SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

SEPTEMBER 30, 2004

B/D? DSRO A/O Adjusted Net Capital Risk Based Excess 

Futures Commission Merchant Date Net Capital Requirement Requirement Net Capital 

(4% of Seg, SEC Capital 

(a) (b) or $250,000) (c) (d) 

1 ABN AMRO INCORPORATED Y CBOT 08/31/2004 888,483,110 65,623,691 121,565,890 766,917,2 ABN AMRO SAGE CORPORATION Y NFA 08/31/2004 89,388,534 410,841 410,841 88,977,3 ADM INVESTOR SERVICES INC N CBOT 08/31/2004 81,203,332 28,215,165 27,156,285 52,988,4 ADVANTAGE FUTURES LLC N CME 08/31/2004 9,927,389 3,267,371 1,422,825 6,660,5 ADVEST INC Y NFA 08/31/2004 49,158,525 1,000,000 0 48,158,6 AG EDWARDS & SONS INC Y CBOT 08/31/2004 644,956,132 45,166,312 5,290,498 599,789,7 AIG CLEARING CORPORATION N NYME 08/31/2004 181,423,593 250,000 19,553,448 161,870,8 ALARON TRADING CORPORATION N CME 08/31/2004 5,760,123 3,064,623 1,487,976 2,695,9 ALCO COMMODITIES INC N NFA 08/31/2004 453,019 250,000 0 203,

10 AMERICAN MUTUAL HOLDING CORPORATION N NFA 08/31/2004 611,324 250,000 0 361,11 AMERICAN NATIONAL TRADING CORP N NFA 08/31/2004 1,633,948 729,987 362,948 903,12 BACERA CORPORATION N NFA 08/31/2004 629,550 250,000 0 379,13 BANC OF AMERICA FUTURES INCORPORATED Y CME 08/31/2004 70,455,456 11,210,301 41,030,175 29,425,14 BARCLAYS CAPITAL INC Y NYME 08/31/2004 715,224,841 100,664,587 162,417,143 552,807,15 BATTERY ASSET MANAGEMENT LLC N NFA 08/31/2004 358,156 250,000 0 108,16 BEAR STEARNS & CO INC Y NFA 08/31/2004 2,280,453,157 68,399,701 0 2,212,053,17 BEAR STEARNS SECURITIES CORP Y CME 08/31/2004 3,923,698,711 1,126,340,893 162,047,115 2,797,357,18 BIELFELDT & COMPANY LLC N CBOT 08/31/2004 390,745 250,000 0 140,19 BLAYLOCK AND PARTNERS LP Y NFA 08/31/2004 3,726,859 342,491 0 3,384,20 BNP PARIBAS BROKERAGE SERVICES INC Y CME 08/31/2004 44,858,641 12,319,292 18,253,812 26,604,21 BNP PARIBAS COMMODITY FUTURES INC N NYME 08/31/2004 47,325,063 13,516,538 21,341,312 25,983,22 BNP PARIBAS SECURITIES CORP Y CBOT 08/31/2004 266,577,330 3,077,604 0 263,499,23 C CZARNIKOW SUGAR FUTURES INC N NFA 08/31/2004 1,630,360 250,000 102,418 1,380,24 CADENT FINANCIAL SERVICES LLC N CME 08/31/2004 3,167,187 767,604 480,825 2,399,25 CAL FINANCIAL CORPORATION N NFA 08/31/2004 390,078 250,000 0 140,26 CALYON FINANCIAL INC Y CME 08/31/2004 293,711,258 169,688,068 243,268,224 50,443,27 CANTOR FITZGERALD & CO Y CBOT 08/31/2004 105,273,360 2,633,225 903,095 102,640,28 CAPITAL MARKET SERVICES LLC N NFA 08/31/2004 1,488,022 250,000 0 1,238,29 CARGILL INVESTOR SERVICES INC N CBOT 08/31/2004 86,528,286 48,820,682 64,530,200 21,998,30 CDC SECURITIES Y NFA 08/31/2004 79,312,495 250,000 0 79,062,31 CIBC WORLD MARKETS CORP Y CME 08/31/2004 815,291,366 33,654,263 14,813,459 781,637,32 CITIGROUP GLOBAL MARKETS INC. Y CBOT 08/31/2004 3,864,311,796 513,902,687 285,413,302 3,350,409,33 CLIFDEN FUTURES LLC N NFA 08/31/2004 725,062 439,020 284,450 286,34 CLIFF LARSON COMPANY THE N NFA 08/31/2004 530,072 250,000 40,355 280,35 CLR USA INC N NYME 08/31/2004 29,413,715 250,000 0 29,163,36 CMC GROUP PLC N NFA 08/31/2004 4,511,134 250,000 0 4,261,37 COESfx CLEARING INC N NFA 08/31/2004 471,563 250,000 0 221,38 COMMERZ FUTURES LLC N CME 08/31/2004 15,995,307 4,102,006 6,513,603 9,481,39 COUNTRY HEDGING INC N NFA 08/31/2004 14,520,162 1,317,648 2,514,823 12,005,40 CREDIT SUISSE FIRST BOSTON LLC Y CBOT 08/31/2004 3,500,604,838 132,177,529 138,629,358 3,361,975,41 CRESSWELL CAPITAL LLC N NFA 08/31/2004 2,069,958 268,556 133,311 1,801,42 CROSSLAND LLC N CBOT 08/31/2004 2,518,579 286,553 149,237 2,232,43 CUNNINGHAM COMMODITIES INC N CBOT 08/31/2004 2,074,788 691,437 409,192 1,383,44 DAIWA SECURITIES AMERICA INC Y CME 08/31/2004 187,139,481 1,845,730 1,739,438 185,293,45 DAVID A NOYES & CO Y NFA 08/31/2004 1,988,225 1,000,000 0 988,46 DEUTSCHE BANK SECURITIES INC Y CBOT 08/31/2004 1,692,480,376 110,486,527 222,743,521 1,469,736,47 DORMAN TRADING LLC N CME 08/31/2004 4,778,726 578,963 317,958 4,199,48 DUNAVANT COMMODITY CORP N NYCE 06/30/2004 18,948,266 847,820 1,061,920 17,866,
SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

