SELECTED FCM FINANCIAL DATA AS OF 

June 30, 2005

FROM REPORTS FILED BY 

July 31, 2005

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital 

(a) (b) (c) (d) 

1 ABN AMRO INCORPORATED Y CBOT 06/30/2005 488,105,922 167,167,812 320,938,112 ABN AMRO SAGE CORPORATION Y NFA 06/30/2005 94,754,263 250,000 94,504,263 ADM INVESTOR SERVICES INC N CBOT 06/30/2005 95,658,145 33,553,876 62,104,264 ADVANTAGE FUTURES LLC N CME 06/30/2005 8,022,206 1,209,092 6,813,115 ADVEST INC Y NFA 06/30/2005 55,742,778 1,000,000 54,742,776 AG EDWARDS & SONS INC Y CBOT 06/30/2005 678,334,141 44,353,327 633,980,817 AIG CLEARING CORPORATION N NYME 06/30/2005 182,954,479 21,070,461 161,884,018 ALARON TRADING CORPORATION N CME 06/30/2005 3,872,509 2,190,019 1,682,499 ALPHA FOREIGN EXCHANGE GROUP LLC N NFA 06/30/2005 369,250 250,000 119,25

10 AMERICAN MUTUAL HOLDING CORPORATION N NFA 06/30/2005 484,768 250,000 234,7611 AMERICAN NATIONAL TRADING CORP N NFA 06/30/2005 1,402,572 492,986 909,5812 BACERA CORPORATION N NFA 06/30/2005 274,380 250,000 24,3813 BANC OF AMERICA FUTURES INCORPORATED Y CME 06/30/2005 75,650,672 49,677,127 25,973,5414 BARCLAYS CAPITAL INC Y NYME 06/30/2005 778,849,873 209,711,300 569,138,5715 BATTERY ASSET MANAGEMENT LLC N NFA 06/30/2005 1,102,816 250,000 852,8116 BEAR STEARNS & CO INC Y NFA 06/30/2005 1,843,143,666 83,844,518 1,759,299,1417 BEAR STEARNS SECURITIES CORP Y CME 06/30/2005 4,112,762,812 1,114,468,373 2,998,294,4318 BIELFELDT & COMPANY LLC N CBOT 06/30/2005 407,981 250,000 157,9819 BNP PARIBAS COMMODITY FUTURES INC N NYME 06/30/2005 76,915,428 32,578,763 44,336,6620 BNP PARIBAS SECURITIES CORP Y CBOT 06/30/2005 387,878,250 12,013,036 375,865,2121 C CZARNIKOW SUGAR FUTURES INC N NFA 06/30/2005 1,658,286 250,000 1,408,2822 CADENT FINANCIAL SERVICES LLC N CME 06/30/2005 3,777,531 900,101 2,877,4323 CAL FINANCIAL CORPORATION N NFA 06/30/2005 453,715 250,000 203,7124 CALYON FINANCIAL INC Y CME 06/30/2005 321,334,020 236,757,765 84,576,2525 CANTOR FITZGERALD & CO Y CBOT 06/30/2005 97,448,414 5,238,674 92,209,7426 CAPITAL MARKET SERVICES LLC N NFA 06/30/2005 1,690,293 250,000 1,440,2927 CARGILL INVESTOR SERVICES INC N CBOT 06/30/2005 94,465,546 74,764,974 19,700,5728 CIBC WORLD MARKETS CORP Y CME 06/30/2005 641,494,102 60,312,592 581,181,5129 CITIGROUP GLOBAL MARKETS INC Y CBOT 06/30/2005 4,073,581,148 565,181,263 3,508,399,8830 CLIFDEN FUTURES LLC N NFA 06/30/2005 630,889 250,000 380,8831 CLIFF LARSON COMPANY THE N NFA 06/30/2005 352,916 250,000 102,9132 CMC GROUP PLC N NFA 06/30/2005 6,291,438 250,000 6,041,4333 COESfx CLEARING INC N NFA 06/30/2005 490,370 250,000 240,3734 COMTRUST INC N NFA 06/30/2005 1,051,310 537,011 514,2935 COUNTRY HEDGING INC N NFA 06/30/2005 9,883,794 2,680,940 7,202,8536 CREDIT SUISSE FIRST BOSTON LLC Y CBOT 06/30/2005 2,115,212,063 159,561,575 1,955,650,4837 CRESSWELL CAPITAL LLC N NFA 06/30/2005 983,710 250,000 733,7138 CROSSLAND LLC N CBOT 06/30/2005 2,947,956 250,000 2,697,9539 CUNNINGHAM COMMODITIES INC N CBOT 06/30/2005 2,112,569 318,582 1,793,9840 DAIWA SECURITIES AMERICA INC Y CME 06/30/2005 177,325,060 4,413,049 172,912,0141 DAVID A NOYES & CO Y NFA 06/30/2005 2,168,141 638,000 1,530,1442 DEUTSCHE BANK SECURITIES INC Y CBOT 06/30/2005 2,862,027,905 236,465,359 2,625,562,5443 DIRECT FOREX LLC N NFA 06/30/2005 549,662 250,000 299,6644 DORMAN TRADING LLC N CME 06/30/2005 4,749,444 385,994 4,363,4545 DUNAVANT COMMODITY CORP N NYCE 06/30/2005 24,770,064 702,178 24,067,8846 EAGLE MARKET MAKERS INC N CBOT 06/30/2005 1,893,519 250,000 1,643,51
SELECTED FCM FINANCIAL DATA AS OF 

