alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
1

1110 Brickell Avenue 

Suite 430k-200 

Miami, FL 33131 

www.ledgerx.com

June 23, 2021

VIA COMMISSION PORTAL

Christopher J. Kirkpatrick

Secretary, Commodity Futures Trading Commission

Three Lafayette Centre

1155 21st Street, N.W.

Washington, D.C. 20581

Re: Weekly Notification of Rule Amendments [Reg. 40.6(d))]

LedgerX LLC Submission No. 21-17

Dear Mr. Kirkpatrick:

LedgerX LLC (“LedgerX”) hereby submits to the Commodity Futures Trading 

Commission (the “Commission”), pursuant to Section 5c(c) of the Commodity Exchange Act (the 

“CEA”) and Commission Regulation 40.6(d), this weekly notification following rule amendments 

made effective during the week of June 21, 2021. The new Fee Schedule attached hereto as 

Appendix B became effective on June 23, 2021. 

The changes and amendments to the LedgerX Fee Schedule are reflected in a redlined copy 

designated as Appendix A. The final version of the revised LedgerX Fee Schedule is attached as 

Appendix B.

Compliance with Core Principles

LedgerX has reviewed the core principles (“Core Principles”) set forth in the Commodity 

Exchange Act and has concluded the new Fee Schedule may most directly implicate the following 

Core Principles.

The new fee schedule is consistent with SEF Core Principle 2, and CFTC Regulation 

37.2020(a) in that the criteria governing access are impartial, transparent, and applied in a fair and 

non-discriminatory manner. It is also consistent with DCM Core Principle 2 and CFTC 

Regulation 38.151(b) in that it provides persons with trading privileges with impartial access to 

the LedgerX market, including access criteria that are impartial, transparent, and applied in a nondiscriminatory manner. It is also consistent with DCO Core Principle C and CFTC Regulation 

39.12 in that it provides for fair and open access for participation.

Certification

LedgerX certifies that the Fee Schedule complies with the CEA and Commission 

Regulations thereunder. LedgerX additionally certifies that it has concurrently posted a copy of 
2

this submission letter and the attachments hereto on LedgerX’s website at https://ledgerx.com/. 

LedgerX is not aware of any or substantive opposing views.

Please contact the undersigned at gc@ledgerx.com if you have any questions or you would

otherwise like to discuss this further.

Sincerely,

Brian G. Mulherin

General Counsel, LedgerX
Exhibit 31.4

CERTIFICATION OF PRINCIPAL FINANCIAL OFFICER

I, Alastair McEwan, certify that:



| | 1. | I have reviewed this Annual Report on Form 10-K/A of Cornerstone Therapeutics Inc.; and
| | -- | ---------------------------------------------------------------------------------------



| | 2. | Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in
light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report.
| | -- | ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------



|                     |  |  |  |                                      
|-------------------- |  |  |  | -------------------------------------
|Date: April 11, 2013 |  |  |  | /s/ Alastair McEwan                  
|                     |  |  |  | Alastair McEwan                      
|                     |  |  |  | Chief Financial Officer and Treasurer
|                     |  |  |  | (Principal Financial Officer)
Case 1:07-cv-04465-AKH Document 38 Filed 03/17/2008 Page 1 of 2Case 1:07-cv-04465-AKH Document 38 Filed 03/17/2008 Page 2 of 2
<PAGE>
                                                                   EXHIBIT 10.34

                               Exhibit Description


Supplemental Executive Retirement Plan. American Railcar Industries, Inc.
sponsors a supplementary executive retirement plan (or "SERP"). This SERP
provides benefits to a select group of our current employees, our chief
executive officer, Mr. Unger, and two former employees. The SERP benefit is
generally equal to the benefit that would be provided under the Employees'
Retirement Plan of ACF Industries, LLC ("ACF"), if certain Internal Revenue Code
limits and exclusions from compensation under that plan do not apply, less the
actual benefit payable under the ACF Retirement Plan. We are solely responsible
for the payment of the SERP benefits attributable to employment service with us
after October 1, 1994, the date that ACF transferred certain assets to us. The
SERP benefits were frozen effective as of March 31, 2004. As a result, no
further benefits are accruing under the SERP. The SERP benefits are generally
paid at the same time and in the same form as the participant's benefits under
the retirement plan. No funds have been set aside for the benefits payable under
the SERP. The estimated annual SERP benefit for Mr. Unger is $117,799, of which
$106,769 is payable by us and $11,030 is payable by ACF.
[Federal Register Volume 66, Number 96 (Thursday, May 17, 2001)]
[Notices]
[Page 27494]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 01-12492]


-----------------------------------------------------------------------

DEPARTMENT OF DEFENSE

Department of the Army


Availability for Non-Exclusive, Exclusive, or Partially Exclusive 
Licensing of U.S. Patent Application Concerning Plant-Derived Anti-
Parasitic and Antifungal Compounds and Methods of Extracting the 
Compounds

AGENCY: U.S. Army Medical Research and Materiel Command, DoD.

