SELECTED FCM FINANCIAL DATA AS OF 

April 30, 2005

FROM REPORTS FILED BY 

May 31, 2005

B/D? DSRO A/O Adjusted Net Capital Excess Customers' 

Futures Commission Merchant Date Net Capital Requirement Net Capital Seg Required 

4d(a)(2) 

(a) (b) (c) (d) (e) 

1 ABN AMRO INCORPORATED Y CBOT 04/30/2005 543,334,758 153,950,039 389,384,719 2,117,663,2 ABN AMRO SAGE CORPORATION Y NFA 04/30/2005 93,106,252 250,000 92,856,252 5,303,3 ADM INVESTOR SERVICES INC N CBOT 04/30/2005 101,804,941 33,232,463 68,572,478 823,577,4 ADVANTAGE FUTURES LLC N CME 04/30/2005 9,803,509 1,292,685 8,510,824 76,519,5 ADVEST INC Y NFA 04/30/2005 48,512,646 1,000,000 47,512,646 6 AG EDWARDS & SONS INC Y CBOT 04/30/2005 686,036,714 44,502,928 641,533,786 169,724,7 AIG CLEARING CORPORATION N NYME 04/30/2005 183,043,127 22,620,972 160,422,155 8 ALARON TRADING CORPORATION N CME 04/30/2005 4,343,107 1,798,172 2,544,935 93,794,9 ALCO COMMODITIES INC N NFA 04/30/2005 481,983 250,000 231,983 

10 ALPHA FOREIGN EXCHANGE GROUP LLC N NFA 04/30/2005 369,250 250,000 119,250 11 AMERICAN MUTUAL HOLDING CORPORATION N NFA 04/30/2005 663,607 250,000 413,607 200,12 AMERICAN NATIONAL TRADING CORP N NFA 04/30/2005 1,129,160 561,229 567,931 21,135,13 BACERA CORPORATION N NFA 04/29/2005 806,269 250,000 556,269 14 BANC OF AMERICA FUTURES INCORPORATED Y CME 04/30/2005 82,514,521 48,653,353 33,861,168 372,338,15 BARCLAYS CAPITAL INC Y NYME 04/30/2005 597,760,948 237,803,063 359,957,885 2,439,490,16 BATTERY ASSET MANAGEMENT LLC N NFA 04/30/2005 124,137 250,000 -125,863 17 BEAR STEARNS & CO INC Y NFA 04/30/2005 1,708,152,626 85,430,571 1,622,722,055 18 BEAR STEARNS SECURITIES CORP Y CME 04/30/2005 4,019,141,656 1,228,438,349 2,790,703,307 2,688,157,19 BIELFELDT & COMPANY LLC N CBOT 04/30/2005 406,721 250,000 156,721 20 BNP PARIBAS COMMODITY FUTURES INC N NYME 04/30/2005 74,951,353 36,078,485 38,872,868 616,726,21 BNP PARIBAS SECURITIES CORP Y CBOT 04/30/2005 407,995,802 20,139,013 387,856,789 103,496,22 C CZARNIKOW SUGAR