SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

March 31, 2003

1 of 5

B/D? DSRO A/O Adjusted Net Capital Risk Based Excess Customers' Customer 

Futures Commission Merchant Date Net Capital Requirement Requirement Net Capital Seg Required Amount 

(4% of Seg, SEC Capital 4d(2) Pt. 30 Required 

(a) (b) or $250,000) (c) (d) (e) (f)

1 ABN AMRO INCORPORATED Y CBOT 02/28/2003 1,218,207,983 117,178,486 104,235,169 1,101,029,497 1,645,802,482 108,660,408

2 ABN AMRO SAGE CORPORATION Y NFA 02/28/2003 48,566,088 2,923,471 2,923,472 45,642,616 52,964,775 0

3 ADM INVESTOR SERVICES INC N CBOT 02/28/2003 71,426,075 17,208,162 19,649,530 51,776,545 444,812,540 24,005,874

4 ADVEST INC Y NFA 02/28/2003 44,001,353 1,000,000 0 43,001,353 0 0

5 AG EDWARDS & SONS INC Y CBOT 02/28/2003 601,656,603 40,657,023 3,096,699 560,999,580 76,054,339 77,095

6 AGE COMMODITY CLEARING CORP N CBOT 02/28/2003 13,123,517 1,534,436 2,975,973 10,147,544 57,435,137 0

7 AIG CLEARING CORPORATION N NYME 02/28/2003 120,991,949 250,000 10,683,472 110,308,477 0 0

8 ALARON TRADING CORPORATION N CME 02/28/2003 3,208,339 2,090,901 1,163,216 1,117,438 60,207,775 82,626

9 ALCO COMMODITIES INC N NFA 02/28/2003 490,174 250,000 0 240,174 0 0

10 AMERICAN NATIONAL TRADING CORP N NFA 02/28/2003 764,191 479,772 393,083 284,419 15,550,864 189

11 BANC OF AMERICA FUTURES INCORPORATED Y CME 02/28/2003 59,528,328 8,231,949 35,350,847 24,177,481 205,539,473 259,254

12 BANC ONE CAPITAL MARKETS INC Y CBOT 02/28/2003 410,152,737 6,101,471 15,850,470 394,302,267 318,208,530 11,203,650

13 BARCLAYS CAPITAL INC Y CBOT 02/28/2003 378,355,376 52,093,057 100,379,541 277,975,835 1,314,455,263 47,626,420

14 BEAR STEARNS & CO INC Y CBOT 02/28/2003 1,261,619,069 35,292,014 0 1,226,327,055 0 0

15 BEAR STEARNS SECURITIES CORP Y CME 02/28/2003 2,347,168,445 689,540,814 83,595,235 1,657,627,631 1,393,650,362 190,613,825

16 BIELFELDT & COMPANY LLC N CBOT 02/28/2003 403,002 250,000 0 153,002 0 0

17 BNP PARIBAS BROKERAGE SERVICES INC Y CME 02/28/2003 36,230,452 6,491,048 12,161,712 24,068,740 162,276,188 0

18 BNP PARIBAS COMMODITY FUTURES INC N NYME 02/28/2003 48,968,833 13,303,643 21,755,526 27,213,307 351,678,480 18,812,659

