SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

May 31, 2004

B/D? DSRO A/O Adjusted Net Capital Risk Based Excess 

Futures Commission Merchant Date Net Capital Requirement Requirement Net Capital S

(4% of Seg, SEC Capital 

(a) (b) or $250,000) (c) (d) 

1 ABN AMRO INCORPORATED Y CBOT 04/30/2004 964,520,380 77,919,952 88,740,389 875,779,991 2 ABN AMRO SAGE CORPORATION Y NFA 04/30/2004 124,600,944 1,150,324 726,958 123,450,620 3 ADM INVESTOR SERVICES INC N CBOT 04/30/2004 76,644,124 26,876,838 32,084,299 44,559,825 4 ADVANTAGE FUTURES LLC N CME 04/30/2004 10,074,654 3,023,979 1,448,127 7,050,675 5 ADVEST INC Y NFA 04/30/2004 50,027,439 1,000,000 0 49,027,439 6 AG EDWARDS & SONS INC Y CBOT 04/30/2004 592,772,704 44,466,768 5,063,813 548,305,936 7 AIG CLEARING CORPORATION N NYME 04/30/2004 181,135,081 250,000 15,546,388 165,588,693 8 ALARON TRADING CORPORATION N CME 04/30/2004 5,490,149 2,684,738 1,512,882 2,805,411 9 ALCO COMMODITIES INC N NFA 04/30/2004 464,725 250,000 0 214,725 

10 AMERICAN MUTUAL HOLDING CORPORATION N NFA 04/30/2004 391,993 250,000 0 141,993 11 AMERICAN NATIONAL TRADING CORP N NFA 04/30/2004 2,147,072 797,310 511,625 1,349,762 12 BANC OF AMERICA FUTURES INCORPORATED Y CME 04/30/2004 62,808,446 12,891,575 48,523,720 14,284,726 13 BANC ONE CAPITAL MARKETS INC Y CBOT 04/30/2004 578,765,140 16,334,984 27,940,835 550,824,305 14 BARCLAYS CAPITAL INC Y NYME 04/30/2004 476,685,035 129,322,362 166,604,608 310,080,427 15 BEAR STEARNS & CO INC Y CBOT 04/30/2004 1,976,209,511 77,015,143 0 1,899,194,368 16 BEAR STEARNS SECURITIES CORP Y CME 04/30/2004 3,324,843,057 1,096,727,209 146,105,283 2,228,115,848 17 BIELFELDT & COMPANY LLC N CBOT 04/30/2004 398,234 250,000 0 148,234 18 BLAYLOCK AND PARTNERS LP Y NFA 04/30/2004 5,958,953 309,345 0 5,649,608 19 BNP PARIBAS BROKERAGE SERVICES INC Y CME 04/30/2004 42,882,501 16,990,192 16,597,019 25,892,309 20 BNP PARIBAS COMMODITY FUTURES INC N NYME 04/30/2004 49,442,910 10,451,043 18,703,310 30,739,600 21 BNP PARIBAS SECURITIES CORP Y CBOT 04/30/2004 263,761,150 5,585,448 0 258,175,702 22 C CZARNIKOW SUGAR FUTURES INC N NFA 04/30/2004 1,490,305 