SELECTED FCM FINANCIAL DATA AS OF 

November 30, 2004

FROM REPORTS FILED BY 

December 31, 2004

B/D? DSRO A/O Adjusted Net Capital Excess Customers

Futures Commission Merchant Date Net Capital Requirement Net Capital Seg Requir

4d(a)(2) 

(a) (b) (c) (d) (e) 

1 ABN AMRO INCORPORATED Y CBOT 11/30/2004 853,231,692 136,473,661 716,758,031 2,238,1162 ABN AMRO SAGE CORPORATION Y NFA 11/30/2004 91,968,972 250,000 91,718,972 10,8983 ADM INVESTOR SERVICES INC N CBOT 11/30/2004 83,632,951 29,235,286 54,397,665 769,1274 ADVANTAGE FUTURES LLC N CME 11/30/2004 9,460,668 2,540,359 6,920,309 84,0085 ADVEST INC Y NFA 11/30/2004 48,520,110 1,000,000 47,520,110 6 AG EDWARDS & SONS INC Y CBOT 11/30/2004 724,669,834 46,192,863 678,476,971 164,9367 AIG CLEARING CORPORATION N NYME 11/30/2004 182,747,319 25,112,768 157,634,551 8 ALARON TRADING CORPORATION N CME 11/30/2004 5,166,845 1,698,357 3,468,488 94,0089 ALCO COMMODITIES INC N NFA 11/30/2004 465,581 250,000 215,581 

10 AMERICAN MUTUAL HOLDING CORPORATION N NFA 11/30/2004 779,021 250,000 529,021 11 AMERICAN NATIONAL TRADING CORP N NFA 11/30/2004 1,407,294 518,574 888,720 25,50812 BACERA CORPORATION N NFA 11/30/2004 590,588 250,000 340,588 13 BANC OF AMERICA FUTURES INCORPORATED Y CME 11/30/2004 73,293,208 36,262,830 37,030,378 348,66714 BARCLAYS CAPITAL INC Y NYME 11/30/2004 627,769,757 193,861,881 433,907,876 2,456,74915 BATTERY ASSET MANAGEMENT LLC N NFA 11/30/2004 361,417 250,000 111,417 16 BEAR STEARNS & CO INC Y NFA 10/31/2004 2,121,487,238 73,226,224 2,048,261,014 17 BEAR STEARNS SECURITIES CORP Y CME 10/31/2004 3,904,243,177 1,118,841,426 2,785,401,751 2,719,15618 BIELFELDT & COMPANY LLC N CBOT 11/30/2004 390,891 250,000 140,891 19 BLAYLOCK AND PARTNERS LP Y NFA 11/30/2004 3,698,273 638,107 3,060,166 20 BNP PARIBAS BROKERAGE SERVICES INC Y CME 11/30/2004 38,650,537 27,365,941 11,284,596 155,41821 BNP PARIBAS COMMODITY FUTURES INC N NYME 11/30/2004 55,597,315 27,236,945 28,360,370 489,19222 BNP PARIBAS SECURITIES CORP Y CBOT 11/30/2004 204,408,359 727,228 203,681,131 23 C CZARNIKOW SUGAR FUTURES INC N NFA 11/30/2004 1,672,978 250,000 1,422,978 1,89624 CADENT FINANCIAL SERVICES LLC N CME 11/30/2004 2,956,774 901,702 2,055,072 18,42125 CAL FINANCIAL CORPORATION N NFA 11/30/2004 424,193 250,000 174,193 26 CALYON FINANCIAL INC Y CME 11/30/2004 316,766,571 257,779,279 58,987,292 4,551,36727 CANTOR FITZGERALD & CO Y CBOT 11/30/2004 115,261,843 1,957,671 113,304,172 1,01128 CAPITAL MARKET SERVICES LLC N NFA 11/30/2004 3,194,045 250,000 2,944,045 29 CARGILL INVESTOR SERVICES INC N CBOT 11/30/2004 92,043,975 77,281,335 14,762,640 1,346,21030 CDC SECURITIES INC. Y NFA 11/30/2004 75,053,432 250,000 74,803,432 31 CIBC WORLD MARKETS CORP Y CME 11/30/2004 596,385,688 68,870,137 527,515,551 32 CITIGROUP GLOBAL MARKETS INC Y CBOT 11/30/2004 4,340,734,359 678,442,204 3,662,292,155 7,405,56133 CLIFDEN FUTURES LLC N NFA 11/30/2004 708,265 403,990 304,275 7,63134 CLIFF LARSON COMPANY THE N NFA 11/30/2004 431,016 250,000 181,016 1,37635 CMC GROUP PLC N NFA 11/30/2004 1,087,084 250,000 837,084 36 COESfx CLEARING INC N NFA 11/30/2004 555,466 250,000 305,466 37 COMMERZ FUTURES LLC N CME 11/30/2004 18,246,449 250,000 17,996,449 38 COUNTRY HEDGING INC N NFA 11/30/2004 14,730,659 1,890,661 12,839,998 28,35239 CREDIT SUISSE FIRST BOSTON LLC Y CBOT 11/30/2004 2,759,027,038 181,523,014 2,577,504,024 1,929,98740 CRESSWELL CAPITAL LLC N NFA 11/30/2004 1,095,357 409,814 685,543 11,66641 CROSSLAND LLC N CBOT 11/30/2004 2,759,154 250,000 2,509,154 8,51742 CUNNINGHAM COMMODITIES INC N CBOT 11/30/2004 2,079,804 443,330 1,636,474 16,62643 DAIWA SECURITIES AMERICA INC Y CME 11/30/2004 177,632,804 2,515,699 175,117,105 45,70244 DAVID A NOYES & CO Y NFA 11/30/2004 2,124,845 555,500 1,569,345 45 DEUTSCHE BANK SECURITIES INC Y CBOT 11/30/2004 1,833,608,228 229,218,148 1,604,390,080 1,524,29246 DORMAN TRADING LLC N CME 11/30/2004 4,702,022 250,000 4,452,022 19,913
SELECTED FCM FINANCIAL DATA AS OF 

