alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
May 21, 2015

**Submitted via Electronic Mail (****submissions@cftc.gov****) and Portal**

Commodity Futures Trading Commission

Three Lafayette Centre

1155 21st Street, N.W.

Washington, D.C.  20581

**Re: 	Regulation 40.6(a) Rule Certification**

**360 Trading Networks Inc. Rulebook Amendments**

****

Ladies and Gentlemen:

Pursuant to Section 5c(c) of the Commodity Exchange Act (the “Act”) and Section 40.6(a) of the Regulations of the Commodity Futures Trading Commission (the “Commission”), 360 Trading Networks Inc. (“360T”) hereby files the attached amendments to its Rulebook.  The Rulebook has been amended in response to Commission staff guidance.  The amended Rulebook will become effective on June 5, 2015.

A concise explanation and analysis of the amendments to the Rulebook and their compliance with applicable provisions of the Act, including Core Principles, and the Commission’s Regulations thereunder, is attached hereto as Exhibit A.  A clean copy of the amended Rulebook is attached hereto as Exhibit B, and a copy of the Rulebook marked to show changes against the version submitted to the Commission on March 13, 2015 is attached hereto as Exhibit C.

360T hereby certifies that: (i) the amended Rulebook complies with the Act and the Commission’s regulations thereunder; and (ii) a notice and copy of this submission is being concurrently posted on 360T’s web site.  There were no substantive opposing views to the amendments to the Rulebook.

Please contact the undersigned at 44 020 3508 6344 or martin.oakley@360t.com if you have any questions or you would otherwise like to discuss this further.

	Sincerely,

	Martin Oakley

	Chief Compliance Officer

Attachments

360 Trading Networks, Inc.

521 Fifth Avenue, 38th Floor 

New York, NY 10175

Phone: +1 212 776 2900

Fax: +1 212 776 2902

E-Mail: info@360t.com

www.360t.com

**360 Trading Networks, Inc.** ∙ 521 Fifth Avenue, 38th Floor ∙ New York, NY 10175

2

**Exhibit A**

**Summary**: The 360T Rulebook has been amended in response to published Commission staff guidance and comments and questions received from users and potential users of 360T.  A clean copy of the amended Rulebook is attached hereto as Exhibit B; a copy of the Rulebook marked to show changes against the version submitted to the Commission on December 24, 2014 is attached hereto as Exhibit C.

Capitalized terms used but not defined herein have the meanings assigned to them in the Rulebook.

# image1.png
Exhibit 31.2

              Certification of Chief Financial Officer Pursuant to
                      Section 302 of the Sarbanes-Oxley Act

I, Lynn Wigen, certify that:

1.   I have reviewed this quarterly report on Form 10-QSB of Sterling
     Exploration Inc.;

2.   Based on my knowledge, this quarterly report does not contain any untrue
     statement of a material fact or omit to state a material fact necessary to
     make the statements made, in light of the circumstances under which such
     statements were made, not misleading with respect to the period covered by
     this quarterly report;

3.   Based on my knowledge, the financial statements, and other financial
     information included in this quarterly report, fairly present in all
     material respects the financial condition, results of operations and cash
     flows of the registrant as of, and for, the period presented in this
     quarterly report;

4.   I am responsible for establishing and maintaining disclosure controls and
     procedures (as defined in Exchange Act Rules 13a-14 and 15d-14) for the
     registrant and have:

     a.   designed such disclosure controls and procedures to ensure that
          material information relating to the registrant, including its
          consolidated subsidiaries, is made known to us by others within those
          entities, particularly during the period in which this quarterly
          report is being prepared;
     b.   evaluated the effectiveness of the registrant's disclosure controls
          and procedures as of a date within 90 days prior to the filing date of
          this quarterly report (the "Evaluation Date"); and
     c.   presented in this quarterly report our conclusions about the
          effectiveness of the disclosure controls and procedures based on our
          evaluation as of the Evaluation Date;

5.   I have disclosed, based on my most recent evaluation, to the registrant's
     auditors and the audit committee of registrant's board of directors (or
     persons performing the equivalent functions):

     a.   all significant deficiencies in the design or operation of internal
          controls which could adversely affect the registrant's ability to
          record, process, summarize and report financial data and have
          identified for the registrant's auditors any material weaknesses in
          internal controls; and
     b.   any fraud, whether or not material, that involves management or other
          employees who have a significant role in the registrant's internal
          controls; and

6.   I have indicated in this quarterly report whether or not there were
     significant changes in internal controls or in other factors that could
     significantly affect internal controls subsequent to the date of our most
     recent evaluation, including any corrective actions with regard to
     significant deficiencies and material weaknesses.

