SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

May 31, 2003

1 of 5

B/D? DSRO A/O Adjusted Net Capital Risk Based Excess Customers' Customer 

Futures Commission Merchant Date Net Capital Requirement Requirement Net Capital Seg Required Amount 

(4% of Seg, SEC Capital 4d(2) Pt. 30 Required 

(a) (b) or $250,000) (c) (d) (e) (f)

1 ABN AMRO INCORPORATED Y CBOT 04/30/2003 1,329,096,267 134,314,056 88,257,065 1,194,782,211 1,696,618,642 101,187,877

2 ABN AMRO SAGE CORPORATION Y NFA 04/30/2003 43,568,133 2,787,089 2,787,089 40,781,044 47,758,225 0

3 ADM INVESTOR SERVICES INC N CBOT 04/30/2003 65,417,438 16,927,448 15,358,291 48,489,990 433,969,806 8,524,758

4 ADVANTAGE FUTURES LLC N NFA 04/30/2003 1,981,222 250,000 0 1,731,222 0 0

5 ADVEST INC Y NFA 04/30/2003 44,293,972 1,000,000 0 43,293,972 0 0

6 AG EDWARDS & SONS INC Y CBOT 04/30/2003 580,477,467 41,987,657 3,219,443 538,489,810 93,399,574 0

7 AGE COMMODITY CLEARING CORP N CBOT 04/30/2003 13,412,562 2,269,223 3,126,001 10,286,561 70,191,684 0

8 AIG CLEARING CORPORATION N NYME 04/30/2003 120,914,763 250,000 8,315,864 112,598,899 0 0

9 ALARON TRADING CORPORATION N CME 04/30/2003 4,128,670 2,063,646 952,565 2,065,024 55,483,125 84,246

10 ALCO COMMODITIES INC N NFA 04/30/2003 487,935 250,000 0 237,935 0 0

11 AMERICAN NATIONAL TRADING CORP N NFA 04/30/2003 961,009 507,382 332,496 453,627 15,586,872 0

12 BANC OF AMERICA FUTURES INCORPORATED Y CME 04/30/2003 64,463,391 6,717,554 33,112,253 31,351,138 167,938,860 0

13 BANC ONE CAPITAL MARKETS INC Y CBOT 04/30/2003 333,254,619 7,055,847 14,225,677 319,028,942 345,338,116 12,253,626

14 BARCLAYS CAPITAL INC Y CBOT 04/30/2003 363,174,063 50,181,714 94,287,543 268,886,520 1,305,566,142 48,654,722

15 BEAR STEARNS & CO INC Y CBOT 04/30/2003 2,470,673,190 49,871,974 0 2,420,801,216 0 0

16 BEAR STEARNS SECURITIES CORP Y CME 04/30/2003 2,859,649,633 760,161,811 79,981,985 2,099,487,822 1,292,754,340 224,030,618

17 BIELFELDT & COMPANY LLC N CBOT 04/30/2003 405,722 250,000 0 155,722 0 0

18 BLAYLOCK AND PARTNERS LP Y NFA 04/30/2003 22,624,928 345,128 0 22,279,800 0 0

19 BNP PARIBAS BROKERAGE SERVICES INC Y CME 04/30/2003 38,141,963 8,804,624 10,709,540 27,432,423 220,115,597 0

20 BNP PARIBAS COMMODITY FUTURES INC N NYME 04/30/2003 51,625,799 10,672,282 12,601,385 39,024,414 277,983,433 15,175,899

