SELECTED FCM FINANCIAL DATA AS OF 

November 30, 2007

FROM REPORTS FILED BY 

December 31, 2007

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

1 3D FOREX, LLC N NFA 11/30/2007 9,224,263 500,000 8,724,263 2 ABBEY NATIONAL SECURITIES INC Y NFA 11/30/2007 144,855,528 26,894,880 117,960,648 3 ADM INVESTOR SERVICES INC N CBOT 11/30/2007 163,712,390 60,063,550 103,648,840 4 ADVANCED MARKETS INC N NFA 11/30/2007 1,333,660 1,000,000 333,660 5 ADVANTAGE FUTURES LLC N CME 11/30/2007 19,331,104 3,886,807 15,444,297 6 AG EDWARDS & SONS INC Y CBOT 11/30/2007 323,421,505 32,752,849 290,668,656 7 AIG CLEARING CORPORATION N NYME 11/30/2007 294,796,701 41,311,590 253,485,111 8 ALARON TRADING CORPORATION N CME 11/30/2007 7,306,602 3,213,327 4,093,275 9 ALPARI (US) LLC N NFA 11/30/2007 6,495,755 1,000,000 5,495,755 

10 BACERA CORPORATION N NFA 11/30/2007 3,135,687 1,000,000 2,135,687 11 BANC OF AMERICA SECURITIES LLC Y CME 11/30/2007 1,247,013,767 367,200,285 879,813,482 12 BARCLAYS CAPITAL INC Y NYME 11/30/2007 1,230,431,127 403,079,756 827,351,371 13 BEAR STEARNS & CO INC Y NFA 11/30/2007 (g) 552,063,693 (g) 14 BEAR STEARNS SECURITIES CORP Y CME 11/30/2007 4,667,598,250 1,275,883,610 3,391,714,640 15 BGC SECURITIES Y NFA 11/30/2007 4,410,230 500,000 3,910,230 16 BNP PARIBAS COMMODITY FUTURES INC N NYME 11/30/2007 156,450,201 106,788,954 49,661,247 17 BNP PARIBAS SECURITIES CORP Y CBOT 11/30/2007 829,754,229 31,164,305 798,589,924 18 CADENT FINANCIAL SERVICES LLC N CME 11/30/2007 7,917,559 4,905,927 3,011,632 19 CALYON FINANCIAL INC Y CME 11/30/2007 737,042,333 437,377,402 299,664,931 20 CANTOR FITZGERALD & CO Y CBOT 11/30/2007 201,801,575 13,526,536 188,275,039 21 CAPITAL MARKET SERVICES LLC N NFA 11/30/2007 11,436,199 4,202,013 7,234,186 22 CIBC WORLD MARKETS CORP Y CME 11/30/2007 1,133,383,063 22,703,057 1,110,680,006 23 CITIGROUP GLOBAL MARKETS INC Y CBOT 11/30/2007 (g) 859,830,349 (g) 24 CLIFF LARSON COMPANY THE N NFA 11/30/2007 933,731 500,000 433,731 25 CMC MARKETS (US) LLC N NFA 11/30/2007 2,720,229 1,000,000 1,720,229 26 COMTRUST INC N NFA 11/30/2007 999,994 559,444 440,550 27 COUNTRY HEDGING INC N NFA 11/30/2007 17,982,485 10,974,081 7,008,404 28 CREDIT SUISSE SECURITIES (USA) LLC Y CBOT 11/30/2007 3,951,659,200 214,554,813 3,737,104,387 29 CROSSLAND LLC N CBOT 11/30/2007 3,144,316 500,000 2,644,316 30 CSC FUTURES INC N NFA 11/30/2007 8,786,193 500,000 8,286,193 31 CUNNINGHAM COMMODITIES LLC N CBOT 11/30/2007 3,100,151 1,240,329 1,859,822 32 DAIWA SECURITIES AMERICA INC Y CME 11/30/2007 203,676,914 1,713,283 201,963,631 33 DEUTSCHE BANK SECURITIES INC Y CBOT 11/30/2007 7,644,857,498 297,039,652 7,347,817,846 34 DIRECT FOREX LLC N NFA 11/30/2007 621,636 500,000 121,636 35 DORMAN TRADING LLC N CME 11/30/2007 10,778,122 555,238 10,222,884 36 DUNAVANT COMMODITY CORP N NFA 11/30/2007 37,807,779 795,830 37,011,949 37 E FX OPTIONS LLC N NFA 11/30/2007 5,230,416 1,000,000 4,230,416 38 EAGLE MARKET MAKERS INC N CBOT 11/30/2007 5,976,668 500,000 5,476,668 39 EASY FOREX US LTD N NFA 11/30/2007 7,083,016 2,000,000 5,083,016 40 ED &F MAN COMMODITY ADVISORS INC N NFA 11/30/2007 1,614,856 500,000 1,114,856 41 ELECTRONIC BROKERAGE SYSTEMS LLC Y NFA 11/30/2007 11,940,250 500,000 11,440,250 42 ENSKILDA FUTURES LTD N CME 11/30/2007 21,172,495 9,120,512 12,051,983 43 FARR FINANCIAL INC N NFA 11/30/2007 1,401,241 615,951 785,290 44 FC STONE LLC N CME 11/30/2007 88,574,751 40,972,803 47,601,948 45 FIMAT USA LLC Y NYME 11/30/2007 655,442,772 440,915,613 214,527,159 46 FIRST CAPITOL GROUP LLC N NFA 11/30/2007 9,918,743 2,026,660 7,892,083 47 FOREX CAPITAL MARKETS LLC N NFA 11/30/2007 75,112,577 13,729,477 61,383,100 
SELECTED FCM FINANCIAL DATA AS OF 

