alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
February 4, 2020 

Submitted via the CFTC Portal 

Mr. Christopher J. Kirkpatrick 

Secretary of the Commission 

Office of the Secretariat 

Commodity Futures Trading Commission 

Three Lafayette Centre 

1155 21st Street, N.W. 

Washington, D.C. 20581 

Re: tpSEF Inc. – Regulation 40.6(a) Rule Certification – Notification of Amendments to 

tpSEF Fee Schedule (tpSEF Submission #20-01F)

To Whom It May Concern: 

Pursuant to Section 5c(c) of the Commodity Exchange Act, as amended (the “Act”), and Section 40.6(a) 

of the regulations of the Commodity Futures Trading Commission (the “Commission”), tpSEF Inc. 

(“tpSEF”), a registered swap execution facility, hereby notifies the Commission that it wishes to amend 

its fee schedule (“Fee Schedule”) as described in Exhibit A. The amended Fee Schedule will become 

effective on February 20, 2020. 

Pursuant to Commission Regulation 40.6, this submission includes: 

(i) A concise explanation and analysis of the amended Fee Schedule and its compliance with 

applicable provisions of the Act, attached as Exhibit A; 

(ii) A clean copy of the amended Fee Schedule, attached as Exhibit B; and 

(iii) A copy of the amended Fee Schedule marked to show changes to the version currently in 

effect (the “Marked Fee Schedule”), attached as Exhibit C. 

tpSEF hereby certifies that (i) the amendment complies with the requirements of the Act and Commission

regulations thereunder, and (ii) a notice and copy of this submission is being concurrently posted on 

tpSEF’s website. tpSEF is not aware of any substantive opposing views expressed with respect to this 

filing. 

ACTIVE 253766930 
Mr. Christopher J. Kirkpatrick 

February 4, 2020 

Page 2 

tpSEF is separately filing with the Assistant Secretary of the Commission for FOI, Privacy and Sunshine 

Acts Compliance, pursuant to Commission Regulation 145.9, a petition for confidential treatment of (i) 

the amended Fee Schedule attached as Exhibit B, (ii) the Marked Fee Schedule attached as Exhibit C and 

(iii) the explanation and analysis of the amendments to the Fee Schedule attached as Exhibit A. A copy of

the FOIA Confidential Treatment Request is included with this submission.

Please contact Brian D. Donnelly, Chief Compliance Officer, at (201) 984-6956 or by email at 

bddonnelly@tullettprebon.com with any questions regarding this matter. 

Very truly yours, 

tpSEF Inc. 

By: _______________________ 

Name: Brian Donnelly 

Title: Chief Compliance Officer 

Date: February 4, 2020 

Enclosures 

cc: CFTC Division of Market Oversight (dmosubmissions@cftc.gov) 

Nancy Markowitz, CFTC (nmarkowitz@cftc.gov) 
Mr. Christopher J. Kirkpatrick 

February 4, 2020 

Page 3 

EXHIBIT A 

Explanation of Amendments to tpSEF Fee Schedule 

[FOIA Confidential Treatment Requested] 
Mr. Christopher J. Kirkpatrick 

February 4, 2020 

Page 4 

EXHIBIT B 

Amended tpSEF Fee Schedule 

[FOIA Confidential Treatment Requested]
Mr. Christopher J. Kirkpatrick 

February 4, 2020 

Page 5 

EXHIBIT C 

Marked Copy of Amended tpSEF Fee Schedule 

[FOIA Confidential Treatment Requested]
[Federal Register Volume 66, Number 97 (Friday, May 18, 2001)]
[Notices]
[Page 27701]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 01-12590]


=======================================================================
-----------------------------------------------------------------------

NATIONAL SCIENCE FOUNDATION


Special Emphasis Panel in Bioengineering and Environmental: 
Systems; Notice of Meeting

    In accordance with the Federal Advisory Committee Act (Pub. L. 92-
463, as amended), the National Science Foundation announces the 
following meeting:

    Name: Special Emphasis Panel in Bioengineering and Environmental 
Systems (1189).
    Date/Time: June 7-8, 2001, 8 a.m.-5 p.m.
    Place: National Science Foundation, 4201 Wilson Boulevard, 
Arlington, VA.
    Type of Meeting: Closed.
    Contact Person: Michael Domach, Program Director, Division of 
Bioengineering and Environmental Systems, National Science 
Foundation, 4201 Wilson Boulevard, Arlington, VA 22230, Telephone: 
(703) 292-7941.
    Purpose of Meeting: To provide advice and recommendations 
concerning proposals submitted to NSF for financial support.
    Agenda: To review and evaluate proposals as part of the 
selection process for awards.
    Reason for Closing: The proposals being reviewed include 
information of a proprietary or confidential nature, including 
technical information; financial data, such as salaries; and 
personal information concerning individuals associated with the 
proposals. These matters are exempt under 5 U.S.C. 552b(c), (4) and 
(6) of the Government in the Sunshine Act.


    Dated: May 15, 2001.
Susanne Bolton,
Committee Management Officer.
[FR Doc. 01-12590 Filed 5-17-01; 8:45 am]
BILLING CODE 7555-01-M
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Exhibit 10(b)  




CONSENT OF
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 




We hereby consent to the
incorporation by reference in this Amendment No. 17 to the Merrill Lynch Principal
Protected Trust’s Registration Statement on Form N-1A of our report dated March 31, 2005
relating to the financial statements of Main Place Funding, LLC, which appears in Main
Place Funding, LLC’s Annual Report on Form 10-K for the year ended December 31, 2004. 





/s/ PricewaterhouseCoopers LLP 



Charlotte, North Carolina 
December
22, 2005
<PAGE>   1
                       CONSENT OF INDEPENDENT ACCOUNTANTS


We consent to the incorporation by reference in the registration statement of
Bancinsurance Corporation's 1984 Stock Option Plan and the 1994 Stock Option
Plan on Form S-8 of our report dated February 27, 1998, on our audits of the
consolidated financial statements of Bancinsurance Corporation as of December
31, 1997 and 1996 and for the years ended December 31 1997, 1996 and 1995 which
report is incorporated by reference in this Annual Report on Form 10-K and our
report on the financial statement schedules of Bancinsurance Corporation as of
December 31, 1997 and 1996 and for the years ended December 31, 1997, 1996 and
1995, included in this Annual Report on Form 10-K.




Columbus, Ohio
February 27, 1998
Case 1:07-cv-05354-AKH Document 24 Filed 01/07/2008 Page 1 of 9Case 1:07-cv-05354-AKH Document 24 Filed 01/07/2008 Page 2 of 9Case 1:07-cv-05354-AKH Document 24 Filed 01/07/2008 Page 3 of 9Case 1:07-cv-05354-AKH Document 24 Filed 01/07/2008 Page 4 of 9Case 1:07-cv-05354-AKH Document 24 Filed 01/07/2008 Page 5 of 9Case 1:07-cv-05354-AKH Document 24 Filed 01/07/2008 Page 6 of 9Case 1:07-cv-05354-AKH Document 24 Filed 01/07/2008 Page 7 of 9Case 1:07-cv-05354-AKH Document 24 Filed 01/07/2008 Page 8 of 9Case 1:07-cv-05354-AKH Document 24 Filed 01/07/2008 Page 9 of 9
NOT FINAL UNTIL TIME EXPIRES TO FILE REHEARING

MOTION AND, IF FILED, DETERMINED

IN THE DISTRICT COURT OF APPEAL

OF FLORIDA

SECOND DISTRICT

ROBERT WEGMANN, )

)

Appellant, )

)

v. ) Case No. 2D17-2030

)

ALLSTATE PROPERTY & )

CASUALTY INSURANCE )

COMPANY, )

)

Appellee. )

)

Opinion filed May 18, 2018.

