SELECTED FCM FINANCIAL DATA AS OF 

June 30, 2006

FROM REPORTS FILED BY 

July 31, 2006

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital 

(a) (b) (c) (d) 

1 3D FOREX, LLC N NFA 06/30/2006 1,467,234 250,000 1,217,234 2 ABBEY NATIONAL SECURITIES INC Y NFA 06/30/2006 120,018,162 23,533,020 96,485,142 3 ABN AMRO INCORPORATED Y CBOT 06/30/2006 1,137,069,566 344,340,979 792,728,587 4 ABN AMRO SAGE CORPORATION Y NFA 06/30/2006 95,218,901 250,000 94,968,901 5 ADM INVESTOR SERVICES INC N CBOT 06/30/2006 110,651,387 55,416,738 55,234,649 6 ADVANCED MARKETS INC N NFA 06/30/2006 612,299 250,000 362,299 7 ADVANTAGE FUTURES LLC N CME 06/30/2006 12,185,756 3,479,313 8,706,443 8 ADVEST INC Y NFA 06/30/2006 16,471,149 250,000 16,221,149 9 AG EDWARDS & SONS INC Y CBOT 06/30/2006 857,568,518 40,624,546 816,943,972 

10 AIG CLEARING CORPORATION N NYME 06/30/2006 276,551,992 43,138,108 233,413,884 11 ALARON TRADING CORPORATION N CME 06/30/2006 5,789,438 3,517,869 2,271,569 12 ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC Y NFA 06/30/2006 21,232,360 5,875,851 15,356,509 13 ALPHA FOREIGN EXCHANGE GROUP LLC N NFA 06/30/2006 378,250 250,000 128,250 14 AMERICAN NATIONAL TRADING CORP N NFA 06/30/2006 2,814,851 960,028 1,854,823 15 BACERA CORPORATION N NFA 06/30/2006 477,663 250,000 227,663 16 BANC OF AMERICA SECURITIES LLC Y CME 06/30/2006 1,871,016,367 303,847,869 1,567,168,498 17 BARCLAYS CAPITAL INC Y NYME 06/30/2006 660,675,059 272,108,489 388,566,570 18 BATTERY ASSET MANAGEMENT LLC N NFA 06/30/2006 564,131 250,000 314,131 19 BEAR STEARNS & CO INC Y NFA 06/30/2006 (g) 568,413,548 (g) 20 BEAR STEARNS SECURITIES CORP Y CME 06/30/2006 3,803,141,093 1,128,308,994 2,674,832,099 21 BGC FINANCIAL INC Y NFA 06/30/2006 21,081,045 250,000 20,831,045 22 BNP PARIBAS COMMODITY FUTURES INC N NYME 06/30/2006 121,916,134 78,491,806 43,424,328 23 BNP PARIBAS SECURITIES CORP Y CBOT 06/30/2006 427,669,963 14,686,436 412,983,527 24 BROOKSTREET SECURITIES CORPORATION Y NFA 06/30/2006 5,366,413 487,058 4,879,355 25 C CZARNIKOW SUGAR FUTURES INC N NFA 06/30/2006 1,668,483 250,000 1,418,483 26 CADENT FINANCIAL SERVICES LLC N CME 06/30/2006 5,035,307 2,250,487 2,784,820 27 CAL FINANCIAL CORPORATION N NFA 06/30/2006 422,157 250,000 172,157 28 CALYON FINANCIAL INC Y CME 06/30/2006 547,417,977 396,492,885 150,925,092 29 CANTOR FITZGERALD & CO Y CBOT 06/30/2006 105,730,155 7,206,597 98,523,558 30 CAPITAL MARKET SERVICES LLC N NFA 06/30/2006 7,706,051 2,389,681 5,316,369 31 CIBC WORLD MARKETS CORP Y CME 06/30/2006 983,241,153 18,267,186 964,973,967 32 CITIGROUP GLOBAL MARKETS INC Y CBOT 06/30/2006 2,730,125,117 743,238,809 1,986,886,308 33 CLIFF LARSON COMPANY THE N NFA 06/30/2006 611,927 250,000 361,927 34 CMC MARKETS (US) LLC N NFA 06/30/2006 1,010,217 250,000 760,217 35 COES FX CLEARING INC. N NFA 06/30/2006 1,212 250,000 -248,788 36 COMTRUST INC N NFA 06/30/2006 1,012,000 623,801 388,199 37 COUNTRY HEDGING INC N NFA 06/30/2006 14,931,725 4,970,554 9,961,171 38 CREDIT SUISSE SECURITIES (USA) LLC Y CBOT 06/30/2006 5,201,024,890 154,290,606 5,046,734,284 39 CROSSLAND LLC N CBOT 06/30/2006 3,374,913 318,720 3,056,193 40 CUNNINGHAM COMMODITIES LLC N CBOT 06/30/2006 1,781,650 268,972 1,512,678 41 DAIWA SECURITIES AMERICA INC Y CME 06/30/2006 187,769,697 1,535,086 186,234,611 42 DEUTSCHE BANK SECURITIES INC Y CBOT 06/30/2006 1,907,873,887 228,729,101 1,679,144,786 43 DIRECT FOREX LLC N NFA 06/30/2006 1,414,721 250,000 1,164,721 44 DORMAN TRADING LLC N CME 06/30/2006 8,607,212 572,174 8,035,038 45 DUNAVANT COMMODITY CORP N NYBT 06/30/2006 22,912,414 250,000 22,662,414 46 E FX OPTIONS LLC N NFA 06/30/2006 340,317 250,000 90,317 
SELECTED FCM FINANCIAL DATA AS OF 

