alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
ICE Swap Trade LLC

55 East 52nd Street

New York, NY 10055

February 15, 2021

Submitted via the CFTC Portal Submission 21-02

Melissa Jurgens

Office of the Secretariat

U.S. Commodity Futures Trading Commission

Three Lafayette Centre

1155 21st Street, N.W.

Washington, D.C. 20581

via email: submissions@cftc.gov

Re: ICE Swap Trade, LLC – Regulation §40.6(d) Weekly Notification of Amendments Related to 

Product Terms and Conditions

Ladies and Gentlemen:

Pursuant to Section 5c(c) of the Commodity Exchange Act (the “Act”) and Section 40.6(d) of the 

regulations of the Commodity Futures Trading Commission (the “Commission”), ICE Swap Trade, 

LLC (“IST” or the “SEF”) hereby notifies the Commission of an amendment that was made to a

rule during the week of February 15, 2021. 

A concise explanation of the amendment to the Rulebook is attached hereto as Exhibit A. A copy 

of the revised Rulebook marked to show changes against the previous Rulebook with an effective 

date of February 16, 2021, is attached hereto as Exhibit B. A clean copy of the revised Rulebook 

is attached hereto as Exhibit C. 

IST certifies that the rule amendment complies with the requirements of the Commodity Exchange 

Act and the rules and regulations promulgated thereunder. IST is not aware of any substantive 

opposing views expressed with respect to this filing and certifies that, concurrent with this filing, 

a copy of this submission was posted on the IST’s website and may be accessed at: 

https://www.theice.com/swap-trade/regulation#rule-filings. 

Please contact the undersigned at (212) 323-8543 with any questions regarding this matter.

Very truly yours,

Robert J. Laorno

General Counsel

Enclosure
Exhibit A

Summary of Rulebook Changes

Change Description

Update to footnote in ICE SWAP Rulebook -

Definition

Update to the footnote which previously 

referenced the CFTC NAL 20-17 to new 

permanent rule 37.9(a)(4)
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January 30, 2007
OFC. OF THE SECRETARLAI

Ms. Eileen A. Donovan

Acting Secretary

Commodity Futures Trading Commission
Three Lafayette Center

1155 21TM Street, N.W.

Washington, D.C. 20581

Reference File # 2760.01
Rule Certification
Dear Ms. Donovan:

Pursuant to Commission Regulation 40.6(a), the Chicago Board of Trade (CBOT®) hereby
submits the following trading schedule changes in connection with the 2007 Good Friday
exchange holiday:

- On Thursday, April 5, 2007, CBOT Financial contracts will observe normal
hours, both in open auction and on e-cbot®. Overnight e-cbot also will be
open for trade in such contracts.

- On Friday, April 6, 2007, Financial contracts will trade for an abbreviated
session, such that trading in open auction will cease at 10:00 a.m. Chicago
time and trading on e-cbot will cease at 10:15 a.m. Chicago time.

Under CBOT’s “standard” Good Friday holiday schedule, Financial contracts ordinarily would
close early on Thursday, April 5, 2007 and would remain closed for trade date April 6, 2007.

There were no opposing views concerning these revisions.

The CBOT certifies that these revisions comply with the Commodity Exchange Act and the rules
thereunder.

Sincerely,

Paul J. Draths
Vice President and Secretary

b011607
[Federal Register Volume 66, Number 96 (Thursday, May 17, 2001)]
[Notices]
[Page 27542]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 01-12453]


=======================================================================
-----------------------------------------------------------------------

TENNESSEE VALLEY AUTHORITY


Paperwork Reduction Act of 1995, as Amended by P.L. 104-13; 
Submission for OMB Review; Comment Request

AGENCY: Tennessee Valley Authority.

ACTION: Submission for OMB Review; comment request.

