1110 Brickell Avenue

Suite 430k-200

Miami, FL 33131

https://ledgerx.com

Appendix B

See attached Redline version of the revised Participant Agreement.
February 19, 2021

LedgerX Participant Agreement

I. I. Services. LedgerX is registered with the U.S. Commodity Futures Trading Commission (“CFTC”) as the

operator of a designated contract market (“DCM”), a swap execution facility (“SEF”) and a

derivatives clearing organization (“DCO”). Participant wishes to receive access to certain

services pursuant to this Agreement (“Services”). LedgerX is willing to provide such Services to

Participant pursuant to the terms of this Agreement. Capitalized terms used but not defined

herein have the respective meanings given to them in the LedgerX Rulebook (as Participant

agrees to be bound by the terms of this Agreement, and the LedgerX Rulebook (defined below). LedgerX will provide the Participant with access to a system or a platform for execution of

Transactions as provided in the LedgerX RulebookLedgerX Rulebook and as required by the

U.S. Commodity Exchange Act, as amended (the “Act”). II. Definitions. Capitalized terms used but not defined herein have the respective meanings given to them in

the LedgerX Rulebook. III. Participant Eligibility. By executing this application and whenever using the Services, the undersigned hereby

represents and warrants that Participant meets the eligibility requirements as set forth in Rule 3.2

of the LedgerX Rulebook, as amended from time to time, and if trading through the SEF is an

Eligible Contract Participant (“ECP”). Further, each time such Participant or any of its

Authorized Representatives enters an order, effects a transaction or otherwise uses the Services, Participant represents, warrants and reaffirms that Participant meets the eligibility requirements

as set forth in Rule 3.2 of the LedgerX Rulebook, and if trading through the SEF is an ECP. IV. II. Participant Obligations and Consent to Jurisdiction of LedgerX. Participant shall pay the fees and charges for the Services as specified and revised from time to

time on the www.ledgerx.comLedgerX website ("Website"), located at www.ledgerx.com. The

current fees and charges for the Services are enumerated on the Website. LedgerX will notify

the Participant of any change to such fees and charges by means of a Website post, and any such

changes will be effective 10 days after LedgerX posts such amended fees on the Website. Following the expiration of such 10-day period, the fees schedule on the Website will be deemed

amended accordingly.The Participant’s continued use of Services after the expiration of the

10-day period will constitute Participant’s agreement to pay the amended fees and charges for

the Services. Participant will be bound by, and comply with, hereby acknowledges and agrees that it has

received and read the rules and regulations established by LedgerX applicable to the Services

contained in the LedgerX rules (as supplemented or amended from time to time, the "LedgerX

Rulebook"). LedgerX Rulebook"). Further, Participant agrees to be and will be bound by, and
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will comply with, the LedgerX Rulebook as amended from time to time. In the event of any

conflict between this Agreement and the LedgerX RulebookLedgerX Rulebook, the Rulebook

will govern.The

Participant hereby consents to the jurisdiction of LedgerX. Upon the prior written request of

LedgerX, the Participant will promptly (but in any event, within five Business Days) provide to

LedgerX such information about itself and its Authorized Representatives as LedgerX requests. The

Participant hereby acknowledges and agrees that it has received and read the LedgerX

Rulebook.The Participant hereby agrees that it will only allow itself or its duly authorized

employees and representatives, in each case previously identified to LedgerX, to access or use

the Services. Participant agrees to accept full responsibility for any transactions effected on the

Platform and for any use of the LedgerX DCM made by it or made pursuant to the login

information of Participant or its Authorized Representatives. Participant will be financially

responsible for such trades even if the orders received via the LedgerX DCM were (1) entered as

a result of a failure in security controls and/or credit controls, other than due to the gross

negligence of LedgerX, or (2) entered by an unknown or unauthorized user using the login

credentials of Participant or its Authorized Representatives. V. III. Participant’s Representations and Warranties. Participant hereby represents, warrants and covenants to LedgerX, and each time such

Participant or any of its Authorized Representatives enters an order, effects a transaction or

otherwise uses the Services, that Participant will be deemed by such act to represent, warrant and

covenant to LedgerX, that the following:

