alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
December 8, 2006

Via E-Mail

Office of the Acting Secretary
Commodity Futures Trading Commission
Three Lafayette Centre

1155 21st Street, N.W.

Washington, D.C. 20581

Re: Rule Certification. NYMEX Submission 06.149: Notification of
Amendments to NYMEX Rules 9.26, 9.27, and 9.34 for Four New
Electricity Options Contracts.

Dear Ms. Eileen A. Donovan:

The New York Mercantile Exchange ("NYMEX" or the "Exchange") is notifying the
Commodity Futures Trading Commission (“CFTC” or “Commission”) of amendments to
NYMEX Rules 9.26, All Month/Any One Month Position Accountability; 9.27, Expiration and
Current Delivery Month Position Limits or Position Accountability; and 9.34, Reporting Levels.

Effective on trade date Monday, December 18, 2006, these amendments include the
addition of position limits, accountability levels, and reporting levels for four new Electricity
Options Contracts. Pursuant to Section Se(c) of the Commodity Exchange Act (“Act”) and
CFTC Rule 40.6, the Exchange hereby certifies that the attached rule amendments comply with
the Act, including regulations under the Act.

Should you have any questions concerning the above, please contact Anthony V.
Densieski, Senior Director, Market Surveillance, at (212) 299-2881, or Bonnie H. Yurga,
Director, Market Surveillance, at (212) 299-2879.

Very truly yours,

Thomas F. LaSala
Chief Regulatory Officer

ce: Brian Regan
Nancy Minett



Contract

Rule

ity

Expira-
tion

Expiration

Expiration

Reporting

hapter

Code

Month

‘Account:
ability Level

‘Account-
ability Level

Level

Aggregate

Limit

Penultimate

‘Last Day

Into (1)

Aggregate
Into (2)

Rule
9.27

ntracts

nt

Rule 9.34

Rule 9.274

Electricity

NORTHERN
ILLINOIS,
Calendar-
Month LMP
Swap
Option

384

5,000

25.

UM

‘AEP-
DAYTON
Calendar-
Month LMP
Swap
Option

382

OT

5,000

25

CINERGY
Calendar-
Month LMP
Swap
Option

383

OY

5,000

25

EM

1SO New
England
Calendar-
Month LMP:
Swap
Option

381

OE

5,000

25

NI
Case 1:07-cv-01528-AKH Document 7 Filed 08/07/2007 Page 1 of 3
Case 1:07-cv-01528-AKH Document 7 Filed 08/07/2007 Page 2 of 3
Case 1:07-cv-01528-AKH Document 7 Filed 08/07/2007 Page 3 of 3
<TABLE> <S> <C>

<PAGE>
<ARTICLE> 5
       
<S>                                        <C>
<PERIOD-TYPE>                              9-MOS
<FISCAL-YEAR-END>                          SEP-30-1998
<PERIOD-START>                             OCT-01-1997
<PERIOD-END>                               JUN-30-1998
<CASH>                                          30,097
<SECURITIES>                                         0
<RECEIVABLES>                                   73,864
<ALLOWANCES>                                   (3,175)
<INVENTORY>                                    167,701
<CURRENT-ASSETS>                               268,487
<PP&E>                                         426,490
<DEPRECIATION>                                 220,515
<TOTAL-ASSETS>                                 508,676
<CURRENT-LIABILITIES>                          481,015
<BONDS>                                              0
<PREFERRED-MANDATORY>                                0
<PREFERRED>                                  1,661,304
<COMMON>                                           211
<OTHER-SE>                                 (1,633,854)
<TOTAL-LIABILITY-AND-EQUITY>                   508,676
<SALES>                                        381,097
<TOTAL-REVENUES>                               381,097
<CGS>                                          322,844
<TOTAL-COSTS>                                  322,844
<OTHER-EXPENSES>                               535,149
<LOSS-PROVISION>                                     0
<INTEREST-EXPENSE>                              27,432
<INCOME-PRETAX>                              (500,247)
<INCOME-TAX>                                         0
<INCOME-CONTINUING>                          (500,247)
<DISCONTINUED>                                       0
<EXTRAORDINARY>                                      0
<CHANGES>                                            0
<NET-INCOME>                                 (500,247)
<EPS-PRIMARY>                                    (.33)
<EPS-DILUTED>                                    (.33)
        

