SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

October 31, 2003

B/D? DSRO A/O Adjusted Net Capital Risk Based Excess Customers' C

Futures Commission Merchant Date Net Capital Requirement Requirement Net Capital Seg Required 

(4% of Seg, SEC Capital 4d(2) Pt. 

(a) (b) or $250,000) (c) (d) (e) 

1 ABN AMRO INCORPORATED Y CBOT 09/30/2003 1,242,040,305 159,197,736 97,076,672 1,082,842,569 1,538,987,171 2 ABN AMRO SAGE CORPORATION Y NFA 09/30/2003 31,923,653 1,723,444 1,723,444 30,200,209 63,188,459 3 ADM INVESTOR SERVICES INC N CBOT 09/30/2003 72,355,032 20,213,363 18,273,793 52,141,669 517,857,589 4 ADVANTAGE FUTURES LLC N CME 09/30/2003 5,408,063 2,630,503 1,190,439 2,777,560 56,903,407 5 ADVEST INC Y NFA 09/30/2003 45,665,068 1,000,000 0 44,665,068 0 6 AG EDWARDS & SONS INC Y CBOT 09/30/2003 609,582,719 44,437,430 3,616,005 565,145,289 86,499,977 7 AGE COMMODITY CLEARING CORP N CBOT 09/30/2003 13,672,157 2,297,502 3,554,002 10,118,155 72,652,996 8 AIG CLEARING CORPORATION N NYME 09/30/2003 180,971,784 250,000 9,476,400 171,495,384 0 9 ALARON TRADING CORPORATION N CME 09/30/2003 4,239,067 2,565,474 1,697,786 1,673,593 70,050,366 