21 BNP PARIBAS SECURITIES CORP Y CBOT 04/30/2003 260,599,024 256,402 0 260,342,622 0 0

22 BNY CLEARING SERVICES LLC Y CFTC 04/30/2003 76,503,142 23,727,463 0 52,775,679 0 0

23 C CZARNIKOW SUGAR FUTURES INC N NFA 04/30/2003 1,520,528 250,000 174,416 1,270,528 1,923,595 0

24 CANTOR FITZGERALD & CO Y CBOT 04/30/2003 46,483,218 513,033 151,631 45,970,185 917,727 0

25 CAPITAL MARKET SERVICES LLC N NFA 04/30/2003 709,362 250,000 0 459,362 0 0

26 CARGILL INVESTOR SERVICES INC N CBOT 04/30/2003 90,082,014 38,995,337 49,248,812 40,833,202 966,622,980 81,418,977

27 CARR FUTURES INC Y CME 04/30/2003 212,544,365 111,675,594 145,397,769 67,146,596 2,665,240,857 1,523,903,080

28 CDC SECURITIES Y NFA 04/30/2003 60,783,451 250,000 0 60,533,451 0 0

29 CIBC WORLD MARKETS CORP Y NYME 04/30/2003 855,755,040 44,171,174 12,160,867 811,583,866 5,506,406 0

30 CITIGROUP GLOBAL MARKETS INC. Y CBOT 04/30/2003 4,189,075,197 474,516,507 183,362,791 3,714,558,690 5,173,203,684 80,437,670

31 CLIFDEN FUTURES LLC N NFA 04/30/2003 312,939 250,000 4,890 62,939 833,525 0

32 CLIFF LARSON COMPANY THE N NFA 04/30/2003 357,197 250,000 0 107,197 1,093,710 0

33 CMC GROUP PLC N NFA 04/30/2003 9,412,741 250,000 0 9,162,741 0 0

34 COESfx CLEARING INC N NFA 04/30/2003 397,728 250,000 0 147,728 0 0

35 COMMERZ FUTURES LLC Y CME 04/30/2003 6,909,567 1,953,782 2,425,231 4,484,336 78,388,423 4,336,320

36 COUNTRY HEDGING INC N NFA 04/30/2003 5,888,248 885,913 2,081,768 3,806,480 25,459,443 26,998

37 CREDIT LYONNAIS ROUSE USA LIMITED N NYME 04/30/2003 27,910,022 4,375,176 22,058,863 5,851,159 134,531,441 489,541

38 CREDIT SUISSE FIRST BOSTON LLC Y CBOT 04/30/2003 2,335,441,227 180,882,272 90,282,260 2,154,558,955 1,451,692,370 392,562,866

39 CRESSWELL CAPITAL LLC N NFA 04/30/2003 633,246 250,000 67,830 383,246 1,061,045 1,061,045

40 CROSSLAND LLC N CBOT 04/30/2003 3,747,792 250,000 73,145 3,497,792 6,117,252 0

41 CUNNINGHAM COMMODITIES INC N CBOT 04/30/2003 2,058,590 250,000 139,164 1,808,590 6,085,922 56,736

42 DAIWA SECURITIES AMERICA INC Y CME 04/30/2003 198,231,687 2,964,442 2,919,763 195,267,245 61,689,452 186,162

43 DAVID A NOYES & CO Y NFA 04/30/2003 1,010,404 250,000 0 760,404 0 0

44 DEUTSCHE BANK SECURITIES INC Y CBOT 04/30/2003 1,767,403,790 69,002,571 801,391,616 966,012,174 1,291,087,306 238,347,780

45 DIRECT TRADING GROUP LLC N NFA 04/30/2003 633,236 250,000 77,854 383,236 5,139,324 0

46 DORMAN TRADING LLC N CME 04/30/2003 5,191,138 577,898 247,167 4,613,240 14,687,079 0

47 DUNAVANT COMMODITY CORP N NYCE 03/31/2003 19,560,113 888,513 30,624 18,671,600 27,603,700 0
SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

May 31, 2003

2 of 5

B/D? DSRO A/O Adjusted Net Capital Risk Based Excess Customers' Customer 

Futures Commission Merchant Date Net Capital Requirement Requirement Net Capital Seg Required Amount 

(4% of Seg, SEC Capital 4d(2) Pt. 30 Required 

(a) (b) or $250,000) (c) (d) (e) (f)

