SELECTED FCM FINANCIAL DATA AS OF 

March 31, 2007

FROM REPORTS FILED BY 

April 30, 2007

B/D DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

1 3D FOREX, LLC N NFA 03/31/2007 2,733,047 500,000 2,233,047 2 ABBEY NATIONAL SECURITIES INC Y NFA 03/31/2007 138,565,049 20,918,240 117,646,809 3 ADM INVESTOR SERVICES INC N CBOT 03/31/2007 148,653,107 56,070,571 92,582,536 4 ADVANCED MARKETS INC N NFA 03/31/2007 1,010,877 1,000,000 10,877 5 ADVANTAGE FUTURES LLC N CME 03/31/2007 21,308,510 2,993,369 18,315,141 6 AG EDWARDS & SONS INC Y CBOT 03/31/2007 805,571,283 35,969,665 769,601,618 7 AIG CLEARING CORPORATION N NYME 03/31/2007 269,559,590 34,362,928 235,196,662 8 ALARON TRADING CORPORATION N CME 03/31/2007 5,879,208 3,832,908 2,046,300 9 ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC Y NFA 03/31/2007 25,744,508 5,394,869 20,349,639 

10 ALPHA FOREIGN EXCHANGE GROUP LLC N NFA 03/31/2007 502,271 500,000 2,271 11 AMERICAN NATIONAL TRADING CORP N NFA 03/31/2007 2,231,658 1,000,000 1,231,658 12 BACERA CORPORATION N NFA 03/31/2007 1,633,707 1,000,000 633,707 13 BANC OF AMERICA SECURITIES LLC Y CME 03/30/2007 1,967,324,318 379,374,470 1,587,949,848 14 BARCLAYS CAPITAL INC Y NYME 03/31/2007 1,134,159,037 306,770,118 827,388,919 15 BEAR STEARNS & CO INC Y NFA 03/31/2007 (g) 545,961,774 (g) 16 BEAR STEARNS SECURITIES CORP Y CME 03/31/2007 3,865,521,873 1,227,082,831 2,638,439,042 17 BGC SECURITIES Y NFA 03/30/2007 6,174,395 500,000 5,674,395 18 BNP PARIBAS COMMODITY FUTURES INC N NYME 03/31/2007 150,183,053 88,636,810 61,546,243 19 BNP PARIBAS SECURITIES CORP Y CBOT 03/31/2007 793,913,214 25,296,496 768,616,718 20 BROOKSTREET SECURITIES CORPORATION Y NFA 03/31/2007 6,447,679 706,867 5,740,812 21 CADENT FINANCIAL SERVICES LLC N CME 03/31/2007 10,974,304 6,437,968 4,536,336 22 CAL FINANCIAL CORPORATION N NFA 03/31/2007 791,025 500,000 291,025 23 CALYON FINANCIAL INC Y CME 03/31/2007 773,626,479 520,202,403 253,424,076 24 CANTOR FITZGERALD & CO Y CBOT 03/30/2007 181,739,518 4,342,661 177,396,857 25 CAPITAL MARKET SERVICES LLC N NFA 03/31/2007 10,100,088 3,123,227 6,976,861 26 CIBC WORLD MARKETS CORP Y CME 03/30/2007 1,116,264,849 23,630,235 1,092,634,614 27 CITIGROUP GLOBAL MARKETS INC Y CBOT 03/31/2007 (g) 743,823,192 (g) 28 CLIFF LARSON COMPANY THE N NFA 03/31/2007 732,876 500,000 232,876 29 CMC MARKETS (US) LLC N NFA 03/31/2007 7,273,117 5,000,000 2,273,117 30 COMTRUST INC N NFA 03/31/2007 1,065,619 545,709 519,910 31 COUNTRY HEDGING INC N NFA 03/31/2007 16,095,468 8,190,295 7,905,173 32 CREDIT SUISSE SECURITIES (USA) LLC Y CBOT 03/30/2007 3,761,510,058 161,964,303 3,599,545,755 33 CROSSLAND LLC N CBOT 03/31/2007 3,769,381 500,000 3,269,381 34 CUNNINGHAM COMMODITIES LLC N CBOT 03/31/2007 2,258,814 500,000 1,758,814 35 DAIWA SECURITIES AMERICA INC Y CME 03/31/2007 223,972,028 1,000,000 222,972,028 36 DEUTSCHE BANK SECURITIES INC Y CBOT 03/30/2007 2,898,947,066 255,751,236 2,643,195,830 37 DIRECT FOREX LLC N NFA 03/31/2007 1,042,857 1,000,000 42,857 38 DORMAN TRADING LLC N CME 03/31/2007 12,069,668 642,272 11,427,396 39 DUNAVANT COMMODITY CORP N NFA 03/31/2007 32,476,621 1,116,099 31,360,522 40 E FX OPTIONS LLC N NFA 03/31/2007 4,255,250 1,000,000 3,255,250 41 EAGLE MARKET MAKERS INC N CBOT 03/31/2007 4,123,589 500,000 3,623,589 42 EASY FOREX US LTD N NFA 03/31/2007 4,547,248 1,000,000 3,547,248 43 ED &F MAN COMMODITY ADVISORS INC N NFA 03/31/2007 1,690,703 500,000 1,190,703 44 ELECTRONIC BROKERAGE SYSTEMS LLC Y NFA 03/31/2007 8,654,627 500,000 8,154,627 45 ENSKILDA FUTURES LTD N CME 03/31/2007 18,140,803 11,941,248 6,199,555 46 FARR FINANCIAL INC N NFA 03/31/2007 2,768,520 1,000,000 1,768,520 
SELECTED FCM FINANCIAL DATA AS OF 

