SELECTED FCM FINANCIAL DATA AS OF 

February 28, 2006

FROM REPORTS FILED BY 

March 31, 2006

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

1 ABBEY NATIONAL SECURITIES INC Y NFA 02/28/2006 124,080,593 250,000 123,830,593 2 ABN AMRO INCORPORATED Y CBOT 02/28/2006 1,465,684,737 298,121,597 1,167,563,140 3 ABN AMRO SAGE CORPORATION Y NFA 02/28/2006 97,048,443 273,675 96,774,768 4 ADM INVESTOR SERVICES INC N CBOT 02/28/2006 111,609,869 44,856,524 66,753,345 5 ADVANTAGE FUTURES LLC N CME 02/28/2006 12,052,054 4,880,064 7,171,990 6 ADVEST INC Y NFA 02/28/2006 67,981,799 250,000 67,731,799 7 AG EDWARDS & SONS INC Y CBOT 02/28/2006 587,513,249 43,707,714 543,805,535 8 AIG CLEARING CORPORATION N NYME 02/28/2006 269,977,345 33,156,078 236,821,267 9 ALARON TRADING CORPORATION N CME 02/28/2006 5,851,941 3,425,700 2,426,241 

10 ALPHA FOREIGN EXCHANGE GROUP LLC N NFA 02/28/2006 369,250 250,000 119,250 11 AMERICAN MUTUAL HOLDING CORPORATION N NFA 02/28/2006 444,166 250,000 194,166 12 AMERICAN NATIONAL TRADING CORP N NFA 02/28/2006 1,744,852 644,709 1,100,143 13 BACERA CORPORATION N NFA 02/28/2006 452,627 250,000 202,627 14 BANC OF AMERICA SECURITIES LLC Y CME 02/28/2006 1,992,697,417 297,245,403 1,695,452,014 15 BARCLAYS CAPITAL INC Y NYME 02/28/2006 606,975,803 279,535,757 327,440,046 16 BATTERY ASSET MANAGEMENT LLC N NFA 02/28/2006 890,217 250,000 640,217 17 BEAR STEARNS & CO INC Y NFA 02/28/2006 (g) 565,470,377 (g) 18 BEAR STEARNS SECURITIES CORP Y CME 02/28/2006 3,654,260,097 1,088,434,415 2,565,825,682 19 BGC FINANCIAL INC Y NFA 02/28/2006 20,073,790 250,000 19,823,790 20 BNP PARIBAS COMMODITY FUTURES INC N NYME 02/28/2006 121,395,543 62,482,724 58,912,819 21 BNP PARIBAS SECURITIES CORP Y CBOT 02/28/2006 294,096,005 13,606,711 280,489,294 22 BROOKSTREET SECURITIES CORPORATION Y NFA 02/28/2006 3,631,032 701,043 2,929,989 23 C CZARNIKOW SUGAR FUTURES INC N NFA 02/28/2006 1,654,849 250,000 1,404,849 24 CADENT FINANCIAL SERVICES LLC N CME 02/28/2006 5,121,619 2,135,814 2,985,805 25 CAL FINANCIAL CORPORATION N NFA 02/28/2006 280,057 250,000 30,057 26 CALYON FINANCIAL INC Y CME 02/28/2006 445,704,262 343,351,314 102,352,948 27 CANTOR FITZGERALD & CO Y CBOT 02/28/2006 97,821,866 3,785,843 94,036,023 28 CAPITAL MARKET SERVICES LLC N NFA 02/28/2006 6,530,283 250,000 6,280,283 29 CIBC WORLD MARKETS CORP Y CME 02/28/2006 873,637,046 15,803,339 857,833,707 30 CITIGROUP GLOBAL MARKETS INC Y CBOT 02/28/2006 3,523,360,491 730,228,183 2,793,132,308 31 CLIFDEN FUTURES LLC N NFA 02/28/2006 438,479 250,000 188,479 32 CLIFF LARSON COMPANY THE N NFA 02/28/2006 536,065 250,000 286,065 33 CMC MARKETS (US) LLC N NFA 02/28/2006 1,359,903 250,000 1,109,903 34 COES FX CLEARING INC. N NFA 02/28/2006 1,175,232 250,000 925,232 35 COMTRUST INC N NFA 02/28/2006 1,284,033 838,943 445,090 36 COUNTRY HEDGING INC N NFA 02/28/2006 10,721,536 3,667,518 7,054,018 37 CREDIT SUISSE SECURITIES USA LLC Y CBOT 02/28/2006 4,532,506,003 163,989,330 4,368,516,673 38 CROSSLAND LLC N CBOT 02/28/2006 3,204,093 329,193 2,874,900 39 CUNNINGHAM COMMODITIES LLC N CBOT 02/28/2006 1,791,454 344,017 1,447,437 40 DAIWA SECURITIES AMERICA INC Y CME 02/28/2006 176,503,151 2,314,296 174,188,855 41 DEUTSCHE BANK SECURITIES INC Y CBOT 02/28/2006 1,644,153,312 272,764,694 1,371,388,618 42 DIRECT FOREX LLC N NFA 02/28/2006 395,677 250,000 145,677 43 DORMAN TRADING LLC N CME 02/28/2006 4,954,887 508,627 4,446,260 44 DUNAVANT COMMODITY CORP N NYBT 02/28/2006 23,532,176 279,738 23,252,438 45 E FX OPTIONS LLC N NFA 02/28/2006 329,440 250,000 79,440 46 EAGLE MARKET MAKERS INC N CBOT 02/28/2006 1,748,585 250,000 1,498,585 
SELECTED FCM FINANCIAL DATA AS OF 

