SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

February 29, 2004

B/D? DSRO A/O Adjusted Net Capital Risk Based Exc

Futures Commission Merchant Date Net Capital Requirement Requirement Net C

(4% of Seg, SEC Capital 

(a) (b) or $250,000) (c) (

1 ABN AMRO INCORPORATED Y CBOT 01/31/2004 1,014,372,966 60,308,144 114,550,727 82 ABN AMRO SAGE CORPORATION Y NFA 01/31/2004 40,156,720 2,805,116 2,805,117 3 ADM INVESTOR SERVICES INC N CBOT 01/31/2004 72,059,230 24,275,033 29,413,199 4 ADVANTAGE FUTURES LLC N CME 01/31/2004 8,390,908 2,809,364 2,033,276 5 ADVEST INC Y NFA 01/31/2004 52,417,887 1,000,000 0 6 AG EDWARDS & SONS INC Y CBOT 01/31/2004 582,506,931 44,928,432 4,323,564 57 AGE COMMODITY CLEARING CORP N CBOT 01/31/2004 12,897,649 250,000 0 8 AIG CLEARING CORPORATION N NYME 01/31/2004 181,351,719 250,000 12,787,844 19 ALARON TRADING CORPORATION N CME 01/31/2004 5,089,314 2,339,820 1,256,610 

10 ALCO COMMODITIES INC N NFA 01/31/2004 458,237 250,000 0 11 AMERICAN MUTUAL HOLDING CORPORATION N NFA 01/31/2004 292,235 250,000 0 12 AMERICAN NATIONAL TRADING CORP N NFA 01/31/2004 1,768,556 797,061 541,090 13 BANC OF AMERICA FUTURES INCORPORATED Y CME 01/31/2004 57,972,111 9,697,392 40,917,901 14 BANC ONE CAPITAL MARKETS INC Y CBOT 01/31/2004 497,383,709 19,093,386 35,591,141 415 BARCLAYS CAPITAL INC Y CBOT 01/31/2004 431,402,808 80,430,081 138,551,922 216 BEAR STEARNS & CO INC Y CBOT 01/31/2004 1,849,681,991 73,186,121 0 1,717 BEAR STEARNS SECURITIES CORP Y CME 01/31/2004 3,200,958,884 967,781,915 131,722,029 2,218 BIELFELDT & COMPANY LLC N CBOT 01/31/2004 402,017 250,000 0 19 BLAYLOCK AND PARTNERS LP Y NFA 01/31/2004 7,867,651 418,439 0 20 BNP PARIBAS BROKERAGE SERVICES INC Y CME 01/31/2004 44,652,395 15,525,445 16,565,472 21 BNP PARIBAS COMMODITY FUTURES INC N NYME 01/31/2004 47,680,642 10,671,491 16,140,034 22 BNP PARIBAS SECURITIES CORP Y CBOT 01/31/2004 353,806,663 2,528,375 0 323 C CZARNIKOW SUGAR FUTURES INC N NFA 01/31/2004 1,548,779 250,000 136,387 24 CADENT FINANCIAL SERVICES LLC N CME 01/31/2004 4,058,017 547,692 425,992 25 CANTOR FITZGERALD & CO Y CBOT 01/30/2004 60,544,542 8,155,474 66,217 26 CAPITAL MARKET SERVICES LLC N NFA 01/31/2004 827,490 250,000 0 27 CARGILL INVESTOR SERVICES INC N CBOT 01/31/2004 85,688,133 56,423,217 75,062,934 28 CARR FUTURES INC Y CME 01/31/2004 267,816,864 159,242,300 207,416,130 29 CDC SECURITIES Y NFA 01/31/2004 79,561,540 250,000 0 30 CIBC WORLD MARKETS CORP Y CME 01/31/2004 814,664,186 44,410,698 14,769,780 731 CITIGROUP GLOBAL MARKETS INC. Y CBOT 01/31/2004 3,824,831,264 463,267,257 267,472,466 3,332 CLIFDEN FUTURES LLC N NFA 01/31/2004 636,142 412,598 34,125 33 CLIFF LARSON COMPANY THE N NFA 01/31/2004 400,668 250,000 60,930 34 CMC GROUP PLC N NFA 01/31/2004 5,886,245 250,000 0 35 COESfx CLEARING INC N NFA 01/31/2004 517,316 250,000 0 36 COMMERZ FUTURES LLC N CME 01/31/2004 15,568,524 4,036,546 6,587,933 37 COUNTRY HEDGING INC N NFA 01/31/2004 6,431,901 1,499,020 2,985,452 38 CREDIT LYONNAIS ROUSE USA LIMITED N NYME 01/31/2004 30,718,831 4,415,988 16,811,215 39 CREDIT SUISSE FIRST BOSTON LLC Y CBOT 01/31/2004 3,733,423,598 143,781,632 121,856,807 3,540 CRESSWELL CAPITAL LLC N NFA 01/31/2004 1,842,612 644,069 573,909 41 CROSSLAND LLC N CBOT 01/31/2004 3,298,520 270,953 97,635 42 CUNNINGHAM COMMODITIES INC N CBOT 01/31/2004 1,858,408 555,323 256,087 43 DAIWA SECURITIES AMERICA INC Y CME 01/31/2004 207,262,182 1,824,319 1,677,684 244 DAVID A NOYES & CO Y NFA 01/31/2004 1,843,536 250,000 0 45 DEUTSCHE BANK SECURITIES INC Y CBOT 01/30/2004 1,977,783,245 100,874,923 184,047,425 1,746 DORMAN TRADING LLC N CME 01/31/2004 5,230,023 651,507 399,038 47 DUNAVANT COMMODITY CORP N NYCE 12/31/2003 22,882,575 1,263,945 1,984,732 

