SELECTED FCM FINANCIAL DATA AS OF 

August 31, 2005

FROM REPORTS FILED BY 

September 30, 2005

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital 

(a) (b) (c) (d) 

1 ABN AMRO INCORPORATED Y CBOT 08/31/2005 495,095,141 225,126,238 269,968,902 ABN AMRO SAGE CORPORATION Y NFA 08/31/2005 93,712,432 250,000 93,462,433 ADM INVESTOR SERVICES INC N CBOT 08/31/2005 100,773,659 36,121,206 64,652,454 ADVANTAGE FUTURES LLC N CME 08/31/2005 7,123,461 2,929,519 4,193,945 ADVEST INC Y NFA 08/31/2005 59,500,746 1,000,000 58,500,746 AG EDWARDS & SONS INC Y CBOT 08/31/2005 656,758,520 43,217,478 613,541,047 AIG CLEARING CORPORATION N NYME 08/31/2005 188,266,939 30,099,266 158,167,678 ALARON TRADING CORPORATION N CME 08/31/2005 4,116,783 2,480,296 1,636,489 ALPHA FOREIGN EXCHANGE GROUP LLC N NFA 08/31/2005 369,250 250,000 119,25

10 AMERICAN MUTUAL HOLDING CORPORATION N NFA 08/31/2005 420,311 250,000 170,3111 AMERICAN NATIONAL TRADING CORP N NFA 08/31/2005 1,502,640 392,485 1,110,1512 BACERA CORPORATION N NFA 08/31/2005 731,101 250,000 481,1013 BANC OF AMERICA FUTURES INCORPORATED Y CME 08/31/2005 82,630,042 56,453,907 26,176,1314 BARCLAYS CAPITAL INC Y NYME 08/31/2005 650,403,114 249,495,413 400,907,7015 BATTERY ASSET MANAGEMENT LLC N NFA 08/31/2005 1,015,669 250,000 765,6616 BEAR STEARNS & CO INC Y NFA 08/31/2005 2,227,328,445 86,036,217 2,141,292,2217 BEAR STEARNS SECURITIES CORP Y CME 08/31/2005 3,979,971,196 1,106,729,727 2,873,241,4618 BIELFELDT & COMPANY LLC N CBOT 08/31/2005 392,850 250,000 142,8519 BNP PARIBAS COMMODITY FUTURES INC N NYME 08/31/2005 70,778,637 49,518,504 21,260,1320 BNP PARIBAS SECURITIES CORP Y CBOT 08/31/2005 333,123,392 16,341,584 316,781,8021 C CZARNIKOW SUGAR FUTURES INC N NFA 08/31/2005 1,679,336 250,000 1,429,3322 CADENT FINANCIAL SERVICES LLC N CME 08/31/2005 3,684,764 1,554,145 2,130,6123 CAL FINANCIAL CORPORATION N NFA 08/31/2005 368,201 250,000 118,2024 CALYON FINANCIAL INC Y CME 08/31/2005 347,506,322 254,599,670 92,906,6525 CANTOR FITZGERALD & CO Y CBOT 08/31/2005 104,840,096 3,571,168 101,268,9226 CAPITAL MARKET SERVICES LLC N NFA 08/31/2005 2,309,988 250,000 2,059,9827 CARGILL INVESTOR SERVICES INC N CBOT 08/31/2005 105,432,887 82,079,374 23,353,5128 CIBC WORLD MARKETS CORP Y CME 08/31/2005 686,731,542 30,045,359 656,686,1829 CITIGROUP GLOBAL MARKETS INC Y CBOT 08/31/2005 4,193,007,136 490,698,928 3,702,308,2030 CLIFDEN FUTURES LLC N NFA 08/31/2005 674,879 250,000 424,8731 CLIFF LARSON COMPANY THE N NFA 08/31/2005 321,935 250,000 71,9332 CMC GROUP PLC N NFA 08/31/2005 11,635,977 250,000 11,385,9733 CMC MARKETS (US) LLC N NFA 08/31/2005 334,840 250,000 84,8434 COESfx CLEARING INC N NFA 08/31/2005 1,477,446 250,000 1,227,4435 COMTRUST INC N NFA 08/31/2005 1,208,501 454,531 753,9736 COUNTRY HEDGING INC N NFA 08/31/2005 11,816,174 3,132,060 8,684,1137 CREDIT SUISSE FIRST BOSTON LLC Y CBOT 08/31/2005 2,371,333,195 151,053,154 2,220,280,0438 CROSSLAND LLC N CBOT 08/31/2005 2,532,899 250,000 2,282,8939 CUNNINGHAM COMMODITIES INC N CBOT 08/31/2005 1,866,263 317,316 1,548,9440 DAIWA SECURITIES AMERICA INC Y CME 08/31/2005 169,765,996 453,421 169,312,5741 DEUTSCHE BANK SECURITIES INC Y CBOT 08/31/2005 3,042,162,090 241,734,145 2,800,427,9442 DIRECT FOREX LLC N NFA 08/31/2005 435,562 250,000 185,5643 DORMAN TRADING LLC N CME 08/31/2005 4,619,512 475,659 4,143,8544 DUNAVANT COMMODITY CORP N NYCE 08/31/2005 23,133,324 412,993 22,720,3345 EAGLE MARKET MAKERS INC N CBOT 08/31/2005 1,681,131 250,000 1,431,1346 ED &F MAN COMMODITY ADVISORS INC N NFA 08/31/2005 395,725 250,000 145,72
SELECTED FCM FINANCIAL DATA AS OF 

