SELECTED FCM FINANCIAL DATA AS OF 

October 31, 2004

FROM REPORTS FILED BY 

November 30, 2004

B/D? DSRO A/O Adjusted Net Capital Excess Customers' 

Futures Commission Merchant Date Net Capital Requirement Net Capital Seg Required 

4d(a)(2) 

(a) (b) (c) (d) (e) 

1 ABN AMRO INCORPORATED Y CBOT 10/31/2004 798,207,642 149,804,115 648,403,527 2,163,369,2 ABN AMRO SAGE CORPORATION Y NFA 10/31/2004 93,602,403 262,601 93,339,802 6,973,3 ADM INVESTOR SERVICES INC N CBOT 10/31/2004 87,372,488 27,769,283 59,603,205 788,868,4 ADVANTAGE FUTURES LLC N CME 10/31/2004 9,834,441 1,936,638 7,897,803 82,166,5 ADVEST INC Y NFA 10/31/2004 44,143,906 1,000,000 43,143,906 6 AG EDWARDS & SONS INC Y CBOT 10/31/2004 584,907,869 45,656,629 539,251,240 204,762,7 AIG CLEARING CORPORATION N NYME 10/31/2004 182,070,058 23,678,444 158,391,614 8 ALARON TRADING CORPORATION N CME 10/31/2004 5,155,454 1,653,748 3,501,706 85,765,9 ALCO COMMODITIES INC N NFA 10/31/2004 453,547 250,000 203,547 

10 AMERICAN MUTUAL HOLDING CORPORATION N NFA 10/31/2004 736,699 250,000 486,699 11 AMERICAN NATIONAL TRADING CORP N NFA 10/31/2004 1,450,614 486,641 963,973 21,823,12 BACERA CORPORATION N NFA 10/31/2004 618,510 250,000 368,510 13 BANC OF AMERICA FUTURES INCORPORATED Y CME 10/31/2004 72,601,783 41,590,432 31,011,351 338,014,14 BARCLAYS CAPITAL INC Y NYME 10/31/2004 569,338,185 169,357,385 399,980,800 2,157,737,15 BATTERY ASSET MANAGEMENT LLC N NFA 10/31/2004 387,291 250,000 137,291 16 BEAR STEARNS & CO INC Y NFA 10/31/2004 2,121,487,238 73,226,224 2,048,261,014 17 BEAR STEARNS SECURITIES CORP Y CME 10/31/2004 3,904,243,177 1,118,841,426 2,785,401,751 2,719,156,18 BIELFELDT & COMPANY LLC N CBOT 10/31/2004 380,075 250,000 130,075 19 BLAYLOCK AND PARTNERS LP Y NFA 10/31/2004 30,863,985 497,052 30,366,933 20 BNP PARIBAS BROKERAGE SERVICES INC Y CME 10/31/2004 42,077,727 22,604,654 19,473,073 160,602,21 BNP PARIBAS COMMODITY FUTURES INC N NYME 10/31/2004 44,247,907 26,567,940 17,679,967 443,230,22 BNP PARIBAS SECURITIES CORP Y CBOT 10/31/2004 253,779,992 2,244,940 251,535,052 23 C CZARNIKOW SUGAR FUTURES INC N NFA 10/31/2004 1,563,314 250,000 1,313,314 1,772,224 CADENT FINANCIAL SERVICES LLC N CME 10/31/2004 3,085,033 523,074 2,561,959 19,369,25 CAL FINANCIAL CORPORATION N NFA 10/31/2004 425,896 250,000 175,896 26 CALYON FINANCIAL INC Y CME 10/31/2004 282,750,761 234,458,883 48,291,878 4,169,271,27 CANTOR FITZGERALD & CO Y CBOT 10/31/2004 104,675,322 2,094,130 102,581,192 1,248,28 CAPITAL MARKET SERVICES LLC N NFA 10/31/2004 2,649,249 331,740 2,317,509 29 CARGILL INVESTOR SERVICES INC N CBOT 10/31/2004 90,187,059 71,225,427 18,961,632 1,377,831,30 CDC SECURITIES INC. Y NFA 10/31/2004 74,647,202 250,000 74,397,202 31 CIBC WORLD MARKETS CORP Y CME 10/31/2004 838,110,662 35,201,972 802,908,690 32 CITIGROUP GLOBAL MARKETS INC Y CBOT 10/29/2004 4,276,308,772 579,037,169 3,697,271,603 7,508,385,33 CLIFDEN FUTURES LLC N NFA 10/31/2004 746,804 357,523 389,281 8,615,34 CLIFF LARSON COMPANY THE N NFA 10/31/2004 450,946 250,000 200,946 1,700,235 CMC GROUP PLC N NFA 10/31/2004 12,734,168 250,000 12,484,168 36 COESfx CLEARING INC N NFA 10/31/2004 576,493 250,000 326,493 37 COMMERZ FUTURES LLC N CME 10/31/2004 15,450,604 250,000 15,200,604 88,884,38 COUNTRY HEDGING INC N NFA 10/31/2004 14,905,666 2,196,468 12,709,198 32,213,39 CREDIT SUISSE FIRST BOSTON LLC Y CBOT 10/31/2004 3,200,769,233 164,497,967 3,036,271,266 1,744,313,40 CRESSWELL CAPITAL LLC N NFA 10/31/2004 2,058,126 348,311 1,709,815 9,185,41 CROSSLAND LLC N CBOT 10/29/2004 2,948,974 250,000 2,698,974 7,825,242 CUNNINGHAM COMMODITIES INC N CBOT 10/31/2004 2,088,738 438,365 1,650,373 16,078,43 DAIWA SECURITIES AMERICA INC Y CME 10/31/2004 183,792,399 2,009,630 181,782,769 37,951,44 DAVID A NOYES & CO Y NFA 10/31/2004 2,110,188 1,000,000 1,110,188 45 DEUTSCHE BANK SECURITIES INC Y CBOT 10/31/2004 2,037,434,167 230,697,638 1,806,736,529 1,453,895,46 DORMAN TRADING LLC N CME 10/31/2004 3,955,706 260,302 3,695,404 16,907,47 DUNAVANT COMMODITY CORP N NYCE 10/31/2004 16,911,886 511,932 16,399,954 14,596,
SELECTED FCM FINANCIAL DATA AS OF 

