alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
SUBMISSION COVER SHEET

Registered Entity Identifier Code (optional) Date: July 22, 2016

I M P O R T A N T: CHECK BOX IF CONFIDENTIAL TREATMENT IS REQUESTED. 

ORGANIZATION ICE Trade Vault, LLC

 FILING AS A: DCM SEF DCO X SDR ECM/SPDC 

TYPE OF FILING

 Rules and Rule Amendments 

 X Certification under § 40.6 (a) or § 41.24 (a)

 “Non-Material Agricultural Rule Change” under § 40.4 (b)(5)

 Notification under § 40.6 (d)

 Request for Approval under § 40.4 (a) or § 40.5 (a)

 Advance Notice of SIDCO Rule Change under § 40.10 (a)

 Products

 Certification under § 39.5(b), § 40.2 (a), or § 41.23 (a)

 Swap Class Certification under § 40.2 (d)

 Request for Approval under § 40.3 (a)

 Novel Derivative Product Notification under § 40.12 (a)

RULE NUMBERS

ICE Trade Vault, LLC Rulebook

DESCRIPTION

ICE Trade Vault, LLC has amended its Rulebook to update Section 4.7 relating to verification 

of single-sided trade data. This amended Rulebook is scheduled to be effective on August 8, 

2016.
#### The People of the State of New York, Respondent, v Paul Leon, Appellant.

Appeal by the defendant from a judgment of the County Court, Westchester County (Colabella, J.), rendered April 8, 1987, convicting him of murder in the second degree (two counts), upon a jury verdict, and imposing sentence.

*640Ordered that the judgment is affirmed.

The defendant’s indictment for, and conviction of, two counts of murder in the second degree, arose out of the brutal killing of an elderly woman and her 49-year-old daughter. Both victims lived in the same apartment building as the defendant. The evidence adduced by the People against the defendant at trial included, *inter alia,*the defendant’s inculpatory statement to a fellow prison inmate, as well as certain physical evidence, i.e., the defendant’s bloody palm print was found on a newspaper in the victims’ apartment. Viewing the evidence in the light most favorable to the People *(see, People v Contes,*60 NY2d 620, 621), we find that it was legally sufficient to establish the defendant’s guilt beyond a reasonable doubt. Moreover, upon the exercise of our factual review power, we are satisfied that the verdict was not against the weight of the evidence *(see,*CPL 470.15 [5]).

On the instant appeal, the defendant argues that he was entitled to a circumstantial evidence charge. We disagree. Initially, it must be noted that this argument was not preserved for appellate review (CPL 470.05 [2]; *People v Wilcher,*121 AD2d 764). In any event, this argument is without merit since the case against the defendant was not based entirely on circumstantial evidence *(see, People v Sanchez,*61 NY2d 1022; *People v Bolina,*146 AD2d 790).

We have reviewed the defendant’s remaining argument, that the imposition of consecutive sentences under the facts at bar constituted cruel and unusual punishment, and find it to be without merit *(People v Farrar,*52 NY2d 302; *People v Suitte,*90 AD2d 80; *People v Sanchez,*131 AD2d 606). Mollen, P. J., Mangano, Kooper and Spatt, JJ., concur. *[See,*134 Misc 2d 757.]
Case 1:07-cv-05903-SAS Document 13 Filed 11/08/2007 Page 1 of 2Case 1:07-cv-05903-SAS Document 13 Filed 11/08/2007 Page 2 of 2
##### 



Exhibit 13.2
 Certification of the Principal Financial Officer of
Quebecor Media Inc.
pursuant to 18 U.S.C. Section 1350,
as adopted pursuant to
Section 906 of the Sarbanes-Oxley Act of 2002
  (1)
    
    The Report fully complies with the requirements of section 13(a) or 15(d) of the
Securities Exchange Act of 1934, as amended; and(2)
    
    The information contained in the Report fairly presents, in all material
respects, the financial condition and results of operations of the Company.
  /s/
Louis MorinName:
    Louis MorinTitle:
    Vice President and Chief Financial Officer The foregoing certification is being furnished solely pursuant to section 906 of the
Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of section 1350, chapter 63 of title 18, United
States Code) and is not being filed as part of the Report or as a separate disclosure document.
# C_2017369EN.01001902.xml

| 30.10.2017 | EN | Official Journal of the European Union | C 369/19 |
| --- | --- | --- | --- |