-----------------------------------------------------------------------

SUMMARY: The proposed information collection described below will be 
submitted to the Office of Management and Budget (OMB) for review, as 
required by the Paperwork Reduction Act of 1995 (44 U.S.C. Chapter 35, 
as amended). The Tennessee Valley Authority is soliciting public 
comments on this proposed collection as provided by 5 CFR 1320.8(d)(1). 
Requests for information, including copies of the information 
collection proposed and supporting documentation, should be directed to 
the Agency Clearance Officer: Wilma H. McCauley, Tennessee Valley 
Authority, 1101 Market Street (EB 5B), Chattanooga, Tennessee 37402-
2801; (423) 751-2523.
    Comments should be sent to OMB Office of Information and Regulatory 
Affairs, Attention: Desk Officer for Tennessee Valley Authority no 
later than June 18, 2001.

SUPPLEMENTARY INFORMATION:
    Type of Request: Regular submission, new collection of information.
    Title of Information Collection: TVA Police Customer Satisfaction 
Survey.
    Frequency of Use: On occasion.
    Type of Affected Public: Individuals or households and business or 
other for-profit.
    Small Business or Organizations Affected: Yes.
    Estimated Number of Annual Responses: 2,000.
    Estimated Total Annual Burden Hours: 167.
    Estimated Average Burden Hours Per Response: 5 Minutes.
    Need For and Use of Information: This information collection will 
be randomly distributed to individuals who use TVA facilities and come 
in contact with TVA Police Officers (i.e., campers, boaters, marina 
operators, etc.) to provide feedback on the quality of the security and 
safety provided by TVA Police on TVA-managed public lands. The 
information collection will be used to evaluate current security and 
safety policies and to identify new opportunities for improvement.

Jacklyn J. Stephenson,
Senior Manager, Enterprise Operations, Information Services.
[FR Doc. 01-12453 Filed 5-16-01; 8:45 am]
BILLING CODE 8120-08-P
##### 



AMENDED AND RESTATED
EMPLOYMENT AGREEMENT
 between
 THE CONNECTICUT WATER COMPANY
CONNECTICUT WATER SERVICE, INC.
 and
 Daniel J. Meaney




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AMENDED AND RESTATED  EMPLOYMENT AGREEMENT
 THIS AGREEMENT,
 W I T N E S S E T H :
 WHEREAS,
 WHEREAS,
 WHEREAS,
 WHEREAS,
 NOW, THEREFORE,




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##### 



-2- 1. Definitions .




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##### 



-3-     2. Employment .




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##### 



-4-  3. Duties of Employment .
  provided
 4. Compensation .




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##### 



-5-  5. Benefits .
 Incentive, Savings and Retirement Plans
 Welfare Benefit Plans
 Expenses
 Fringe Benefits
 Office and Support Staff




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##### 



-6- Vacation
 6. End of Term and Notice of Termination .
 End of Term
     other than
 Notice of Termination
 Date of Termination provided,
however
 7. Payment Upon Termination .




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##### 



-7-     other than




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-8-




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-9-




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-10-    8. Confidential Information .
 9. Covenants by Executive Not to Compete With Company or Parent .




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-11-     10. No Obligation to Mitigate .
 11. Resignation .




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##### 



-12-  12. Insurance .
 13. Release .
 14. Regulatory Limitation .
 15. Notices .
 16. Successors and Binding Agreement




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##### 



-13-   17. Arbitration .
 18. Severability .
 19. Amendment .
 20. Construction .




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##### 



-14- IN WITNESS WHEREOF, th
 The Connecticut Water CompanyBy
    
    Michele G. DiAcriCorporate SecretaryConnecticut Water Service, Inc.ByDANIEL J. MEANEY(Executive)




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##### 



-15- ATTACHMENT A
 RELEASE
   THE PRECEDING PARAGRAPH MEANS THAT BY SIGNING THIS RELEASE YOU WILL HAVE WAIVED ANY RIGHT YOU
MAY HAVE TO BRING A LAWSUIT OR MAKE ANY LEGAL CLAIM AGAINST THE RELEASEES BASED ON ANY ACTIONS
TAKEN BY THE RELEASEES UP TO THE DATE OF THIS RELEASE.