June 30, 2006

FROM REPORTS FILED BY 

July 31, 2006

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital 

(a) (b) (c) (d) 

47 EAGLE MARKET MAKERS INC N CBOT 06/30/2006 2,386,917 250,000 2,136,917 48 ED &F MAN COMMODITY ADVISORS INC N NFA 06/30/2006 402,040 250,000 152,040 49 ELECTRONIC BROKERAGE SYSTEMS LLC Y NFA 06/30/2006 8,066,230 250,000 7,816,230 50 ENSKILDA FUTURES LIMITED N CME 06/30/2006 13,968,465 9,356,313 4,612,152 51 FARR FINANCIAL INC N NFA 06/30/2006 2,229,044 786,536 1,442,508 52 FC STONE LLC N CME 06/30/2006 33,051,054 20,369,641 12,681,413 53 FCT GROUP LLC N CME 06/30/2006 7,025,025 583,552 6,441,473 54 FIMAT PREFERRED LLC Y NFA 06/30/2006 28,833,686 1,360,558 27,473,128 55 FIMAT USA LLC Y NYME 06/30/2006 518,523,472 341,949,483 176,573,989 56 FIRST CAPITOL GROUP LLC N NFA 06/30/2006 4,599,870 1,557,563 3,042,307 57 FOREFRONT INVESTMENTS CORPORATION N NFA 06/30/2006 359,238 445,215 -85,977 58 FOREX CAPITAL MARKETS LLC N NFA 06/30/2006 22,922,036 7,230,261 15,691,774 59 FOREX CLUB FINANCIAL COMPANY INC N NFA 06/30/2006 526,684 250,000 276,684 60 FOREX INTERNATIONAL INVESTMENTS INC N NFA 06/30/2006 485,091 250,000 235,091 61 FOREX LIQUIDITY LLC N NFA 06/30/2006 2,142,996 250,000 1,892,996 62 FORTIS CLEARING CHICAGO LLC N CBOT 06/30/2006 36,817,398 8,597,180 28,220,218 63 FORWARD FOREX INC N NFA 06/30/2006 1,377,422 938,139 439,282 64 FRIEDBERG MERCANTILE GROUP INC N NFA 06/30/2006 1,752,379 250,000 1,502,379 65 FRONTIER FUTURES INC N NFA 06/30/2006 2,583,244 1,662,912 920,332 66 FUTURES TECH LLC N NFA 06/30/2006 674,547 250,000 424,547 67 FX OPTION1 INC N NFA 06/30/2006 452,517 250,000 202,517 68 FX SOLUTIONS LLC N NFA 06/30/2006 6,480,899 1,524,162 4,956,736 69 FXCM LLC N NFA 06/30/2006 383,789 250,000 133,789 70 GAIN CAPITAL GROUP INC N NFA 06/30/2006 12,213,359 4,109,750 8,103,608 71 GELBER GROUP LLC N CBOT 06/30/2006 39,271,838 685,719 38,586,119 72 GFS FOREX & FUTURES INC N NFA 06/30/2006 611,859 250,000 361,859 73 GILDER GAGNON HOWE AND CO LLC Y NFA 06/30/2006 38,249,138 250,000 37,999,138 74 GLOBAL FUTURES & FOREX LIMITED Y CFTC 06/30/2006 34,470,133 750,000 33,720,133 75 GLOBAL FUTURES LLC N NFA 06/30/2006 7,987,981 250,000 7,737,981 76 GOLDENBERG HEHMEYER & CO Y CBOT 06/30/2006 9,595,665 2,672,594 6,923,071 77 GOLDMAN SACHS & CO Y CBOT 06/30/2006 (g) 1,124,659,453 (g) 78 GOLDMAN SACHS EXECUTION & CLEARING LP Y CME 06/30/2006 1,076,179,753 53,758,971 1,022,420,782 79 GOLDMANY FINANCE INC N NFA 06/30/2006 286,499 250,000 36,499 80 GREENWICH CAPITAL MARKETS INC Y CBOT 06/30/2006 1,510,751,000 55,457,000 1,455,294,000 81 H & R BLOCK FINANCIAL ADVISORS INC Y NFA 06/30/2006 126,204,479 9,953,325 116,251,154 82 HAGERTY GRAIN CO INC N CBOT 06/30/2006 1,721,720 250,000 1,471,720 83 HAMILTON WILLIAMS LLC N NFA 06/30/2006 311,787 250,000 61,787 84 HOTSPOT FXR LLC N NFA 06/30/2006 2,355,043 526,194 1,828,848 85 HSBC SECURITIES USA INC Y CME 06/30/2006 903,536,667 65,087,234 838,449,433 86 ICAP FUTURES LLC N CME 06/30/2006 16,323,452 1,108,859 15,214,593 87 IFSCL USA INC N NFA 06/30/2006 1,463,984 250,000 1,213,984 88 IFX MARKETS INC N NFA 06/30/2006 7,554,179 1,539,287 6,014,891 89 IG FINANCIAL MARKETS INC. N NFA 06/30/2006 407,172 250,000 157,172 90 INTEGRATED BROKERAGE SERVICES LLC N NFA 06/30/2006 1,089,948 250,000 839,948 91 INTERACTIVE BROKERS LLC Y EUXUS 06/30/2006 223,202,929 20,894,476 202,308,453 92 INTERBANK FX LLC N NFA 06/30/2006 4,495,265 1,296,765 3,198,499 93 IOWA GRAIN CO N CBOT 06/30/2006 8,898,642 5,729,158 3,169,484 
SELECTED FCM FINANCIAL DATA AS OF 

June 30, 2006

FROM REPORTS FILED BY 

July 31, 2006

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital 

(a) (b) (c) (d) 

94 ITAU SECURITIES INC Y NFA 06/30/2006 17,715,670 250,000 17,465,670 95 IXIS SECURITIES NORTH AMERICA INC Y NFA 06/30/2006 163,393,581 250,000 163,143,581 96 JP MORGAN FUTURES INC N NYME 06/30/2006 1,045,827,834 617,029,253 428,798,581 97 KOTTKE ASSOCIATES LLC N CBOT 06/30/2006 7,386,982 309,252 7,077,730 98 LADENBURG THALMANN & CO INC Y NFA 06/30/2006 15,488,528 250,000 15,238,528 99 LBS LIMITED PARTNERSHIP N CBOT 06/30/2006 623,657 250,000 373,657 