10 ALCO COMMODITIES INC N NFA 09/30/2003 482,434 250,000 0 232,434 0 11 AMERICAN NATIONAL TRADING CORP N NFA 09/30/2003 1,279,162 603,516 427,534 675,646 18,212,458 12 BANC OF AMERICA FUTURES INCORPORATED Y CME 09/30/2003 64,363,016 8,400,859 36,278,313 28,084,703 210,021,488 13 BANC ONE CAPITAL MARKETS INC Y CBOT 09/30/2003 372,251,705 10,451,933 19,369,416 352,882,289 550,363,773 14 BARCLAYS CAPITAL INC Y CBOT 09/30/2003 411,073,653 81,237,464 122,174,471 288,899,182 1,898,046,033 15 BEAR STEARNS & CO INC Y CBOT 09/30/2003 2,883,555,366 51,209,461 0 2,832,345,905 0 16 BEAR STEARNS SECURITIES CORP Y CME 09/30/2003 3,483,842,957 902,258,339 101,083,374 2,581,584,618 1,756,406,665 17 BIELFELDT & COMPANY LLC N CBOT 09/30/2003 384,430 250,000 0 134,430 0 18 BLAYLOCK & PARTNERS LP N NFA 09/30/2003 17,573,717 250,000 0 17,218,791 0 19 BNP PARIBAS BROKERAGE SERVICES INC Y CME 09/30/2003 38,918,677 20,421,121 15,673,570 18,497,556 510,528,030 20 BNP PARIBAS COMMODITY FUTURES INC N NYME 09/30/2003 52,050,699 3,499,243 13,855,770 38,194,929 200,403,133 21 BNP PARIBAS SECURITIES CORP Y CBOT 09/30/2003 177,360,222 1,397,448 0 175,962,774 0 22 BNY CLEARING SERVICES LLC Y CFTC 09/30/2003 165,618,241 13,467,033 0 152,151,208 0 23 C CZARNIKOW SUGAR FUTURES INC N NFA 09/30/2003 1,632,744 250,000 170,658 1,382,744 1,741,985 24 CADENT FINANCIAL SERVICES LLC N NFA 09/30/2003 2,924,635 250,000 0 2,674,635 0 25 CANTOR FITZGERALD & CO Y CBOT 09/30/2003 67,183,966 1,291,634 167,084 65,892,332 1,261,178 26 CAPITAL MARKET SERVICES LLC N NFA 09/30/2003 1,623,377 250,000 0 1,373,377 0 27 CARGILL INVESTOR SERVICES INC N CBOT 09/30/2003 92,319,914 45,009,066 62,170,797 30,149,117 1,112,827,925 28 CARR FUTURES INC Y CME 09/30/2003 205,615,669 123,246,202 186,141,866 19,473,803 3,095,608,511 129 CDC SECURITIES Y NFA 09/30/2003 74,206,685 250,000 0 73,956,685 0 30 CIBC WORLD MARKETS CORP Y CME 09/30/2003 924,690,596 23,045,330 7,905,157 901,645,266 0 31 CITIGROUP GLOBAL MARKETS INC. Y CBOT 09/30/2003 3,912,506,635 614,552,942 211,980,871 3,297,953,693 5,533,948,880 32 CLIFDEN FUTURES LLC N NFA 09/30/2003 397,246 250,000 2,098 147,246 1,917,099 33 CLIFF LARSON COMPANY THE N NFA 09/30/2003 360,645 250,000 0 110,645 1,608,190 34 CMC GROUP PLC N NFA 09/30/2003 7,824,578 250,000 0 7,574,578 0 35 COESfx CLEARING INC N NFA 09/30/2003 420,419 250,000 0 170,419 0 36 COMMERZ FUTURES LLC N CME 09/30/2003 5,597,955 2,777,977 4,898,593 699,362 89,310,553 37 COUNTRY HEDGING INC N NFA 09/30/2003 5,585,463 1,136,102 1,858,551 3,726,912 31,632,004 38 CREDIT LYONNAIS ROUSE USA LIMITED N NYME 09/30/2003 24,647,278 3,657,058 12,926,023 11,721,255 110,124,838 39 CREDIT SUISSE FIRST BOSTON LLC Y CBOT 09/30/2003 2,636,117,220 173,527,713 107,047,157 2,462,589,507 1,489,652,267 40 CRESSWELL CAPITAL LLC N NFA 09/01/2003 668,745 250,000 276,460 392,285 6,946,712 41 CROSSLAND LLC N CBOT 09/30/2003 3,484,962 326,209 143,755 3,158,753 8,216,653 42 CUNNINGHAM COMMODITIES INC N CBOT 09/30/2003 1,824,505 313,449 255,976 1,511,056 7,784,427 43 DAIWA SECURITIES AMERICA INC Y CME 09/30/2003 202,562,760 14,510,849 0 188,051,911 38,787,333 44 DAVID A NOYES & CO Y NFA 09/30/2003 1,906,747 250,000 0 1,656,747 0 45 DEUTSCHE BANK SECURITIES INC Y CBOT 09/30/2003 2,396,701,591 147,898,050 160,175,092 2,236,526,499 1,345,940,931 46 DORMAN TRADING LLC N CME 09/30/2003 4,650,441 652,862 369,843 3,997,579 16,321,574 47 DUNAVANT COMMODITY CORP N NYCE 09/30/2003 20,321,229 951,272 785,938 19,369,957 34,983,344 48 EAGLE MARKET MAKERS INC N CBOT 09/30/2003 1,939,771 250,000 41,418 1,689,771 2,660,755 49 ED &F MAN COMMODITY ADVISORS INC N NFA 09/30/2003 412,224 250,000 0 162,224 0 50 EM COMBS & SON N CBOT 09/30/2003 1,859,382 250,000 47,579 1,609,382 3,703,066 51 FARR FINANCIAL INC N NFA 09/30/2003 1,384,845 726,373 397,057 658,472 18,851,382 52 FC STONE LLC N CME 09/30/2003 12,518,744 8,141,437 11,116,992 1,401,752 292,904,725 53 FCT GROUP LLC N CME 09/30/2003 8,526,153 250,000 711,216 7,814,937 9,790,284 
SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

October 31, 2003

B/D? DSRO A/O Adjusted Net Capital Risk Based Excess Customers' C

Futures Commission Merchant Date Net Capital Requirement Requirement Net Capital Seg Required 

(4% of Seg, SEC Capital 4d(2) Pt. 

