alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
**Exhibit 10.15**

 

**EMPLOYMENT AGREEMENT AMENDMENT**

 

THIS EMPLOYMENT AGREEMENT AMENDMENT (the **“Amendment”),**is made on this 30th day of December, 2008, by and between Nature’sSunshine Products, Inc., a Utah Corporation, having its principal place ofbusiness in Provo, Utah (“the Company” or “NSP”) and Jamon A. Jarvis (“Executive”).

 

The Company and Executive have entered into anEmployment Agreement dated December 21, 2007.

 

In order to ensure that such Employment Agreementcomplies with Internal Revenue Code Section 409A, the Company andExecutive agree to amend the Employment Agreement as follows:

 

# 1.     Section 4 shall be amended by adding the following at theend thereof:

#  

Eachreimbursement must be made no later than the end of the Company’s fiscal yearfollowing the fiscal year in which the expense was incurred.  All such reimbursements shall be made nolater than the end of the calendar year in which the Executive separates fromservice with the Company, or if later, the following March 15th.  The amount of reimbursements in any calendaryear shall not affect the expenses eligible for reimbursement in any othertaxable year.

 

# 2.     Section 5.1.3 shall be amended by adding the following atthe end thereof:

#  

Inthe event that Executive is required to include benefits received from thehealth plan in his or her taxable income, the Company will reimburse Executivefor up to $6,000 of the tax liability. Such reimbursement will be made no later than the end of the calendaryear following the year in which the amount is includible in the Executive’sincome.

#  

# 3.     The last sentence of Section 5.5 shall be replaced with thefollowing:

#  

“Incapacity”shall mean that the Executive is unable to engage in any substantial gainfulactivity by reason of any medically determinable physical or mental impairmentthat can be expected to result in death or can be expected to last for acontinuous period of not less than 12 months, or that the Executive has beendetermined to be totally disabled by the Social Security Administration.

 

In addition, the parties agree that any otherprovisions of the Employment Agreement shall be interpreted, if possible, so asto avoid a violation of Internal Revenue Code Section 409A.

 

----

 

Except to the extent modified by this Amendment, theterms and conditions of the Employment Agreement shall remain in full force andeffect.

 

 
|   | NATURE’S SUNSHINE  PRODUCTS, INC. |
|--------|----------------------------------------|
|   |                                   |
|   |                                   |
|   | By:                                    | /s/  Douglas Faggioli |
|   |                                   |
|   | Title:                                 | CEO/President |
|   |                                   |
|   | JAMON  A. JARVIS                       |
|   |                                   |
|   |                                   |
|   | /s/ Jamon A. Jarvis                    |
|   | Executive                              |
|        |                                        |  |  |

 

2

----
**Exhibit 31(i).2**
 **Certification of the Principal Financial Officer**
 **Rule 13a - 14(a) of the Securities Act of 1934, as amended**
 
 ****
 
 I, Bruce Winston, certify that:
 
 1. I have reviewed this quarterly report on Form 10-Q of Guaranty Federal Bancshares, Inc.;
 
 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
 
 3. Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;
 
 4. The registrant's other certifying officers and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) for the registrant and have:
 
 a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
 
 b) [Reserved - not effective]
 
 c) Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and
 
 d) Disclosed in this report any change in the registrants internal control over financial reporting that occurred during the registrants most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrants internal control over financial reporting; and
 
 5. The registrant's other certifying officers and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions):
 
 a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize and report financial information; and
 
 b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting.
 
 
 Date: May 12, 2005
 /s/ Bruce Winston
 Bruce Winston
 Chief Financial Officer
 (Principal Financial Officer)
#### In the Matter of Salvatore Russato, Petitioner, v Walter R. Kelly, as Superintendent of Attica Correctional Facility, et al., Respondents.

Determination unanimously confirmed and petition dismissed *(see, Matter of Lahey v Kelly,*71 NY2d 135; *Matter of McKins v Coughlin,*142 AD2d 987). (Article 78 proceeding transferred by order of Supreme Court, Wyoming County, Dadd, J.) Present — Dillon, P. J., Callahan, Green, Balio and Lawton, JJ.
FORM FBOT APPLICATION SUPPLEMENT S-1

Table of Contents

Exhibit A – General Information and Documentation

Exhibit B – Membership Criteria 

Exhibit C – Board and/or Committee Membership

Exhibit D – Settlement and Clearing

 Attachments to Exhibit D – Clearing System Overview

Exhibit E – The Regulatory Regime governing the Clearing Organization in its home Country or 

Countries

 Attachments to Exhibit E – Regulatory Regime Documents

Exhibit F – Rules of the Clearing Organization and Enforcement Thereof

 Attachment to Exhibit F – Appeal and Complaints Procedure ECC

Exhibit G – Information Sharing Agreement

 Attachments to Exhibit G – Information Sharing Agreement Bafin/CFTC

Exhibit H – Additional Information and Documentation
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By Electronic Mail

December 16, 2021

Mr. Christopher Kirkpatrick

Secretary

Commodity Futures Trading Commission

1155 21st Street, N.W.

