alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
Sean Downey

Managing Director – Clearing Chief Compliance Officer,

Enterprise Risk Officer & Policy

CME Clearing

20 S. Wacker Drive Chicago, IL 60606 T 312 930 2730 Sean.Downey@cmegroup.com cmegroup.com

January 24, 2024

VIA ELECTRONIC PORTAL

CFTC FOIA Compliance Office

CommodityFuturesTradingCommission

Three Lafayette Centre

1155 21st Street, N.W

Washington, D.C. 20581

Re: FOIAConfidentialTreatment Request – Modifications to CME’s Credit Risk Assessment 

Methodology and Counterparty Exposure Methodology

To Whom it May Concern:

On January 24, 2024, Chicago Mercantile Exchange Inc. (“CME” or “CME Clearing”) submitted 

modifications to its Credit Risk Assessment Methodology and Counterparty Exposure Methodology 

(collectively, the “Methdologies”) to the Commodity Futures Trading Commission (“CFTC” or

“Commission”) via the CFTC Portal under 40.6(a). The submission consisted of the submission cover 

sheet and letter and the modified Methodologies (the “Confidential Information”).

Pursuant to Sections 8 and 8(a) of the Commodity Exchange Act (“CEA”), as amended, and Commission

Regulation 145.9(d), CME Clearing requests confidential treatment for the Confidential Information on

the grounds that disclosure of its contents would reveal confidential commercial information of the CME

Clearing. Pursuant to Commission Regulation 145.9(d)(5), CME Clearing requests that confidential

treatment be maintained until further notice from CME Clearing. We also request that the Commission

notify the undersigned immediately after receiving any FOIA request or any other court order, subpoena

or summons for same. Finally, we request that we be notified in the event the Commission intends

to disclose the C o n f i d e n t i a l I n f o r m a t i o n to Congress or to any other governmental

agency or unit pursuant to Section 8 of the CEA. CME Clearing does not waive its notification rights

under Section 8(f) of the CEA with respect to any subpoena or summons for the Confidential Information.

If you have any questions, please contact the undersigned at 312-930-8167 or via email at

sean.downey@cmegroup.com.

Sincerely,

/s/ Sean Downey

Managing Direcotor – Clearing Chief Compliance 

Officer, Enterprice Risk Officer & Policy
---



UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549



FORM 8-K



CURRENT REPORT



Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934



Date of Report: January 24, 2007

(Date of earliest event reported)



LENOX GROUP INC

(Exact name of registrant as specified in its charter)



Commission File Number: 1-11908



Delaware
        
        13-3684956(State or other jurisdiction of incorporation)
        
        (IRS Employer Identification No.)




One Village Place, 6436 City West Parkway, Eden Prairie, MN 55344

(Address of principal executive offices, including zip code)



(952) 944-5600

(Registrants telephone number, including area code)



Not Applicable

(Former name or former address, if changed since last report)



Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:



oWritten communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)



oSoliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)



oPre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))



oPre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))



---

---

Item 5.02Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.



(e)           On January 24, 2007, Lenox Group Inc (the Company) entered into an amendment (the Amendment) to the consulting agreement (the Consulting Agreement) it signed with Carl Marks Advisory Group LLC (CMAG) on January 4, 2007. The details of the Consulting Agreement have been previously described in the Companys Current Report on Form 8-K filed on January 9, 2007.



Pursuant to the Amendment, CMAG will provide the Company with an additional Managing Director to assist in (1) the development of the 2007 business plan incorporating cost savings and profit improvement action plans to be developed in conjunction with the Companys management and (2) financial analysis and modeling related to the overall business, segment profitability and balance sheet tasks. The Company will pay CMAG $50,000 per month for these additional services. It is estimated that such additional services will be required for approximately a period of two months.



---

SIGNATURE



Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.





