SUBMISSION COVER SHEET

IMPORTANT: Check box if Confidential Treatment is requested

Registered Entity Identifier Code (optional): 24-073 (1 of 2)

Organization: New York Mercantile Exchange, Inc. ("NYMEX")

Filing as a: DCM SEF DCO SDR 

Please note - only ONE choice allowed.

Filing Date (mm/dd/yy): January 16, 2024 Filing Description: Modifications to the 

NYMEX and COMEX Fee Schedules

SPECIFY FILING TYPE 

Please note only ONE choice allowed per Submission.

Organization Rules and Rule Amendments

Certification § 40.6(a)

Approval § 40.5(a)

Notification § 40.6(d)

Advance Notice of SIDCO Rule Change § 40.10(a)

SIDCO Emergency Rule Change § 40.10(h)

Rule Numbers: N/A

New Product Please note only ONE product per Submission.

Certification § 40.2(a) 

Certification Security Futures § 41.23(a)

Certification Swap Class § 40.2(d)

Approval § 40.3(a)

Approval Security Futures § 41.23(b)

Novel Derivative Product Notification § 40.12(a)

Swap Submission § 39.5

Official Product Name: 

Product Terms and Conditions (product related Rules and Rule Amendments)

Certification § 40.6(a) 

Certification Made Available to Trade Determination § 40.6(a)

Certification Security Futures § 41.24(a)

Delisting (No Open Interest) § 40.6(a) 

Approval § 40.5(a)

Approval Made Available to Trade Determination § 40.5(a)

Approval Security Futures § 41.24(c)

Approval Amendments to enumerated agricultural products § 40.4(a), § 40.5(a)

“Non-Material Agricultural Rule Change” § 40.4(b)(5)

Notification § 40.6(d)

Official Name(s) of Product(s) Affected: 

Rule Numbers: 
20 S Wacker Dr Chicago, IL 60606 T 312 466 7478 tim.elliott@cmegroup.com cmegroup.com

Timothy Elliott

Managing Director and Chief Regulatory Counsel

Legal Department

January 16, 2024

VIA ELECTRONIC PORTAL

Christopher Kirkpatrick

Office of the Secretariat

Commodity Futures Trading Commission

Three Lafayette Centre

1155 21st Street, N.W.

Washington, D.C. 20581

RE: Modifications to the NYMEX and COMEX Fee Schedules 

NYMEX Submission No. 24-073 (1 of 2)

Dear Mr. Kirkpatrick:

New York Mercantile Exchange, Inc. (“NYMEX”) and Commodity Exchange, Inc. (“COMEX”) (collectively, the 

“Exchanges”) hereby notify the Commodity Futures Trading Commission (“CFTC” or “Commission”) of amendments to 

the NYMEX and COMEX fee schedule (“Fee Schedule”). The modifications to the Fee Schedule will be effective on

February 1, 2024.

The modified Fee Schedule is set forth in Exhibit 1 below, with additions underlined and deletions overstruck.

The Exchanges reviewed the designated contract market (“DCM”) core principles (“Core Principles”) as set forth in the 

Commodity Exchange Act (“CEA”). During the review, Exchange staff identified the following Core Principles as 

potentially being impacted: 

Availability of General Information: As required by this Core Principle, the Exchanges will publish the modified Fee 

Schedule on the CME Group website to ensure that market participants have been advised of the revised fees. The 

Exchanges also issue a Special Executive Report (“SER”) to the marketplace regarding the revised fees.

Financial Resources: The proposed fee changes will not impact the Exchanges’ ability to discharge its financial, 

operational, or managerial responsibilities as DCMs.

The Exchanges certify that the proposed modifications to the Fee Schedule comply with the CEA and the regulations 

thereunder. There were no substantive opposing views to this proposal. 

The Exchanges certify that this submission has been concurrently posted on the Exchanges’ website at 

http://www.cmegroup.com/market-regulation/rule-filings.html.

If you require any additional information regarding this submission, please e-mail 

CMEGSubmissionInquiry@cmegroup.com or contact Rachel Johnson at 312-466-4393 or via e-mail at 

Rachel.Johnson@cmegroup.com. Please reference our NYMEX Submission No. 24-073 in any related 

correspondence.