19 BNP PARIBAS SECURITIES CORP Y CBOT 02/28/2003 344,920,796 3,476,775 0 341,444,021 0 0

20 BNY CLEARING SERVICES LLC Y NFA 02/28/2003 78,381,227 17,508,148 0 60,873,079 0 0

21 BOSTON CABOT LLC Y NFA 02/28/2003 613,587 250,000 0 363,587 0 0

22 C CZARNIKOW SUGAR FUTURES INC N NFA 02/28/2003 1,500,145 250,000 215,048 1,250,145 1,738,652 0

23 CANTOR FITZGERALD & CO Y CBOT 02/28/2003 42,318,693 1,041,153 124,960 41,277,540 406,836 0

24 CAPITAL MARKET SERVICES LLC N NFA 02/28/2003 517,591 250,000 0 267,591 0 0

25 CARGILL INVESTOR SERVICES INC N CBOT 02/28/2003 85,295,435 45,031,227 61,761,136 23,534,299 1,098,525,695 112,440,239

26 CARR FUTURES INC Y CME 02/28/2003 189,843,866 106,866,875 157,739,848 32,104,018 2,647,371,186 1,556,981,913

27 CDC SECURITIES Y NFA 02/28/2003 65,022,562 250,000 0 64,772,562 0 0

28 CIBC WORLD MARKETS CORP Y NYME 02/28/2003 853,698,373 42,759,644 12,437,309 810,938,729 5,348,254 0

29 CLIFDEN FUTURES LLC N NFA 02/28/2003 495,046 250,000 7,217 245,046 1,898,123 0

30 CLIFF LARSON COMPANY THE N NFA 02/28/2003 355,427 250,000 0 105,427 1,213,135 0

31 CMC GROUP PLC N NFA 02/28/2003 17,803,505 250,000 0 17,553,505 0 0

32 COESfx CLEARING INC N NFA 02/28/2003 375,155 250,000 0 125,155 0 0

33 COMMERZ FUTURES LLC Y CME 02/28/2003 7,016,781 1,784,950 2,256,421 4,760,360 72,724,579 4,782,454

34 COUNTRY HEDGING INC N NFA 02/28/2003 5,798,924 975,304 2,152,915 3,646,009 27,949,306 25,573

35 CREDIT LYONNAIS ROUSE USA LIMITED N NYME 02/28/2003 25,914,451 3,944,271 22,425,329 3,489,122 125,025,158 471,841

36 CREDIT SUISSE FIRST BOSTON LLC Y CBOT 02/28/2003 2,622,858,468 81,847,185 85,434,331 2,537,424,137 1,329,605,464 354,872,149

37 CRESSWELL CAPITAL LLC N NFA 02/28/2003 541,707 250,000 0 291,707 0 0

38 CROSSLAND LLC N CBOT 02/28/2003 3,810,868 250,000 69,628 3,560,868 6,278,117 0

39 CUNNINGHAM COMMODITIES INC N CBOT 02/28/2003 2,188,018 250,000 132,410 1,938,018 6,000,688 126,898

40 DAIWA SECURITIES AMERICA INC Y CME 02/28/2003 202,154,087 4,184,869 3,638,885 197,969,218 71,260,709 2,798,893

41 DAVID A NOYES & CO Y NFA 02/28/2003 1,332,342 250,000 0 1,082,342 0 0

42 DEUTSCHE BANK SECURITIES INC Y CBOT 02/28/2003 1,945,601,344 64,812,951 143,115,497 1,802,485,847 1,162,150,462 308,487,864

43 DIRECT TRADING GROUP LLC N NFA 02/28/2003 1,038,865 250,000 44,388 788,865 4,738,542 0

44 DORMAN TRADING LLC N CME 02/28/2003 5,851,321 586,656 236,614 5,264,665 14,667,660 0

45 DUNAVANT COMMODITY CORP N NYCE 12/31/2002 19,819,323 1,038,479 46,437 18,780,844 30,136,249 0

46 EAGLE MARKET MAKERS INC N CBOT 02/28/2003 1,835,961 250,000 32,684 1,585,961 1,836,269 20,621

47 ED &F MAN COMMODITY ADVISORS INC N NFA 02/28/2003 380,707 250,000 0 130,707 0 0
SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

March 31, 2003

2 of 5

B/D? DSRO A/O Adjusted Net Capital Risk Based Excess Customers' Customer 

Futures Commission Merchant Date Net Capital Requirement Requirement Net Capital Seg Required Amount 

(4% of Seg, SEC Capital 4d(2) Pt. 30 Required 

(a) (b) or $250,000) (c) (d) (e) (f)

