alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
SUBMISSION COVER SHEET

IMPORTANT: Check box if Confidential Treatment is requested

Registered Entity Identifier Code (optional): ___________________________

Organization: Tradition SEF, Inc.

Filing as a: DCM SEF DCO SDR Please note - only ONE choice allowed.

Filing Date (mm/dd/yy): Filing Description:_________________________________

____________________________________________________________________________________

____________________________________________________________________________________

SPECIFY FILING TYPE Please note only ONE choice allowed per Submission.

Organization Rules and Rule Amendments

Certification § 40.6(a)

Approval § 40.5(a)

Notification § 40.6(d)

Advance Notice of SIDCO Rule Change § 40.10(a)

SIDCO Emergency Rule Change § 40.10(h)

Rule Numbers: ____________________________________________________________________

New Product Please note only ONE product per Submission.

Certification § 40.2(a)

Certification Security Futures § 41.23(a)

Certification Swap Class § 40.2(d)

Approval § 40.3(a)

Approval Security Futures § 41.23(b)

Novel Derivative Product Notification § 40.12(a)

Swap Submission § 39.5

Official Product Name: _____________________________________________________________

Product Terms and Conditions (product related Rules and Rule Amendments)

Certification § 40.6(a)

Certification Made Available to Trade Determination § 40.6(a)

Certification Security Futures § 41.24(a)

Delisting (No Open Interest) § 40.6(a)

Approval § 40.5(a)

Approval Made Available to Trade Determination § 40.5(a)

Approval Security Futures § 41.24(b)

Approval Amendments to enumerated agricultural products § 40.4(a), § 40.5(a)

“Non-Material Agricultural Rule Change” § 40.4(b)(5)

Notification § 40.6(d)

Official Name(s) of Product(s) Affected: ________________________________________________

Rule Numbers: ______________________________________________________________________


ICE Swap Trade LLC

55 East 52nd Street

New York, NY 10055

July 8, 2021

Submitted via the CFTC Portal Submission 21-09

Melissa Jurgens

Office of the Secretariat

U.S. Commodity Futures Trading Commission

Three Lafayette Centre

1155 21st Street, N.W.

Washington, D.C. 20581

via email: submissions@cftc.gov

Re: ICE Swap Trade, LLC – Regulation §40.6(d) Weekly Notification of Rule Amendments 

Ladies and Gentlemen:

Pursuant to Section 5c(c) of the Commodity Exchange Act (the “Act”) and Section 40.6(d) of the 

regulations of the Commodity Futures Trading Commission (the “Commission”), ICE Swap Trade, 

LLC (“IST” or the “SEF”) hereby notifies the Commission of an amendment that was made to a

rule during the week of July 5, 2021. 

A concise explanation of the amendment to the Rulebook is attached hereto as Exhibit A. A copy 

of the revised Rulebook marked to show changes against the previous Rulebook with an effective 

date of July 9, 2021, is attached hereto as Exhibit B. A clean copy of the revised Rulebook is 

attached hereto as Exhibit C. 

IST certifies that the rule amendment complies with the requirements of the Commodity Exchange 

Act and the rules and regulations promulgated thereunder. IST is not aware of any substantive 

opposing views expressed with respect to this filing and certifies that, concurrent with this filing, 

a copy of this submission was posted on the IST’s website and may be accessed at: 

https://www.theice.com/swap-trade/regulation#rule-filings. 

Please contact the undersigned at (212) 323-8500 with any questions regarding this matter.

Very truly yours,

Robert J. Laorno

General Counsel

Enclosure
Exhibit A

Summary of Rulebook Changes

Change Description

Administrative changes to Governance and 

Definitions Updates to Governance: Rules 201
# C_2005075EN.01001001.xml

| 24.3.2005 | EN | Official Journal of the European Union | C 75/10 |
| --- | --- | --- | --- |

24.3.2005

EN

Official Journal of the European Union

C 75/10

---

Withdrawal of obsolete Commission Proposals

(2005/C 75/04)

As part of its periodical examination of proposals pending, the Commission has withdrawn certain proposals on which the Legislator has not yet reached a decision and which are no longer topical. A communication from the Commission specifying the list of proposals withdrawn has been published on EUR-LEX under reference COM(2004) 542 of 10 March 2005.

