SELECTED FCM FINANCIAL DATA AS OF 

September 30, 2005

FROM REPORTS FILED BY 

October 31, 2005

B/D? DSRO A/O Adjusted Net Capital Excess Customers' Cust

Futures Commission Merchant Date Net Capital Requirement Net Capital Seg Required Amo

4d(a)(2) Pt. 30 R

(a) (b) (c) (d) (e) (

1 ABN AMRO INCORPORATED Y CBOT 09/30/2005 621,676,178 249,006,857 372,669,321 2,830,161,977 494

2 ABN AMRO SAGE CORPORATION Y NFA 09/30/2005 96,850,151 250,000 96,600,151 2,306,694 

3 ADM INVESTOR SERVICES INC N CBOT 09/30/2005 103,791,825 30,328,460 73,463,365 887,265,184 19

4 ADVANTAGE FUTURES LLC N CME 09/30/2005 9,165,167 3,489,312 5,675,855 109,882,373 7

5 ADVEST INC Y NFA 09/30/2005 62,690,530 1,000,000 61,690,530 0 

6 AG EDWARDS & SONS INC N CBOT 09/30/2005 637,363,213 46,397,873 590,965,340 436,433,773 

7 AIG CLEARING CORPORATION N NYME 09/30/2005 289,234,393 37,851,475 251,382,918 3,965,855 

8 ALARON TRADING CORPORATION N CME 09/30/2005 6,114,826 2,286,116 3,828,710 122,860,069 

9 ALPHA FOREIGN EXCHANGE GROUP LLC N NFA 09/30/2005 369,250 250,000 119,250 0 

10 AMERICAN MUTUAL HOLDING CORPORATION N NFA 09/30/2005 470,884 250,000 220,884 567,691 11 AMERICAN NATIONAL TRADING CORP N NFA 09/30/2005 1,536,971 398,424 1,138,547 20,504,807 12 BACERA CORPORATION N NFA 09/30/2005 668,591 250,000 418,591 0 13 BANC OF AMERICA FUTURES INCORPORATED Y CME 09/30/2005 100,715,124 51,317,876 49,397,248 285,446,044 14 BARCLAYS CAPITAL INC Y NYME 09/30/2005 552,563,287 273,178,947 279,384,340 2,487,653,467 73215 BATTERY ASSET MANAGEMENT LLC N NFA 09/30/2005 942,723 250,000 692,723 0 16 BEAR STEARNS & CO INC Y NFA 09/30/2005 1,491,783,326 69,852,671 1,421,930,655 0 17 BEAR STEARNS SECURITIES CORP Y CME 09/30/2005 3,926,381,974 1,149,224,652 2,777,157,322 2,817,978,665 84518 BIELFELDT & COMPANY LLC N CBOT 09/30/2005 385,043 250,000 135,043 0 19 BNP PARIBAS COMMODITY FUTURES INC N NYME 09/30/2005 97,735,053 59,314,039 38,421,014 1,006,285,753 3820 BNP PARIBAS SECURITIES CORP Y CBOT 09/30/2005 267,292,056 10,877,827 256,414,229 67,143,816 21 C CZARNIKOW SUGAR FUTURES INC N NFA 09/30/2005 1,683,537 250,000 1,433,537 2,458,674 22 CADENT FINANCIAL SERVICES LLC N CME 09/30/2005 3,670,591 1,557,602 2,112,989 39,518,195 423 CAL FINANCIAL CORPORATION N NFA 09/30/2005 326,256 250,000 76,256 0 24 CALYON FINANCIAL INC Y CME 09/30/2005 349,259,288 282,939,501 66,319,787 5,448,717,297 67225 CANTOR FITZGERALD & CO Y CBOT 09/30/2005 114,251,368 3,706,640 110,544,728 38,462,478 26 CAPITAL MARKET SERVICES LLC N NFA 09/30/2005 2,682,098 250,000 2,432,098 0 27 CIBC WORLD MARKETS CORP Y CME 09/30/2005 699,734,029 31,567,785 668,166,244 0 28 CITIGROUP GLOBAL MARKETS INC Y CBOT 09/30/2005 3,285,340,184 573,592,954 2,711,747,230 8,372,742,587 33129 CLIFDEN FUTURES LLC N NFA 09/30/2005 627,922 250,000 377,922 2,335,146 30 CLIFF LARSON COMPANY THE N NFA 09/30/2005 362,934 250,000 112,934 1,621,240 31 CMC GROUP PLC N NFA 09/30/2005 9,563,267 250,000 9,313,267 0 32 CMC MARKETS (US) LLC N NFA 09/30/2005 938,951 250,000 688,951 0 33 COESfx CLEARING INC N NFA 09/30/2005 1,259,686 250,000 1,009,686 0 34 COMTRUST INC N NFA 09/30/2005 1,116,333 454,008 662,325 10,295,278 

