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| Delaware                                            |   | 26-1365023                  |
|-----------------------------------------------------|--------|-----------------------------|
| (State or other jurisdiction of |   | (I.R.S. employer       |
| incorporation or formation)               |   | identification number) |

| Issuer’s telephone number: | (310) 300-3431  |
|--------------------------------------------|---------------------------|
| Issuer’s facsimile number: | (310) 300-3412       |

| Large accelerated filer  |  ̈ | Accelerated filer               |  ̈ |
|-------------------------------|--------|---------------------------------|--------|
| Non-accelerated filer         |  ̈ | Smaller reporting company  | x      |

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|                           |                                                                                        |      | Page      |
|--------------------------------|---------------------------------------------------------------------------------------------|-----------|-----------|
| PART I - FINANCIAL INFORMATION |                                                                                        |      |
|                           |                                                                                        |      |      |
| Item 1.                        | Financial Statements                                                                        |      | 1         |
|                           |                                                                                        |      |      |
| Item 2.                        | Management’s Discussion and Analysis of Financial Condition and Results of Operations |      | 2         |
|                           |                                                                                        |      |      |
| Item 3.                        | Quantitative and Qualitative Disclosures About Market Risk                                  |      | 5         |
|                           |                                                                                        |      |      |
| Item 4T.                       | Controls and Procedures                                                                     |      |  5   |
|                           |                                                                                        |      |
| PART II - OTHER INFORMATION    |                                                                                        | 7         |
|                           |                                                                                        |      |      |
| Item 1.                        | Legal Proceedings                                                                           |      |  7   |
|                           |                                                                                        |      |      |
| Item 1A.                       | Risk Factors                                                                                |      |  7   |
|                           |                                                                                        |      |      |
| Item 2.                        | Unregistered Sale of Equity Securities and Use of Proceeds                                  |      | 11        |
|                           |                                                                                        |      |      |
| Item 3.                        | Defaults Upon Senior Securities                                                             |      | 11        |
|                           |                                                                                        |      |      |
| Item 4.                        | Submission of Matters to a Vote of Security Holders                                         |      | 11        |
|                           |                                                                                        |      |      |
| Item 5.                        | Other Information                                                                           |      |  11  |
|                           |                                                                                        |      |      |
| Item 6.                        | Exhibits                                                                                    |      |   11 |
|                           |                                                                                        |      |
| SIGNATURES                     |                                                                                        |   12 |

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PART I – FINANCIAL INFORMATION 

Item 1.                 Financial Statements 

| FINANCIAL REPORTS       |
|-------------------------|
| AT                      |
| SEPTEMBER 30, 2009 |

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| Balance Sheets at September 30, 2009 (Unaudited) and December 31, 2008                                                                                                                               |   F-1       |
|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------|
|                                                                                                                                                                                                      |             |
| Statement of Changes in Stockholders’ Equity for the Period from Date of Inception (April 16, 2007) through September 30, 2009 (Unaudited)                                                     |   F-2       |
|                                                                                                                                                                                                      |             |
| Statements of Operations for the Three and Nine Months Ended September 30, 2009 and 2008 and for the Period from Date of Inception (April 16, 2007) through September 30, 2009 (Unaudited) |   F-3       |
|                                                                                                                                                                                                      |             |
| Statements of Cash Flows for the Nine Months Ended September 30, 2009 and 2008 and for the Period from Date of Inception (April 16, 2007) through September 30, 2009 (Unaudited)           |   F-4       |
|                                                                                                                                                                                                      |             |
| Notes to Financial Statements                                                                                                                                                                             |   F-5 - F-9 |

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AFH HOLDING IV, INC. 

