SELECTED FCM FINANCIAL DATA AS OF 

April 30, 2006

FROM REPORTS FILED BY 

May 31, 2006

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

1 ABBEY NATIONAL SECURITIES INC Y NFA 04/30/2006 131,838,717 23,713,200 108,125,517 2 ABN AMRO INCORPORATED Y CBOT 04/30/2006 1,222,570,085 338,725,108 883,844,977 3 ABN AMRO SAGE CORPORATION Y NFA 04/30/2006 93,452,946 250,000 93,202,946 4 ADM INVESTOR SERVICES INC N CBOT 04/30/2006 122,898,605 50,279,113 72,619,492 5 ADVANTAGE FUTURES LLC N CME 04/30/2006 12,407,146 4,181,447 8,225,699 6 ADVEST INC Y NFA 04/30/2006 16,318,018 250,000 16,068,018 7 AG EDWARDS & SONS INC Y CBOT 04/30/2006 804,555,726 42,372,502 762,183,224 8 AIG CLEARING CORPORATION N NYME 04/30/2006 255,810,283 38,583,494 217,226,789 9 ALARON TRADING CORPORATION N CME 04/30/2006 5,404,185 3,735,394 1,668,791 

10 ALPHA FOREIGN EXCHANGE GROUP LLC N NFA 04/30/2006 374,091 250,000 124,091 11 AMERICAN MUTUAL HOLDING CORPORATION N NFA 04/30/2006 377,596 250,000 127,596 12 AMERICAN NATIONAL TRADING CORP N NFA 04/30/2006 2,027,403 1,264,211 763,192 13 BACERA CORPORATION N NFA 04/30/2006 483,513 250,000 233,513 14 BANC OF AMERICA SECURITIES LLC Y CME 04/30/2006 1,827,856,375 332,985,258 1,494,871,117 15 BARCLAYS CAPITAL INC Y NYME 04/30/2006 726,440,585 307,695,511 418,745,074 16 BATTERY ASSET MANAGEMENT LLC N NFA 04/30/2006 1,156,399 250,000 906,399 17 BEAR STEARNS & CO INC Y NFA 04/28/2006 (g) 575,002,006 (g) 18 BEAR STEARNS SECURITIES CORP Y CME 04/30/2006 3,640,304,675 1,100,872,059 2,539,432,616 19 BGC FINANCIAL INC Y NFA 04/30/2006 23,102,962 250,000 22,852,962 20 BNP PARIBAS COMMODITY FUTURES INC N NYME 04/30/2006 120,423,676 73,165,019 47,258,657 21 BNP PARIBAS SECURITIES CORP Y CBOT 04/30/2006 500,481,925 22,591,755 477,890,170 22 BROOKSTREET SECURITIES CORPORATION Y NFA 04/30/2006 4,390,701 628,535 3,762,166 23 C CZARNIKOW SUGAR FUTURES INC N NFA 05/03/2006 1,666,174 250,000 1,416,174 24 CADENT FINANCIAL SERVICES LLC N CME 04/30/2006 5,467,270 2,047,609 3,419,661 25 CAL FINANCIAL CORPORATION N NFA 04/30/2006 273,950 250,000 23,950 26 CALYON FINANCIAL INC Y CME 04/30/2006 562,158,967 398,109,551 164,049,416 27 CANTOR FITZGERALD & CO Y CBOT 04/30/2006 114,926,551 4,122,269 110,804,282 28 CAPITAL MARKET SERVICES LLC N NFA 04/30/2006 7,387,960 2,202,492 5,185,467 29 CIBC WORLD MARKETS CORP Y CME 04/30/2006 858,389,734 21,750,853 836,638,881 30 CITIGROUP GLOBAL MARKETS INC Y CBOT 04/30/2006 4,000,307,004 713,332,973 3,286,974,031 31 CLIFDEN FUTURES LLC N NFA 04/30/2006 464,258 250,000 214,258 32 CLIFF LARSON COMPANY THE N NFA 04/28/2006 433,473 250,000 183,473 33 CMC MARKETS (US) LLC N NFA 04/28/2006 1,589,172 250,000 1,339,172 34 COES FX CLEARING INC. N NFA 04/30/2006 867,524 509,625 357,898 35 COMTRUST INC N NFA 04/30/2006 1,108,959 724,240 384,719 36 COUNTRY HEDGING INC N NFA 04/30/2006 15,246,503 4,478,864 10,767,639 37 CREDIT SUISSE SECURITIES (USA) LLC Y CBOT 04/30/2006 4,878,358,925 186,905,370 4,691,453,555 38 CROSSLAND LLC N CBOT 04/30/2006 3,300,500 406,657 2,893,843 39 CUNNINGHAM COMMODITIES LLC N CBOT 04/30/2006 1,593,276 297,880 1,295,396 40 DAIWA SECURITIES AMERICA INC Y CME 04/30/2006 195,642,287 2,500,000 193,142,287 41 DEUTSCHE BANK SECURITIES INC Y CBOT 04/28/2006 2,523,527,787 248,361,327 2,275,166,460 42 DIRECT FOREX LLC N NFA 04/30/2006 521,421 250,000 271,421 43 DORMAN TRADING LLC N CME 04/30/2006 6,990,815 719,077 6,271,738 44 DUNAVANT COMMODITY CORP N NYBT 04/30/2006 22,772,082 472,869 22,299,213 45 E FX OPTIONS LLC N NFA 04/30/2006 333,814 250,000 83,814 46 EAGLE MARKET MAKERS INC N CBOT 04/28/2006 2,381,977 250,000 2,131,977 
SELECTED FCM FINANCIAL DATA AS OF 

