| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **7** |
|-----------|--------|-------|

|  | **Futures Industry     Association (FIA)** |
|--|---------------------------------------------|

| DATE: |  | 4/18/20 | FR PAGE: | N/A | PAGES: | 8 | PDF SIZE: | 346 KB | PDF LINK: | /files/foia/c |
|-------|--|---------|----------|-----|--------|---|-----------|--------|-----------|---------------|

|  | 03 |
|--|----|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **6** |
|-----------|--------|-------|

|  | **Weaver, Ray** |
|--|-----------------|

| DATE: |  | 4/14/20 | FR PAGE: | N/A | PAGES: | 1 | PDF SIZE: | 42 KB | PDF LINK: | /files/foia/c |
|-------|--|---------|----------|-----|--------|---|-----------|-------|-----------|---------------|

|  | 03 |
|--|----|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **5** |
|-----------|--------|-------|

|  | **Buckman, Elizabeth     M.** |
|--|--------------------------------|

| DATE: |  | 4/16/20 | FR PAGE: | N/A | PAGES: | 1 | PDF SIZE: | 39 KB | PDF LINK: | /files/foia/c |
|-------|--|---------|----------|-----|--------|---|-----------|-------|-----------|---------------|

|  | 03 |
|--|----|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **4** |
|-----------|--------|-------|

|  | **Schoen, Christine     E.** |
|--|-------------------------------|

| DATE: |  | 4/16/20 | FR PAGE: | N/A | PAGES: | 1 | PDF SIZE: | 44 KB | PDF LINK: | /files/foia/c |
|-------|--|---------|----------|-----|--------|---|-----------|-------|-----------|---------------|

|  | 03 |
|--|----|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **3** |
|-----------|--------|-------|

|  | **James S. Finucane,     PhD** |
|--|---------------------------------|

| DATE: |  | 4/14/20 | FR PAGE: | N/A | PAGES: | 2 | PDF SIZE: | 48 KB | PDF LINK: | /files/foia/c |
|-------|--|---------|----------|-----|--------|---|-----------|-------|-----------|---------------|

|  | 03 |
|--|----|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **2** |
|-----------|--------|-------|

|  | **Paul H. Bjarnason,     Jr.** |
|--|---------------------------------|

| DATE: |  | 4/15/20 | FR PAGE: | N/A | PAGES: | 8 | PDF SIZE: | 508 KB | PDF LINK: | /files/foia/c |
|-------|--|---------|----------|-----|--------|---|-----------|--------|-----------|---------------|

|  | 03 |
|--|----|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **1** |
|-----------|--------|-------|

|  | **Kayser, Bonnie** |
|--|--------------------|

| DATE: |  | 4/14/20 | FR PAGE: | N/A | PAGES: | 1 | PDF SIZE: | 42 KB | PDF LINK: | /files/foia/c |
|-------|--|---------|----------|-----|--------|---|-----------|-------|-----------|---------------|

|  | 03 |
|--|----|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

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