A.  if such Participant is not a natural person, itParticipant is duly organized, validly existing and in

good standing under the laws of its jurisdiction of organization and each other jurisdiction in

which the nature or conduct of its business requires such qualification;

B. if such Participant is an individual, itParticipant is of the age of majority in the individual’s

stateplace of residence;

C. such Participant has all requisite legal authority and capacity to enter into this Agreement and to

use the Services on its own behalf and to perform its obligations as a Participant;

D. such Participant will maintain during the term of this Agreement all required and necessary

regulatory approvals and/or licenses to operate as a Participant;

E.  such Participant and its Authorized Representatives are and will be in compliance with all

material respects of the Act, CFTC Regulations and all other applicable laws, rules, regulations, judgments, orders and rulings of any governmental authority or self-regulatory organization, authority, agency, court or body, including the laws of any jurisdiction applicable to an Order or

Transaction (collectively, “Applicable Law”) (including data protection and privacy laws and

laws with respect to recording messages of Participant employees, including providing and

obtaining required notices or consents); and

F. and such Participant is not statutorily disqualified from acting as a Participant and that there is

not pending, or to the best of its knowledge, no pending or threatened, any action, suit or

proceeding before or by any court or other governmental, regulatory or self-regulatory body, to
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which itParticipant is a party, that seeks to affect the enforceability of this Agreement or its

ability to act as a Participant. IV. Eligible Contract Participant Status. The Participant hereby represents, warrants and covenants to LedgerX, and each time the

Participant or any of its Authorized Users enters an Order, effects a Transaction or

otherwise uses the Services, such Participant will be deemed by such act to represent, warrant and covenant to LedgerX, that such Participant is an eligible contract participant

(“ECP”) because such Participant falls within the category specified. VI. V. Participant AcknowledgementsAcknowledgments. The Participant further acknowledges and agrees that:

A. it is fully aware of the speculative nature and high risk associated with the Services referred to in

this Agreement and of derivatives, futures, swaps, and options trading generally (including the

risk that Participant or its Authorized Representatives may incur trading losses);

B. it is fully aware that if Participant transfers digital currency away from LedgerX, that transfer is

immediately irreversible once effectuated, that Participant is solely responsible for designating

the correct destination and maintaining the ability to access and control the transferred digital

currency, and that LedgerX accepts no responsibility for Participant’s ability to access or control

any digital currency transferred away from LedgerX by Participant;

C. it is fully aware of, acknowledges, and agrees to LedgerX’s Digital Currency Fork policy set

forth in Rule 11.14 of the LedgerX Rulebook;

D.  it will abide by and be subject to the LedgerX RulebookLedgerX Rulebook, as now existing

and as hereafter duly amended from time to time, including the obligation to submit to

arbitration or the jurisdiction of the State or Federal courts located within the City of New York

in accordance with Rules 10.1 - 10.5, 11.5 and 11.6 of the LedgerX Rulebook;

E. Participant agrees to be bound by, and comply with, this Agreement, and amendments to this

Agreement, solely by Participant’s or its Authorized Representatives’ access or use of the

Services;

F. notwithstanding the above, amendments to this Agreement are automatically effective unless, within ten days of the change, Participant: (1) ceases using the Services, (2) does not enter into

any further trades of any kind on the Platform, and (3) gives notice to LedgerX to arrange for the

closing of its Accounts;

G. this Agreement is enforceable against Participant, and against each of its Authorized

Representatives directly, through the dispute resolution procedures in this Agreement and

the LedgerX Rulebook;

H.  its status as a Participant may be limited, conditioned, restricted or terminated by the Board in

accordance with the LedgerX RulebookLedgerX Rulebook;  this Agreement binds it and each of its Authorized Users, and is enforceable against it

and each of its Authorized Users;

I. it will provide such other information as may be reasonably requested by LedgerX from time to

time as may be necessary or desirable to verify its qualifications as a Participant;
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J. it authorizes LedgerX to verify, on an initial and a periodic basis, by investigation, the statements

in the application materials provided to LedgerX, which may include a criminal background

check, a review of the applicant’sParticipant’s credit report, and such other action reasonably

deemed necessary by LedgerX;