IN WITNESS WHEREOF, the undersigned has executed this certification as of the
21st day of December, 2007.


/s/ Lynn Wigen
------------------------------
Chief Financial Officer
I 

116TH CONGRESS 

1ST SESSION H. R. 224 

To amend section 1908 of title 41, United States Code, to exempt certain 

contracts from the periodic inflation adjustments to an acquisition-related 

dollar threshold. 

IN THE HOUSE OF REPRESENTATIVES 

JANUARY 3, 2019 

Ms. VELA ́ZQUEZ introduced the following bill; which was referred to the 

Committee on Oversight and Reform 

A BILL 

To amend section 1908 of title 41, United States Code, 

to exempt certain contracts from the periodic inflation 

adjustments to an acquisition-related dollar threshold. 

1 Be it enacted by the Senate and House of Representa2 tives of the United States of America in Congress assembled, 


pamtmann on DSKBFK8HB2PROD with BILLS
2 

•HR 224 IH

1 SECTION 1. EXEMPTION OF CERTAIN CONTRACTS FROM 

2 THE PERIODIC INFLATION ADJUSTMENTS TO 

3 THE ACQUISITION-RELATED DOLLAR 

4 THRESHOLD. 

5 Subparagraph (B) of section 1908(b)(2) of title 41, 

6 United States Code, is amended by inserting ‘‘3131 to 

7 3134,’’ after ‘‘sections’’. 

Æ 


pamtmann on DSKBFK8HB2PROD with BILLS
# C_2018381EN.01002201.xml

| 22.10.2018 | EN | Official Journal of the European Union | C 381/22 |
| --- | --- | --- | --- |

22.10.2018

EN

Official Journal of the European Union

C 381/22

---

Judgment of the General Court of 12 September 2018 — Healy v Commission

(Case T-55/17) (1)

((Civil service - Contract staff - Recruitment - Internal competition - Constitution of a reserve list for the recruitment of assistants - Eligibility condition relating to length of service within the Commission - Non-admission to the assessment tests in a competition))

(2018/C 381/25)

Language of the case: French

Parties

Applicant: John Morrison Healy (Celbridge, Ireland) (represented by: S. Orlandi and T. Martin, lawyers)

Defendant: European Commission (represented by: G. Berscheid and L. Radu Bouyon, acting as Agents)

Re:

Action pursuant to Article 270 TFEU seeking annulment of the decision of the selection board for internal competition COM/02/AST/16 (AST 2) rejecting the applicant’s candidature.

Operative part of the judgment

The Court:

| 1. | Dismisses the action; |
| --- | --- |

1.

Dismisses the action;

| 2. | Orders Mr John Morrison Healy to pay the costs. |
| --- | --- |

2.

Orders Mr John Morrison Healy to pay the costs.

---

(1)  OJ C 112, 10.4.2017.

---
Document Headings

                    Document headings vary by document type but may contain                    the following:                  
                -                       the agency or agencies that issued and signed a document                    
                -                       the number of the CFR title and the number of each part                      the document amends, proposes to amend, or is directly                      related to                    
                -                       the agency docket number / agency internal file number                    
                -                       the RIN which identifies each regulatory action listed in                      the Unified Agenda of Federal Regulatory and Deregulatory                      Actions                    

                    See the                                          Document Drafting Handbook                                        for more details.                  

###### Federal Communications Commission

          - [Report No. 2486]

Petition for Clarification has been filed in the Commission's rulemaking proceeding listed in this Public Notice and published pursuant to 47 CFR Section 1.429(e).  The full text of this document is available for viewing and copying in Room CY-A257, 445 12th Street, SW., Washington, DC or may be purchased from the Commission's copy contractor, ITS, Inc. (202) 857-3800.  Oppositions to this petition must be filed June 11, 2001.  See Section 1.4(b)(1) of the Commission's rules (47 CFR 1.4(b)(1)).  Replies to an opposition must be filed within 10 days after the time for filing oppositions have expired. 