FUTURES INC N NFA 04/30/2005 1,627,842 250,000 1,377,842 1,313,23 CADENT FINANCIAL SERVICES LLC N CME 04/30/2005 4,008,553 903,465 3,105,088 26,020,24 CAL FINANCIAL CORPORATION N NFA 04/30/2005 428,683 250,000 178,683 103,25 CALYON FINANCIAL INC Y CME 04/30/2005 364,297,861 228,558,818 135,739,043 4,552,347,26 CANTOR FITZGERALD & CO Y CBOT 04/30/2005 85,570,701 4,786,591 80,784,110 17,433,27 CAPITAL MARKET SERVICES LLC N NFA 04/30/2005 2,071,302 250,000 1,821,302 28 CARGILL INVESTOR SERVICES INC N CBOT 04/30/2005 98,162,477 70,059,878 28,102,599 1,288,111,29 CIBC WORLD MARKETS CORP Y CME 04/30/2005 677,703,529 17,741,281 659,962,248 30 CITIGROUP GLOBAL MARKETS INC Y CBOT 04/30/2005 3,683,116,451 542,703,606 3,140,412,845 8,101,772,31 CLIFDEN FUTURES LLC N NFA 04/30/2005 645,989 294,261 351,728 8,042,32 CLIFF LARSON COMPANY THE N NFA 04/30/2005 360,833 250,000 110,833 1,216,33 CMC GROUP PLC N NFA 04/30/2005 12,900,559 250,000 12,650,559 32,34 COESfx CLEARING INC N NFA 04/30/2005 545,203 250,000 295,203 35 COMTRUST INC N NFA 04/30/2005 856,704 553,056 303,648 10,387,36 COUNTRY HEDGING INC N NFA 04/30/2005 12,249,330 2,660,660 9,588,670 35,119,37 CREDIT SUISSE FIRST BOSTON LLC Y CBOT 04/30/2005 2,986,919,757 168,799,422 2,818,120,335 1,958,845,38 CRESSWELL CAPITAL LLC N NFA 04/30/2005 1,066,172 308,925 757,247 12,742,39 CROSSLAND LLC N CBOT 04/30/2005 2,922,517 250,000 2,672,517 7,007,40 CUNNINGHAM COMMODITIES INC N CBOT 04/30/2005 1,975,586 343,107 1,632,479 13,546,41 DAIWA SECURITIES AMERICA INC Y CME 04/30/2005 212,881,996 1,274,945 211,607,051 7,394,42 DAVID A NOYES & CO Y NFA 04/30/2005 2,423,041 635,500 1,787,541 43 DEUTSCHE BANK SECURITIES INC Y CBOT 04/29/2005 2,849,692,752 239,415,276 2,610,277,476 1,516,708,44 DIRECT FOREX LLC N NFA 04/30/2005 564,512 250,000 314,512 45 DORMAN TRADING LLC N CME 04/30/2005 4,647,609 336,224 4,311,385 21,176,46 DUNAVANT COMMODITY CORP N NYCE 04/30/2005 24,775,767 767,273 24,008,494 15,790,
SELECTED FCM FINANCIAL DATA AS OF 