K. it authorizes any governmental, regulatory or self-regulatory body, futures exchange, swap

execution facility, securities exchange, national securities association, national futures

association, bank or other entity to furnish to LedgerX, upon its request, any information such

entity may have concerning the applicantParticipant, and the applicantParticipant hereby

releases such entity from any and all liability of whatsoever nature by reason of furnishing any

such information to LedgerX;

L. it hereby authorizes LedgerX to make available to any governmental, regulatory or selfregulatory body, futures exchange, swap execution facility, securities exchange, national

securities association, national futures association, bank or other entity (upon such entity’s

showing of proper authority and need) any information LedgerX may have concerning the

applicantParticipant, and it hereby releases LedgerX from any and all liability of whatsoever

nature by reason of furnishing any such information;

M. it will not fraudulently deposit funds into its Participant Account, Collateral Account, Cleared

Swaps Customer Account, Proprietary Account or any other account associated with this

Agreement or the use of LedgerX’s services (individually, an “Account” and collectively, the

“Accounts”);

N.  it hereby authorizes LedgerX to deduct from its accountAccounts maintained on the books and

records of LedgerX all fees or other charges accruing to the Participant, including legal fees and

costs;

O. it hereby authorizes LedgerX to cancel, reverse, close out or transfer Participant’s or its

Authorized Representatives’ position or terminate its Accounts at LedgerX’s sole discretion, and

without prior reference to the Participant or its Authorized Representatives, provided that the

position is not sufficiently collateralized, as determined in the sole and absolute discretion of

LedgerX;

P. it will be responsible to LedgerX for payment of any deficiency remaining in Participant’s

Account should an Account be liquidated or terminated;

Q.  it will keep confidential all information related to the Settlement Bank, including but not

limited to the name of such Settlement Bank, account numbers, and bank personnel, except as

necessary to perform LedgerX-related transfers;

R. upon each transfer of Underlying to LedgerX, it will pledge to LedgerX a first-priority security

interest in such Underlying, and it authorizes LedgerX to make transfers of such Underlying in

accordance with the LedgerX RulebookLedgerX Rulebook;

S. it hereby declares that the statements in this Agreement and in any application materials provided

to LedgerX are true, complete and accurate, and that it will promptly notify LedgerX in writing if

any representation, warranty or covenant made herein changes or ceases to be true; and

T. it will be solely responsible, at its own risk and expense, for (i1) acquiring, installing and

maintaining all equipment, hardware and software (other than (x) any applications, algorithms, software, interfaces or code that LedgerX may provide to such Participant pursuant to the terms

of this Agreement for purposes of accessing and utilizing the Platform (collectively, “Trading

Tools”) and (y) the Platform), internet access, telecommunications, and network systems

necessary and compatible for it to access and use the Platform and Trading Tools and (ii2)

ensuring that any systems, facilities, servers, routers, and other equipment and software it uses to
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access and use the Platform and Trading Tools are at all times protected by, and at all times

comply with, all applicable information security and firewall precautions, but at all times at a

level of security not less than that prevailing in the industry; and it will comply with the

Participant Security Policy (as may be amended, supplemented or otherwise modified from

time to time by LedgerX in its sole discretion) set forth on the Website, which is made a part

of, and incorporated by reference into, this Agreement. U. LedgerX cannot guarantee electronic access to the Platform if Participant’s internet service is

down or disconnected, and that LedgerX is not responsible for any losses due to Participant’s

inability to connect to the Platform when Participant’s internet service is down or disconnected;

V. it will comply with any security polices applicable to Participant set forth on the Website;

W. it consents to the electronic delivery of all tax forms, including, without limitation, IRS Form

1099-B, or such other tax forms as LedgerX may determine are required; and

X. it is obligated to update any and all information contained in any part of this Agreement for so

long as Participant receives access to Services pursuant to this Agreement. VII.Third-Party Exchange Participants: Representations, Warranties and Acknowledgments. Participants and their Authorized Representatives who trade through third-party exchanges and

clear those trades through LedgerX (hereinafter collectively, “Third-Party Exchange

Participants”), hereby agree to be bound, and to comply with, all provisions in this Agreement to

the same extent as other Participants and Authorized Representatives. Third-Party Exchange