ACTION: Notice.

-----------------------------------------------------------------------

SUMMARY: In accordance with 37 CFR 404.6, announcement is made of the 
availability for licensing of U.S. Patent Application No. 09/428,203 
entitled ``Plant-Derived Anti-parasitic and Antifungal Compounds and 
Methods of Extracting Compounds'' and filed May 24, 2000. This patent 
application has been assigned to the United States Government as 
represented by the Secretary of the Army.

ADDRESSES: Commander, U.S. Army Medical Research and Materiel Command, 
ATTN: Command Judge Advocate, MCMR-JA, 504 Scott Street, Fort Detrick, 
Frederick, Maryland 21702-5012.

FOR FURTHER INFORMATION CONTACT: For patent issues, Ms. Elizabeth 
Arwine, Patent Attorney, (301) 619-7808. For licensing issues, Dr. Paul 
Mele, Office of Research & Technology Assessment, (301) 619-6664. Both 
at telefax (301) 619-5034.

SUPPLEMENTARY INFORMATION: Provided are biologically active extracts 
from Aframomum aulocacarpus, Aframomum danelli, Dracaena arborea, 
Eupatorium odoratum, Glossocalyz brevipes, and Napoleonaea impereialis, 
which are suitable for use in treating fungal and protozoa diseases.

Luz D. Ortiz,
Army Federal Register Liaison Officer.
[FR Doc. 01-12492 Filed 5-16-01; 8:45 am]
BILLING CODE 3710-08-M
```

[Federal Register Volume 66, Number 92 (Friday, May 11, 2001)]
[Rules and Regulations]
[Page 24073]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 01-11877]

=======================================================================
-----------------------------------------------------------------------

DEPARTMENT OF THE INTERIOR

Bureau of Land Management

43 CFR Part 3160

[WO-310-1310-PB-01-24 1A]
RIN 1004-AC54

Oil and Gas Leasing; Onshore Oil and Gas Operations

AGENCY: Bureau of Land Management.

ACTION: Correcting amendment.

-----------------------------------------------------------------------

SUMMARY: The document contains corrections to the amendatory 
instructions of the final regulations on protecting Federal and Indian 
oil and gas resources from drainage published in the Federal Register 
on January 10, 2001, (66 FR 1883) and delayed on February 8, 2001, (66 
FR 9527).

DATES: Effective April 10, 2001.

FOR FURTHER INFORMATION CONTACT: Donnie Shaw, Fluids Minerals Group, 
Bureau of Land Management, Mail Stop 401LS, 1849 ``C'' Street, NW., 
Washington, DC 20240; telephone (202) 452-0382 (Commercial or FTS). 
Persons who use a telecommunications device for the deaf (TDD) may call 
the Federal Information Relay Service at 1-800-877-8339, between 8 a.m. 
and 4 p.m., Eastern time, Monday through Friday, excluding Federal 
holidays.

SUPPLEMENTARY INFORMATION: We are clarifying the amendatory 
instructions for the current regulations under Sections 3162.2 and 
3165.3. The amendment for Section 3162.2, paragraph (c), indicates that 
more than one entity may hold interest in a lease or own operating 
rights.

List of Subjects

43 CFR Part 3160

    Government contracts, Hydrocarbons, Land Management Bureau, Mineral 
royalties, Oil and gas exploration, Public lands-mineral resources, 
Reporting and recordkeeping requirements.

    Dated: May 1, 2001.
Piet deWitt,
Acting Assistant Secretary, Land and Minerals Management.

    Accordingly, the Federal Register issue of January 10, 2001 is 
corrected as follows:
    1. On page 1892, in the third column, correct the amendatory 
instruction 12.b for Sec. 3162.2 to read as follows:
    b. Removing in paragraph (c) the phrase ``the operating rights 
owner'' and adding in its place the phrase ``the lessee(s) and 
operating rights owner(s)''; (Note: Sec. 3162.2(c) was redesignated as 
Sec. 3162.2-1(b))

    2. On page 1894, in the second column, renumber instructions 13. 
and 14. as 15. and 16. respectively.

[FR Doc. 01-11877 Filed 5-10-01; 8:45 am]
BILLING CODE 4310-84-M
```
Exhibit
23
  John T.
Boyd Company
 Mining
and Geological Consultants
 
