SELECTED FCM FINANCIAL DATA AS OF 

January 31, 2006

FROM REPORTS FILED BY 

February 28, 2006

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital 

(a) (b) (c) (d) 

1 ABBEY NATIONAL SECURITIES INC Y NFA 01/31/2006 128,517,051 250,000 128,267,051 2 ABN AMRO INCORPORATED Y CBOT 01/31/2006 1,033,759,182 282,933,805 750,825,377 3 ABN AMRO SAGE CORPORATION Y NFA 01/31/2006 93,700,557 271,479 93,429,078 4 ADM INVESTOR SERVICES INC N CBOT 01/31/2006 108,696,649 44,436,944 64,259,705 5 ADVANTAGE FUTURES LLC N CME 01/31/2006 11,666,700 3,471,293 8,195,407 6 ADVEST INC Y NFA 01/31/2006 63,404,685 250,000 63,154,685 7 AG EDWARDS & SONS INC Y CBOT 01/31/2006 625,423,452 42,444,239 582,979,213 8 AIG CLEARING CORPORATION N NYME 01/31/2006 273,945,033 31,892,512 242,052,521 9 ALARON TRADING CORPORATION N CME 01/31/2006 5,371,615 3,058,089 2,313,526 

10 ALPHA FOREIGN EXCHANGE GROUP LLC N NFA 01/31/2006 369,250 250,000 119,250 11 AMERICAN MUTUAL HOLDING CORPORATION N NFA 01/31/2006 391,880 250,000 141,880 12 AMERICAN NATIONAL TRADING CORP N NFA 01/31/2006 1,344,091 570,771 773,320 13 BACERA CORPORATION N NFA 01/31/2006 512,119 250,000 262,119 14 BANC OF AMERICA SECURITIES LLC Y CME 01/31/2006 1,737,264,067 329,788,493 1,407,475,574 15 BARCLAYS CAPITAL INC Y NYME 01/31/2006 643,168,488 279,902,649 363,265,839 16 BATTERY ASSET MANAGEMENT LLC N NFA 01/31/2006 842,469 250,000 592,469 17 BEAR STEARNS & CO INC Y NFA 01/31/2006 (g) 565,685,883 (g) 18 BEAR STEARNS SECURITIES CORP Y CME 01/31/2006 3,908,174,097 1,112,314,533 2,795,859,564 19 BGC FINANCIAL INC Y NFA 01/31/2006 25,108,598 250,000 24,858,598 20 BNP PARIBAS COMMODITY FUTURES INC N NYME 01/31/2006 119,126,001 64,274,015 54,851,986 21 BNP PARIBAS SECURITIES CORP Y CBOT 01/31/2006 335,753,159 10,047,952 325,705,207 22 BROOKSTREET SECURITIES CORPORATION Y NFA 01/31/2006 3,681,578 606,690 3,074,888 23 C CZARNIKOW SUGAR FUTURES INC N NFA 01/31/2006 1,658,940 250,000 1,408,940 24 CADENT FINANCIAL SERVICES LLC N CME 01/31/2006 4,929,227 1,956,500 2,972,727 25 CAL FINANCIAL CORPORATION N NFA 01/31/2006 257,387 250,000 7,387 26 CALYON FINANCIAL INC Y CME 01/31/2006 404,637,712 339,831,116 64,806,596 27 CANTOR FITZGERALD & CO Y CBOT 01/31/2006 96,035,990 5,350,508 90,685,482 28 CAPITAL MARKET SERVICES LLC N NFA 01/31/2006 7,162,754 250,000 6,912,754 29 CIBC WORLD MARKETS CORP Y CME 01/31/2006 838,988,522 48,449,243 790,539,279 30 CITIGROUP GLOBAL MARKETS INC Y CBOT 01/31/2006 2,999,175,627 713,131,990 2,286,043,637 31 CLIFDEN FUTURES LLC N NFA 01/31/2006 482,679 250,000 232,679 32 CLIFF LARSON COMPANY THE N NFA 01/31/2006 486,034 250,000 236,034 33 CMC MARKETS (US) LLC N NFA 01/31/2006 1,323,601 250,000 1,073,601 34 COES FX CLEARING INC. N NFA 01/31/2006 1,252,384 250,000 1,002,384 35 COMTRUST INC N NFA 01/31/2006 1,086,694 823,773 262,921 36 COUNTRY HEDGING INC N NFA 01/31/2006 12,121,630 2,705,218 9,416,412 37 CREDIT SUISSE SECURITIES USA LLC Y CBOT 01/31/2006 4,491,828,900 178,360,797 4,313,468,103 38 CROSSLAND LLC N CBOT 01/31/2006 3,167,040 250,000 2,917,040 39 CUNNINGHAM COMMODITIES LLC N CBOT 01/31/2006 1,565,065 305,182 1,259,883 40 DAIWA SECURITIES AMERICA INC Y CME 01/31/2006 185,718,392 1,769,025 183,949,367 41 DEUTSCHE BANK SECURITIES INC Y CBOT 01/31/2006 1,811,456,895 265,403,682 1,546,053,213 42 DIRECT FOREX LLC N NFA 01/31/2006 392,745 250,000 142,745 43 DORMAN TRADING LLC N CME 01/31/2006 3,879,916 476,320 3,403,596 44 DUNAVANT COMMODITY CORP N NYBT 01/31/2006 23,422,427 453,024 22,969,403 45 E FX OPTIONS LLC N NFA 01/31/2006 312,279 250,000 62,279 46 EAGLE MARKET MAKERS INC N CBOT 01/31/2006 1,480,372 250,000 1,230,372 
SELECTED FCM FINANCIAL DATA AS OF 