LENOX GROUP INCBy:
        /s/ Timothy J. SchugelTimothy J. SchugelChief Financial and Operating Officer


Date: January 29, 2007







---
OFFICE OF THE ATTORNEY GENERAL OF TEXAS 

AUSTIN 

mable P. L. Hu’quess 

fJ@lnty Auditor 

-ton county 

Wharton, Texas 

De&l- Sir: 

long as he relnlns 

toe of the peaoo. 

en reaelved 8nd amequote froP pour request 

unty oontinue to psy 

ation of his Corm? 

ahto pow 8nsve~ 4t JOUP l rollawse the pqaheeks uemado 

this month Sor the month of April: 

om Oprnion Ho. O-4457 OS thls department as 

*In OpiniOA no. o-3448, addressed to the Honorable Fred liorrls, County Auditor, Polk County, Uv- 

&n&cm, Toxas, this Department, following AHAalo 
~0mble P. 1. M8Pweas, page 2 

5, Seatlon 24, of the Constltutlon of Toxas, and 

?ollowing l I.ao the 

o? 3ismllton v. KIna "p 

lnlon oftiho aomt lathe QUO 

Texas Civil Appeals, X918), 

204 S. Y. 953, held tMt the lnductlca o? l oounty 

attorney into the ulry did not oroote a vaoanay in 

such offloo. Sinae Artiale 5, 8oatlan 24, of tho 

f.xmstltutlon o? the 3tato of Texas, also lnoludea 

justioos or the pea00 in its terms, vo .be~love that 

the oplnicn above referred to au??iolontly aasvers 

pur puestlon rogerdIng the vaaanay, and that ?olloulng th is 0p lp i0n a nd in l OaOPdanae vlth the holding 

of the aourt, hour firit quaatlon should bo ansvorod 

in the negative, that is, that ths induatian 3.&o 

the army of the just100 of the poaao, referrod to 

gfgr lettop, doer not aro8to a vaaano~ in such 

A aopy of this opinion is attaahed hereto 

for yoir ln?orstbtlon~ * 

opinion lo. o-4465 of this department hous that the 

oounty attornay of Llbortl Countq who jolnod the Unltod Statea 

Aakqvas ontltlod to hla l al8rj ?ram tho o??laer*a solmy fund as 

laxi& os lm remained suah aounty l ttcmep. Tbia opinion points out 

however that I? the aounty oS?iaial &coopted and euraised on c?- 

fla8 in the U. S. Army he vould vbaGe his ooanty o??loo, under 

so&ion 12 of Article XVI of our Caatltutlon, l s held in opinion 

Xqp, O-4343 of this departaunt. 

Uo onclose herewith 3 

Y? 

es; of opfnlo~ nos. O-2333: 

O&Yf!u&oO~343, o-4457, and o-44 5, of~thla department for your 

. 

We assume fronn rour lotter that the justioe of tho 

pooae hold& and exerairos no O??lae in tho U. 5. Army. 

Under the faota stated unl l a suudit.18 , our opl&n 

tht tho justice a? the poses now sorving in the m ts logolly 

eS&itled to drav his salory ?rca~ tho o??laer~a solor~ ?und of 

Y'WP county as lang as he holds l uah offlao, provldod of avurao 

that tho prealnat offiaeca o? your acunty oontlnw to be amponrated on a salary buls. 

Of course, I? the justiao be005808 an army offiaor he 

till then vacate his offloe of jwtiae o? tho peace and his 

SU&ry as justfoe vould then atop. 
&aozablo P. L. Harqwaa, page 3 

Trusting that va have aetlsfaotorll~ ansvered yaw 

inquiry, vo are 

Very truly yours 

ATTWIFX OEXBAL OF TXlU3
Bloomberg SEF LLC

731 Lexington Avenue 

New York, NY 10022 

February 21, 2019 

FOIA CONFIDENTIAL TREATMENT REQUEST

Submitted via FedEx, the Portal and via email

CFTC FOIA Compliance Office

Three Lafayette Centre

1155 21st Street, N.W.

Washington, D.C. 20581 

via email: FOIAsubmissions@cftc.gov 

Re: Freedom of Information Act (“FOIA”) Confidential Treatment Request for

Information Submitted to the Commodity Futures Trading Commission 

(“Commission”) by Bloomberg SEF LLC, as operator of a swap execution facility 

Ladies and Gentlemen:

Pursuant to Section 5c(c) of the Commodity Exchange Act (the “Act”) and Section

40.6(a) of the regulations of the U.S. Commodity Futures Trading Commission (the 

“CFTC”, or the “Commission”), Bloomberg SEF LLC (“BSEF”) as the operator of a

swap execution facility, submitted to the Commission a rule amendment (the 

“Amendment”). 

Bloomberg SEF hereby requests that the Confidential Information (as defined below) be 

accorded confidential treatment on the grounds that it would reveal Bloomberg SEF’s

trade secrets and confidential commercial or financial information. We request this

confidential treatment for an indefinite period. 