---
<TABLE> <S> <C>

<PAGE>
<ARTICLE> 5

<S>                             <C>
<PERIOD-TYPE>                   3-MOS
<FISCAL-YEAR-END>                          DEC-31-1998
<PERIOD-END>                               JUN-30-1999
<CASH>                                           6,333
<SECURITIES>                                         0
<RECEIVABLES>                                  120,775
<ALLOWANCES>                                     3,088
<INVENTORY>                                     92,533
<CURRENT-ASSETS>                               222,495
<PP&E>                                         197,157
<DEPRECIATION>                                  47,884
<TOTAL-ASSETS>                                 450,168
<CURRENT-LIABILITIES>                           81,341
<BONDS>                                        168,497
<PREFERRED-MANDATORY>                                0
<PREFERRED>                                          0
<COMMON>                                            13
<OTHER-SE>                                     189,843
<TOTAL-LIABILITY-AND-EQUITY>                   450,168
<SALES>                                        471,630
<TOTAL-REVENUES>                               471,630
<CGS>                                          353,354
<TOTAL-COSTS>                                  452,549
<OTHER-EXPENSES>                                     0
<LOSS-PROVISION>                                     0
<INTEREST-EXPENSE>                               5,543
<INCOME-PRETAX>                                 15,545
<INCOME-TAX>                                     5,985
<INCOME-CONTINUING>                              9,560
<DISCONTINUED>                                       0
<EXTRAORDINARY>                                      0
<CHANGES>                                            0
<NET-INCOME>                                     9,560
<EPS-BASIC>                                       0.75
<EPS-DILUTED>                                     0.75


</TABLE>
Exhibit 32

Certification Pursuant to 18 U.S.C. 1350,
as Adopted Pursuant Section 906 of the
Sarbanes-Oxley Act of 2002

I, James R. Oyler, certify, pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that the
Form 10-K of Evans & Sutherland Computer Corporation for the fiscal year ended December 31, 2003, fully complies with the requirements of Section 13(a) or 15(d)
of the Securities Exchange Act of 1934 and that information contained in such Form 10-K fairly presents, in all material respects, the financial condition and results of operations
of Evans & Sutherland Computer Corporation.

|March 17, 2004 |  | By: |  | /s/JAMES R. OYLERJames R. Oyler Chief Executive
Officer
|-------------- |  | --- |  | -------------------------------------------------------

I,
E. Thomas Atchison, certify, pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that the Form 10-K of
Evans & Sutherland Computer Corporation for the fiscal year ended December 31, 2003, fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act
of 1934 and that information contained in such Form 10-K fairly presents, in all material respects, the financial condition and results of operations of Evans & Sutherland
Computer Corporation.

|March 17, 2004 |  | By: |  | /s/E. THOMAS ATCHISONE. Thomas Atchison Chief Financial
Officer
|-------------- |  | --- |  | ---------------------------------------------------------------

---
UNITED STATES DISTRICT COURT

SOUTHERN DISTRICT OF NEW YORK

IN RE WORLD TRADE CENTER 21 MC 102 (AKH)

LOWER MANHATTAN DISASTER

SITE LITIGATION

MARIA DELACRUZ, 07-CV-4464 (AKH)

Plaintiff, NOTICE OF ADOPTION BY

CENTURY 21, INC. OF

-against- ANSWER TO MASTER

COMPLAINT

80 LAFAYETTE ASSOCIATES LLC, ET AL.,

Defendants.

PLEASE TAKE NOTICE that defendant CENTURY 21, INC. (hereinafter Century

21), as and for its response to the allegations set forth in the Complaint by Adoption (Check-Off

Complaint) related to the Master Complaint filed in the above-referenced action, herein adopt

Century 21s Answer to Master Complaint, dated August 1, 2007, which was filed in the matter

of In re World Trade Center Lower Manhattan Disaster Site Litigation, 21 MC 102 (AKH).

