55 East 52nd Street 

39th Floor 

New York, New York 10055 

BY ELECTRONIC TRANSMISSION

Submission No. 21-05 

April 19, 2021 

Secretary of the Commission 

Office of the Secretariat 

Commodity Futures Trading Commission 

Three Lafayette Centre

1155 21st Street, NW 

Washington, DC 20581 

Re: Delisting of Commodity Swaps and Related Rule Amendments - Submission Pursuant to Section 

5c(c)(1) of the Act and Regulations and 40.6(a)

Dear Ms. Jurgens: 

Pursuant to Section 5c(c)(1) of the Commodity Exchange Act, as amended (the “CEA”) and the 

Commodity Futures Trading Commission (the “Commission”) Regulation 40.6(a), ICE Swap Trade, LLC 

(“IST” or “SEF”) hereby notifies the Commission that it has amended its Rulebook. The Rulebook has 

been amended to delist 59 energy contracts from trading on April 23, 2021 (based on an 

acknowledged filing date of April 19, 2021). 

The removed definitions and delisted contract terms and conditions set forth in Chapter 13 of 

the ICE Swap Trade Rulebook (“Rules”) are specified in Exhibit A. A copy of the revised Rulebook 

marked to show changes against the Rulebook submitted to the Commission with an effective date of 

April 23, 2021, is attached as Exhibit B, and a clean copy of the revised Rulebook is attached as Exhibit 

C. The delisted contracts are confirmed to have no open interest as of the date of the filing. 

IST not aware of any substantive opposing views expressed with respect to the rules and the 

amendments. IST further certifies that concurrent with this filing, a copy of this submission was posted 

on its website, which may be accessed at: (https://www.theice.com/swap-trade/regulation). 

Please contact the undersigned at (212) 323-8543 with any questions regarding this matter. 

Very truly yours, 

Robert J. Laorno 

General Counsel 

Enclosure 

cc: Division of Market Oversight 
Exhibit A 

Rule 1302. Definitions.

As used in this Chapter, the following terms shall have the following meanings:

CAISO

The Term “CAISO”, or itssuccessor,shall mean the California Independent System Operator which reports

market prices on its website at oasis.caiso.com or its successor.

ERCOT

The Term “ERCOT” shall mean the Electric Reliability Council of Texas, or its successor, which reports

market prices on its website at www.ercot.com or its successor.

Gas Daily

The Term “Gas Daily” shall mean Platts Gas Daily, or any successor publication, published by The McGraw‐

Hill Companies Inc. or its successor.

Inside FERC

The Term “Inside FERC” shall mean Platts Inside F.E.R.C.’s Gas Market Report, or any successor

publication, published by The McGraw‐Hill Companies Inc. or its successor.

ISO

The term “ISO” shall mean Independent System Operator.

ISO New England

The Term “ISO New England” shall mean the Independent System Operator of New England, or its

successor, which reports market prices on its website at www.iso‐ne.com or its successor.

LMBP

The term “LMBP” shall mean locational based marginal pricing.

LMP

The term “LMP” shall mean locational based marginal pricing.

MISO

The Term “MISO” shall mean the Midwest Independent Transmission System Operator, Inc., or its
successor, which reports market prices on its website at www.midwestiso.org or its successor.

MMBTU or MMBtu or mmbtu

The Term “MMBTU”, “MMBtu” and “mmbtu” each means one million British thermal units

NYISO

The Term “NYISO” shall mean the New York Independent System Operator, or itssuccessor, which reports

market prices on its website at www.nyiso.com or its successor.

PJM

The Term “PJM” shall mean the PJM Interconnection regional transmission organization, or its successor,

which reports market prices on its website at www.pjm.com or its successor.

Pricing Calendar

The Term “Pricing Calendar” shall mean the holiday calendar relevant for determining the publication

dates of a Reference Price.

Pricing Date

The Term “Pricing Date” shall mean the day on which the applicable prices are announced or published

by the Price Source.

Price Source

The Term “Price Source” shall mean the publication (or such other origin of reference) containing (or

reporting) the Specified Price (or prices from which the Specified Price is calculated).

Specified Price

The Term “Specified Price” shall mean the explicit price reported in or by the Price Source, or capable of

being determined from information reported in or by, the relevant Price Source.