April 30, 2005

FROM REPORTS FILED BY 

May 31, 2005

B/D? DSRO A/O Adjusted Net Capital Excess Customers' 

Futures Commission Merchant Date Net Capital Requirement Net Capital Seg Required 

4d(a)(2) 

(a) (b) (c) (d) (e) 

47 EAGLE MARKET MAKERS INC N CBOT 04/30/2005 1,842,412 250,000 1,592,412 2,155,48 ED &F MAN COMMODITY ADVISORS INC N NFA 04/30/2005 437,636 250,000 187,636 49 ELECTRONIC BROKERAGE SYSTEMS LLC Y NFA 04/30/2005 3,373,845 250,000 3,123,845 50 ENSKILDA FUTURES LIMITED N CME 04/29/2005 12,450,098 9,303,455 3,146,643 162,897,51 FARR FINANCIAL INC N NFA 04/30/2005 1,463,455 581,508 881,947 30,114,52 FC STONE LLC N CME 04/30/2005 19,539,563 12,043,793 7,495,770 429,550,53 FCT GROUP LLC N CME 04/30/2005 10,219,767 342,372 9,877,395 4,246,54 FIMAT USA LLC Y CME 04/30/2005 357,082,254 228,980,862 128,101,392 4,386,703,55 FIRST CAPITOL GROUP LLC N NFA 04/30/2005 3,855,592 1,535,521 2,320,071 57,404,56 FOREFRONT INVESTMENTS CORPORATION N NFA 04/30/2005 500,540 250,000 250,540 57 FOREX CAPITAL MARKETS LLC N NFA 04/30/2005 24,485,477 250,000 24,235,477 58 FOREX INTERNATIONAL INVESTMENTS INC N NFA 04/30/2005 548,681 250,000 298,681 59 FORTIS CLEARING CHICAGO LLC N CBOT 04/30/2005 19,143,850 6,002,784 13,141,066 165,019,60 FRIEDBERG MERCANTILE GROUP INC N NFA 04/30/2005 1,748,247 250,000 1,498,247 3,919,61 FRONTIER FUTURES INC N NFA 04/30/2005 1,124,885 353,697 771,188 17,706,62 FUTURES TECH LLC N NFA 04/30/2005 442,455 250,000 192,455 63 FX OPTION1 INC. N NFA 04/30/2005 492,077 250,000 242,077 64 FX SOLUTIONS LLC N NFA 04/30/2005 2,026,644 250,000 1,776,644 65 FX TRADING LLC N NFA 04/30/2005 1,038,635 250,000 788,635 66 GAIN CAPITAL GROUP INC N NFA 04/30/2005 16,711,830 250,000 16,461,830 67 GARBAN FUTURES LLC N CME 04/30/2005 5,168,354 250,000 4,918,354 3,255,68 GELBER GROUP LLC N CBOT 04/30/2005 32,751,724 405,677 32,346,047 29,971,69 GFS FOREX & FUTURES INC N NFA 04/30/2005 819,397 250,000 569,397 70 GILDER GAGNON HOWE AND CO LLC Y NFA 04/30/2005 24,964,046 250,000 24,714,046 71 GLOBAL FUTURES & FOREX LIMITED Y NFA 04/30/2005 11,201,567 6,510,368 4,691,199 72 GLOBAL FUTURES LLC N NFA 04/30/2005 374,032 250,000 124,032 73 GOLDENBERG HEHMEYER & CO Y CBOT 04/30/2005 7,719,356 3,078,833 4,640,523 94,818,74 GOLDMAN SACHS & CO Y CBOT 04/29/2005 (g) 1,149,384,465 (g) 9,731,769,75 GOLDMAN SACHS EXECUTION & CLEARING LP Y CME 04/29/2005 1,429,271,687 34,847,427 1,394,424,260 496,817,76 GOLDMANY FINANCE INC N NFA 04/30/2005 351,350 250,000 101,350 77 GREENWICH CAPITAL MARKETS INC Y CBOT 04/30/2005 607,206,000 52,521,000 554,685,000 673,464,78 HAGERTY GRAIN CO INC N CBOT 04/30/2005 1,768,749 250,000 1,518,749 6,044,79 HORNBLOWER FISCHER & CO Y NFA 04/30/2005 562,274 250,000 312,274 2,430,80 HOTSPOT FX INC N NFA 04/30/2005 5,913,139 250,000 5,663,139 81 HOTSPOT FXR LLC N NFA 04/30/2005 449,375 250,000 199,375 82 HSBC SECURITIES USA INC Y CME 04/30/2005 838,595,050 50,770,268 787,824,782 752,020,83 IFSCL USA INC N NFA 04/30/2005 1,062,090 250,000 812,090 3,300,84 IFX MARKETS INC N NFA 04/30/2005 954,859 250,000 704,859 85 IG FINANCIAL MARKETS INC. N NFA 04/30/2005 395,771 250,000 145,771 86 INTEGRATED BROKERAGE SERVICES LLC N NFA 04/30/2005 1,205,148 250,000 955,148 2,250,87 INTERACTIVE BROKERS LLC Y NFA 04/30/2005 137,951,549 19,869,594 118,081,955 85,695,88 INTERBANK FX LLC N NFA 04/30/2005 900,989 250,000 650,989 89 INTERNATIONAL COMMODITY CLEARING N NFA 04/29/2005 1,296,544 250,000 1,046,544 9,426,90 INVESTEC (US) INCORPORATED Y NFA 04/30/2005 18,441,015 641,997 17,799,018 91 IOWA GRAIN CO N CBOT 04/30/2005 8,619,314 4,706,852 3,912,462 123,299,92 ITAU SECURITIES INC Y NFA 04/30/2005 18,435,707 250,000 18,185,707 93 IXIS SECURITIES NORTH AMERICA INC. Y NFA 04/30/2005 81,637,830 250,000 81,387,830 
SELECTED FCM FINANCIAL DATA AS OF 