| BALANCE SHEETS                               |                                      |          |    |    |         |   |
|----------------------------------------------|-------------------------------------------|---------------|---------|---------|--------------|--------|
|                                         |                                      | (Unaudited)   |    |    |         |   |
|                                         |                                      | September 30, |    |    | December 31, |   |
|                                         |                                      | 2009          |    |    | 2008         |   |
|                                         |                                      |          |    |    |         |   |
| ASSETS                                       |                                      |          |    |    |         |   |
| Due from Parent                              |                                      | $             | 175,000 |    |         | $      | 175,000 |   |
|                                         |                                      |          |    |    |         |   |   |   |
|                                         |                                      |          |    |    |         |   |   |   |
| LIABILITIES AND STOCKHOLDERS' EQUITY         |                                      |          |    |    |         |   |   |   |
|                                         |                                      |          |    |    |         |   |   |   |
| Liabilities                                  |                                      |          |    |    |         |   |   |   |
| Accrued Expenses                             |                                      | $             | 5,065   |    |         | $      | 1,800 |   |
| Due to Parent                                |                                      |          | 1,750   |    |         |   | 1,750 |   |
|                                         |                                      |          |    |    |         |   |   |   |
| Total Liabilities                            |                                      |          | 6,815   |    |         |   | 3,550 |   |
|                                         |                                      |          |    |    |         |   |   |   |
| Stockholders' Equity                         |                                      |          |    |    |         |   |   |   |
| Preferred Stock:              | $.001 Par; 20,000,000 Shares Authorized,  |          |    |    |         |   |   |   |   |
|                                         | -0- Issued and Outstanding                |          |    | — |         |   |   | — |   |
| Common Stock:                      | $.001 Par; 100,000,000 Shares Authorized; |          |    |    |         |   |   |   |   |
|                                         | 5,087,500 Issued and Outstanding          |          |    | 5,088   |         |   |   | 5,088 |   |
| Additional Paid-In-Capital                   |                                      |          | 176,933 |    |         |   | 176,933 |   |
| Deficit Accumulated During Development Stage |                                      |          | (13,836 | )       |         |   | (10,571 | ) |
|                                         |                                      |          |    |    |         |   |   |   |
| Total Stockholders' Equity                   |                                      |          | 168,185 |    |         |   | 171,450 |   |
|                                         |                                      |          |    |    |         |   |   |   |
| Total Liabilities and Stockholders' Equity   |                                      | $             | 175,000 |    |         | $      | 175,000 |   |

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| STATEMENTS OF CHANGES IN STOCKHOLDERS' EQUITY FOR THE PERIOD FROM                |   |
|----------------------------------------------------------------------------------|--------|
|   DATE OF INCEPTION (APRIL 16, 2007) THROUGH SEPTEMBER 30, 2009 - UNAUDITED |   |
|                                                                             |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |
|                                                                             |   |   |   |   |   |   |   |   |   |   | Deficit |   |   |   |   |
|                                                                             |   |   |   |   |   |   |   |   |   |   | Accumulated |   |   |   |   |
|                                                                             |   | Common Stock |   |   | Additional |   |   | During |   |   | Total |   |
|                                                                             |   | Number |   |   |   |   |   | Paid-In |   |   | Development |   |   | Stockholders' |   |
|                                                                             |   | of Shares |   |   | Value |   |   | Capital |   |   | Stage |   |   | Equity |   |
|                                                                             |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |
| Balance - April 16, 2007                                                         |   |   | — |   |   | $ | — |   |   | $ | — |   |   | $ | — |   |   | $ | — |   |
|                                                                             |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |
| Common Stock Issued in Lieu of Services                                          |   |   | 5,000,000 |   |   |   | 5,000 |   |   |   | — |   |   |   | — |   |   |   | 5,000 |   |
|                                                                             |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |
| Contributed Capital for Services                                                 |   |   | — |   |   |   | — |   |   |   | 2,021 |   |   |   | — |   |   |   | 2,021 |   |
|                                                                             |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |
| Net Loss                                                                         |   |   | — |   |   |   | — |   |   |   | — |   |   |   | (7,021 | ) |   |   | (7,021 | ) |
|                                                                             |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |
| Balance - December 31, 2007                                                      |   |   | 5,000,000 |   |   |   | 5,000 |   |   |   | 2,021 |   |   |   | (7,021 | ) |   |   | — |   |
|                                                                             |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |
| Common Stock Issued for Cash                                                     |   |   | 87,500 |   |   |   | 88 |   |   |   | 174,912 |   |   |   | — |   |   |   | 175,000 |   |
|                                                                             |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |
| Net Loss                                                                         |   |   | — |   |   |   | — |   |   |   | — |   |   |   | (3,550 | ) |   |   | (3,550 | ) |
|                                                                             |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |
| Balance - December 31, 2008                                                      |   |   | 5,087,500 |   |   |   | 5,088 |   |   |   | 176,933 |   |   |   | (10,571 | ) |   |   | 171,450 |   |
|                                                                             |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |
| Net Loss                                                                         |   |   | — |   |   |   | — |   |   |   | — |   |   |   | (3,265 | ) |   |   | (3,265 | ) |
|                                                                             |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |   |
| Balance - September 30, 2009                                                     |   |   | 5,087,500 |   |   | $ | 5,088 |   |   | $ | 176,933 |   |   | $ | (13,836 | ) |   | $ | 168,185 |   |