June 30, 2005

FROM REPORTS FILED BY 

July 31, 2005

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital 

(a) (b) (c) (d) 

47 ED &F MAN COMMODITY ADVISORS INC N NFA 06/30/2005 425,020 250,000 175,0248 ELECTRONIC BROKERAGE SYSTEMS LLC Y NFA 06/30/2005 3,554,056 250,000 3,304,0549 ENSKILDA FUTURES LIMITED N CME 06/30/2005 11,246,826 7,968,368 3,278,4550 FARR FINANCIAL INC N NFA 06/30/2005 1,407,186 630,824 776,3651 FC STONE LLC N CME 06/30/2005 19,194,465 13,334,183 5,860,2852 FCT GROUP LLC N CME 06/30/2005 10,526,507 474,682 10,051,8253 FIMAT USA LLC Y CME 06/30/2005 348,365,972 236,577,579 111,788,3954 FIRST CAPITOL GROUP LLC N NFA 06/30/2005 3,809,569 1,632,745 2,176,8255 FOREFRONT INVESTMENTS CORPORATION N NFA 06/30/2005 461,593 250,000 211,5956 FOREX CAPITAL MARKETS LLC N NFA 06/30/2005 16,017,836 250,000 15,767,8357 FOREX INTERNATIONAL INVESTMENTS INC N NFA 06/30/2005 585,562 250,000 335,5658 FORTIS CLEARING CHICAGO LLC N CBOT 06/30/2005 19,116,494 4,262,425 14,854,0659 FRIEDBERG MERCANTILE GROUP INC N NFA 06/30/2005 1,789,574 250,000 1,539,5760 FRONTIER FUTURES INC N NFA 06/30/2005 960,447 349,528 610,9161 FUTURES TECH LLC N NFA 06/30/2005 440,394 250,000 190,3962 FX OPTION1 INC N NFA 06/30/2005 432,388 250,000 182,3863 FX SOLUTIONS LLC N NFA 06/30/2005 4,115,718 250,000 3,865,7164 FX TRADING LLC N NFA 06/30/2005 752,357 250,000 502,3565 GAIN CAPITAL GROUP INC N NFA 06/30/2005 17,700,952 250,000 17,450,9566 GARBAN FUTURES LLC N CME 06/30/2005 5,245,022 250,000 4,995,0267 GELBER GROUP LLC N CBOT 06/30/2005 29,018,020 250,000 28,768,0268 GFS FOREX & FUTURES INC N NFA 06/30/2005 1,035,042 250,000 785,0469 GILDER GAGNON HOWE AND CO LLC Y NFA 06/30/2005 22,431,901 250,000 22,181,9070 GLOBAL FUTURES & FOREX LIMITED Y NFA 06/30/2005 13,853,413 3,597,322 10,256,0971 GLOBAL FUTURES LLC N NFA 06/30/2005 379,317 250,000 129,3172 GOLDENBERG HEHMEYER & CO Y CBOT 06/30/2005 5,981,168 2,801,010 3,180,1573 GOLDMAN SACHS & CO Y CBOT 06/24/2005 (g) 1,199,399,330 (g) 74 