SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

April 30, 2003

1 of 5

B/D? DSRO A/O Adjusted Net Capital Risk Based Excess Customers' Customer 

Futures Commission Merchant Date Net Capital Requirement Requirement Net Capital Seg Required Amount 

(4% of Seg, SEC Capital 4d(2) Pt. 30 Required 

(a) (b) or $250,000) (c) (d) (e) (f)

1 ABC FUTURES LLC N NFA 03/31/2003 502,603 250,000 0 252,603 0 0

2 ABN AMRO INCORPORATED Y CBOT 03/31/2003 1,289,263,503 119,510,310 85,330,119 1,169,753,193 1,531,138,358 110,011,273

3 ABN AMRO SAGE CORPORATION Y NFA 03/31/2003 32,000,577 2,582,886 2,582,886 29,417,691 53,046,104 0

4 ADM INVESTOR SERVICES INC N CBOT 03/31/2003 72,945,369 16,744,094 15,897,445 56,201,275 422,925,058 13,656,444

5 ADVEST INC Y NFA 03/31/2003 39,836,223 1,000,000 0 38,836,223 0 0

6 AG EDWARDS & SONS INC Y CBOT 03/31/2003 608,968,192 40,509,691 3,435,706 568,458,501 84,668,687 42,190

7 AGE COMMODITY CLEARING CORP N CBOT 03/31/2003 13,164,889 2,012,407 3,332,317 9,832,572 65,121,554 0

8 AIG CLEARING CORPORATION N NYME 03/31/2003 120,859,299 250,000 9,466,664 111,392,635 0 0

9 ALARON TRADING CORPORATION N CME 03/31/2003 3,648,026 1,976,486 931,401 1,671,540 55,729,104 70,164

10 ALCO COMMODITIES INC N NFA 03/31/2003 492,050 250,000 0 242,050 0 0

11 AMERICAN NATIONAL TRADING CORP N NFA 03/31/2003 919,594 464,833 161,933 454,761 15,175,376 339

12 BANC OF AMERICA FUTURES INCORPORATED Y CME 03/31/2003 61,018,493 7,522,302 34,702,763 26,315,730 188,057,546 0

13 BANC ONE CAPITAL MARKETS INC Y CBOT 03/31/2003 334,319,702 6,647,071 15,579,859 318,739,843 261,660,580 10,332,659

14 BARCLAYS CAPITAL INC Y CBOT 03/31/2003 319,701,538 53,659,014 93,223,633 226,477,905 1,353,374,231 57,637,879

15 BEAR STEARNS & CO INC Y CBOT 03/31/2003 1,630,140,457 30,217,007 0 1,599,923,450 0 0

16 BEAR STEARNS SECURITIES CORP Y CME 03/31/2003 2,273,508,189 718,584,149 76,164,015 1,554,924,040 1,261,197,383 193,167,654

17 BIELFELDT & COMPANY LLC N CBOT 03/31/2003 388,023 250,000 0 138,023 0 0

18 BLAYLOCK AND PARTNERS LP Y NFA 03/31/2003 17,030,716 304,189 0 16,726,527 0 0

19 BNP PARIBAS BROKERAGE SERVICES INC Y CME 03/31/2003 41,585,427 7,398,894 10,075,325 31,510,102 184,972,352 0

20 BNP PARIBAS COMMODITY FUTURES INC N NYME 03/31/2003 48,535,647 14,208,597 24,503,173 24,032,474 384,838,912 29,755,137