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| STATEMENTS OF OPERATIONS - UNAUDITED       |   |                      |      |   |                       |   |      |             |   |   |      |   |   |               |      |
|--------------------------------------------|--------|---------------------------|-----------|--------|----------------------------|--------|-----------|------------------|--------|--------|-----------|--------|--------|--------------------|-----------|
|                                       |   |                      |      |   |                       |   |      |             |   |   |      |   |   |               |      |
|                                       |   |                      |      |   |                       |   |      |             |   |   |      |   |   | Period From        |      |
|                                       |   |                      |      |   |                       |   |      |             |   |   |      |   |   | Date of Inception  |      |
|                                       |   | For the Nine Months Ended |      |   | For the Three Months Ended |   |      | (April 16, 2007) |   |
|                                       |   | September 30,             |      |   | September 30,              |   |      | Through          |   |
|                                       |   | 2009                      |      |   | 2008                       |   |      | 2009             |   |   | 2008      |   |   | September 30, 2009 |      |
|                                       |   |                      |      |   |                       |   |      |             |   |   |      |   |   |               |      |
|                                       |   |                      |      |   |                       |   |      |             |   |   |      |   |   |               |      |
| Revenues                                   |   | $                         | —   |   |                       | $      | —   |             |   | $      | —   |   |   | $                  | —   |   |   | $ | — |   |
|                                       |   |                      |      |   |                       |   |      |             |   |   |      |   |   |               |      |   |   |   |   |   |
| Expenses                                   |   |                      |      |   |                       |   |      |             |   |   |      |   |   |               |      |   |   |   |   |   |
| General and Administrative                 |   |                      | 3,175     |   |                       |   | —   |             |   |   | 1,025     |   |   |               | —   |   |   |   | 13,746 |   |
| Interest                                   |   |                      | 15        |   |                       |   |      |             |   |   | 15        |   |   |               |      |   |   |   | 15 |   |
|                                       |   |                      |      |   |                       |   |      |             |   |   |      |   |   |               |      |   |   |   |   |   |
| Total Expenses                             |   | $                         | 3,190     |   |                       | $      | —   |             |   | $      | 1,040     |   |   | $                  | —   |   |   | $ | 13,761 |   |
|                                       |   |                      |      |   |                       |   |      |             |   |   |      |   |   |               |      |   |   |   |   |   |
| Net Loss for the Period Before Taxes       |   | $                         | (3,190    | )      |                       | $      | —   |             |   | $      | (1,040    | )      |   | $                  | —   |   |   | $ | (13,761 | ) |
|                                       |   |                      |      |   |                       |   |      |             |   |   |      |   |   |               |      |   |   |   |   |   |
| Franchise Tax                              |   | $                         | 75        |   |                       | $      | —   |             |   | $      | 75        |   |   | $                  | —   |   |   | $ | 75 |   |
|                                       |   |                      |      |   |                       |   |      |             |   |   |      |   |   |               |      |   |   |   |   |   |
| Net Loss for the Period After Taxes        |   | $                         | (3,265    | )      |                       | $      | —   |             |   | $      | (1,115    | )      |   | $                  | —   |   |   | $ | (13,836 | ) |
|                                       |   |                      |      |   |                       |   |      |             |   |   |      |   |   |               |      |   |   |   |   |   |
| Loss per Share - Basic and Diluted         |   | $                         | (0.00     | )      |                       | $      | (0.00     | )                |   | $      | (0.00     | )      |   | $                  | (0.00     | ) |   | $ | (0.00 | ) |
|                                       |   |                      |      |   |                       |   |      |             |   |   |      |   |   |               |      |   |   |   |   |   |
| Weighted Average Common Shares Outstanding |   |                      | 5,087,500 |   |                       |   | 5,000,000 |             |   |   | 5,087,500 |   |   |               | 5,000,000 |   |   |   | 5,042,061 |   |

