SELECTED FCM FINANCIAL DATA AS OF 

August 31, 2007

FROM REPORTS FILED BY 

September 28, 2007

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

1 3D FOREX, LLC N NFA 08/31/2007 5,580,635 500,000 5,080,635 2 ABBEY NATIONAL SECURITIES INC Y NFA 08/31/2007 144,388,960 23,533,020 120,855,940 3 ADM INVESTOR SERVICES INC N CBOT 08/31/2007 152,225,167 50,282,683 101,942,484 4 ADVANCED MARKETS INC N NFA 08/31/2007 1,269,540 1,000,000 269,540 5 ADVANTAGE FUTURES LLC N CME 08/31/2007 21,434,555 2,862,440 18,572,115 6 AG EDWARDS & SONS INC Y CBOT 08/31/2007 1,072,310,047 34,023,419 1,038,286,628 7 AIG CLEARING CORPORATION N NYME 08/31/2007 290,190,964 39,611,256 250,579,708 8 ALARON TRADING CORPORATION N CME 08/31/2007 7,538,574 2,934,812 4,603,762 9 ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC Y NFA 06/30/2007 30,565,541 5,628,784 24,936,757 

10 AMERICAN NATIONAL TRADING CORP N NFA 08/31/2007 -1,187,197 1,000,000 -2,187,197 11 BACERA CORPORATION N NFA 08/31/2007 3,222,568 1,000,000 2,222,568 12 BANC OF AMERICA SECURITIES LLC Y CME 08/31/2007 3,160,632,590 402,055,729 2,758,576,861 13 BARCLAYS CAPITAL INC Y NYME 08/31/2007 1,691,651,785 356,132,698 1,335,519,087 14 BEAR STEARNS & CO INC Y NFA 08/31/2007 (g) 535,941,861 (g) 15 BEAR STEARNS SECURITIES CORP Y CME 08/31/2007 4,789,139,280 1,201,221,475 3,587,917,805 16 BGC SECURITIES Y NFA 08/31/2007 4,258,942 500,000 3,758,942 17 BNP PARIBAS COMMODITY FUTURES INC N NYME 08/31/2007 162,228,971 84,870,244 77,358,727 18 BNP PARIBAS SECURITIES CORP Y CBOT 08/31/2007 705,817,355 45,898,987 659,918,368 19 CADENT FINANCIAL SERVICES LLC N CME 08/31/2007 6,651,111 5,090,391 1,560,720 20 CALYON FINANCIAL INC Y CME 08/31/2007 762,165,996 402,955,164 359,210,832 21 CANTOR FITZGERALD & CO Y CBOT 08/31/2007 177,396,981 6,027,635 171,369,346 22 CAPITAL MARKET SERVICES LLC N NFA 08/31/2007 11,255,511 4,252,878 7,002,633 23 CIBC WORLD MARKETS CORP Y CME 08/31/2007 1,160,511,396 14,742,805 1,145,768,591 24 CITIGROUP GLOBAL MARKETS INC Y CBOT 08/31/2007 (g) 883,507,168 (g) 25 CLIFF LARSON COMPANY THE N NFA 08/31/2007 856,571 500,000 356,571 26 CMC MARKETS (US) LLC N NFA 08/31/2007 2,806,275 1,000,000 1,806,275 27 COMTRUST INC N NFA 08/31/2007 1,047,663 538,092 509,571 28 COUNTRY HEDGING INC N NFA 08/31/2007 15,170,063 9,241,591 5,928,472 29 CREDIT SUISSE SECURITIES (USA) LLC Y CBOT 08/31/2007 6,528,071,074 164,012,544 6,364,058,530 30 CROSSLAND LLC N CBOT 08/31/2007 3,776,440 500,000 3,276,440 31 CUNNINGHAM COMMODITIES LLC N CBOT 08/31/2007 3,557,954 1,040,624 2,517,330 32 DAIWA SECURITIES AMERICA INC Y CME 08/31/2007 233,822,977 1,634,569 232,188,408 33 DEUTSCHE BANK SECURITIES INC Y CBOT 08/31/2007 3,751,763,538 264,135,302 3,487,628,236 34 DIRECT FOREX LLC N NFA 08/31/2007 1,406,880 1,000,000 406,880 35 DORMAN TRADING LLC N CME 08/31/2007 11,319,706 505,125 10,814,581 36 DUNAVANT COMMODITY CORP N NFA 08/31/2007 32,158,244 1,025,870 31,132,374 37 E FX OPTIONS LLC N NFA 08/31/2007 3,055,812 1,000,000 2,055,812 38 EAGLE MARKET MAKERS INC N CBOT 08/31/2007 5,305,699 500,000 4,805,699 39 EASY FOREX US LTD N NFA 08/31/2007 4,628,850 2,000,000 2,628,850 40 ED &F MAN COMMODITY ADVISORS INC N NFA 08/31/2007 1,467,104 500,000 967,104 41 ELECTRONIC BROKERAGE SYSTEMS LLC Y NFA 08/31/2007 10,115,109 500,000 9,615,109 42 ENSKILDA FUTURES LTD N CME 08/31/2007 19,264,116 10,059,327 9,204,789 43 FARR FINANCIAL INC N NFA 08/31/2007 1,396,993 558,043 838,950 44 FC STONE LLC N CME 08/31/2007 82,169,704 37,421,174 44,748,530 45 FIMAT USA LLC Y NYME 08/31/2007 641,004,347 385,892,800 255,111,547 46 FIRST CAPITOL GROUP LLC N NFA 08/31/2007 6,140,549 2,097,858 4,042,691 
SELECTED FCM FINANCIAL DATA AS OF 

