SELECTED FCM FINANCIAL DATA AS OF 

February 28, 2007

FROM REPORTS FILED BY 

March 31, 2007

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

1 3D FOREX, LLC N NFA 02/28/2007 2,074,133 500,000 1,574,133 2 ABBEY NATIONAL SECURITIES INC Y NFA 02/28/2007 136,763,645 20,918,240 115,845,405 3 ABN AMRO INCORPORATED Y CME 02/28/2007 855,511,291 3,018,579 852,492,712 4 ADM INVESTOR SERVICES INC N CBOT 02/28/2007 143,698,372 57,749,840 85,948,532 5 ADVANCED MARKETS INC N NFA 02/28/2007 1,016,304 1,000,000 16,304 6 ADVANTAGE FUTURES LLC N CME 02/28/2007 16,662,233 3,442,660 13,219,573 7 AG EDWARDS & SONS INC Y CBOT 02/28/2007 786,283,500 37,283,226 749,000,274 8 AIG CLEARING CORPORATION N NYME 02/28/2007 275,270,072 46,856,825 228,413,247 9 ALARON TRADING CORPORATION N CME 02/28/2007 6,804,121 3,729,742 3,074,379 

10 ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC Y NFA 12/31/2006 38,201,548 5,596,834 32,604,714 11 ALPHA FOREIGN EXCHANGE GROUP LLC N NFA 02/28/2007 515,510 500,000 15,510 12 AMERICAN NATIONAL TRADING CORP N NFA 02/28/2007 2,260,769 1,000,000 1,260,769 13 BACERA CORPORATION N NFA 02/28/2007 1,515,464 1,000,000 515,464 14 BANC OF AMERICA SECURITIES LLC Y CME 02/28/2007 1,594,610,572 378,500,467 1,216,110,105 15 BARCLAYS CAPITAL INC Y NYME 02/28/2007 628,949,661 288,721,863 340,227,798 16 BEAR STEARNS & CO INC Y NFA 02/28/2007 (g) 549,777,858 (g) 17 BEAR STEARNS SECURITIES CORP Y CME 02/28/2007 3,930,087,415 1,224,875,876 2,705,211,539 18 BGC SECURITIES Y NFA 02/28/2007 6,099,643 500,000 5,599,643 19 BNP PARIBAS COMMODITY FUTURES INC N NYME 02/28/2007 122,639,227 86,523,981 36,115,246 20 BNP PARIBAS SECURITIES CORP Y CBOT 02/28/2007 748,874,283 30,970,554 717,903,729 21 BROOKSTREET SECURITIES CORPORATION Y NFA 02/28/2007 6,474,932 500,000 5,974,932 22 C CZARNIKOW SUGAR FUTURES INC N NFA 02/28/2007 3,673,528 500,000 3,173,528 23 CADENT FINANCIAL SERVICES LLC N CME 02/28/2007 10,314,922 6,176,643 4,138,279 24 CAL FINANCIAL CORPORATION N NFA 02/28/2007 792,684 500,000 292,684 25 CALYON FINANCIAL INC Y CME 02/28/2007 637,999,851 532,678,826 105,321,025 26 CANTOR FITZGERALD & CO Y CBOT 02/28/2007 168,165,191 3,075,915 165,089,276 27 CAPITAL MARKET SERVICES LLC N NFA 02/28/2007 8,382,340 1,000,000 7,382,340 28 CIBC WORLD MARKETS CORP Y CME 02/28/2007 1,086,865,252 24,760,261 1,062,104,991 29 CITIGROUP GLOBAL MARKETS INC Y CBOT 02/28/2007 (g) 792,880,531 (g) 30 CLIFF LARSON COMPANY THE N NFA 02/28/2007 726,780 500,000 226,780 31 CMC MARKETS (US) LLC N NFA 02/28/2007 6,872,855 5,000,000 1,872,855 32 COMTRUST INC N NFA 02/28/2007 1,053,670 500,000 553,670 33 COUNTRY HEDGING INC N NFA 02/28/2007 17,110,191 8,039,386 9,070,805 34 CREDIT SUISSE SECURITIES (USA) LLC Y CBOT 02/28/2007 3,182,376,381 224,705,474 2,957,670,907 35 CROSSLAND LLC N CBOT 02/28/2007 3,873,080 500,000 3,373,080 36 CUNNINGHAM COMMODITIES LLC N CBOT 02/28/2007 2,342,471 500,000 1,842,471 37 DAIWA SECURITIES AMERICA INC Y CME 02/28/2007 204,116,482 1,059,423 203,057,059 38 DEUTSCHE BANK SECURITIES INC Y CBOT 02/28/2007 3,383,933,396 279,264,308 3,104,669,088 39 DIRECT FOREX LLC N NFA 02/28/2007 1,791,597 1,000,000 791,597 40 DORMAN TRADING LLC N CME 02/28/2007 11,016,134 656,763 10,359,371 41 DUNAVANT COMMODITY CORP N NFA 02/28/2007 33,118,765 913,389 32,205,376 42 E FX OPTIONS LLC N NFA 02/28/2007 3,787,968 1,000,000 2,787,968 43 EAGLE MARKET MAKERS INC N CBOT 02/28/2007 3,913,277 500,000 3,413,277 44 ED &F MAN COMMODITY ADVISORS INC N NFA 02/28/2007 1,834,043 500,000 1,334,043 45 ELECTRONIC BROKERAGE SYSTEMS LLC Y NFA 02/28/2007 9,110,309 500,000 8,610,309 46 ENSKILDA FUTURES LTD N CME 02/28/2007 17,888,290 11,090,460 6,797,830 
SELECTED FCM FINANCIAL DATA AS OF 

