SELECTED FCM FINANCIAL DATA AS OF 

June 30, 2007

FROM REPORTS FILED BY 

July 31, 2007

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

1 3D FOREX, LLC N NFA 06/30/2007 3,653,764 500,000 3,153,764 2 ABBEY NATIONAL SECURITIES INC Y NFA 06/30/2007 140,651,853 20,918,240 119,733,613 3 ADM INVESTOR SERVICES INC N CBOT 06/30/2007 127,162,031 58,281,956 68,880,075 4 ADVANCED MARKETS INC N NFA 06/30/2007 1,039,171 1,000,000 39,171 5 ADVANTAGE FUTURES LLC N CME 06/30/2007 21,109,348 2,771,363 18,337,985 6 AG EDWARDS & SONS INC Y CBOT 06/30/2007 1,032,899,683 36,748,116 996,151,567 7 AIG CLEARING CORPORATION N NYME 06/30/2007 294,080,325 41,375,348 252,704,977 8 ALARON TRADING CORPORATION N CME 06/30/2007 6,262,464 2,620,790 3,641,674 9 ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC Y NFA 06/30/2007 30,565,541 5,628,784 24,936,757 

10 AMERICAN NATIONAL TRADING CORP N NFA 06/30/2007 2,159,273 1,000,000 1,159,273 11 BACERA CORPORATION N NFA 06/30/2007 1,766,882 1,000,000 766,882 12 BANC OF AMERICA SECURITIES LLC Y CME 06/29/2007 3,135,067,112 397,486,711 2,737,580,401 13 BARCLAYS CAPITAL INC Y NYME 06/30/2007 1,847,561,773 331,204,575 1,516,357,198 14 BEAR STEARNS & CO INC Y NFA 06/30/2007 (g) 535,714,853 (g) 15 BEAR STEARNS SECURITIES CORP Y CME 06/30/2007 4,564,249,253 1,465,361,833 3,098,887,420 16 BGC SECURITIES Y NFA 06/30/2007 4,891,760 765,254 4,126,506 17 BNP PARIBAS COMMODITY FUTURES INC N NYME 06/30/2007 158,421,529 86,890,289 71,531,240 18 BNP PARIBAS SECURITIES CORP Y CBOT 06/30/2007 794,871,636 42,295,435 752,576,201 19 CADENT FINANCIAL SERVICES LLC N CME 06/30/2007 11,013,702 5,470,982 5,542,720 20 CALYON FINANCIAL INC Y CME 06/30/2007 720,745,496 547,820,142 172,925,354 21 CANTOR FITZGERALD & CO Y CBOT 06/30/2007 157,532,451 3,878,174 153,654,277 22 CAPITAL MARKET SERVICES LLC N NFA 06/30/2007 12,087,045 4,155,477 7,931,568 23 CIBC WORLD MARKETS CORP Y CME 06/29/2007 1,162,385,387 23,463,953 1,138,921,434 24 CITIGROUP GLOBAL MARKETS INC Y CBOT 06/30/2007 (g) 847,576,742 (g) 25 CLIFF LARSON COMPANY THE N NFA 06/30/2007 552,256 500,000 52,256 26 CMC MARKETS (US) LLC N NFA 06/30/2007 1,670,883 1,000,000 670,883 27 COMTRUST INC N NFA 06/30/2007 1,111,059 575,148 535,911 28 COUNTRY HEDGING INC N NFA 06/30/2007 18,236,681 8,656,810 9,579,871 29 CREDIT SUISSE SECURITIES (USA) LLC Y CBOT 06/29/2007 5,321,982,836 216,381,392 5,105,601,444 30 CROSSLAND LLC N CBOT 06/30/2007 3,680,918 510,763 3,170,155 31 CUNNINGHAM COMMODITIES LLC N CBOT 06/30/2007 1,982,780 576,062 1,406,718 32 DAIWA SECURITIES AMERICA INC Y CME 06/30/2007 216,147,194 1,000,000 215,147,194 33 DEUTSCHE BANK SECURITIES INC Y CBOT 06/29/2007 1,944,408,447 256,746,249 1,687,662,198 34 DIRECT FOREX LLC N NFA 06/30/2007 1,458,540 1,000,000 458,540 35 DORMAN TRADING LLC N CME 06/30/2007 10,726,945 500,000 10,226,945 36 DUNAVANT COMMODITY CORP N NFA 06/30/2007 32,160,104 500,000 31,660,104 37 E FX OPTIONS LLC N NFA 06/30/2007 3,158,895 1,000,000 2,158,895 38 EAGLE MARKET MAKERS INC N CBOT 06/30/2007 5,296,785 500,000 4,796,785 39 EASY FOREX US LTD N NFA 06/30/2007 4,810,057 2,000,000 2,810,057 40 ED &F MAN COMMODITY ADVISORS INC N NFA 06/30/2007 1,287,500 500,000 787,500 41 ELECTRONIC BROKERAGE SYSTEMS LLC Y NFA 06/30/2007 10,269,113 500,000 9,769,113 42 ENSKILDA FUTURES LTD N CME 06/30/2007 18,530,163 10,175,682 8,354,481 43 FARR FINANCIAL INC N NFA 06/30/2007 2,565,818 1,000,000 1,565,818 44 FC STONE LLC N CME 06/30/2007 65,829,723 34,725,617 31,104,106 45 FIMAT USA LLC Y NYME 06/30/2007 647,829,093 406,924,858 240,904,235 46 FIRST CAPITOL GROUP LLC N NFA 06/30/2007 6,131,349 2,276,863 3,854,486 
SELECTED FCM FINANCIAL DATA AS OF 