August 31, 2007

FROM REPORTS FILED BY 

September 28, 2007

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

47 FOREX CAPITAL MARKETS LLC N NFA 08/31/2007 60,268,390 12,372,976 47,895,414 48 FOREX CLUB FINANCIAL COMPANY INC N NFA 08/31/2007 3,308,021 1,000,000 2,308,021 49 FOREX LIQUIDITY LLC N NFA 08/31/2007 38,317,486 1,000,000 37,317,486 50 FORTIS CLEARING AMERICAS LLC Y CBOT 08/31/2007 123,761,588 31,098,303 92,663,285 51 FRIEDBERG MERCANTILE GROUP INC N NFA 08/31/2007 7,720,944 5,000,000 2,720,944 52 FRONTIER FUTURES INC N NFA 08/31/2007 1,410,435 554,054 856,381 53 FUTURES TECH LLC N NFA 08/31/2007 867,715 500,000 367,715 54 FX SOLUTIONS LLC N NFA 08/31/2007 23,062,748 1,792,555 21,270,193 55 FXCM LLC N NFA 08/31/2007 768,864 500,000 268,864 56 GAIN CAPITAL GROUP LLC N NFA 08/31/2007 36,679,538 4,282,086 32,397,452 57 GATEWAY CAPITAL L.L.C. N NFA 08/31/2007 569,403 500,000 69,403 58 GELBER GROUP LLC N CBOT 08/31/2007 66,926,448 746,836 66,179,612 59 GFS FOREX & FUTURES INC N NFA 08/31/2007 3,403,409 1,000,000 2,403,409 60 GILDER GAGNON HOWE AND CO LLC Y NFA 08/31/2007 38,079,322 500,000 37,579,322 61 GLOBAL FUTURES & FOREX N NFA 08/31/2007 48,302,071 7,426,389 40,875,682 62 GLOBAL FUTURES LLC N NFA 08/31/2007 8,197,285 500,000 7,697,285 63 GOLDMAN SACHS & CO Y CBOT 08/31/2007 (g) 1,666,163,161 (g) 64 GOLDMAN SACHS EXECUTION & CLEARING LP Y CME 08/31/2007 1,011,566,441 64,434,756 947,131,685 65 H & R BLOCK FINANCIAL ADVISORS INC Y NFA 08/31/2007 90,382,139 8,628,210 81,753,929 66 HAGERTY GRAIN CO INC N CBOT 08/31/2007 3,902,518 500,000 3,402,518 67 HAMILTON WILLIAMS LLC N NFA 08/31/2007 1,100,462 1,000,000 100,462 68 HOTSPOT FXR LLC N NFA 08/31/2007 6,023,323 1,000,000 5,023,323 69 HSBC SECURITIES USA INC Y CME 08/31/2007 826,336,859 56,007,455 770,329,404 70 I TRADE FX LLC N NFA 08/31/2007 6,645,015 1,000,000 5,645,015 71 ICAP FUTURES LLC N CBOT 08/31/2007 5,634,527 500,000 5,134,527 72 IFSCL USA INC N NFA 08/31/2007 6,736,465 5,000,000 1,736,465 73 IFX MARKETS INC N NFA 08/31/2007 9,078,882 2,468,967 6,609,915 74 IG FINANCIAL MARKETS