SELECTED FCM FINANCIAL DATA AS OF 

December 31, 2007

FROM REPORTS FILED BY 

January 31, 2008

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

1 3D FOREX, LLC N NFA 12/31/2007 9,082,886 500,000 8,582,886 2 ABBEY NATIONAL SECURITIES INC Y NFA 12/31/2007 146,403,218 26,877,600 119,525,618 3 ADM INVESTOR SERVICES INC N CBOT 12/31/2007 150,835,746 60,192,858 90,642,888 4 ADVANCED MARKETS INC N NFA 12/31/2007 5,288,085 5,000,000 288,085 5 ADVANTAGE FUTURES LLC N CME 12/31/2007 19,926,974 3,296,199 16,630,775 6 AG EDWARDS & SONS INC Y CBOT 12/31/2007 359,652,571 33,835,363 325,817,208 7 AIG CLEARING CORPORATION N NYME 12/31/2007 292,352,125 37,760,229 254,591,896 8 ALARON TRADING CORPORATION N CME 12/31/2007 6,293,483 2,988,953 3,304,530 9 ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC Y NFA 12/31/2007 35,488,454 5,586,798 29,901,656 

10 ALPARI (US) LLC N NFA 12/31/2007 8,045,281 5,000,000 3,045,281 11 BACERA CORPORATION N NFA 12/31/2007 5,425,980 5,000,000 425,980 12 BANC OF AMERICA SECURITIES LLC Y CME 12/31/2007 1,981,572,576 425,782,620 1,555,789,956 13 BARCLAYS CAPITAL INC Y NYME 12/31/2007 1,532,736,098 400,112,202 1,132,623,896 14 BEAR STEARNS & CO INC Y NFA 12/31/2007 (g) 541,736,897 (g) 15 BEAR STEARNS SECURITIES CORP Y CME 12/31/2007 4,633,941,117 1,256,101,018 3,377,840,099 16 BGC SECURITIES Y NFA 12/31/2007 4,494,744 500,000 3,994,744 17 BNP PARIBAS COMMODITY FUTURES INC N NYME 12/31/2007 163,845,761 102,556,883 61,288,878 18 BNP PARIBAS SECURITIES CORP Y CBOT 12/31/2007 665,923,761 33,961,711 631,962,050 19 CADENT FINANCIAL SERVICES LLC N CME 12/31/2007 7,949,539 4,907,978 3,041,561 20 CALYON FINANCIAL INC. Y CME 12/31/2007 787,795,446 457,756,627 330,038,819 21 CANTOR FITZGERALD & CO Y CBOT 12/31/2007 228,839,976 4,815,560 224,024,416 22 CAPITAL MARKET SERVICES LLC N NFA 12/31/2007 13,863,040 5,000,000 8,863,040 23 CIBC WORLD MARKETS CORP Y CME 12/31/2007 1,191,746,487 21,226,722 1,170,519,765 24 CITIGROUP GLOBAL MARKETS INC Y CBOT 12/31/2007 (g) 791,497,056 (g) 25 CLIFF LARSON COMPANY THE N NFA 12/31/2007 880,453 507,012 373,441 26 CMC MARKETS (US) LLC N NFA 12/31/2007 8,710,440 5,000,000 3,710,440 27 COMTRUST INC N NFA 12/31/2007 862,690 856,787 5,903 28 COUNTRY HEDGING INC N NFA 12/31/2007 17,750,368 11,303,367 6,447,001 29 CREDIT SUISSE SECURITIES (USA) LLC Y CBOT 12/31/2007 4,709,689,448 211,221,806 4,498,467,641 30 CROSSLAND LLC N CBOT 12/31/2007 3,474,623 500,000 2,974,623 31 CSC FUTURES INC N NFA 12/31/2007 8,051,957 500,000 7,551,957 32 CUNNINGHAM COMMODITIES LLC N CBOT 12/31/2007 3,481,467 677,875 2,803,592 33 DAIWA SECURITIES AMERICA INC Y CME 12/31/2007 203,992,184 2,354,447 201,637,737 34 DEUTSCHE BANK SECURITIES INC Y CBOT 12/31/2007 7,366,431,859 292,080,982 7,074,350,877 35 DIRECT FOREX LLC N NFA 12/31/2007 525,000 500,000 25,000 36 DORMAN TRADING LLC N CME 12/31/2007 10,913,048 500,000 10,413,048 37 DUNAVANT COMMODITY CORP N NFA 12/31/2007 37,760,474 1,258,334 36,502,140 38 E FX OPTIONS LLC N NFA 12/31/2007 5,128,233 5,000,000 128,233 39 EAGLE MARKET MAKERS INC N CBOT 12/31/2007 6,192,305 500,000 5,692,305 40 EASY FOREX US LTD N NFA 12/31/2007 7,604,454 5,000,000 2,604,454 41 ED &F MAN COMMODITY ADVISORS INC N NFA 12/31/2007 1,407,350 500,000 907,350 42 ELECTRONIC BROKERAGE SYSTEMS LLC Y NFA 12/31/2007 10,968,384 500,000 10,468,384 43 ENSKILDA FUTURES LTD N CME 12/31/2007 20,330,152 8,219,087 12,111,065 44 FARR FINANCIAL INC N NFA 12/31/2007 1,128,683 556,294 572,389 45 FC STONE LLC N CME 12/31/2007 88,887,534 43,595,764 45,291,770 46 FIMAT USA LLC Y NYME 12/31/2007 715,000,259 425,614,150 289,386,109 
SELECTED FCM FINANCIAL DATA AS OF 

