exv10w18






Exhibit 10.18









	 	 	 

	Ransome Engine

	 	Since 1916
	2975 Galloway Road

	 	Giles & Ransome
	PO Box 8522

	 	Ransome Engine
	Bensalem, PA 19020

	 	Ransome Rents
	(215) 639-4300
	 	 





September 15, 2010




Harry Muhlschelegel

New Century Transportation, Inc.

45 East Park Drive

Westampton, NJ 08060



We understand that this program is being communicated within your recent SEC registration statement
for your initial public offering.



This letter will confirm the extent, duration and warranty coverages for a Unique Caterpillar C-13
Engine Remanufacturing Program ( Program) dated November 20, 2009 between Caterpillar Inc.
(Caterpillar) Peoria, Illinois and New Century Transportation Inc. (New Century) Westampton, New
Jersey facilitated by Ransome Cat (Ransome), a full service Caterpillar Engine Distributor in
Bensalem, Pennsylvania (see enclosed Exhibit “A”).



This Unique Remanufacturing Program, also know as the “New Life Program” basically offers New
Century a Complete Out of Frame Engine Overhaul inclusive of Clutch, Radiator, Reman Air
Compressor, and Front seal Gaskets. You have committed to us to rebuild no less then one hundred
(100) units and we have committed to you to complete up to four hundred fifty (450) units over the
next three (3) years December 31, 2013.



Additionally, Extended, Transferable C-13 engine warranty for forty eight (48) months, unlimited
miles is inclusive of Turbos, Water pump, Injectors, ECM, Cat sensors, Oil Cooler and Fuel Transfer
Pump. Free towing for the first five hundred thousand (500,000) miles included.



This New Century Unique Remanufacturing Program and its associated warranty and towing coverages
are identified by Caterpillar in all of its literature as Program LEET0013-01 dated November 20,
2009 (see attached Exhibit “B”).



This Program is ongoing and fully supported by Caterpillar and Ransome as attested to by the
authorized signature below.



	 	 	 	 	 
	Ransome CAT
 	 	 
	/s/ Todd Moore
 	 	 
	Authorized Corporate Signature 	 	 
	Title:  	VP Corporate Product Support
 	 	 
	Date: 9/15/10 



 









 








Exhibit A




New Century Transportation



C13 Overhaul Proposal



November 20, 2009












 









 








Exhibit A




Recommended Option




	•	 	Out of Frame






	 	•	 	Reseal front structure (Gaskets covered for term of OPT)
	 
	 	•	 	Clutch
	 
	 	•	 	Radiator
	 
	 	•	 	Reman air compressor (covered for term of OPT)
	 
	 	•	 	Complete painting of engine
	 
	 	•	 	Pick up and delivery
	 
	 	•	 	Faster turn around






	•	 	For a commitment of 100 units






	 	•	 	Free 48 month custom OPT coverage (transferable) includes
unlimited miles, turbo, w/p & injectors. Plus ECM, Cat sensors, oil
cooler & fuel transfer pump.















 









 








Exhibit B




I. INTRODUCTION



This Extended Service Coverage, herein referred to as “Services Contract,” is designed specifically
for Caterpillar’s On-Highway vehicle engines and is an important part of the Caterpillar’s
continuing effort to provide “you” with superior value and product support.




II. TERMS AND CONDITIONS



This “Service Contract” provides parts and labor coverage less any applicable deductible for the
“cost” of a “mechanical breakdown” under normal use during the “coverage period” due to a defect in
material or factory workmanship. Coverage under this “Service Contract” is subject to the
applicable exclusions listed under Section VIII. Exclusions and Limitations.



The Registration Certificate must be completed in its entirety at the date of registration. “You”
should purchase this “Service Contract” on the “covered engine’s” overhaul date or original
purchase date from an “authorized dealer”. Certain fees, penalties and coverage availability may
apply for any “Service Contract” requested after the original purchase date. “You” must contact an
“authorized dealer” for complete details.



Coverage under this “Service Contract” starts at the earliest of:





	 	1.	 	The date of overhaul for engines not awaiting resale, or engines not in inventory,
	 
	 	2.	 	The transfer of coverage from “authorized dealer’ to ‘you”,
	 
	 	3.	 	Or 12 months from the original date of the overhaul for engines awaiting resale
or for engines placed in Inventory.




                     CUSTOMER INITIALS (WA State Only)




III. DEFINITIONS



“Authorized dealer” means a dealer authorized by the manufacturer to sell, service and repair the
“covered engine”.