INC. N NFA 08/31/2007 1,014,030 500,000 514,030 75 INSTINET LLC Y NFA 08/31/2007 95,696,896 3,218,075 92,478,821 76 INTEGRATED BROKERAGE SERVICES LLC N NFA 08/31/2007 1,764,812 1,000,000 764,812 77 INTERACTIVE BROKERS LLC Y EUXUS 08/31/2007 351,138,279 37,099,671 314,038,608 78 INTERBANK FX LLC N NFA 08/31/2007 27,110,967 4,119,965 22,991,002 79 IOWA GRAIN CO N CBOT 08/31/2007 16,980,962 9,284,407 7,696,555 80 ITAU SECURITIES INC Y NFA 08/31/2007 23,208,433 500,000 22,708,433 81 IXIS SECURITIES NORTH AMERICA INC Y NFA 08/31/2007 120,256,356 500,000 119,756,356 82 JP MORGAN FUTURES INC N NYME 08/31/2007 1,172,076,030 668,870,655 503,205,375 83 KOTTKE ASSOCIATES LLC N CBOT 08/31/2007 16,231,367 500,000 15,731,367 84 LADENBURG THALMANN & CO INC Y NFA 08/31/2007 21,716,593 500,000 21,216,593 85 LBS LIMITED PARTNERSHIP N CBOT 08/31/2007 957,419 500,000 457,419 86 LEHMAN BROTHERS INC Y CBOT 08/31/2007 (g) 559,756,000 (g) 87 LIMESTONE TRADING LLC N NFA 08/31/2007 15,859,737 500,000 15,359,737 88 LINN GROUP ( THE ) N NFA 08/31/2007 1,903,363 500,000 1,403,363 89 LINSCO/PRIVATE LEDGER CORP Y NFA 08/31/2007 72,161,731 8,334,532 63,827,199 90 LOEB PARTNERS CORPORATION Y NFA 08/31/2007 25,222,555 500,000 24,722,555 91 MACQUARIE FUTURES USA INC N NFA 08/31/2007 8,560,518 2,537,446 6,023,072 92 MASTER CAPITAL GROUP CORPORATION N NFA 08/31/2007 2,077,233 2,000,000 77,233 93 MB TRADING FUTURES INC. N NFA 08/31/2007 4,452,443 1,115,034 3,337,409 
SELECTED FCM FINANCIAL DATA AS OF 

August 31, 2007

FROM REPORTS FILED BY 

September 28, 2007

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

94 MBF CLEARING CORP N NYME 08/31/2007 28,979,717 2,325,566 26,654,151 95 MCVEAN TRADING AND INVESTMENTS LLC N NFA 08/31/2007 7,039,083 2,038,145 5,000,938 96 MERRILL LYNCH PIERCE FENNER & SMITH Y CBOT 08/31/2007 (g) 567,464,656 (g) 97 MERRILL LYNCH PROFESSIONAL CLEARING CORP Y NFA 08/31/2007 1,746,329,785 87,617,794 1,658,711,991 98 MF GLOBAL INC N CME 08/31/2007 635,693,883 338,013,741 297,680,142 99 MID-CO COMMODITIES INC N NFA 08/31/2007 5,253,330 3,069,900 2,183,430 