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##### 



-16-   Name:Signature:
    
    
    
    
    
    Date:Received by:
    
    
    
    
    
    Date:




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##### 



EXHIBIT 1
       NOTE: THIS EXHIBIT IS TO BE COMPLETED AT THE TIME OF TERMINATION TO REFLECT ALL BENEFITS AND
PAYMENTS MADE UNDER THE EMPLOYMENT AGREEMENT.
  THE CONNECTICUT WATER COMPANY
    
    
    
    EXECUTIVEByIts
 CONNECTICUT WATER SERVICE, INC.ByIts
EXHIBIT 32.1



                            CERTIFICATION PURSUANT TO
                  SECTION 906 OF THE SARBANES-OXLEY ACT OF 2003


     In connection with the Annual Report of Zen Pottery Equipment, Inc. (the
"Company") on Form 10-KSB for the year ended June 30, 2004 as filed with the
Securities and Exchange Commission (the "Report"), I, Zen Zachariah Pool, III,
Chief Executive Officer of the Company, certify, pursuant to 18 U.S.C. ss.1350,
as adopted pursuant to ss.906 of the Sarbanes-Oxley Act of 2003, that:


     (1) The Report fully complies with the requirements of Section 13(a) or
15(d) of the Securities Exchange Act of 1934; and


     (2) The information contained in the Report fairly presents, in all
material respects, the financial condition and results of operations of the
Company.


SEPTEMBER 28, 2004


                                             By: /s/ Zen Zachariah Pool, III
                                             ---------------------------------
                                              Chief Executive Officer


<PAGE>
|                                                       |   |                                    |   |
|------------------------------------------------------------|--------|-----------------------------------------|--------|
| Dated: August 15, 2011       |   |                                    |   |
|                                                       |   | By:  Werner Funk              |   |
|                                                       |   | Its:  President and Secretary |   |
|                                                       |   |                                    |

|                                                       |   |                                    |
|------------------------------------------------------------|--------|-----------------------------------------|
|                                                       |   |                                    |   |
| Dated: August 15, 2011       |   | /s/ Richard A. Mathewson           |   |
|                                                       |   | By: Richard A. Mathewson                |   |
|                                                       |   | Its:  Chief Financial Officer |   |
|                                                       |   |                                    |   |

----
EXHIBIT 32


                                  CERTIFICATION


           The undersigned certify pursuant to 18 U.S.C.ss.1350, that:


(1)      The accompanying Quarterly Report on Form 10-Q for the quarter ended
         August 31, 2003 fully complies with the requirements of Section 13(a)
         or 15(d) of the Securities Exchange Act of 1934; and

(2)      The information contained in the accompanying Report fairly presents,
         in all material respects, the financial condition and results of
         operations of the Company.




Date: October 14, 2003



                          /s/ Frederick M. Green, Chief Executive Officer
                          ----------------------
                          Frederick M. Green


                          /s/ Donald L. Henry,    Chief Financial Officer
                          ----------------------
                          Donald L.  Henry


                                    Page 21
Exhibit 32.1

                            CERTIFICATION PURSUANT TO
                             18 U.S.C. SECTION 1350,
                             AS ADOPTED PURSUANT TO
                  SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

In connection with the Annual Report of Pacific Technology, Inc. a Nevada
corporation (the "Company") on Form 10-KSB for the year ending December 31,
2003, as filed with the Securities and Exchange Commission on the date hereof
(the "Report"), Roderick Cabahug, Chief Executive Officer of the Company,
certifies to the best of his knowledge, pursuant to 18 U.S.C. ss. 1350, as
adopted pursuant to ss. 906 of the Sarbanes-Oxley Act of 2002, that:

         (1)      The Report fully complies with the requirements of Section
                  13(a) or 15(d) of the Securities Exchange Act of 1934; and

         (2)      The information contained in the Report fairly presents, in
                  all material respects, the financial condition and result of
                  operations of the Company.