February 28, 2007

FROM REPORTS FILED BY 

March 31, 2007

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

47 FARR FINANCIAL INC N NFA 02/28/2007 2,662,347 1,000,000 1,662,347 48 FC STONE LLC N CME 02/28/2007 50,777,308 38,839,141 11,938,167 49 FCT GROUP LLC N CME 02/28/2007 4,059,254 500,000 3,559,254 50 FIMAT USA LLC Y NYME 02/28/2007 624,481,380 442,738,953 181,742,427 51 FIRST CAPITOL GROUP LLC N NFA 02/28/2007 5,715,603 1,661,183 4,054,420 52 FLY CLEARING INC N NFA 02/28/2007 806,292 500,000 306,292 53 FOREX CAPITAL MARKETS LLC N NFA 02/28/2007 55,233,641 13,086,888 42,146,753 54 FOREX CLUB FINANCIAL COMPANY INC N NFA 02/28/2007 2,371,202 1,000,000 1,371,202 55 FOREX INTERNATIONAL INVESTMENTS INC N NFA 02/28/2007 1,408,049 1,000,000 408,049 56 FOREX LIQUIDITY LLC N NFA 02/28/2007 2,867,499 1,000,000 1,867,499 57 FORTIS CLEARING AMERICAS LLC Y CBOT 02/28/2007 123,370,230 16,146,096 107,224,134 58 FORWARD FOREX INC N NFA 02/28/2007 1,374,943 1,000,000 374,943 59 FRIEDBERG MERCANTILE GROUP INC N NFA 02/28/2007 5,390,401 5,000,000 390,401 60 FRONTIER FUTURES INC N NFA 02/28/2007 3,645,690 2,247,664 1,398,026 61 FUTURES TECH LLC N NFA 02/28/2007 872,708 500,000 372,708 62 FX OPTION1 INC N NFA 02/28/2007 506,475 500,000 6,475 63 FX SOLUTIONS LLC N NFA 02/28/2007 12,958,768 4,089,908 8,868,860 64 FXCM LLC N NFA 02/28/2007 763,935 500,000 263,935 65 GAIN CAPITAL GROUP LLC N NFA 02/28/2007 19,661,365 3,872,635 15,788,730 66 GELBER GROUP LLC N CBOT 02/28/2007 27,033,656 743,069 26,290,587 67 GFS FOREX & FUTURES INC N NFA 02/28/2007 3,468,344 1,000,000 2,468,344 68 GILDER GAGNON HOWE AND CO LLC Y NFA 02/28/2007 36,295,388 500,000 35,795,388 69 GLOBAL FUTURES & FOREX Y CFTC 02/28/2007 49,230,861 250,000 48,980,861 70 GLOBAL FUTURES LLC N NFA 02/28/2007 8,098,044 500,000 7,598,044 71 GOLDMAN SACHS & CO Y CBOT 02/23/2007 (g) 1,181,048,665 (g) 72 GOLDMAN SACHS EXECUTION & CLEARING LP Y CME 02/23/2007 901,399,208 52,415,260 848,983,948 73 H & R BLOCK FINANCIAL ADVISORS INC Y NFA 02/28/2007 127,297,317 