Small Exchange Weekly Notification of Rule Amendments

Page 1 of 5

June 24, 2022

VIA ELECTRONIC PORTAL

Mr. Christopher J. Kirkpatrick

Office of the Secretariat

Commodity Futures Trading Commission

3 Lafayette Center

1155 21st Street NW

Washington, DC 20581

Re: SMFE 2022-014 - CFTC Regulation 40.6(d) Weekly Notification of Rule Amendments for 

the week of June 20, 2022

Dear Mr. Kirkpatrick:

Pursuant to Commodity Futures Trading Commissions (“CFTC” or “Commission”) Regulation 40.6(d), the 

Small Exchange, Inc. (“Small Exchange”) submits this weekly notification of the following rule 

amendments effective during the week of June 20, 2022:

1. Rebalance of the Small Cannabis Equity Index; and 

2. Rebalance of the Small Cryptocurrency Equity Index

These changes are attached to this filing as Exhibit A and this filing is also available at 

www.smallexchange.com. 

Regards,

/s/ Peter D. Santori

Chief Regulatory Officer and

Head of Legal

Enclosed: Exhibit A
Page 2 of 5

Exhibit A

The Small Cannabis Equity Index and Small Cryptocurrency Equity Index were rebalanced by their Index 

Calculation Agent using the values from the close on Friday, June 17, 2022. This is to reduce the weight 

of certain components and to evenly distribute the cash component of the Small Cryptocurrency Equity 

Index. Both indices were rebalanced per their respective methodologies found here for the Small 

Cannabis Equity Index and here for the Small Cryptocurrency Equity Index.

New shares and weights are listed below:

Small Cannabis Equity Index 

Symbol Old Shares Old Weight New Shares New Weight Share Difference

ACB 0.060035 1.408% 0.096345 2.259% 0.036310

CARA 0.031032 4.535% 0.036858 5.386% 0.005826

CGC 0.019535 1.197% 0.033434 2.048% 0.013899

CRBP 0.293205 1.600% 0.449233 2.451% 0.156028

CRON 0.061464 3.083% 0.078435 3.935% 0.016971

GRWG 0.013224 0.909% 0.025615 1.760% 0.012391

HEXO 0.100034 0.372% 0.328855 1.224% 0.228821

MO 0.011788 9.713% 0.012821 10.564% 0.001033

OGI 0.200055 3.422% 0.249821 4.274% 0.049766

PM 0.006474 11.526% 0.005617 10.000% -0.000857

SMG 0.002718 3.789% 0.003329 4.640% 0.000611

SNDL 0.462864 2.636% 0.612368 3.487% 0.149504
Page 3 of 5

SWM 0.011806 5.193% 0.013742 6.044% 0.001936

TLRY 0.025499 1.483% 0.040136 2.335% 0.014637

TPB 0.011379 5.773% 0.013057 6.624% 0.001678

UVV 0.010186 10.603% 0.009606 10.000% -0.000580

VFF 0.040654 2.025% 0.057749 2.876% 0.017095

VGR 0.038547 7.329% 0.043025 8.180% 0.004478

XXII 0.250430 7.465% 0.278991 8.317% 0.028561

ZYNE 0.131293 2.744% 0.172023 3.596% 0.040730

Cash 0.725956 13.195% 0.000000 0.000% -0.725956
Page 4 of 5

Small Cryptocurrency Equity Index

Symbol Old Shares Old Weight New Shares New Weight Share Difference

AMD 0.018787 14.755% 0.012733 10.000% -0.006054

CAN 0.216528 6.588% 0.240620 7.321% 0.024092

CLSK 0.106052 4.748% 0.122424 5.481% 0.016372

COIN 0.006967 3.436% 0.008453 4.169% 0.001486

EBON 0.572956 2.495% 0.741312 3.228% 0.168356

ETHE 0.078887 5.377% 0.089640 6.110% 0.010753

GBTC 0.059198 7.107% 0.065303 7.840% 0.006105

MARA 0.056255 3.580% 0.067772 4.313% 0.011517

MSTR 0.002656 4.286% 0.003110 5.019% 0.000454

NCTY 0.123752 1.442% 0.186670 2.175% 0.062918

NVDA 0.008822 13.488% 0.006540 10.000% -0.002282

PYPL 0.006054 4.249% 0.007098 4.982% 0.001044

RIOT 0.046846 2.097% 0.063218 2.830% 0.016372

SI 0.015573 8.714% 0.016883 9.447% 0.001310

SOS 0.533144 1.540% 0.786912 2.273% 0.253768

SQ 0.007238 4.078% 0.008539 4.811% 0.001301
Page 5 of 5

TSM 0.014686 12.019% 0.012219 10.000% -0.002467

Cash 0 0% 0 0% 0