SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

February 28, 2003

1 of 5

B/D? DSRO A/O Adjusted Net Capital Risk Based Excess Customers' Customer 

Futures Commission Merchant Date Net Capital Requirement Requirement Net Capital Seg Required Amount 

(4% of Seg, SEC Capital 4d(2) Pt. 30 Required 

(a) (b) or $250,000) (c) (d) (e) (f)

1 ABN AMRO INCORPORATED Y CBOT 01/31/2003 1,324,609,856 113,456,074 86,204,773 1,211,153,782 1,413,934,834 108,971,663

2 ABN AMRO SAGE CORPORATION Y NFA 01/31/2003 49,123,983 2,955,954 2,955,955 46,168,028 53,211,686 0

3 ADM INVESTOR SERVICES INC N CBOT 01/31/2003 72,144,509 17,152,620 19,572,416 52,572,093 463,850,303 12,873,629

4 ADVEST INC Y NFA 01/31/2003 51,027,452 1,000,000 0 50,027,452 0 0

5 AG EDWARDS & SONS INC Y CBOT 01/31/2003 587,140,898 41,074,659 2,645,970 546,066,239 70,249,226 45,238

6 AGE COMMODITY CLEARING CORP N CBOT 01/31/2003 12,976,593 1,512,255 2,542,924 10,433,669 48,879,992 0

7 AIG CLEARING CORPORATION N NYME 01/31/2003 120,941,012 250,000 7,515,196 113,425,816 0 0

8 ALARON TRADING CORPORATION N CME 01/31/2003 3,676,338 2,107,421 1,167,589 1,568,917 58,735,311 206,960

9 ALCO COMMODITIES INC N NFA 01/31/2003 485,822 250,000 0 235,822 0 0

10 AMERICAN NATIONAL TRADING CORP N NFA 01/31/2003 899,516 507,280 355,236 392,236 15,714,151 207

11 BANC OF AMERICA FUTURES INCORPORATED Y CME 01/31/2003 62,771,773 6,710,594 26,189,610 36,582,163 167,510,252 254,591

12 BANC ONE CAPITAL MARKETS INC Y CBOT 01/31/2003 370,806,414 5,539,822 12,571,877 358,234,537 228,080,009 10,710,128

13 BARCLAYS CAPITAL INC Y CBOT 01/31/2003 282,024,393 45,444,631 86,701,275 195,323,118 1,147,366,231 56,138,095

14 BEAR STEARNS & CO INC Y CBOT 01/31/2003 1,710,547,650 40,135,875 0 1,670,411,775 0 0

15 BEAR STEARNS SECURITIES CORP Y CME 01/31/2003 2,442,453,194 684,167,811 80,926,232 1,758,285,383 1,558,473,888 175,456,338

16 BIELFELDT & COMPANY LLC N CBOT 01/31/2003 402,763 250,000 0 152,763 0 0

17 BNP PARIBAS BROKERAGE SERVICES INC Y CME 01/31/2003 18,177,691 5,395,056 9,628,924 8,548,767 134,876,405 0

18 BNP PARIBAS COMMODITY FUTURES INC N NYME 01/31/2003 50,153,377 12,910,008 17,525,491 32,627,886 370,538,424 21,245,883

