SELECTED FCM FINANCIAL DATA AS OF 

January 31, 2007

FROM REPORTS FILED BY 

February 28, 2007

B/D? DSRO A/O Adjusted Net Capital Excess C

Futures Commission Merchant Date Net Capital Requirement Net Capital Se

(a) (b) (c) (d) 

1 3D FOREX, LLC N NFA 01/31/2007 2,488,849 500,000 1,988,849 2 ABBEY NATIONAL SECURITIES INC Y NFA 01/31/2007 137,952,053 20,918,240 117,033,813 3 ABN AMRO INCORPORATED Y CME 01/31/2007 913,310,568 2,715,671 910,594,897 4 ADM INVESTOR SERVICES INC N CBOT 01/31/2007 141,633,826 54,418,618 87,215,208 5 ADVANCED MARKETS INC N NFA 01/31/2007 1,025,925 1,000,000 25,925 6 ADVANTAGE FUTURES LLC N CME 01/31/2007 15,611,739 3,272,847 12,338,892 7 AG EDWARDS & SONS INC Y CBOT 01/31/2007 753,499,211 37,164,962 716,334,249 8 AIG CLEARING CORPORATION N NYME 01/31/2007 277,666,947 47,957,060 229,709,887 9 ALARON TRADING CORPORATION N CME 01/31/2007 7,716,235 3,471,930 4,244,305 

10 ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC Y NFA 12/31/2006 38,201,548 5,596,834 32,604,714 11 ALPHA FOREIGN EXCHANGE GROUP LLC N NFA 01/31/2007 513,434 500,000 13,434 12 AMERICAN NATIONAL TRADING CORP N NFA 01/31/2007 2,479,465 1,000,000 1,479,465 13 BACERA CORPORATION N NFA 01/31/2007 1,624,711 1,000,000 624,711 14 BANC OF AMERICA SECURITIES LLC Y CME 01/31/2007 2,132,764,638 358,762,538 1,774,002,100 15 BARCLAYS CAPITAL INC Y NYME 01/31/2007 1,001,392,333 293,913,096 707,479,237 16 BATTERY ASSET MANAGEMENT LLC N NFA 01/31/2007 611,593 500,000 111,593 17 BEAR STEARNS & CO INC Y NFA 01/31/2007 (g) 553,741,546 (g) 18 BEAR STEARNS SECURITIES CORP Y CME 01/31/2007 3,962,671,341 1,178,889,168 2,783,782,173 19 BNP PARIBAS COMMODITY FUTURES INC N NYME 01/31/2007 107,034,783 84,079,348 22,955,435 20 BNP PARIBAS SECURITIES CORP Y CBOT 01/31/2007 681,902,490 31,466,280 650,436,210 21 BROOKSTREET SECURITIES CORPORATION Y NFA 01/31/2007 5,946,233 500,000 5,446,233 22 C CZARNIKOW SUGAR FUTURES INC N NFA 01/31/2007 1,250,057 500,000 750,057 23 CADENT FINANCIAL SERVICES LLC N CME 01/31/2007 10,893,496 6,264,185 4,629,311 24 CAL FINANCIAL CORPORATION N NFA 01/31/2007 982,504 500,000 482,504 25 CALYON FINANCIAL INC Y CME 01/31/2007 653,982,304 542,781,717 111,200,587 26 CANTOR FITZGERALD & CO Y CBOT 01/31/2007 172,089,831 4,922,824 167,167,007 27 CAPITAL MARKET SERVICES LLC N NFA 01/31/2007 10,465,269 1,012,485 9,452,784 28 CIBC WORLD MARKETS CORP Y CME 01/31/2007 1,036,261,631 22,942,493 1,013,319,138 29 CITIGROUP GLOBAL MARKETS INC Y CBOT 01/31/2007 (g) 675,069,496 (g) 30 CLIFF LARSON COMPANY THE N NFA 01/31/2007 717,638 500,000 217,638 31 CMC MARKETS (US) LLC N NFA 01/31/2007 7,593,588 5,000,000 2,593,588 32 COMTRUST INC N NFA 01/31/2007 970,604 500,000 470,604 33 COUNTRY HEDGING INC N NFA 01/31/2007 11,168,446 7,817,644 3,350,802 34 CREDIT SUISSE SECURITIES (USA) LLC Y CBOT 01/31/2007 4,723,974,110 209,715,467 4,514,258,643 35 CROSSLAND LLC N CBOT 01/31/2007 3,732,177 500,000 3,232,177 36 CUNNINGHAM COMMODITIES LLC N CBOT 01/31/2007 2,038,407 500,000 1,538,407 37 DAIWA SECURITIES AMERICA INC Y CME 01/31/2007 204,657,488 1,000,000 203,657,488 38 DEUTSCHE BANK SECURITIES INC Y CBOT 01/31/2007 2,989,769,036 259,675,561 2,730,093,475 39 DIRECT FOREX LLC N NFA 01/31/2007 1,591,821 1,000,000 591,821 40 DORMAN TRADING LLC N CME 01/31/2007 9,326,918 705,575 8,621,343 41 DUNAVANT COMMODITY CORP N NFA 01/31/2007 33,671,188 634,403 33,036,785 42 E FX OPTIONS LLC N NFA 01/31/2007 3,743,456 1,000,000 2,743,456 43 EAGLE MARKET MAKERS INC N CBOT 01/31/2007 3,449,234 500,000 2,949,234 44 ED &F MAN COMMODITY ADVISORS INC N NFA 01/31/2007 1,169,847 500,000 669,847 45 ELECTRONIC BROKERAGE SYSTEMS LLC Y NFA 01/31/2007 8,271,943 500,000 7,771,943 46 ENSKILDA FUTURES LTD N CME 01/31/2007 17,870,394 12,199,448 5,670,946 
SELECTED FCM FINANCIAL DATA AS OF 