</TABLE>
Case 1:07-cv-05553-AKH Document 12 Filed 02/06/2008 Page 1 of 3Case 1:07-cv-05553-AKH Document 12 Filed 02/06/2008 Page 2 of 3Case 1:07-cv-05553-AKH Document 12 Filed 02/06/2008 Page 3 of 3
#### The People of the State of New York, Respondent, v Mary Bowen, Appellant.

Appeal by the defendant from a judgment of the County Court, Nassau County (Collins, J.), rendered March 29, 1983, convicting her of murder in the second degree (two counts), conspiracy in the second degree, burglary in the second degree, and grand larceny in the second degree, upon a jury verdict, and imposing sentence.

*122Ordered that the judgment is affirmed.

Our review of the record reveals that independent evidence was introduced at trial which corroborated the accomplice’s testimony so as to fairly and reasonably connect the defendant to the commission of the crimes charged *(see,*CPL 60.22 [1]; *People v Moses,*63 NY2d 299, 306; *People v Hudson,*51 NY2d 233, 238-239; *People v Daniels,*37 NY2d 624, 630).

Further, upon the exercise of our factual review power we are satisfied that the evidence established the defendant’s guilt beyond a reasonable doubt and that the verdict was not against the weight of the evidence *(see,*CPL 470.15 [5]).

We have examined the defendant’s remaining contentions and find them to be either unpreserved for appellate review or without merit. Thompson, J. P., Lawrence, Fiber and Spatt, JJ., concur.
Exhibit 10.40


 


AGREEMENT TO TERMINATE EQUITY OPTION AGREEMENT


 


THIS AGREEMENT TO TERMINATE
EQUITY OPTION AGREEMENT (this “Agreement”) is entered into as of May 13, 2019, by and among Chongqing Jinghuangtai
Enterprise Management and Consulting Co., Ltd., a foreign investment enterprise incorporated under the laws of the People’s
Republic of China (“PRC”) (“WOFE”); Chongqing Penglin Food Co., Ltd., a limited liability
company organized under the laws of the PRC (“Penglin”) and the Xinxin Shao, a shareholder holding 0.7% of the
equity interests of Penglin (“Shareholder”, with WOFE and Penglin collectively referred to as the “Parties”).


 


WHEREAS, in connection
with a certain Technical Consultation and Service Agreement dated as of October 9, 2017, and, Amendment to Technical Consultation
and Service Agreement dated as of February 25, 2018 (collectively, the “Consulting Agreement”), WOFE entered
into an Equity Option Agreement (the “Option Agreement”) with Penglin and Shareholder;


 


WHEREAS, Shareholder
and Zeshu Dai, as of the date hereof, have entered into a certain Share Transfer Agreement (the “Share Transfer Agreement”),
pursuant to which Shareholder has transferred all equity interest of Penglin to Zeshu Dai and no longer been the shareholder of
Penglin;


 


NOW, THEREFORE, in
consideration of the foregoing recitals and the mutual agreements herein contained and for other good and valuable consideration,
the Parties agree as follows:


 


A.       TERMINATION
OF THE EQUITY OPTION AGREEMENT. Each of WFOE, Penglin and Shareholder hereby agree to terminate the Option Agreement.


 


B.       GOVERNING
LAW. This Agreement shall be governed and construed under the laws of the People’s Republic of China, and shall be binding
on and shall inure to the benefit of the parties and their respective successors and permitted assigns.


 


C.       COUNTERPARTS.
This Agreement may be executed in any number of counterparts, each of which shall be an original, but all of which together shall
constitute one instrument.


 


[Remainder of page left blank intentionally.]


