SELECTED FCM FINANCIAL DATA AS OF 

December 31, 2005

FROM REPORTS FILED BY 

January 31, 2006

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

1 ABN AMRO INCORPORATED Y CBOT 12/31/2005 1,072,560,651 243,825,734 828,734,917 2 ABN AMRO SAGE CORPORATION Y NFA 12/31/2005 97,257,695 250,000 97,007,695 3 ADM INVESTOR SERVICES INC N CBOT 12/31/2005 105,094,587 37,696,686 67,397,901 4 ADVANTAGE FUTURES LLC N CME 12/31/2005 9,738,833 2,750,362 6,988,471 5 ADVEST INC Y NFA 12/31/2005 66,850,730 250,000 66,600,730 6 AG EDWARDS & SONS INC Y CBOT 12/31/2005 631,363,695 42,496,902 588,866,793 7 AIG CLEARING CORPORATION N NYME 12/31/2005 283,468,696 36,674,271 246,794,425 8 ALARON TRADING CORPORATION N CME 12/31/2005 4,997,714 2,609,628 2,388,086 9 ALPHA FOREIGN EXCHANGE GROUP LLC N NFA 12/31/2005 369,250 250,000 119,250 

10 AMERICAN MUTUAL HOLDING CORPORATION N NFA 12/31/2005 376,007 250,000 126,007 11 AMERICAN NATIONAL TRADING CORP N NFA 12/31/2005 1,330,332 425,270 905,062 12 BACERA CORPORATION N NFA 12/31/2005 624,336 250,000 374,336 13 BANC OF AMERICA FINANCE SERVICES INC Y NFA 12/31/2005 94,261,482 250,000 94,011,482 14 BANC OF AMERICA SECURITIES LLC Y CME 12/31/2005 1,352,674,456 270,751,815 1,081,922,641 15 BARCLAYS CAPITAL INC Y NYME 12/31/2005 560,471,707 256,394,203 304,077,504 16 BATTERY ASSET MANAGEMENT LLC N NFA 12/31/2005 526,898 250,000 276,898 17 BEAR STEARNS & CO INC Y NFA 12/31/2005 (g) 567,973,913 (g) 18 BEAR STEARNS SECURITIES CORP Y CME 12/31/2005 3,917,865,464 1,080,282,837 2,837,582,627 19 BIELFELDT & COMPANY LLC N CBOT 12/31/2005 395,364 250,000 145,364 20 BNP PARIBAS COMMODITY FUTURES INC N NYME 12/31/2005 119,663,822 61,752,766 57,911,056 21 BNP PARIBAS SECURITIES CORP Y CBOT 12/31/2005 320,630,895 15,355,031 305,275,864 22 BROOKSTREET SECURITIES CORPORATION Y NFA 12/31/2005 3,042,060 629,605 2,412,455 23 C CZARNIKOW SUGAR FUTURES INC N NFA 12/31/2005 1,659,204 250,000 1,409,204 24 CADENT FINANCIAL SERVICES LLC N CME 12/31/2005 5,116,233 1,442,264 3,673,969 25 CAL FINANCIAL CORPORATION N NFA 12/31/2005 264,220 250,000 14,220 26 CALYON FINANCIAL INC Y CME 12/31/2005 447,012,039 303,648,184 143,363,855 27 CANTOR FITZGERALD & CO Y CBOT 12/31/2005 112,652,944 3,393,563 109,259,381 28 CAPITAL MARKET SERVICES LLC N NFA 12/31/2005 8,615,745 250,000 8,365,745 29 CIBC WORLD MARKETS CORP Y CME 12/31/2005 879,089,430 89,782,881 789,306,549 30 CITIGROUP GLOBAL MARKETS INC Y CBOT 12/31/2005 3,547,872,662 690,447,422 2,857,425,240 31 CLIFDEN FUTURES LLC N NFA 12/31/2005 527,038 250,000 277,038 32 CLIFF LARSON COMPANY THE N NFA 12/31/2005 456,099 250,000 206,099 33 CMC MARKETS (US) LLC N NFA 12/31/2005 1,724,027 250,000 1,474,027 34 COESfx CLEARING INC N NFA 12/31/2005 1,067,211 250,000 817,211 35 COMTRUST INC N NFA 12/31/2005 776,505 576,048 200,457 36 COUNTRY HEDGING INC N NFA 12/31/2005 9,414,532 2,339,354 7,075,178 37 CREDIT SUISSE SECURITIES USA LLC Y CBOT 12/31/2005 4,495,393,021 163,920,459 4,331,472,562 38 CROSSLAND LLC N CBOT 12/31/2005 2,962,584 322,758 2,639,826 39 CUNNINGHAM COMMODITIES LLC N CBOT 12/31/2005 1,457,435 290,376 1,167,059 40 DAIWA SECURITIES AMERICA INC Y CME 12/31/2005 163,101,373 3,187,736 159,913,637 41 DEUTSCHE BANK SECURITIES INC Y CBOT 12/30/2005 2,042,071,650 252,768,566 1,789,303,084 42 DIRECT FOREX LLC N NFA 12/31/2005 386,443 250,000 136,443 43 DORMAN TRADING LLC N CME 12/31/2005 3,991,989 331,825 3,660,164 44 DUNAVANT COMMODITY CORP N NYBT 12/31/2005 16,468,205 659,858 15,808,347 45 E FX OPTIONS LLC N NFA 12/31/2005 304,569 250,000 54,569 46 EAGLE MARKET MAKERS INC N CBOT 12/31/2005 1,682,352 250,000 1,432,352 
SELECTED FCM FINANCIAL DATA AS OF 