48 EAGLE MARKET MAKERS INC N CBOT 01/31/2004 1,967,058 250,000 91,420 49 ED &F MAN COMMODITY ADVISORS INC N NFA 01/31/2004 397,064 250,000 0 50 EM COMBS & SON N CBOT 01/31/2004 2,234,823 250,000 0 
SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

February 29, 2004

B/D? DSRO A/O Adjusted Net Capital Risk Based Exc

Futures Commission Merchant Date Net Capital Requirement Requirement Net C

(4% of Seg, SEC Capital 

(a) (b) or $250,000) (c) (

51 FARR FINANCIAL INC N NFA 01/31/2004 1,417,095 713,596 283,282 52 FC STONE LLC N CME 01/31/2004 18,578,392 9,641,724 12,790,364 53 FCT GROUP LLC N CME 01/31/2004 8,470,385 250,000 388,084 54 FIMAT USA INC Y CME 01/31/2004 232,259,337 125,379,530 157,845,226 55 FIRST CAPITOL GROUP LLC N NFA 01/31/2004 2,215,049 1,330,221 1,123,150 56 FIRST OPTIONS OF CHICAGO INC Y CME 01/30/2004 299,459,085 11,825,537 19,098,825 257 FOREX CAPITAL MARKETS LLC N NFA 01/31/2004 21,242,614 250,000 0 58 FORTIS CLEARING CHICAGO LLC N CBOT 01/31/2004 18,610,507 2,815,316 2,376,730 59 FRIEDBERG MERCANTILE GROUP INC N NFA 01/31/2004 1,680,733 250,000 75,291 60 FRONTIER FUTURES INC N NFA 01/31/2004 1,089,014 576,529 457,445 61 FUTURES TECH LLC N NFA 01/31/2004 420,494 250,000 0 62 FX SOLUTIONS LLC N NFA 01/31/2004 1,262,884 250,000 0 63 GAIN CAPITAL INC. N NFA 01/31/2004 7,507,295 250,000 0 64 GELBER GROUP LLC N CBOT 01/31/2004 17,024,919 698,900 247,987 65 GFS SECURITIES & FUTURES INC N NFA 01/31/2004 362,698 250,000 0 66 GILDER GAGNON HOWE AND CO LLC Y NFA 01/31/2004 30,219,837 250,000 0 67 GLOBAL FUTURES & FOREX LTD N NFA 01/31/2004 8,559,937 250,000 0 68 GOLDENBERG HEHMEYER & CO Y CBOT 01/31/2004 14,381,974 1,909,783 1,574,954 69 GOLDMAN SACHS & CO Y CBOT 01/30/2004 4,537,255,511 892,462,124 520,935,693 3,670 GREENWICH CAPITAL MARKETS INC Y CBOT 01/31/2004 703,116,000 28,980,000 22,782,080 671 HAGERTY GRAIN CO INC N CBOT 01/31/2004 1,772,974 269,229 98,021 72 HORNBLOWER FISCHER & CO Y NFA 01/31/2004 769,780 250,000 83,465 73 HOTSPOT FX INC N NFA 01/31/2004 2,320,140 250,000 0 