alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
FOIA CONFIDENTIAL TREATMENT REQUEST

December 2, 2022

VIA ELECTRONIC PORTAL

Assistant Secretary of the CFTC

for FOIA, Privacy and Sunshine Acts Compliance 

Three Lafayette Centre

1155 21st Street, NW

Washington, DC 20581

Re: Weekly Notification of Rule Amendments – Updates to Risk Parameters Established by ICC 

Pursuant to Section 5c(c)(1) of the Commodity Exchange Act and Commission Regulation 

40.6(d)

Dear Assistant Secretary:

In conjunction with the notice submitted by ICE Clear Credit LLC (“ICC”) today, December 2, 2022, to the 

Secretary of the Commodity Futures Trading Commission (“Commission”), pursuant to Section 5c(c)(1) of 

the Commodity Exchange Act and Commission Regulation 40.6(d), ICC submits the attached confidential 

documents. 

The attached documents contain updated risk parameters established by ICC in consultation with the ICC 

Risk Committee, Trading Advisory Group and/or Risk Working Group. During the week ending December 

2, 2022, changes were made to the following parameters: 

• recovery rates for an Emerging Market risk factor

***********************

Under the Freedom of Information Act (“FOIA”), 5 USC Section 552, Section 809(g) of the Dodd-Frank Wall 

Street Reform and Consumer Protection Act and pursuant to Commission Regulation 145.9(d), Federal 

Reserve Board Regulation 261.15 and any other applicable regulations under or implementing FOIA, ICE 

Clear Credit hereby respectfully requests that confidential treatment be maintained for the document which 

bear Bates number 12.02.2022-000001-CFTC1 until further notice. In accordance with Commission 

Regulation 145.9(d)(4), every page of the confidential information bears the designation “Confidential 

Treatment Requested by ICE Clear Credit LLC.” 

ICE Clear Credit also requests that the Commission or the Board notify the undersigned immediately after 

receiving any FOIA request for such documents or any other court order, subpoena or summons for the 

same. Finally, ICE Clear Credit requests that it be notified in the event the Commission or the Board intends 

to disclose such documents to Congress or to any other governmental agency or unit pursuant to Section 8 

of the Commodity Exchange Act, as amended (“CEA”) or other applicable law. ICE Clear Credit does not 

waive its notification rights under Section 8(f) of the CEA or other applicable law with respect to any 

subpoena or summons for such document(s).

The basis for the request is that disclosure of these document(s) would reveal confidential commercial and 

financial information of ICE Clear Credit, the disclosure of which could have a material adverse effect on, 
and cause injury to, the operations and competitive position of ICE Clear Credit. This request is not to be 

construed as a waiver of any other protection from disclosure or confidential treatment accorded by law, 

and ICE Clear Credit will rely on and invoke any such confidentiality protection.

***********************

Please direct any questions or requests for information to the attention of the undersigned at 

eric.nield@ice.com or (312) 836-6742.

Sincerely,

Eric Nield

General Counsel
cme @

7 Chicago Mercantile Exchange
. copa 20 South Wacker Drive 312/930.1000 tel
wT LEAR’ Chicago, IL 60606-7499 312/466.4410 fax

www.cme.com

March 24, 2006

Ms. Jean A. Webb

Office of the Secretariat

Commodity Futures Trading Commission
Three Lafayette Centre

1155 21st Street, N.W.

Washington, DC 20581

RE: Exchange Certification of Amendment to
Rule 588.K. Globex No Bust Ranges
CME® Submission #06-30.

Dear Ms. Webb:

Chicago Mercantile Exchange Inc. (“CME” or “the Exchange”) hereby certifies
amendments to CME Rule 588.K. Globex No Bust Ranges to expand the CME Globex no bust
range for CME Mexican peso futures from 20 ticks or less to 30 ticks or less. This change will
be effective on Sunday, April 2, 2006 for the trade date of Monday, April 3, 2006. Notification
of this change can be found in CME Special Executive Report S-4433 dated Monday, March 27,
2006.

The Exchange certifies that this amendment complies with the Act and rules thereunder.