“Cost(s)” means the usual and fair charges as determined by the manufacturer for parts and labor
necessary to repair or replace the parts covered as specified in the Service Coverage Matrix.
Replacement parts will be genuine manufacturer’s parts when performing repairs and may include new,
remanufactured or repaired components.



“Coverage period” means the period that commences with the start date as shown on the Registration
Certificate and expires when time, miles/kms or service meter hours, whichever occurs first, from
the start date of the “covered engine” exceeds the coverage limits as specified on the Registration
Certificate.



“Covered component” means the components listed and identified for the appropriate level of
coverage on the Service Coverage Matrix form (attached to and made a part of this “Service
Contract”).



“Covered engine” means the engine identified for this coverage as shown on the Registration
Certificate and accepted by “us” for coverage. “Cuba” means the state and government of Cuba, as
well as any political subdivision, agency or government controlled business thereof.



“Cuban national” means any citizen or permanent resident of Cuba, wherever located, except Cubans
permanently residing in the United States; any business organized under the laws of Cuba; any
business with its principle place of business in Cuba; any business owned or controlled by a Cuban
national; any business sub-unit located in Cuba.



“Cuba”, “Iran” and “Sudan” each mean the state of government of such country, as well as any
political subdivision, agency, or government controlled business thereof, and includes persons and
entities in such country.



“Mechanical breakdown” means the failure of any original or like replacement “covered component” to
work as it was designed to work in normal service, provided it has received customary maintenance
as recommended in the manufacturer’s Operation and Maintenance Manual.



“Repairer(s)” means a business entity “we” have authorized as a repair facility or “authorized
dealer”.



“Specialty Designated National” means any person appearing on the list of Specially Designated
Nationals published by the U.S. Treasury Department’s Office of Foreign Assets Control (available
at http://www.ustreas.gov/officeslenforcement/ofac/sdn/index.shtml)



“Warranty” means any warranty of the manufacturer or a “repairer’s” guarantee or warranty.



“We,” “us,” and “our” mean the provider issuing this “Service Contract”.



“You” and “your” mean the customer shown on the Registration Certificate.



                     CUSTOMER INITIALS (WA State Only)




IV. OUR RESPONSIBILITIES



“We” will pay the “cost”, less any applicable deductible, to repair, replace or service the
“covered engine” for a “mechanical breakdown” of a “covered component”. This work will be during
normal working hours at a “repairer’s” place of business. “We” will provide, at “our” choice, new,
remanufactured or repaired components when replacing or repairing any “covered components”.
Further, “we” will also pay the components and labor charges for any Caterpillar component that is
rendered unserviceable by a “covered component” failure.



“We” will restore the “covered engine” to its operating condition prior to the “mechanical
breakdown” by repairing and / or replacing only the required “covered components” and
consequentially damaged Caterpillar components necessary to facilitate the repair. Other parts or
components removed in the process of the repair will be reinstalled as is, unless “you” authorize
“your” additional expense to repair or replace.



“We” will also pay the reasonable “costs” of any expendables or consumables that are made unusable
as a result of a “covered component” failure.



                     CUSTOMER INITIALS (WA State Only)




					
	 	 	 	 	 
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Exhibit B




V. YOUR RESPONSIBILITIES



“You” shall operate, maintain and perform all recommended maintenance for the “covered engine”
according to the guidelines and recommendations as specified in the manufacturer’s operation and
maintenance manual and if specified on the Service Coverage Matrix.



“You” shall utilize an “authorized dealer” for all scheduled oil sampling (S.O.S) as specified in
the manufacturer’s operation and maintenance manual by submitting samples promptly with necessary
sample information at the specified service intervals.



“You” shall be responsible for all “costs” not covered by this Service Contract.