Please promptly inform the following of any request for the Confidential Information or 

its contents made pursuant to FOIA or the Commission’s rules so that we may

substantiate the foregoing request for confidential treatment in accordance with Part

145.9 of the Commission’s regulations. 

David Levine 

General Counsel

Bloomberg L.P. 

731 Lexington Avenue 

New York, NY 10022 

The certification described above and attached as Annex A hereto is referred to herein as

the “Confidential Information.” 
U.S. Commodity Futures Trading Commission

Page 2 

Pursuant to Part 145.9(d)(4) of the Commission’s regulations, we have marked each page 

of the Confidential Information with the words “Confidential Treatment Requested by 

Bloomberg SEF LLC” and have numbered each page of the Confidential Information 

with an identifying number and code, beginning with “BSEF-0219-0001” and ending 

with “BSEF-0219-0248.” 

[signature page follows] 
U.S. Commodity Futures Trading Commission

Page 3 

Please acknowledge receipt of this letter by stamping the enclosed copy of this letter and 

returning it via the pre-paid envelope included with the materials. 

Please contact the undersigned at (212) 617-8302 with any questions regarding this matter. 

Thank you for your attention to this matter. 

Very truly yours,

Gregory Dumark

Chief Compliance Officer

Bloomberg SEF LLC 

731 Lexington Avenue 

New York, NY 10022 

cc: Jonathan Lave, Division of Market Oversight, U.S. Commodity Futures Trading 

Commission (Email: JLave@cftc.gov) 
U.S. Commodity Futures Trading Commission

Page 4 

Annex A 

Confidential Information

Name of Confidential Information Identifying Number and Code

Rule Amendment Self-Certification BSEF-0219-0001–BSEF-0219-0248
Case 1:07-cv-01538-AKH Document 48 Filed 03/17/2008 Page 1 of 2Case 1:07-cv-01538-AKH Document 48 Filed 03/17/2008 Page 2 of 2
Exhibit 10.1

December 16, 2005

Mr. Thomas F. Farrell, II

Dominion Resources, Inc. 

Dear Tom:

The purpose of this letter agreement is to amend the letter agreement between you and the Company dated February 27, 2003 (the "Agreement"). In recognition of your election as Chief Executive Officer of Dominion effective as of January 1, 2006 and your agreement to serve in such position, the Board of Directors has approved an amendment to your Agreement to include a new section as follows: 

E.Benefits Upon Involuntary Termination 

In the event your employment is involuntarily terminated without cause (as defined in your Employment Continuity Agreement) before you reach age 55, any unvested restricted stock granted to you before your election as Chief Executive Officer shall vest upon termination. This provision will not apply to any equity awards made on or after January 1, 2006. Furthermore, you will be entitled to participate in retiree medical coverage without regard to your age or service to the same extent as retired employees under the terms of the plan offered at such time by the company to its retired employees. 

Signatures

If you agree with the terms and conditions set forth above, please indicate your acceptance by signing and returning one copy of this letter to me. You should retain the other copy for your records.

Sincerely yours,

/s/ Dr. Frank S. Royal          

Dr. Frank S. Royal

Chairman, Organization, Compensation

and Nominating Committee 

Dominion Resources, Inc. 

 

 

Accepted: /s/ Thomas F. Farrell, II   

                Thomas F. Farrell, II

Date: December 16, 2005
Case 1:07-cv-05357-AKH     Document 7      Filed 09/06/2007     Page 1 of 2

Case 1:07-cv-05357-AKH     Document 7      Filed 09/06/2007     Page 2 of 2
Exhibit 32.2

# CERTIFICATION PURSUANT
TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO >SECTION 906 OF THE
SARBANES-OXLEY ACT OF 2002

In connection with the Quarterly
Report on Form 10-Q of Sitesearch Corporation (the Company) for the quarter
ended January 31, 2009, as filed with the Securities and Exchange Commission on the date
hereof (the Report), the undersigned, Humberto Garcia Borbon, Chief Financial
Officer of the Company hereby certifies, pursuant to 18 U.S.C. ss. 1350, as adopted
pursuant to ss. 906 of the Sarbanes-Oxley Act of 2002, that:

(1)       
          The Report fully complies with the requirements of Section 13(a) or 15(d) of the
          Securities Exchange Act of 1934; and

(2)       
          The information contained in the Report fairly presents, in all material
          respects, the financial condition and result of operations of the Company.

|By: | /s/ Humberto Garcia BorbonHumberto Garcia Borbon Chief Financial Officer
 March 10, 2009
|--- | ----------------------------------------------------------------------------------------
From: Gottlieb, Jay [mailto:JGottlieb@NYMEX.com]

Sent: Friday, July 08, 2005 12:55 PM

To: Leahy, Thomas M., Jr.