December 31, 2007

FROM REPORTS FILED BY 

January 31, 2008

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

47 FIRST CAPITOL GROUP LLC N NFA 12/31/2007 3,468,273 1,829,598 1,638,675 48 FOREX CAPITAL MARKETS LLC N NFA 12/31/2007 74,656,047 13,344,002 61,312,045 49 FOREX CLUB FINANCIAL COMPANY INC N NFA 12/31/2007 7,557,794 5,000,000 2,557,794 50 FOREX LLC N NFA 12/31/2007 768,858 500,000 268,858 51 FORTIS CLEARING AMERICAS LLC Y CBOT 12/31/2007 173,098,736 39,507,901 133,590,835 52 FRIEDBERG MERCANTILE GROUP INC N NFA 12/31/2007 7,514,502 5,000,000 2,514,502 53 FRONTIER FUTURES INC N NFA 12/31/2007 1,577,892 718,440 859,452 54 FUTURES TECH LLC N NFA 12/31/2007 872,551 500,000 372,551 55 FX SOLUTIONS LLC N NFA 12/31/2007 17,956,819 5,000,000 12,956,819 56 GAIN CAPITAL GROUP LLC N NFA 12/31/2007 49,661,460 5,462,443 44,199,017 57 GATEWAY CAPITAL L.L.C. N NFA 12/31/2007 966,787 500,000 466,787 58 GELBER GROUP LLC N CBOT 12/31/2007 105,229,866 699,846 104,530,020 59 GFS FOREX & FUTURES INC N NFA 12/31/2007 10,227,591 1,000,000 9,227,591 60 GILDER GAGNON HOWE AND CO LLC Y NFA 12/31/2007 17,891,487 500,000 17,391,487 61 GLOBAL FUTURES & FOREX N NFA 12/31/2007 69,079,814 7,278,494 61,801,320 62 GLOBAL FUTURES LLC N NFA 12/31/2007 8,264,786 500,000 7,764,786 63 GOLDMAN SACHS & CO Y CBOT 12/28/2007 (g) 1,883,151,322 (g) 64 GOLDMAN SACHS EXECUTION & CLEARING LP Y CME 12/28/2007 1,065,292,947 40,981,494 1,024,311,453 65 H & R BLOCK FINANCIAL ADVISORS INC Y NFA 12/31/2007 80,383,347 9,210,928 71,172,419 66 HAGERTY GRAIN CO INC N CBOT 12/31/2007 4,444,914 500,000 3,944,914 67 HOTSPOT FXR LLC N NFA 12/31/2007 6,069,214 5,000,000 1,069,214 68 HSBC SECURITIES USA INC Y CME 12/31/2007 1,113,197,086 66,381,319 1,046,815,767 69 I TRADE FX LLC N NFA 12/31/2007 34,026,650 5,000,000 29,026,650 70 ICAP FUTURES LLC N CBOT 12/31/2007 5,466,205 500,000 4,966,205 71 IFSCL USA INC N NFA 12/31/2007 7,980,899 5,000,000 2,980,899 72 IFX MARKETS INC N NFA 12/31/2007 15,546,720 5,000,000 10,546,720 73 IG MARKETS INC. N NFA 12/31/2007 8,045,412 500,000 7,545,412 74 INSTINET LLC Y