21 BNP PARIBAS SECURITIES CORP Y CBOT 03/31/2003 322,561,638 250,000 0 322,311,638 0 0

22 BNY CLEARING SERVICES LLC Y CFTC 03/31/2003 76,506,031 20,915,157 55,590,874 0 0

23 BOSTON CABOT LLC Y NFA 03/31/2003 617,827 250,000 0 367,827 0 0

24 C CZARNIKOW SUGAR FUTURES INC N NFA 03/31/2003 1,509,024 250,000 138,088 1,259,024 1,664,609 0

25 CANTOR FITZGERALD & CO Y CBOT 03/31/2003 38,745,902 1,027,057 65,511 37,718,845 1,499,426 0

26 CAPITAL MARKET SERVICES LLC N NFA 03/31/2003 522,851 250,000 0 272,851 0 0

27 CARGILL INVESTOR SERVICES INC N CBOT 03/31/2003 93,262,861 38,458,473 46,009,023 47,253,838 939,380,317 89,418,640

28 CARR FUTURES INC Y CME 03/31/2003 212,362,057 109,795,325 138,478,115 73,883,942 2,595,539,295 1,575,914,174

29 CDC SECURITIES Y NFA 03/31/2003 61,546,070 250,000 0 61,296,070 0 0

30 CIBC WORLD MARKETS CORP Y NYME 03/31/2003 843,075,568 33,162,932 8,468,825 809,912,636 5,368,084 0

31 CITIGROUP GLOBAL MARKETS INC. Y CBOT 03/31/2003 3,799,456,165 425,531,159 192,679,190 3,373,925,006 4,930,164,958 78,774,202

32 CLIFDEN FUTURES LLC N NFA 03/31/2003 441,492 250,000 5,616 191,492 856,533 0

33 CLIFF LARSON COMPANY THE N NFA 03/31/2003 347,296 250,000 0 97,296 1,188,124 0

34 CMC GROUP PLC N NFA 03/31/2003 10,353,596 250,000 0 10,103,596 0 0

35 COESfx CLEARING INC N NFA 03/31/2003 386,732 250,000 0 136,732 0 0

36 COMMERZ FUTURES LLC Y CME 03/31/2003 6,789,492 1,922,034 2,247,515 4,541,977 85,704,008 4,651,309

37 COUNTRY HEDGING INC N NFA 03/31/2003 5,844,449 948,313 2,119,895 3,724,554 27,837,563 24,446

38 CREDIT LYONNAIS ROUSE USA LIMITED N NYME 03/31/2003 28,079,704 4,200,023 22,578,603 5,501,101 130,089,679 368,629

39 CREDIT SUISSE FIRST BOSTON LLC Y CBOT 03/31/2003 2,187,337,854 115,937,341 80,934,249 2,071,400,513 1,430,218,276 388,340,896

40 CRESSWELL CAPITAL LLC N NFA 03/31/2003 578,306 250,000 0 328,306 1,131,607 0

41 CROSSLAND LLC N CBOT 03/31/2003 3,681,878 250,000 72,700 3,431,878 5,887,245 0

42 CUNNINGHAM COMMODITIES INC N CBOT 03/31/2003 2,292,926 265,300 110,697 2,027,626 6,510,008 124,349

43 DAIWA SECURITIES AMERICA INC Y CME 03/31/2003 211,877,468 8,640,858 4,019,105 203,236,610 71,556,596 2,038,224

44 DAVID A NOYES & CO Y NFA 03/31/2003 1,232,510 250,000 0 982,510 0 0

45 DEUTSCHE BANK SECURITIES INC Y CBOT 03/31/2003 1,869,996,112 76,017,953 134,995,160 1,735,000,952 1,318,698,914 253,167,053

46 DIRECT TRADING GROUP LLC N NFA 03/31/2003 609,913 250,000 40,219 359,913 4,837,087 276

47 DORMAN TRADING LLC N CME 03/31/2003 5,619,166 650,451 257,676 4,968,715 16,264,528 0
SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

April 30, 2003

2 of 5

B/D? DSRO A/O Adjusted Net Capital Risk Based Excess Customers' Customer 

Futures Commission Merchant Date Net Capital Requirement Requirement Net Capital Seg Required Amount 

(4% of Seg, SEC Capital 4d(2) Pt. 30 Required 

(a) (b) or $250,000) (c) (d) (e) (f)