                     CUSTOMER INITIALS (WA State Only)




VI. COVERAGE TERRITORY



This “Service Contract is available for issuance only within the United States and Canada except
with respect to claims the payment of which would violate U.S. law. Various U.S. laws may prohibit
the payment of certain claims, including, without limitation, regulations administered by the U.S.
Treasury Department’s Office of Foreign Assets Control (www.ustreas.gov/offices/enforcement/ofac/),
the Export Administration Regulations administered by the U.S. Commerce Department’s Bureau of
Industry and Security (www.bis.doc.gov) and anti-terrorism criminal statutes enforced by the U.S.
Department of Justice. As dictated by the foregoing as of the effective date of this Service
Contract, but without limitation of any other prohibitions currently existing or that may exist in
the future, payments on this Service Contract will not be made with respect to claims that in any
way involve “Specially Designated Nationals”, “Burma”, “Cuba” or “blocked Cuban nationals”, “Iran’
or “Sudan”.



                     CUSTOMER INITIALS (WA State Only)




VII. CLAIM PROCEDURES



In the event of a “mechanical breakdown” of the “covered engine”, “you” shall:





	 	1.	 	Take all reasonable steps to protect and safeguard the “covered engine”.
	 
	 	2.	 	Report the “mechanical breakdown” promptly to “us” or a “repairer”,
	 
	 	3.	 	Promptly make the “covered engine” available to a “repairer” for repair and
examination and provide proof of this “Service Contract” registration by presenting the
customer copy of the Registration Certificate
	 
	 	4.	 	Furnish “us” or a “repairer” with such information as may be reasonably
required to assess the “mechanical breakdown”,
	 
	 	5.	 	Provide proof of compliance with the maintenance schedules as recommended in
the manufacturer’s operation and maintenance manual, such as receipts or copies of work
orders or invoices from “repairers” or “authorized dealers” showing the maintenance and
services performed. Failure to show proof may result in denial of coverage,
	 
	 	6.	 	If “we” pay for the “costs” of a “mechanical breakdown”, “we” will be
subrogated to “your” right to recover damages from another party. “We” will not pay for
such “costs” if “you” impair these rights to recover. “Your” rights to recover from
another party may not be waived.




                     CUSTOMER INITIALS (WA State Only)




VIII. EXCLUSIONS AND LIMITATIONS



This “Service Contract” does not cover a “mechanical breakdown” caused by:





	 	•	 	Acts of God, war, vandalism, riot, theft, explosion, and any other act of nature or man.
	 
	 	•	 	Operator abuse, misuse, neglect, accident, improper operation, lack of customary
maintenance, failure to follow maintenance procedures and scheduled component inspections /
replacements as specified in the manufacturer’s operation and maintenance manual; repairs,
alterations, or modifications made subsequent to the purchase by “you” of this “covered
engine” that either affects the mechanical operation as designed by the “covered engine”
manufacturer or is not done by a “repairer”.
	 
	 	•	 	“Repairer” workmanship.
	 
	 	•	 	Any application or installation not approved by the manufacturer,
	 
	 	•	 	Wear and tear, depletion, deterioration, corrosion and erosion,
	 
	 	•	 	Steel shims and cast iron block inserts,
	 
	 	•	 	A non-“covered component’ failure,




This “Service Contract” also does not pay for





	 	•	 	Any non-Caterpillar part or component.
	 
	 	•	 	Bolts, clamps and other fasteners except as specified on the Extended Service Coverage Matrix.
	 
	 	•	 	Normal preventive maintenance (including consumables) and scheduled component
inspection/replacements as defined in the manufacturer’s operation and maintenance manual.
	 
	 	•	 	Performance complaints, including but not limited to, any adjustments to fuel settings,
PAR tests, or programming of the electronic control module.
	 
	 	•	 	Any and all“mechanical breakdowns” or failures that are covered under any “warranty”
whether enforceable or not.
	 
	 	•	 	Reimbursement for any travel or towing (unless purchased as a covered option and
indicated ont eh registration page of the contract), or overnight lodging or meals or
communications expenses and nay other downtime or downtime related expenses, cargo damage
or economic loss that “you” may incur.
	 
	 	•	 	Any and all taxes.
	 
	 	•	 	Parts shipping charges and service charges.




                     CUSTOMER INITIALS (WA State Only)



IX. TRANSFER OR ASSIGNMENT OF COVERAGE



The remaining portion of this “Service Contract” may be transferred or assigned to subsequent
owners other than an “authorized dealer” during the “coverage period” at no extra charge provided
the new owner of the “covered engine” presents a copy of the current Registration Certificate to
“us” within ten (10) days of the transfer of title of the vehicle in which the “covered engine” is
installed and “we” approve the transfer or assignment of coverage.




