alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
SWAPPED

September 10, 2014
BY ELECTRONIC MAIL: submissions@cftc.gov

Melissa Jurgens

Office of the Secretariat

Commodity Futures Trading Commission
Three Lafayette Centre

1155 21st Street, N.W.

Washington, D.C. 20581

Re:  SwapEx Submission 08-14: Certification Pursuant to Commission Regulation
40.2(a) of Cross-Rate Non-Deliverable Foreign Exchange Forwards

Dear Ms. Jurgens:

SwapEx, LLC (“SwapEx”) hereby notifies the Commodity Futures Trading Commission (the
“Commission” or “CFTC”), pursuant to Commission Regulation 40.2(a), that it is certifying 65
non-deliverable foreign exchange forwards (“NDFs”) for trading on SwapEx’s electronic trading
system (the “Trading System”). Specifically, SwapEx certifies NDFs in the following foreign
exchange (“FX”) pairs:

- AUD/ARS; AUD/BRL; AUD/CLP; AUD/CNY; AUD/COP; AUD/IDR; AUD/INR;
AUD/KRW; AUD/MYR; AUD/PEN; AUD/PHP; AUD/RUB; and AUD/TWD
- CAD/ARS; CAD/BRL; CAD/CLP; CAD/CNY; CAD/COP; CAD/IDR; CAD/INR;
CAD/KRW; CAD/MYR; CAD/PEN; CAD/PHP; CAD/RUB; and CAD/TWD
- EUR/ARS; EUR/BRL; EUR/CLP; EUR/CNY; EUR/COP; EUR/IDR; EUR/INR;
EUR/KRW; EUR/MYR; EUR/PEN; EUR/PHP; EUR/RUB; and EUR/TWD
- GBP/ARS; GBP/BRL; GBP/CLP; GBP/CNY; GBP/COP; GBP/IDR; GBP/INR;
GBP/KRW; GBP/MYR; GBP/PEN; GBP/PHP; GBP/RUB; and GBP/TWD
- JPY/ARS; JPY/BRL; JPY/CLP; JPY/CNY; JPY/COP; JPY/IDR; JPY/INR; JPY/KRW;
JPY/MYR; JPY/PEN; JPY/PHP; JPY/RUB; and JPY/TWD
These NDFs are in addition to the 13 NDFs certified by SwapEx in its submission of September
30, 2013.

The intended listing date of the NDFs (each, a “Swap,” and collectively, the “Swaps”) is
September 12, 2014.

This submission letter contains the following attachments:
e The submission cover sheet.

e Attached as Exhibit A, a concise explanation and analysis of the Swaps.



e Attached as Exhibit B,a copy of the rules for the Swaps, which will be published as
contract specifications on SwapEx’s website in accordance with SwapEx Rule 901(c).

e Attached as Exhibit C, a concise explanation and analysis of the Swaps’ compliance with
applicable provisions of the Commodity Exchange Act (the “CEA”), including the Core
Principles, and the Commission’s Regulations thereunder,

SwapEx certifies that cach Swap complies with the CEA and Commission Regulations
thereunder. SwapEx additionally certifies that it has concurrently posted a copy of this
submission letter and attachments hereto on SwapEx’s website at
http://www.swapex.com/swapex/rules-policies-and-notices/recent-rule-filings-cfte/,

* %* *

In the event that you have questions, please contact the undersigned at (312) 798-6517 or at
BJRegan@statestreet.com.

Sincerely,

Vhn Op fez

Brian J. Rega
Chief Compliance Offi¢et
#### STATE v. BOJORQUEZ

No. 326P98

Case below: 130 N.C.App. 151

Petition by defendant for discretionary review pursuant to G.S. 7A-31 denied 8 October 1998. Justice Wynn recused.
EXHIBIT 99.1

THE BANK OF NEW YORK MELLON

Officers Certificate

February 28, 2019

MERRILL LYNCH DEPOSITOR, INC. 
  One Bryant Park 
4th Floor  Structured Credit Trading

    New York, New York
10036

PREFERREDPLUS, PPLUS
TRUST AND INDEXPLUS CERTIFICATE

The undersigned, James W. P. Hall,
Vice President of The Bank of New York Mellon (formerly The Bank of New York), a New York corporation (the Trustee), hereby
certifies in such capacity that, based on his knowledge, the Trustee has complied, in all
material respects, with all conditions and covenants applicable to the Trustee under the
Standard Terms for Trust Agreements dated February 20, 1998 between Merrill Lynch
Depositor, Inc. as depositor (the Depositor) and the Trustee, as successor to United
States Trust Company of New York, as trustee and securities intermediary (the Securities
Intermediary), in each case as amended by a series supplement between the Depositor, the
Trustee and the Securities Intermediary for each trust series listed in the attached
schedule.