30.10.2017

EN

Official Journal of the European Union

C 369/19

---

Order of the President of the General Court of 3 July 2017 — Proximus v Council

(Case T-117/17 R)

((Interim measures - Public procurement - Negotiated procedure - Application for interim measures - No urgency))

(2017/C 369/29)

Language of the case: English

Parties

Parties

Applicant: Proximus SA/NV (Brussels, Belgium) (represented by: B. Schutyser, lawyer)

Applicant:

Defendant: Council of the European Union (represented by: A. Jaume and S. Cholakova, acting as Agents, and by P. de Bandt, P. Teerlinck and M. Gherghinaru, lawyers)

Defendant:

Re:

Re:

Application pursuant to Articles 278 and 279 TFEU for the grant of interim measures, (i), suspending implementation of the decision of the Council to award the framework contract to another tenderer and, (ii), suspending the implementation of the framework contract concluded between the Council and the successful tenderer.

Operative part of the order

Operative part of the order

| 1. | The application for interim measures is dismissed. |
| --- | --- |

1.

The application for interim measures is dismissed.

| 2. | The costs are reserved. |
| --- | --- |

2.

The costs are reserved.

---
I Tradition

TRADITION SEF, Inc.

April 17, 2015
VIA E-MAIL (submissions@eftc.gov

Mr. Christopher Kirkpatrick

Secretary

Commodity Futures Trading Commission
Three Lafayette Centre

1155 21st Street, N.W.

Washington, D.C. 20581

RE: CFTC Regulation 40.6(a) Certification. Notification of Revisions to the Tradition SEF,
Inc.’s Trad-X Interest Rate Swap (IRS) Trading Platform Supplement.
Tradition SEF Submission No. 2015-05.

Dear Mr. Kirkpatrick:

Pursuant to Section Se(c) of the Commodity Exchange Act, as amended (the “Act”), and Commodity
Futures Trading Commission (““CFTC” or the “Commission”) Regulation 40.6(a), Tradition SEF, Inc.
(“Tradition SEF”) hereby notifies the Commission that it is revising its Trad-X Interest Rate Swap (IRS)
trading platform supplement (the “Platform Supplement”), effective April 24, 2015.

Tradition SEF Rule 529(b)(3) (Crossing of Prearranged, Pre-Negotiated, and Noncompetitive
Transactions Prohibited) stipulates a market exposure time period of fifteen (15) seconds for crossing
transactions, unless such shorter time is specified in a platform supplement. Currently, Platform
Supplement Rule $1-302 reduces such market exposure time period to five (5) seconds for interest rates
swaps trading on the Trad-X Platform. Pursuant to the request of the Commission’s staff, the market
exposure period of five (5) seconds for interest rates swaps in Platform Supplement Rule $1-302 is being
increased from five (5) seconds to fifteen (15) seconds. There are no further revisions to the Platform
Supplement.

Tradition SEF hereby certifies that the revision to the Platform Supplement complies with the Commodity
Exchange Act and the Commission’s regulations promulgated thereunder. No substantive opposing
views were expressed that were not incorporated into the rule amendments. Tradition SEF hereby
certifies that it has posted a notice of pending certification with the Commission and a copy of the
submission on its website (see, http://www.traditionsef.com/news/), concurrent with the filing of this
submission with the Commission.

Tradition SEF, Inc., 255 Greenwich Street, 4" floor, New York, NY 10007
212 791 4500 www.traditionsef.com


4S Tradition

TRADITION SEF, Inc.

Should you require additional information related to this submission, please contact the undersigned at
(212) 377-2337 or scot.halvorsen@tradition.com. Please reference Tradition SEF Submission No. 2015-
05 in any related correspondence.