November 30, 2004

FROM REPORTS FILED BY 

December 31, 2004

B/D? DSRO A/O Adjusted Net Capital Excess Customers

Futures Commission Merchant Date Net Capital Requirement Net Capital Seg Requir

4d(a)(2) 

(a) (b) (c) (d) (e) 

47 DUNAVANT COMMODITY CORP N NYCE 11/30/2004 17,383,235 622,984 16,760,251 14,97248 EAGLE MARKET MAKERS INC N CBOT 11/30/2004 1,922,611 250,000 1,672,611 7,14749 ED &F MAN COMMODITY ADVISORS INC N NFA 11/30/2004 439,992 250,000 189,992 50 ELECTRONIC BROKERAGE SYSTEMS LLC Y NFA 11/30/2004 3,081,063 250,000 2,831,063 51 ENSKILDA FUTURES LIMITED N CME 11/30/2004 2,287,413 250,000 2,037,413 3,09052 FARR FINANCIAL INC N NFA 11/30/2004 1,405,198 488,661 916,537 24,99953 FC STONE LLC N CME 11/30/2004 20,781,304 8,971,886 11,809,418 396,55654 FCT GROUP LLC N CME 11/30/2004 9,816,317 320,781 9,495,536 5,79855 FIMAT USA INC Y CME 11/30/2004 267,745,134 201,861,947 65,883,187 4,399,25356 FIRST CAPITOL GROUP LLC N NFA 11/30/2004 3,489,592 1,806,062 1,683,530 52,48057 FORECO CAPITAL INTERNATIONAL LLC N NFA 11/30/2004 293,105 250,000 43,105 58 FOREX CAPITAL MARKETS LLC N NFA 11/30/2004 46,041,677 250,000 45,791,677 59 FORTIS CLEARING CHICAGO LLC N CBOT 11/30/2004 18,579,037 3,345,880 15,233,157 140,12960 FRIEDBERG MERCANTILE GROUP INC N NFA 11/30/2004 1,874,317 250,000 1,624,317 3,78861 FRONTIER FUTURES INC N NFA 11/30/2004 898,195 255,320 642,875 15,78962 FUTURES TECH LLC N NFA 11/30/2004 400,582 250,000 150,582 63 FX SOLUTIONS LLC N NFA 11/30/2004 2,412,544 250,000 2,162,544 64 FX TRADEBANK N NFA 11/30/2004 501,000 250,000 251,000 65 GAIN CAPITAL GROUP INC N NFA 11/30/2004 13,874,696 250,000 13,624,696 66 GARBAN FUTURES LLC N NFA 11/30/2004 5,168,368 250,000 4,918,368 67 GELBER GROUP LLC N CBOT 11/30/2004 25,164,391 337,006 24,827,385 29,17468 GFS SECURITIES & FUTURES INC N NFA 11/30/2004 1,156,366 250,000 906,366 69 GILDER GAGNON HOWE AND CO LLC Y NFA 11/30/2004 30,908,553 250,000 30,658,553 70 GLOBAL FUTURES & FOREX LTD Y NFA 11/30/2004 9,937,513 3,363,556 6,573,957 71 GLOBAL FUTURES LLC N NFA 11/30/2004 375,966 250,000 125,966 72 GOLDENBERG HEHMEYER & CO Y CBOT 11/30/2004 6,262,049 1,824,760 4,437,289 85,84673 GOLDMAN SACHS & CO Y CBOT 10/29/2004 4,916,007,664 1,060,071,172 