April 30, 2006

FROM REPORTS FILED BY 

May 31, 2006

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

47 ED &F MAN COMMODITY ADVISORS INC N NFA 04/30/2006 471,801 250,000 221,801 48 ELECTRONIC BROKERAGE SYSTEMS LLC Y NFA 04/30/2006 7,006,341 250,000 6,756,341 49 ENSKILDA FUTURES LIMITED N CME 04/30/2006 14,234,521 8,681,741 5,552,780 50 FARR FINANCIAL INC N NFA 04/30/2006 2,411,715 1,128,545 1,283,170 51 FC STONE LLC N CME 04/30/2006 28,824,135 20,380,109 8,444,026 52 FCT GROUP LLC N CME 04/30/2006 7,132,637 687,859 6,444,778 53 FIMAT PREFERRED LLC Y NFA 04/30/2006 30,486,899 953,489 29,533,410 54 FIMAT USA LLC Y NYME 04/30/2006 486,831,767 364,989,333 121,842,434 55 FIRST CAPITOL GROUP LLC N NFA 04/30/2006 4,402,390 1,455,410 2,946,980 56 FOREFRONT INVESTMENTS CORPORATION N NFA 04/30/2006 541,345 250,000 291,345 57 FOREX CAPITAL MARKETS LLC N NFA 04/30/2006 26,788,071 10,956,468 15,831,602 58 FOREX CLUB FINANCIAL COMPANY INC N NFA 04/30/2006 448,267 250,000 198,267 59 FOREX INTERNATIONAL INVESTMENTS INC N NFA 04/30/2006 540,057 250,000 290,057 60 FOREX LIQUIDITY LLC N NFA 04/30/2006 2,214,479 282,709 1,931,770 61 FORTIS CLEARING CHICAGO LLC N CBOT 04/30/2006 33,205,439 8,241,494 24,963,945 62 FORWARD FOREX INC N NFA 04/30/2006 399,429 250,000 149,429 63 FRIEDBERG MERCANTILE GROUP INC N NFA 04/30/2006 1,676,220 250,000 1,426,220 64 FRONTIER FUTURES INC N NFA 04/30/2006 1,103,463 1,116,511 -13,048 65 FUTURES TECH LLC N NFA 04/30/2006 426,986 250,000 176,986 66 FX OPTION1 INC N NFA 04/30/2006 452,267 250,000 202,267 67 FX SOLUTIONS LLC N NFA 04/30/2006 7,523,852 2,505,982 5,017,869 68 FXCM LLC N NFA 04/30/2006 381,828 250,000 131,828 69 GAIN CAPITAL GROUP INC N NFA 04/30/2006 12,356,090 2,911,382 9,444,707 70 GELBER GROUP LLC N CBOT 04/30/2006 33,319,935 371,441 32,948,494 71 GFS FOREX & FUTURES INC N NFA 04/30/2006 552,278 250,000 302,278 72 GILDER GAGNON HOWE AND CO LLC Y NFA 04/30/2006 37,362,208 250,000 37,112,208 73 GLOBAL FUTURES & FOREX LIMITED Y CFTC 04/30/2006 29,830,436 500,000 29,330,436 74 