GOLDMAN SACHS EXECUTION & CLEARING LP Y CME 06/24/2005 1,288,216,171 34,787,496 1,253,428,6775 GOLDMANY FINANCE INC N NFA 06/30/2005 331,084 250,000 81,0876 GREENWICH CAPITAL MARKETS INC Y CBOT 06/30/2005 714,571,000 43,648,000 670,923,0077 HAGERTY GRAIN CO INC N CBOT 06/30/2005 1,667,174 250,000 1,417,1778 HORNBLOWER FISCHER & CO Y NFA 06/30/2005 574,684 250,000 324,6879 HOTSPOT FX INC N NFA 06/30/2005 6,579,737 250,000 6,329,7380 HOTSPOT FXR LLC N NFA 06/30/2005 1,649,375 250,000 1,399,3781 HSBC SECURITIES USA INC Y CME 06/30/2005 724,455,988 77,741,928 646,714,0682 IFSCL USA INC N NFA 06/30/2005 1,062,090 250,000 812,0983 IFX MARKETS INC N NFA 06/30/2005 1,985,903 250,000 1,735,9084 IG FINANCIAL MARKETS INC. N NFA 06/30/2005 398,029 250,000 148,0285 INTEGRATED BROKERAGE SERVICES LLC N NFA 06/30/2005 1,195,567 250,000 945,5686 INTERACTIVE BROKERS LLC Y NFA 06/30/2005 146,401,715 10,783,195 135,618,5287 INTERBANK FX LLC N NFA 06/30/2005 1,080,089 250,000 830,0888 INTERNATIONAL COMMODITY CLEARING N NFA 06/30/2005 1,174,146 250,000 924,1489 INVESTEC (US) INCORPORATED Y NFA 06/24/2005 20,601,782 506,240 20,095,5490 IOWA GRAIN CO N CBOT 06/30/2005 8,860,628 4,701,199 4,159,4291 ITAU SECURITIES INC Y NFA 06/30/2005 18,456,231 250,000 18,206,2392 IXIS SECURITIES NORTH AMERICA INC Y NFA 06/30/2005 72,530,969 250,000 72,280,9693 JP MORGAN FUTURES INC N NYME 06/30/2005 936,056,506 390,080,691 545,975,81
SELECTED FCM FINANCIAL DATA AS OF 

June 30, 2005

FROM REPORTS FILED BY 

July 31, 2005

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital 

(a) (b) (c) (d) 

94 KJW LLC N NFA 06/30/2005 3,832,950 250,000 3,582,9595 KOTTKE ASSOCIATES LLC N CBOT 06/30/2005 15,967,472 397,036 15,570,4396 LADENBURG THALMANN & CO INC Y NFA 06/30/2005 2,620,087 250,000 2,370,0897 LBS LIMITED PARTNERSHIP N CBOT 06/30/2005 1,154,746 250,000 904,7498 LEADER INVESTMENTS INC Y NFA 06/30/2005 451,177 250,000 201,1799 LEGG MASON WOOD WALKER INC Y NYME 06/30/2005 394,815,356 23,009,693 371,805,66

