SELECTED FCM FINANCIAL DATA AS OF 

September 30, 2007

FROM REPORTS FILED BY 

October 31, 2007

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital 

(a) (b) (c) (d) 

1 3D FOREX, LLC N NFA 09/30/2007 6,630,468 500,000 6,130,468 2 ABBEY NATIONAL SECURITIES INC Y NFA 09/30/2007 145,521,375 23,533,020 121,988,355 3 ADM INVESTOR SERVICES INC N CBOT 09/30/2007 155,178,109 53,884,977 101,293,132 4 ADVANCED MARKETS INC N NFA 09/30/2007 1,216,212 1,000,000 216,212 5 ADVANTAGE FUTURES LLC N CME 09/30/2007 19,521,554 3,504,082 16,017,472 6 AG EDWARDS & SONS INC Y CBOT 09/30/2007 997,250,657 34,193,771 963,056,886 7 AIG CLEARING CORPORATION N NYME 09/30/2007 300,872,290 40,892,880 259,979,410 8 ALARON TRADING CORPORATION N CME 09/30/2007 7,807,023 3,029,848 4,777,175 9 ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC Y NFA 09/30/2007 36,989,082 5,365,210 31,623,872 

10 BACERA CORPORATION N NFA 09/30/2007 2,883,775 1,000,000 1,883,775 11 BANC OF AMERICA SECURITIES LLC Y CME 09/28/2007 3,293,438,605 386,014,360 2,907,424,245 12 BARCLAYS CAPITAL INC Y NYME 09/30/2007 1,253,150,039 340,116,786 913,033,253 13 BEAR STEARNS & CO INC Y NFA 09/30/2007 (g) 547,800,545 (g) 14 BEAR STEARNS SECURITIES CORP Y CME 09/30/2007 4,890,009,089 1,178,902,945 3,711,106,144 15 BGC SECURITIES Y NFA 09/30/2007 4,255,764 500,000 3,755,764 16 BNP PARIBAS COMMODITY FUTURES INC N NYME 09/30/2007 160,855,485 90,183,294 70,672,191 17 BNP PARIBAS SECURITIES CORP Y CBOT 09/30/2007 792,659,112 30,324,439 762,334,673 18 CADENT FINANCIAL SERVICES LLC N CME 09/30/2007 6,039,487 4,830,655 1,208,832 19 CALYON FINANCIAL INC Y CME 09/30/2007 731,872,908 399,284,621 332,588,287 20 CANTOR FITZGERALD & CO Y CBOT 09/30/2007 202,048,113 2,166,733 199,881,380 21 CAPITAL MARKET SERVICES LLC N NFA 09/30/2007 10,779,665 4,112,637 6,667,028 22 CIBC WORLD MARKETS CORP Y CME 09/28/2007 1,201,213,182 17,771,671 1,183,441,511 23 CITIGROUP GLOBAL MARKETS INC Y CBOT 09/30/2007 (g) 883,931,227 (g) 24 CLIFF LARSON COMPANY THE N NFA 09/30/2007 921,709 500,000 421,709 25 CMC MARKETS (US) LLC N NFA 09/30/2007 2,001,200 1,000,000 1,001,200 26 COMTRUST INC N NFA 09/30/2007 1,001,615 556,095 445,520 27 COUNTRY HEDGING INC N NFA 09/30/2007 17,336,840 10,545,405 6,791,435 28 CREDIT SUISSE SECURITIES (USA) LLC Y CBOT 09/30/2007 6,167,085,327 214,158,696 5,952,926,631 29 CROSSLAND LLC N CBOT 09/30/2007 3,496,603 500,000 2,996,603 30 CUNNINGHAM COMMODITIES LLC N CBOT 09/30/2007 3,312,260 528,541 2,783,719 31 DAIWA SECURITIES AMERICA INC Y CME 09/30/2007 238,183,783 1,371,790 236,811,993 32 DEUTSCHE BANK SECURITIES INC Y CBOT 09/30/2007 3,786,479,412 238,204,961 3,548,274,451 33 DIRECT FOREX LLC N NFA 09/30/2007 762,926 1,000,000 -237,074 34 DORMAN TRADING LLC N CME 09/30/2007 10,262,181 500,000 9,762,181 35 DUNAVANT COMMODITY CORP N NFA 09/30/2007 36,969,209 1,155,874 35,813,335 36 E FX OPTIONS LLC N NFA 09/30/2007 3,752,008 1,000,000 2,752,008 37 EAGLE MARKET MAKERS INC N CBOT 09/28/2007 5,364,042 500,000 4,864,042 38 EASY FOREX US LTD N NFA 09/30/2007 4,351,570 2,000,000 2,351,570 39 ED &F MAN COMMODITY ADVISORS INC N NFA 09/30/2007 1,498,018 500,000 998,018 40 ELECTRONIC BROKERAGE SYSTEMS LLC Y NFA 09/30/2007 11,500,019 500,000 11,000,019 41 ENSKILDA FUTURES LTD N CME 09/30/2007 20,162,744 8,915,988 11,246,756 42 FARR FINANCIAL INC N NFA 09/30/2007 1,708,130 563,438 1,144,692 43 FC STONE LLC N CME 09/30/2007 88,390,919 37,545,659 50,845,260 44 FIMAT USA LLC Y NYME 09/28/2007 666,605,147 444,401,332 222,203,815 45 FIRST CAPITOL GROUP LLC N NFA 09/30/2007 6,122,146 2,168,493 3,953,653 46 FOREX CAPITAL MARKETS LLC N NFA 09/30/2007 56,170,101 12,504,582 43,665,519 
SELECTED FCM FINANCIAL DATA AS OF 