 






     


     


    

 





SIGNATURE PAGE


 


IN
WITNESS WHEREOF, the Parties hereto have caused this Amendment to be duly executed by their legal representatives and duly
authorized representatives on their behalf as of the date first set forth above.


 


Chongqing Jinghuangtai Enterprise Management and Consulting
Co., Ltd.


 


 


	By:	/s/
    Zeshu Dai	 
	Name:
    Zeshu Dai	 
	Title:
    Legal Representative	 
	 	 
	 	 
	Chongqing
    Penglin Food Co., Ltd.	 
	 	 
	 	 
	By:	/s/
    Zeshu Dai	 
	Name:
    Zeshu Dai	 
	Title:
    Legal Representative	 
	 	 
	 	 
	Xinxin
    Shao	 
	 	 
	 	 
	By:	/s/
    Xinxin Shao	 
	Xinxin
    Shao
DOCSNY-271734v01 

UNITED STATES DISTRICT COURT 

SOUTHERN DISTRICT OF NEW YORK 

----------------------------------------------------------------X 

IN RE WORLD TRADE CENTER LOWER 

MANHATTAN DISASTER SITE LITIGATION 

: 

: 

: 

: 

21 MC 102 (AKH) 

----------------------------------------------------------------X 

WILSON SANCHEZ, 

 Plaintiff, 

 - against - 

100 CHURCH, LLC, et al.,

 Defendants. 

: 

: 

: 

: 

: 

: 

: 

: 

: 

07-CV-5386-AKH 

APPEARANCE 

ELECTRONICALLY FILED 

----------------------------------------------------------------X 

To the Clerk of this Court and all parties of record: 

Enter my appearance as counsel in this case for: 

MERRILL LYNCH & CO., INC. and 222 BROADWAY, LLC. 

I certify that I am admitted to practice in this court.

Dated: New York, New York 

 October 3, 2007 

 By:

DICKSTEIN SHAPIRO LLP 

 /s/ Judith R. Cohen___ 

Judith R. Cohen (JC-8614) 

1177 Avenue of the Americas 

New York, New York 10036 

Phone: (212) 277-6500 

Fax: (212) 277-6501 

Attorney for Defendants 

MERRILL LYNCH & CO., INC. and 

222 BROADWAY, LLC 

Case 1:07-cv-05386-AKH Document 17 Filed 10/03/2007 Page 1 of 1
EX-10.1






Exhibit 10.1




PROMISSORY NOTE




December 20, 2005




$810,000.00



FOR VALUE RECEIVED, the undersigned, HyperFeed Technologies,Inc., a Delaware corporation,
promises to pay to the order of PICO Holdings, Inc., a California corporation, the principal sum of
Eight Hundred and Ten Thousand Dollars and no cents ($810,000.00), together with the interest
thereon at the rate of seven percent (7%) per annum, commencing on the date hereof and continuing
until the principal sum is paid in full. Interest shall be computed on the basis of a 365-day
year.



PICO Holdings, Inc. acknowledges that the funds borrowed pursuant to this Promissory Note are
subordinate to any existing loans from Lakeside Bank.



The entire unpaid principal balance of, and all interest under, this Promissory Note shall be
due and payable not later than January 31, 2006. The indebtness evidenced hereby may be prepaid in
whole or part at any time without penalty. Any payment or prepayment shall be applied first to
interest and second to the principal due and payable hereunder.



HyperFeed Technologies, Inc. covenants that, if suit be brought to enforce the payment of the
principal or interest under this Promissory Note, it will pay PICO Holdings, Inc. such further
amount as shall be reasonable to cover the cost and expense of collection including reasonable
attorney fees.




HyperFeed Technologies, Inc.