100 LEADER INVESTMENTS INC Y NFA 06/30/2006 412,767 250,000 162,767 101 LEHMAN BROTHERS INC Y CBOT 06/30/2006 (g) 538,292,000 (g) 102 LINN GROUP ( THE ) N NFA 06/30/2006 588,491 250,000 338,491 103 LINSCO/PRIVATE LEDGER CORP Y NFA 06/30/2006 74,337,897 6,265,945 68,071,952 104 LOEB PARTNERS CORPORATION Y NFA 06/30/2006 25,170,694 250,000 24,920,694 105 MAN FINANCIAL INC N CME 06/30/2006 512,833,016 410,200,109 102,632,907 106 MANCHESTER FINANCIAL GROUP INC N NFA 06/30/2006 496,276 250,000 246,276 107 MARQUETTE ELECTRONIC BROKERAGE LLC N NFA 06/30/2006 1,329,711 250,000 1,079,711 108 MB TRADING FUTURES INC. N NFA 06/30/2006 437,754 250,000 187,754 109 MBF CLEARING CORP N NYME 06/30/2006 23,550,204 2,607,510 20,942,694 110 MCVEAN TRADING AND INVESTMENTS LLC N NFA 06/30/2006 6,158,765 2,152,201 4,006,564 111 MERRILL LYNCH PIERCE FENNER & SMITH Y CBOT 06/30/2006 (g) 507,208,105 (g) 112 MERRILL LYNCH PROFESSIONAL CLEARING CORP Y NFA 06/30/2006 1,025,516,080 36,473,553 989,042,527 113 MID-CO COMMODITIES INC N NFA 06/30/2006 4,737,973 1,304,848 3,433,125 114 MITSUI BUSSAN COMMODITIES USA INC N NYME 06/30/2006 5,846,886 1,375,274 4,471,612 115 MIZUHO SECURITIES USA INC Y CME 06/30/2006 163,500,236 22,803,912 140,696,324 116 MONEY GARDEN CORP N NFA 06/30/2006 3,125,845 250,000 2,875,845 117 MORGAN KEEGAN & COMPANY INC Y NFA 06/30/2006 370,810,897 12,396,546 358,414,351 118 MORGAN STANLEY & CO INCORPORATED Y CME 06/30/2006 (g) 1,004,006,357 (g) 119 MORGAN STANLEY DW INC Y CBOT 06/30/2006 1,302,611,542 75,141,467 1,227,470,075 120 NATIONS INVESTMENTS LLC N NFA 06/30/2006 465,763 250,000 215,763 121 NEUBERGER BERMAN LLC Y NFA 06/30/2006 310,596,661 18,574,491 292,022,170 122 NOMURA SECURITIES INTERNATIONAL INC Y CBOT 06/30/2006 808,580,682 7,654,404 800,926,278 123 OANDA CORPORATION N NFA 06/30/2006 33,861,650 2,826,559 31,035,090 124 OCONNOR & COMPANY LLC Y CBOT 06/30/2006 61,794,100 7,049,145 54,744,955 125 ODL SECURITIES INC N NFA 06/30/2006 786,472 250,000 536,472 126 ONE WORLD CAPITAL GROUP LLC N NFA 06/30/2006 462,633 250,000 212,633 127 OPEN E CRY LLC N NFA 06/30/2006 1,058,775 773,571 285,204 128 OPPENHEIMER & CO INC Y NFA 06/30/2006 198,902,287 27,383,119 171,519,168 129 OPTIONSXPRESS INC Y NFA 06/30/2006 8,204,284 472,488 7,731,796 130 PENSON FINANCIAL FUTURES INC N NFA 06/30/2006 1,218,546 250,000 968,546 131 PEREGRINE FINANCIAL GROUP INC N NFA 06/30/2006 15,242,152 6,287,476 8,954,676 132 PIONEER FUTURES INC N NYME 06/30/2006 787,712 250,000 537,712 133 PIPER JAFFRAY & CO Y NFA 06/30/2006 335,241,578 10,613,260 324,628,318 134 PRUDENTIAL FINANCIAL DERIVATIVES LLC N CBOT 06/30/2006 132,213,000 107,127,560 25,085,440 135 RAND FINANCIAL SERVICES INC N CME 06/30/2006 26,483,707 9,633,572 16,850,135 136 RAYMOND JAMES & ASSOCIATES INC Y NFA 06/30/2006 336,470,051 28,536,222 307,933,829 137 RBC CAPITAL MARKETS CORPORATION Y CME 06/30/2006 251,283,080 68,463,640 182,819,440 138 RBC DAIN RAUSCHER INC Y NFA 06/30/2006 410,836,845 41,417,960 369,418,885 139 REDSKY FINANCIAL LLC Y NFA 06/30/2006 517,005 250,000 267,005 140 RJ OBRIEN ASSOCIATES INC N CME 06/30/2006 94,834,910 75,024,596 19,810,314 
SELECTED FCM FINANCIAL DATA AS OF 