Appeal from the Circuit Court for 

Manatee County; Gilbert A. Smith, 

Jr., Judge. 

Victor Kline of Greenspoon Marder, 

P.A., Orlando; David A. Spain and 

Hans Kennon of Morgan & Morgan, 

P.A., Orlando, for Appellant. 

Kevin D. Franz and Kansas R. 

Gooden of Boyd & Jenerette, P.A., 

Coconut Creek and Jacksonville, for 

Appellee.

PER CURIAM.

Affirmed. 

CASANUEVA, BLACK, and ROTHSTEIN-YOUAKIM, JJ., Concur.
CERTIFICATION PURSUANT TO


18 U.S.C. Section 1350,


AS ADOPTED PURSUANT TO


SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002





I, Ning C. Wu, hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that:





(1)
the Quarter Report on Form 10-Q of Medical Care Technologies Inc. for the quarter ended September 30, 2010 (the "Report") fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and





(2)
the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of Medical Care Technologies Inc.





Dated this 15th day of November, 2010.





/s/ NING C. WUNing C. WuChief Executive Officer and Chief Financial Officer








A signed original of this written statement required by Section 906, or other document authenticating, acknowledging, or otherwise adopting the signature that appears in typed form within the electronic version of this written statement required by Section 906, has been provided to Medical Care Technologies Inc. and will be retained by Medical Care Technologies Inc. and furnished to the Securities and Exchange Commission or its staff upon request.
## COURT OF APPEALS

SECOND DISTRICT OF TEXAS

FORT WORTH

NO. 02

- 15

- 00440

- CR

Thomas Patrick Empey

v.

The State of Texas §

§

§

§

§ From the 355th District Court

o f Hood County (CR12988 )

August 25, 2016

Opinion by Ju stice Gabriel

(nfp)



### JUDGMENT

This court has considered the record on appeal in this case and holds that

there was no error in the trial court’s judgment s . It is ordered that the judgment s

of the trial court are affirmed.

SECOND DISTRICT COURT OF APPE ALS

By /s/ Lee Gabriel

Justice Lee Gabriel
### THE THIRTEENTH COURT OF APPEALS

13

- 22

- 00209

- CV
In the Interest of G. J. A. and H. L. A., Children
On Appeal from the 36th District Court of San Patricio County , Texas Trial Court Cause No. S

- 20

- 5541FL

- A

JUDGMENT THE THIRTEENTH COURT OF APPEALS, ha ving considered this cause on appeal, concludes that the judgment of the trial court should be affirmed . The Court orders the judgment of the trial court AFFIRMED

. No costs are assessed , due to appel lants ’ inability to pay costs. We further order this dec ision certifie d below for observance. August 4, 2022
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Fourth Court of Appeals

San Antonio, Texas

MEMORANDUM OPINION

No. 04-13-00286-CV

Alberto TREVINO, III and Eloisa Trevino-Yglecias,

Appellants

v.

Gloria Lopez TREVINO, Individually, and on behalf of the Estate of Alberto Trevino, 

Ethelina Gloria Lopez TREVINO, Individually, and on Behalf of the Estate of Alberto Trevino, 

Jr.,

Appellee

From the 49th Judicial District Court, Zapata County, Texas

Trial Court No. 8,257

Honorable Jose A. Lopez, Judge Presiding

PER CURIAM

Sitting: Rebeca C. Martinez, Justice

Patricia O. Alvarez, Justice

Luz Elena D. Chapa, Justice

Delivered and Filed: August 21, 2013

REVERSED AND RENDERED, TEMPORARY INJUNCTION DISSOLVED

Appellants Alberto Trevino, III and Eloisa Trevino-Yglecias bring this interlocutory appeal 

challenging the trial court’s order granting a temporary injunction. Based on this court’s opinion 

in a related mandamus proceeding, we reverse the judgment of the trial court and render judgment

dissolving the temporary injunction. See In re the Estate of Alberto Trevino, Jr., No. 04-13-00404-

CV (Tex. App.—San Antonio Aug. 21, 2013) (orig. proceeding), issued simultaneously with this 

opinion. 
04-13-00286-CV

On June 24, 2013, relator Alberto Trevino, III filed a petition for writ of mandamus 

complaining of the trial court’s order transferring the underlying probate proceeding from the 

constitutional county court in Zapata County to the 49th Judicial District Court in Zapata County.