January 31, 2006

FROM REPORTS FILED BY 

February 28, 2006

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital 

(a) (b) (c) (d) 

47 ED &F MAN COMMODITY ADVISORS INC N NFA 01/31/2006 355,850 250,000 105,850 48 ELECTRONIC BROKERAGE SYSTEMS LLC Y NFA 01/31/2006 5,291,936 250,000 5,041,936 49 ENSKILDA FUTURES LIMITED N CME 01/31/2006 13,854,913 7,906,751 5,948,162 50 FARR FINANCIAL INC N NFA 01/31/2006 1,914,385 978,333 936,052 51 FC STONE LLC N CME 01/31/2006 23,677,872 16,039,725 7,638,147 52 FCT GROUP LLC N CME 01/31/2006 9,365,346 1,234,484 8,130,862 53 FIMAT PREFERRED LLC Y NFA 01/31/2006 27,855,185 1,064,975 26,790,210 54 FIMAT USA LLC Y NYME 01/31/2006 476,964,331 292,535,086 184,429,245 55 FIRST CAPITOL GROUP LLC N NFA 01/31/2006 4,358,851 1,215,913 3,142,938 56 FOREFRONT INVESTMENTS CORPORATION N NFA 01/31/2006 479,581 250,000 229,581 57 FOREX CAPITAL MARKETS LLC N NFA 01/31/2006 39,817,390 250,000 39,567,390 58 FOREX INTERNATIONAL INVESTMENTS INC N NFA 01/31/2006 436,517 250,000 186,517 59 FORTIS CLEARING CHICAGO LLC N CBOT 01/31/2006 35,131,671 7,514,950 27,616,721 60 FORWARD FOREX INC N NFA 01/31/2006 492,466 250,000 242,466 61 FRIEDBERG MERCANTILE GROUP INC N NFA 01/31/2006 1,768,537 250,000 1,518,537 62 FRONTIER FUTURES INC N NFA 01/31/2006 1,214,699 717,901 496,798 63 FUTURES TECH LLC N NFA 01/31/2006 432,732 250,000 182,732 64 FX OPTION1 INC N NFA 01/31/2006 436,845 250,000 186,845 65 FX SOLUTIONS LLC N NFA 01/31/2006 3,254,471 250,000 3,004,471 66 FXCM LLC N NFA 01/31/2006 379,258 250,000 129,258 67 GAIN CAPITAL GROUP INC N NFA 01/31/2006 21,845,819 250,000 21,595,819 68 GELBER GROUP LLC N CBOT 01/31/2006 29,195,272 250,000 28,945,272 69 GFS FOREX & FUTURES INC N NFA 01/31/2006 633,294 250,000 383,294 70 GILDER GAGNON HOWE AND CO LLC Y NFA 01/31/2006 37,530,791 250,000 37,280,791 71 GLOBAL FUTURES & FOREX LIMITED Y NFA 01/31/2006 21,463,543 6,487,555 14,975,988 72 GLOBAL FUTURES LLC N NFA 01/31/2006 7,906,231 250,000 7,656,231 73 GOLDENBERG HEHMEYER & CO Y CBOT 01/31/2006 6,291,093 2,360,293 3,930,800 74 