(a) (b) or $250,000) (c) (d) (e) 

54 FIMAT USA INC Y CME 09/30/2003 229,357,368 113,252,881 134,848,791 94,508,577 3,214,970,426 55 FIRST CAPITOL GROUP LLC N NFA 09/30/2003 1,831,480 1,028,069 719,659 803,411 32,819,931 56 FIRST OPTIONS OF CHICAGO INC Y CME 09/26/2003 268,560,158 12,002,730 19,455,066 249,105,092 505,252,030 57 FOREX CAPITAL MARKETS LLC N NFA 09/30/2003 17,271,684 250,000 0 17,021,684 0 58 FORTIS CLEARING CHICAGO LLC N CBOT 09/30/2003 16,936,642 2,596,077 2,398,436 14,340,565 54,319,314 59 FRIEDBERG MERCANTILE GROUP INC N NFA 09/30/2003 1,686,595 250,000 84,754 1,436,595 5,443,421 60 FRONTIER FUTURES INC N NFA 09/30/2003 830,243 371,861 301,840 458,382 12,419,933 61 FUTURES TECH LLC N NFA 09/30/2003 402,536 250,000 0 152,536 0 62 FX FIRST INC N NFA 08/31/2003 -2,089,665 250,000 0 -2,339,665 0 63 FX SOLUTIONS LLC N NFA 09/30/2003 1,471,766 250,000 0 1,221,766 0 64 GAIN CAPITAL INC. N NFA 09/30/2003 4,182,672 250,000 0 3,932,672 0 65 GELBER GROUP LLC N CBOT 09/30/2003 18,943,376 512,075 253,123 18,431,301 13,668,829 66 GFS SECURITIES & FUTURES INC N NFA 09/30/2003 253,953 250,000 0 3,953 0 67 GILDER GAGNON HOWE AND CO LLC Y NFA 09/30/2003 29,220,278 250,000 0 28,970,278 0 68 GLOBAL FUTURES & FOREX LTD N NFA 09/30/2003 7,875,761 250,000 0 7,625,761 0 69 GOLDENBERG HEHMEYER & CO Y CBOT 09/30/2003 14,845,411 1,768,704 1,055,608 13,076,707 53,128,959 70 GOLDMAN SACHS & CO Y CBOT 09/26/2003 4,512,528,800 818,295,074 445,666,858 3,694,233,726 7,312,047,112 371 GREENWICH CAPITAL MARKETS INC Y CBOT 09/30/2003 892,171,000 88,558,320 24,127,000 803,612,680 315,135,000 72 HAGERTY GRAIN CO INC N CBOT 09/30/2003 1,663,316 250,000 83,135 1,413,316 5,785,469 73 HORNBLOWER FISCHER & CO Y NFA 09/30/2003 1,221,247 250,000 89,556 971,247 3,602,315 74 HOTSPOT FX INC N NFA 09/30/2003 2,649,988 250,000 0 2,399,988 0 75 HSBC SECURITIES USA INC Y CME 09/30/2003 341,701,626 18,007,068 33,310,530 308,391,096 291,568,833 76 IFSCL USA INC N NFA 09/30/2003 417,019 250,000 0 167,019 77,051 77 IFX MARKETS INC N NFA 09/30/2003 499,942 250,000 0 249,942 0 78 INTEGRATED BROKERAGE SERVICES INC N NFA 09/30/2003 918,318 250,000 78,748 668,318 1,209,662 79 INTERACTIVE BROKERS LLC Y NFA 09/30/2003 119,104,532 4,269,431 1,814,455 114,835,101 23,442,727 80 INVESTEC ERNST & COMPANY Y NFA 09/26/2003 14,075,357 250,000 0 13,825,357 0 81 IOWA GRAIN CO N CBOT 09/30/2003 8,233,051 3,479,123 3,565,808 4,667,243 97,941,563 82 ISB CLEARING CORPORATION N NFA 09/30/2003 349,655 250,000 0 99,655 0 83 JP MORGAN FUTURES INC N NYME 09/30/2003 550,189,098 210,231,011 317,231,760 232,957,338 5,314,611,362 84 JULIUS BAER SECURITIES INC Y NFA 09/30/2003 3,413,084 900,836 0 2,512,248 0 85 KOTTKE ASSOCIATES LLC N CBOT 09/30/2003 6,377,460 345,654 132,383 6,031,806 12,901,517 86 LADENBURG THALMANN & CO INC Y NFA 09/30/2003 8,471,186 250,000 0 8,221,186 0 87 LAWRENCE-BONFITTO TRADING COMPANY N CBOT 09/30/2003 2,958,076 250,000 64,759 2,708,076 4,637,511 88 LBS LIMITED PARTNERSHIP N CBOT 09/30/2003 385,339 250,000 0 135,339 0 89 LEADER INVESTMENTS INC Y NFA 09/30/2003 459,039 250,000 0 209,039 0 90 LEGG MASON WOOD WALKER INC Y NYME 09/30/2003 344,338,085 22,577,739 0 321,760,346 0 91 LEHMAN BROTHERS INC Y CBOT 09/30/2003 2,231,715,000 325,087,980 108,992,400 1,906,627,020 1,841,948,000 92 LINN GROUP ( THE ) N NFA 09/30/2003 462,630 250,000 0 212,630 0 93 LINSCO/PRIVATE LEDGER CORP Y NFA 09/30/2003 89,155,665 3,690,302 0 85,465,363 0 94 LOEB PARTNERS CORPORATION Y NFA 09/30/2003 17,783,417 250,000 0 17,533,417 0 95 MAN FINANCIAL INC N CME 09/30/2003 197,704,001 117,786,531 128,759,537 68,944,464 2,915,443,038 96 MARQUETTE ELECTRONIC BROKERAGE LLC N NFA 09/30/2003 5,707,976 250,000 0 5,457,976 0 97 MAXCOR FINANCIAL INC Y NFA 09/30/2003 46,256,427 250,000 0 46,006,427 0 98 MBF CLEARING CORP N NYME 09/30/2003 6,007,879 2,345,372 1,014,523 3,662,507 59,459,552 99 MCVEAN TRADING AND INVESTMENTS LLC N NFA 09/30/2003 13,116,122 8,441,804 1,131,936 4,674,318 214,245,765 

