SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

January 31, 2003

1 of 5

B/D? DSRO A/O Adjusted Net Capital Risk Based Excess Customers' Customer 

Futures Commission Merchant Date Net Capital Requirement Requirement Net Capital Seg Required Amount 

(4% of Seg, SEC Capital 4d(2) Pt. 30 Required 

(a) (b) or $250,000) (c) (d) (e) (f)

1 ABN AMRO INCORPORATED Y CBOT 12/31/2002 1,241,188,187 111,813,802 81,323,501 1,129,374,385 1,336,516,596 71,303,874

2 ABN AMRO SAGE CORPORATION Y NFA 12/31/2002 52,894,301 3,420,008 3,420,008 49,474,293 55,112,636 0

3 ADM INVESTOR SERVICES INC N CBOT 12/31/2002 65,834,961 15,172,011 17,788,713 48,046,248 404,487,660 9,297,535

4 ADVEST INC Y NFA 12/31/2002 48,091,217 1,000,000 0 47,091,217 0 0

5 AG EDWARDS & SONS INC Y CBOT 12/31/2002 593,912,006 40,846,469 2,527,316 553,065,537 63,428,076 43,239

6 AGE COMMODITY CLEARING CORP N CBOT 12/31/2002 12,815,118 1,392,057 2,427,560 10,387,558 43,754,115 0

7 AIG CLEARING CORPORATION N NYME 12/31/2002 120,887,102 250,000 6,220,900 114,666,202 0 0

8 ALARON TRADING CORPORATION N CME 12/31/2002 3,750,830 1,906,815 927,522 1,844,015 52,840,275 176,292

9 ALCO COMMODITIES INC N NFA 12/31/2002 488,986 250,000 0 238,986 0 0

10 AMERICAN NATIONAL TRADING CORP N NFA 12/31/2002 1,022,170 459,044 291,754 563,126 14,372,512 272

11 BANC OF AMERICA FUTURES INCORPORATED Y CME 12/31/2002 64,073,173 8,367,272 24,360,943 39,712,230 209,092,914 88,892

12 BANC ONE CAPITAL MARKETS INC Y CBOT 12/31/2002 342,228,491 4,839,618 12,170,137 330,058,354 246,642,292 7,761,329

13 BARCLAYS CAPITAL INC Y CBOT 12/31/2002 333,418,499 45,052,723 77,485,561 255,932,938 1,113,854,002 52,035,649

14 BEAR STEARNS & CO INC Y CBOT 12/31/2002 1,554,856,663 52,784,864 0 1,502,071,799 0 0

15 BEAR STEARNS SECURITIES CORP Y CME 12/31/2002 2,409,540,311 714,525,721 85,996,334 1,695,014,590 1,456,243,333 168,136,652

16 BIELFELDT & COMPANY LLC N CBOT 12/31/2002 414,518 250,000 0 164,518 0 0

17 BNP PARIBAS BROKERAGE SERVICES INC Y CME 12/31/2002 26,064,003 4,120,701 9,265,191 16,798,812 103,017,526 0

18 BNP PARIBAS COMMODITY FUTURES INC N NYME 12/31/2002 49,627,867 10,799,538 17,209,238 32,418,629 301,474,737 12,742,895