/s/ Paul Pluschkell

By: Paul Pluschkell

Title: President & Chief Executive Officer
Case 1:07-cv-05301-AKH Document 9 Filed 01/07/2008 Page 1 of 9Case 1:07-cv-05301-AKH Document 9 Filed 01/07/2008 Page 2 of 9Case 1:07-cv-05301-AKH Document 9 Filed 01/07/2008 Page 3 of 9Case 1:07-cv-05301-AKH Document 9 Filed 01/07/2008 Page 4 of 9Case 1:07-cv-05301-AKH Document 9 Filed 01/07/2008 Page 5 of 9Case 1:07-cv-05301-AKH Document 9 Filed 01/07/2008 Page 6 of 9Case 1:07-cv-05301-AKH Document 9 Filed 01/07/2008 Page 7 of 9Case 1:07-cv-05301-AKH Document 9 Filed 01/07/2008 Page 8 of 9Case 1:07-cv-05301-AKH Document 9 Filed 01/07/2008 Page 9 of 9
I 

116TH CONGRESS 

1ST SESSION H. R. 1941 

To amend the Outer Continental Shelf Lands Act to prohibit the Secretary 

of the Interior including in any leasing program certain planning areas, 

and for other purposes. 

IN THE HOUSE OF REPRESENTATIVES 

MARCH 28, 2019 

Mr. CUNNINGHAM (for himself, Mr. ROONEY of Florida, Mr. LOWENTHAL, 

Mr. HUFFMAN, Mr. VAN DREW, Mr. HASTINGS, Mr. ROUDA, Mr. 

PAPPAS, Mr. GALLEGO, Ms. VELA ́ZQUEZ, Ms. HILL of California, Mr. 

PANETTA, Ms. OCASIO-CORTEZ, Mr. BEYER, Ms. WASSERMAN SCHULTZ, 

Ms. JAYAPAL, Ms. SHALALA, Ms. HAALAND, Mr. JOHNSON of Georgia, 

Mr. MCEACHIN, Mr. CARBAJAL, Mr. KIM, Ms. PINGREE, Mr. TED LIEU

of California, Mr. CASE, Mr. SCHIFF, Ms. CASTOR of Florida, Ms. 

DEGETTE, Mr. LEVIN of California, Mr. SOTO, and Mr. COX of California) introduced the following bill; which was referred to the Committee 

on Natural Resources 

A BILL 

To amend the Outer Continental Shelf Lands Act to prohibit 

the Secretary of the Interior including in any leasing 

program certain planning areas, and for other purposes. 

1 Be it enacted by the Senate and House of Representa2 tives of the United States of America in Congress assembled, 

3 SECTION 1. SHORT TITLE. 

4 This Act may be cited as the ‘‘Coastal and Marine 

5 Economies Protection Act’’. 


kjohnson on DSK79L0C42 with BILLS
2 

•HR 1941 IH

1 SEC. 2. PROHIBITION ON LEASING IN CERTAIN PLANNING 

2 AREAS. 

3 Section 18 of the Outer Continental Shelf Lands Act 

4 is amended by redesignating subsections (g) and (h) as 

5 subsections (h) and (i) respectively, and by inserting after 

6 subsection (f) the following: 

7 ‘‘(g) The Secretary shall not include in any leasing 

8 program under this section any area within the Atlantic 

9 Region planning areas or the Pacific Region planning 

10 areas, as such planning areas are described in the docu11 ment entitled ‘Draft Proposed Program Outer Continental 

12 Shelf Oil and Gas Leasing Program 2019–2024’, dated 

13 January 2018.’’. 

Æ 


kjohnson on DSK79L0C42 with BILLS
SUPREME COURT OF THE STATE OF NEW YORK

Appellate Division, Fourth Judicial Department

1177 

CA 15-00662 

PRESENT: SCUDDER, P.J., CENTRA, CARNI, WHALEN, AND DEJOSEPH, JJ. 

 

SUSAN M. WEICHERT, PLAINTIFF-APPELLANT, 

V MEMORANDUM AND ORDER

ROY A. BROWN, DEFENDANT-RESPONDENT. 

 

SUSAN M. WEICHERT, PLAINTIFF-APPELLANT PRO SE. 