GLOBAL FUTURES LLC N NFA 04/30/2006 7,953,267 250,000 7,703,267 75 GOLDENBERG HEHMEYER & CO Y CBOT 04/30/2006 7,528,103 2,557,255 4,970,848 76 GOLDMAN SACHS & CO Y CBOT 04/28/2006 (g) 1,201,237,977 (g) 77 GOLDMAN SACHS EXECUTION & CLEARING LP Y CME 04/28/2006 1,117,928,239 53,508,716 1,064,419,523 78 GOLDMANY FINANCE INC N NFA 04/30/2006 261,655 250,000 11,655 79 GREENWICH CAPITAL MARKETS INC Y CBOT 04/30/2006 1,150,898,000 51,531,000 1,099,367,000 80 H & R BLOCK FINANCIAL ADVISORS INC Y NFA 04/30/2006 121,711,024 10,631,011 111,080,013 81 HAGERTY GRAIN CO INC N CBOT 04/30/2006 1,848,215 250,000 1,598,215 82 HOTSPOT FXR LLC N NFA 04/30/2006 2,296,223 250,000 2,046,223 83 HSBC SECURITIES USA INC Y CME 04/30/2006 957,327,694 74,871,432 882,456,262 84 ICAP FUTURES LLC N CME 04/30/2006 17,655,777 1,347,568 16,308,209 85 IFSCL USA INC N NFA 04/30/2006 1,119,065 250,000 869,065 86 IFX MARKETS INC N NFA 04/30/2006 3,848,564 3,120,481 728,082 87 IG FINANCIAL MARKETS INC. N NFA 04/30/2006 403,463 250,000 153,463 88 INTEGRATED BROKERAGE SERVICES LLC N NFA 04/30/2006 1,206,774 250,000 956,774 89 INTERACTIVE BROKERS LLC Y EUXUS 04/30/2006 228,174,311 20,938,983 207,235,328 90 INTERBANK FX LLC N NFA 04/30/2006 2,436,896 720,474 1,716,421 91 IOWA GRAIN CO N CBOT 04/30/2006 8,370,041 5,206,506 3,163,535 92 ITAU SECURITIES INC Y NFA 04/30/2006 16,261,660 250,000 16,011,660 93 IXIS SECURITIES NORTH AMERICA INC Y NFA 04/30/2006 157,588,390 250,000 157,338,390 
SELECTED FCM FINANCIAL DATA AS OF 

April 30, 2006

FROM REPORTS FILED BY 

May 31, 2006

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

94 JP MORGAN FUTURES INC N NYME 04/30/2006 933,222,467 592,845,094 340,377,373 95 KOTTKE ASSOCIATES LLC N CBOT 04/30/2006 10,263,873 257,429 10,006,444 96 LADENBURG THALMANN & CO INC Y NFA 04/30/2006 10,232,201 250,000 9,982,201 97 LBS LIMITED PARTNERSHIP N CBOT 04/30/2006 648,624 250,000 398,624 98 LEADER INVESTMENTS INC Y NFA 04/30/2006 459,105 250,000 209,105 99 LEHMAN BROTHERS INC Y CBOT 04/30/2006 (g) 531,642,000 (g) 