48 DUNAVANT COMMODITY CORP N NYCE 03/31/2003 19,560,113 888,513 30,624 18,671,600 27,603,700 0

49 EAGLE MARKET MAKERS INC N CBOT 03/31/2003 1,901,966 250,000 26,360 1,651,966 1,962,689 38,101

50 ED &F MAN COMMODITY ADVISORS INC N NFA 03/31/2003 381,532 250,000 0 131,532 0 0

51 EM COMBS & SON N CBOT 03/31/2003 1,980,591 250,000 23,899 1,730,591 2,547,964 0

52 FAHNESTOCK & CO INC Y NFA 03/31/2003 151,594,700 9,122,610 0 142,472,090 655,794 0

53 FARR FINANCIAL INC N NFA 03/31/2003 1,108,673 587,022 149,906 521,651 15,068,795 38,961

54 FC STONE LLC N CME 03/31/2003 16,149,136 6,831,544 8,003,035 8,146,101 225,795,530 652,404

55 FCT GROUP LLC N CME 03/31/2003 3,567,381 250,000 310,790 3,256,591 5,660,153 0

56 FIMAT USA INC Y CME 03/31/2003 202,037,625 81,010,077 124,849,597 77,188,028 2,297,274,906 495,757,505

57 FIRST CAPITOL GROUP LLC N NFA 03/31/2003 1,756,049 704,681 548,090 1,051,368 23,356,324 78,880

58 FIRST OPTIONS OF CHICAGO INC Y CME 03/28/2003 144,826,864 11,669,978 22,113,406 122,713,458 504,344,490 17,959,356

59 FOREX CAPITAL MARKETS LLC N NFA 03/31/2003 9,590,046 250,000 0 9,340,046 0 0

60 FORTIS CLEARING CHICAGO LLC N CBOT 03/31/2003 6,216,040 1,882,061 1,098,759 4,333,979 36,353,121 10,949,402

61 FRIEDBERG MERCANTILE GROUP INC Y NFA 03/31/2003 1,648,519 250,000 193,345 1,398,519 5,486,385 21,450

62 FRONTIER FUTURES INC N NFA 03/31/2003 1,027,166 371,688 256,926 655,478 11,812,728 0

63 FUTURES TECH LLC N NFA 03/31/2003 401,363 250,000 0 151,363 0 0

64 FX SOLUTIONS LLC N NFA 03/31/2003 1,180,141 250,000 0 930,141 0 0

65 GAIN CAPITAL INC. N NFA 03/31/2003 2,992,172 250,000 0 2,742,172 0 0

66 GELBER GROUP LLC N CBOT 03/31/2003 13,583,758 471,517 128,335 13,112,241 12,656,036 80,201

67 GFS SECURITIES & FUTURES INC N NFA 03/31/2003 236,977 250,000 0 -13,023 0 0

68 GILDER GAGNON HOWE AND CO LLC Y NFA 03/31/2003 17,651,353 250,000 0 17,401,353 0 0

69 GLOBAL FUTURES & FOREX LTD N NFA 03/31/2003 4,693,547 250,000 0 4,443,547 0 0

70 GOLDENBERG HEHMEYER & CO Y CBOT 03/31/2003 15,574,943 1,436,585 1,192,776 14,138,358 45,586,772 4,178,877

71 GOLDMAN SACHS & CO Y CBOT 03/28/2003 3,607,366,108 704,965,314 405,666,521 2,902,400,794 6,831,763,465 3,174,146,364

72 GREENWICH CAPITAL MARKETS INC Y CBOT 03/31/2003 710,860,000 30,294,000 24,907,320 680,566,000 310,546,000 3,618,000

73 HAGERTY GRAIN CO INC N CBOT 03/31/2003 1,609,960 250,000 102,189 1,359,960 4,429,594 0

74 HORNBLOWER FISCHER & CO Y NFA 03/31/2003 1,739,322 253,743 198,878 1,485,579 5,215,323 0

75 HOTSPOT FX INC N NFA 03/31/2003 3,303,311 250,000 0 3,053,311 0 0

76 HSBC SECURITIES USA INC Y CME 03/31/2003 305,698,428 12,004,175 32,203,704 273,494,724 308,953,959 18,900,562