December 31, 2005

FROM REPORTS FILED BY 

January 31, 2006

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

47 ED &F MAN COMMODITY ADVISORS INC N NFA 12/31/2005 453,431 250,000 203,431 48 ELECTRONIC BROKERAGE SYSTEMS LLC Y NFA 12/31/2005 5,059,076 250,000 4,809,076 49 ENSKILDA FUTURES LIMITED N CME 12/31/2005 13,427,972 7,565,239 5,862,733 50 FARR FINANCIAL INC N NFA 12/31/2005 1,890,646 936,387 954,259 51 FC STONE LLC N CME 12/31/2005 20,193,700 13,589,600 6,604,100 52 FCT GROUP LLC N CME 12/31/2005 9,141,236 512,937 8,628,299 53 FIMAT PREFERRED LLC Y NFA 12/31/2005 28,093,905 780,293 27,313,612 54 FIMAT USA LLC Y NYME 12/31/2005 520,738,096 309,434,243 211,303,853 55 FIRST CAPITOL GROUP LLC N NFA 12/31/2005 4,169,183 928,564 3,240,619 56 FOREFRONT INVESTMENTS CORPORATION N NFA 12/31/2005 591,098 250,000 341,098 57 FOREX CAPITAL MARKETS LLC N NFA 12/31/2005 34,333,911 250,000 34,083,911 58 FOREX INTERNATIONAL INVESTMENTS INC N NFA 12/31/2005 448,928 250,000 198,928 59 FORTIS CLEARING CHICAGO LLC N CBOT 12/31/2005 41,802,056 3,906,175 37,895,881 60 FRIEDBERG MERCANTILE GROUP INC N NFA 12/31/2005 1,531,005 250,000 1,281,005 61 FRONTIER FUTURES INC N NFA 12/31/2005 1,272,555 659,545 613,010 62 FUTURES TECH LLC N NFA 12/31/2005 434,578 250,000 184,578 63 FX OPTION1 INC N NFA 12/31/2005 539,594 250,000 289,594 64 FX SOLUTIONS LLC N NFA 12/31/2005 6,373,121 250,000 6,123,121 65 FXCM LLC N NFA 12/31/2005 378,570 250,000 128,570 66 GAIN CAPITAL GROUP INC N NFA 12/31/2005 20,707,020 250,000 20,457,020 67 GELBER GROUP LLC N CBOT 12/31/2005 36,183,728 250,000 35,933,728 68 GFS FOREX & FUTURES INC N NFA 12/31/2005 600,006 250,000 350,006 69 GILDER GAGNON HOWE AND CO LLC Y NFA 12/31/2005 37,504,877 250,000 37,254,877 70 GLOBAL FUTURES & FOREX LIMITED Y N/A 12/31/2005 23,220,291 6,950,476 16,269,815 71 GLOBAL FUTURES LLC N NFA 12/31/2005 7,887,265 250,000 7,637,265 72 GOLDENBERG HEHMEYER & CO Y CBOT 12/31/2005 7,803,782 2,774,681 5,029,101 73 GOLDMAN SACHS & CO Y CBOT 12/30/2005 (g) 1,061,917,466 (g) 74 