Subject: Revision of the Commission's Rules To Ensure Compatibility with Enhanced 911 Emergency Calling Systems (CC Docket No. 94-102). 

Number of Petitions Filed: 1. 

      ( print page 28907)    
Federal Communications Commission.

Magalie Roman Salas, 

Secretary. 

[FR Doc. 01-13245  Filed 5-24-01; 8:45 am]

BILLING CODE 6712-01-M
[Federal Register Volume 66, Number 11 (Wednesday, January 17, 2001)]
[Notices]
[Page 4051]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 01-1286]


-----------------------------------------------------------------------

DEPARTMENT OF TRANSPORTATION

Federal Aviation Administration


Advisory Circular 25.491-1, Taxi, Takeoff and Landing Roll Design 
Loads

AGENCY: Federal Aviation Administration, DOT.

ACTION: Notice of issuance of advisory circular.

-----------------------------------------------------------------------

SUMMARY: This notice announces the issuance of Advisory Circular (AC) 
25.491-1, Taxi, Takeoff and Landing Roll Design Loads. This AC sets 
forth acceptable methods of compliance with the provision of part 25 of 
the Federal Aviation Regulations (FAR) dealing with the certification 
requirements for taxi, takeoff and landing roll design loads. Guidance 
information is provided for showing compliance with Sec. 25.491 of the 
FAR, relating to structural design for airplane operation on paved 
runways and taxiways normally used in commercial operations. Other 
methods of compliance with the requirements may be acceptable.

DATES: Advisory Circular 25.491-1 was issued by the Acting Manager, 
Transport Airplane Directorate, Aircraft Certification Service, ANM-
100, on October 30, 2000.
    How to Obtain Copies: A paper copy of AC 25.491-1 may be obtained 
by writing to the U.S. Department of Transportation, Subsequent 
Distribution Office, DOT Warehouse, SVC-121.23, Ardmore East Business 
Center, 3341Q 75th Ave., Landover, MD 20785, telephone 301-322-5377, or 
faxing your request to the warehouse at 301-386-5394. The AC also will 
be available on the Internet at http://www.faa.gov/avr/air/airhome.htm, 
at the link titled ``Advisory Circulars'' under the ``Available 
Information'' down-drop menu.

    Issued in Renton, Washington, on January 8, 2001.
Donald L. Riggin,
Acting Manager, Transport Airplane Directorate, Aircraft Certification 
Service, ANM-100.
[FR Doc. 01-1286 Filed 1-16-01; 8:45 am]
BILLING CODE 4910-13-M
# C_2018427EN.01005502.xml

| 26.11.2018 | EN | Official Journal of the European Union | C 427/55 |
| --- | --- | --- | --- |

26.11.2018

EN

Official Journal of the European Union

C 427/55

---

Judgment of the General Court of 10 October 2018 — Cuervo y Sobrinos 1882 v EUIPO — A. Salgado Nespereira (Cuervo y Sobrinos LA HABANA 1882)

(Case T-374/17) (1)

(EU trade mark - Invalidity proceedings - EU figurative mark Cuervo y Sobrinos LA HABANA 1882 - Earlier national word marks CUERVO Y SOBRINO - Relative ground for refusal - Similarity of the goods - Similarity of the signs - Article 53(1)(a) and Article 8(1)(b) of Regulation (EC) No 207/2009 (now Article 60(1)(a) and Article 8(1)(b) of Regulation (EU) 2017/1001) - Bad faith - Article 52(1)(b) of Regulation (EC) No 207/2009 (now Article 59(1)(b) of Regulation (EU) 2017/1001))

(2018/C 427/71)

Language of the case: Spanish

Parties

Applicant: Cuervo y Sobrinos 1882, SL (Madrid, Spain) (represented initially by S. Ferrandis González and V. Balaguer Fuentes, and subsequently by S. Ferrandis González, lawyers)

Defendant: European Union Intellectual Property Office (EUIPO) (represented by: A. Crawcour and D. Hanf, acting as Agents)

Other party to the proceedings before the Board of Appeal of EUIPO, intervener before the General Court: A. Salgado Nespereira, SA (Ourense, Spain) (represented by: J.L. Rivas Zurdo, lawyer)

Re:

Action brought against the decision of the Fourth Board of Appeal of EUIPO of 29 March 2017 (Case R 1141/2016-4), relating to invalidity proceedings between A. Salgado Nespereira and Cuervo y Sobrinos 1882.

