alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
Exhibit
      10.2

    


    RESOLUTION
      OF THE 

    COMPENSATION
      COMMITTEE

    OF
      PHH CORPORATION

     

    
      DECEMBER
        21, 2005


    

    WHEREAS,
      pursuant to the PHH Corporation 2005 Equity and Incentive Plan (the “Plan”), the
      Corporation has granted certain Restricted Stock Units and Non-Qualified Stock
      Options that provide for vesting or acceleration of vesting in the event that
      the Corporation meets certain performance goals for net income growth and return
      on equity for each of the 2005 through 2008 fiscal years (the “Performance
      Goals”); 

    


    WHEREAS,
      the Compensation Committee has the authority under the Plan and the award
      agreements with respect to such Restricted Stock Units and Non-Qualified Stock
      Options to make equitable adjustments to the Performance Goals without the
      consent of the recipient of such awards to the extent such adjustments do not
      have a materially adverse effect on those awards;

    


    WHEREAS,
      on November 10, 2005 the Compensation Committee amended the Performance Goals
      for fiscal year 2005 to set pre-tax income after minority interest, excluding
      one-time items, such as spin-off related expenses (the “Revised Performance
      Goal”) as the performance target for purposes of determining the vesting or
      accelerated vesting of such awards for the Corporation and its subsidiaries
      as
      provided under the Plan; and

    


    WHEREAS,
      the Compensation Committee has determined that it is appropriate to amend the
      Performance Goals for fiscal years 2006 through 2008 consistent with the Revised
      Performance Goal for purposes of determining the vesting or accelerated vesting
      of such awards for the Corporation and its subsidiaries as provided under the
      Plan. 

    


    NOW,
      THEREFORE, BE IT RESOLVED, that (1) the vesting of the Restricted Stock Units
      granted on February 1, 2005, as amended on November 10, 2005, in conversion
      of
      certain restricted stock units granted by Cendant Corporation on June 3, 2004,
      are hereby modified as set forth in Exhibit
      A;
      (2) the
      Restricted Stock Units granted on June 28, 2005, as amended on November 10,
      2005, are hereby modified as set forth in Exhibit
      B;
      and (3)
      the Non-Qualified Stock Options granted on June 28, 2005, as amended on November
      10, 2005, are hereby modified as set forth in Exhibit
      C;
      

    


    RESOLVED,
      that the Compensation Committee has determined that these modifications do
      not
      adversely affect the holders of the foregoing awards; 

    


    RESOLVED,
      that the officers of the Corporation are hereby authorized and directed to
      take
      all actions that are necessary and appropriate to carry out the purposes of
      the
      above resolutions.
EXHIBIT 10.16

                                 PROMISSORY NOTE
$2,425,000                                                        April 13, 2005

         FOR VALUE RECEIVED, PREMIER EXHIBITIONS, INC., a Florida corporation
with an address of 3340 Peachtree Rd., Suite 2250, Atlanta, Georgia 30326 (the
"Maker"), hereby promises to pay to the order of SAM TOUR (USA), INC., a
Delaware corporation with an address of 8099 Palomino Drive, Naples, Florida
34113 (the "Payee"), on a Maturity Date (as defined below), in lawful money of
the United Sates, the principal sum of Two Million Four Hundred Twenty-Five
Thousand ($2,425,000) Dollars, together with interest as described below. This
Promissory Note shall be referred to herein as this "Note".

         In the event that Note, is not paid on the Maturity Date, the principal
amount of this Note shall then bear interest from the date hereof at a rate
(computed on the basis of the actual number of days elapsed and a year of 365
days) equal to ten (10%) percent per annum until the principal amount of this
Note shall be paid in full. Daily interest hereunder shall be accrued and shall
be due and payable on the Maturity Date. The principal amount of this Note is
due and payable in full within thirty (30) days of Payee sending written notice
to Maker demanding payment (the date that is thirty (30) days after Payee sends
such notice, the "Maturity Date").

         All amounts payable under this Note shall be paid free and clear of,
and without reduction by reason of, any deduction, set-off or counterclaim.

         The Maker agrees to pay or reimburse the Payee for all costs and
expenses of the Payee (including, without limitation, reasonable attorneys' fees
and expenses of litigation) in connection with any default in the performance of
any of the Maker's payments or other obligations hereunder and any enforcement
or collection proceedings resulting therefrom.

         No failure on the part of the Payee to exercise and no delay in
exercising, and no course of dealing with respect to, any right, power or
privilege under this Note shall operate as a waiver thereof, nor shall any
single or partial exercise of any right, power or privilege under this Note
preclude any other or further exercise thereof or the exercise of any other
right, power or privilege.

