SELECTED FCM FINANCIAL DATA AS OF 

July 31, 2005

FROM REPORTS FILED BY 

August 31, 2005

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital 

(a) (b) (c) (d) 

1 ABN AMRO INCORPORATED Y CBOT 07/31/2005 243,041,158 174,775,037 68,266,121 2 ABN AMRO SAGE CORPORATION Y NFA 07/31/2005 94,133,054 250,000 93,883,054 3 ADM INVESTOR SERVICES INC N CBOT 07/31/2005 98,387,532 33,568,339 64,819,193 4 ADVANTAGE FUTURES LLC N CME 07/31/2005 9,791,295 2,117,237 7,674,058 5 ADVEST INC Y NFA 07/31/2005 55,310,492 1,000,000 54,310,492 6 AG EDWARDS & SONS INC Y CBOT 07/31/2005 679,994,976 43,454,658 636,540,318 7 AIG CLEARING CORPORATION N NYME 07/31/2005 183,494,665 22,742,131 160,752,534 8 ALARON TRADING CORPORATION N CME 07/31/2005 3,776,802 2,250,952 1,525,850 9 ALPHA FOREIGN EXCHANGE GROUP LLC N NFA 07/31/2005 369,250 250,000 119,250 

10 AMERICAN MUTUAL HOLDING CORPORATION N NFA 07/31/2005 437,133 250,000 187,133 11 AMERICAN NATIONAL TRADING CORP N NFA 07/31/2005 1,502,876 483,748 1,019,128 12 BACERA CORPORATION N NFA 07/31/2005 687,834 250,000 437,834 13 BANC OF AMERICA FUTURES INCORPORATED Y CME 07/31/2005 79,694,655 49,105,734 30,588,921 14 BARCLAYS CAPITAL INC Y NYME 07/31/2005 774,893,330 223,737,024 551,156,306 15 BATTERY ASSET MANAGEMENT LLC N NFA 07/31/2005 782,065 250,000 532,065 16 BEAR STEARNS & CO INC Y NFA 07/31/2005 1,737,969,233 77,855,234 1,660,113,999 17 BEAR STEARNS SECURITIES CORP Y CME 07/31/2005 3,940,272,944 1,110,716,019 2,829,556,925 18 BIELFELDT & COMPANY LLC N CBOT 07/31/2005 405,247 250,000 155,247 19 BNP PARIBAS COMMODITY FUTURES INC N NYME 07/31/2005 77,512,516 35,973,315 41,539,201 20 BNP PARIBAS SECURITIES CORP Y CBOT 07/31/2005 336,834,223 13,690,235 323,143,988 21 C CZARNIKOW SUGAR FUTURES INC N NFA 07/31/2005 1,663,351 250,000 1,413,351 22 CADENT FINANCIAL SERVICES LLC N CME 07/31/2005 3,505,743 1,223,553 2,282,190 23 CAL FINANCIAL CORPORATION N NFA 07/31/2005 389,436 250,000 139,436 24 CALYON FINANCIAL INC Y CME 07/31/2005 332,510,514 238,153,913 94,356,601 25 CANTOR FITZGERALD & CO Y CBOT 07/31/2005 113,642,380 4,663,986 108,978,394 26 CAPITAL MARKET SERVICES LLC N NFA 07/31/2005 1,811,961 250,000 1,561,961 27 CARGILL INVESTOR SERVICES INC N CBOT 07/31/2005 98,359,300 82,873,106 15,486,194 28 CIBC WORLD MARKETS CORP Y CME 07/31/2005 636,481,168 60,673,676 575,807,492 29 CITIGROUP GLOBAL MARKETS INC Y CBOT 07/31/2005 4,173,530,568 565,777,533 3,607,753,035 30 CLIFDEN FUTURES LLC N NFA 07/31/2005 535,364 250,000 285,364 31 CLIFF LARSON COMPANY THE N NFA 07/31/2005 402,445 250,000 152,445 32 CMC GROUP PLC N NFA 07/31/2005 11,798,746 250,000 11,548,746 33 COESfx CLEARING INC N NFA 07/31/2005 843,825 250,000 593,825 34 COMTRUST INC N NFA 07/29/2005 1,045,063 707,698 337,365 35 COUNTRY HEDGING INC N NFA 07/31/2005 10,142,297 3,050,451 7,091,846 36 CREDIT SUISSE FIRST BOSTON LLC Y CBOT 07/31/2005 3,182,186,334 152,702,987 3,029,483,347 37 CRESSWELL CAPITAL LLC N NFA 07/31/2005 819,739 250,000 569,739 38 CROSSLAND LLC N CBOT 07/31/2005 2,763,112 250,000 2,513,112 39 CUNNINGHAM COMMODITIES INC N CBOT 07/01/2005 1,872,812 324,054 1,548,758 40 DAIWA SECURITIES AMERICA INC Y CME 07/31/2005 158,144,563 675,081 157,469,482 41 DEUTSCHE BANK SECURITIES INC Y CBOT 07/29/2005 2,758,820,959 222,972,493 2,535,848,466 42 DIRECT FOREX LLC N NFA 07/31/2005 451,428 250,000 201,428 43 DORMAN TRADING LLC N CME 07/31/2005 4,787,289 320,111 4,467,178 44 DUNAVANT COMMODITY CORP N NYCE 07/31/2005 24,035,338 486,821 23,548,517 45 EAGLE MARKET MAKERS INC N CBOT 07/31/2005 1,824,385 250,000 1,574,385 46 ED &F MAN COMMODITY ADVISORS INC N NFA 07/31/2005 416,779 250,000 166,779 
SELECTED FCM FINANCIAL DATA AS OF 