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STATEMENTS OF CASH FLOWS - UNAUDITED                             Period From          Date of Inception    For the Nine Months Ended  (April 16, 2007)    September 30,  Through    2009  2008  September 30, 2009            Cash Flows from Operating Activities                    Net Loss $(3,265) $—  $(13,836)              Non Cash Adjustments:            Common Stock Issued in Lieu of Services  —   —   5,000 Contributed Capital for Services  —   —   2,021               Changes in Assets and Liabilities:            Accrued Expenses  3,265   —   5,065               Net Cash Flows from Operating Activities  —   —   (1,750)              Net Cash Flows from Investing Activities  —   —   —               Cash Flows from Financing Activities            Cash Advance by Parent  —   —   1,750               Net Change in Cash and Cash Equivalents  —   —   —               Cash and Cash Equivalents - Beginning of Period  —   —   —               Cash and Cash Equivalents - End of Period $—  $—  $—               SUPPLEMENTAL NON-CASH DISCLOSURES            Common Stock Proceeds Held by Parent $—  $—  $175,000                             Cash Paid During the Period for:            Interest $—  $—  $— Franchise Tax $—  $—  $— 

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| Note A - | The CompanyAFH Holding IV, Inc., a development stage company (the “Company”), was incorporated under the laws of the State of Delaware on April 16, 2007.  The Company is majority owned by AFH Holding & Advisory, LLC.  The financial statements presented represent only those transactionsof AFH Holding IV, Inc.  The Company is looking to acquire an existing company or acquire the technology to begin operations.As a blank check company, the Company’s business is to pursue a business combination through acquisition, or merger with, an existing company. As of the date of the financial statements, the Company is not conducting negotiations with any target business. No assurances can be given that the Company will be successfulin locating or negotiating with any target company.Since inception, the Company has been engaged in organizational efforts.The condensed financial statements of AFH Holding IV, Inc., (the “Company”) included herein have been prepared by the Company, without audit, pursuant to the rules and regulations of the Securities and Exchange Commission (the “SEC”).  Certain information and footnote disclosures normallyincluded in financial statements prepared in conjunction with generally accepted accounting principles have been condensed or omitted pursuant to such rules and regulations, although the Company believes that the disclosures are adequate to make the information presented not misleading. These condensed financial statements should be read in conjunction with the annual audited financial statements and the notes thereto included in the Company’s registration statement on Form 10-K, and other reports filedwith the SEC.The accompanying unaudited interim financial statements reflect all adjustments of a normal and recurring nature which are, in the opinion of management, necessary to present fairly the financial position, results of operations and cash flows of the Company for the interim periods presented.  The results ofoperations for these periods are not necessarily comparable to, or indicative of, results of any other interim period or for the fiscal year taken as a whole.  Certain information that is not required for interim financial reporting purposes has been omitted. |
|----------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|

| Note B - | Summary of Significant Accounting PoliciesMethod of AccountingThe Company maintains its books and prepares its financial statements on the accrual basis of accounting. |
|----------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------|