19 BNP PARIBAS SECURITIES CORP Y CBOT 01/31/2003 360,484,986 928,916 0 359,556,070 0 0

20 BNY CLEARING SERVICES LLC Y NFA 12/31/2002 91,425,688 14,109,260 0 77,316,428 0 0

21 BOSTON CABOT LLC Y NFA 01/31/2003 588,788 250,000 0 338,788 0 0

22 C CZARNIKOW SUGAR FUTURES INC N NFA 01/31/2003 1,478,181 250,000 222,500 1,228,181 2,347,624 0

23 CANTOR FITZGERALD & CO Y CBOT 01/31/2003 36,191,646 1,255,471 24,966 34,936,175 154,671 0

24 CAPITAL MARKET SERVICES LLC N NFA 01/31/2003 514,632 250,000 0 264,632 0 0

25 CARGILL INVESTOR SERVICES INC N CBOT 01/31/2003 90,678,076 43,852,773 60,975,139 29,702,937 1,080,612,847 98,416,887

26 CARR FUTURES INC Y CME 01/31/2003 186,994,704 101,622,003 150,053,251 36,941,453 2,633,515,559 1,447,140,594

27 CDC SECURITIES Y NFA 01/31/2003 76,028,738 250,000 0 75,778,738 0 0

28 CIBC WORLD MARKETS CORP Y NYME 01/31/2003 823,263,419 25,040,309 4,654,789 798,223,111 5,494,518 0

29 CLIFDEN FUTURES LLC N NFA 01/31/2003 541,481 250,000 0 291,481 1,563,224 0

30 CLIFF LARSON COMPANY THE N NFA 01/31/2003 353,386 250,000 44,863 103,386 1,353,062 0

31 CMC GROUP PLC N NFA 01/01/2003 20,928,999 250,000 0 20,678,999 0 0

32 COES FX CLEARING INC N NFA 01/31/2003 363,830 250,000 0 113,830 0 0

33 COMMERZ FUTURES LLC Y CME 01/31/2003 6,624,912 1,735,125 2,697,600 3,927,312 61,339,745 3,693,527

34 COUNTRY HEDGING INC N NFA 01/31/2003 5,691,373 1,020,662 2,445,261 3,246,112 31,997,242 22,629

35 CREDIT LYONNAIS ROUSE USA LIMITED N NYME 01/31/2003 26,083,338 3,997,272 22,346,706 3,736,632 128,223,025 764,451

36 CREDIT SUISSE FIRST BOSTON LLC Y CBOT 01/31/2003 2,783,084,661 86,439,653 87,692,354 2,695,392,307 1,096,628,638 363,060,215

37 CROSSLAND LLC N CBOT 01/31/2003 3,626,697 250,000 87,148 3,376,697 6,196,591 0

38 CUNNINGHAM COMMODITIES INC N CBOT 01/31/2003 1,977,123 250,000 132,986 1,727,123 5,519,424 86,986

39 DAIWA SECURITIES AMERICA INC Y CME 01/31/2003 206,573,355 4,659,139 5,413,809 201,159,546 93,085,729 178,390

40 DAVID A NOYES & CO Y NFA 01/31/2003 1,346,572 250,000 0 1,096,572 0 0

41 DEUTSCHE BANK SECURITIES INC Y CBOT 01/31/2003 1,401,213,048 87,888,437 131,377,125 1,269,835,923 1,132,417,270 306,842,765

42 DIRECT TRADING GROUP LLC N NFA 01/31/2003 1,250,168 250,000 39,569 1,000,168 4,787,894 0

43 DORMAN TRADING LLC N CME 01/31/2003 5,604,517 577,104 154,478 5,027,413 14,428,921 0

44 DUNAVANT COMMODITY CORP N NYCE 12/31/2002 19,819,323 1,038,479 46,437 18,780,844 30,136,249 0

45 EAGLE MARKET MAKERS INC N CBOT 01/31/2003 1,779,755 250,000 27,006 1,529,755 1,611,265 51,537

46 ED &F MAN COMMODITY ADVISORS INC N NFA 01/31/2003 390,601 250,000 0 140,601 0 0

47 EM COMBS & SON N CBOT 01/31/2003 1,585,913 250,000 0 1,335,913 2,555,585 0
SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

February 28, 2003

2 of 5

B/D? DSRO A/O Adjusted Net Capital Risk Based Excess Customers' Customer 

Futures Commission Merchant Date Net Capital Requirement Requirement Net Capital Seg Required Amount 

(4% of Seg, SEC Capital 4d(2) Pt. 30 Required 

(a) (b) or $250,000) (c) (d) (e) (f)