February 28, 2006

FROM REPORTS FILED BY 

March 31, 2006

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

47 ED &F MAN COMMODITY ADVISORS INC N NFA 02/28/2006 521,823 250,000 271,823 48 ELECTRONIC BROKERAGE SYSTEMS LLC Y NFA 02/28/2006 6,360,251 250,000 6,110,251 49 ENSKILDA FUTURES LIMITED N CME 02/28/2006 13,821,137 9,615,485 4,205,652 50 FARR FINANCIAL INC N NFA 02/28/2006 2,199,560 1,020,525 1,179,035 51 FC STONE LLC N CME 02/28/2006 22,808,571 16,698,226 6,110,345 52 FCT GROUP LLC N CME 02/28/2006 9,164,552 791,314 8,373,238 53 FIMAT PREFERRED LLC Y NFA 02/28/2006 25,540,649 1,008,592 24,532,057 54 FIMAT USA LLC Y NYME 02/28/2006 519,667,559 312,601,771 207,065,788 55 FIRST CAPITOL GROUP LLC N NFA 02/28/2006 4,554,437 1,421,881 3,132,556 56 FOREFRONT INVESTMENTS CORPORATION N NFA 02/28/2006 524,116 250,000 274,116 57 FOREX CAPITAL MARKETS LLC N NFA 02/28/2006 19,092,205 250,000 18,842,205 58 FOREX CLUB FINANCIAL COMPANY INC N NFA 02/28/2006 467,913 250,000 217,913 59 FOREX INTERNATIONAL INVESTMENTS INC N NFA 02/28/2006 672,555 250,000 422,555 60 FOREX LIQUIDITY LLC N NFA 02/28/2006 477,510 250,000 227,510 61 FORTIS CLEARING CHICAGO LLC N CBOT 02/28/2006 33,608,496 6,802,046 26,806,450 62 FORWARD FOREX INC N NFA 02/28/2006 402,206 250,000 152,206 63 FRIEDBERG MERCANTILE GROUP INC N NFA 02/28/2006 1,658,537 250,000 1,408,537 64 FRONTIER FUTURES INC N NFA 02/28/2006 1,340,501 959,962 380,539 65 FUTURES TECH LLC N NFA 02/28/2006 431,190 250,000 181,190 66 FX OPTION1 INC N NFA 02/28/2006 455,130 250,000 205,130 67 FX SOLUTIONS LLC N NFA 02/28/2006 6,305,686 250,000 6,055,686 68 FXCM LLC N NFA 02/28/2006 379,956 250,000 129,956 69 GAIN CAPITAL GROUP INC N NFA 02/28/2006 23,052,066 250,000 22,802,066 70 GELBER GROUP LLC N CBOT 02/28/2006 37,438,460 288,608 37,149,852 71 GFS FOREX & FUTURES INC N NFA 02/28/2006 583,476 250,000 333,476 72 GILDER GAGNON HOWE AND CO LLC Y NFA 02/28/2006 44,699,618 250,000 44,449,618 73 GLOBAL FUTURES & FOREX LIMITED Y NFA 02/28/2006 25,209,083 6,647,317 18,561,766 74 