GOLDMAN SACHS & CO Y CBOT 01/27/2006 (g) 1,119,967,690 (g) 75 GOLDMAN SACHS EXECUTION & CLEARING LP Y CME 01/27/2006 1,206,889,765 47,236,364 1,159,653,401 76 GOLDMANY FINANCE INC N NFA 01/31/2006 277,556 250,000 27,556 77 GREENWICH CAPITAL MARKETS INC Y CBOT 01/31/2006 1,279,704,000 56,184,000 1,223,520,000 78 H & R BLOCK FINANCIAL ADVISORS INC Y NFA 01/31/2006 117,643,178 11,731,462 105,911,716 79 HAGERTY GRAIN CO INC N CBOT 01/31/2006 1,868,523 250,000 1,618,523 80 HOTSPOT FX INC N NFA 01/31/2006 7,852,534 250,000 7,602,534 81 HOTSPOT FXR LLC N NFA 01/31/2006 2,249,371 250,000 1,999,371 82 HSBC SECURITIES USA INC Y CME 01/31/2006 515,375,319 45,789,425 469,585,894 83 ICAP FUTURES LLC N CME 01/31/2006 6,613,362 648,595 5,964,767 84 IFSCL USA INC N NFA 01/31/2006 1,141,269 250,000 891,269 85 IFX MARKETS INC N NFA 01/31/2006 3,901,474 250,000 3,651,474 86 IG FINANCIAL MARKETS INC N NFA 01/31/2006 397,834 250,000 147,834 87 INTEGRATED BROKERAGE SERVICES LLC N NFA 01/31/2006 1,222,277 250,000 972,277 88 INTERACTIVE BROKERS LLC Y EUXUS 01/31/2006 170,955,801 16,803,883 154,151,918 89 INTERBANK FX LLC N NFA 01/31/2006 2,497,645 250,000 2,247,645 90 IOWA GRAIN CO N CBOT 01/31/2006 8,215,618 4,134,436 4,081,182 91 ITAU SECURITIES INC Y NFA 01/31/2006 17,682,029 250,000 17,432,029 92 IXIS SECURITIES NORTH AMERICA INC Y NFA 01/31/2006 145,312,867 250,000 145,062,867 93 JP MORGAN FUTURES INC N NYME 01/31/2006 931,576,100 580,130,757 351,445,343 
SELECTED FCM FINANCIAL DATA AS OF 

January 31, 2006

FROM REPORTS FILED BY 

February 28, 2006

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital 

(a) (b) (c) (d) 

94 KOTTKE ASSOCIATES LLC N CBOT 01/31/2006 11,904,259 275,390 11,628,869 95 LADENBURG THALMANN & CO INC Y NFA 01/31/2006 4,951,042 250,000 4,701,042 96 LBS LIMITED PARTNERSHIP N CBOT 01/31/2006 529,290 250,000 279,290 97 LEADER INVESTMENTS INC Y NFA 01/31/2006 504,296 250,000 254,296 98 LEGG MASON WOOD WALKER INC Y NYME 01/31/2006 349,945,743 20,853,626 329,092,117 99 LEHMAN BROTHERS INC Y CBOT 01/31/2006 (g) 536,726,000 (g) 

