SELECTED FCM FINANCIAL DATA AS OF 

March 31, 2006

FROM REPORTS FILED BY 

April 30, 2006

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

1 ABBEY NATIONAL SECURITIES INC Y NFA 03/31/2006 132,999,805 250,000 132,749,805 2 ABN AMRO INCORPORATED Y CBOT 03/31/2006 1,208,438,140 314,504,041 893,934,099 3 ABN AMRO SAGE CORPORATION Y NFA 03/31/2006 91,788,442 250,000 91,538,442 4 ADM INVESTOR SERVICES INC N CBOT 03/31/2006 111,106,203 44,818,514 66,287,689 5 ADVANTAGE FUTURES LLC N CME 03/31/2006 12,631,122 3,920,569 8,710,553 6 ADVEST INC Y NFA 03/31/2006 18,325,599 250,000 18,075,599 7 AG EDWARDS & SONS INC Y CBOT 03/31/2006 593,928,010 42,559,756 551,368,254 8 AIG CLEARING CORPORATION N NYME 03/31/2006 277,838,099 35,405,633 242,432,466 9 ALARON TRADING CORPORATION N CME 03/31/2006 5,701,137 3,489,243 2,211,894 

10 ALPHA FOREIGN EXCHANGE GROUP LLC N NFA 03/31/2006 373,542 250,000 123,542 11 AMERICAN MUTUAL HOLDING CORPORATION N NFA 03/31/2006 431,422 250,000 181,422 12 AMERICAN NATIONAL TRADING CORP N NFA 03/31/2006 1,901,914 695,327 1,206,587 13 BACERA CORPORATION N NFA 03/31/2006 567,296 250,000 317,296 14 BANC OF AMERICA SECURITIES LLC Y CME 03/31/2006 2,039,115,624 319,378,774 1,719,736,850 15 BARCLAYS CAPITAL INC Y NYME 03/31/2006 658,020,858 282,895,857 375,125,001 16 BATTERY ASSET MANAGEMENT LLC N NFA 03/31/2006 912,684 250,000 662,684 17 BEAR STEARNS & CO INC Y NFA 03/31/2006 (g) 571,453,688 (g) 18 BEAR STEARNS SECURITIES CORP Y CME 03/31/2006 3,667,802,397 1,113,558,421 2,554,243,976 19 BGC FINANCIAL INC Y NFA 03/31/2006 24,814,215 250,000 24,564,215 20 BNP PARIBAS COMMODITY FUTURES INC N NYME 03/31/2006 123,674,410 67,239,647 56,434,763 21 BNP PARIBAS SECURITIES CORP Y CBOT 03/31/2006 307,322,286 17,339,179 289,983,107 22 BROOKSTREET SECURITIES CORPORATION Y NFA 03/31/2006 4,118,006 597,757 3,520,249 23 C CZARNIKOW SUGAR FUTURES INC N NFA 03/31/2006 1,656,427 250,000 1,406,427 24 CADENT FINANCIAL SERVICES LLC N CME 03/31/2006 5,337,082 2,202,647 3,134,435 25 CAL FINANCIAL CORPORATION N NFA 03/31/2006 276,313 250,000 26,313 26 CALYON FINANCIAL INC Y CME 03/31/2006 451,714,399 355,113,743 96,600,656 27 CANTOR FITZGERALD & CO Y CBOT 03/31/2006 101,218,663 4,469,662 96,749,001 28 CAPITAL MARKET SERVICES LLC N NFA 03/31/2006 5,519,125 561,575 4,957,550 29 CIBC WORLD MARKETS CORP Y CME 03/31/2006 906,516,195 18,514,178 888,002,017 30 CITIGROUP GLOBAL MARKETS INC Y CBOT 03/31/2006 3,975,935,955 676,153,186 3,299,782,769 31 CLIFDEN FUTURES LLC N NFA 03/31/2006 513,446 250,000 263,446 32 CLIFF LARSON COMPANY THE N NFA 03/31/2006 424,665 250,000 174,665 33 CMC MARKETS (US) LLC N NFA 03/31/2006 1,850,291 250,000 1,600,291 34 COES FX CLEARING INC. N NFA 03/31/2006 991,563 353,137 638,426 35 COMTRUST INC N NFA 03/31/2006 1,213,000 1,079,440 133,560 36 COUNTRY HEDGING INC N NFA 03/31/2006 15,112,816 3,787,270 11,325,546 37 CREDIT SUISSE SECURITIES USA LLC Y CBOT 03/31/2006 5,197,692,437 174,034,627 5,023,657,810 38 CROSSLAND LLC N CBOT 03/31/2006 3,387,786 291,735 3,096,051 39 CUNNINGHAM COMMODITIES LLC N CBOT 03/31/2006 1,907,133 338,218 1,568,915 40 DAIWA SECURITIES AMERICA INC Y CME 03/31/2006 193,734,352 2,500,000 191,234,352 41 DEUTSCHE BANK SECURITIES INC Y CBOT 03/31/2006 1,605,143,753 245,220,862 1,359,922,891 42 DIRECT FOREX LLC N NFA 03/31/2006 577,416 250,000 327,416 43 DORMAN TRADING LLC N CME 03/31/2006 6,327,348 420,005 5,907,343 44 DUNAVANT COMMODITY CORP N NYBT 03/31/2006 23,032,234 295,066 22,737,168 45 E FX OPTIONS LLC N NFA 03/31/2006 337,865 250,000 87,865 46 EAGLE MARKET MAKERS INC N CBOT 03/31/2006 1,712,044 287,907 1,424,137 
SELECTED FCM FINANCIAL DATA AS OF 

