alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
55 East 52nd Street

New York, NY 10055

Submission No. 23-117

August 22, 2023

Mr. Christopher J. Kirkpatrick

Office of the Secretariat

Commodity Futures Trading Commission

Three Lafayette Centre

1155 21st Street, NW

Washington, DC 20581

Re: Amendments to the MSCI Index Contract Investment Bank Trading Incentive

Program - Submission Pursuant to Section 5c(c)(1) of the Act and Regulation 40.6

Dear Mr. Kirkpatrick:

Pursuant to Commission Regulation 40.6(a), ICE Futures U.S., Inc. (“IFUS” or 

“Exchange”) submits, by written certification, the amendments to the MSCI Index Contract 

Investment Bank Trading Incentive Program (“Program”)1set forth in Exhibit A. The amendments 

will become effective on September 6, 2023. 

The Exchange certifies that the Program complies with the requirements of the Commodity 

Exchange Act and the rules and regulations promulgated thereunder. In particular, the amendments 

comply with Core Principle 4 (Monitoring of Trading), Core Principle 9 (Execution of 

Transactions) and Core Principle 12 (Protection of Market Participants). The Program does not 

impact order execution priority or otherwise give participants any execution preference or 

advantage. In addition, the Exchange’s Market Regulation Department actively monitors for 

trading abuses using electronic exception reports and will take appropriate action against any 

participants engaging in market abuses. 

The Exchange further certifies that, concurrent with this filing, a notice of pending 

certification was posted on the Exchange’s website. A copy of this submission may be accessed at 

((https://www.theice.com/futures-us/regulation#rule-filings). The Exchange is not aware of any 

opposing views with respect to the Program.

1 See IFUS Submission No. 23-76
If you have any questions or need further information, please contact me at 212-748-4021 

or at jason.fusco@theice.com.

Sincerely,

Jason V. Fusco

Assistant General Counsel

Market Regulation

Enc.
EXHIBIT A

[PARAGRAPH REDACTED]

ICE Futures MSCI Contract Investment Bank Trading Incentive Program

Program Purpose

The purpose of the Program is to incentivize investment banks to provide volume and increase 

liquidity in the Exchange’s MSCI futures complex. This enhanced liquidity will benefit all 

participants in the marketplace.

Product Scope

MSCI Index Futures 

Eligible Participants

This Program is open to five investment banks and firms which are affiliates of investment banks. 

Program Term

The Program term shall end on December 31, 2023.

Obligations

[PARAGRAPH REDACTED]

Program Incentives

[PARAGRAPH REDACTED]

Monitoring and Termination of Status

The Exchange shall monitor trading activity and Participants’ performance and shall retain the right 

to revoke Participants’ status if it concludes from review that a Program Participant has failed to 

meet its obligations or no longer meets the eligibility requirements of this Program.
IN THE SUPREME COURT OF THE STATE OF MONTANA 

DA 22-0681 

STATE OF MONTANA, 

Plaintiff and Appellee, 

v. 

ANDREW DAVID SHEROD, 

Defendant and Appellant. 

DEC 2 0 272 

Ecw n G-- en - -ci 

urt 

C. 0, is....-)ntar.a 

ORDER 

Andrew David Sherod moves this Court for appointment of counsel in his appeal. 

As grounds, he states that he is indigent and currently incarcerated. Sherod appeals an 

October 27, 2022 Judgment issued in the Thirteenth Judicial District Court, Yellowstone 

County, where the court sentenced Sherod to the Montana State Prison for felony negligent 

homicide. On the same day that Sherod filed his Notice of Appeal, this Court received the 

District Court record, Judgment, and a copy of the sentencing transcript. 

Sherod has a recent conviction, and he may be entitled to appointment of counsel in 

this appeal. Section 46-8-103(1), MCA. Therefore, 

IT IS ORDERED that Sherod's Motion for Appointment of Counsel is GRANTED. 