August 31, 2005

FROM REPORTS FILED BY 

September 30, 2005

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital 

(a) (b) (c) (d) 

47 ELECTRONIC BROKERAGE SYSTEMS LLC Y NFA 08/31/2005 3,659,004 250,000 3,409,0048 ENSKILDA FUTURES LIMITED N CME 08/31/2005 11,141,926 7,437,369 3,704,5549 FARR FINANCIAL INC N NFA 08/31/2005 1,683,982 715,355 968,6250 FC STONE LLC N CME 08/31/2005 26,715,904 17,480,009 9,235,8951 FCT GROUP LLC N CME 08/31/2005 9,509,064 605,601 8,903,4652 FIMAT PREFERRED LLC Y NFA 08/31/2005 30,365,054 934,275 29,430,7753 FIMAT USA LLC Y NYME 08/31/2005 390,131,587 279,998,690 110,132,8954 FIRST CAPITOL GROUP LLC N NFA 08/31/2005 4,257,549 1,451,179 2,806,3755 FOREFRONT INVESTMENTS CORPORATION N NFA 08/31/2005 424,957 250,000 174,9556 FOREX CAPITAL MARKETS LLC N NFA 08/31/2005 61,125,489 250,000 60,875,4857 FOREX INTERNATIONAL INVESTMENTS INC N NFA 08/31/2005 444,161 250,000 194,1658 FORTIS CLEARING CHICAGO LLC N CBOT 08/31/2005 18,587,261 6,367,369 12,219,8959 FRIEDBERG MERCANTILE GROUP INC N NFA 08/31/2005 1,885,952 250,000 1,635,9560 FRONTIER FUTURES INC N NFA 08/31/2005 1,388,818 328,636 1,060,1861 FUTURES TECH LLC N NFA 08/31/2005 438,957 250,000 188,9562 FX OPTION1 INC N NFA 08/31/2005 541,143 250,000 291,1463 FX SOLUTIONS LLC N NFA 08/31/2005 5,559,180 250,000 5,309,1864 FX TRADING LLC N NFA 08/01/2005 641,579 250,000 391,5765 GAIN CAPITAL GROUP INC N NFA 08/31/2005 18,512,042 250,000 18,262,0466 GARBAN FUTURES LLC N CME 08/31/2005 5,003,760 270,829 4,732,9367 GELBER GROUP LLC N CBOT 08/31/2005 34,583,939 428,897 34,155,0468 GFS FOREX & FUTURES INC N NFA 08/31/2005 963,693 250,000 713,6969 GILDER GAGNON HOWE AND CO LLC Y NFA 08/31/2005 30,141,789 250,000 29,891,7870 GLOBAL FUTURES & FOREX LIMITED Y NFA 08/31/2005 20,017,559 6,030,799 13,986,7671 GLOBAL FUTURES LLC N NFA 08/31/2005 379,944 250,000 129,9472 GOLDENBERG HEHMEYER & CO Y CBOT 08/31/2005 7,367,250 3,249,079 4,118,1773 GOLDMAN SACHS & CO Y CBOT 08/26/2005 (g) 1,180,161,669 (g) 74 GOLDMAN SACHS