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| Note B - | Summary of Significant Accounting Policies – continuedDevelopment StageThe Company has operated as a development stage enterprise since its inception by devoting substantially all of its efforts to financial planning, raising capital, research and development, and developing markets for its services. The Company prepares its financial statements in accordance with the requirements of FASBASC 915 (prior authoritative literature, FAS No. 7 “Accounting and Reporting by Development Stage Enterprises”).Loss Per Common ShareLoss per common share is computed in accordance with FASB ASC 260-10 (prior authoritative literature, FAS No. 128 “Earnings Per Share”) by dividing income (loss) available to common stockholders by weighted average number of common shares outstanding for each period. Diluted earnings per share includes thedilutive effect of any stock options or warrants, if any.Use of EstimatesThe preparation of financial statements in conformity with generally accepted accounting principles requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reportedamounts of revenues and expenses during the reporting period.  Actual results can differ from those estimates.Income TaxesThe Company accounts for income taxes in accordance with FASB ASC 740 (prior authoritative literature, FAS No. 109, “Accounting for Income Taxes”) using the asset and liability approach, which requires recognition of deferred tax liabilities and assets for the expected future tax consequences of temporarydifferences between the carrying amounts and the tax basis of such assets and liabilities. This method utilizes enacted statutory tax rates in effect for the year in which the temporary differences are expected to reverse and gives immediate effect to changes in income tax rates upon enactment. Deferred tax assets are recognized, net of any valuation allowance, for temporary differences and net operating loss and tax credit carry forwards. Deferred income tax expense represents the change in net deferred assetsand liability balances.Financial InstrumentsThe Company’s financial instruments consist of due from majority stockholder, accrued expenses and due to majority stockholder. Unless otherwise noted, it is management’s opinion that the Company is not exposed to significant interest, currency or credit risks arising from these financial instruments.  Thefair value of these financial instruments approximates their carrying value, unless otherwise noted. |
|----------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|

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| Note B - | Summary of Significant Accounting Policies – continuedRecent PronouncementsThe Company does not expect the adoption of recently issued accounting pronouncements to have a significant impact on the Company’s results of operations, financial position, or cash flow. |
|----------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|

| Note C - | Equity SecuritiesHolders of shares of common stock shall be entitled to cast one vote for each common share held at all stockholders’ meetings for all purposes, including the election of directors.  The common stock does not have cumulative voting rights.The preferred stock of the Company shall be issued by the Board of Directors of the Company in one or more classes or one or more series within any class and such classes or series shall have such voting powers, full or limited, or no voting powers, and such designations, preferences, limitations or restrictions asthe Board of Directors of the Company may determine, from time to time.No holder of shares of stock of any class shall be entitled as a matter of right to subscribe for or purchase or receive any part of any new or additional issue of shares of stock of any class, or of securities convertible into shares of stock or any class, whether now hereafter authorized or whether issued for money,for consideration other than money, or by way of dividend. |
|----------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|

| Note D - | Going ConcernThe Company’s financial statements have been presented on the basis that it is a going concern, which contemplates the realization of assets and the satisfaction of liabilities in the normal course of business. The Company has reportedrecurring losses from operations. As a result, there is an accumulateddeficit of $13,836 at September 30, 2009.The Company’s continued existence is dependent upon its ability to raise capital or acquire a marketable company. The financial statements do not include any adjustments that might be necessary should the Company be unable to continue as a going concern. |
|----------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|

| Note E - | Due to ParentDue to parent represents cash advances from AFH Holding & Advisory LLC.  AFH Holding & Advisory LLC is the majority shareholder of the Company. There are no repayment terms. |
|----------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|