SEPTEMBER 30, 2004

B/D? DSRO A/O Adjusted Net Capital Risk Based Excess 

Futures Commission Merchant Date Net Capital Requirement Requirement Net Capital 

(4% of Seg, SEC Capital 

(a) (b) or $250,000) (c) (d) 

49 EAGLE MARKET MAKERS INC N CBOT 08/31/2004 2,123,858 307,497 180,109 1,816,50 ED &F MAN COMMODITY ADVISORS INC N NFA 08/31/2004 452,752 250,000 0 202,51 ELECTRONIC BROKERAGE SYSTEMS LLC N NFA 08/31/2004 2,476,058 250,000 0 2,226,52 ENSKILDA FUTURES LIMITED N CME 08/31/2004 3,931,564 250,000 0 3,681,53 FARR FINANCIAL INC N NFA 08/31/2004 1,331,833 842,266 384,402 489,54 FC STONE LLC N CME 08/31/2004 23,097,376 11,842,162 12,837,128 10,260,55 FCT GROUP LLC N CME 08/31/2004 8,742,425 250,000 287,020 8,455,56 FIMAT USA INC Y CME 08/31/2004 286,659,205 154,516,436 193,972,513 92,686,57 FIRST CAPITOL GROUP LLC N NFA 08/31/2004 3,965,665 2,045,959 1,646,537 1,919,58 FOREX CAPITAL MARKETS LLC N NFA 08/31/2004 6,174,228 250,000 0 5,924,59 FORTIS CLEARING CHICAGO LLC N CBOT 08/31/2004 18,419,978 4,075,875 3,130,921 14,344,60 FRIEDBERG MERCANTILE GROUP INC N NFA 08/31/2004 1,850,976 250,000 33,863 1,600,61 FRONTIER FUTURES INC N NFA 08/31/2004 1,162,272 533,285 321,304 628,62 FUTURES TECH LLC N NFA 08/31/2004 409,159 250,000 0 159,63 FX SOLUTIONS LLC N NFA 08/31/2004 1,117,452 250,000 0 867,64 GAIN CAPITAL GROUP INC N NFA 08/31/2004 13,385,057 250,000 0 13,135,65 GAIN CAPITAL INC N NFA 08/31/2004 12,468,983 250,000 0 12,218,66 GARBAN FUTURES LLC N NFA 08/03/2004 5,480,529 250,000 0 5,230,67 GELBER GROUP LLC N CBOT 08/31/2004 18,327,984 746,539 194,081 17,581,68 GFS SECURITIES & FUTURES INC N NFA 08/31/2004 310,801 250,000 0 60,69 GILDER GAGNON HOWE AND CO LLC Y NFA 08/31/2004 21,049,409 250,000 0 20,799,70 GLOBAL FUTURES & FOREX LTD Y NFA 08/31/2004 6,690,339 2,143,015 0 4,547,71 GLOBAL FUTURES LLC N NFA 08/31/2004 375,966 250,000 0 125,72 GOLDENBERG HEHMEYER & CO Y CBOT 08/31/2004 8,151,351 2,790,557 2,018,626 5,360,73 GOLDMAN SACHS & CO Y CBOT 08/27/2004 4,037,102,169 981,113,932 524,974,702 3,055,988,74 GREENWICH CAPITAL MARKETS INC Y CBOT 08/31/2004 725,824,000 36,078,000 29,456,320 