					
	 	 	 	 	 
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Exhibit B




X. TERMINATIONS AND REFUNDS



Cancellation by You. “You” may cancel this “Service Contract” by providing written notice to “us”
of “your” intent to cancel. Cancellation will be effective on the date “we” receive the
cancellation notice.



Refund and Administrative Fee. If “you” cancel this “Service Contract” by returning it to “us”
within ten (10) days of issue, “your” refund shall be the Coverage Fees less any claims paid and a
$35.00 administration fee plus a ten percent (10%) penalty shall be added to the refund if not paid
within thirty (30) days from the time this “Service Contract” was returned to “us”. If you cancel
this “Service Contract” by returning it to “us” after ten (10) days form issue, the pro-rated
refund will be based on the lesser of months, miles/kms or hours of unused coverage provided less
any claims paid and a $35.00 administration fee. No refund is available if coverage is transferred
or assigned to a subsequent owner.



Cancellation by Us. “We” may cancel this “Service Contract” and return to “you” the pro-rated
refund based on the lesser of months, miles/kms or hours of unused coverage provided less any
claims paid and $35.00 administration fee for the following reasons: the coverage fee for this
“Service Contract” has not been paid by “you”, the manufacturer’s warranty has been canceled or
voided, or a substantial breach of duties by “you” relating to the “coverage engine” or its use.
If there is a material misrepresentation in the Service Contract registration, “we” may void this
Service Contract without written notice and “you” will not be charge the Coverage Fee.



                     CUSTOMER INITIALS (WA State Only)




XI. DISCLAIMERS



“OUR” RESPONSIBILITIES AND “YOUR” REMEDIES UNDER THIS “SERVICE CONTRACT” ARE LIMITED TO THE
PROVISION OF MATERIALS AND LABOR AS SPECIFIED HEREIN.



“WE” DISCLAIM ANY EXPRESSED OR IMPLIED WARRANTIES IN CONNECTION HEREWITH INCLUDING ANY WARRANTY OF
MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.



“WE” ARE NOT RESPONSIBLE FOR INCIDENTAL OR CONSEQUENTIAL DAMAGES.



REPLACEMENT PARTS FURNISHED UNDER THE TERMS OF THIS “SERVICE CONTRACT’ ARE COVERED UNDER THE
APPLICABLE REPLACEMENT PARTS WARRANTY.


THIS “SERVICE CONTRACT’ DOES NOT SUPERCEDE THE EMISSION WARRANTY FOR EMISSION RELATED COMPONENTS.



MISREPRESENTATION OF THE COVERED ENGINE’S ELIGIBILITY FOR COVERAGE, OR THE ACTUAL ACCUMULATED
MILEAGE, HOURS, OR AGE SHALL RESULT IN CANCELLATION OF THIS “SERVICE CONTRACT” BY “US”. “WE” SHALL
BE ENTITLED TO ALL OTHER REMEDIES.




XII. NOTICE



Obligations of the provider under this contract are backed only by the full faith and credit of the
provider (issuer) and are not guaranteed under a service contract reimbursement insurance policy.




XIIA. CUSTOMER ASSISTANCE FOR ENGINE OPERATION OR FOR ENGINE WORK




FOR USA AND CANADA



For the USA and Canada, when a problem arises concerning the operation of an engine or concerning
the service of an engine, the problem will normally be managed by the Caterpillar dealer in “your”
area. “Your” satisfaction is a primary concern to Caterpillar and Caterpillar dealers.



If “you” have a problem that has not been handled to “your” complete satisfaction, follow these
steps:





	 	1.	 	Discuss your problem with a manager from the dealership.
	 
	 	2.	 	If your problem cannot be resolved at the Caterpillar dealer level without additional
assistance, use the phone number that is listed here to talk to a Field Service Coordinator:
1-800-447-4986.




The normal hours are from 8:00 AM to 4:30 PM Monday through Friday Central Standard Time. Please
keep in mind the ultimate goal is to solve your problem at the dealership. Therefore, please follow
the steps in sequence when a problem is experienced.