GLOBAL FUTURES LLC N NFA 02/28/2006 7,924,261 250,000 7,674,261 75 GOLDENBERG HEHMEYER & CO Y CBOT 02/28/2006 5,618,535 2,535,782 3,082,753 76 GOLDMAN SACHS & CO Y CBOT 02/24/2006 (g) 1,119,979,341 (g) 77 GOLDMAN SACHS EXECUTION & CLEARING LP Y CME 02/24/2006 1,181,185,640 45,306,556 1,135,879,084 78 GOLDMANY FINANCE INC N NFA 02/28/2006 262,660 250,000 12,660 79 GREENWICH CAPITAL MARKETS INC Y CBOT 02/28/2006 1,134,987,000 53,838,000 1,081,149,000 80 H & R BLOCK FINANCIAL ADVISORS INC Y NFA 02/28/2006 113,579,998 11,405,222 102,174,776 81 HAGERTY GRAIN CO INC N CBOT 02/28/2006 1,718,030 250,000 1,468,030 82 HOTSPOT FX INC N NFA 02/28/2006 7,424,810 250,000 7,174,810 83 HOTSPOT FXR LLC N NFA 02/28/2006 -1,296,426 250,000 -1,546,426 84 HSBC SECURITIES USA INC Y CME 02/28/2006 732,966,141 45,169,011 687,797,130 85 ICAP FUTURES LLC N CME 02/28/2006 6,768,904 438,828 6,330,076 86 IFSCL USA INC N NFA 02/28/2006 1,143,304 250,000 893,304 87 IFX MARKETS INC N NFA 02/28/2006 4,526,600 250,000 4,276,600 88 IG FINANCIAL MARKETS INC. N NFA 02/28/2006 403,356 250,000 153,356 89 INTEGRATED BROKERAGE SERVICES LLC N NFA 02/28/2006 1,184,024 250,000 934,024 90 INTERACTIVE BROKERS LLC Y EUXUS 02/28/2006 192,271,095 18,065,190 174,205,905 91 INTERBANK FX LLC N NFA 02/28/2006 2,045,503 250,000 1,795,503 92 IOWA GRAIN CO N CBOT 02/28/2006 8,354,992 4,315,145 4,039,847 93 ITAU SECURITIES INC Y NFA 02/28/2006 18,013,713 250,000 17,763,713 
SELECTED FCM FINANCIAL DATA AS OF 

February 28, 2006

FROM REPORTS FILED BY 

March 31, 2006

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

94 IXIS SECURITIES NORTH AMERICA INC Y NFA 02/28/2006 114,372,539 250,000 114,122,539 95 JP MORGAN FUTURES INC N NYME 02/28/2006 934,716,882 585,359,085 349,357,797 96 KOTTKE ASSOCIATES LLC N CBOT 02/28/2006 10,964,919 293,077 10,671,842 97 LADENBURG THALMANN & CO INC Y NFA 02/28/2006 5,975,487 250,000 5,725,487 98 LBS LIMITED PARTNERSHIP N CBOT 02/28/2006 564,170 250,000 314,170 99 LEADER INVESTMENTS INC Y NFA 02/28/2006 533,616 250,000 283,616 