 March 30,
2009
 
 We hereby
consent to the references to our firm, in the context in which they appear, and
to our resource estimates as of June 30, 2007, included in the Annual Report on
Form 10-K of Songzai International Holding Group, Inc. for the fiscal year ended
December 31, 2008. We also hereby consent to the incorporation by reference of
the references to our firm, in the context in which they appear, to our resource
estimates as of June 30, 2007, in accordance with the requirements of the
Securities Act of 1933, as amended.
 
 Respectfully
Submitted,
 
 JOHN T.  BOYD COMPANY
 
 /s/ John
T. Boyd
 
 By:  John
T. Boyd II
 President
& Chief Executive Officer
### NUMBER 13

- 13

- 00343

- CV


## COURT OF APPEALS

THIRTEENTH DISTRICT OF TEXAS

CORPUS CHRISTI

- EDINBURG

IN RE MARIA ELENA MARTINEZ

On Petition for Writ of Mandamus.



## MEMORANDUM OPINION

Before Justices Rodriguez , Benavides, and Longoria

Memorandum Opinion Per Curiam 1

Relator, Maria Elena Martinez, filed a petition for writ of mandamus in th e above

cause on July 9 , 2013
, requesting that we direct the Honorable Noe Gonzalez,
Presiding Judge of the 370th District Co urt of Hidalgo County, Texas, to issue a ruling
on relator’s motion to recuse. However, that same day, Judge Gonzalez rendered an
order granting relator’s motion to recu se and referring the case to the Presiding Judge

of the Fifth Administrative Judicial Region, the Honorable Rolando Olvera, for

1 See T EX

. R. A PP . P. 52.8(d) (“When denying relief, the court may hand down an opinion but is not required to do so.”); T EX

. R. A PP

. P. 47.4 (distinguishing opi nions and memorandum opinions).2

assignment. Accordingly, this original proceeding has been rendered moot. See In re
Kellogg Brown & Root, Inc. , 166 S.W.3d 732, 737 (Tex. 2005) (orig. proceeding) ( A A
case becomes moot if a controversy ceases to exist between the parties at any stage of
the legal proceedings , including the appeal

. @ ); State Bar of Texas v. Gomez , 891
S.W.2d 243, 245 (Tex. 1994) (stating that, for a controversy to be justiciable, there must
be a real controversy between the parties that will be actually resolved by the judicial
relief sought).
The Court, having examined and fully considered the petiti on for writ of

mandamus
, is of the opinion that this matter has been rendered moot. Accordingly, the
Court DISMISSES the petition for writ of mandamus as MOOT

. See T EX

. R. A PP

. P.
52.8(a).

PER CURIAM

Delivered and filed the 10th day of July , 2013

.
<PAGE>
<PAGE>     1
                                                               EXHIBIT 23.1

                        INDEPENDENT AUDITORS' CONSENT
                        -----------------------------

The Board of Directors and Shareholders
UNC Incorporated:



We consent to incorporation by reference in the registration statements (No.
33-37585, No. 33-37586, No. 33-41703, No. 33-41704, No. 33-55193, No. 2-62043
and No. 2-99656) on Form S-8 of UNC Incorporated of our report dated February
9, 1994, relating to the consolidated statements of earnings, changes in
shareholders' equity and cash flows of UNC Incorporated and Subsidiaries for
the year ended December 31, 1993, and the related financial statement schedule
for the year ended December 31, 1993, which report appears in the December 31,
1995 annual report on Form 10-K of UNC Incorporated.



                                                       KPMG PEAT MARWICK LLP



Washington, D.C.
March 25, 1996

<PAGE>
<PAGE>     2
                                                               EXHIBIT 23.2

                      INDEPENDENT ACCOUNTANTS' CONSENT
                      --------------------------------

The Board of Directors and Shareholders
UNC Incorporated:



We consent to the incorporation by reference in the registration statements
of UNC Incorporated on Form S-8 (File No. 33-37585, No. 33-37586, No. 33-
41703, No. 33-41704, No. 2-62043, No. 2-99656, and No. 33-55193) of our report
dated February 26, 1996, on our audits of the consolidated financial
statements and financial statement schedule of UNC Incorporated and
Subsidiaries as of December 31, 1995 and 1994, and for the years then ended,
which report is included in this Annual Report on Form 10-K.