FOR OUTSIDE USA



If a problem arises concerning the operation of your engine or the service of your engine please
contact your nearest Caterpillar Dealer or Service Representative.




					
	 	 	 	 	 
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Exhibit B




XIII. ENDORSEMENTS, APPLICABLE TO U.S.A. ISSUED CONTRACTS ONLY




In Georgia: Paragraph X. Terminations and Refunds the subparagraphs Refund and Administration Fee
and Cancellation by Us are replaced by the following:





	 	•	 	Refund and Administration Fee. If “you” cancel this “Service Contract”, the pro-rated
refund will be based upon the lesser of months, miles / kms or hours of unused coverage
provided.
	 
	 	•	 	Cancellation by Us. We may only cancel the “Service Contract” for fraud, material
misrepresentation or non-payment. If “we” cancel this “Service Contract”, we will give
written notice of cancellation at least:






	 	a)	 	10 days before the effective date of cancellation if we cancel for nonpayment of coverage fees; or,
	 
	 	b)	 	30 days before the effective date of cancellation if we cancel for any other reason.






	 	 	 	The pro-rated refund will be based upon the lesser of months, miles/kms or hours of unused
coverage provided.




In Hawaii: Paragraph X. Terminations and Refunds, the subparagraph Cancellation by Us is replaced
by the following:





	 	•	 	Cancellation by Us. “We” may cancel this “Service Contract” and return to “you” the
pro-rated refund based on the lesser of months, miles / kms or hours of unused coverage
provided less any claims paid and a $35.00 administration fee without notice for nonpayment
or the Coverage Fee, material misrepresentation or substantial breach of “your” duties
relating to “covered engine” and with five (5) days prior notice of cancellation that
states the effective date of cancellation for any other lease.




In Hawaii and Wyoming: Paragraph X. Terminations and Refunds, the subparagraph Refund and
Administration Fee is replaced by the following:





	 	•	 	Refund and Administration Fee. If no claims have been made under the “Service Contract”
delivered at the time of sale and “you” cancel this “Service Contract” by returning it to
“us” within twenty (20) days of purchase, “your” refund shall be the Coverage Fees, or
between twenty (20) and thirty (30) days of purchase, “your’ refund shall be the Coverage
Fees less a $25.00 administration fee plus a ten percent (10%) penalty shall be added to
the refund if not paid within thirty (30) days from the time this “Service Contract” was
returned to “us”, If “you” cancel this “Service Contract” by returning it to “us” after
thirty (30) days from purchase, the pro-rated refund will be based on the lesser of months,
miles / kms or hours of unused coverage provided less any claims paid and a $25.00
administration fee. No refund is available if coverage is transferred or assigned to a
subsequent owner.




In Washington: Paragraph X. Termination and Refunds, the subparagraph Refund and Administration Fee
and Cancellation by Us are replaced by the following:





	 	•	 	Refund and Administration Fee. If “you” cancel this “Service Contract” by returning it
to “us” within nine (9) days of purchase, “your’ refund shall be the purchase price of this
“Service Contract”, plus a ten percent (10%) penalty shall be added to the refund If not
paid within thirty (30) days from the time this “Service Contract” was returned to “us”. If
“you” cancel this “Service Contract” by returning it to “us” after nine (9) days from
purchase, the pro-rated refund will be based on the lesser of months, miles / kms or hours
of unused coverage provided less any claims paid and a $25.00 administration fee. No refund
is available if coverage is transferred or assigned to a subsequent owner.
	 
	 	•	 	Cancellation by Us. “We” may cancel this “Service Contract” and return to “you” the
pro-rated refund based on the lesser of months, miles / kms or hours of unused coverage
provided less any claims paid and a $25.00 administration fee for the following reasons:
the coverage fee for this “Service Contract” has not been paid by “you”, the manufacturer’s
warranty has been canceled or voided, or a substantial breach of duties by “you” relating
to the “covered engine” or its use. If there is a material misrepresentation in the
“Service Contract” registration, “we” may void this “Service Contract” without written
notice and “you” will not be charged the Coverage Fee.




                     CUSTOMER INITIALS (WA State Only)



In Washington: In Paragraph XI. Disclaimers the implied warranty of merchantability is as follows:





	 	 	The implied warranty of merchantability on the motor vehicle is not waived if the “Service
Contract” has been purchased within ninety (90) days of the purchase date of the motor vehicle.