The Appellate Defender Division shall have thirty days from the date of this Order 

within which to file either a Notice of Appearance or a Motion to Rescind this Order 

appointing counsel. If Sherod were to qualify for appointed counsel, the Appellate 

Defender Division shall order any other necessary transcripts. 

The Clerk of the Supreme Court is directed to provide a copy of this Order to: the 

Appellate Defender Division, counsel of record, and Andrew David Sherod. 

DATED this c-46 —day of December, 2022. 

For the Court, 

Chief Justice 

12/20/2022

Case Number: DA 22-0681
# Fourth Court of Appeals

**San Antonio, Texas**

May 14, 2015

N o. 04

- 14

- 00899

- CV

Laura Leticia Zepeda VASQUEZ , Ind ividually and on behalf of the Estate of Jose Abraham

Vasquez,Jr.,

Appellant s

v.

Legend Natural Gas III, LP; Legend Natural Gas, /s

LEGEND NATURAL GAS III, LP; Legend Natural Gas, LLC; L ewis Energy Group, LP; and

Lewis Petro Properties, Inc,

Appellee s

From the 81st Judicial District Court, La Salle County, Texas

Trial Court No. 14

- 07

- 00119

- CVL

Honorable Stella Saxon, Judge Presiding



### ORDER

The Appellee XTO Energy, In c ’ s Motion for Extension of Time to File Brief has this date

been received and filed in the above styled and numbered cause. Extension of time to file the

Appellee’s brief is this date GRANTED. Time is extended to May 21, 2015.



### PER CURIAM

ATTESTED TO:

____________________________ KEITH E. HOTTLE

CLERK OF COURT

cc: Jeffrey Lee Dorrell

Hanszen Laporte, LLP

11767 Katy Freeway, Suite 850

Houston, TX 77079

William A. Abernethy

Donnell, Abernethy & Kieschnick, P.C.

PO Box 2624

Corpus Christi, TX 78403

- 2624 Joel Vale Jr.

Atlas, Hall & Ro driguez, LLP

818 W. Pecan Blvd.

McAllen, TX 78501

Jose E. Garcia

Garcia & Villarreal, L.L.P.

4311 North McColl Road

McAllen, TX 78504
Translation of Loan Agreements



 Exhibit 10.43 

Loan Agreements 
 Party
A: Mingyang Wind Power Technology Co., Ltd. 
 Party B: Tianjin Mingyang New Energy Investment Co., Ltd. 

On the principle of mutual benefit and paid use of capital, both parties reach an agreement as follows through negotiation: 

I. Party B agrees to lend capital to Party B for paid use; 

II. Party A agrees to pay capital use fee to Party B in accordance with annual interest rate of banks in the corresponding period on a monthly basis.

 III. As at March 2009, Party A shall pay capital use fee totaling to RMB 911250, indicated as following table. 

 

											
	Period of use	 	Used amount	 	 Annual

interest rate
	 	 Monthly

interest rate
	 	Length of use	 	Use fee
	July to December 2008	 	18000000.00	 	7.47%	 	0.62%	 	6 months	 	672300.00
	January to March 2009	 	18000000.00	 	5.31%	 	0.44%	 	3 months	 	238950.00
	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 
	In total	 	 	 	 	 	 	 	 	 	911250.00


This agreement is executed in duplicated with each party holding one copy. This agreement shall take effect after both parties sign names and affix
seals. 
  

			
	Party A: Mingyang Wind Power Technology Co., Ltd.	 	Party B: Tianjin Mingyang New Energy Investment Co., Ltd.

	Representative signature:	 	Representative signature:
	 	 	April 11, 2009
# C_2019172EN.01002701.xml

| 20.5.2019 | EN | Official Journal of the European Union | C 172/27 |
| --- | --- | --- | --- |

20.5.2019

EN

Official Journal of the European Union

C 172/27

---

Order of the President of the Court of 8 February 2019 (request for a preliminary ruling from the Rechtbank Amsterdam — Netherlands) — A, B v C

(Case C-750/18) (1)

(2019/C 172/38)

Language of the case: Dutch

The President of the Court has ordered that the case be removed from the register.

