alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
**Exhibit10.15**

 

AMENDMENT NO. 2

To Employment Agreementof

Stuart Benson

 

Reference is madeto that certain Executive Services Agreement (the “Agreement”) dated as ofAugust 21, 2003 between Vital Living, Inc., a Nevada corporation (the“Company”) and Stuart Benson (the “Employee”).

 

The parties heretodesire to amend the Agreement as follows:

 

1.                                       Paragraph 2 of the Agreement is herebyamended and restated as follows:

 

**2.****                                     ****TERM:**

 

Theterm of Employee’s engagement hereunder shall be for a period of three (3) yearterms commencing as of August 21, 2003 and ending August 20, 2006 (such period,as may be modified by the provisions of this paragraph or unless soonerterminated pursuant to Section 6 hereof (the “Termination Sections”), beingreferred to herein as the “Term”).

 

2.                                       Paragraph 3(a) of the Agreement is herebyamended and restated as follows:

 

**3.****                                     ****COMPENSATION ANDBENEFITS:**

 

(a)                                  Compensation

 

Duringthe Term, Employee shall receive compensation (the “Base Compensation”) at therate of $16,000 per annum during the first year of the Term, $18,000 during thesecond year of the Term beginning August 21, 2004 and ending August 20, 2005,and $200,000 during the third year of the Term beginning August 21, 2005 andcontinuing during the third year of Employment which shall end on August 20,2006.  Employee’s Base Compensationshall be payable no less frequently than bi-monthly, depending on the payrollsystem adopted by the Company.

 

3.                                       Paragraph 6(c) of the Agreement is herebyamended and restated as follows:

 

(c)                                  Termination Without Cause.

 

IfEmployee’s employment is terminated without “Cause”, the Company shall pay theEmployee, within 30 days of such termination, the remaining balance of the BaseCompensation for the remainder of the Term or for a twelve (12) month period,(at the applicable rate)whichever is greater.

 

4.                                       Paragraph 7(b) of the Agreement is herebyamended and restated by adding the following additional provision:

 

----

 

“or(iii) Employee is not elected to the Board of Directors or is otherwise removedfrom the Board of Directors.”

 

This Amendment is executed this 21 day of August, 2003

 

 
|   | Vital Living, Inc. |
|--------|--------------------|
|   |               |
|   |               |
|   | By:                |   |   |
|   | Its:               |   |   |

 

 

Agreed to and Accepted:

 

 
| By:    |          |   |
|--------|---------------|--------|
|   | Stuart Benson |   |

 

2

----
Case 1:07-cv-05354-AKH Document 17 Filed 09/18/2007 Page 1 of 2
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EXHIBIT 31.2

CERTIFICATION

I, David Rosenfeld, certify that:

1.

I have reviewed this Form 10-Q of GelTech Solutions, Inc.;

2.

Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;

3.

Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;

4.

The registrant's other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)):

(a)

Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;

(b)

Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and

(c)

Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the registrant's most recent fiscal quarter (the registrant's fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting.

5.

The registrant's other certifying officer(s) and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions):

(a)

All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize and report financial information; and

(b)

Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting.

Date: February 14, 2008



| |                              
| | -----------------------------
| |                              
| | /s/ DAVIDROSENFELD           
| | David Rosenfeld,             
| | Chief Financial Officer      
| | (Principal Financial Officer)
| |
CERTIFICATION PURSUANT TO 18 U.S.C.

                                                                   Exhibits 99.1

 Certification Pursuant to 18 U.S.C. Section 1350 As Adopted Pursuant to Section
                      906 of the Sarbanes-Oxley Act of 2002

     In  connection  with the Annual  Report on Form 20-F of Oxford  Investments
Holdings Inc., a company  organized under the laws of under the laws of Ontario,
Canada (the  "Company"),  for the period ending  December 31, 2004 as filed with
the Securities and Exchange  Commission on the date hereof (the "Report"),  each
of the undersigned officers of the Company certify pursuant to 18 U.S.C. Section
1350, as adopted pursuant to Section 906 of the  Sarbanes-Oxley  Act of 2002, to
such officer's knowledge, that:

1.   the Report fully complies, in all material respects,  with the requirements
     of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and

2.   the information  contained in the Report fairly  presents,  in all material
     respects,  the financial condition and results of operations of the Company
     as of, and for, the periods presented in the Report.