June 30, 2006

FROM REPORTS FILED BY 

July 31, 2006

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital 

(a) (b) (c) (d) 

141 ROBBINS FUTURES INC N NFA 06/30/2006 471,615 250,000 221,615 142 ROSENTHAL COLLINS GROUP LLC N CME 06/30/2006 43,902,324 19,473,466 24,428,858 143 ROSENTHAL GLOBAL SECURITIES LLC Y CBOT 06/30/2006 11,122,348 257,435 10,864,913 144 SANFORD C BERNSTEIN & CO LLC Y NFA 06/30/2006 134,512,354 28,338,368 106,173,986 145 SENTINEL MANAGEMENT GROUP INC N NFA 06/30/2006 2,204,127 250,000 1,954,127 146 SHATKIN ARBOR INC N CBOT 06/30/2006 5,249,724 250,000 4,999,724 147 SHAY GRAIN CLEARING COMPANY N KCBT 06/30/2006 987,733 621,122 366,611 148 SMW TRADING COMPANY INC N CME 06/30/2006 33,922,940 426,912 33,496,028 149 SNC INVESTMENTS INC N NFA 06/30/2006 442,850 250,000 192,850 150 SOLID GOLD FINANCIAL SERVICES INC N NFA 06/30/2006 344,817 250,000 94,817 151 SPENCER FINANCIAL LLC N NFA 06/30/2006 262,139 250,000 12,139 152 SPOT FX CLEARING CORP N NFA 06/30/2006 1,141,996 673,905 468,090 153 STEPHENS INC Y NFA 06/30/2006 52,345,551 10,001,763 42,343,788 154 STERLING COMMODITIES CORP N NYME 06/30/2006 7,516,481 669,184 6,847,297 155 SWISS AMERICAN SECURITIES INC Y NFA 06/30/2006 98,571,785 6,633,507 91,938,278 156 TCA FUTURES LLC N NFA 06/30/2006 641,562 250,000 391,562 157 TENCO INC N CBOT 06/30/2006 30,773,954 3,691,494 27,082,460 158 TERRA NOVA TRADING LLC Y NFA 06/30/2006 7,544,789 1,500,000 6,044,789 159 TIMBER HILL LLC Y CME 06/30/2006 857,103,588 10,985,202 846,118,386 160 TOWER RESEARCH CAPITAL EUROPE LLC N NFA 06/30/2006 1,268,255 250,000 1,018,255 161 TRADECO CLEARING GROUP, LLC N NFA 06/30/2006 409,175 250,000 159,175 162 TRADELINK LLC Y CBOT 06/30/2006 33,482,056 347,514 33,134,542 163 TRADESTATION SECURITIES INC Y NFA 06/30/2006 43,343,558 2,148,624 41,194,934 164 TRADITION SECURITIES AND FUTURES INC N NFA 06/30/2006 384,000 250,000 134,000 165 TRANSMARKET GROUP LLC Y CBOT 06/30/2006 11,104,145 250,000 10,854,145 166 TREND COMMODITIES LIMITED PARTNERSHIP N NFA 06/30/2006 786,980 250,000 536,980 167 TRILAND USA INC N NYME 06/30/2006 30,203,207 6,773,469 23,429,738 168 UBS FINANCIAL SERVICES INC Y CBOT 06/30/2006 1,524,457,113 161,565,409 1,362,891,704 169 UBS SECURITIES LLC Y CBOT 06/30/2006 5,207,062,888 527,518,242 4,679,544,646 170 UNITED CLEARING LLC N NFA 06/30/2006 509,491 250,000 259,491 171 UNITED GLOBAL MARKETS LLC N NFA 06/30/2006 1,044,315 250,000 794,315 172 VELOCITY FUTURES LP N NFA 06/30/2006 1,623,575 250,000 1,373,575 173 VISION LIMITED PARTNERSHIP N NFA 06/30/2006 27,278,429 12,853,581 14,424,848 174 WACHOVIA CAPITAL MARKETS LLC Y CME 06/30/2006 1,563,103,275 1,929,267 1,561,174,009 175 WACHOVIA SECURITIES FINANCIAL NETWORK, LLC Y NFA 06/30/2006 18,418,096 1,158,685 17,259,411 176 WACHOVIA SECURITIES LLC Y NFA 06/30/2006 249,590,224 3,077,011 246,513,213 177 WALL STREET DERIVATIVES INC N NFA 06/30/2006 551,046 250,000 301,046 178 WHITE COMMERCIAL CORPORATION N NFA 06/30/2006 2,475,218 250,000 2,225,218 179 WORLDWIDE CLEARING N NFA 06/30/2006 524,480 250,000 274,480 180 XPRESSTRADE LLC N NFA 06/30/2006 7,489,251 1,595,116 5,894,135 181 YORK BUSINESS ASSOCIATES LLC N NFA 06/30/2006 905,571 250,000 655,571 

