alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549-1004

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FORM 8-K

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CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF

THE SECURITIES EXCHANGE ACT OF 1934



Date of Report:

July 19, 2006

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INSIGNIA SYSTEMS, INC.

(Exact name of registrant as specified in its chapter)





|Minnesota                                     | 1-13471                 | 41-1656308                      
|--------------------------------------------- | ----------------------- | --------------------------------
|(State or other jurisdictionof incorporation) | (CommissionFile Number) | (IRS EmployerIdentification No.)





|6470 Sycamore Court North, Maple Grove, Minnesota | 55369     
|------------------------------------------------- | ----------
|(Address of principal executive offices)          | (Zip Code)





|Registrants telephone number, including area code
       (763) 392-6200
|------------------------------------------------------------------------
|                                                                        
|(Former name or former address, if changed since last report)           
|                                                                        

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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:



| | o | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
| | - | -------------------------------------------------------------------------------------

| | o | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
| | - | --------------------------------------------------------------------------------------

| | o | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
| | - | ------------------------------------------------------------------------------------------------------

| | o | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
| | - | ------------------------------------------------------------------------------------------------------





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Item 2.02.  Results of Operations and Financial Condition.



On July 19, 2006, the registrant issued a press release disclosing financial information regarding the second quarter ended June 30, 2006. A copy of the press release is attached as Exhibit 99.1.



Item 9.01. Financial Statements and Exhibits.



|(d) | Exhibits
|--- | --------



|99.1 | Press Release dated July 19, 2006.
|---- | ----------------------------------





SIGNATURES



Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.





|                       |  | Insignia Systems, Inc.
|---------------------- |  | ----------------------
|                       |  | (Registrant)          
|Date:    July 20, 2006 |  | By:                   
|                       |  |                       

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IN THE SUPREME COURT OF PENNSYLVANIA

MIDDLE DISTRICT

RAY M. BOURGEOIS AND MARY ANN I. 

BOURGEOIS,

Petitioners

v.

SNOW TIME, INC. AND SKI ROUNDTOP 

OPERATING CORPORATION,

Respondents

:

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:

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:

No. 768 MAL 2018

Petition for Allowance of Appeal from 

the Order of the Superior Court

ORDER

PER CURIAM

AND NOW, this 25th day of June, 2019, the Petition for Allowance of Appeal is 

GRANTED. The issues, as stated by Petitioner, are:

(1) Did the majority panel opinion conflict with existing law by failing to address the 

trial court’s disregard of Petitioners’ expert reports when granting summary 

judgment?

(2) Did the majority panel opinion conflict with existing law requiring it to review 

Petitioners’ expert reports in the light most favorable to the non-moving party by, 

inter alia, (a) improperly requiring Petitioners’ experts to establish the legal duty 

that Respondents breached, (b) dismissing their opinions as conclusory, and (c) 

overlooking numerous opinions throughout their reports which supported 

Petitioners’ prima facie case against Respondents?

(3) Did the majority panel opinion conflict with existing law when it held that Petitioners 

did not establish the duties Respondents owed to Petitioners, when the duty of a 

snow tubing facility to protect its patrons from unreasonable risks of harm has 

already been established by the Supreme Court in Tayar v. Camelback [47 A.3d 

1190 (Pa. 2012)]?
[768 MAL 2018] - 2

(4) Did the majority panel opinion conflict with existing law by requiring that a violation 

of industry standards be demonstrated for Petitioners to sustain a recklessness or 

gross negligence cause of action against Respondents?
COMPLIANCE DEPARTMENT

DTCC Data Repository soon

December 15, 2014

Assistant Secretary of the Commission for FOIA Matters
U.S. Commodity Futures Trading Commission

1155 21st Street, NW Room 2205

Washington, DC 20581

Re: FOIA Confidential Treatment Request
Dear Staff:

Pursuant to Section 145.9 of the U.S. Commodity Futures Trading Commission (the
“Commission”) Regulations under the Commodity Exchange Act, as amended, DTCC Data
Repository (U.S.) LLC (“DDR”) requests that the following DDR policies and procedures being
submitted to the Commission and the information contained therein (together, the “Documents”),
be afforded confidential treatment until further notice under the Freedom of Information Act and
the Commission's Regulations:

Documents:
e DDR Code of Ethics
e DDR Conflicts of Interest Resolution Policy
e DDR Compliance Manual

If you have any questions regarding this request, please contact the undersigned at (212) 855-
3206.