By:  /S/ Michael Donaghy
   -----------------------
       Michael Donaghy
   Chief Executive Officer

Date:  July 15, 2005
# CE2011236EN.01017301.xml

| 12.8.2011 | EN | Official Journal of the European Union | CE 236/173 |
| --- | --- | --- | --- |

12.8.2011

EN

Official Journal of the European Union

CE 236/173

---

Tuesday 15 June 2010EU financial contributions to the International Fund for Ireland (2007-2010) ***I

P7_TA(2010)0202

European Parliament legislative resolution of 15 June 2010 on the proposal for a regulation of the European Parliament and of the Council concerning European Union financial contributions to the International Fund for Ireland (2007-2010) (COM(2010)0012 – C7-0024/2010 – 2010/0004(COD))

2011/C 236 E/36

(Ordinary legislative procedure: first reading)

The European Parliament,

The European Parliament

having regard to the Commission proposal to the European Parliament and the Council (COM(2010)0012),

having regard to Article 294(2), and Article 175 and Article 352(1) of the Treaty on the Functioning of the European Union, pursuant to which the Commission submitted the proposal to Parliament (C7-0024/2010),

having regard to Article 294(3) of the Treaty on the Functioning of the European Union,

having regard to the reasoned opinions sent to its President by national parliaments relating to the compliance of the draft act with the principle of subsidiarity,

having regard to the opinion of the European Economic and Social Committee of 29 April 2010 (1),

1

after consulting the Committee of the Regions,

having regard to Rule 55 of its Rules of Procedure,

having regard to the report of the Committee on Regional Development (A7-0190/2010),

| 1. | Adopts the position at first reading hereinafter set out; |
| --- | --- |

1.

Adopts the position at first reading hereinafter set out;

| 2. | Calls on the Commission to refer the matter to Parliament again if it intends to amend the proposal substantially or replace it with another text; |
| --- | --- |

2.

Calls on the Commission to refer the matter to Parliament again if it intends to amend the proposal substantially or replace it with another text;

| 3. | Instructs its President to forward its position to the Council, the Commission and the national parliaments. |
| --- | --- |

3.

Instructs its President to forward its position to the Council, the Commission and the national parliaments.

---

(1)  Not yet published in the Official Journal.

1

---

Tuesday 15 June 2010P7_TC1-COD(2010)0004

Position of the European Parliament adopted at first reading on 15 June 2010 with a view to the adoption of Regulation (EU) No .../2010 of the European Parliament and of the Council concerning European Union financial contributions to the International Fund for Ireland (2007 to 2010)

(As an agreement was reached between Parliament and Council, Parliament's position corresponds to the final legislative act, Regulation (EU) No 1232/2010)

---
3

1177 Avenue of Americas

New York, New York 10036

February 3, 2022

Submitted via CFTC Portal

Mr. Christopher J. Kirkpatrick

Office of the Secretariat

Commodity Futures Trading Commission

Three Lafayette Centre

1155 21st Street, N.W.

Washington, D.C. 20581

Re: TW SEF LLC – Amendment of Rule 205 (Regulatory Oversight Committee) 

Dear Mr. Kirkpatrick:

Pursuant to Section 5c(c) of the Commodity Exchange Act (the “Act”) and Section 40.6(a) of the 

regulations of the Commodity Futures Trading Commission (the “Commission”), TW SEF LLC 

(“TW SEF”) hereby submits amendments to its Rulebook related to the above-captioned Rule. 

Specifically, the Rulebook has been amended as detailed below. 

The Rulebook has been amended to clarify that the annual report prepared by the SEF’s 

Regulatory Oversight Committee pursuant to Rule 205(a)(v) is different from the Annual 

Compliance Report that is required to be submitted to the Commission under Rule 212(a)(xiii). 

Additionally, the amended Rule 205 now allows the annual report prepared by the SEF’s 

Regulatory Oversight Committee to be made orally, provided that the report is memorialized in 

Board minutes. The amendment will become effective on February 17, 2022, no fewer than ten 

business days from the date hereof.

In connection with this submission, TW SEF hereby notifies the Commission that:

1. TW SEF certifies that it has posted a notice of this pending certification with the 

Commission and a copy of this submission on TW SEF’s website, including a redline 

of Rule 205, which is attached hereto as Attachment A, and a copy of Rule 205, which 

is attached hereto as Attachment B;

2. TW SEF certifies that the Rule complies with the Act and the Commission’s regulations 

thereunder; and

3. No substantive opposing views with respect to the Rule were expressed to TW SEF 

by its governing board or committee members, members of TW SEF or market 

participants.

* * *
Mr. Christopher J. Kirkpatrick

Commodity Futures Trading Commission

February 3, 2022

2

Should you have questions regarding this submission, please contact the undersigned at (646) 

767-4923 or by email at Devi.Shanmugham@tradeweb.com.

Very truly yours,

Devi Shanmugham

Tradeweb SEF CCO
Mr. Christopher J. Kirkpatrick

Commodity Futures Trading Commission

February 3, 2022

3

Attachment A

Redline Version of Rule 205 
Mr. Christopher J. Kirkpatrick

Commodity Futures Trading Commission

February 3, 2022

4

Attachment B

Amended Rule 205
Clear All

        12 January 2024    

#                     SECNAV Del Toro Honors 2nd Fleet/Joint Forces Command Norfolk Commander During Ceremony                 

                Secretary of the Navy Carlos Del Toro delivered remarks at the U.S. Second Fleet and Joint Forces Command (JCF) Norfolk change of command and change of directorship, Jan 12.            