77 IFSCL USA INC N NFA 03/31/2003 475,836 250,000 0 225,836 0 0

78 INTEGRATED BROKERAGE SERVICES INC N NFA 03/31/2003 1,090,775 250,000 0 840,775 766,256 0

79 INTERACTIVE BROKERS LLC Y NFA 03/31/2003 101,297,076 2,295,020 962,628 99,002,056 10,871,962 3,757,914

80 INVESTEC ERNST & COMPANY Y NFA 03/28/2003 15,417,917 250,000 0 15,167,917 0 0

81 IOWA GRAIN CO N CBOT 03/31/2003 8,047,951 3,513,442 3,178,809 4,534,509 93,424,692 6,097

82 ISB CLEARING CORPORATION N NFA 03/31/2003 397,942 250,000 0 147,942 0 0

83 JP MORGAN FUTURES INC N NYME 03/31/2003 531,071,391 190,567,021 311,960,608 219,110,783 4,753,601,426 580,311,525

84 JULIUS BAER SECURITIES INC Y NFA 03/31/2003 15,281,980 250,000 0 15,031,980 0 0

85 KOTTKE ASSOCIATES LLC N CBOT 03/31/2003 8,934,080 320,862 96,461 8,613,218 11,462,453 5,205

86 LADENBURG THALMANN & CO INC Y NFA 03/31/2003 5,486,058 1,000,000 0 4,486,058 0 0

87 LAWRENCE-BONFITTO TRADING COMPANY N CBOT 03/31/2003 2,826,550 250,000 40,677 2,576,550 3,879,157 0

88 LBS LIMITED PARTNERSHIP N CBOT 03/31/2003 471,855 250,000 0 221,855 0 0

89 LEADER INVESTMENTS INC Y NFA 03/31/2003 649,096 250,000 0 399,096 0 0

90 LEGG MASON WOOD WALKER INC Y NFA 03/31/2003 356,887,647 19,924,887 0 336,962,760 0 0

91 LEHMAN BROTHERS INC Y CBOT 03/31/2003 1,791,121,000 226,339,760 151,988,800 1,564,781,240 1,635,073,000 35,225,000

92 LINN GROUP ( THE ) N NFA 03/31/2003 460,451 250,000 0 210,451 0 0

93 LINSCO/PRIVATE LEDGER CORP Y NFA 03/31/2003 88,751,815 3,295,863 0 85,455,952 0 0

94 LOEB PARTNERS CORPORATION Y NFA 03/31/2003 20,159,667 250,000 0 19,909,667 0 0
SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

April 30, 2003

3 of 5

B/D? DSRO A/O Adjusted Net Capital Risk Based Excess Customers' Customer 

Futures Commission Merchant Date Net Capital Requirement Requirement Net Capital Seg Required Amount 

(4% of Seg, SEC Capital 4d(2) Pt. 30 Required 

(a) (b) or $250,000) (c) (d) (e) (f)

95 MAN FINANCIAL INC N CME 03/31/2003 211,107,323 99,667,102 114,464,329 96,642,994 2,466,523,422 566,668,186

96 MARQUETTE ELECTRONIC BROKERAGE LLC N NFA 03/31/2003 5,231,690 250,000 0 4,981,690 0 0

97 MAXCOR FINANCIAL INC Y NFA 03/31/2003 44,133,247 250,000 0 43,883,247 0 0

98 MBF CLEARING CORP N NYME 03/31/2003 6,518,245 3,059,814 923,058 3,458,431 76,286,146 543,302

99 MCVEAN TRADING AND INVESTMENTS LLC N NFA 03/31/2003 8,027,918 4,665,015 1,012,085 3,362,903 117,803,996 0

100 MERRILL LYNCH PIERCE FENNER & SMITH Y CBOT 03/28/2003 3,097,001,382 278,361,151 213,456,804 2,818,640,231 4,508,275,522 383,969,094

101 MERRILL LYNCH PROFESSIONAL CLEARING CORP Y NFA 03/28/2003 1,375,811,952 22,112,178 41,754,260 1,334,057,692 614,251,944 0