Appendix 1 provides the text of the Rule amendments with additions underlined;
Appendix 2 provides a clean copy of the Rules as amended.

If you require any additional information regarding this matter, please do not hesitate to
contact me at 312-466-7469 or via e-mail at jlab@cme.com or Lori Aldinger at 312-930-2337 or
via e-mail at laldinge@cme.com. Please reference our CME Submission #06-30 on all future
correspondence regarding this notification.

Sincerely,

IOF

John W. Labuszewski, Managing Director
Research & Product Development



Ms. Jean A. Webb

March 24, 2006
Page 3 of 4
Appendix 1: Rule Amendments
(Additions are underlined.)
588.K. GLOBEX No Bust Ranges

Futures No Bust Range
Eurodollar and LIBOR 2.5 basis points or less
T-Bills 5 basis points or less
Fed Fund “Turn” 50 basis points or less
Agency Notes 16 ticks or less
Swaps 5 basis points or less
TIIE and CETES 30 ticks or less
CPI Futures 5 basis points or less
Eurozone HICP Futures 25 basis points or less

Currency Futures (except British pound
and Mexican peso)

British Pound and Mexican Peso
Futures

20 ticks or less

30 ticks or less

Remainder of the Rule is unchanged.


Ms. Jean A. Webb

March 24, 2006
Page 4 of 4
Appendix 2: Clean Copy of Rules as Amended
588.K. GLOBEX No Bust Ranges

Futures No Bust Range
Eurodollar and LIBOR 2.5 basis points or less
T-Bills 5 basis points or less
Fed Fund “Turn” 50 basis points or less
Agency Notes 16 ticks or less
Swaps 5 basis points or less
TIE and CETES 30 ticks or less
CPI Futures 5 basis points or less
Eurozone HICP Futures 25 basis points or less

Currency Futures (except British pound
and Mexican peso)

British Pound and Mexican Peso
Futures

20 ticks or less

30 ticks or less

Remainder of the Rule is unchanged.
1177 Avenue of Americas

New York, New York 10036

305874281 v2

June 3, 2020

Submitted via CFTC Portal

Mr. Christopher J. Kirkpatrick

Office of the Secretariat

Commodity Futures Trading Commission

Three Lafayette Centre

1155 21st Street, N.W.

Washington, D.C. 20581

Re: TW SEF LLC – Rule Changes 

Dear Mr. Kirkpatrick:

Pursuant to Section 5c(c) of the Commodity Exchange Act (the “Act”) and Section 40.6(a) of the 

regulations of the Commodity Futures Trading Commission (the “Commission”), TW SEF LLC 

(“TW SEF”) hereby submits amendments to its Fully Integrated API Services Fee Schedule (All 

Credit Default Swap Indices), which has been amended to reflect updates to certain terms and 

fees. The amendment will become effective on June 17, 2020, no fewer than ten business days 

from the date hereof. Pursuant to Commission Regulations 40.8 and 145.9(d), attached as 

Appendix A are the updates to the API Services Fee Schedule for All Credit Default Swap 

Indices with the additions and deletions indicated in redline format. In connection with this 

submission, TW SEF hereby notifies the Commission that:

1. Pursuant to CFTC Regulations 40.8 and 145.9, TW SEF is seeking to keep certain 

information confidential because it would otherwise reveal trade secrets or 

confidential commercial or financial information and has posted a notice of pending 

certification with the Commission and a redacted copy of this submission on TW 

SEF’s website.

2. TW SEF certifies that the Rules comply with the Act and the Commission’s 

regulations thereunder, including Core Principle 2 (Compliance with rules), as the 

Fee Schedule is a rule of the SEF; and

3. No substantive opposing views with respect to the Rules were expressed to TW SEF 

by its governing board or committee members, members of TW SEF or market 

participants.

Should you have questions regarding this submission, please contact the undersigned at (646) 

560-7223 or at Gregory.compa@tradeweb.com.