100 LEHMAN BROTHERS INC Y CBOT 06/30/2005 1,983,266,000 253,970,740 1,729,295,26101 LINN GROUP ( THE ) N NFA 06/30/2005 384,887 250,000 134,88102 LINSCO/PRIVATE LEDGER CORP Y NFA 06/30/2005 41,208,915 5,299,563 35,909,35103 LOEB PARTNERS CORPORATION Y NFA 06/30/2005 29,457,718 250,000 29,207,71104 MAN FINANCIAL INC N CME 06/30/2005 286,601,079 194,834,254 91,766,82105 MARQUETTE ELECTRONIC BROKERAGE LLC N NFA 06/30/2005 1,192,308 250,000 942,30106 MAXCOR FINANCIAL INC Y NFA 06/30/2005 21,729,729 250,000 21,479,72107 MBF CLEARING CORP N NYME 06/30/2005 9,044,817 1,721,414 7,323,40108 MBT TECHNOLOGIES LLC N NFA 06/30/2005 592,625 250,000 342,62109 MCVEAN TRADING AND INVESTMENTS LLC N NFA 06/30/2005 6,254,425 1,543,712 4,710,71110 MERRILL LYNCH PIERCE FENNER & SMITH Y CBOT 06/03/2005 (g) 511,845,526 (g) 111 MERRILL LYNCH PROFESSIONAL CLEARING CORP Y NFA 06/03/2005 577,339,820 27,716,633 549,623,18112 MID-CO COMMODITIES INC N NFA 06/30/2005 4,128,711 1,177,045 2,951,66113 MITSUI BUSSAN COMMODITIES USA INC N NFA 06/30/2005 762,321 250,000 512,32114 MIZUHO SECURITIES USA INC Y CME 06/30/2005 134,449,570 9,136,149 125,313,42115 MONEY GARDEN CORP N NFA 06/30/2005 3,753,520 250,000 3,503,52116 MORGAN KEEGAN & COMPANY INC Y NFA 06/30/2005 315,430,533 12,165,274 303,265,25117 MORGAN STANLEY & CO INCORPORATED Y CME 06/30/2005 2,941,592,300 759,471,189 2,182,121,11118 MORGAN STANLEY DW INC Y CBOT 06/30/2005 1,413,203,520 87,252,719 1,325,950,80119 NEUBERGER BERMAN LLC Y NFA 06/30/2005 289,886,470 18,200,573 271,685,89120 NIKKO ALTERNATIVE ASSET MANAGEMENT INC Y NFA 06/30/2005 16,165,578 250,000 15,915,57121 NOMURA SECURITIES INTERNATIONAL INC Y CBOT 06/30/2005 700,136,930 14,725,387 685,411,54122 OANDA CORPORATION N NFA 06/30/2005 18,145,982 250,000 17,895,98123 OCONNOR & COMPANY LLC Y CBOT 06/30/2005 36,539,179 3,545,782 32,993,39124 ODL SECURITIES INC N NFA 06/30/2005 381,174 250,000 131,17125 OMEGA RESEARCH CORPORATION Y NFA 06/30/2005 887,077 250,000 637,07126 OPEN E CRY LLC N NFA 06/30/2005 946,337 431,130 515,20127 OPPENHEIMER & CO INC Y NFA 06/30/2005 200,685,292 28,128,603 172,556,68128 PENSON FINANCIAL FUTURES INC N NFA 06/30/2005 917,414 258,978 658,43129 PEREGRINE FINANCIAL GROUP INC N NFA 06/30/2005 5,757,103 2,845,718 2,911,38130 PIONEER FUTURES INC N NYME 06/30/2005 556,615 250,000 306,61131 PIPER JAFFRAY & CO Y NFA 06/30/2005 244,421,722 11,986,811 232,434,91132 PREFERRED TRADE INC Y NFA 06/30/2005 6,467,008 880,546 5,586,46133 PRUDENTIAL FINANCIAL DERIVATIVES LLC N CBOT 06/30/2005 95,674,000 60,943,240 34,730,76134 QUALIFIED LEVERAGE PROVIDERS INC N NFA 06/30/2005 1,311,770 250,000 1,061,77135 RAND FINANCIAL SERVICES INC N CME 06/30/2005 18,880,900 8,342,398 10,538,50136 RAYMOND JAMES & ASSOCIATES INC Y NFA 06/24/2005 358,193,649 25,139,703 333,053,94137 RBC CAPITAL MARKETS CORPORATION Y CME 06/30/2005 174,939,228 35,985,229 138,953,99138 RBC DAIN RAUSCHER INC Y NFA 06/30/2005 321,402,496 35,600,380 285,802,11139 REDSKY FINANCIAL LLC Y NFA 06/30/2005 816,196 250,000 566,19140 REFCO LLC N CME 06/30/2005 337,758,112 188,122,845 149,635,26
SELECTED FCM FINANCIAL DATA AS OF 