74 HSBC SECURITIES USA INC Y CME 01/31/2004 260,384,798 20,671,823 44,140,548 275 IFSCL USA INC N NFA 01/31/2004 381,945 250,000 0 76 IFX MARKETS INC N NFA 01/31/2004 489,171 250,000 0 77 INTEGRATED BROKERAGE SERVICES INC N NFA 01/31/2004 1,147,423 250,000 94,420 78 INTERACTIVE BROKERS LLC Y NFA 01/31/2004 137,725,631 5,971,062 3,227,463 179 INVESTEC (US) INCORPORATED Y NFA 01/30/2004 19,617,248 250,000 0 80 IOWA GRAIN CO N CBOT 01/31/2004 8,629,985 4,397,428 4,770,135 81 ITAU SECURITIES INC Y NFA 01/31/2004 2,442,776 250,000 0 82 JP MORGAN FUTURES INC N NYME 01/31/2004 640,892,772 241,587,760 356,072,117 283 JULIUS BAER SECURITIES INC Y NFA 01/30/2004 11,261,286 2,498,576 0 84 KJW LLC N NFA 01/31/2004 677,307 250,000 0 85 KOTTKE ASSOCIATES LLC N CBOT 01/31/2004 6,977,193 338,749 144,486 86 LADENBURG THALMANN & CO INC Y NFA 01/31/2004 7,557,280 250,000 0 87 LAWRENCE-BONFITTO TRADING COMPANY N CBOT 01/31/2004 2,721,289 250,000 61,891 88 LBS LIMITED PARTNERSHIP N CBOT 01/31/2004 469,628 250,000 0 89 LEADER INVESTMENTS INC Y NFA 01/31/2004 422,621 250,000 0 90 LEGG MASON WOOD WALKER INC Y NYME 01/31/2004 390,976,306 22,473,811 0 391 LEHMAN BROTHERS INC Y CBOT 01/31/2004 1,931,273,000 202,816,660 203,715,200 1,792 LINN GROUP ( THE ) N NFA 01/31/2004 351,555 250,000 0 93 LINSCO/ PRIVATE LEDGER Y NFA 01/31/2004 87,562,006 4,074,413 94 LOEB PARTNERS CORPORATION Y NFA 01/31/2004 26,881,533 250,000 0 95 MAN FINANCIAL INC N CME 01/31/2004 232,755,878 133,875,746 162,536,291 96 MARQUETTE ELECTRONIC BROKERAGE LLC N NFA 01/31/2004 5,687,432 250,000 0 97 MAXCOR FINANCIAL INC Y NFA 01/31/2004 49,168,056 250,000 0 98 MBF CLEARING CORP N NYME 01/31/2004 7,181,815 2,650,844 1,137,384 99 MCVEAN TRADING AND INVESTMENTS LLC N NFA 01/31/2004 17,539,705 10,198,272 1,920,905 

100 MERRILL LYNCH PIERCE FENNER & SMITH Y CBOT 01/30/2004 2,576,080,495 271,610,234 280,500,700 2,2101 MERRILL LYNCH PROFESSIONAL CLEARING CORP Y NFA 01/30/2004 759,377,311 18,907,507 39,976,032 7
SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