102 MID-CO COMMODITIES INC N NFA 03/31/2003 3,524,804 260,485 626,960 2,897,844 7,729,789 0

103 MITSUI & CO INVESTMENT PRODUTS CORP N NFA 03/31/2003 2,127,520 250,000 23,004 1,877,520 869,921 0

104 MIZUHO SECURITIES USA INC Y CME 03/31/2003 168,053,436 9,925,230 11,175,650 156,877,786 217,543,433 31,199,183

105 MONEY GARDEN CORPORATION, THE N NFA 03/31/2003 3,579,423 250,000 0 3,329,423 0 0

106 MORGAN KEEGAN & COMPANY INC Y NFA 03/31/2003 169,065,020 9,629,006 0 159,436,014 0 0

107 MORGAN STANLEY & CO INCORPORATED Y CME 03/31/2003 4,445,903,638 594,410,684 198,723,836 3,851,492,954 2,564,698,420 888,419,814

108 MORGAN STANLEY DW INC Y CBOT 03/31/2003 1,170,864,491 89,846,724 2,355,642 1,081,017,767 722,345,547 1,251,988,322

109 NATIONAL COMMODITIES CORPORATION INC N NFA 03/31/2003 1,891,608 250,000 86,105 1,641,608 15,519,593 0

110 NEUBERGER BERMAN LLC Y NFA 03/31/2003 226,685,077 16,464,156 304,186 210,220,921 15,408,293 0

111 NIKKO SECURITIES CO INTERNATIONAL INC Y NFA 03/31/2003 11,699,973 250,000 0 11,449,973 0 0

112 NOMURA SECURITIES INTERNATIONAL INC Y CBOT 03/31/2003 603,776,563 8,466,653 1,007,290 595,309,910 20,489,536 0

113 OANDA CORPORATION N NFA 03/31/2003 2,112,016 250,000 0 1,862,016 0 0

114 OCONNOR & COMPANY LLC Y CBOT 03/31/2003 40,889,465 2,075,110 1,426,926 38,814,355 57,689,106 0

115 PACIFIC CAPITAL MARKETS N NFA 03/31/2003 381,556 250,000 0 131,556 0 0

116 PATTERSON CAPITAL MARKETS LTD N CBOT 03/31/2003 482,921 250,000 0 232,921 0 0

117 PAX CLEARING CORPORATION Y CME 03/31/2003 39,851,686 2,052,630 2,342,138 37,509,548 57,142,299 0

118 PENSON FINANCIAL FUTURES INC N NFA 03/31/2003 496,872 250,000 12,832 246,872 414,848 0

119 PEREGRINE FINANCIAL GROUP INC N NFA 03/31/2003 10,792,443 3,784,290 1,228,119 7,008,153 97,047,990 1,092,562

120 PERSHING LLC Y CBOT 03/31/2003 1,406,506,000 117,957,380 0 1,288,548,620 0 0

121 PIONEER FUTURES INC N NYME 03/31/2003 6,476,545 3,946,594 1,769,031 2,529,951 113,566,454 764,535

122 PREFERRED TRADE INC Y NFA 03/31/2003 10,208,938 664,128 0 9,544,810 393,208 0

123 PRUDENTIAL SECURITIES INCORPORATED Y CBOT 03/28/2003 663,635,000 61,074,520 57,201,240 602,560,480 1,004,395,000 131,305,000