35 COUNTRY HEDGING INC N NFA 09/30/2005 10,690,874 2,079,611 8,611,263 29,291,554 36 CREDIT SUISSE FIRST BOSTON LLC Y CBOT 09/30/2005 4,297,416,882 213,142,159 4,084,274,723 1,585,950,738 52337 CROSSLAND LLC N CBOT 09/30/2005 2,805,807 250,000 2,555,807 7,196,587 38 CUNNINGHAM COMMODITIES INC N CBOT 09/30/2005 1,769,134 325,609 1,443,525 12,558,137 39 DAIWA SECURITIES AMERICA INC Y CME 09/30/2005 159,876,869 2,554,863 157,322,006 6,082,870 540 DEUTSCHE BANK SECURITIES INC Y CBOT 09/30/2005 2,544,503,795 223,717,668 2,320,786,127 1,539,065,480 1,60741 DIRECT FOREX LLC N NFA 09/30/2005 431,607 250,000 181,607 0 42 DORMAN TRADING LLC N CME 09/30/2005 4,931,771 431,173 4,500,598 22,726,822 43 DUNAVANT COMMODITY CORP N NYCE 09/30/2005 23,997,042 565,220 23,431,822 13,230,765 44 EAGLE MARKET MAKERS INC N CBOT 09/30/2005 1,745,813 250,000 1,495,813 3,761,392 45 ED &F MAN COMMODITY ADVISORS INC N NFA 09/30/2005 398,940 250,000 148,940 0 46 ELECTRONIC BROKERAGE SYSTEMS LLC Y NFA 09/30/2005 4,615,843 250,000 4,365,843 0 
SELECTED FCM FINANCIAL DATA AS OF 

September 30, 2005

FROM REPORTS FILED BY 

October 31, 2005

B/D? DSRO A/O Adjusted Net Capital Excess Customers' Cust

Futures Commission Merchant Date Net Capital Requirement Net Capital Seg Required Amo