                     CUSTOMER INITIALS (WA State Only)



In Washington: Obligations of the Service Contract Provider under this contract are backed by the
full faith and credit of the Service Contract Provider.



                     CUSTOMER INITIALS (WA State Only)




In Wisconsin: paragraph X. Termination and Refunds the subparagraphs Refund and Administration Fee
and Cancellation by Us are replaced by the following:





	 	•	 	Refund and Administration Fee. If “you” cancel this Service Contract by returning it to
“us” within fifteen (15) days after “you” receive this “Service Contract”, “your” refund
shall be the Coverage Fees less a $35.00 administration fee plus a ten percent (10%)
penalty shall be added to the refund if not paid within thirty (30) days from the tine this
“Service Contract” was returned to “us”. If “you” cancel this “Service Contract” by
returning it to “us” after fifteen (15) days from the date “you” receive the Service
Contract, the pro-rated refund will be based on the lesser of months, miles kms or hours of
unused coverage provided less a $35.00 administration fee. If “we” cancel this “Service
contract”, “we” will provide “you” with written notice and “we” will not deduct any claims
paid from “your” refund. All other terms and conditions apply.
	 
	 	•	 	Cancellation by Us. “We” may cancel this “Service Contract” with written notice to “you”
and return to “you” the pro-rated refund based on the lesser of months, miles / kms or
hours of unused coverage provided and a $25.00 administration fee for the following reason:
the coverage fee for this “Service Contract” has not been paid by “you”, the manufacture’s
warranty has been canceled or voided, or a substantial breach of duties by “you” relating
to the “coverage engine” or its use. If there is a material misrepresentation with intent
to deceive by “you” in the “Service Contract” Registration, “we” may void this “Service
Contract” with written notice and “you” will not be charged the coverage fee.





“THIS WARRANTY IS SUBJECT TO LIMITED REGULATION BY THE OFFICE OF THE COMMISSIONER OF INSURANCE.”




					
	 
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Exhibit B




XIV. PROVIDER



In the United States: The Provider of this “Service Contract” is Caterpillar Inc.




XV. INTENTIONALLY LEFT BLANK




XVI. PRIVACY NOTICE



“We” do not disclose any nonpublic personal information about “you” or former customers to anyone,
except as permitted by law.



“We” may collect nonpublic personal information necessary for service contract coverage to “you”
from the following sources:





	 	•	 	Information that we receive from “you” on registrations, applications or other forms,
such as “your” name, social security number, address, assets and income
	 
	 	•	 	Information about “your” transactions with “us”, our subsidiaries, our affiliates (received only with “your” express consent); and
	 
	 	•	 	Information from a consumer reporting agency.




“We” restrict access to nonpublic personal information about “you” to those employees who need to
know that information to provide extended coverage services to “you”. “We” maintain physical,
electronic, and procedural safeguards that comply with federal regulations to guard “your”
nonpublic personal information.



Our Privacy Statement is available upon request by calling 1-800-248-4228.




XVII. EXTENDED SERVICE COVERAGE MATRIX- see matrix on next page.




	 	 	 	 	 
	 	 	 	 	 