9,141,380 118,155,937 74 HAGERTY GRAIN CO INC N CBOT 02/28/2007 1,649,558 500,000 1,149,558 75 HAMILTON WILLIAMS LLC N NFA 02/28/2007 1,151,880 1,000,000 151,880 76 HOTSPOT FXR LLC N NFA 02/28/2007 5,256,918 1,000,000 4,256,918 77 HSBC SECURITIES USA INC Y CME 02/28/2007 636,130,272 58,581,830 577,548,442 78 I TRADE FX LLC N NFA 02/28/2007 1,294,604 1,000,000 294,604 79 ICAP FUTURES LLC N CBOT 02/28/2007 9,350,316 500,000 8,850,316 80 IFSCL USA INC N NFA 02/28/2007 6,752,345 5,000,000 1,752,345 81 IFX MARKETS INC N NFA 02/28/2007 13,945,440 5,651,119 8,294,321 82 IG FINANCIAL MARKETS INC N NFA 02/28/2007 990,058 500,000 490,058 83 INSTINET LLC Y NFA 02/28/2007 74,715,007 4,060,758 70,654,249 84 INTEGRATED BROKERAGE SERVICES LLC N NFA 02/28/2007 1,714,401 1,000,000 714,401 85 INTERACTIVE BROKERS LLC Y EUXUS 02/28/2007 261,595,380 32,584,611 229,010,769 86 INTERBANK FX LLC N NFA 02/28/2007 5,435,819 1,582,676 3,853,143 87 IOWA GRAIN CO N CBOT 02/28/2007 14,471,421 8,735,776 5,735,645 88 ITAU SECURITIES INC Y NFA 02/28/2007 23,628,211 500,000 23,128,211 89 IXIS SECURITIES NORTH AMERICA INC Y NFA 02/28/2007 159,471,836 500,000 158,971,836 90 JP MORGAN FUTURES INC N NYME 02/28/2007 1,143,045,417 611,644,508 531,400,909 91 KOTTKE ASSOCIATES LLC N CBOT 02/28/2007 7,906,748 500,000 7,406,748 92 LADENBURG THALMANN & CO INC Y NFA 02/28/2007 18,879,416 500,000 18,379,416 93 LBS LIMITED PARTNERSHIP N CBOT 02/28/2007 844,541 500,000 344,541 
SELECTED FCM FINANCIAL DATA AS OF 

February 28, 2007

FROM REPORTS FILED BY 

March 31, 2007

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

94 LEHMAN BROTHERS INC Y CBOT 02/28/2007 (g) 554,292,000 (g) 95 LINN GROUP ( THE ) N NFA 02/28/2007 805,337 500,000 305,337 96 LINSCO/PRIVATE LEDGER CORP Y NFA 02/28/2007 67,660,928 7,103,264 60,557,664 97 LOEB PARTNERS CORPORATION Y NFA 02/28/2007 25,704,277 500,000 25,204,277 98 MACQUARIE FUTURES USA INC N NFA 02/28/2007 10,033,798 587,488 9,446,310 99 MAN FINANCIAL INC N CME 02/28/2007 575,959,523 376,014,495 199,945,028 

