SELECTED FCM FINANCIAL DATA AS OF 

July 31, 2007

FROM REPORTS FILED BY 

August 31, 2007

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

1 3D FOREX, LLC N NFA 07/31/2007 4,776,625 500,000 4,276,625 2 ABBEY NATIONAL SECURITIES INC Y NFA 07/31/2007 141,853,940 20,918,240 120,935,700 3 ADM INVESTOR SERVICES INC N CBOT 07/31/2007 141,077,845 61,640,122 79,437,723 4 ADVANCED MARKETS INC N NFA 07/31/2007 1,042,813 1,000,000 42,813 5 ADVANTAGE FUTURES LLC N CME 07/31/2007 21,767,330 3,185,749 18,581,581 6 AG EDWARDS & SONS INC Y CBOT 07/31/2007 1,080,305,891 36,152,505 1,044,153,386 7 AIG CLEARING CORPORATION N NYME 07/31/2007 279,100,509 41,608,345 237,492,164 8 ALARON TRADING CORPORATION N CME 07/31/2007 7,146,723 2,761,788 4,384,935 9 ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC Y NFA 07/31/2007 30,565,541 5,628,784 24,936,757 

10 AMERICAN NATIONAL TRADING CORP N NFA 07/31/2007 2,478,864 1,000,000 1,478,864 11 BACERA CORPORATION N NFA 07/31/2007 2,271,626 1,000,000 1,271,626 12 BANC OF AMERICA SECURITIES LLC Y CME 07/31/2007 2,722,023,387 402,429,261 2,319,594,126 13 BARCLAYS CAPITAL INC Y NYME 07/31/2007 1,694,560,202 345,291,771 1,349,268,431 14 BEAR STEARNS & CO INC Y NFA 07/31/2007 (g) 563,530,717 (g) 15 BEAR STEARNS SECURITIES CORP Y CME 07/31/2007 4,699,009,036 1,420,747,300 3,278,261,736 16 BGC SECURITIES Y NFA 07/31/2007 4,344,081 100,000 4,244,081 17 BNP PARIBAS COMMODITY FUTURES INC N NYME 07/31/2007 158,111,862 89,529,047 68,582,815 18 BNP PARIBAS SECURITIES CORP Y CBOT 07/31/2007 861,844,040 39,582,836 822,261,204 19 CADENT FINANCIAL SERVICES LLC N CME 07/31/2007 10,650,146 5,538,636 5,111,510 20 CALYON FINANCIAL INC Y CME 07/31/2007 729,579,222 522,372,690 207,206,532 21 CANTOR FITZGERALD & CO Y CBOT 07/31/2007 128,610,937 7,128,015 121,482,922 22 CAPITAL MARKET SERVICES LLC N NFA 07/31/2007 11,849,442 4,448,312 7,401,130 23 CIBC WORLD MARKETS CORP Y CME 07/31/2007 1,102,860,007 23,285,813 1,079,574,194 24 CITIGROUP GLOBAL MARKETS INC Y CBOT 07/31/2007 (g) 862,357,143 (g) 25 CLIFF LARSON COMPANY THE N NFA 07/31/2007 665,412 500,000 165,412 26 CMC MARKETS (US) LLC N NFA 07/31/2007 2,330,238 1,000,000 1,330,238 27 COMTRUST INC N NFA 07/31/2007 1,097,641 598,754 498,887 28 COUNTRY HEDGING INC N NFA 07/31/2007 17,602,157 9,389,565 8,212,592 29 CREDIT SUISSE SECURITIES (USA) LLC Y CBOT 07/31/2007 4,980,106,127 187,571,829 4,792,534,298 30 CROSSLAND LLC N CBOT 07/31/2007 3,760,011 500,000 3,260,011 31 CUNNINGHAM COMMODITIES LLC N CBOT 07/31/2007 3,533,643 594,623 2,939,020 32 DAIWA SECURITIES AMERICA INC Y CME 07/31/2007 223,689,109 4,966,755 218,722,354 33 DEUTSCHE BANK SECURITIES INC Y CBOT 07/31/2007 2,791,143,376 272,889,645 2,518,253,731 34 DIRECT FOREX LLC N NFA 07/31/2007 1,117,383 1,000,000 117,383 35 DORMAN TRADING LLC N CME 07/31/2007 11,120,658 657,273 10,463,385 36 DUNAVANT COMMODITY CORP N NFA 07/31/2007 32,820,079 1,025,791 31,794,288 37 E FX OPTIONS LLC N NFA 07/31/2007 3,342,943 1,000,000 2,342,943 38 EAGLE MARKET MAKERS INC N CBOT 07/31/2007 5,064,497 546,030 4,518,467 39 EASY FOREX US LTD N NFA 07/31/2007 4,731,432 2,000,000 2,731,432 40 ED &F MAN COMMODITY ADVISORS INC N NFA 07/31/2007 1,277,831 500,000 777,831 41 ELECTRONIC BROKERAGE SYSTEMS LLC Y NFA 07/31/2007 9,548,390 500,000 9,048,390 42 ENSKILDA FUTURES LTD N CME 07/31/2007 19,167,194 9,874,390 9,292,804 43 FARR FINANCIAL INC N NFA 07/31/2007 2,592,521 1,000,000 1,592,521 44 FC STONE LLC N CME 07/31/2007 81,235,748 35,682,326 45,553,422 45 FIMAT USA LLC Y NYME 07/31/2007 593,673,216 420,089,066 173,584,150 46 FIRST CAPITOL GROUP LLC N NFA 07/31/2007 6,494,296 2,345,797 4,148,499 
SELECTED FCM FINANCIAL DATA AS OF 