January 31, 2007

FROM REPORTS FILED BY 

February 28, 2007

B/D? DSRO A/O Adjusted Net Capital Excess C

Futures Commission Merchant Date Net Capital Requirement Net Capital Se

(a) (b) (c) (d) 

47 FARR FINANCIAL INC N NFA 01/31/2007 2,830,730 1,000,000 1,830,730 48 FC STONE LLC N CME 01/31/2007 48,943,200 37,796,146 11,147,054 49 FCT GROUP LLC N CME 01/31/2007 4,344,982 647,434 3,697,548 50 FIMAT USA LLC Y NYME 01/31/2007 617,084,517 453,304,881 163,779,636 51 FIRST CAPITOL GROUP LLC N NFA 01/31/2007 5,436,189 1,612,683 3,823,506 52 FOREFRONT INVESTMENTS CORPORATION N NFA 01/31/2007 1,790,726 1,000,000 790,726 53 FOREX CAPITAL MARKETS LLC N NFA 01/31/2007 62,730,650 10,449,076 52,281,574 54 FOREX CLUB FINANCIAL COMPANY INC N NFA 01/31/2007 2,874,233 1,000,000 1,874,233 55 FOREX INTERNATIONAL INVESTMENTS INC N NFA 01/31/2007 1,654,622 1,000,000 654,622 56 FOREX LIQUIDITY LLC N NFA 01/31/2007 2,887,087 1,000,000 1,887,087 57 FORTIS CLEARING AMERICAS LLC Y CBOT 01/31/2007 113,550,549 12,939,743 100,610,806 58 FORWARD FOREX INC N NFA 01/31/2007 1,531,953 1,000,000 531,953 59 FRIEDBERG MERCANTILE GROUP INC N NFA 01/31/2007 5,735,756 5,000,000 735,756 60 FRONTIER FUTURES INC N NFA 01/31/2007 2,639,709 1,779,886 859,823 61 FUTURES TECH LLC N NFA 01/31/2007 871,564 500,000 371,564 62 FX OPTION1 INC N NFA 01/31/2007 507,135 500,000 7,135 63 FX SOLUTIONS LLC N NFA 01/31/2007 10,346,288 3,421,031 6,925,257 64 FXCM LLC N NFA 01/31/2007 761,997 500,000 261,997 65 GAIN CAPITAL GROUP LLC N NFA 01/31/2007 17,944,278 2,043,682 15,900,596 66 GELBER GROUP LLC N CBOT 01/31/2007 40,247,358 546,613 39,700,745 67 GFS FOREX & FUTURES INC N NFA 01/31/2007 2,350,261 1,000,000 1,350,261 68 GILDER GAGNON HOWE AND CO LLC Y NFA 01/31/2007 35,578,096 500,000 35,078,096 69 GLOBAL FUTURES & FOREX LIMITED Y NFA 01/31/2007 43,064,023 250,000 42,814,023 70 GLOBAL FUTURES LLC N NFA 01/31/2007 8,117,711 500,000 7,617,711 