Washington, D.C. 20581

Re: Amendments to ICE Trade Vault, LLC Fee Schedule Pursuant to Section 5c(c)(1) of 

the Commodity Exchange Act and Commission Regulation 40.6

Dear Mr. Kirkpatrick:

Pursuant to Section 5c(c)(1) of the Commodity Exchange Act, as amended, and Commodity 

Futures Trading Commission (the “Commission”) Regulation 40.6, ICE Trade Vault, LLC (“ICE Trade 

Vault”) submits, by written certification, proposed amendments to the ICE Trade Vault Fee Schedule to 

revise certain fees for virtual currencies. The proposed amendments are blacklined in the text of the ICE 

Trade Vault Fee Schedule attached hereto.

ICE Trade Vault certifies that these amendments comply with the Commodity Exchange Act and 

the rules and regulations promulgated by the Commission thereunder. No substantive opposing views have 

been expressed by Participants or others with respect to the amendments. ICE Trade Vault further certifies 

that, concurrent with this filing today, a copy of this submission was posted on its website and may be 

accessed at: www.icetradevault.com. ICE Trade Vault intends to implement this amended Fee Schedule

on January 3, 2021.

As noted above, enclosed with this letter is a marked version of the ICE Trade Vault Fee Schedule

which is being submitted in whole. If you have any questions or need further information, please contact 

me at Kara.Dutta@theice.com or (770) 916-7812.

Sincerely,

Kara Dutta

General Counsel

ICE Trade Vault, LLC

Enclosures
#### 201 Tarrytown Road Corp., Respondent, v Fovama of White Plains, Inc., et al., Appellants.

In an action to recover damages for breach of a commercial lease, the defendants appeal from (1) an order of the Supreme Court, Westchester County (Delaney, J.), dated January 31, 1989, which denied the defendants’ motion to vacate two default judgments, (2) an order of the same court dated March 9, 1989, which denied their motion in effect, for reargument of their motion to vacate two default judgments and granted the plaintiff’s cross motion for leave to execute upon the default judgments, (3) an amended order of the same court, dated March 20, 1989, which, *inter alia,*authorized the plaintiff to execute upon the default judgments against certain assets of the defendants, and (4) a further amended order of the same court, dated March 28, 1989, which, *inter alia,*authorized execution upon the default judgments against additional assets of the defendants.

Ordered that the order dated January 31, 1989 is reversed, and the default judgments are vacated; and it is further,

Ordered that the appeals from the order dated March 9, 1989 and the amended order dated March 20, 1989 are dismissed as they were superseded by the further amended order dated March 28, 1989; and it is further,

Ordered that the appeal from so much of the order dated March 28, 1989 as denied reargument is dismissed, as no appeal lies from an order denying reargument and the appeal from the remainder of that order is dismissed as academic; and it is further,

Ordered that the defendants’ time to serve and file their answer is extended until 20 days after service upon them of a copy of this decision and order, with notice of entry; and it is further,

Ordered that the appellants are awarded one bill of costs.

A review of the record discloses facts which present a question as to whether the plaintiff landlord proceeded with due diligence to obtain all necessary approvals and permits for the renovations and construction of the demised premises, as *670required under the rider to the lease. In light of this proffered meritorious defense to the action for breach of a commercial lease, and the surrounding circumstances, we believe this is a proper case for the exercise of the court’s inherent power to vacate a judgment in the furtherance of justice *(see, Matter of Jericho Union Free School Dist. No. 15 v Board of Assessors,*131 AD2d 482; *McMahon v City of New York,*105 AD2d 101, 104-105).