4d(a)(2) Pt. 30 R

(a) (b) (c) (d) (e) (

47 ENSKILDA FUTURES LIMITED N CME 09/30/2005 11,395,824 6,578,314 4,817,510 111,404,628 48 FARR FINANCIAL INC N NFA 09/30/2005 1,639,727 761,147 878,580 34,693,489 49 FC STONE LLC N CME 09/30/2005 25,770,779 13,608,017 12,162,762 528,822,190 50 FCT GROUP LLC N CME 09/30/2005 9,728,762 538,707 9,190,055 6,788,798 51 FIMAT PREFERRED LLC Y NFA 09/30/2005 29,871,267 1,017,928 28,853,339 600,730 52 FIMAT USA LLC Y NYME 09/30/2005 420,900,686 299,985,123 120,915,563 5,281,424,139 1,70253 FIRST CAPITOL GROUP LLC N NFA 09/30/2005 4,040,247 1,173,661 2,866,586 53,375,188 54 FOREFRONT INVESTMENTS CORPORATION N NFA 09/30/2005 387,235 250,000 137,235 0 55 FOREX CAPITAL MARKETS LLC N NFA 09/30/2005 52,540,958 250,000 52,290,958 0 56 FOREX INTERNATIONAL INVESTMENTS INC N NFA 09/30/2005 377,131 250,000 127,131 0 57 FORTIS CLEARING CHICAGO LLC N CBOT 09/30/2005 44,502,361 3,392,355 41,110,006 180,276,474 1258 FRIEDBERG MERCANTILE GROUP INC N NFA 09/30/2005 1,912,921 250,000 1,662,921 4,806,498 59 FRONTIER FUTURES INC N NFA 09/30/2005 1,298,533 410,029 888,504 18,568,852 60 FUTURES TECH LLC N NFA 09/30/2005 438,219 250,000 188,219 0 61 FX OPTION1 INC N NFA 09/30/2005 794,005 250,000 544,005 0 62 FX SOLUTIONS LLC N NFA 09/30/2005 6,704,741 250,000 6,454,741 0 63 FX TRADING LLC N NFA 09/30/2005 502,985 250,000 252,985 0 64 FXCM LLC N NFA 09/30/2005 376,752 250,000 126,752 0 65 GAIN CAPITAL GROUP INC N NFA 09/30/2005 18,661,946 250,000 18,411,946 0 66 GARBAN FUTURES LLC N CME 09/30/2005 7,395,430 250,000 7,145,430 4,947,454 67 GELBER GROUP LLC N CBOT 09/30/2005 35,882,627 250,000 35,632,627 35,261,559 68 GFS FOREX & FUTURES INC N NFA 09/30/2005 808,000 250,000 558,000 0 69 GILDER GAGNON HOWE AND CO LLC Y NFA 09/30/2005 32,994,657 250,000 32,744,657 0 70 GLOBAL FUTURES & FOREX LIMITED Y NFA 09/30/2005 22,378,742 3,135,516 19,243,226 0 71 GLOBAL FUTURES LLC N NFA 09/30/2005 379,944 250,000 129,944 0 72 GOLDENBERG HEHMEYER & CO Y CBOT 09/30/2005 6,515,546 3,004,007 3,511,539 88,344,111 573 GOLDMAN SACHS & CO Y CBOT 09/30/2005 (g) 1,129,325,696 (g) 10,174,131,075 5,10674 GOLDMAN SACHS EXECUTION & CLEARING LP Y CME 09/30/2005 1,329,155,057 37,463,597 1,291,691,460 437,528,196 775 GOLDMANY FINANCE INC N NFA 09/30/2005 296,534 250,000 46,534 0 76 GREENWICH CAPITAL MARKETS INC Y CBOT 09/30/2005 666,318,000 49,992,000 616,326,000 430,861,000 677 H & R BLOCK FINANCIAL ADVISORS INC N NFA 09/30/2005 118,586,376 12,321,498 106,264,878 0 78 HAGERTY GRAIN CO INC N CBOT 09/30/2005 1,706,178 250,000 1,456,178 7,416,468 79 HOTSPOT FX INC N NFA 09/30/2005 7,968,145 250,000 7,718,145 0 80 HOTSPOT FXr LLC N NFA 09/30/2005 2,135,551 250,000 1,885,551 0 