250,000 55,211 1,240,305 23 CADENT FINANCIAL SERVICES LLC N CME 04/30/2004 3,765,316 655,648 430,577 3,109,668 24 CALYON FINANCIAL INC Y CME 04/30/2004 273,507,183 162,567,271 212,452,502 61,054,681 25 CANTOR FITZGERALD & CO Y CBOT 04/30/2004 34,650,826 3,050,265 838,001 31,600,561 26 CAPITAL MARKET SERVICES LLC N NFA 04/30/2004 930,496 250,000 0 680,496 27 CARGILL INVESTOR SERVICES INC N CBOT 04/30/2004 81,509,070 47,239,254 65,590,284 15,918,786 28 CDC SECURITIES Y NFA 04/30/2004 78,568,551 250,000 0 78,318,551 29 CIBC WORLD MARKETS CORP Y CME 04/30/2004 839,206,969 34,043,073 12,723,242 805,163,896 30 CITIGROUP GLOBAL MARKETS INC. Y CBOT 04/30/2004 2,912,981,592 594,382,269 275,848,041 2,318,599,323 31 CLIFDEN FUTURES LLC N NFA 04/30/2004 639,599 288,592 135,329 351,007 32 CLIFF LARSON COMPANY THE N NFA 04/30/2004 501,953 250,000 109,068 251,953 33 CLR (USA) INC N NYME 04/30/2004 30,853,644 4,078,304 11,006,995 19,846,649 34 CMC GROUP PLC N NFA 04/30/2004 3,373,906 250,000 0 3,123,906 35 COESfx CLEARING INC N NFA 04/30/2004 384,973 250,000 0 134,973 36 COMMERZ FUTURES LLC N CME 04/30/2004 16,243,500 4,135,151 7,009,498 9,234,002 37 COUNTRY HEDGING INC N NFA 04/30/2004 7,040,277 1,773,700 3,580,447 3,459,830 38 CREDIT SUISSE FIRST BOSTON LLC Y CBOT 04/30/2004 3,153,059,917 197,443,556 132,113,992 2,955,616,361 39 CRESSWELL CAPITAL LLC N NFA 04/30/2004 3,804,000 1,068,334 1,078,792 2,725,208 40 CROSSLAND LLC N CBOT 04/30/2004 3,255,714 394,164 137,967 2,861,550 41 CUNNINGHAM COMMODITIES INC N CBOT 04/30/2004 1,836,758 687,387 318,902 1,149,371 42 DAIWA SECURITIES AMERICA INC Y CME 04/30/2004 185,835,426 4,793,519 2,580,728 181,041,907 43 DAVID A NOYES & CO Y NFA 04/30/2004 2,026,544 250,000 0 1,776,544 44 DEUTSCHE BANK SECURITIES INC Y CBOT 04/30/2004 1,615,400,980 152,775,150 177,611,720 1,437,789,260 45 DORMAN TRADING LLC N CME 04/30/2004 5,224,127 751,597 433,906 4,472,530 46 DUNAVANT COMMODITY CORP N NYCE 03/31/2004 22,327,868 1,182,624 2,254,668 20,073,200 47 EAGLE MARKET MAKERS INC N CBOT 04/30/2004 2,179,678 306,278 123,469 1,873,400 
SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