November 30, 2007

FROM REPORTS FILED BY 

December 31, 2007

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

48 FOREX CLUB FINANCIAL COMPANY INC N NFA 11/30/2007 4,831,456 1,000,000 3,831,456 49 FOREX LIQUIDITY LLC N NFA 10/31/2007 36,840,196 1,000,000 35,840,196 50 FORTIS CLEARING AMERICAS LLC Y CBOT 11/30/2007 178,025,173 42,154,307 135,870,866 51 FRIEDBERG MERCANTILE GROUP INC N NFA 11/30/2007 7,907,991 5,000,000 2,907,991 52 FRONTIER FUTURES INC N NFA 11/30/2007 1,514,040 724,331 789,709 53 FUTURES TECH LLC N NFA 11/30/2007 832,689 500,000 332,689 54 FX SOLUTIONS LLC N NFA 11/30/2007 26,962,120 1,582,068 25,380,052 55 GAIN CAPITAL GROUP LLC N NFA 11/30/2007 50,079,407 5,011,803 45,067,604 56 GATEWAY CAPITAL L.L.C. N NFA 11/30/2007 858,966 500,000 358,966 57 GELBER GROUP LLC N CBOT 11/30/2007 61,908,453 1,169,288 60,739,165 58 GFS FOREX & FUTURES INC N NFA 11/30/2007 3,648,023 1,000,000 2,648,023 59 GILDER GAGNON HOWE AND CO LLC Y NFA 11/30/2007 22,222,177 500,000 21,722,177 60 GLOBAL FUTURES & FOREX N NFA 11/30/2007 57,559,456 7,194,002 50,365,454 61 GLOBAL FUTURES LLC N NFA 11/30/2007 8,247,201 500,000 7,747,201 62 GOLDMAN SACHS & CO Y CBOT 11/30/2007 (g) 1,938,718,633 (g) 63 GOLDMAN SACHS EXECUTION & CLEARING LP Y CME 11/30/2007 936,093,380 51,555,118 884,538,262 64 H & R BLOCK FINANCIAL ADVISORS INC Y NFA 11/30/2007 89,655,252 9,213,352 80,441,900 65 HAGERTY GRAIN CO INC N CBOT 11/30/2007 4,127,270 500,000 3,627,270 66 HAMILTON WILLIAMS LLC N NFA 11/30/2007 125,084 1,000,000 -874,916 67 HOTSPOT FXR LLC N NFA 11/30/2007 6,106,368 1,000,000 5,106,368 68 HSBC SECURITIES USA INC Y CME 11/30/2007 957,808,827 74,062,170 883,746,657 69 I TRADE FX LLC N NFA 11/30/2007 23,872,298 3,040,041 20,832,257 70 ICAP FUTURES LLC N CBOT 11/30/2007 5,674,410 500,000 5,174,410 71 IFSCL USA INC N NFA 11/30/2007 9,146,950 5,000,000 4,146,950 72 IFX MARKETS INC N NFA 11/30/2007 17,120,312 2,199,597 14,920,715 73 IG FINANCIAL MARKETS INC. N NFA 11/30/2007 8,012,570 500,000 7,512,570 74 INSTINET LLC Y NFA 11/30/2007 63,383,254 6,602,230 