December 5, 2017 © 2017 ICE Trade Vault, LLC Page 1 of 8

ICE TRADE VAULT TRUSTED SOURCES AGREEMENT

This agreement (the “ICE Trade Vault Agreement”) sets out the terms on which ICE Trade Vault, LLC (“ICE

Trade Vault”), which owns and operates an electronic platform (the “ICE Trade Vault Platform”) for the 

collection, storage and regulatory reporting of a comprehensive range of trade data in respect of commodity 

derivatives trades (the “ICE SDR Service”), has agreed, in consideration of the mutual covenants contained

herein, to provide the Trusted Source identified below with access to and use of the ICE Trade Vault 

Platform. All capitalized terms used in this ICE Trade Vault Agreement shall have the meanings ascribed to 

them in this ICE Trade Vault Agreement. 

1) ACCESS TO THE PLATFORM. ICE Trade Vault hereby grants Trusted Source a non-exclusive, 

non-transferable, revocable license to access and use the ICE Trade Vault Platform as such ICE 

Trade Vault Platform may exist from time to time and to utilize any hardware, software, systems, 

and/or communications links (collectively, the “System”) furnished by ICE Trade Vault in conjunction 

with the ICE SDR Service and in accordance with the ICE Trade Vault Terms (as defined below). 

Trusted Source understands and agrees that Trusted Source shall not be entitled to receive any 

services other than the ICE SDR Service, express or implied, in the form offered by ICE Trade Vault 

from time to time pursuant to this ICE Trade Vault Agreement. 

2) TERMS OF ACCESS. Trusted Source’s access to and use of the System and the ICE SDR Service 

will be governed by this ICE Trade Vault Agreement, taken together with (i) the ICE Trade Vault SDR 

Rulebook governing the ICE SDR Service pursuant to Addendum A, and (ii) any other Addenda to 

this ICE Trade Vault Agreement (collectively referred to herein as the “ICE Trade Vault Terms”). ICE

Trade Vault may amend the ICE Trade Vault Terms at any time by providing notice to Trusted 

Source, and any such amendments will be prospectively binding on Trusted Source, provided that 

ICE Trade Vault will provide at least two weeks’ prior notice, through electronic or other direct 

communication with Trusted Source, of any such amendments that are likely to materially and 

adversely affect Trusted Source or its rights or obligations hereunder. Trusted Source’s use of the 

Platform after the effective date of any such amendment shall constitute its ratification of and 

agreement to any such amendment. 

3) TRUSTED SOURCE’S REPRESENTATIONS, WARRANTIES AND COVENANTS. Trusted Source

hereby represents, warrants and covenants as follows: 

a) Trusted Source understands that it shall be solely responsible for all information submitted 

through the System in connection with Trusted Source’s use of the ICE SDR Service. 

b) Trusted Source represents that any data submitted to the ICE SDR Service by Trusted Source

(“ICE SDR Service Data”) is accurate and complete in all material respects and compliant with 

Applicable Law. Trusted Source further agrees that it will report any errors or omissions with 

respect of the ICE SDR Service Data as soon as technologically practicable after discovery of 

any such error or omission in accordance with the ICE Trade Vault SDR Rulebook.

c) Trusted Source acknowledges that the ICE SDR Service, the System through which the ICE SDR 

Service is provided and ICE Trade Vault Data (as defined below) are the exclusive proprietary 

property of ICE Trade Vault constituting trade secrets. For purposes of this Agreement, “ICE 

Trade Vault Data” means all information and content displayed and distributed on the System or 

as part of the ICE SDR Service or derived therefrom, but for purposes of this Section 3(c) 

excludes ICE SDR Service Data. Trusted Source has been granted a limited license to use the 

ICE SDR Service solely for the purposes set forth herein and in the attached Addenda, and 

Trusted Source will have no other rights with respect to the System, the ICE SDR Service or the 

ICE Trade Vault Data. Trusted Source agrees that it will not copy, modify, reverse engineer, 

reverse assemble or reverse compile the System, the ICE SDR Service or the ICE Trade Vault

Data and that it will not distribute, rent, sell, retransmit, redistribute, release or license the 

System, the ICE SDR Service or the ICE Trade Vault Data, or any part thereof, to any third party 

(other than to its affiliates and agents subject to and in accordance with this ICE Trade Vault
December 5, 2017 © 2017 ICE Trade Vault, LLC Page 2 of 8