JEFFREY DEROBERTS, SYRACUSE, FOR DEFENDANT-RESPONDENT.

Appeal from an order of the Supreme Court, Onondaga County

(Anthony J. Paris, J.), entered June 23, 2014. The order granted

defendant’s motion to vacate a default judgment. 

It is hereby ORDERED that the order so appealed from is

unanimously affirmed without costs.

Memorandum: Plaintiff appeals from an order granting defendant’s

motion to vacate a default judgment pursuant to CPLR 5015 (a) (1),

contending that defendant was never in default and thus that Supreme

Court erred in entertaining defendant’s motion. We reject that

contention, inasmuch as the record establishes that defendant did not

appear at the inquest on damages, which resulted in the entry of the

amended judgment that was the subject of defendant’s motion. Also

contrary to plaintiff’s contention, the court did not abuse its

discretion in granting defendant’s motion, upon determining that

defendant established “a reasonable excuse for the default as well as

a meritorious defense” (Calaci v Allied Interstate, Inc. [appeal No.

2], 108 AD3d 1127, 1128; see Matter of Reilly v City of Rome, 114 AD3d

1255, 1256). Here, after granting plaintiff’s motion for partial

summary judgment on liability and prior to the inquest on damages at

which defendant failed to appear, the court sua sponte relieved

defendant’s counsel without providing notice to defendant that it had

done so, and it is undisputed that defendant was unaware that he was

no longer represented or required to appear at the damages inquest. 

Defendant also demonstrated a meritorious defense to the amount of

damages sought by plaintiff. Plaintiff sought and was awarded nearly

$250,000 based on damages to her rental property caused by defendant,

but defendant demonstrated that he at one time had an option to

purchase that rental property for $65,000. As the court noted in

granting defendant’s motion, it was “quite obvious that the award

[was] excessive and disproportionate to the value of the property and

it may well appear that plaintiff’s uncontested proof was quite a bit 
-2- 1177 

CA 15-00662 

exaggerated.”

Entered: November 20, 2015 Frances E. Cafarell

Clerk of the Court
Michigan Supreme Court

Lansing, Michigan

Robert P. Young, Jr., Chief Justice

Michael F. Cavanagh

Stephen J. Markman

Mary Beth Kelly

Brian K. Zahra

Bridget M. McCormack

David F. Viviano, Justices

I, Corbin R. Davis, Clerk of the Michigan Supreme Court, certify that the

foregoing is a true and complete copy of the order entered at the direction of the Court.

 _________________________________________

 Clerk

April 1, 2013

h0325

Order 

April 1, 2013

145834-7

KARTER LANDON,

Petitioner-Appellee, SC: 145834-7

COA: 301802, 301832,

v 301905, 301919

MTT: 00-339811, 00-339812,

00-339813, 00-339814

CITY OF FLINT,

Respondent-Appellant.

____________________________________/

On order of the Court, the application for leave to appeal the May 24, 2012 

judgment of the Court of Appeals is considered, and it is DENIED, because we are not 

persuaded that the question presented should be reviewed by this Court.
Case 7:07-cv-05714-CS-MDF Document 3 Filed 06/22/2007 Page 1 of 3
Case 7:07-cv-05714-CS-MDF Document 3 Filed 06/22/2007 Page 2 of 3
Case 7:07-cv-05714-CS-MDF Document 3 Filed 06/22/2007 Page 3 of 3
Case 1:07-cv-05804-GEL Document 18-18 Filed 05/02/2008 Page 1 of 6
Case 1:07-cv-05804-GEL Document 18-18 Filed 05/02/2008 Page 2 of 6
Case 1:07-cv-05804-GEL Document 18-18 Filed 05/02/2008 Page 3 of 6
Case 1:07-cv-05804-GEL Document 18-18 Filed 05/02/2008 Page 4 of 6
Case 1:07-cv-05804-GEL Document 18-18 Filed 05/02/2008 Page 5 of 6
Case 1:07-cv-05804-GEL Document 18-18 Filed 05/02/2008 Page 6 of 6
NBO SYSTEMS, Inc.