| | Very truly yours,                                                               
| | --------------------------------------------------------------------------------
| |                                                                                 
| | The Bank of New York Mellon (formerly

        The Bank of New York), as Trustee
| |                                                                                 
| | By: /s/ James W. P. Hall                                                        
| | Name: James W. P. Hall
      Title: Vice President                              



| |  | 
| |  | 

---







SCHEDULE

PPLUS Trust Series GSC-2 
  PreferredPLUS Trust Series CZN-1 
  INDEXPLUS Trust Series 2003-1

| |  | 
| |  | 

---
Exhibit 32.1

CERTIFICATION

Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Arlene M.
Morris, President and Chief Executive Officer and Director, and Paul B. Cleveland, Executive Vice President, Corporate Development and Chief Financial Officer, of Affymax, Inc. (the "Company"),
hereby certify that to the best of our knowledge:



By:

/s/ ARLENE M. MORRIS President, Chief Executive Officer and Director
(Principal Executive Officer)By:

/s/ PAUL B. CLEVELAND Executive Vice President Corporate
Development and Chief Financial Officer
(Principal Financial Officer)


Date:
March 3, 2010

This
certification accompanies the Form 10-K to which it relates, is not deemed filed with the Securities and Exchange Commission and is not to be incorporated by
reference into any filing of Affymax, Inc. under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended (whether made before or after the date of the
Form 10-K), irrespective of any general incorporation language contained in such filing.

---



QuickLinks
# C_2020240EN.01001301.xml

| 20.7.2020 | EN | Official Journal of the European Union | C 240/13 |
| --- | --- | --- | --- |

20.7.2020

EN

Official Journal of the European Union

C 240/13

---

Judgment of the Court (Tenth Chamber) of 30 April 2020 (request for a preliminary ruling from the Korkein oikeus — Finland) — A v B

(Case C-772/18) (1)

(Reference for a preliminary ruling - Trade marks - Directive 2008/95/EC - Article 5(1) - Article 5(3)(b)and (c) - Infringement - Concept of ‘use in the course of trade’ - Goods released for free circulation - Imports - Storage - Retention of goods for marketing - Exports)

(2020/C 240/16)

Language of the case: Finnish

Referring court

Korkein oikeus

Parties to the main proceedings

Applicant: A

Defendant: B

Operative part of the judgment

Article 5(1) of Directive 2008/95/EC of the European Parliament and of the Council of 22 October 2008 to approximate the laws of the Member States relating to trade marks, read in conjunction with Article 5(3)(b) and (c) of that directive, must be interpreted as meaning that a person who does not engage in trade as an occupation, who takes delivery of, releases for free circulation in a Member State and retains goods that are manifestly not intended for private use, where those goods were sent to his or her address from a third country and where a trade mark, without the consent of the proprietor of that trade mark, is affixed to those goods, must be regarded as using that trade mark in the course of trade, within the meaning of Article 5(1) of that directive.

---

(1)  OJ C 72, 25.2.2019.

---
Exhibit
      32.2




SECTION
      1350 CERTIFICATION (CFO) 1350




DIGUANG
      INTERNATIONAL DEVELOPMENT CO., LTD.




CERTIFICATION
      PURSUANT TO




18
      U.S.C.
      SECTION 1350,




AS
      ADOPTED PURSUANT TO




SECTION
      906 OF THE SARBANES-OXLEY ACT OF 2002




In
      connection with the Annual Report of Diguang International Development Co.,
      Ltd., the “Company”, on Form 10-K for the year ended December 31, 2007, as filed
      with the Securities and Exchange Commission on the date hereof, the “Report”, I,
      Keith Hor, Chief Financial Officer of the Company, certify, pursuant to 18
      U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley
      Act of 2002, that:




(1)
      The
      Report fully complies with the requirements of Section 13(a) or 15(d) of the
      Securities Exchange Act of 1934; and




(2)
      The
      information contained in the Report fairly presents, in all material respects,
      the financial condition and results of operations of the Company.




