alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
1 

COMMODITY FUTURES TRADING COMMISSION 

FORM DCM 

CONTRACT MARKET 

APPLICATION OR AMENDMENT TO APPLICATION FOR DESIGNATION 

COVER SHEET 

LMX Labs, LLC

Exact name of Applicant as specified in charter 

444 W. Lake Street, Suite 900, Chicago, IL 60606

Address of principal executive offices 

[X] If this is an APPLICATION for designation, complete in full and check here.

[ ] If this is an AMENDMENT to an application, or to an existing designation, list all 

items that are amended and check here. 

GENERAL INFORMATION 

1. Name under which the business of the designated contract market is or will

be conducted, if different than name specified above (include acronyms, if

any):

LMX

2. If name of designated contract market is being amended, state previous

designated contract market name:
2 

3. Contact information, including mailing address if different than address

specified above:

Same as above. 

Number and Street 

City State Country Zip Code

(408) 718-2691

Main Phone number Fax 

www.lmxlabs.com hbhat@lmxlabs.com

Website URL E-mail Address

4. List of principal office(s) and address(es) where designated contract market

activities are/will be conducted:

Office Address

Bay Area 101 Jefferson Drive, Menlo Park, CA 94025

5. If Applicant is a successor to a previously designated contract market,

please complete the following:

a. Date of succession:

b. Full name and address of predecessor designee

Name 

City State Country Zip Code 

Main Phone Number 

BUSINESS ORGANIZATION

6. Applicant is a:

[ ] Corporation

Website URL 
3 

[ ] Partnership 

[ X ] Limited Liability Company 

[ ] Other form of organization 

(specify) 

7. Date of incorporation or formation: December 23, 2019

8. State of incorporation or jurisdiction of organization: Illinois

9. Applicant agrees and consents that the notice of any proceeding before the

Commission in connection with this application may be given by sending such

notice by certified mail to the person named below at the address given.

Harsha Bhat, Chief Technology Officer 

Print Name and Title 

 LMX Labs, LLC 

Name of Applicant 

 444 W. Lake Street, Suite 900, 

Number and Street 

 Chicago, IL 60606

City State Zip Code

SIGNATURES 

10. The Applicant has duly caused this application or amendment to be signed on

its behalf by the undersigned, hereunto duly authorized, this [27] day of, [February]

2020. The Applicant and the undersigned represent hereby that all information

contained herein is true, current, and complete. It is understood that all required

items

and Exhibits are considered integral parts of this Form DCM and that the submission

of any amendment represents that all un-amended items and Exhibits remain true,

current, and complete as previously filed.

 LMX Labs, LLC

Name of Applicant 

Signature of Duly Authorized Person 

 Harsha Bhat, Chief Technology Officer 

Print Name and Title of Signatory
Gk) NEW YORK

BOARD OF TRADE*

World Financial Center

One North End Avenue, 1 3t Floor
New York, New York 10282

BY ELECTRONIC TRANSMISSION

06-4
February 9, 2006

Ms. Jean A. Webb

Secretary of the Commission

Office of the Secretariat

Commodity Futures Trading Commission
Three Lafayette Centre

1155 21" Street, NW

Washington, DC 20581

Re: Amendments to Rules 7.02 and 7.09 -
Submission Pursuant to Section 5c(c)(1) of the Act and Regulation 40.6

Dear Ms. Webb:

Pursuant to Section 5c(c)(1) of the Commodity Exchange Act, as amended, and
Commission Regulation 40.6, the Board of Trade of the City of New York, Inc. (“Exchange”)
submits, by written certification, amendments to Rules 7.02 and 7.09, attached as Exhibit A.

Licensing Rules 7.02 and 7.09 provide for the licensing of a sugar chemist. None of the
present members of either the Domestic or World Sugar Committees know of any reason for the
Exchange to license a sugar chemist, and recent history has shown that there has been no need to use
one. Therefore, the amendments delete references to the licensing of a sugar chemist.

The Exchange certifies that the amendments comply with the requirements of the
Commodity Exchange Act and the rules and regulations promulgated thereunder.