81 HSBC SECURITIES USA INC Y CME 09/30/2005 427,362,310 65,035,479 362,326,831 1,021,070,142 4182 IFSCL USA INC N NFA 09/30/2005 1,344,082 250,000 1,094,082 113,223 83 IFX MARKETS INC N NFA 09/30/2005 3,237,997 250,000 2,987,997 0 84 IG FINANCIAL MARKETS INC. N NFA 09/30/2005 397,259 250,000 147,259 0 85 INTEGRATED BROKERAGE SERVICES LLC N NFA 09/30/2005 1,145,586 250,000 895,586 2,023,739 86 INTERACTIVE BROKERS LLC Y NFA 09/30/2005 163,483,006 13,380,228 150,102,778 117,706,841 3487 INTERBANK FX LLC N NFA 09/30/2005 1,856,731 250,000 1,606,731 0 88 INTERNATIONAL COMMODITY CLEARING N NFA 09/30/2005 358,517 250,000 108,517 12,672,826 89 IOWA GRAIN CO N CBOT 09/30/2005 7,611,745 4,395,801 3,215,944 116,323,772 90 ITAU SECURITIES INC Y NFA 09/30/2005 18,211,439 250,000 17,961,439 0 91 IXIS SECURITIES NORTH AMERICA INC Y NFA 09/30/2005 74,463,961 250,000 74,213,961 0 92 JP MORGAN FUTURES INC N NYME 09/30/2005 926,176,387 453,711,602 472,464,785 7,545,474,836 76693 KJW LLC N NFA 09/30/2005 3,786,434 250,000 3,536,434 0 
SELECTED FCM FINANCIAL DATA AS OF 

September 30, 2005

FROM REPORTS FILED BY 

October 31, 2005

B/D? DSRO A/O Adjusted Net Capital Excess Customers' Cust

Futures Commission Merchant Date Net Capital Requirement Net Capital Seg Required Amo

4d(a)(2) Pt. 30 R

(a) (b) (c) (d) (e) (

94 KOTTKE ASSOCIATES LLC N CBOT 09/30/2005 13,665,763 311,095 13,354,668 46,194,298 95 LADENBURG THALMANN & CO INC Y NFA 09/30/2005 4,964,540 250,000 4,714,540 0 96 LBS LIMITED PARTNERSHIP N CBOT 09/30/2005 461,514 250,000 211,514 0 97 LEADER INVESTMENTS INC Y NFA 09/30/2005 471,369 250,000 221,369 0 98 LEGG MASON WOOD WALKER INC Y NYME 09/30/2005 476,075,082 22,808,679 453,266,403 0 99 LEHMAN BROTHERS INC Y CBOT 09/30/2005 2,124,941,000 194,612,000 1,930,329,000 2,981,923,000 100