October 31, 2004

FROM REPORTS FILED BY 

November 30, 2004

B/D? DSRO A/O Adjusted Net Capital Excess Customers' 

Futures Commission Merchant Date Net Capital Requirement Net Capital Seg Required 

4d(a)(2) 

(a) (b) (c) (d) (e) 

48 EAGLE MARKET MAKERS INC N CBOT 10/31/2004 1,823,695 250,000 1,573,695 6,104,249 ED &F MAN COMMODITY ADVISORS INC N NFA 10/31/2004 422,456 250,000 172,456 50 ELECTRONIC BROKERAGE SYSTEMS LLC Y NFA 10/31/2004 2,741,923 250,000 2,491,923 51 ENSKILDA FUTURES LIMITED N CME 10/31/2004 3,978,927 250,000 3,728,927 3,085,52 FARR FINANCIAL INC N NFA 10/31/2004 1,427,188 379,719 1,047,469 22,223,53 FC STONE LLC N CME 10/31/2004 22,248,506 10,421,926 11,826,580 387,293,54 FCT GROUP LLC N CME 10/31/2004 9,969,795 345,402 9,624,393 5,643,55 FIMAT USA INC Y CME 10/31/2004 289,160,666 203,521,060 85,639,606 4,427,372,56 FIRST CAPITOL GROUP LLC N NFA 10/31/2004 3,594,423 2,033,021 1,561,402 55,670,57 FOREX CAPITAL MARKETS LLC N NFA 10/31/2004 23,090,974 1,191,437 21,899,537 58 FORTIS CLEARING CHICAGO LLC N CBOT 10/31/2004 17,913,131 4,938,194 12,974,937 135,584,59 FRIEDBERG MERCANTILE GROUP INC N NFA 10/31/2004 1,855,802 250,000 1,605,802 3,771,60 FRONTIER FUTURES INC N NFA 10/31/2004 1,159,507 290,022 869,485 17,022,61 FUTURES TECH LLC N NFA 10/31/2004 401,580 250,000 151,580 62 FX SOLUTIONS LLC N NFA 10/31/2004 1,985,373 437,134 1,548,239 63 FX TRADING LLC N NFA 10/31/2004 501,000 250,000 251,000 64 GAIN CAPITAL GROUP INC N NFA 10/31/2004 13,015,093 250,000 12,765,093 65 GARBAN FUTURES LLC N NFA 10/31/2004 5,289,462 250,000 5,039,462 66 GELBER GROUP LLC N CBOT 10/31/2004 21,416,042 377,082 21,038,960 25,556,67 GFS SECURITIES & FUTURES INC N NFA 10/31/2004 1,035,518 250,000 785,518 68 GILDER GAGNON HOWE AND CO LLC Y NFA 10/31/2004 27,220,563 250,000 26,970,563 69 GLOBAL FUTURES & FOREX LTD Y NFA 10/31/2004 9,768,008 2,644,578 7,123,430 70 GLOBAL FUTURES LLC N NFA 10/31/2004 375,966 250,000 125,966 71 GOLDENBERG HEHMEYER & CO Y CBOT 10/31/2004 6,484,141 1,753,463 4,730,678 81,756,72 GOLDMAN SACHS & CO Y CBOT 10/29/2004 4,916,007,664 1,060,071,172 3,855,936,492 8,824,140,73 GOLDMANY FINANCE INC N NFA 10/31/2004 279,971 250,000 29,971 74 GREENWICH CAPITAL MARKETS INC Y