Very truly yours,

Gregory Compa

Chief Compliance Officer
2

305874281 v2

APPENDIX A

Fully Integrated API Services Fee Schedule (All Credit Default Swap Indices)

(Blackline and Clean Copies)

[REDACTED]
CONFIDENTIAL TREATMENT REQUESTED BY TW SEF LLC PURSUANT TO 17 CFR PART 154

305874281 v2

APPENDIX A 

Fully Integrated API Services Fee Schedule (All Credit Default Swap Indices)

(Blackline and Clean Versions)
EXHIBIT 10.54


Mr. Ronald W. Frederick
8350 River Ridge Drive
Coopersville, MI 49404

Dear Ron:

This letter will set out our agreement regarding your employment and
management responsibilities as General Manager, Manufacturing effective
January 9, 1995.

1.  Position: The position is General Manager, Manufacturing reporting to
Gerry Czarnecki, President and Chief Operating Officer of UNC Incorporated. 
The position is located in Terre Haute, Indiana.

You will be responsible for managing the profitability and growth of the
units comprising UNC's Manufacturing operations, including UNC Tri
Manufacturing, UNC Johnson Technology, UNC Chemical Dynamics and UNC All Fab.

2.  Compensation:

    (a)  Base Salary: Your base annual salary will
be $180,000 and reviewed in accordance with UNC's salary plan.

    (b)  Incentive Compensation Plan: You will be
designated a participant in UNC's Incentive Compensation Plan (the "Plan"),
under which you may receive incentive compensation of up to 50% of your base
annual salary depending on UNC Manufacturing's performance in achieving it's
annual business plan goals.  You will also be eligible to receive an
additional incentive award from the CEO's discretionary fund that recognizes
exceptional performance on your part in comparison with the performance of
other key executives of UNC operating units.

3.  Relocation: You will be reimbursed for the reasonable costs of
relocation for you and your family in accordance with UNC's employee
relocation policy, a copy of which is enclosed.

4.  Other Benefits:

    (a)  Perquisites: You will receive a $10,000
per year allowance, paid in January and July, in lieu of car expenses and
other perquisites.

    (b)  Retirement Income Savings Plan: You will
be eligible to participate in the UNC Retirement Income Savings Plan.

    (c)  Group Insurance: You will be eligible to
participate in the group health, life, disability and other benefit plans
offered to employees of UNC Tri Manufacturing.

    (d)  Vacation: Your annual vacation
entitlement will be in accordance with UNC Tri Manufacturing's vacation
policy and is to be used in the year earned with no carryover.

4.  Termination: In the event of the termination of your employment at the
initiative of UNC Incorporated, for any reason other than for cause, you will
be entitled to receive up to twelve (12) months of salary and group health
benefits continuance from the date of termination of your active employment
to the time alternative employment is obtained.

If the foregoing is acceptable to you, please sign and return the enclosed
copy of this letter to me.

Sincerely,



/s/Gerald M. Czarnecki
President and Chief Operating Officer

Approved:/s/  Dan Colussy

GMC/aa
Enclosure
##### 



th
 WHEREAS,
 WHEREAS,
 NOW, THEREFORE,
 1. PREMISES .
 2. EFFECTIVE DATE.
 3. RENT.
  1




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2




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3




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4. LANDLORDS CONTRIBUTION.
      4




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INTERPRETATION.
 5




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WITNESS
 ATTEST:
    
    
    
    TENANT:BBI-Biotech Research Laboratories, Inc.,
a Massachusetts corporation/s/ Richard T. Schumacher
    
    
    
    By:
    
    /s/ Kevin W. QuinlanPrinted Name:
    
    Kevin W. QuinlanTitle:
    
    SR. V.P. Finance & AdmATTEST:
    
    
    
    LANDLORD:
B.F. SAUL REAL ESTATE INVESTMENT TRUST/s/ Signature
    
    
    
    By:
    
    /s/ Philip D. CaraciPrinted Name:
    
    Philip D. CaraciTitle:
    
    SR. Vice PresidentATTEST:
    
    
    
    GUARANTOR:
Boston Biomedica, Inc.,
a MASSACHUSETTS corporation/s/ Richard T. Schumacher
    
    
    
    By:
    
    /s/ Kevin W. QuinlanPrinted Name:
    
    Kevin W. QuinlanTitle:
    