100 LINN GROUP ( THE ) N NFA 01/31/2006 326,727 250,000 76,727 101 LINSCO/PRIVATE LEDGER CORP Y NFA 01/31/2006 63,394,883 5,490,114 57,904,769 102 LOEB PARTNERS CORPORATION Y NFA 01/31/2006 26,804,462 250,000 26,554,462 103 MAN FINANCIAL INC N CME 01/31/2006 522,384,627 382,420,909 139,963,718 104 MANCHESTER FINANCIAL GROUP INC N NFA 01/31/2006 273,696 250,000 23,696 105 MARQUETTE ELECTRONIC BROKERAGE LLC N NFA 01/31/2006 1,257,214 250,000 1,007,214 106 MBF CLEARING CORP N NYME 01/31/2006 13,614,976 2,586,250 11,028,726 107 MBT TECHNOLOGIES LLC N NFA 01/31/2006 1,172,624 250,000 922,624 108 MCVEAN TRADING AND INVESTMENTS LLC N NFA 01/31/2006 6,120,292 1,771,821 4,348,471 109 MERRILL LYNCH PIERCE, FENNER & SMITH Y CBOT 02/03/2006 (g) 504,974,000 (g) 110 MERRILL LYNCH PROFESSIONAL CLEARING CORP Y NFA 02/03/2006 1,404,283,969 44,453,963 359,830,006 111 MID-CO COMMODITIES INC N NFA 01/31/2006 4,390,886 1,027,159 3,363,727 112 MITSUI BUSSAN COMMODITIES USA INC N NYME 01/31/2006 6,270,351 1,016,211 5,254,140 113 MIZUHO SECURITIES USA INC Y CME 01/31/2006 145,388,976 12,386,508 133,002,468 114 MONEY GARDEN CORP N NFA 01/31/2006 3,263,778 250,000 3,013,778 115 MORGAN KEEGAN & COMPANY INC Y NFA 01/31/2006 345,580,365 12,245,693 333,334,672 116 MORGAN STANLEY & CO INCORPORATED Y CME 01/31/2006 (g) 1,008,685,104 (g) 117 MORGAN STANLEY DW INC Y CBOT 01/31/2006 1,207,837,950 79,220,280 1,128,617,670 118 NATIONS INVESTMENTS LLC N NFA 01/31/2006 391,200 250,000 141,200 119 NEUBERGER BERMAN LLC Y NFA 01/31/2006 240,654,182 13,191,570 227,462,612 120 NIKKO ALTERNATIVE ASSET MANAGEMENT INC N NFA 01/31/2006 23,412,878 250,000 23,162,878 121 NOMURA SECURITIES INTERNATIONAL INC Y CBOT 01/31/2006 561,347,803 15,171,100 546,176,703 122 OANDA CORPORATION N NFA 01/31/2006 28,799,118 250,000 28,549,118 123 OCONNOR & COMPANY LLC Y CBOT 01/31/2006 74,135,620 4,370,591 69,765,029 124 ODL SECURITIES INC N NFA 01/31/2006 490,805 250,000 240,805 125 ONE WORLD CAPITAL GROUP LLC N NFA 01/31/2006 300,000 250,000 50,000 126 OPEN E CRY LLC N NFA 01/31/2006 1,225,900 640,261 585,639 127 OPPENHEIMER & CO INC Y NFA 01/31/2006 169,869,221 27,307,633 142,561,588 128 OPTIONSXPRESS INC Y NFA 01/31/2006 9,028,799 957,299 8,071,500 129 PENSON FINANCIAL FUTURES INC N NFA 01/31/2006 977,089 250,000 727,089 130 PEREGRINE FINANCIAL GROUP INC N NFA 01/31/2006 13,559,602 6,425,160 7,134,442 131 PIONEER FUTURES INC N NYME 01/31/2006 576,416 250,000 326,416 132 PIPER JAFFRAY & CO Y NFA 01/31/2006 327,642,605 10,787,866 316,854,740 133 PRUDENTIAL FINANCIAL DERIVATIVES LLC N CBOT 01/31/2006 112,029,000 106,648,000 5,381,000 134 RAND FINANCIAL SERVICES INC N CME 01/31/2006 22,131,100 8,279,913 13,851,187 135 RAYMOND JAMES & ASSOCIATES INC Y NFA 01/27/2006 341,142,514 27,386,390 313,756,124 136 RBC CAPITAL MARKETS CORPORATION Y CME 01/31/2006 274,228,778 48,860,323 225,368,455 137 RBC DAIN RAUSCHER INC Y NFA 01/31/2006 259,179,733 37,879,616 221,300,117 138 REDSKY FINANCIAL LLC Y NFA 01/31/2006 753,462 250,000 503,462 139 RJ OBRIEN ASSOCIATES INC N CME 01/31/2006 93,411,583 69,994,378 23,417,205 140 ROBBINS FUTURES INC N NFA 01/31/2006 489,540 250,000 239,540 
SELECTED FCM FINANCIAL DATA AS OF 