Senior Regulatory Counsel

Tradition SEF, Inc., 255 Greenwich Street, 4” floor, New York, NY 10007
212 791 4500 www.traditionsef.com
Exhibit 32.1



CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350,

AS ADOPTED PURSUANT TO

SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002



In connection with the Annual Report of Nationwide Life
Insurance Company (the Company) on Form 10-K for the period ending December 31, 2004 as filed with the Securities and Exchange Commission on the date hereof (the Report), I, W.G. Jurgensen, Chief Executive Officer of the
Company, certify, pursuant to 18 U.S.C. §1350, as adopted pursuant to §906 of the Sarbanes-Oxley Act of 2002, to the best of my knowledge, that:



| | (1) | The Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and
| | --- | ---------------------------------------------------------------------------------------------------------------------



| | (2) | The information contained in the Report fairly presents, in all material respects, the financial condition and result of operations of the Company.
| | --- | ---------------------------------------------------------------------------------------------------------------------------------------------------



March 1, 2005



|                              
|------------------------------
|/s/ W.G. Jurgensen            
|Name: W.G. Jurgensen          
|Title: Chief Executive Officer



A signed original of
this written statement required by Section 906 has been provided to Nationwide Life Insurance Company and will be retained by Nationwide Life Insurance Company and furnished to the Securities and Exchange Commission or its staff upon request.
Case 1:07-cv-05376-AKH     Document 7      Filed 09/06/2007     Page 1 of 2

Case 1:07-cv-05376-AKH     Document 7      Filed 09/06/2007     Page 2 of 2
# C_2005178EN.01000501.xml

| 20.7.2005 | EN | Official Journal of the European Union | C 178/5 |
| --- | --- | --- | --- |

20.7.2005

EN

Official Journal of the European Union

C 178/5

---

Communication under Article 3(1) of Commission Decision 94/442/EC of 1 July 1994 setting up a conciliation procedure in the context of the clearance of the accounts of the European Agricultural Guidance and Guarantee Fund (EAGGF) Guarantee Section

(2005/C 178/04)

The Commission has renewed the term of office of the following members of the Conciliation Body for one year from 1 August 2005 to 31 July 2006:

| | Mr Peter KEEMER |
| --- | --- |

Mr Peter KEEMER

| | Mr José Luis SAENZ GARCIA-BAQUERO. |
| --- | --- |

Mr José Luis SAENZ GARCIA-BAQUERO.

---
An LSEG Business

LCH | 10 Paternoster Square | London EC4M 7LS | T: +44 (0)20 7426 7000 | F: +44 (0)20 7426 7001 | lch.com

LCH Group Holdings Limited | LCH Limited | Banque Centrale de Compensation | LCH.Clearnet LLC

LCH Limited. Registered in England No. 25932 Registered Office: 10 Paternoster Square, London, EC4M 7LS

VIA CFTC Portal

Mr Christopher Kirkpatrick

Commodity Futures Trading Commission

1155 21st Street NW

Three Lafayette Centre

Washington DC 20581

16 January 2023

Subject: Weekly Notification of Rule Amendment for the Week of 16 January 2023

Dear Mr Kirkpatrick,

Please accept this notification pursuant to CFTC regulation § 40.6(d) of the below-described changes 

to the LCH Limited (“LCH”) London Deposit Rate (“LDR”) and RepoClear Deposit Rate (“RDR”).

The RDR is applicable to cash balances held on RepoClear service accounts. The FCM London 

Deposit Rate is applicable to cash balances held on SwapClear client FCM accounts. The Client 

Deposit Rate is applicable to cash balances held on SwapClear and ForexClear client accounts. The 

LDR is applicable to all other cash balances (excluding the default fund).

The changes recommended by the LCH Spread and Accommodation Review Group were approved 

by the LCH CEO and are as follows:

RDR changes

CCY Benchmark Spread Change / No Change Period

EUR €STR 63.0bp Change from (68.0bp) 20 January 2023 onwards

GBP SONIA 35.0bp No Change 20 January 2023 onwards

USD FedFunds 33.0bp No Change 20 January 2023 onwards

LDR changes

CCY Benchmark Spread Change / No Change Period

EUR €STR 63.0bp Change from (68.0bp) 20 January 2023 onwards

GBP SONIA 35.0bp No Change 20 January 2023 onwards

USD FedFunds 33.0bp No Change 20 January 2023 onwards

CHF SARON 45.0bp No Change 20 January 2023 onwards

These changes will be notified via circular to clearing members in advance of the effective date.