---

(1)  OJ C 93, 11.3.2019.

---
Exhibit 32

                CERTIFICATIONS PURSUANT TO 18 U.S.C. SECTION 1350


         The  undersigned,  who are the Chief  Executive  Officer  and the Chief
Financial Officer of Carolina  National  Corporation each hereby certifies that,
to the best of his knowledge,  the  accompanying  Form 10-KSB for the year ended
December 31, 2004,  fully  complies  with the  requirements  of Section 13(a) or
15(d) of the Securities  Exchange Act of 1934 and that information  contained in
the report fairly presents,  in all material respects,  the financial  condition
and results of operations of the issuer.

March 28, 2005

                                      s/Roger B. Whaley
                                      ------------------------------------------
                                      Roger B. Whaley
                                      Chief Executive Officer


                                      s/Carl M. Donnelly
                                      ------------------------------------------
                                      Carl M. Donnelly
                                      Chief Financial Officer
# C_2019206EN.01001602.xml

| 17.6.2019 | EN | Official Journal of the European Union | C 206/16 |
| --- | --- | --- | --- |

17.6.2019

EN

Official Journal of the European Union

C 206/16

---

Judgment of the Court (Tenth Chamber) of 11 April 2019 (request for a preliminary ruling from the Tribunal da Relação do Porto — Portugal) — Mediterranean Shipping Company (Portugal) — Agentes de Navegação SA v Banco Comercial Português SA, Caixa Geral de Depósitos SA

(Case C-295/18) (1)

(Reference for a preliminary ruling - Payment services in the internal market - Directive 2007/64/EC - Articles 2 and 58 - Scope - Payment service user - Meaning - Execution of a direct-debit payment order issued by a third party in respect of an account of which that party is not the holder - No authorisation from the holder of the debited account - Unauthorised payment transactions)

(2019/C 206/20)

Language of the case: Portuguese

Referring court

Tribunal da Relação do Porto

Parties to the main proceedings

Applicant: Mediterranean Shipping Company (Portugal) — Agentes de Navegação SA

Defendants: Banco Comercial Português SA, Caixa Geral de Depósitos SA

Operative part of the judgment

| 1. | Article 2(1) of Directive 2007/64/EC of the European Parliament and of the Council of 13 November 2007 on payment services in the internal market, amending Directives 97/7/EC, 2002/65/EC, 2005/60/EC and 2006/48/EC and repealing Directive 97/5/EC, must be interpreted to the effect that the notion of ‘payment services’, for the purposes of that provision, includes the execution of direct debits, initiated by the payee, on a payment account of which it is not the holder, where the holder of the account thus debited does not consent to those direct debits. |
| --- | --- |

1.

Article 2(1) of Directive 2007/64/EC of the European Parliament and of the Council of 13 November 2007 on payment services in the internal market, amending Directives 97/7/EC, 2002/65/EC, 2005/60/EC and 2006/48/EC and repealing Directive 97/5/EC, must be interpreted to the effect that the notion of ‘payment services’, for the purposes of that provision, includes the execution of direct debits, initiated by the payee, on a payment account of which it is not the holder, where the holder of the account thus debited does not consent to those direct debits.

| 2. | Article 58 of Directive 2007/64 must be interpreted to the effect that the notion of ‘payment service user’, for the purposes of that article, includes the holder of a payment account on which direct debits were executed without its consent. |
| --- | --- |

2.

Article 58 of Directive 2007/64 must be interpreted to the effect that the notion of ‘payment service user’, for the purposes of that article, includes the holder of a payment account on which direct debits were executed without its consent.

---

(1)  OJ C 259, 23.7.2018.

---
135519018

Ledger Holdings Inc

152 Madison Avenue, 21st Fl.

New York, NY 10016

https://ledgerx.com

January 03, 2019

VIA COMMISSION PORTAL

Christopher J. Kirkpatrick

Secretary, Commodity Futures Trading Commission

Three Lafayette Centre

1155 21st Street, N.W.

