SELECTED FCM FINANCIAL DATA AS OF 

August 31, 2006

FROM REPORTS FILED BY 

September 30, 2006

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

1 3D FOREX, LLC N NFA 08/31/2006 1,617,811 500,000 1,117,811 2 ABBEY NATIONAL SECURITIES INC Y NFA 08/31/2006 129,720,998 23,533,020 106,187,978 3 ABN AMRO INCORPORATED Y CBOT 08/31/2006 1,061,162,409 372,986,995 688,175,414 4 ABN AMRO SAGE CORPORATION Y NFA 08/31/2006 97,392,934 500,000 96,892,934 5 ADM INVESTOR SERVICES INC N CBOT 08/31/2006 114,098,930 51,256,822 62,842,108 6 ADVANCED MARKETS INC N NFA 08/31/2006 1,105,131 500,000 605,131 7 ADVANTAGE FUTURES LLC N CME 08/31/2006 11,658,223 3,353,418 8,304,805 8 AG EDWARDS & SONS INC Y CBOT 08/31/2006 836,246,903 40,023,613 796,223,290 9 AIG CLEARING CORPORATION N NYME 08/31/2006 289,795,480 50,279,630 239,515,850 

10 ALARON TRADING CORPORATION N CME 08/31/2006 6,822,972 4,185,780 2,637,192 11 ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC Y NFA 06/30/2006 21,232,360 5,875,851 15,356,509 12 ALPHA FOREIGN EXCHANGE GROUP LLC N NFA 08/31/2006 502,239 500,000 2,239 13 AMERICAN NATIONAL TRADING CORP N NFA 08/31/2006 2,743,211 1,000,000 1,743,211 14 BACERA CORPORATION N NFA 08/31/2006 1,215,977 500,000 715,977 15 BANC OF AMERICA SECURITIES LLC Y CME 08/31/2006 1,719,444,212 296,582,923 1,422,861,289 16 BARCLAYS CAPITAL INC Y NYME 08/31/2006 607,091,971 269,386,029 337,705,942 17 BATTERY ASSET MANAGEMENT LLC N NFA 08/31/2006 623,817 500,000 123,817 18 BEAR STEARNS & CO INC Y NFA 08/31/2006 (g) 555,529,795 (g) 19 BEAR STEARNS SECURITIES CORP Y CME 08/31/2006 3,850,555,260 1,098,256,454 2,752,298,806 20 BGC FINANCIAL INC Y NFA 08/31/2006 15,228,322 250,000 14,978,322 21 BNP PARIBAS COMMODITY FUTURES INC N NYME 08/31/2006 124,071,006 83,976,628 40,094,378 22 BNP PARIBAS SECURITIES CORP Y CBOT 08/31/2006 349,275,578 20,844,352 328,431,227 23 BROOKSTREET SECURITIES CORPORATION Y NFA 08/31/2006 3,581,448 668,235 2,913,213 24 C CZARNIKOW SUGAR FUTURES INC N NFA 08/31/2006 1,671,505 500,000 1,171,505 25 CADENT FINANCIAL SERVICES LLC N CME 08/31/2006 5,424,544 2,808,429 2,616,115 26 CAL FINANCIAL CORPORATION N NFA 08/31/2006 1,027,093 1,000,000 27,093 27 CALYON FINANCIAL INC Y CME 08/31/2006 545,952,375 438,243,139 107,709,236 28 CANTOR FITZGERALD & CO Y CBOT 08/31/2006 129,798,247 9,031,321 120,766,926 29 CAPITAL MARKET SERVICES LLC N NFA 08/31/2006 9,112,328 2,598,292 6,514,036 30 CIBC WORLD MARKETS CORP Y CME 08/31/2006 1,069,891,343 18,312,394 1,051,578,949 31 CITIGROUP GLOBAL MARKETS INC Y CBOT 08/31/2006 4,282,673,211 679,387,212 3,603,285,999 32 CLIFF LARSON COMPANY THE N NFA 08/31/2006 686,620 500,000 186,620 33 CMC MARKETS (US) LLC N NFA 08/31/2006 6,787,303 5,000,000 1,787,303 34 COMTRUST INC N NFA 08/31/2006 1,166,885 715,981 450,904 35 COUNTRY HEDGING INC N NFA 08/31/2006 14,094,699 4,781,065 9,313,634 36 CREDIT SUISSE SECURITIES (USA) LLC Y CBOT 08/31/2006 5,124,852,494 160,457,571 4,964,394,923 37 CROSSLAND LLC N CBOT 08/31/2006 3,909,355 500,000 3,409,355 38 CUNNINGHAM COMMODITIES LLC N CBOT 08/31/2006 1,872,795 500,000 1,372,795 39 DAIWA SECURITIES AMERICA INC Y CME 08/31/2006 209,625,007 2,205,492 207,419,515 40 DEUTSCHE BANK SECURITIES INC Y CBOT 08/31/2006 2,330,808,011 223,618,992 2,107,189,019 41 DIRECT FOREX LLC N NFA 08/31/2006 1,769,139 1,000,000 769,139 42 DORMAN TRADING LLC N CME 08/31/2006 8,891,942 1,091,151 7,800,791 43 DUNAVANT COMMODITY CORP N NYBT 08/31/2006 23,513,479 558,156 22,955,323 44 E FX OPTIONS LLC N NFA 08/31/2006 1,043,426 500,000 543,426 45 EAGLE MARKET MAKERS INC N CBOT 08/31/2006 2,625,641 500,000 2,125,641 46 ED &F MAN COMMODITY ADVISORS INC N NFA 08/31/2006 856,191 500,000 356,191 
SELECTED FCM FINANCIAL DATA AS OF 