July 31, 2007

FROM REPORTS FILED BY 

August 31, 2007

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

47 FOREX CAPITAL MARKETS LLC N NFA 07/31/2007 50,465,694 12,205,482 38,260,212 48 FOREX CLUB FINANCIAL COMPANY INC N NFA 07/31/2007 3,715,163 1,000,000 2,715,163 49 FOREX LIQUIDITY LLC N NFA 07/31/2007 39,909,031 1,000,000 38,909,031 50 FORTIS CLEARING AMERICAS LLC Y CBOT 07/31/2007 102,155,003 24,353,432 77,801,571 51 FRIEDBERG MERCANTILE GROUP INC N NFA 07/31/2007 7,596,688 5,000,000 2,596,688 52 FRONTIER FUTURES INC N NFA 07/31/2007 3,954,803 2,509,288 1,445,515 53 FUTURES TECH LLC N NFA 07/31/2007 876,242 500,000 376,242 54 FX SOLUTIONS LLC N NFA 07/31/2007 15,077,133 1,895,305 13,181,828 55 FXCM LLC N NFA 07/31/2007 766,559 500,000 266,559 56 GAIN CAPITAL GROUP LLC N NFA 07/31/2007 29,061,830 4,139,340 24,922,490 57 GATEWAY CAPITAL L.L.C. N NFA 07/31/2007 579,193 500,000 79,193 58 GELBER GROUP LLC N CBOT 07/31/2007 50,010,652 973,959 49,036,693 59 GFS FOREX & FUTURES INC N NFA 07/31/2007 3,259,614 1,000,000 2,259,614 60 GILDER GAGNON HOWE AND CO LLC Y NFA 07/31/2007 34,230,146 500,000 33,730,146 61 GLOBAL FUTURES & FOREX N CFTC 07/31/2007 54,662,997 7,826,866 46,836,131 62 GLOBAL FUTURES LLC N NFA 07/31/2007 8,188,740 500,000 7,688,740 63 GOLDMAN SACHS & CO Y CBOT 07/27/2007 (g) 1,703,702,970 (g) 64 GOLDMAN SACHS EXECUTION & CLEARING LP Y CME 07/27/2007 712,425,457 67,003,339 645,422,118 65 H & R BLOCK FINANCIAL ADVISORS INC Y NFA 07/31/2007 127,877,384 9,087,824 118,789,560 66 HAGERTY GRAIN CO INC N CBOT 07/31/2007 3,168,288 500,000 2,668,288 67 HAMILTON WILLIAMS LLC N NFA 07/31/2007 1,004,910 1,000,000 4,910 68 HOTSPOT FXR LLC N NFA 07/31/2007 5,990,636 1,000,000 4,990,636 69 HSBC SECURITIES USA INC Y CME 07/31/2007 424,500,361 55,235,744 369,264,617 70 I TRADE FX LLC N NFA 07/31/2007 1,801,960 1,000,000 801,960 71 ICAP FUTURES LLC N CBOT 07/31/2007 5,809,070 500,000 5,309,070 72 IFSCL USA INC N NFA 07/31/2007 7,130,921 5,000,000 2,130,921 73 IFX MARKETS INC N NFA 07/31/2007 12,293,549 2,808,020 9,485,529 74 IG FINANCIAL MARKETS INC. N NFA 07/31/2007 1,010,399 500,000 510,399 75 INSTINET LLC Y NFA 07/31/2007 95,794,032 9,299,526 86,494,506 76 INTEGRATED BROKERAGE SERVICES LLC N NFA 07/31/2007 1,752,104 1,000,000 752,104 77 INTERACTIVE BROKERS LLC Y EUXUS 07/31/2007 297,764,072 40,520,136 257,243,936 78 INTERBANK FX LLC N NFA 07/31/2007 25,178,145 3,814,508 21,363,637 79 IOWA GRAIN CO N CBOT 07/31/2007 16,397,839 9,312,598 7,085,241 80 ITAU SECURITIES INC Y NFA 07/31/2007 72,284,526 500,000 71,784,526 81 IXIS SECURITIES NORTH AMERICA INC Y NFA 07/31/2007 116,778,316 500,000 116,278,316 82 JP MORGAN FUTURES INC N NYME 07/31/2007 1,166,410,485 659,530,877 506,879,608 83 KOTTKE ASSOCIATES LLC N CBOT 07/31/2007 11,645,510 500,000 11,145,510 84 LADENBURG THALMANN & CO INC Y NFA 07/31/2007 19,005,275 500,000 18,505,275 85 LBS LIMITED PARTNERSHIP N CBOT 07/31/2007 1,025,062 500,000 525,062 86 LEHMAN BROTHERS INC Y CBOT 07/31/2007 (g) 568,057,000 (g) 87 LINN GROUP ( THE ) N NFA 07/31/2007 1,961,315 500,000 1,461,315 88 LINSCO/PRIVATE LEDGER CORP Y NFA 07/31/2007 64,346,092 7,368,135 56,977,957 89 LOEB PARTNERS CORPORATION Y NFA 07/31/2007 24,293,237 500,000 23,793,237 90 MACQUARIE FUTURES USA INC N NFA 07/31/2007 8,653,008 1,992,287 6,660,721 91 MASTER CAPITAL GROUP CORPORATION N NFA 07/31/2007 2,041,177 2,000,000 41,177 92 MB TRADING FUTURES INC. N NFA 07/31/2007 2,393,388 1,000,000 1,393,388 93 MBF CLEARING CORP N NYME 07/31/2007 28,340,624 2,390,026 25,950,598 
SELECTED FCM FINANCIAL DATA AS OF 