    SR. V.P. Finance & Adm
 6




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##### 



SECRETARYS CERTIFICATE
  Kevin W. Quinlan, SR. V. P. Finance & Adm.
 /s/ Richard T. Schumacher, Asst ClerkPRINTED NAME:
    RICHARD T. SCHUMACHERDATE:

October 4, 1997 7




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##### 



SECRETARYS CERTIFICATE
  Kevin W. Quinlan, SR. V.P. Finance & Adm.
 /s/ Richard T. Schumacher, Asst ClerkPRINTED NAME:
    RICHARD T. SCHUMACHERDATE:

October 4, 1997 8




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AGREEMENT
 
 BY AND BETWEEN
    WITNESSETH:




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##### 



Attest:
    
    Tenant: 
BBI-Biotech Research Laboratories, Inc.By:Name:Title: Attest:
    
    Guarantor: 
Boston Biomedica, Inc.By:Name:Title: Attest:
    
    Landlord: 
B. F. Saul Real Estate Investment TrustBy:Name:Title:




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##### 



SECRETARYS CERTIFICATE
 
 RESOLVED: That(Name)
    
    (Title)
  SecretaryPRINTED NAME:DATE:




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##### 



SECRETARYS CERTIFICATE
 ,
 RESOLVED: That(Name)
    
    (Title)
  SecretaryPRINTED NAME:DATE:




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##### 



FINAL RELEASE AND WAIVER OF LIEN
 
 
  
    
  
 
 
 
 CONTRACT AMOUNT
    
    $Actual Cash Payments to Date
    
    $Final Payment
    
    $TOTAL PAYMENTS ON THIS CONTRACT
    
    $
**Exhibit 10.74**

Intelsat Global, Ltd. 

Wellesley House North 

90 Pitts Bay Road 

Pembroke, Bermuda HM08 

December 7, 2009 

Dear Mr. Spector: 

Reference is made to that certain Side Letter Agreement tothe Management Shareholders Agreement of Intelsat Global, Ltd. (the “Company”), dated as of May 6, 2009, by and among you, the Phillip L. Spector GRAT, the Phillip L. Spector Trust U/A dated 12/21/07, the Phillip L. SpectorGRAT #2 dated August 3, 2009, and the Company (as amended, the “MSA Side Letter”). Capitalized terms used but not otherwise defined in this letter agreement (the “Letter Agreement”) shall have the meaningsascribed to them in the MSA Side Letter. 

Notwithstanding anything to the contrary in the MSA Side Letter or the Equity AwardAgreements, you and the Company acknowledge and agree that any benefits not generally available to shareholders of the Company which are provided to you pursuant to the MSA Side Letter (including any benefits in connection with the Co-Investment) orpursuant to the Equity Award Agreements are provided as part of your incentive package in connection with your employment with the Company or one of its subsidiaries and affiliates in accordance with the Employment Agreement and, for the avoidanceof doubt, are not provided to you in connection with your status as a shareholder of the Company. 

This Letter Agreement, theMSA Side Letter, the Equity Award Agreements and the Employment Agreement constitute the entire agreement between you and the Company with respect to the subject matter described herein. 

This Letter Agreement may be executed in counterparts, each of which when so executed shall be deemed an original and all of which takentogether shall constitute one and the same instrument. 

[Signature page follows] 

Please indicate your acceptance of the terms and provisions of this Letter Agreement bysigning below. By signing below, you acknowledge and agree that you have carefully read this Letter Agreement in its entirety, fully understand and agree to its terms and provisions, and intend and agree that it be final and legally binding.

