ICE Trade Vault Service and Pricing Schedule: 

Credit Asset Class

The following fee structure for ICE Trade Vault is applicable to the reporting of data in respect of swaps (as defined 

in the Dodd-Frank Act) (“Swaps”) in the Credit Asset Class to the ICE SDR Service:

 ICE Trade Vault will impose no fees on Swaps in the Credit Asset Class reported through May 31, 2013 

("Credit Fee Holiday"). The Credit Fee Holiday applies to Swaps reported pursuant to the CFTC Regulations 

set forth in 17 CFR § 43, 45, and 46.

 After the Credit Fee Holiday expires, Repository Fees will be charged based on a published rate per quantity 

unit for each market type in the Credit Asset Class. The Repository Fee rates for the Credit Asset Class are 

set forth in Annex A.

 Repository Fees for the Credit Asset Class will be assessed upon acceptance of the initial trade record for a

Swap by the SDR and will be charged as follows:

o Cleared Swap or Cleared Option – A Repository Fee will be charged to the Derivatives Clearing 

Organization (“DCO”) that cleared the Swap or Option;

o Uncleared/Bilateral Swap or Uncleared/Bilateral Option – A Repository Fee will be charged to each

Participant that is a party to the Trade, except that only the party that is not the designated 

reporting party under CFTC Regulations will be charged in the case of a voluntary supplemental 

report (as such term is used in Part 45 of the CFTC Regulations).

 The minimum monthly invoice per Participant will be $150 for the Credit Asset Class. In a given month, each 

Participant or DCO shall be invoiced the greater of (i) the total of all Repository Fees incurred by Participant 

or DCO in respect of Swaps in the Credit Asset Class, or (ii) $150. The minimum monthly invoice only applies 

to Participants who have open positions in the Credit Class in the SDR. 

 No rebates, share of profits, or dividends will be paid to any Participant or group of Participants.

 No additional fees will be assessed by ICE Trade Vault for storing trade data, processing life-cycle events, 

valuations, supporting upgrades, integrating and maintaining APIs or help desk assistance. 

 ICE Trade Vault will only assess fees as detailed above, and there will be no “hidden fees” associated with 

ICE Trade Vault. All fees charged by ICE Trade Vault are uniform, equitable and non-discriminatory. 

 No fees will be assessed by ICE Trade Vault for the transfer of Swaps in the Credit Asset Class which were 

previously reported to another SDR. For the avoidance of doubt, any Swaps in the Credit Asset Class 

reported after the transfer date will be invoiced in accordance to this Fee Schedule.
Service and Pricing Schedule

Annex A: Repository Fees for the Credit Asset Class

Set forth below are the Repository Fee Rates to be applied upon acceptance of an initial trade record in respect of 

Swaps in the Credit Asset Class to the ICE SDR Service:

CREDIT ASSET CLASS

Repository Fee rates for the Credit Asset Class after the expiration of the Credit Fee Holiday will be as follows:

Contract Type Cleared Swap Rate Cleared Option Rate

Single name corporate & sovereigns $1.13 per $1mm notional $1.13 per $1mm notional

Index $0.45 per $1mm notional $0.45 per $1mm notional

Contract Type Uncleared/Bilateral Swap Uncleared/Bilateral Option

Single name corporate & sovereigns $1.13 per $1mm notional $1.13 per $1mm notional

Index $0.45 per $1mm notional $0.45 per $1mm notional
ICE Trade Vault Service and Pricing Schedule:

Commodity Asset Class

The following fee structure for ICE Trade Vault is applicable to the reporting of data in respect of swaps in the 

Commodity Asset Class to the ICE SDR Service:

 ICE Trade Vault will impose no fees on Swaps in the Commodity Asset Class reported through August 31, 

2013 ("Commodity Fee Holiday"). The Commodity Fee Holiday applies to Swaps reported pursuant to the 

CFTC Regulations set forth in 17 CFR § 43, 45, and 46.

 After the relevant Commodity Fee Holiday expires, Repository Fees will be charged based on a published 

rate per quantity unit for each market type in the Commodity Asset Class. The Repository Fee rates for the 

Commodity Asset Class are set forth in Annex B. Repository Fees for the Commodity Asset Class will be 

assessed upon acceptance of the initial trade record for a Swap by the SDR and will be charged as follows:

o Uncleared/Bilateral Swap or Uncleared/Bilateral Option – A Repository Fee will be charged to each 

Participant that is a party to the Trade, regardless of their reporting party designation under CFTC 

Regulations. Except that, in the case of a voluntary supplemental report (as such term is used in 

Part 45 of the CFTC Regulations), only the party submitting the voluntary supplemental report will 

be charged;

o Cleared Swap or Cleared Option – A Repository Fee will be charged to each Participant that is a 

party to the Trade, regardless of their reporting party designation under CFTC Regulations; and

o Exchange For Related Position (“EFRP”) – No Repository Fee will be charged to Participants that are 

a party to the EFRP.