July 31, 2005

FROM REPORTS FILED BY 

August 31, 2005

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital 

(a) (b) (c) (d) 

47 ELECTRONIC BROKERAGE SYSTEMS LLC Y NFA 07/31/2005 3,117,251 250,000 2,867,251 48 ENSKILDA FUTURES LIMITED N CME 07/31/2005 10,788,629 8,752,961 2,035,668 49 FARR FINANCIAL INC N NFA 07/31/2005 1,482,982 663,398 819,584 50 FC STONE LLC N CME 07/31/2005 22,870,814 16,651,806 6,219,008 51 FCT GROUP LLC N CME 07/31/2005 9,229,602 549,797 8,679,805 52 FIMAT PREFERRED LLC Y NFA 07/31/2005 31,047,516 1,046,571 30,000,945 53 FIMAT USA LLC Y NYME 07/31/2005 337,172,317 246,845,877 90,326,440 54 FIRST CAPITOL GROUP LLC N NFA 07/31/2005 4,030,030 1,643,668 2,386,362 55 FOREFRONT INVESTMENTS CORPORATION N NFA 07/30/2005 441,602 250,000 191,602 56 FOREX CAPITAL MARKETS LLC N NFA 07/31/2005 48,945,255 250,000 48,695,255 57 FOREX INTERNATIONAL INVESTMENTS INC N NFA 07/31/2005 529,327 250,000 279,327 58 FORTIS CLEARING CHICAGO LLC N CBOT 07/31/2005 18,434,308 5,021,936 13,412,372 59 FRIEDBERG MERCANTILE GROUP INC N NFA 07/31/2005 1,799,534 250,000 1,549,534 60 FRONTIER FUTURES INC N NFA 07/31/2005 1,372,136 311,105 1,061,031 61 FUTURES TECH LLC N NFA 07/31/2005 440,927 250,000 190,927 62 FX OPTION1 INC N NFA 07/31/2005 541,677 250,000 291,677 63 FX SOLUTIONS LLC N NFA 07/31/2005 4,928,167 250,000 4,678,167 64 FX TRADING LLC N NFA 07/31/2005 787,090 250,000 537,090 65 GAIN CAPITAL GROUP INC N NFA 07/31/2005 18,368,131 250,000 18,118,131 66 GARBAN FUTURES LLC N CME 07/31/2005 5,130,507 269,412 4,861,095 67 GELBER GROUP LLC N CBOT 07/31/2005 33,587,084 250,000 33,337,084 68 GFS FOREX & FUTURES INC N NFA 07/31/2005 956,622 250,000 706,622 69 GILDER GAGNON HOWE AND CO LLC Y NFA 07/31/2005 23,033,961 250,000 22,783,961 70 GLOBAL FUTURES & FOREX LIMITED Y NFA 07/31/2005 16,323,871 5,319,035 11,004,836 71 GLOBAL FUTURES LLC N NFA 07/31/2005 379,317 250,000 129,317 72 GO2 TRADE CORPORATION N NFA 07/31/2005 1,238,939 250,000 988,939 73 GOLDENBERG HEHMEYER & CO Y CBOT 07/31/2005 6,723,465 2,998,232 