3,855,936,492 8,824,14074 GOLDMANY FINANCE INC N NFA 11/30/2004 272,770 250,000 22,770 75 GREENWICH CAPITAL MARKETS INC Y CBOT 11/30/2004 543,069,000 35,147,317 507,921,683 362,72476 HAGERTY GRAIN CO INC N CBOT 11/30/2004 1,721,198 250,000 1,471,198 7,58277 HORNBLOWER FISCHER & CO Y NFA 11/30/2004 569,655 250,000 319,655 2,00478 HOTSPOT FX INC N NFA 11/30/2004 3,289,509 250,000 3,039,509 79 HSBC SECURITIES USA INC Y CME 11/30/2004 588,700,860 40,060,936 548,639,924 611,67280 IFSCL USA INC N NFA 11/30/2004 821,262 250,000 571,262 66181 IFX MARKETS INC N NFA 11/30/2004 453,400 250,000 203,400 82 IG FINANCIAL MARKETS INC. N NFA 11/30/2004 375,000 250,000 125,000 83 INTEGRATED BROKERAGE SERVICES INC N NFA 11/30/2004 1,177,857 250,000 927,857 2,03884 INTERACTIVE BROKERS LLC Y NFA 11/30/2004 121,081,334 8,250,569 112,830,765 60,21085 INTERNATIONAL COMMODITY CLEARING N NFA 11/30/2004 1,311,477 250,000 1,061,477 12,59286 INVESTEC (US) INCORPORATED Y NFA 11/26/2004 19,731,095 250,000 19,481,095 87 IOWA GRAIN CO N CBOT 11/30/2004 10,683,459 4,213,481 6,469,978 114,44488 ITAU SECURITIES INC Y NFA 11/30/2004 2,600,544 250,000 2,350,544 89 JP MORGAN FUTURES INC N NYME 11/30/2004 886,008,975 434,693,044 451,315,931 6,514,25090 JULIUS BAER SECURITIES INC Y NFA 11/30/2004 10,717,385 4,339,914 6,377,471 91 KJW LLC N NFA 11/30/2004 889,244 250,000 639,244 92 KOTTKE ASSOCIATES LLC N CBOT 11/30/2004 8,849,669 250,000 8,599,669 21,23693 LADENBURG THALMANN & CO INC Y NFA 11/30/2004 1,856,431 250,000 1,606,431 
SELECTED FCM FINANCIAL DATA AS OF 

November 30, 2004

FROM REPORTS FILED BY 

December 31, 2004

B/D? DSRO A/O Adjusted Net Capital Excess Customers

Futures Commission Merchant Date Net Capital Requirement Net Capital Seg Requir

4d(a)(2) 

(a) (b) (c) (d) (e) 

94 LBS LIMITED PARTNERSHIP N CBOT 11/30/2004 718,853 250,000 468,853 95 LEADER INVESTMENTS INC Y NFA 11/30/2004 501,397 250,000 251,397 96 LEGG MASON WOOD WALKER INC Y NYME 11/30/2004 374,932,110 26,514,313 348,417,797 97 LEHMAN BROTHERS INC Y CBOT 11/30/2004 2,443,449,000 196,246,360 2,247,202,640 2,616,45198 LINN GROUP ( THE ) N NFA 11/30/2004 353,418 250,000 103,418 99 LINSCO/PRIVATE LEDGER CORP Y NFA 11/30/2004 100,637,889 4,580,455 96,057,434 