Participants and their Authorized Representatives hereby affirm all representations, warranties, covenants and acknowledgments in this Agreement, including but not limited to the

acknowledgment that this Agreement is enforceable by LedgerX against Third-Party Exchange

Participants and their Authorized Representatives directly, through the dispute resolution

procedures in this Agreement and the LedgerX Rulebook. Additionally, each Third-Party

Exchange Participant and each of their Authorized Representatives agrees to be bound by and to

comply with the LedgerX Rulebook. LedgerX may seek any legal, regulatory or similar claims against a Third-Party Exchange

Participant and each of its Authorized Representatives in the same manner it would pursue such

an action against other Participants and their Authorized Representatives. For the avoidance of

doubt, unless expressly stated herein, nothing in this Agreement shall prevent LedgerX or its

agents from pursuing any claims, liabilities and expenses arising from the conduct of a

Third-Party Exchange Participant or its Authorized Representatives (including attorneys’ fees, out of pocket expenses, costs and disbursements). For purposes of this Agreement, each

Third-Party Exchange Participant shall be deemed to be a “Participant,” unless otherwise noted

herein, and all terms of this Agreement pertaining to Participants also pertain equally to

Third-Party Exchange Participants. All terms of this Agreement pertaining to Authorized

Representatives also pertain equally to any agent or representative of a Third-Party Exchange

Participant. VIII. VI. Indemnity. The Participant hereby agrees to indemnify and hold harmless LedgerX and its directors, officers, employees, members, affiliates and agents (each, a “Related Party”) from and against all
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expenses and costs and damages (including any legal fees and customary expenses), directly and

actually incurred by LedgerX (including consequential damages awarded to the third party) as a

result of third-party claims resulting from, in connection with, or arising out of Participant’s use

of the Services or activities of the Participant or arising out of or relating to this Agreement, including any failure by the Participant, for any reason, fraudulent, negligent, or otherwise, to

comply with its obligations and requirements set forth in this Agreement, or any failure of the

Participant to comply with the agreements, representations or covenants contained in this

Agreement. Within 10 Business Days after LedgerX receives written notice of a claim that LedgerX

reasonably believes falls within the scope of this paragraph, LedgerX will provide the Participant

with written notice of that claim;, provided, however, that failure to provide such notice will not

relieve the Participant of its indemnity obligations hereunder except to the extent the Participant

is materially prejudiced thereby and the Participant will not be responsible for those expenses, costs and damages that LedgerX incurs solely as a result of any such delay. The Participant’s

indemnity obligation will not apply to the extent there has been a final determination (including

exhaustion of any appeals) by a court or arbitrator of competent jurisdiction that the expense, cost or damage arose from LedgerX’s gross negligence, fraud or willful misconduct. IX. Limited Warranty and Limitation of Liability. The LedgerX rules concerning liability and warranties (including without limitation Rule 11.7 of

the LedgerX Rulebook, and any successor Rules thereto) are incorporated herein by reference

and apply with the same force and effect as if they were reproduced in their entirety in this

Agreement. Those LedgerX rules set out the entire liability of LedgerX to Participant. All other

liability of LedgerX under or in connection with this Agreement is excluded, except to the extent

that it is not permitted to be excluded by Applicable Law. X. VII. Data Use Consent. The Participant hereby grants LedgerX a worldwide, perpetual, irrevocable, royalty-free, full

sublicensable and freely assignable license to store, use, copy, display, disseminate and create

derivative works from: (i1) the price and quantity data for each Transaction entered into by

Participant that is executed via the Services and (ii2) each bid, offer and/or Order provided via

the Services by Participant. The Participant acknowledges and agrees that LedgerX may use

such information for business, marketing and other purposes.
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XI. Market Information; No Warranty. LedgerX may make available to Participant a broad range of financial information that LedgerX

obtains from third-party service providers, including financial market data, spot market data, quotes, news, analyst opinions, links to other third-party sites and research reports (hereinafter, “Market Information”). LedgerX does not endorse or approve Market Information, and we make

it available to Participant and its Authorized Representatives only as a service and convenience. LedgerX and its third-party service providers do not (1) guarantee the accuracy, timeliness, completeness or correct sequencing of Market Information, or (2) warrant any results from the

use or reliance on Market Information. LedgerX expressly disclaims and makes no warranty of

merchantability, fitness for a particular purpose or use, or non-infringement. There is no other

warranty of any kind, express or implied, regarding the Market Information. Market Information may quickly become unreliable for various reasons including, for example, changes in market conditions or economic circumstances. Neither LedgerX nor the third-party

service providers are obligated to update any information or opinions contained in any Market