March 31, 2006

FROM REPORTS FILED BY 

April 30, 2006

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

47 ED &F MAN COMMODITY ADVISORS INC N NFA 03/31/2006 441,204 250,000 191,204 48 ELECTRONIC BROKERAGE SYSTEMS LLC Y NFA 03/31/2006 6,212,658 250,000 5,962,658 49 ENSKILDA FUTURES LIMITED N CME 03/31/2006 13,392,582 8,001,398 5,391,184 50 FARR FINANCIAL INC N NFA 03/31/2006 2,338,562 1,264,556 1,074,006 51 FC STONE LLC N CME 03/31/2006 22,812,215 17,006,805 5,805,410 52 FCT GROUP LLC N CME 03/31/2006 6,997,086 568,290 6,428,796 53 FIMAT PREFERRED LLC Y NFA 03/31/2006 26,369,587 1,066,055 25,303,532 54 FIMAT USA LLC Y NYME 03/31/2006 500,185,169 333,945,812 166,239,357 55 FIRST CAPITOL GROUP LLC N NFA 03/31/2006 4,362,024 1,443,631 2,918,393 56 FOREFRONT INVESTMENTS CORPORATION N NFA 03/31/2006 533,534 250,000 283,534 57 FOREX CAPITAL MARKETS LLC N NFA 03/31/2006 42,595,637 9,341,162 33,254,475 58 FOREX CLUB FINANCIAL COMPANY INC N NFA 03/31/2006 450,031 250,000 200,031 59 FOREX INTERNATIONAL INVESTMENTS INC N NFA 03/31/2006 574,654 250,000 324,654 60 FOREX LIQUIDITY LLC N NFA 03/31/2006 865,044 250,000 615,044 61 FORTIS CLEARING CHICAGO LLC N CBOT 03/31/2006 36,932,530 6,967,298 29,965,232 62 FORWARD FOREX INC N NFA 03/31/2006 834,391 250,000 584,391 63 FRIEDBERG MERCANTILE GROUP INC N NFA 03/31/2006 1,823,474 250,000 1,573,474 64 FRONTIER FUTURES INC N NFA 03/31/2006 1,465,151 933,045 532,106 65 FUTURES TECH LLC N NFA 03/31/2006 428,366 250,000 178,366 66 FX OPTION1 INC N NFA 03/31/2006 452,367 250,000 202,367 67 FX SOLUTIONS LLC N NFA 03/31/2006 4,793,527 1,647,143 3,146,384 68 FXCM LLC N NFA 03/31/2006 380,892 250,000 130,892 69 GAIN CAPITAL GROUP INC N NFA 03/31/2006 16,906,082 824,397 16,081,685 70 GELBER GROUP LLC N CBOT 03/31/2006 36,094,683 250,000 35,844,683 71 GFS FOREX & FUTURES INC N NFA 03/31/2006 521,012 250,000 271,012 72 GILDER GAGNON HOWE AND CO LLC Y NFA 03/31/2006 39,540,794 250,000 39,290,794 73 GLOBAL FUTURES & FOREX LIMITED Y CFTC 03/31/2006 27,230,697 6,732,104 20,498,593 74 