alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
##### 



Exhibit 20.3 Independent Accountants Report Mellon Bank Premium Finance Loan Master Trust
c/o Wells Fargo Bank Minnesota, N.A., as Trustee: AFCO Credit Corporation, as Servicer
AFCO Acceptance Corporation, as Servicer We have examined the accompanying assertion made by management on AFCO Credit
Corporations and AFCO Acceptance Corporations (jointly, AFCO) compliance, as Servicer,
with Sections 4.2, 4.3, 4.5 and 8.8 of the Pooling and Servicing Agreement for the
Mellon Bank Premium Finance Loan Master Trust dated June 15, 2001 and Sections 4.7(a)(i)
and 4.8 of the Supplement (Series 2002-1) dated December 17, 2002 (as amended,
collectively, the Agreements), for the period January 1, 2004 through December 31, 2004.
Management is responsible for AFCOs compliance with the aforementioned sections of the
Agreements. Our responsibility is to express an opinion on managements assertion about
AFCOs compliance based upon our examination. Our examination was conducted in accordance with attestation standards established by
the American Institute of Certified Public Accountants and, accordingly, included
examining, on a test basis, evidence about AFCOs compliance with the aforementioned
sections of the Agreements and performing such other procedures as we considered
necessary in the circumstances. We believe our examination provides a reasonable basis
for our opinion. Our examination does not provide a legal determination on AFCOs
compliance with the Agreements. In our opinion, managements assertion that AFCO was materially in compliance with the
aforementioned sections of the Agreements for the period January 1, 2004 through
December 31, 2004 is fairly stated, in all material respects. /s/ KPMG, LLP Pittsburgh, Pennsylvania
March 25, 2005 E-4




---



##### 



Management Report on AFCO Credit Corporations and AFCO Acceptance Corporations
Compliance, as Servicer, with the Servicing Requirements of the Pooling and Servicing
Agreement Management of AFCO Credit Corporation and AFCO Acceptance Corporation (jointly,
AFCO), as Servicer, is responsible for compliance with the servicing requirements
in Sections 4.2, 4.3, 4.5, and 8.8 of the Pooling and Servicing Agreement for the
Mellon Bank Premium Finance Loan Master Trust dated June 15, 2001 and Sections
4.7(a)(i) and 4.8 of the Supplement (Series 2002-1) dated December 17, 2002. Management has performed an evaluation of AFCOs compliance with the aforementioned
sections of the Agreements for the period January 1, 2004 through December 31, 2004.
Based upon this evaluation, management believes that, for the period January 1, 2004
through December 31, 2004, AFCO, as Servicer, was materially in compliance with the
aforementioned sections of the Agreements. /s/ Daryl J. Zupan
    
    /s/ Bruce. R. GoldDaryl J. Zupan
    
    Bruce R. GoldPresident
    
    Senior Vice President, Treasurer,and Chief Financial Officer
 March 25, 2005 E-5
November 28, 2005

Ms. Jean A. Webb

Secretary

Commodity Futures Trading Commission
Three Lafayette Centre

1155 21* Street, N.W.

Washington, D.C, 20581

Reference File #2606.01
Rule Certification
Dear Ms. Webb:

Pursuant to Commission Regulation 40.6(a), the Chicago Board of Trade (CBOT®) hereby
submits the following:

- Establishment of a pilot program to modify procedures for determining the final
settlement prices for expiring U.S. Treasury Bond and Note futures.

The final settlement prices at contract expiration will be based exclusively on e-cbot (electronic)
market rather than open auction market activity. The pilot program will apply to the December
2005 and March 2006 expirations, after which the program results will be evaluated.

There were no opposing views in connection with this program.

The CBOT intends to implement this program no sooner than one day after the Commission’s
receipt of this filing.

The CBOT certifies that this program complies with the Commodity Exchange Act and the rules
thereunder.