3,725,233 74 GOLDMAN SACHS & CO Y CBOT 07/29/2005 (g) 1,228,919,225 (g) 75 GOLDMAN SACHS EXECUTION & CLEARING LP Y CME 07/29/2005 1,329,126,758 35,822,246 1,293,304,512 76 GOLDMANY FINANCE INC N NFA 07/31/2005 323,649 250,000 73,649 77 GREENWICH CAPITAL MARKETS INC Y CBOT 07/31/2005 681,300,000 45,698,000 635,602,000 78 HAGERTY GRAIN CO INC N CBOT 07/31/2005 1,677,461 250,000 1,427,461 79 HORNBLOWER FISCHER & CO Y NFA 07/31/2005 514,841 250,000 264,841 80 HOTSPOT FX INC N NFA 07/31/2005 6,026,529 250,000 5,776,529 81 HOTSPOT FXr LLC N NFA 07/31/2005 2,159,150 250,000 1,909,150 82 HSBC SECURITIES USA INC Y CME 07/31/2005 688,881,578 45,007,657 643,873,921 83 IFSCL USA INC N NFA 07/31/2005 1,318,185 250,000 1,068,185 84 IFX MARKETS INC N NFA 07/31/2005 2,888,907 250,000 2,638,907 85 IG FINANCIAL MARKETS INC. N NFA 07/31/2005 398,264 250,000 148,264 86 INTEGRATED BROKERAGE SERVICES LLC N NFA 07/31/2005 1,192,338 250,000 942,338 87 INTERACTIVE BROKERS LLC Y NFA 07/31/2005 148,896,098 11,757,350 137,138,748 88 INTERBANK FX LLC N NFA 07/31/2005 1,323,914 250,000 1,073,914 89 INTERNATIONAL COMMODITY CLEARING N NFA 07/29/2005 489,011 250,000 239,011 90 INVESTEC (US) INCORPORATED Y NFA 07/29/2005 20,535,210 480,513 20,054,697 91 IOWA GRAIN CO N CBOT 07/31/2005 9,367,229 4,677,144 4,690,085 92 ITAU SECURITIES INC Y NFA 07/31/2005 17,861,596 250,000 17,611,596 93 IXIS SECURITIES NORTH AMERICA INC Y NFA 07/31/2005 75,062,492 250,000 74,812,492 
SELECTED FCM FINANCIAL DATA AS OF 

July 31, 2005

FROM REPORTS FILED BY 

August 31, 2005

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital 

(a) (b) (c) (d) 

94 JP MORGAN FUTURES INC N NYME 07/31/2005 928,990,734 395,170,967 533,819,767 95 KJW LLC N NFA 07/31/2005 3,669,016 250,000 3,419,016 96 KOTTKE ASSOCIATES LLC N CBOT 07/31/2005 15,899,843 275,410 15,624,433 97 LADENBURG THALMANN & CO INC Y NFA 07/31/2005 2,586,605 250,000 2,336,605 98 LBS LIMITED PARTNERSHIP N CBOT 07/31/2005 605,263 250,000 355,263 99 LEADER INVESTMENTS INC Y NFA 07/31/2005 484,808 250,000 234,808 

