SELECTED FCM FINANCIAL DATA AS OF 

April 30, 2007

FROM REPORTS FILED BY 

May 31, 2007

B/D DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital 

(a) (b) (c) (d) 

1 3D FOREX, LLC N NFA 04/30/2007 2,525,372 500,000 2,025,372 2 ABBEY NATIONAL SECURITIES INC Y NFA 04/30/2007 134,901,264 20,918,240 113,983,024 3 ADM INVESTOR SERVICES INC N CBOT 04/30/2007 154,092,510 54,713,681 99,378,829 4 ADVANCED MARKETS INC N NFA 04/30/2007 1,020,412 1,000,000 20,412 5 ADVANTAGE FUTURES LLC N CME 04/30/2007 21,712,624 3,265,656 18,446,968 6 AG EDWARDS & SONS INC Y CBOT 04/30/2007 802,073,621 35,776,309 766,297,312 7 AIG CLEARING CORPORATION N NYME 04/30/2007 284,422,545 40,413,629 244,008,916 8 ALARON TRADING CORPORATION N CME 04/30/2007 5,857,634 3,080,890 2,776,744 9 ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC Y NFA 03/31/2007 25,744,508 5,394,869 20,349,639 

10 ALPHA FOREIGN EXCHANGE GROUP LLC N NFA 04/30/2007 504,442 500,000 4,442 11 AMERICAN NATIONAL TRADING CORP N NFA 04/30/2007 2,137,326 1,000,000 1,137,326 12 BACERA CORPORATION N NFA 04/30/2007 1,445,462 1,000,000 445,462 13 BANC OF AMERICA SECURITIES LLC Y CME 04/30/2007 1,678,387,169 385,801,257 1,292,585,912 14 BARCLAYS CAPITAL INC Y NYME 04/30/2007 1,569,768,715 312,179,185 1,257,589,530 15 BEAR STEARNS & CO INC Y NFA 04/30/2007 (g) 542,695,431 (g) 16 BEAR STEARNS SECURITIES CORP Y CME 04/30/2007 4,330,072,354 1,406,152,382 2,923,919,972 17 BGC SECURITIES Y NFA 04/30/2007 5,224,058 500,000 4,724,058 18 BNP PARIBAS COMMODITY FUTURES INC N NYME 04/30/2007 152,815,841 87,838,790 64,977,051 19 BNP PARIBAS SECURITIES CORP Y CBOT 04/30/2007 799,832,444 31,275,146 768,557,298 20 BROOKSTREET SECURITIES CORPORATION Y NFA 04/30/2007 7,042,145 558,802 6,483,343 21 CADENT FINANCIAL SERVICES LLC N CME 04/30/2007 11,037,334 7,748,791 3,288,543 22 CAL FINANCIAL CORPORATION N NFA 04/30/2007 794,217 500,000 294,217 23 CALYON FINANCIAL INC Y CME 04/30/2007 769,339,100 534,113,436 235,225,664 24 CANTOR FITZGERALD & CO Y CBOT 04/30/2007 151,078,416 3,967,900 147,110,516 25 CAPITAL MARKET SERVICES LLC N NFA 04/30/2007 10,019,747 3,128,747 6,891,000 26 CIBC WORLD MARKETS CORP Y CME 04/30/2007 1,087,744,663 20,396,843 1,067,347,820 27 CITIGROUP GLOBAL MARKETS INC Y CBOT 04/30/2007 (g) 753,107,353 (g) 28 CLIFF LARSON COMPANY THE N NFA 04/30/2007 620,766 500,000 120,766 29 CMC MARKETS (US) LLC N NFA 04/30/2007 2,246,607 1,000,000 1,246,607 30 COMTRUST INC N NFA 04/30/2007 1,067,657 625,105 442,552 31 COUNTRY HEDGING INC N NFA 04/30/2007 14,303,760 8,138,645 6,165,115 32 CREDIT SUISSE SECURITIES (USA) LLC Y CBOT 04/30/2007 3,711,520,987 184,490,804 3,527,030,183 33 CROSSLAND LLC N CBOT 04/30/2007 3,366,139 500,000 2,866,139 34 CUNNINGHAM COMMODITIES LLC N CBOT 04/30/2007 2,160,947 556,106 1,604,841 35 DAIWA SECURITIES AMERICA INC Y CME 04/30/2007 220,351,690 1,000,000 219,351,690 36 DEUTSCHE BANK SECURITIES INC Y CBOT 04/30/2007 3,023,603,662 251,155,876 2,772,447,786 37 DIRECT FOREX LLC N NFA 04/30/2007 1,523,383 1,000,000 523,383 38 DORMAN TRADING LLC N CME 04/30/2007 10,748,792 513,308 10,235,484 39 DUNAVANT COMMODITY CORP N NFA 04/30/2007 31,186,802 747,691 30,439,111 40 E FX OPTIONS LLC N NFA 04/30/2007 1,709,752 1,000,000 709,752 41 EAGLE MARKET MAKERS INC N CBOT 04/30/2007 4,313,064 500,000 3,813,064 42 EASY FOREX US LTD N NFA 04/30/2007 5,011,644 1,000,000 4,011,644 43 ED &F MAN COMMODITY ADVISORS INC N NFA 04/30/2007 1,333,025 500,000 833,025 44 ELECTRONIC BROKERAGE SYSTEMS LLC Y NFA 04/30/2007 9,364,894 500,000 8,864,894 45 ENSKILDA FUTURES LTD N CME 04/30/2007 18,395,945 11,564,193 6,831,752 46 FARR FINANCIAL INC N NFA 04/30/2007 2,574,662 1,000,000 1,574,662 
SELECTED FCM FINANCIAL DATA AS OF 