June 30, 2007

FROM REPORTS FILED BY 

July 31, 2007

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

47 FOREX CAPITAL MARKETS LLC N NFA 06/30/2007 44,626,492 12,977,713 31,648,779 48 FOREX CLUB FINANCIAL COMPANY INC N NFA 06/30/2007 2,645,334 1,000,000 1,645,334 49 FOREX INTERNATIONAL INVESTMENTS INC N NFA 06/30/2007 2,133,971 2,000,000 133,971 50 FOREX LIQUIDITY LLC N NFA 06/30/2007 38,991,055 1,000,000 37,991,055 51 FORTIS CLEARING AMERICAS LLC Y CBOT 06/30/2007 76,128,748 19,640,929 56,487,819 52 FORWARD FOREX INC N NFA 06/30/2007 1,232,361 1,000,000 232,361 53 FRIEDBERG MERCANTILE GROUP INC N NFA 06/30/2007 7,399,713 5,000,000 2,399,713 54 FRONTIER FUTURES INC N NFA 06/30/2007 3,684,065 2,329,605 1,354,460 55 FUTURES TECH LLC N NFA 06/30/2007 886,031 500,000 386,031 56 FX SOLUTIONS LLC N NFA 06/30/2007 17,295,130 2,064,386 15,230,744 57 FXCM LLC N NFA 06/30/2007 764,241 500,000 264,241 58 GAIN CAPITAL GROUP LLC N NFA 06/30/2007 18,930,914 4,341,150 14,589,764 59 GATEWAY CAPITAL L.L.C. N NFA 06/30/2007 578,086 500,000 78,086 60 GELBER GROUP LLC N CBOT 06/29/2007 44,417,251 886,577 43,530,674 61 GFS FOREX & FUTURES INC N NFA 06/30/2007 2,959,920 1,000,000 1,959,920 62 GILDER GAGNON HOWE AND CO LLC Y NFA 06/30/2007 26,596,850 500,000 26,096,850 63 GLOBAL FUTURES & FOREX N CFTC 06/30/2007 49,664,118 6,904,864 42,759,254 64 GLOBAL FUTURES LLC N NFA 06/30/2007 8,169,408 500,000 7,669,408 65 GOLDMAN SACHS & CO Y CBOT 06/29/2007 (g) 1,688,214,673 (g) 66 GOLDMAN SACHS EXECUTION & CLEARING LP Y CME 06/29/2007 908,052,627 47,876,350 860,176,277 67 H & R BLOCK FINANCIAL ADVISORS INC Y NFA 06/29/2007 124,788,774 8,657,647 116,131,127 68 HAGERTY GRAIN CO INC N CBOT 06/30/2007 2,304,710 500,000 1,804,710 69 HAMILTON WILLIAMS LLC N NFA 06/30/2007 1,130,716 1,000,000 130,716 70 HOTSPOT FXR LLC N NFA 06/30/2007 5,250,738 1,000,000 4,250,738 71 HSBC SECURITIES USA INC Y CME 06/29/2007 419,311,205 52,557,532 366,753,673 72 I TRADE FX LLC N NFA 06/30/2007 3,957,357 1,000,000 2,957,357 73 ICAP FUTURES LLC N CBOT 06/30/2007 4,920,118 500,000 4,420,118 74 IFSCL USA INC N NFA 06/30/2007 7,591,232 5,000,000 2,591,232 75 IFX MARKETS INC N NFA 06/30/2007 10,378,704 2,870,554 7,508,150 76 IG FINANCIAL MARKETS INC. N NFA 06/30/2007 1,006,704 500,000 506,704 77 INSTINET LLC Y NFA 06/30/2007 87,566,958 5,225,733 82,341,225 78 INTEGRATED BROKERAGE SERVICES LLC N NFA 06/30/2007 1,673,330 1,000,000 673,330 79 INTERACTIVE BROKERS LLC Y EUXUS 06/29/2007 315,441,448 36,036,998 279,404,450 80 INTERBANK FX LLC N NFA 06/30/2007 8,584,434 3,719,721 4,864,713 81 IOWA GRAIN CO N CBOT 06/30/2007 15,415,065 8,210,327 7,204,738 82 ITAU SECURITIES INC Y NFA 06/30/2007 19,857,943 500,000 19,357,943 83 IXIS SECURITIES NORTH AMERICA INC Y NFA 06/30/2007 135,435,325 500,000 134,935,325 84 JP MORGAN FUTURES INC N NYME 06/30/2007 1,111,951,941 643,953,060 467,998,881 85 KOTTKE ASSOCIATES LLC N CBOT 06/30/2007 13,258,864 500,000 12,758,864 86 LADENBURG THALMANN & CO INC Y NFA 06/30/2007 20,727,418 500,000 20,227,418 87 LBS LIMITED PARTNERSHIP N CBOT 06/30/2007 937,678 500,000 437,678 88 LEHMAN BROTHERS INC Y CBOT 06/30/2007 (g) 568,312,000 (g) 89 LINN GROUP ( THE ) N NFA 06/30/2007 1,923,644 500,000 1,423,644 90 LINSCO/PRIVATE LEDGER CORP Y NFA 06/30/2007 68,111,410 7,506,262 60,605,148 91 LOEB PARTNERS CORPORATION Y NFA 06/30/2007 24,785,538 500,000 24,285,538 92 MACQUARIE FUTURES USA INC N NFA 06/30/2007 8,499,369 942,357 7,557,012 93 MB TRADING FUTURES INC. N NFA 06/30/2007 1,170,957 1,000,000 170,957 
SELECTED FCM FINANCIAL DATA AS OF 