100 MB TRADING FUTURES INC N NFA 02/28/2007 3,748,573 1,000,000 2,748,573 101 MBF CLEARING CORP N NYME 02/28/2007 25,145,234 2,799,072 22,346,162 102 MCVEAN TRADING AND INVESTMENTS LLC N NFA 02/28/2007 6,541,702 3,583,541 2,958,161 103 MERRILL LYNCH PIERCE FENNER & SMITH Y CBOT 03/02/2007 (g) 508,566,046 (g) 104 MERRILL LYNCH PROFESSIONAL CLEARING CORP Y NFA 03/02/2007 820,469,301 46,346,753 774,122,548 105 MID-CO COMMODITIES INC N NFA 02/28/2007 5,034,206 3,638,846 1,395,360 106 MITSUI BUSSAN COMMODITIES USA INC N NYME 02/28/2007 5,680,484 831,563 4,848,921 107 MIZUHO SECURITIES USA INC Y CME 02/28/2007 160,305,771 22,394,323 137,911,448 108 MONEY GARDEN CORP N NFA 02/28/2007 3,317,971 1,000,000 2,317,971 109 MORGAN KEEGAN & COMPANY INC Y NFA 02/28/2007 361,731,131 13,427,874 348,303,257 110 MORGAN STANLEY & CO INCORPORATED Y CME 02/28/2007 (g) 1,487,241,919 (g) 111 MORGAN STANLEY DW INC Y CBOT 02/28/2007 1,313,696,336 67,221,822 1,246,474,514 112 NATIONS INVESTMENTS LLC N NFA 02/28/2007 1,706,044 1,000,000 706,044 113 NEUBERGER BERMAN LLC Y NFA 02/28/2007 220,857,007 5,485,945 215,371,062 114 NOMURA SECURITIES INTERNATIONAL INC Y CBOT 02/28/2007 1,133,836,092 8,640,194 1,125,195,898 115 OANDA CORPORATION N NFA 02/28/2007 36,194,560 4,918,687 31,275,873 116 ODL SECURITIES INC N NFA 02/28/2007 3,826,961 1,000,000 2,826,961 117 ONE WORLD CAPITAL GROUP LLC N NFA 02/28/2007 1,082,905 1,000,000 82,905 118 OPEN E CRY LLC N NFA 02/28/2007 1,039,150 635,071 404,079 119 OPPENHEIMER & CO INC Y NFA 02/28/2007 173,665,548 25,158,307 148,507,241 120 OPTIONSXPRESS INC Y NFA 02/28/2007 71,825,474 7,624,362 64,201,112 121 PENSON FINANCIAL FUTURES INC N NFA 02/28/2007 1,610,840 500,000 1,110,840 122 PENSON GHCO Y CBOT 02/28/2007 13,297,824 4,439,093 8,858,731 123 PEREGRINE FINANCIAL GROUP INC N NFA 02/28/2007 14,011,580 6,672,260 7,339,320 124 PERFORMANCE CAPITAL INTERNATIONAL LLC N NFA 02/28/2007 609,949 500,000 109,949 125 PIONEER FUTURES INC N NYME 02/28/2007 1,279,193 500,000 779,193 126 PRUDENTIAL BACHE COMMODITIES LLC N CBOT 02/28/2007 133,147,000 117,953,320 15,193,680 127 PUMA FINANCIAL LLC N NFA 02/28/2007 897,734 500,000 397,734 128 RAND FINANCIAL SERVICES INC N CME 02/28/2007 32,409,670 13,507,751 18,901,919 129 RAYMOND JAMES & ASSOCIATES INC Y NFA 02/28/2007 322,965,007 27,364,213 295,600,794 130 RBC CAPITAL MARKETS CORPORATION Y CME 02/28/2007 181,952,466 55,924,843 126,027,623 131 RBC DAIN RAUSCHER INC Y NFA 02/28/2007 435,350,573 32,553,434 402,797,139 132 RBS GREENWICH CAPITAL INC Y CBOT 02/28/2007 1,234,592,000 101,743,000 1,132,849,000 133 REDSKY FINANCIAL LLC Y NFA 02/28/2007 637,226 500,000 137,226 134 RJ OBRIEN & ASSOCIATES INC N CME 02/28/2007 104,362,232 82,855,326 21,506,906 135 ROBBINS FUTURES INC N NFA 02/28/2007 535,138 500,000 35,138 136 ROSENTHAL COLLINS GROUP LLC N CME 02/28/2007 42,636,378 24,410,572 18,225,806 137 ROSENTHAL GLOBAL SECURITIES LLC Y CBOT 02/28/2007 11,520,526 500,000 11,020,526 138 ROYAL FOREX TRADING LLC N NFA 02/28/2007 1,093,273 1,000,000 93,273 139 SANFORD C BERNSTEIN & CO LLC Y NFA 02/28/2007 158,023,439 43,899,142 114,124,297 140 SENTINEL MANAGEMENT GROUP INC N NFA 02/28/2007 3,021,836 500,000 2,521,836 
SELECTED FCM FINANCIAL DATA AS OF 