Sincerely,

/s/ Timothy Elliott

Managing Director and Chief Regulatory Counsel

Attachment: Fee Schedule (blackline format)
EXHIBIT 1

Fee Schedule

(additions underlined; deletions overstruck)

Transaction fees for NYMEX ENERGY FUTURES AND OPTIONS will be adjusted as follows:

CURRENT 

(overstruck)

NEW 

(underlined)

ClearPort EFR ClearPort EFR

Product

Code(s) Member Non-Member Member Non-Member

HH, HP 0.70 1.45 3.20 4.00

CURRENT 

(overstruck)

NEW 

(underlined)

ClearPort ClearPort

Product Code(s) Member Non-Member Member Non-Member

CH, GUL, GVR, RX 0.70 1.45 1.85 2.65

CURRENT 

(overstruck)

NEW 

(underlined)

ClearPort ClearPort

Product

Code(s) Member Non-Member Member Non-Member

DBP 0.85 1.25 1.85 2.65

CURRENT 

(overstruck)

NEW 

(underlined)

Globex Globex

Product

Code(s) Member Non-Member Member Non-Member

DNM 1.75 2.50 0.70 1.50

Transaction fees for NYMEX ENERGY FUTURES EFP TAS and EFR TAS trades will no longer follow the 

existing EFP and EFR fee schedules. EFP TAS and EFR TAS will now have differentiated rates as 

follows:

NEW 

(underlined)

NEW 

(underlined)

EFP TAS EFR TAS

Product

Code(s) Member Non-Member Member Non-Member
BB 0.95 1.45 0.95 1.45

BZ 0.80 1.60 3.30 4.10

CL 0.90 1.70 3.30 4.10

MCL 0.35 0.65 0.35 0.65

HH 0.90 1.80 3.30 4.10

NG 0.90 1.80 3.30 4.10

NN 0.31 0.50 0.31 0.50

7F 0.70 0.85 0.70 0.85

HO 0.90 1.70 3.30 4.10

RB 0.90 1.70 3.30 4.10

Cash Settlement fees for NYMEX ENERGY FUTURES AND OPTIONS will be adjusted as follows:

CURRENT 

(overstruck)

NEW 

(underlined)

Cash Settlement Cash Settlement

Product Code(s) Non-Member Non-Member

1N, 1P, 43, 7I, 7K, BFR, BX, EN, 

FBD, FBT, FCB, FI, FL, FO, FOA, 

GA, GKS, GZ, JB, KS, KU, MBS, 

MPE, RBF, RK, SG, SP, STZ, V0, 

VU, W0, X0, XER, Y0, Z0

1.25 0.10

CURRENT 

(overstruck)

NEW 

(underlined)

Cash Settlement Cash Settlement

Product Code(s) Member Non-Member Member Non-Member

1T, 1V, 1W, 1X, 30, 33, 3G, 3V, 4G, 4V, 

63, 6L, 6V, 6X, 7D, 7H, 7HO, 7L, 7N, 

7P, 7R, 7S, 7V, 7X, 88, 8D, 8G, 8H, 

8W, 9Q, B1, B7, B8, BOB, BS, BT, C5, 

E6, EBF, EFB, EFF, EFM, ENS, EPN, 

ET, EW, EWB, F3, FK, FS, FVB, GOC, 

GT, GX, JA, JA5, JC, JR, KR, KX, KZ, 

MSD, NBB, NOB, NWE, Q6, SD, SE, 

SF1, SF3, TP, TU, TW, TY, U7, U9, UA, 

UF, UH, UI, UJ, UN, UR, UV, VL, WQ, 

X6, X7, X9, Z4, Z5, Z6, Z7

7.00 9.00 1.00 1.00
CURRENT 

(overstruck)

NEW 

(underlined)

Cash Settlement Cash Settlement

Product Code(s) Non-Member Non-Member

GCE, RBC 0.10 1.15

Cash Settlement fees for COMEX METALS FUTURES will be adjusted as follows:

CURRENT 

(overstruck)

NEW 

(underlined)

Cash Settlement Cash Settlement

Product Code(s) Member Non-Member Member Non-Member

QC, QI, QO 0.00 0.00 1.00 1.00