Very truly yours,

Lisa T. Siebold

Vice President and Chief Compliance Officer
UNPUBLISHED

UNITED STATES COURT OF APPEALS

FOR THE FOURTH CIRCUIT

No. 99-7455

UNITED STATES OF AMERICA,

Plaintiff - Appellee,

versus

PERIKLIS PAPAGEORGIOU,

Defendant - Appellant.

Appeal from the United States District Court for the District of

Maryland, at Baltimore. Frederic N. Smalkin, District Judge. (CR98-195-S, CA-99-2778-S)

Submitted: May 31, 2000 Decided: June 23, 2000

Before MURNAGHAN, WILKINS, and MOTZ, Circuit Judges.

Dismissed by unpublished per curiam opinion.

Periklis Papageorgiou, Appellant Pro Se.

Unpublished opinions are not binding precedent in this circuit.

See Local Rule 36(c).
* Although the district court’s order is marked as “filed” on

September 14, 1999, the district court’s records show that it was

entered on the docket on September 15, 1999. Pursuant to Rules 58

and 79(a) of the Federal Rules of Civil Procedure, it is the date

that the order was entered on the docket that we take as the effective date of the district court’s decision. See Wilson v. Murray,

806 F.2d 1232, 1234-35 (4th Cir. 1986).

2

PER CURIAM:

Periklis Papageorgiou appeals the district court’s order denying his motion filed under 28 U.S.C.A. § 2255 (West Supp. 2000).

We have reviewed the record and the district court’s opinion and

find no reversible error. Accordingly, we deny a certificate of

appealability and dismiss the appeal on the reasoning of the

district court. See United States v. Papageorgiou, Nos. CR-98-195-

S; CA-99-2778-S (D. Md. Sept. 15, 1999).* We dispense with oral

argument because the facts and legal contentions are adequately

presented in the materials before the court and argument would not

aid the decisional process.

DISMISSED
Exhibit 10.4



GelTech Solutions, Inc.



Second Amendment to 2007 Equity Incentive Plan



GelTech Solutions, Inc. amends its 2007 Equity Incentive Plan (the Plan) as follows:



1.

The definition of Change of Control contained in Section 1(b) shall be deleted and replaced by the following:



Change of Control means the occurrence of any of the following events: (i)  the consummation of the sale or disposition by the Company of all or substantially all of the Companys assets in a transaction which requires shareholder approval under applicable state law; or (ii) the consummation of a merger or consolidation of the Company with any other corporation, other than a merger or consolidation which would result in the voting securities of the Company outstanding immediately prior thereto continuing to represent (either by remaining outstanding or by being converted into voting securities of the surviving entity or its parent) at least 50% of the total voting power represented by the voting securities of the Company or such surviving entity or its parent outstanding immediately after such merger or consolidation.



2.

Section 3(b)(ii) and (iii) shall be deleted and replaced by the following:



(ii)

Annual Grants. On July 1st of each year (except for 2008 which shall be on the date of approval by the Board of the Second Amendment to 2007 Equity Incentive Plan), each non-employee director shall receive an automatic grant of non-qualified options as follows:



|                              |                    
|----------------------------- | -------------------
|(A) Chairman of the Board -   | 35,000 options;    
|(B) Director -                | 20,000 options;    
|(C) Chairman of a committee - | 10,000 options; and
|(D) Member of a committee -   | 5,000 options.     



(iii)

Vesting. All initial grants under this Section 3(b) shall vest over a three-year period each 12 months following the date of the automatic granteach June 30th and December 31st, subject to service with the Company in the capacity in which the grant is received on the applicable vesting dates. All annual grants shall vest on June 30th of the following year, subject to service with the Company in the capacity in which the grant is received on the applicable vesting date.



3.

Section 4 shall be amended by deleting 1,500,000 and replacing it with:



3,500,000, less any Stock Rights previously granted or exercised.





Effective as of September 25, 2008.
No. 583.

#### Henry Schodde, Petitioner, *v.*Twin Falls Land & Water Company.

January 11, 1909.

Petition, for a writ of certiorari to the United States Circuit Court of Appeals for the Ninth Circuit granted. *Mr. Joseph R. Webster*for petitioner. *Mr. Edward B. Critchlow*for respondent.
UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549



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FORM 8-K

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CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934



Date of Report (Date of earliest event reported)  November  13, 2006



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Bison Instruments, Inc.