48 FAHNESTOCK & CO INC Y NFA 01/31/2003 146,365,032 8,831,460 0 137,533,572 741,660 0

49 FARR FINANCIAL INC N NFA 01/31/2003 1,112,118 647,097 283,559 465,021 16,604,252 50,571

50 FC STONE LLC N CME 01/31/2003 16,984,888 3,996,749 8,060,219 8,924,669 228,103,944 496,851

51 FCT GROUP LLC N CME 01/31/2003 3,782,392 250,000 281,325 3,501,067 5,319,497 0

52 FIMAT USA INC Y CME 01/31/2003 191,889,112 62,039,099 118,137,004 73,752,108 2,154,950,499 473,905,380

53 FIRST CAPITOL GROUP LLC N NFA 01/31/2003 1,696,198 668,451 546,482 1,027,747 21,689,314 8,056

54 FIRST OPTIONS OF CHICAGO INC Y CME 01/31/2003 288,568,259 11,056,809 24,635,313 263,932,946 511,377,471 13,311,591

55 FOREX CAPITAL MARKETS LLC N NFA 01/31/2003 5,557,483 250,000 0 5,307,483 0 0

56 FORTIS CLEARING CHICAGO LLC N CBOT 01/31/2003 5,886,280 1,316,705 513,733 4,569,575 30,591,952 2,374,252

57 FRIEDBERG MERCANTILE GROUP INC Y NFA 01/31/2003 1,521,265 270,762 70,465 1,250,503 6,836,900 0

58 FRONTIER FUTURES INC N NFA 01/31/2003 1,093,554 401,589 325,606 691,965 12,833,443 0

59 FUTURES TECH LLC N NFA 01/31/2003 402,487 250,000 0 152,487 0 0

60 FX SOLUTIONS LLC N NFA 01/31/2003 1,031,136 250,000 0 781,136 0 0

61 G7 CAPITAL MARKETS LP N NFA 01/31/2003 111,153 250,000 0 -138,847 0 0

62 GAIN CAPITAL N NFA 01/31/2003 2,582,886 250,000 0 2,332,886 0 0

63 GELBER GROUP LLC N CBOT 01/31/2003 11,615,622 513,229 222,625 11,102,393 14,712,881 97,407

64 GFS SECURITIES & FUTURES INC N NFA 01/31/2003 251,615 250,000 0 1,615 0 0

65 GILDER GAGNON HOWE AND CO LLC Y NFA 01/31/2003 23,193,835 250,000 0 22,943,835 0 0

66 GLOBAL FUTURES & FOREX LTD N NFA 01/31/2003 3,914,450 250,000 0 3,664,450 0 0

67 GNI INCORPORATED N CBOT 01/31/2003 12,701,319 4,828,876 6,072,400 6,628,919 111,045,808 11,764,847

68 GOLDENBERG HEHMEYER & CO Y CBOT 01/31/2003 14,059,821 1,618,910 1,207,380 12,440,911 50,339,799 3,236,767

69 GOLDMAN SACHS & CO Y CBOT 01/31/2003 4,018,504,073 602,839,575 408,103,499 3,415,664,498 7,402,072,926 3,281,385,408

70 GREENWICH CAPITAL MARKETS INC Y CBOT 01/31/2003 869,769,000 13,344,000 20,361,440 849,407,560 231,722,000 23,044,000

71 HAGERTY GRAIN CO INC N CBOT 01/31/2003 1,587,048 250,000 53,327 1,337,048 4,316,365 0

72 HORNBLOWER FISCHER & CO Y NFA 01/31/2003 1,910,808 261,459 149,387 1,649,349 6,182,793 0

73 HOTSPOT FX INC N NFA 01/31/2003 3,586,276 250,000 0 3,336,276 0 0

74 HSBC SECURITIES USA INC Y CME 01/31/2003 335,529,791 10,387,162 26,896,376 308,633,415 268,989,188 29,037,778

75 INTEGRATED BROKERAGE SERVICES INC N NFA 01/31/2003 1,067,319 250,000 0 817,319 752,234 0

76 INTERACTIVE BROKERS LLC Y NFA 01/31/2003 88,626,676 2,031,048 992,156 86,595,628 11,363,228 2,841,155

77 INVESTEC ERNST & COMPANY Y NFA 01/31/2003 34,075,997 331,115 0 33,744,882 0 0

78 IOWA GRAIN CO N CBOT 01/31/2003 7,905,557 3,574,286 3,311,163 4,331,271 94,174,267 7,044