July 31, 2007

FROM REPORTS FILED BY 

August 31, 2007

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

94 MCVEAN TRADING AND INVESTMENTS LLC N NFA 07/31/2007 7,232,010 2,387,426 4,844,584 95 MERRILL LYNCH PIERCE FENNER & SMITH Y CBOT 08/03/2007 (g) 571,064,852 (g) 96 MERRILL LYNCH PROFESSIONAL CLEARING CORP Y NFA 08/03/2007 1,493,399,185 74,999,904 1,418,399,281 97 MF GLOBAL INC N CME 07/31/2007 568,799,250 356,797,810 212,001,440 98 MID-CO COMMODITIES INC N NFA 07/31/2007 5,983,280 3,071,604 2,911,676 99 MITSUI BUSSAN COMMODITIES USA INC N NYME 07/31/2007 6,659,925 500,000 6,159,925 

100 MIZUHO SECURITIES USA INC Y CME 07/31/2007 99,296,353 26,885,499 72,410,854 101 MONEY GARDEN CORP N NFA 07/31/2007 5,162,334 1,000,000 4,162,334 102 MORGAN KEEGAN & COMPANY INC Y NFA 07/31/2007 415,268,358 12,182,266 403,086,092 103 MORGAN STANLEY & CO INCORPORATED Y CME 07/31/2007 (g) 1,648,834,897 (g) 104 NEUBERGER BERMAN LLC Y NFA 07/31/2007 238,046,087 5,000,000 233,046,087 105 NOMURA SECURITIES INTERNATIONAL INC Y CBOT 07/31/2007 631,563,153 10,173,042 621,390,111 106 OANDA CORPORATION N NFA 07/31/2007 50,837,899 8,737,510 42,100,389 107 ODL SECURITIES INC N NFA 07/31/2007 10,822,770 1,000,000 9,822,770 108 ONE WORLD CAPITAL GROUP LLC N NFA 07/31/2007 1,078,938 1,000,000 78,938 109 OPEN E CRY LLC N NFA 07/31/2007 1,303,692 500,000 803,692 110 OPPENHEIMER & CO INC Y NFA 07/31/2007 191,458,749 25,934,310 165,524,439 111 OPTIONSXPRESS INC Y NFA 07/31/2007 92,840,232 8,229,322 84,610,910 112 PENSON FINANCIAL FUTURES INC N NFA 07/31/2007 2,172,862 500,000 1,672,862 113 PENSON GHCO N CBOT 07/31/2007 12,835,832 3,019,356 9,816,476 114 PEREGRINE FINANCIAL GROUP INC N NFA 07/31/2007 12,781,620 6,417,678 6,363,942 115 PIONEER FUTURES INC N NYME 07/31/2007 1,099,566 500,000 599,566 116 PRUDENTIAL BACHE COMMODITIES LLC N CBOT 07/31/2007 139,608,000 