 The minimum monthly invoice per Participant will be $375 for the Commodity Asset Class. In a given 

month, each Participant shall be invoiced the greater of (i) the total of all Repository Fees incurred by 

Participant in respect of the Commodity Asset Class, or (ii) $375. The minimum monthly invoice only applies 

to Participants who have open positions in the Commodity Asset Class in the SDR. 

 The maximum monthly invoice (“Cap”) per Participant will be $44,500 for the Commodity Asset Class. In a 

given month, no fee will be due to ICE Trade Vault above this amount in respect of the Commodity Asset 

Class. 

 No rebates, share of profits, or dividends will be paid to any Participant or group of Participants.

 No additional fees will be assessed by ICE Trade Vault for storing trade data, processing life-cycle events, 

valuations, supporting upgrades, integrating and maintaining APIs or help desk assistance. 

 ICE Trade Vault will only assess fees as detailed above, and there will be no “hidden fees” associated with 

ICE Trade Vault. All fees charged by ICE Trade Vault are uniform, equitable and non-discriminatory. 

 No fees will be assessed by ICE Trade Vault for the transfer of Swaps in the Commodity Asset Class which 

were previously reported to another SDR. For the avoidance of doubt, any Swaps in the Commodity Asset 

Class reported after the transfer date will be invoiced in accordance to this Fee Schedule.
Service and Pricing Schedule

Annex B: Repository Fees for the Commodity Asset Class

Set forth below are the Repository Fee Rates to be applied upon acceptance of an initial trade record in respect of 

Swaps in the Commodity Asset Class to the ICE SDR Service:

OTHER COMMODITY ASSET CLASS

Uncleared/Bilateral Swap, Uncleared/Bilateral Option, Cleared Swap or Cleared Option :