48 EM COMBS & SON N CBOT 02/28/2003 1,863,306 250,000 30,242 1,613,306 3,674,476 0

49 FAHNESTOCK & CO INC Y NFA 02/28/2003 147,378,744 8,853,709 0 138,525,035 727,248 0

50 FARR FINANCIAL INC N NFA 02/28/2003 1,035,476 604,792 230,669 430,684 15,635,391 37,660

51 FC STONE LLC N CME 02/28/2003 15,669,075 7,795,122 8,480,106 7,188,969 251,640,345 616,442

52 FCT GROUP LLC N CME 02/28/2003 4,339,233 250,000 306,981 4,032,252 5,297,158 0

53 FIMAT USA INC Y CME 02/28/2003 177,108,970 88,619,806 140,065,552 37,043,418 2,588,782,803 527,047,587

54 FIRST CAPITOL GROUP LLC N NFA 02/28/2003 1,692,519 732,411 588,605 960,108 24,500,443 105,798

55 FIRST OPTIONS OF CHICAGO INC Y CME 02/28/2003 168,383,238 11,724,930 26,178,300 142,204,938 523,843,972 14,155,556

56 FOREX CAPITAL MARKETS LLC N NFA 02/28/2003 8,460,832 250,000 0 8,210,832 0 0

57 FORTIS CLEARING CHICAGO LLC N CBOT 02/28/2003 5,938,233 1,621,067 926,812 4,317,166 38,063,393 2,700,351

58 FRIEDBERG MERCANTILE GROUP INC Y NFA 02/28/2003 1,512,508 250,000 70,350 1,262,508 6,230,795 20,776

59 FRONTIER FUTURES INC N NFA 02/28/2003 1,046,100 369,079 287,308 677,021 11,772,635 0

60 FUTURES TECH LLC N NFA 02/28/2003 402,423 250,000 0 152,423 0 0

61 FX SOLUTIONS LLC N NFA 02/28/2003 1,056,861 250,000 0 806,861 0 0

62 GAIN CAPITAL N NFA 02/28/2003 2,880,375 250,000 0 2,630,375 0 0

63 GELBER GROUP LLC N CBOT 02/28/2003 12,442,873 426,240 207,578 12,016,633 13,077,829 74,509

64 GFS SECURITIES & FUTURES INC N NFA 02/28/2003 277,630 250,000 0 27,630 0 0

65 GILDER GAGNON HOWE AND CO LLC Y NFA 02/28/2003 18,717,886 250,000 0 18,467,886 0 0

66 GLOBAL FUTURES & FOREX LTD N NFA 02/28/2003 4,204,223 250,000 0 3,954,223 0 0

67 GNI INCORPORATED N CBOT 02/28/2003 11,698,472 4,841,706 5,244,300 6,454,172 122,547,113 15,136,680

68 GOLDENBERG HEHMEYER & CO Y CBOT 02/28/2003 13,648,717 1,356,585 1,847,029 11,801,688 43,132,817 3,115,767

69 GOLDMAN SACHS & CO Y CBOT 02/28/2003 4,320,417,048 666,849,942 410,589,387 3,653,567,106 6,764,529,751 3,050,792,173

70 GREENWICH CAPITAL MARKETS INC Y CBOT 02/28/2003 826,983,000 24,158,000 21,906,960 802,825,000 194,468,000 11,034,000

71 HAGERTY GRAIN CO INC N CBOT 02/28/2003 1,698,891 250,000 72,304 1,448,891 4,607,763 0

72 HORNBLOWER FISCHER & CO Y NFA 02/28/2003 1,796,894 367,273 181,017 1,429,621 5,670,858 0

73 HOTSPOT FX INC N NFA 02/28/2003 3,429,106 250,000 0 3,179,106 0 0

74 HSBC SECURITIES USA INC Y CME 02/28/2003 335,303,001 11,171,061 33,437,043 301,865,958 299,740,209 28,245,920

75 INTEGRATED BROKERAGE SERVICES INC N NFA 02/28/2003 1,076,364 250,000 0 826,364 837,069 0

76 INTERACTIVE BROKERS LLC Y NFA 02/28/2003 95,826,062 2,225,095 1,191,861 93,600,967 14,435,769 4,627,606

77 INVESTEC ERNST & COMPANY Y NFA 02/28/2003 28,065,664 250,000 0 27,815,664 0 0