The Exchange’s Board of Governors approved the amendments at its meeting on
February 8, 2006. No substantive opposing views were expressed by members or others with


respect to the amendments. The amendments will go into effect twenty-four (24) hours after
filing with the Commission.
-2-

If you have any questions or need further information, please contact me at 212-748-
4084.

Sincerely,

Jill S. Fassler
Vice President
Associate General Counsel

ce: Riva Adriance
Thomas Leahy
* CFTC, Division of Market Oversight
Allen Cooper
CFTC, New York Regional Office


(In the text of the amendments below, additions are under lined and deletions are bracketed and
lined out.)

Rule 7.02. Individual Licensees

(a) To be eligible for an Exchange license as a [ehemist;] classifier or grader, an applicant must be a
natural Person at least 18 years of age, of good character and commercial standing and comply with any
applicable local, state or federal requirements.

[REMAINDER OF RULE UNCHANGED]
Rule 7.09. [Chemists] Reserved

EXHIBIT A
NEX SEF LIMITED 

2 Broadgate

London 

EC2M 7UR

United Kingdom

June 18, 2018

Via Email

Assistant Secretary of the Commission for

FOI, Privacy and Sunshine Acts

Compliance

Commodity Futures Trading Commission

Three Lafayette Centre

1155 21st Street, NW

Washington, D.C. 20581

Via email: FOIAsubmissions@cftc.gov

Re: FOIA Confidential Treatment Request

Ladies and Gentlemen:

NEX SEF Limited (“NEX SEF”) (Applicant) has submitted to the Commodity Futures Trading 

Commission (Commission) a rule certification amendment in NEX SEF-2018-R-6 pursuant to 

CFTC Reg. 40.6 in order to certify its revised fee program (the Certification). Attached as 

Exhibit A to the Certification is the Fee Program, and attached as Exhibit B to the Certification is 

a copy of the Fee Program marked to show changes to the version last submitted to the 

Commission. 

The Applicant hereby requests that Exhibit A and Exhibit B to the Certification (Confidential 

Information) be treated as confidential in order to prevent disclosure of Applicant’s trade 

secrets and confidential commercial and financial information upon a request under the 

Freedom of Information Act (FOIA). We request the Confidential Information be provided 

confidential treatment for an indefinite period.

Please promptly inform the following of any request for the Confidential Information or its 

contents made pursuant to FOIA or the Commission’s rules so that we may substantiate the 

foregoing request for confidential treatment in accordance with Section 145.9 of the 

Commission’s Regulations: Attention: General Counsel, NEX SEF LIMITED, 2 Broadgate, 

London EC2M 7UR, United Kingdom.

Pursuant to Part 145.9(d)(4) of the Commission’s regulations, we have marked each page of the 

Confidential Information with the words “CONFIDENTIAL TREATMENT REQUESTED BY NEX 

SEF LIMITED” and have identified each portion of the Confidential Information with the following 

identifying number and code: NEX SEF-2018-R-6-Exhibit A and NEX SEF-2018-R-6-Exhibit B.
2

Please contact the undersigned at (212) 704-5491 with any questions regarding this matter.

Thank you for your attention to this matter.

Sincerely,

Elisa Hirschmann, Chief Compliance Officer

NEX SEF LIMITED

2 Broadgate

London EC2M 7UR

United Kingdom

cc by email: Division of Market Oversight, Commodity Futures 

Trading Commission 

ACTIVE 232881092v.1
# C_2020036EN.01003901.xml

| 3.2.2020 | EN | Official Journal of the European Union | C 36/39 |
| --- | --- | --- | --- |

3.2.2020

EN

Official Journal of the European Union

C 36/39

---

Order of the General Court of 3 December 2019 — Eutelsat v GSA

(Case T-99/17) (1)

(2020/C 36/47)

Language of the case: English

The President of the Seventh Chamber has ordered that the case be removed from the register.

---

(1)  OJ C 144, 8.5.2017.

