Annex A
Examples of calculation of monthly Position Maintenance Fees:

1. Monday--10,000 positions; Friday in the same month--9,500 of those positions are liquidated; the
position count for determination of the Position Maintenance Fee shall be 10,000 for the month.

Nv

Ina given month, 200 positions in FX and 200 positions in Rates; no Position Maintenance Fee will be
charged for any position (400 position count in the month is less than the 500 position count threshold
per month). However, the Account Management Fee discussed below will apply.

3. Ina given month, 300 positions in FX, 200 positions in Rates and 100 positions in Commodities; the
monthly Position Maintenance Fee will be charged for each position based on charges for that asset
class (600 positions in the month is more than the 500 position count threshold per month).

Once the aggregate threshold of five hundred (500) or more positions is met, each of the positions are subject
to Position Maintenance Fees based on the following three categories: 1) Foreign Exchange, 2) Other
Commodities, and 3) Credit, Equities, and Interest Rates as applicable. Each category will apply the Position
Maintenance Fees applicable to the aggregate positions per position for each Tier as noted below.

Example from #3 above: In a given month, three hundred (300) positions in FX, two hundred (200)
positions in Rates and one hundred (100) positions in Commodities for a total aggregate of six hundred
(600) positions; the monthly Position Maintenance Fee will be charged for each position based on the asset
class fees— three hundred (300) FX at $0.70;-ene50: two hundred (400200) Rates at $3-50-one-hundred
s : one hundred (100) Commodities at $3502.25.

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| DTCC Data Repository (U.S.) LLC Fee Schedule - Effective Januaryt,2024May 1, 2022

General Principles

This fee schedule shall apply until such time as the Board of DTCC Data Repository (U.S.) LLC (“DDR”) shall
determine otherwise. This fee schedule supersedes any previously issued DDR fee schedules for reporting to the
U.S. Commodity Futures Trading Commission (“CFTC”). Terms used but not defined herein shall have the meaning
provided in the DDR Rulebook and/or DDR Operating Procedures. There are two types of fees, Position

Maintenance Fees and Account Management Fees, both will be discussed in detail below.

Position Maintenance Fees by Asset Class

| Position maintenance fees will be imposed on a party who has signed aDDR-useran agreement with DDR (a “User”)
based on the aggregate number of positions across all five asset classes open on any day during the month (“Position
Maintenance Fees”). Except as otherwise set forth for cleared transactions below, DDR charges Position
Maintenance Fees, monthly, as follows:

Foreign Exchange
Position Counts
Tier | Beginning | Ending Position Maintenance Fee
Tier 1 | 1 +10,000 $0.7050
Tier 10,001 50,000 $0.40
| 42
Tier 50,001 100,000 $0.30
33
Tier 100,001 150,000 $0.20
64
Tier 150,001 500,000 $0.40-05
45
Tier 500,001 1,500,000 $0.05-03
86
Tier 1,500,001 | + $0.005
97
Other Commodities
Position Counts
Tier | Beginning | Ending Position Maintenance Fee
Fiert+ | + +00
Fier3 | L004 5.000
Tier 50041 10,000
41
Tier 10,001 20,000 $2.00
| 52
Tier 20,001 + $0.00
| 63
Credit , Equity and Interest Rates
Position Counts
Tier | Beginning | Ending Position Maintenance Fee

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40+ +000
50041 10,000 $2.25
10,001 50,000 $2.00
50,001 200,000 $1.25
200,001 500,000 $0.40-20
Tier 500,001 1,250,000 $0.40-03
$5
Tier 1,250,001 | + $0.005
| 96
| The following applies to Position Maintenance Fees-eltegetherthePosition Appleation Rules):

¢ There are no Position Maintenance Fees for less than five hundred (500) aggregate positions across asset
classes during any month;

e For a position count of five hundred (500) or more aggregate positions across asset classes during any
month, which shall be determined in the aggregate for entities within the same Family, the applicable
Position Maintenance Fees by asset class shall apply; and

¢ Position Maintenance Fees shall be based on the position count during the month even if liquidated prior
to month end.