June 30, 2005

FROM REPORTS FILED BY 

July 31, 2005

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital 

(a) (b) (c) (d) 

141 RJ OBRIEN ASSOCIATES INC N CME 06/30/2005 69,888,122 50,985,653 18,902,46142 ROBBINS FUTURES INC N NFA 06/30/2005 444,420 250,000 194,42143 ROSENTHAL COLLINS GROUP LLC N CME 06/30/2005 33,906,925 8,452,451 25,454,47144 ROSENTHAL GLOBAL SECURITIES LLC Y CBOT 06/30/2005 8,529,758 531,689 7,998,06145 SANFORD C BERNSTEIN & CO LLC Y NFA 06/30/2005 127,249,624 20,136,311 107,113,31146 SENTINEL MANAGEMENT GROUP INC N NFA 06/30/2005 1,415,520 250,000 1,165,52147 SHATKIN ARBOR INC N CBOT 06/30/2005 5,049,949 259,267 4,790,68148 SHAY GRAIN CLEARING COMPANY N KCBT 06/30/2005 917,542 250,000 667,54149 SHERWOOD FUTURES GROUP LLC N NFA 06/30/2005 261,063 250,000 11,06150 SMW TRADING COMPANY INC N CME 06/30/2005 14,782,509 384,535 14,397,97151 SNC INVESTMENTS INC N NFA 06/30/2005 314,777 250,000 64,77152 SOLID GOLD FINANCIAL SERVICES INC N NFA 06/30/2005 583,178 250,000 333,17153 SPENCER FINANCIAL LLC N NFA 06/30/2005 273,334 250,000 23,33154 STEPHENS INC Y NFA 06/24/2005 52,860,238 10,930,075 41,930,16155 STERLING COMMODITIES CORP N NYME 06/30/2005 6,842,498 761,182 6,081,31156 STILLPOINT WEALTH MANAGEMENT LLC Y NFA 06/30/2005 473,999 250,000 223,99157 SWISS AMERICAN SECURITIES INC Y NFA 06/30/2005 94,375,348 5,217,367 89,157,98158 TCA FUTURES LLC N NFA 06/30/2005 457,688 250,000 207,68159 TENCO INC N CBOT 06/30/2005 24,323,204 4,032,783 20,290,42160 TERRA NOVA TRADING LLC Y NFA 06/30/2005 4,643,994 1,500,000 3,143,99161 TIMBER HILL LLC Y CME 06/30/2005 549,568,051 4,905,011 544,663,04162 TOKYO-MITSUBISHI FUTURES USA INC N CME 06/30/2005 17,453,010 1,848,558 15,604,45163 TOWER RESEARCH CAPITAL EUROPE LLC N NFA 06/30/2005 2,861,006 250,000 2,611,00164 TRADELINK LLC Y CBOT 06/30/2005 29,975,901 442,990 29,532,91165 TRADESTATION SECURITIES INC Y NFA 06/30/2005 28,442,658 1,701,914 26,740,74166 TRADITION SECURITIES AND FUTURES INC N NFA 06/30/2005 395,172 250,000 145,17167 TRANSMARKET GROUP LLC Y CBOT 06/30/2005 8,767,439 250,000 8,517,43168 TRILAND USA INC N NYME 06/30/2005 31,532,562 6,501,253 25,031,30169 UBS FINANCIAL SERVICES INC Y CBOT 06/30/2005 1,570,439,114 194,442,561 1,375,996,55170 UBS SECURITIES LLC Y CBOT 06/30/2005 2,693,146,721 512,414,244 2,180,732,47171 UFJ FUTURES LLC N CME 06/30/2005 16,928,690 946,618 15,982,07172 UNITED CLEARING LLC N NFA 06/30/2005 802,937 250,000 552,93173 VELOCITY FUTURES LP N NFA 06/30/2005 987,116 250,000 737,11174 VIEWTRADE SECURITIES INC Y NFA 06/30/2005 763,658 426,000 337,65175 VISION LIMITED PARTNERSHIP N NFA 06/30/2005 14,603,977 9,277,290 5,326,68176 WACHOVIA CAPITAL MARKETS LLC Y NFA 06/30/2005 893,080,017 7,739,491 885,340,52177 WACHOVIA SECURITIES FINANCIAL NETWORK LL Y NFA 06/30/2005 18,042,652 1,340,563 16,702,08178 WACHOVIA SECURITIES LLC Y NFA 06/30/2005 547,806,919 2,009,241 545,797,67179 WALL STREET DERIVATIVES INC N NFA 06/30/2005 414,847 250,000 164,84180 WHITE COMMERCIAL CORPORATION N NFA 06/30/2005 1,955,727 250,000 1,705,72181 WORLDWIDE CLEARING N NFA 06/30/2005 657,336 250,000 407,33182 XPRESSTRADE LLC N NFA 06/30/2005 4,771,115 1,103,862 3,667,25183 YORK BUSINESS ASSOCIATES LLC N NFA 06/30/2005 809,175 250,000 559,17