100 LEGG MASON WOOD WALKER INC Y NFA 02/28/2006 335,756,846 1,547,298 334,209,548 101 LEHMAN BROTHERS INC Y CBOT 02/28/2006 (g) 532,539,000 (g) 102 LINN GROUP ( THE ) N NFA 02/28/2006 310,953 250,000 60,953 103 LINSCO/PRIVATE LEDGER CORP Y NFA 02/28/2006 71,680,812 5,577,600 66,103,212 104 LOEB PARTNERS CORPORATION Y NFA 02/28/2006 27,366,285 250,000 27,116,285 105 MAN FINANCIAL INC N CME 02/28/2006 515,444,655 371,949,148 143,495,507 106 MANCHESTER FINANCIAL GROUP INC N NFA 02/28/2006 274,088 250,000 24,088 107 MARQUETTE ELECTRONIC BROKERAGE LLC N NFA 02/28/2006 1,254,289 250,000 1,004,289 108 MB TRADING FUTURES INC. N NFA 02/28/2006 425,569 250,000 175,569 109 MBF CLEARING CORP N NYME 02/28/2006 20,197,619 2,447,597 17,750,022 110 MBT TECHNOLOGIES LLC N NFA 02/28/2006 1,411,216 250,000 1,161,216 111 MCVEAN TRADING AND INVESTMENTS LLC N NFA 02/28/2006 6,060,824 2,160,120 3,900,704 112 MERRILL LYNCH PIERCE FENNER & SMITH Y CBOT 03/03/2006 (g) 504,760,000 (g) 113 MERRILL LYNCH PROFESSIONAL CLEARING CORP Y NFA 03/03/2006 934,677,216 46,134,609 888,542,607 114 MID-CO COMMODITIES INC N NFA 02/28/2006 4,491,656 1,173,810 3,317,846 115 MITSUI BUSSAN COMMODITIES USA INC N NYME 02/28/2006 6,210,503 774,936 5,435,567 116 MIZUHO SECURITIES USA INC Y CME 02/28/2006 149,148,889 17,787,402 131,361,487 117 MONEY GARDEN CORP N NFA 02/28/2006 3,486,438 250,000 3,236,438 118 MORGAN KEEGAN & COMPANY INC Y NFA 02/28/2006 356,670,403 11,742,298 344,928,105 119 MORGAN STANLEY & CO INCORPORATED Y CME 02/28/2006 (g) 983,599,119 (g) 120 MORGAN STANLEY DW INC Y CBOT 02/28/2006 1,184,373,975 78,335,134 1,106,038,841 121 NATIONS INVESTMENTS LLC N NFA 02/28/2006 414,600 250,000 164,600 122 NEUBERGER BERMAN LLC Y NFA 02/28/2006 255,044,275 14,680,922 240,363,353 123 NIKKO ALTERNATIVE ASSET MANAGEMENT INC N NFA 02/28/2006 35,455,395 250,000 35,205,395 124 NOMURA SECURITIES INTERNATIONAL INC Y CBOT 02/28/2006 633,441,710 12,583,800 620,857,910 125 OANDA CORPORATION N NFA 02/28/2006 29,188,244 250,000 28,938,244 126 OCONNOR & COMPANY LLC Y CBOT 02/28/2006 74,416,585 4,097,190 70,319,395 127 ODL SECURITIES INC N NFA 02/28/2006 345,518 250,000 95,518 128 ONE WORLD CAPITAL GROUP LLC N NFA 02/28/2006 313,918 250,000 63,918 129 OPEN E CRY LLC N NFA 02/28/2006 1,219,632 654,646 564,986 130 OPPENHEIMER & CO INC Y NFA 02/28/2006 171,100,998 28,124,817 142,976,181 131 OPTIONSXPRESS INC Y NFA 02/28/2006 3,323,169 1,209,639 2,113,530 132 PENSON FINANCIAL FUTURES INC N NFA 02/28/2006 1,021,500 379,300 642,200 133 PEREGRINE FINANCIAL GROUP INC N NFA 02/28/2006 12,991,861 5,469,263 7,522,598 134 PIONEER FUTURES INC N NYME 02/28/2006 546,382 250,000 296,382 135 PIPER JAFFRAY & CO Y NFA 02/28/2006 329,407,288 10,179,401 319,227,887 136 PRUDENTIAL FINANCIAL DERIVATIVES LLC N CBOT 02/28/2006 126,892,000 107,051,480 19,840,520 137 RAND FINANCIAL SERVICES INC N CME 02/28/2006 22,809,900 9,522,295 13,287,605 138 RAYMOND JAMES & ASSOCIATES INC Y NFA 02/24/2006 354,294,867 26,841,622 327,453,245 139 RBC CAPITAL MARKETS CORPORATION Y CME 02/28/2006 293,549,551 44,833,766 248,715,785 140 RBC DAIN RAUSCHER INC Y NFA 02/28/2006 250,686,585 39,511,703 211,174,882 
SELECTED FCM FINANCIAL DATA AS OF 