Examples of the calculation of monthly Position Maintenance Fees are set forth on Annex A, attached hereto.

Responsibility for Position Maintenance Fees is as follows:

1. for-Cleared Positionsbothi)thefor positions where a derivatives clearing organization, as such term is

defined in the Commodity Exchange Act section I(a)15 (a “Clearer”)'-andiij-the-non-ClearerHser,_is

identified as counterparty | (reporting counterparty), the Clearer shall pay Position Maintenance Fees; in
accordance with the tables above, less a 75% reduction. Reductions will be made after regular Positions have

been assessed for Purposes of calculating tiered pricing. Astised-herein Cleared Positi positt
herea 2 ris +t Rpartys
2. for a position submitted by a swap execution facility (“SEF”) or designated contract market (“DCM”), the
User, who is not the SEF or DCM, for whom or on behalf of whom the trade is submitted shall be responsible
for Position Maintenance Fees; and
3. forfor all other positions-submitted-byfor-oronbehalf of aUserawhere, the s Ft

bhivati jue-of CEFC_the User following waterfall shall be used to determine the party "responsible for
Position Maintenance Fees: (i) User identified as counterparty | (reporting counterparty): (ii) User named as
execution agent on position; (iii) submitter of the position.

Account Management Fee

All account holders, excluding regulators, will be charged an annual account management fee of $1,200.00
(“Account Management Fee”). Such Account Management Fee will be in addition to and not in place of all
applicable Position Maintenance Fees and shall not serve to reduce in anyway the amount of such Position
Maintenance Fees owed to DDR by the applicable account holder.

Long-Term Commitment Incentive for Non-Clearer Users

‘In the event a User holds an account that acts as both a Clearer and in an additional role, DDR shall have the right, in its sole and absolute
discretion, to determine the applicable role for purposes of charging the User fees. Such a determination may result in the User being charged

fee rates at the higher of the two roles.
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Users who are not Clearers (a “Non-Clearer User”) have the option to elect to enter into a long-term commitment
with DDR (a “Long-Term Commitment”). By electing the Long-Term Commitment, the applicable then current
Position Maintenance Fees and Account Management Fee will be reduced by 10%, exclusive of tax, for the duration
of the Long-Term Commitment. If the Long-Term Commitment is terminated prior to the end of the Long-Term
Commitment the Non-Clearer User shall be subject to an “Early Termination Fee” equal to: (a) the difference
between the total amount of fees due after application of the incentive and the total amount of fees that would have
been due during the applicable portion of the Long-Term Commitment had no incentive been provided (“Total
Incentive Provided”); plus (b) 5% of the Total Incentive Provided or $500.00, whichever is greater. To elect the
Long-Term Commitment, Non-Clearer Users should contact GTR_Billing@dtcc.com and, for specific billing
inquires, Non-Clearer Users should contact GTRBillinginquiries@dtcc.com.

Long-Term Commitment Incentive for Clearers

Clearers have the option to elect to enter into a Long-Term Commitment. By electing the Long-Term Commitment,
a Clearer shall receive a cap on Subject Fees, such that the maximum total amount of Subject Fees that may be
charged to such Clearer in any calendar year shall not exceed $750,000 for the Long-Term Commitment Period. If
the Long-Term Commitment is terminated prior to the end of the Long-Term Commitment the Clearer shall be
subject to the Early Termination Fee. To elect the Long-Term Commitment, Clearers should contact

GTR_Billing@dtcc.com and, for specific billing inquires, Clearers should contact GTRBillinginquiries@dtcec.com.

Late Fee

In-th tal} Jisputed-pertion-efe-User’s- inveiee-bee inety-(90)-de re-past due(the “Past
ay F F ~ “ yt J * Ps

Due Balance”), such User shall-be subjectto-atate f alte-5% of the Past Due Balance (the “Late Fee2)-T}

User-willeontinueto-be-assessed-the Late thh-basis-untitthefalt tofthe Past Due Balane

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