         This Note shall be governed by, and construed in accordance with the
laws of the State of New York. All agreements of Maker in this Note shall bind
its heirs, executors, successors and assigns.

                          PREMIER EXHIBITIONS, INC.

                          By:       /s/ Arnie Geller
                          ------------------------------------------------------
                                    Name: Arnie Geller
                                    Title: President & CEO
**Exhibit 99.3**

**LASER MORTGAGE MANAGEMENT, INC.**

CERTIFICATION

In connection with the periodic report of LASER Mortgage Management, Inc. (the “Company”) on Form 10-Q for the period ended March 31,2003 as filed with the Securities and Exchange Commission (the “Report”), I, Charles R. Howe, II, Chief Financial Officer of the Company, hereby certify as of the date hereof, solely for purposes of Title 18, Chapter 63, Section 1350 ofthe United States Code, that to the best of my knowledge:

|   | (1)  the Report fully complies with the requirements of Section 13(a) or 15(d), as applicable, of the Securities Exchange Act of 1934, and                                                                |
|--------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
|   |                                                                                                                                                                                                           |
|   | (2)  the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company at the dates and forthe periods indicated.  |

 

| Date: May 15, 2003 | /s/ CHARLES R. HOWE, II                                                        |
|--------------------|--------------------------------------------------------------------------------|
|               |                                                                                |
|               | **Charles R. Howe, II  Vice President, Chief Financial Officer and Treasurer** |
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IIB 

116TH CONGRESS 

1ST SESSION H. R. 202 

IN THE SENATE OF THE UNITED STATES 

JANUARY 16, 2019 

Received; read twice and referred to the Committee on the Judiciary 

AN ACT 

To amend the Inspector General Act of 1978 relative to 

the powers of the Department of Justice Inspector General. 

1 Be it enacted by the Senate and House of Representa2 tives of the United States of America in Congress assembled, 


pbinns on DSK79D2C42PROD with BILLS
2 

HR 202 RFS

1 SECTION 1. SHORT TITLE. 

2 This Act may be cited as the ‘‘Inspector General Ac3 cess Act of 2019’’. 

4 SEC. 2. INVESTIGATIONS OF DEPARTMENT OF JUSTICE 

5 PERSONNEL. 

6 Section 8E of the Inspector General Act of 1978 (5 

7 U.S.C. App.) is amended— 

8 (1) in subsection (b)— 

9 (A) in paragraph (2), by striking ‘‘and 

10 paragraph (3)’’; 

11 (B) by striking paragraph (3); 

12 (C) by redesignating paragraphs (4) and 

13 (5) as paragraphs (3) and (4), respectively; and 

14 (D) in paragraph (4), as redesignated, by 

15 striking ‘‘paragraph (4)’’ and inserting ‘‘para16 graph (3)’’; and 

17 (2) in subsection (d), by striking ‘‘, except with 

18 respect to allegations described in subsection 

19 (b)(3),’’. 

Passed the House of Representatives January 15, 

2019. 

Attest: KAREN L. HAAS, 

Clerk. 


pbinns on DSK79D2C42PROD with BILLS
DTCC Confidential (Yellow) 

Donnya Johnson-Brown

DDR Compliance Senior Associate 

March 16, 2023 

Assistant Secretary of the Commission for FOIA Matters 

Commodity Futures Trading Commission 

Three Lafayette Centre 

1155 21st Street, NW 

Washington, DC 20581 

Re: FOIA Confidential Treatment Request 

DTCC Data Repository (U.S.) LLC 

55 Water Street 

New York, NY 10041-0099 

Tel: (212) 855-2907 

DJohnsonbrown@dtcc.com

Dear Staff: 

Pursuant to Section 145.9 of the U.S. Commodity Futures Trading Commission (the 

“Commission”) Regulations under the Commodity Exchange Act, as amended, DTCC Data 

Repository (U.S.) LLC (“DDR”) requests that the following document(s) being submitted to the 

Commission and the information contained therein (together, the “Document(s)”), be afforded 

confidential treatment until further notice under the Freedom of Information Act and the 

Commission's Regulations: 

Document(s): 

 Exhibit FF(6) – DDR Systems Development and Monitoring Procedures 

The request set forth in the preceding paragraph also applies to any memoranda, notes, 

transcripts, other writings, or materials of any sort whatsoever that are made by, or at the request 

of, any employee of the Commission (or any other federal agency) and which incorporate, 

include, or relate to any aspect of the Confidential Material. 