WHEREFORE, Century 21 demands judgment dismissing the above-captioned action

as against it, together with its costs and disbursements.

Dated: New York, New York

September 10, 2007

HARRIS BEACH PLLC

Attorneys for Defendant

CENTURY 21, INC.

Is

Stanley Goos, Esq. (SG 7062)

100 Wall Street, 23rd Floor

New York, New York 10005

(212) 687-0100

Case 1:07-cv-04464-AKH Document 13 Filed 09/11/2007 Page 1 of 3
1

TO:

Paul Napoli, Esq.

Worby Groner Edelman & Napoli Bern LLP

115 Broadway, 12th Floor

New York, New York 10006

Robert A. Grochow, Esq.

Robert A. Grochow, P.C.

233 Broadway, 5th Floor

New York, New York 10279

Gregory J. Cannata, Esq.

Law Offices of Gregory J. Cannata

233 Broadway, 5th Floor

New York, New York 10279

Liaison Counselfor Plaint~f

James B. Tyrrell, Esq.

Joseph Hopkins, Esq.

Patton Boggs LLP

One Riverfront Plaza, 6th Floor

Newark, New Jersey 07102

Thomas Egan, Esq.

Flemming Zulack Williamson Zauderer LLP

One Liberty Plaza

New York, New York 10006

Liaison Counselfor the Defendants

All Other Defense Counsel

Case 1:07-cv-04464-AKH Document 13 Filed 09/11/2007 Page 2 of 3
CERTIFICATION AS TO SERVICE

The undersigned certifies that on September 11, 2007, I caused the following

document to be electronically via the Courts ECF system:

1. Notice of Century 21s Adoption of Answer to Master Complaint.

The undersigned further certifies that on September 11, 2007, 1 caused the aforesaid

documents to be served via First Class Mail upon the following:

Paul Napoli, Esq. James E. Tyrrell, Esq.

Worby Groner Edelman & Napoli Bern LLP Joseph Hopkins, Esq.

115 Broadway, l2~ Floor Patton Boggs LLP

New York, New York 10006 One Riverfront Plaza, 6thi Floor

Newark, New Jersey 07102

Robert A. Grochow, Esq.

Robert A. Grochow, P.C. Thomas Egan, Esq.

233 Broadway, 5th Floor Flemming Zulack Williamson Zauderer LLP

New York, New York 10279 One Liberty Plaza

New York, New York 10006

Gregory J. Cannata, Esq.

Law Offices of Gregory J. Caimata Liaison Counselfor the Defendants

233 Broadway, 5th Floor

New York, New York 10279

Liaison Counselfor Plaintjffs

Dated: September 11, 2007

Is!

Stanley Goos, Esq. (SG 7062)

Case 1:07-cv-04464-AKH Document 13 Filed 09/11/2007 Page 3 of 3
# fcmdata0205
Exhibit 32

CERTIFICATION PURSUANT TO

18 U.S.C. SECTION 1350

AS ADOPTED PURSUANT TO

SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

The undersigned, the Chief Executive Officer and the Chief Financial Officer of
Greer Bancshares Incorporated (the Company), each certify, pursuant to § 906 of the Sarbanes-Oxley Act of 2002 (18 U.S.C. § 1350), that to his or her knowledge on the date of this certification:



| | 1. | The annual report of the Company on Form 10-K for the period ended December 31, 2009 as filed with the Securities and Exchange Commission on this date (the
Report) fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and
| | -- | --------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------



| | 2. | The information contained in this Report fairly presents, in all material respects, the financial condition and result of operations of the Company.
| | -- | ----------------------------------------------------------------------------------------------------------------------------------------------------



/s/ Kenneth M. HarperKenneth M. HarperChief Executive OfficerDate: March 31, 2010/s/ J. Richard Medlock, Jr.J. Richard Medlock, Jr.Chief Financial OfficerDate: March 31, 2010
cme @

Chicago Mercantile Exchange
20 South Wacker Drive 312/930.1000 tel
‘Chicago, I 60606-7499 312/466.4410 fax

www.cme.com,

July 22, 2005

Ms. Jean A. Webb

Office of the Secretariat

Commodity Futures Trading Commission
Three Lafayette Centre

1155 21st Street, N.W.