79 JP MORGAN FUTURES INC N NYME 01/31/2003 422,993,181 187,705,549 305,149,052 117,844,129 4,761,068,050 492,976,172

80 JULIUS BAER SECURITIES INC Y NFA 01/31/2003 13,699,167 1,028,917 0 12,670,250 0 0

81 KOTTKE ASSOCIATES LLC N CBOT 01/31/2003 9,109,844 334,212 149,342 8,775,632 12,397,289 3,543

82 LADENBURG THALMANN & CO INC Y NFA 01/31/2003 5,028,401 1,000,000 0 4,028,401 0 0

83 LAWRENCE-BONFITTO TRADING COMPANY N CBOT 01/31/2003 2,622,681 250,000 44,261 2,372,681 3,784,884 0

84 LBS LIMITED PARTNERSHIP N CBOT 01/31/2003 439,533 250,000 0 189,533 0 0

85 LEADER INVESTMENTS INC Y NFA 01/31/2003 713,240 250,000 0 463,240 0 0

86 LEGG MASON WOOD WALKER INC Y NFA 01/31/2003 340,298,902 18,812,413 0 321,486,489 0 0

87 LEHMAN BROTHERS INC Y CBOT 01/31/2003 1,631,688,000 107,341,020 147,650,760 1,484,037,240 1,725,592,000 38,295,000

88 LINN GROUP ( THE ) N NFA 01/31/2003 486,859 250,000 0 236,859 0 0

89 LINSCO/PRIVATE LEDGER CORP Y NFA 01/31/2003 86,894,589 3,543,572 0 83,351,017 0 0

90 LOEB PARTNERS CORPORATION Y NFA 01/31/2003 23,060,750 250,000 0 22,810,750 0 0

91 MAN FINANCIAL INC N CME 01/31/2003 172,853,873 105,958,039 133,435,730 39,418,143 2,621,405,369 569,607,063

92 MARQUETTE ELECTRONIC BROKERAGE LLC N NFA 01/31/2003 3,670,731 250,000 0 3,420,731 0 0

93 MAXCOR FINANCIAL INC Y NFA 01/31/2003 19,190,984 250,000 0 18,940,984 0 0

94 MBF CLEARING CORP N NYME 01/31/2003 6,358,311 2,339,291 691,665 4,019,020 58,971,279 870,153
SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

February 28, 2003

3 of 5

B/D? DSRO A/O Adjusted Net Capital Risk Based Excess Customers' Customer 

Futures Commission Merchant Date Net Capital Requirement Requirement Net Capital Seg Required Amount 

(4% of Seg, SEC Capital 4d(2) Pt. 30 Required 

(a) (b) or $250,000) (c) (d) (e) (f)

95 MCVEAN TRADING AND INVESTMENTS LLC N NFA 01/31/2003 8,398,805 5,379,377 883,217 3,019,428 135,970,661 0

96 MERRILL LYNCH PIERCE FENNER & SMITH Y CBOT 01/31/2003 3,350,116,133 285,828,858 208,190,049 3,064,287,275 4,502,305,151 358,127,395

97 MERRILL LYNCH PROFESSIONAL CLEARING CORP Y NFA 01/31/2003 1,349,428,058 12,917,248 36,314,880 1,313,113,178 374,847,797 0

98 MID-CO COMMODITIES INC N NFA 01/31/2003 3,497,659 353,520 698,898 2,798,761 10,039,339 0

99 MITSUI & CO INVESTMENT PRODUTS CORP N NFA 01/31/2003 2,369,794 250,000 30,921 2,119,794 887,415 0

100 MIZUHO SECURITIES USA INC Y CME 01/31/2003 187,750,776 10,499,257 18,604,587 169,146,189 298,344,245 25,060,308

101 MONEY GARDEN CORP N NFA 01/31/2003 3,068,594 250,000 0 2,818,594 0 0

102 MORGAN KEEGAN & COMPANY INC Y NFA 01/31/2003 166,376,392 8,961,038 0 157,415,354 0 0

103 MORGAN STANLEY & CO INCORPORATED Y CME 01/31/2003 5,086,604,864 552,933,443 202,208,729 4,533,671,421 2,961,243,609 995,270,449