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	Overhaul Protection For Caterpillar On-Highway Vehicle Engines
Registration Certificate For Overhauls Performed in The U.S. for New Century Transport
	Effective Date: November 20, 2009
CUSTOMER NAME: PHONE:
	ADDRESS: CITY:
STATE / PROVINCE ZIP/POSTAL CODE: COUNTRY:
	CATERPILLAR DEALER: DEALER CODE:
ADDRESS: CITY:
	STATE / PROVINCE ZIP/POSTAL CODE: COUNTRY:
TEPS DEALER: DEALER CODE:
	ADDRESS: CITY:
STATE / PROVINCE ZIP/POSTAL CODE: COUNTRY:
	PROVIDER: Caterpillar Inc., 2120 West End Avenue, Nashville, TN. Telephone Number:
1-800-248-4228. For more information see Section XIV.
	REGISTRATION DETAIL
	New Registration: Overhauled Engine
Awaiting Resale:
	Overhauled Engine
In Inventory:
	Engine Serial Number: Application:
Engine Sales Model: Horsepower:
	Engine Overhaul Date: OPT Start Date:
Start ECM Miles: O Miles O KMs Start Odometer Miles:
	Replacement Engine:
Transfer of Ownership
	Upgrade of Coverage:
Replacement Date: ECM Miles: Odometer Miles:
	Transfer Date: ECM: Odometer Miles:
Vehicle OEM: Veh. Model: VIN:
	COVERAGE OPTIONS AND TERMS
	Coverage
	Months
	Miles
	Price
	Coverage
	Months
	Miles
	Price
	Heavy Duty
	Medium Duty
	OPT
OPT
	Towing
Towing
	IMPORTANT: Overhaul Worksheet must be completed prior to enrollment and attached to this
	Registration Certificate!
	Time and Mileage Limitations: CUSTOMER INITIALS (WA State Only) Deductible (Per Visit) : US$
	EXTENDED COVERAGE FEES
	Limit of Liability:
	The maximum amount we will pay for any single claim will be the reasonable cost to repair or
replace the covered vehicle engine, not to exceed Caterpillar’s list price for equivalent
replacement engine.
	IMPORTANT!! This contract provides only those coverages with a months and miles term indicated
above. Coverage options listed above may not be available for all engine models and applications.
Dealer — Refer to published price lists for currently available coverage options and applications.
	Coverage Fee (from above):
U.S. $0.00
	Administration Fee:
U.S. $
	Late Fee:
U.S. $
	Sales Tax:
U.S. $
	Overhaul Fee: (parts & labor)
U.S. $
	Total Coverage Fee
	U.S. $0.00
I hereby certify that I have read and understand the terms and conditions checked above and as
specified within the additional number of pages indicated on the bottom of this Registration
Certificate.
	I hereby certify that the engine serial number indicated above is eligible for the extended
coverage as specified on this Registration Certificate and have read and understand the Dealer’s
responsibilities as specified in the ESC Administration Manual.
	Customer Signature Date Authorized Dealer Representative Date






	 	 	 	 	 
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	 	 	Copyright 2009 Caterpillar Inc.
	 	 







 











 






Exhibit B



Overhaul Protection For On-Highway Vehicle Engines

Extended Service Coverage Matrix

Effective November 20, 2009




	 	 	 	 	 
	 	 	Covered
	ITEM	 	Components
	     AIR INDUCTION & EXHAUST GROUP
	 	 
	Exhaust Manifold Studs
	 	 	YES	 
	Exhaust Manifold Gaskets / Sleeves
	 	 	YES	 
	Exhaust Manifold / Intake Manifold
	 	 	YES 1	 
	Pre-Cooler (Turbocharger)*
	 	 	YES 1	 
	Pre-Cooler Mounting Bracket / Support (Turbocharger)
	 	 	YES 2	 
	Coolant Diverter Valve or Assembly
	 	 	YES 1	 
	Turbocharger(s)/Turbocharger Seals and Gaskets
	 	 	YES 3	 
	     CYLINDER HEAD GROUP
	 	 	 	 
	Cylinder Head Casting
	 	 	YES	 
	Cylinder Head Bolts
	 	 	YES 1	 
	Cylinder Head Gasket
	 	 	YES	 
	Freeze Plug
	 	 	YES 1	 
	Cylinder Head Injector Sleeves and Injector Sleeve
Seal O-Rings
	 	 	YES	 
	Spacer Plate (block and head)
	 	 	YES 1	 
	Spacer Plate Gasket
	 	 	YES	 
	Intake / Exhaust Valves (includes spring, insert,
guide, rotocoil, retainer)
	 	 	YES	 
	Valve Mechanism (includes rocker arm, brackets,
bridges, dowels, adjusting screws, nuts, shaft &
push tubes)
	 	 	YES 1	 
	Valve Cover & Base
	 	 	YES 1	 
	Valve Cover Gasket
	 	 	YES	 
	Camshaft
	 	 	YES 1	 
	Camshaft Lifter Assembly (followers) Clips
	 	 	YES 1	 
	Variable Valve Actuator (VVAs) Assembly*
	 	 	YES 1	 
	Variable Valve Actuator (VVAs) Mounting Studs
	 	 	YES 2	 
	     LUBRICATION SYSTEM
	 	 
