| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **3** |
|-----------|--------|-------|

|  | **CFTC Press Release          #4432, CFTC Extends Comment Period for Proposal** |
|--|----------------------------------------------------------------------------------|

|  | **Concerning New          Regulatory Framework** |
|--|---------------------------------------------------|

| DATE: |  | 8/7/00 | FR PAGE: |  | N/A | PAGES: |  | 1 | PDF SIZE: | 23 KB | PDF LINK: | cf0024b0 |
|-------|--|--------|----------|--|-----|--------|--|---|-----------|-------|-----------|----------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **2** |
|-----------|--------|-------|

|  | **Open Commission          Meeting 06/28/2000, Transcript** |
|--|--------------------------------------------------------------|

| DATE: |  | 6/28/00 | FR PAGE: |  | N/A | PAGES: |  | 118 | PDF SIZE: | 2390 KB | PDF LINK: | cf0024b0 |
|-------|--|---------|----------|--|-----|--------|--|-----|-----------|---------|-----------|----------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **NC** | **1** |
|-----------|--------|-------|

|  | **Open Commission          Meeting 06/27/2000, Transcript** |
|--|--------------------------------------------------------------|

| DATE: |  | 6/27/00 | FR PAGE: |  | N/A | PAGES: |  | 186 | PDF SIZE: | 3910 KB | PDF LINK: | cf0024b0 |
|-------|--|---------|----------|--|-----|--------|--|-----|-----------|---------|-----------|----------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **41** |
|-----------|--------|--------|

|  | **Memorandum of Meeting          with Mark Brickell and Dennis Shea, Commissioner** |
|--|--------------------------------------------------------------------------------------|

|  | **Newsome's          Office** |
|--|--------------------------------|

| DATE: |  | 11/1/00 | FR PAGE: |  | N/A | PAGES: |  | 1 | PDF SIZE: | 17 KB | PDF LINK: | cf0024c0 |
|-------|--|---------|----------|--|-----|--------|--|---|-----------|-------|-----------|----------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **40** |
|-----------|--------|--------|

|  | **Memorandum Meeting          with J.P. Morgan & Company, Inc. (Mark Brickell) and** |
|--|-------------------------------------------------------------------------------------------|

|  | **Black, Kelly, Scruggs          & Healey (Dennis Shea), Commissioner Erickson's          Office** |
|--|----------------------------------------------------------------------------------------------------------|

| DATE: |  | 11/2/00 | FR PAGE: |  | N/A | PAGES: |  | 1 | PDF SIZE: | 21 KB | PDF LINK: | cf0024c0 |
|-------|--|---------|----------|--|-----|--------|--|---|-----------|-------|-----------|----------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **39** |
|-----------|--------|--------|

|  | **Memorandum Meeting          with Mark Brickell and Dennis Shea** |
|--|---------------------------------------------------------------------|

| DATE: |  | 11/1/00 | FR PAGE: |  | N/A | PAGES: |  | 1 | PDF SIZE: | 15 KB | PDF LINK: | cf0024c0 |
|-------|--|---------|----------|--|-----|--------|--|---|-----------|-------|-----------|----------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **38** |
|-----------|--------|--------|

|  | **Cravath, Swaine &          Moore, for International Swaps and Derivatives          Association,** |
|--|-----------------------------------------------------------------------------------------------------------|

|  | **Inc. (ISDA)** |
|--|-----------------|

| DATE: |  | 11/2/00 | FR PAGE: |  | N/A | PAGES: |  | 5 | PDF SIZE: | 177 KB | PDF LINK: | cf0024c0 |
|-------|--|---------|----------|--|-----|--------|--|---|-----------|--------|-----------|----------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **37** |
|-----------|--------|--------|

|  | **A) J.P. Morgan (Part          1)** |
|--|---------------------------------------|

| DATE: |  | 10/27/00 | FR PAGE: |  | N/A | PAGES: |  | 68 | PDF SIZE: | 2973 KB | PDF LINK: | cf0024c0 |
|-------|--|----------|----------|--|-----|--------|--|----|-----------|---------|-----------|----------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

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