This court concluded that the county court abused its discretion in transferring the underlying 

probate proceeding to the district court before a matter in the proceeding had become contested. 

We further held that the district court’s subsequent orders were void. We thus conditionally 

granted relator’s petition for writ of mandamus and returned the cause to the constitutional county 

court in Zapata County for further proceedings. See In re the Estate of Alberto Trevino, Jr., No. 

04-13-00404-CV.

Accordingly, we hold that the district court acted without jurisdiction in granting the 

temporary injunction at issue in this interlocutory appeal, and therefore the order granting 

temporary injunction is void. The trial court’s order granting the temporary injunction is reversed, 

and judgment is rendered dissolving the temporary injunction. The motion for temporary orders 

filed by appellee on July 15, 2013 is denied as moot.

PER CURIAM

- 2 -
360 Trading Networks, Inc. ∙ 521 Fifth Avenue, 38th Floor ∙ New York, NY 10175

360 Trading Networks, Inc.

521 Fifth Avenue, 38th Floor 

New York, NY 10175

Phone: +1 212 776 2900

Fax: +1 212 776 2902

E-Mail: info@360t.com

April 17, 2020 www.360t.com

Submitted via CFTC Portal

Commodity Futures Trading Commission

Three Lafayette Centre

1155 21st Street, N.W.

Washington, D.C. 20581

Re: Regulation 40.6(a) Rule Certification

360 Trading Networks Inc. Rulebook Amendments

Ladies and Gentlemen:

Pursuant to Section 5c(c) of the Commodity Exchange Act (the “Act”) and Section 40.6(a) of the 

Regulations of the Commodity Futures Trading Commission (the “Commission”), 360 Trading 

Networks Inc. (“360T”) hereby files the attached amendments to its Rulebook. The Rulebook 

has been amended in response to 360T functionality development. The amended Rulebook will 

become effective on May 1st, 2020.

A concise explanation and analysis of the amendments to the Rulebook and their compliance 

with applicable provisions of the Act, including Core Principles, and the Commission’s 

Regulations thereunder, is attached hereto as Exhibit A. A clean copy of the amended Rulebook 

is attached hereto as Exhibit B, and a copy of the Rulebook marked to show changes against the 

version submitted to the Commission on January 14, 2019 is attached hereto as Exhibit C.

360T hereby certifies that: (i) the amended Rulebook complies with the Act and the 

Commission’s regulations thereunder; and (ii) a notice and copy of this submission is being 

concurrently posted on 360T’s web site. There were no substantive opposing views to the 

amendments to the Rulebook.

Please contact the undersigned at 44 020 7862 7509 or martin.oakley@360t.com if you have any 

questions or you would otherwise like to discuss this further.

Sincerely,

/s/ Martin Oakley

Chief Compliance Officer
Exhibit A

Summary: The 360T Rulebook has been amended in response to 360T functionality development. 

A clean copy of the amended Rulebook is attached hereto as Exhibit B; a copy of the Rulebook 

marked to show changes against the version submitted to the Commission on January 14, 2019 is 

attached hereto as Exhibit C. No changes have been made to the User Guide for Market Takers, 

User Guide for Market Maker or User Guide for 360TGTX but for reference they are attached 

hereto as Exhibit D, Exhibit E and Exhibit F respectively.

Capitalized terms used but not defined herein have the meanings assigned to them in the Rulebook.