689,746,75 HAGERTY GRAIN CO INC N CBOT 08/31/2004 1,892,981 323,311 106,713 1,569,76 HORNBLOWER FISCHER & CO Y NFA 08/31/2004 433,255 250,000 40,584 183,77 HOTSPOT FX INC N NFA 08/31/2004 2,226,405 250,000 0 1,976,78 HSBC SECURITIES USA INC Y CME 08/31/2004 371,703,892 14,353,828 36,766,861 334,937,79 IFSCL USA INC N NFA 08/31/2004 793,805 250,000 0 543,80 IFX MARKETS INC N NFA 08/31/2004 467,404 250,000 0 217,81 INTEGRATED BROKERAGE SERVICES INC N NFA 08/31/2004 1,191,532 250,000 89,041 941,82 INTERACTIVE BROKERS LLC Y NFA 08/31/2004 108,194,841 6,721,873 3,042,082 101,472,83 INTERNATIONAL COMMODITY CLEARING N NFA 08/31/2004 1,462,709 250,000 71,414 1,212,84 INVESTEC (US) INCORPORATED Y NFA 08/27/2004 19,865,815 250,000 0 19,615,85 IOWA GRAIN CO N CBOT 08/31/2004 12,340,082 4,979,081 5,753,944 6,586,86 ITAU SECURITIES INC Y NFA 08/31/2004 1,896,312 250,000 0 1,646,87 JP MORGAN FUTURES INC N NYME 08/31/2004 860,633,790 249,514,075 359,411,787 501,222,88 JULIUS BAER SECURITIES INC Y NFA 08/31/2004 19,721,251 1,972,440 0 17,748,89 KJW LLC N NFA 08/31/2004 1,271,112 250,000 0 1,021,90 KOTTKE ASSOCIATES LLC N CBOT 08/31/2004 11,833,933 311,672 204,609 11,522,91 LADENBURG THALMANN & CO INC Y NFA 08/31/2004 1,690,582 250,000 0 1,440,92 LAWRENCE-BONFITTO TRADING COMPANY N CBOT 08/31/2004 2,521,124 295,484 81,386 2,225,93 LBS LIMITED PARTNERSHIP N CBOT 08/31/2004 644,150 250,000 0 394,94 LEADER INVESTMENTS INC Y NFA 08/31/2004 339,603 250,000 0 89,95 LEGG MASON WOOD WALKER INC Y NYME 08/31/2004 418,063,233 23,900,044 0 394,163,96 LEHMAN BROTHERS INC Y CBOT 08/31/2004 2,500,816,000 186,035,340 128,720,360 2,314,780,97 LINN GROUP ( THE ) N NFA 08/31/2004 382,752 250,000 0 132,
SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

SEPTEMBER 30, 2004

B/D? DSRO A/O Adjusted Net Capital Risk Based Excess 

Futures Commission Merchant Date Net Capital Requirement Requirement Net Capital 

(4% of Seg, SEC Capital 

(a) (b) or $250,000) (c) (d) 

98 LINSCO/PRIVATE LEDGER CORP Y NFA 08/31/2004 102,380,231 4,171,294 0 98,208,99 LOEB PARTNERS CORPORATION Y NFA 08/31/2004 27,952,616 250,000 0 27,702,