March 31, 2007

FROM REPORTS FILED BY 

April 30, 2007

B/D DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

47 FC STONE LLC N CME 03/31/2007 76,843,087 38,082,104 38,760,983 48 FCT GROUP LLC N CME 03/31/2007 3,770,642 513,917 3,256,725 49 FIMAT USA LLC Y NYME 03/31/2007 664,998,407 415,148,918 249,849,489 50 FIRST CAPITOL GROUP LLC N NFA 03/31/2007 6,005,694 1,843,272 4,162,422 51 FLY CLEARING INC N NFA 03/30/2007 808,546 500,000 308,546 52 FOREX CAPITAL MARKETS LLC N NFA 03/31/2007 65,845,152 11,440,213 54,404,939 53 FOREX CLUB FINANCIAL COMPANY INC N NFA 03/31/2007 2,218,798 1,000,000 1,218,798 54 FOREX INTERNATIONAL INVESTMENTS INC N NFA 03/31/2007 1,317,705 1,000,000 317,705 55 FOREX LIQUIDITY LLC N NFA 03/31/2007 2,890,328 1,000,000 1,890,328 56 FORTIS CLEARING AMERICAS LLC Y CBOT 03/30/2007 136,792,050 16,146,096 120,645,954 57 FORWARD FOREX INC N NFA 03/31/2007 1,578,502 1,000,000 578,502 58 FRIEDBERG MERCANTILE GROUP INC N NFA 03/31/2007 6,624,087 5,000,000 1,624,087 59 FRONTIER FUTURES INC N NFA 03/31/2007 3,992,745 2,100,578 1,892,167 60 FUTURES TECH LLC N NFA 03/31/2007 861,781 500,000 361,781 61 FX OPTION1 INC N NFA 03/31/2007 506,933 500,000 6,933 62 FX SOLUTIONS LLC N NFA 03/31/2007 15,838,819 2,147,927 13,690,892 63 FXCM LLC N NFA 03/31/2007 766,085 500,000 266,085 64 GAIN CAPITAL GROUP LLC N NFA 03/31/2007 16,577,329 4,211,212 12,366,117 65 GELBER GROUP LLC N CBOT 03/31/2007 56,243,710 934,110 55,309,600 66 GFS FOREX & FUTURES INC N NFA 03/31/2007 2,922,018 1,000,000 1,922,018 67 GILDER GAGNON HOWE AND CO LLC Y NFA 03/31/2007 31,988,176 500,000 31,488,176 68 GLOBAL FUTURES & FOREX Y CFTC 03/31/2007 46,729,805 3,318,347 43,411,458 69 GLOBAL FUTURES LLC N NFA 03/31/2007 8,113,754 500,000 7,613,754 70 GOLDMAN SACHS & CO Y CBOT 03/30/2007 (g) 1,246,306,905 (g) 71 GOLDMAN SACHS EXECUTION & CLEARING LP Y CME 03/30/2007 1,048,677,711 51,974,528 996,703,183 72 H & R BLOCK FINANCIAL ADVISORS INC Y NFA 03/30/2007 127,890,892 8,460,600 119,430,292 73 HAGERTY GRAIN CO INC N CBOT 03/31/2007 1,660,227 500,000 1,160,227 74 HAMILTON WILLIAMS LLC N NFA 03/31/2007 1,546,635 1,000,000 546,635 75 HOTSPOT FXR LLC N NFA 03/31/2007 5,938,382 1,000,000 4,938,382 76 HSBC SECURITIES USA INC Y CME 03/31/2007 501,901,432 58,514,788 443,386,644 77 I TRADE FX LLC N NFA 03/31/2007 6,544,044 1,000,000 5,544,044 78 ICAP FUTURES LLC N CBOT 03/30/2007 5,104,080 500,000 4,604,080 79 IFSCL USA INC N NFA 03/31/2007 6,013,466 5,000,000 1,013,466 80 IFX MARKETS INC N NFA 03/31/2007 13,013,375 2,781,818 10,231,557 81 IG FINANCIAL MARKETS INC. N NFA 03/31/2007 993,510 500,000 493,510 82 INSTINET LLC Y NFA 03/31/2007 80,558,139 2,872,998 77,685,141 83 INTEGRATED BROKERAGE SERVICES LLC N NFA 03/31/2007 1,711,189 1,000,000 711,189 84 INTERACTIVE BROKERS LLC Y EUXUS 03/31/2007 287,502,200 30,517,408 256,984,792 85 INTERBANK FX LLC N NFA 03/31/2007 6,032,338 2,291,904 3,740,434 86 IOWA GRAIN CO N CBOT 03/31/2007 14,747,758 8,284,509 6,463,249 87 ITAU SECURITIES INC Y NFA 03/31/2007 41,428,686 500,000 40,928,686 88 IXIS SECURITIES NORTH AMERICA INC Y NFA 03/31/2007 125,856,758 500,000 125,356,758 89 JP MORGAN FUTURES INC N NYME 03/31/2007 1,151,009,278 598,947,285 552,061,993 90 KOTTKE ASSOCIATES LLC N CBOT 03/31/2007 12,734,080 500,000 12,234,080 91 LADENBURG THALMANN & CO INC Y NFA 03/31/2007 17,621,751 500,000 17,121,751 92 LBS LIMITED PARTNERSHIP N CBOT 03/31/2007 843,034 500,000 343,034 93 LEHMAN BROTHERS INC Y CBOT 03/31/2007 (g) 542,496,000 (g) 
SELECTED FCM FINANCIAL DATA AS OF 