April 30, 2007

FROM REPORTS FILED BY 

May 31, 2007

B/D DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital 

(a) (b) (c) (d) 

47 FC STONE LLC N CME 04/30/2007 77,592,550 35,508,865 42,083,685 48 FCT GROUP LLC N CME 04/30/2007 3,955,994 631,587 3,324,407 49 FIMAT USA LLC Y NYME 04/30/2007 618,810,249 423,539,681 195,270,568 50 FIRST CAPITOL GROUP LLC N NFA 04/30/2007 5,557,149 2,042,295 3,514,854 51 FLY CLEARING INC N NFA 04/30/2007 810,880 500,000 310,880 52 FOREX CAPITAL MARKETS LLC N NFA 04/30/2007 51,155,872 11,863,500 39,292,372 53 FOREX CLUB FINANCIAL COMPANY INC N NFA 04/30/2007 3,304,700 1,000,000 2,304,700 54 FOREX INTERNATIONAL INVESTMENTS INC N NFA 04/30/2007 1,464,620 1,000,000 464,620 55 FOREX LIQUIDITY LLC N NFA 04/30/2007 36,104,791 1,000,000 35,104,791 56 FORTIS CLEARING AMERICAS LLC Y CBOT 04/30/2007 166,373,579 17,682,913 148,690,666 57 FORWARD FOREX INC N NFA 04/30/2007 1,793,767 1,000,000 793,767 58 FRIEDBERG MERCANTILE GROUP INC N NFA 04/30/2007 6,640,471 5,000,000 1,640,471 59 FRONTIER FUTURES INC N NFA 04/30/2007 3,561,091 1,943,455 1,617,636 60 FUTURES TECH LLC N NFA 04/30/2007 903,165 500,000 403,165 61 FX OPTION1 INC N NFA 04/30/2007 505,697 500,000 5,697 62 FX SOLUTIONS LLC N NFA 04/30/2007 20,267,861 2,152,994 18,114,867 63 FXCM LLC N NFA 04/30/2007 759,689 500,000 259,689 64 GAIN CAPITAL GROUP LLC N NFA 04/30/2007 19,574,759 4,257,448 15,317,311 65 GATEWAY CAPITAL L.L.C. N CME 04/30/2007 517,295 500,000 17,295 66 GELBER GROUP LLC N CBOT 04/30/2007 51,851,712 974,976 50,876,736 67 GFS FOREX & FUTURES INC N NFA 04/30/2007 3,074,770 1,000,000 2,074,770 68 GILDER GAGNON HOWE AND CO LLC Y NFA 04/30/2007 32,220,475 500,000 31,720,475 69 GLOBAL FUTURES & FOREX Y CFTC 04/30/2007 48,424,627 7,274,431 41,150,196 70 GLOBAL FUTURES LLC N NFA 04/30/2007 8,126,881 500,000 7,626,881 71 GOLDMAN SACHS & CO Y CBOT 04/27/2007 (g) 1,390,939,241 (g) 72 GOLDMAN SACHS EXECUTION & CLEARING LP Y CME 04/27/2007 988,768,510 53,367,101 935,401,409 73 H & R BLOCK FINANCIAL ADVISORS INC Y NFA 04/30/2007 122,038,962 8,771,969 113,266,993 74 HAGERTY GRAIN CO INC N CBOT 04/30/2007 1,686,467 500,000 1,186,467 75 HAMILTON WILLIAMS LLC N NFA 04/30/2007 1,587,150 1,000,000 587,150 76 HOTSPOT FXR LLC N NFA 04/30/2007 6,048,554 1,000,000 5,048,554 77 HSBC SECURITIES USA INC Y CME 04/30/2007 429,229,910 54,634,270 374,595,640 78 I TRADE FX LLC N NFA 04/30/2007 -3,039,720 1,000,000 -4,039,720 79 ICAP FUTURES LLC N CBOT 04/30/2007 4,835,243 500,000 4,335,243 80 IFSCL USA INC N NFA 04/30/2007 6,562,113 5,000,000 1,562,113 81 IFX MARKETS INC N NFA 04/30/2007 7,467,874 2,675,487 4,792,387 82 IG FINANCIAL MARKETS INC. N NFA 04/30/2007 996,838 500,000 496,838 83 INSTINET LLC Y NFA 04/30/2007 79,792,835 4,777,315 75,015,520 84 INTEGRATED BROKERAGE SERVICES LLC N NFA 04/30/2007 1,672,619 1,000,000 672,619 85 INTERACTIVE BROKERS LLC Y EUXUS 04/30/2007 304,564,064 35,073,738 269,490,326 86 INTERBANK FX LLC N NFA 04/30/2007 6,744,903 2,726,397 4,018,506 87 IOWA GRAIN CO N CBOT 04/30/2007 14,364,206 8,202,953 6,161,253 88 ITAU SECURITIES INC Y NFA 04/30/2007 23,554,670 500,000 23,054,670 89 IXIS SECURITIES NORTH AMERICA INC Y NFA 04/30/2007 143,679,213 500,000 143,179,213 90 JP MORGAN FUTURES INC N NYME 04/30/2007 1,163,571,028 638,086,591 525,484,437 91 KOTTKE ASSOCIATES LLC N CBOT 04/30/2007 13,459,116 500,000 12,959,116 92 LADENBURG THALMANN & CO INC Y NFA 04/30/2007 19,952,327 500,000 19,452,327 93 LBS LIMITED PARTNERSHIP N CBOT 04/30/2007 914,052 500,000 414,052 
SELECTED FCM FINANCIAL DATA AS OF 