100 LOEB PARTNERS CORPORATION Y NFA 11/30/2004 28,886,168 250,000 28,636,168 101 MAN FINANCIAL INC N CME 11/30/2004 281,535,563 222,846,940 58,688,623 4,223,470102 MARQUETTE ELECTRONIC BROKERAGE LLC N NFA 11/30/2004 1,898,929 250,000 1,648,929 103 MAXCOR FINANCIAL INC Y NFA 11/30/2004 35,834,431 250,000 35,584,431 104 MBF CLEARING CORP N NYME 11/30/2004 8,697,339 1,550,875 7,146,464 108,134105 MBT TECHNOLOGIES LLC N NFA 11/30/2004 668,288 250,000 418,288 106 MCVEAN TRADING AND INVESTMENTS LLC N NFA 11/30/2004 9,733,699 1,771,465 7,962,234 286,843107 MERRILL LYNCH PIERCE FENNER & SMITH Y CBOT 11/26/2004 2,363,376,722 395,957,707 1,967,419,015 5,955,704108 MERRILL LYNCH PROFESSIONAL CLEARING CORP Y NFA 11/26/2004 602,338,678 41,133,545 561,205,133 564,441109 MID-CO COMMODITIES INC N NFA 11/30/2004 3,836,942 575,085 3,261,857 10,875110 MITSUI & CO INVESTMENT PRODUTS CORP N NFA 11/30/2004 673,411 250,000 423,411 111 MIZUHO SECURITIES USA INC Y CME 11/30/2004 132,341,224 13,083,257 119,257,967 276,079112 MONEY GARDEN CORP N NFA 11/30/2004 3,369,256 250,000 3,119,256 113 MORGAN KEEGAN & COMPANY INC Y NFA 11/30/2004 274,075,973 12,284,374 261,791,599 114 MORGAN STANLEY & CO INCORPORATED Y CME 11/30/2004 3,295,093,571 814,287,231 2,480,806,340 2,883,361115 MORGAN STANLEY DW INC Y CBOT 11/30/2004 1,129,792,078 92,063,892 1,037,728,186 1,096,169116 NEUBERGER BERMAN LLC Y NFA 11/30/2004 230,553,710 18,695,609 211,858,101 26,014117 NIKKO SECURITIES CO INTERNATIONAL INC Y NFA 11/30/2004 16,591,145 250,000 16,341,145 118 NOMURA SECURITIES INTERNATIONAL INC Y CBOT 11/30/2004 597,313,001 10,444,755 586,868,246 5,677119 OANDA CORPORATION N NFA 11/30/2004 12,136,926 250,000 11,886,926 120 OCONNOR & COMPANY LLC Y CBOT 11/30/2004 42,818,726 3,215,087 39,603,639 114,379121 OMEGA RESEARCH CORPORATION Y NFA 11/30/2004 915,189 5,000 910,189 122 OPEN E CRY LLC N NFA 11/30/2004 732,510 253,553 478,957 13,153123 OPPENHEIMER & CO INC Y NFA 11/30/2004 200,257,000 20,289,183 179,967,817 15,248124 PATTERSON CAPITAL MARKETS LTD N CBOT 11/30/2004 741,929 250,000 491,929 125 PAX CLEARING CORPORATION Y CME 11/30/2004 54,628,684 5,081,451 49,547,233 66,314126 PENSON FINANCIAL FUTURES INC N NFA 11/30/2004 508,632 250,000 258,632 6,962127 PEREGRINE FINANCIAL GROUP INC N NFA 11/30/2004 9,522,825 3,393,601 6,129,224 132,081128 PERSHING LLC Y NFA 11/30/2004 979,194,000 173,305,420 805,888,580 129 PIONEER FUTURES INC N NYME 11/30/2004 7,170,962 250,000 6,920,962 132130 PIPER JAFFRAY CO. Y NFA 11/30/2004 285,291,786 11,804,048 273,487,738 131 PREFERRED TRADE INC Y NFA 11/30/2004 7,974,766 1,139,465 6,835,301 551132 PRUDENTIAL FINANCIAL DERIVATIVES LLC N CBOT 11/30/2004 100,077,000 68,887,840 31,189,160 1,548,066133 QIX FUTURES INC N NFA 11/30/2004 657,863 250,000 407,863 134 QUALIFIED LEVERAGE PROVIDERS INC. N NFA 11/30/2004 4,156,941 250,000 3,906,941 135 RAND FINANCIAL SERVICES INC N CME 11/30/2004 15,947,700 7,711,664 8,236,036 101,264136 RAYMOND JAMES & ASSOCIATES INC Y NFA 11/26/2004 334,640,249 26,285,965 308,354,284 137 RBC CAPITAL MARKETS CORPORATION Y CME 11/30/2004 210,475,029 53,394,561 157,080,468 138 RBC DAIN RAUSCHER INC Y NFA 11/30/2004 267,835,676 32,533,052 235,302,624 139 REDSKY SECURITIES LLC Y NFA 11/30/2004 1,123,251 250,000 873,251 140 REFCO LLC N CME 11/30/2004 301,650,906 147,340,410 154,310,496 3,848,616
SELECTED FCM FINANCIAL DATA AS OF 

