SELECTED FCM FINANCIAL DATA AS OF 

May 31, 2006

FROM REPORTS FILED BY 

June 30, 2006

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

1 ABBEY NATIONAL SECURITIES INC Y NFA 05/31/2006 123,920,666 23,713,200 100,207,466 2 ABN AMRO INCORPORATED Y CBOT 05/31/2006 1,195,675,073 338,563,919 857,111,154 3 ABN AMRO SAGE CORPORATION Y NFA 05/31/2006 96,103,743 250,000 95,853,743 4 ADM INVESTOR SERVICES INC N CBOT 05/31/2006 124,286,469 57,599,438 66,687,031 5 ADVANTAGE FUTURES LLC N CME 05/31/2006 11,451,594 4,697,519 6,754,075 6 ADVEST INC Y NFA 05/31/2006 16,395,451 250,000 16,145,451 7 AG EDWARDS & SONS INC Y CBOT 05/31/2006 837,574,150 41,431,326 796,142,824 8 AIG CLEARING CORPORATION N NYME 05/31/2006 275,035,240 45,230,756 229,804,484 9 ALARON TRADING CORPORATION N CME 05/31/2006 6,458,559 4,224,987 2,233,572 

10 ALPHA FOREIGN EXCHANGE GROUP LLC N NFA 05/31/2006 372,881 250,000 122,881 11 AMERICAN MUTUAL HOLDING CORPORATION N NFA 05/31/2006 393,258 250,000 143,258 12 AMERICAN NATIONAL TRADING CORP N NFA 05/31/2006 2,666,159 1,173,891 1,492,268 13 BACERA CORPORATION N NFA 05/31/2006 451,467 250,000 201,467 14 BANC OF AMERICA SECURITIES LLC Y CME 05/31/2006 1,668,856,505 293,637,508 1,375,218,997 15 BARCLAYS CAPITAL INC Y NYME 05/31/2006 650,951,986 299,908,413 351,043,573 16 BATTERY ASSET MANAGEMENT LLC N NFA 05/31/2006 583,127 250,000 333,127 17 BEAR STEARNS & CO INC Y NFA 05/31/2006 (g) 576,169,776 (g) 18 BEAR STEARNS SECURITIES CORP Y CME 05/31/2006 3,722,842,221 1,110,044,507 2,612,797,714 19 BGC FINANCIAL INC Y NFA 05/31/2006 17,802,939 250,000 17,552,939 20 BNP PARIBAS COMMODITY FUTURES INC N NYME 05/31/2006 123,965,128 70,491,439 53,473,689 21 BNP PARIBAS SECURITIES CORP Y CBOT 05/31/2006 475,918,193 16,191,763 459,726,430 22 BROOKSTREET SECURITIES CORPORATION Y NFA 05/31/2006 4,573,334 552,155 4,021,179 23 C CZARNIKOW SUGAR FUTURES INC N NFA 05/31/2006 1,666,421 250,000 1,416,421 24 CADENT FINANCIAL SERVICES LLC N CME 05/31/2006 4,561,802 2,594,796 1,967,006 25 CAL FINANCIAL CORPORATION N NFA 05/31/2006 284,559 250,000 34,559 26 CALYON FINANCIAL INC Y CME 05/31/2006 521,701,522 407,154,032 114,547,490 27 CANTOR FITZGERALD & CO Y CBOT 05/31/2006 113,121,018 5,037,455 108,083,563 28 CAPITAL MARKET SERVICES LLC N NFA 05/31/2006 7,313,241 1,649,051 5,664,189 29 CIBC WORLD MARKETS CORP Y CME 05/31/2006 958,195,089 21,100,064 937,095,025 30 CITIGROUP GLOBAL MARKETS INC Y CBOT 05/31/2006 2,959,843,160 725,826,393 2,234,016,767 31 CLIFF LARSON COMPANY THE N NFA 05/31/2006 546,533 250,000 296,533 32 CMC MARKETS (US) LLC N NFA 05/31/2006 1,988,427 250,000 1,738,427 33 COES FX CLEARING INC. N NFA 05/31/2006 962,851 250,000 712,851 34 COMTRUST INC N NFA 05/31/2006 1,124,933 597,703 527,230 35 COUNTRY HEDGING INC N NFA 05/31/2006 13,658,563 5,507,228 8,151,335 36 CREDIT SUISSE SECURITIES (USA) LLC Y CBOT 05/31/2006 5,385,782,302 165,378,913 5,220,403,389 37 CROSSLAND LLC N CBOT 05/31/2006 3,216,482 266,920 2,949,562 38 CUNNINGHAM COMMODITIES LLC N CBOT 05/31/2006 1,868,246 313,806 1,554,440 39 DAIWA SECURITIES AMERICA INC Y CME 05/31/2006 181,940,889 2,327,991 179,612,898 40 DEUTSCHE BANK SECURITIES INC Y CBOT 05/31/2006 2,246,519,122 238,547,368 2,007,971,754 41 DIRECT FOREX LLC N NFA 05/31/2006 1,133,047 250,000 883,047 42 DORMAN TRADING LLC N CME 05/31/2006 7,985,044 749,180 7,235,864 43 DUNAVANT COMMODITY CORP N NYBT 05/31/2006 22,469,010 587,560 21,881,450 44 E FX OPTIONS LLC N NFA 05/31/2006 343,072 250,000 93,072 45 EAGLE MARKET MAKERS INC N CBOT 05/31/2006 2,245,110 250,000 1,995,110 46 ED &F MAN COMMODITY ADVISORS INC N NFA 05/31/2006 429,030 250,000 179,030 
SELECTED FCM FINANCIAL DATA AS OF 