April 30, 2005

FROM REPORTS FILED BY 

May 31, 2005

B/D? DSRO A/O Adjusted Net Capital Excess Customers' 

Futures Commission Merchant Date Net Capital Requirement Net Capital Seg Required 

4d(a)(2) 

(a) (b) (c) (d) (e) 

94 JP MORGAN FUTURES INC N NYME 04/30/2005 916,317,478 434,253,180 482,064,298 6,837,972,95 KJW LLC N NFA 04/30/2005 3,392,680 250,000 3,142,680 96 KOTTKE ASSOCIATES LLC N CBOT 04/30/2005 14,274,939 250,000 14,024,939 38,722,97 LADENBURG THALMANN & CO INC Y NFA 04/30/2005 2,261,426 250,000 2,011,426 98 LBS LIMITED PARTNERSHIP N CBOT 04/30/2005 449,569 250,000 199,569 99 LEADER INVESTMENTS INC Y NFA 04/30/2005 512,056 250,000 262,056 

100 LEGG MASON WOOD WALKER INC Y NYME 04/30/2005 384,002,978 22,790,099 361,212,879 101 LEHMAN BROTHERS INC Y CBOT 04/30/2005 2,206,280,000 222,044,320 1,984,235,680 3,175,809,102 LINN GROUP ( THE ) N NFA 04/30/2005 320,162 250,000 70,162 103 LINSCO/PRIVATE LEDGER CORP Y NFA 04/30/2005 56,584,314 4,784,648 51,799,666 104 LOEB PARTNERS CORPORATION Y NFA 04/30/2005 29,630,030 250,000 29,380,030 105 MAN FINANCIAL INC N CME 04/30/2005 291,522,380 202,995,304 88,527,076 3,818,674,106 MARQUETTE ELECTRONIC BROKERAGE LLC N NFA 04/29/2005 1,243,212 250,000 993,212 107 MAXCOR FINANCIAL INC Y NFA 04/30/2005 33,265,674 250,000 33,015,674 108 MBF CLEARING CORP N NYME 04/30/2005 8,572,383 2,419,547 6,152,836 131,519,109 MBT TECHNOLOGIES LLC N NFA 04/30/2005 636,178 250,000 386,178 110 MCVEAN TRADING AND INVESTMENTS LLC N NFA 04/30/2005 6,392,578 1,622,313 4,770,265 338,162,111 MERRILL LYNCH PIERCE FENNER & SMITH Y CBOT 04/01/2005 (g) 504,766,430 (g) 5,758,525,112 MERRILL LYNCH PROFESSIONAL CLEARING CORY NFA 04/01/2005 813,180,576 39,185,652 773,994,924 524,366,