November 30, 2004

FROM REPORTS FILED BY 

December 31, 2004

B/D? DSRO A/O Adjusted Net Capital Excess Customers

Futures Commission Merchant Date Net Capital Requirement Net Capital Seg Requir

4d(a)(2) 

(a) (b) (c) (d) (e) 

141 RESOURCE TRADING & BROKERAGE LLC N NFA 12/15/2004 133,627 250,000 -116,373 596142 RJ OBRIEN ASSOCIATES INC N CME 11/30/2004 53,957,862 43,000,926 10,956,936 1,101,017143 ROBBINS FUTURES INC N NFA 11/30/2004 449,412 250,000 199,412 6,860144 ROBECO USA LLC Y NFA 11/26/2004 51,081,261 1,500,000 49,581,261 145 ROSENTHAL COLLINS GROUP LLC N CME 11/30/2004 33,479,484 9,144,413 24,335,071 389,101146 ROSENTHAL GLOBAL SECURITIES LLC Y CBOT 11/30/2004 11,488,470 982,607 10,505,863 147 SAFEGUARD FINANCIAL HOLDINGS, LLC N NFA 10/31/2004 497,606 250,000 247,606 148 SANFORD C BERNSTEIN & CO LLC Y NFA 11/30/2004 146,514,911 19,700,560 126,814,351 149 SENTINEL MANAGEMENT GROUP INC N NFA 11/30/2004 1,614,093 250,000 1,364,093 889,757150 SHATKIN ARBOR KARLOV & CO N CBOT 11/30/2004 5,648,575 250,000 5,398,575 12,137151 SHAY GRAIN CLEARING COMPANY N KCBT 11/30/2004 885,047 250,000 635,047 2,573152 SHEPARD INTERNATIONAL INC N NFA 11/30/2004 1,989,306 250,000 1,739,306 153 SHERWOOD FUTURES GROUP LLC N NFA 11/30/2004 561,743 250,000 311,743 1,312154 SMW TRADING COMPANY INC N CME 11/30/2004 7,024,981 313,961 6,711,020 11,700155 SNC INVESTMENTS INC N NFA 12/01/2004 269,202 250,000 19,202 156 SOLID GOLD FINANCIAL SERVICES INC N NFA 11/30/2004 329,842 250,000 79,842 157 SPEAR LEEDS & KELLOG Y CME 10/29/2004 1,074,111,572 41,399,832 1,032,711,740 513,862158 SPENCER FINANCIAL LLC N NFA 11/30/2004 251,099 250,000 1,099 159 STEPHENS INC Y NFA 11/26/2004 63,133,412 13,384,522 49,748,890 160 STERLING COMMODITIES CORP N NYME 11/30/2004 7,049,569 281,980 6,767,589 30,865161 STILLPOINT WEALTH MANAGEMENT LLC Y NFA 11/30/2004 352,197 250,000 102,197 162 SWISS AMERICAN SECURITIES INC Y NFA 11/30/2004 83,913,703 4,090,361 79,823,342 163 TCA FUTURES LLC N NFA 11/30/2004 386,866 250,000 136,866 164 TENCO INC N CBOT 11/30/2004 26,089,572 2,418,483 23,671,089 85,686165 TERRA NOVA TRADING LLC Y NFA 11/30/2004 8,327,091 1,538,762 6,788,329 166 TIMBER HILL LLC Y CME 11/30/2004 459,038,650 3,971,173 455,067,477 44,314167 TOKYO-MITSUBISHI FUTURES USA INC N CME 11/30/2004 14,879,098 1,058,457 13,820,641 766168 TOWER RESEARCH CAPITAL EUROPE LLC N NFA 11/30/2004 1,298,983 250,000 1,048,983 169 TRADELINK LLC Y CBOT 11/30/2004 36,897,151 1,068,952 35,828,199 170 TRADESTATION SECURITIES INC Y NFA 11/30/2004 12,756,207 1,603,848 11,152,359 171 TRADITION SECURITIES AND FUTURES INC N NFA 11/30/2004 382,534 250,000 132,534 172 TRANSMARKET GROUP LLC Y CBOT 11/30/2004 12,532,006 250,000 12,282,006 173 TRILAND USA INC N NYME 11/30/2004 21,460,181 5,074,063 16,386,118 76,637174 UBS FINANCIAL SERVICES INC Y CBOT 11/30/2004 1,535,716,868 202,688,875 1,333,027,993 2,142,520175 UBS SECURITIES LLC Y CBOT 11/30/2004 3,520,094,537 372,354,315 3,147,740,222 5,462,798176 UFJ FUTURES LLC N CME 11/30/2004 18,884,158 1,592,853 17,291,305 177 UNIVERSAL FINANCIAL HOLDING CORP N NFA 11/30/2004 556,156 250,000 306,156 6,013178 VELOCITY FUTURES LP N NFA 11/30/2004 2,094,344 250,000 1,844,344 15,807179 VIEWTRADE SECURITIES INC Y NFA 11/30/2004 856,851 428,000 428,851 180 VISION LIMITED PARTNERSHIP N NFA 11/30/2004 14,348,525 7,282,763 7,065,762 234,319181 WACHOVIA CAPITAL MARKETS LLC Y NFA 11/30/2004 336,996,303 7,873,792 329,122,511 182 WACHOVIA SECURITIES FINANCIAL NETWORK LL Y NFA 11/30/2004 17,448,166 1,190,247 16,257,919 183 WACHOVIA SECURITIES LLC Y NFA 11/30/2004 222,230,000 6,458,300 215,771,700 184 WALL STREET DERIVATIVES INC N NFA 11/30/2004 434,884 250,000 184,884 185 WHITE COMMERCIAL CORPORATION N NFA 11/30/2004 2,013,629 250,000 1,763,629 186 WORLDWIDE CLEARING N NFA 11/30/2004 500,328 250,000 250,328 187 XPRESSTRADE LLC N NFA 11/30/2004 4,054,523 250,000 3,804,523 
SELECTED FCM FINANCIAL DATA AS OF 