Sincerely,

Paul J. Draths
Vice President and Secretary
Document Headings

                    Document headings vary by document type but may contain                    the following:                  
                -                       the agency or agencies that issued and signed a document                    
                -                       the number of the CFR title and the number of each part                      the document amends, proposes to amend, or is directly                      related to                    
                -                       the agency docket number / agency internal file number                    
                -                       the RIN which identifies each regulatory action listed in                      the Unified Agenda of Federal Regulatory and Deregulatory                      Actions                    

                    See the                                          Document Drafting Handbook                                        for more details.                  

###### Department of Energy

###### Federal Energy Regulatory Commission

          - [Project No. 11616-000-Michigan, Project No. 2566-010-Michigan

                    In accordance with the National Environmental Policy Act of 1969 and the Federal Energy Regulatory Commission's (Commission's) regulations, 18 CFR Part 380 (Order No. 486, 52 F.R. 47897), the Office of Energy Projects has reviewed the City of Portland's application for original license for operating unlicensed Portland Municipal Hydroelectric Project, and Consumers Energy Company's new license for the continued operation of the Webber Hydroelectric Project, located on the Grand River, in the City of Portland, Ionia County, Michigan, and has                           ( print page 23695)                        prepared a Final Environmental Assessment (FEA) for the projects. In the FEA, the Commission's staff has analyzed the potential environmental effects of the projects and has concluded that licensing the projects, with staff's recommended measures, would not constitute a major federal action significantly affecting the quality of the human environment.                

                    Copies of the FEA are available for review in the Public Reference Branch, Room 2-A, of the Commission's offices at 888 First Street, N.E., Washington, D.C. 20426. The DEA may also be viewed on the web at                     *http://www.ferc.fed.us/​online/​rims.htm.*                     Please call (202) 208-2222 for assistance. If you have any questions regarding this notice, please contact Tom Dean at (202) 219-2778.                

David P. Boergers,

Secretary.

[FR Doc. 01-11654 Filed 5-8-01; 8:45 am]

BILLING CODE 6717-01-M
Case 1:07-cv-05394-AKH     Document 15      Filed 09/05/2007     Page 1 of 1
February 2, 2006

Via E-Mail

Office of the Secretariat

Commodity Futures Trading Commission

Three Lafayette Centre ¢

1155 21" Street, N.W. r
Washington, D.C. 20581 : :

Re: Rule Certification. NYMEX Submission 06.16 — Notification of
Amendments to NYMEX Division Rule 9.34, Reporting Levels.

Dear Ms. Jean Webb: 2

The New York Mercantile Exchange, Inc. (“NYMEX” or the “Exchange”) hereby notifies
the Commodity Futures Trading Commission (“CFTC”) of amendments to NYMEX Division
Rule 9.34, Reporting Levels, for NYMEX Europe miNYTM Brent Futures Contract.

Effective February 6, 2006, the reporting level for NY MEX Europe miNYTM Brent
Futures Contracts will be set at 350 contracts. Also, for housekeeping purposes, rule language
was modified applicable to the NYMEX Europe Brent Crude Oil Futures Contract. Pursuant to
Section 5c(c) of the Commodity Exchange Act (“Act”) and CFTC Rule 40.6, the Exchange
hereby certifies that the new amendments comply with the Act, including regulations under the
Act.

Should you have any questions concerning the above, please feel free to contact me at
(212) 299-2897.

Very truly yours,

Thomas F. LaSala
Senior Vice President
Compliance and Risk Management

Attachments
ce: Brian Regan
Nancy Minett


Amendments to NYMEX Rule 9.34
[Strikethroughs in bold indicate deletions; underlining in bold indicate additions]

9.34 Reporting Levels

(A) The quantities fixed for the purposes of filing a report under Rule 9.33 are:

Commodity

Crude Oil Light Sweet 350 contracts
Brent-Crude-Oit NYMEX Europe Brent Crude Oil Futures Contract 350 contracts
PJM Calendar-Month-LMP Swap (PJM Interconnection, LLC) 1 contract

(Remainder is unchanged through the following insertion.)