Washington, D.C. 20581

Re: Commission Regulation 40.6(d) – Weekly Notification of Rule Amendments

LedgerX LLC Submission No. 19-01

Dear Mr. Kirkpatrick:

LedgerX LLC (“LedgerX”) hereby notifies the Commodity Futures Trading Commission (the 

“Commission”), pursuant to Section 5c(c) of the Commodity Exchange Act (the “CEA”) and 

Commission Regulation 40.6(d), that it made the attached amendments to its Fee Schedule. The 

attached changes and amendments are effective January 03, 2019. 

A concise explanation and analysis of the changes and amendments is attached hereto as Appendix 

A. LedgerX certifies that the changes and amendments comply with the CEA and Commission 

Regulations thereunder. 

* * * *

Please contact the undersigned at 917-267-2381 or juthica@ledgerx.com if you have any questions 

or you would otherwise like to discuss this further.

Sincerely,

Juthica Chou

Chief Risk Officer

LedgerX LLC
135519018

Ledger Holdings Inc

Appendix A

Rule/Section Explanation Core Principle or other CEA 

Provision, Commission 

Regulation and/or 

Commission Staff Letter

LedgerX Fee Schedule Amending fee schedule for new 

participants.

These changes do not affect 

LedgerX’s compliance.
Exhibit 32.1

CERTIFICATION PURSUANT TO

18 USC. SECTION 1350,

AS ADOPTED PURSUANT TO

SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

In connection with the Quarterly Report on Form 10-Q of Golden
Pond Healthcare, Inc. (the Company) for the quarter ended March 31, 2009 as filed with the Securities and Exchange Commission on the date hereof (the Report ), I, Stephen F. Wiggins, Chairman and President
of the Company, hereby certify, pursuant to 18 U.S.C. § 1350, as adopted pursuant to § 906 of the Sarbanes-Oxley Act of 2002, that:



| | (1) | The Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and
| | --- | ---------------------------------------------------------------------------------------------------------------------



| | (2) | The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.
| | --- | ----------------------------------------------------------------------------------------------------------------------------------------------------



|             |  |                                                        
|------------ |  | -------------------------------------------------------
|May 11, 2009 |  | /s/ Stephen F. Wiggins                                 
|             |  | Stephen F. Wiggins, Chairman of the Board and President
June 27, 2023

VIA CFTC PORTAL 

Commodity Futures Trading Commission

Attention: Chris Kirkpatrick, Secretary

Three Lafayette Centre

1155 21st Street, NW

Washington, DC 20581

Re: CFTC Regulation 40.6(a) Certification: Amendments to Nodal Clear Rules

Dear Mr. Kirkpatrick:

Pursuant to Commodity Futures Trading Commission (“Commission” or “CFTC”) Regulation 40.6(a), Nodal Clear, LLC 

(“Nodal Clear” or the “Clearing House”) hereby notifies the Commission that it is self-certifying an amendment to the 

Nodal Clear Rulebook (the “Rule Amendments”).

1 The Rule Amendments are attached hereto and indicate the 

specific text that is being amended. The Rule Amendments shall become effective on July 12, 2023.

Nodal Clear proposes to adopt Rule Amendments to Nodal Clear Rules 3.16.4 and 3.20.1 that clarify:

(i) the terms for offsetting transactions and

(ii) that the net option value of an equity style option is included in the initial margin calculation.

Analysis of the Rule Amendments under DCO Core Principles

Nodal Clear management has assessed the Rule Amendments and their compliance with applicable provisions of the 

Commodity Exchange Act (“CEA”), including the Commission’s Regulations and DCO Core Principles. Nodal Clear 

has identified that the Rule Amendments may have some bearing on the following Core Principles:

Core Principle C – Participant and Product Eligibility: The Rule Amendments will not impact product eligibility at Nodal 

Clear. Nodal Clear will continue to determine whether a product is suitable for clearing based on its existing processes.