113 MID-CO COMMODITIES INC N NFA 04/30/2005 4,114,101 1,014,875 3,099,226 14,992,114 MITSUI BUSSAN COMMODITIES USA INC. N NFA 04/30/2005 681,532 250,000 431,532 115 MIZUHO SECURITIES USA INC Y CME 04/30/2005 127,250,095 11,711,830 115,538,265 291,751,116 MONEY GARDEN CORPORATION, THE N NFA 04/30/2005 3,220,363 250,000 2,970,363 117 MORGAN KEEGAN & COMPANY INC Y NFA 04/30/2005 303,057,265 11,860,839 291,196,426 118 MORGAN STANLEY & CO INCORPORATED Y CME 04/30/2005 3,029,521,412 689,426,956 2,340,094,456 2,866,940,119 MORGAN STANLEY DW INC Y CBOT 04/30/2005 1,333,155,469 86,656,764 1,246,498,705 1,061,084,120 NEUBERGER BERMAN LLC Y NFA 04/30/2005 271,538,996 16,912,308 254,626,688 17,713,121 NIKKO ALTERNATIVE ASSET MANAGEMENT INC.Y NFA 04/30/2005 16,242,200 250,000 15,992,200 122 NOMURA SECURITIES INTERNATIONAL INC Y CBOT 04/30/2005 564,763,470 6,656,072 558,107,398 2,751,123 OANDA CORPORATION N NFA 04/30/2005 16,997,791 250,000 16,747,791 124 OCONNOR & COMPANY LLC Y CBOT 04/30/2005 39,472,081 4,044,914 35,427,167 109,291,125 ODL SECURITIES INC N NFA 04/30/2005 387,598 250,000 137,598 126 OMEGA RESEARCH CORPORATION Y NFA 04/30/2005 896,455 250,000 646,455 127 OPEN E CRY LLC N NFA 04/30/2005 776,691 442,544 334,147 17,935,128 OPPENHEIMER & CO INC Y NFA 04/30/2005 197,172,085 21,811,675 175,360,410 14,690,129 PATTERSON CAPITAL MARKETS LTD N CBOT 04/30/2005 455,992 250,000 205,992 130 PAX CLEARING CORPORATION Y CME 04/28/2005 42,220,331 3,570,007 38,650,324 65,471,131 PENSON FINANCIAL FUTURES INC N NFA 04/30/2005 833,319 337,626 495,693 12,476,132 PEREGRINE FINANCIAL GROUP INC N NFA 04/30/2005 6,395,081 3,313,847 3,081,234 136,094,133 PIONEER FUTURES INC N NYME 04/30/2005 537,027 250,000 287,027 134 PIPER JAFFRAY CO. Y NFA 04/30/2005 300,804,981 11,222,249 289,582,732 135 PREFERRED TRADE INC Y NFA 04/30/2005 6,699,610 888,679 5,810,931 436,136 PRUDENTIAL FINANCIAL DERIVATIVES LLC N CBOT 04/30/2005 96,392,000 65,883,480 30,508,520 1,316,177,137 QUALIFIED LEVERAGE PROVIDERS INC. N NFA 04/30/2005 2,210,114 250,000 1,960,114 138 RAND FINANCIAL SERVICES INC N CME 04/30/2005 16,457,700 9,303,756 7,153,944 103,787,139 RAYMOND JAMES & ASSOCIATES INC Y NFA 04/29/2005 366,058,809 25,944,885 340,113,924 140 RBC CAPITAL MARKETS CORPORATION Y CME 04/30/2005 220,882,581 23,293,059 197,589,522 
SELECTED FCM FINANCIAL DATA AS OF 

April 30, 2005

FROM REPORTS FILED BY 

May 31, 2005

B/D? DSRO A/O Adjusted Net Capital Excess Customers' 

Futures Commission Merchant Date Net Capital Requirement Net Capital Seg Required 

4d(a)(2) 

(a) (b) (c) (d) (e) 