February 28, 2006

FROM REPORTS FILED BY 

March 31, 2006

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

141 REDSKY FINANCIAL LLC Y NFA 02/28/2006 633,001 250,000 383,001 142 RJ OBRIEN ASSOCIATES INC N CME 02/28/2006 90,555,546 66,820,533 23,735,013 143 ROBBINS FUTURES INC N NFA 02/28/2006 428,379 250,000 178,379 144 ROSENTHAL COLLINS GROUP LLC N CME 02/28/2006 37,970,912 13,708,236 24,262,676 145 ROSENTHAL GLOBAL SECURITIES LLC Y CBOT 02/28/2006 8,503,563 299,893 8,203,670 146 SANFORD C BERNSTEIN & CO LLC Y NFA 02/28/2006 138,266,858 26,804,295 111,462,563 147 SENTINEL MANAGEMENT GROUP INC N NFA 02/28/2006 2,095,913 250,000 1,845,913 148 SHATKIN ARBOR INC N CBOT 02/28/2006 4,668,601 250,000 4,418,601 149 SHAY GRAIN CLEARING COMPANY N KCBT 02/28/2006 835,144 378,172 456,972 150 SMW TRADING COMPANY INC N CME 02/28/2006 20,132,414 303,926 19,828,488 151 SNC INVESTMENTS INC N NFA 02/28/2006 398,745 250,000 148,745 152 SOLID GOLD FINANCIAL SERVICES INC N NFA 02/28/2006 316,104 250,000 66,104 153 SPENCER FINANCIAL LLC N NFA 02/28/2006 296,156 250,000 46,156 154 SPOT FX CLEARING CORP N NFA 02/28/2006 267,101 250,000 17,101 155 STEPHENS INC Y NFA 02/24/2006 64,584,759 9,185,728 55,399,031 156 STERLING COMMODITIES CORP N NYME 02/28/2006 6,707,826 1,047,296 5,660,530 157 SWISS AMERICAN SECURITIES INC Y NFA 02/28/2006 90,379,131 7,207,428 83,171,703 158 TCA FUTURES LLC N NFA 02/28/2006 418,851 250,000 168,851 159 TENCO INC N CBOT 02/28/2006 27,699,890 3,458,131 24,241,759 160 TERRA NOVA TRADING LLC Y NFA 02/28/2006 5,003,885 1,500,000 3,503,885 161 TIMBER HILL LLC Y CME 02/28/2006 681,401,496 8,317,883 673,083,613 162 TOWER RESEARCH CAPITAL EUROPE LLC N NFA 02/28/2006 1,437,352 250,000 1,187,352 163 TRADELINK LLC Y CBOT 02/28/2006 17,796,531 483,425 17,313,106 164 TRADESTATION SECURITIES INC Y NFA 02/28/2006 37,744,182 2,092,630 35,651,552 165 TRADITION SECURITIES AND FUTURES INC N NFA 02/28/2006 390,761 250,000 140,761 166 TRANSMARKET GROUP LLC Y CBOT 02/28/2006 8,587,877 250,000 8,337,877 167 TREND COMMODITIES LIMITED PARTNERSHIP N NFA 02/28/2006 630,872 250,000 380,872 168 TRILAND USA INC N NYME 02/28/2006 30,000,865 7,599,763 22,401,102 169 UBS FINANCIAL SERVICES INC Y CBOT 02/28/2006 1,120,486,932 161,674,963 958,811,969 170 UBS SECURITIES LLC Y CBOT 02/28/2006 3,072,107,400 477,260,605 2,594,846,795 171 UNITED CLEARING LLC N NFA 02/28/2006 508,373 250,000 258,373 172 VELOCITY FUTURES LP N NFA 02/28/2006 1,383,448 250,000 1,133,448 173 VISION LIMITED PARTNERSHIP N NFA 02/28/2006 25,782,972 13,113,357 12,669,615 174 WACHOVIA CAPITAL MARKETS LLC Y CME 02/28/2006 1,771,709,177 3,424,836 1,768,284,342 175 WACHOVIA SECURITIES FINANCIAL NETWORK, LLC Y NFA 02/28/2006 17,350,925 1,128,280 16,222,645 176 WACHOVIA SECURITIES LLC Y NFA 02/28/2006 347,346,969 1,686,000 345,660,969 177 WALL STREET DERIVATIVES INC N NFA 02/28/2006 687,907 250,000 437,907 178 WHITE COMMERCIAL CORPORATION N NFA 02/28/2006 2,108,512 250,000 1,858,512 179 WORLDWIDE CLEARING N NFA 02/28/2006 527,486 250,000 277,486 180 XPRESSTRADE LLC N NFA 02/28/2006 8,288,588 1,540,522 6,748,066 181 YORK BUSINESS ASSOCIATES LLC N NFA 02/28/2006 688,794 250,000 438,794 