19 BNP PARIBAS SECURITIES CORP Y CBOT 12/31/2002 392,151,364 250,000 0 391,901,364 0 0

20 BNY CLEARING SERVICES LLC Y NFA 12/31/2002 91,425,688 14,109,260 0 77,316,428 0 0

21 BOSTON CABOT LLC Y NFA 12/31/2002 571,714 250,000 0 321,714 0 0

22 C CZARNIKOW SUGAR FUTURES INC N NFA 12/31/2002 1,425,341 250,000 0 1,175,341 1,537,082 0

23 CANTOR FITZGERALD & CO Y CBOT 11/30/2002 35,231,866 1,715,972 51 33,515,894 209,379 0

24 CAPITAL MARKET SERVICES LLC N NFA 12/31/2002 614,135 250,000 0 364,135 0 0

25 CARGILL INVESTOR SERVICES INC N CBOT 12/31/2002 73,944,795 42,689,621 58,381,927 15,562,868 1,050,882,649 81,756,417

26 CARR FUTURES INC Y CME 12/31/2002 197,257,300 91,747,518 129,401,021 67,856,279 2,317,237,585 1,325,933,579

27 CDC SECURITIES Y NFA 12/31/2002 76,748,816 250,000 0 76,498,816 0 0

28 CIBC WORLD MARKETS CORP Y NYME 12/31/2002 829,613,040 41,234,226 7,079,336 788,378,814 5,323,766 0

29 CLIFDEN FUTURES LLC N NFA 12/31/2002 544,459 250,000 0 294,459 3,398,494 0

30 CLIFF LARSON COMPANY THE N NFA 12/31/2002 342,309 250,000 0 92,309 0 0

31 CMC GROUP PLC N NFA 12/31/2002 23,040,107 250,000 0 22,790,107 0 0

32 COES FX CLEARING INC N NFA 12/31/2002 462,364 250,000 0 212,364 0 0

33 COMMERZ FUTURES LLC Y CME 12/31/2002 8,114,177 1,946,980 3,704,594 4,409,583 67,697,513 2,624,041

34 COUNTRY HEDGING INC N NFA 12/31/2002 7,458,623 895,735 2,428,158 5,030,465 28,963,099 112,982

35 CREDIT LYONNAIS ROUSE USA LIMITED N NYME 12/31/2002 22,912,972 3,050,029 18,713,779 4,199,193 102,388,112 931,772

36 CREDIT SUISSE FIRST BOSTON CORPORATION Y CBOT 12/31/2002 2,994,205,780 79,107,376 75,955,027 2,915,098,404 1,181,956,895 310,627,704

37 CROSSLAND LLC N CBOT 12/31/2002 3,473,073 250,000 76,621 3,223,073 6,270,157 0

38 CUNNINGHAM COMMODITIES INC N CBOT 12/31/2002 1,848,467 250,000 95,238 1,598,467 5,769,894 92,998

39 DAIWA SECURITIES AMERICA INC Y CME 12/31/2002 182,849,474 4,191,685 6,154,467 176,695,007 101,670,071 3,089,580

40 DAVID A NOYES & CO Y NFA 12/31/2002 1,313,426 250,000 0 1,063,426 0 0

41 DEUTSCHE BANK SECURITIES INC Y CBOT 12/31/2002 1,051,479,056 157,183,254 112,200,120 894,295,802 934,267,928 192,271,981

42 DIRECT TRADING GROUP LLC N NFA 12/31/2002 1,534,588 250,000 36,785 1,284,588 4,448,337 0

43 DONALDSON LUFKIN & JENRETTE SEC CORP Y CBOT 12/31/2002 1,193,784,000 93,136,020 0 1,100,647,980 0 0

44 DORMAN TRADING LLC N CME 12/31/2002 5,505,960 559,468 152,971 4,946,492 14,010,483 0

45 DUNAVANT COMMODITY CORP N NYCE 12/31/2002 19,819,323 1,038,479 46,437 18,780,844 30,136,249 0

46 EAGLE MARKET MAKERS INC N CBOT 12/31/2002 1,904,605 250,000 33,084 1,654,605 1,705,857 87,861

47 ED &F MAN COMMODITY ADVISORS INC N NFA 12/31/2002 384,405 250,000 0 134,405 0 0
SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

January 31, 2003

2 of 5

B/D? DSRO A/O Adjusted Net Capital Risk Based Excess Customers' Customer 

Futures Commission Merchant Date Net Capital Requirement Requirement Net Capital Seg Required Amount 

(4% of Seg, SEC Capital 4d(2) Pt. 30 Required 

(a) (b) or $250,000) (c) (d) (e) (f)