August 31, 2006

FROM REPORTS FILED BY 

September 30, 2006

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

47 ELECTRONIC BROKERAGE SYSTEMS LLC Y NFA 08/31/2006 7,851,770 500,000 7,351,770 48 ENSKILDA FUTURES LIMITED N CME 08/31/2006 14,248,082 10,721,528 3,526,554 49 FARR FINANCIAL INC N NFA 08/31/2006 2,462,615 1,047,427 1,415,188 50 FC STONE LLC N CME 08/31/2006 31,311,896 21,869,555 9,442,341 51 FCT GROUP LLC N CME 08/31/2006 5,999,879 621,893 5,377,986 52 FIMAT PREFERRED LLC Y NFA 08/31/2006 32,048,988 1,254,258 30,794,730 53 FIMAT USA LLC Y NYME 08/31/2006 512,730,640 390,145,807 122,584,833 54 FIRST CAPITOL GROUP LLC N NFA 08/31/2006 5,052,592 1,586,192 3,466,400 55 FOREFRONT INVESTMENTS CORPORATION N NFA 08/31/2006 1,000,245 1,000,000 245 56 FOREX CAPITAL MARKETS LLC N NFA 08/31/2006 37,829,727 9,694,267 28,135,460 57 FOREX CLUB FINANCIAL COMPANY INC N NFA 08/31/2006 1,585,729 1,000,000 585,729 58 FOREX INTERNATIONAL INVESTMENTS INC N NFA 08/31/2006 2,555,203 1,000,000 1,555,203 59 FOREX LIQUIDITY LLC N NFA 08/31/2006 2,091,175 1,000,000 1,091,175 60 FORTIS CLEARING AMERICAS LLC Y CBOT 08/31/2006 72,039,327 6,079,944 65,959,383 61 FORTIS CLEARING CHICAGO LLC N CBOT 08/31/2006 37,563,102 8,290,958 29,272,144 62 FORWARD FOREX INC N NFA 08/31/2006 1,241,167 1,000,000 241,167 63 FREEDOM FX LLC N NFA 08/31/2006 1,026,236 1,000,000 26,236 64 FRIEDBERG MERCANTILE GROUP INC N NFA 08/31/2006 5,546,140 5,000,000 546,140 65 FRONTIER FUTURES INC N NFA 08/31/2006 2,664,027 1,465,536 1,198,491 66 FUTURES TECH LLC N NFA 08/31/2006 871,836 500,000 371,836 67 FX OPTION1 INC N NFA 08/31/2006 502,452 500,000 2,452 68 FX SOLUTIONS LLC N NFA 08/31/2006 8,220,570 3,185,346 5,035,224 69 FXCM LLC N NFA 08/31/2006 754,290 500,000 254,290 70 GAIN CAPITAL GROUP INC N NFA 08/31/2006 15,689,142 4,112,268 11,576,874 71 GELBER GROUP LLC N CBOT 08/31/2006 41,312,659 970,432 40,342,227 72 GFS FOREX & FUTURES INC N NFA 08/31/2006 1,824,418 1,000,000 824,418 73 GILDER GAGNON HOWE AND CO LLC Y NFA 08/31/2006 39,361,973 500,000 38,861,973 74 GLOBAL FUTURES & FOREX LIMITED Y CFTC 08/31/2006 34,736,561 750,000 33,986,561 75 GLOBAL FUTURES LLC N NFA 08/31/2006 8,024,397 500,000 7,524,397 76 GOLDENBERG HEHMEYER & CO Y CBOT 08/31/2006 8,472,201 3,174,394 5,297,807 77 GOLDMAN SACHS & CO Y CBOT 08/25/2006 (g) 1,189,319,421 (g) 78 GOLDMAN SACHS EXECUTION & CLEARING LP Y CME 08/25/2006 1,088,806,808 49,036,368 1,039,770,440 79 GREENWICH CAPITAL MARKETS INC Y CBOT 08/31/2006 1,348,684,000 50,301,000 1,298,383,000 80 H & R BLOCK FINANCIAL ADVISORS INC Y NFA 08/31/2006 124,533,216 9,377,342 115,155,874 81 HAGERTY GRAIN CO INC N CBOT 08/31/2006 1,602,011 500,000 1,102,011 82 HAMILTON WILLIAMS LLC N NFA 08/31/2006 766,878 1,000,000 -233,122 83 HOTSPOT FXR LLC N NFA 08/31/2006 6,116,798 1,000,000 5,116,798 84 HSBC SECURITIES USA INC Y CME 08/31/2006 648,011,105 9,826,933 638,184,172 85 I TRADE FX LLC N NFA 08/31/2006 1,571,340 1,000,000 571,340 86 ICAP FUTURES LLC N CME 08/31/2006 16,564,215 2,208,470 14,355,745 87 IFSCL USA INC N NFA 08/31/2006 5,999,042 5,000,000 999,042 88 IFX MARKETS INC N NFA 08/31/2006 3,148,722 2,812,371 336,351 89 IG FINANCIAL MARKETS INC. N NFA 08/31/2006 987,662 500,000 487,662 90 INTEGRATED BROKERAGE SERVICES LLC N NFA 08/31/2006 1,609,245 1,000,000 609,245 91 INTERACTIVE BROKERS LLC Y EUXUS 08/31/2006 238,420,548 21,998,426 216,422,122 92 INTERBANK FX LLC N NFA 08/31/2006 4,891,110 1,384,785 3,506,325 93 IOWA GRAIN CO N CBOT 08/31/2006 9,763,777 5,833,622 3,930,155 
SELECTED FCM FINANCIAL DATA AS OF 