May 31, 2006

FROM REPORTS FILED BY 

June 30, 2006

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

47 ELECTRONIC BROKERAGE SYSTEMS LLC Y NFA 05/31/2006 6,541,408 250,000 6,291,408 48 ENSKILDA FUTURES LIMITED N CME 05/31/2006 14,532,931 10,021,009 4,511,922 49 FARR FINANCIAL INC N NFA 05/31/2006 2,202,548 992,307 1,210,241 50 FC STONE LLC N CME 05/31/2006 31,487,366 21,255,396 10,231,970 51 FCT GROUP LLC N CME 05/31/2006 7,254,415 568,686 6,685,729 52 FIMAT PREFERRED LLC Y NFA 05/31/2006 29,805,652 1,127,061 28,678,591 53 FIMAT USA LLC Y NYME 05/31/2006 491,451,230 352,289,147 139,162,083 54 FIRST CAPITOL GROUP LLC N NFA 05/31/2006 4,742,624 1,507,222 3,235,402 55 FOREFRONT INVESTMENTS CORPORATION N NFA 05/31/2006 440,514 250,000 190,514 56 FOREX CAPITAL MARKETS LLC N NFA 05/31/2006 33,047,210 7,051,947 25,995,262 57 FOREX CLUB FINANCIAL COMPANY INC N NFA 05/31/2006 549,482 250,000 299,482 58 FOREX INTERNATIONAL INVESTMENTS INC N NFA 05/31/2006 611,030 250,000 361,030 59 FOREX LIQUIDITY LLC N NFA 05/31/2006 1,508,730 250,000 1,258,730 60 FORTIS CLEARING CHICAGO LLC N CBOT 05/31/2006 37,580,136 9,264,348 28,315,788 61 FORWARD FOREX INC N NFA 05/31/2006 1,099,320 972,274 127,045 62 FRIEDBERG MERCANTILE GROUP INC N NFA 05/31/2006 1,728,006 250,000 1,478,006 63 FRONTIER FUTURES INC N NFA 05/31/2006 2,031,036 1,549,298 481,738 64 FUTURES TECH LLC N NFA 05/31/2006 675,203 250,000 425,203 65 FX OPTION1 INC N NFA 05/31/2006 452,567 250,000 202,567 66 FX SOLUTIONS LLC N NFA 05/31/2006 7,014,605 250,000 6,764,605 67 FXCM LLC N NFA 05/31/2006 382,810 250,000 132,810 68 GAIN CAPITAL GROUP INC N NFA 05/31/2006 9,390,662 2,688,035 6,702,626 69 GELBER GROUP LLC N CBOT 05/31/2006 31,989,666 648,889 31,340,777 70 GFS FOREX & FUTURES INC N NFA 05/31/2006 507,273 250,000 257,273 71 GILDER GAGNON HOWE AND CO LLC Y NFA 05/31/2006 39,572,165 250,000 39,322,165 72 GLOBAL FUTURES & FOREX LIMITED Y CFTC 05/31/2006 33,094,423 750,000 32,344,423 73 GLOBAL FUTURES LLC N NFA 05/31/2006 7,969,936 250,000 7,719,936 74 