EXECUTION & CLEARING LP Y CME 08/26/2005 1,381,631,764 36,584,295 1,345,047,4675 GOLDMANY FINANCE INC N NFA 08/31/2005 309,066 250,000 59,0676 GREENWICH CAPITAL MARKETS INC Y CBOT 08/31/2005 606,192,000 48,540,000 557,652,0077 H & R BLOCK FINANCIAL ADVISORS INC N NFA 08/31/2005 120,001,737 12,416,607 107,585,1378 HAGERTY GRAIN CO INC N CBOT 08/31/2005 1,633,475 250,000 1,383,4779 HOTSPOT FX INC N NFA 08/31/2005 9,237,839 250,000 8,987,8380 HOTSPOT FXr LLC N NFA 08/31/2005 2,098,008 250,000 1,848,0081 HSBC SECURITIES USA INC Y CME 08/31/2005 551,622,006 63,723,573 487,898,4382 IFSCL USA INC N NFA 08/31/2005 1,345,518 250,000 1,095,5183 IFX MARKETS INC N NFA 08/31/2005 4,351,356 250,000 4,101,3584 IG FINANCIAL MARKETS INC. N NFA 08/31/2005 397,891 250,000 147,8985 INTEGRATED BROKERAGE SERVICES LLC N NFA 08/31/2005 1,177,483 250,000 927,4886 INTERACTIVE BROKERS LLC Y NFA 08/31/2005 150,854,035 11,787,978 139,066,0587 INTERBANK FX LLC N NFA 08/31/2005 1,338,693 250,000 1,088,6988 INTERNATIONAL COMMODITY CLEARING N NFA 08/31/2005 461,412 250,000 211,4189 IOWA GRAIN CO N CBOT 08/31/2005 7,623,037 5,327,082 2,295,9590 ITAU SECURITIES INC Y NFA 08/31/2005 18,324,406 250,000 18,074,4091 IXIS SECURITIES NORTH AMERICA INC Y NFA 08/31/2005 74,854,391 250,000 74,604,3992 JP MORGAN FUTURES INC N NYME 08/31/2005 944,447,033 421,169,036 523,277,9993 KJW LLC N NFA 08/31/2005 3,998,467 250,000 3,748,46
SELECTED FCM FINANCIAL DATA AS OF 

August 31, 2005

FROM REPORTS FILED BY 

September 30, 2005

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital 

(a) (b) (c) (d) 

94 KOTTKE ASSOCIATES LLC N CBOT 08/31/2005 16,609,731 283,292 16,326,4395 LADENBURG THALMANN & CO INC Y NFA 08/31/2005 5,547,450 250,000 5,297,4596 LBS LIMITED PARTNERSHIP N CBOT 08/31/2005 655,535 250,000 405,5397 LEADER INVESTMENTS INC Y NFA 08/31/2005 459,499 250,000 209,4998 LEGG MASON WOOD WALKER INC Y NYME 08/31/2005 425,833,853 22,439,873 403,393,9899 LEHMAN BROTHERS INC Y CBOT 08/31/2005 1,858,723,000 194,886,000 1,663,837,00