February 29, 2004

B/D? DSRO A/O Adjusted Net Capital Risk Based Exc

Futures Commission Merchant Date Net Capital Requirement Requirement Net C

(4% of Seg, SEC Capital 

(a) (b) or $250,000) (c) (

102 MID-CO COMMODITIES INC N NFA 01/31/2004 3,788,731 407,680 1,238,157 103 MITSUI & CO INVESTMENT PRODUTS CORP N NFA 01/31/2004 586,807 250,000 0 104 MIZUHO SECURITIES USA INC Y CME 01/31/2004 174,186,747 14,340,323 20,814,307 1105 MONEY GARDEN CORPORATION, THE N NFA 01/31/2004 3,650,380 250,000 0 106 MORGAN KEEGAN & COMPANY INC Y NFA 01/31/2004 244,427,519 10,759,547 0 2107 MORGAN STANLEY & CO INCORPORATED Y CME 01/31/2004 3,586,486,067 797,034,222 231,209,296 2,7108 MORGAN STANLEY DW INC Y CBOT 01/31/2004 1,165,982,143 101,482,679 3,270,996 1,0109 NATIONAL COMMODITIES CORPORATION INC N NFA 01/31/2004 1,280,474 250,000 91,991 110 NEUBERGER BERMAN LLC Y NFA 01/31/2004 290,319,598 19,272,220 696,868 2111 NIKKO SECURITIES CO INTERNATIONAL INC Y NFA 01/31/2004 14,049,252 250,000 0 112 NOMURA SECURITIES INTERNATIONAL INC Y CBOT 01/31/2004 439,559,075 14,587,227 375,386 4113 OANDA CORPORATION N NFA 01/31/2004 4,061,265 250,000 0 114 OCONNOR & COMPANY LLC Y CBOT 01/31/2004 37,512,669 2,500,000 141,842 115 OPEN E CRY LLC N NFA 01/31/2004 564,310 250,000 0 116 OPPENHEIMER & CO INC Y NFA 01/31/2004 150,708,747 22,465,583 0 1117 PATTERSON CAPITAL MARKETS LTD N CBOT 01/31/2004 760,894 250,000 0 118 PAX CLEARING CORPORATION Y CME 01/31/2004 53,628,606 1,536,823 3,183,257 119 PENSON FINANCIAL FUTURES INC N NFA 01/31/2004 420,379 250,000 76,883 120 PEREGRINE FINANCIAL GROUP INC N NFA 01/31/2004 17,978,253 3,309,497 432,640 121 PERSHING LLC Y CBOT 01/31/2004 998,634,000 174,779,560 0 8122 PIONEER FUTURES INC N NYME 01/31/2004 7,605,424 3,923,000 1,988,920 123 PREFERRED TRADE INC Y NFA 01/31/2004 8,638,079 903,434 0 124 PRUDENTIAL EQUITY GROUP LLC Y NFA 01/31/2004 434,833,000 250,000 0 4125 PRUDENTIAL FINANCIAL DERIVATIVES LLC N CBOT 01/31/2004 85,145,000 49,316,440 61,419,280 126 QIX FUTURES INC N NFA 01/30/2004 473,153 250,000 0 127 QUALIFIED LEVERAGE PROVIDERS INC. N NFA 01/31/2004 3,034,945 250,000 0 128 RAND FINANCIAL SERVICES INC N CME 01/31/2004 14,116,700 6,013,388 10,282,857 129 RAYMOND JAMES & ASSOCIATES INC Y NFA 01/30/2004 351,588,026 23,795,303 14,745 3130 RBC DAIN RAUSCHER INC Y NFA 01/31/2004 320,765,024 29,675,590 0 2131 RBC DOMINION SECURITIES CORPORATION Y CME 01/31/2004 133,681,044 1,500,000 29,411,165 1132 REDSKY SECURITIES LLC Y NFA 01/31/2004 522,962 250,000 0 133 REFCO LLC N CME 01/31/2004 227,076,775 122,643,886 126,083,871 1134 RJ OBRIEN ASSOCIATES INC N CME 01/30/2004 53,468,988 29,004,856 31,921,752 135 ROBBINS FUTURES INC N NFA 01/31/2004 432,645 250,000 70,364 136 ROBECO USA LLC Y NFA 01/30/2004 59,358,154 1,921,065 0 137 ROSENTHAL COLLINS GROUP LLC N CME 01/31/2004 42,283,422 15,194,142 14,863,412 138 ROSENTHAL GLOBAL SECURITIES LLC Y CBOT 01/31/2004 8,444,822 659,421 0 139 SANFORD C BERNSTEIN & CO LLC Y NFA 01/31/2004 147,758,348 14,615,868 0 1140 SENTINEL MANAGEMENT GROUP INC N NFA 01/31/2004 1,351,143 250,000 0 141 SG COWEN SECURITIES CORPORATION Y NFA 01/31/2004 566,913,166 1,500,000 0 5142 SHATKIN ARBOR KARLOV & CO N CBOT 01/31/2004 6,794,174 363,975 162,118 143 SHAY GRAIN CLEARING COMPANY N KCBT 12/31/2003 755,356 250,000 15,016 144 SHEPARD INTERNATIONAL INC N NFA 01/31/2004 1,251,393 250,000 0 145 SHERWOOD FUTURES GROUP LLC N NFA 01/31/2004 1,025,302 250,000 0 146 SMW TRADING COMPANY INC N CME 01/30/2004 6,332,490 396,505 320,245 147 SNC INVESTMENTS INC N NFA 01/31/2004 425,010 250,000 0 148 SOLID GOLD FINANCIAL SERVICES INC N NFA 01/31/2004 256,142 250,000 0 149 SPEAR LEEDS & KELLOG Y NFA 01/30/2004 1,110,244,811 32,122,294 4,717,103 1,0150 STEPHENS INC Y NFA 01/30/2004 73,958,924 8,351,828 0 151 STERLING COMMODITIES CORP N NYME 01/31/2004 10,390,959 936,276 273,908 152 SWISS AMERICAN SECURITIES INC Y NFA 01/31/2004 71,660,431 4,036,644 0 
SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