GOLDENBERG HEHMEYER & CO Y CBOT 05/31/2006 8,088,394 2,934,600 5,153,794 75 GOLDMAN SACHS & CO Y CBOT 05/26/2006 (g) 1,172,570,574 (g) 76 GOLDMAN SACHS EXECUTION & CLEARING LP Y CME 05/26/2006 1,082,807,840 51,086,287 1,031,721,553 77 GOLDMANY FINANCE INC N NFA 05/31/2006 297,506 250,000 47,506 78 GREENWICH CAPITAL MARKETS INC Y CBOT 05/31/2006 1,423,481,000 53,984,000 1,369,497,000 79 H & R BLOCK FINANCIAL ADVISORS INC Y NFA 05/31/2006 123,885,510 10,346,703 113,538,807 80 HAGERTY GRAIN CO INC N CBOT 05/31/2006 1,753,456 250,000 1,503,456 81 HOTSPOT FXR LLC N NFA 05/31/2006 2,375,535 250,000 2,125,535 82 HSBC SECURITIES USA INC Y CME 05/31/2006 965,395,311 57,610,895 907,784,416 83 ICAP FUTURES LLC N CME 05/31/2006 17,230,838 1,302,207 15,928,631 84 IFSCL USA INC N NFA 05/31/2006 1,020,362 250,000 770,362 85 IFX MARKETS INC N NFA 05/31/2006 2,095,378 994,677 1,100,700 86 IG FINANCIAL MARKETS INC. N NFA 05/31/2006 407,499 250,000 157,499 87 INTEGRATED BROKERAGE SERVICES LLC N NFA 05/31/2006 1,059,257 250,000 809,257 88 INTERACTIVE BROKERS LLC Y EUXUS 05/31/2006 226,802,376 20,334,618 206,467,758 89 INTERBANK FX LLC N NFA 05/31/2006 3,816,690 681,187 3,135,502 90 IOWA GRAIN CO N CBOT 05/31/2006 8,507,701 5,701,269 2,806,432 91 ITAU SECURITIES INC Y NFA 05/31/2006 17,581,338 250,000 17,331,338 92 IXIS SECURITIES NORTH AMERICA INC Y NFA 05/31/2006 157,018,624 250,000 156,768,624 93 JP MORGAN FUTURES INC N NYME 05/31/2006 959,281,751 588,197,935 371,083,816 
SELECTED FCM FINANCIAL DATA AS OF 

May 31, 2006

FROM REPORTS FILED BY 

June 30, 2006

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

94 KOTTKE ASSOCIATES LLC N CBOT 05/31/2006 10,943,008 256,169 10,686,839 95 LADENBURG THALMANN & CO INC Y NFA 05/31/2006 13,217,962 250,000 12,967,962 96 LBS LIMITED PARTNERSHIP N CBOT 05/31/2006 694,770 250,000 444,770 97 LEADER INVESTMENTS INC Y NFA 05/31/2006 422,390 250,000 172,390 98 LEHMAN BROTHERS INC Y CBOT 05/31/2006 (g) 531,372,000 (g) 99 LINN GROUP ( THE ) N NFA 05/31/2006 481,144 250,000 231,144 