Operative part of the judgment

The Court:

| 1. | Dismisses the action; |
| --- | --- |

1.

Dismisses the action;

| 2. | Dismisses the cross-claim; |
| --- | --- |

2.

Dismisses the cross-claim;

| 3. | Orders Cuervo y Sobrinos 1882, SL to bear its own costs and to pay half of the costs incurred by EUIPO; |
| --- | --- |

3.

Orders Cuervo y Sobrinos 1882, SL to bear its own costs and to pay half of the costs incurred by EUIPO;

| 4. | Orders A. Salgado Nespereira, SA to bear its own costs and to pay half of the costs incurred by EUIPO. |
| --- | --- |

4.

Orders A. Salgado Nespereira, SA to bear its own costs and to pay half of the costs incurred by EUIPO.

---

(1)  OJ C 256, 7.8.2017.

---
ex103.htm



 






NOCTUA FUND, LP                                         From the Desk of: James B. Panther, II


                                                     2038 Corte del Nogal, Suite 110


                                                     Carlsbad, California 92011


                                                     Phone: (760) 804-8844


                                                      Facsimile: (760) 804-8845


 


 


 


June 1, 2009







Shrink Nanotechnologies, Inc. (f/k/a Audiostocks, Inc.)


2038 Corte Del Nogal, Suite 110


Carlsbad, CA 92011







Re:  Secured Convertible Promissory Note







Gentlemen:


 

 


           Reference is hereby made to that certain Debt Consolidation Agreement (the “Agreement”) and Secured Convertible Promissory Note (the “Convertible Note”) entered into in favor of Noctua Fund, LP (“Noctua”) as of May 7, 2009.







In particular, the undersigned certifies and acknowledges that the specific anti dilution provision contained and referenced in Section 2.7(g) of the Convertible Note is a typographical error and was not intended by either party, and therefore, is null and void and unenforceable ab-initio.







Accordingly, Noctua irrevocably waives any and all past, present or future adjustments, imputed or accrued or otherwise that could accrue as a result of said Section 2.7(g) of the Convertible Note and further warrants and covenants that it can not and will not seek enforcement of the same.  It is understood that the Company may represent the same to third parties for purposes of a possible share exchange, acquisition or other financing transactions from time to time.







Notwithstanding the foregoing, the remaining portions of said agreement and Convertible Note, as may be amended from time to time, are in full force and effect, and enforceable by their terms, and are not waived in any way.


 


Accepted and Acknowledged-













	
NOCTUA FUND, LP

	  	
SHRINK NANOTECHNOLOGIES, INC.


 


	
 


/s/ James B. Panther, II


______________________________

	  	
 


/s/ Mark L. Baum, Esq


________________________________


	
By: Noctua Fund Manager, LLC

	  	
Name: Mark L. Baum, Esq.


	
Its: General Partner

	  	
Title: Chief Executive Officer


	
Administrative Manager, BCGU, Inc.

	  	  
	
By: James B. Panther, II


Its: Managing Director
<PAGE>


                                                                    EXHIBIT 99.2


                            CERTIFICATION PURSUANT TO
                             18 U.S.C. SECTION 1350
                             AS ADOPTED PURSUANT TO
                  SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002


         In connection with the Annual Report of Peoples Ohio Financial
Corporation (the "Corporation") on Form 10-K for the period ending June 30, 2002
as filed with the Securities and Exchange Commission on the date hereof (the
"Report"), I, Ronald B. Scott, Chief Executive Officer of the Corporation,
certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906
of the Sarbanes-Oxley Act of 2002 that:

                  (1) the Report fully complies with the requirements of Section
                  13(a) or 15(d) of the Securities Exchange Act of 1934; and

                  (2) the information contained in the Report fairly presents,
                  in all material respects, the financial conditions and results
                  of operations of the Corporation.