NFA 12/31/2007 85,025,706 5,418,337 79,607,369 75 INTEGRATED BROKERAGE SERVICES LLC N NFA 12/31/2007 1,860,490 500,000 1,360,490 76 INTERACTIVE BROKERS LLC Y EUXUS 12/31/2007 427,311,227 60,374,479 366,936,748 77 INTERBANK FX LLC N NFA 12/31/2007 19,232,883 3,503,579 15,729,304 78 IOWA GRAIN CO N CBOT 12/31/2007 18,030,344 12,631,732 5,398,612 79 ITAU SECURITIES INC Y NFA 12/31/2007 13,380,965 500,000 12,880,965 80 IXIS SECURITIES NORTH AMERICA INC Y NFA 12/31/2007 171,179,421 500,000 170,679,421 81 JP MORGAN FUTURES INC N NYME 12/31/2007 1,196,877,587 686,726,354 510,151,233 82 KOTTKE ASSOCIATES LLC N CBOT 12/31/2007 11,420,653 500,000 10,920,653 83 LADENBURG THALMANN & CO INC Y NFA 12/31/2007 26,592,289 500,000 26,092,289 84 LBS LIMITED PARTNERSHIP N CBOT 12/31/2007 821,898 500,000 321,898 85 LEHMAN BROTHERS INC Y CBOT 12/31/2007 (g) 550,093,000 (g) 86 LIMESTONE TRADING LLC N NFA 12/31/2007 17,169,816 500,000 16,669,816 87 LINN GROUP ( THE ) N NFA 12/31/2007 1,939,542 500,000 1,439,542 88 LINSCO/PRIVATE LEDGER CORP Y NFA 12/31/2007 46,556,215 8,480,161 38,076,054 89 LOEB PARTNERS CORPORATION Y NFA 12/31/2007 24,381,889 500,000 23,881,889 90 MACQUARIE FUTURES USA INC N NFA 12/31/2007 8,460,309 3,470,309 4,990,000 91 MB TRADING FUTURES INC. N NFA 12/31/2007 7,017,099 5,000,000 2,017,099 92 MBF CLEARING CORP N NYME 12/31/2007 24,797,605 1,406,875 23,390,730 93 MCVEAN TRADING AND INVESTMENTS LLC N NFA 12/31/2007 7,384,517 2,941,262 4,443,255 
SELECTED FCM FINANCIAL DATA AS OF 

December 31, 2007

FROM REPORTS FILED BY 

January 31, 2008

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

94 MERRILL LYNCH PIERCE FENNER & SMITH Y CBOT 12/28/2007 (g) 599,882,623 (g) 95 MERRILL LYNCH PROFESSIONAL CLEARING CORP Y NFA 12/28/2007 1,669,702,402 129,677,862 1,540,024,539 96 MF GLOBAL INC N CME 12/31/2007 679,085,042 407,094,815 271,990,227 97 MG FINANCIAL LLC N NFA 12/31/2007 6,024,267 5,000,000 1,024,267 98 MID-CO COMMODITIES INC N NFA 12/31/2007 5,426,349 4,037,256 1,389,093 99 MITSUI BUSSAN COMMODITIES USA INC N NYME 12/31/2007 6,584,730 1,059,308 5,525,422 

