SUBMISSION COVER SHEET

IMPORTANT: Check box if Confidential Treatment is requested

Registered Entity Identifier Code (optional): 14-428

Organization: Commodity Exchange, Inc. ("COMEX")

Filing as a: DCM SEF DCO SDR 

Please note - only ONE choice allowed.

Filing Date (mm/dd/yy): October 9, 2014 Filing Description: Weekly Notification of 

Product Terms and Conditions Amendments (Week of September 29, 2014)

SPECIFY FILING TYPE 

Please note only ONE choice allowed per Submission.

Organization Rules and Rule Amendments

Certification § 40.6(a)

Approval § 40.5(a)

Notification § 40.6(d)

Advance Notice of SIDCO Rule Change § 40.10(a)

SIDCO Emergency Rule Change § 40.10(h)

Rule Numbers: 

New Product Please note only ONE product per Submission.

Certification § 40.2(a) 

Certification Security Futures § 41.23(a)

Certification Swap Class § 40.2(d)

Approval § 40.3(a)

Approval Security Futures § 41.23(b)

Novel Derivative Product Notification § 40.12(a)

Swap Submission § 39.5

Official Product Name: 

Product Terms and Conditions (product related Rules and Rule Amendments)

Certification § 40.6(a) 

Certification Made Available to Trade Determination § 40.6(a)

Certification Security Futures § 41.24(a)

Delisting (No Open Interest) § 40.6(a) 

Approval § 40.5(a)

Approval Made Available to Trade Determination § 40.5(a)

Approval Security Futures § 41.24(c)

Approval Amendments to enumerated agricultural products § 40.4(a), § 40.5(a)

“Non-Material Agricultural Rule Change” § 40.4(b)(5)

Notification § 40.6(d)

Official Name(s) of Product(s) Affected: Gold; Silver

Rule Numbers: COMEX Chapter 7 
Christopher Bowen 

Managing Director and Chief Regulatory Counsel

Legal Department

October 9, 2014

VIA ELECTRONIC PORTAL

Christopher J. Kirkpatrick

Office of the Secretariat

Commodity Futures Trading Commission

Three Lafayette Centre

1155 21st Street, N.W.

Washington, DC 20581

RE: CFTC Regulation 40.6(d) Notification. Commodity Exchange, Inc. (“COMEX” or 

“Exchange”) Weekly Notification of Product Terms and Conditions Amendments.

COMEX Submission No. 14-428

Dear Mr. Kirkpatrick:

Pursuant to Commodity Futures Trading Commission (“CFTC” or “Commission”) Regulation 40.6(d), the 

Exchange submits this weekly notification of the following product terms and conditions amendments 

made effective during the week of September 29, 2014. 

On Tuesday, September 30, 2014, the Exchange approved the application of United Precious Metals 

Refining Inc. “UNiTEd” (within an oval) to be good for delivery of gold against the COMEX Gold futures 

contracts. A notice to the marketplace is attached hereto as Exhibit A.

On Thursday, October 2, 2014, Formation Metals informed the Exchange that it was changing its name to 

Sunshine Refining Company. 

On Thursday, October 2, 2014, the Exchange made amendments to the “Gold Brands” and “Silver 

Brands” Charts in Chapter 7 of the COMEX Rulebook to reflect the changes referenced above. 

Amendments to the “Gold Brands” and “Silver Brands” Charts in Chapter 7 of the COMEX Rulebook are 

attached hereto as Exhibit B, with amendments highlighted. 

If you require any additional information, please contact the undersigned at (212) 299-2200 or via e-mail 

at Christopher.Bowen@cmegroup.com. 

Sincerely, 

/s/ Christopher Bowen

Managing Director and Chief Regulatory Counsel

Attachments: Exhibit A – Notice to Marketplace (MKR#09-30-14)

Exhibit B – Amendments to COMEX Rulebook Chapter 7, “Gold Brands” and “Silver 

Brands” Charts

1 North End Avenue New York, NY 10282 T 212 299 2200 F 212 299 2299 christopher.bowen@cmegroup.com cmegroup.com

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Exhibit A

DATE: September 30, 2014

MKR#: 09-30-14

SUBJECT: REGULARITY APPROVAL FOR GOLD BRAND

The Commodity Exchange, Inc. (COMEX or Exchange) has approved the application of United Precious 

Metals Refining Inc. “UNiTEd”(within an oval) to be good for delivery of gold against the COMEX Gold 

futures contracts.

This approval is effective immediately. 

The Commodity Futures Trading Commission (CFTC) will be notified of this approval during the week of 

October 6, 2014 via the weekly notification procedures set out in Part 40 of the CFTC Regulations.

Please refer questions on this subject to:

Market Surveillance

Terry Gehring Terry.Gehring@cmegroup.com (312) 435-3644

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Exhibit B

COMEX Rulebook Chapter 7

“Gold Brands” and “Silver Brands” Charts

(attached under separate cover)

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