No change is required to the LCH Rulebook.

Should you have any questions regarding this submission please contact me at 

ebba.andersson1@lseg.com. 

Yours sincerely,
An LSEG Business

LCH | 10 Paternoster Square | London EC4M 7LS | T: +44 (0)20 7426 7000 | F: +44 (0)20 7426 7001 | lch.com

LCH Group Holdings Limited | LCH Limited | Banque Centrale de Compensation | LCH.Clearnet LLC

LCH Limited. Registered in England No. 25932 Registered Office: 10 Paternoster Square, London, EC4M 7LS

Ebba Andersson

Senior Compliance Officer, LCH Limited
BRILL & MEISEL 

Mark N. Axinn (MA-4958) 

845 Third Ave., 16

New York, New York 10022 

Attorneys for Defendants Jerry Jacobs, 

G:\358BWAY\2nd Discrim Lit\MA notice of appearance.doc 

th Floor 

(212) 753-5599 

Alan Rosen and 358 Broadway LLC

UNITED STATES DISTRICT COURT 

SOUTHERN DISTRICT OF NEW YORK 

----------------------------------------------------------------------X 

ASHLEY GRANATA and AUTUMN DEVA : 

GINSBURG, : 

: 

Plaintiffs, : Case No. 07 CV 5830 (CM) 

: (electronically filed) 

v. : 

: NOTICE OF APPEARANCE

JERRY JACOBS, ALAN ROSEN, : 

358 BROADWAY LLC, and 358 BROADWAY : 

REALTY, LLC, : 

: 

Defendants. : 

----------------------------------------------------------------------X 

To the Clerk of this court and all parties of record: 

PLEASE TAKE NOTICE that the undersigned firm hereby appears in this action on behalf of 

the defendants Jerry Jacobs, Alan Rosen and 358 Broadway LLC and demands that a copy of all 

papers and proceedings be directed to the address listed below. I hereby certify that I am admitted 

to practice in this court. 

Dated: New York, New York 

 July 9, 2007 

BRILL & MEISEL

Attorneys for Defendants 

Jerry Jacobs, Alan Rosen and 

358 Broadway LLC

By:_/S________________________ 

 Mark N. Axinn (MA-4958) 

 845 Third Avenue, 16th Floor 

 New York, New York 10022 

(212) 753-5599 

Case 1:07-cv-05830-CM Document 9 Filed 07/10/2007 Page 1 of 1
Document Headings

                    Document headings vary by document type but may contain                    the following:                  
                -                       the agency or agencies that issued and signed a document                    
                -                       the number of the CFR title and the number of each part                      the document amends, proposes to amend, or is directly                      related to                    
                -                       the agency docket number / agency internal file number                    
                -                       the RIN which identifies each regulatory action listed in                      the Unified Agenda of Federal Regulatory and Deregulatory                      Actions                    

                    See the                                          Document Drafting Handbook                                        for more details.                  

###### Department of Transportation

###### Federal Railroad Administration 

# AGENCY:

Federal Railroad Administration (FRA), Department of Transportation (DOT). 

# ACTION:

Notice of availability of funds inviting applications for credit assistance for major surface transportation projects. 

# SUMMARY:

                        Elsewhere in today's                         **Federal Register**                        , the Federal Highway Administration (FHWA) published a notice announcing the availability of Transportation Infrastructure Finance and Innovation Act (TIFIA) assistance and inviting applicants to submit applications for credit assistance for major surface transportation projects. The TIFIA authorizes the Department of Transportation (DOT) to provide credit assistance in the form of secured (direct) loans, lines of credit, and loan guarantees to public and private sponsors of eligible surface transportation projects. Highway, passenger rail, transit, and “intermodal” projects (including intelligent transportation systems) may receive credit assistance under the TIFIA. Interested persons should review the FHWA Notice in today's                         **Federal Register**                         for further information.                     