100 LINN GROUP ( THE ) N NFA 08/31/2005 378,382 250,000 128,38101 LINSCO/PRIVATE LEDGER CORP Y NFA 08/31/2005 60,321,646 5,387,709 54,933,93102 LOEB PARTNERS CORPORATION Y NFA 08/31/2005 27,569,201 250,000 27,319,20103 MAN FINANCIAL INC N CME 08/31/2005 295,220,768 232,515,715 62,705,05104 MARQUETTE ELECTRONIC BROKERAGE LLC N NFA 08/31/2005 1,323,352 250,000 1,073,35105 MAXCOR FINANCIAL INC Y NFA 08/31/2005 20,924,060 250,000 20,674,06106 MBF CLEARING CORP N NYME 08/31/2005 9,488,767 2,594,913 6,893,85107 MBT TECHNOLOGIES LLC N NFA 08/31/2005 1,475,874 250,000 1,225,87108 MCVEAN TRADING AND INVESTMENTS LLC N NFA 08/31/2005 6,238,082 1,872,511 4,365,57109 MERRILL LYNCH PIERCE FENNER & SMITH Y CBOT 09/02/2005 (g) 507,418,114 (g) 110 MERRILL LYNCH PROFESSIONAL CLEARING CORP Y NFA 09/02/2005 922,831,415 44,389,830 878,441,58111 MID-CO COMMODITIES INC N NFA 08/31/2005 4,008,556 1,633,180 2,375,37112 MITSUI BUSSAN COMMODITIES USA INC N NYME 08/31/2005 6,127,285 250,000 5,877,28113 MIZUHO SECURITIES USA INC Y CME 08/31/2005 108,109,936 8,937,229 99,172,70114 MONEY GARDEN CORP N NFA 08/31/2005 3,295,690 250,000 3,045,69115 MORGAN KEEGAN & COMPANY INC Y NFA 08/31/2005 324,618,273 11,612,086 313,006,18116 MORGAN STANLEY & CO INCORPORATED Y CME 08/31/2005 3,466,895,187 819,317,024 2,647,578,16117 MORGAN STANLEY DW INC Y CBOT 08/31/2005 1,413,890,022 84,403,930 1,329,486,09118 NATIONS INVESTMENTS LLC N NFA 08/31/2005 261,012 250,000 11,01119 NEUBERGER BERMAN LLC Y NFA 08/31/2005 200,586,047 16,138,382 184,447,66120 NIKKO ALTERNATIVE ASSET MANAGEMENT INC N NFA 08/31/2005 18,847,442 250,000 18,597,44121 NOMURA SECURITIES INTERNATIONAL INC Y CBOT 08/31/2005 779,858,118 8,295,227 771,562,89122 OANDA CORPORATION N NFA 08/31/2005 23,470,139 250,000 23,220,13123 OCONNOR & COMPANY LLC Y CBOT 08/31/2005 46,408,353 3,810,949 42,597,40124 ODL SECURITIES INC N NFA 08/31/2005 384,590 250,000 134,59125 OPEN E CRY LLC N NFA 08/31/2005 927,922 540,085 387,83126 OPPENHEIMER & CO INC Y NFA 08/31/2005 189,286,451 26,102,869 163,183,58127 OPTIONSXPRESS INC N NFA 08/31/2005 7,010,610 508,335 6,502,27128 PENSON FINANCIAL FUTURES INC N NFA 08/31/2005 995,254 250,000 745,25129 PEREGRINE FINANCIAL GROUP INC N NFA 08/31/2005 5,266,085 2,946,566 2,319,51130 PIONEER FUTURES INC N NYME 08/31/2005 572,551 250,000 322,55131 PIPER JAFFRAY & CO Y NFA 08/31/2005 275,547,425 11,746,479 263,800,94132 PRUDENTIAL FINANCIAL DERIVATIVES LLC N CBOT 08/31/2005 84,841,000 73,576,960 11,264,04133 QUALIFIED LEVERAGE PROVIDERS INC N NFA 08/31/2005 1,187,468 250,000 937,46134 RAND FINANCIAL SERVICES INC N CME 08/31/2005 20,168,600 7,615,985 12,552,61135 RAYMOND JAMES & ASSOCIATES INC Y NFA 08/26/2005 372,359,437 25,332,921 347,026,51136 RBC CAPITAL MARKETS CORPORATION Y CME 08/31/2005 189,964,061 34,563,278 155,400,78137 RBC DAIN RAUSCHER INC Y NFA 08/31/2005 266,090,033 35,368,700 230,721,33138 REDSKY FINANCIAL LLC Y NFA 08/31/2005 763,458 250,000 513,45139 REFCO LLC N CME 08/31/2005 376,425,713 239,244,825 137,180,88140 RJ OBRIEN ASSOCIATES INC N CME 08/31/2005 83,391,486 66,527,627 16,863,85
SELECTED FCM FINANCIAL DATA AS OF 