February 28, 2007

FROM REPORTS FILED BY 

March 31, 2007

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

141 SHATKIN ARBOR INC N CBOT 02/28/2007 6,251,447 500,000 5,751,447 142 SHAY GRAIN CLEARING COMPANY N KCBT 02/28/2007 1,059,495 500,000 559,495 143 SMW TRADING COMPANY INC N CME 02/28/2007 28,924,841 1,072,815 27,852,026 144 SNC INVESTMENTS INC N NFA 02/28/2007 1,469,590 1,000,000 569,590 . 145 SOLID GOLD FINANCIAL SERVICES INC N NFA 02/28/2007 2,070,170 1,000,000 1,070,170 146 STEPHENS INC Y NFA 02/23/2007 72,572,643 9,968,522 62,604,121 147 STERLING COMMODITIES CORP N NYME 02/28/2007 7,832,813 877,483 6,955,330 148 TCA FUTURES LLC N NFA 02/28/2007 795,619 500,000 295,619 149 TENCO INC N CBOT 02/28/2007 34,734,476 6,993,080 27,741,396 150 TERRA NOVA TRADING LLC Y NFA 02/28/2007 12,581,551 3,177,297 9,404,254 151 TIMBER HILL LLC Y CME 02/28/2007 849,596,024 14,836,528 834,759,496 152 TOWER RESEARCH CAPITAL EUROPE LLC N NFA 02/28/2007 1,891,716 500,000 1,391,716 153 TRADELINK LLC Y CBOT 02/28/2007 21,651,938 500,000 21,151,938 154 TRADEMAVEN CLEARING LLC N NFA 02/28/2007 836,655 500,000 336,655 155 TRADESTATION SECURITIES INC Y NFA 02/28/2007 58,736,288 2,643,266 56,093,022 156 TRADITION SECURITIES AND FUTURES INC N NFA 02/28/2007 788,923 500,000 288,923 157 TRANSMARKET GROUP LLC Y CBOT 02/28/2007 7,483,968 500,000 6,983,968 158 TREND COMMODITIES LIMITED PARTNERSHIP N NFA 02/28/2007 730,954 500,000 230,954 159 TRILAND USA INC N NYME 02/28/2007 29,827,132 8,733,929 21,093,203 160 UBS CLEARING SERVICES CORPORATION Y NFA 02/28/2007 100,877,873 675,592 100,202,281 161 UBS FINANCIAL SERVICES INC Y CBOT 02/28/2007 1,148,518,190 146,910,303 1,001,607,887 162 UBS SECURITIES LLC Y CBOT 02/28/2007 3,607,658,136 915,169,393 2,692,488,743 163 UNITED GLOBAL MARKETS LLC N NFA 02/28/2007 1,233,432 1,000,000 233,432 164 VELOCITY FUTURES LP N NFA 02/28/2007 2,320,478 500,000 1,820,478 165 VISION FINANCIAL MARKETS LLC N NFA 02/28/2007 27,416,582 15,229,866 12,186,716 166 WACHOVIA CAPITAL MARKETS LLC Y CME 02/28/2007 1,481,567,871 4,208,563 1,477,359,308 167 WACHOVIA SECURITIES FINANCIAL NETWORK, LLC Y NFA 02/28/2007 28,906,807 1,625,874 27,280,933 168 WACHOVIA SECURITIES LLC Y NFA 02/28/2007 490,254,404 1,500,000 488,754,404 169 WALL STREET DERIVATIVES INC N NFA 02/28/2007 1,075,825 500,000 575,825 170 WHITE COMMERCIAL CORPORATION N NFA 02/28/2007 2,097,990 500,000 1,597,990 171 XPRESSTRADE LLC N NFA 02/28/2007 2,878,734 2,069,012 809,722 172 YORK BUSINESS ASSOCIATES LLC N NFA 02/28/2007 987,015 500,000 487,015 