If you have any questions regarding this request, please contact me at (212) 855-2907. 

Kind regards, 

Donnya Johnson-Brown 

DDR Compliance Senior Associate
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Exhibit 99.2

Statement of Chief Executive Officer

Pursuant to Section 1350 of Title 18 of the United States Code

 

Pursuant to Section 1350 of Title 18 of the United States Code, I, James N. Ryan, the Chief Executive Officer of PDC 2001-D Limited Partnership, hereby certify that: 

- I have reviewed the Quarterly Report on Form 10-Q of the Company (the "Report") to which this statement is an Exhibit;
- the Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and
- the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.

 

 

_____/s/ James N. Ryan______________

Name: James N. Ryan

Title: Chief Executive Officer

Date: __March 26, 2003________
IN THE UNITED STATES COURT OF APPEALS

FOR THE FIFTH CIRCUIT

No. 13-20048

Conference Calendar

UNITED STATES OF AMERICA,

Plaintiff-Appellee

v.

LUCIO OSCAR CHAVEZ HERNANDEZ, also known as Lucio Oscar Chavez, 

also known as Lucio O. Chavez, also known as Lucio Oscar Chavez-Hernandez, 

also known as Lucio Chavez Hernandez, also known as Salvador Peres,

Defendant-Appellant

Appeal from the United States District Court

for the Southern District of Texas

USDC No. 4:12-CR-426-1

Before REAVLEY, OWEN, and SOUTHWICK, Circuit Judges.

PER CURIAM:*

The Federal Public Defender appointed to represent Lucio Oscar Chavez 

Hernandez has moved for leave to withdraw and has filed a brief in accordance 

with Anders v. California, 386 U.S. 738 (1967), and United States v. Flores, 632 

F.3d 229 (5th Cir. 2011). Chavez Hernandez has not filed a response. We have 

reviewed counsel’s brief and the relevant portions of the record reflected 

* Pursuant to 5TH CIR. R. 47.5, the court has determined that this opinion should not 

be published and is not precedent except under the limited circumstances set forth in 5TH 

CIR. R. 47.5.4.

United States Court of Appeals

Fifth Circuit

FILED

February 21, 2014

Lyle W. Cayce

Clerk

 

 Case: 13-20048 Document: 00512540304 Page: 1 Date Filed: 02/21/2014
No. 13-20048

therein. We concur with counsel’s assessment that the appeal presents no 

nonfrivolous issue for appellate review. Accordingly, counsel’s motion for leave 

to withdraw is GRANTED, counsel is excused from further responsibilities 

herein, and the APPEAL IS DISMISSED. See 5TH CIR. R. 42.2.

2

 Case: 13-20048 Document: 00512540304 Page: 2 Date Filed: 02/21/2014
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<PAGE>

Exhibit 99.2

                        CERTIFICATION PURSUANT TO
                         18 U.S.C. SECTION 1350,
                         AS ADOPTED PURSUANT TO
              SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

The undersigned as Chief Operating Officer and Chief Financial Officer of the
Company, does hereby certify that the foregoing Quarterly Report of
CLAIMSNET.COM INC. (the "Company") on Form 10-Q for the period ending September
30, 2002 (the "Report"):

         (1) Fully complies with the requirements of section 13 or 15(d) of the
Securities Exchange Act of 1934; and

         (2) Fairly presents, in all material respects, the financial condition
and result of operations of the Company.

/s/ Paul W. Miller
------------------

Paul W. Miller
Chief Operating Officer and Chief Financial Officer
November 14, 2002
Document Headings

                    Document headings vary by document type but may contain                    the following:                  
                -                       the agency or agencies that issued and signed a document                    
                -                       the number of the CFR title and the number of each part                      the document amends, proposes to amend, or is directly                      related to                    
                -                       the agency docket number / agency internal file number                    
                -                       the RIN which identifies each regulatory action listed in                      the Unified Agenda of Federal Regulatory and Deregulatory                      Actions                    

                    See the                                          Document Drafting Handbook                                        for more details.                  

###### Federal Reserve System

# FOR FURTHER INFORMATION CONTACT:

Federal Reserve Board Clearance Officer—Mary M. West—Division of Research and Statistics, Board of Governors of the Federal Reserve System, Washington, DC 20551 (202-452-3829). 

Board of Governors of the Federal Reserve System, May 9, 2001. 

Jennifer J. Johnson, 

Secretary of the Board.