Washington, DC 20581

Re: Section Se(c)(1), Regulation 40.6(a) Submission. Self-Certification for
Composition of CME X-Fund Index Futures contracts.
CME Submission #05-71
Dear Ms. Webb:

Chicago Mercantile Exchange Inc. hereby informs the Commission regarding the composition for
the July 25, 2005 — August 5, 2005 CME X-Fund Index Futures contracts.

The Exchange certifies that the CME X-Funds product complies with the Act & regulations
thereunder.

CME X-Fund 1 (X1)

Long Dec 05 Com
Short Sep 05 Wheat
Short Sep 05 Ten Year Note
Long Aug 05 Lean Hogs

CME X-Fund 2 (X2)

Long Sep 05 Japanese Yen
Short Sep 05 Euro currency
Long Dec 05 Corn
Short Dec 05 Wheat



If you require any additional information regarding this action, please do not hesitate to contact
Mr. Charles Piszczor at 312-930-4536 or via e-mail at cpiszczo@cme.com. We would be
appreciative if you could reference our CME Submission #05-71 in any related correspondence.

Sincerely,

John W. Labuszewski, Managing Director
Research & Product Development
Exhibit 32

CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350

AS ADOPTED PURSUANT TO

SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

The
undersigned, the Chief Executive Officer and the Chief Financial Officer of Greer Bancshares Incorporated (the Company), each certify, pursuant to 18 U.S.C. § 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of
2002, that to his knowledge on the date of this certification:



|1. | The annual report of the Company for the period ended December 31, 2006 as filed with the Securities and Exchange Commission on this date (the Report) fully
complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and
|-- | -------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------



|2. | The information contained in the Report fairly presents, in all material respects, the financial condition and result of operations of the Company.
|-- | ---------------------------------------------------------------------------------------------------------------------------------------------------



/s/ R. Dennis HennettR. Dennis Hennett Chief Executive Officer
April 2, 2007/s/ J. Richard Medlock, Jr.J. Richard Medlock, Jr. Chief Financial
Officer April 2, 2007
EXHIBIT 31.2



I, Gregory A. Gould, certify that:



1. I have reviewed this annual report
on Form 10-K/A of SeraCare Life Sciences, Inc.; and



2. Based on my knowledge, this report
does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made,
in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this
report.





|/s/ Gregory A. Gould    | 
|----------------------- | 
|                        | 
|Gregory A. Gould        | 
|Chief Financial Officer | 
|Date: January 30, 2012  |
IN THE SUPREME COURT OF PENNSYLVANIA

MIDDLE DISTRICT

JOHN DOE

v.

DIOCESE OF SCRANTON, BISHOP 

JAMES TIMLIN AND BISHOP JOSEPH 

BAMBERA

PETITION OF: DIOCESE OF 

SCRANTON AND BISHOP JOSEPH 

BAMBERA

:

:

:

:

:

:

:

:

:

:

:

:

:

:

No. 123 MM 2019

ORDER

PER CURIAM

AND NOW, this 15th day of November, 2019, the Application for Extraordinary 

Relief is DENIED.
Amendment No. 4 to Sheltered Savings Plan



 Exhibit 10.3.4 
  
 AMENDMENT NO. 4 
 TO THE 
 UNIFIED WESTERN GROCERS, INC. 
 SHELTERED SAVINGS PLAN 
  
 Unified Western Grocers, Inc. (the “Company”) hereby amends the above-named plan (the “Plan”), effective as of October 1, 2004, as follows: 
  
 1. The first two sentences of Section 9.1 of the Plan are hereby amended in their entirety to read as follows:

  
 “The Company, acting through the Board of Directors, or
the Committee may amend the Plan from time to time and may amend or cancel any such amendment. Each amendment must be set forth in a document that is signed by an officer of the Company, and the Plan shall be deemed to have been amended in the
manner and at the time set forth in such document, and all Participants shall be bound by it.” 
  