August 31, 2005

FROM REPORTS FILED BY 

September 30, 2005

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital 

(a) (b) (c) (d) 

141 ROBBINS FUTURES INC N NFA 08/31/2005 424,761 250,000 174,76142 ROSENTHAL COLLINS GROUP LLC N CME 08/31/2005 37,912,670 10,819,678 27,092,99143 ROSENTHAL GLOBAL SECURITIES LLC Y CBOT 08/31/2005 11,019,389 523,976 10,495,41144 SANFORD C BERNSTEIN & CO LLC Y NFA 08/31/2005 137,355,308 21,754,980 115,600,32145 SENTINEL MANAGEMENT GROUP INC N NFA 08/31/2005 1,835,722 250,000 1,585,72146 SHATKIN ARBOR INC N CBOT 08/31/2005 6,165,064 250,000 5,915,06147 SHAY GRAIN CLEARING COMPANY N KCBT 08/31/2005 961,981 350,905 611,07148 SMW TRADING COMPANY INC N CME 08/31/2005 15,715,971 520,787 15,195,18149 SNC INVESTMENTS INC N NFA 08/31/2005 480,548 250,000 230,54150 SOLID GOLD FINANCIAL SERVICES INC N NFA 08/31/2005 733,076 250,000 483,07151 SPENCER FINANCIAL LLC N NFA 08/31/2005 328,205 250,000 78,20152 STEPHENS INC Y NFA 08/26/2005 56,499,204 11,727,615 44,771,58153 STERLING COMMODITIES CORP N NYME 08/31/2005 7,914,708 1,283,283 6,631,42154 STILLPOINT WEALTH MANAGEMENT LLC Y NFA 08/31/2005 562,999 250,000 312,99155 SWISS AMERICAN SECURITIES INC Y NFA 08/31/2005 90,707,025 5,836,908 84,870,11156 TCA FUTURES LLC N NFA 08/31/2005 445,311 250,000 195,31157 TENCO INC N CBOT 08/31/2005 23,413,091 4,905,479 18,507,61158 TERRA NOVA TRADING LLC Y NFA 08/31/2005 4,048,514 1,500,000 2,548,51159 TIMBER HILL LLC Y CME 08/31/2005 544,587,740 6,246,203 538,341,53160 TOKYO-MITSUBISHI FUTURES USA INC N CME 08/31/2005 19,023,626 250,000 18,773,62161 TOWER RESEARCH CAPITAL EUROPE LLC N NFA 08/31/2005 1,358,233 250,000 1,108,23162 TRADELINK LLC Y CBOT 08/31/2005 35,034,317 610,098 34,424,21163 TRADESTATION SECURITIES INC Y NFA 08/31/2005 30,124,612 1,910,800 28,213,81164 TRADITION SECURITIES AND FUTURES INC N NFA 08/31/2005 395,511 250,000 145,51165 TRANSMARKET GROUP LLC Y CBOT 08/31/2005 8,155,369 250,000 7,905,36166 TRILAND USA INC N NYME 08/31/2005 31,225,389 6,261,545 24,963,84167 UBS FINANCIAL SERVICES INC Y CBOT 08/31/2005 1,398,084,178 198,128,573 1,199,955,60168 UBS SECURITIES LLC Y CBOT 08/31/2005 3,235,563,280 428,043,706 2,807,519,57169 UFJ FUTURES LLC N CME 08/31/2005 13,701,840 250,000 13,451,84170 UNITED CLEARING LLC N NFA 08/31/2005 538,375 250,000 288,37171 VELOCITY FUTURES LP N NFA 08/31/2005 907,384 250,000 657,38172 VISION LIMITED PARTNERSHIP N NFA 08/31/2005 17,947,457 10,424,591 7,522,86173 WACHOVIA CAPITAL MARKETS LLC Y NFA 08/31/2005 1,352,643,293 4,451,132 1,348,192,16174 WACHOVIA SECURITIES FINANCIAL NETWORK LLC Y NFA 08/31/2005 18,644,258 1,354,555 17,289,70175 WACHOVIA SECURITIES LLC Y NFA 08/31/2005 323,018,431 2,808,118 320,210,31176 WALL STREET DERIVATIVES INC N NFA 08/31/2005 376,570 250,000 126,57177 WHITE COMMERCIAL CORPORATION N NFA 08/31/2005 2,157,578 250,000 1,907,57178 WORLDWIDE CLEARING N NFA 08/30/2005 543,631 250,000 293,63179 XPRESSTRADE LLC N NFA 08/31/2005 5,892,746 1,013,925 4,878,82180 YORK BUSINESS ASSOCIATES LLC N NFA 08/31/2005 659,305 250,000 409,30