Agreement). Notwithstanding anything to the contrary herein, use of ICE SDR Service Data is 

subject to restrictions detailed in the ICE Trade Vault SDR Rulebook and Applicable Law. For 

purposes of this Agreement, “Applicable Law” means all applicable governmental laws, rules and 

regulations, judicial orders and decisions, and the rules, regulations, interpretations, and

protocols of any applicable self-regulatory organization, as amended from time to time.

d) Trusted Source will comply with the ICE Trade Vault Terms and Applicable Law in connection 

with Trusted Source’s access to and use of the System, the ICE SDR Service, and ICE Trade 

Vault Data. 

e) Trusted Source acknowledges and accepts that it shall be solely responsible for any and all 

expenses associated with its accessing and utilizing the ICE Trade Vault Platform and that all 

fees and other charges incurred by Trusted Source (which fees may vary depending on the 

capacity in which Trusted Source acts when accessing and utilizing the ICE Trade Vault Platform) 

under this ICE Trade Vault Agreement in any calendar month shall be invoiced by ICE Trade 

Vault to Trusted Source based on the Schedules, as amended from time to time. If Trusted 

Source elects via the System to pay certain fees and charges on behalf of another firm, Trusted 

Source acknowledges and agrees that it will also be invoiced for such fees and charges based on 

the Schedules, as amended from time to time. ICE Trade Vault will make an invoice available to 

Trusted Source within the ICE Trade Vault System that states the amount owed by Participant, 

including any fees, other charges or related taxes, which will be due and payable in the currency, 

timeframe and manner specified in the Schedules. Late payments will bear interest after the due 

date at a rate per annum of interest equal to the Prime Rate (as published in the Wall Street 

Journal) plus 1.5%, to the extent that such rate shall not exceed the maximum rate allowed by 

Applicable Law. A Trusted Source has 30 days from the date of invoice to reconcile and dispute 

any charges, after which the Trusted Source will be deemed to have accepted all charges as 

correct.

f) Trusted Source acknowledges that ICE Trade Vault may, in its sole discretion immediately and 

without notice to Trusted Source but subject to compliance with Applicable Law, suspend or 

terminate Trusted Source’s access to and utilization of the ICE Trade Vault Platform and 

terminate the ICE Trade Vault Agreement in the event of a breach of the ICE Trade Vault

Agreement by Trusted Source. Trusted Source further acknowledges that ICE Trade Vault may, 

in its sole discretion, temporarily or permanently cease to provide the ICE SDR Service to Trusted 

Source. Trusted Source also acknowledges that its access to and utilization of the ICE Trade 

Vault Platform may be monitored by ICE Trade Vault for its own purposes (including, without 

limitation, for purposes of monitoring levels of activity and for purposes of maintaining the 

functional and operational integrity of the System and for purposes of complying with Applicable 

Law) and not for the benefit of Trusted Source. The ICE Trade Vault SDR Rulebook may set forth 

additional terms and conditions under which ICE Trade Vault may temporarily or permanently 

suspend the ICE SDR Service.

g) Trusted Source has all necessary power and authority to execute and perform this ICE Trade 

Vault Agreement, and this ICE Trade Vault Agreement is its legal, valid and binding agreement, 

enforceable against Trusted Source in accordance with its terms. Neither the execution of nor 

performance under this ICE Trade Vault Agreement by Trusted Source violates any law, rule, 

regulation or order, or any agreement, document or instrument, binding on or applicable to 

Trusted Source. 

h) Trusted Source agrees to provide ICE Trade Vault with information related to Trusted Source’s 

use of the ICE SDR Service or the activities of Trusted Source’s customers that is reasonably 

requested by ICE Trade Vault, if such information is reasonably necessary in order to enable ICE

Trade Vault to maintain the integrity of the System or to comply with Applicable Law, and such 

information will be accurate and complete in all material respects and subject to the 

Confidentiality provisions of Section 7. 
December 5, 2017 © 2017 ICE Trade Vault, LLC Page 3 of 8

i) Trusted Source acknowledges that the Services and related technical information, documents 

and materials are subject to export controls under the U.S. Export Administration Regulations and 

the requirements of the U.S. Department of the Treasury’s Office of Foreign Assets Controls’ 

(OFAC) sanctions programs, including the Specially Designated Nationals List (collectively the 

“Controls”). Trusted Source will: (i) comply with all legal requirements established under the 