100 LINN GROUP ( THE ) N NFA 04/30/2006 357,082 250,000 107,082 101 LINSCO/PRIVATE LEDGER CORP Y NFA 04/30/2006 72,771,167 6,146,121 66,625,046 102 LOEB PARTNERS CORPORATION Y NFA 04/30/2006 25,861,813 250,000 25,611,813 103 MAN FINANCIAL INC N CME 04/30/2006 568,236,423 447,207,040 121,029,383 104 MANCHESTER FINANCIAL GROUP INC N NFA 04/30/2006 303,027 250,000 53,027 105 MARQUETTE ELECTRONIC BROKERAGE LLC N NFA 04/30/2006 1,291,630 250,000 1,041,630 106 MB TRADING FUTURES INC. N NFA 04/30/2006 419,586 250,000 169,586 107 MBF CLEARING CORP N NYME 04/30/2006 21,581,021 2,566,149 19,014,872 108 MBT TECHNOLOGIES LLC N NFA 04/30/2006 1,138,681 250,000 888,681 109 MCVEAN TRADING AND INVESTMENTS LLC N NFA 04/30/2006 5,979,467 2,288,628 3,690,839 110 MERRILL LYNCH PIERCE FENNER & SMITH Y CBOT 05/05/2006 (g) 507,038,000 (g) 111 MERRILL LYNCH PROFESSIONAL CLEARING CORP Y NFA 05/05/2006 981,902,794 39,437,341 942,465,453 112 MID-CO COMMODITIES INC N NFA 04/30/2006 4,573,205 1,348,821 3,224,384 113 MITSUI BUSSAN COMMODITIES USA INC N NYME 04/30/2006 6,155,007 2,081,625 4,073,382 114 MIZUHO SECURITIES USA INC Y CME 04/30/2006 154,249,180 17,658,201 136,590,979 115 MONEY GARDEN CORP N NFA 04/30/2006 1,961,106 318,151 1,642,955 116 MORGAN KEEGAN & COMPANY INC Y NFA 04/30/2006 365,254,104 13,039,836 352,214,268 117 MORGAN STANLEY & CO INCORPORATED Y CME 04/30/2006 (g) 1,153,202,290 (g) 118 MORGAN STANLEY DW INC Y CBOT 04/30/2006 1,142,804,720 78,649,305 1,064,155,415 119 NATIONS INVESTMENTS LLC N NFA 04/28/2006 412,767 250,000 162,767 120 NEUBERGER BERMAN LLC Y NFA 04/30/2006 270,655,865 17,731,281 252,924,584 121 NOMURA SECURITIES INTERNATIONAL INC Y CBOT 04/30/2006 825,100,603 5,649,223 819,451,381 122 OANDA CORPORATION N NFA 04/30/2006 27,682,359 3,231,148 24,451,210 123 OCONNOR & COMPANY LLC Y CBOT 04/30/2006 70,573,656 2,832,636 67,741,020 124 ODL SECURITIES INC N NFA 04/30/2006 -1,793,158 250,000 -2,043,158 125 ONE WORLD CAPITAL GROUP LLC N NFA 04/30/2006 337,718 250,000 87,718 126 OPEN E CRY LLC N NFA 04/30/2006 1,297,036 696,332 600,704 127 OPPENHEIMER & CO INC Y NFA 04/30/2006 187,597,345 28,159,568 159,437,777 128 OPTIONSXPRESS INC Y NFA 04/30/2006 16,518,004 1,011,595 15,506,409 129 PENSON FINANCIAL FUTURES INC N NFA 04/30/2006 1,161,139 506,659 654,480 130 PEREGRINE FINANCIAL GROUP INC N NFA 04/30/2006 13,129,278 8,872,048 4,257,230 131 PIONEER FUTURES INC N NYME 04/30/2006 477,915 250,000 227,915 132 PIPER JAFFRAY & CO Y NFA 04/30/2006 320,532,848 11,816,673 308,716,175 133 PRUDENTIAL FINANCIAL DERIVATIVES LLC N CBOT 04/30/2006 133,317,000 114,915,640 18,401,360 134 RAND FINANCIAL SERVICES INC N CME 04/30/2006 24,933,133 13,781,499 11,151,634 135 RAYMOND JAMES & ASSOCIATES INC Y NFA 04/28/2006 316,755,044 27,770,139 288,984,905 136 RBC CAPITAL MARKETS CORPORATION Y CME 04/30/2006 281,516,439 40,724,129 240,792,310 137 RBC DAIN RAUSCHER INC Y NFA 04/30/2006 224,509,156 40,324,934 184,184,222 138 REDSKY FINANCIAL LLC Y NFA 04/30/2006 461,459 250,000 211,459 139 RJ OBRIEN ASSOCIATES INC N CME 04/28/2006 96,787,510 74,537,624 22,249,886 140 ROBBINS FUTURES INC N NFA 04/30/2006 434,545 250,000 184,545 
SELECTED FCM FINANCIAL DATA AS OF 