100 MAN FINANCIAL INC N CME 08/31/2004 235,552,815 137,299,008 187,148,314 48,404,101 MARQUETTE ELECTRONIC BROKERAGE LLC N NFA 08/31/2004 1,243,633 250,000 0 993,102 MAXCOR FINANCIAL INC Y NFA 08/31/2004 38,444,501 250,000 0 38,194,103 MBF CLEARING CORP N NYME 08/31/2004 8,055,604 3,083,853 1,389,787 4,971,104 MBT TECHNOLOGIES LLC N NFA 08/31/2004 682,152 250,000 0 432,105 MCVEAN TRADING AND INVESTMENTS LLC N NFA 08/31/2004 17,252,454 11,104,121 1,451,904 6,148,106 MERRILL LYNCH PIERCE FENNER & SMITH Y CBOT 08/27/2004 2,929,847,833 364,021,129 294,582,943 2,565,826,107 MERRILL LYNCH PROFESSIONAL CLEARING CORP Y NFA 08/27/2004 639,079,758 40,071,726 40,071,726 599,008,108 MID-CO COMMODITIES INC N NFA 08/31/2004 3,759,146 555,046 1,114,470 2,644,109 MITSUI & CO INVESTMENT PRODUTS CORP N NFA 08/31/2004 598,549 250,000 0 348,110 MIZUHO SECURITIES USA INC Y CME 08/31/2004 154,654,003 12,753,953 14,330,516 140,323,111 MONEY GARDEN CORP N NFA 08/31/2004 2,538,745 250,000 0 2,288,112 MORGAN KEEGAN & COMPANY INC Y NFA 08/31/2004 277,242,221 11,612,191 0 265,630,113 MORGAN STANLEY & CO INCORPORATED Y CME 08/31/2004 3,552,557,655 857,157,020 238,812,916 2,695,400,114 MORGAN STANLEY DW INC Y CBOT 08/31/2004 1,203,008,801 126,494,764 4,562,859 1,076,514,115 NEUBERGER BERMAN LLC Y NFA 08/31/2004 209,933,745 15,126,947 966,176 194,806,116 NIKKO SECURITIES CO INTERNATIONAL INC Y NFA 08/31/2004 14,635,274 250,000 0 14,385,117 NOMURA SECURITIES INTERNATIONAL INC Y CBOT 08/31/2004 713,495,420 13,069,811 709,577 700,425,118 OANDA CORPORATION N NFA 08/31/2004 7,461,172 250,000 0 7,211,119 OCONNOR & COMPANY LLC Y CBOT 08/31/2004 42,721,406 3,584,281 3,584,281 39,137,120 OMEGA RESEARCH CORPORATION Y NFA 08/31/2004 920,165 250,000 0 670,121 OPEN E CRY LLC N NFA 08/31/2004 757,865 396,137 255,664 361,122 OPPENHEIMER & CO INC Y NFA 08/31/2004 192,548,171 19,075,710 0 173,472,123 PATTERSON CAPITAL MARKETS LTD N CBOT 08/31/2004 699,059 250,000 0 449,124 PAX CLEARING CORPORATION Y CME 08/31/2004 50,644,209 1,629,448 4,302,609 46,341,125 PENSON FINANCIAL FUTURES INC N NFA 08/31/2004 464,370 250,000 120,192 214,126 PEREGRINE FINANCIAL GROUP INC N NFA 08/31/2004 11,275,818 3,394,005 503,830 7,881,127 PERSHING LLC Y NFA 08/31/2004 975,703,000 162,680,100 0 813,022,128 PIONEER FUTURES INC N NYME 08/31/2004 8,902,385 4,099,403 1,856,878 4,802,129 PIPER JAFFRAY CO. Y NFA 08/31/2004 266,464,877 11,087,202 0 255,377,130 PREFERRED TRADE INC Y NFA 08/31/2004 9,422,913 850,139 0 8,572,131 PRUDENTIAL EQUITY GROUP LLC Y NFA 08/31/2004 304,078,000 250,000 0 303,828,132 PRUDENTIAL FINANCIAL DERIVATIVES LLC N CBOT 08/31/2004 94,812,000 50,567,720 77,034,280 17,777,133 QIX FUTURES INC N NFA 08/31/2004 919,134 250,000 0 669,134 QUALIFIED LEVERAGE PROVIDERS INC. N NFA 08/31/2004 5,164,385 250,000 0 4,914,135 RAND FINANCIAL SERVICES INC N CME 08/31/2004 15,195,200 5,184,796 9,006,104 6,189,136 RAYMOND JAMES & ASSOCIATES INC Y NFA 08/27/2004 346,205,295 24,649,020 15,086 321,556,137 RBC CAPITAL MARKETS CORPORATION Y CME 08/31/2004 243,479,803 1,500,000 22,703,571 220,776,138 RBC DAIN RAUSCHER INC Y NFA 08/31/2004 301,239,089 29,877,318 0 271,361,139 REDSKY SECURITIES LLC Y NFA 08/31/2004 930,219 250,000 0 680,140 REFCO LLC N CME 08/31/2004 282,028,267 126,812,945 135,544,301 146,483,141 RESOURCE TRADING & BROKERAGE LLC N NFA 08/31/2004 737,125 250,000 0 487,142 RJ OBRIEN ASSOCIATES INC N CME 08/31/2004 60,755,248 34,704,711 39,771,063 20,984,143 ROBBINS FUTURES INC N NFA 08/31/2004 438,708 250,000 74,988 188,144 ROBECO USA LLC Y NFA 08/27/2004 45,384,142 1,500,000 0 43,884,145 ROSENTHAL COLLINS GROUP LLC N CME 08/31/2004 30,122,252 13,511,841 8,737,142 16,610,146 ROSENTHAL GLOBAL SECURITIES LLC Y CBOT 08/31/2004 7,760,751 1,015,465 0 6,745,
SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