48 EAGLE MARKET MAKERS INC N CBOT 04/30/2003 1,827,134 250,000 59,665 1,577,134 1,999,079 19,151

49 ED &F MAN COMMODITY ADVISORS INC N NFA 04/30/2003 395,884 250,000 0 145,884 0 0

50 EM COMBS & SON N CBOT 04/30/2003 1,840,478 250,000 0 1,590,478 2,931,514 0

51 FAHNESTOCK & CO INC Y NFA 04/30/2003 147,999,874 8,649,021 0 139,350,853 887,080 0

52 FARR FINANCIAL INC N NFA 04/30/2003 1,003,478 600,242 223,556 403,236 15,493,435 62,335

53 FC STONE LLC N CME 04/30/2003 13,487,380 6,982,432 7,325,272 6,162,108 222,959,668 666,670

54 FCT GROUP LLC N CME 04/30/2003 3,514,228 250,000 372,528 3,141,700 7,130,159 0

55 FIMAT USA INC Y CME 04/30/2003 194,860,338 82,942,981 120,580,249 74,280,089 2,282,572,080 495,960,176

56 FIRST CAPITOL GROUP LLC N NFA 04/30/2003 1,708,206 762,425 586,748 945,781 25,765,262 88,680

57 FIRST OPTIONS OF CHICAGO INC Y CME 04/25/2003 195,178,747 7,004,128 25,260,284 169,918,463 378,993,994 13,117,754

58 FOREX CAPITAL MARKETS LLC N NFA 04/30/2003 7,630,141 250,000 0 7,380,141 0 0

59 FORTIS CLEARING CHICAGO LLC N CBOT 04/30/2003 6,616,138 2,549,940 1,923,112 4,066,198 59,791,132 4,116,594

60 FRIEDBERG MERCANTILE GROUP INC Y NFA 04/30/2003 1,668,545 250,000 102,780 1,418,545 5,348,646 21,958

61 FRONTIER FUTURES INC N NFA 04/30/2003 1,058,742 391,954 253,559 666,788 11,768,984 0

62 FUTURES TECH LLC N NFA 04/30/2003 401,566 250,000 0 151,566 0 0

63 FX SOLUTIONS LLC N NFA 04/30/2003 1,381,826 250,000 0 1,131,826 0 0

64 GAIN CAPITAL INC. N NFA 04/30/2003 3,300,865 250,000 0 3,050,865 0 0

65 GELBER GROUP LLC N CBOT 04/30/2003 13,836,651 414,589 276,759 13,422,062 11,382,302 12,051

66 GFS SECURITIES & FUTURES INC N NFA 04/30/2003 242,904 250,000 0 -7,096 0 0

67 GILDER GAGNON HOWE AND CO LLC Y NFA 04/30/2003 16,636,034 250,000 0 16,386,034 0 0

68 GLOBAL FUTURES & FOREX LTD N NFA 04/30/2003 4,993,497 250,000 0 4,743,497 0 0

69 GOLDENBERG HEHMEYER & CO Y CBOT 04/30/2003 13,162,569 1,473,243 1,282,479 11,689,326 45,180,067 3,963,514

70 GOLDMAN SACHS & CO Y CBOT 04/25/2003 3,440,863,187 862,904,618 409,893,591 2,577,958,569 6,443,615,607 3,193,209,501

71 GREENWICH CAPITAL MARKETS INC Y CBOT 04/30/2003 743,063,000 41,255,000 26,089,480 701,808,000 372,425,000 23,565,000

72 HAGERTY GRAIN CO INC N CBOT 04/30/2003 1,656,045 261,107 84,170 1,394,938 6,591,721 0

73 HORNBLOWER FISCHER & CO Y NFA 04/30/2003 1,621,965 308,514 186,123 1,313,451 5,339,981 0

74 HOTSPOT FX INC N NFA 04/30/2003 3,177,650 250,000 0 2,927,650 0 0

75 HSBC SECURITIES USA INC Y CME 04/30/2003 257,163,024 10,779,669 26,640,536 230,522,488 270,551,654 25,123,467

76 IFSCL USA INC N NFA 04/30/2003 454,819 250,000 0 204,819 0 0