        17 October 2023    

#                     Navy, Marine Corps Will Celebrate 250th Birthday in Philadelphia                 

                Secretary of the Navy Carlos Del Toro announced that the Navy and Marine Corps will celebrate their 250th Birthday in 2025 in the city of Philadelphia. Secretary Del Toro made the announcement on the U.S. Navy’s 248th Birthday, Oct. 13.             

        26 June 2023    

#                     Department of Navy Expands Support Services for Sexual Harassment                 

                Secretary of the Navy (SECNAV) Carlos Del Toro signed a new policy, June 9, expanding available support services for victims of sexual harassment.             

        05 January 2021    

#                     Department of the Navy Releases Strategic Blueprint for a Blue Arctic                   

                The Department of the Navy released its strategic blueprint for the Arctic titled a Blue Arctic.            

#####  

##### Navy.mil  |  Navy.com  |  Navy FOIA  | USFF FOIA | DoD Accessibility/Section 508  |  No Fear Act  |  Open Government  |  Plain Writing Act USA.gov  |  Veterans Crisis Line  |  VA Vet Center  |  FVAP  |   DoD Safe Helpline  |  Navy SAPR  |  NCIS Tips  |  Privacy Policy  |  Site Map  |  Contact US

###### Commander, U.S. Fleet Forces Command   |   1562 Mitscher Ave., Suite 250   |   Norfolk, Virginia 23551-2487

###### Official U.S. Navy Website
Case 1:07-cv-05373-AKH     Document 5      Filed 09/05/2007     Page 1 of 1
EX-10.2



 






Exhibit 10.2




Amendment No. 4 to Employment Agreement

Between

Cincinnati Bell Inc. and Michael W. Callaghan




     The Employment Agreement between Cincinnati Bell Inc., an Ohio corporation (the “Employer”)
and Michael W. Callaghan (the “Employee”) with an Effective Date of December 4, 2001, as amended on
February 3, 2003, October 22, 2003 and December 3, 2004 (the “Employment Agreement”), is hereby
further amended as of December 15, 2005.




	 	1.	 	Section 3.A, as amended on December 3, 2004, is hereby further amended by
deleting the second paragraph in its entirety.
	 
	 	2.	 	The second sentence of Section 13.D, as amended on February 3, 2003, October
22, 2003 and December 3, 2004, is hereby deleted in its entirety and replaced with the
following:






Employee may terminate this Agreement by written notice to
Employer at any time within the period between December 26, 2006
and December 31, 2006.




	 	3.	 	The third, fourth, and fifth sentences of Section 13.D, as amended on
December 3, 2004, are hereby deleted in their entirety and replaced with the
following:






In the event of a termination by Employer or Employee under this
Section 13.D, Employer shall, within five business days after
such termination, pay Employee an amount equal to two times the
sum of the annual Base Salary rate in effect at the time of
termination plus Bonus target in effect at the time of
termination.



     All other terms and conditions of the Employment Agreement not specifically amended herein
shall remain in full force and effect as previously agreed upon by the parties.



	 	 	 
	CINCINNATI BELL INC.

	 	MICHAEL W. CALLAGHAN
	 
	 	 
	/s/ John F. Cassidy

	 	/s/ Michael W. Callaghan
[Federal Register Volume 66, Number 94 (Tuesday, May 15, 2001)]
[Rules and Regulations]
[Page 26785]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 01-12152]


=======================================================================
-----------------------------------------------------------------------

FARM CREDIT ADMINISTRATION

12 CFR Parts 611 and 615

RIN 3052-AB91


Organization; Funding and Fiscal Affairs, Loan Policies and 
Operations, and Funding Operations; Stock Issuances; Effective Date

AGENCY: Farm Credit Administration.

ACTION: Notice of effective date.

-----------------------------------------------------------------------

SUMMARY: The Farm Credit Administration (FCA) published a final rule 
under parts 611 and 615 on March 28, 2001 (66 FR 16841). In this final 
rule, we amended our regulations to allow Farm Credit System (System) 
service corporations to sell stock to non-System entities, provide 
adequate disclosures to investors in service corporations, and allow 
System institutions to issue unlimited amounts of certain classes of 
equities. The purpose of our amendments is to provide System 
institutions additional opportunities to fulfill their borrowers' needs 
through service corporations and more efficient issuance of equities 
related to earnings distributions and transfers of capital. In 
accordance with 12 U.S.C. 2252, the effective date of the final rule is 
30 days from the date of publication in the Federal Register during 
which either or both Houses of Congress are in session. Based on the 
records of the sessions of Congress, the effective date of the 
regulations is May 14, 2001.