(Exact name of registrant as specified in its charter)



Minnesota
        000-27297
        E41-0947661(State or other jurisdiction
of incorporation)
        (Commission
File Number)
        (IRS Employer
Identification No.)




7725 Vasserman Trail, Chanhassen, MN
        55317(Address of principal executive offices)
        (Zip code)




Registrants telephone number, including area code (952) 938-1055



(Former name or former address, if changed since last report.)



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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):



oWritten communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)



oSoliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)



oPre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))



oPre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)).





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Item 5.02Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers.



On November 13, 2006, Glen Peer resigned as a Director of Bison Instruments, Inc.





SIGNATURES



Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.





Bison Instruments, Inc.Date:   November 13, 2006
        
        (Registrant)/s/ Edward G. Lampman(Signature)*Title:
        Chief Executive Officer,Chief Financial OfficerAnd Director




*Print name and title of the signing officer under his signature.

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March 17, 2006

Ms. Jean A. Webb

Secretary

Commodity Futures Trading Commission

Three Lafayette Center

1155 21" Street, N.W.

Washington, D.C. 20581
Reference File #2653.01
Rule Certification

Dear Ms. Webb:

Pursuant to Commission Regulation 40.6(a), the Chicago Board of Trade (CBOT®) hereby
submits the following:

- Amend Rule 9B.02 per the attached text (deletions struck through).

This revision eliminates the requirement that approval by member vote be obtained prior to the
Exchange’s offering of agricultural contracts for electronic trading between the hours of 6:00
a.m, and 6:00 p.m. Central time. As a result of this change, the determination of daytime
electronic trading hours for agricultural contracts will be within the authority of the CBOT Board
of Directors. A corresponding revision to the CBOT’s amended and restated certificate of
incorporation also is being submitted as a rule certification (CBOT Reference File #2654.01).

The CBOT intends to implement this revision no later than one day after the Commission’s
receipt of this filing.

This revision was approved on March 8, 2006 by a vote of CBOT Series B-1 (Full) and Series B-
2 (Associate) Members. The vote totals were 852 “For” and 150 3/6 “Against”.

The CBOT certifies that this revision complies with the Commodity Exchange Act and the rules
thereunder.

Sincerely,

Paul J. Draths
Vice President and Secretary


The text of Rule 9B.02 to be amended is as follows (deletions-are-struck through):

“9B.02 Hours- The Exchange shall determine the hours during which the e-cbot system
shall operate for the trading of each contract or product; however, any agricultural
contract or product shall be precluded from trading through the e-cbot system during
those hours which are now or in the future designated for trading that contract or product
by means of open outcry.

The following additional provisions shall apply with respect to agricultural contracts and
agricultural products:

- the Exchange shall determine e-cbot trading hours only if such hours are between
6:00 p.m. and 6:00 a.m. (Chicago time).
DW SEF LLC

1177 Avenue of Americas

New York, New York 10036

April 11, 2018

Submitted via CFTC Portal

Mr. Christopher J. Kirkpatrick

Office of the Secretariat

Commodity Futures Trading Commission

Three Lafayette Centre

1155 21st Street, N.W.

Washington, D.C. 20581

Re: DW SEF LLC – Rule Changes 

Dear Mr. Kirkpatrick:

Pursuant to Section 5c(c) of the Commodity Exchange Act (the “Act”) and Section 40.6(a) of the 

regulations of the Commodity Futures Trading Commission (the “Commission”), DW SEF LLC (“DW”) 

hereby submits amendments to its Rulebook and Fee Schedules. The Rulebook has been amended in 

response to (i) Commission No Action Relief and (ii) comments and questions received from participants

and potential participants on DW’s swap execution facility (“SEF”). The amended Rulebook will become 

effective on April 25, 2018, no fewer than ten business days from the date hereof. In connection with its 

submission of the Rules, DW hereby notifies the Commission that:

1. DW certifies that it has posted a notice of pending certification with the Commission and a 

copy of this submission on DW’s website;

2. DW certifies that the Rules comply with the Commodity Exchange Act and the Commission’s

Regulations thereunder;

3. No substantive opposing views with respect to the Rules were expressed to DW by its 

governing board or committee members, members of DW or market participants; and

Should you have questions regarding this submission, please contact the undersigned at (646) 560-7223

or at Gregory.compa@tradeweb.com.