September 30, 2007

FROM REPORTS FILED BY 

October 31, 2007

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital 

(a) (b) (c) (d) 

47 FOREX CLUB FINANCIAL COMPANY INC N NFA 09/30/2007 3,989,815 1,000,000 2,989,815 48 FOREX LIQUIDITY LLC N NFA 09/30/2007 36,781,811 1,000,000 35,781,811 49 FORTIS CLEARING AMERICAS LLC Y CBOT 09/30/2007 163,806,808 33,676,970 130,129,838 50 FRIEDBERG MERCANTILE GROUP INC N NFA 09/30/2007 7,779,136 5,000,000 2,779,136 51 FRONTIER FUTURES INC N NFA 09/30/2007 1,308,652 602,011 706,641 52 FUTURES TECH LLC N NFA 09/30/2007 857,876 500,000 357,876 53 FX SOLUTIONS LLC N NFA 09/30/2007 12,712,376 1,738,344 10,974,032 54 FXCM LLC N NFA 09/30/2007 771,101 500,000 271,101 55 GAIN CAPITAL GROUP LLC N NFA 09/30/2007 36,971,588 4,319,606 32,651,982 56 GATEWAY CAPITAL L.L.C. N NFA 09/30/2007 558,231 500,000 58,231 57 GELBER GROUP LLC N CBOT 09/30/2007 57,905,877 864,274 57,041,603 58 GFS FOREX & FUTURES INC N NFA 09/30/2007 3,078,868 1,000,000 2,078,868 59 GILDER GAGNON HOWE AND CO LLC Y NFA 09/30/2007 32,570,663 500,000 32,070,663 60 GLOBAL FUTURES & FOREX N NFA 09/30/2007 56,057,140 7,540,863 48,516,277 61 GLOBAL FUTURES LLC N NFA 09/30/2007 8,211,461 500,000 7,711,461 62 GOLDMAN SACHS & CO Y CBOT 09/28/2007 (g) 1,709,929,109 (g) 63 GOLDMAN SACHS EXECUTION & CLEARING LP Y CME 09/28/2007 1,082,351,456 59,583,547 1,022,767,909 64 H & R BLOCK FINANCIAL ADVISORS INC Y NFA 09/30/2007 90,034,409 8,723,055 81,311,354 65 HAGERTY GRAIN CO INC N CBOT 09/30/2007 4,080,836 500,000 3,580,836 66 HAMILTON WILLIAMS LLC N NFA 09/30/2007 1,453,196 1,000,000 453,196 67 HOTSPOT FXR LLC N NFA 09/30/2007 5,813,196 1,000,000 4,813,196 68 HSBC SECURITIES USA INC Y CME 09/30/2007 909,514,125 69,518,149 839,995,976 69 I TRADE FX LLC N NFA 09/30/2007 9,101,403 1,404,076 7,697,327 70 ICAP FUTURES LLC N CBOT 09/30/2007 5,665,036 500,000 5,165,036 71 IFSCL USA INC N NFA 09/30/2007 7,562,097 5,000,000 2,562,097 72 IFX MARKETS INC N NFA 09/30/2007 7,863,746 2,387,983 5,475,763 73 IG FINANCIAL MARKETS INC. N NFA 09/30/2007 1,017,560 500,000 517,560 74 INSTINET LLC Y NFA 09/30/2007 