| COMMENT FILE NUMBER: | **02--009** | 5/9/2003 07:40 AM |
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| **__________________________________________________________** |
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| **17 CFR Part 1 Department of     the Treasury 31 CFR Part 103 Customer** |
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| **Identification Programs for     Futures Commission Merchants and Introducing** |
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| **Brokers** |
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|  | __________________________________________________________ |
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|  | FR CITE: | 67 FR 48328 (July 23,     2002) |
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|  | CLOSES: | 9/6/2002 |
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|  | EXTENDED: |
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|  | **__________________________________________________________** |
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|  | **FILE CONTENTS** |
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|  | **(FR = Federal Register; NC     = Non Comment or Background Material; CL = Comment Letter)** |
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|  | Documents which do not have     PDF links are available on request to [email protected] by using     the |
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|  | electronic request form.     Electronic distribution of the documents is possible, depending on     the |
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|  | requester's ability to     receive them. Paper copies of documents are available within the     Washington, D.C., |
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|  | area through the     Commission's Public Reading Room and outside the area through use of     the electronic |
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|  | request form. Fees of 15 cents     per page apply to paper copies. |
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| There will be a delay of     approximately 24 hours between the time at which a comment is received and     the |
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| time at which it appears on     this web site. |
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|  | **REQUEST FORM** | **If you are unfamiliar with PDF files, click here for     help** |
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| **__________________________________________________________** |
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| **--------------------------------------------------------------------------------------------------------------------** |
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| DOCUMENT: | **FR** | **2** |
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|  | **Joint final rule** |
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| DATE: |  | 5/9/2003 | FR PAGE: |  | 25149 | PAGES: |  | 14 | PDF SIZE: | 98 KB | PDF LINK: | /files/foia/f |
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| DOCUMENT: | **FR** | **1** |
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|  | **Notice** |
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| DATE: |  | 6/27/20 | FR PAGE: |  | 43285 | PAGES: |  | 11 | PDF SIZE: | 77 KB | PDF LINK: | /files/foia/f |
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|  | 02 |
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|  | **--------------------------------------------------------------------------------------------------------------------** |
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| DOCUMENT: | **CL** | **9** |
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|  | **Futures Industry     Association (FIA)** |
|--|---------------------------------------------|

| DATE: |  | 9/6/2002 | FR PAGE: |  | N/A | PAGES: |  | 6 | PDF SIZE: | 213 KB | PDF LINK: | /files/foia/c |
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|  | **--------------------------------------------------------------------------------------------------------------------** |
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| **--------------------------------------------------------------------------------------------------------------------** |
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| DOCUMENT: | **CL** | **8** |
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|  | **Wells Fargo &     Company** |
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| DATE: |  | 9/6/2002 | FR PAGE: |  | N/A | PAGES: |  | 6 | PDF SIZE: | 170 KB | PDF LINK: | /files/foia/c |
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|  | **--------------------------------------------------------------------------------------------------------------------** |
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