Cc: Bowen, Christopher; Regan, Brian; Talamo, Donna; Levin, Robert
Subject: One day delay in listing One Additional Year for CAPP Coal Futures

Tom,

Per my conversation with Rick Shilts, I'm notifying you of a correction to NYMEX Submission #
05.111 regarding the listing of an additional calendar year of months for the Central Appalachian
Coal futures contracts. These months will be listed on Monday afternoon, July 11 2005 for Trade
Date July 12, 2005 instead of Sunday evening, July 10 for Trade Date July 11.

Please contact me if you have any questions.
Jay

Jay L. Gottlieb

Director, Research

New York Mercantile Exchange
One North End Avenue

New York, NY 10282

212/299-2607

www.nymex.com

CONFIDENTIALITY NOTICE: This message and any attachments relate to the
official business of the New York Mercantile Exchange, Inc. ("NYMEX")
and are proprietary to NYMEX. This e-mail is intended for the above-
named person(s) only and is confidential, proprietary and/or legally
privileged. If you are not the intended recipient, you are hereby

notified that any disclosure, copying, distribution or the taking of

any action in reliance on this information is strictly prohibited. If

this message has come to you in error, please immediately notify the
sender by telephone or return e-mail and delete the original

transmission and its attachments without reading or saving in any
manner. Thank you.
# EUR-Lex - 52005AP0083 - EN

Important legal notice

*|*

# 52005AP0083

**European Parliament legislative resolution on the proposal for a Regulation of the European Parliament and the Council amending Regulation (EC) No 1059/2003 of the European Parliament and of the Council on the establishment of a common classification of territorial units for statistics (NUTS) by reason of the accession of the Czech Republic, Estonia, Cyprus, Latvia, Lithuania, Hungary, Malta, Poland, Slovenia and Slovakia to the European Union (COM(2004)0592 - C6-0118/2004 - 2004/0202(COD)) **

*
Official Journal 033 E , 09/02/2006 P. 0132 - 0132 *

P6_TA(2005)0083

Common classification of territorial units for statistics (NUTS) ***I

European Parliament legislative resolution on the proposal for a Regulation of the European Parliament and the Council amending Regulation (EC) No 1059/2003 of the European Parliament and of the Council on the establishment of a common classification of territorial units for statistics (NUTS) by reason of the accession of the Czech Republic, Estonia, Cyprus, Latvia, Lithuania, Hungary, Malta, Poland, Slovenia and Slovakia to the European Union (COM(2004)0592 — C6-0118/2004 — 2004/0202(COD))

(Codecision procedure: first reading)

The European Parliament,

- having regard to the proposal of the Commission to the European Parliament and the Council (COM(2004)0592) [1],

- having regard to Article 251(2) and Article 285 of the EC Treaty, pursuant to which the Commission submitted its proposal (C6-0118/2004),

- having regard to Rule 51 of its Rules of Procedure,

- having regard to the report of the Committee on Regional Development (A6-0067/2005),

1. Approves the Commission proposal;

2. Asks the Commission to reconsult Parliament should it propose to amend its proposal substantially or replace it by another text;

3. Supports the Commission in submitting a communication to the European Parliament and the Council on the appropriateness of establishing rules on a Europe-wide basis for more detailed levels in the NUTS classification, as provided for in Article 2(5) of Regulation (EC) No 1059/2003 of the European Parliament and of the Council of 26 May 2003 on the establishment of a common classification of territorial units for statistics (NUTS) [2];

4. Instructs its President to forward this resolution to the Council and Commission.

[1] Not yet published in OJ.

[2] OJ L 154, 21.6.2003, p. 1.

--------------------------------------------------
I 

116TH CONGRESS 

1ST SESSION H. R. 1998 

To provide for the confidentiality of information submitted in requests for 

deferred action under the deferred action for childhood arrivals program, 

and for other purposes. 

IN THE HOUSE OF REPRESENTATIVES 

MARCH 29, 2019 

Mrs. TORRES of California (for herself, Ms. ESCOBAR, Mr. ESPAILLAT, Mr. 

MCGOVERN, Ms. OMAR, Ms. NORTON, and Ms. SCHAKOWSKY) introduced 

the following bill; which was referred to the Committee on the Judiciary 

A BILL 

To provide for the confidentiality of information submitted 

in requests for deferred action under the deferred action 

for childhood arrivals program, and for other purposes. 