April 30, 2007

FROM REPORTS FILED BY 

May 31, 2007

B/D DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital 

(a) (b) (c) (d) 

94 LEHMAN BROTHERS INC Y CBOT 04/30/2007 (g) 542,105,000 (g) 95 LINN GROUP ( THE ) N NFA 04/30/2007 1,342,115 500,000 842,115 96 LINSCO/PRIVATE LEDGER CORP Y NFA 04/30/2007 77,260,844 7,491,461 69,769,383 97 LOEB PARTNERS CORPORATION Y NFA 04/30/2007 23,557,333 500,000 23,057,333 98 MACQUARIE FUTURES USA INC N NFA 04/30/2007 9,895,246 672,853 9,222,393 99 MAN FINANCIAL INC N CME 04/30/2007 584,288,170 375,665,074 208,623,096 

100 MB TRADING FUTURES INC. N NFA 04/30/2007 3,080,918 1,000,000 2,080,918 101 MBF CLEARING CORP N NYME 04/30/2007 26,990,035 3,780,111 23,209,924 102 MCVEAN TRADING AND INVESTMENTS LLC N NFA 04/30/2007 6,429,364 2,913,347 3,516,017 103 MERRILL LYNCH PIERCE FENNER & SMITH Y CBOT 05/04/2007 (g) 536,183,365 (g) 104 MERRILL LYNCH PROFESSIONAL CLEARING CORP Y NFA 05/04/2007 1,187,339,512 51,957,765 1,135,381,747 105 MID-CO COMMODITIES INC N NFA 04/30/2007 5,463,913 3,218,880 2,245,033 106 MITSUI BUSSAN COMMODITIES USA INC N NYME 04/30/2007 5,936,940 500,000 5,436,940 107 MIZUHO SECURITIES USA INC Y CME 04/30/2007 127,110,426 21,028,882 106,081,544 108 MONEY GARDEN CORP N NFA 04/30/2007 3,399,844 1,000,000 2,399,844 109 MORGAN KEEGAN & COMPANY INC Y NFA 04/30/2007 385,296,770 14,793,183 370,503,587 110 MORGAN STANLEY & CO INCORPORATED Y CME 04/30/2007 (g) 1,653,641,553 (g) 111 NATIONS INVESTMENTS LLC N NFA 04/30/2007 1,699,715 1,000,000 699,715 112 NEUBERGER BERMAN LLC Y NFA 04/30/2007 236,849,551 5,000,000 231,849,551 113 NOMURA SECURITIES INTERNATIONAL INC Y CBOT 04/30/2007 735,209,041 6,171,454 729,037,587 114 OANDA CORPORATION N NFA 04/30/2007 44,156,965 9,667,173 34,489,792 115 ODL SECURITIES INC N NFA 04/30/2007 9,378,618 1,000,000 8,378,618 116 ONE WORLD CAPITAL GROUP LLC N NFA 04/30/2007 1,105,735 1,000,000 105,735 117 OPEN E CRY LLC N NFA 04/30/2007 1,062,810 634,955 427,855 