Total 

July Web Page Update 182
SELECTED FCM FINANCIAL DATA AS OF 

August 31, 2005

FROM REPORTS FILED BY 

September 30, 2005

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital 

(a) (b) (c) (d) 

Additions 3CMC Markets US LLCH & R Block Financial Advisors IncNations Investments LLCDeletions 5Cresswell Capital LLCGo2Trade CorporationHornblower Fischer & CoInvestec US IncorporatedSherwood Futures Group LLCAugust Web Page Update 180(a): B/D? : A 'Y' means the FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer. (b): DSRO: Designated Self-Regulatory Organization. (c): A firm's net capital requirement is the greater of (1) $250,000; or(2) risk based capital requirement, the sum of 8% of total customer risk maintenance margin and 4% of total noncustomer risk maintenance margin; or(3) The amount of capital required by a registered futures association (currently NFA is the only such association);(4) for securities brokers and dealers, the amount of net capital required by Rule 15c3-1(a) of the Securities and Exchange Commission.(d): Excess net capital is adjusted net capital, less the firm's net capital requirement.(e): This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on a designated contract market or derivatives transaction execution facility. This is the sum of all accounts that contain a net liquidating equity.(f): This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of vtheUnited States. 
SELECTED FCM FINANCIAL DATA AS OF 

August 31, 2005

FROM REPORTS FILED BY 

September 30, 2005

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital 

(a) (b) (c) (d) 

(g): This FCM/BD’s ultimate parent company is regulated by the SEC as a consolidated supervised entity. The firm has elected to compute its minimum capital requirement in accordance with the “Alternative Net Capital Requirement” as permitted by Appendix E to SEC Rule 15c3-1. As of August 31, 2005, the firm had net capital in excess of its minimum capital requirements. In addition to the alternative minimum net capital requirements, the firm is required to hold tentative net capital in excess of$1 billion and net capital in excess of $500 million in accordance with the market and credit risk standards of Appendix E of Rule 15c3-1. The firm also is required to notify the Commission and SEC in the event its tentative net capital is less than $5 billion. As of August 31, 2005, the firm had tentative net capital and net capital in excess of both the minimum and notification requirements. Note: Any comments regarding information contained in this table may be brought to the attention of the CFTC's Division of Clearing and Intermediary Oversight via e-mail: fzimmerle@cftc.gov; s_williams@cftc.gov or sgreska@cftc.gov.