Futures Contracts listed for Trading Only on NYMEX ClearPort(sm) Trading
and also Listed for Clearing of Off-Exchange Transactions Through NYMEX
ClearPort(sm) Clearing

Cash-Settled Contracts

NYMEX Light Sweet Crude Oil Mini Futures Contract 350 contracts
NYMEX Europe miNYTM Brent Futures Contract 350 contracts
NYMEX Natural Gas Mini Futures Contract 175 contracts

(Remainder of the Rule is unchanged.)
Case 1:07-cv-05386-AKH Document 13 Filed 09/14/2007 Page 1 of 4
Case 1:07-cv-05386-AKH Document 13 Filed 09/14/2007 Page 2 of 4
Case 1:07-cv-05386-AKH Document 13 Filed 09/14/2007 Page 3 of 4
Case 1:07-cv-05386-AKH Document 13 Filed 09/14/2007 Page 4 of 4
Case 1:07-cv-04521-AKH Document 7-6 Filed 08/08/2007 Page 1 of 21
Case 1:07-cv-04521-AKH Document 7-6 Filed 08/08/2007 Page 2 of 21
Case 1:07-cv-04521-AKH Document 7-6 Filed 08/08/2007 Page 3 of 21
Case 1:07-cv-04521-AKH Document 7-6 Filed 08/08/2007 Page 4 of 21
Case 1:07-cv-04521-AKH Document 7-6 Filed 08/08/2007 Page 5 of 21
Case 1:07-cv-04521-AKH Document 7-6 Filed 08/08/2007 Page 6 of 21
Case 1:07-cv-04521-AKH Document 7-6 Filed 08/08/2007 Page 7 of 21
Case 1:07-cv-04521-AKH Document 7-6 Filed 08/08/2007 Page 8 of 21
Case 1:07-cv-04521-AKH Document 7-6 Filed 08/08/2007 Page 9 of 21
Case 1:07-cv-04521-AKH Document 7-6 Filed 08/08/2007 Page 10 of 21
Case 1:07-cv-04521-AKH Document 7-6 Filed 08/08/2007 Page 11 of 21
Case 1:07-cv-04521-AKH Document 7-6 Filed 08/08/2007 Page 12 of 21
Case 1:07-cv-04521-AKH Document 7-6 Filed 08/08/2007 Page 13 of 21
Case 1:07-cv-04521-AKH Document 7-6 Filed 08/08/2007 Page 14 of 21
Case 1:07-cv-04521-AKH Document 7-6 Filed 08/08/2007 Page 15 of 21
Case 1:07-cv-04521-AKH Document 7-6 Filed 08/08/2007 Page 16 of 21
Case 1:07-cv-04521-AKH Document 7-6 Filed 08/08/2007 Page 17 of 21
Case 1:07-cv-04521-AKH Document 7-6 Filed 08/08/2007 Page 18 of 21
Case 1:07-cv-04521-AKH Document 7-6 Filed 08/08/2007 Page 19 of 21
Case 1:07-cv-04521-AKH Document 7-6 Filed 08/08/2007 Page 20 of 21
Case 1:07-cv-04521-AKH Document 7-6 Filed 08/08/2007 Page 21 of 21
<PAGE>
                                  EXHIBIT 99.1



PACER TECHNOLOGY

Annual Report on Form 10-K
for the fiscal year ended June 30, 2002



                        CERTIFICATION OF PERIODIC REPORT

I, Richard S. Kay, Chairman, Chief Executive Officer and President of Pacer
Technology (the "Company"), certify, pursuant to Section 906 of the
Sarbanes-Oxley Act of 2002, 18 U.S.C. Sections 1350, that:

    (1)    the Annual Report on Form 10-K of the Company for the fiscal year
           ended June 30, 2002, as filed by the Company with the Securities and
           Exchange Commission (the "Annual Report"), fully complies with the
           applicable requirements of Section 13(a) or 15(d) of the Securities
           Exchange Act of 1934, as amended; and

    (2)    the information contained in the Annual Report fairly presents, in
           all material respects, the financial condition and results of
           operations for the Company.