March 31, 2007

FROM REPORTS FILED BY 

April 30, 2007

B/D DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

94 LINN GROUP ( THE ) N NFA 03/31/2007 834,753 500,000 334,753 95 LINSCO/PRIVATE LEDGER CORP Y NFA 03/31/2007 70,593,722 6,819,684 63,774,038 96 LOEB PARTNERS CORPORATION Y NFA 03/31/2007 26,022,093 500,000 25,522,093 97 MACQUARIE FUTURES USA INC N NFA 03/31/2007 9,895,007 716,903 9,178,104 98 MAN FINANCIAL INC N CME 03/30/2007 537,791,568 357,635,986 180,155,582 99 MB TRADING FUTURES INC. N NFA 03/31/2007 3,556,431 1,000,000 2,556,431 

100 MBF CLEARING CORP N NYME 03/31/2007 25,650,587 2,733,066 22,917,521 101 MCVEAN TRADING AND INVESTMENTS LLC N NFA 03/31/2007 7,086,606 3,374,358 3,712,248 102 MERRILL LYNCH PIERCE FENNER & SMITH Y CBOT 03/30/2007 (g) 532,405,142 (g) 103 MERRILL LYNCH PROFESSIONAL CLEARING CORP Y NFA 03/30/2007 1,584,223,892 52,161,378 1,532,062,514 104 MID-CO COMMODITIES INC N NFA 03/31/2007 5,160,637 3,616,654 1,543,983 105 MITSUI BUSSAN COMMODITIES USA INC N NYME 03/31/2007 6,097,501 658,896 5,438,605 106 MIZUHO SECURITIES USA INC Y CME 03/31/2007 140,526,200 21,185,661 119,340,539 107 MONEY GARDEN CORP N NFA 03/31/2007 2,183,193 1,000,000 1,183,193 108 MORGAN KEEGAN & COMPANY INC Y NFA 03/31/2007 400,674,272 12,516,738 388,157,534 109 MORGAN STANLEY & CO INCORPORATED Y CME 03/31/2007 (g) 1,610,085,896 (g) 110 MORGAN STANLEY DW INC Y NFA 03/31/2007 1,390,892,107 65,282,098 1,325,610,009 111 NATIONS INVESTMENTS LLC N NFA 03/31/2007 1,706,643 1,000,000 706,643 112 NEUBERGER BERMAN LLC Y NFA 03/31/2007 211,029,210 5,008,610 206,020,600 113 NOMURA SECURITIES INTERNATIONAL INC Y CBOT 03/31/2007 796,724,745 6,070,062 790,654,683 114 OANDA CORPORATION N NFA 03/31/2007 18,263,754 8,975,243 9,288,511 115 ODL SECURITIES INC N NFA 03/30/2007 8,441,324 1,000,000 7,441,324 116 ONE WORLD CAPITAL GROUP LLC N NFA 03/31/2007 1,416,474 1,000,000 