78 IOWA GRAIN CO N CBOT 02/28/2003 7,876,241 3,585,299 3,195,452 4,290,942 95,505,506 7,198

79 JP MORGAN FUTURES INC N NYME 02/28/2003 440,287,741 186,873,065 305,606,935 134,680,806 4,687,347,987 414,886,367

80 JULIUS BAER SECURITIES INC Y NFA 02/28/2003 15,472,573 706,893 0 14,765,680 0 0

81 KOTTKE ASSOCIATES LLC N CBOT 02/28/2003 9,219,648 324,891 128,400 8,894,757 11,047,991 3,547

82 LADENBURG THALMANN & CO INC Y NFA 02/28/2003 5,253,829 1,000,000 0 4,253,829 0 0

83 LAWRENCE-BONFITTO TRADING COMPANY N CBOT 02/28/2003 2,877,939 250,000 41,191 2,627,939 2,951,038 0

84 LBS LIMITED PARTNERSHIP N CBOT 02/28/2003 438,900 250,000 0 188,900 0 0

85 LEADER INVESTMENTS INC Y NFA 02/28/2003 719,713 250,000 0 469,713 0 0

86 LEGG MASON WOOD WALKER INC Y NFA 02/28/2003 356,659,535 19,444,317 0 337,215,218 0 0

87 LEHMAN BROTHERS INC Y CBOT 02/28/2003 1,709,611,000 122,541,620 158,861,920 1,550,749,080 1,720,278,000 50,190,000

88 LINN GROUP ( THE ) N NFA 02/28/2003 471,238 250,000 0 221,238 0 0

89 LINSCO/PRIVATE LEDGER CORP Y NFA 02/28/2003 86,352,376 3,285,125 0 83,067,251 0 0

90 LOEB PARTNERS CORPORATION Y NFA 02/28/2003 21,029,980 250,000 0 20,779,980 0 0

91 MAN FINANCIAL INC N CME 02/28/2003 181,500,450 105,878,020 139,781,507 41,718,943 2,711,116,525 726,951,296

92 MARQUETTE ELECTRONIC BROKERAGE LLC N NFA 02/28/2003 5,329,532 250,000 0 5,079,532 0 0

93 MAXCOR FINANCIAL INC Y NFA 02/28/2003 23,713,423 250,000 0 23,463,423 0 0

94 MBF CLEARING CORP N NYME 02/28/2003 6,192,605 2,853,588 691,665 3,339,017 81,494,964 555,655
SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

March 31, 2003

3 of 5

B/D? DSRO A/O Adjusted Net Capital Risk Based Excess Customers' Customer 

Futures Commission Merchant Date Net Capital Requirement Requirement Net Capital Seg Required Amount 

(4% of Seg, SEC Capital 4d(2) Pt. 30 Required 

(a) (b) or $250,000) (c) (d) (e) (f)

95 MCVEAN TRADING AND INVESTMENTS LLC N NFA 02/28/2003 8,230,229 4,723,250 789,680 3,506,979 119,878,001 0

96 MERRILL LYNCH PIERCE FENNER & SMITH Y CBOT 02/28/2003 3,050,092,126 278,211,827 219,001,862 2,771,880,299 4,433,681,825 372,642,343

97 MERRILL LYNCH PROFESSIONAL CLEARING CORP Y NFA 02/28/2003 1,207,466,923 15,351,295 35,432,579 1,172,034,344 432,323,878 0

98 MID-CO COMMODITIES INC N NFA 02/28/2003 3,529,282 391,847 676,140 2,853,142 11,381,648 0

99 MITSUI & CO INVESTMENT PRODUTS CORP N NFA 02/28/2003 2,304,283 250,000 16,643 2,054,283 929,058 0

100 MIZUHO SECURITIES USA INC Y CME 02/28/2003 192,311,664 8,396,508 13,564,522 178,747,142 203,401,151 25,813,997

101 MONEY GARDEN CORPORATION, THE N NFA 02/28/2003 3,387,804 250,000 0 3,137,804 0 0

102 MORGAN KEEGAN & COMPANY INC Y NFA 02/28/2003 140,935,737 11,941,395 0 128,994,342 0 0

103 MORGAN STANLEY & CO INCORPORATED Y CME 02/28/2003 4,806,308,817 578,639,725 218,403,580 4,227,669,092 2,836,014,092 1,032,334,862