71 GOLDENBERG HEHMEYER & CO Y CBOT 01/31/2007 11,376,644 4,004,309 7,372,335 72 GOLDMAN SACHS & CO Y CBOT 01/26/2007 (g) 1,170,926,418 (g) 73 GOLDMAN SACHS EXECUTION & CLEARING LP Y CME 01/26/2007 1,016,095,366 47,251,616 968,843,750 74 H & R BLOCK FINANCIAL ADVISORS INC Y NFA 01/31/2007 126,118,530 9,107,499 117,011,031 75 HAGERTY GRAIN CO INC N CBOT 01/31/2007 1,679,098 500,000 1,179,098 76 HAMILTON WILLIAMS LLC N NFA 01/31/2007 1,336,678 1,000,000 336,678 77 HOTSPOT FXR LLC N NFA 01/31/2007 6,053,729 1,000,000 5,053,729 78 HSBC SECURITIES USA INC Y CME 01/31/2007 528,866,688 92,066,265 436,800,423 79 I TRADE FX LLC N NFA 01/31/2007 1,883,980 1,000,000 883,980 80 ICAP FUTURES LLC N CBOT 01/31/2007 28,945,212 500,000 28,445,212 81 IFSCL USA INC N NFA 01/31/2007 7,090,516 5,000,000 2,090,516 82 IFX MARKETS INC N NFA 01/31/2007 12,838,405 3,076,000 9,762,405 83 IG FINANCIAL MARKETS INC. N NFA 01/31/2007 989,468 500,000 489,468 84 INSTINET LLC Y NFA 01/31/2007 76,630,610 3,486,503 73,144,107 85 INTEGRATED BROKERAGE SERVICES LLC N NFA 01/31/2007 1,664,875 1,000,000 664,875 86 INTERACTIVE BROKERS LLC Y EUXUS 01/31/2007 271,600,785 27,755,285 243,845,500 87 INTERBANK FX LLC N NFA 01/31/2007 5,342,596 1,407,771 3,934,825 88 IOWA GRAIN CO N CBOT 01/31/2007 12,078,623 7,999,269 4,079,354 89 ITAU SECURITIES INC Y NFA 01/31/2007 24,294,391 500,000 23,794,391 90 IXIS SECURITIES NORTH AMERICA INC Y NFA 01/31/2007 148,893,664 500,000 148,393,664 91 JP MORGAN FUTURES INC N NYME 01/31/2007 1,131,628,854 582,010,695 549,618,159 92 KOTTKE ASSOCIATES LLC N CBOT 01/31/2007 10,397,239 500,000 9,897,239 93 LADENBURG THALMANN & CO INC Y NFA 01/31/2007 14,796,499 500,000 14,296,499 
SELECTED FCM FINANCIAL DATA AS OF 

January 31, 2007

FROM REPORTS FILED BY 

February 28, 2007

B/D? DSRO A/O Adjusted Net Capital Excess C

Futures Commission Merchant Date Net Capital Requirement Net Capital Se

(a) (b) (c) (d) 