77 INTEGRATED BROKERAGE SERVICES INC N NFA 04/30/2003 1,089,035 250,000 53,214 839,035 751,919 0

78 INTERACTIVE BROKERS LLC Y NFA 04/30/2003 105,169,283 2,932,033 1,360,367 102,237,250 15,215,078 4,918,424

79 INVESTEC ERNST & COMPANY Y NFA 04/25/2003 13,278,197 250,000 0 13,028,197 0 0

80 IOWA GRAIN CO N CBOT 04/30/2003 8,102,300 3,406,830 3,004,528 4,695,470 91,428,423 5,723

81 ISB CLEARING CORPORATION N NFA 04/30/2003 563,499 250,000 0 313,499 0 0

82 JP MORGAN FUTURES INC N NYME 04/30/2003 517,499,444 207,159,033 312,580,311 204,919,133 5,040,423,449 717,743,640

83 JULIUS BAER SECURITIES INC Y NFA 04/30/2003 15,442,673 641,636 0 14,801,037 0 0

84 KOTTKE ASSOCIATES LLC N CBOT 04/30/2003 6,635,454 275,037 141,302 6,360,417 10,500,062 5,115

85 LADENBURG THALMANN & CO INC Y NFA 04/30/2003 5,897,887 1,000,000 0 4,897,887 0 0

86 LAWRENCE-BONFITTO TRADING COMPANY N CBOT 04/30/2003 2,892,924 250,000 47,021 2,642,924 3,860,829 0

87 LBS LIMITED PARTNERSHIP N CBOT 04/30/2003 455,234 250,000 0 205,234 0 0

88 LEADER INVESTMENTS INC Y NFA 04/30/2003 359,294 250,000 0 109,294 0 0

89 LEGG MASON WOOD WALKER INC Y NFA 04/30/2003 356,578,662 20,730,194 0 335,848,468 0 0

90 LEHMAN BROTHERS INC Y CBOT 04/30/2003 1,486,301,000 183,283,220 151,429,320 1,303,017,780 1,764,123,000 26,340,000

91 LINN GROUP ( THE ) N NFA 04/30/2003 477,400 250,000 0 227,400 0 0

92 LINSCO/PRIVATE LEDGER CORP Y NFA 04/30/2003 90,260,318 3,757,594 0 86,502,724 0 0

93 LOEB PARTNERS CORPORATION Y NFA 04/30/2003 21,516,956 250,000 0 21,266,956 0 0

94 MAN FINANCIAL INC N CME 04/30/2003 210,168,252 105,175,279 118,403,273 91,764,979 2,518,305,101 632,655,916
SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

May 31, 2003

3 of 5

B/D? DSRO A/O Adjusted Net Capital Risk Based Excess Customers' Customer 

Futures Commission Merchant Date Net Capital Requirement Requirement Net Capital Seg Required Amount 

(4% of Seg, SEC Capital 4d(2) Pt. 30 Required 

(a) (b) or $250,000) (c) (d) (e) (f)

95 MARQUETTE ELECTRONIC BROKERAGE LLC N NFA 04/30/2003 3,531,205 250,000 0 3,281,205 0 0

96 MAXCOR FINANCIAL INC Y NFA 04/30/2003 45,551,340 250,000 0 45,301,340 0 0

97 MBF CLEARING CORP N NYME 04/30/2003 6,563,187 2,510,000 784,921 4,053,187 62,561,560 457,569

98 MCVEAN TRADING AND INVESTMENTS LLC N NFA 04/30/2003 7,945,601 5,053,056 1,151,793 2,892,545 127,445,478 0

99 MERRILL LYNCH PIERCE FENNER & SMITH Y CBOT 05/02/2003 2,921,289,114 274,750,360 223,423,429 2,646,538,754 4,797,229,891 471,381,654

100 MERRILL LYNCH PROFESSIONAL CLEARING CORP Y NFA 05/02/2003 853,235,783 17,382,221 42,762,673 810,473,110 477,350,861 0

