-------|--|---------|----------|-----|--------|---|-----------|-------|-----------|---------------|

|  | 03 |
|--|----|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

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