May 31, 2004

B/D? DSRO A/O Adjusted Net Capital Risk Based Excess 

Futures Commission Merchant Date Net Capital Requirement Requirement Net Capital S

(4% of Seg, SEC Capital 

(a) (b) or $250,000) (c) (d) 

48 ED &F MAN COMMODITY ADVISORS INC N NFA 04/30/2004 418,944 250,000 0 168,944 49 ELECTRONIC BROKERAGE SYSTEMS LLC N NFA 04/30/2004 2,465,721 250,000 0 2,215,721 50 FARR FINANCIAL INC N NFA 04/30/2004 1,545,148 732,554 314,411 812,594 51 FC STONE LLC N CME 04/30/2004 20,525,563 11,467,626 15,265,851 5,259,712 52 FCT GROUP LLC N CME 04/30/2004 8,249,636 250,000 441,680 7,807,956 53 FIMAT USA INC Y CME 04/30/2004 231,251,914 140,065,473 166,383,222 64,868,692 54 FIRST CAPITOL GROUP LLC N NFA 04/30/2004 2,857,848 1,884,767 1,709,004 973,081 55 FIRST OPTIONS OF CHICAGO INC Y CME 04/30/2004 300,349,973 13,330,552 19,461,042 280,888,931 56 FOREX CAPITAL MARKETS LLC N NFA 04/30/2004 24,984,477 250,000 0 24,734,477 57 FORTIS CLEARING CHICAGO LLC N CBOT 04/30/2004 18,284,083 3,994,968 3,560,705 14,289,115 58 FRIEDBERG MERCANTILE GROUP INC N NFA 04/30/2004 1,842,875 250,000 85,116 1,592,875 59 FRONTIER FUTURES INC N NFA 04/30/2004 1,450,772 695,547 692,242 755,225 60 FUTURES TECH LLC N NFA 04/30/2004 414,265 250,000 0 164,265 61 FX SOLUTIONS LLC N NFA 04/30/2004 926,195 250,000 0 676,195 62 GAIN CAPITAL N NFA 04/30/2004 9,727,902 250,000 0 9,477,902 63 GELBER GROUP LLC N CBOT 04/30/2004 19,842,973 614,571 351,841 19,228,402 64 GFS SECURITIES & FUTURES INC N NFA 04/30/2004 356,636 250,000 0 106,636 65 GILDER GAGNON HOWE AND CO LLC Y NFA 04/30/2004 22,246,813 250,000 0 21,996,813 66 GLOBAL FUTURES & FOREX LTD Y NFA 04/30/2004 8,779,138 2,876,872 0 5,902,266 67 GLOBAL FUTURES LLC N NFA 04/30/2004 375,966 250,000 0 125,966 68 GOLDENBERG HEHMEYER & CO Y CBOT 04/30/2004 10,552,905 2,011,932 1,507,687 8,540,973 69 GOLDMAN SACHS & CO Y CBOT 04/30/2004 3,442,107,075 1,032,083,905 546,471,183 2,410,023,170 70 GREENWICH CAPITAL MARKETS INC Y CBOT 04/30/2004 712,559,000 96,905,480 23,677,600 615,653,520 71 HAGERTY GRAIN CO INC N CBOT 04/30/2004 1,793,342 314,591 113,803 1,478,751 72 HORNBLOWER FISCHER & CO Y NFA 04/30/2004 560,242 250,000 54,153 310,242 73 HOTSPOT FX INC N NFA 04/30/2004 3,220,036 250,000 0 2,970,036 74 HSBC SECURITIES USA INC Y CME 04/30/2004 418,089,433 44,685,333 39,133,430 373,404,100 75 IFSCL USA INC N NFA 04/30/2004 413,988 250,000 1,000 163,988 76 IFX MARKETS INC N NFA 04/30/2004 441,294 250,000 0 191,294 77 INTEGRATED BROKERAGE SERVICES INC N NFA 04/30/2004 1,163,444 250,000 114,977 913,444 78 INTERACTIVE BROKERS LLC Y NFA 04/30/2004 74,623,855 6,694,570 4,297,676 67,929,285 79 INTERNATIONAL COMMODITY CLEARING N NFA 04/30/2004 300,064 250,000 0 50,064 80 INVESTEC (US) INCORPORATED Y NFA 04/30/2004 20,955,574 250,000 0 20,705,574 81 IOWA GRAIN CO N CBOT 04/30/2004 13,777,596 7,208,784 7,877,185 5,900,411 82 ITAU SECURITIES INC Y NFA 04/30/2004 2,687,417 250,000 0 2,437,417 83 JP MORGAN FUTURES INC N NYME 04/30/2004 650,551,577 214,832,406 336,431,512 314,120,065 84 JULIUS BAER SECURITIES INC Y NFA 04/30/2004 17,129,303 2,139,314 0 14,989,989 85 KJW LLC N NFA 04/30/2004 798,841 250,000 0 548,841 86 KOTTKE ASSOCIATES LLC N CBOT 04/30/2004 9,663,458 315,649 287,867 9,347,809 87 LADENBURG THALMANN & CO INC Y NFA 04/30/2004 4,369,016 250,000 0 4,119,016 88 LAWRENCE-BONFITTO TRADING COMPANY N CBOT 04/30/2004 2,536,100 296,238 46,952 2,239,862 89 LBS LIMITED PARTNERSHIP N CBOT 04/30/2004 608,182 250,000 0 358,182 90 LEADER INVESTMENTS INC Y NFA 04/30/2004 395,308 250,000 0 145,308 91 LEGG MASON WOOD WALKER INC Y NYME 04/30/2004 406,081,638 24,233,592 0 381,848,046 92 LEHMAN BROTHERS INC Y CBOT 04/30/2004 2,207,181,000 321,549,480 103,460,520 1,885,631,520 93 LINN GROUP ( THE ) N NFA 04/30/2004 393,291 250,000 0 143,291 94 LINSCO/PRIVATE LEDGER CORP Y NFA 04/30/2004 101,498,147 4,069,428 0 97,428,719 
SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

May 31, 2004

B/D? DSRO A/O Adjusted Net Capital Risk Based Excess 

Futures Commission Merchant Date Net Capital Requirement Requirement Net Capital S

(4% of Seg, SEC Capital 

(a) (b) or $250,000) (c) (d) 