94 LBS LIMITED PARTNERSHIP N CBOT 01/31/2007 801,503 500,000 301,503 95 LEHMAN BROTHERS INC Y CBOT 01/31/2007 (g) 538,862,000 (g) 96 LINN GROUP ( THE ) N NFA 01/31/2007 780,526 500,000 280,526 97 LINSCO/PRIVATE LEDGER CORP Y NFA 01/31/2007 60,597,525 6,845,806 53,751,719 98 LOEB PARTNERS CORPORATION Y NFA 01/31/2007 23,217,857 500,000 22,717,857 99 MACQUARIE FUTURES USA INC N NFA 01/31/2007 10,013,854 613,336 9,400,518 

100 MAN FINANCIAL INC N CME 01/31/2007 571,550,766 397,250,598 174,300,168 101 MB TRADING FUTURES INC N NFA 01/31/2007 2,683,672 1,000,000 1,683,672 102 MBF CLEARING CORP N NYME 01/31/2007 24,845,284 3,222,878 21,622,406 103 MCVEAN TRADING AND INVESTMENTS LLC N NFA 01/31/2007 6,855,104 2,785,156 4,069,948 104 MERRILL LYNCH PIERCE FENNER & SMITH Y CBOT 02/02/2007 (g) 507,651,084 (g) 105 MERRILL LYNCH PROFESSIONAL CLEARING CORP Y NFA 02/02/2007 895,698,283 38,239,397 857,458,886 106 MID-CO COMMODITIES INC N NFA 01/31/2007 4,754,913 3,506,831 1,248,082 107 MITSUI BUSSAN COMMODITIES USA INC N NYME 01/31/2007 6,183,636 551,153 5,632,483 108 MIZUHO SECURITIES USA INC Y CME 01/31/2007 164,357,879 20,152,522 144,205,357 109 MONEY GARDEN CORP N NFA 01/31/2007 3,544,966 1,000,000 2,544,966 110 MORGAN KEEGAN & COMPANY INC Y NFA 01/31/2007 399,606,799 12,268,238 387,338,561 111 MORGAN STANLEY & CO INCORPORATED Y CME 01/31/2007 (g) 1,510,169,140 (g) 112 MORGAN STANLEY DW INC Y CBOT 01/31/2007 1,269,253,753 66,934,198 1,202,319,555 113 NATIONS INVESTMENTS LLC N NFA 01/31/2007 1,752,025 1,000,000 752,025 114 NEUBERGER BERMAN LLC Y NFA 01/31/2007 239,865,589 9,607,188 230,258,401 115 NOMURA SECURITIES INTERNATIONAL INC Y CBOT 01/31/2007 939,139,729 5,915,737 933,223,992 116 OANDA CORPORATION N NFA 01/31/2007 42,090,991 3,561,547 38,529,444 117 ODL SECURITIES INC N NFA 01/31/2007 1,365,614 1,000,000 365,614 118 ONE WORLD CAPITAL GROUP N NFA 01/31/2007 1,228,216 1,000,000 228,216 119 OPEN E CRY LLC N NFA 01/31/2007 1,253,892 633,190 620,702 120 OPPENHEIMER & CO INC Y NFA 01/31/2007 171,136,800 24,896,177 146,240,623 121 OPTIONSXPRESS INC Y NFA 01/31/2007 80,192,238 4,079,651 76,112,587 122 PENSON FINANCIAL FUTURES INC N NFA 01/31/2007 1,630,602 500,000 1,130,602 123 PEREGRINE FINANCIAL GROUP INC N NFA 01/31/2007 14,365,285 6,000,238 8,365,047 124 PIONEER FUTURES INC N NYME 01/31/2007 2,311,096 500,000 1,811,096 125 PRUDENTIAL BACHE COMMODITIES LLC N CBOT 01/31/2007 129,754,000 116,429,920 13,324,080 126 RAND FINANCIAL SERVICES INC N CME 01/31/2007 27,787,697 15,431,366 12,356,331 127 RAYMOND JAMES & ASSOCIATES INC Y NFA 01/31/2007 344,997,357 27,346,751 317,650,606 128 RBC CAPITAL MARKETS CORPORATION Y CME 01/31/2007 260,377,525 57,704,876 202,672,649 129 RBC DAIN RAUSCHER INC Y NFA 01/31/2007 355,594,774 32,069,968 323,524,806 130 RBS GREENWICH CAPITAL INC Y CBOT 01/31/2007 1,244,976,000 72,018,000 1,172,958,000 131 REDSKY FINANCIAL LLC Y NFA 01/31/2007 667,662 500,000 167,662 132 RJ OBRIEN ASSOCIATES INC N CME 01/31/2007 106,900,013 83,510,144 23,389,869 133 ROBBINS FUTURES INC N NFA 01/31/2007 548,739 500,000 48,739 134 ROSENTHAL COLLINS GROUP LLC N CME 01/31/2007 41,825,740 23,925,047 17,900,693 135 ROSENTHAL GLOBAL SECURITIES LLC Y CBOT 01/31/2007 10,917,634 500,000 10,417,634 136 ROYAL FOREX TRADING LLC N NFA 01/31/2007 1,015,061 1,000,000 15,061 137 SANFORD C BERNSTEIN & CO LLC Y NFA 01/31/2007 114,334,317 41,405,424 72,928,893 138 SENTINEL MANAGEMENT GROUP INC N NFA 01/31/2007 2,558,551 500,000 2,058,551 139 SHATKIN ARBOR INC N CBOT 01/31/2007 6,681,884 500,000 6,181,884 140 SHAY GRAIN CLEARING COMPANY N KCBT 01/31/2007 1,055,859 685,701 370,158 
SELECTED FCM FINANCIAL DATA AS OF 