June 30, 2007

FROM REPORTS FILED BY 

July 31, 2007

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

94 MBF CLEARING CORP N NYME 06/30/2007 28,253,630 4,179,865 24,073,765 95 MCVEAN TRADING AND INVESTMENTS LLC N NFA 06/30/2007 7,266,353 1,881,376 5,384,977 96 MERRILL LYNCH PIERCE FENNER & SMITH Y CBOT 06/29/2007 (g) 615,586,866 (g) 97 MERRILL LYNCH PROFESSIONAL CLEARING CORP Y NFA 06/29/2007 1,664,323,586 73,698,568 1,590,625,018 98 MF Global Inc N CME 06/30/2007 605,217,511 364,381,766 240,835,745 99 MID-CO COMMODITIES INC N NFA 06/30/2007 4,632,843 2,821,840 1,811,003 

100 MITSUI BUSSAN COMMODITIES USA INC N NYME 06/30/2007 5,944,597 613,204 5,331,393 101 MIZUHO SECURITIES USA INC Y CME 06/30/2007 122,277,983 23,418,344 98,859,639 102 MONEY GARDEN CORP N NFA 06/30/2007 3,584,649 1,000,000 2,584,649 103 MORGAN KEEGAN & COMPANY INC Y NFA 06/30/2007 387,370,366 13,279,262 374,091,104 104 MORGAN STANLEY & CO INCORPORATED Y CME 06/30/2007 (g) 1,762,095,837 (g) 105 NATIONS INVESTMENTS LLC N NFA 06/30/2007 -1,162,290 1,000,000 -2,162,290 106 NEUBERGER BERMAN LLC Y NFA 06/30/2007 253,502,417 5,000,000 248,502,417 107 NOMURA SECURITIES INTERNATIONAL INC Y CBOT 06/30/2007 762,335,663 5,986,427 756,349,236 108 OANDA CORPORATION N NFA 06/30/2007 49,222,317 9,172,410 40,049,907 109 ODL SECURITIES INC N NFA 06/30/2007 6,551,859 1,000,000 5,551,859 110 ONE WORLD CAPITAL GROUP LLC N NFA 06/30/2007 2,308,460 1,000,000 1,308,460 111 OPEN E CRY LLC N NFA 06/30/2007 1,029,713 572,654 457,059 112 OPPENHEIMER & CO INC Y NFA 06/30/2007 184,762,694 25,762,481 159,000,213 113 OPTIONSXPRESS INC Y NFA 06/30/2007 78,907,717 6,103,919 72,803,798 114 PENSON FINANCIAL FUTURES INC N NFA 06/30/2007 2,154,359 500,000 1,654,359 115 PENSON GHCO N CBOT 06/30/2007 13,918,954 2,680,392 11,238,562 116 PEREGRINE FINANCIAL GROUP INC N NFA 06/30/2007 13,758,638 5,000,000 