---
#### Leslie Barnave, Appellant, v United Ambulette, Inc., et al., Respondents.

Submitted December 14, 2009;

decided February 16, 2010

Motion for leave to appeal dismissed upon the ground that the order sought to be appealed from does not finally determine the action within the meaning of the Constitution.
EXHIBIT 32.1

                    CERTIFICATION OF CHIEF EXECUTIVE OFFICER
                       PURSUANT TO 18 U.S.C. SECTION 1350,
                             AS ADOPTED PURSUANT TO
                  SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

In connection with the Quarterly Report of Canusa Capital Corp. (the "Company")
on Form 10-QSB for the period ending October 31, 2007 as filed with the
Securities and Exchange Commission on the date hereof (the "Report"), I, Janet
Janes, Chief Executive Officer of the Company, certify, pursuant to 18 U.S.C.
ss.1350, as adopted pursuant to ss.906 of the Sarbanes-Oxley Act of 2002, that:

     (1)  The Report fully complies with the requirements of section 13(a) or
          15(d) of the Securities Exchange Act of 1934; and

     (2)  The information contained in the Report fairly presents, in all
          material respects, the financial condition and result of operations of
          the Company.

IN WITNESS WHEREOF, the undersigned has executed this certification as of the
14th day of December 2007.


/s/ Janet Janes
----------------------------
Janet Janes,
Chief Executive Officer
Case 1:07-cv-05785-PAC Document 35-2 Filed 09/26/2007 Page 1 of 5
Case 1:07-cv-05785-PAC Document 35-2 Filed 09/26/2007 Page 2 of 5
Case 1:07-cv-05785-PAC Document 35-2 Filed 09/26/2007 Page 3 of 5
Case 1:07-cv-05785-PAC Document 35-2 Filed 09/26/2007 Page 4 of 5
Case 1:07-cv-05785-PAC Document 35-2 Filed 09/26/2007 Page 5 of 5
No. 698.

#### James Rudolph Garfield, Secretary, etc., Petitioner, *v.*The United States, ex rel. Harvey Spalding; James Rudolph Garfield, Secretary, etc., Petitioner, *v.*The United States, ex rel. James H. Spalding; and James Rudolph Garfield, Secretary, etc., Petitioner, *v.*The United States, ex rel. Edwin W. Spalding.

No. 699.

No. 700.

February 1, 1909.

Petitions for writs of certiorari to the Court of Appeals of the District of Columbia denied. *The Attorney General, The Solicitor General*and Mr. *Assistant*
      *584
      *Attorney General Woodruff*for petitioner. No appearance for respondents.
# C_2019295EN.01008901.xml

| 2.9.2019 | EN | Official Journal of the European Union | C 295/89 |
| --- | --- | --- | --- |

2.9.2019

EN

Official Journal of the European Union

C 295/89

---

Order of the General Court of 21 June 2019 — Ardigo and UO v Commission

(Case T-615/17) (1)

(2019/C 295/114)

Language of the case: French

The President of the First Chamber has ordered that the case be removed from the register.

---

(1)  OJ C 382, 13.11.2017.

---
UNITED STATES DISTRICT COURT 

SOUTHERN DISTRICT OF NEW YORK 

---------------------------------------------------------------X 

KESIA PRICE, Individually and on Behalf : 

of All Other Persons Similarly Situated, : 

 : 

 Plaintiffs, : 

 : NOTICE OF 

 -against- : APPEARANCE 

 : 

PORTER NOVELLI, INC. and OMNICOM : 07cv5869 

GROUP, INC. : 

 : 

 : 

 Defendants. : 

---------------------------------------------------------------X 

 Notice is hereby given of the appearance of the undersigned as counsel for

KESIA PRICE, in the above-entitled action. All further notice and copies of pleadings, 

papers, and other material relevant to this action should be directed to and served upon: 

BERGER & GOTTLIEB 

Jeffrey M. Gottlieb, Esq. 