100 MITSUI BUSSAN COMMODITIES USA INC N NYME 08/31/2007 6,035,032 500,000 5,535,032 101 MIZUHO SECURITIES USA INC Y CME 08/31/2007 115,114,732 29,449,283 85,665,449 102 MONEY GARDEN CORP N NFA 08/31/2007 5,505,638 1,000,000 4,505,638 103 MORGAN KEEGAN & COMPANY INC Y NFA 08/31/2007 349,451,294 11,063,778 338,387,516 104 MORGAN STANLEY & CO INCORPORATED Y CME 08/31/2007 (g) 1,570,181,983 (g) 105 NEUBERGER BERMAN LLC Y NFA 08/31/2007 297,058,168 5,000,000 292,058,168 106 NOMURA SECURITIES INTERNATIONAL INC Y CBOT 08/31/2007 1,096,752,071 8,771,412 1,087,980,659 107 OANDA CORPORATION N NFA 08/31/2007 156,467,966 8,287,089 148,180,877 108 ODL SECURITIES INC N NFA 08/31/2007 12,642,661 1,000,000 11,642,661 109 ONE WORLD CAPITAL GROUP LLC N NFA 08/31/2007 1,170,438 1,000,000 170,438 110 OPEN E CRY LLC N NFA 08/31/2007 1,419,750 500,000 919,750 111 OPPENHEIMER & CO INC Y NFA 08/31/2007 180,511,673 23,487,556 157,024,117 112 OPTIONSXPRESS INC Y NFA 08/31/2007 109,535,680 5,768,343 103,767,337 113 PENSON FINANCIAL FUTURES INC N NFA 08/31/2007 2,109,286 500,000 1,609,286 114 PENSON GHCO N CBOT 08/31/2007 12,277,713 2,957,580 9,320,133 115 PEREGRINE FINANCIAL GROUP INC N NFA 08/31/2007 14,742,863 5,000,000 9,742,863 116 PIONEER FUTURES INC N NYME 08/31/2007 1,087,213 500,000 587,213 117 PRUDENTIAL BACHE COMMODITIES LLC N CBOT 08/31/2007 146,198,000 115,502,840 30,695,160 118 PUMA FINANCIAL LLC N NFA 08/31/2007 822,214 500,000 322,214 119 RAND FINANCIAL SERVICES INC N CME 08/31/2007 52,808,440 9,992,819 42,815,621 120 RAYMOND JAMES & ASSOCIATES INC Y NFA 08/31/2007 311,200,663 28,594,843 282,605,820 121 RBC CAPITAL MARKETS CORPORATION Y CME 08/31/2007 338,232,882 40,974,239 297,258,643 122 RBC DAIN RAUSCHER INC Y NFA 08/31/2007 485,845,953 29,341,475 456,504,478 123 RBS GREENWICH CAPITAL INC Y CBOT 08/31/2007 960,980,000 102,947,000 858,033,000 124 RJ OBRIEN & ASSOCIATES LLC N CME 08/31/2007 82,783,514 63,476,299 19,307,215 125 ROBBINS FUTURES INC N NFA 08/31/2007 532,629 500,000 32,629 126 ROSENTHAL COLLINS GROUP LLC N CME 08/31/2007 45,197,320 23,395,487 21,801,833 127 ROSENTHAL GLOBAL SECURITIES LLC Y CBOT 08/31/2007 10,486,059 500,000 9,986,059 128 ROYAL FOREX TRADING LLC N NFA 08/31/2007 1,262,559 1,000,000 262,559 129 SANFORD C BERNSTEIN & CO LLC Y NFA 08/31/2007 141,443,575 45,534,557 95,909,018 130 SHATKIN ARBOR INC N CBOT 08/31/2007 4,118,419 1,131,840 2,986,579 131 SHAY GRAIN CLEARING COMPANY N KCBT 08/31/2007 1,129,228 729,147 400,081 132 SMW TRADING COMPANY INC N CME 08/31/2007 15,804,335 500,000 15,304,335 133 SNC INVESTMENTS INC N NFA 08/31/2007 1,247,050 1,000,000 247,050 134 SOLID GOLD FINANCIAL SERVICES INC N NFA 08/31/2007 2,010,651 1,000,000 1,010,651 135 STEPHENS INC Y NFA 08/31/2007 87,510,929 10,593,736 76,917,193 136 STERLING COMMODITIES CORP N NYME 08/31/2007 9,217,664 979,086 8,238,578 137 TCA FUTURES LLC N NFA 08/31/2007 849,606 500,000 349,606 138 TENCO INC N CBOT 08/31/2007 40,350,716 6,176,930 34,173,786 139 TERRA NOVA TRADING LLC Y NFA 08/31/2007 16,339,160 1,500,000 14,839,160 140 TIMBER HILL LLC Y CME 08/31/2007 943,760,983 12,234,509 931,526,474 
SELECTED FCM FINANCIAL DATA AS OF 