8,758,638 117 PIONEER FUTURES INC N NYME 06/30/2007 1,060,825 500,000 560,825 118 PRUDENTIAL BACHE COMMODITIES LLC N CBOT 06/30/2007 136,245,000 108,820,320 27,424,680 119 PUMA FINANCIAL LLC N NFA 06/30/2007 847,684 500,000 347,684 120 RAND FINANCIAL SERVICES INC N CME 06/30/2007 38,894,989 14,170,850 24,724,139 121 RAYMOND JAMES & ASSOCIATES INC Y NFA 06/29/2007 296,086,133 28,182,217 267,903,916 122 RBC CAPITAL MARKETS CORPORATION Y CME 06/29/2007 368,117,209 51,531,754 316,585,455 123 RBC DAIN RAUSCHER INC Y NFA 06/30/2007 553,254,849 32,934,249 520,320,600 124 RBS GREENWICH CAPITAL INC Y CBOT 06/30/2007 1,359,125,000 72,914,000 1,286,211,000 125 RJ OBRIEN & ASSOCIATES INC N CME 06/29/2007 108,805,478 71,506,388 37,299,090 126 ROBBINS FUTURES INC N NFA 06/30/2007 537,550 500,000 37,550 127 ROSENTHAL COLLINS GROUP LLC N CME 06/30/2007 44,705,798 20,136,259 24,569,539 128 ROSENTHAL GLOBAL SECURITIES LLC Y CBOT 06/30/2007 11,127,974 500,000 10,627,974 129 ROYAL FOREX TRADING LLC N NFA 06/30/2007 1,171,143 1,000,000 171,143 130 SANFORD C BERNSTEIN & CO LLC Y NFA 06/29/2007 143,051,518 45,684,329 97,367,189 131 SENTINEL MANAGEMENT GROUP INC N NFA 06/30/2007 3,326,942 500,000 2,826,942 132 SHATKIN ARBOR INC N CBOT 06/30/2007 5,641,826 515,836 5,125,990 133 SHAY GRAIN CLEARING COMPANY N KCBT 06/30/2007 1,097,652 500,000 597,652 134 SMW TRADING COMPANY INC N CME 06/30/2007 44,846,003 500,000 44,346,003 135 SNC INVESTMENTS INC N NFA 06/30/2007 1,524,381 1,000,000 524,381 136 SOLID GOLD FINANCIAL SERVICES INC N NFA 06/30/2007 2,239,741 1,000,000 1,239,741 137 STEPHENS INC Y NFA 06/29/2007 58,254,164 11,695,805 46,558,359 138 STERLING COMMODITIES CORP N NYME 06/30/2007 8,850,488 812,265 8,038,223 139 TCA FUTURES LLC N NFA 06/30/2007 785,248 500,000 285,248 140 TENCO INC N CBOT 06/30/2007 36,860,190 6,285,853 30,574,337 
SELECTED FCM FINANCIAL DATA AS OF 