104 MORGAN STANLEY DW INC Y CBOT 02/28/2003 1,364,989,550 96,687,095 3,299,529 1,268,302,455 719,958,688 1,153,886,812

105 NATIONAL COMMODITIES CORPORATION INC N NFA 02/28/2003 1,754,430 250,000 100,111 1,504,430 20,161,342 0

106 NEUBERGER BERMAN LLC Y NFA 02/28/2003 253,070,579 16,070,082 440,473 237,000,497 19,270,020 0

107 NIKKO SECURITIES CO INTERNATIONAL INC Y NFA 02/28/2003 7,974,491 250,000 0 7,724,491 0 0

108 NOMURA SECURITIES INTERNATIONAL INC Y CBOT 02/28/2003 799,024,322 11,333,158 558,674 787,691,164 5,777,705 0

109 OCONNOR & COMPANY LLC Y CBOT 02/28/2003 39,646,506 2,081,679 1,456,381 37,564,827 57,659,663 0

110 PACIFIC CAPITAL MARKETS N NFA 02/28/2003 381,916 250,000 0 131,916 0 0

111 PATTERSON CAPITAL MARKETS LTD N CBOT 02/28/2003 138,008 250,000 0 -111,992 0 0

112 PAX CLEARING CORPORATION Y CME 02/28/2003 40,293,481 2,230,607 2,253,083 38,040,398 59,583,573 0

113 PENSON FINANCIAL FUTURES INC N NFA 02/28/2003 490,196 250,000 13,676 240,196 291,727 0

114 PEREGRINE FINANCIAL GROUP INC N NFA 02/28/2003 11,227,753 3,967,207 1,578,752 7,260,546 101,890,413 1,188,618

115 PERSHING LLC Y CBOT 02/28/2003 1,254,694,000 115,540,340 0 1,139,153,660 0 0

116 PIONEER FUTURES INC N NYME 02/28/2003 5,916,335 3,871,985 1,883,814 2,044,350 114,580,596 345,571

117 PREFERRED TRADE INC Y NFA 02/28/2003 10,457,197 657,766 0 9,799,431 34,966 0

118 PRUDENTIAL SECURITIES INCORPORATED Y CBOT 02/28/2003 586,744,000 66,433,940 72,005,840 514,738,160 1,045,256,000 128,440,000