GLOBAL FUTURES LLC N NFA 03/31/2006 7,936,853 250,000 7,686,853 75 GOLDENBERG HEHMEYER & CO Y CBOT 03/31/2006 5,955,757 2,803,028 3,152,729 76 GOLDMAN SACHS & CO Y CBOT 03/31/2006 (g) 1,216,808,369 (g) 77 GOLDMAN SACHS EXECUTION & CLEARING LP Y CME 03/31/2006 1,276,570,712 52,130,326 1,224,440,386 78 GOLDMANY FINANCE INC N NFA 03/31/2006 279,813 250,000 29,813 79 GREENWICH CAPITAL MARKETS INC Y CBOT 03/31/2006 1,067,531,000 49,951,000 1,017,580,000 80 H & R BLOCK FINANCIAL ADVISORS INC Y NFA 03/31/2006 123,487,697 10,757,590 112,730,107 81 HAGERTY GRAIN CO INC N CBOT 03/31/2006 1,659,224 250,000 1,409,224 82 HOTSPOT FXR LLC N NFA 03/31/2006 2,272,278 250,000 2,022,278 83 HSBC SECURITIES USA INC Y CME 03/31/2006 844,923,377 45,556,491 799,366,886 84 ICAP FUTURES LLC N CME 03/31/2006 17,598,460 1,635,161 15,963,299 85 IFSCL USA INC N NFA 03/31/2006 1,056,631 250,000 806,631 86 IFX MARKETS INC N NFA 03/31/2006 5,955,537 1,830,823 4,124,714 87 IG FINANCIAL MARKETS INC. N NFA 03/31/2006 403,463 250,000 153,463 88 INTEGRATED BROKERAGE SERVICES LLC N NFA 03/31/2006 1,175,756 250,000 925,756 89 INTERACTIVE BROKERS LLC Y EUXUS 03/31/2006 219,733,217 19,500,797 200,232,420 90 INTERBANK FX LLC N NFA 03/31/2006 1,866,760 973,324 893,436 91 IOWA GRAIN CO N CBOT 03/31/2006 8,848,953 4,191,255 4,657,698 92 ITAU SECURITIES INC Y NFA 03/31/2006 16,496,619 250,000 16,246,619 93 IXIS SECURITIES NORTH AMERICA INC Y NFA 03/31/2006 152,701,362 250,000 152,451,362 
SELECTED FCM FINANCIAL DATA AS OF 

March 31, 2006

FROM REPORTS FILED BY 

April 30, 2006

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

94 JP MORGAN FUTURES INC N NYME 03/31/2006 944,719,911 547,784,086 396,935,825 95 KOTTKE ASSOCIATES LLC N CBOT 03/31/2006 10,393,972 250,000 10,143,972 96 LADENBURG THALMANN & CO INC Y NFA 03/31/2006 9,922,349 250,000 9,672,349 97 LBS LIMITED PARTNERSHIP N CBOT 03/31/2006 600,536 250,000 350,536 98 LEADER INVESTMENTS INC Y NFA 03/31/2006 457,333 250,000 207,333 99 LEHMAN BROTHERS INC Y CBOT 03/31/2006 (g) 531,785,000 (g) 