September 25, 2002



                                               /s/ RICHARD S. KAY
                                               ------------------------------
                                               Richard S. Kay
                                               Chairman, Chief Executive Officer
                                               and President
Case 1:07-cv-05304-AKH Document 18 Filed 12/06/2007 Page 1 of 3
Case 1:07-cv-05304-AKH Document 18 Filed 12/06/2007 Page 2 of 3
Case 1:07-cv-05304-AKH Document 18 Filed 12/06/2007 Page 3 of 3
Case 1:07-cv-05389-AKH Document 3 Filed 08/03/2007 Page 1 of 5
Case 1:07-cv-05389-AKH Document 3 Filed 08/03/2007 Page 2 of 5
Case 1:07-cv-05389-AKH Document 3 Filed 08/03/2007 Page 3 of 5
Case 1:07-cv-05389-AKH Document 3 Filed 08/03/2007 Page 4 of 5
Case 1:07-cv-05389-AKH Document 3 Filed 08/03/2007 Page 5 of 5
Clear All

        17 May 2023    

                    Higbee’s Pilgrims Celebrate Commissioning in Key West                 
                FALLS CHURCH, Va. - At the Key West International Airport, a woman wearing a USS Lenah Sutcliffe Higbee t-shirt is waiting for her flight. She made the pilgrimage to the nation’s southernmost city to see her grandson, a newly minted naval officer and Higbee crewmember, taking part in the ship            

#####  

##### Navy.mil  |  Navy.com  |  Navy FOIA  |  DoD Accessibility/Section 508  |  No Fear Act  |  Open Government  |  Plain Writing Act USA.gov  |  Veterans Crisis Line  |  VA Vet Center  |  FVAP  |   DoD Safe Helpline  |  Navy SAPR  |  NCIS Tips  |  Privacy Policy  |  Site Map  |  Contact US

###### Commander, U.S. Fleet Forces Command   |   1562 Mitscher Ave., Suite 250   |   Norfolk, Virginia 23551-2487

###### Official U.S. Navy Website
Td OCT

-3 PH: 56

OFC. OF WHE

cane

NETARIAT

October 3, 2006

Ms. Eileen A. Donovan

Acting Secretary

Commodity Futures Trading Commission
Three Lafayette Center

1155 21* Street, N.W.

Washington, D.C. 20581

Reference File # 2726.01
Rule Certification
Dear Ms. Donovan:

Pursuant to Commission Regulation 40.6(a), the Chicago Board of Trade (CBOT®) hereby
submits the following:

- Early listing of March 2008 Soybean Meal and Soybean Oil futures.
These futures contracts ordinarily would be authorized for trading as of October 16, 2006. Due
to customer demand, the Exchange intends to list these contracts earlier than usual (i.c., as of
October 4, 2006).
This is a one-time change, rather than a permanent revision, in the Exchange’s listing cycle.

There were no opposing views with respect to this action.

The CBOT certifies that this action complies with the Commodity Exchange Act and the rules
thereunder.