Date:
      April 14, 2008


/s/
                      Keith HorKeith
                      HorChief
                      Financial Officer
# C_2017402EN.01005101.xml

| 27.11.2017 | EN | Official Journal of the European Union | C 402/51 |
| --- | --- | --- | --- |

27.11.2017

EN

Official Journal of the European Union

C 402/51

---

Action brought on 2 October 2017 — UN v Commission

(Case T-676/17)

(2017/C 402/67)

Language of the case: German

Parties

Parties

Applicant: UN (represented by: H. Tettenborn, lawyer)

Applicant:

Defendant: European Commission

Defendant:

Form of order sought

Form of order sought

The applicant claims that the Court should:

| — | set aside the assessment of the applicant for 2015 according to assessment report No 260603 in its final version of 1 December 2015 (in the version which that assessment decision most recently maintained through the rejection of the applicant’s complaint on 21 June 2017); |
| --- | --- |

—

set aside the assessment of the applicant for 2015 according to assessment report No 260603 in its final version of 1 December 2015 (in the version which that assessment decision most recently maintained through the rejection of the applicant’s complaint on 21 June 2017);

| — | order the Commission to pay to the applicant an appropriate sum, in an amount to be determined by the Court, as compensation for the non-material damage suffered by the applicant; and |
| --- | --- |

—

order the Commission to pay to the applicant an appropriate sum, in an amount to be determined by the Court, as compensation for the non-material damage suffered by the applicant; and

| — | order the Commission to bear its own costs and to pay the costs incurred by the applicant. |
| --- | --- |

—

order the Commission to bear its own costs and to pay the costs incurred by the applicant.

Pleas in law and main arguments

Pleas in law and main arguments

In support of the action, the applicant relies on two pleas in law.

| 1. | First plea in law: manifest errors of assessment by the Commission, which are partially based on incorrect facts and on infringements of the duty of care and of the principle of good administration (Article 41 of the Charter of Fundamental Rights of the European Union). |
| --- | --- |

1.

First plea in law: manifest errors of assessment by the Commission, which are partially based on incorrect facts and on infringements of the duty of care and of the principle of good administration (Article 41 of the Charter of Fundamental Rights of the European Union).

| 2. | Second plea in law: infringement by the Commission of the duty of care and of the principle of good administration (Article 41 of the Charter of Fundamental Rights of the European Union). |
| --- | --- |

2.

Second plea in law: infringement by the Commission of the duty of care and of the principle of good administration (Article 41 of the Charter of Fundamental Rights of the European Union).

---
CERTIFICATION PURSUANT TO
                             18 U.S.C. SECTION 1350,
                             AS ADOPTED PURSUANT TO
                  SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002



In  connection  with  the  amended  Annual  Report  of  Woodland  Hatchery  (the
"Company") on Form 10-KSB for the year ended December 31, 2002 as filed with the
Securities  and  Exchange  Commission on the date hereof (the "Report"), I, Cody
Winterton,  Chief  Executive Officer and Chief Financial Officer of the Company,
certify,  pursuant to 18 U.S.C. section 1350, as adopted pursuant to section 906
of  the  Sarbanes-Oxley  Act  of  2002,  that  to  the  best  of  my  knowledge:

     (1)  The  Report  fully  complies with the requirements of section 13(a) or
15(d)  of  the  Securities  Exchange  Act  of  1934;  and

     (2)  The  information  contained  in  the  Report  fairly  presents, in all
material  respects,  the  financial  condition  and  result of operations of the
Company.



/s/Cody  Winterton
-------------------------
Cody  Winterton
Chief  Executive  Officer
Chief  Financial  Officer
May  30,  2003
Exhibit 15.1



Consent of Independent Registered Public Accounting Firm



We consent to the incorporation by reference in the following Registration Statements:



| | (1) | Registration Statement (Form S-8 No. 333-153610) of Advantest Corporation,
| | --- | --------------------------------------------------------------------------



| | (2) | Registration Statement (Form S-8 No. 333-146218) of Advantest Corporation,
| | --- | --------------------------------------------------------------------------



| | (3) | Registration Statement (Form S-8 No. 333-141394) of Advantest Corporation,
| | --- | --------------------------------------------------------------------------



| | (4) | Registration Statement (Form S-8 No. 333-132374) of Advantest Corporation, and
| | --- | ------------------------------------------------------------------------------



| | (5) | Registration Statement (Form S-8 No. 333-97107) of Advantest Corporation;
| | --- | -------------------------------------------------------------------------



of our report dated June 15, 2009, with respect to the consolidated financial statements of Advantest Corporation, and our report dated June 15, 2009, with
respect to the effectiveness of internal control over financial reporting of Advantest Corporation, included in the Annual Report (Form 20-F) of Advantest Corporation for the year ended March 31, 2009.