# FOR FURTHER INFORMATION CONTACT:

Ms. Joanne McGowan, Office of Passenger and Freight Services, Freight Program Division, (202) 493-6390. 

(Authority: 23 U.S.C. 181-189; 49 CFR 1.49)

Issued on: May 8, 2001. 

S. Mark Lindsey, 

Acting Deputy Administrator. 

[FR Doc. 01-12547 Filed 5-17-01; 8:45 am] 

BILLING CODE 4910-06-P
NOTICE TO CLERK OF COURT: Please accept this Initiating Complaint as an initial pleading 

pursuant to CMO __, dated ____________, of Hon. Alvin K. Hellerstein in In Re World Trade 

Center Lower Manhattan Disaster Site Litigation, 21 MC 102 (AKH). 

UNITED STATES DISTRICT COURT 

SOUTHERN DISTRICT OF NEW YORK 

--------------------------------------------------------------X 

 

IN RE WORLD TRADE CENTER LOWER 

MANHATTAN DISASTER SITE LITIGATION 

 

--------------------------------------------------------------X 

21 MC 102 (AKH) 

--------------------------------------------------------------X 

XXXXX, 

 Plaintiff(s), 

 -againstXXXXX, 

 Defendants. 

--------------------------------------------------------------X 

 XX Civ. XXXX (AKH) 

INITIATING COMPLAINT

Pursuant to Case Management Order No. __ (“CMO __”) dated June __, 2007 by Hon. 

Alvin K. Hellerstein, U.S.D.J., in In Re World Trade Center Lower Manhattan Disaster Site 

Litigation, 21 MC 102 (AKH), Plaintiff(s) hereby submit this Initiating Complaint against the 

above named Defendants and state: 

1. Plaintiff ____________ (XXXX) [Å last 4 digits of social security number] 

currently resides at ______________. 

2. Plaintiff(s) have a claim for injury against the Defendants named above that 

would be encompassed within the scope of the In Re World Trade Center Lower Manhattan 

Disaster Site Litigation, 21 MC 102 (AKH). 

3. Plaintiffs will file a fully complete Check-Off Complaint under this docket 

number within 30 days of the filing of this Initiating Complaint. 

Case 1:07-cv-05561-AKH Document 2-4 Filed 06/29/2007 Page 1 of 2
NOTICE TO CLERK OF COURT: Please accept this Initiating Complaint as an initial pleading 

pursuant to CMO __, dated ____________, of Hon. Alvin K. Hellerstein in In Re World Trade 

Center Lower Manhattan Disaster Site Litigation, 21 MC 102 (AKH). 

Dated: _____ __, 200X 

{law firm name} 

Attorney(s) for 

Plaintiff(s)_______________________ 

By: ________ 

 {name} 

{law firm address} 

Telephone: _______________ 

Case 1:07-cv-05561-AKH Document 2-4 Filed 06/29/2007 Page 2 of 2
Case 7:07-cv-05947-CLB Document 2 Filed 06/28/2007 Page 1 of 4Case 7:07-cv-05947-CLB Document 2 Filed 06/28/2007 Page 2 of 4Case 7:07-cv-05947-CLB Document 2 Filed 06/28/2007 Page 3 of 4Case 7:07-cv-05947-CLB Document 2 Filed 06/28/2007 Page 4 of 4
Certification Pursuant to
18 U.S.C. Section 1350,
as Adopted Pursuant to
Section 906 of the Sarbanes-Oxley Act of 2002
  Date:  February 26, 2010
    /s/ Ron ZwanzigerRon ZwanzigerChief Executive OfficerDate:  February 26, 2010
    /s/ David TeitelDavid TeitelChief Financial Officer A signed original of this written statement required by Section 906, or other document
authenticating, acknowledging, or otherwise adopting the signatures that appear in typed form
within the electronic version of this written statement required by Section 906, has been provided
to the Company and will be retained by the Company and furnished to the Securities and Exchange
Commission or its staff upon request.
Thomson Reuters (SEF) LLC