Very truly yours,

Gregory Compa

Chief Compliance Officer

cc: Abigail Knauff, Division of Market Oversight
DCM Exhibit G -3

Certificate of Incorporation
Delaware

The First State

Page 1

 

6035961 8100 Authentication: 203545451

SR# 20212557419 Date: 06-28-21

You may verify this certificate online at corp.delaware.gov/authver.shtml

I, JEFFREY W. BULLOCK, SECRETARY OF STATE OF THE STATE OF

DELAWARE, DO HEREBY CERTIFY THE ATTACHED IS A TRUE AND CORRECT

COPY OF THE CERTIFICATE OF INCORPORATION OF “ARISTOTLE EXCHANGE

DCM, INC.”, FILED IN THIS OFFICE ON THE TWENTY-FIFTH DAY OF

JUNE, A.D. 2021, AT 6:19 O`CLOCK P.M.
SUBMISSION COVER SHEET

Registered Entity Identifier Code (optional) Date: December 5, 2017

I M P O R T A N T: CHECK BOX IF CONFIDENTIAL TREATMENT IS REQUESTED. 

ORGANIZATION ICE Trade Vault, LLC

 FILING AS A: DCM SEF DCO X SDR ECM/SPDC 

TYPE OF FILING

 Rules and Rule Amendments 

 X Certification under § 40.6 (a) or § 41.24 (a)

 “Non-Material Agricultural Rule Change” under § 40.4 (b)(5)

 Notification under § 40.6 (d)

 Request for Approval under § 40.4 (a) or § 40.5 (a)

 Advance Notice of SIDCO Rule Change under § 40.10 (a)

 Products

 Certification under § 39.5(b), § 40.2 (a), or § 41.23 (a)

 Swap Class Certification under § 40.2 (d)

 Request for Approval under § 40.3 (a)

 Novel Derivative Product Notification under § 40.12 (a)

RULE NUMBERS

ICE Trade Vault, LLC Rulebook, Trusted Sources Agreement and Participant Agreement 

DESCRIPTION

ICE Trade Vault, LLC has amended the ICE Trade Vault Participant Agreement, Trusted 

Sources Agreement and Rulebook to revise certain provisions related to creating and 

managing user IDs for use of the ICE Trade Vault API connectivity. In addition, the ICE 

Trade Vault Trusted Sources Agreement and Participant Agreement have been updated to 

make conforming changes due to updates related to the Office of Foreign Asset Control 

regulations. This amended Rulebook, Trusted Sources and Participant Agreement are

scheduled to be effective on December 19, 2017.
IN THE SUPREME COURT OF PENNSYLVANIA 

MIDDLE DISTRICT 

DERRY STREET PUB, INC., 

 Petitioner 

 v. 

PENNSYLVANIA STATE POLICE, 

BUREAU OF LIQUOR CONTROL 

ENFORCEMENT, 

 Respondent 

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No. 312 MAL 2015 

Petition for Allowance of Appeal from 

the Order of the Commonwealth Court 

ORDER 

PER CURIAM 

AND NOW, this 29th day of September, 2015, the Petition for Allowance of 

Appeal is DENIED.
55 WATER STREET

DTCC Data Repository peor

April 14, 2022

By Electronic Submission

Mr. Christopher J. Kirkpatrick

Secretary

Commodity Futures Trading Commission
1155 21" Street, N.W.

Washington, D.C. 20581

DDR Rule Filing: DDR35

Re: Amendments to DTCC Data Repository (U.S.) LLC Fee Schedule for CFTC Reporting
(“Fee Schedule”) Pursuant to Section 5c(c) (1) of the Commodity Exchange Act and
Commission Regulation § 40.6

Dear Mr. Kirkpatrick:

Pursuant to Section 5c(c)(1) of the Commodity Exchange Act, as amended, and Commodity Futures
Trading Commission (the “Commission”) Regulation § 40.6, DTCC Data Repository (U.S.) LLC
(“DDR”) submits, by written certification, amendments to the Fee Schedule for the period starting on
May 1, 2022.

The newly revised fee schedule continues to comply with CFTC Regulation § 49.27(b)(1), which states
that any fees or charges imposed by a registered SDR shall be equitable and established in a uniform and
nondiscriminatory manner. In addition to general edits to improve clarity and usability, DDR has
amended the Fee Schedule to: (i) reduce Position Maintenance Fees for the FX, Commodities, Credit,
Equity, and Interest Rate asset classes; (ii) eliminate counterparty Position Maintenance Fees for cleared
positions; and (iii) eliminate late fees.