January 31, 2007

FROM REPORTS FILED BY 

February 28, 2007

B/D? DSRO A/O Adjusted Net Capital Excess C

Futures Commission Merchant Date Net Capital Requirement Net Capital Se

(a) (b) (c) (d) 

141 SMW TRADING COMPANY INC N CME 01/31/2007 30,096,243 1,153,852 28,942,391 142 SNC INVESTMENTS INC N NFA 01/31/2007 1,109,144 1,000,000 109,144 143 SOLID GOLD FINANCIAL SERVICES INC N NFA 01/31/2007 2,106,713 1,000,000 1,106,713 144 STEPHENS INC Y NFA 01/26/2007 71,542,220 8,872,462 62,669,758 145 STERLING COMMODITIES CORP N NYME 01/31/2007 7,499,463 788,030 6,711,433 146 TCA FUTURES LLC N NFA 01/31/2007 800,208 500,000 300,208 147 TENCO INC N CBOT 01/31/2007 33,707,665 9,450,800 24,256,865 148 TERRA NOVA TRADING LLC Y NFA 01/31/2007 12,303,089 2,471,719 9,831,370 149 TIMBER HILL LLC Y CME 01/31/2007 1,017,277,872 15,026,744 1,002,251,128 150 TOWER RESEARCH CAPITAL EUROPE LLC N NFA 01/31/2007 1,673,192 500,000 1,173,192 151 TRADELINK LLC Y CBOT 01/31/2007 19,541,195 523,570 19,017,625 152 TRADEMAVEN CLEARING LLC N NFA 01/31/2007 823,559 500,000 323,559 153 TRADESTATION SECURITIES INC Y NFA 01/31/2007 57,599,959 2,591,910 55,008,049 154 TRADITION SECURITIES AND FUTURES INC N NFA 01/31/2007 787,574 500,000 287,574 155 TRANSMARKET GROUP LLC Y CBOT 01/31/2007 8,992,861 500,000 8,492,861 156 TREND COMMODITIES LIMITED PARTNERSHIP N NFA 01/31/2007 734,860 500,000 234,860 157 TRILAND USA INC N NYME 01/31/2007 28,822,922 8,976,764 19,846,158 158 UBS CLEARING SERVICES CORPORATION Y NFA 01/31/2007 101,369,559 649,366 100,720,193 159 UBS FINANCIAL SERVICES INC Y CBOT 01/31/2007 1,323,440,314 139,927,680 1,183,512,634 160 UBS SECURITIES LLC Y CBOT 01/31/2007 3,800,803,572 937,870,531 2,862,933,041 161 UNITED GLOBAL MARKETS LLC N NFA 01/31/2007 1,116,554 1,000,000 116,554 162 VELOCITY FUTURES LP N NFA 01/31/2007 2,171,132 500,000 1,671,132 163 VISION FINANCIAL MARKETS LLC N NFA 01/31/2007 27,118,163 17,227,760 9,890,403 164 WACHOVIA CAPITAL MARKETS LLC Y CME 01/31/2007 1,571,230,127 1,928,713 1,569,301,414 165 WACHOVIA SECURITIES FINANCIAL NETWORK LLC Y NFA 01/31/2007 27,146,996 2,351,289 24,795,707 166 WACHOVIA SECURITIES LLC Y NFA 01/31/2007 471,794,878 1,500,000 470,294,878 167 WALL STREET DERIVATIVES INC N NFA 01/31/2007 1,017,755 500,000 517,755 168 WHITE COMMERCIAL CORPORATION N NFA 01/31/2007 1,947,406 500,000 1,447,406 169 XPRESSTRADE LLC N NFA 01/31/2007 2,444,759 1,927,118 517,641 170 YORK BUSINESS ASSOCIATES LLC N NFA 01/31/2007 876,296 500,000 376,296 