101 MID-CO COMMODITIES INC N NFA 04/30/2003 3,576,165 309,545 520,056 3,056,109 8,821,925 0

102 MITSUI & CO INVESTMENT PRODUTS CORP N NFA 04/30/2003 1,959,703 250,000 18,625 1,709,703 867,493 0

103 MIZUHO SECURITIES USA INC Y CME 04/30/2003 153,495,771 11,790,296 13,662,762 139,833,009 262,584,977 34,278,154

104 MONEY GARDEN CORPORATION, THE N NFA 04/30/2003 3,615,935 250,000 0 3,365,935 0 0

105 MORGAN KEEGAN & COMPANY INC Y NFA 04/30/2003 166,119,943 11,109,247 0 155,010,696 0 0

106 MORGAN STANLEY & CO INCORPORATED Y CME 04/30/2003 4,195,804,706 578,474,988 203,255,479 3,617,329,718 2,912,190,355 1,141,491,850

107 MORGAN STANLEY DW INC Y CBOT 04/30/2003 1,169,643,976 93,471,480 2,391,686 1,076,172,496 738,410,984 1,286,311,123

108 NATIONAL COMMODITIES CORPORATION INC N NFA 04/30/2003 1,742,767 250,000 79,452 1,492,767 10,505,561 0

109 NEUBERGER BERMAN LLC Y NFA 04/30/2003 227,016,693 15,773,266 571,882 211,243,427 16,797,265 0

110 NIKKO SECURITIES CO INTERNATIONAL INC Y NFA 04/30/2003 11,633,999 250,000 0 11,383,999 0 0

111 NOMURA SECURITIES INTERNATIONAL INC Y CBOT 04/30/2003 379,164,449 9,679,656 1,074,427 369,484,793 19,008,462 0

112 OANDA CORPORATION N NFA 04/30/2003 1,961,422 250,000 0 1,711,422 0 0

113 OCONNOR & COMPANY LLC Y CBOT 04/30/2003 39,665,789 1,985,148 1,760,386 37,680,641 57,624,099 0

114 PACIFIC CAPITAL MARKETS N NFA 04/30/2003 467,869 250,000 0 217,869 0 0

115 PATTERSON CAPITAL MARKETS LTD N CBOT 04/30/2003 558,505 250,000 0 308,505 0 0

116 PAX CLEARING CORPORATION Y CME 04/30/2003 42,238,430 1,547,250 3,109,404 39,129,026 44,705,177 0

117 PENSON FINANCIAL FUTURES INC N NFA 04/30/2003 504,521 250,000 13,272 254,521 506,852 0

118 PEREGRINE FINANCIAL GROUP INC N NFA 04/30/2003 10,200,702 3,858,096 1,285,115 6,342,606 105,862,295 1,144,470

119 PERSHING LLC Y CBOT 04/30/2003 598,740,000 121,083,200 0 477,656,800 0 0

120 PIONEER FUTURES INC N NYME 04/30/2003 6,630,345 3,809,008 1,563,411 2,821,337 106,101,584 547,045

121 PREFERRED TRADE INC Y NFA 04/30/2003 10,216,746 781,350 0 9,435,396 689,682 0

122 PRUDENTIAL SECURITIES INCORPORATED Y CBOT 04/25/2003 595,976,000 65,414,940 51,962,640 530,561,060 1,065,717,000 122,737,000