January 31, 2006

FROM REPORTS FILED BY 

February 28, 2006

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital 

(a) (b) (c) (d) 

141 ROSENTHAL COLLINS GROUP LLC N CME 01/31/2006 33,003,762 12,728,010 20,275,752 142 ROSENTHAL GLOBAL SECURITIES LLC Y CBOT 01/31/2006 5,805,692 303,993 5,501,699 143 SANFORD C BERNSTEIN & CO LLC Y NFA 01/31/2006 138,645,538 26,158,370 112,487,168 144 SENTINEL MANAGEMENT GROUP INC N NFA 01/31/2006 1,978,232 250,000 1,728,232 145 SHATKIN ARBOR INC N CBOT 01/31/2006 4,677,387 250,000 4,427,387 146 SHAY GRAIN CLEARING COMPANY N KCBT 01/31/2006 797,127 250,000 547,127 147 SMW TRADING COMPANY INC N CME 01/31/2006 20,882,979 419,158 20,463,821 148 SNC INVESTMENTS INC N NFA 01/31/2006 420,247 250,000 170,247 149 SOLID GOLD FINANCIAL SERVICES INC N NFA 01/31/2006 270,518 250,000 20,518 150 SPENCER FINANCIAL LLC N NFA 01/31/2006 337,307 250,000 87,307 151 SPOT FX CLEARING CORP N NFA 01/31/2006 267,101 250,000 17,101 152 STEPHENS INC Y NFA 01/27/2006 54,503,972 10,974,882 43,529,090 153 STERLING COMMODITIES CORP N NYME 01/31/2006 6,505,528 926,711 5,578,817 154 SWISS AMERICAN SECURITIES INC Y NFA 01/31/2006 88,428,121 6,444,061 81,984,060 155 TCA FUTURES LLC N NFA 01/31/2006 425,367 250,000 175,367 156 TENCO INC N CBOT 01/31/2006 27,656,300 3,016,080 24,640,220 157 TERRA NOVA TRADING LLC Y NFA 01/31/2006 5,113,123 1,500,000 3,613,123 158 TIMBER HILL LLC Y CME 01/31/2006 525,092,736 7,713,828 517,378,908 159 TOWER RESEARCH CAPITAL EUROPE LLC N NFA 01/31/2006 1,408,670 250,000 1,158,670 160 TRADELINK LLC Y CBOT 01/31/2006 22,080,633 349,384 21,731,249 161 TRADESTATION SECURITIES INC Y NFA 01/31/2006 36,188,544 2,117,624 34,070,920 162 TRADITION SECURITIES AND FUTURES INC N NFA 01/31/2006 390,611 250,000 140,611 163 TRANSMARKET GROUP LLC Y CBOT 01/31/2006 9,079,765 250,000 8,829,765 164 TREND COMMODITIES LIMITED PARTNERSHIP N NFA 01/31/2006 577,213 250,000 327,213 165 TRILAND USA INC N NYME 01/31/2006 29,644,382 8,892,904 20,751,478 166 UBS FINANCIAL SERVICES INC Y CBOT 01/31/2006 1,316,684,621 181,893,049 1,134,791,572 167 UBS SECURITIES LLC Y CBOT 01/31/2006 2,525,550,673 506,497,503 2,019,053,170 168 UNITED CLEARING LLC N NFA 01/31/2006 539,985 250,000 289,985 169 VELOCITY FUTURES LP N NFA 01/31/2006 1,309,457 250,000 1,059,457 170 VISION LIMITED PARTNERSHIP N NFA 01/31/2006 24,160,915 11,674,554 12,486,361 171 WACHOVIA CAPITAL MARKETS LLC Y CME 01/31/2006 1,841,976,875 2,184,039 1,839,792,836 172 WACHOVIA SECURITIES FINANCIAL NETWORK LLC Y NFA 01/31/2006 17,793,261 1,563,764 16,229,497 173 WACHOVIA SECURITIES LLC Y NFA 01/31/2006 304,750,816 1,836,630 302,914,186 174 WALL STREET DERIVATIVES INC N NFA 01/31/2006 443,231 250,000 193,231 175 WHITE COMMERCIAL CORPORATION N NFA 01/31/2006 1,875,273 250,000 1,625,273 176 WORLDWIDE CLEARING N NFA 01/31/2006 520,675 250,000 270,675 177 XPRESSTRADE LLC N NFA 01/31/2006 7,507,401 1,447,364 6,060,037 178 YORK BUSINESS ASSOCIATES LLC N NFA 01/31/2006 678,352 250,000 428,352 