100 LEGG MASON WOOD WALKER INC Y NYME 07/31/2005 407,093,415 22,185,791 384,907,624 101 LEHMAN BROTHERS INC Y CBOT 07/31/2005 2,009,887,000 206,958,000 1,802,929,000 102 LINN GROUP ( THE ) N NFA 07/31/2005 381,251 250,000 131,251 103 LINSCO/PRIVATE LEDGER CORP Y NFA 07/31/2005 53,652,041 5,362,461 48,289,580 104 LOEB PARTNERS CORPORATION Y NFA 07/31/2005 28,173,851 250,000 27,923,851 105 MAN FINANCIAL INC N CME 07/31/2005 273,698,256 219,081,522 54,616,734 106 MARQUETTE ELECTRONIC BROKERAGE LLC N NFA 07/29/2005 1,204,933 250,000 954,933 107 MAXCOR FINANCIAL INC Y NFA 07/31/2005 24,047,256 250,000 23,797,256 108 MBF CLEARING CORP N NYME 07/31/2005 9,161,192 2,381,944 6,779,248 109 MBT TECHNOLOGIES LLC N NFA 07/31/2005 1,529,772 250,000 1,279,772 110 MCVEAN TRADING AND INVESTMENTS LLC N NFA 07/31/2005 6,349,015 1,850,896 4,498,119 111 MERRILL LYNCH PIERCE FENNER & SMITH Y CBOT 08/05/2005 (g) 507,116,042 (g) 112 MERRILL LYNCH PROFESSIONAL CLEARING CORP Y NFA 08/05/2005 672,658,616 34,180,571 638,478,045 113 MID-CO COMMODITIES INC N NFA 07/31/2005 4,241,257 1,539,632 2,701,625 114 MITSUI BUSSAN COMMODITIES USA INC N NFA 07/29/2005 764,851 250,000 514,851 115 MIZUHO SECURITIES USA INC Y CME 07/31/2005 105,510,551 10,334,468 95,176,083 116 MONEY GARDEN CORP N NFA 07/31/2005 4,583,450 250,000 4,333,450 117 MORGAN KEEGAN & COMPANY INC Y NFA 07/31/2005 326,252,977 11,291,065 314,961,912 118 MORGAN STANLEY & CO INCORPORATED Y CME 07/31/2005 3,613,592,426 796,446,819 2,817,145,607 119 MORGAN STANLEY DW INC Y CBOT 07/31/2005 1,421,484,622 87,271,348 1,334,213,274 120 NEUBERGER BERMAN LLC Y NFA 07/31/2005 290,377,345 17,967,684 272,409,661 121 NIKKO ALTERNATIVE ASSET MANAGEMENT INC N NFA 07/31/2005 17,685,464 250,000 17,435,464 122 NOMURA SECURITIES INTERNATIONAL INC Y CBOT 07/31/2005 554,560,454 5,148,322 549,412,132 123 OANDA CORPORATION N NFA 07/31/2005 24,357,925 250,000 24,107,925 124 OCONNOR & COMPANY LLC Y CBOT 07/31/2005 39,470,796 4,459,743 35,011,053 125 ODL SECURITIES INC N NFA 07/31/2005 376,553 250,000 126,553 126 OPEN E CRY LLC N NFA 07/31/2005 921,861 572,609 349,252 127 OPPENHEIMER & CO INC Y NFA 07/31/2005 193,956,298 26,382,753 167,573,545 128 OPTIONSXPRESS INC N NFA 07/31/2005 5,658,867 489,861 5,169,006 129 PENSON FINANCIAL FUTURES INC N NFA 07/31/2005 954,451 250,000 704,451 130 PEREGRINE FINANCIAL GROUP INC N NFA 07/31/2005 5,516,649 2,662,770 2,853,879 131 PIONEER FUTURES INC N NYME 07/31/2005 573,732 250,000 323,732 132 PIPER JAFFRAY & CO Y NFA 07/31/2005 272,002,606 11,712,519 260,290,087 133 PRUDENTIAL FINANCIAL DERIVATIVES LLC N CBOT 07/31/2005 83,818,000 63,387,760 20,430,240 134 QUALIFIED LEVERAGE PROVIDERS INC N NFA 07/31/2005 1,256,971 250,000 1,006,971 135 RAND FINANCIAL SERVICES INC N CME 07/31/2005 19,477,900 8,833,933 10,643,967 136 RAYMOND JAMES & ASSOCIATES INC Y NFA 07/29/2005 360,694,096 26,447,954 334,246,142 137 RBC CAPITAL MARKETS CORPORATION Y CME 07/31/2005 176,914,862 38,356,787 138,558,075 138 RBC DAIN RAUSCHER INC Y NFA 07/31/2005 271,821,752 35,771,150 236,050,602 139 REDSKY FINANCIAL LLC Y NFA 07/31/2005 784,133 250,000 534,133 140 REFCO LLC N CME 07/31/2005 380,089,511 183,889,783 196,199,728 
SELECTED FCM FINANCIAL DATA AS OF 

