SUBMISSION COVER SHEET

IMPORTANT: Check box if Confidential Treatment is requested 

Registered Entity Identifier Code (optional): 22-419

Organization: The Board of Trade of the City of Chicago, Inc. (“CBOT”)

Filing as a: DCM SEF DCO SDR 

Please note - only ONE choice allowed.

Filing Date (mm/dd/yy): 10/4/22 Filing Description: Weekly Notification of Amendments 

Related to Product Terms and Conditions (Week of September 26, 2022)

SPECIFY FILING TYPE 

Please note only ONE choice allowed per Submission.

Organization Rules and Rule Amendments 

Certification § 40.6(a)

Approval § 40.5(a)

Notification § 40.6(d)

Advance Notice of SIDCO Rule Change § 40.10(a)

SIDCO Emergency Rule Change § 40.10(h)

Rule Numbers:

New Product Please note only ONE product per Submission.

Certification § 40.2(a) 

Certification Security Futures § 41.23(a)

Certification Swap Class § 40.2(d)

Approval § 40.3(a)

Approval Security Futures § 41.23(b)

Novel Derivative Product Notification § 40.12(a)

Swap Submission § 39.5

Official Product Name: 

Product Terms and Conditions (product related Rules and Rule Amendments)

Certification § 40.6(a) 

Certification Made Available to Trade Determination § 40.6(a)

Certification Security Futures § 41.24(a)

Delisting (No Open Interest) § 40.6(a) 

Approval § 40.5(a)

Approval Made Available to Trade Determination § 40.5(a)

Approval Security Futures § 41.24(c)

Approval Amendments to enumerated agricultural products § 40.4(a), § 40.5(a)

“Non-Material Agricultural Rule Change” § 40.4(b)(5)

Notification § 40.6(d)

Official Name(s) of Product(s) Affected: See filing.

Rule Numbers: See filing. 
300 Vesey Street New York, NY 10282 T 212 299 2200 F 212 301 4645 christopher.bowen@cmegroup.com cmegroup.com

1

Christopher Bowen 

Managing Director and Chief Regulatory Counsel

Legal Department

October 4, 2022

VIA ELECTRONIC PORTAL

Mr. Christopher J. Kirkpatrick

Office of the Secretariat

Commodity Futures Trading Commission

Three Lafayette Centre

1155 21st Street, N.W.

Washington, D.C. 20581

Re: CFTC Regulation 40.6(d) Notification. The Board of Trade of the City of Chicago, Inc.

(“CBOT” or “Exchange”) Weekly Notification of Amendments Related to Product 

Terms and Conditions.

CBOT Submission No. 22-419

Dear Mr. Kirkpatrick:

Pursuant to Commodity Futures Trading Commission (“CFTC” or “Commission”) Regulation 40.6(d), the 

Exchange submits this weekly notification of the following amendments related to product terms and 

conditions made effective during the week of September 26, 2022. 

Effective Monday, September 26, 2022, the Exchange implemented administrative amendments to the 

contract titles for all Dow Jones futures and options contracts (the “Contracts”). The marketplace was 

alerted of the amendments via Special Executive Report (“SER”) #9058, which is attached hereto as Exhibit 

A.

If you require any additional information, please contact the undersigned at (212) 299-2200 or via e-mail at 

CMEGSubmissionInquiry@cmegroup.com. 

Sincerely, 

/s/ Christopher Bowen

Managing Director and Chief Regulatory Counsel

Attachment: Exhibit A – SER #9058
2

Exhibit A

Special Executive Report

DATE: September 14, 2022

SER#: 9058

SUBJECT: Administrative Amendments to the Contract Titles for all Dow Jones Futures 

and Options Contracts

Effective Monday, September 26, 2022, The Board of Trade of the City of Chicago, Inc. (“CBOT” or 

“Exchange”) will implement administrative amendments to the contract titles for all Dow Jones futures and 

options contracts (the “Contracts”) as more specifically described in the table below.

Current Contract Title Amended Contract Title

CBOT 

Rulebook 

Chapter

CME Globex 

and

CME ClearPort

Code

CBOT® E-mini Dow Jones Industrial 

AverageSM Index Futures ($5 

Multiplier)

E-mini Dow Jones Industrial 

AverageSM Index Futures 27 YM

CBOT® E-mini Dow Jones Industrial 

AverageSM Index ($5 Multiplier) 

Futures Options

Options on E-mini Dow Jones 

Industrial AverageSM Index Futures 27A OYM

CBOT® E-mini Dow Jones Industrial 

AverageSM Index ($5 Multiplier) End-ofMonth Option

Options on E-mini Dow Jones 

Industrial AverageSM Index Futures -

End-of-Month (European-Style)

27A EYM

CBOT® E-mini Dow Jones Industrial 

AverageSM Index ($5 Multiplier) Weekly 

Option - week 1-4

Weekly Options on E-mini Dow 

Jones Industrial AverageSM Index 

Futures - Week 1-4 (European-Style)

27A YM1-YM4

Micro E-mini Dow Jones Industrial 

AverageSM Index Futures

Micro E-mini Dow Jones Industrial 

AverageSM Index Futures 28 MYM

CBOT® Dow JonesSM US Real Estate 

Index Futures

Dow JonesSM US Real Estate Index 

Futures 30 RX

Dow Jones Industrial AverageSM Total 

Return Index Futures

Dow Jones Industrial AverageSM

Total Return Index Futures 31 DTR

Adjusted Interest Rate Dow Jones 

Industrial AverageSM Total Return 

Index Futures

Adjusted Interest Rate Dow Jones 

Industrial AverageSM Total Return 

Index Futures

33 ADR

CBOT is amending the title of the Contracts exclusively for harmonization purposes. The amendments are 

administrative in nature and shall in no manner impact the economic value of the Contracts. 

The Commodity Futures Trading Commission (“CFTC”) will be notified of the amendments during the week 

of October 3, 2022, via the weekly notification procedures set forth in Part 40 of the CFTC’s Regulations.

Please refer questions on this subject to:

Anna Ellis anna.ellis@cmegroup.com 1 312 783 8764