124 RAND FINANCIAL SERVICES INC N CME 03/31/2003 13,251,950 6,494,979 8,956,399 4,295,551 144,820,100 28,919,500

125 RAYMOND JAMES & ASSOCIATES INC Y NFA 03/28/2003 303,248,606 20,051,583 36,223 283,197,023 0 0

126 RB&H FINANCIAL SERVICES LP N CME 03/31/2003 3,219,992 1,809,077 845,986 1,410,915 48,853,624 52,110

127 RBC DAIN RAUSCHER INC Y NFA 03/31/2003 228,888,983 26,370,781 0 202,518,202 0 0

128 RBC DOMINION SECURITIES CORPORATION Y CME 03/31/2003 103,423,985 1,000,000 1,352,571 102,071,414 0 0

129 REDSKY SECURITIES LLC Y NFA 03/31/2003 596,665 250,000 0 346,665 0 0

130 REFCO LLC N CME 03/31/2003 199,525,347 112,454,910 113,277,789 86,247,558 3,196,930,085 33,258,923

131 RJ OBRIEN ASSOCIATES INC N CME 03/31/2003 33,790,546 17,891,424 17,389,582 15,899,122 477,266,550 3,792,745

132 ROBBINS FUTURES INC N NFA 03/31/2003 476,689 250,000 49,667 226,689 4,732,012 0

133 ROBECO USA LLC Y NFA 03/28/2003 66,260,547 2,677,942 0 63,582,605 0 0

134 ROSENTHAL COLLINS GROUP LLC N CME 03/31/2003 50,230,085 9,807,763 6,634,448 40,422,322 277,241,547 623,344

135 ROSENTHAL GLOBAL SECURITIES LLC Y CBOT 03/31/2003 16,957,612 896,346 0 16,061,266 0 0

136 ROTHSCHILD INC N N 03/31/2003 19,915,671 250,000 19,665,671 0 0

137 SANFORD C BERNSTEIN & CO LLC Y NFA 03/31/2003 171,904,805 9,105,404 0 162,799,401 0 0

138 SENTINEL MANAGEMENT GROUP INC N NFA 03/31/2003 1,229,310 250,000 0 979,310 376,306,008 0

139 SG COWEN SECURITIES CORPORATION Y NFA 03/31/2003 661,488,263 1,500,000 0 659,988,263 0 0

140 SHATKIN ARBOR KARLOV & CO N CBOT 03/31/2003 6,286,032 344,592 125,891 5,941,440 8,781,003 98,812

141 SHAY GRAIN CLEARING COMPANY N KCBT 03/31/2003 744,810 250,000 87,398 494,810 1,686,038 0
SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

April 30, 2003

4 of 5

B/D? DSRO A/O Adjusted Net Capital Risk Based Excess Customers' Customer 

Futures Commission Merchant Date Net Capital Requirement Requirement Net Capital Seg Required Amount 

(4% of Seg, SEC Capital 4d(2) Pt. 30 Required 

(a) (b) or $250,000) (c) (d) (e) (f)