Total 

January Web Page Update 178Additions 3
SELECTED FCM FINANCIAL DATA AS OF 

February 28, 2006

FROM REPORTS FILED BY 

March 31, 2006

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

Forex Club Financial Company IncForex Liquidity LLCMB Trading Futures IncDeletionsName ChangeFebruary Web Page Update 181(a): B/D? : A 'Y' means the FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer. (b): DSRO: Designated Self-Regulatory Organization. (c): A firm's net capital requirement is the greater of (1) $250,000; or(2) risk based capital requirement, the sum of 8% of total customer risk maintenance margin and 4% of total noncustomer risk maintenance margin; or(3) The amount of capital required by a registered futures association (currently NFA is the only such association);(4) for securities brokers and dealers, the amount of net capital required by Rule 15c3-1(a) of the Securities and Exchange Commission.(d): Excess net capital is adjusted net capital, less the firm's net capital requirement.(e): This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on a designated contract market or derivatives transaction execution facility. This is the sum of all accounts that contain a net liquidating equity.(f): This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of vthe United States. 
SELECTED FCM FINANCIAL DATA AS OF 

February 28, 2006

FROM REPORTS FILED BY 

March 31, 2006

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

(g): This FCM/BD’s ultimate parent company is regulated by the SEC as a consolidated supervised entity. The firm has elected to compute its minimum capital requirement in accordance with the “Alternative Net Capital Requirement” as permitted by Appendix E toSEC Rule 15c3-1. As of February 28, 2006, the firm had net capital in excess of its minimum capital requirements. In addition tothe alternative minimum net capital requirements, the firm is required to hold tentative net capital in excess of $1 billion and net capital in excess of $500 million in accordance with the market and credit risk standards of Appendix E of Rule 15c3-1. The firm also isrequired to notify the Commission and SEC in the event its tentativenet capital is less than $5 billion. As of February 28, 2006, the firm had tentative net capital and net capital in excess of both the minimum and notification requirements. Note: Any comments regarding information contained in this table may be brought to the attention of the CFTC's Division of Clearing and Intermediary Oversight via e-mail: fzimmerle@cftc.gov; s_williams@cftc.gov or sgreska@cftc.gov.