118 OPPENHEIMER & CO INC Y NFA 04/30/2007 186,934,192 25,261,320 161,672,872 119 OPTIONSXPRESS INC Y NFA 04/30/2007 96,422,851 4,941,648 91,481,203 120 PENSON FINANCIAL FUTURES INC N NFA 04/30/2007 1,837,309 500,000 1,337,309 121 PENSON GHCO N CBOT 04/30/2007 13,498,769 3,475,241 10,023,528 122 PEREGRINE FINANCIAL GROUP INC N NFA 04/30/2007 14,574,410 5,118,559 9,455,851 123 PERFORMANCE CAPITAL INTERNATIONAL LLC N NFA 04/30/2007 606,700 500,000 106,700 124 PIONEER FUTURES INC N NYME 04/30/2007 1,045,180 500,000 545,180 125 PRUDENTIAL BACHE COMMODITIES LLC N CBOT 04/30/2007 137,204,000 119,825,960 17,378,040 126 PUMA FINANCIAL LLC N NFA 04/30/2007 853,372 500,000 353,372 127 RAND FINANCIAL SERVICES INC N CME 04/30/2007 36,985,752 11,724,905 25,260,847 128 RAYMOND JAMES & ASSOCIATES INC Y NFA 04/30/2007 319,152,340 28,712,681 290,439,659 129 RBC CAPITAL MARKETS CORPORATION Y CME 04/30/2007 392,112,841 64,301,922 327,810,919 130 RBC DAIN RAUSCHER INC Y NFA 04/30/2007 385,719,739 33,221,574 352,498,165 131 RBS GREENWICH CAPITAL INC Y CBOT 04/30/2007 1,259,232,000 88,453,000 1,170,779,000 132 RJ OBRIEN & ASSOCIATES INC N CME 04/30/2007 102,352,112 73,861,360 28,490,752 133 ROBBINS FUTURES INC N NFA 04/30/2007 554,042 30,961 523,081 134 ROSENTHAL COLLINS GROUP LLC N CME 04/30/2007 37,642,035 23,470,370 14,171,665 135 ROSENTHAL GLOBAL SECURITIES LLC Y CBOT 04/30/2007 4,724,371 500,000 4,224,371 136 ROYAL FOREX TRADING LLC N NFA 04/30/2007 1,102,335 1,000,000 102,335 137 SANFORD C BERNSTEIN & CO LLC Y NFA 04/30/2007 137,560,426 46,298,215 91,262,211 138 SENTINEL MANAGEMENT GROUP INC N NFA 04/30/2007 3,404,662 500,000 2,904,662 139 SHATKIN ARBOR INC N CBOT 04/30/2007 6,629,917 516,744 6,113,173 140 SHAY GRAIN CLEARING COMPANY N KCBT 04/30/2007 1,090,818 500,000 590,818 
SELECTED FCM FINANCIAL DATA AS OF 

April 30, 2007

FROM REPORTS FILED BY 

May 31, 2007

B/D DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital 

(a) (b) (c) (d) 