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| Note F - | Shareholders’ EquityIn April 2008, the Company commenced a private placement (the "Offering") of up to 350,000 shares (the "Shares") of Common Stock at a purchase price of $2.00 per share on a “best efforts” basis with expected gross proceeds of up to $700,000 to “accredited investors” (as defined in Rule 501 promulgatedunder Regulation D under the Securities Act of 1933, amended (the “Securities Act”)) pursuant to Rule 506 of Regulation D under the Securities Act. The total amount of Shares sold in the Offering was 87,500 with gross proceeds of $175,000.  These funds are held by the Company’s majority stockholder. |
|----------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|

| Note G - | Subsequent EventsSubsequent events were evaluated through November 12, 2009, the date the financial statements were issued. |
|----------|-----------------------------------------------------------------------------------------------------------------------------|

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Item 2.                 Management’s Discussion and Analysis of Financial Condition and Results of Operations. 

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|                                      |   | For the NineMonths Ended |    |   | For the PeriodApril 16, 2007(Inception) to |   |
|-------------------------------------------|--------|-----------------------------------------|---------|--------|-----------------------------------------------------------|--------|
|                                      |   | September 30, 2009                 |    |   | September 30, 2008                                   |   |   | September 30, 2009 |   |
| Net Cash Used in Operating Activities     |   |                                    |    |   |                                                      |   |   | $ | (1,750 | ) |
|                                      |   |                                    |    |   |                                                      |   |   |   |   |   |
| Net Cash Provided by Investing Activities |   |                                    | — |   |                                                      |   | — |   |   |   | — |   |
|                                      |   |                                    |    |   |                                                      |   |   |   |   |   |   |   |
| Net Cash Provided by Financing Activities |   | —                                 |    |   | —                                                   |   |   | $ | 1,750 |   |
|                                      |   |                                    |    |   |                                                      |   |   |   |   |   |   |   |
| Net Effect on Cash                        |   | $                                       | 0       |   |                                                      | $      | 0 |   |   | $ | 0 |   |

Item 3.                 Quantitative and Qualitative Disclosures About Market Risk. 

Item 4T.               Controls and Procedures. 

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PART II – OTHER INFORMATION 

Item 1                 Legal Proceedings. 

Item 1A.              Risk Factors. 

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| ● | Election of the board of directors; |
|---------|-------------------------------------|

| ● | Removal of any directors; |
|---------|---------------------------|

| ● | Amendment of our certificate of incorporation or bylaws; and |
|---------|--------------------------------------------------------------|

| ● | Adoption of measures that could delay or prevent a change in control or impede a merger, takeover or other business combination. |
|---------|----------------------------------------------------------------------------------------------------------------------------------|

Item 2.                 Unregistered Sale of Equity Securities and Use of Proceeds. 

Item 3.                 Defaults Upon Senior Securities. 

Item 4.                 Submission of Matters to a Vote of Security Holders. 

Item 5.                 Other Information. 

Item 6.                 Exhibits. 

| Exhibit No. |    | Description                                                                                                                                                                                                                                            |
|------------------|--------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
|             |         |                                                                                                                                                                                                                                                   |
| 31.1             |    | Certification by Amir F. Heshmatpour, the Principal Executive Officer and Principal Financial and Accounting Officer of AFH Holding IV, Inc., pursuant to Rule 13a-14(a)/15d-14(a) of the Securities Exchange Act of 1934, as amended.                 |
|             |         |                                                                                                                                                                                                                                                   |
| 32.1             |    | Certification by Amir F. Heshmatpour, the Principal Executive Officer and Principal Financial and Accounting Officer of AFH Holding IV, Inc., pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 |

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SIGNATURES 

|   |   |   | AFH HOLDING IV, INC.                                                      |
|--------|--------|--------|---------------------------------------------------------------------------|
|   |   |   | (Registrant)                                                              |
|   |   |   |                                                                      |
|   |   |   | /s/ Amir F. Heshmatpour                                                   |
|   |   |   | Amir F. Heshmatpour                                                       |
|   |   |   | President, Secretary and Sole Director                                    |
|   |   |   | (Principal Executive Officer)(Principal Financial and Accounting Officer) |