SEPTEMBER 30, 2004

B/D? DSRO A/O Adjusted Net Capital Risk Based Excess 

Futures Commission Merchant Date Net Capital Requirement Requirement Net Capital 

(4% of Seg, SEC Capital 

(a) (b) or $250,000) (c) (d) 

147 SAFEGUARD FINANCIAL HOLDINGS, LLC N NFA 08/31/2004 429,778 250,000 0 179,148 SANFORD C BERNSTEIN & CO LLC Y NFA 08/31/2004 152,777,473 17,563,935 0 135,213,149 SENTINEL MANAGEMENT GROUP INC N NFA 08/31/2004 1,010,146 250,000 0 760,150 SHATKIN ARBOR KARLOV & CO N CBOT 08/31/2004 6,572,880 553,602 204,408 6,019,151 SHAY GRAIN CLEARING COMPANY N KCBT 06/30/2004 820,694 250,000 208,715 570,152 SHEPARD INTERNATIONAL INC N NFA 08/31/2004 1,384,912 250,000 0 1,134,153 SHERWOOD FUTURES GROUP LLC N NFA 08/31/2004 523,242 250,000 0 273,154 SMW TRADING COMPANY INC N CME 08/31/2004 6,816,978 594,002 501,789 6,222,155 SNC INVESTMENTS INC N NFA 08/31/2004 366,700 250,000 0 116,156 SOLID GOLD FINANCIAL SERVICES INC N NFA 08/31/2004 299,119 250,000 0 49,157 SPEAR LEEDS & KELLOG Y CME 08/27/2004 907,925,450 36,276,044 18,447,786 871,649,158 SPENCER FINANCIAL LLC N NFA 08/31/2004 253,553 250,000 0 3159 STEPHENS INC Y NFA 08/27/2004 65,520,721 10,608,309 0 54,912,160 STERLING COMMODITIES CORP N NYME 08/31/2004 6,535,279 1,599,984 326,259 4,935,161 SWISS AMERICAN SECURITIES INC Y NFA 08/31/2004 86,405,311 5,092,964 0 81,312,162 TCA FUTURES LLC N NFA 08/31/2004 397,806 250,000 0 147,163 TENCO INC N CBOT 08/31/2004 25,004,398 3,064,089 3,695,172 21,309,164 TERRA NOVA TRADING LLC Y NFA 08/31/2004 9,164,335 907,051 0 8,257,165 TIMBER HILL LLC Y CME 08/31/2004 460,624,372 1,721,077 3,042,082 457,582,166 TOKYO-MITSUBISHI FUTURES USA INC N CME 08/31/2004 15,455,034 250,000 2,204,066 13,250,167 TOWER RESEARCH CAPITAL EUROPE LLC N NFA 08/31/2004 1,379,754 250,000 0 1,129,168 TRADELINK LLC Y CBOT 08/31/2004 23,606,389 250,000 447,678 23,158,169 TRADESTATION SECURITIES INC Y NFA 08/31/2004 11,324,035 250,000 0 11,074,170 TRADITION SECURITIES AND FUTURES INC N NFA 08/31/2004 382,253 250,000 0 132,171 TRANSMARKET GROUP LLC Y CBOT 08/31/2004 10,586,579 250,000 0 10,336,172 TRILAND USA INC N NYME 08/31/2004 22,326,006 1,901,555 2,406,954 19,919,173 UBS FINANCIAL SERVICES INC Y CBOT 08/31/2004 1,346,136,126 186,111,696 27,376,729 1,160,024,174 UBS SECURITIES LLC Y CBOT 08/31/2004 3,825,255,349 325,862,370 261,930,817 3,499,392,175 UFJ FUTURES LLC N CME 08/31/2004 16,573,211 250,000 2,289,822 14,283,176 UNIVERSAL FINANCIAL HOLDING CORP N NFA 08/31/2004 709,156 250,000 150,388 459,177 VELOCITY FUTURES LP N NFA 08/31/2004 2,357,181 514,812 0 1,842,178 VIEWTRADE SECURITIES INC Y NFA 08/31/2004 762,126 419,500 0 342,179 VISION LIMITED PARTNERSHIP N NFA 08/31/2004 14,575,892 7,738,425 5,886,866 6,837,180 WACHOVIA CAPITAL MARKETS LLC Y NFA 08/31/2004 545,333,121 5,070,207 0 540,262,181 WACHOVIA SECURITIES FINANCIAL NETWORK LLC Y NFA 08/31/2004 15,552,929 1,787,907 0 13,765,182 WACHOVIA SECURITIES LLC Y NFA 08/31/2004 787,100,000 62,368,520 0 724,731,183 WALL STREET DERIVATIVES INC N NFA 08/31/2004 430,111 250,000 0 180,