 2. Section 8.6 of the Plan is hereby amended in its entirety to read as follows: 
  
 “Section 8.6: Administrative Expenses Of The Plan. All reasonable expenses of
administering the Plan, including, but not limited to, actuarial, administration, accounting, investment, recordkeeping, and legal fees and costs incurred in connection with such activities, shall be paid by the Trustee pursuant to the direction of
the Committee and shall be a charge against the trust estate, except to the extent that such expenses may be paid by the Company. The Committee, in the Committee’s sole discretion, shall determine whether each such charge shall be allocated pro
rata or per capita to Participants’ Accounts, and whether such a charge shall be allocated directly to the Accounts of the affected Participant. The expense of maintaining errors and omissions liability insurance, if any, covering members of
the Committee, the Trustee, or any other Fiduciary shall be paid by the Company.” 
  
 * * * * * 
  
 The Company has
caused this Amendment No. 4 to be signed on the date indicated below, to be effective as indicated above. 
  

									
	 	 	 	 	 “Company”

			
	 	 	 	 	 UNIFIED WESTERN GROCERS, INC.

				
	 Date:    November 15, 2004
	 	 	 	By:	 	/s/    DON GILPIN        
	 	 	 	 	 	 	 	 	Don Gilpin
	 	 	 	 	 	 	 Its:
	 	Vice President, Human Resources
116TH CONGRESS 

1ST SESSION H. R. 1768 

AN ACT 

To reauthorize subtitle G of title VII of the Energy Policy 

Act of 2005, relating to diesel emissions reduction, and 

for other purposes. 

1 Be it enacted by the Senate and House of Representa2 tives of the United States of America in Congress assembled, 
2 

•HR 1768 EH

1 SECTION 1. SHORT TITLE. 

2 This Act may be cited as the ‘‘Diesel Emissions Re3 duction Act of 2019’’. 

4 SEC. 2. REAUTHORIZATION. 

5 Section 797(a) of the Energy Policy Act of 2005 (42 

6 U.S.C. 16137(a)) is amended by striking ‘‘2016’’ and in7 serting ‘‘2024’’. 

Passed the House of Representatives September 9, 

2019. 

Attest: 

Clerk. 

116TH CONGRESS 

1ST SESSION H. R. 1768 

AN ACT 

To reauthorize subtitle G of title VII of the Energy 

reduction, and for other purposes. Policy Act of 2005, relating to diesel emissions
Case 1:07-cv-05371-AKH Document 21 Filed 09/18/2007 Page 1 of 2
Case 1:07-cv-05371-AKH Document 21 Filed 09/18/2007 Page 2 of 2
remaining items and Exhibits that are not amended remain true, current, and
complete as previously filed.

WHERE TO FILE

This Form DCM must be filed electronically with the Secretary of the Commission in a
format specified by the Secretary of the Commission.

COMMODITY FUTURES TRADING COMISSION
FORM DCM

CONTRACT MARKET
APPLICATION OR AMENDMENT TO APPLICATION FOR DESIGNATION

COVER SHEET
ForecastEx LLC
Exact name of Applicant as specified in charter
209 South LaSalle Street, 10th Floor, Chicago, IL 60604

Address of principal executive offices

[ ] lf this is an APPLICATION for designation, complete in full and check here.

[x] If this is an AMENDMENT to an application, or to an existing designation, fist all
items that are amended and check here.

Exhibit G

Exhibit G-1 - Reserved

Exhibit G-4

Exhibit U

GENERAL INFORMATION

1. Name under which the business of the designated contract market is or will be
conducted, if different than name specified above (include acronyms, if any):

N/A

2. If name of designated contract market is being amended, state previous designated
contract market name:

N/A
Case 1:07-cv-05560-AKH Document 13 Filed 04/01/2008 Page 1 of 3Case 1:07-cv-05560-AKH Document 13 Filed 04/01/2008 Page 2 of 3Case 1:07-cv-05560-AKH Document 13 Filed 04/01/2008 Page 3 of 3
#### Celestine PORTER, Petitioner, v. DEPARTMENT OF THE NAVY, Respondent.