/s/ Ernst & Young ShinNihon LLC

Tokyo, Japan

June 22, 2009
#### KOONTZ v. DAVIDSON COUNTY BD. OF ADJUST.

No. 401P98

Case below: 130 N.C.App. 479

Petition by respondent for writ of supersedeas denied and temporary stay dissolved 30 December 1998. Petition by respondent for discretionary review pursuant to G.S. 7A-31 denied 30 December 1998.
**Exhibit 32.0**

 

**CERTIFICATION PURSUANT TO**

**18. U.S.C. SECTION 1350,**

**AS ADOPTED PURSUANT TO**

**SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002**

 

In connection with theAnnual Report of dj Orthopedics, Inc. (the “Company”) on Form 10-Kfor the year ended December 31, 2005 as filed with the Securities andExchange Commission on the date hereof (the “Report”), we, Leslie H. Cross,President and Chief Executive Officer, and Vickie L. Capps, Chief FinancialOfficer, of the Company, certify, pursuant to 18 U.S.C. Section 1350, asadopted pursuant to 906 of the Sarbanes-Oxley Act of 2002, that, to ourknowledge:

 

(1)               The Report fullycomplies with the requirements of Section 13(a) or 15(d), asapplicable, of the Securities Exchange Act of 1934, as amended; and

 

(2)                Theinformation contained in the Report fairly presents, in all material respects,the financial condition and results of operations of the Company.

 
| Date:  | February 16, 2006 | /s/ Leslie H. Cross                                                    |   |
|--------|-------------------|------------------------------------------------------------------------|--------|
|   |              | Leslie H. Cross                                                        |
|   |              | President and Chief Executive Officer                                  |
|   |              |                                                                   |
|   |              | /s/ Vickie L. Capps                                                    |   |
|   |              | Vickie L. Capps                                                        |
|   |              | Senior Vice President, Finance, Chief  Financial Officer and Treasurer |
|        |                   |                                                                        |        |  |

 

 

A signed original of thiswritten statement required by Section 906 has been provided to the Companyand will be retained by the Company and furnished to the Securities andExchange Commission or its staff upon request.

 

----
_________________________________________ 

 

 

Order Michigan Supreme Court

Lansing, Michigan 

October 27, 2008 Clifford W. Taylor,

 Chief Justice 

136949 Michael F. Cavanagh 

Elizabeth A. Weaver 

Marilyn Kelly 

Maura D. Corrigan 

PEOPLE OF THE STATE OF MICHIGAN,

Plaintiff-Appellee, 

Robert P. Young, Jr. 

Stephen J. Markman, 

Justices 

v SC: 136949 

 COA: 270877 

Oakland CC: 2004-199771-FH 

RASHEEN KEYON BROWN,

Defendant-Appellant. 

_________________________________________/ 

On order of the Court, the application for leave to appeal the June 3, 2008 

judgment of the Court of Appeals is considered, and it is DENIED, because we are not 

persuaded that the questions presented should be reviewed by this Court. 

1020 

I, Corbin R. Davis, Clerk of the Michigan Supreme Court, certify that the 

foregoing is a true and complete copy of the order entered at the direction of the Court. 

October 27, 2008 

 Clerk
---

Exhibit 32.2





CERTIFICATION OF PRINCIPAL FINANCIAL OFFICER

PURSUANT TO 18 U.S.C. SECTION 1350,

AS ADOPTED PURSUANT BY

SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002





In connection with the quarterly report of Lincoln Mining Corp. (the Company) on Form 10-Q for the three months ended March 31, 2009, as filed with the Securities and Exchange Commission on the date hereof (the Report), I, John Pulos, Chief Financial Officer of Lincoln Mining Corp., certify, pursuant to 18 U.S.C. §1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to the best of my knowledge:



(1) the Report fully complies with the requirements of section 13 (a) or 15 (d) of the Securities Exchange Act of 1934; and



(2) the information contained in the Report fairly presents, in all material respects, the financial condition and result of operations of the Company.