Market Type Quantity Unit/Notional Unit Rate when Contract Type 

= Swap or Forward

Rate when Contract Type 

= Option or Swaption

COMMODITY INDEX CAD $0.00058 $0.00087

COMMODITY INDEX EUR $0.00078 $0.0012

COMMODITY INDEX GBP $0.00091 $0.0014

COMMODITY INDEX INDEX LEVEL $0.00000011 $0.00000017

COMMODITY INDEX ETF LEVEL $0.000028 $0.000042

COMMODITY INDEX USD $0.0000011 $0.0000017

CONTINENTAL 

FINANCIAL NATURAL 

GAS

MWH $0.00034 $0.00051

CONTINENTAL 

FINANCIAL POWER MWH $0.00062 $0.00093

CONTINENTAL 

PHYSICAL NATURAL 

GAS

MWH $0.00034 $0.00051

CONTINENTAL 

PHYSICAL POWER MWH $0.00062 $0.00093

EMISSIONS CALIFORNIA CARBON 

ALLOWANCES $0.00030 $0.00045

EMISSIONS CAR $0.00025 $0.00038

EMISSIONS CFI $0.00025 $0.00038

EMISSIONS CRE $0.00032 $0.00048

EMISSIONS

CROSS STATE AIR POLLUTION 

RULE TR NOX ANNUAL 

ALLOWANCE

$0.12 $0.18

EMISSIONS

CROSS STATE AIR POLLUTION 

RULE TR NOX OZONE SEASON 

TRADING PROGRAM 

ALLOWANCE

$0.12 $0.18
EMISSIONS

CROSS STATE AIR POLLUTION 

RULE TR SO2 GROUP 1 

ALLOWANCE

$0.024 $0.036

EMISSIONS

CROSS STATE AIR POLLUTION 

RULE TR SO2 GROUP 2 

ALLOWANCE

$0.024 $0.036

EMISSIONS CRT $0.00025 $0.00038

EMISSIONS ERU $0.00032 $0.00048

EMISSIONS EU ALLOWANCE $0.00032 $0.00048

EMISSIONS EU CREDIT $0.00032 $0.00048

EMISSIONS EUAA $0.00032 $0.00048

EMISSIONS MT $0.00025 $0.00038

EMISSIONS MWH REPRESENTING 

CONNECTICUT CLASS 1 RECS $0.0020 $0.0030

EMISSIONS MWH REPRESENTING 

MASSACHUSETTS CLASS 1 RECS $0.0020 $0.0030

EMISSIONS MWH REPRESENTING NEW 

JERSEY CLASS 1 RECS $0.0010 $0.0015

EMISSIONS REGIONAL GREENHOUSE GAS 

INITIATIVE $0.00010 $0.00015

EMISSIONS SFI 0.0040 0.0060

EMISSIONS TON $0.00010 $0.00015

FINANCIAL 

AGRICULTURES BU 0.000053 0.000079

FINANCIAL 

AGRICULTURES CWT $0.00066 $0.0010

FINANCIAL 

AGRICULTURES KG $0.000015 $0.000022

FINANCIAL 

AGRICULTURES LBS $0.0000066 $0.0000098

FINANCIAL 

AGRICULTURES MT $0.015 $0.022

FINANCIAL 

AGRICULTURES ST $0.0026 $0.0039

FINANCIAL COAL MT $0.000072 $0.00011

FINANCIAL COAL ST $0.000072 $0.00011

FINANCIAL NATURAL 

GAS MMBTU $0.000021 $0.000031

FINANCIAL NATURAL 

GAS 10,000 USD $0.000030 $0.000045

FINANCIAL NATURAL 

GAS BCF $0.000000000021 $0.000000000031
FINANCIAL NATURAL 

GAS GJ $0.000080 $0.00012

FINANCIAL NATURAL 

GAS LIQUIDS BBL $0.00032 $0.00049

FINANCIAL NATURAL 

GAS LIQUIDS GAL $0.0000077 $0.0000116

FINANCIAL NATURAL 

GAS LIQUIDS LBS $0.0000013 $0.0000019

FINANCIAL NATURAL 

GAS LIQUIDS MT $0.0028 $0.0042

FINANCIAL OIL BBL $0.00013 $0.00020

FINANCIAL OIL GAL $0.000003 $0.000005

FINANCIAL OIL KL $0.000021 $0.000032

FINANCIAL OIL MT 0.0011 0.0016

FINANCIAL OIL CUBIC METERS $0.000892 $0.0014

FINANCIAL POWER MW $0.015 $0.023

FINANCIAL POWER MWH $0.00064 $0.00096

FINANCIAL POWER KW $0.000015 $0.000023

FREIGHT CHARTER DAY $0.48 $0.71

FREIGHT MT $0.00035 $0.00053

FREIGHT WORLDSCALE POINTS $0.00035 $0.00053

METALS DMT 0.0020 0.0030

METALS FTO $0.00013 $0.00020

METALS LBS $0.00000076 $0.0000011

METALS MT $0.0017 $0.0025

METALS T/O $0.000000052 $0.000000078

PHYSICAL CRUDE OIL BBL $0.00013 $0.00020

PHYSICAL CRUDE OIL CUBIC METERS $0.00085 $0.00127

PHYSICAL CRUDE OIL GAL $0.0000032 $0.0000048

PHYSICAL NATURAL 

GAS GJ $0.000080 $0.00012

PHYSICAL NATURAL 

GAS MMBTU $0.000021 $0.000031

PHYSICAL NATURAL 

GAS LIQUIDS BBL $0.00032 $0.00049

PHYSICAL NATURAL 

GAS LIQUIDS CUBIC METERS $0.0000032 $0.0000048

PHYSICAL NATURAL 

GAS LIQUIDS GAL $0.0000077 $0.000012

PHYSICAL NATURAL 

GAS LIQUIDS LBS $0.0000013 $0.0000019

PHYSICAL POWER MWH $0.00064 $0.00096
PHYSICAL REFINED 

PRODUCTS BBL $0.00013 $0.00020

PHYSICAL REFINED 

PRODUCTS GAL $0.0000032 $0.0000048

UK FINANCIAL 

NATURAL GAS THERMS $0.0000021 $0.0000031

UK FINANCIAL 

NATURAL GAS MMBTU $0.0000021 $0.0000031

UK FINANCIAL POWER MWH $0.00024 $0.00036

UK PHYSICAL NATURAL 

GAS THERMS $0.0000021 $0.0000031

UK PHYSICAL POWER MWH $0.00024 $0.00036

WEATHER INDEX POINT $0.016 $0.024

All EXOTIC

– Per Trade Fee $16.00 $16.00