April 30, 2006

FROM REPORTS FILED BY 

May 31, 2006

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

141 ROSENTHAL COLLINS GROUP LLC N CME 04/30/2006 32,797,761 17,541,579 15,256,182 142 ROSENTHAL GLOBAL SECURITIES LLC Y CBOT 04/30/2006 6,981,662 270,309 6,711,353 143 SANFORD C BERNSTEIN & CO LLC Y NFA 04/30/2006 131,454,767 29,132,386 102,322,381 144 SENTINEL MANAGEMENT GROUP INC N NFA 04/30/2006 2,241,413 250,000 1,991,413 145 SHATKIN ARBOR INC N CBOT 04/30/2006 3,627,726 250,000 3,377,726 146 SHAY GRAIN CLEARING COMPANY N KCBT 04/30/2006 900,016 418,853 481,163 147 SMW TRADING COMPANY INC N CME 04/30/2006 24,175,419 425,402 23,750,017 148 SNC INVESTMENTS INC N NFA 04/30/2006 391,931 250,000 141,931 149 SOLID GOLD FINANCIAL SERVICES INC N NFA 04/30/2006 464,464 250,000 214,464 150 SPENCER FINANCIAL LLC N NFA 04/30/2006 286,606 250,000 36,606 151 SPOT FX CLEARING CORP N NFA 04/30/2006 267,101 250,000 17,101 152 STEPHENS INC Y NFA 04/28/2006 61,272,127 9,540,916 51,731,211 153 STERLING COMMODITIES CORP N NYME 04/30/2006 7,548,365 975,699 6,572,666 154 SWISS AMERICAN SECURITIES INC Y NFA 04/30/2006 94,909,318 7,346,299 87,563,019 155 TCA FUTURES LLC N NFA 04/30/2006 404,410 250,000 154,410 156 TENCO INC N CBOT 04/30/2006 29,433,890 4,024,676 25,409,214 157 TERRA NOVA TRADING LLC Y NFA 04/30/2006 5,033,401 1,500,000 3,533,401 158 TIMBER HILL LLC Y CME 04/30/2006 746,626,876 11,559,044 735,067,832 159 TOWER RESEARCH CAPITAL EUROPE LLC N NFA 04/30/2006 2,139,220 250,000 1,889,220 160 TRADECO CLEARING GROUP, LLC N NFA 04/30/2006 449,931 250,000 199,931 161 TRADELINK LLC Y CBOT 04/30/2006 24,475,854 555,315 23,920,539 162 TRADESTATION SECURITIES INC Y NFA 04/30/2006 40,658,910 2,558,796 38,100,114 163 TRADITION SECURITIES AND FUTURES INC N NFA 04/30/2006 392,377 250,000 142,377 164 TRANSMARKET GROUP LLC Y CBOT 04/30/2006 9,460,799 250,000 9,210,799 165 TREND COMMODITIES LIMITED PARTNERSHIP N NFA 04/30/2006 489,167 250,000 239,167 166 TRILAND USA INC N NYME 04/30/2006 30,056,343 13,643,876 16,412,467 167 UBS FINANCIAL SERVICES INC Y CBOT 04/30/2006 1,261,578,011 165,501,371 1,096,076,640 168 UBS SECURITIES LLC Y CBOT 04/30/2006 2,913,558,534 527,793,314 2,385,765,220 169 UNITED CLEARING LLC N NFA 04/30/2006 460,231 250,000 210,231 170 VELOCITY FUTURES LP N NFA 04/30/2006 1,441,038 250,000 1,191,038 171 VISION LIMITED PARTNERSHIP N NFA 04/30/2006 26,038,813 12,281,720 13,757,093 172 WACHOVIA CAPITAL MARKETS LLC Y CME 04/30/2006 2,130,622,403 2,187,852 2,128,434,551 173 WACHOVIA SECURITIES FINANCIAL NETWORK, LLC Y NFA 04/30/2006 20,050,242 1,865,177 18,185,065 174 WACHOVIA SECURITIES LLC Y NFA 04/30/2006 341,227,546 2,122,576 339,104,970 175 WALL STREET DERIVATIVES INC N NFA 04/30/2006 558,098 250,000 308,098 176 WHITE COMMERCIAL CORPORATION N NFA 04/30/2006 2,160,302 250,000 1,910,302 177 WORLDWIDE CLEARING N NFA 04/30/2006 532,990 250,000 282,990 178 XPRESSTRADE LLC N NFA 04/30/2006 5,825,029 1,820,060 4,004,969 179 YORK BUSINESS ASSOCIATES LLC N NFA 04/30/2006 753,693 250,000 503,693 