DDR certifies that these amendments comply with the Commodity Exchange Act and the rules and
regulations promulgated by the Commission thereunder. No substantive opposing views have been
expressed by Users or others with respect to the amendments. DDR further certifies that, concurrent
with this filing today, a copy of this submission was posted on its website and may be accessed at:
https://www.dtcce.com/legal/sec-rule-filings?subsidiary=DerivSER V &category=DTCC+Datat

Repository+US+LLC&pgs=1. DDR intends to implement this amended Fee Schedule on May 1, 2022.

Enclosed with this letter are a clean and marked copies of the Fee Schedule. If you have any questions
or need further information, please contact me at 813 470-1447.

Sincerely,

Kyle Romig

Kyle Romig
Director and Assistant General Counsel
Enclosures

#33120224.1

DTCC Public (White)
Case 1:07-cv-05790-RJS Document 8 Filed 01/11/2008 Page 1 of 2Case 1:07-cv-05790-RJS Document 8 Filed 01/11/2008 Page 2 of 2
# C_2017402EN.01003702.xml

| 27.11.2017 | EN | Official Journal of the European Union | C 402/37 |
| --- | --- | --- | --- |

27.11.2017

EN

Official Journal of the European Union

C 402/37

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Order of the Vice-President of the General Court of 26 September 2017 — Wall Street Systems UK v ECB

(Case T-579/17 R)

((Application for interim measures - Public service contracts - Tendering procedure - Provision of a treasury management system - Rejection of one tenderer’s bid and award of the contract to another tenderer - Application for suspension of operation of a measure - No urgency))

(2017/C 402/50)

Language of the case: English

Parties

Parties

Applicant: Wall Street Systems UK Ltd (London, United Kingdom) (represented by: A. Csaki, lawyer)

Applicant:

Defendant: European Central Bank (ECB) (represented by: C. Kroppenstedt and I. Köpfer, acting as Agents, and by U. Soltész and A. Neun, lawyers)

Defendant:

Re:

Re:

Application pursuant to Articles 278 and 279 TFEU for the suspension of operation of the decision rejecting the appeal brought by the applicant in the context of the call for tenders 2016/S 093-165651.

Operative part of the order

Operative part of the order

| 1. | The application for interim measures is dismissed. |
| --- | --- |

1.

The application for interim measures is dismissed.

| 2. | The order of 29 August 2017 made in Case T-579/17 R is cancelled. |
| --- | --- |

2.

The order of 29 August 2017 made in Case T-579/17 R is cancelled.

| 3. | The costs are reserved. |
| --- | --- |

3.

The costs are reserved.

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Case 1:07-cv-05562-AKH Document 13 Filed 10/15/2007 Page 1 of 7Case 1:07-cv-05562-AKH Document 13 Filed 10/15/2007 Page 2 of 7Case 1:07-cv-05562-AKH Document 13 Filed 10/15/2007 Page 3 of 7Case 1:07-cv-05562-AKH Document 13 Filed 10/15/2007 Page 4 of 7Case 1:07-cv-05562-AKH Document 13 Filed 10/15/2007 Page 5 of 7Case 1:07-cv-05562-AKH Document 13 Filed 10/15/2007 Page 6 of 7Case 1:07-cv-05562-AKH Document 13 Filed 10/15/2007 Page 7 of 7
##### 



Exhibit 13.2
 Certification of the Principal Financial Officer of
Quebecor Media Inc.
pursuant to 18 U.S.C. Section 1350,
as adopted pursuant to
Section 906 of the Sarbanes-Oxley Act of 2002
  (1)
    
    The Report fully complies with the requirements of section 13(a) or 15(d) of
the Securities Exchange Act of 1934, as amended; and(2)
    
    The information contained in the Report fairly presents, in all material
respects, the financial condition and results of operations of the Company.
 Date:  March 30, 2007
    /s/ Louis MorinName:
    Louis MorinTitle:
    Vice President and Chief Financial Officer The foregoing certification is being furnished solely pursuant to section 906 of the Sarbanes-Oxley
Act of 2002 (subsections (a) and (b) of section 1350, chapter 63 of title 18, United States Code)
and is not being filed as part of the Report or as a separate disclosure document.