100 LINSCO/PRIVATE LEDGER CORP Y NFA 05/31/2006 82,279,470 6,112,589 76,166,881 101 LOEB PARTNERS CORPORATION Y NFA 05/31/2006 25,858,217 250,000 25,608,217 102 MAN FINANCIAL INC N CME 05/31/2006 556,348,073 410,234,379 146,113,694 103 MANCHESTER FINANCIAL GROUP INC N NFA 05/31/2006 302,688 250,000 52,688 104 MARQUETTE ELECTRONIC BROKERAGE LLC N NFA 05/31/2006 1,301,198 250,000 1,051,198 105 MB TRADING FUTURES INC. N NFA 05/31/2006 419,540 250,000 169,540 106 MBF CLEARING CORP N NYME 05/31/2006 23,091,085 2,761,868 20,329,217 107 MBT TECHNOLOGIES LLC N NFA 05/31/2006 1,274,048 250,000 1,024,048 108 MCVEAN TRADING AND INVESTMENTS LLC N NFA 05/31/2006 6,145,014 2,123,161 4,021,853 109 MERRILL LYNCH PIERCE FENNER & SMITH Y CBOT 06/02/2006 (g) 507,698,000 (g) 110 MERRILL LYNCH PROFESSIONAL CLEARING CORP Y NFA 06/02/2006 1,106,162,735 35,704,185 1,070,458,550 111 MID-CO COMMODITIES INC N NFA 05/31/2006 4,505,891 1,439,157 3,066,734 112 MITSUI BUSSAN COMMODITIES USA INC N NYME 05/31/2006 5,929,165 1,037,100 4,892,065 113 MIZUHO SECURITIES USA INC Y CME 05/31/2006 157,912,453 26,779,132 131,133,321 114 MONEY GARDEN CORP N NFA 05/31/2006 2,808,350 250,000 2,558,350 115 MORGAN KEEGAN & COMPANY INC Y NFA 05/31/2006 393,747,831 12,151,478 381,596,353 116 MORGAN STANLEY & CO INCORPORATED Y CME 05/31/2006 (g) 1,040,794,304 (g) 117 MORGAN STANLEY DW INC Y CBOT 05/31/2006 1,209,962,405 73,720,684 1,136,241,721 118 NATIONS INVESTMENTS LLC N NFA 05/31/2006 485,301 250,000 235,301 119 NEUBERGER BERMAN LLC Y NFA 05/31/2006 300,700,691 19,237,049 281,463,642 120 NOMURA SECURITIES INTERNATIONAL INC Y CBOT 05/31/2006 776,529,855 6,354,632 770,175,223 121 OANDA CORPORATION N NFA 05/31/2006 31,542,422 2,634,634 28,907,787 122 OCONNOR & COMPANY LLC Y CBOT 05/31/2006 61,007,498 3,852,405 57,155,093 123 ODL SECURITIES INC N NFA 05/31/2006 -143,081 250,000 -393,081 124 ONE WORLD CAPITAL GROUP LLC N NFA 05/31/2006 289,959 250,000 39,959 125 OPEN E CRY LLC N NFA 05/31/2006 1,307,735 744,024 563,711 126 OPPENHEIMER & CO INC Y NFA 05/31/2006 191,555,833 27,802,422 163,753,411 127 OPTIONSXPRESS INC Y NFA 05/31/2006 16,027,180 871,543 15,155,637 128 PENSON FINANCIAL FUTURES INC N NFA 05/31/2006 1,194,523 428,296 766,227 129 PEREGRINE FINANCIAL GROUP INC N NFA 05/31/2006 15,443,344 9,074,624 6,368,720 130 PIONEER FUTURES INC N NYME 05/31/2006 549,644 250,000 299,644 131 PIPER JAFFRAY & CO Y NFA 05/31/2006 366,520,200 10,869,174 355,651,026 132 PRUDENTIAL FINANCIAL DERIVATIVES LLC N CBOT 05/31/2006 140,997,000 117,002,080 23,994,920 133 RAND FINANCIAL SERVICES INC N CME 05/31/2006 25,680,469 11,824,517 13,855,952 134 RAYMOND JAMES & ASSOCIATES INC Y NFA 05/26/2006 348,998,308 29,019,313 319,978,995 135 RBC CAPITAL MARKETS CORPORATION Y CME 05/31/2006 253,129,176 41,414,383 211,714,793 136 RBC DAIN RAUSCHER INC Y NFA 05/31/2006 468,888,646 35,885,973 433,002,673 137 REDSKY FINANCIAL LLC Y NFA 05/31/2006 451,069 250,000 201,069 138 RJ OBRIEN ASSOCIATES INC N CME 05/31/2006 96,635,489 74,921,700 21,713,789 139 ROBBINS FUTURES INC N NFA 05/31/2006 473,251 250,000 223,251 140 ROSENTHAL COLLINS GROUP LLC N CME 05/31/2006 44,496,953 20,637,928 23,859,025 
SELECTED FCM FINANCIAL DATA AS OF 