416,474 117 OPEN E CRY LLC N NFA 03/31/2007 1,049,514 602,963 446,551 118 OPPENHEIMER & CO INC Y NFA 03/30/2007 184,132,916 24,046,564 160,086,352 119 OPTIONSXPRESS INC Y NFA 03/31/2007 93,973,359 6,261,994 87,711,365 120 PENSON FINANCIAL FUTURES INC N NFA 03/31/2007 1,801,611 500,000 1,301,611 121 PENSON GHCO N CBOT 03/31/2007 12,929,530 4,227,974 8,701,556 122 PEREGRINE FINANCIAL GROUP INC N NFA 03/31/2007 14,219,409 5,061,199 9,158,210 123 PERFORMANCE CAPITAL INTERNATIONAL LLC N NFA 03/31/2007 608,415 500,000 108,415 124 PIONEER FUTURES INC N NYME 03/31/2007 1,087,624 500,000 587,624 125 PRUDENTIAL BACHE COMMODITIES LLC N CBOT 03/31/2007 136,292,000 114,774,000 21,518,000 126 PUMA FINANCIAL LLC N NFA 03/31/2007 863,902 500,000 363,902 127 RAND FINANCIAL SERVICES INC N CME 03/31/2007 36,621,761 11,511,621 25,110,140 128 RAYMOND JAMES & ASSOCIATES INC Y NFA 03/31/2007 335,888,280 28,542,839 307,345,441 129 RBC CAPITAL MARKETS CORPORATION Y CME 03/30/2007 463,639,254 65,970,228 397,669,026 130 RBC DAIN RAUSCHER INC Y NFA 03/31/2007 382,091,956 32,199,548 349,892,408 131 RBS GREENWICH CAPITAL INC Y CBOT 03/30/2007 1,294,537,000 99,808,080 1,194,728,920 132 REDSKY FINANCIAL LLC Y NFA 03/31/2007 728,868 500,000 228,868 133 RJ OBRIEN & ASSOCIATES INC N CME 03/30/2007 102,669,698 78,607,696 24,062,002 134 ROBBINS FUTURES INC N NFA 03/31/2007 537,941 500,000 37,941 135 ROSENTHAL COLLINS GROUP LLC N CME 03/31/2007 40,885,833 25,400,481 15,485,352 136 ROSENTHAL GLOBAL SECURITIES LLC Y CBOT 03/31/2007 8,010,999 500,000 7,510,999 137 ROYAL FOREX TRADING LLC N NFA 03/31/2007 1,088,253 1,000,000 88,253 138 SANFORD C BERNSTEIN & CO LLC Y NFA 03/31/2007 162,674,248 41,858,302 120,815,946 139 SENTINEL MANAGEMENT GROUP INC N NFA 03/31/2007 3,143,841 500,000 2,643,841 140 SHATKIN ARBOR INC N CBOT 03/31/2007 6,659,829 500,000 6,159,829 
SELECTED FCM FINANCIAL DATA AS OF 