Total 

March Web Page Update 180Additions 0Deletions 1
SELECTED FCM FINANCIAL DATA AS OF 

April 30, 2006

FROM REPORTS FILED BY 

May 31, 2006

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

Nikko Alternative Asset Management IncName ChangeApril Web Page Update 179(a): B/D? : A 'Y' means the FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer. (b): DSRO: Designated Self-Regulatory Organization. (c): A firm's net capital requirement is the greater of (1) $250,000; or(2) risk based capital requirement, the sum of 8% of total customer risk maintenance margin and 4% of total noncustomer risk maintenance margin; or(3) The amount of capital required by a registered futures association (currently NFA is the only such association);(4) for securities brokers and dealers, the amount of net capital required by Rule 15c3-1(a) of the Securities and Exchange Commission.(d): Excess net capital is adjusted net capital, less the firm's net capital requirement.(e): This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on a designated contract market or derivatives transaction execution facility. This is the sum of all accounts that contain a net liquidating equity.(f): This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of vthe United States. 
SELECTED FCM FINANCIAL DATA AS OF 

April 30, 2006

FROM REPORTS FILED BY 

May 31, 2006

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

(g): This FCM/BD’s ultimate parent company is regulated by the SEC as a consolidated supervised entity. The firm has elected to compute its minimum capital requirement in accordance with the “Alternative Net Capital Requirement” as permitted by Appendix E toSEC Rule 15c3-1. As of April 30, 2006, the firm had net capital in excess of its minimum capital requirements. In addition to the alternative minimum net capital requirements, the firm is required tohold tentative net capital in excess of $1 billion and net capital in excess of $500 million in accordance with the market and credit riskstandards of Appendix E of Rule 15c3-1. The firm also is required to notify the Commission and SEC in the event its tentative net capital is less than $5 billion. As of April 30, 2006, the firm had tentative net capital and net capital in excess of both the minimum and notification requirements. Note: Any comments regarding information contained in this table may be brought to the attention of the CFTC's Division of Clearing and Intermediary Oversight via e-mail: fzimmerle@cftc.gov; s_williams@cftc.gov or sgreska@cftc.gov.