48 EM COMBS & SON N CBOT 12/31/2002 1,946,962 250,000 25,218 1,696,962 2,568,277 0

49 FAHNESTOCK & CO INC Y NFA 12/31/2002 156,105,078 8,795,499 0 147,309,579 653,656 0

50 FARR FINANCIAL INC N NFA 12/31/2002 909,729 525,991 262,683 383,738 13,455,534 47,708

51 FC STONE LLC N CME 12/31/2002 17,010,952 8,080,154 8,799,003 8,211,949 242,927,581 908,063

52 FCT GROUP LLC N CME 12/31/2002 3,654,619 250,000 268,324 3,386,295 4,434,206 0

53 FIMAT USA INC Y CME 12/31/2002 192,018,250 62,755,282 106,446,119 85,572,131 2,085,847,247 395,047,445

54 FIRST CAPITOL GROUP LLC N NFA 12/31/2002 1,600,296 787,643 526,147 812,653 23,023,108 9,994

55 FIRST OPTIONS OF CHICAGO INC Y CME 12/27/2002 228,829,898 12,833,240 25,807,375 203,022,523 580,145,460 16,545,006

56 FOREX CAPITAL MARKETS LLC N NFA 12/31/2002 5,754,313 250,000 0 5,504,313 0 0

57 FORTIS CLEARING CHICAGO LLC N CBOT 12/31/2002 6,104,815 1,454,682 316,919 4,650,133 35,161,965 1,259,396

58 FRIEDBERG MERCANTILE GROUP INC Y NFA 12/31/2002 1,568,165 250,000 61,863 1,318,165 5,976,598 0

59 FRONTIER FUTURES INC N NFA 12/31/2002 1,001,282 390,531 387,867 610,751 12,602,505 0

60 FUTURES TECH LLC N NFA 12/31/2002 402,391 250,000 0 152,391 0 0

61 FX SOLUTIONS LLC N NFA 12/31/2002 927,632 250,000 0 677,632 0 0

62 G7 CAPITAL MARKETS LP N NFA 12/31/2002 164,330 250,000 0 -85,670 0 0

63 GAIN CAPITAL N NFA 12/31/2002 2,359,533 250,000 0 2,109,533 0 0

64 GELBER GROUP LLC N CBOT 12/31/2002 10,702,158 609,515 80,897 10,092,643 15,721,459 81,945

65 GFS SECURITIES & FUTURES INC N NFA 12/31/2002 256,464 250,000 0 6,464 0 0

66 GILDER GAGNON HOWE AND CO LLC Y NFA 12/31/2002 20,788,739 250,000 0 20,538,739 0 0

67 GLOBAL FUTURES & FOREX LTD N NFA 12/31/2002 3,729,715 250,000 0 3,479,715 0 0

68 GNI INCORPORATED N CBOT 12/31/2002 12,650,737 4,783,381 4,675,464 7,867,356 110,680,189 9,800,738

69 GOLDENBERG HEHMEYER & CO Y CBOT 12/31/2002 13,343,016 1,460,820 1,193,922 11,882,196 46,279,010 3,036,911

70 GOLDMAN SACHS & CO Y CBOT 12/27/2002 4,126,067,647 645,508,095 397,122,012 3,480,559,552 6,013,498,278 3,228,658,136

71 GREENWICH CAPITAL MARKETS INC Y CBOT 12/31/2002 800,701,000 13,345,000 15,195,320 785,505,680 150,265,000 6,189,000

72 HAGERTY GRAIN CO INC N CBOT 12/31/2002 1,670,330 250,000 110,880 1,420,330 5,035,523 0

73 HORNBLOWER FISCHER & CO Y NFA 12/31/2002 2,012,824 303,464 137,597 1,709,360 5,406,622 0

74 HOTSPOT FX INC N NFA 12/31/2002 3,684,986 250,000 0 3,434,986 0 0

75 HSBC SECURITIES USA INC Y CME 12/31/2002 324,647,551 9,347,240 24,811,374 299,836,177 231,868,314 29,241,414

76 INTEGRATED BROKERAGE SERVICES INC N NFA 12/31/2002 1,049,694 250,000 0 799,694 846,619 0

77 INTERACTIVE BROKERS LLC Y NFA 12/31/2002 78,425,767 1,762,236 531,664 76,663,531 6,459,302 1,941,527

78 INVESTEC ERNST & COMPANY Y NFA 12/31/2002 32,990,574 1,500,000 0 31,490,574 0 0