March 31, 2007

FROM REPORTS FILED BY 

April 30, 2007

B/D DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

141 SHAY GRAIN CLEARING COMPANY N KCBT 03/31/2007 1,081,255 500,000 581,255 142 SMW TRADING COMPANY INC N CME 03/31/2007 30,483,377 1,058,743 29,424,634 143 SNC INVESTMENTS INC N NFA 03/31/2007 1,550,167 1,000,000 550,167 144 SOLID GOLD FINANCIAL SERVICES INC N NFA 03/31/2007 2,026,514 1,000,000 1,026,514 145 STEPHENS INC Y NFA 03/30/2007 65,739,467 10,283,415 55,456,052 146 STERLING COMMODITIES CORP N NYME 03/31/2007 7,503,761 978,515 6,525,246 147 TCA FUTURES LLC N NFA 03/31/2007 779,137 500,000 279,137 148 TENCO INC N CBOT 03/31/2007 34,755,611 7,061,331 27,694,280 149 TERRA NOVA TRADING LLC Y NFA 03/31/2007 12,467,004 2,888,665 9,578,339 150 TIMBER HILL LLC Y CME 03/31/2007 948,392,184 14,513,456 933,878,728 151 TOWER RESEARCH CAPITAL EUROPE LLC N NFA 03/31/2007 2,413,354 500,000 1,913,354 152 TRADELINK LLC Y CBOT 03/31/2007 25,736,130 500,000 25,236,130 153 TRADEMAVEN CLEARING LLC N NFA 03/31/2007 849,757 500,000 349,757 154 TRADESTATION SECURITIES INC Y NFA 03/31/2007 60,873,383 2,432,068 58,441,315 155 TRADITION SECURITIES AND FUTURES INC N NFA 03/30/2007 790,418 500,000 290,418 156 TRANSMARKET GROUP LLC Y CBOT 03/31/2007 6,663,370 500,000 6,163,370 157 TREND COMMODITIES LIMITED PARTNERSHIP N NFA 03/31/2007 777,384 500,000 277,384 158 TRILAND USA INC N NYME 03/31/2007 29,568,950 9,427,220 20,141,730 159 UBS CLEARING SERVICES CORPORATION Y NFA 03/30/2007 101,202,512 739,508 100,463,004 160 UBS FINANCIAL SERVICES INC Y CBOT 03/31/2007 1,235,455,977 144,238,887 1,091,217,090 161 UBS SECURITIES LLC Y CBOT 03/30/2007 3,967,447,078 842,003,617 3,125,443,461 162 UNITED GLOBAL MARKETS LLC N NFA 03/31/2007 1,062,333 1,000,000 62,333 163 VELOCITY FUTURES LP N NFA 03/31/2007 2,995,556 500,000 2,495,556 164 VISION FINANCIAL MARKETS LLC N NFA 03/31/2007 26,889,078 12,402,236 14,486,842 165 WACHOVIA CAPITAL MARKETS LLC Y CME 03/30/2007 1,132,929,841 2,994,783 1,129,935,058 166 WACHOVIA SECURITIES FINANCIAL NETWORK, LLC Y NFA 03/31/2007 14,139,266 1,234,394 12,904,872 167 WACHOVIA SECURITIES LLC Y NFA 03/31/2007 376,382,106 1,500,000 374,882,106 168 WALL STREET DERIVATIVES INC N NFA 03/31/2007 1,066,613 500,000 566,613 169 WHITE COMMERCIAL CORPORATION N NFA 03/31/2007 2,340,553 500,000 1,840,553 170 XPRESSTRADE LLC N NFA 03/31/2007 2,781,016 1,894,715 886,301 171 YORK BUSINESS ASSOCIATES LLC N NFA 03/31/2007 1,086,498 500,000 586,498 

Total 

February Web Update 172Additions 1Easy Forex US Ltd Deletions 2ABN AMRO IncorporatedC Czarnikow Sugar Futures IncName ChangeMarch Web Update 171
SELECTED FCM FINANCIAL DATA AS OF 

March 31, 2007

FROM REPORTS FILED BY 

April 30, 2007

B/D DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

(a): B/D : A 'Y' means the FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer. (b): DSRO: Designated Self-Regulatory Organization. (c): The minimum net capital requirement that each FCM must maintain is determined under CFTC Regulation 1.17(a)(1)(i)(d): Excess net capital is adjusted net capital, less the firm's net capital requirement.(e): This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on a designated contract market or derivatives transaction execution facility. This is the sum of all accounts that contain a net liquidating equity.(f): This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of the United States. (g): This FCM/BD’s ultimate parent company is regulated by the SEC as a consolidated supervised entity. The firm has elected to compute its minimum capital requirement in accordance with the “Alternative Net Capital Requirement” as permitted by Appendix E toSEC Rule 15c3-1. As of March 31, 2007, the firm had net capital in excess of its minimum capital requirements. In addition to the alternative minimum net capital requirements, the firm is required tohold tentative net capital in excess of $1 billion and net capital in excess of $500 million in accordance with the market and credit riskstandards of Appendix E of Rule 15c3-1. The firm also is required to notify the Commission and SEC in the event its tentative net capital is less than $5 billion. As of March 31, 2007, the firm had tentative net capital and net capital in excess of both the minimum and notification requirements. Note: Any comments regarding information contained in this table may be brought to the attention of the CFTC's Division of Clearing and Intermediary Oversight via e-mail: s_williams@cftc.gov, sgreska@cftc.gov, or jmohr@cftc.gov. 
SELECTED FCM FINANCIAL DATA AS OF 

March 31, 2007

FROM REPORTS FILED BY 

April 30, 2007

B/D DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d)