100 MIZUHO SECURITIES USA INC Y CME 12/31/2007 129,152,621 45,059,872 84,092,749 101 MORGAN KEEGAN & COMPANY INC Y NFA 12/31/2007 389,401,562 9,802,042 379,599,520 102 MORGAN STANLEY & CO INCORPORATED Y CME 12/31/2007 (g) 1,759,352,685 (g) 103 NEUBERGER BERMAN LLC Y NFA 12/31/2007 205,788,020 5,000,000 200,788,020 104 NOMURA SECURITIES INTERNATIONAL INC Y CBOT 12/31/2007 996,430,910 2,152,038 994,278,872 105 OANDA CORPORATION N NFA 12/31/2007 156,973,617 8,271,982 148,701,635 106 ODL SECURITIES INC N NFA 12/31/2007 6,939,217 5,000,000 1,939,217 107 OPEN E CRY LLC N NFA 12/31/2007 1,413,504 500,000 913,504 108 OPPENHEIMER & CO INC Y NFA 12/31/2007 190,620,220 23,161,426 167,458,794 109 OPTIONSXPRESS INC Y NFA 12/31/2007 99,554,590 7,183,825 92,370,765 110 PENSON FINANCIAL FUTURES INC N NFA 12/31/2007 762,554 500,000 262,554 111 PENSON GHCO N CBOT 12/31/2007 12,992,831 6,871,491 6,121,340 112 PEREGRINE FINANCIAL GROUP INC N NFA 12/31/2007 19,790,732 5,153,398 14,637,334 113 PIONEER FUTURES INC N NYME 12/31/2007 787,201 500,000 287,201 114 PRUDENTIAL BACHE COMMODITIES LLC N CBOT 12/31/2007 171,680,000 134,299,240 37,380,760 115 PUMA FINANCIAL LLC N NFA 12/31/2007 829,849 500,000 329,849 116 RAND FINANCIAL SERVICES INC N CME 12/31/2007 53,429,747 13,179,758 40,249,989 117 RAYMOND JAMES & ASSOCIATES INC Y NFA 12/31/2007 320,847,157 33,162,719 287,684,438 118 RBC CAPITAL MARKETS CORPORATION Y CME 12/31/2007 290,764,652 99,902,256 190,862,396 119 RBC DAIN RAUSCHER INC Y NFA 12/31/2007 294,045,005 29,318,106 264,726,899 120 RBS GREENWICH CAPITAL INC Y CBOT 12/31/2007 1,483,045,000 113,227,000 1,369,818,000 121 RJ OBRIEN & ASSOCIATES LLC N CME 12/31/2007 92,145,446 64,917,551 27,227,895 122 ROBBINS FUTURES INC N NFA 12/31/2007 539,152 500,000 39,152 123 ROSENTHAL COLLINS GROUP LLC N CME 12/31/2007 41,568,653 27,341,484 14,227,169 124 ROSENTHAL GLOBAL SECURITIES LLC Y CBOT 12/31/2007 5,360,774 530,032 4,830,742 125 SANFORD C BERNSTEIN & CO LLC Y NFA 12/31/2007 138,008,308 9,846,388 128,161,920 126 SHATKIN ARBOR INC N CBOT 12/31/2007 4,491,452 1,113,303 3,378,149 127 SHAY GRAIN CLEARING COMPANY N KCBT 12/31/2007 1,399,492 988,873 410,619 128 SMW TRADING COMPANY INC N CME 12/31/2007 35,008,130 500,000 34,508,130 129 SNC INVESTMENTS INC N NFA 12/31/2007 507,811 500,000 7,811 130 SOLID GOLD FINANCIAL SERVICES INC N NFA 12/31/2007 -913,015 1,000,000 -1,913,015 131 STEPHENS INC Y NFA 12/31/2007 109,293,003 10,931,287 98,361,716 132 STERLING COMMODITIES CORP N NYME 12/31/2007 9,099,919 786,813 8,313,106 133 TCA FUTURES LLC N NFA 12/31/2007 835,811 500,000 335,811 134 TENCO INC N CBOT 12/31/2007 43,217,706 7,716,805 35,500,901 135 TERRA NOVA FINANCIAL, LLC Y NFA 12/31/2007 16,038,698 1,554,210 14,484,488 136 TIMBER HILL LLC Y CME 12/31/2007 882,283,241 16,258,304 866,024,937 137 TOWER RESEARCH CAPITAL EUROPE LLC N NFA 12/31/2007 3,638,189 500,000 3,138,189 138 TRADELINK LLC Y CBOT 12/31/2007 28,475,538 522,776 27,952,762 139 TRADEMAVEN CLEARING LLC N NFA 12/31/2007 829,433 500,000 329,433 140 TRADESTATION SECURITIES INC Y NFA 12/31/2007 77,759,744 2,437,208 75,322,536 
SELECTED FCM FINANCIAL DATA AS OF 