1 Be it enacted by the Senate and House of Representa2 tives of the United States of America in Congress assembled, 

3 SECTION 1. SHORT TITLE. 

4 This Act may be cited as the ‘‘Protect DREAMer 

5 Confidentiality Act of 2019’’. 

6 SEC. 2. DEFINITIONS. 

7 In this Act: 

8 (1) DACA PROGRAM.—The term ‘‘DACA pro9 gram’’ means the deferred action for childhood arVerDate Sep 11 2014 06:13 Apr 12, 2019 Jkt 089200 PO 00000 Frm 00001 Fmt 6652 Sfmt 6201 E:\BILLS\H1998.IH H1998

kjohnson on DSK79L0C42 with BILLS
2 

•HR 1998 IH

1 rivals program described in the memorandum of the 

2 Department of Homeland Security entitled ‘‘Exer3 cising Prosecutorial Discretion with Respect to Indi4 viduals Who Came to the United States as Chil5 dren’’ issued on June 15, 2012. 

6 (2) INDIVIDUAL APPLICATION INFORMATION.— 

7 The term ‘‘individual application information’’ 

8 means any information, including personally identifi9 able information, submitted to the Secretary after 

10 June 15, 2012, as part of a request for consider11 ation or reconsideration for the DACA program. 

12 (3) SECRETARY.—The term ‘‘Secretary’’ means 

13 the Secretary of Homeland Security. 

14 SEC. 3. CONFIDENTIALITY OF INFORMATION SUBMITTED 

15 FOR DACA PROGRAM. 

16 (a) IN GENERAL.—The Secretary shall protect indi17 vidual application information from disclosure to U.S. Im18 migration and Customs Enforcement or U.S. Customs and 

19 Border Protection for any purpose other than the imple20 mentation of the DACA program. 

21 (b) REFERRALS PROHIBITED.—The Secretary may 

22 not refer to U.S. Immigration and Customs Enforcement, 

23 U.S. Customs and Border Protection, the Department of 

24 Justice, or any other law enforcement agency any indiVerDate Sep 11 2014 06:13 Apr 12, 2019 Jkt 089200 PO 00000 Frm 00002 Fmt 6652 Sfmt 6201 E:\BILLS\H1998.IH H1998

kjohnson on DSK79L0C42 with BILLS
3 

•HR 1998 IH

1 vidual the case of whom has been deferred pursuant to 

2 the DACA program. 

3 (c) LIMITED EXCEPTION.—Individual application in4 formation may be shared with national security and law 

5 enforcement agencies— 

6 (1) to identify or prevent fraudulent claims; 

7 (2) for particularized national security purposes 

8 relating to an individual application; and 

9 (3) for the investigation or prosecution of any 

10 felony not related to immigration status. 

Æ 


kjohnson on DSK79L0C42 with BILLS
Case 1:07-cv-05399-AKH Document 24 Filed 03/17/2008 Page 1 of 2Case 1:07-cv-05399-AKH Document 24 Filed 03/17/2008 Page 2 of 2
**Exhibit 31.2**

 

I, Kelly L. Groh, certify that: 

 

1. I have reviewed this annual report on Form 10-K of GE Life and Annuity Assurance Company. 

 

2. Based on my knowledge, this annual report does not contain any untrue statement of a material fact or omit to state a material factnecessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this annual report; 

 

3. Based on my knowledge, the financial statements, and other financial information included in this annual report, fairly present in allmaterial respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this annual report; 

 

4. The registrant’s other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange ActRules 13a-14 and 15d-14) for the registrant and we have: 

 

a)designed such disclosure controls and procedures or caused such disclosure controls and procedures to be designed under our supervision to ensure that material information relating to the registrant, including its consolidated subsidiaries, is madeknown to us by others within those entities, particularly during the period in which this annual report is being prepared; 

 

b) evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about theeffectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and 

 

c) disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s mostrecent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; 

 

5. The registrant’s other certifying officer and I have disclosed, based on our most recent evaluation of internal control overfinancial reporting, to the registrant’s auditors and the audit committee of registrant’s board of directors (or persons performing the equivalent functions): 

 

a) all significant deficiencies and material weaknesses in the design or operation of internal controls over financialreporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial data; and 

 

b) any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal controlsover financial reporting. 

 

Date: March 5, 2004