                                                   COOPERS & LYBRAND L.L.P.


Washington, D.C.
March 25, 1996
Case 1:07-cv-05499-KMW Document 6 Filed 09/06/2007 Page 1 of 3
Case 1:07-cv-05499-KMW Document 6 Filed 09/06/2007 Page 2 of 3
Case 1:07-cv-05499-KMW Document 6 Filed 09/06/2007 Page 3 of 3
#### UNITED STATES of America, Plaintiff-Appellee v. Joshua Adam CONLAN, also known as Joco, Defendant-Appellant.

No. 12-50694

Summary Calendar.

United States Court of Appeals, Fifth Circuit.

June 3, 2013.

Joseph H. Gay, Jr., Assistant U.S. Attorney, U.S. Attorney’s Office, San Antonio, TX, for Plaintiff-Appellee.

Kristin M. Etter, Esq., Sumpter & Gonzalez, L.L.P., Austin, TX, for Defendants Appellant.

Before JOLLY, ELROD, and GRAVES, Circuit Judges.

PER CURIAM: *

Joshua Adam Conlan appeals the denial of his motion for immediate release from *247custody. His motion was based on his having been detained for a competency evaluation beyond the 45 days permitted under 18 U.S.C. §§ 4241(b) and 4247(b). Conlan has since been found incompetent and detained under § 4241(d) for a determination of whether treatment might restore his competency.

The appeal is moot because Conlan is no longer detained under the terms of § 4247(b) but under a later, unchallenged detention order. We can no longer provide relief from the expired detention even if it were unlawful under § 4247(b). *See United States v. Montelongo,*32 F.3d 565, 1994 WL 442366, at *1 (5th Cir. July 25, 1994) (dismissing as moot a claim that the defendant was unlawfully detained for a competency evaluation); *see also*5th CiR. Rule 47.5.3 (“Unpublished opinions issued before January 1, 1996, are precedent.”); *McLain v. Beto,*458 F.2d 503, 504 (5th Cir.1972) (pretermitting the question of whether interlocutory orders were appeal-able because the appeal was moot). Con-lan fails to show that there is a case or controversy raising issues that are “real and substantial and not merely academic or speculative.” *Troy State Univ. v. Dickey,*402 F.2d 515, 516 (5th Cir.1968). Accordingly, the Government’s motion to dismiss the appeal is GRANTED, and the appeal is DISMISSED AS MOOT. Con-lan’s motion to relieve present counsel and to appoint new counsel is DENIED.

*

 Pursuant to 5th Cir. R. 47.5, the court has determined that this opinion should not be *247published and is not precedent except under the limited circumstances set forth in 5th Cir. R. 47.5.4.
[Federal Register Volume 66, Number 94 (Tuesday, May 15, 2001)]
[Notices]
[Page 26905]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 01-12113]



[[Page 26905]]

=======================================================================
-----------------------------------------------------------------------

DEPARTMENT OF TRANSPORTATION

Office of the Secretary


Aviation Proceedings, Agreements Filed During the Week Ending 
April 27, 2001

    The following Agreements were filed with the Department of 
Transportation under provisions of 29 U.S.C. Sections 412 and 414. 
Answers may be filed within 21 days after the filing of the 
applications.

    Docket Number: OST-2001-9514.
    Date Filed: April 23, 2001.
    Parties: Members of the International Air Transport Association.
    Subject: PTC12 NMS-AFR 0106 dated 26 March 2001 (Mail Vote 120), 
Mid Atlantic-Africa Resolutions r1-r10, PTC12 NMS-AFR 0112 dated 20 
April 2001 adopting Mail Vote 120, Description of Agreement (Not 
applicable to/from USA, US Territories), PTC12 NMS-AFR 0108 dated 30 
March 2001, South Atlantic-Africa Resolutions r-11-r24, PTC12 NMS-AFR 
0113 dated 20 April 2001 Technical Correction, Minutes--PTC12 NMS-AFR 
0107 dated 30 March 2001 filed with Docket OST-01-9499, Tables--PTC12 
NMS-AFR Fares 0059 dated 6 April 2001, PTC12 NMS-AFR Fares 0062 dated 
20 April 2001, Intended effective date: 1 May 2001.

    Docket Number: OST-2001-9568.
    Date Filed: April 26, 2001.
    Parties: Members of the International Air Transport Association.
    Subject: PTC AFR 0106 dated 24 April 2001, Mail Vote 123--
Resolution 010z R1-R5, TC2 Within Africa Special Passenger Amending 
Resolution from Zimbabwe to Zambia, Intended effective date: 15 May 
2001.