June 30, 2007

FROM REPORTS FILED BY 

July 31, 2007

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

141 TERRA NOVA TRADING LLC Y NFA 06/30/2007 15,056,614 1,500,000 13,556,614 142 TIMBER HILL LLC Y CME 06/30/2007 720,518,548 13,588,012 706,930,536 143 TOWER RESEARCH CAPITAL EUROPE LLC N NFA 06/30/2007 2,271,759 500,000 1,771,759 144 TRADELINK LLC Y CBOT 06/30/2007 29,877,331 500,000 29,377,331 145 TRADEMAVEN CLEARING LLC N NFA 06/30/2007 845,266 500,000 345,266 146 TRADESTATION SECURITIES INC Y NFA 06/30/2007 65,251,339 2,663,268 62,588,071 147 TRADITION SECURITIES AND FUTURES INC N NFA 06/30/2007 784,791 500,000 284,791 148 TRANSMARKET GROUP LLC Y CBOT 06/30/2007 12,505,330 500,000 12,005,330 149 TREND COMMODITIES LIMITED PARTNERSHIP N NFA 05/31/2007 2,202,482 500,000 1,702,482 150 TRILAND USA INC N NYME 06/30/2007 29,102,188 9,054,653 20,047,535 151 UBS CLEARING SERVICES CORPORATION Y NFA 06/30/2007 101,531,796 1,000,000 100,531,796 152 UBS FINANCIAL SERVICES INC Y CBOT 06/29/2007 1,227,653,134 151,171,770 1,076,481,364 153 UBS SECURITIES LLC Y CBOT 06/30/2007 3,768,216,660 882,982,631 2,885,234,029 154 UNITED GLOBAL MARKETS LLC N NFA 06/30/2007 816,777 0 816,777 155 VELOCITY FUTURES LP N NFA 06/30/2007 3,125,312 500,000 2,625,312 156 VISION FINANCIAL MARKETS LLC Y NFA 06/30/2007 30,777,902 7,086,118 23,691,784 157 WACHOVIA CAPITAL MARKETS LLC Y CME 06/30/2007 1,246,353,648 5,159,729 1,241,193,919 158 WACHOVIA SECURITIES FINANCIAL NETWORK, LLC Y NFA 06/30/2007 22,641,267 1,217,481 21,423,786 159 WACHOVIA SECURITIES LLC Y NFA 06/30/2007 317,803,989 1,500,000 316,303,989 160 WALL STREET DERIVATIVES INC N NFA 06/30/2007 1,166,675 500,000 666,675 161 WHITE COMMERCIAL CORPORATION N NFA 06/30/2007 2,567,996 500,000 2,067,996 162 XPRESSTRADE LLC N NFA 06/30/2007 4,218,411 1,634,651 2,583,760 163 YORK BUSINESS ASSOCIATES LLC N NFA 06/30/2007 1,306,523 500,000 806,523 

Total 

AdditionsDeletions

1 BROOKSTREET SECURITIES CORPORATION2 CAL FINANCIAL CORPORATION3 FCT GROUP LLC4 FLY CLEARING INC5 FX OPTION1 INC6 PERFORMANCE CAPITAL INTERNATIONAL INC

Name ChangeMAN FINANCIAL INC to MF GLOBAL (a): B/D : A 'Y' means the FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer. (b): DSRO: Designated Self-Regulatory Organization. 
SELECTED FCM FINANCIAL DATA AS OF 

June 30, 2007

FROM REPORTS FILED BY 

July 31, 2007

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

(c) The minimum capital requirement that each FCM must maintain is determined under CFTC Regulation 1.17 (a)(1)(i) (d): Excess net capital is adjusted net capital, less the firm's net capital requirement.(e): This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on a designated contract market or derivatives transaction execution facility. This is the sum of all accounts that contain a net liquidating equity.(f): This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of the United States. (g): This FCM/BD’s ultimate parent company is regulated by the SEC as a consolidated supervised entity. The firm has elected to compute its minimum capital requirement in accordance with the “Alternative Net Capital Requirement” as permitted by Appendix E toSEC Rule 15c3-1. As of this reporting date, the firm had net capital in excess of its minimum capital requirements. In addition to the alternative minimum net capital requirements, the firm is required tohold tentative net capital in excess of $1 billion and net capital in excess of $500 million in accordance with the market and credit riskstandards of Appendix E of Rule 15c3-1. The firm also is required to notify the Commission and SEC in the event its tentative net capital is less than $5 billion. As of this reporting date, the firm had tentative net capital and net capital in excess of both the minimum and notification requirements. Note: Any comments regarding information contained in this table may be brought to the attention of the CFTC's Division of Clearing and Intermediary Oversight via e-mail: sgreska@cftc.gov, jmohr@cftc.gov or s_williams@cftc.gov