February 29, 2004

B/D? DSRO A/O Adjusted Net Capital Risk Based Exc

Futures Commission Merchant Date Net Capital Requirement Requirement Net C

(4% of Seg, SEC Capital 

(a) (b) or $250,000) (c) (

153 TCA FUTURES LLC N NFA 01/31/2004 435,491 250,000 0 154 TENCO INC N CBOT 01/31/2004 26,974,195 2,393,020 4,390,205 155 TIMBER HILL LLC Y CME 01/31/2004 402,635,502 1,664,738 3,227,463 3156 TOKYO-MITSUBISHI FUTURES USA INC N CME 01/31/2004 15,756,923 250,000 2,729,162 157 TRADELINK LLC Y CBOT 01/31/2004 45,170,289 250,000 295,203 158 TRADESTATION SECURITIES INC Y NFA 01/31/2004 11,011,016 443,924 0 159 TRADITION SECURITIES AND FUTURES INC N NFA 01/31/2004 386,127 250,000 0 160 TRANSMARKET GROUP LLC Y CBOT 01/31/2004 14,472,018 250,000 0 161 TRILAND USA INC N NYME 01/31/2004 15,152,688 2,121,004 2,503,897 162 UBS FINANCIAL SERVICES INC. Y CBOT 01/31/2004 1,372,010,965 232,917,037 42,013,159 1,1163 UBS SECURITIES LLC Y CBOT 01/31/2004 3,006,833,519 222,377,142 224,782,927 2,7164 UFJ FUTURES LLC N CME 01/31/2004 17,017,854 250,000 3,083,482 165 UNIVERSAL FINANCIAL HOLDING CORP N NFA 01/31/2004 664,872 250,000 145,011 166 US BANCORP PIPER JAFFRAY INC Y NFA 01/31/2004 235,269,651 11,029,333 0 2167 UTS WORLD INC N NFA 01/31/2004 250,205 250,000 0 168 VELOCITY FUTURES LP N NFA 01/31/2004 420,387 250,000 0 169 VIEWTRADE SECURITIES INC Y NFA 01/30/2004 668,664 546,775 0 170 VISION LIMITED PARTNERSHIP N NFA 01/31/2004 12,007,381 5,771,402 404,176 171 WACHOVIA SECURITIES FINANCIAL NETWORK LL Y NFA 01/31/2004 19,124,098 1,237,945 0 172 WACHOVIA SECURITIES LLC Y NFA 01/31/2004 745,090,000 63,952,080 0 6173 WALL STREET DERIVATIVES INC N NFA 01/31/2004 395,944 250,000 0 174 WESTMINSTER S&D LTD N NFA 01/31/2004 2,030,678 250,000 0 175 WHITE COMMERCIAL CORPORATION N NFA 01/31/2004 1,854,736 250,000 0 176 XPRESSTRADE LLC N NFA 01/31/2004 2,997,290 250,000 0 177 YORK BUSINESS ASSOCIATES LLC N CBOT 01/31/2004 732,185 250,000 0 