CBOT 10/31/2004 561,906,000 38,652,000 523,254,000 388,991,75 HAGERTY GRAIN CO INC N CBOT 10/31/2004 1,762,518 250,000 1,512,518 7,112,76 HORNBLOWER FISCHER & CO Y NFA 10/31/2004 698,710 250,000 448,710 1,822,77 HOTSPOT FX INC N NFA 10/31/2004 3,018,094 250,000 2,768,094 78 HSBC SECURITIES USA INC Y CME 10/31/2004 307,278,744 40,807,656 266,471,088 523,470,79 IFSCL USA INC N NFA 10/31/2004 810,053 250,000 560,053 598,80 IFX MARKETS INC N NFA 10/31/2004 444,199 250,000 194,199 81 INTEGRATED BROKERAGE SERVICES INC N NFA 10/31/2004 1,028,525 250,000 778,525 1,780,82 INTERACTIVE BROKERS LLC Y NFA 10/31/2004 118,992,456 7,547,671 111,444,785 49,892,83 INTERNATIONAL COMMODITY CLEARING N NFA 10/29/2004 1,389,995 250,000 1,139,995 13,018,84 INVESTEC (US) INCORPORATED Y NFA 10/29/2004 20,223,891 250,000 19,973,891 85 IOWA GRAIN CO N CBOT 10/31/2004 10,169,259 4,375,948 5,793,311 121,204,86 ITAU SECURITIES INC Y NFA 10/31/2004 2,590,439 250,000 2,340,439 87 JP MORGAN FUTURES INC N NYME 10/31/2004 892,783,415 409,845,595 482,937,820 6,402,110,88 JULIUS BAER SECURITIES INC Y NFA 10/31/2004 15,639,424 3,103,301 12,536,123 89 KJW LLC N NFA 10/31/2004 948,989 250,000 698,989 90 KOTTKE ASSOCIATES LLC N CBOT 10/31/2004 10,061,121 250,000 9,811,121 16,478,91 LADENBURG THALMANN & CO INC Y NFA 10/31/2004 1,615,291 250,000 1,365,291 92 LAWRENCE-BONFITTO TRADING COMPANY N CBOT 10/31/2004 2,430,662 250,000 2,180,662 1,327,93 LBS LIMITED PARTNERSHIP N CBOT 10/31/2004 646,220 250,000 396,220 94 LEADER INVESTMENTS INC Y NFA 10/31/2004 486,355 250,000 236,355 95 LEGG MASON WOOD WALKER INC Y NYME 10/31/2004 320,711,820 24,408,228 296,303,592 
SELECTED FCM FINANCIAL DATA AS OF 

October 31, 2004

FROM REPORTS FILED BY 

November 30, 2004

B/D? DSRO A/O Adjusted Net Capital Excess Customers' 

Futures Commission Merchant Date Net Capital Requirement Net Capital Seg Required 

4d(a)(2) 

(a) (b) (c) (d) (e) 

96 LEHMAN BROTHERS INC Y CBOT 10/31/2004 2,175,068,000 185,058,980 1,990,009,020 2,374,769,97 LINN GROUP ( THE ) N NFA 10/31/2004 318,891 250,000 68,891 98 LINSCO/PRIVATE LEDGER CORP Y NFA 10/31/2004 97,692,409 4,322,279 93,370,130 99 LOEB PARTNERS CORPORATION Y NFA 10/31/2004 29,436,096 250,000 29,186,096 