A signed original of this written statement required by Section 906 has been
provided to Pacific Technology, Inc., and will be retained by Pacific
Technology, Inc. and furnished to the Securities and Exchange Commission or its
staff upon request.


/s/ Roderick Cabahug
--------------------------
Roderick Cabahug
Chief Executive Officer
March 30, 2004
Document Headings

                    Document headings vary by document type but may contain                    the following:                  
                -                       the agency or agencies that issued and signed a document                    
                -                       the number of the CFR title and the number of each part                      the document amends, proposes to amend, or is directly                      related to                    
                -                       the agency docket number / agency internal file number                    
                -                       the RIN which identifies each regulatory action listed in                      the Unified Agenda of Federal Regulatory and Deregulatory                      Actions                    

                    See the                                          Document Drafting Handbook                                        for more details.                  

###### Department of the Interior

###### Bureau of Land Management

          - [NM-030-1910-00; NMNM35829]

# AGENCY:

Bureau of Land Management (BLM), Interior.

# ACTION:

 Notice.

# SUMMARY:

This notice provides official publication of the legal description for the McGregor Range Withdrawal in New Mexico, as required by Section 3012(a)(1) of the Military Lands Withdrawal Act of 1999 (Public Law 106-65), enacted October 5, 1999. This withdrawal covers the same public land as was withdrawn previously under Public Law 99-606, which was enacted on November 6, 1986.

# FOR FURTHER INFORMATION CONTACT:

Tom Phillips, Team Leader, at (505) 525-4377 or Amy Lueders, Field Manager at (505) 525-4311, BLM Las Cruces Field Office, 1800 Marquess, Las Cruces, New Mexico 88005.

# SUPPLEMENTARY INFORMATION:

                    The public land withdrawn under Public Law 106-65 encompasses approximately 608,385 acres in Otero County, New Mexico. This land is accurately described under a previous                     **Federal Register**                     dated Wednesday, May 20, 1987 (Vol. 52, No. 97, pages 18960 through 18963) and                     **Federal Register**                     Correction Notices dated Friday, June 12, 1987 (Vol. 52, No. 113, page 22577) and Monday, July 13, 1987 (Vol. 52, No. 133, pages 26188 through 26189).                

Dated: April 23, 2001.

Amy L. Lueders,

Field Manager, Las Cruces.

[FR Doc. 01-12153 Filed 5-14-01; 8:45 am]

BILLING CODE 4310-VC-M
Exhibit 32.1

CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350
AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

In connection with the Annual Report on Form 10-K/A for the period ended December 31, 2004, of INVESTools Inc. (the "Company"),
as filed with the Securities and Exchange Commission on the date hereof (the "Report"), I, Lee K. Barba, certify that, to the best of my knowledge, the Report fairly presents, in all material
respects, the financial condition and results of operations of the Company and that the Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of
1934.

| |  |  |  | /s/LEE K. BARBALee K. Barba Chief Executive OfficerMay 2, 2005
| |  |  |  | --------------------------------------------------------------

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QuickLinks
FIRST AMENDMENT TO THE
          DELTATHREE, INC. 2004 NON-EMPLOYEE DIRECTOR STOCK OPTION PLAN

      WHEREAS, Section 10 of the deltathree, Inc. 2004 Non-Employee Director
Stock Option Plan (the "2004 Director Plan") provides that the Board of
Directors of deltatathree, Inc. (the "Board") may amend the 2004 Director Plan
from time to time, provided that any amendment to increase the number of shares
of deltatathree, Inc's Class A Common Stock (the "Common Stock") subject to the
2004 Director Plan is subject to approval by deltathree Inc.'s stockholders (the
"Stockholders");

      WHEREAS, the Board approved in October 2005 that the 2004 Director Plan be
amended to increase the aggregate number of shares of Common Stock which may be
offered under the 2004 Director Plan, as set forth hereunder (the "Amendment");

      WHEREAS, the required number of Stockholders approved the Amendment at
deltathree Inc.'s 2005 Annual Stockholder Meeting held on December 20, 2005; and

      WHEREAS, pursuant to the approvals received from the Board and from the
Stockholders, deltathree Inc. is authorizing its Secretary to execute the
Amendment to the 2004 Director Plan.