Date: May 07, 2009



John Pulos, Chief Executive Officer









---
**Exhibit 32**

 

**STATEMENT PURSUANT TO 18 U.S.C.SECTION 1350,**

**AS ENACTED BY SECTION 906 OF THESARBANES-OXLEY ACT OF 2002**

 

In connection with the accompanying Annual Report on Form 10-K/Afor the year ended December 31, 2003 (the “Annual Report”) of Mission EnergyHolding Company (the “Company”), and pursuant to 18 U.S.C. Section 1350,as enacted by Section 906 of the Sarbanes-Oxley Act of 2002, each of theundersigned certifies, to the best of his knowledge and belief, that:

 

1.               TheAnnual Report fully complies with the requirements of section 13(a) or 15(d) ofthe Securities Exchange Act of 1934 (15 U.S.C. 78m(a) or 78o(d)); and

 

2.               Theinformation contained in the Annual Report fairly presents, in all materialrespects, the financial condition and results of operations of the Company.

 

 
|   | /s/ Theodore F. Craver, Jr.    |   |
|--------|--------------------------------|--------|
|   | Theodore F. Craver             |
|   | Chief Executive Officer        |
|   | Mission Energy Holding Company |
|   |                           |
|   | /s/ Kevin M. Smith             |   |
|   | Kevin M. Smith                 |
|   | Chief Financial Officer        |
|   | Mission Energy Holding Company |
|        |                                |        |  |

 

Thisstatement accompanies the Annual Report pursuant to Section 906 of theSarbanes-Oxley Act of 2002 and shall not, except to the extent required by theSarbanes-Oxley Act of 2002, be deemed filed by the Company for purposes ofSection 18 of the Securities Exchange Act of 1934, as amended.

 

Asigned original of this written statement required by Section 906 has beenprovided to Mission Energy Holding Company and will be retained by MissionEnergy Holding Company and furnished to the Securities and Exchange Commissionor its staff upon request.

 

----
AEGIS SEF | 2829 Technology Forest Boulevard, Suite 260 | The Woodlands, Texas 77381

Chapter 1303

Crude Oil Basis Swap - Argus WTI Houston (1st month) - Argus Media TMA

DESCRIPTION

A monthly cash settled swap based upon the mathematical result of Argus WTI Houston (1st 

month) for a specific set of dates.

FLOATING PRICE A

The Floating Price for each contract month is equal to the arithmetic average of the Argus Media

Argus WTI Houston (1st month) differential weighted average (Diff weighted average) index 

price from Argus Media, which is based on the weighted average index price of Argus WTI 

Houston (1st month) minus the "WTI Formula Basis" price from Argus Media, for the trade 

month period beginning with the first business day after the 25th calendar day two months 

prior to the contract month through the last business day that falls on or before the 25th 

calendar day of the month prior to the contract month. If the 25th calendar day is a weekend or 

holiday, the Trade month period shall end on the first business day prior to the 25th calendar 

day.

CONTRACT UNIT AND VALUE

The contract unit shall be in U.S. barrels. Each contract shall be valued as the contract quantity 

multiplied by the settlement price.

LISTING CYCLE

Up to 120 consecutive monthly contract periods

PRICES AND FLUCTUATIONS

Prices shall be quoted in U.S. dollars and cents per barrel. The minimum price fluctuation shall 

be $0.01 per barrel. The minimum price increment will be $0.001. There shall be no maximum 

price fluctuation.

TERMINATION OF TRADING

Posting of transactions shall cease on the last business day of the contract month.

FINAL SETTLEMENT

Delivery under the contract shall be by cash settlement. Final settlement, following termination 

of posting for a contract month, will be based on the Floating Price. The final settlement price 

will be the Floating Price calculated for each contract month.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549   FORM 8-K   CURRENT REPORT  Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934  Date of report (Date of earliest event reported) November 20, 2008 -------------  CAPITAL RESOURCE ALLIANCE INC.  (Name of Small Business issuer in its charter)  Colorado                                          000-51249                                       20-5966439 (State or other jurisdiction of               (Commission File No.)                    (IRS Employer  incorporation or organization)                                                                  Identification Number) 1013-1ST AVENUE NW, CALGARY, AB T2N 0A8 (Address of principal executive offices)  (403 ) 827-7936  (Registrants telephone number) -------------------------             Item 8 01. Other Events  On November 20, 2008 the Board of Directors of the registrant passed unanimously a resolution authorizing a forward split of the authorized and issued and outstanding common shares on a three to one (3  1) basis bringing the total common shares issued and outstanding to and authorized common shares to 300,000,000  A copy of the minutes of the meeting is including in this document as Exhibit 99.1  ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS.  EXHIBITS  99.1  November 20, 2008  Minutes of The Board of Directors   SIGNATURES  Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.   CAPITAL RESOURCE ALLIANCE INC.  /s/ Frederick Fitzgerald Secretary, Treasurer and Director  November 20, 2008