95 LOEB PARTNERS CORPORATION Y NFA 04/30/2004 26,828,339 250,000 0 26,578,339 96 MAN FINANCIAL INC N CME 04/30/2004 215,352,240 125,053,067 171,546,893 43,805,347 97 MARQUETTE ELECTRONIC BROKERAGE LLC N NFA 04/30/2004 863,442 250,000 0 613,442 98 MAXCOR FINANCIAL INC Y NFA 04/30/2004 42,672,260 250,000 0 42,422,260 99 MBF CLEARING CORP N NYME 04/30/2004 7,469,595 2,449,544 1,180,120 5,020,051 

100 MCVEAN TRADING AND INVESTMENTS LLC N NFA 04/30/2004 16,106,277 10,059,898 1,691,414 6,046,379 101 MERRILL LYNCH PIERCE FENNER & SMITH Y CBOT 04/30/2004 2,690,140,477 308,539,583 308,539,583 2,381,600,894 102 MERRILL LYNCH PROFESSIONAL CLEARING CORP Y NFA 04/30/2004 692,285,989 23,877,320 39,637,697 652,648,292 103 MID-CO COMMODITIES INC N NFA 04/30/2004 4,000,603 698,852 1,632,122 2,368,481 104 MITSUI & CO INVESTMENT PRODUTS CORP N NFA 04/30/2004 593,109 250,000 0 343,109 105 MIZUHO SECURITIES USA INC Y CME 04/30/2004 153,384,676 14,130,450 19,796,965 133,587,711 106 MONEY GARDEN CORP N NFA 04/30/2004 3,429,502 250,000 0 3,179,502 107 MORGAN KEEGAN & COMPANY INC Y NFA 04/30/2004 257,540,535 12,729,452 0 244,811,083 108 MORGAN STANLEY & CO INCORPORATED Y CME 04/30/2004 3,133,206,979 840,604,782 227,608,346 2,292,602,197 109 MORGAN STANLEY DW INC Y CBOT 04/30/2004 1,306,331,243 125,561,702 3,805,473 1,180,769,541 110 NATIONAL COMMODITIES CORPORATION INC N NFA 04/30/2004 1,384,558 250,000 123,748 1,134,558 111 NEUBERGER BERMAN LLC Y NFA 04/30/2004 317,726,405 20,499,335 669,804 297,227,070 112 NIKKO SECURITIES CO INTERNATIONAL INC Y NFA 04/30/2004 36,987,423 250,000 0 36,737,423 113 NOMURA SECURITIES INTERNATIONAL INC Y CBOT 04/30/2004 534,041,987 19,215,598 1,127,992 514,826,389 114 OANDA CORPORATION N NFA 04/30/2004 7,342,803 250,000 0 7,092,803 115 OCONNOR & COMPANY LLC Y CBOT 04/30/2004 37,918,923 2,763,748 2,247,104 35,155,175 116 OPEN E CRY LLC N NFA 04/30/2004 474,023 250,000 88,300 224,023 117 OPPENHEIMER & CO INC Y NFA 04/30/2004 191,286,565 20,664,991 0 170,621,574 118 PATTERSON CAPITAL MARKETS LTD N CBOT 04/30/2004 612,542 250,000 0 362,542 119 PAX CLEARING CORPORATION Y CME 04/30/2004 35,724,152 1,208,994 3,639,624 32,084,528 120 PENSON FINANCIAL FUTURES INC N NFA 04/30/2004 434,585 250,000 94,024 184,585 121 PEREGRINE FINANCIAL GROUP INC N NFA 04/30/2004 15,271,710 3,126,233 492,115 12,145,477 122 PERSHING LLC Y CBOT 04/30/2004 1,077,080,000 182,194,120 0 894,885,880 123 PIONEER FUTURES INC N NYME 04/30/2004 8,078,306 4,194,681 2,431,280 3,883,625 124 PIPER JAFFRAY & CO Y NFA 04/30/2004 220,329,733 11,102,299 0 209,227,434 125 PREFERRED TRADE INC Y NFA 04/30/2004 10,710,323 827,124 0 9,883,199 126 PRUDENTIAL EQUITY GROUP LLC Y NFA 04/30/2004 359,432,000 250,000 0 359,182,000 127 PRUDENTIAL FINANCIAL DERIVATIVES LLC N CBOT 04/30/2004 95,977,000 51,746,640 71,289,240 24,687,760 128 QIX FUTURES INC N NFA 04/30/2004 919,113 250,000 0 669,113 129 QUALIFIED LEVERAGE PROVIDERS INC. N NFA 04/30/2004 5,272,177 250,000 0 5,022,177 130 RAND FINANCIAL SERVICES INC N CME 04/30/2004 15,805,812 5,954,392 8,412,626 7,393,186 131 RAYMOND JAMES & ASSOCIATES INC Y NFA 04/30/2004 338,372,167 24,225,595 32,352 314,146,572 132 RBC DAIN RAUSCHER INC Y NFA 04/30/2004 285,214,158 30,549,368 0 254,664,790 133 RBC CAPITAL MARKETS CORPORATION Y CME 04/30/2004 248,773,104 1,500,000 14,743,768 234,029,336 134 REDSKY SECURITIES LLC Y NFA 04/30/2004 588,927 250,000 0 338,927 135 REFCO LLC N CME 04/30/2004 238,288,187 124,306,952 131,529,515 106,758,672 136 RJ OBRIEN ASSOCIATES INC N CME 04/30/2004 56,120,263 33,002,928 36,128,422 19,991,841 137 ROBBINS FUTURES INC N NFA 04/30/2004 434,738 250,000 36,247 184,738 138 ROBECO USA LLC Y NFA 04/30/2004 59,206,233 1,500,000 0 57,706,233 139 ROSENTHAL COLLINS GROUP LLC N CME 04/30/2004 29,864,826 11,374,745 11,086,768 18,490,081 140 ROSENTHAL GLOBAL SECURITIES LLC Y CBOT 04/30/2004 11,051,267 826,125 0 10,225,142 141 SAFEGUARD FINANCIAL HOLDINGS LLC N NFA 04/30/2004 450,427 250,000 0 200,427 
SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