103,137,339 4,149,566 98,987,773 75 INTEGRATED BROKERAGE SERVICES LLC N NFA 09/30/2007 1,788,870 1,000,000 788,870 76 INTERACTIVE BROKERS LLC Y EUXUS 09/30/2007 366,926,113 40,562,034 326,364,079 77 INTERBANK FX LLC N NFA 09/30/2007 26,695,339 4,088,721 22,606,618 78 IOWA GRAIN CO N CBOT 09/30/2007 15,974,680 10,006,610 5,968,070 79 ITAU SECURITIES INC Y NFA 09/30/2007 19,506,928 500,000 19,006,928 80 IXIS SECURITIES NORTH AMERICA INC Y NFA 09/30/2007 120,211,070 500,000 119,711,070 81 JP MORGAN FUTURES INC N NYME 09/30/2007 1,189,325,522 696,604,922 492,720,600 82 KOTTKE ASSOCIATES LLC N CBOT 09/30/2007 15,538,021 500,000 15,038,021 83 LADENBURG THALMANN & CO INC Y NFA 09/30/2007 21,405,748 500,000 20,905,748 84 LBS LIMITED PARTNERSHIP N CBOT 09/30/2007 929,204 500,000 429,204 85 LEHMAN BROTHERS INC Y CBOT 09/30/2007 (g) 551,445,000 (g) 86 LIMESTONE TRADING LLC N NFA 09/30/2007 19,452,095 500,000 18,952,095 87 LINN GROUP ( THE ) N NFA 09/30/2007 1,737,327 500,000 1,237,327 88 LINSCO/PRIVATE LEDGER CORP Y NFA 09/30/2007 51,038,932 8,057,507 42,981,425 89 LOEB PARTNERS CORPORATION Y NFA 09/30/2007 24,666,982 500,000 24,166,982 90 MACQUARIE FUTURES USA INC N NFA 09/30/2007 8,328,603 2,644,157 5,684,446 91 MASTER CAPITAL GROUP CORPORATION N NFA 09/30/2007 1,653,204 2,000,000 -346,796 92 MB TRADING FUTURES INC. N NFA 09/30/2007 5,190,435 1,167,012 4,023,423 93 MBF CLEARING CORP N NYME 09/30/2007 24,818,927 2,327,874 22,491,053 
SELECTED FCM FINANCIAL DATA AS OF 

September 30, 2007

FROM REPORTS FILED BY 

October 31, 2007

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital 

(a) (b) (c) (d) 

94 MCVEAN TRADING AND INVESTMENTS LLC N NFA 09/30/2007 6,659,193 2,243,853 4,415,340 95 MERRILL LYNCH PIERCE FENNER & SMITH Y CBOT 09/28/2007 (g) 634,594,600 (g) 96 MERRILL LYNCH PROFESSIONAL CLEARING CORP Y NFA 09/28/2007 1,615,510,205 130,054,169 1,485,456,036 97 MF GLOBAL INC N CME 09/30/2007 563,978,860 365,662,417 198,316,443 98 MID-CO COMMODITIES INC N NFA 09/30/2007 4,979,878 2,978,527 2,001,351 99 MITSUI BUSSAN COMMODITIES USA INC N NYME 09/30/2007 6,186,090 672,639 5,513,451 