Sincerely,

Paul J. Draths
Vice President and Secretary
<TABLE> <S> <C>

<ARTICLE> 5
<MULTIPLIER> 1,000

<S>                             <C>
<PERIOD-TYPE>                   YEAR
<FISCAL-YEAR-END>                          SEP-30-2000
<PERIOD-START>                             OCT-01-2000
<PERIOD-END>                               SEP-30-2000
<CASH>                                          22,947
<SECURITIES>                                         0
<RECEIVABLES>                                   70,693
<ALLOWANCES>                                   (1,434)
<INVENTORY>                                     50,029
<CURRENT-ASSETS>                               145,167
<PP&E>                                          41,967
<DEPRECIATION>                                (25,872)
<TOTAL-ASSETS>                                 197,087
<CURRENT-LIABILITIES>                           47,581
<BONDS>                                          2,499
<PREFERRED-MANDATORY>                                0
<PREFERRED>                                          0
<COMMON>                                           353
<OTHER-SE>                                     138,010
<TOTAL-LIABILITY-AND-EQUITY>                   197,087
<SALES>                                        227,932
<TOTAL-REVENUES>                               227,932
<CGS>                                          127,204
<TOTAL-COSTS>                                  127,204
<OTHER-EXPENSES>                                87,092
<LOSS-PROVISION>                                     0
<INTEREST-EXPENSE>                               2,443
<INCOME-PRETAX>                                 12,203
<INCOME-TAX>                                        34
<INCOME-CONTINUING>                             12,169
<DISCONTINUED>                                       0
<EXTRAORDINARY>                                      0
<CHANGES>                                            0
<NET-INCOME>                                    12,169
<EPS-BASIC>                                       0.36
<EPS-DILUTED>                                     0.31


</TABLE>
#### In the Matter of Michael B. Rudin, an Attorney, Respondent. Grievance Committee of the Seventh Judicial District, Petitioner.

Fourth Department,

February 2, 1990

APPEARANCES OF COUNSEL

*Gary M. LaRusso*for petitioner.

*Michael B. Rudin,*respondent *pro se.*

OPINION OF THE COURT

Per Curiam.

Respondent was admitted to practice by order of this court on January 13, 1970.

The petition of the Grievance Committee alleges that in February 1988 respondent deposited in his trust account the sum of $5,872.75 belonging to his client. Over the next several *339months, respondent failed to respond accurately to many requests by his client regarding the status of the funds. Thereafter, respondent made withdrawals reducing the balance of the account below the amount belonging to his client, and on at least two occasions between March and July 1989 the account was overdrawn. On September 21, 1989, prior to the filing of the petition herein, respondent made total reimbursement to the client.

Respondent has admitted the allegations in the petition. In failing to maintain true and correct records of clients’ fiduciary accounts, respondent is guilty of violating 22 NYCRR 1022.5 (b), a rule of this Department, and Code of Professional Responsibility DR 9-102, DR 9-102 (B) (3), and DR 1-102 (4).

In determining an appropriate sanction, we note that on October 2, 1987 the Seventh District Grievance Committee determined that respondent had failed to preserve and identify funds collected on behalf of a client in violation of DR 9-102. Respondent was given a Letter of Admonition that strongly suggested that he "keep and maintain individual client ledger sheets reconciled with your trust account balances in the future”.

We conclude that respondent should be suspended from the practice of law for a period of two years and until the further order of this court.

Dillon, P. J., Callahan, Doerr, Denman and Green, JJ., concur.

Order of suspension entered.
V 

116TH CONGRESS 

1ST SESSION H. R. 1751 

For the relief of Emilio Gutie ́rrez Soto and Oscar Emilio Gutie ́rrez Soto. 

IN THE HOUSE OF REPRESENTATIVES 

MARCH 13, 2019 

Mrs. DINGELL introduced the following bill; which was referred to the 

Committee on the Judiciary 

A BILL 

For the relief of Emilio Gutie ́rrez Soto and Oscar Emilio 

Gutie ́rrez Soto. 

1 Be it enacted by the Senate and House of Representa2 tives of the United States of America in Congress assembled, 

3 SECTION 1. PERMANENT RESIDENT STATUS FOR EMILIO 

4 GUTIE ́ RREZ SOTO AND OSCAR EMILIO 

5 GUTIE ́ RREZ SOTO. 

6 (a) IN GENERAL.—Notwithstanding subsections (a) 

7 and (b) of section 201 of the Immigration and Nationality 

8 Act, Emilio Gutie ́rrez Soto and Oscar Emilio Gutie ́rrez 

9 Soto shall be eligible for issuance of an immigrant visa 

10 or for adjustment of status to that of an alien lawfully 

11 admitted for permanent residence upon filing an applicaVerDate Sep 11 2014 22:10 Mar 13, 2019 Jkt 089200 PO 00000 Frm 00001 Fmt 6652 Sfmt 6201 E:\BILLS\H1751.IH H1751

pamtmann on DSKBFK8HB2PROD with BILLS
2 

•HR 1751 IH

1 tion for issuance of an immigrant visa under section 204 

2 of such Act or for adjustment of status to lawful perma3 nent resident. 