123 RAND FINANCIAL SERVICES INC N CME 04/30/2003 14,151,850 5,194,620 9,397,824 4,754,026 124,643,300 23,677,700

124 RAYMOND JAMES & ASSOCIATES INC Y NFA 04/25/2003 319,393,587 21,683,008 29,963 297,710,579 0 0

125 RB&H FINANCIAL SERVICES LP N CME 04/30/2003 2,802,193 1,697,344 908,917 1,104,849 45,697,066 59,112

126 RBC DAIN RAUSCHER INC Y NFA 04/30/2003 239,966,696 28,218,465 0 211,748,231 0 0

127 RBC DOMINION SECURITIES CORPORATION Y CME 04/30/2003 115,565,817 1,000,000 770,715 114,565,817 0 0

128 REDSKY SECURITIES LLC Y NFA 04/30/2003 603,669 250,000 0 353,669 0 0

129 REFCO LLC N CME 04/30/2003 190,740,859 112,640,035 110,435,312 78,100,824 3,219,984,993 41,035,695

130 RJ OBRIEN ASSOCIATES INC N CME 04/30/2003 33,063,096 17,426,218 17,724,923 15,338,173 462,134,579 6,052,313

131 ROBBINS FUTURES INC N NFA 04/30/2003 559,111 250,000 53,795 309,111 5,079,593 0

132 ROBECO USA LLC Y NFA 04/25/2003 80,303,988 3,108,238 0 77,195,750 0 0

133 ROSENTHAL COLLINS GROUP LLC N CME 04/30/2003 42,574,994 9,765,345 7,180,147 32,809,649 276,508,185 999,028

134 ROSENTHAL GLOBAL SECURITIES LLC Y CBOT 04/30/2003 15,503,845 865,862 0 14,637,983 0 0

135 ROTHSCHILD INC N NFA 04/30/2003 14,373,756 250,000 14,123,756 0 0

136 SANFORD C BERNSTEIN & CO LLC Y NFA 04/30/2003 181,493,067 10,234,905 0 171,258,162 0 0

137 SENTINEL MANAGEMENT GROUP INC N NFA 04/30/2003 1,230,128 250,000 0 980,128 360,365,468 0

138 SG COWEN SECURITIES CORPORATION Y NFA 04/30/2003 680,055,628 1,500,000 0 678,555,628 0 0

139 SHATKIN ARBOR KARLOV & CO N CBOT 04/30/2003 6,137,594 309,700 118,481 5,827,894 7,888,299 92,219

140 SHAY GRAIN CLEARING COMPANY N KCBOT 03/31/2003 744,810 250,000 87,398 494,810 1,686,038 0

141 SHEPARD INTERNATIONAL INC N NFA 04/30/2003 1,926,703 250,000 0 1,676,703 0 0
SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

May 31, 2003

4 of 5

B/D? DSRO A/O Adjusted Net Capital Risk Based Excess Customers' Customer 

Futures Commission Merchant Date Net Capital Requirement Requirement Net Capital Seg Required Amount 

(4% of Seg, SEC Capital 4d(2) Pt. 30 Required 

(a) (b) or $250,000) (c) (d) (e) (f)