104 MORGAN STANLEY DW INC Y CBOT 01/31/2003 1,347,283,814 97,952,659 3,094,092 1,249,331,155 654,600,375 1,074,263,511

105 NATIONAL COMMODITIES CORPORATION INC N NFA 01/31/2003 1,732,775 250,000 172,509 1,482,775 16,039,289 0

106 NEUBERGER BERMAN LLC Y NFA 01/31/2003 238,432,827 17,622,657 464,811 220,810,170 14,673,451 0

107 NIKKO SECURITIES CO INTERNATIONAL INC Y NFA 01/31/2003 8,142,527 250,000 0 7,892,527 0 0

108 NOMURA SECURITIES INTERNATIONAL INC Y CBOT 01/31/2003 683,708,827 6,257,227 870,597 677,451,600 11,310,607 0

109 OCONNOR & COMPANY LLC Y CBOT 01/31/2003 39,018,489 1,948,985 1,485,625 37,069,504 55,706,813 0

110 PACIFIC CAPITAL MARKETS N NFA 01/31/2003 375,840 250,000 0 125,840 0 0

111 PATTERSON CAPITAL MARKETS LTD N CBOT 01/31/2003 461,840 250,000 0 211,840 0 0

112 PAX CLEARING CORPORATION Y CME 01/31/2003 48,337,348 2,000,069 2,333,054 46,004,294 54,876,774 0

113 PENSON FINANCIAL FUTURES INC N NFA 01/31/2003 484,869 250,000 11,868 234,869 524,401 0

114 PEREGRINE FINANCIAL GROUP INC N NFA 01/31/2003 10,643,383 4,297,951 1,760,715 6,345,432 110,116,461 1,098,057

115 PERSHING LLC Y CBOT 01/31/2003 1,238,290,000 87,811,200 0 1,150,478,800 0 0

116 PIONEER FUTURES INC N NYME 01/31/2003 5,807,046 2,781,587 1,681,560 3,025,459 86,180,076 359,990

117 PREFERRED TRADE INC Y NFA 01/31/2003 9,870,950 648,791 0 9,222,159 0 0

118 PRUDENTIAL SECURITIES INCORPORATED Y CBOT 01/31/2003 569,509,000 64,121,480 62,443,560 505,387,520 1,022,321,000 132,936,000