100 LINN GROUP ( THE ) N NFA 09/30/2005 376,949 250,000 126,949 0 101 LINSCO/PRIVATE LEDGER CORP Y NFA 09/30/2005 55,519,830 5,688,839 49,830,991 0 102 LOEB PARTNERS CORPORATION Y NFA 09/30/2005 26,831,191 250,000 26,581,191 0 103 MAN FINANCIAL INC N CME 09/30/2005 303,890,910 241,124,583 62,766,327 5,132,884,968 1,104104 MARQUETTE ELECTRONIC BROKERAGE LLC N NFA 09/30/2005 1,424,636 250,000 1,174,636 0 105 MAXCOR FINANCIAL INC Y NFA 09/30/2005 20,792,769 250,000 20,542,769 0 106 MBF CLEARING CORP N NYME 09/30/2005 10,154,500 2,069,298 8,085,202 188,389,760 107 MBT TECHNOLOGIES LLC N NFA 09/30/2005 1,077,172 250,000 827,172 0 108 MCVEAN TRADING AND INVESTMENTS LLC N NFA 09/30/2005 6,269,362 1,750,396 4,518,966 358,308,606 109 MERRILL LYNCH PIERCE FENNER & SMITH Y CBOT 09/30/2005 (g) 503,912,804 (g) 5,804,639,080 666110 MERRILL LYNCH PROFESSIONAL CLEARING Y NFA 09/30/2005 1,377,367,603 39,912,000 1,337,455,603 578,318,208 111 MID-CO COMMODITIES INC N NFA 09/30/2005 4,248,227 1,094,875 3,153,352 13,177,048 112 MITSUI BUSSAN COMMODITIES USA INC N NYME 09/30/2005 6,046,660 250,000 5,796,660 0 113 MIZUHO SECURITIES USA INC Y CME 09/30/2005 145,820,384 11,215,706 134,604,678 193,936,652 40114 MONEY GARDEN CORP N NFA 09/30/2005 2,827,392 250,000 2,577,392 0 115 MORGAN KEEGAN & COMPANY INC Y NFA 09/30/2005 324,963,129 11,915,643 313,047,486 0 116 MORGAN STANLEY & CO INCORPORATED Y CME 09/30/2005 3,670,094,684 901,231,407 2,768,863,277 2,867,463,417 1,919117 MORGAN STANLEY DW INC Y CBOT 09/30/2005 1,140,192,117 82,637,160 1,057,554,957 1,211,693,473 2,526118 NATIONS INVESTMENTS LLC N NFA 09/30/2005 868,947 250,000 618,947 12,858,061 119 NEUBERGER BERMAN LLC Y NFA 09/30/2005 212,870,981 15,176,852 197,694,129 20,440,700 120 NIKKO ALTERNATIVE ASSET MANAGEMENT INC N NFA 09/30/2005 21,125,236 250,000 20,875,236 0 121 NOMURA SECURITIES INTERNATIONAL INC Y CBOT 09/30/2005 505,440,584 12,041,277 493,399,307 3,754,588 122 OANDA CORPORATION N NFA 09/30/2005 24,085,324 250,000 23,835,324 0 123 OCONNOR & COMPANY LLC Y CBOT 09/30/2005 50,359,869 2,836,818 47,523,051 51,850,007 2124 ODL SECURITIES INC N NFA 09/30/2005 395,478 250,000 145,478 0 125 OPEN E CRY LLC N NFA 09/30/2005 1,301,822 756,386 545,436 21,334,702 126 OPPENHEIMER & CO INC Y NFA 09/30/2005 190,851,568 25,693,862 165,157,706 21,316,475 127 OPTIONSXPRESS INC N NFA 09/30/2005 6,775,142 532,268 6,242,874 -5 

128 PENSON FINANCIAL FUTURES INC N NFA 09/30/2005 1,029,383 285,196 744,187 11,092,469 129 PEREGRINE FINANCIAL GROUP INC N NFA 09/30/2005 8,744,071 2,993,515 5,750,556 125,064,173 130 PIONEER FUTURES INC N NYME 09/30/2005 556,212 250,000 306,212 0 131 PIPER JAFFRAY & CO Y NFA 09/30/2005 293,287,024 12,428,556 280,858,468 0 132 PRUDENTIAL FINANCIAL DERIVATIVES LLC N CBOT 09/30/2005 92,618,000 76,195,000 16,423,000 1,599,817,000 115133 RAND FINANCIAL SERVICES INC N CME 09/30/2005 21,683,100 8,202,150 13,480,950 117,515,500 18134 RAYMOND JAMES & ASSOCIATES INC Y NFA 09/30/2005 372,614,580 26,804,109 345,810,471 0 135 RBC CAPITAL MARKETS CORPORATION Y CME 09/30/2005 195,982,412 46,141,623 149,840,789 0 136 RBC DAIN RAUSCHER INC Y NFA 09/30/2005 276,192,015 35,860,248 240,331,767 0 137 REDSKY FINANCIAL LLC Y NFA 09/30/2005 723,206 250,000 473,206 0 138 REFCO LLC N CME 09/30/2005 443,361,067 324,470,436 118,890,631 6,468,357,251 183139 RJ OBRIEN ASSOCIATES INC N CME 09/30/2005 85,876,688 62,310,962 23,565,726 1,603,083,452 183140 ROBBINS FUTURES INC N NFA 09/30/2005 476,469 250,000 226,469 7,949,623 
SELECTED FCM FINANCIAL DATA AS OF 

September 30, 2005

FROM REPORTS FILED BY 

October 31, 2005

B/D? DSRO A/O Adjusted Net Capital Excess Customers' Cust

Futures Commission Merchant Date Net Capital Requirement Net Capital Seg Required Amo