100 MIZUHO SECURITIES USA INC Y CME 09/30/2007 130,618,103 32,363,709 98,254,394 101 MONEY GARDEN CORP N NFA 09/30/2007 5,507,560 1,000,000 4,507,560 102 MORGAN KEEGAN & COMPANY INC Y NFA 09/30/2007 343,025,672 12,581,039 330,444,633 103 MORGAN STANLEY & CO INCORPORATED Y CME 09/30/2007 (g) 1,580,614,762 (g) 104 NEUBERGER BERMAN LLC Y NFA 09/30/2007 336,575,824 5,000,000 331,575,824 105 NOMURA SECURITIES INTERNATIONAL INC Y CBOT 09/30/2007 1,119,328,507 8,251,775 1,111,076,732 106 OANDA CORPORATION N NFA 09/30/2007 157,957,902 8,643,030 149,314,872 107 ODL SECURITIES INC N NFA 09/30/2007 9,391,348 1,554,189 7,837,159 108 ONE WORLD CAPITAL GROUP LLC N NFA 09/30/2007 1,408,503 1,000,000 408,503 109 OPEN E CRY LLC N NFA 09/30/2007 1,400,432 500,000 900,432 110 OPPENHEIMER & CO INC Y NFA 09/28/2007 184,261,923 24,776,965 159,484,958 111 OPTIONSXPRESS INC Y NFA 09/30/2007 81,919,041 4,700,515 77,218,526 112 PENSON FINANCIAL FUTURES INC N NFA 09/30/2007 2,087,519 500,000 1,587,519 113 PENSON GHCO N CBOT 09/30/2007 12,736,421 3,584,948 9,151,473 114 PEREGRINE FINANCIAL GROUP INC N NFA 09/30/2007 15,215,431 5,380,937 9,834,494 115 PIONEER FUTURES INC N NYME 09/30/2007 1,146,152 500,000 646,152 116 PRUDENTIAL BACHE COMMODITIES LLC N CBOT 09/30/2007 140,976,000 119,881,280 21,094,720 117 PUMA FINANCIAL LLC N NFA 09/30/2007 812,145 500,000 312,145 118 RAND FINANCIAL SERVICES INC N CME 09/30/2007 53,587,605 14,644,918 38,942,687 119 RAYMOND JAMES & ASSOCIATES INC Y NFA 09/30/2007 332,872,898 30,344,222 302,528,676 120 RBC CAPITAL MARKETS CORPORATION Y CME 09/28/2007 384,102,265 85,060,261 299,042,004 121 RBC DAIN RAUSCHER INC Y NFA 09/30/2007 516,434,100 34,640,107 481,793,993 122 RBS GREENWICH CAPITAL INC Y CBOT 09/30/2007 1,040,548,000 93,655,000 946,893,000 123 RJ OBRIEN & ASSOCIATES LLC N CME 09/28/2007 79,337,739 64,241,479 15,096,260 124 ROBBINS FUTURES INC N NFA 09/30/2007 541,805 500,000 41,805 125 ROSENTHAL COLLINS GROUP LLC N CME 09/30/2007 46,314,382 24,559,791 21,754,591 126 ROSENTHAL GLOBAL SECURITIES LLC Y CBOT 09/30/2007 12,571,367 500,000 12,071,367 127 ROYAL FOREX TRADING LLC N NFA 09/30/2007 1,388,079 1,000,000 388,079 128 SANFORD C BERNSTEIN & CO LLC Y NFA 09/28/2007 145,453,064 48,383,946 97,069,118 129 SHATKIN ARBOR INC N CBOT 09/30/2007 5,128,181 988,667 4,139,514 130 SHAY GRAIN CLEARING COMPANY N KCBT 09/30/2007 1,149,947 979,199 170,748 131 SMW TRADING COMPANY INC N CME 09/30/2007 19,463,839 500,000 18,963,839 132 SNC INVESTMENTS INC N NFA 09/30/2007 1,301,483 1,000,000 301,483 133 SOLID GOLD FINANCIAL SERVICES INC N NFA 09/30/2007 2,101,170 1,000,000 1,101,170 134 STEPHENS INC Y NFA 09/28/2007 86,894,507 11,690,767 75,203,740 135 STERLING COMMODITIES CORP N NYME 09/30/2007 9,050,814 1,276,360 7,774,454 136 TCA FUTURES LLC N NFA 09/30/2007 834,126 500,000 334,126 137 TENCO INC N CBOT 09/30/2007 41,093,247 5,593,658 35,499,589 138 TERRA NOVA TRADING LLC Y NFA 09/30/2007 16,595,689 1,500,000 15,095,689 139 TIMBER HILL LLC Y CME 09/30/2007 810,759,269 12,844,098 797,915,171 140 TOWER RESEARCH CAPITAL EUROPE LLC N NFA 09/30/2007 2,847,654 500,000 2,347,654 
SELECTED FCM FINANCIAL DATA AS OF 