[FR Doc. 01-12168 Filed 5-14-01; 8:45 am] 

BILLING CODE 6210-01-P
EXHIBIT 32.1

                   CERTIFICATION OF CHIEF EXECUTIVE OFFICER
                    OF AMBER RESOURCES COMPANY OF COLORADO
                      PURSUANT TO 18 U.S.C. SECTION 1350

I certify that, to the best of my knowledge, the Annual Report on Form 10-K
of Amber Resources Company of Colorado for the year ended December 31, 2006
(the "Report"):

(1) fully complies with the requirements of Section 13(a) or 15(d) of the
Securities Exchange Act of 1934; and

(2) the information contained in the Report fairly presents, in all material
respects, the financial condition and results of operations of Amber
Resources Company of Colorado.



/s/  Roger A. Parker
Roger A. Parker
Chief Executive Officer

March 28, 2007

A signed original of this written statement required by Section 906 of the
Sarbanes-Oxley Act of 2002 has been provided to the Company and will be
retained by the Company and furnished to the Securities and Exchange
Commission upon request.
<TABLE> <S> <C>

<ARTICLE> 5

<S>                             <C>
<PERIOD-TYPE>                   YEAR
<FISCAL-YEAR-END>                          JUN-30-1999
<PERIOD-END>                               JUN-30-1999
<CASH>                                             961
<SECURITIES>                                         0
<RECEIVABLES>                                    2,000
<ALLOWANCES>                                         0
<INVENTORY>                                          0
<CURRENT-ASSETS>                                 2,961
<PP&E>                                       5,201,807
<DEPRECIATION>                                 144,943
<TOTAL-ASSETS>                               5,059,825
<CURRENT-LIABILITIES>                          134,020
<BONDS>                                              0
<PREFERRED-MANDATORY>                                0
<PREFERRED>                                          0
<COMMON>                                       291,637
<OTHER-SE>                                   4,634,168
<TOTAL-LIABILITY-AND-EQUITY>                 5,059,825
<SALES>                                        139,105
<TOTAL-REVENUES>                               989,390
<CGS>                                                0
<TOTAL-COSTS>                                  330,241
<OTHER-EXPENSES>                                     0
<LOSS-PROVISION>                                     0
<INTEREST-EXPENSE>                                   0
<INCOME-PRETAX>                                659,149
<INCOME-TAX>                                         0
<INCOME-CONTINUING>                            659,149
<DISCONTINUED>                                       0
<EXTRAORDINARY>                                      0
<CHANGES>                                            0
<NET-INCOME>                                   659,149
<EPS-BASIC>                                        .14
<EPS-DILUTED>                                      .14


</TABLE>
# C_2019093EN.01005701.xml

| 11.3.2019 | EN | Official Journal of the European Union | C 93/57 |
| --- | --- | --- | --- |

11.3.2019

EN

Official Journal of the European Union

C 93/57

---

Judgment of the General Court of 14 December 2018 — Dermatest v EUIPO (ORIGINAL excellent dermatest)

(Case T-803/17) (1)

((EU trade mark - Application for EU figurative mark ORIGINAL excellent dermatest - Absolute grounds for refusal - Descriptive character - No distinctive character - No distinctive character acquired through use - Article 7(1)(b) and (c) and 7(3) of Regulation (EC) No 207/2009 (now Article 7(1)(b) and (c) and 7(3) of Regulation (EU) 2017/1001)))

(2019/C 93/72)

Language of the case: German

Parties

Applicant: Dermatest Gesellschaft für allergologische Forschung u. Vertrieb von Körperpflegemitteln mbH (Münster, Germany) (represented by: J. Bühling and D. Graetsch, lawyers)

Defendant: European Union Intellectual Property Office (represented by: D. Hanf and D. Walicka, acting as Agents)

Re:

Action brought against the decision of the Fourth Board of Appeal of EUIPO of 25 September 2017 (Case R 526/2017-4), relating to an application for registration of the figurative sign ORIGINAL excellent dermatest as an EU trade mark.

Operative part of the judgment

The Court:

| 1. | Dismisses the action; |
| --- | --- |

1.

Dismisses the action;

| 2. | Orders Dermatest Gesellschaft für allergologische Forschung u. Vertrieb von Körperpflegemitteln mbH to pay the costs. |
| --- | --- |

2.

Orders Dermatest Gesellschaft für allergologische Forschung u. Vertrieb von Körperpflegemitteln mbH to pay the costs.

---

(1)  OJ C 42, 5.2.2018.

---
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