56,781,024 75 INTEGRATED BROKERAGE SERVICES LLC N NFA 11/30/2007 1,838,207 500,000 1,338,207 76 INTERACTIVE BROKERS LLC Y EUXUS 11/30/2007 408,081,973 54,529,492 353,552,481 77 INTERBANK FX LLC N NFA 11/30/2007 30,376,159 3,841,146 26,535,013 78 IOWA GRAIN CO N CBOT 11/30/2007 17,497,168 11,811,246 5,685,922 79 ITAU SECURITIES INC Y NFA 11/30/2007 15,376,127 500,000 14,876,127 80 IXIS SECURITIES NORTH AMERICA INC Y NFA 11/30/2007 170,419,078 500,000 169,919,078 81 JP MORGAN FUTURES INC N NYME 11/30/2007 1,181,394,026 752,042,078 429,351,948 82 KOTTKE ASSOCIATES LLC N CBOT 11/30/2007 15,385,671 500,000 14,885,671 83 LADENBURG THALMANN & CO INC Y NFA 11/30/2007 22,597,734 500,000 22,097,734 84 LBS LIMITED PARTNERSHIP N CBOT 11/30/2007 874,441 500,000 374,441 85 LEHMAN BROTHERS INC Y CBOT 11/30/2007 (g) 598,584,000 (g) 86 LIMESTONE TRADING LLC N NFA 11/30/2007 14,943,766 500,000 14,443,766 87 LINN GROUP ( THE ) N NFA 11/30/2007 2,183,304 500,000 1,683,304 88 LINSCO/PRIVATE LEDGER CORP Y NFA 11/30/2007 58,361,291 8,463,958 49,897,333 89 LOEB PARTNERS CORPORATION Y NFA 11/30/2007 25,755,696 500,000 25,255,696 90 MACQUARIE FUTURES USA INC N NFA 11/30/2007 8,374,191 4,461,032 3,913,159 91 MB TRADING FUTURES INC. N NFA 11/30/2007 6,654,934 1,354,676 5,300,258 92 MBF CLEARING CORP N NYME 11/30/2007 26,534,283 1,525,951 25,008,332 93 MCVEAN TRADING AND INVESTMENTS LLC N NFA 11/30/2007 6,220,080 3,232,400 2,987,680 94 MERRILL LYNCH PIERCE FENNER & SMITH Y CBOT 11/30/2007 (g) 674,882,252 (g) 
SELECTED FCM FINANCIAL DATA AS OF 

November 30, 2007

FROM REPORTS FILED BY 

December 31, 2007

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

95 MERRILL LYNCH PROFESSIONAL CLEARING CORP Y NFA 11/30/2007 1,392,603,902 170,465,519 1,222,138,383 96 MF GLOBAL INC N CME 11/30/2007 645,473,966 414,600,708 230,873,258 97 MID-CO COMMODITIES INC N NFA 11/30/2007 5,378,351 3,481,366 1,896,985 98 MITSUI BUSSAN COMMODITIES USA INC N NYME 11/30/2007 6,796,902 1,112,729 5,684,173 99 MIZUHO SECURITIES USA INC Y CME 11/30/2007 130,698,783 48,700,709 81,998,074 