Controls; (ii) cooperate fully with ICE in any official or unofficial audit or inspection that relates to 

the Controls; and (iii) not export, re-export, divert or transfer, directly or indirectly, any such item 

or direct products thereof to, or otherwise enter into any transaction or engage in any other 

activities with, any country, territory or Person restricted or targeted by the Controls. Trusted 

Source further represents and warrants that as of the date of this Agreement, (x) neither Trusted 

Source, Trusted Source’s Affiliates nor any of their respective affiliates, subsidiaries, or any 

director or corporate officer of any of the foregoing entities, is the subject of any OFAC 

sanctions,(y) Trusted Source is not 50% or more owned or controlled, directly or indirectly, by any 

person or entity that is the subject of any OFAC sanctions, and (z) to the best of Trusted Source’s 

knowledge, no entity or entities own or control either directly or indirectly more than 50% of the 

Subscriber are the subject of OFAC sanctions. For so long as this Agreement is in effect, Trusted 

Source will notify ICE as soon as is practicable, but in any event no later than forty-eight (48) 

hours after it determines that any of these circumstances change.

j) Trusted Source acknowledges that excessive levels of messages and queries submitted via the 

System by Trusted Source can negatively impact System performance, and acknowledges that 

ICE Trade Vault reserves the right to, if deemed necessary by ICE Trade Vault in its sole 

discretion, suspend Trusted Source’s access to the ICE SDR Service and the System pursuant to 

this Section 3(i). Following any suspension, ICE Trade Vault will notify Trusted Source of the 

remedial actions necessary in order to reinstate Trusted Source’s access to the ICE SDR 

Service.

4) USER IDs AND PASSWORDS. 

a) ICE Trade Vault shall issue to Trusted Source, through its employees designated as its 

administrator(s) with respect to Trusted Source’s use of the ICE SDR Service (“Trusted Source 

User Administrator”), one or more user IDs and passwords (collectively, the "Passwords") for use 

exclusively by employees (“Authorized Employees”) of Trusted Source or a Trusted Source

affiliate that are properly authorized to access the ICE SDR Service on behalf of Trusted Source

for access to the system via the user interface (UI) only. The initial Trusted Source User 

Administrator(s) are identified at the end of this ICE Trade Vault Agreement and Trusted Source

will notify ICE Trade Vault promptly of any change in its Trusted Source User Administrator(s). 

b) ICE Trade Vault may, in its sole and absolute discretion, issue to Trusted Source, through its 

employees or ICE-approved third party agents designated as its administrator(s), one or more 

user IDs and passwords for use exclusively by employees or ICE Trade Vault -approved third 

party agents (“Authorized Agents”) of Trusted Source or a Trusted Source affiliate that are 

properly authorized to use the ICE SDR Service on behalf of Trusted Source user IDs to access 

the Application Program Interfaces (API). 

c) Trusted Source will be solely responsible for controlling and monitoring the use of the Passwords, 

will provide the Passwords only to its Authorized Employees, and will not provide the Passwords 

to any third party. Trusted Source will immediately notify ICE Trade Vault of any unauthorized 

disclosure or use of the Passwords or access to the ICE SDR Service or of the need to deactivate 

any Passwords. Trusted Source acknowledges and agrees that it will be bound by any actions 

taken through the use of its Passwords (except through the fault or negligence of ICE Trade 

Vault), including the use of the ICE SDR Service, whether or not such actions were authorized. 

Trusted Source will only use the Passwords to access and use the ICE SDR Service from the 

jurisdictions specified by Trusted Source and accepted by ICE Trade Vault.
December 5, 2017 © 2017 ICE Trade Vault, LLC Page 4 of 8

d) The Trusted Source User Administrator shall be responsible for all communications between ICE

Trade Vault and Trusted Source and any notices or other communications sent to the Trusted 

Source User Administrator by ICE Trade Vault shall be binding on Trusted Source.

e) Upon issuance of Passwords to Trusted Source, ICE Trade Vault may include the Trusted 

Source’s name amongst any list of participants in promotional materials relating to the ICE SDR 

Service. Any use of the trademark, trade name or logo of Trusted Source by ICE Trade Vault in a 

press release or other promotional material will require the prior written consent of Trusted 

Source.