July 31, 2005

FROM REPORTS FILED BY 

August 31, 2005

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital 

(a) (b) (c) (d) 

141 RJ OBRIEN ASSOCIATES INC N CME 07/29/2005 70,871,615 58,603,635 12,267,980 142 ROBBINS FUTURES INC N NFA 07/31/2005 441,259 250,000 191,259 143 ROSENTHAL COLLINS GROUP LLC N CME 07/31/2005 36,534,053 9,223,846 27,310,207 144 ROSENTHAL GLOBAL SECURITIES LLC Y CBOT 07/31/2005 10,140,512 509,568 9,630,944 145 SANFORD C BERNSTEIN & CO LLC Y NFA 07/31/2005 139,024,153 22,424,599 116,599,554 146 SENTINEL MANAGEMENT GROUP INC N NFA 07/31/2005 1,595,277 250,000 1,345,277 147 SHATKIN ARBOR INC N CBOT 07/31/2005 5,639,762 250,000 5,389,762 148 SHAY GRAIN CLEARING COMPANY N KCBT 07/31/2005 931,952 283,158 648,794 149 SHERWOOD FUTURES GROUP LLC N NFA 07/31/2005 177,737 250,000 -72,263 150 SMW TRADING COMPANY INC N CME 07/31/2005 15,651,975 423,098 15,228,877 151 SNC INVESTMENTS INC N NFA 07/29/2005 606,333 250,000 356,333 152 SOLID GOLD FINANCIAL SERVICES INC N NFA 07/31/2005 693,572 250,000 443,572 153 SPENCER FINANCIAL LLC N NFA 07/31/2005 277,399 250,000 27,399 154 STEPHENS INC Y NFA 07/29/2005 55,113,407 11,164,749 43,948,658 155 STERLING COMMODITIES CORP N NYME 07/31/2005 7,089,363 1,236,002 5,853,361 156 STILLPOINT WEALTH MANAGEMENT LLC Y NFA 07/31/2005 473,663 250,000 223,663 157 SWISS AMERICAN SECURITIES INC Y NFA 07/31/2005 88,165,547 5,464,712 82,700,835 158 TCA FUTURES LLC N NFA 07/31/2005 458,126 250,000 208,126 159 TENCO INC N CBOT 07/31/2005 25,397,407 4,777,967 20,619,440 160 TERRA NOVA TRADING LLC Y NFA 07/31/2005 4,141,004 1,500,000 2,641,004 161 TIMBER HILL LLC Y CME 07/31/2005 533,274,217 5,474,226 527,799,991 162 TOKYO-MITSUBISHI FUTURES USA INC N CME 07/31/2005 17,959,638 729,946 17,229,692 163 TOWER RESEARCH CAPITAL EUROPE LLC N NFA 07/31/2005 1,209,457 250,000 959,457 164 TRADELINK LLC Y CBOT 07/31/2005 29,767,078 475,590 29,291,488 165 TRADESTATION SECURITIES INC Y NFA 07/31/2005 29,393,897 1,981,730 27,412,167 166 TRADITION SECURITIES AND FUTURES INC N NFA 07/31/2005 395,343 250,000 145,343 167 TRANSMARKET GROUP LLC Y CBOT 07/31/2005 11,513,398 250,000 11,263,398 168 TRILAND USA INC N NYME 07/31/2005 31,348,179 6,651,458 24,696,721 169 UBS FINANCIAL SERVICES INC Y CBOT 07/31/2005 1,515,064,143 203,901,987 1,311,162,156 170 UBS SECURITIES LLC Y CBOT 07/31/2005 3,071,639,899 429,982,015 2,641,657,884 171 UFJ FUTURES LLC N CME 07/31/2005 17,760,309 1,028,783 16,731,526 172 UNITED CLEARING LLC N NFA 07/31/2005 665,307 250,000 415,307 173 VELOCITY FUTURES LP N NFA 07/31/2005 950,760 250,000 700,760 174 VISION LIMITED PARTNERSHIP N NFA 07/31/2005 16,067,829 11,318,112 4,749,717 175 WACHOVIA CAPITAL MARKETS LLC Y NFA 07/31/2005 1,006,043,121 5,805,424 1,000,237,697 176 WACHOVIA SECURITIES FINANCIAL NETWORK LL Y NFA 07/31/2005 17,674,232 1,984,402 15,689,830 177 WACHOVIA SECURITIES LLC Y NFA 07/31/2005 548,313,828 1,708,788 546,605,040 178 WALL STREET DERIVATIVES INC N NFA 07/31/2005 400,497 250,000 150,497 179 WHITE COMMERCIAL CORPORATION N NFA 07/31/2005 1,929,412 250,000 1,679,412 180 WORLDWIDE CLEARING N NFA 07/30/2005 547,848 250,000 297,848 181 XPRESSTRADE LLC N NFA 07/31/2005 5,442,117 1,085,797 4,356,320 182 YORK BUSINESS ASSOCIATES LLC N NFA 07/31/2005 749,294 250,000 499,294 