184 WESTMINSTER S&D LTD N NFA 08/31/2004 1,186,087 250,000 0 936,185 WHITE COMMERCIAL CORPORATION N NFA 08/31/2004 1,853,726 250,000 0 1,603,186 WORLDWIDE CLEARING N NFA 08/31/2004 382,128 250,000 0 132,187 XPRESSTRADE LLC N NFA 08/31/2004 3,741,900 250,000 0 3,491,188 YORK BUSINESS ASSOCIATES LLC N CBOT 08/31/2004 255,559 250,000 62,344 5

Total 51,408,287,933 July Web Page Update 186Additions 2Garban Futures LLCBattery Asset Management LLC
SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

SEPTEMBER 30, 2004

B/D? DSRO A/O Adjusted Net Capital Risk Based Excess 

Futures Commission Merchant Date Net Capital Requirement Requirement Net Capital 

(4% of Seg, SEC Capital 

(a) (b) or $250,000) (c) (d) 

Deletions 0Name Change 0August Web Page Update 188(a): B/D? : A 'Y' means the FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer. (b): DSRO: Designated Self-Regulatory Organization. (c): Risk-based net capital requirement is the sum total of 8% of customer, and 4% of non-customer risk margin for domestic and foreign future accounts (excluding proprietary accounts). The risk based minimum requirement applies to all FCMs which are a member of the National Futures Association was effective 10/31/00.(d): Excess net capital is adjusted net capital, less the greater of the net capital requirement or riskbased requirement. (e): This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on commodity exchanges located in the United States. This is the sum of all accounts that contain a net liquidating equity.(f): This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of the United States. The amount to be set aside for a customer's foreign commodity account may be less than the net liquidating equity in the customer's account. 
SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

SEPTEMBER 30, 2004

B/D? DSRO A/O Adjusted Net Capital Risk Based Excess 

Futures Commission Merchant Date Net Capital Requirement Requirement Net Capital 

(4% of Seg, SEC Capital 

(a) (b) or $250,000) (c) (d) 

Note: Any errors in this table should be brought to the attention of the CFTC's Division of Clearing and and Intermediary Oversight via e-mail: fzimmerle@cftc.gov or sgreska@cftc.gov.