TOTAL 

December Web Page Update 178Additions 3Forward Forex IncAbbey National Securities Inc
SELECTED FCM FINANCIAL DATA AS OF 

January 31, 2006

FROM REPORTS FILED BY 

February 28, 2006

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital 

(a) (b) (c) (d) 

Manchester Financial Group IncDeletions 3Bielfeldt & Company LLCKJW LLCBanc of America Finance Services IncName ChangeMaxcor Financial Inc changed their name to BGC Financial IncJanuary Web Page Update 178(a): B/D? : A 'Y' means the FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer. (b): DSRO: Designated Self-Regulatory Organization. (c): A firm's net capital requirement is the greater of (1) $250,000; or(2) risk based capital requirement, the sum of 8% of total customer risk maintenance margin and 4% of total noncustomer risk maintenance margin; or(3) The amount of capital required by a registered futures association (currently NFA is the only such association);(4) for securities brokers and dealers, the amount of net capital required by Rule 15c3-1(a) of the Securities and Exchange Commission.(d): Excess net capital is adjusted net capital, less the firm's net capital requirement.(e): This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on a designated contract market or derivatives transaction execution facility. This is the sum of all accounts that contain a net liquidating equity.(f): This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of vthe United States. 
SELECTED FCM FINANCIAL DATA AS OF 

January 31, 2006

FROM REPORTS FILED BY 

February 28, 2006

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital 

(a) (b) (c) (d) 

(g): This FCM/BD’s ultimate parent company is regulated by the SEC as a consolidated supervised entity. The firm has elected to compute its minimum capital requirement in accordance with the “Alternative Net Capital Requirement” as permitted by Appendix E to SEC Rule 15c3-1. As of January 31, 2006, the firm had net capital in excess of its minimum capital requirements. In addition to the alternative minimum net capital requirements, the firm is required to hold tentative net capital in excess of $1 billion and net capital in excess of $500 million in accordance with the market andcredit risk standards of Appendix E of Rule 15c3-1. The firm also is required to notify the Commission and SEC in the event its tentative net capital is less than $5 billion. As of January 31, 2006,the firm had tentative net capital and net capital in excess of both the minimum and notification requirements. Note: Any comments regarding information contained in this table may be brought to the attention of the CFTC's Division of Clearing and Intermediary Oversight via e-mail: fzimmerle@cftc.gov; s_williams@cftc.gov or sgreska@cftc.gov.