119 RAND FINANCIAL SERVICES INC N CME 02/28/2003 13,591,989 7,545,598 13,696,117 -104,128 166,307,000 34,941,900

120 RAYMOND JAMES & ASSOCIATES INC Y NFA 02/28/2003 347,991,059 20,442,685 57,246 327,548,374 0 0

121 RB&H FINANCIAL SERVICES LP N CME 02/28/2003 2,913,251 1,771,992 905,092 1,141,259 47,616,814 68,175

122 RBC DAIN RAUSCHER INC Y NFA 02/28/2003 267,258,078 26,987,012 0 240,271,066 0 0

123 RBC DOMINION SECURITIES CORPORATION Y CME 02/28/2003 110,389,011 1,000,000 0 109,389,011 0 0

124 REDSKY SECURITIES INC N NFA 02/28/2003 659,933 250,000 0 409,933 0 0

125 REFCO LLC N CME 02/28/2003 202,522,326 120,171,835 133,236,756 69,285,570 3,395,569,297 74,079,832

126 RJ OBRIEN ASSOCIATES INC N CME 02/28/2003 33,252,797 17,506,166 17,869,090 15,383,707 478,537,822 5,759,588

127 ROBBINS FUTURES INC N NFA 02/28/2003 566,091 250,000 73,018 316,091 5,261,943 0

128 ROBECO USA LLC Y NFA 02/28/2003 57,903,034 2,673,950 0 55,229,084 0 0

129 ROSENTHAL COLLINS GROUP LLC N CME 02/28/2003 48,230,748 9,884,585 7,071,036 38,346,163 283,210,969 1,220,571

130 ROSENTHAL GLOBAL SECURITIES LLC Y CBOT 02/28/2003 15,165,813 825,722 0 14,340,091 0 0

131 ROTHSCHILD INC N NYME 02/28/2003 29,334,671 250,000 29,084,671 0 0

132 SALOMON SMITH BARNEY INC Y CBOT 02/28/2003 3,679,359,521 393,678,368 230,997,256 3,285,681,153 5,276,082,303 137,069,807

133 SANFORD C BERNSTEIN & CO LLC Y NFA 02/28/2003 167,351,773 9,174,956 0 158,176,817 0 0

134 SENTINEL MANAGEMENT GROUP INC N NFA 02/28/2003 1,183,909 250,000 0 933,909 388,418,803 0

135 SG COWEN SECURITIES CORPORATION Y NFA 02/28/2003 685,160,636 1,500,000 0 683,660,636 0 0

136 SHATKIN ARBOR KARLOV & CO N CBOT 02/28/2003 6,276,506 364,031 113,574 5,912,475 9,072,055 245,049

137 SHAY GRAIN CLEARING COMPANY N KCBT 12/31/2002 726,467 250,000 17,952 476,467 3,807,181 0

138 SHEPARD INTERNATIONAL INC N NFA 02/28/2003 2,033,759 250,000 0 1,783,759 0 0

139 SHERWOOD FUTURES GROUP LLC N NFA 02/28/2003 1,178,423 250,000 0 928,423 22,982,094 0

140 SIEGEL TRADING CO INC THE N NFA 02/28/2003 494,454 250,000 0 244,454 1,679,438 0

141 SMW TRADING COMPANY INC N CME 02/28/2003 6,240,808 424,667 377,560 5,816,141 10,657,357 0
SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

March 31, 2003

4 of 5

B/D? DSRO A/O Adjusted Net Capital Risk Based Excess Customers' Customer 

Futures Commission Merchant Date Net Capital Requirement Requirement Net Capital Seg Required Amount 

(4% of Seg, SEC Capital 4d(2) Pt. 30 Required 

(a) (b) or $250,000) (c) (d) (e) (f)