GOLDMAN SACHS EXECUTION & CLEARING LP Y CME 12/30/2005 1,129,824,085 43,007,178 1,086,816,907 75 GOLDMANY FINANCE INC N NFA 12/31/2005 287,182 250,000 37,182 76 GREENWICH CAPITAL MARKETS INC Y CBOT 12/31/2005 1,307,727,000 51,852,000 1,255,875,000 77 H & R BLOCK FINANCIAL ADVISORS INC Y NFA 12/31/2005 115,893,789 11,838,724 104,055,065 78 HAGERTY GRAIN CO INC N CBOT 12/31/2005 1,874,092 250,000 1,624,092 79 HOTSPOT FX INC N NFA 12/31/2005 7,865,839 250,000 7,615,839 80 HOTSPOT FXr LLC N NFA 12/31/2005 1,870,147 250,000 1,620,147 81 HSBC SECURITIES USA INC Y CME 12/31/2005 840,000,473 35,991,629 804,008,844 82 ICAP FUTURES LLC N CME 12/31/2005 4,404,860 733,850 3,671,010 83 IFSCL USA INC N NFA 12/31/2005 1,208,158 250,000 958,158 84 IFX MARKETS INC N NFA 12/31/2005 9,784,846 250,000 9,534,846 85 IG FINANCIAL MARKETS INC. N NFA 12/31/2005 398,482 250,000 148,482 86 INTEGRATED BROKERAGE SERVICES LLC N NFA 12/31/2005 1,265,781 250,000 1,015,781 87 INTERACTIVE BROKERS LLC Y XEUS 12/31/2005 172,413,465 15,006,650 157,406,815 88 INTERBANK FX LLC N NFA 12/31/2005 1,965,535 250,000 1,715,535 89 IOWA GRAIN CO N CBOT 12/31/2005 8,222,265 3,522,287 4,699,978 90 ITAU SECURITIES INC Y NFA 12/31/2005 18,177,335 250,000 17,927,335 91 IXIS SECURITIES NORTH AMERICA INC Y NFA 12/31/2005 65,550,030 250,000 65,300,030 92 JP MORGAN FUTURES INC N NYME 12/31/2005 953,713,267 535,550,033 418,163,234 93 KJW LLC N NFA 12/31/2005 2,906,728 250,000 2,656,728 
SELECTED FCM FINANCIAL DATA AS OF 

December 31, 2005

FROM REPORTS FILED BY 

January 31, 2006

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

94 KOTTKE ASSOCIATES LLC N CBOT 12/31/2005 11,517,319 250,000 11,267,319 95 LADENBURG THALMANN & CO INC Y NFA 12/31/2005 3,192,523 250,000 2,942,523 96 LBS LIMITED PARTNERSHIP N CBOT 12/31/2005 482,783 250,000 232,783 97 LEADER INVESTMENTS INC Y NFA 12/31/2005 544,577 250,000 294,577 98 LEGG MASON WOOD WALKER INC Y NYME 12/31/2005 372,175,937 20,965,570 351,210,367 99 LEHMAN BROTHERS INC Y CBOT 12/31/2005 (g) 538,577,000 (g) 