      NOW, THEREFORE, IT IS RESOLVED that the 2004 Director Plan is amended as
follows:

1. Section 5 (a) of the 2004 Director Plan, is amended by adding an additional
subclause (a), which additional text is marked below in all capitalized letters,
and by moving original subclauses (a) and (b) to subclauses (b) and (c),
respectively. As amended, the text of Section 5(a) is provided below:

      4.    SHARES; ADJUSTMENT UPON CERTAIN EVENTS

            (a) Shares Available. Shares to be issued under this Plan shall be
      made available, at the discretion of the Board, either from authorized but
      unissued Shares or from issued Shares reacquired by the Company. The
      aggregate number of Shares that may be issued under this Plan shall not
      exceed (A)500,000 SHARES, PLUS (b) 351,216 Shares (which represents
      600,000 Shares reserved under the 1999 Plan less the amount of Shares
      represented by Options previously granted under the 1999 Plan and
      previously exercised and/or outstanding as of September 28, 2004), plus
      (c) such additional Shares as are represented by Options previously
      granted under the 1999 Plan which are cancelled or expire after the date
      of stockholder approval of this Plan without delivery of shares of stock
      by the Company, except as provided in this Section. Shares subject to any
      Option granted hereunder, or under the 1999 Plan, which expire or are
      terminated or canceled prior to exercise will be available for future
      grants under the Plan.

<PAGE>

Capitalized terms used but not otherwise defined herein shall have the meanings
assigned to such terms in the 2004 Director Plan.

Except as modified herein, the 2004 Director Plan shall continue in full force
and effect in accordance with its terms.

Signature:  /s/ Paul C. White
                Chief Financial Officer, Executive Vice President
                and Secretary


Dated: As of December 20, 2005.
Case 1:07-cv-05353-AKH Document 38-2 Filed 11/09/2007 Page 1 of 4
Case 1:07-cv-05353-AKH Document 38-2 Filed 11/09/2007 Page 2 of 4
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# C_2019044EN.01003102.xml

| 4.2.2019 | EN | Official Journal of the European Union | C 44/31 |
| --- | --- | --- | --- |

4.2.2019

EN

Official Journal of the European Union

C 44/31

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Judgment of the General Court of 27 November 2018 — Hebberecht v EEAS

(Case T-315/17) (1)

((Civil service - Officials - EEAS - Posting - Post of Head of Delegation of the European Union to Ethiopia - Decision refusing to extend the posting - Interest of the service - Obligation to state reasons - Equal treatment))

(2019/C 44/40)

Language of the case: French

Parties

Applicant: Chantal Hebberecht (Fourmies, France) (represented by B. Maréchal, lawyer)

Defendant: European External Action Service (represented by S. Marquardt and R. Spac, acting as Agents)

Re:

Action pursuant to Article 270 TFEU seeking, first, annulment of the decision of the EEAS communicated to the applicant on 3 February 2017 rejecting her complaint against the decision of the EEAS not to extend her posting as Head of the Delegation of the European Union to Ethiopia and, second, compensation for non-material harm allegedly suffered by the applicant.

Operative part of the judgment

The Court:

| 1. | Annuls the decision of the European External Action Service (EEAS) of 30 June 2016 refusing the request of Ms Chantal Hebberecht to extend her posting as Head of the Delegation of the European Union to Ethiopia by one year. |
| --- | --- |

1.

Annuls the decision of the European External Action Service (EEAS) of 30 June 2016 refusing the request of Ms Chantal Hebberecht to extend her posting as Head of the Delegation of the European Union to Ethiopia by one year.

| 2. | Dismisses the action as to the remainder. |
| --- | --- |

2.

Dismisses the action as to the remainder.

| 3. | Orders the EEAS to pay the costs. |
| --- | --- |

3.

Orders the EEAS to pay the costs.

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(1)  OJ C 249, 31.7.2017.

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