May 31, 2004

B/D? DSRO A/O Adjusted Net Capital Risk Based Excess 

Futures Commission Merchant Date Net Capital Requirement Requirement Net Capital S

(4% of Seg, SEC Capital 

(a) (b) or $250,000) (c) (d) 

142 SANFORD C BERNSTEIN & CO LLC Y NFA 04/30/2004 150,959,538 16,753,046 0 134,206,492 143 SENTINEL MANAGEMENT GROUP INC N NFA 04/30/2004 1,267,193 250,000 0 1,017,193 144 SG COWEN & CO LLC Y NFA 04/30/2004 159,935,800 1,000,000 0 158,935,800 145 SHATKIN ARBOR INC N CBOT 04/30/2004 5,694,365 482,652 128,533 5,211,713 146 SHAY GRAIN CLEARING COMPANY N KCBT 03/31/2004 776,964 250,000 163,640 526,964 147 SHEPARD INTERNATIONAL INC N NFA 04/30/2004 1,852,151 250,000 0 1,602,151 148 SHERWOOD FUTURES GROUP LLC N NFA 04/30/2004 950,709 250,000 0 700,709 149 SMW TRADING COMPANY INC N CME 04/30/2004 7,701,732 401,701 334,200 7,300,031 150 SNC INVESTMENTS INC N NFA 04/30/2004 357,349 250,000 0 107,349 151 SOLID GOLD FINANCIAL SERVICES INC N NFA 04/30/2004 230,369 250,000 0 -19,631 152 SPEAR LEEDS & KELLOG Y NFA 04/30/2004 871,441,054 31,951,196 5,421,377 839,489,859 153 SPENCER FINANCIAL LLC N NFA 04/30/2004 271,345 250,000 0 21,345 154 STEPHENS INC Y NFA 04/30/2004 60,854,883 10,629,996 0 50,224,887 155 STERLING COMMODITIES CORP N NYME 04/30/2004 9,736,018 1,061,490 485,009 8,674,528 156 SWISS AMERICAN SECURITIES INC Y NFA 04/30/2004 73,010,003 5,172,200 0 67,837,803 157 TCA FUTURES LLC N NFA 04/30/2004 418,898 250,000 0 168,898 158 TENCO INC N CBOT 04/30/2004 23,967,049 3,290,279 4,942,509 19,024,540 159 TIMBER HILL LLC Y CME 04/30/2004 438,218,027 2,082,671 4,300,276 433,917,751 160 TOKYO-MITSUBISHI FUTURES USA INC N CME 04/30/2004 13,998,319 250,000 1,734,341 12,263,978 161 TRADELINK LLC Y CBOT 04/30/2004 10,038,327 250,000 752,347 9,285,980 162 TRADESTATION SECURITIES INC Y NFA 04/30/2004 11,966,818 432,386 0 11,534,432 163 TRADITION SECURITIES AND FUTURES INC N NFA 04/30/2004 381,602 250,000 0 131,602 164 TRANSMARKET GROUP LLC Y CBOT 04/30/2004 10,311,077 250,000 0 10,061,077 165 TRILAND USA INC N NYME 04/30/2004 17,131,001 2,155,160 2,367,135 14,763,866 166 UBS FINANCIAL SERVICES INC Y CBOT 04/30/2004 1,302,423,016 216,229,550 24,912,182 1,086,193,466 167 UBS SECURITIES LLC Y CBOT 04/30/2004 2,745,046,835 313,380,085 335,164,498 2,409,882,337 168 UFJ FUTURES LLC N CME 04/30/2004 13,673,166 250,000 2,535,200 11,137,966 169 UNIVERSAL FINANCIAL HOLDING CORP N NFA 04/30/2004 729,984 250,000 200,130 479,984 170 VELOCITY FUTURES LP N NFA 04/30/2004 759,441 407,805 0 351,636 171 VIEWTRADE SECURITIES INC Y NFA 04/30/2004 858,379 379,000 0 479,379 172 VISION LIMITED PARTNERSHIP N NFA 04/30/2004 