100 LINN GROUP ( THE ) N NFA 12/31/2005 337,891 250,000 87,891 101 LINSCO/PRIVATE LEDGER CORP Y NFA 12/31/2005 47,084,584 5,610,899 41,473,685 102 LOEB PARTNERS CORPORATION Y NFA 12/31/2005 28,413,317 250,000 28,163,317 103 MAN FINANCIAL INC N CME 12/31/2005 523,747,479 343,318,653 180,428,826 104 MARQUETTE ELECTRONIC BROKERAGE LLC N NFA 12/31/2005 1,279,312 250,000 1,029,312 105 MAXCOR FINANCIAL INC Y NFA 12/31/2005 21,651,098 250,000 21,401,098 106 MBF CLEARING CORP N NYME 12/31/2005 10,414,662 1,896,525 8,518,137 107 MBT TECHNOLOGIES LLC N NFA 12/31/2005 1,176,689 250,000 926,689 108 MCVEAN TRADING AND INVESTMENTS LLC N NFA 12/31/2005 6,181,573 1,482,742 4,698,831 109 MERRILL LYNCH PIERCE FENNER & SMITH Y CBOT 12/30/2005 (g) 503,538,540 (g) 110 MERRILL LYNCH PROFESSIONAL CLEARING CORP Y NFA 12/30/2005 1,151,115,555 49,136,096 1,101,979,459 111 MID-CO COMMODITIES INC N NFA 12/31/2005 4,387,935 933,524 3,454,411 112 MITSUI BUSSAN COMMODITIES USA INC N NYME 12/31/2005 6,259,209 657,017 5,602,192 113 MIZUHO SECURITIES USA INC Y CME 12/31/2005 148,328,879 11,846,932 136,481,947 114 MONEY GARDEN CORP N NFA 12/31/2005 4,360,723 250,000 4,110,723 115 MORGAN KEEGAN & COMPANY INC Y NFA 12/31/2005 341,463,838 11,800,143 329,663,695 116 MORGAN STANLEY & CO INCORPORATED Y CME 12/31/2005 (g) 850,359,288 (g) 117 MORGAN STANLEY DW INC Y CBOT 12/31/2005 1,228,462,804 82,374,373 1,146,088,431 118 NATIONS INVESTMENTS LLC N NFA 12/31/2005 388,753 250,000 138,753 119 NEUBERGER BERMAN LLC Y NFA 12/31/2005 238,895,872 15,750,981 223,144,891 120 NIKKO ALTERNATIVE ASSET MANAGEMENT INC N NFA 12/31/2005 23,265,382 250,000 23,015,382 121 NOMURA SECURITIES INTERNATIONAL INC Y CBOT 12/31/2005 620,654,115 9,309,799 611,344,316 122 OANDA CORPORATION N NFA 12/31/2005 26,568,126 250,000 26,318,126 123 OCONNOR & COMPANY LLC Y CBOT 12/31/2005 46,445,957 3,341,041 43,104,916 124 ODL SECURITIES INC N NFA 12/31/2005 497,696 250,000 247,696 125 ONE WORLD CAPITAL GROUP LLC N NFA 12/31/2005 300,000 250,000 50,000 126 OPEN E CRY LLC N NFA 12/31/2005 1,208,852 619,799 589,053 127 OPPENHEIMER & CO INC Y NFA 12/31/2005 172,780,124 27,876,322 144,903,802 128 OPTIONSXPRESS INC Y NFA 12/31/2005 5,480,312 592,106 4,888,206 129 PENSON FINANCIAL FUTURES INC N NFA 12/31/2005 956,368 250,000 706,368 130 PEREGRINE FINANCIAL GROUP INC N NFA 12/31/2005 13,249,568 5,905,258 7,344,310 131 PIONEER FUTURES INC N NYME 12/31/2005 573,511 250,000 323,511 132 PIPER JAFFRAY & CO Y NFA 12/31/2005 313,986,083 11,016,008 302,970,075 133 PRUDENTIAL FINANCIAL DERIVATIVES LLC N CBOT 12/31/2005 119,063,000 93,803,040 25,259,960 134 RAND FINANCIAL SERVICES INC N CME 12/31/2005 22,096,300 8,147,745 13,948,555 135 RAYMOND JAMES & ASSOCIATES INC Y NFA 12/30/2005 341,041,038 27,726,040 313,314,998 136 RBC CAPITAL MARKETS CORPORATION Y CME 12/31/2005 325,010,564 43,250,043 281,760,521 137 RBC DAIN RAUSCHER INC Y NFA 12/31/2005 230,334,621 36,742,743 193,591,878 138 REDSKY FINANCIAL LLC Y NFA 12/31/2005 873,647 250,000 623,647 139 RJ OBRIEN ASSOCIATES INC N CME 12/30/2005 97,235,821 66,632,623 30,603,198 140 ROBBINS FUTURES INC N NFA 12/31/2005 582,759 250,000 332,759 
SELECTED FCM FINANCIAL DATA AS OF 