    Docket Number: OST-2001-9573.
    Date Filed: April 27, 2001.
    Parties: Members of the International Air Transport Association.
    Subject: PTC3 0495 dated 24 April 2001, Mail Vote 124--Resolution 
010a, TC3 Special Passenger Amending Resolution between China and Korea 
R1-R4, Intended effective date: 11 June 2001.

    Docket Number: OST-2001-9575.
    Date Filed: April 27, 2001.
    Parties: Members of the International Air Transport Association.
    Subject: Application of International Air Transport Association 
pursuant to 49 U.S.C. Section 40109, requesting an exemption from the 
requirement of condition #2 of CAB Order 68-7-55, that all Traffic 
Conference Resolutions and Recommended Practices be submitted for 
approval and antitrust immunity so that those Resolutions and 
Recommended Practices adopted by the IATA Passenger Services Conference 
and enumerated in the Appendix to this document may be put into effect 
without the Department's prior review.

Dorothy Y. Beard,
Federal Register Liaison.
[FR Doc. 01-12113 Filed 5-14-01; 8:45 am]
BILLING CODE 4910-62-P
#### UNITED STATES *v.*POWELL

ERROR TO THE CIRCUIT COURT OF THE UNITED STATES FOR THE NORTHERN DISTRICT OF ALABAMA.

No. 63.

Submitted January 8, 1909.

Decided January 11, 1909.

Judgment of the Circuit Court sustaining demurrer to indictment for conspiracy in alleged violation of §§ 5508, 5509, Rev. Stat., affirmed, without opinion, on the authority of *Hodges*v. *United States,*203 U. S. 1.

*565
      *The Attorney General*and *Mr. Assistant Attorney General Fowler*for the United States.

There was no appearance or brief filed for defendant in error.

*Per Curiam:*

The judgment is affirmed on the authority of *Hodges*v. *United States,*203 U. S. 1.

Mr. Justice Moody did not sit.
Exhibit 10.1


    
      

    


    Exhibit
      10.1

    


    AMENDMENT
      TO

    TRANSOCEAN
      INC. 

    DEFERRED
      COMPENSATION PLAN

    


    Transocean
      Inc. (the “Company”) previously established the Transocean Inc. Deferred
      Compensation Plan, as amended and restated effective January 1, 2000 and
      formerly known as the “Transocean Sedco Forex Deferred Compensation Plan” (the
“Plan”). Section 5.1 of the Plan reserves the right to amend the Plan to the
      Compensation Committee of the Board of Directors of the Company (the
“Committee”). The Committee has authorized the appropriate officers of the
      Company to implement an amendment to the Plan in accordance with Q&A-20 of
      Internal Revenue Service Notice 2005-1 (the “Notice”). Now, therefore, the
      Company does hereby amend the Plan, effective as of the dates set forth below,
      as follows:

     

    Each
      of
      the Participants who have made deferral elections under the Plan for 2005,
      as
      identified on Exhibit A hereto, have elected to cancel any and all deferral
      elections made by such Participant with respect to calendar year 2005 (the
“2005
      Deferral Elections”). Amounts subject to such cancellation shall be returned to
      the Participant in calendar year 2005 in the form of a whole number of Ordinary
      Shares attributable to the 2005 Deferral Elections credited to the Participant’s
      Account in the Plan, as applicable, together with cash for any fractional
      Ordinary Shares and for the balance of the Account allocated to any other
      investment indices. No further deferrals may be made under the Plan after
      December 31, 2005.

     

    IN
      WITNESS WHEREOF, the Company has caused these presents to be executed by its
      duly authorized officer, in a number of copies, all of which shall constitute
      but one and the same instrument that may be sufficiently evidenced by any such
      executed copy hereof, this 28th day of December, 2005.

     

    
      	 	
              TRANSOCEAN
                INC.

            
	 	 
	 	
              By:

            	/s/
              Eric B. Brown 
	 	 	 
	 	
              Name:

            	Eric
              B. Brown 
	 	 	 
	 	
              Title:

            	Senior
              Vice President, General Counsel and Corporate
              Secretary 


    


    
      
        
        

      

      
        
        

        
          

        

      

      
        
        

      

    

     

    AMENDMENT
      TO

    TRANSOCEAN
      INC.

    DEFERRED
      COMPENSATION PLAN

    


    EXHIBIT
      A

     

    Martin
      B. McNamara

    Victor
      E. Grijalva

     

     

    -2-