August 31, 2006

FROM REPORTS FILED BY 

September 30, 2006

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

94 ITAU SECURITIES INC Y NFA 08/31/2006 16,977,279 500,000 16,477,279 95 IXIS SECURITIES NORTH AMERICA INC Y NFA 08/31/2006 163,014,140 500,000 162,514,140 96 JP MORGAN FUTURES INC N NYME 08/31/2006 1,062,994,071 725,394,490 337,599,581 97 KOTTKE ASSOCIATES LLC N CBOT 08/31/2006 6,999,556 500,000 6,499,556 98 LADENBURG THALMANN & CO INC Y NFA 08/31/2006 19,764,813 250,000 19,514,813 99 LBS LIMITED PARTNERSHIP N CBOT 08/31/2006 666,029 500,000 166,029 

100 LEADER INVESTMENTS INC Y NFA 08/31/2006 376,513 500,000 -123,487 101 LEHMAN BROTHERS INC Y CBOT 08/31/2006 (g) 533,522,000 (g) 102 LINN GROUP ( THE ) N NFA 08/31/2006 670,740 500,000 170,740 103 LINSCO/PRIVATE LEDGER CORP Y NFA 08/31/2006 82,752,866 6,256,010 76,496,856 104 LOEB PARTNERS CORPORATION Y NFA 08/31/2006 29,880,217 500,000 29,380,217 105 MACQUARIE FUTURES USA INC N NFA 08/31/2006 9,994,436 500,000 9,494,436 106 MAN FINANCIAL INC N CME 08/31/2006 567,862,478 395,928,789 171,933,689 107 MANCHESTER FINANCIAL GROUP INC N NFA 09/30/2006 517,952 500,000 17,952 108 MARQUETTE ELECTRONIC BROKERAGE LLC N NFA 08/31/2006 1,353,523 500,000 853,523 109 MB TRADING FUTURES INC. N NFA 08/31/2006 2,818,672 1,000,000 1,818,672 110 MBF CLEARING CORP N NYME 08/31/2006 24,751,238 3,687,242 21,063,996 111 MCVEAN TRADING AND INVESTMENTS LLC N NFA 08/31/2006 6,590,653 2,162,772 4,427,881 112 MERRILL LYNCH PIERCE FENNER & SMITH Y CBOT 08/31/2006 (g) 505,145,528 (g) 113 MERRILL LYNCH PROFESSIONAL CLEARING CORP Y NFA 08/31/2006 1,053,787,447 39,146,173 1,014,641,274 114 MID-CO COMMODITIES INC N NFA 08/31/2006 4,479,968 1,342,993 3,136,975 115 MITSUI BUSSAN COMMODITIES USA INC N NYME 08/31/2006 6,103,037 927,506 5,175,531 116 MIZUHO SECURITIES USA INC Y CME 08/31/2006 162,212,635 26,287,308 135,925,327 117 MONEY GARDEN CORP N NFA 08/31/2006 3,691,013 1,000,000 2,691,013 118 MORGAN KEEGAN & COMPANY INC Y NFA 08/31/2006 380,721,521 11,223,004 369,498,517 119 MORGAN STANLEY & CO INCORPORATED Y CME 08/31/2006 (g) 1,047,917,767 (g) 120 MORGAN STANLEY DW INC Y CBOT 08/31/2006 1,318,856,793 69,385,800 1,249,470,993 121 NATIONS INVESTMENTS LLC N NFA 08/31/2006 1,522,055 1,000,000 522,055 122 NEUBERGER BERMAN LLC Y NFA 08/31/2006 345,996,308 14,592,150 331,404,158 