Total 
SELECTED FCM FINANCIAL DATA AS OF 

June 30, 2005

FROM REPORTS FILED BY 

July 31, 2005

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital 

(a) (b) (c) (d) 

 May Web Page Update 186Additions 0Deletions 3Patterson Capital Markets LimitedRobeco USA LLCShepard International IncName ChangeJune Web Page Update 183(a): B/D? : A 'Y' means the FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer. (b): DSRO: Designated Self-Regulatory Organization. (c): A firm's net capital requirement is the greater of (1) $250,000; or(2) risk based capital requirement, the sum of 8% of total customer risk maintenance margin and 4% of total noncustomer risk maintenance margin; or(3) The amount of capital required by a registered futures association (currently NFA is the only such association);(4) for securities brokers and dealers, the amount of net capital required by Rule 15c3-1(a) of the Securities and Exchange Commission.(d): Excess net capital is adjusted net capital, less the firm's net capital requirement.(e): This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on a designated contract market or derivatives transaction execution facility. This is the sum of all accounts that contain a net liquidating equity.(f): This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of vthe United States. 
SELECTED FCM FINANCIAL DATA AS OF 

June 30, 2005

FROM REPORTS FILED BY 

July 31, 2005

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital 

(a) (b) (c) (d) 

(g): This FCM/BD’s ultimate parent company is regulated by the SEC as a consolidated supervised entity. The firm has elected to compute its minimum capital requirement in accordance with the “Alternative Net Capital Requirement” as permitted by Appendix E to SEC Rule 15c3-1. As of June 2005, the firm had net capital in excess of its minimum capital requirements. In addition to the alternative minimum net capital requirements, the firm is required to hold tentative net capital in excess of $1 billion and net capital in excess of $500 million in accordance with the market and credit risk standards of Appendix E of Rule 15c3-1. The firm also is required to notify the Commission and SEC in the event its tentative net capital is less than $5 billion. As of June 2005, the firm had tentative net capital and net capital in excess of both the minimum and notification requirements. Note: Any comments regarding information contained in this table may be brought to the attention of the CFTC's Division of Clearing and Intermediary Oversight via e-mail: fzimmerle@cftc.gov; s_williams@cftc.gov or sgreska@cftc.gov.