December 31, 2007

FROM REPORTS FILED BY 

January 31, 2008

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

141 TRADITION SECURITIES AND FUTURES INC N NFA 12/31/2007 776,988 500,000 276,988 142 TRANSMARKET GROUP LLC Y CBOT 12/31/2007 10,331,044 500,000 9,831,044 143 TRILAND USA INC N NYME 12/31/2007 36,685,073 14,321,385 22,363,688 144 UBS FINANCIAL SERVICES INC Y CBOT 12/31/2007 1,084,457,263 130,837,910 953,619,353 145 UBS SECURITIES LLC Y CBOT 12/31/2007 10,494,397,887 994,551,068 9,499,846,819 146 VELOCITY FUTURES LP N NFA 12/31/2007 2,168,237 500,000 1,668,237 147 VISION FINANCIAL MARKETS LLC Y NFA 12/31/2007 24,680,255 10,000,240 14,680,015 148 WACHOVIA CAPITAL MARKETS LLC Y CME 12/31/2007 1,555,780,652 1,000,000 1,554,780,652 149 WACHOVIA SECURITIES FINANCIAL NETWORK, LLC Y NFA 12/31/2007 37,274,828 1,501,326 35,773,502 150 WACHOVIA SECURITIES LLC Y NFA 12/31/2007 341,787,489 1,500,000 340,287,489 151 WHITE COMMERCIAL CORPORATION N NFA 12/31/2007 3,156,080 500,000 2,656,080 152 WSD FINANCIAL USA, INC N NFA 12/31/2007 1,037,083 500,000 537,083 153 XPRESSTRADE LLC N NFA 12/31/2007 12,042,397 500,000 11,542,397 154 YORK BUSINESS ASSOCIATES LLC N NFA 12/31/2007 877,075 500,000 377,075 

Totals 

November Web Page Update 155Additions 2Allianz Global InvestorsForex LLCDeletions 3Forex Liquidity LLCHamilton Williams LLCOne World Capital Group LLCName ChangeFrom IG Financial Markets Inc to IG Markets Inc.From Money Garden Corp. to MG Financial Group Inc.December Web Page Update 154(a): B/D : A 'Y' means the FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer. (b): DSRO: Designated Self-Regulatory Organization. (c) The minimum capital requirement that each FCM must maintain is determined under CFTC Regulation 1.17 (a)(1)(i) (d): Excess net capital is adjusted net capital, less the firm's net capital requirement.
SELECTED FCM FINANCIAL DATA AS OF 

December 31, 2007

FROM REPORTS FILED BY 

January 31, 2008

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

(e): This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on a designated contract market or derivatives transaction execution facility. This is the sum of all accounts that contain a net liquidating equity.(f): This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of the United States. (g): This FCM/BD’s ultimate parent company is regulated by the SEC as a consolidated supervised entity. The firm has elected to compute its minimum capital requirement in accordance with the “Alternative Net Capital Requirement” as permitted by Appendix E toSEC Rule 15c3-1. As of this reporting date, the firm had net capital in excess of its minimum capital requirements. In addition to the alternative minimum net capital requirements, the firm is required tohold tentative net capital in excess of $1 billion and net capital in excess of $500 million in accordance with the market and credit riskstandards of Appendix E of Rule 15c3-1. The firm also is required to notify the Commission and SEC in the event its tentative net capital is less than $5 billion. As of this reporting date, the firm had tentative net capital and net capital in excess of both the minimum and notification requirements. Note: Any comments regarding information contained in this table may be brought to the attention of the CFTC's Division of Clearing and Intermediary Oversight via e-mail: fzimmerle@cftc.gov, phill@cftc.gov or mhendrickson@cftc.gov