141 RBC DAIN RAUSCHER INC Y NFA 04/30/2005 306,228,880 35,063,654 271,165,226 142 REDSKY SECURITIES LLC Y NFA 04/30/2005 871,952 250,000 621,952 143 REFCO LLC N CME 04/30/2005 323,842,068 196,599,538 127,242,530 4,046,492,144 RJ OBRIEN ASSOCIATES INC N CME 04/29/2005 65,398,151 53,257,025 12,141,126 1,311,031,145 ROBBINS FUTURES INC N NFA 04/30/2005 447,846 250,000 197,846 6,106,146 ROBECO USA LLC Y NFA 04/29/2005 28,464,384 1,500,000 26,964,384 147 ROSENTHAL COLLINS GROUP LLC N CME 04/30/2005 37,659,414 10,062,360 27,597,054 382,275,148 ROSENTHAL GLOBAL SECURITIES LLC Y CBOT 04/30/2005 9,841,628 501,860 9,339,768 149 SAFEGUARD FINANCIAL HOLDINGS, LLC N NFA 04/30/2005 788 250,000 -249,212 150 SANFORD C BERNSTEIN & CO LLC Y NFA 04/30/2005 132,430,543 17,148,916 115,281,627 151 SENTINEL MANAGEMENT GROUP INC N NFA 04/30/2005 1,168,849 250,000 918,849 978,842,152 SHATKIN ARBOR INC N CBOT 04/30/2005 6,475,426 250,000 6,225,426 8,371,153 SHAY GRAIN CLEARING COMPANY N KCBT 04/30/2005 867,382 250,000 617,382 3,927,154 SHEPARD INTERNATIONAL INC N NFA 04/30/2005 1,599,426 250,000 1,349,426 155 SHERWOOD FUTURES GROUP LLC N NFA 04/30/2005 308,616 250,000 58,616 156 SMW TRADING COMPANY INC N CME 04/30/2005 8,167,629 264,602 7,903,027 9,712,157 SNC INVESTMENTS INC N NFA 04/30/2005 319,172 250,000 69,172 158 SOLID GOLD FINANCIAL SERVICES INC N NFA 04/30/2005 505,763 250,000 255,763 159 SPENCER FINANCIAL LLC N NFA 04/30/2005 333,738 250,000 83,738 160 STEPHENS INC Y NFA 04/29/2005 52,865,405 12,350,535 40,514,870 161 STERLING COMMODITIES CORP N NYME 04/30/2005 7,080,575 781,680 6,298,895 37,400,162 STILLPOINT WEALTH MANAGEMENT LLC Y NFA 05/31/2005 496,462 250,000 246,462 163 SWISS AMERICAN SECURITIES INC Y NFA 04/30/2005 86,582,147 6,018,131 80,564,016 164 TCA FUTURES LLC N NFA 04/30/2005 414,885 250,000 164,885 165 TENCO INC N CBOT 04/30/2005 24,038,730 3,124,699 20,914,031 72,680,166 TERRA NOVA TRADING LLC Y NFA 04/30/2005 5,330,847 1,197,352 4,133,495 167 TIMBER HILL LLC Y CME 04/30/2005 536,255,031 4,679,640 531,575,391 71,377,168 TOKYO-MITSUBISHI FUTURES USA INC N CME 04/30/2005 15,966,572 1,920,016 14,046,556 169 TOWER RESEARCH CAPITAL EUROPE LLC N NFA 04/30/2005 1,977,858 250,000 1,727,858 170 TRADELINK LLC Y CBOT 04/30/2005 31,955,942 250,000 31,705,942 171 TRADESTATION SECURITIES INC Y NFA 04/30/2005 26,652,562 1,774,101 24,878,461 172 TRADITION SECURITIES AND FUTURES INC N NFA 04/30/2005 394,834 250,000 144,834 173 TRANSMARKET GROUP LLC Y CBOT 04/30/2005 12,653,246 250,000 12,403,246 174 TRILAND USA INC N NYME 04/30/2005 25,198,398 5,650,000 19,548,398 86,240,175 UBS FINANCIAL SERVICES INC Y CBOT 04/30/2005 1,521,606,666 201,234,094 1,320,372,572 1,842,141,176 UBS SECURITIES LLC Y CBOT 04/30/2005 3,435,484,903 429,763,478 3,005,721,425 5,553,062,177 UFJ FUTURES LLC N CME 04/30/2005 15,296,937 1,314,709 13,982,228 178 UNITED CLEARING LLC N NFA 04/30/2005 1,147,917 250,000 897,917 179 VELOCITY FUTURES LP N NFA 04/30/2005 1,083,704 250,000 833,704 17,151,180 VIEWTRADE SECURITIES INC Y NFA 04/30/2005 883,021 694,000 189,021 181 VISION LIMITED PARTNERSHIP N NFA 04/30/2005 13,733,949 9,056,419 4,677,530 284,127,182 WACHOVIA CAPITAL MARKETS LLC Y NFA 04/30/2005 1,401,853,475 3,943,678 1,397,909,797 183 WACHOVIA SECURITIES FINANCIAL NETWORK LY NFA 04/30/2005 18,007,291 1,628,750 16,378,541 