4 (b) ADJUSTMENT OF STATUS.—If Emilio Gutie ́rrez 

5 Soto or Oscar Emilio Gutie ́rrez Soto enters the United 

6 States before the filing deadline specified in subsection (c), 

7 he shall be considered to have entered and remained law8 fully and shall, if otherwise eligible, be eligible for adjust9 ment of status under section 245 of the Immigration and 

10 Nationality Act as of the date of the enactment of this 

11 Act. 

12 (c) DEADLINE FOR APPLICATION AND PAYMENT OF

13 FEES.—Subsections (a) and (b) shall apply only if the ap14 plication for issuance of an immigrant visa or the applica15 tion for adjustment of status is filed with appropriate fees 

16 within 2 years after the date of the enactment of this Act. 

17 (d) REDUCTION OF IMMIGRANT VISA NUMBER.— 

18 Upon the granting of an immigrant visa or permanent res19 idence to Emilio Gutie ́rrez Soto and Oscar Emilio 

20 Gutie ́rrez Soto, the Secretary of State shall instruct the 

21 proper officer to reduce by 2, during the current or next 

22 following fiscal year, the total number of immigrant visas 

23 that are made available to natives of the country of the 

24 alien’s birth under section 203(a) of the Immigration and 

25 Nationality Act or, if applicable, the total number of immiVerDate Sep 11 2014 22:10 Mar 13, 2019 Jkt 089200 PO 00000 Frm 00002 Fmt 6652 Sfmt 6201 E:\BILLS\H1751.IH H1751

pamtmann on DSKBFK8HB2PROD with BILLS
3 

•HR 1751 IH

1 grant visas that are made available to natives of the coun2 try of the alien’s birth under section 202(e) of such Act. 

3 (e) DENIAL OF PREFERENTIAL IMMIGRATION

4 TREATMENT FOR CERTAIN RELATIVES.—The natural 

5 parents, brothers, and sisters of Emilio Gutie ́rrez Soto and 

6 Oscar Emilio Gutie ́rrez Soto shall not, by virtue of such 

7 relationship, be accorded any right, privilege, or status 

8 under the Immigration and Nationality Act. 

Æ 


pamtmann on DSKBFK8HB2PROD with BILLS
**Exhibit********32.2**

**CFO CERTIFICATION PURSUANT TO**
**RULE 13a - 14(b) OF THE SECURITIES EXCHANGE ACT**
**OF 1934, AS AMENDED, AND**
**18 U.S.C. SECTION 1350,**
**AS ADOPTED PURSUANT TO**
**SECTION 906 OF THE SARBANES-OXLEY ACT OF****2002*******
In connection with the Quarterly Report of Guaranty Federal Bancshares, Inc. (the "Company") on Form 10-Q for the quarter ended March 31, 2005 as filed with the Securities and Exchange Commission on the date hereof (the "Report"), I, Bruce Winston, Chief Financial Officer of the Company, certify, pursuant to 18 U.S.C. § 1350, as adopted pursuant to § 906 of the Sarbanes-Oxley Act of 2002, that:

1.    The Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and

2.    The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.

/s/ Bruce Winston

Bruce Winston
Chief Financial Officer
(Principal Financial Officer)

May 12, 2005

* A signed original of this written statement required by Section 906 has been provided to the Company and will be retained by the Company and furnished to the Securities and Exchange Commission or its staff upon request.