100 MAN FINANCIAL INC N CME 10/31/2004 275,520,077 202,711,124 72,808,953 4,249,406,101 MARQUETTE ELECTRONIC BROKERAGE LLC N NFA 10/29/2004 2,061,542 250,000 1,811,542 102 MAXCOR FINANCIAL INC Y NFA 10/31/2004 41,642,960 250,000 41,392,960 103 MBF CLEARING CORP N NYME 10/31/2004 8,504,617 1,630,025 6,874,592 105,185,104 MBT TECHNOLOGIES LLC N NFA 10/31/2004 675,506 250,000 425,506 105 MCVEAN TRADING AND INVESTMENTS LLC N NFA 10/31/2004 11,760,780 1,811,515 9,949,265 260,870,106 MERRILL LYNCH PIERCE FENNER & SMITH Y CBOT 10/29/2004 2,794,096,521 390,656,222 2,403,440,299 5,890,007,107 MERRILL LYNCH PROFESSIONAL CLEARING CORPY NFA 10/29/2004 747,464,406 31,536,960 715,927,446 467,895,

108 MID-CO COMMODITIES INC N NFA 10/31/2004 3,817,401 759,398 3,058,003 14,806,109 MITSUI & CO INVESTMENT PRODUTS CORP N NFA 10/31/2004 718,108 250,000 468,108 110 MIZUHO SECURITIES USA INC Y CME 10/31/2004 142,787,796 11,387,019 131,400,777 268,331,111 MONEY GARDEN CORP N NFA 10/31/2004 3,384,992 250,000 3,134,992 112 MORGAN KEEGAN & COMPANY INC Y NFA 10/31/2004 281,651,264 11,448,937 270,202,327 113 MORGAN STANLEY & CO INCORPORATED Y CME 10/31/2004 3,757,501,053 776,625,616 2,980,875,437 2,659,838,114 MORGAN STANLEY DW INC Y CBOT 10/31/2004 1,128,187,420 90,970,554 1,037,216,866 1,024,328,115 NEUBERGER BERMAN LLC Y NFA 10/31/2004 249,335,191 18,364,321 230,970,870 22,415,116 NIKKO SECURITIES CO INTERNATIONAL INC Y NFA 10/31/2004 17,377,700 250,000 17,127,700 117 NOMURA SECURITIES INTERNATIONAL INC Y CBOT 10/31/2004 771,529,885 13,519,101 758,010,784 3,807,118 OANDA CORPORATION N NFA 10/31/2004 9,206,330 1,176,886 8,029,444 119 OCONNOR & COMPANY LLC Y CBOT 10/31/2004 43,498,434 3,602,077 39,896,357 114,063,120 OMEGA RESEARCH CORPORATION Y NFA 10/31/2004 914,203 250,000 664,203 121 OPEN E CRY LLC N NFA 10/31/2004 752,764 265,447 487,317 12,433,122 OPPENHEIMER & CO INC Y NFA 10/31/2004 198,949,445 20,312,101 178,637,344 13,108,123 PATTERSON CAPITAL MARKETS LTD N CBOT 10/31/2004 739,207 250,000 489,207 124 PAX CLEARING CORPORATION Y CME 10/31/2004 55,014,068 4,825,537 50,188,531 58,791,125 PENSON FINANCIAL FUTURES INC N NFA 10/31/2004 490,358 250,000 240,358 6,687,126 PEREGRINE FINANCIAL GROUP INC N NFA 10/31/2004 9,989,183 2,787,001 7,202,182 113,421,127 PERSHING LLC Y NFA 10/31/2004 990,375,000 171,036,780 819,338,220 128 PIONEER FUTURES INC N NYME 10/31/2004 7,435,615 250,000 7,185,615 6,347,129 PIPER JAFFRAY CO. Y NFA 10/31/2004 289,509,565 11,069,495 278,440,070 130 PREFERRED TRADE INC Y NFA 10/31/2004 8,546,578 1,052,079 7,494,499 445,4131 PRUDENTIAL FINANCIAL DERIVATIVES LLC N CBOT 10/31/2004 101,770,000 68,660,440 33,109,560 1,457,745,132 QIX FUTURES INC N NFA 10/31/2004 651,170 250,000 401,170 133 QUALIFIED LEVERAGE PROVIDERS INC. N NFA 10/29/2004 4,654,332 3,016,164 1,638,168 134 RAND FINANCIAL SERVICES INC N CME 10/31/2004 16,494,000 7,753,124 8,740,876 107,925,135 RAYMOND JAMES & ASSOCIATES INC Y NFA 10/29/2004 336,972,514 25,168,386 311,804,128 136 RBC CAPITAL MARKETS CORPORATION Y CME 10/31/2004 209,366,188 36,126,431 173,239,757 137 RBC DAIN RAUSCHER INC Y NFA 10/31/2004 261,129,634 32,675,775 228,453,859 138 REDSKY SECURITIES LLC Y NFA 10/31/2004 1,148,801 250,000 898,801 139 REFCO LLC N CME 10/31/2004 278,522,033 148,995,675 129,526,358 3,867,548,
SELECTED FCM FINANCIAL DATA AS OF 