184 WACHOVIA SECURITIES LLC Y NFA 04/30/2005 476,085,085 2,740,051 473,345,034 185 WALL STREET DERIVATIVES INC N NFA 04/30/2005 376,966 250,000 126,966 186 WHITE COMMERCIAL CORPORATION N NFA 04/30/2005 1,870,391 250,000 1,620,391 187 WORLDWIDE CLEARING N NFA 04/30/2005 728,366 250,000 478,366 
SELECTED FCM FINANCIAL DATA AS OF 

April 30, 2005

FROM REPORTS FILED BY 

May 31, 2005

B/D? DSRO A/O Adjusted Net Capital Excess Customers' 

Futures Commission Merchant Date Net Capital Requirement Net Capital Seg Required 

4d(a)(2) 

(a) (b) (c) (d) (e) 

188 XPRESSTRADE LLC N NFA 04/30/2005 4,300,363 250,000 4,050,363 189 YORK BUSINESS ASSOCIATES LLC N CBOT 04/30/2005 1,707,806 250,000 1,457,806 4,165,

Total 85,767,978,

March Web Page Update 190Additions 0DeletionsForeco Capital International LLC 1Name ChangeRedsky Securities LLC changed their name to Redsky Financial LLCApril Web Page Update 189(a): B/D? : A 'Y' means the FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer. (b): DSRO: Designated Self-Regulatory Organization. (c): A firm's net capital requirement is the greater of (1) $250,000; or(2) risk based capital requirement, the sum of 8% of total customer risk maintenance margin and 4% of total noncustomer risk maintenance margin; or(3) The amount of capital required by a registered futures association (currently NFA is the only such association);(4) for securities brokers and dealers, the amount of net capital required by Rule 15c3-1(a) of the Securities and Exchange Commission.(d): Excess net capital is adjusted net capital, less the firm's net capital requirement.
SELECTED FCM FINANCIAL DATA AS OF 

April 30, 2005

FROM REPORTS FILED BY 

May 31, 2005

B/D? DSRO A/O Adjusted Net Capital Excess Customers' 

Futures Commission Merchant Date Net Capital Requirement Net Capital Seg Required 

4d(a)(2) 

(a) (b) (c) (d) (e) 

(e): This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on a designated contract market or derivatives transaction execution facility. This is the sum of all accounts that contain a net liquidating equity.(f): This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of vthe United States. (g): This FCM/BD’s ultimate parent company is regulated by the SEC as a consolidated supervised entity. The firm has elected to compute its minimum capital requirement in accordance with the “Alternative Net Capital Requirement” as permitted by Appendix E to SEC Rule 15c3-1. As of April 2005, the firm had net capital in excess of its minimum capital requirements. In addition to the alternative minimum net capital requirements, the firm is required to hold tentative net capital in excess of $1 billion and net capital in excess of $500 million in accordance with the market and credit risk standards of Appendix E of Rule 15c3-1. The firm also is required to notify the Commission and SEC inthe event its tentative net capital is less than $5 billion. As of April 2005, the firm had tentative net capital and net capital in excess of both the minimumand notification requirements. Note: Any comments regarding information contained in this table may be brought to the attention of the CFTC's Division of Clearing and Intermediary Oversight via e-mail: fzimmerle@cftc.gov; s_williams@cftc.gov or sgreska@cftc.gov. 
SELECTED FCM FINANCIAL DATA AS OF 

April 30, 2005

FROM REPORTS FILED BY 

May 31, 2005

B/D? DSRO A/O Adjusted Net Capital Excess Customers' 

Futures Commission Merchant Date Net Capital Requirement Net Capital Seg Required 

4d(a)(2) 

(a) (b) (c) (d) (e)