142 SHEPARD INTERNATIONAL INC N NFA 03/31/2003 2,100,527 250,000 0 1,850,527 0 0

143 SHERWOOD FUTURES GROUP LLC N NFA 03/31/2003 2,396,523 250,000 0 2,146,523 23,207,662 0

144 SIEGEL TRADING CO INC THE N NFA 03/31/2003 535,630 250,000 0 285,630 1,496,122 0

145 SMW TRADING COMPANY INC N CME 03/31/2003 6,244,287 443,182 300,241 5,801,105 11,158,217 0

146 SPEAR LEEDS & KELLOG Y NYME 03/28/2003 1,412,021,374 47,521,559 4,610,398 1,364,499,815 192,019,859 1,761,392

147 STEPHENS INC Y NFA 03/28/2003 69,183,758 8,693,326 0 60,490,432 0 0

148 STERLING COMMODITIES CORP N NYME 03/31/2003 5,233,782 958,526 231,499 4,275,256 23,858,544 506,609

149 SWISS AMERICAN SECURITIES INC Y NFA 03/31/2003 70,127,281 3,251,948 0 66,875,333 0 0

150 TCA FUTURES LLC N NFA 03/31/2003 410,527 250,000 0 160,527 0 0

151 TENCO INC N CBOT 03/31/2003 28,008,587 1,687,789 1,992,258 26,016,329 49,457,691 0

152 TIMBER HILL LLC Y CME 03/31/2003 354,014,413 1,000,000 1,018,381 352,996,032 17,064,450 0

153 TOKYO GENERAL USA INC N NFA 02/28/2003 445,090 250,000 0 195,090 17 0

154 TOKYO-MITSUBISHI FUTURES USA INC N CME 03/31/2003 20,486,689 250,000 3,665,397 16,821,292 5,411,132 0

155 TRADELINK LLC Y CBOT 03/31/2003 34,184,442 250,000 1,067,470 33,116,972 0 0

156 TRADITION SECURITIES AND FUTURES INC N NFA 03/31/2003 391,640 250,000 0 141,640 0 0

157 TRANSMARKET GROUP LLC Y CBOT 03/31/2003 6,653,932 250,000 0 6,403,932 0 0

158 TRILAND USA INC N NYME 03/31/2003 19,687,597 1,374,707 502,917 18,312,890 34,370,583 0

159 UBS PAINEWEBBER INC Y CBOT 03/31/2003 1,271,816,218 207,381,937 12,513,977 1,064,434,281 897,061,124 26,911,489

160 UBS WARBURG LLC Y CBOT 03/31/2003 3,264,087,501 156,473,914 174,296,578 3,089,790,923 2,945,414,987 676,185,100

161 UFJ FUTURES LLC N CME 03/31/2003 18,766,222 250,000 1,611,953 17,154,269 0 0

162 UNIVERSAL FINANCIAL HOLDING CORP N NFA 03/31/2003 790,030 250,000 146,974 540,030 4,637,290 0

163 US BANCORP PIPER JAFFRAY INC Y NFA 03/31/2003 184,953,463 10,502,891 0 174,450,572 0 0

164 US SECURITIES & FUTURES CORP Y NFA 03/31/2003 182,233 250,000 0 -67,767 0 0

165 VELOCITY FUTURES LP N NFA 03/31/2003 430,394 250,000 0 180,394 258,703 0

166 VISION LIMITED PARTNERSHIP N NFA 03/31/2003 11,645,247 5,638,147 2,813,826 6,007,100 148,604,838 3,878

167 WACHOVIA SECURITIES INC Y CME 03/31/2003 414,235,982 1,000,000 0 413,235,982 0 0

168 WALL STREET DERIVATIVES INC N NFA 03/31/2003 418,225 250,000 0 168,225 0 0

169 WHITE COMMERCIAL CORPORATION N NFA 03/31/2003 1,584,945 250,000 0 1,334,945 0 0

170 XPRESSTRADE LLC N NFA 03/31/2003 2,305,879 250,000 0 2,055,879 0 0

171 YORK BUSINESS ASSOCIATES LLC N CBOT 03/31/2003 1,062,585 250,000 0 812,585 32,590 0

Total 47,716,211,929 56,191,520,019 11,181,285,641

Name Changes

Salomon Smith Barney Inc changed their name to

Citigroup Global Markets Inc

Reconcilation from February Web Page Update

February Web Page Update 167

Additions 5

ABC Futures LLC

Blaylock and Partners LP

IFSCL USA Inc
SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

April 30, 2003

5 of 5

B/D? DSRO A/O Adjusted Net Capital Risk Based Excess Customers' Customer 

Futures Commission Merchant Date Net Capital Requirement Requirement Net Capital Seg Required Amount 

(4% of Seg, SEC Capital 4d(2) Pt. 30 Required 

(a) (b) or $250,000) (c) (d) (e) (f)

ISB Clearing Corporation

Oanda Corporation

Deletions 1

GNI Incorporated 

March Web Page Update 171

(a): B/D? : A 'Y' means the FCM is also (d): Excess net capital is adjusted net capital, (f): This represents the amount of funds an FCM 

registered with the Securities and Exchange less the greater of the net capital requirement or risk- is required to set aside for customers who trade 

Commission as a securities broker or dealer. based requirement. on commodity exchanges located outside of 

the United States. The amount to be set aside for 

(b): DSRO: Designated Self-Regulatory Organization. a customer's foreign commodity account may 

be less than the net liquidating equity in the 

customer's account. 

(c): Risk-based net capital requirement is the (e): This represents the total amount of funds that Note: Any errors in this table should be brought 

sum total of 8% of customer, and 4% of an FCM is required to segregate on behalf of to the attention of the CFTC's Division of Clearing and 

non-customer risk margin for domestic and customers who are trading on commodity and Intermediary Oversight via e-mail: 

foreign future accounts (excluding proprietary exchanges located in the United States. fzimmerle@cftc.gov or 

accounts). The risk based minimum requirement This is the sum of all accounts that contain sgreska@cftc.gov. 

applies to all FCMs which are a member of the a net liquidating equity.

National Futures AssociationAssociation, 

was effective 10/31/00.