August 31, 2007

FROM REPORTS FILED BY 

September 28, 2007

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

141 TOWER RESEARCH CAPITAL EUROPE LLC N NFA 08/31/2007 2,611,848 500,000 2,111,848 142 TRADELINK LLC Y CBOT 08/31/2007 36,044,075 507,371 35,536,704 143 TRADEMAVEN CLEARING LLC N NFA 08/31/2007 859,179 500,000 359,179 144 TRADESTATION SECURITIES INC Y NFA 08/31/2007 70,950,482 2,246,009 68,704,473 145 TRADITION SECURITIES AND FUTURES INC N NFA 08/31/2007 786,612 500,000 286,612 146 TRANSMARKET GROUP LLC Y CBOT 08/31/2007 13,709,249 500,000 13,209,249 147 TRILAND USA INC N NYME 08/31/2007 33,124,080 9,834,378 23,289,702 148 UBS CLEARING SERVICES CORPORATION Y NFA 08/31/2007 103,792,119 500,000 103,292,119 149 UBS FINANCIAL SERVICES INC Y CBOT 08/31/2007 929,435,534 133,069,669 796,365,865 150 UBS SECURITIES LLC Y CBOT 08/31/2007 11,442,692,671 834,841,706 10,607,850,965 151 VELOCITY FUTURES LP N NFA 08/31/2007 1,680,316 500,000 1,180,316 152 VISION FINANCIAL MARKETS LLC Y NFA 08/31/2007 19,208,402 8,417,260 10,791,142 153 WACHOVIA CAPITAL MARKETS LLC Y CME 08/31/2007 1,241,444,216 2,134,379 1,239,309,837 154 WACHOVIA SECURITIES FINANCIAL NETWORK, LLC Y NFA 08/31/2007 28,296,343 1,881,347 26,414,996 155 WACHOVIA SECURITIES LLC Y NFA 08/31/2007 243,623,108 1,500,000 242,123,108 156 WHITE COMMERCIAL CORPORATION N NFA 08/31/2007 2,680,269 500,000 2,180,269 157 WSD FINANCIAL USA, INC N NFA 08/31/2007 1,237,025 500,000 737,025 158 XPRESSTRADE LLC N NFA 08/31/2007 6,601,535 1,394,599 5,206,936 159 YORK BUSINESS ASSOCIATES LLC N NFA 08/31/2007 693,252 500,000 193,252 

Total 

July Web Page 159Additions 1

1 LIMESTONE TRADING LLC

Deletions 1

1 Sentinel Management Group Inc

Name ChangeNoneAugust Web Page Update 159(a): B/D : A 'Y' means the FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer. (b): DSRO: Designated Self-Regulatory Organization. (c) The minimum capital requirement that each FCM must maintain is determined under CFTC Regulation 1.17 (a)(1)(i) (d): Excess net capital is adjusted net capital, less the firm's net capital requirement.
SELECTED FCM FINANCIAL DATA AS OF 

August 31, 2007

FROM REPORTS FILED BY 

September 28, 2007

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

(e): This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on a designated contract market or derivatives transaction execution facility. This is the sum of all accounts that contain a net liquidating equity.(f): This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of the United States. (g): This FCM/BD’s ultimate parent company is regulated by the SEC as a consolidated supervised entity. The firm has elected to compute its minimum capital requirement in accordance with the “Alternative Net Capital Requirement” as permitted by Appendix E toSEC Rule 15c3-1. As of this reporting date, the firm had net capital in excess of its minimum capital requirements. In addition to the alternative minimum net capital requirements, the firm is required tohold tentative net capital in excess of $1 billion and net capital in excess of $500 million in accordance with the market and credit riskstandards of Appendix E of Rule 15c3-1. The firm also is required to notify the Commission and SEC in the event its tentative net capital is less than $5 billion. As of this reporting date, the firm had tentative net capital and net capital in excess of both the minimum and notification requirements. Note: Any comments regarding information contained in this table may be brought to the attention of the CFTC's Division of Clearing and Intermediary Oversight via e-mail: sgreska@cftc.gov, jmohr@cftc.gov or s_williams@cftc.gov