October 31, 2004

FROM REPORTS FILED BY 

November 30, 2004

B/D? DSRO A/O Adjusted Net Capital Excess Customers' 

Futures Commission Merchant Date Net Capital Requirement Net Capital Seg Required 

4d(a)(2) 

(a) (b) (c) (d) (e) 

140 RESOURCE TRADING & BROKERAGE LLC N NFA 10/31/2004 381,256 250,000 131,256 270,141 RJ OBRIEN ASSOCIATES INC N CME 10/29/2004 53,941,815 42,477,283 11,464,532 1,009,310,142 ROBBINS FUTURES INC N NFA 10/31/2004 437,539 250,000 187,539 5,741,143 ROBECO USA LLC Y NFA 10/29/2004 49,751,442 1,500,000 48,251,442 144 ROSENTHAL COLLINS GROUP LLC N CME 10/31/2004 32,187,914 9,811,642 22,376,272 373,209,145 ROSENTHAL GLOBAL SECURITIES LLC Y CBOT 10/31/2004 13,670,350 983,600 12,686,750 146 SAFEGUARD FINANCIAL HOLDINGS, LLC N NFA 10/31/2004 497,606 250,000 247,606 147 SANFORD C BERNSTEIN & CO LLC Y NFA 10/31/2004 146,385,946 18,862,207 127,523,739 148 SENTINEL MANAGEMENT GROUP INC N NFA 10/31/2004 1,398,057 250,000 1,148,057 879,633,149 SHATKIN ARBOR KARLOV & CO N CBOT 10/31/2004 4,538,160 250,000 4,288,160 12,259,150 SHAY GRAIN CLEARING COMPANY N KCBT 09/30/2004 868,115 250,000 618,115 2,358,151 SHEPARD INTERNATIONAL INC N NFA 10/31/2004 1,912,480 250,000 1,662,480 152 SHERWOOD FUTURES GROUP LLC N NFA 10/31/2004 552,605 250,000 302,605 2,531,153 SMW TRADING COMPANY INC N CME 10/29/2004 7,207,120 284,382 6,922,738 9,643,154 SNC INVESTMENTS INC N NFA 10/31/2004 250,104 250,000 104 155 SOLID GOLD FINANCIAL SERVICES INC N NFA 10/31/2004 357,858 250,000 107,858 156 SPEAR LEEDS & KELLOG Y CME 10/29/2004 1,074,111,572 41,399,832 1,032,711,740 513,862,157 SPENCER FINANCIAL LLC N NFA 10/31/2004 250,789 250,000 789 158 STEPHENS INC Y NFA 10/29/2004 62,517,345 12,912,387 49,604,958 159 STERLING COMMODITIES CORP N NYME 10/31/2004 6,658,456 319,295 6,339,161 67,528,160 STILLPOINT WEALTH MANAGEMENT LLC Y NFA 10/31/2004 401,024 250,000 151,024 161 SWISS AMERICAN SECURITIES INC Y NFA 10/31/2004 82,670,894 4,846,716 77,824,178 162 TCA FUTURES LLC N NFA 10/31/2004 390,622 250,000 140,622 163 TENCO INC N CBOT 10/31/2004 25,863,681 3,069,850 22,793,831 100,944,164 TERRA NOVA TRADING LLC Y NFA 10/31/2004 8,188,992 1,332,809 6,856,183 165 TIMBER HILL LLC Y CME 10/31/2004 470,073,845 3,605,623 466,468,222 40,897,166 TOKYO-MITSUBISHI FUTURES USA INC N CME 10/31/2004 14,245,499 2,284,741 11,960,758 758,167 TOWER RESEARCH CAPITAL EUROPE LLC N NFA 10/31/2004 1,360,402 250,000 1,110,402 168 TRADELINK LLC Y CBOT 10/31/2004 33,591,066 627,739 32,963,327 169 TRADESTATION SECURITIES INC Y NFA 10/31/2004 12,151,042 1,445,438 10,705,604 170 TRADITION SECURITIES AND FUTURES INC N NFA 10/31/2004 382,575 250,000 132,575 171 TRANSMARKET GROUP LLC Y CBOT 10/31/2004 11,895,953 250,000 11,645,953 172 TRILAND USA INC N NYME 10/31/2004 19,912,510 2,737,634 17,174,876 57,381,173 UBS FINANCIAL SERVICES INC Y CBOT 10/31/2004 1,303,024,300 211,409,094 1,091,615,207 2,143,883,174 UBS SECURITIES LLC Y CBOT 10/31/2004 4,343,485,594 338,473,616 4,005,011,978 5,368,835,175 UFJ FUTURES LLC N CME 10/31/2004 17,628,269 1,755,930 15,872,339 176 UNIVERSAL FINANCIAL HOLDING CORP N NFA 10/31/2004 547,174 250,000 297,174 5,370,4177 VELOCITY FUTURES LP N NFA 10/31/2004 2,088,698 250,000 1,838,698 14,728,178 VIEWTRADE SECURITIES INC Y NFA 10/31/2004 747,354 394,000 353,354 179 VISION LIMITED PARTNERSHIP N NFA 10/31/2004 14,306,685 6,253,554 8,053,131 223,949,180 WACHOVIA CAPITAL MARKETS LLC Y NFA 10/31/2004 320,959,386 6,582,449 314,376,937 181 WACHOVIA SECURITIES FINANCIAL NETWORK LL Y NFA 10/31/2004 17,112,267 1,371,851 15,740,416 182 WACHOVIA SECURITIES LLC Y NFA 10/31/2004 188,530,000 8,112,640 180,417,360 183 WALL STREET DERIVATIVES INC N NFA 10/31/2004 433,631 250,000 183,631 184 WESTMINSTER S&D LTD N NFA 10/31/2004 1,284,232 250,000 1,034,232 185 WHITE COMMERCIAL CORPORATION N NFA 10/31/2004 1,887,468 250,000 1,637,468 186 WORLDWIDE CLEARING N NFA 10/31/2004 439,359 250,000 189,359 187 XPRESSTRADE LLC N NFA 10/31/2004 3,897,017 250,000 3,647,017 
SELECTED FCM FINANCIAL DATA AS OF 