5) TERM. This ICE Trade Vault Agreement, as amended from time to time, will continue in effect unless 

and until terminated by either party upon 30 days’ written notice to the other. Termination of this ICE 

Trade Vault Agreement shall terminate the ICE SDR Service provided by ICE Trade Vault to Trusted 

Source. Each party's continuing obligations under this ICE Trade Vault Agreement and the ICE 

Trade Vault Terms, including, without limitation, those relating to "Indemnification" and "Confidentiality", will survive the termination of this ICE Trade Vault Agreement.

6) DISCLAIMER OF WARRANTIES; LIMITATION OF LIABILITY; INDEMNITY.

a) TRUSTED SOURCE ACKNOWLEDGES, UNDERSTANDS AND ACCEPTS THAT ICE TRADE 

VAULT MAKES NO WARRANTY WHATSOEVER TO TRUSTED SOURCE AS TO THE 

SYSTEM, OR THE ICE SDR SERVICE, EXPRESS OR IMPLIED, AND THAT THE SYSTEM, 

AND THE ICE SDR SERVICE ARE PROVIDED ON AN “AS IS” BASIS AT TRUSTED 

SOURCE’S SOLE RISK. ICE TRADE VAULT EXPRESSLY DISCLAIMS ANY IMPLIED 

WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE. 

NEITHER ICE TRADE VAULT NOR ITS MANAGERS, OFFICERS, AFFILIATES, 

SUBSIDIARIES, SHAREHOLDERS, EMPLOYEES OR AGENTS MAKE ANY WARRANTY WITH 

RESPECT TO, AND NO SUCH PARTY SHALL HAVE ANY LIABILITY TO TRUSTED SOURCE

(i) FOR THE ACCURACY, TIMELINESS, COMPLETENESS, RELIABILITY, PERFORMANCE 

OR CONTINUED AVAILABILITY OF THE ICE SDR SERVICE, OR (ii) FOR DELAYS, OMISSIONS OR INTERRUPTIONS THEREIN. EXCEPT AS REQUIRED BY APPLICABLE LAW, ICE

TRADE VAULT SHALL HAVE NO DUTY OR OBLIGATION TO VERIFY ANY INFORMATION 

SUBMITTED TO OR DISPLAYED VIA THE ICE SDR SERVICE. TRUSTED SOURCE

ACKNOWLEDGES AND AGREES THAT ICE TRADE VAULT IS NOT AN ADVISOR OR FIDUCIARY OF TRUSTED SOURCE OR ITS CUSTOMERS. WITHOUT LIMITATION OF THE 

FOREGOING, TRUSTED SOURCE ACKNOWLEDGES, AGREES AND ACCEPTS THAT ICE

TRADE VAULT SHALL HAVE NO LIABILITY OR RESPONSIBILITY WHATSOEVER FOR ANY 

MATTERS RELATED TO TRUSTED SOURCE’S RELATIONSHIP OR DEALINGS WITH ITS 

CUSTOMERS, INCLUDING BUT NOT LIMITED TO THE ACCURACY OF ANY INFORMATION 

SUBMITTED THROUGH THE SYSTEM IN CONNECTION WITH TRUSTED SOURCE’S USE 

OF THE ICE SDR SERVICE, ALL OF WHICH SHALL BE THE SOLE RESPONSIBILITY OF 

TRUSTED SOURCE UNLESS OTHERWISE REQUIRED BY APPLICABLE LAW. 

b) TO THE FULLEST EXTENT PERMITTED BY APPLICABLE LAW, ICE TRADE VAULT SHALL 

NOT BE RESPONSIBLE OR LIABLE FOR ANY DIRECT, INDIRECT, INCIDENTAL, 

CONSEQUENTIAL, SPECIAL, EXEMPLARY, PUNITIVE OR OTHER LOSSES OR DAMAGES 

(INCLUDING, BUT NOT LIMITED TO, DAMAGES FOR LOSS OF PROFITS, LOSS OF 

BUSINESS, USE, DATA OR OTHER INTANGIBLE DAMAGES, EVEN IF SUCH PARTY HAS 

BEEN ADVISED OF THE POSSIBILITY OF SUCH DAMAGES), UNDER ANY CONTRACT, 

TORT (INCLUDING, WITHOUT LIMITATION, NEGLIGENCE AND STRICT LIABILITY) OR 

OTHER LEGAL THEORY, HOWSOEVER CAUSED, ARISING OUT OF OR RELATING IN ANY 

WAY TO THE SYSTEM OR THE ICE SDR SERVICE AND/OR TRUSTED SOURCE’S USE OF, 

OR INABILITY TO USE, OR RELIANCE ON, THE SYSTEM OR THE ICE SDR SERVICE. 