EXHIBIT 31.1



I, Keith A. Guevara, certify that:



1. I have reviewed this annual report on Form 10-KSB of NBO SYSTEMS, INC.;



2. Based on my knowledge, this annual report does not contain any untrue
statement of a material fact or omit to state a material fact necessary to make
the statements made, in light of the circumstances under which such statements
were made, not misleading with respect to the periods covered by this annual
report;



3. Based on my knowledge, the financial statements, and other financial
information included in this annual report, fairly present in all material
respects the financial condition, results of operations and cash flows of the
registrant as of, and for, the periods presented in this annual report;



4. The registrant's other certifying officer and I are responsible for
establishing and maintaining disclosure controls and procedures (as defined in
Exchange Act Rules 13a-15(e) and 15d-15(e)) for the registrant and have:



> a) designed such disclosure controls and procedures to ensure that material
> information relating to the registrant, is made known to us by others within the
> Company, particularly during the periods in which this annual report is being
> prepared;
>   
>         b) evaluated the effectiveness of the registrant's disclosure controls and
> procedures and presented in this report our conclusion about the effectiveness
> of the disclosure controls and procedures, as of the end of the period covered
> by this report based on such evaluation; and
>   
>         c) disclosed in this annual report any change in the registrant's internal
> control over financial reporting that occurred during the registrant's most
> recent fiscal year that has materially affected, or is reasonably likely to
> materially affect, the registrant's internal control over financial reporting.

5. The registrant's other certifying officer and I have disclosed, based on
our most recent evaluation, to the registrant's auditors and the audit
committee of registrant's board of directors (or persons performing the
equivalent functions):



> a) all significant deficiencies and material weaknesses in the design or
> operation of internal controls which are reasonably likely to adversely affect
> the registrant's ability to record, process, summarize and report financial
> information; and
>   
>         b) any fraud, whether or not material, that involves management or other
> employees who have a significant role in the registrant's internal controls
> and over financial reporting.

Date: December 17, 2003

/s/ Keith A. Guevara

[Signature]



Chairman of the Board of Directors, Chief Executive Officer and President
[Federal Register Volume 66, Number 92 (Friday, May 11, 2001)]
[Notices]
[Page 24165]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 01-11923]


-----------------------------------------------------------------------

NATIONAL SCIENCE FOUNDATION


Special Emphasis Panel in Materials Research; Notice of Meeting

    In accordance with the Federal Advisory Committee Act (Pub. L. 92-
463, as amended), the National Science Foundation announces the 
following meetings:

    Name: Special Emphasis Panel in Materials Research (DMR) #1203.
    Dates/Times: May 29 and 30, 2001; 7:30 a.m.-9 p.m., May 31, 
2001; 7:30 a.m.-3 p.m.
    Place: National Science Foundation, 4201 Wilson Boulevard, Room 
375, Arlington, VA.
    Type of Meeting: Closed.
    Contact Person: Dr. Ulrich Strom, Program Director, Materials 
Research Science and Engineering Centers, Division of Materials 
Research, Room 1065, National Science Foundation, 4201 Wilson 
Boulevard, Arlington, VA 22230, (703) 292-4938.
    Purpose of Meeting: To provide advice and recommendations 
concerning proposals submitted to NSF for financial support.
    Agenda: Review and evaluate proposals as part of the selection 
process to determine finalists for support for the FY Nanoscale 
Science and Engineering Centers (NSEC) Competition.
    Reason for Closing: The work being reviewed may include 
information of a proprietary or confidential nature, including 
technical information; financial data, such as salaries and personal 
information concerning individuals associated with the proposals. 
These matters are exempt under 5 U.S.C. 552b(c)(4) and (6) of the 
Government in the Sunshine Act.

    Dated: May 8, 2001.
Susanne Bolton,
Committee Management Officer.
[FR Doc. 01-11923 Filed 5-10-01; 8:45 am]
BILLING CODE 7555-01-M