100 LINN GROUP ( THE ) N NFA 03/31/2006 355,053 250,000 105,053 101 LINSCO/PRIVATE LEDGER CORP Y NFA 03/31/2006 61,394,766 6,013,719 55,381,047 102 LOEB PARTNERS CORPORATION Y NFA 03/31/2006 26,438,495 250,000 26,188,495 103 MAN FINANCIAL INC N CME 03/31/2006 456,772,588 382,575,076 74,197,512 104 MANCHESTER FINANCIAL GROUP INC N NFA 03/31/2006 301,420 250,000 51,420 105 MARQUETTE ELECTRONIC BROKERAGE LLC N NFA 03/31/2006 1,254,179 250,000 1,004,179 106 MB TRADING FUTURES INC. N NFA 03/31/2006 409,284 250,000 159,284 107 MBF CLEARING CORP N NYME 03/31/2006 20,893,287 2,370,469 18,522,818 108 MBT TECHNOLOGIES LLC N NFA 03/31/2006 1,016,310 250,000 766,310 109 MCVEAN TRADING AND INVESTMENTS LLC N NFA 03/31/2006 5,943,420 2,461,503 3,481,917 110 MERRILL LYNCH PIERCE FENNER & SMITH Y CBOT 03/31/2006 (g) 505,058,000 (g) 111 MERRILL LYNCH PROFESSIONAL CLEARING CORP Y NFA 03/31/2006 1,030,621,873 50,689,542 979,932,331 112 MID-CO COMMODITIES INC N NFA 03/31/2006 3,595,454 1,118,811 2,476,643 113 MITSUI BUSSAN COMMODITIES USA INC N NYME 03/31/2006 6,090,845 1,047,306 5,043,539 114 MIZUHO SECURITIES USA INC Y CME 03/31/2006 155,320,679 14,529,826 140,790,853 115 MONEY GARDEN CORP N NFA 03/31/2006 2,994,852 591,620 2,403,232 116 MORGAN KEEGAN & COMPANY INC Y NFA 03/31/2006 338,678,639 12,623,390 326,055,249 117 MORGAN STANLEY & CO INCORPORATED Y CME 03/31/2006 (g) 1,071,600,691 (g) 118 MORGAN STANLEY DW INC Y CBOT 03/31/2006 1,264,858,825 77,557,858 1,187,300,967 119 NATIONS INVESTMENTS LLC N NFA 03/31/2006 406,519 250,000 156,519 120 NEUBERGER BERMAN LLC Y NFA 03/31/2006 278,232,433 17,146,112 261,086,321 121 NIKKO ALTERNATIVE ASSET MANAGEMENT INC N NFA 03/31/2006 4,459,594 250,000 4,209,594 122 NOMURA SECURITIES INTERNATIONAL INC Y CBOT 03/31/2006 770,729,174 4,992,798 765,736,376 123 OANDA CORPORATION N NFA 03/31/2006 28,952,594 2,303,526 26,649,068 124 OCONNOR & COMPANY LLC Y CBOT 03/31/2006 67,520,899 3,315,762 64,205,137 125 ODL SECURITIES INC N NFA 03/31/2006 454,808 250,000 204,808 126 ONE WORLD CAPITAL GROUP LLC N NFA 03/31/2006 297,994 250,000 47,994 127 OPEN E CRY LLC N NFA 03/31/2006 1,087,804 658,716 429,088 128 OPPENHEIMER & CO INC Y NFA 03/31/2006 182,033,034 27,172,743 154,860,291 129 OPTIONSXPRESS INC Y NFA 03/31/2006 10,824,552 666,086 10,158,466 130 PENSON FINANCIAL FUTURES INC N NFA 03/31/2006 1,102,432 458,439 643,993 131 PEREGRINE FINANCIAL GROUP INC N NFA 03/31/2006 13,047,097 6,652,787 6,394,310 132 PIONEER FUTURES INC N NYME 03/31/2006 521,468 250,000 271,468 133 PIPER JAFFRAY & CO Y NFA 03/31/2006 328,234,924 10,273,146 317,961,778 134 PRUDENTIAL FINANCIAL DERIVATIVES LLC N CBOT 03/31/2006 127,390,000 107,543,960 19,846,040 135 RAND FINANCIAL SERVICES INC N CME 03/31/2006 23,995,875 8,599,854 15,396,021 136 RAYMOND JAMES & ASSOCIATES INC Y NFA 03/31/2006 345,404,279 27,869,979 317,534,300 137 RBC CAPITAL MARKETS CORPORATION Y CME 03/31/2006 264,113,075 33,803,679 230,309,396 138 RBC DAIN RAUSCHER INC Y NFA 03/31/2006 184,702,389 36,278,382 148,424,008 139 REDSKY FINANCIAL LLC Y NFA 03/31/2006 607,062 250,000 357,062 140 RJ OBRIEN ASSOCIATES INC N CME 03/31/2006 91,942,061 68,340,044 23,602,017 
SELECTED FCM FINANCIAL DATA AS OF 