142 SHERWOOD FUTURES GROUP LLC N NFA 04/30/2003 1,648,521 250,000 0 1,398,521 21,851,498 0

143 SIEGEL TRADING CO INC THE N NFA 04/30/2003 444,078 250,000 0 194,078 1,494,578 0

144 SMW TRADING COMPANY INC N CME 04/30/2003 6,065,436 327,113 329,615 5,735,821 8,232,976 0

145 SOLID GOLD FINANCIAL SERVICES INC N NFA 04/30/2003 252,305 250,000 0 2,305 0 0

146 SPEAR LEEDS & KELLOG Y NYME 04/25/2003 1,383,395,448 55,107,167 4,540,303 1,328,288,281 214,091,070 2,905,761

147 STEPHENS INC Y NFA 04/25/2003 76,069,373 9,351,402 0 66,717,971 0 0

148 STERLING COMMODITIES CORP N NYME 04/30/2003 5,332,832 783,673 258,847 4,549,159 19,263,863 568,262

149 SWISS AMERICAN SECURITIES INC Y NFA 04/30/2003 68,824,033 3,053,097 0 65,770,936 0 0

150 TCA FUTURES LLC N NFA 04/30/2003 410,658 250,000 0 160,658 0 0

151 TENCO INC N CBOT 04/30/2003 27,341,003 1,540,983 1,929,846 25,411,157 50,278,180 0

152 TIMBER HILL LLC Y CME 04/30/2003 356,138,265 1,000,000 1,438,339 354,699,926 18,780,651 0

153 TOKYO-MITSUBISHI FUTURES USA INC N CME 04/30/2003 20,884,747 250,000 5,167,966 15,716,781 5,353,451 0

154 TRADELINK LLC Y CBOT 04/30/2003 37,425,877 250,000 794,030 36,631,847 0 0

155 TRADITION SECURITIES AND FUTURES INC N NFA 04/30/2003 392,083 250,000 0 142,083 0 0

156 TRANSMARKET GROUP LLC Y CBOT 04/30/2003 7,236,981 250,000 0 6,986,981 0 0

157 TRILAND USA INC N NYME 04/30/2003 19,616,117 1,270,874 474,922 18,345,243 31,771,842 0

158 UBS PAINEWEBBER INC Y CBOT 04/30/2003 1,263,535,042 233,418,263 14,608,714 1,030,116,779 979,916,051 37,053,292

159 UBS WARBURG LLC Y CBOT 04/30/2003 3,538,993,100 182,582,486 172,147,722 3,356,410,614 3,397,831,328 611,526,201

160 UFJ FUTURES LLC N CME 04/30/2003 19,360,374 250,000 2,174,293 17,186,081 0 0

161 UNIVERSAL FINANCIAL HOLDING CORP N NFA 04/30/2003 764,139 250,000 116,570 514,139 3,331,236 0

162 US BANCORP PIPER JAFFRAY INC Y NFA 04/30/2003 188,841,823 14,955,691 0 173,886,132 0 0

163 US SECURITIES & FUTURES CORP Y NFA 04/30/2003 -60,144 250,000 0 -310,144 0 0

164 VELOCITY FUTURES LP N NFA 04/30/2003 397,902 250,000 0 147,902 276,651 0

165 VISION LIMITED PARTNERSHIP N NFA 04/30/2003 11,992,983 5,691,848 3,308,253 6,301,135 148,181,822 18,895

166 WACHOVIA SECURITIES INC Y CME 04/30/2003 525,227,735 1,113,790 0 524,113,945 0 0

167 WALL STREET DERIVATIVES INC N NFA 04/30/2003 420,059 250,000 0 170,059 0 0

168 WHITE COMMERCIAL CORPORATION N NFA 04/30/2003 1,514,678 250,000 0 1,264,678 0 0

169 XPRESSTRADE LLC N NFA 04/30/2003 2,141,882 250,000 0 1,891,882 0 0

170 YORK BUSINESS ASSOCIATES LLC N CBOT 04/30/2003 1,231,831 250,000 0 981,831 48,403 0

Total 47,477,421,697 57,776,597,505 11,656,671,933

Name Changes

ABC FUTURES LLC TO ADVANTAGE FUTURES LLC

SALOMON SMITH BARNEY INC TO CITIGROUP GLOBAL MARKETS INC

Reconcilation from March Web Page Update

March Web Page Update 171

Additions

Deletions 1

BOSTON CABOT LLC WITHDREW ITS REGISTRATION 
SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

May 31, 2003

5 of 5

B/D? DSRO A/O Adjusted Net Capital Risk Based Excess Customers' Customer 

Futures Commission Merchant Date Net Capital Requirement Requirement Net Capital Seg Required Amount 

(4% of Seg, SEC Capital 4d(2) Pt. 30 Required 

(a) (b) or $250,000) (c) (d) (e) (f)

April Web Page Update 170

(a): B/D? : A 'Y' means the FCM is also Note: Any errors in this table should be brought 

registered with the Securities and Exchange to the attention of the CFTC's Division of Clearing and 

Commission as a securities broker or dealer. and Intermediary Oversight via e-mail: 

fzimmerle@cftc.gov or 

(b): DSRO: Designated Self-Regulatory Organization. sgreska@cftc.gov. 

(c): Risk-based net capital requirement is the 

sum total of 8% of customer, and 4% of 

non-customer risk margin for domestic and 

foreign future accounts (excluding proprietary 

accounts). The risk based minimum requirement 

applies to all FCMs that are members of the 

National Futures AssociationAssociation. 

Requirement effective date was 10/31/00.

(d): Excess net capital is adjusted net capital, 

less the greater of the net capital requirement or riskbased requirement. 

(e): This represents the total amount of funds that 

an FCM is required to segregate on behalf of 

customers who are trading on commodity 

exchanges located in the United States. 

This is the sum of all accounts that contain 

a net liquidating equity.

(f): This represents the amount of funds an FCM 

is required to set aside for customers who trade 

on commodity exchanges located outside of 

the United States. The amount to be set aside for 

a customer's foreign commodity account may 

be less than the net liquidating equity in the 

customer's account.