100 MONEY GARDEN CORP N NFA 11/30/2007 5,368,948 1,000,000 4,368,948 101 MORGAN KEEGAN & COMPANY INC Y NFA 11/30/2007 337,990,799 11,753,679 326,237,120 102 MORGAN STANLEY & CO INCORPORATED Y CME 11/30/2007 (g) 1,722,860,381 (g) 103 NEUBERGER BERMAN LLC Y NFA 11/30/2007 193,639,572 5,000,000 188,639,572 104 NOMURA SECURITIES INTERNATIONAL INC Y CBOT 11/30/2007 1,203,494,202 2,039,405 1,201,454,797 105 OANDA CORPORATION N NFA 11/30/2007 159,463,792 7,963,934 151,499,858 106 ODL SECURITIES INC N NFA 11/30/2007 13,040,644 1,000,000 12,040,644 107 ONE WORLD CAPITAL GROUP LLC N NFA 10/31/2007 1,227,227 14,208 1,213,019 108 OPEN E CRY LLC N NFA 11/30/2007 1,331,452 515,322 816,130 109 OPPENHEIMER & CO INC Y NFA 11/30/2007 196,961,468 24,638,608 172,322,860 110 OPTIONSXPRESS INC Y NFA 11/30/2007 98,744,187 6,587,244 92,156,943 111 PENSON FINANCIAL FUTURES INC N NFA 11/30/2007 778,510 500,000 278,510 112 PENSON GHCO N CBOT 11/30/2007 11,729,611 4,437,934 7,291,677 113 PEREGRINE FINANCIAL GROUP INC N NFA 11/30/2007 12,853,448 5,000,000 7,853,448 114 PIONEER FUTURES INC N NYME 11/30/2007 1,316,248 500,000 816,248 115 PRUDENTIAL BACHE COMMODITIES LLC N CBOT 11/30/2007 158,584,000 131,784,040 26,799,960 116 PUMA FINANCIAL LLC N NFA 11/30/2007 844,970 500,000 344,970 117 RAND FINANCIAL SERVICES INC N CME 11/30/2007 53,841,798 14,378,663 39,463,135 118 RAYMOND JAMES & ASSOCIATES INC Y NFA 11/30/2007 330,910,358 28,891,040 302,019,318 119 RBC CAPITAL MARKETS CORPORATION Y CME 11/30/2007 315,705,751 106,719,475 208,986,276 120 RBC DAIN RAUSCHER INC Y NFA 11/30/2007 388,892,410 28,700,720 360,191,690 121 RBS GREENWICH CAPITAL INC Y CBOT 11/30/2007 1,168,351,000 102,301,000 1,066,050,000 122 RJ OBRIEN & ASSOCIATES LLC N CME 11/30/2007 91,368,819 64,718,208 26,650,611 123 ROBBINS FUTURES INC N NFA 11/30/2007 547,086 500,000 47,086 124 ROSENTHAL COLLINS GROUP LLC N CME 11/30/2007 47,843,472 25,813,162 22,030,310 125 ROSENTHAL GLOBAL SECURITIES LLC Y CBOT 11/30/2007 9,280,465 500,000 8,780,465 126 SANFORD C BERNSTEIN & CO LLC Y NFA 11/30/2007 130,218,452 8,911,054 121,307,398 127 SHATKIN ARBOR INC N CBOT 11/30/2007 4,706,099 1,132,142 3,573,957 128 SHAY GRAIN CLEARING COMPANY N KCBT 11/30/2007 1,481,442 987,212 494,230 129 SMW TRADING COMPANY INC N CME 11/30/2007 34,303,625 500,000 33,803,625 130 SNC INVESTMENTS INC N NFA 11/30/2007 496,514 1,000,000 -503,486 131 SOLID GOLD FINANCIAL SERVICES INC N NFA 11/30/2007 2,169,206 1,000,000 1,169,206 132 STEPHENS INC Y NFA 11/30/2007 102,792,477 11,106,178 91,686,299 133 STERLING COMMODITIES CORP N NYME 11/30/2007 9,523,667 929,047 8,594,620 134 TCA FUTURES LLC N NFA 11/30/2007 802,130 500,000 302,130 135 TENCO INC N CBOT 11/30/2007 42,909,956 7,071,470 35,838,486 136 TERRA NOVA FINANCIAL, LLC Y NFA 11/30/2007 17,582,892 1,500,000 16,082,892 137 TIMBER HILL LLC Y CME 11/30/2007 848,611,889 14,853,405 833,758,484 138 TOWER RESEARCH CAPITAL EUROPE LLC N NFA 11/30/2007 3,478,554 500,000 2,978,554 139 TRADELINK LLC Y CBOT 11/30/2007 24,326,565 751,873 23,574,692 140 TRADEMAVEN CLEARING LLC N NFA 11/30/2007 868,139 500,000 368,139 141 TRADESTATION SECURITIES INC Y NFA 11/30/2007 76,162,892 2,684,184 73,478,708 
SELECTED FCM FINANCIAL DATA AS OF 