79 IOWA GRAIN CO N CBOT 12/30/2002 8,033,126 3,472,378 3,102,370 4,560,748 90,700,198 7,746

80 JP MORGAN FUTURES INC N NYME 12/31/2002 430,595,572 174,588,443 280,703,741 149,891,831 4,319,530,472 613,372,191

81 JULIUS BAER SECURITIES INC Y NFA 12/31/2002 15,322,371 1,031,589 0 14,290,782 0 0

82 KOTTKE ASSOCIATES LLC N CBOT 12/31/2002 10,413,917 384,613 146,469 10,029,304 13,230,035 3,573

83 LADENBURG THALMANN & CO INC Y NFA 12/31/2002 4,197,420 1,000,000 0 3,197,420 0 0

84 LAWRENCE-BONFITTO TRADING COMPANY N CBOT 12/31/2002 2,581,103 250,000 31,643 2,331,103 4,850,983 0

85 LBS LIMITED PARTNERSHIP N CBOT 12/31/2002 458,235 250,000 0 208,235 0 0

86 LEADER INVESTMENTS INC Y NFA 12/31/2002 708,929 250,000 0 458,929 0 0

87 LEGG MASON WOOD WALKER INC Y NFA 12/31/2002 326,313,826 19,019,412 0 307,294,414 0 0

88 LEHMAN BROTHERS INC Y CBOT 12/31/2002 1,602,004,000 150,806,880 144,821,360 1,451,197,120 1,576,832,000 15,700,000

89 LINN GROUP ( THE ) N NFA 12/31/2002 510,445 250,000 0 260,445 0 0

90 LINSCO/PRIVATE LEDGER CORP Y NFA 12/31/2002 87,250,206 3,403,509 0 83,846,697 0 0

91 LOEB PARTNERS CORPORATION Y NFA 12/31/2002 25,837,524 250,000 0 25,587,524 0 0

92 MAN FINANCIAL INC Y CME 12/31/2002 178,850,871 94,467,253 109,644,551 69,206,320 2,286,722,914 443,596,299

93 MARQUETTE ELECTRONIC BROKERAGE LLC N NFA 12/31/2002 3,119,634 250,000 0 2,869,634 0 0

94 MAXCOR FINANCIAL INC Y NFA 12/31/2002 23,848,921 250,000 0 23,598,921 0 0
SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

January 31, 2003

3 of 5

B/D? DSRO A/O Adjusted Net Capital Risk Based Excess Customers' Customer 

Futures Commission Merchant Date Net Capital Requirement Requirement Net Capital Seg Required Amount 

(4% of Seg, SEC Capital 4d(2) Pt. 30 Required 

(a) (b) or $250,000) (c) (d) (e) (f)

95 MBF CLEARING CORP N NYME 12/31/2002 6,107,705 2,389,231 691,665 3,718,474 59,733,264 928,998

96 MCVEAN TRADING AND INVESTMENTS LLC N NFA 12/31/2002 8,341,319 5,077,713 678,971 3,263,606 128,519,307 0

97 MERRILL LYNCH PIERCE FENNER & SMITH Y CBOT 11/29/2002 2,560,327,932 335,189,202 201,917,787 2,225,138,730 4,694,711,967 343,927,482

98 MERRILL LYNCH PROFESSIONAL CLEARING CORP Y NFA 11/29/2002 946,006,544 20,699,026 43,299,393 902,707,151 564,414,445 0

99 MID-CO COMMODITIES INC N NFA 12/31/2002 3,469,814 439,097 710,035 2,759,779 11,909,123 0

100 MITSUI & CO INVESTMENT PRODUTS CORP N NFA 12/31/2002 2,348,234 250,000 20,873 2,098,234 908,925 0

101 MIZUHO SECURITIES USA INC Y CME 12/31/2002 186,360,796 13,093,035 17,889,467 168,471,329 304,305,944 54,471,555

102 MONEY GARDEN CORP N NFA 12/31/2002 3,343,175 250,000 0 3,093,175 0 0

103 MORGAN KEEGAN & COMPANY INC Y NFA 12/31/2002 171,195,219 9,111,498 0 162,083,721 0 0

104 MORGAN STANLEY & CO INCORPORATED Y CME 12/31/2002 5,265,988,293 525,823,256 161,710,118 4,740,165,037 2,733,235,255 904,733,917