Information, and LedgerX may discontinue offering Market Information at any time without

notice. Participant and its Authorized Representatives agree that neither LedgerX nor the

third-party service providers will be liable in any way for the termination, interruption, delay or

inaccuracy of any Market Information. Participant and its Authorized Representatives agree not

to redistribute or facilitate the redistribution of Market Information, and agree not to provide

access to Market Information to anyone who is not authorized by LedgerX to receive Market

Information. XII. No Investment Advice or Recommendations. Participant hereby acknowledges and agrees that LedgerX provides no legal, tax, investment, financial or other advice, and nothing contained in the Services constitutes a solicitation, recommendation, endorsement or offer by LedgerX to buy or sell any commodity derivative, future, option or swap. Participant assumes the sole responsibility of evaluating the merits and

risks associated with the use of the Services before making any investment decisions, and

Participant agrees not to hold LedgerX liable for any possible claim for damages arising from

any decision made based on the Services, information or Market Information made available to

Participant or its Authorized Representatives by or through LedgerX. XIII. VIII. Netting Program. The Participant hereby acknowledges that LedgerX provides a netting program (the “Netting

Program”) as described on the Website, which is made a part of, and incorporated by reference

into, this Agreement. The Participant hereby chooses to opt in or opt out of such Netting

Program as elected on the signature page hereto.
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XIV.Amendments to the Agreement. LedgerX may modify any of the terms and conditions that are set forth in this Agreement by

providing not less than ten days prior written notice to Participant. Participant acknowledges and

agrees that such notice is sufficient if posted to the LedgerX website as a regulatory notice under “Regulatory Notices” and that no other or additional form of notice, actual or constructive, is

required. If Participant does not consent to the modification, Participant may terminate this

Agreement by sending a written notice of termination of its Accounts to LedgerX at

gc@ledgerx.com within ten days of receiving notification of the modification from LedgerX. Any such termination will be effective as of the date on which the modification would have

taken effect. In the event a Participant does not consent to the modification of this Agreement, and objects to the modification in a timely fashion as set forth above, then Participant (1) agrees

to stop using the Services immediately, (2) agrees that neither it nor its Authorized

Representatives will enter into any further trades of any kind on LedgerX, (3) grants LedgerX the

authority to close any open positions immediately, and (4) agrees it will be responsible to

LedgerX for payment of any deficiency remaining in Participant’s Accounts after the closing of

such positions. XV.IX. Termination. Subject to Applicable Law and the LedgerX RulebookLedgerX Rulebook, LedgerX or the

Participant may terminate this Agreement by giving the other prior written notice. Termination

of this Agreement will not affect liability accrued as of termination. Paragraphs VII and VIII

Sections V through XII, XIV, XVIII, and XXI will survive termination of this Agreement and

continue in full force and effect.

In the event Participant elects to terminate this Agreement, then Participant (1) agrees to stop

using the Services immediately, (2) agrees that neither it nor its Authorized Representatives will

enter into any further trades of any kind on LedgerX, (3) grants LedgerX the authority to close

any open positions immediately, and (4) agrees it will be responsible to LedgerX for payment of

any deficiency remaining in Participant’s Account after the closing of such positions. XVI.X. Complete Agreement. This Agreement constitutes the entire contract between the parties relative to the subject matter

hereof. Any other previous agreement among the parties with respect to the subject matter

hereof is superseded by this Agreement. Nothing in this Agreement, expressed or implied, is

intended to confer upon any person (other than the parties hereto, their respective successors and

assigns permitted hereunder) any rights, remedies, obligations or liabilities under or by reason of

this Agreement. XVII.XI. Severability.