4d(a)(2) Pt. 30 R

(a) (b) (c) (d) (e) (

141 ROSENTHAL COLLINS GROUP LLC N CME 09/30/2005 33,883,166 9,938,794 23,944,372 378,271,564 2142 ROSENTHAL GLOBAL SECURITIES LLC Y CBOT 09/30/2005 5,912,794 560,065 5,352,729 0 143 SANFORD C BERNSTEIN & CO LLC Y NFA 09/30/2005 149,595,000 23,902,309 125,692,691 0 144 SENTINEL MANAGEMENT GROUP INC N NFA 09/30/2005 2,000,804 250,000 1,750,804 947,786,310 145 SHATKIN ARBOR INC N CBOT 09/30/2005 5,942,601 250,000 5,692,601 11,022,846 146 SHAY GRAIN CLEARING COMPANY N KCBT 09/30/2005 981,570 256,859 724,711 4,968,959 147 SMW TRADING COMPANY INC N CME 09/30/2005 18,541,726 335,820 18,205,906 8,611,059 148 SNC INVESTMENTS INC N NFA 09/30/2005 415,005 250,000 165,005 0 149 SOLID GOLD FINANCIAL SERVICES INC N NFA 09/30/2005 520,623 250,000 270,623 0 150 SPENCER FINANCIAL LLC N NFA 09/30/2005 331,408 250,000 81,408 0 151 STEPHENS INC Y NFA 09/30/2005 52,772,801 12,079,937 40,692,864 0 152 STERLING COMMODITIES CORP N NYME 09/30/2005 7,257,340 494,908 6,762,432 36,187,940 2153 STILLPOINT WEALTH MANAGEMENT LLC Y NFA 09/30/2005 552,696 250,000 302,696 0 154 SWISS AMERICAN SECURITIES INC Y NFA 09/30/2005 89,584,376 5,630,939 83,953,437 0 155 TCA FUTURES LLC N NFA 09/30/2005 441,949 250,000 191,949 0 156 TENCO INC N CBOT 09/30/2005 26,183,059 2,785,781 23,397,278 92,141,630 157 TERRA NOVA TRADING LLC Y NFA 09/30/2005 4,261,602 1,500,000 2,761,602 0 158 TIMBER HILL LLC Y CME 09/30/2005 496,100,808 6,906,266 489,194,542 86,629,256 159 TOKYO-MITSUBISHI FUTURES USA INC N CME 09/30/2005 19,263,980 250,000 19,013,980 0 160 TOWER RESEARCH CAPITAL EUROPE LLC N NFA 09/30/2005 1,391,574 250,000 1,141,574 0 161 TRADELINK LLC Y CBOT 09/30/2005 36,070,784 565,816 35,504,968 0 162 TRADESTATION SECURITIES INC Y NFA 09/30/2005 31,133,061 1,898,100 29,234,961 0 163 TRADITION SECURITIES AND FUTURES INC N NFA 09/30/2005 389,949 250,000 139,949 0 164 TRANSMARKET GROUP LLC Y CBOT 09/30/2005 7,664,750 250,000 7,414,750 0 165 TRILAND USA INC N NYME 09/30/2005 28,257,036 7,463,658 20,793,378 122,661,904 166 UBS FINANCIAL SERVICES INC Y CBOT 09/30/2005 1,213,309,175 204,372,572 1,008,936,603 1,949,718,894 135167 UBS SECURITIES LLC Y CBOT 09/30/2005 2,721,479,058 433,836,078 2,287,642,980 6,383,983,930 2,365168 UFJ FUTURES LLC N CME 09/30/2005 14,973,102 250,000 14,723,102 0 169 UNITED CLEARING LLC N NFA 09/30/2005 652,888 250,000 402,888 0 170 VELOCITY FUTURES LP N NFA 09/30/2005 874,845 250,000 624,845 27,779,065 171 VISION LIMITED PARTNERSHIP N NFA 09/30/2005 19,881,673 11,633,386 8,248,287 356,593,159 172 WACHOVIA CAPITAL MARKETS LLC Y NFA 09/30/2005 1,178,511,151 5,222,727 1,173,288,424 0 173 WACHOVIA SECURITIES FINANCIAL NETWORK Y NFA 09/30/2005 20,302,252 1,010,313 19,291,939 0 174 WACHOVIA SECURITIES LLC Y NFA 09/30/2005 473,811,192 2,631,614 471,179,578 0 