Core Principle D – Risk Management: The Rule Amendments continue to ensure Nodal Clear’s ability to identify and 

manage the risks associated with discharging the responsibilities of a DCO.

Core Principle L – Public Information: As required by Core Principle L, Nodal Clear is publicly posting this selfcertification letter on its website to ensure that market participants receive advance notice of the updated Nodal Clear 

Rules. On the effective date of the Rule Amendments, the updated Nodal Clear Rules will be posted on the Nodal 

Clear website.

Pursuant to Section 5c(c)(1) of the CEA and the Commission’s Regulation 40.6(a), Nodal Clear certifies that the Rule 

Amendments comply with the CEA and the Commission’s Regulations thereunder. Nodal Clear is not aware of any 

1 Capitalized terms not defined herein have the meaning set forth in the Nodal Clear Rulebook.
2

opposing views expressed regarding the Rule Amendments. Nodal Clear certifies that this submission has been 

concurrently posted on the Nodal Clear website at www.nodalclear.com.

If you have any questions or need additional information regarding this submission, please contact me at 703-962-

9864 or alvarez@nodalexchange.com. 

Sincerely,

/s/Cody Alvarez

Cody Alvarez

Chief Compliance Officer

Corporate Counsel

Attachments:

Rule Amendments (Redline)
# C_2019383EN.01001801.xml

| 11.11.2019 | EN | Official Journal of the European Union | C 383/18 |
| --- | --- | --- | --- |

11.11.2019

EN

Official Journal of the European Union

C 383/18

---

Judgment of the Court (First Chamber) of 4 September 2019 (request for a preliminary ruling from the Vestre Landsret — Denmark) — Skatteministeriet v KPC Herning

(Case C-71/18) (1)

(Reference for a preliminary ruling - Common system of value added tax (VAT) - Directive 2006/112/EC - Sale of land on which a building is located at the time of supply - Classification - Articles 12 and 135 - Concept of ‘building land’ - Concept of ‘building’ - Assessment of the economic and commercial reality - Evaluation of objective evidence - Intention of the parties)

(2019/C 383/17)

Language of the case: Danish

Referring court

Vestre Landsret

Parties to the main proceedings

Applicant: Skatteministeriet

Defendant: KPC Herning

Operative part of the judgment

Article 12(1)(a) and (b), (2) and (3) and Article 135(1)(j) and (k) of Council Directive 2006/112/EC of 28 November 2006 on the common system of value added tax must be interpreted as meaning that a supply of land supporting a building at the date of that supply cannot be classified as a supply of ‘building land’ where that transaction is economically independent of other services and does not form a single transaction with them, even if the parties’ intention was that the building should be wholly or partly demolished to make room for a new building.

---

(1)  OJ C 134, 16.4.2018.

---
June 18, 2020

Submitted via CFTC Portal

Mr. Christopher J. Kirkpatrick

Office of the Secretariat

Commodity Futures Trading Commission

Three Lafayette Centre

1155 21st Street, N.W.

Washington, D.C. 20581

Re: tpSEF Inc. – Regulation 40.6(a) Rule Certification; Notification of Amendments 

to Exhibit Q to tpSEF Inc.’s Form SEF (tpSEF Submission #20-08R)

Dear Mr. Kirkpatrick: 

Pursuant to Section 5c(c) of the Commodity Exchange Act, as amended (the “Act”), and Section 

40.6(a) of the regulations of the Commodity Futures Trading Commission (the “Commission”), 

tpSEF Inc. (“tpSEF”), a registered swap execution facility, hereby notifies the Commission that 

it wishes to amend Exhibit Q to its Form SEF as provided in Exhibit A. The intended date of 

implementation of the amended Exhibit Q is July 2, 2020.