13,234,663 6,393,051 5,739,488 6,841,612 173 WACHOVIA SECURITIES FINANCIAL NETWORK LLC Y NFA 04/30/2004 18,190,589 1,359,892 0 16,830,697 174 WACHOVIA SECURITIES LLC Y NFA 04/30/2004 811,170,000 64,288,900 0 746,881,100 175 WALL STREET DERIVATIVES INC N NFA 04/30/2004 433,198 250,000 0 183,198 176 WESTMINSTER S&D LTD N NFA 04/30/2004 1,788,142 250,000 0 1,538,142 177 WHITE COMMERCIAL CORPORATION N NFA 04/30/2004 1,761,842 250,000 0 1,511,842 178 XPRESSTRADE LLC N NFA 04/30/2004 3,495,711 250,000 0 3,245,711 179 YORK BUSINESS ASSOCIATES LLC N CBOT 04/30/2004 871,267 250,000 2,989 621,267 

Total 46,429,257,869 7 March Web Page Update 178Additions 2INTERNATIONAL COMMODITY CLEARING SPENCER FINANCIAL LLC
SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

May 31, 2004

B/D? DSRO A/O Adjusted Net Capital Risk Based Excess 

Futures Commission Merchant Date Net Capital Requirement Requirement Net Capital S

(4% of Seg, SEC Capital 

(a) (b) or $250,000) (c) (d) 

Deletions 1UTS WORLD INCName ChangeFrom CARR FUTURES INC to CALYON FINANCIAL INCFrom CREDIT LYONNAIS ROUSE USA LIMITED to CLR (USA) INCFrom SHATKIN ARBOR KARLOV & CO toSHATKIN ARBOR INCApril Web Page Update 179(a): B/D? : A 'Y' means the FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer. (b): DSRO: Designated Self-Regulatory Organization. (c): Risk-based net capital requirement is the sum total of 8% of customer, and 4% of non-customer risk margin for domestic and foreign future accounts (excluding proprietary accounts). The risk based minimum requirement applies to all FCMs which are a member of the National Futures Association was effective 10/31/00.(d): Excess net capital is adjusted net capital, less the greater of the net capital requirement or riskbased requirement. (e): This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on commodity exchanges located in the United States. This is the sum of all accounts that contain a net liquidating equity.(f): This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of the United States. The amount to be set aside for a customer's foreign commodity account may be less than the net liquidating equity in the customer's account. 
SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

May 31, 2004

B/D? DSRO A/O Adjusted Net Capital Risk Based Excess 

Futures Commission Merchant Date Net Capital Requirement Requirement Net Capital S

(4% of Seg, SEC Capital 

(a) (b) or $250,000) (c) (d) 

Note: Any errors in this table should be brought to the attention of the CFTC's Division of Clearing and and Intermediary Oversight via e-mail: fzimmerle@cftc.gov or sgreska@cftc.gov.