3 Times Square – 20th Floor

New York, NY 10036

www.refinitiv.com

1

February 17, 2021

SUBMITTED VIA PORTAL

Commodity Futures Trading Commission 

Three Lafayette Centre 

1155 21st Street, NW 

Washington, DC 20581 

Re: Submission 21-01-A: Refinitiv US SEF LLC – Amendments to Rulebook

Ladies and Gentlemen:

Pursuant to Commodity Futures Trading Commission (the “Commission”) Regulation 40.6(a), 

Refinitiv US SEF LLC (“RSEF”) hereby self-certifies the amendments to its Rulebook identified 

in Exhibit A. The Rulebook has been amended in order to reflect certain new requirements 

related to error trades under Commission Regulation 37.9(e). The amended Rulebook will 

become effective on March 4, 2021.

A concise explanation and analysis of the amendments to the Rulebook and their compliance 

with applicable provisions of the Commodity Exchange Act (the “CEA”) is attached hereto as 

Exhibit A, and the amendments showing changes against the version submitted to the 

Commission in Submission 20-03-A on November 20, 2020, is attached hereto as Exhibit B.

RSEF hereby certifies that: (i) the amended Rulebook complies with the CEA and the 

Commission’s regulations thereunder, and (ii) a notice and copy of this submission is being 

concurrently posted on RSEF’s website. No substantive opposing views were expressed with 

respect to the amendments to the Rulebook.

Please contact me using the information below if you have any questions regarding these 

amendments to the Rulebook.

Michael W. Rooney

3 Times Square – 20th Floor

New York, NY 10036

Phone: (646) 223-7397

Email: Michael.w.rooney@refinitiv.com
2

Sincerely, 

Michael W. Rooney

Chief Compliance Officer

cc: Nancy Markowitz, Deputy Director, Division of Market Oversight, Exchange and Data

Repository Branch

Jasmine Lee, Special Counsel, Division of Market Oversight

(Commodity Futures Trading Commission)
3

EXHIBIT A

Explanation and Analysis of Material Amendments

Summary: The Rulebook has been amended in order to reflect certain new 

requirements related to post-trade name give-up under Commission Regulation 37.9(e). The

amended Rulebook showing changes against the version submitted to the Commission in

Submission 20-03-A on November 20, 2020, is attached hereto as Exhibit B.

Capitalized terms used but not otherwise defined herein have the meanings assigned to

them in the Rulebook.

Amendment and Explanation Relevant Law, Regulation or

Guidance

Rule 513(a)

Added new subsection (1) to clarify the procedure for 

correcting Error Trades by executing a Correcting Trade (for 

Transactions that were rejected from clearing) or an offsetting 

trade (for Transactions that were accepted for clearing).

Core Principle 2

Rule 707(a)

Revise reference to former CFTC Regulation 37.9(d) to refer 

instead to new CFTC Regulation 37.9(f).

Core Principle 2
4

EXHIBIT B

Rulebook Amendments
December 2, 2022

Re: Weekly Notification of Rule Amendments 

– Updates to Risk Parameters Established by 

ICC Pursuant to Section 5c(c)(1) of the 

Commodity Exchange Act and Commission 

Regulation 40.6(d)

VIA ELECTRONIC PORTAL

Mr. Christopher Kirkpatrick

Secretary

Commodity Futures Trading Commission

Three Lafayette Centre

1155 21st Street, NW

Washington, D.C. 20581

Dear Mr. Kirkpatrick:

ICE Clear Credit (“ICC”) hereby submits, pursuant to Section 5c(c)(1) of the Commodity Exchange Act and 

Commodity Futures Trading Commission (“Commission”) Regulation 40.6(d), a notification of changes to 

risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group 

and/or Risk Working Group. ICC is registered with the Commission as a derivatives clearing organization.

The purpose of this notification is to report any changes to the risk parameters established by ICC. During 

the week ending December 2, 2022, changes were made to the following parameters: 

• recovery rates for a North American risk factor

ICC has posted a copy of this submission on its website concurrent with this filling. 

ICC would be pleased to respond to any questions the Commission or the staff may have regarding this 

submission. Please direct any questions or requests for information to the attention of the undersigned at 

eric.nield@ice.com or (312) 836-6742.

Sincerely,

Eric Nield

General Counsel