SUBMISSION COVER SHEET

IMPORTANT: Check box if Confidential Treatment is requested 

Registered Entity Identifier Code (optional): 23-197

Organization: Chicago Mercantile Exchange Inc. ("CME")

Filing as a: DCM SEF DCO SDR 

Please note - only ONE choice allowed.

Filing Date (mm/dd/yy): 04/18/23 Filing Description: Weekly Notification of 

Amendments Related to Product Terms and Conditions - Week of April 10, 2023

SPECIFY FILING TYPE 

Please note only ONE choice allowed per Submission.

Organization Rules and Rule Amendments

Certification § 40.6(a)

Approval § 40.5(a)

Notification § 40.6(d)

Advance Notice of SIDCO Rule Change § 40.10(a)

SIDCO Emergency Rule Change § 40.10(h)

Rule Numbers: 

New Product Please note only ONE product per Submission.

Certification § 40.2(a) 

Certification Security Futures § 41.23(a)

Certification Swap Class § 40.2(d)

Approval § 40.3(a)

Approval Security Futures § 41.23(b)

Novel Derivative Product Notification § 40.12(a)

Swap Submission § 39.5

Product Terms and Conditions (product related Rules and Rule Amendments)

Certification § 40.6(a) 

Certification Made Available to Trade Determination § 40.6(a)

Certification Security Futures § 41.24(a)

Delisting (No Open Interest) § 40.6(a) 

Approval § 40.5(a)

Approval Made Available to Trade Determination § 40.5(a)

Approval Security Futures § 41.24(c)

Approval Amendments to enumerated agricultural products § 40.4(a), § 40.5(a)

“Non-Material Agricultural Rule Change” § 40.4(b)(5)

Notification § 40.6(d)

Official Name(s) of Product(s) Affected: See filing.

Rule Numbers: See filing.
300 Vesey Street New York, NY 10282 T 212 299 2200 F 212 301 4645 christopher.bowen@cmegroup.com cmegroup.com

1

Christopher Bowen 

Managing Director and Chief Regulatory Counsel

Legal Department

April 18, 2023

VIA ELECTRONIC PORTAL

Mr. Christopher J. Kirkpatrick

Office of the Secretariat

Commodity Futures Trading Commission

Three Lafayette Centre

1155 21st Street, N.W.

Washington, DC 20581

Re: CFTC Regulation 40.6(d) Notification. Chicago Mercantile Exchange Inc. (“CME” or 

“Exchange”) Weekly Notification of Amendments Related to Product Terms and 

Conditions.

CME Submission No. 23-197

Dear Mr. Kirkpatrick:

Pursuant to Commodity Futures Trading Commission (“CFTC” or “Commission”) Regulation 40.6(d), the 

Exchange submits this weekly notification of the following amendments related to product terms and 

conditions made effective during the week of April 10, 2023.

On April 14, 2023, the Exchange postponed the permission of implied functionality eligibility for five foreign 

exchange futures contracts until further notice. The marketplace was alerted of the change via Special 

Executive Report (“SER”) 9103RR, which is attached hereto as Exhibit A. 

Should you have any questions concerning the above, please contact the undersigned at (212) 299-2200 

or via e-mail at CMEGSubmissionInquiry@cmegroup.com.

Sincerely, 

/s/ Christopher Bowen

Managing Director and Chief Regulatory Counsel

Attachment: Exhibit A – SER 9103RR
2

Exhibit A

Special Executive Report

DATE: April 14, 2023

SER#: 9103RR

SUBJECT: POSTPONED: Implied Functionality Eligibility for Five (5) Foreign Exchange (FX) 

Futures Contracts

(SER 9103RR supersedes SER 9103R dated January 12, 2023 to advise that the permission of implied functionality 

for the five (5) foreign exchange (FX) futures contracts noted in Table 1. below (originally scheduled for April 3, 2023) 

has been postponed until further notice.)

Table 1.

Contract Title CME ClearPort Code / 

CME Globex Code Rulebook Chapter

British Pound Sterling/U.S. Dollar (GBP/USD) Futures BP/6B 251

Canadian Dollar/U.S. Dollar (CAD/USD) Futures C1/6C 252

Japanese Yen/U.S. Dollar (JPY/USD) Futures J1/6J 253

Australian Dollar/U.S. Dollar (AUD/USD) Futures AD/6A 255

Euro/U.S. Dollar (EUR/USD) Futures EC/6E 261

Asia

Shereen Lewejohann +65 6593 5544 Shereen.Lewejohann@cmegroup.com

Europe

Phil Hermon +44 20 3379 3983 Phil.Hermon@cmegroup.com

Paul Houston +44 20 3379 3355 Paul.Houston@cmegroup.com

Chris Povey +44 20 3379 3080 Chris.Povey@cmegroup.com

U.S.

Emerson Eckhout +1 312 435 3781 Emerson.Eckhout@cmegroup.com

Sebastian Sierotnik +1 312 930 1312 Sebastian.Sierotnik@cmegroup.com