December 31, 2005

FROM REPORTS FILED BY 

January 31, 2006

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

141 ROSENTHAL COLLINS GROUP LLC N CME 12/31/2005 41,400,932 17,074,222 24,326,710 142 ROSENTHAL GLOBAL SECURITIES LLC Y CBOT 12/31/2005 10,468,966 501,383 9,967,583 143 SANFORD C BERNSTEIN & CO LLC Y NFA 12/31/2005 146,414,979 26,292,812 120,122,167 144 SENTINEL MANAGEMENT GROUP INC N NFA 12/31/2005 1,715,022 250,000 1,465,022 145 SHATKIN ARBOR INC N CBOT 12/31/2005 4,793,576 250,000 4,543,576 146 SHAY GRAIN CLEARING COMPANY N KCBT 12/31/2005 820,229 262,797 557,432 147 SMW TRADING COMPANY INC N CME 12/31/2005 15,666,238 316,315 15,349,923 148 SNC INVESTMENTS INC N NFA 12/30/2005 357,836 250,000 107,836 149 SOLID GOLD FINANCIAL SERVICES INC N NFA 12/31/2005 429,464 250,000 179,464 150 SPENCER FINANCIAL LLC N NFA 12/31/2005 373,383 250,000 123,383 151 SPOT FX CLEARING CORP N NFA 12/31/2005 257,101 250,000 7,101 152 STEPHENS INC Y NFA 12/31/2005 59,666,563 10,857,577 48,808,986 153 STERLING COMMODITIES CORP N NYME 12/31/2005 6,084,774 461,805 5,622,969 154 SWISS AMERICAN SECURITIES INC Y NFA 12/31/2005 90,642,794 6,636,637 84,006,157 155 TCA FUTURES LLC N NFA 12/31/2005 432,275 250,000 182,275 156 TENCO INC N CBOT 12/31/2005 27,206,371 2,654,701 24,551,670 157 TERRA NOVA TRADING LLC Y NFA 12/31/2005 5,020,306 1,500,000 3,520,306 158 TIMBER HILL LLC Y CME 12/31/2005 442,200,249 7,299,971 434,900,278 159 TOWER RESEARCH CAPITAL EUROPE LLC N NFA 12/31/2005 1,425,997 250,000 1,175,997 160 TRADELINK LLC Y CBOT 12/31/2005 19,205,808 250,000 18,955,808 161 TRADESTATION SECURITIES INC Y NFA 12/31/2005 35,337,588 1,932,718 33,404,870 162 TRADITION SECURITIES AND FUTURES INC N NFA 12/31/2005 390,446 250,000 140,446 163 TRANSMARKET GROUP LLC Y CBOT 12/30/2005 11,186,758 250,000 10,936,758 164 TREND COMMODITIES LIMITED PARTNERSHIP N NFA 12/31/2005 516,549 250,000 266,549 165 TRILAND USA INC N NYME 12/31/2005 29,118,083 6,908,804 22,209,279 166 UBS FINANCIAL SERVICES INC Y CBOT 12/31/2005 1,136,777,380 175,398,123 961,379,257 167 UBS SECURITIES LLC Y CBOT 12/31/2005 2,817,117,582 458,920,207 2,358,197,375 168 UNITED CLEARING LLC N NFA 12/31/2005 529,784 250,000 279,784 169 VELOCITY FUTURES LP N NFA 12/31/2005 901,834 250,000 651,834 170 VISION LIMITED PARTNERSHIP N NFA 12/31/2005 22,462,048 11,042,356 11,419,692 171 WACHOVIA CAPITAL MARKETS LLC Y CME 12/31/2005 1,464,527,532 2,202,850 1,462,324,682 172 WACHOVIA SECURITIES FINANCIAL NETWORK LL Y NFA 12/31/2005 16,361,615 852,483 15,509,132 173 WACHOVIA SECURITIES LLC Y NFA 12/31/2005 226,345,131 1,548,248 224,796,883 174 WALL STREET DERIVATIVES INC N NFA 12/31/2005 420,055 250,000 170,055 175 WHITE COMMERCIAL CORPORATION N NFA 12/31/2005 2,252,440 250,000 2,002,440 176 WORLDWIDE CLEARING N NFA 12/31/2005 512,636 250,000 262,636 177 XPRESSTRADE LLC N NFA 12/31/2005 6,789,358 1,400,502 5,388,856 178 YORK BUSINESS ASSOCIATES LLC N NFA 12/31/2005 735,677 250,000 485,677 