121,982,560 17,625,440 117 PUMA FINANCIAL LLC N NFA 07/31/2007 841,937 500,000 341,937 118 RAND FINANCIAL SERVICES INC N CME 07/31/2007 51,091,578 13,293,812 37,797,766 119 RAYMOND JAMES & ASSOCIATES INC Y NFA 07/31/2007 329,223,044 28,156,621 301,066,423 120 RBC CAPITAL MARKETS CORPORATION Y CME 07/31/2007 366,838,743 40,097,945 326,740,798 121 RBC DAIN RAUSCHER INC Y NFA 07/31/2007 594,584,127 32,379,774 562,204,353 122 RBS GREENWICH CAPITAL INC Y CBOT 07/31/2007 1,080,574,000 93,628,000 986,946,000 123 RJ OBRIEN & ASSOCIATES LLC N CME 07/31/2007 95,527,538 73,781,377 21,746,161 124 ROBBINS FUTURES INC N NFA 07/31/2007 557,723 500,000 57,723 125 ROSENTHAL COLLINS GROUP LLC N CME 07/31/2007 45,944,304 22,913,602 23,030,702 126 ROSENTHAL GLOBAL SECURITIES LLC Y CBOT 07/31/2007 6,061,633 500,000 5,561,633 127 ROYAL FOREX TRADING LLC N NFA 07/31/2007 1,206,115 1,000,000 206,115 128 SANFORD C BERNSTEIN & CO LLC Y NFA 07/31/2007 134,339,452 46,940,634 87,398,818 129 SENTINEL MANAGEMENT GROUP INC N NFA 07/31/2007 4,151,356 500,000 3,651,356 130 SHATKIN ARBOR INC N CBOT 07/31/2007 5,125,982 1,096,202 4,029,780 131 SHAY GRAIN CLEARING COMPANY N KCBT 07/31/2007 1,110,246 801,556 308,690 132 SMW TRADING COMPANY INC N CME 07/31/2007 46,569,382 562,140 46,007,242 133 SNC INVESTMENTS INC N NFA 07/31/2007 1,130,690 1,000,000 130,690 134 SOLID GOLD FINANCIAL SERVICES INC N NFA 07/31/2007 1,955,296 1,000,000 955,296 135 STEPHENS INC Y NFA 07/27/2007 73,749,797 9,010,489 64,739,308 136 STERLING COMMODITIES CORP N NYME 07/31/2007 8,892,930 849,631 8,043,299 137 TCA FUTURES LLC N NFA 07/31/2007 869,853 500,000 369,853 138 TENCO INC N CBOT 07/31/2007 38,616,637 7,353,530 31,263,107 139 TERRA NOVA TRADING LLC Y NFA 07/31/2007 15,196,437 1,500,000 13,696,437 140 TIMBER HILL LLC Y CME 07/31/2007 730,949,021 14,279,349 716,669,672 
SELECTED FCM FINANCIAL DATA AS OF 