119 RAND FINANCIAL SERVICES INC N CME 01/31/2003 13,134,403 6,973,724 12,620,846 513,557 170,302,900 23,889,000

120 RAYMOND JAMES & ASSOCIATES INC Y NFA 01/31/2003 308,574,081 20,472,133 0 288,101,948 0 0

121 RB&H FINANCIAL SERVICES LP N CME 01/31/2003 3,035,833 1,738,744 1,025,133 1,297,089 46,517,868 28,439

122 RBC DAIN RAUSCHER INC Y NFA 01/31/2003 273,375,640 25,590,502 0 247,785,138 0 0

123 RBC DOMINION SECURITIES CORPORATION Y CME 01/31/2003 82,434,718 1,000,000 2,890,861 79,543,857 0 0

124 REDSKY SECURITIES INC N NFA 01/31/2003 586,600 250,000 0 336,600 0 0

125 REFCO LLC N CME 01/31/2003 173,564,083 111,484,981 112,280,053 61,284,030 3,024,727,800 66,006,307

126 RJ OBRIEN ASSOCIATES INC N CME 01/31/2003 33,296,720 17,228,288 17,390,544 15,906,176 466,676,803 5,913,369

127 ROBBINS FUTURES INC N NFA 01/31/2003 596,970 250,000 104,902 346,970 5,995,147 0

128 ROBECO USA LLC Y NFA 01/31/2003 68,176,554 2,346,001 0 65,830,553 0 0

129 ROSENTHAL COLLINS GROUP LLC N CME 01/31/2003 43,053,255 10,159,940 6,276,651 32,893,315 278,004,194 1,097,870

130 ROSENTHAL GLOBAL SECURITIES LLC Y CBOT 01/31/2003 15,367,312 834,726 0 14,532,586 0 0

131 ROTHSCHILD INC N NYME 01/31/2001 26,924,575 250,000 26,674,574 0 0

132 SALOMON SMITH BARNEY INC Y CBOT 01/31/2003 4,461,305,703 365,024,157 203,648,117 4,096,281,546 5,213,519,626 113,637,016

133 SANFORD C BERNSTEIN & CO LLC Y NFA 01/31/2003 157,343,520 10,249,617 0 147,093,903 0 0

134 SENTINEL MANAGEMENT GROUP INC N NFA 01/31/2003 1,150,297 250,000 0 900,297 339,424,552 0

135 SG COWEN SECURITIES CORPORATION Y NFA 01/31/2003 705,219,807 1,500,000 0 703,719,807 0 0

136 SHATKIN ARBOR KARLOV & CO N CBOT 01/31/2003 6,446,214 591,183 92,606 5,855,031 14,690,323 243,863

137 SHAY GRAIN CLEARING COMPANY N KCBT 12/31/2002 726,467 250,000 17,952 476,467 3,807,181 0

138 SHEPARD INTERNATIONAL INC N NFA 01/31/2003 1,927,187 250,000 0 1,677,187 0 0

139 SHERWOOD FUTURES GROUP LLC N NFA 01/31/2003 872,873 250,000 0 622,873 18,409,972 0

140 SIEGEL TRADING CO INC THE N NFA 01/31/2003 461,055 250,000 0 211,055 1,501,916 0

141 SMW TRADING COMPANY INC N CME 01/31/2003 6,843,887 441,280 332,058 6,402,607 11,069,178 0
SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

February 28, 2003

4 of 5

B/D? DSRO A/O Adjusted Net Capital Risk Based Excess Customers' Customer 

Futures Commission Merchant Date Net Capital Requirement Requirement Net Capital Seg Required Amount 

(4% of Seg, SEC Capital 4d(2) Pt. 30 Required 

(a) (b) or $250,000) (c) (d) (e) (f)