100 MERRILL LYNCH PIERCE FENNER & SMITH Y CBOT 09/26/2003 3,858,743,016 281,593,243 224,095,548 3,577,149,773 4,943,004,039 101 MERRILL LYNCH PROFESSIONAL CLEARING Y NFA 09/26/2003 694,647,353 9,691,369 21,274,657 673,372,696 322,771,857 

102 MID-CO COMMODITIES INC N NFA 09/30/2003 3,324,619 528,237 778,561 2,546,058 14,088,679 103 MITSUI & CO INVESTMENT PRODUTS CORP N NFA 09/30/2003 455,565 250,000 0 205,565 0 104 MIZUHO SECURITIES USA INC Y CME 09/30/2003 176,794,245 15,780,237 19,376,859 157,417,386 365,855,209 105 MONEY GARDEN CORPORATION, THE N NFA 09/30/2003 3,753,570 250,000 0 3,503,570 0 106 MORGAN KEEGAN & COMPANY INC Y NFA 09/30/2003 220,813,913 11,328,930 0 209,484,983 0 107 MORGAN STANLEY & CO INCORPORATED Y CME 09/30/2003 4,192,382,598 715,428,201 190,076,043 3,476,954,397 2,456,595,738 1
SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

October 31, 2003

B/D? DSRO A/O Adjusted Net Capital Risk Based Excess Customers' C

Futures Commission Merchant Date Net Capital Requirement Requirement Net Capital Seg Required 

(4% of Seg, SEC Capital 4d(2) Pt. 