EFFECTIVE DATE: The regulation amending 12 CFR parts 611 and 615 
published on March 28, 2001 (66 FR 16841) is effective May 14, 2001.

FOR FURTHER INFORMATION CONTACT: Dale Aultman, Policy Analyst, Office 
of Policy and Analysis, Farm Credit Administration, McLean, VA 22102-
5090, (703) 883-4498; or Howard Rubin, Senior Attorney, Office of 
General Counsel, Farm Credit Administration, McLean, VA 22102-5090, 
(703) 883-4020, TDD (703) 883-4444.

(12 U.S.C. 2252(a)(9) and (10))

    Dated: May 9, 2001.
Jeanette C. Brinkley,
Acting Secretary, Farm Credit Administration Board.
[FR Doc. 01-12152 Filed 5-14-01; 8:45 am]
BILLING CODE 6705-01-P
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I 

116TH CONGRESS 

1ST SESSION H. R. 1999 

To amend the Trademark Act of 1946 to provide for the registration of 

marks consisting of the flag, coat of arms, or other official insignia 

of the United States, any State or municipality of the United States, 

or any foreign nation. 

IN THE HOUSE OF REPRESENTATIVES 

APRIL 1, 2019 

Mr. JEFFRIES (for himself and Mrs. ROBY) introduced the following bill; 

which was referred to the Committee on the Judiciary 

A BILL 

To amend the Trademark Act of 1946 to provide for the 

registration of marks consisting of the flag, coat of arms, 

or other official insignia of the United States, any State 

or municipality of the United States, or any foreign 

nation. 

1 Be it enacted by the Senate and House of Representa2 tives of the United States of America in Congress assembled, 

3 SECTION 1. SHORT TITLE. 

4 This Act may be cited as the ‘‘Fair Licensing Access 

5 for Governments Act of 2019’’ or the ‘‘FLAG Act of 

6 2019’’. 


pbinns on DSK79D2C42PROD with BILLS
2 

•HR 1999 IH

1 SECTION 2. REGISTRATION OF CERTAIN MARKS CON2 SISTING OF FLAGS, COATS OF ARMS, OR 

3 OTHER INSIGNIA. 

4 Section 2(b) of the Act entitled ‘‘An Act to provide 

5 for the registration and protection of trademarks used in 

6 commerce, to carry out the provisions of certain inter7 national conventions, and for other purposes’’, approved 

8 July 5, 1946 (commonly referred to as the ‘‘Trademark 

9 Act of 1946’’; 15 U.S.C. 1052(b)) is amended by inserting 

10 ‘‘except by the written consent of the competent author11 ity’’ after ‘‘simulation thereof’’. 

Æ 


pbinns on DSK79D2C42PROD with BILLS
1177 Avenue of Americas

New York, New York 10036

308883730 v2

February 2, 2021

Submitted via CFTC Portal

Mr. Christopher J. Kirkpatrick

Office of the Secretariat

Commodity Futures Trading Commission

Three Lafayette Centre

1155 21st Street, N.W.

Washington, D.C. 20581

Re: TW SEF LLC – Rulebook Amendments Related to SEF Rule

Dear Mr. Kirkpatrick:

Pursuant to Section 5c(c) of the Commodity Exchange Act (the “Act”) and Section 40.6(a) of the 

regulations of the Commodity Futures Trading Commission (the “Commission”), TW SEF LLC 

(“TW SEF”) hereby submits amendments to its Rulebook related to the recently adopted Swap 

Execution Facility Requirements (85 FR 82313 (November 18, 2020))(the “SEF Rule”). The 

Rulebook has been amended to reflect updates to the CFTC’s Parts 36 and 37 regulations relating 

to the execution of “package transactions” on swap execution facilities (SEFs) and the resolution 

of error trades on SEFs as directed by the SEF Rule. The amendment will become effective on 

February 16, 2021, no fewer than ten business days from the date hereof. In connection with this 

submission, TW SEF hereby notifies the Commission that:

1. TW SEF certifies that it has posted a notice of this pending certification with the 

Commission and a copy of this submission on TW SEF’s website, including a redline 

of the updates to the Rulebook, which is attached here to as Attachment A;

2. TW SEF certifies that the Rules comply with the Act and the Commission’s regulations 

thereunder; and

3. No substantive opposing views with respect to the Rules were expressed to TW SEF 

by its governing board or committee members, members of TW SEF or market 

participants.
2

308883730 v2

Should you have questions regarding this submission, please contact the undersigned at (646) 

560-7223 or at Gregory.compa@tradeweb.com.

Very truly yours,

Gregory Compa

Chief Compliance Officer

cc: Dorothy D. DeWitt, Division of Market Oversight
3

308883730 v2

ATTACHMENT A

Redline Version of Rulebook
4

308883730 v2