105 MORGAN STANLEY DW INC Y CBOT 12/31/2002 1,310,192,426 97,782,265 2,883,968 1,212,410,161 606,892,820 1,026,493,436

106 NATIONAL COMMODITIES CORPORATION INC N NFA 12/31/2002 1,620,323 250,000 112,303 1,370,323 13,821,199 0

107 NEUBERGER BERMAN LLC Y NFA 12/31/2002 250,135,041 18,526,722 703,838 231,608,319 16,696,095 0

108 NEXUS TRADING LLC N NFA 11/30/2002 264,613 250,000 0 14,613 0 0

109 NIKKO SECURITIES CO INTERNATIONAL INC Y NFA 12/31/2002 8,483,683 250,000 0 8,233,683 0 0

110 NOMURA SECURITIES INTERNATIONAL INC Y CBOT 12/31/2002 465,969,599 9,334,321 510,893 456,635,278 7,290,972 0

111 OCONNOR & COMPANY LLC Y CBOT 12/31/2002 36,511,739 2,143,899 1,354,389 34,367,840 56,263,213 0

112 PACIFIC CAPITAL MARKETS N NFA 12/31/2002 252,074 250,000 0 2,074 0 0

113 PACKERS TRADING CO INC N NFA 12/31/2002 5,182,122 250,000 896 4,932,122 35,582 0

114 PATTERSON CAPITAL MARKETS LTD N CBOT 12/31/2002 471,325 250,000 0 221,325 0 0

115 PAX CLEARING CORPORATION Y CME 12/31/2002 42,214,916 1,503,157 1,304,767 40,711,759 38,855,476 0

116 PENSON FINANCIAL FUTURES INC N NFA 12/31/2002 483,505 250,000 3,948 233,505 227,163 0

117 PEREGRINE FINANCIAL GROUP INC N NFA 12/31/2002 10,375,023 3,774,467 1,828,586 6,600,556 96,284,097 1,035,236

118 PIONEER FUTURES INC N NYME 12/31/2002 5,812,806 2,775,380 1,277,175 3,037,426 81,252,700 204,746

119 PREFERRED TRADE INC Y NFA 12/31/2002 10,163,025 676,886 0 9,486,139 0 0

120 PRUDENTIAL SECURITIES INCORPORATED Y CBOT 12/31/2002 547,240,000 66,120,020 68,321,080 478,918,920 1,009,519,000 109,719,000