(a) (b) or $250,000) (c) (d) (e) 

108 MORGAN STANLEY DW INC Y CBOT 09/30/2003 1,028,231,309 97,741,547 4,103,882 930,489,762 760,183,810 1109 NATIONAL COMMODITIES CORPORATION INC N NFA 09/30/2003 1,342,718 250,000 98,539 1,092,718 13,235,908 110 NEUBERGER BERMAN LLC Y NFA 09/30/2003 305,003,978 18,190,515 663,864 286,813,463 17,197,960 111 NIKKO SECURITIES CO INTERNATIONAL INC Y NFA 09/30/2003 13,742,120 250,000 0 13,492,120 0 112 NOMURA SECURITIES INTERNATIONAL INC Y CBOT 09/30/2003 670,362,834 19,878,749 571,647 650,484,085 86,804,215 113 OANDA CORPORATION N NFA 09/30/2003 2,979,336 250,000 0 2,729,336 0 114 OCONNOR & COMPANY LLC Y CBOT 09/30/2003 32,824,345 2,500,000 1,972,737 30,324,345 63,763,038 115 OPPENHEIMER & CO. INC. Y NFA 09/30/2003 127,190,047 22,955,101 0 104,234,946 9,728,692 116 PACIFIC CAPITAL MARKETS N NFA 09/30/2003 377,679 250,000 0 127,679 0 117 PATTERSON CAPITAL MARKETS LTD N CBOT 09/30/2003 983,426 250,000 0 733,426 0 118 PAX CLEARING CORPORATION Y CME 09/30/2003 51,633,292 2,500,000 2,141,330 49,133,292 67,862,039 119 PENSON FINANCIAL FUTURES INC N NFA 09/30/2003 528,387 250,000 29,300 278,387 1,206,268 120 PEREGRINE FINANCIAL GROUP INC N NFA 09/30/2003 19,931,443 3,205,915 1,061,503 16,725,528 97,925,573 121 PERSHING LLC Y CBOT 09/30/2003 735,596,000 161,329,420 0 574,266,580 0 122 PIONEER FUTURES INC N NYME 09/30/2003 8,880,250 3,559,255 2,375,898 5,320,995 102,596,488 123 PREFERRED TRADE INC Y NFA 09/30/2003 8,398,310 711,318 0 7,686,992 859,318 124 PRUDENTIAL EQUITY GROUP INC Y CBOT 09/30/2003 599,191,000 45,294,080 57,513,160 541,677,840 1,178,549,000 125 PRUDENTIAL FINANCIAL DERIVATIVES LLC N NFA 09/30/2003 1,000,100 250,000 0 750,100 0 126 RAND FINANCIAL SERVICES INC N CME 09/30/2003 14,631,550 5,333,602 8,796,736 5,834,814 139,854,500 127 RAYMOND JAMES & ASSOCIATES INC Y NFA 09/26/2003 354,013,199 23,205,714 26,130 330,807,485 0 128 RB&H FINANCIAL SERVICES LP N CME 09/30/2003 4,333,255 1,666,130 1,052,375 2,667,125 47,665,308 129 RBC DAIN RAUSCHER INC Y NFA 09/30/2003 323,259,332 34,632,680 0 288,626,652 0 130 RBC DOMINION SECURITIES CORPORATION Y CME 09/30/2003 182,477,100 1,500,000 954,496 180,977,100 0 131 REDSKY SECURITIES LLC Y NFA 09/30/2003 723,187 250,000 0 473,187 0 132 REFCO LLC N CME 09/30/2003 188,894,469 110,188,736 117,316,375 71,578,094 3,039,979,524 133 RJ OBRIEN ASSOCIATES INC N CME 09/30/2003 39,240,433 22,523,359 26,359,935 12,880,498 618,264,567 134 ROBBINS FUTURES INC N NFA 09/30/2003 422,270 250,000 109,290 172,270 5,856,864 135 ROBECO USA LLC Y NFA 