TOTAL 

November Web Page Update 175Additions 4Brookstreet Securities CorporationE FX Options LLCOne World Capital Group LLC
SELECTED FCM FINANCIAL DATA AS OF 

December 31, 2005

FROM REPORTS FILED BY 

January 31, 2006

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

Spot FX Clearing CorpDeletionsTokyo Mitsubishi Futures USA Inc 1Name ChangeGarban Futures LLC changed their name to ICAP Futures LLCCredit Suisse First Boston LLC changed their name to Credit Suisse Securities USA LLCDecember Web Page Update 178(a): B/D? : A 'Y' means the FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer. (b): DSRO: Designated Self-Regulatory Organization. (c): A firm's net capital requirement is the greater of (1) $250,000; or(2) risk based capital requirement, the sum of 8% of total customer risk maintenance margin and 4% of total noncustomer risk maintenance margin; or(3) The amount of capital required by a registered futures association (currently NFA is the only such association);(4) for securities brokers and dealers, the amount of net capital required by Rule 15c3-1(a) of the Securities and Exchange Commission.(d): Excess net capital is adjusted net capital, less the firm's net capital requirement.(e): This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on a designated contract market or derivatives transaction execution facility. This is the sum of all accounts that contain a net liquidating equity.(f): This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of vthe United States. 
SELECTED FCM FINANCIAL DATA AS OF 

December 31, 2005

FROM REPORTS FILED BY 

January 31, 2006

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

(g): This FCM/BD’s ultimate parent company is regulated by the SEC as a consolidated supervised entity. The firm has elected to compute its minimum capital requirement in accordance with the “Alternative Net Capital Requirement” as permitted by Appendix E toSEC Rule 15c3-1. As of December 31, 2005, the firm had net capital in excess of its minimum capital requirements. In addition tothe alternative minimum net capital requirements, the firm is required to hold tentative net capital in excess of $1 billion and net capital in excess of $500 million in accordance with the market and credit risk standards of Appendix E of Rule 15c3-1. The firm also isrequired to notify the Commission and SEC in the event its tentativenet capital is less than $5 billion. As of December 31, 2005, the firm had tentative net capital and net capital in excess of both the minimum and notification requirements. Note: Any comments regarding information contained in this table may be brought to the attention of the CFTC's Division of Clearing and Intermediary Oversight via e-mail: fzimmerle@cftc.gov; s_williams@cftc.gov or sgreska@cftc.gov.