November 30, 2007

FROM REPORTS FILED BY 

December 31, 2007

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

142 TRADITION SECURITIES AND FUTURES INC N NFA 11/30/2007 777,675 500,000 277,675 143 TRANSMARKET GROUP LLC Y CBOT 11/30/2007 11,853,932 500,000 11,353,932 144 TRILAND USA INC N NYME 11/30/2007 31,686,248 14,544,111 17,142,137 145 UBS FINANCIAL SERVICES INC Y CBOT 11/30/2007 974,861,605 142,024,747 832,836,858 146 UBS SECURITIES LLC Y CBOT 11/30/2007 12,535,172,673 1,025,937,918 11,509,234,755 147 VELOCITY FUTURES LP N NFA 11/30/2007 789,117 500,000 289,117 148 VISION FINANCIAL MARKETS LLC Y NFA 11/30/2007 22,695,897 10,314,225 12,381,672 149 WACHOVIA CAPITAL MARKETS LLC Y CME 11/30/2007 606,867,522 5,076,835 601,790,687 150 WACHOVIA SECURITIES FINANCIAL NETWORK, LLC Y NFA 11/30/2007 35,637,990 2,134,137 33,503,853 151 WACHOVIA SECURITIES LLC Y NFA 11/30/2007 230,616,794 1,500,000 229,116,794 152 WHITE COMMERCIAL CORPORATION N NFA 11/30/2007 3,090,706 500,000 2,590,706 153 WSD FINANCIAL USA, INC N NFA 11/30/2007 1,061,533 500,000 561,533 154 XPRESSTRADE LLC N NFA 11/30/2007 10,013,606 1,732,266 8,281,340 155 YORK BUSINESS ASSOCIATES LLC N NFA 11/30/2007 993,183 500,000 493,183 

Total 

October Web Page Update 155Additions 2CSC Futures IncBNP Paribas SecuritiesDeletions 2FXCM Futures LLCFX Option 1 IncName ChangeNovember Web Page Update 155(a): B/D : A 'Y' means the FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer. (b): DSRO: Designated Self-Regulatory Organization. (c) The minimum capital requirement that each FCM must maintain is determined under CFTC Regulation 1.17 (a)(1)(i) (d): Excess net capital is adjusted net capital, less the firm's net capital requirement.(e): This represents the total amount of funds that an FCM is (f): This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of the United States. 
SELECTED FCM FINANCIAL DATA AS OF 

November 30, 2007

FROM REPORTS FILED BY 

December 31, 2007

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

(g): This FCM/BD’s ultimate parent company is regulated by the SEC as a consolidated supervised entity. The firm has elected to compute its minimum capital requirement in accordance with the “Alternative Net Capital Requirement” as permitted by Appendix E toSEC Rule 15c3-1. As of this reporting date, the firm had net capital in excess of its minimum capital requirements. In addition to the alternative minimum net capital requirements, the firm is required tohold tentative net capital in excess of $1 billion and net capital in excess of $500 million in accordance with the market and credit riskstandards of Appendix E of Rule 15c3-1. The firm also is required to notify the Commission and SEC in the event its tentative net capital is less than $5 billion. As of this reporting date, the firm had tentative net capital and net capital in excess of both the minimum and notification requirements. Note: Any comments regarding information contained in this table may be brought to the attention of the CFTC's Division of Clearing and Intermediary Oversight via e-mail: sgreska@cftc.gov, phill@cftc.gov or s_williams@cftc.gov