| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **5** |
|-----------|--------|-------|

|  | **Board of Trade of the          City of New York, Inc. (NYBOT)** |
|--|--------------------------------------------------------------------|

| DATE: |  | 4/6/01 | FR PAGE: | N/A | PAGES: | 7 | PDF SIZE: | 277 KB | PDF LINK: | foicf0103 |
|-------|--|--------|----------|-----|--------|---|-----------|--------|-----------|-----------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **4** |
|-----------|--------|-------|

|  | **BP Amoco, Enron          Wholesale Services, Goldman, Sachs & Co., Koch          Industries,** |
|--|--------------------------------------------------------------------------------------------------------|

|  | **Inc., Morgan Stanley          Dean Witter, Phibro Inc. (The Energy Group)** |
|--|--------------------------------------------------------------------------------|

| DATE: |  | 4/6/01 | FR PAGE: | N/A | PAGES: | 4 | PDF SIZE: | 100 KB | PDF LINK: | /files/foia |
|-------|--|--------|----------|-----|--------|---|-----------|--------|-----------|-------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **3** |
|-----------|--------|-------|

|  | **International Swaps          and Derivatives Association, Inc. (ISDA)** |
|--|----------------------------------------------------------------------------|

| DATE: |  | 4/9/01 | FR PAGE: |  | N/A | PAGES: | 6 | PDF SIZE: | 280 KB | PDF LINK: | /files/foia |
|-------|--|--------|----------|--|-----|--------|---|-----------|--------|-----------|-------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **2** |
|-----------|--------|-------|

|  | **North American          Securites Administrators Association, Inc. (NASAA)** |
|--|---------------------------------------------------------------------------------|

| DATE: |  | 4/4/01 | FR PAGE: |  | N/A | PAGES: | 2 | PDF SIZE: | 47 KB | PDF LINK: | /files/foia |
|-------|--|--------|----------|--|-----|--------|---|-----------|-------|-----------|-------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

| **--------------------------------------------------------------------------------------------------------------------** |
|--------------------------------------------------------------------------------------------------------------------------|

| DOCUMENT: | **CL** | **1** |
|-----------|--------|-------|

|  | **Board of Trade          Clearing Corporation (BOTCC)** |
|--|-----------------------------------------------------------|

| DATE: |  | 3/30/01 | FR PAGE: |  | N/A | PAGES: | 8 | PDF SIZE: | 306 KB | PDF LINK: | /files/foia |
|-------|--|---------|----------|--|-----|--------|---|-----------|--------|-----------|-------------|

|  | **--------------------------------------------------------------------------------------------------------------------** |
|--|--------------------------------------------------------------------------------------------------------------------------|

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