Total 

May Web Page Update 178
SELECTED FCM FINANCIAL DATA AS OF 

June 30, 2006

FROM REPORTS FILED BY 

July 31, 2006

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital 

(a) (b) (c) (d) 

AdditionsAdvanced Markets Inc 3Allianz Global Investors Distributors LLCHamilton Williams LLCDeletions 0June Web Page Update 181Name ChangeMBT Technologies LLC changed their name to 3D Forex LLCAmerican Mutual Holdings Corporation changed their name to United Global Markets LLC(a): B/D? : A 'Y' means the FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer. (b): DSRO: Designated Self-Regulatory Organization. (c): A firm's net capital requirement is the greater of (1) $250,000; or(2) risk based capital requirement, the sum of 8% of total customer risk maintenance margin and 4% of total noncustomer risk maintenance margin; or(3) The amount of capital required by a registered futures association(currently NFA is the only such association);(4) for securities brokers and dealers, the amount of net capital required by Rule 15c3-1(a) of the Securities and Exchange Commission.(d): Excess net capital is adjusted net capital, less the firm's net capital requirement.(e): This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on a designated contract market or derivatives transaction execution facility. This is the sum of all accounts that contain a net liquidating equity.(f): This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of vthe United States. 
SELECTED FCM FINANCIAL DATA AS OF 

June 30, 2006

FROM REPORTS FILED BY 

July 31, 2006

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital 

(a) (b) (c) (d) 

(g): This FCM/BD’s ultimate parent company is regulated by the SECas a consolidated supervised entity. The firm has elected to computeits minimum capital requirement in accordance with the “Alternative Net Capital Requirement” as permitted by Appendix E to SEC Rule 15c3-1. As of June 30, 2006, the firm had net capital in excess of its minimum capital requirements. In addition to the alternative minimum net capital requirements, the firm is required to hold tentative net capital in excess of $1 billion and net capital in excess o$500 million in accordance with the market and credit risk standards of Appendix E of Rule 15c3-1. The firm also is required to notify the Commission and SEC in the event its tentative net capital is less than$5 billion. As of June 30, 2006, the firm had tentative net capital and net capital in excess of both the minimum and notification requirements. Note: Any comments regarding information contained in this table may be brought to the attention of the CFTC's Division of Clearing and Intermediary Oversight via e-mail: fzimmerle@cftc.gov; s_williams@cftc.gov or sgreska@cftc.gov.