c) Trusted Source shall indemnify, protect, and hold harmless ICE Trade Vault, its directors, officers, 

affiliates, employees and agents from and against any and all losses, liabilities, judgments, suits, 
December 5, 2017 © 2017 ICE Trade Vault, LLC Page 5 of 8

actions, proceedings, claims, damages, or costs (including attorney's fees) resulting from or 

arising out of (i) any act or omission by any person obtaining access to the System (other than 

through the fault or negligence of ICE Trade Vault), whether or not Trusted Source has 

authorized such access; or (ii) any claim by any customer of Trusted Source involving or relating 

in any way to the acts or omissions of Trusted Source and/or Trusted Source’s use of the ICE 

SDR Service.

7) CONFIDENTIALITY.

a) Any and all non-public information in any form obtained by either party or its employees arising 

out of or related to the provision or use of the ICE SDR Service, including but not limited to trade 

secrets, processes, computer software and other proprietary data, research, information or documentation related thereto and ICE Trade Vault Data, shall be deemed to be confidential and 

proprietary information. Each party agrees to hold such information in strict confidence and not to 

disclose such information to third parties (other than, to the extent permitted by the ICE Trade 

Vault Terms, to its employees, its affiliates and their employees or its agents) or to use such 

information for any purpose whatsoever other than as contemplated and permitted by the ICE 

Trade Vault Terms and to advise each of its employees, affiliates and agents who may be 

exposed to such proprietary and confidential information of their obligations to keep such information confidential. 

b) Confidential information shall not include information which is: (i) in or becomes part of the public 

domain other than by disclosure by such party in violation of this ICE Trade Vault Agreement; (ii) 

known to or obtained by such party previously without an obligation of confidentiality; (iii) independently developed by such party outside of this ICE Trade Vault Agreement; or (iv) required to be 

disclosed by Applicable Law, or pursuant to a subpoena or order of a court or regulatory, selfregulatory or legislative body of competent jurisdiction, or in connection with any regulatory or 

self-regulatory request for information.

c) In the event that ICE Trade Vault is required to disclose confidential information subject to 

Section 7(b)(iv), ICE Trade Vault shall request that the recipient treat the information provided as 

confidential pursuant to the U.S. Freedom of Information Act for a U.S.-based recipient, or 

pursuant to an equivalent or comparable law or regulation, if applicable, of the foreign jurisdiction 

in which the recipient is based.

8) NOTICES. All notices delivered with respect to this ICE Trade Vault Agreement shall be in writing 

and either (i) hand delivered or forwarded by registered or certified mail, or (ii) sent via electronic mail, 

in either case to the relevant address provided by a party for such purpose.

9) NO THIRD PARTY BENEFICIARY. Nothing in this ICE Trade Vault Agreement shall be considered 

or construed as conferring any right or benefit on a person not a party to this ICE Trade Vault

Agreement.

10) FORCE MAJEURE. Neither ICE Trade Vault nor Trusted Source shall be deemed to be in default of 

any provision hereof or be liable for any delay, failure in performance, or interruption of service 

resulting directly or indirectly from acts of God, civil or military authority, civil disturbance, war, strikes, 

fires, other catastrophes, power failure or any other cause beyond its reasonable control.

11) WAIVER. No waiver by either party of any default by the other in the performance of any provisions 

of this ICE Trade Vault Agreement shall operate as a waiver of any continuing or future default, 

whether of a like or different character.

12) ASSIGNMENT. This ICE Trade Vault Agreement may not be assigned by either party without the 

other party's express prior written consent; provided, however, that (A) Trusted Source may assign 

this ICE Trade Vault Agreement to any entity (i) controlling, controlled by, or under common control 

with Trusted Source, or (ii) which succeeds to all or substantially all of the assets and business of 

Trusted Source, provided that, in the case of any such assignment by Trusted Source, the assignee 
December 5, 2017 © 2017 ICE Trade Vault, LLC Page 6 of 8

agrees in writing to assume the assignor’s obligations under, and to be bound by the provisions of, 

this ICE Trade Vault Agreement (as it may be amended from time to time); and (B) ICE Trade Vault

may assign all, or part, of its rights and obligations under this ICE Trade Vault Agreement to any 

entity (i) controlling, controlled by, or under common control with ICE Trade Vault, or (ii) which 

succeeds to all or substantially all of the assets and business of ICE Trade Vault, provided that, in the 

case of any such assignment by ICE Trade Vault, the assignee agrees in writing to assume the 

obligations under, and to be bound by the provisions of, this ICE Trade Vault Agreement that have 

been assigned. On the effective date of any valid assignment pursuant to this Section 12, the 

assignor shall be released from all obligations and liabilities arising under this ICE Trade Vault