March 31, 2006

FROM REPORTS FILED BY 

April 30, 2006

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

141 ROBBINS FUTURES INC N NFA 03/31/2006 512,333 250,000 262,333 142 ROSENTHAL COLLINS GROUP LLC N CME 03/31/2006 39,795,416 14,927,662 24,867,754 143 ROSENTHAL GLOBAL SECURITIES LLC Y CBOT 03/31/2006 11,258,746 288,955 10,969,791 144 SANFORD C BERNSTEIN & CO LLC Y NFA 03/31/2006 135,373,222 27,210,999 108,162,223 145 SENTINEL MANAGEMENT GROUP INC N NFA 03/31/2006 2,230,577 250,000 1,980,577 146 SHATKIN ARBOR INC N CBOT 03/31/2006 4,366,327 250,000 4,116,327 147 SHAY GRAIN CLEARING COMPANY N KCBT 03/31/2006 879,263 421,836 457,427 148 SMW TRADING COMPANY INC N CME 03/31/2006 24,410,116 294,253 24,115,863 149 SNC INVESTMENTS INC N NFA 03/31/2006 382,751 250,000 132,751 150 SOLID GOLD FINANCIAL SERVICES INC N NFA 03/31/2006 386,159 250,000 136,159 151 SPENCER FINANCIAL LLC N NFA 03/31/2006 307,510 250,000 57,510 152 SPOT FX CLEARING CORP N NFA 03/31/2006 267,101 250,000 17,101 153 STEPHENS INC Y NFA 03/31/2006 64,325,590 9,507,347 54,818,243 154 STERLING COMMODITIES CORP N NYME 03/31/2006 7,294,341 743,947 6,550,394 155 SWISS AMERICAN SECURITIES INC Y NFA 03/31/2006 89,936,039 6,611,727 83,324,312 156 TCA FUTURES LLC N NFA 03/31/2006 411,060 250,000 161,060 157 TENCO INC N CBOT 03/31/2006 27,232,707 3,818,958 23,413,749 158 TERRA NOVA TRADING LLC Y NFA 03/31/2006 5,056,250 1,500,000 3,556,250 159 TIMBER HILL LLC Y CME 03/31/2006 519,051,485 11,415,004 507,636,481 160 TOWER RESEARCH CAPITAL EUROPE LLC N NFA 03/31/2006 1,686,717 250,000 1,436,717 161 TRADECO CLEARING GROUP, LLC N NFA 03/31/2006 446,872 250,000 196,872 162 TRADELINK LLC Y CBOT 03/31/2006 24,396,490 439,083 23,957,407 163 TRADESTATION SECURITIES INC Y NFA 03/31/2006 39,984,716 2,058,019 37,926,697 164 TRADITION SECURITIES AND FUTURES INC N NFA 03/31/2006 391,581 250,000 141,581 165 TRANSMARKET GROUP LLC Y CBOT 03/31/2006 11,619,469 250,000 11,369,469 166 TREND COMMODITIES LIMITED PARTNERSHIP N NFA 03/31/2006 912,269 250,000 662,269 167 TRILAND USA INC N NYME 03/31/2006 29,738,605 12,942,663 16,795,942 168 UBS FINANCIAL SERVICES INC Y CBOT 03/31/2006 1,171,397,056 163,089,554 1,008,307,502 169 UBS SECURITIES LLC Y CBOT 03/31/2006 2,571,300,647 483,626,214 2,087,674,433 170 UNITED CLEARING LLC N NFA 03/31/2006 529,745 250,000 279,745 171 VELOCITY FUTURES LP N NFA 03/31/2006 1,251,977 250,000 1,001,977 172 VISION LIMITED PARTNERSHIP N NFA 03/31/2006 25,193,382 14,068,832 11,124,550 173 WACHOVIA CAPITAL MARKETS LLC Y CME 03/31/2006 2,095,587,130 3,265,544 2,092,321,586 174 WACHOVIA SECURITIES FINANCIAL NETWORK, LLC Y NFA 03/31/2006 17,752,302 1,064,387 16,687,915 175 WACHOVIA SECURITIES LLC Y NFA 03/31/2006 247,506,005 2,444,965 245,061,040 176 WALL STREET DERIVATIVES INC N NFA 03/31/2006 428,440 250,000 178,440 177 WHITE COMMERCIAL CORPORATION N NFA 03/31/2006 2,084,134 250,000 1,834,134 178 WORLDWIDE CLEARING N NFA 03/31/2006 521,349 250,000 271,349 179 XPRESSTRADE LLC N NFA 03/31/2006 6,732,358 1,514,423 5,217,935 180 YORK BUSINESS ASSOCIATES LLC N NFA 03/31/2006 736,642 250,000 486,642 

