| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **6** |
|-----------|--------|-------|

|  | **National        Futures Association** |
|--|------------------------------------------|

| DATE: | 3/16/98 | FR        PAGE: | N/A | PAGES: | 2 | PDF        SIZE: | 133        KB | PDF        LINK: | cf9802c006.p |
|-------|---------|------------------|-----|--------|---|-------------------|----------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **5** |
|-----------|--------|-------|

|  | **Chicago        Board of Trade, Chicago Mercantile Exchange, Kansas City Board of        Trade,** |
|--|------------------------------------------------------------------------------------------------------|

|  | **Minneapolis Grain Exchange, New York Cotton Exchange, and New York        Mercantile** |
|--|-------------------------------------------------------------------------------------------|

|  | **Exchange** |
|--|--------------|

| DATE: | 3/16/98 | FR        PAGE: | N/A | PAGES: | 8 | PDF        SIZE: | 466        KB | PDF        LINK: | cf9802c005.p |
|-------|---------|------------------|-----|--------|---|-------------------|----------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **4** |
|-----------|--------|-------|

|  | **Association of the Bar of the City of New York, Committee on Futures        Regulation** |
|--|---------------------------------------------------------------------------------------------|

| DATE: | 3/13/98 | FR        PAGE: | N/A | PAGES: | 3 | PDF        SIZE: | 267        KB | PDF        LINK: | cf9802c004.p |
|-------|---------|------------------|-----|--------|---|-------------------|----------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **3** |
|-----------|--------|-------|

|  | **FIAMAT        USA** |
|--|------------------------|

| DATE: | 3/10/98 | FR        PAGE: | N/A | PAGES: | 3 | PDF        SIZE: | 272        KB | PDF        LINK: | cf9802c003.p |
|-------|---------|------------------|-----|--------|---|-------------------|----------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **2** |
|-----------|--------|-------|

|  | **GNI        Incorporated** |
|--|------------------------------|

| DATE: | 2/19/98 | FR        PAGE: | N/A | PAGES: | 2 | PDF        SIZE: | 153        KB | PDF        LINK: | cf9802c002.p |
|-------|---------|------------------|-----|--------|---|-------------------|----------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **1** |
|-----------|--------|-------|

|  | **Memorandum of Meeting with Staff of Cargill Investor Services, Inc.,        and Cargill Grain** |
|--|----------------------------------------------------------------------------------------------------|

|  | **Division, Office of Commissioner Holum** |
|--|--------------------------------------------|

| DATE: | 2/18/98 | FR        PAGE: | N/A | PAGES: | 1 | PDF        SIZE: | 115        KB | PDF        LINK: | cf9802c001.p |
|-------|---------|------------------|-----|--------|---|-------------------|----------------|-------------------|--------------|

|  | **-------------------------------------------------------------------------------------------------------------------------------------------------------** |
|--|-------------------------------------------------------------------------------------------------------------------------------------------------------------|

First
Previous
Next
Last