                                                /s/ RONALD B. SCOTT
                                                -------------------------------
                                                Ronald B. Scott
                                                Chief Executive Officer
                                                September 26, 2002
**Exhibit 12.1****CERTIFICATION**I, Pierre Francoeur, President and Chief Operating Officer of Quebecor Media Inc. (the “Company”),certify that:1. I have reviewed this annual report on Form 20-F of the Company;2. Based on my knowledge, this report does not contain any untrue statement of a material factor omit to state a material fact necessary to make the statements made, in light of thecircumstances under which such statements were made, not misleading with respect to the periodcovered by this report;3. Based on my knowledge, the financial statements, and other financial information included inthis report, fairly present in all material respects the financial condition, results ofoperations and cash flows of the Company as of, and for, the periods presented in this report;4. The Company’s other certifying officer(s) and I are responsible for establishing andmaintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and15d-15(e)) for the Company and have: a) Designed such disclosure controls and procedures, or caused suchdisclosure controls and procedures to be designed under our supervision, toensure that material information relating to the Company, including itsconsolidated subsidiaries, is made known to us by others within those entities,particularly during the period in which this report is being prepared;  b) [omitted pursuant to the guidance of Commission ReleasesNos.33-8238 (June 5, 2003) and 33-8618 (September 22, 2005)];  c) Evaluated the effectiveness of the Company’s disclosure controlsand procedures and presented in this report our conclusions about theeffectiveness of the disclosure controls and procedures, as of the end of theperiod covered by this report based on such evaluation; and  d) Disclosed in this report any change in the Company’s internalcontrol over financial reporting that occurred during the periodcovered by the annualreport that has materially affected, or is reasonably likely to materiallyaffect, the Company’s internal control over financial reporting; and5. The Company’s other certifying officer(s) and I have disclosed, based on our most recentevaluation of internal control over financial reporting, to the company’s auditors and theaudit committee of the Company’s board of directors (or persons performing the equivalentfunctions): a) All significant deficiencies and material weaknesses in the designor operation of internal control over financial reporting which are reasonablylikely to adversely affect the Company’s ability to record, process, summarizeand report financial information; and  b) Any fraud, whether or not material, that involves management orother employees who have a significant role in the Company’s internal controlover financial reporting.Date: March 29, 2006     /s/ Pierre Francoeur     Name: Pierre Francoeur  Title: President and Chief Operating Officer
[Federal Register Volume 66, Number 101 (Thursday, May 24, 2001)]
[Notices]
[Page 28740]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 01-13086]


-----------------------------------------------------------------------

DEPARTMENT OF ENERGY

Federal Energy Regulatory Commission

[Docket No. RP00-482-000]


Reliant Gas Transmission Company; Notice of Technical Conference

May 18, 2001.
    On August 15, 2000, Reliant Gas Transmission Company (Reliant) 
submitted a filing to comply with Order No. 637. Several parties have 
protested various aspects of Reliant's filing.
    Take notice that a technical conference to discuss the various 
issues raised by Reliant's filing will be held on Thursday, June 7, 
2001, at 10 am, in a room to be designated at the offices of the 
Federal Energy Regulatory Commission, 888 First Street, NE., 
Washington, DC 20426. Parties protesting aspects of Reliant's filing 
should be prepared to discuss alternatives.
    All interested persons and Staff are permitted to attend.

Linwood A. Watson, Jr.,
Acting Secretary.
[FR Doc. 01-13086 Filed 5-23-01; 8:45 am]
BILLING CODE 6717-01-M
Exhibit 32.1




CERTIFICATION OF CO-CHIEF EXECUTIVE OFFICER


PURSUANT TO 18 U.S.C. SECTION 1350,


AS ADOPTED PURSUANT TO


SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002








I, Michael A. Reisner, Co-Chief Executive Officer and Co-President of ICON Capital Corp., the Manager of the Registrant, in connection with the Annual Report of ICON Income Fund Nine, LLC (the “LLC”) on Form 10-K for the year ended December 31, 2010, as filed with the Securities and Exchange Commission on the date hereof (the “Annual Report”) certify, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that:




1.
The Annual Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended; and
 
 2.
The information contained in the Annual Report fairly presents, in all material respects, the financial condition and results of operations of the LLC.






Date: March 25, 2011




/s/Michael A. Reisner


Michael A. Reisner


Co-Chief Executive Officer and Co-President


ICON Capital Corp.


Manager of ICON Income Fund Nine, LLC