Total 

January Web Page Update 170Additions 3BGC SecuritiesFLY ClearingPuma Financial LLCDeletions 1Forefront Investments CorporationName ChangeFrom Goldenberg Hehmeyer to Penson GHCOFrom Battery Asset Management LLC to Performance Capital International LLC
SELECTED FCM FINANCIAL DATA AS OF 

February 28, 2007

FROM REPORTS FILED BY 

March 31, 2007

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

February Web Page Update 172(a): B/D? : A 'Y' means the FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer. (b): DSRO: Designated Self-Regulatory Organization. (c): A firm's net capital requirement is the greater of (1) $250,000; or(2) risk based capital requirement, the sum of 8% of total customer risk maintenance margin and 4% of total noncustomer risk maintenance margin; or(3) The amount of capital required by a registered futures association (currently NFA is the only such association);(4) for securities brokers and dealers, the amount of net capital required by Rule 15c3-1(a) of the Securities and Exchange Commission.(d): Excess net capital is adjusted net capital, less the firm's net capital requirement.(e): This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on a designated contract market or derivatives transaction execution facility. This is the sum of all accounts that contain a net liquidating equity.(f): This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of vthe United States. 
SELECTED FCM FINANCIAL DATA AS OF 

February 28, 2007

FROM REPORTS FILED BY 

March 31, 2007

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

(g): This FCM/BD’s ultimate parent company is regulated by the SEC as a consolidated supervised entity. The firm has elected to compute its minimum capital requirement in accordance with the “Alternative Net Capital Requirement” as permitted by Appendix E toSEC Rule 15c3-1. As of February 28, 2007, the firm had net capital in excess of its minimum capital requirements. In addition tothe alternative minimum net capital requirements, the firm is required to hold tentative net capital in excess of $1 billion and net capital in excess of $500 million in accordance with the market and credit risk standards of Appendix E of Rule 15c3-1. The firm also isrequired to notify the Commission and SEC in the event its tentativenet capital is less than $5 billion. As of February 28, 2007, the firm had tentative net capital and net capital in excess of both the minimum and notification requirements. Note: Any comments regarding information contained in this table may be brought to the attention of the CFTC's Division of Clearing and Intermediary Oversight via e-mail: fzimmerle@cftc.gov; s_williams@cftc.gov or sgreska@cftc.gov.