175 WALL STREET DERIVATIVES INC N NFA 09/30/2005 380,840 250,000 130,840 1,314,201 176 WHITE COMMERCIAL CORPORATION N NFA 09/30/2005 2,091,206 250,000 1,841,206 0 177 WORLDWIDE CLEARING N NFA 09/30/2005 695,650 250,000 445,650 0 178 XPRESSTRADE LLC N NFA 09/30/2005 6,172,153 953,941 5,218,212 75,983,522 179 YORK BUSINESS ASSOCIATES LLC N NFA 09/30/2005 667,888 250,000 417,888 7,123,739 

Total 94,361,248,120 22,340August Web Page Update 180AdditionsFXCM LLC 1
SELECTED FCM FINANCIAL DATA AS OF 

September 30, 2005

FROM REPORTS FILED BY 

October 31, 2005

B/D? DSRO A/O Adjusted Net Capital Excess Customers' Cust

Futures Commission Merchant Date Net Capital Requirement Net Capital Seg Required Amo

4d(a)(2) Pt. 30 R

(a) (b) (c) (d) (e) (

DeletionsQualified Leverage Providers 2Cargill Investor Services IncName ChangeSeptember Web Page Update 179(a): B/D? : A 'Y' means the FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer. (b): DSRO: Designated Self-Regulatory Organization. (c): A firm's net capital requirement is the greater of (1) $250,000; or(2) risk based capital requirement, the sum of 8% of total customer risk maintenance margin and 4% of total noncustomer risk maintenance margin; or(3) The amount of capital required by a registered futures association (currently NFA is the only such association);(4) for securities brokers and dealers, the amount of net capital required by Rule 15c3-1(a) of the Securities and Exchange Commission.(d): Excess net capital is adjusted net capital, less the firm's net capital requirement.(e): This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on a designated contract market or derivatives transaction execution facility. This is the sum of all accounts that contain a net liquidating equity.(f): This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of vthe United States. 
SELECTED FCM FINANCIAL DATA AS OF 

September 30, 2005

FROM REPORTS FILED BY 

October 31, 2005

B/D? DSRO A/O Adjusted Net Capital Excess Customers' Cust

Futures Commission Merchant Date Net Capital Requirement Net Capital Seg Required Amo

4d(a)(2) Pt. 30 R

(a) (b) (c) (d) (e) (

(g): This FCM/BD’s ultimate parent company is regulated by the SEC as a consolidated supervised entity. The firm has elected to compute its minimum capital requirement in accordance with the “Alternative Net Capital Requirement” as permitted by Appendix E to SEC Rule 15c3-1. As of September 30, 2005, the firm had net capital in excess of its minimum capital requirements. In addition to the alternative minimum net capital requirements, the firm is required to hold tentative net capital in excess of $1 billion and net capital in excess of $500 million in accordance with the marketand credit risk standards of Appendix E of Rule 15c31. The firm also is required to notify the Commissionand SEC in the event its tentative net capital is less than $5 billion. As of September 30, 2005, the firm had tentative net capital and net capital in excess of both the minimum and notification requirements. Note: Any comments regarding information contained in this table may be brought to the attention of the CFTC's Division of Clearing and Intermediary Oversight via e-mail: fzimmerle@cftc.gov; s_williams@cftc.gov or sgreska@cftc.gov.