July 31, 2007

FROM REPORTS FILED BY 

August 31, 2007

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

141 TOWER RESEARCH CAPITAL EUROPE LLC N NFA 07/31/2007 2,622,131 500,000 2,122,131 142 TRADELINK LLC Y CBOT 07/31/2007 27,306,680 500,000 26,806,680 143 TRADEMAVEN CLEARING LLC N NFA 07/31/2007 821,010 500,000 321,010 144 TRADESTATION SECURITIES INC Y NFA 07/31/2007 66,382,303 2,671,033 63,711,270 145 TRADITION SECURITIES AND FUTURES INC N NFA 07/31/2007 786,278 500,000 286,278 146 TRANSMARKET GROUP LLC Y CBOT 07/31/2007 9,182,776 500,000 8,682,776 147 TRILAND USA INC N NYME 07/31/2007 35,677,300 8,668,373 27,008,927 148 UBS CLEARING SERVICES CORPORATION Y NFA 07/31/2007 102,580,082 1,000,000 101,580,082 149 UBS FINANCIAL SERVICES INC Y CBOT 07/31/2007 1,165,006,836 136,885,661 1,028,121,175 150 UBS SECURITIES LLC Y CBOT 07/31/2007 4,240,347,661 832,388,533 3,407,959,128 151 VELOCITY FUTURES LP N NFA 07/31/2007 2,923,620 500,000 2,423,620 152 VISION FINANCIAL MARKETS LLC Y NFA 07/31/2007 29,742,669 7,623,849 22,118,820 153 WACHOVIA CAPITAL MARKETS LLC Y CME 07/31/2007 1,682,172,916 2,291,938 1,679,880,978 154 WACHOVIA SECURITIES FINANCIAL NETWORK, LLC Y NFA 07/31/2007 26,143,181 2,466,866 23,676,315 155 WACHOVIA SECURITIES LLC Y NFA 07/31/2007 351,289,990 1,500,000 349,789,990 156 WHITE COMMERCIAL CORPORATION N NFA 07/31/2007 2,571,917 500,000 2,071,917 157 WSD FINANCIAL USA, INC N NFA 07/31/2007 1,220,436 500,000 720,436 158 XPRESSTRADE LLC N NFA 07/31/2007 6,185,540 1,582,123 4,603,417 159 YORK BUSINESS ASSOCIATES LLC N NFA 07/31/2007 1,445,047 500,000 945,047 

Total 

June web update 163Additions 0Deletions 4Forward ForexNations Investments LLCTrend Commodities Limited PartnershipUnited Global Markets LLCName ChangeForex International Investments Inc to Master Capital Group CorporationWall Street Derivatives Inc to WSD Financial USA IncJuly web page update 159(a): B/D : A 'Y' means the FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer. (b): DSRO: Designated Self-Regulatory Organization. 
SELECTED FCM FINANCIAL DATA AS OF 

July 31, 2007

FROM REPORTS FILED BY 

August 31, 2007

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

(c) The minimum capital requirement that each FCM must maintain is determined under CFTC Regulation 1.17 (a)(1)(i) (d): Excess net capital is adjusted net capital, less the firm's net capital requirement.(e): This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on a designated contract market or derivatives transaction execution facility. This is the sum of all accounts that contain a net liquidating equity.(f): This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of the United States. (g): This FCM/BD’s ultimate parent company is regulated by the SEC as a consolidated supervised entity. The firm has elected to compute its minimum capital requirement in accordance with the “Alternative Net Capital Requirement” as permitted by Appendix E toSEC Rule 15c3-1. As of this reporting date, the firm had net capital in excess of its minimum capital requirements. In addition to the alternative minimum net capital requirements, the firm is required tohold tentative net capital in excess of $1 billion and net capital in excess of $500 million in accordance with the market and credit riskstandards of Appendix E of Rule 15c3-1. The firm also is required to notify the Commission and SEC in the event its tentative net capital is less than $5 billion. As of this reporting date, the firm had tentative net capital and net capital in excess of both the minimum and notification requirements. Note: Any comments regarding information contained in this table may be brought to the attention of the CFTC's Division of Clearing and Intermediary Oversight via e-mail: sgreska@cftc.gov, jmohr@cftc.gov or s_williams@cftc.gov