In the event that any one or more of the provisions contained in this Agreement should be held

invalid, illegal or unenforceable in any respect, the validity, legality and enforceability of the

remaining provisions contained herein and therein shall not in any way be affected or impaired
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thereby (it being understood that the invalidity of a particular provision in a particular

jurisdiction shall not in and of itself affect the validity of such provision in any other

jurisdiction). The parties shall endeavor in good-faith negotiations to replace the invalid, illegal

or unenforceable provisions with valid provisions the economic effect of which comes as close

as possible to that of the invalid, illegal or unenforceable provisions. XVIII. XII. Counterparts. This Agreement may be executed in counterparts (and by different parties hereto on different

counterparts), each of which shall constitute an original but all of which when taken together

shall constitute a single contract. Delivery of an executed signature page to this Agreement

by facsimile or other customary means of electronic transmission, including by PDF file, shall be as effective as delivery of an original signed counterpart of this Agreement. Each party agrees that electronic signatures of the parties included in this Agreement are

intended to authenticate this writing and to have the same force and effect as manual signatures. Electronic signature means any electronic sound, symbol or process attached to or logically

associated with a record and executed and adopted by a party with the intent to sign such record

pursuant to the New York Electronic Signatures and Records Act (N.Y. State Tech. §§ 301-309)

as amended from time to time. Delivery of an electronic signature to this Agreement shall be as

effective as delivery of an original signed counterpart of this Agreement. XIX.XIII . Assignment. The Participant may not assign this Agreement, in whole or in part, without the prior written

consent of LedgerX. XX.IXIV. USA PATRIOT Act Notice. LedgerX hereby notifies the Participant that pursuant to the requirements of the USA PATRIOT

Act, it is required to obtain, verify and record information that identifies the Participant, which

information includes the name and address of the Participant and other information that will

allow LedgerX to identify the Participant in accordance with the USA PATRIOT Act. XXI.XV. Governing Law. This Agreement will be governed by and construed in accordance with the lawlaws of the State

of New York. Any dispute between LedgerX and the Participant or its Authorized

Representatives arising from or in connection with this Agreement will be settled through

arbitration or the State or Federal courts located within the City of New York in accordance with

the procedures set forth in the LedgerX Rulebook. RepresentationsThe undersigned

represents that the information and statements contained herein, including the all items or

exhibits referenced or attached hereto, may be verified by investigation, and hereby

declares that they are true, complete and accurate.By executing and delivering this

application, the undersigned agrees, for itself and on behalf of its Authorized Users, Designated Operation Contact, Authorized Representatives and any other person
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interacting on or with the Platform as follows:Rules 10.1 - 10.5, 11.5 and 11.6 of the LedgerX

Rulebook.  the Applicant hereby agrees to abide by the LedgerX Rulebook;  the Applicant authorizes any governmental, regulatory or self-regulatory body, futures

exchange, swap execution facility, securities exchange, national securities

association, national futures association or other entity to furnish to LedgerX, upon

its request, any information such entity may have concerning the Applicant, and the

Applicant hereby releases such entity from any and all liability of whatsoever nature

by reason of furnishing such information to LedgerX;  the Applicant authorizes LedgerX to make available to any governmental, regulatory or

self-regulatory body, futures exchange, swap execution facility, securities exchange, national securities association, national futures association, Settlement Bank or

other entity (upon such entity’s showing of proper authority and need) any

information LedgerX may have concerning the Applicant, and the Applicant hereby

releases LedgerX from any and all liability of whatsoever nature by reason of

furnishing such information; and

 the Applicant acknowledges its obligation to update any and all information contained

in any part of this application for so long as the Applicant is a Participant

By executing this application, the undersigned hereby represents and warrants on behalf of

the applicant that (i) the Applicant is an “eligible contract participant” as such term is defined

in Section 1a(18) of the Commodity Exchange Act, as amended and (b) the Applicant

meets the eligibility requirements as set forth in Rule 3.2 of the LedgerX Rulebook. XXII. Click “I agree” for Your Signature. As noted above in Section XVIII, Participant will be signing this Agreement with a valid and

binding electronic signature by clicking “I agree,” and Participant acknowledges that it has read

and understood this Agreement’s terms and conditions.

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