October 31, 2004

FROM REPORTS FILED BY 

November 30, 2004

B/D? DSRO A/O Adjusted Net Capital Excess Customers' 

Futures Commission Merchant Date Net Capital Requirement Net Capital Seg Required 

4d(a)(2) 

(a) (b) (c) (d) (e) 

188 YORK BUSINESS ASSOCIATES LLC N CBOT 10/31/2004 1,141,715 250,000 891,715 1,772,

Total 51,401,281,733 81,140,599,

September Web Page Update 185AdditionsStillpoint Wealth Management LLC 3FX Trading LLCGoldmany Finance IncDeletions 0Name Change 0October Web Page Update 188(a): B/D? : A 'Y' means the FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer. (b): DSRO: Designated Self-Regulatory Organization. (c): A firm's net capital requirement is the greater of (1) $250,000; or(2) risk based capital requirement, the sum of 8% of total customer risk maintenance margin and 4% of total noncustomer risk maintenance margin; or(3) The amount of capital required by a registered futures association (currently NFA is the only such association);(4) for securities brokers and dealers, the amount of net capital required by Rule 15c3-1(a) of the Securities and Exchange Commission.(d): Excess net capital is adjusted net capital, less the firm's net capital requirement.
SELECTED FCM FINANCIAL DATA AS OF 

October 31, 2004

FROM REPORTS FILED BY 

November 30, 2004

B/D? DSRO A/O Adjusted Net Capital Excess Customers' 

Futures Commission Merchant Date Net Capital Requirement Net Capital Seg Required 

4d(a)(2) 

(a) (b) (c) (d) (e) 

(e): This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on a designated contract market or derivatives transaction execution facility. This is the sum of all accounts that contain a net liquidating equity.(f): This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of vthe United States. Note: Any comments regarding information contained in this table may be brought to the attention of the CFTC's Division of Clearing and Intermediary Oversight via e-mail: fzimmerle@cftc.gov; s_williams@cftc.gov or sgreska@cftc.gov.