SUBMISSION COVER SHEET

IMPORTANT: Check box if Confidential Treatment is requested 

Registered Entity Identifier Code (optional): 23-037

Organization: Commodity Exchange, Inc. (“COMEX”)

Filing as a: DCM SEF DCO SDR 

Please note - only ONE choice allowed.

Filing Date (mm/dd/yy): 01/10/23 Filing Description: Weekly Notification of Amendments 

Related to Product Terms and Conditions (Week of January 2, 2023)

SPECIFY FILING TYPE 

Please note only ONE choice allowed per Submission.

Organization Rules and Rule Amendments 

Certification § 40.6(a)

Approval § 40.5(a)

Notification § 40.6(d)

Advance Notice of SIDCO Rule Change § 40.10(a)

SIDCO Emergency Rule Change § 40.10(h)

Rule Numbers:

New Product Please note only ONE product per Submission.

Certification § 40.2(a) 

Certification Security Futures § 41.23(a)

Certification Swap Class § 40.2(d)

Approval § 40.3(a)

Approval Security Futures § 41.23(b)

Novel Derivative Product Notification § 40.12(a)

Swap Submission § 39.5

Official Product Name: 

Product Terms and Conditions (product related Rules and Rule Amendments)

Certification § 40.6(a) 

Certification Made Available to Trade Determination § 40.6(a)

Certification Security Futures § 41.24(a)

Delisting (No Open Interest) § 40.6(a) 

Approval § 40.5(a)

Approval Made Available to Trade Determination § 40.5(a)

Approval Security Futures § 41.24(c)

Approval Amendments to enumerated agricultural products § 40.4(a), § 40.5(a)

“Non-Material Agricultural Rule Change” § 40.4(b)(5)

Notification § 40.6(d)

Official Name(s) of Product(s) Affected: See filing.

Rule Numbers: See filing. 
300 Vesey Street New York, NY 10282 T 212 299 2200 F 212 301 4645 christopher.bowen@cmegroup.com cmegroup.com

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Christopher Bowen 

Managing Director and Chief Regulatory Counsel

Legal Department

January 10, 2023

VIA ELECTRONIC PORTAL

Mr. Christopher J. Kirkpatrick

Office of the Secretariat

Commodity Futures Trading Commission

Three Lafayette Centre

1155 21st Street, N.W.

Washington, D.C. 20581

Re: CFTC Regulation 40.6(d) Notification. Commodity Exchange, Inc. (“COMEX” or 

“Exchange”) Weekly Notification of Amendments Related to Product Terms and 

Conditions.

COMEX Submission No. 23-037

Dear Mr. Kirkpatrick:

Pursuant to Commodity Futures Trading Commission (“CFTC” or “Commission”) Regulation 40.6(d), the 

Exchange submits this weekly notification of the following amendments related to product terms and 

conditions made effective during the week of January 2, 2023. 

Effective January 6, 2023, the Exchange approved the application of Grafton Warehouse Services (UK) 

Limited for an increase in Aluminum regularity at their Port Klang, Malaysia facility. The marketplace was 

alerted of the change via MKR #01-06-23, which is attached hereto as Exhibit A.

In accordance with the change above, the Exchange updated the COMEX Rulebook Chapter 7 “Service 

Providers” spreadsheet (“Spreadsheet”) for “Base Warehouses Weighmasters.” The Spreadsheet is 

attached under separate cover, in blackline format, as Exhibit B.

If you require any additional information, please contact the undersigned at (212) 299-2200 or via e-mail at 

CMEGSubmissionInquiry@cmegroup.com. 

Sincerely, 

/s/ Christopher Bowen

Managing Director and Chief Regulatory Counsel

Attachments: Exhibit A – MKR #01-06-23

Exhibit B – COMEX Rulebook Chapter 7 – Service Providers (attached under separate 

cover) (blackline format)
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Exhibit A

DATE: January 6, 2023

MKR#: 01-06-23

SUBJECT: Approved Application for Increase in Aluminum Regularity

The Exchange has approved the application for an increase in Aluminum regularity from Grafton 

Warehouse Services (UK) Limited at the facility listed below:

Facility Current Storage Approved Storage

Port Klang, Malaysia 20,000 MT 75,000 MT

This approval is effective immediately.

Please refer questions on this subject to:

Market Surveillance

Joanna Szklarz joanna.szklarz@cmegroup.com (312) 341-5853

The Commodity Futures Trading Commission (CFTC) will be notified of this increase in regularity during 

the week of January 9, 2023 via the weekly notification procedures set out in Part 40 of the CFTC 

Regulations.
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Exhibit B

COMEX Rulebook

Chapter 7

“Service Providers”

(additions underlined, deletions overstruck)

(attached under separate cover)