142 SPEAR LEEDS & KELLOG Y NYME 02/28/2003 1,397,131,883 35,984,629 4,762,097 1,361,147,254 210,640,471 1,327,218

143 STEPHENS INC Y NFA 02/28/2003 72,749,161 8,374,971 0 64,374,190 0 0

144 STERLING COMMODITIES CORP N NYME 02/28/2003 5,206,750 994,874 402,588 4,211,876 26,996,895 507,227

145 SWISS AMERICAN SECURITIES INC Y NFA 02/28/2003 67,711,513 3,298,017 0 64,413,496 0 0

146 TCA FUTURES LLC N NFA 02/28/2003 411,695 250,000 0 161,695 0 0

147 TENCO INC N CBOT 02/28/2003 27,565,691 2,090,900 1,773,142 25,474,791 55,122,499 0

148 TIMBER HILL LLC Y CME 02/28/2003 377,105,049 1,000,000 1,292,350 375,812,699 21,339,105 0

149 TOKYO GENERAL USA INC N NFA 02/28/2003 445,090 250,000 0 195,090 17 0

150 TOKYO-MITSUBISHI FUTURES USA INC N CME 02/28/2003 19,873,577 250,000 3,402,274 16,471,303 5,434,619 0

151 TRADELINK LLC Y CBOT 02/28/2003 34,670,807 250,000 919,465 33,751,342 0 0

152 TRADITION SECURITIES AND FUTURES INC N NFA 02/28/2003 392,082 250,000 0 142,082 0 0

153 TRANSMARKET GROUP LLC Y CBOT 02/28/2003 7,413,681 916,162 0 6,497,519 0 0

154 TRILAND USA INC N NYME 02/28/2003 19,673,918 845,554 656,110 18,828,364 21,159,939 0

155 UBS PAINEWEBBER INC Y CBOT 02/28/2003 1,301,231,674 206,406,223 17,051,133 1,094,825,451 982,644,058 82,454,397

156 UBS WARBURG LLC Y CBOT 02/28/2003 3,186,301,938 162,660,744 176,897,035 3,009,404,903 3,045,809,969 650,864,480

157 UFJ FUTURES LLC N CME 02/28/2003 18,491,008 250,000 2,322,231 16,168,777 0 0

158 UNIVERSAL FINANCIAL HOLDING CORP N NFA 02/28/2003 740,245 250,000 257,544 482,701 6,839,278 0

159 US BANCORP PIPER JAFFRAY INC Y NFA 02/28/2003 184,745,139 8,835,421 0 175,909,718 0 0

160 US SECURITIES & FUTURES CORP Y NFA 02/28/2003 155,622 250,000 0 -94,378 0 0

161 VELOCITY FUTURES LP N NFA 02/28/2003 389,340 250,000 0 139,340 1,864,386 0

162 VISION LIMITED PARTNERSHIP N NFA 02/28/2003 11,755,406 5,698,613 2,835,264 6,056,793 152,881,469 54,908

163 WACHOVIA SECURITIES INC Y CME 02/28/2003 515,041,009 1,023,755 0 514,017,254 0 0

164 WALL STREET DERIVATIVES INC N NFA 02/28/2003 402,170 250,000 0 152,170 0 0

165 WHITE COMMERCIAL CORPORATION N NFA 02/28/2003 1,661,563 250,000 0 1,411,563 0 0

166 XPRESSTRADE LLC N NFA 02/28/2003 2,186,364 250,000 0 1,936,364 0 0

167 YORK BUSINESS ASSOCIATES LLC N CBOT 02/28/2003 829,072 250,000 0 579,072 32,098 0

Totals 49,004,943,669 57,752,511,365 11,295,900,688

Name Changes from January 2003 Update

STAFF USA to TRADITION SECURITIES and

FUTURES INC

Reconcilation from January Web Page Update

January Web Page Update 167

Additions 1

CRESSWELL CAPITAL LLC

Deletions 1

G7 CAPITAL MARKETS LP
SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

March 31, 2003

5 of 5

B/D? DSRO A/O Adjusted Net Capital Risk Based Excess Customers' Customer 

Futures Commission Merchant Date Net Capital Requirement Requirement Net Capital Seg Required Amount 

(4% of Seg, SEC Capital 4d(2) Pt. 30 Required 

(a) (b) or $250,000) (c) (d) (e) (f)

February Web Page Update 167

(a): B/D? : A 'Y' means the FCM is also (d): Excess net capital is adjusted net capital, (f): This represents the amount of funds an FCM 

registered with the Securities and Exchange less the greater of the net capital requirement or risk- is required to set aside for customers who trade 

Commission as a securities broker or dealer. based requirement. on commodity exchanges located outside of 

the United States. The amount to be set aside for 

(b): DSRO: Designated Self-Regulatory Organization. a customer's foreign commodity account may 

be less than the net liquidating equity in the 

customer's account. 

(c): Risk-based net capital requirement is the (e): This represents the total amount of funds that Note: Any errors in this table should be brought 

sum total of 8% of customer, and 4% of an FCM is required to segregate on behalf of to the attention of the CFTC's Division of Clearing and 

non-customer risk margin for domestic and customers who are trading on commodity and Intermediary Oversight via e-mail: 

foreign future accounts (excluding proprietary exchanges located in the United States. fzimmerle@cftc.gov or 

accounts). The risk based minimum requirement This is the sum of all accounts that contain sgreska@cftc.gov. 

applies to all FCMs which are a member of the a net liquidating equity.

National Futures AssociationAssociation, 

was effective 10/31/00.