09/26/2003 71,953,698 4,517,987 0 67,435,711 0 136 ROSENTHAL COLLINS GROUP LLC N CME 09/30/2003 45,584,340 13,045,223 8,363,285 32,539,117 340,439,227 137 ROSENTHAL GLOBAL SECURITIES LLC Y CBOT 09/30/2003 10,816,372 1,297,540 0 9,518,832 0 138 ROTHSCHILD INC Y NFA 09/30/2003 19,921,163 250,000 0 19,671,163 0 139 SANFORD C BERNSTEIN & CO LLC Y NFA 09/30/2003 137,956,248 13,257,379 0 124,698,869 0 140 SENTINEL MANAGEMENT GROUP INC N NFA 09/30/2003 1,265,852 250,000 0 1,015,852 406,917,725 141 SG COWEN SECURITIES CORPORATION Y NFA 09/30/2003 768,374,917 1,640,506 0 766,734,411 0 142 SHATKIN ARBOR KARLOV & CO N CBOT 09/30/2003 6,084,562 294,749 66,134 5,789,813 8,131,273 143 SHAY GRAIN CLEARING COMPANY N KCBT 09/30/2003 813,266 250,000 12,188 563,266 2,801,733 144 SHEPARD INTERNATIONAL INC N NFA 09/30/2003 2,154,239 250,000 0 1,904,239 0 145 SHERWOOD FUTURES GROUP LLC N NFA 09/30/2003 1,055,530 250,000 0 805,530 24,624,401 146 SIEGEL TRADING CO INC THE N NFA 09/30/2003 556,042 250,000 376 306,042 1,894,725 147 SMW TRADING COMPANY INC N CME 09/30/2003 5,291,823 395,817 318,798 4,896,006 10,151,950 148 SNC INVESTMENTS INC N NFA 09/30/2003 379,426 250,000 0 129,426 0 149 SOLID GOLD FINANCIAL SERVICES INC N NFA 09/30/2003 274,615 250,000 0 24,615 0 150 SPEAR LEEDS & KELLOG Y NYME 09/26/2003 1,169,375,095 45,721,106 4,464,806 1,123,653,989 217,566,659 151 STEPHENS INC Y NFA 09/26/2003 69,715,645 13,878,071 0 55,837,574 0 152 STERLING COMMODITIES CORP N NYME 09/30/2003 5,273,682 759,045 158,571 4,514,637 18,370,853 153 SWISS AMERICAN SECURITIES INC Y NFA 09/30/2003 67,906,829 3,601,602 0 64,305,227 0 154 TCA FUTURES LLC N NFA 09/30/2003 402,933 250,000 0 152,933 0 155 TENCO INC N CBOT 09/30/2003 29,537,446 1,991,066 2,105,241 27,432,205 59,446,909 156 TIMBER HILL LLC Y CME 09/30/2003 369,119,771 1,139,219 2,061,281 367,058,490 28,880,758 157 TOKYO-MITSUBISHI FUTURES USA INC N CME 09/30/2003 19,028,526 250,000 2,111,274 16,917,252 5,869,739 158 TRADELINK LLC Y CBOT 09/30/2003 47,927,164 250,000 214,688 47,677,164 0 159 TRADESTATION SECURITIES INC N NFA 09/30/2003 10,580,273 599,075 0 9,981,198 0 160 TRADITION SECURITIES AND FUTURES INC N NFA 09/30/2003 393,041 250,000 0 143,041 0 161 TRANSMARKET GROUP LLC Y CBOT 09/30/2003 6,541,854 250,000 0 6,291,854 0 
SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

October 31, 2003

B/D? DSRO A/O Adjusted Net Capital Risk Based Excess Customers' C

Futures Commission Merchant Date Net Capital Requirement Requirement Net Capital Seg Required 

(4% of Seg, SEC Capital 4d(2) Pt. 