 
**INTELSAT GLOBAL, LTD.**By: 
 
 Name: Title:
Agreed and acknowledged as of the date firstabove written: 

 

 
Phillip L. Spector
**[AMENDMENTTO SPECTOR MSA SIDE LETTER]**
Newly Adopted Rule 419

419. Post-Trade Name Give-Ups

For all Required Transactions, no Participant shall directly or indirectly, including through 

a third-party service provider, disclose the identity of a counterparty to a Swap that is 

executed anonymously and intended to be cleared; provided that, if the Swap (or Swap 

component(s) of a Package Transaction) is not intended to be cleared, disclosing the 

identity of a counterparty shall not violate this Rule 419.
EXHIBIT 32.2

                            CERTIFICATION PURSUANT TO
                             18 U.S.C. SECTION 1350,
                             AS ADOPTED PURSUANT TO
                  SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

      In connection  with the Annual Report of Hy-Tech  Technology  Group,  Inc.
(the  "Company") on Form 10-KSB for the period ending February 29, 2004 as filed
with the Securities and Exchange  Commission on the date hereof (the  "Report"),
I, Gary McNear, Chief Financial Officer of the Company,  certify, pursuant to 18
U.S.C.  section 1350, as adopted  pursuant to section 906 of the  Sarbanes-Oxley
Act of 2002, that;

         (1) The Report fully complies with the requirements of section 13(a) or
15(d) of the Securities Exchange Act of 1934; and

         (2) The  information  contained in the Report fairly  presents,  in all
material  respects,  the  financial  condition  and result of  operations of the
Company.

         A signed original of this written statement required by Section 906 has
been  provided to the Company and will be retained by the Company and  furnished
to the Securities and Exchange Commission or its staff upon request.

/s/ Gary McNear
-----------------------
Chief Financial Officer

July 20, 2004
T hi s di s pos i t i on i s notappr opr i a t e f orpubl i c a t i on and i s notpr e c e de nt * e xc e pta s pr ovi de d by 9th C i r . R . 36- 3.

T he pa ne l una ni m ous l y c onc l ude s thi s c a s e i s s ui t abl e f orde c i s i on ** w ith o u t o r a l a r g u m e n t. See F ed. R . A pp . P . 34 (a )( 2). NOT F OR P UB L I CAT I ON UN I TE D STATE S C OU RT OF APPE ALS FOR T HE NI NTH CI RC UI T UN I T E D S T AT E S OF AME R I C A, P l ai nt i ff

- A pp el l ee , v. R I C KY R E NA R D T OD D, D e f

e n d a n t - A p p e lla n t. N o. 11- 50455 D . C. N o . 2 : 0 8 - c r - 0 0 3 9 6 - V BF ME MOR AN DU M *

A pp ea l fr om the U ni t ed S t at es D i stri ctC ou rt f o rth e C e n tr a l D is tr ic t o f C a lif o rn ia P e r c y A nde r s on, D i s tr i c tJ udge , P r e s i di ng S ubm i tt e d M a y 14, 2013 ** B e f o r e : L E A V Y , T H O M A S , a n d M U R G U I A , C ir c u it J u d g e s . R i c ky R e na r d T odd appe a l s f r om the di s tr i c tc our t ’ s j udgm e nta nd c ha l l e nge s the 162- m onth s e nt e nc e i m pos e d f ol l ow i ng hi s gui l ty - pl e ac onvi c t i on f orc ons pi r a c y t o di s tr i but e c oc a i ne ba s e i n the f orm of c r a c k c oc a i ne , i n vi ol a t i on o f 2 1 U . S . C . § 8 4 6 . W e d i sm i ss. 

# FI LED MA Y20 2 013 M OLLY C. DW Y ER, CLERK U . S. C O U R T OF APPE ALS11- 50455 2 T odd c ont e nds tha tthe di s tr i c tc our tpr oc e dur a l l y e rr e d a ts e nt e nc i ng a nd i m pos e d as ubs t a nt i ve l y unr e a s onabl e s e nt e nc e . T he gove rnm e nta r gue s tha tthe appe a l i s ba rr e d by ava l i d appe a l w a i ve r . W e r e vi e w de novo w he the rade f e nda nt h a s w a iv e d h is r ig h t to ap p e a l. Se e U ni te d State s v . W