Totals 49,628,459,814 

December Web Page Update 177AdditionsWestminster S & D Limited 1DeletionsRothschild Inc 1Name ChangeJanuary Web Page Update 177(a): B/D? : A 'Y' means the FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer. (b): DSRO: Designated Self-Regulatory Organization. (c): Risk-based net capital requirement is the 
SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

February 29, 2004

B/D? DSRO A/O Adjusted Net Capital Risk Based Exc

Futures Commission Merchant Date Net Capital Requirement Requirement Net C

(4% of Seg, SEC Capital 

(a) (b) or $250,000) (c) (

sum total of 8% of customer, and 4% of non-customer risk margin for domestic and foreign future accounts (excluding proprietary accounts). The risk based minimum requirement applies to all FCMs which are a member of the National Futures Association was effective 10/31/00.(d): Excess net capital is adjusted net capital, less the greater of the net capital requirement or riskbased requirement. (e): This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on commodity exchanges located in the United States. This is the sum of all accounts that contain a net liquidating equity.(f): This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of the United States. The amount to be set aside for a customer's foreign commodity account may be less than the net liquidating equity in the customer's account. Note: Any errors in this table should be brought to the attention of the CFTC's Division of Clearing and and Intermediary Oversight via e-mail: fzimmerle@cftc.gov or sgreska@cftc.gov. 
SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

February 29, 2004

Customer 

Amount 

Pt. 30 Required 

(f)

102,556,700

0

17,171,23822,531,792

0

60,138

00

296,632

0000

68,732,169

223,068,275

0

317,762,741

000

25,726,780

00000

88,297,889

1,709,999,215

00

136,526,407

0000

592,044

64,002

438,240

554,686,488

103,132

0

118,463

1,986,944

0

587,554,474

00

82,997

00
SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

February 29, 2004

Customer 

Amount 

Pt. 30 Required 

(f)

135,134

1,043,451

40,000

796,219,453

15,651

3,658,400

0

11,617,912

36,656

0000

1,184,213

000

5,018,894

4,548,206,033

1,189,000

000

34,286,088

000

15,250,976

0

302,692

0

719,668,411

00

8,083

00000

128,577,000

000

1,265,321,861

00

427,482

0

661,147,813

0
SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

February 29, 2004

Customer 

Amount 

Pt. 30 Required 

(f)

00

51,078,553

00

1,384,851,4051,599,513,133

000

12,759

0

1,231,065

40,568

0000

1,488,573

0

307,261

00

157,772,000

00

19,066,500

0000

80,024,673

4,803,628

00

3,231,282

0000

37,108

000

8,139

00

8,793,306

0

1,015,306

0
SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

February 29, 2004

Customer 

Amount 

Pt. 30 Required 

(f)

000000000

113,986,715

1,264,673,977

0000

16,200

0

6,173

0000000

16,743,670,287
SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

February 29, 2004

Customer 

Amount 

Pt. 30 Required 

(f)