The appeals from the remaining three orders are dismissed as academic. Mollen, P. J., Thompson, Rubin and Spatt, JJ., concur.
| 1.   | The      Report fully complies with the requirements of Section 13(a) or 15(d) of      the Securities Exchange Act of 1934, as amended;  and |
|----------------|----------------------------------------------------------------------------------------------------------------------------------------------|

| 2.   | The      information contained in the Report fairly presents, in all material      respects, the consolidated financial condition and results of operations      of the Company as of and for the period covered by the    Report. |
|----------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|

|   | By:           /s/Earl O. Bradley, III |
|--------|----------------------------------------------------------------------------------------------|
|   | Earl      O. Bradley, III                                                                    |
|   | Chief      Executive Officer                                                                 |
|   | November  12,      2008                                                            |
|   |                                                                                         |
|   |                                                                                         |
|   |                                                                                         |
|   |                                                                                         |
|   | By:           /s/Patrick C. Greenwell |
|   | Patrick      C. Greenwell                                                                    |
|   | Chief      Financial Officer                                                                 |
|   | November      12, 2008                                                                       |
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<PAGE>

                                                                      EXHIBIT 23


                               CONSENT OF KPMG LLP

The Board of Directors
Spiegel, Inc.:

We consent to incorporation by reference in the registration statements No.
33-69937, 33-19663, 33-32385, 33-38478, 33-44780, 33-56200 and 33-51755 on Form
S-8 of Spiegel, Inc. of our reports dated February 14, 2001, relating to the
consolidated balance sheets of Spiegel, Inc. and subsidiaries as of December 30,
2000 and January 1, 2000, and the related consolidated statements of earnings,
stockholders' equity and cash flows for each of the years in the three-year
period ended December 30, 2000, and related financial statement schedule, which
reports appear in the December 30, 2000 annual report on Form 10-K of Spiegel,
Inc.

                                          /s/ KPMG LLP
                                          KPMG LLP




Chicago, Illinois
March 30, 2001



                                       65
Exhibit 23.1





                              Accountant's Consent



The Board of Directors
Evans & Sutherland Computer Corporation


We consent to  incorporation  by reference in the  Registration  Statements Nos.
33-39632,  2-76027,  333-53305,   333-58735  and  333-58733  on  Forms  S-8  and
Registration  Statements  Nos.  333-09657  and 333-67189 on Forms S-3 of Evans &
Sutherland Computer  Corporation of our report dated February 12, 1999, relating
to the consolidated  balance sheets of Evans & Sutherland  Computer  Corporation
and  subsidiaries as of December 31, 1998 and December 31, 1997, and the related
consolidated  statements  of  operations,  comprehensive  income,  stockholders'
equity,  and cash  flows for each of the years in the  three-year  period  ended
December 31, 1998 and related schedule, which report appears in the December 31,
1998 Annual Report on Form 10-K of Evans & Sutherland Computer Corporation.





                                                                       KPMG LLP


Salt Lake City, Utah
March 31, 1999
COMMODITY FUTURES TRADING COMISSION 

FORM DCM

CONTRACT MARKET 

APPLICATION OR AMENDMENT TO APPLICATION FOR DESIGNATION 

COVER SHEET 

IMX HEALTH, LLC

Exact name of Applicant as specified in charter 

 141 W. Jackson, Suite 300A, Chicago, Illinois 60604

Address of principal executive offices 

[X ] If this is an APPLICATION for designation, complete in full and check here. 

[ ] If this is an AMENDMENT to an application, or to an existing designation, list all 

items that are amended and check here. 

GENERAL INFORMATION 

1. Name under which the business of the designated contract market is or will be

conducted, if different than name specified above (include acronyms, if any):

IMX HEALTH, LLC (“IMX”); Intelligent Medicine Exchange

2. If name of designated contract market is being amended, state previous designated

contract market name:
Delaware

The First State

Page 1

 

6766096 8100 Authentication: 203387696

SR# 20196445417 Date: 08-09-19

You may verify this certificate online at corp.delaware.gov/authver.shtml

I, JEFFREY W. BULLOCK, SECRETARY OF STATE OF THE STATE OF

DELAWARE, DO HEREBY CERTIFY THE ATTACHED IS A TRUE AND CORRECT

COPY OF THE CERTIFICATE OF AMENDMENT OF “TRUEDIGITAL

DERIVATIVES LLC”, CHANGING ITS NAME FROM "TRUEDIGITAL

DERIVATIVES LLC" TO "TASSAT DERIVATIVES LLC", FILED IN THIS

OFFICE ON THE NINTH DAY OF AUGUST, A.D. 2019, AT 4:16 O`CLOCK

P.M.
Delaware

The First State

Page 1

 