May 31, 2006

FROM REPORTS FILED BY 

June 30, 2006

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

141 ROSENTHAL GLOBAL SECURITIES LLC Y CBOT 05/31/2006 8,894,618 260,203 8,634,415 142 SANFORD C BERNSTEIN & CO LLC Y NFA 05/31/2006 130,287,633 29,465,270 100,822,363 143 SENTINEL MANAGEMENT GROUP INC N NFA 05/31/2006 1,945,630 250,000 1,695,630 144 SHATKIN ARBOR INC N CBOT 05/31/2006 3,654,666 270,022 3,384,644 145 SHAY GRAIN CLEARING COMPANY N KCBT 05/31/2006 934,104 679,217 254,887 146 SMW TRADING COMPANY INC N CME 05/31/2006 25,759,558 404,809 25,354,749 147 SNC INVESTMENTS INC N NFA 05/31/2006 526,704 250,000 276,704 148 SOLID GOLD FINANCIAL SERVICES INC N NFA 05/31/2006 328,271 250,000 78,271 149 SPENCER FINANCIAL LLC N NFA 04/30/2006 286,606 250,000 36,606 150 SPOT FX CLEARING CORP N NFA 05/31/2006 267,076 250,000 17,076 151 STEPHENS INC Y NFA 05/26/2006 60,218,433 10,086,926 50,131,507 152 STERLING COMMODITIES CORP N NYME 05/31/2006 7,774,813 1,099,375 6,675,438 153 SWISS AMERICAN SECURITIES INC Y NFA 05/31/2006 94,955,780 7,604,084 87,351,696 154 TCA FUTURES LLC N NFA 05/31/2006 647,413 250,000 397,413 155 TENCO INC N CBOT 05/31/2006 29,735,503 4,165,981 25,569,522 156 TERRA NOVA TRADING LLC Y NFA 05/31/2006 7,170,304 1,500,000 5,670,304 157 TIMBER HILL LLC Y CME 05/31/2006 921,422,801 11,631,535 909,791,266 158 TOWER RESEARCH CAPITAL EUROPE LLC N NFA 05/31/2006 1,434,421 250,000 1,184,421 159 TRADECO CLEARING GROUP, LLC N NFA 05/31/2006 459,494 250,000 209,494 160 TRADELINK LLC Y CBOT 05/31/2006 33,503,869 588,996 32,914,873 161 TRADESTATION SECURITIES INC Y NFA 05/31/2006 42,392,680 2,024,203 40,368,477 162 TRADITION SECURITIES AND FUTURES INC N NFA 05/31/2006 383,200 250,000 133,200 163 TRANSMARKET GROUP LLC Y CBOT 05/31/2006 11,615,380 250,000 11,365,380 164 TREND COMMODITIES LIMITED PARTNERSHIP N NFA 05/31/2006 628,064 250,000 378,064 165 TRILAND USA INC N NYME 05/31/2006 30,616,663 6,297,262 24,319,401 166 UBS FINANCIAL SERVICES INC Y CBOT 05/31/2006 1,331,724,735 152,604,956 1,179,119,779 167 UBS SECURITIES LLC Y CBOT 05/31/2006 2,828,708,409 516,290,950 2,312,417,459 168 UNITED CLEARING LLC N NFA 05/31/2006 509,050 250,000 259,050 169 VELOCITY FUTURES LP N NFA 05/31/2006 1,406,505 250,000 1,156,505 170 VISION LIMITED PARTNERSHIP N NFA 05/31/2006 27,038,317 13,623,604 13,414,713 171 WACHOVIA CAPITAL MARKETS LLC Y CME 05/31/2006 1,860,774,578 4,276,083 1,856,498,495 172 WACHOVIA SECURITIES FINANCIAL NETWORK, LLC Y NFA 05/31/2006 21,260,469 1,432,484 19,827,985 173 WACHOVIA SECURITIES LLC Y NFA 05/31/2006 321,765,340 2,606,855 319,158,485 174 WALL STREET DERIVATIVES INC N NFA 05/31/2006 558,896 250,000 308,896 175 WHITE COMMERCIAL CORPORATION N NFA 05/31/2006 2,336,764 250,000 2,086,764 176 WORLDWIDE CLEARING N NFA 05/31/2006 584,082 250,000 334,082 177 XPRESSTRADE LLC N NFA 05/31/2006 6,844,652 1,873,449 4,971,203 178 YORK BUSINESS ASSOCIATES LLC N NFA 05/31/2006 731,489 250,000 481,489 