121 RAND FINANCIAL SERVICES INC N CME 12/31/2002 12,768,175 6,139,860 10,694,486 2,073,689 149,175,700 18,510,700

122 RAYMOND JAMES & ASSOCIATES INC Y NFA 12/27/2002 323,040,747 21,188,745 0 301,852,002 0 0

123 RB&H FINANCIAL SERVICES LP N CME 12/31/2002 2,999,407 1,602,041 839,771 1,397,366 43,595,817 187,197

124 RBC DAIN RAUSCHER INC Y NFA 12/31/2002 246,444,469 26,446,195 0 219,998,274 0 0

125 RBC DOMINION SECURITIES CORPORATION Y CME 12/31/2002 85,678,290 1,000,000 3,046,393 82,631,897 0 0

126 REDSKY SECURITIES INC N NFA 12/31/2002 569,498 250,000 0 319,498 0 0

127 REFCO LLC N CME 12/31/2002 168,758,981 107,283,876 105,275,690 61,475,105 2,902,869,658 58,593,341

128 RJ OBRIEN ASSOCIATES INC N CME 12/31/2002 33,959,444 14,459,446 13,403,600 19,499,998 385,829,804 4,707,848

129 ROBBINS FUTURES INC N NFA 12/31/2002 395,110 250,000 56,619 145,110 5,884,043 0

130 ROSENTHAL COLLINS GROUP LLC N CME 12/31/2002 51,290,823 9,850,169 6,256,548 41,440,654 267,085,703 922,319

131 ROSENTHAL GLOBAL SECURITIES LLC Y CBOT 12/31/2002 13,001,004 1,391,882 0 11,609,122 0 0

132 ROTHSCHILD INC N NYME 12/31/2002 24,121,014 250,000 0 23,871,014 0 0

133 SALOMON SMITH BARNEY INC Y CBOT 12/31/2002 3,831,880,550 387,649,895 181,869,563 3,444,230,655 4,901,702,124 86,780,446

134 SANFORD C BERNSTEIN & CO LLC Y NFA 12/31/2002 148,858,125 10,126,575 0 138,731,550 0 0

135 SENTINEL MANAGEMENT GROUP INC N NFA 12/31/2002 1,182,712 250,000 0 932,712 532,186,854 0

136 SG COWEN SECURITIES CORPORATION Y NFA 12/31/2002 717,609,695 1,500,000 0 716,109,695 0 0

137 SHATKIN ARBOR KARLOV & CO N CBOT 12/31/2002 6,230,352 416,178 81,000 5,814,174 10,243,225 238,708

138 SHAY GRAIN CLEARING COMPANY N KCBT 12/31/2002 726,467 250,000 17,952 476,467 3,807,181 0

139 SHEPARD INTERNATIONAL INC N NFA 12/31/2002 1,836,432 250,000 0 1,586,432 0 0

140 SHERWOOD FUTURES GROUP LLC N NFA 12/31/2002 570,221 250,000 0 320,221 20,160,243 0

141 SIEGEL TRADING CO INC THE N NFA 12/31/2002 416,377 250,000 0 166,377 1,121,508 0
SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

January 31, 2003

4 of 5

B/D? DSRO A/O Adjusted Net Capital Risk Based Excess Customers' Customer 

Futures Commission Merchant Date Net Capital Requirement Requirement Net Capital Seg Required Amount 

(4% of Seg, SEC Capital 4d(2) Pt. 30 Required 

(a) (b) or $250,000) (c) (d) (e) (f)