6181516 8300 Authentication: 203553835

SR# 20222497915 Date: 05-31-22

You may verify this certificate online at corp.delaware.gov/authver.shtml

I, JEFFREY W. BULLOCK, SECRETARY OF STATE OF THE STATE OF

DELAWARE, DO HEREBY CERTIFY "IMX HEALTH, LLC" IS DULY FORMED UNDER

THE LAWS OF THE STATE OF DELAWARE AND IS IN GOOD STANDING AND HAS A

LEGAL EXISTENCE SO FAR AS THE RECORDS OF THIS OFFICE SHOW, AS OF

THE THIRTY-FIRST DAY OF MAY, A.D. 2022. 

AND I DO HEREBY FURTHER CERTIFY THAT THE SAID "IMX HEALTH, LLC"

WAS FORMED ON THE NINETEENTH DAY OF AUGUST, A.D. 2021.

AND I DO HEREBY FURTHER CERTIFY THAT THE ANNUAL TAXES HAVE BEEN

PAID TO DATE.
<TABLE> <S> <C>

<ARTICLE>                            9
<LEGEND>
     THIS  SCHEDULE  CONTAINS  SUMMARY  FINANCIAL  INFORMATION  DERIVED FROM THE
QUARTERLY  REPORT ON FORM 10-Q AND IS  QUALIFIED IN ITS ENTIRETY BY REFERENCE TO
SUCH FINANCIAL INFORMATION.
</LEGEND>

<MULTIPLIER>                                   1000
       
<S>                                        <C>
<PERIOD-TYPE>                                3-MOS
<FISCAL-YEAR-END>                            JUN-30-1998  
<PERIOD-END>                                 SEP-30-1998
<CASH>                                         1,154
<INT-BEARING-DEPOSITS>                         4,199
<FED-FUNDS-SOLD>                                   0
<TRADING-ASSETS>                                   0
<INVESTMENTS-HELD-FOR-SALE>                   14,217
<INVESTMENTS-CARRYING>                        19,338 
<INVESTMENTS-MARKET>                               0
<LOANS>                                      227,089
<ALLOWANCE>                                    2,248
<TOTAL-ASSETS>                               276,551
<DEPOSITS>                                   134,347
<SHORT-TERM>                                  72,709
<LIABILITIES-OTHER>                            5,360
<LONG-TERM>                                        0
<PREFERRED-MANDATORY>                              0
<PREFERRED>                                        0
<COMMON>                                         623
<OTHER-SE>                                    63,512
<TOTAL-LIABILITIES-AND-EQUITY>               276,551
<INTEREST-LOAN>                                4,383
<INTEREST-INVEST>                                433
<INTEREST-OTHER>                                 118
<INTEREST-TOTAL>                               4,934
<INTEREST-DEPOSIT>                             1,586
<INTEREST-EXPENSE>                             2,502
<INTEREST-INCOME-NET>                          2,432
<LOAN-LOSSES>                                     45
<SECURITIES-GAINS>                                10
<EXPENSE-OTHER>                                1,410
<INCOME-PRETAX>                                1,248
<INCOME-PRE-EXTRAORDINARY>                     1,248
<EXTRAORDINARY>                                    0
<CHANGES>                                          0
<NET-INCOME>                                     798
<EPS-PRIMARY>                                   0.14
<EPS-DILUTED>                                   0.14
<YIELD-ACTUAL>                                  3.80
<LOANS-NON>                                      620
<LOANS-PAST>                                      23
<LOANS-TROUBLED>                                 799
<LOANS-PROBLEM>                                  799 
<ALLOWANCE-OPEN>                               2,192
<CHARGE-OFFS>                                     20
<RECOVERIES>                                       0
<ALLOWANCE-CLOSE>                              2,248
<ALLOWANCE-DOMESTIC>                           2,248
<ALLOWANCE-FOREIGN>                                0
<ALLOWANCE-UNALLOCATED>                            0
                                               


</TABLE>
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Case 1:07-cv-05422-AKH     Document 2      Filed 08/09/2007     Page 2 of 2
No. 1.

#### C. F. Ainsworth et al., Intervenors, Appellants, *v.*John M. Evans et al.

Appeal from the. Supreme Court of the'Territory of Arizona. October 13, 1908. Dismissed with costs on motion of counsel for the appellants. *Mr. James H. Beal*for appellants. *Mr. Walter Bennett*for appellees.
EXHIBIT 1 

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