Total 

April Web Page Update 179Name ChangeAdditions 0
SELECTED FCM FINANCIAL DATA AS OF 

May 31, 2006

FROM REPORTS FILED BY 

June 30, 2006

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

Deletions 1Clifden Futures LLCMay Web Page Update 178(a): B/D? : A 'Y' means the FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer. (b): DSRO: Designated Self-Regulatory Organization. (c): A firm's net capital requirement is the greater of (1) $250,000; or(2) risk based capital requirement, the sum of 8% of total customer risk maintenance margin and 4% of total noncustomer risk maintenance margin; or(3) The amount of capital required by a registered futures association (currently NFA is the only such association);(4) for securities brokers and dealers, the amount of net capital required by Rule 15c3-1(a) of the Securities and Exchange Commission.(d): Excess net capital is adjusted net capital, less the firm's net capital requirement.(e): This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on a designated contract market or derivatives transaction execution facility. This is the sum of all accounts that contain a net liquidating equity.(f): This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of vthe United States. 
SELECTED FCM FINANCIAL DATA AS OF 

May 31, 2006

FROM REPORTS FILED BY 

June 30, 2006

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

(g): This FCM/BD’s ultimate parent company is regulated by the SEC as a consolidated supervised entity. The firm has elected to compute its minimum capital requirement in accordance with the “Alternative Net Capital Requirement” as permitted by Appendix E toSEC Rule 15c3-1. As of May 31, 2006, the firm had net capital in excess of its minimum capital requirements. In addition to the alternative minimum net capital requirements, the firm is required tohold tentative net capital in excess of $1 billion and net capital in excess of $500 million in accordance with the market and credit riskstandards of Appendix E of Rule 15c3-1. The firm also is required to notify the Commission and SEC in the event its tentative net capital is less than $5 billion. As of May 31, 2006 the firm had tentative net capital and net capital in excess of both the minimum and notification requirements. Note: Any comments regarding information contained in this table may be brought to the attention of the CFTC's Division of Clearing and Intermediary Oversight via e-mail: fzimmerle@cftc.gov; s_williams@cftc.gov or sgreska@cftc.gov.