Agreement or, in case of a partial assignment by ICE Trade Vault, from all obligations and liabilities 

arising from the parts of this ICE Trade Vault Agreement that have been assigned. This ICE Trade 

Vault Agreement shall be binding upon and shall inure to the benefit of the parties and their 

respective successors and permitted assigns in accordance with its terms.

13) GOVERNING LAW. Unless otherwise specified in an Addendum, this ICE Trade Vault Agreement is 

deemed entered into in New York, New York and shall be governed and construed in all respects by 

the laws of the State of New York, without giving effect to principles of conflict of law. ICE Trade 

Vault’s ICE SDR Service is subject to regulation by the U.S. Commodity Futures Trading Commission 

(“CFTC”) as a Swap Data Repository.

14) DISPUTE RESOLUTION. Unless otherwise specified in an Addendum, any dispute, claim or 

controversy between the parties relating to this ICE Trade Vault Agreement shall be resolved through 

binding arbitration conducted in accordance with the Arbitration Rules of the American Arbitration 

Association. Any such arbitration shall be conducted in New York, New York or at such other location 

as may be agreed to by the parties and the arbitrators. For the avoidance of doubt, this arbitration 

clause only applies to ICE Trade Vault and the Trusted Source and does not apply to any disputes 

arising between a Trusted Source and its customers or any other disputes between parties other than 

ICE Trade Vault and the Trusted Source. Notwithstanding the foregoing, each party acknowledges 

that a breach of this ICE Trade Vault Agreement may cause the other party irreparable injury and 

damage and therefore may be enjoined through injunctive proceedings in addition to any other rights 

and remedies which may be available to such other party at law or in equity, and each party hereby 

consents to the jurisdiction of any federal or state courts located in New York, New York with respect 

to any such action. The parties expressly waive their right to trial by jury in any such action.

15) NO AGENCY. Trusted Source is not, and shall not represent or hold itself out as, the agent of ICE

Trade Vault, and nothing in this ICE Trade Vault Agreement shall be deemed to establish any 

relationship of agency, joint venture or partnership of any kind between ICE Trade Vault and Trusted 

Source.

16) HEADINGS. The headings in this ICE Trade Vault Agreement are intended for convenience of 

reference and shall not affect its interpretation.

17) SEVERABILITY. If any provision of this ICE Trade Vault Agreement (or any portion thereof) shall be 

invalid, illegal or unenforceable, the validity, legality or enforceability of the remainder of this ICE 

Trade Vault Agreement shall not in any way be affected or impaired thereby.

18) COUNTERPARTS. This ICE Trade Vault Agreement may be executed in multiple counterparts, each 

of which shall be deemed an original, but all of which together shall constitute one agreement binding 

on the parties hereto.
December 5, 2017 © 2017 ICE Trade Vault, LLC Page 7 of 8

Date: __________________, 20__

ICE Trade Vault, LLC Trusted Source

2100 River Edge Parkway, 5th Floor Company Name:

Atlanta, Georgia 30328, USA Address: 

 

Signature: Signature: 

Name: Trabue Bland Name: 

Title: President Title: 

Trusted Source User Administrator for the ICE SDR 

Service:

Name: 

Title: 

Address:

Telephone: 

Fax: 

Email: 

Trusted Source represents that it will access and use the ICE Trade Vault Platform solely in the following 

capacity (check all that apply):

□ Swap Execution Facility

□ Designated Contract Market

□ Derivatives Clearing Organization
December 5, 2017 © 2017 ICE Trade Vault, LLC Page 8 of 8

ADDENDUM A – ICE SDR SERVICE

ICE Trade Vault offers the ICE SDR Service as a regulated service. The rules, terms, and conditions and 

procedures applicable to the ICE SDR Service are set forth in the ICE Trade Vault SDR Rulebook

available at www.icetradevault.com. Trusted Source agrees to be bound by the ICE Trade Vault SDR 

Rulebook, as amended from time to time, together with this Agreement for purposes of the ICE SDR 

Service.