List of Delisted Products 

Rulebook 

Number 

Commodity 

Code 

Delisted Product Name 

1311 N/A Fixed Price Swap ‐ El Paso ‐ San Juan Basin, Blanco Pool (Primary only)

1312 HNG Fixed Price Swap ‐ Henry Hub ‐ Tailgate, Louisiana

1313 N/A Fixed Price Swap ‐ Northwest Pipeline Corp. ‐ Rocky Mountains

1314 N/A Fixed Price Swap ‐ Weekly Gas Storage Inventory
1315 N/A Basis Swap ‐ Consumers Energy Citygate

1316 N/A Basis Swap ‐ Texas Eastern Transmission Corp. ‐ East Texas Zone

1317 N/A Index Swap ‐ El Paso ‐ San Juan Basin, Blanco Pool (Primary only)

1318 N/A Index Swap ‐ Tennessee Gas Pipeline Co. ‐ Zone L, 800 Leg Pool

1319 N/A Swing Swap ‐ Algonquin Citygates (Excluding J‐Lateral deliveries)

1320 N/A Swing Swap ‐ Carthage Hub Tailgate

1321 N/A Swing Swap ‐ Cheyenne Hub

1322 N/A Swing Swap ‐ Columbia Gulf Transmission Co. ‐ Onshore Pool

1323 N/A Swing Swap ‐ Consumers Energy Citygate

1324 N/A Swing Swap ‐ Enable ‐ Flex Pool only

1325 N/A

Swing Swap ‐ Florida Gas Transmission ‐ Zone 1 (non‐constrained pool gas

only)

1326 N/A

Swing Swap ‐ Florida Gas Transmission ‐ Zone 2 (non‐constrained pool gas

only)

1327 N/A Swing Swap ‐ Tennessee Gas Pipeline Co. ‐ Zone L, 500 Leg Pool

1328 N/A Swing Swap ‐ Tennessee Gas Pipeline Co. ‐ Zone L, 800 Leg Pool

1329 N/A Swing Swap ‐ Texas Eastern Transmission Corp. ‐ East Texas Zone

1330 N/A Swing Swap ‐ Texas Gas Transmission Corp. ‐ Zone SL FT Pool

1331 N/A Swing Swap ‐ Transcontinental Gas Pipe Line Corp. ‐ Station 30 (Zone 1)

1332 N/A Swing Swap ‐ Transcontinental Gas Pipe Line Corp. ‐ Station 45 (Zone 2)

1333 N/A Swing Swap ‐ Trunkline Gas Company ‐ West Louisiana Pool

1334 N/A Swing Swap ‐ Texas Eastern Transmission Corp. ‐ East Louisiana Zone

1335 N/A ERCOT ‐ Houston 345KV Hub Day‐Ahead Peak

1336 N/A ERCOT ‐ South 345KV Hub Day‐Ahead Peak

1337 N/A ERCOT ‐ West 345KV Hub Day‐Ahead Peak

1338 N/A MISO First Energy Hub Real‐Time Peak

1339 N/A MISO Illinois Hub Real‐Time Peak

1340 N/A MISO Mich Hub Day‐Ahead Peak

1341 N/A MISO Michigan Hub Real‐Time Peak

1342 N/A MISO Minn Hub Day‐Ahead Peak

1343 N/A MISO Minnesota Hub Real‐Time Peak

1344 N/A NEPool Mass Hub Real‐Time Peak

1345 N/A NYISO Zone A Real‐Time Peak

1346 N/A NYISO Zone G Real‐Time Peak

1347 N/A NYISO Zone J Real‐Time Peak

1348 N/A PJM Eastern Hub Real‐Time Peak

1349 N/A PJM PSEG Zone Real‐Time Peak

1350 N/A MISO First Energy Hub Real‐Time Off‐Peak

1351 N/A MISO Illinois Hub Real‐Time Off‐Peak

1352 N/A MISO Michigan Hub Real‐Time Off‐Peak

1353 N/A MISO Minnesota Hub Day‐Ahead Off‐Peak

1354 N/A MISO Minnesota Hub Real‐Time Off‐Peak
1355 N/A NEPool Mass Hub Real‐Time Off‐Peak

1356 END ERCOT ‐ North 345KV Hub Real‐Time Peak Daily

1357 PDP PJM Western Hub Real‐Time Peak Daily

1358 N/A MISO First Energy Hub Real‐Time Peak Daily

1359 N/A MISO Illinois Hub Real‐Time Peak Daily

1360 N/A MISO Michigan Hub Real‐Time Peak Daily

1361 N/A MISO Minnesota Hub Real‐Time Peak Daily

1362 N/A PJM PEPCO Real‐Time Peak Daily

1363 N/A PJM PSEG Zone Real‐Time Peak Daily

1364 N/A MISO First Energy Hub Real‐Time Off‐Peak Daily

1365 N/A MISO Illinois Hub Real‐Time Off‐Peak Daily

1366 N/A MISO Michigan Hub Real‐Time Off‐Peak Daily

1367 N/A MISO Minnesota Hub Day‐Ahead Off‐Peak Daily

1368 N/A MISO Minnesota Hub Real‐Time Off‐Peak Daily

1369 N/A NEPool Mass Hub Real‐Time Off‐Peak Daily

13148 N/A CAISO MEAD Day‐Ahead Peak Daily Swap