at s on , 582 F . 3d 974, 981 (9th C i r. 20 09 ). U n d e rth e te rm s o f

T o d d ’s b in d in g p le aa g r e e m e n t, h e w a iv e d th e r ig h t to appe a l “ a ny s e nt e nc e i m pos e d by the C our t , ” a nd “ the m a nne ri n w hi c h the se nt ence i s det erm i ned, ” provi ded thatthe se nt ence fe l l w i thi n the st i pu l at ed ra ng e, as i tdi d h er e. T od d con t ends thathe i s non ethel es s e nt i t l ed t o b ri ng thi s app ea l b e c au s e h e r e s e rv e d th e r ig h t to ap p e a l b a s e d o n e x p lic itly r e tr o a c tiv e c h a n g e s to th e ap p l i cab l e S en t en ci n g G u i d el i n es an d st atu t es. T h i s arg u m en tfai l s b ecau se un der the t erm s of the w ai ver, a c hal l enge based on such retroac t i ve changes m ay be m ade onl y by w ayof a post -c on vi ct i on col l at er al att ac k. B ec ause the w ai ver ap p lie s a n d is e n f

o r c e ab le , w e d is m is s . Se e id. a t988. DI S MI S S E D.
SUBMISSION COVER SHEET

Registered Entity Identifier Code (optional) Date: July 10, 2018

I M P O R T A N T: CHECK BOX IF CONFIDENTIAL TREATMENT IS REQUESTED. 

ORGANIZATION ICE Trade Vault, LLC

 FILING AS A: DCM SEF DCO X SDR ECM/SPDC 

TYPE OF FILING

 Rules and Rule Amendments 

 X Certification under § 40.6 (a) or § 41.24 (a)

 “Non-Material Agricultural Rule Change” under § 40.4 (b)(5)

 Notification under § 40.6 (d)

 Request for Approval under § 40.4 (a) or § 40.5 (a)

 Advance Notice of SIDCO Rule Change under § 40.10 (a)

 Products

 Certification under § 39.5(b), § 40.2 (a), or § 41.23 (a)

 Swap Class Certification under § 40.2 (d)

 Request for Approval under § 40.3 (a)

 Novel Derivative Product Notification under § 40.12 (a)

RULE NUMBERS

ICE Trade Vault, LLC Fee Schedule

DESCRIPTION

ICE Trade Vault, LLC has amended the ICE Trade Vault Fee Schedule to revise certain gas 

conversions rates and add additional bitcoin units of measure. The amended ICE Trade Vault 

Fee Schedule is scheduled to be effective on July 24, 2018.
# C_2019172EN.01002801.xml

| 20.5.2019 | EN | Official Journal of the European Union | C 172/28 |
| --- | --- | --- | --- |

20.5.2019

EN

Official Journal of the European Union

C 172/28

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Judgment of the General Court of 28 March 2019 — Robert Bosch v EUIPO (Simply. Connected.)

(Cases T-251/17 and T-252/17) (1)

(EU trade mark - Applications for the EU figurative marks Simply. Connected. - Relative ground for refusal - No distinctive character - Scope of the examination which has to be carried out by the Board of Appeal - Article 7(1)(b) of Regulation (EC) No 207/2009 (now Article 7(1)(b) of Regulation (EU) 2017/1001) - Article 64 of Regulation No 207/2009 (now Article 71 of Regulation 2017/1001))

(2019/C 172/39)

Language of the case: German

Parties

Applicant: Robert Bosch GmbH (Stuttgart, Germany) (represented by: S. Völker and M. Pemsel, lawyers)

Defendant: European Union Intellectual Property Office (represented by: V. Mensing and D. Hanf, acting as Agents)

Re:

Actions brought against the decisions of the Fifth Board of Appeal of EUIPO of 9 March 2017 (Case R 948/2016-5) and 10 March 2017 (Case R 947/2016-5), regarding applications for registration of the figurative signs Simply. Connected. as EU trade marks

Operative part of the judgment

The Court:

| 1. | Joins Cases T-251/17 and T-252/17 for the purposes of the judgment; |
| --- | --- |

1.

Joins Cases T-251/17 and T-252/17 for the purposes of the judgment;

| 2. | Dismisses the actions; |
| --- | --- |

2.

Dismisses the actions;

| 3. | Orders Robert Bosch GmbH to pay the costs. |
| --- | --- |

3.

Orders Robert Bosch GmbH to pay the costs.

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(1)  OJ C 195, 19.6.2017.

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