150 East 18th Street. 

Suite PHR 

New York, NY 10003 

Tel: (212) 228-9795 

Fax: (212) 982-6284 

Dated: New York, New York 

 August 22, 2007 

Respectfully submitted, 

BERGER & GOTTLIEB 

By: /s/ Jeffrey M. Gottlieb 

Jeffrey M. Gottlieb 

Case 1:07-cv-05869-PAC Document 12 Filed 08/22/2007 Page 1 of 1
# C_2019044EN.01004301.xml

| 4.2.2019 | EN | Official Journal of the European Union | C 44/43 |
| --- | --- | --- | --- |

4.2.2019

EN

Official Journal of the European Union

C 44/43

---

Judgment of the General Court of 22 November 2018 — The Vianel Group v EUIPO — Viania Dessous (VIANEL)

(Case T-724/17) (1)

((EU trade mark - Opposition proceedings - International registration designating the European Union - Word mark VIANEL - Earlier EU word mark VIANIA - Relative ground for refusal - Likelihood of confusion - Article 8(1)(b) of Regulation (EC) No 207/2009 (now Article 8(1)(b) of Regulation (EU) 2017/1001)))

(2019/C 44/53)

Language of the case: English

Parties

Applicant: The Vianel Group LLC (Dover, Delaware, United States) (represented by: V. Perrichon, lawyer)

Defendant: European Union Intellectual Property Office (represented by: P. Sipos and D. Walicka, acting as Agents)

Other party to the proceedings before the Board of Appeal of EUIPO: Viania Dessous GmbH (Mössingen, Germany)

Re:

Action brought against the decision of the Fifth Board of Appeal of EUIPO of 14 July 2017 (Case R 285/2017-5), relating to opposition proceedings between Viania Dessous and The Vianel Group.

Operative part of the judgment

The Court:

| 1. | Dismisses the action; |
| --- | --- |

1.

Dismisses the action;

| 2. | Orders The Vianel Group LLC to pay, in addition to its own costs, the costs incurred by the European Union Intellectual Property Office (EUIPO) in the proceedings before the General Court. |
| --- | --- |

2.

Orders The Vianel Group LLC to pay, in addition to its own costs, the costs incurred by the European Union Intellectual Property Office (EUIPO) in the proceedings before the General Court.

---

(1)  OJ C 13, 15.1.2018.

---
An LSEG Business

LCH | 10 Paternoster Square | London EC4M 7LS | T: +44 (0)20 7426 7000 | F: +44 (0)20 7426 7001 | lch.com

LCH Group Holdings Limited | LCH Limited | Banque Centrale de Compensation | LCH.Clearnet LLC

LCH Limited. Registered in England No. 25932 Registered Office: 10 Paternoster Square, London, EC4M 7LS

VIA CFTC Portal

Mr Christopher Kirkpatrick

Commodity Futures Trading Commission

1155 21st Street NW

Three Lafayette Centre

Washington DC 20581

12 August 2022

Subject: Weekly Notification of Rule Amendment for the Week of 22 August 2022

Dear Mr Kirkpatrick,

Please accept this notification pursuant to CFTC regulation § 40.6(d) of the below-described changes to the 

LCH Limited (“LCH”) London Deposit Rate (“LDR”), RepoClear Deposit Rate (“RDR”) and the rate applied to 

the ForexClear default fund cash balance, effective from 22 August 2022. 

The LDR is applicable to cash balances (excluding default fund) held on SwapClear and ForexClear services 

clearing member accounts. The RDR is applicable to cash balances held on RepoClear service clearing 

member accounts. The ForexClear service default fund rate is applied to the cash balance held for clearing

members’ default fund contributions. 

The changes recommended by the LCH Spread Review Group were approved by the LCH CEO and are as 

follows:

LDR and RDR changes

CCY Benchmark Spread Change / No Change Period

EUR €STR 38.0bp Change from (28.0bp) 22 August 2022 onwards

GBP SONIA 30.0bp No Change 22 August 2022 onwards

USD FedFunds 31.0bp No Change 22 August 2022 onwards

CHF SARON 28.0bp No Change 22 August 2022 onwards

ForexClear default fund cash balance changes

CCY Benchmark Spread Change/No Change Period

EUR €STR N/A N/A 22 August 2022 onwards

GBP SONIA N/A N/A 22 August 2022 onwards

USD FedFunds 10.0bp Change from (0bp) 22 August 2022 onwards

These changes were notified via circular to clearing members in advance of the effective date.