Total 

June Web Page Update 183
SELECTED FCM FINANCIAL DATA AS OF 

July 31, 2005

FROM REPORTS FILED BY 

August 31, 2005

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital 

(a) (b) (c) (d) 

Additions 3Optionsxpress IncCMC Markets US LLCFimat Preferred LLCDeletions 4David A. Noyes & Company Omega Research CoporationViewtrade Securities IncPreferred Trade Inc/Pending Withdrawal Name ChangeJuly Web Page Update 182(a): B/D? : A 'Y' means the FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer. (b): DSRO: Designated Self-Regulatory Organization. (c): A firm's net capital requirement is the greater of (1) $250,000; or(2) risk based capital requirement, the sum of 8% of total customer risk maintenance margin and 4% of total noncustomer risk maintenance margin; or(3) The amount of capital required by a registered futures association (currently NFA is the only such association);(4) for securities brokers and dealers, the amount of net capital required by Rule 15c3-1(a) of the Securities and Exchange Commission.(d): Excess net capital is adjusted net capital, less the firm's net capital requirement.(e): This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on a designated contract market or derivatives transaction execution facility. This is the sum of all accounts that contain a net liquidating equity.(f): This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of vthe United States. 
SELECTED FCM FINANCIAL DATA AS OF 

July 31, 2005

FROM REPORTS FILED BY 

August 31, 2005

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital 

(a) (b) (c) (d) 

(g): This FCM/BD’s ultimate parent company is regulated by the SEC as a consolidated supervised entity. The firm has elected to compute its minimum capital requirement in accordance with the “Alternative Net Capital Requirement” as permitted by Appendix E to SEC Rule 15c3-1. As of July 2005, the firm had net capital in excess of its minimum capital requirements. In addition to the alternative minimum net capital requirements, the firm is required tohold tentative net capital in excess of $1 billion and net capital in excess of $500 million in accordance with the market and credit riskstandards of Appendix E of Rule 15c3-1. The firm also is required to notify the Commission and SEC in the event its tentative net capital is less than $5 billion. As of July 2005, the firm had tentative net capital and net capital in excess of both the minimum and notification requirements. Note: Any comments regarding information contained in this table may be brought to the attention of the CFTC's Division of Clearing and Intermediary Oversight via e-mail: fzimmerle@cftc.gov; s_williams@cftc.gov or sgreska@cftc.gov.