September 30, 2007

FROM REPORTS FILED BY 

October 31, 2007

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital 

(a) (b) (c) (d) 

141 TRADELINK LLC Y CBOT 09/30/2007 28,667,952 547,360 28,120,592 142 TRADEMAVEN CLEARING LLC N NFA 09/30/2007 845,906 500,000 345,906 143 TRADESTATION SECURITIES INC Y NFA 09/30/2007 72,232,493 2,491,448 69,741,045 144 TRADITION SECURITIES AND FUTURES INC N NFA 09/30/2007 787,351 500,000 287,351 145 TRANSMARKET GROUP LLC Y CBOT 09/30/2007 10,097,915 500,000 9,597,915 146 TRILAND USA INC N NYME 09/30/2007 32,746,645 10,271,406 22,475,239 147 UBS FINANCIAL SERVICES INC Y CBOT 09/28/2007 1,099,450,966 136,329,165 963,121,801 148 UBS SECURITIES LLC Y CBOT 09/30/2007 15,315,022,048 889,354,882 14,425,667,166 149 VELOCITY FUTURES LP N NFA 09/30/2007 2,447,341 500,000 1,947,341 150 VISION FINANCIAL MARKETS LLC Y NFA 09/30/2007 19,358,648 8,566,674 10,791,974 151 WACHOVIA CAPITAL MARKETS LLC Y CME 09/30/2007 1,377,346,351 2,283,690 1,375,062,661 152 WACHOVIA SECURITIES FINANCIAL NETWORK, LLC Y NFA 09/30/2007 31,912,087 1,355,401 30,556,686 153 WACHOVIA SECURITIES LLC Y NFA 09/30/2007 337,946,031 1,500,000 336,446,031 154 WHITE COMMERCIAL CORPORATION N NFA 09/30/2007 2,694,659 500,000 2,194,659 155 WSD FINANCIAL USA, INC N NFA 09/30/2007 1,231,861 500,000 731,861 156 XPRESSTRADE LLC N NFA 09/30/2007 7,579,213 1,574,836 6,004,377 157 YORK BUSINESS ASSOCIATES LLC N NFA 09/30/2007 796,405 500,000 296,405 

Total 

August Web Page Update 159Additions 0Deletions 2UBS Clearing Services CorporationAmerican National Trading CorpSeptember Web Page Update 157Name ChangeFrom Forex International Investments Inc to Master Capital Group Corporation(a): B/D : A 'Y' means the FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer. (b): DSRO: Designated Self-Regulatory Organization. (c) The minimum capital requirement that each FCM must maintain is determined under CFTC Regulation 1.17 (a)(1)(i) (d): Excess net capital is adjusted net capital, less the firm's net capital requirement.
SELECTED FCM FINANCIAL DATA AS OF 

September 30, 2007

FROM REPORTS FILED BY 

October 31, 2007

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital 

(a) (b) (c) (d) 

(e): This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on a designated contract market or derivatives transaction execution facility. This is the sum of all accounts that contain a net liquidating equity.(f): This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of the United States. (g): This FCM/BD’s ultimate parent company is regulated by the SEC as a consolidated supervised entity. The firm has elected to compute its minimum capital requirement in accordance with the “Alternative Net Capital Requirement” as permitted by Appendix E toSEC Rule 15c3-1. As of this reporting date, the firm had net capital in excess of its minimum capital requirements. In addition to the alternative minimum net capital requirements, the firm is required tohold tentative net capital in excess of $1 billion and net capital in excess of $500 million in accordance with the market and credit riskstandards of Appendix E of Rule 15c3-1. The firm also is required to notify the Commission and SEC in the event its tentative net capital is less than $5 billion. As of this reporting date, the firm had tentative net capital and net capital in excess of both the minimum and notification requirements. Note: Any comments regarding information contained in this table may be brought to the attention of the CFTC's Division of Clearing and Intermediary Oversight via e-mail: sgreska@cftc.gov, phill@cftc.gov or s_williams@cftc.gov