Pursuant to Commission Regulation 40.6, this submission includes:

(i) A concise explanation and analysis of the amended rules and their compliance with 

applicable provisions of the Act, attached as Exhibit A;

(ii) A clean copy of the amended Exhibit Q, attached as Exhibit B; and

(iii) A copy of the amended Exhibit Q marked to show changes to the currently effective 

version, attached as Exhibit C.

tpSEF hereby certifies that the amendments comply with the requirements of the Act and 

Commission regulations thereunder. tpSEF is not aware of any substantive opposing views 

expressed with respect to this filing and certifies that, concurrent with this filing, a copy of this 

submission was posted on tpSEF’s website.
Mr. Christopher J. Kirkpatrick

June 18, 2020

Page 2

tpSEF is separately filing with the Assistant Secretary of the Commission for FOI, Privacy and 

Sunshine Acts Compliance, pursuant to Commission Regulation 145.9, a petition for confidential

treatment of this submission (the “FOIA Confidential Treatment Request”) on the grounds that 

disclosure would reveal confidential commercial and financial information. A copy of the FOIA 

Confidential Treatment Request is included with this submission.

Please contact Brian D. Donnelly, Chief Compliance Officer, at (201) 984-6956 or by email at 

bddonnelly@tullettprebon.com with any questions regarding this matter.

Very truly yours,

tpSEF Inc.

By: __________________________

Name: Brian D. Donnelly

Title: Chief Compliance Officer

Date: June 18, 2020

Enclosures

cc: CFTC Division of Market Oversight (dmosubmissions@cftc.gov)

Nancy Markowitz, CFTC (nmarkowitz@cftc.gov) 
Mr. Christopher J. Kirkpatrick

June 18, 2020

EXHIBIT A

Explanation of Amended Rules

[FOIA Confidential Treatment Requested]
Mr. Christopher J. Kirkpatrick

June 18, 2020

EXHIBIT B

Exhibit Q to tpSEF Inc.’s Form SEF

(Clean Version)

[FOIA Confidential Treatment Requested]
Mr. Christopher J. Kirkpatrick

June 18, 2020

EXHIBIT C

Exhibit Q to tpSEF Inc.’s Form SEF

(Marked Version)

[FOIA Confidential Treatment Requested]
(105 So. 706)

#### Ex parte Hamilton TURNER.

(7 Div. 597.)

(Supreme Court of Alabama,

Oct. 15, 1925.)

Certiorari to Court of Appeals.

Frank B. Embrey, of Pell City, for petitioner.

Harwell G. Davis, Atty, Gen., opposed.

PER CURIAM.

Petition of Hamilton Turner for certiorari to the Court of Appeals to review and revise the judgment and decision of that court in the case of Turner v. State, 105 So. 705.

Writ denied.

ANDERSON, O. J., and SOMERVILLE, THOMAS, and BOULDIN, JJ., concur.
```

[Congressional Bills 116th Congress]
[From the U.S. Government Publishing Office]
[H.R. 2395 Introduced in House (IH)]

<DOC>

116th CONGRESS
  1st Session
                                H. R. 2395

 To authorize the President to award the Purple Heart to Louis Boria, 
Jr., for injuries incurred during World War II and the Korean War while 
                     a member of the Marine Corps.

_______________________________________________________________________

                    IN THE HOUSE OF REPRESENTATIVES

                             April 29, 2019

   Mr. Soto introduced the following bill; which was referred to the 
                      Committee on Armed Services

_______________________________________________________________________

                                 A BILL

 
 To authorize the President to award the Purple Heart to Louis Boria, 
Jr., for injuries incurred during World War II and the Korean War while 
                     a member of the Marine Corps.

    Be it enacted by the Senate and House of Representatives of the 
United States of America in Congress assembled,

SECTION 1. AUTHORIZATION TO AWARD THE PURPLE HEART TO LOUIS BORIA, JR., 
              FOR INJURIES INCURRED DURING WORLD WAR II AND THE KOREAN 
              WAR WHILE A MEMBER OF THE MARINE CORPS.

    Notwithstanding the criteria in section 1 of Executive Order 11016, 
the President is authorized to award the Purple Heart to Louis Boria, 
Jr., for injuries incurred during World War II and the Korean War while 
a member of the Marine Corps.
                                 <all>
```