(a) (b) or $250,000) (c) (d) (e) 

162 TRILAND USA INC N NYME 09/30/2003 17,735,564 1,080,107 1,086,555 16,649,009 27,002,685 163 UBS FINANCIAL SERVICES INC. Y CBOT 09/30/2003 1,490,701,317 215,639,922 21,087,007 1,275,061,395 1,059,146,993 164 UBS SECURITIES LLC Y CBOT 09/30/2003 3,497,241,043 188,275,298 160,071,880 3,308,965,745 3,059,020,500 165 UFJ FUTURES LLC N CME 09/30/2003 22,533,214 250,000 1,995,893 20,537,321 0 166 UNIVERSAL FINANCIAL HOLDING CORP N NFA 09/30/2003 773,075 250,000 137,422 523,075 3,500,903 167 US BANCORP PIPER JAFFRAY INC Y NFA 09/30/2003 209,227,158 10,380,447 0 198,846,711 0 168 UTS WORLD INC N NFA 09/30/2003 566,653 250,000 0 316,653 0 169 VELOCITY FUTURES LP N NFA 09/30/2003 529,583 250,000 0 279,583 1,067,006 170 VIEWTRADE SECURITIES INC. Y NFA 09/30/2003 649,370 322,500 0 326,870 0 171 VISION LIMITED PARTNERSHIP N NFA 09/30/2003 13,412,076 5,589,130 3,695,657 7,822,946 146,760,939 172 WACHOVIA SECURITIES FINANCIAL NETWORK Y NFA 09/30/2003 16,402,017 1,571,484 0 14,830,533 0 173 WACHOVIA SECURITIES LLC Y NFA 09/30/2003 623,025,000 71,524,820 0 551,500,180 0 174 WALL STREET DERIVATIVES INC N NFA 09/30/2003 426,664 250,000 0 176,664 16,518 175 WHITE COMMERCIAL CORPORATION N NFA 09/30/2003 1,660,824 250,000 0 1,410,824 0 176 XPRESSTRADE LLC N NFA 09/30/2003 2,683,240 250,000 0 2,433,240 0 177 YORK BUSINESS ASSOCIATES LLC N CBOT 09/30/2003 1,612,395 250,000 0 1,362,395 460,248 

Total 53,163,213,637 62,888,645,819 12

Reconiliation from August Web Page Update 176AdditionsTradestation Securities inc 1Deletions 0Name ChangesFahnestock & Company Inc changed their name toOppenheimer & CompanySeptember Web Page Update 177
SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

October 31, 2003

B/D? DSRO A/O Adjusted Net Capital Risk Based Excess Customers' C

Futures Commission Merchant Date Net Capital Requirement Requirement Net Capital Seg Required 

(4% of Seg, SEC Capital 4d(2) Pt. 

(a) (b) or $250,000) (c) (d) (e) 

(a): B/D? : A 'Y' means the FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer. (b): DSRO: Designated Self-Regulatory Organization. (c): Risk-based net capital requirement is the sum total of 8% of customer, and 4% of non-customer risk margin for domestic and foreign future accounts (excluding proprietary accounts). The risk based minimum requirement applies to all FCMs which are a member of the National Futures Association .(d): Excess net capital is adjusted net capital, less the greater of the net capital requirement or riskbased requirement. (e): This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on commodity exchanges located in the United States. This is the sum of all accounts that contain a net liquidating equity.(f): This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of the United States. The amount to be set aside for a customer's foreign commodity account may be less than the net liquidating equity in the customer's account. Note: Any errors in this table should be brought to the attention of the CFTC's Division of Clearing and and Intermediary Oversight via e-mail: fzimmerle@cftc.gov or sgreska@cftc.gov.