Amendment Explanation

Cover Page

Revised effective date

Update

Table of Contents

Added back Rule 601 Block Trades

Added back Rule 602 Time-Stamp Requirements for Block Trades

Amended page numbers

Update

Rule 517 (b) (4)

Fixed grammar typo

Amended

Rule 528 (b) (3)

Fixed grammar typo

Amended

Rule 601 

Added the block trade language that was previously reserved

Update

Rule 602

Added the block trade language that was previously reserved

Update
Case 1:07-cr-00565-NRB Document 10 Filed 09/17/2007 Page 1 of 1
```

[Congressional Bills 116th Congress]
[From the U.S. Government Publishing Office]
[H.R. 1974 Introduced in House (IH)]

<DOC>

116th CONGRESS
  1st Session
                                H. R. 1974

 To amend the Internal Revenue Code of 1986 to permanently extend the 
                   mine rescue team training credit.

_______________________________________________________________________

                    IN THE HOUSE OF REPRESENTATIVES

                             March 28, 2019

 Mr. Horsford introduced the following bill; which was referred to the 
                      Committee on Ways and Means

_______________________________________________________________________

                                 A BILL

 
 To amend the Internal Revenue Code of 1986 to permanently extend the 
                   mine rescue team training credit.

    Be it enacted by the Senate and House of Representatives of the 
United States of America in Congress assembled,

SECTION 1. SHORT TITLE.

    This Act may be cited as the ``Mine Rescue Team Training Credit''.

SEC. 2. PERMANENT EXTENSION OF MINE RESCUE TEAM TRAINING CREDIT.

    (a) In General.--Section 45N of the Internal Revenue Code of 1986 
is amended by striking subsection (e).
    (b) Effective Date.--The amendment made by this section shall apply 
to taxable years beginning after December 31, 2017.
                                 <all>
```
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Exhibit
      32





CERTIFICATIONS
      PURSUANT TO


SECTION
      906 OF THE SARBANES-OXLEY ACT OF 2002


(18
      U.S.C. SECTION 1350)





In
      connection with the Annual Report of Better Biodiesel, Inc., a Colorado
      corporation (the "Company"), on Form 10-KSB for the period ended September
      30,
      2007, as filed with the Securities and Exchange Commission (the "Report"),
      Ron
      Crafts, Chief Executive Officer and Principal Financial Officer of the Company,
      does hereby certify, pursuant to § 906 of the Sarbanes-Oxley Act of 2002 (18
      U.S.C. § 1350), that to his knowledge:





(1)
      The
      Report fully complies with the requirements of section 13(a) or 15(d) of the
      Securities Exchange Act of 1934; and





(2)
      The
      information contained in the Report fairly presents, in all material respects,
      the financial condition and result of operations of the Company.





/s/
      David M.
      Otto


By:
      David
      M. Otto


Its:
      Authorized Officer





/s/
      Gary
      Crook


By:Gary
      Crook


Its:
      Chief Financial Officer, Chairman





January
      14, 2007





[A
      signed
      original of this written statement required by Section 906 has been provided
      to
      Better Biodiesel, Inc. and will be retained by it and furnished to the
      Securities and Exchange Commission or its staff upon request.]
Document Headings

                    Document headings vary by document type but may contain                    the following:                  
                -                       the agency or agencies that issued and signed a document                    
                -                       the number of the CFR title and the number of each part                      the document amends, proposes to amend, or is directly                      related to                    
                -                       the agency docket number / agency internal file number                    
                -                       the RIN which identifies each regulatory action listed in                      the Unified Agenda of Federal Regulatory and Deregulatory                      Actions                    

                    See the                                          Document Drafting Handbook                                        for more details.                  

###### Federal Trade Commission

# FOR FURTHER INFORMATION CONTACT:

Sandra M. Peay or Parcellena P. Fielding, Contact Representatives, Federal Trade Commission, Premerger Notification Office, Bureau of Competition, Room 303, Washington, DC 20580, (202) 326-3100.

By Direction of the Commission.

Donald S. Clark,

Secretary.

[FR Doc. 01-12679  Filed 5-18-01; 8:45 am]

BILLING CODE 6750-01-M