141 SMW TRADING COMPANY INC N CME 04/30/2007 30,081,013 500,000 29,581,013 142 SNC INVESTMENTS INC N NFA 04/30/2007 1,565,982 1,000,000 565,982 143 SOLID GOLD FINANCIAL SERVICES INC N NFA 04/30/2007 255,716 1,000,000 -744,284 144 STEPHENS INC Y NFA 04/27/2007 61,598,417 8,932,732 52,665,685 145 STERLING COMMODITIES CORP N NYME 04/30/2007 8,192,027 1,080,108 7,111,919 146 TCA FUTURES LLC N NFA 04/30/2007 814,525 500,000 314,525 147 TENCO INC N CBOT 04/30/2007 34,893,306 6,353,929 28,539,377 148 TERRA NOVA TRADING LLC Y NFA 04/30/2007 13,968,153 2,818,828 11,149,325 149 TIMBER HILL LLC Y CME 04/30/2007 815,078,510 14,143,280 800,935,230 150 TOWER RESEARCH CAPITAL EUROPE LLC N NFA 04/30/2007 2,427,094 500,000 1,927,094 151 TRADELINK LLC Y CBOT 04/30/2007 28,789,163 500,000 28,289,163 152 TRADEMAVEN CLEARING LLC N NFA 04/30/2007 852,721 500,000 352,721 153 TRADESTATION SECURITIES INC Y NFA 04/30/2007 62,149,144 2,372,018 59,777,126 154 TRADITION SECURITIES AND FUTURES INC N NFA 04/30/2007 781,869 500,000 281,869 155 TRANSMARKET GROUP LLC Y CBOT 04/30/2007 10,241,613 500,000 9,741,613 156 TREND COMMODITIES LIMITED PARTNERSHIP N NFA 04/30/2007 2,470,989 1,000,000 1,470,989 157 TRILAND USA INC N NYME 04/30/2007 29,284,664 9,708,071 19,576,593 158 UBS CLEARING SERVICES CORPORATION Y NFA 04/30/2007 101,414,104 1,000,000 100,414,104 159 UBS FINANCIAL SERVICES INC Y CBOT 04/30/2007 1,164,536,495 141,579,974 1,022,956,521 160 UBS SECURITIES LLC Y CBOT 04/30/2007 3,863,789,142 881,689,957 2,982,099,185 161 UNITED GLOBAL MARKETS LLC N NFA 04/30/2007 1,019,031 1,000,000 19,031 162 VELOCITY FUTURES LP N NFA 04/30/2007 2,264,625 595,742 1,668,883 163 VISION FINANCIAL MARKETS LLC N NFA 04/30/2007 27,846,242 12,748,908 15,097,334 164 WACHOVIA CAPITAL MARKETS LLC Y CME 04/30/2007 1,466,291,315 2,105,936 1,464,185,379 165 WACHOVIA SECURITIES FINANCIAL NETWORK, LLC Y NFA 04/30/2007 17,213,510 2,267,526 14,945,984 166 WACHOVIA SECURITIES LLC Y NFA 04/30/2007 437,088,145 1,500,000 435,588,145 167 WALL STREET DERIVATIVES INC N NFA 04/30/2007 952,519 500,000 452,519 168 WHITE COMMERCIAL CORPORATION N NFA 04/30/2007 2,401,844 500,000 1,901,844 169 XPRESSTRADE LLC N NFA 04/30/2007 3,343,806 1,733,826 1,609,980 170 YORK BUSINESS ASSOCIATES LLC N NFA 04/30/2007 1,195,982 500,000 695,982 

Total 

March Web Update 171Additions 1Gateway Capital LLCDeletions 2Redsky Financial LLCMorgan Stanley DW IncName ChangeApril Web Update 170(a): B/D? : A 'Y' means the FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer. 
SELECTED FCM FINANCIAL DATA AS OF 

April 30, 2007

FROM REPORTS FILED BY 

May 31, 2007

B/D DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital 

(a) (b) (c) (d) 

(b): DSRO: Designated Self-Regulatory Organization. (c): The minimum net capital requirement that each FCM mustmaintain is determined under CFTC Regulation 1.17(a)(1)(i)(d): Excess net capital is adjusted net capital, less the firm's net capital requirement.(e): This represents the total amount of funds that an FCM is required tosegregate on behalf of customers who are trading on a designated contract market or derivatives transaction execution facility. This is the sum of all accounts that contain a net liquidating equity.(f): This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of the United States. (g): This FCM/BD’s ultimate parent company is regulated by the SEC as a consolidated supervised entity. The firm has elected to compute its minimum capital requirement in accordance with the “Alternative Net Capital Requirement” as permitted by Appendix E to SEC Rule 15c3-1. As of April 30, 2007, the firm had net capital in excess of its minimum capital requirements. In addition to the alternative minimum net capital requirements, the firm is required to hold tentative net capital in excess of $1 billion and net capital in excess of $500 million in accordance with the market and credit risk standards of Appendix E of Rule 15c3-1. The firm also is required to notify the Commission and SEC in the event its tentative net capital is less than $5 billion. As of April 30, 2007, the firm had tentative net capital and net capital in excess of both the minimum and notification requirements. Note: Any comments regarding information contained in this table may be brought to the attention of the CFTC's Division of Clearing and Intermediary Oversight via e-mail: s_williams@cftc.gov, sgreska@cftc.gov or jmohr@cftc.gov. 
SELECTED FCM FINANCIAL DATA AS OF 

April 30, 2007

FROM REPORTS FILED BY 

May 31, 2007

B/D DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital 

(a) (b) (c) (d)