	Oil Pan
	 	 	YES 1	 
	Oil Pump
	 	 	YES 1	 
	Oil Cooler Housing
	 	 	YES 1	 
	Piston Cooling Spray Jets
	 	 	YES 1	 
	     COOLING SYSTEM
	 	 
	Thermostat Housing
	 	 	YES 1	 
	Thermostat
	 	 	YES	 
	Water Pump, Seals and Gaskets
	 	 	YES 3	 
	Water Pump Housing
	 	 	YES 1	 
	     ELECTRONIC SYSTEM
	 	 
	Engine Oil Rail (EOR) Valve
	 	 	YES 1	 
	     MISCELLANEOUS
	 	 
	Air Compressor
	 	 	YES 3	 
	All Caterpillar Engine Sensors
	 	 	YES	 
	Oil Cooler Core
	 	 	YES	 
	Fuel Transfer Pump
	 	 	YES	 
	Oil Filter Base Assembly
	 	 	YES 1	 
	ECM
	 	 	YES 1	 
	     FRONT AND REAR COVER GROUP
	 	 
	Front Housing / Covers / Plate
	 	 	YES 1	 
	Front Cover Gasket
	 	 	YES 3	 
	Flywheel Housing
	 	 	YES 1	 
	Vibration Damper
	 	 	YES 1	 
	     SHORT BLOCK GROUP
	 	 
	Cylinder Block Casting
	 	 	YES 1	 
	Spacer Deck (3176 only)
	 	 	YES 1	 
	O-Ring Seals Between Spacer Block and Cyl Head (3176)
	 	 	YES	 
	Freeze Plug
	 	 	YES 1	 
	Crankshaft Casting
	 	 	YES 1	 
	Bearings (crankshaft, rod, main and thrust)
	 	 	YES	 
	Connecting Rod Assembly and Bushing
	 	 	YES	 
	Piston Assembly (includes wrist pin, retainer clips, rings)
	 	 	YES	 
	Cylinder Block Counterbore
	 	 	YES 1	 
	Cylinder Liner, Seals, Filter Band
	 	 	YES	 
	Main Bearing Cap Bolt
	 	 	YES 1	 
	     FUEL SYSTEM
	 	 	 	 
	Unit Injectors
	 	 	YES 3	 
	Mechanical Fuel Nozzles
	 	 	YES	 
	Mechanical Fuel Nozzles Seals and Fasteners
	 	 	YES	 







IMPORTANT NOTICE:



All “Covered Components” must pass inspection or be replaced at the proper Intervals as prescribed by the Operation
and Maintenance Manual by an “Authorized Dealer’ to qualify for continued coverage under this Service Contract.
“Your” failure to follow the Operation and Maintenance Manual will result in denial of coverage.



NOTE: Items marked “YES” are covered components that are required to be replaced during the overhaul.



NOTE: Items marked “YES 1” are covered if they pass inspection or are repaired / replaced during the overhaul except
applicable exclusions as given in the Service Contract.



NOTE:
Items marked “YES 2” must be of the latest
design in order for the VVA assemblies and studs and the pre-cooler
mounting bracket to qualify for coverage. Dealers must confirm the latest design or replace these components at the
time of inspection to receive coverage under the program.



NOTE: Items marked “YES 3” are covered if replaced as optional components during the overhaul except applicable
exclusions as given in the Service Contract. “Seals and gaskets are only covered if replaced at the time of the
overhaul in conjunction with a new or REMAN Caterpillar turbo (s), water pump, injector(s), and/or air compressor”.




	*	 	 Coverage applies only if the Pre-Cooler Mounting Bracket and Variable Valve Actuator (VVAs) Mounting Studs are of the
latest design at the time of the overhaul






Towing, if selected on the registration page: This Service Contract provides reasonable or customary towing to the
nearest “repairer” for a “mechanical breakdown” or reasonable travel expenses from the nearest “repairer” for a
“mechanical breakdown” under normal use during the “coverage period” due to a defect in material or factory
workmanship.



NOTE: Injectors must be replaced as a set.



NOTE: If the engine has more than 1 turbocharger, both must be replaced.




	 	 	 	 	 
	 	 	 	 	 
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	 	Copyright 2009 Caterpillar Inc. All Rights Reserved
	 	November 20, 2009