November 30, 2004

FROM REPORTS FILED BY 

December 31, 2004

B/D? DSRO A/O Adjusted Net Capital Excess Customers

Futures Commission Merchant Date Net Capital Requirement Net Capital Seg Requir

4d(a)(2) 

(a) (b) (c) (d) (e) 

188 YORK BUSINESS ASSOCIATES LLC N CBOT 11/30/2004 1,199,692 250,000 949,692 1,984

Total 49,600,086,724 83,117,537October Web Page Update 188AdditionsForeco Capital International LLC 1

DeletionsLawrence Bonfitto Trading Company 1Name ChangeFX Trading LLC changed their name to FX TradeBan

IG FX Inc changed their name to IG Financial Markets In

November Web Page Update 188(a): B/D? : A 'Y' means the FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer. (b): DSRO: Designated Self-Regulatory Organization(c): A firm's net capital requirement is the greater of (1) $250,000; or(2) risk based capital requirement, the sum of 8% of total customer risk maintenance margin and 4% of total noncustomer risk maintenance margin; or(3) The amount of capital required by a registered futures association (currently NFA is the only such association);(4) for securities brokers and dealers, the amount of net capital required by Rule 15c3-1(a) of the Securities and Exchange Commission.(d): Excess net capital is adjusted net capital, less the firm's net capital requirement.(e): This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on a designated contract market or derivatives transaction execution facility. This is the sum of all accounts that contain a net liquidating equity.
SELECTED FCM FINANCIAL DATA AS OF 

November 30, 2004

FROM REPORTS FILED BY 

December 31, 2004

B/D? DSRO A/O Adjusted Net Capital Excess Customers

Futures Commission Merchant Date Net Capital Requirement Net Capital Seg Requir

4d(a)(2) 

(a) (b) (c) (d) (e) 

(f): This represents the amount of funds an FCM is required to set aside for customers who trade on commodiexchanges located outside of vthe United States. Note: Any comments regarding information contained in this table may be brought to the attention of the CFTC's Division of Clearing and Intermediary Oversight via e-mail: fzimmerle@cftc.gov; s_williams@cftc.gov or sgreska@cftc.gov.