Total 

February Web Page Update 181Additions 1Tradeco Clearing Group LLC
SELECTED FCM FINANCIAL DATA AS OF 

March 31, 2006

FROM REPORTS FILED BY 

April 30, 2006

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

Deletions 2Hotspot FX IncLegg Mason Wood Walker IncName ChangeMarch Web Page Update 180(a): B/D? : A 'Y' means the FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer. (b): DSRO: Designated Self-Regulatory Organization. (c): A firm's net capital requirement is the greater of (1) $250,000; or(2) risk based capital requirement, the sum of 8% of total customer risk maintenance margin and 4% of total noncustomer risk maintenance margin; or(3) The amount of capital required by a registered futures association (currently NFA is the only such association);(4) for securities brokers and dealers, the amount of net capital required by Rule 15c3-1(a) of the Securities and Exchange Commission.(d): Excess net capital is adjusted net capital, less the firm's net capital requirement.(e): This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on a designated contract market or derivatives transaction execution facility. This is the sum of all accounts that contain a net liquidating equity.(f): This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of vthe United States. 
SELECTED FCM FINANCIAL DATA AS OF 

March 31, 2006

FROM REPORTS FILED BY 

April 30, 2006

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

(g): This FCM/BD’s ultimate parent company is regulated by the SEC as a consolidated supervised entity. The firm has elected to compute its minimum capital requirement in accordance with the “Alternative Net Capital Requirement” as permitted by Appendix E toSEC Rule 15c3-1. As of March 31, 2006, the firm had net capital in excess of its minimum capital requirements. In addition to the alternative minimum net capital requirements, the firm is required tohold tentative net capital in excess of $1 billion and net capital in excess of $500 million in accordance with the market and credit riskstandards of Appendix E of Rule 15c3-1. The firm also is required to notify the Commission and SEC in the event its tentative net capital is less than $5 billion. As of March 31, 2006, the firm had tentative net capital and net capital in excess of both the minimum and notification requirements. Note: Any comments regarding information contained in this table may be brought to the attention of the CFTC's Division of Clearing and Intermediary Oversight via e-mail: fzimmerle@cftc.gov; s_williams@cftc.gov or sgreska@cftc.gov.