Total 1

December Web Page Update 171Additions 0Deletions 1Fimat Preferred LLCName ChangeJanuary Web Page Update 170
SELECTED FCM FINANCIAL DATA AS OF 

January 31, 2007

FROM REPORTS FILED BY 

February 28, 2007

B/D? DSRO A/O Adjusted Net Capital Excess C

Futures Commission Merchant Date Net Capital Requirement Net Capital Se

(a) (b) (c) (d) 

(a): B/D? : A 'Y' means the FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer. (b): DSRO: Designated Self-Regulatory Organization. (c): A firm's net capital requirement is the greater of (1) $250,000; or(2) risk based capital requirement, the sum of 8% of total customer risk maintenance margin and 4% of total noncustomer risk maintenance margin; or(3) The amount of capital required by a registered futures association (currently NFA is the only such association);(4) for securities brokers and dealers, the amount of net capital required by Rule 15c3-1(a) of the Securities and Exchange Commission.(d): Excess net capital is adjusted net capital, less the firm's net capital requirement.(e): This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on a designated contract market or derivatives transaction execution facility. This is the sum of all accounts that contain a net liquidating equity.(f): This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of vthe United States. (g): This FCM/BD’s ultimate parent company is regulated by the SEC as a consolidated supervised entity. The firm has elected to compute its minimum capital requirement in accordance with the “Alternative Net Capital Requirement” as permitted by Appendix Eto SEC Rule 15c3-1. As of January 31, 2007, the firm had net capital in excess of its minimum capital requirements. In addition to the alternative minimum net capital requirements, the firm is required to hold tentative net capital in excess of $1 billion and net capital in excess of $500 million in accordance with the market and credit risk standards of Appendix E of Rule 15c3-1. The firm also is required to notify the Commission and SEC in theevent its tentative net capital is less than $5 billion. As of January31, 2007, the firm had tentative net capital and net capital in excess of both the minimum and notification requirements. 
SELECTED FCM FINANCIAL DATA AS OF 

January 31, 2007

FROM REPORTS FILED BY 

February 28, 2007

B/D? DSRO A/O Adjusted Net Capital Excess C

Futures Commission Merchant Date Net Capital Requirement Net Capital Se

(a) (b) (c) (d) 

Note: Any comments regarding information contained in this table may be brought to the attention of the CFTC's Division of Clearing and Intermediary Oversight via e-mail: fzimmerle@cftc.gov; s_williams@cftc.gov or sgreska@cftc.gov.