142 SMW TRADING COMPANY INC N CME 12/31/2002 6,408,070 448,487 421,608 5,959,583 11,258,668 0

143 SPEAR LEEDS & KELLOG Y NYME 12/27/2002 1,394,943,854 32,934,721 3,452,093 1,362,009,133 201,119,967 264,255

144 STAFF USA INC N NFA 12/31/2002 391,085 250,000 0 141,085 0 0

145 STEPHENS INC Y NFA 12/27/2002 54,507,736 11,821,233 0 42,686,503 0 0

146 STERLING COMMODITIES CORP N NYME 12/31/2002 5,245,048 771,357 262,772 4,473,691 19,654,109 541,543

147 SWISS AMERICAN SECURITIES INC Y NFA 12/31/2002 71,261,016 5,305,292 0 65,955,724 0 0

148 TCA FUTURES LLC N NFA 12/31/2002 412,000 250,000 0 162,000 0 0

149 TENCO INC N CBOT 12/31/2002 27,013,162 2,369,934 1,785,870 24,643,228 64,181,105 0

150 TIMBER HILL LLC Y CME 12/31/2002 469,064,151 1,000,000 564,513 468,064,151 10,272,847 0

151 TOKYO GENERAL USA INC N NFA 12/31/2002 471,879 250,000 7,070 221,879 1,816,678 0

152 TOKYO-MITSUBISHI FUTURES USA INC N CME 12/31/2002 19,190,882 250,000 4,515,727 14,675,155 5,298,365 0

153 TRADELINK LLC Y CBOT 12/31/2002 28,080,406 250,000 2,851,510 25,228,896 0 0

154 TRANSMARKET GROUP LLC Y CBOT 12/31/2002 7,952,974 943,100 0 7,009,874 0 0

155 TRILAND USA INC N NYME 12/31/2002 19,583,014 701,487 653,787 18,881,527 17,549,247 0

156 UBS PAINEWEBBER INC Y CBOT 12/31/2002 1,153,807,851 196,670,794 17,352,554 957,137,057 793,278,068 45,755,358

157 UBS WARBURG LLC Y CBOT 12/31/2002 2,556,005,433 138,147,822 175,085,706 2,380,919,727 2,256,312,850 541,801,973

158 UFJ FUTURES LLC N CME 12/31/2002 17,042,543 250,000 1,072,599 15,969,944 0 0

159 UNIVERSAL FINANCIAL HOLDING CORP N NFA 12/31/2002 647,886 250,000 160,596 397,886 3,332,766 0

160 US BANCORP PIPER JAFFRAY INC Y NFA 12/31/2002 200,990,490 9,476,580 0 191,513,910 0 0

161 US SECURITIES & FUTURES CORP Y NFA 12/31/2002 291,329 250,000 0 41,329 0 0

162 VELOCITY FUTURES LP N NFA 12/31/2002 410,887 250,000 0 160,887 0 0

163 VISION LIMITED PARTNERSHIP N NFA 12/31/2002 11,974,821 5,767,159 2,807,212 6,207,662 150,713,424 59,175

164 WACHOVIA SECURITIES INC Y CME 12/31/2002 576,827,589 1,000,000 0 575,827,589 0 0

165 WALL STREET DERIVATIVES INC N NFA 12/31/2002 484,135 250,000 0 234,135 0 0

166 WEISS PECK & GREER LLC Y NFA 12/31/2002 65,490,191 2,582,313 0 62,907,878 0 0

167 WHITE COMMERCIAL CORPORATION N NFA 12/31/2002 1,713,931 250,000 0 1,463,931 0 0

168 XPRESSTRADE LLC N NFA 12/31/2002 2,087,970 250,000 0 1,837,970 0 0

169 YORK BUSINESS ASSOCIATES LLC N CBOT 12/31/2002 873,798 250,000 0 623,798 22,403 0

Totals 47,128,568,452 52,326,782,183 10,204,439,869

Name Changes from November 2002 Update

None

Reconcilation from November Web Page Update

November Web Page Update 166

Additions

1. CLIFF LARSON COMPANY THE

2. CMC GROUP PLC

3. PACIFIC CAPITAL MARKETS

Deletions

None

December Web Page Update 169
SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

January 31, 2003

5 of 5

B/D? DSRO A/O Adjusted Net Capital Risk Based Excess Customers' Customer 

Futures Commission Merchant Date Net Capital Requirement Requirement Net Capital Seg Required Amount 

(4% of Seg, SEC Capital 4d(2) Pt. 30 Required 

(a) (b) or $250,000) (c) (d) (e) (f)

(a): B/D? : A 'Y' means the FCM is also (d): Excess net capital is adjusted net capital, (f): This represents the amount of funds an FCM 

registered with the Securities and Exchange less the greater of the net capital requirement or risk- is required to set aside for customers who trade 

Commission as a securities broker or dealer. based requirement. on commodity exchanges located outside of 

the United States. The amount to be set aside for 

(b): DSRO: Designated Self-Regulatory Organization. a customer's foreign commodity account may 

be less than the net liquidating equity in the 

customer's account. 

(c): Risk-based net capital requirement is the (e): This represents the total amount of funds that Note: Any errors in this table should be brought 

sum total of 8% of customer, and 4% of an FCM is required to segregate on behalf of to the attention of the CFTC's Division of Clearing and 

non-customer risk margin for domestic and customers who are trading on commodity and Intermediary Oversight via e-mail: 

foreign future accounts (excluding proprietary exchanges located in the United States. fzimmerle@cftc.gov or 

accounts). The risk based minimum requirement This is the sum of all accounts that contain sgreska@cftc.gov. 

applies to all FCMs that are members of the a net liquidating equity.

National Futures Association , 

effective date 10/31/00.