No. 2013-3013.

United States Court of Appeals, Federal Circuit.

July 18, 2013.

Morris E. Fischer, Law Office of Morris E. Fischer, of Silver Spring, MD, argued for petitioner.

Phyllis Jo Baunach, Trial Attorney, Commercial Litigation Branch, Civil Division, United States Department of Justice, of Washington, DC, argued for respondent. On the brief were Stuart F. Delery, Principal Deputy Assistant Attorney General, Jeanne E. Davidson, Director, Todd M. Hughes, Deputy Director, and Jane C. Dempsey, Trial Attorney. Of counsel was Tracey Rockenbach, Naval Litigation Office, United States Department of Navy, of Washington, DC.

(PROST, CLEVENGER, and LINN, Circuit Judges).

JUDGMENT

PER CURIAM.

This Cause having been heard and considered, it is Ordered and Adjudged:

AFFIRMED. *See*Fed. Cir. R. 36.
#### PEACOCK v. THIRD NAT. BANK OF FITZGERALD et al.

(Circuit Court of Appeals, Fifth Circuit.

October 29, 1913.)

No. 2559.

Petition to Superintend and Revise in the District Court of the United States for the Southern District of Georgia; Emory Speer, Judge.

Oliver C. Hancock, of Macon, Ga., for petitioner.

John R. L. Smith, of Macon, Ga., for respondent.

Before PARDEE and SHELBY, Circuit Judges, and FOSTER, District Judge.

PER CURIAM.

The petition for review is denied. See, also, 203 Fed. 191.
## COURT OF APPEALS

SECOND DISTRICT OF TEXAS

FORT WORTH

NO. 2

- 10

- 128

- CV

KENNETH J. MAGNUSON APPELLANT

V.

WHN PROPERTIES L.L.C. APPELLEE

----------

FROM COUNTY COURT AT LAW NO. 2 OF DENTON COUNTY

------------



### MEMORANDUM OPINION 1 

### AND JUDGMENT

------------

On April 23, 2010 and May 5, 2010, we notified appellant, in accordance

with rule of appellate procedure 42.3(c), that we would dismiss this appeal unless

the $175 filing fee was paid. See Tex. R. App. P. 42.3(c). Appellant has not paid

the $175 filing f ee. See Tex. R. App. P. 5, 12.1(b).

1 See Tex. R. App. P. 47.4.Because appellant has failed to comply with a requirement of the rules of

appellate procedure and the Texas Supreme Court = s order of August 28, 2007, 2

we dismiss the appeal. See Tex. R. App. P. 42.3(c), 43.2(f).

Appellant shall pay all costs of this appeal, for which let execution issue.

See Tex. R. App. P. 43.4.

PER CURIAM

PANEL: LIVINGSTON, C.J.; DAUPHINOT and GARDNER, JJ.

DELIVERED: May 27, 2010

2 See Supreme Court of Tex., Order Regarding Fees Charged in Civil Cases

in the Supreme Court and the Courts of Appeals and Before the Judicial Panel on

Multidistrict Litigation , Misc. Docket No. 07

- 9138 (Aug. 28, 2007) (listing fees in

courts of appeals).
Case 7:07-cv-05832-KMK-GAY Document 3-2 Filed 06/20/2007 Page 1 of 3
Case 7:07-cv-05832-KMK-GAY Document 3-2 Filed 06/20/2007 Page 2 of 3
Case 7:07-cv-05832-KMK-GAY Document 3-2 Filed 06/20/2007 Page 3 of 3
1110 Brickell Avenue

Suite 430k-200

Miami, FL 33131

https://ledgerx.com

FOIA CONFIDENTIAL TREATMENT REQUESTED BY LEDGERX LLC

FOIA CONFIDENTIAL TREATMENT REQUESTED BY LEDGERX LLC

Appendix B

REDACTED
Case 1:07-cv-05794-MGC Document 17-5 Filed 09/10/2008 Page 1 of 2
Case 1:07-cv-05794-MGC Document 17-5 Filed 09/10/2008 Page 2 of 2