No change is required to the LCH Rulebook.

Should you have any questions regarding this submission please contact me. 
An LSEG Business

LCH | 10 Paternoster Square | London EC4M 7LS | T: +44 (0)20 7426 7000 | F: +44 (0)20 7426 7001 | lch.com

LCH Group Holdings Limited | LCH Limited | Banque Centrale de Compensation | LCH.Clearnet LLC

LCH Limited. Registered in England No. 25932 Registered Office: 10 Paternoster Square, London, EC4M 7LS

Yours sincerely,

Ebba Andersson

Senior Compliance Officer, LCH Limited
# EXHIBIT 31.1

# CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER

I, Scott F. Drill, certify that:

1.        I have reviewed this report on Form 10-K of Insignia Systems, Inc.;

2.        Based on my knowledge, this report does not contain
any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the
circumstances under which such statements were made, not misleading with respect to the period covered by this report;

3.        Based on my knowledge, the financial statements,
and other financial information included in this report, fairly present in all material respects the financial condition, results
of operations and cash flows of the registrant as of, and for, the periods presented in this report;

4.        The registrants other certifying officer and
I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e)
and 15d-15(e)) for the registrant and we have:

a)       Designed
such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision,
to ensure that material information relating to the registrant is made known to us by others within the Company, particularly
during the period in which this report is being prepared;

b)       [Intentionally
omitted];

c)       Evaluated
the effectiveness of the registrants disclosure controls and procedures and presented in this report our conclusions about
the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such
evaluation; and

d)       Disclosed
in this report any change in the registrants internal control over financial reporting that occurred during the
registrants most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the
registrants internal control over financial reporting; and

5.        The registrants other certifying officer and
I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrants
auditors and the audit committee of registrants board of directors (or persons performing the equivalent functions):

a)       All
significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are
reasonably likely to adversely affect the registrants ability to record, process, summarize and report financial
information; and

b)       Any
fraud, whether or not material, that involves management or other employees who have a significant role in the registrants
internal control over financial reporting.

|Date:   March 30, 2006 | /s/   Scott F. Drill                                                            
|---------------------- | --------------------------------------------------------------------------------
|                       | Scott F. DrillPresident and Chief Executive Officer(principal executive officer)

---
Case 1:07-cv-01514-AKH Document 8 Filed 10/15/2007 Page 1 of 7Case 1:07-cv-01514-AKH Document 8 Filed 10/15/2007 Page 2 of 7Case 1:07-cv-01514-AKH Document 8 Filed 10/15/2007 Page 3 of 7Case 1:07-cv-01514-AKH Document 8 Filed 10/15/2007 Page 4 of 7Case 1:07-cv-01514-AKH Document 8 Filed 10/15/2007 Page 5 of 7Case 1:07-cv-01514-AKH Document 8 Filed 10/15/2007 Page 6 of 7Case 1:07-cv-01514-AKH Document 8 Filed 10/15/2007 Page 7 of 7
# C_2018436EN.01004101.xml

| 3.12.2018 | EN | Official Journal of the European Union | C 436/41 |
| --- | --- | --- | --- |

3.12.2018

EN

Official Journal of the European Union

C 436/41

---

Judgment of the General Court of 17 October 2018 — Jalkh v Parliament

(Case T-27/17) (1)

((Privileges and immunities - Member of the European Parliament - Decision to waive parliamentary immunity - Relation with parliamentary duties - Equal treatment - Legal certainty - Legitimate expectation - Procedure for waiving immunity - Rights of the defence - Abuse of power - Non-contractual liability))

(2018/C 436/57)

Language of the case: French

Parties

Applicant: Jean-François Jalkh (Gretz-Armainvilliers, France) (represented by: initially J.-P. Le Moigne, then M. Ceccaldi, and finally F. Wagner, lawyers)

Defendant: Parliament (represented by: initially M. Dean and S. Alonso de León, then S. Alonso de León, N. Gorlitz and S. Syer, acting as Agents)

Re:

First, action brought under Article 263 TFEU seeking the annulment of Decision P8_TA(2016)9429 of the Parliament of 22 November 2016 waiving the applicant’s immunity; and, secondly, action brought under Article 268 TFEU seeking compensation for the harm which the applicant claimed to have suffered.