142 SPEAR LEEDS & KELLOG Y NYME 01/31/2003 1,480,541,524 30,099,820 4,173,664 1,450,441,704 214,294,774 284,946

143 STAFF USA INC N NFA 01/31/2003 391,609 250,000 0 141,609 0 0

144 STEPHENS INC Y NFA 01/31/2003 75,465,809 8,469,372 0 66,996,437 0 0

145 STERLING COMMODITIES CORP N NYME 01/31/2003 5,251,272 848,495 368,892 4,402,777 21,557,630 548,564

146 SWISS AMERICAN SECURITIES INC Y NFA 01/31/2003 68,470,264 4,219,806 0 64,250,458 0 0

147 TCA FUTURES LLC N NFA 01/31/2003 412,233 250,000 0 162,233 0 0

148 TENCO INC N CBOT 01/31/2003 27,652,538 2,214,580 1,882,377 25,437,958 61,548,432 0

149 TIMBER HILL LLC Y CME 01/31/2003 382,153,158 1,000,000 1,031,370 381,121,788 13,652,508 0

150 TOKYO GENERAL USA INC N NFA 01/31/2003 407,861 250,000 0 157,861 131,164 0

151 TOKYO-MITSUBISHI FUTURES USA INC N CME 01/31/2003 19,667,144 250,000 4,570,219 15,096,925 5,428,781 0

152 TRADELINK LLC Y CBOT 01/31/2003 31,237,087 250,000 743,106 30,493,981 0 0

153 TRANSMARKET GROUP LLC Y CBOT 01/31/2003 7,536,607 822,270 0 6,714,337 0 0

154 TRILAND USA INC N NYME 01/31/2003 19,714,539 723,633 600,809 18,990,906 18,105,890 0

155 UBS PAINEWEBBER INC Y CBOT 01/31/2003 1,272,409,773 195,437,719 19,714,386 1,076,972,054 855,511,891 103,936,909

156 UBS WARBURG LLC Y CBOT 01/31/2003 3,016,813,036 146,051,144 167,019,738 2,849,793,298 2,551,739,761 624,962,500

157 UFJ FUTURES LLC N CME 01/31/2003 17,511,076 250,000 1,524,757 15,986,319 0 0

158 UNIVERSAL FINANCIAL HOLDING CORP N NFA 01/31/2003 668,825 250,000 185,587 418,825 3,968,475 0

159 US BANCORP PIPER JAFFRAY INC Y NFA 01/31/2003 197,091,800 9,435,145 0 187,656,655 0 0

160 US SECURITIES & FUTURES CORP Y NFA 01/31/2003 256,566 250,000 0 6,566 0 0

161 VELOCITY FUTURES LP N NFA 01/31/2003 409,978 250,000 0 159,978 133,134 0

162 VISION LIMITED PARTNERSHIP N NFA 01/31/2003 12,334,153 5,982,391 3,338,006 6,351,762 159,117,749 68,283

163 WACHOVIA SECURITIES INC Y CME 01/31/2003 576,180,431 1,000,000 0 575,180,431 0 0

164 WALL STREET DERIVATIVES INC N NFA 01/31/2003 409,729 250,000 0 159,729 0 0

165 WHITE COMMERCIAL CORPORATION N NFA 01/31/2003 1,641,216 250,000 0 1,391,216 0 0

166 XPRESSTRADE LLC N NFA 01/31/2003 2,108,697 250,000 0 1,858,697 0 0

167 YORK BUSINESS ASSOCIATES LLC N CBOT 01/31/2003 767,427 250,000 0 517,427 21,859 0

Totals 50,114,476,356 56,243,176,059 11,077,206,527

Name Changes from December 2002 Update

From Donald Lufkin Jenrette to Pershing LLC 

From Weiss Peck to Robeco USA LLC

Reconcilation from December Web Page Update

December Web Page Update 169

Additions

None
SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

February 28, 2003

5 of 5

B/D? DSRO A/O Adjusted Net Capital Risk Based Excess Customers' Customer 

Futures Commission Merchant Date Net Capital Requirement Requirement Net Capital Seg Required Amount 

(4% of Seg, SEC Capital 4d(2) Pt. 30 Required 

(a) (b) or $250,000) (c) (d) (e) (f)

Deletions 2

1. Nexus Trading LLC

2. Packers Trading Co Inc

January Web Page Update 167

(a): B/D? : A 'Y' means the FCM is also (d): Excess net capital is adjusted net capital, (f): This represents the amount of funds an FCM 

registered with the Securities and Exchange less the greater of the net capital requirement or risk- is required to set aside for customers who trade 

Commission as a securities broker or dealer. based requirement. on commodity exchanges located outside of 

the United States. The amount to be set aside for 

(b): DSRO: Designated Self-Regulatory Organization. a customer's foreign commodity account may 

be less than the net liquidating equity in the 

customer's account. 

(c): Risk-based net capital requirement is the (e): This represents the total amount of funds that Note: Any errors in this table should be brought 

sum total of 8% of customer, and 4% of an FCM is required to segregate on behalf of to the attention of the CFTC's Division of Clearing and 

non-customer risk margin for domestic and customers who are trading on commodity and Intermediary Oversight via e-mail: 

foreign future accounts (excluding proprietary exchanges located in the United States. fzimmerle@cftc.gov or 

accounts). The risk based minimum requirement This is the sum of all accounts that contain sgreska@cftc.gov. 

applies to all FCMs which are a member of the a net liquidating equity.

National Futures AssociationAssociation, 

was effective 10/31/00.