Operative part of the judgment

The Court:

| 1. | Dismisses the action; |
| --- | --- |

1.

Dismisses the action;

| 2. | Orders Mr Jean-François Jalkh to bear his own costs and pay those incurred by the European Parliament, including the costs relating to the application for interim measures. |
| --- | --- |

2.

Orders Mr Jean-François Jalkh to bear his own costs and pay those incurred by the European Parliament, including the costs relating to the application for interim measures.

---

(1)  OJ C 70, 6.3.2017.

---
exv10w1






Exhibit 10.1




			
	 	 	 
	Execution Copy
	 	Contract #1-26652287-1






AMENDMENT NUMBER 1

TO

YAHOO! PUBLISHER NETWORK AGREEMENT #1-26652287




          This Amendment #1 to the Yahoo! Publisher Network Agreement #1-26652287 (“Amendment
#1”) is entered into as of the latter date of either Yahoo! or Publisher’s signature below
(“Amendment #1 Effective Date”) and is made by and among Local.com Corporation
(“Publisher”) and Yahoo! Inc. (“Yahoo!”), and modifies the Yahoo! Publisher Network
Agreement #1-26652287 by and among the same parties effective as of August 25, 2010 (the
“Agreement”).




          In consideration of mutual covenants and for such other good and valuable consideration, the
receipt and sufficiency of which are hereby acknowledged by the parties hereto, Publisher and
Yahoo! hereby agree as follows:





	1.	 	The “Compensation” section of the Service Order is hereby amended to the include the
following:





               “D. ***




	2.	 	The following is inserted as new Section F of Attachment A (Implementation Requirements):





               “F. ***




	3.	 	Miscellaneous.






	 	(a)	 	Except as expressly set forth herein, the terms and conditions of the Agreement are
unmodified and remain in full force and effect.
	 
	 	(b)	 	The Agreement is amended to provide that references in the Agreement to “this
Agreement” or “the Agreement” (including indirect references such as “hereunder”, “hereby”,
“herein” and “hereof”) shall be deemed references to the Agreement as amended hereby. All
capitalized defined terms used but not defined herein shall have the same meaning as set
forth in the Agreement.
	 
	 	(c)	 	This Amendment #1 may be executed in one or more counterparts, each of which when
executed shall be deemed to be an original but all of which taken together shall constitute
one and the same instrument. An electronically transmitted signature via pdf or facsimile
shall be deemed the equivalent to an original ink signature.
	 
	 	(d)	 	In the event of a conflict between any of the terms and conditions of the Agreement
and any of the terms and conditions of this Amendment #1, the terms and conditions of this
Amendment #1 shall control.




IN WITNESS WHEREOF, the parties hereto have duly executed and delivered this Amendment #1 as of the
Amendment #1 Effective Date.




	 	 	 	 	 	 	 

	LOCAL.COM CORPORATION	 	YAHOO! INC.
	 
	 	 	 	 	 	 
	By:

	 	/s/ Brenda Agius
	 	By:
	 	/s/ Al Echamendi
	 

	 	 
	 	 	 	 
	

	 	Name: Brenda Agius
	 	 
	 	Name: Al Echamendi
	 

	 	Title: CFO
	 	 
	 	Title: Sr. Director, Business Development
	 

	 	Date: 8/30/10
	 	 
	 	Date: 8/27/10








 




			
	***	 	- Portions of this page have been omitted pursuant to a request for confidential treatment
and filed separately with the Securities and Exchange Commission





Yahoo! Confidential






1