123 NOMURA SECURITIES INTERNATIONAL INC Y CBOT 08/31/2006 850,451,684 8,125,719 842,325,965 124 OANDA CORPORATION N NFA 08/31/2006 31,010,821 1,000,000 30,010,821 125 ODL SECURITIES INC N NFA 08/31/2006 1,275,438 1,000,000 275,438 126 ONE WORLD CAPITAL GROUP LLC N NFA 08/31/2006 1,166,713 112,212 1,054,501 127 OPEN E CRY LLC N NFA 08/31/2006 1,229,528 500,000 729,528 128 OPPENHEIMER & CO INC Y NFA 08/31/2006 183,126,524 23,353,334 159,773,190 129 OPTIONSXPRESS INC Y NFA 08/31/2006 85,991,362 500,000 85,491,362 130 PENSON FINANCIAL FUTURES INC N NFA 08/31/2006 1,378,399 500,000 878,399 131 PEREGRINE FINANCIAL GROUP INC N NFA 08/31/2006 14,934,173 8,662,287 6,271,886 132 PIONEER FUTURES INC N NYME 08/31/2006 1,737,741 500,000 1,237,741 133 PIPER JAFFRAY & CO Y NFA 08/31/2006 397,922,991 2,255,537 395,667,454 134 PRUDENTIAL FINANCIAL DERIVATIVES LLC N CBOT 08/31/2006 127,568,000 109,241,800 18,326,200 135 RAND FINANCIAL SERVICES INC N CME 08/31/2006 24,801,289 11,828,356 12,972,933 136 RAYMOND JAMES & ASSOCIATES INC Y NFA 08/25/2006 343,983,354 27,112,286 316,871,068 137 RBC CAPITAL MARKETS CORPORATION Y CME 08/31/2006 293,979,074 57,004,157 236,974,917 138 RBC DAIN RAUSCHER INC Y NFA 08/31/2006 405,684,863 37,555,816 368,129,047 139 REDSKY FINANCIAL LLC Y NFA 08/31/2006 672,774 500,000 172,774 140 RJ OBRIEN ASSOCIATES INC N CME 08/31/2006 95,596,324 79,702,161 15,894,163 
SELECTED FCM FINANCIAL DATA AS OF 

August 31, 2006

FROM REPORTS FILED BY 

September 30, 2006

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

141 ROBBINS FUTURES INC N NFA 08/31/2006 576,853 500,000 76,853 142 ROSENTHAL COLLINS GROUP LLC N CME 08/31/2006 35,298,297 20,029,915 15,268,382 143 ROSENTHAL GLOBAL SECURITIES LLC Y CBOT 08/31/2006 5,399,911 500,000 4,899,911 144 SANFORD C BERNSTEIN & CO LLC Y NFA 08/31/2006 153,669,680 31,128,229 122,541,451 145 SENTINEL MANAGEMENT GROUP INC N NFA 08/31/2006 2,826,848 500,000 2,326,848 146 SHATKIN ARBOR INC N CBOT 08/31/2006 5,740,543 500,000 5,240,543 147 SHAY GRAIN CLEARING COMPANY N KCBT 08/31/2006 1,034,191 778,738 255,453 148 SMW TRADING COMPANY INC N CME 08/31/2006 30,014,489 786,315 29,228,174 149 SNC INVESTMENTS INC N NFA 08/31/2006 1,196,228 1,000,000 196,228 150 SOLID GOLD FINANCIAL SERVICES INC N NFA 08/31/2006 1,098,849 1,000,000 98,849 151 SPOT FX CLEARING CORP N NFA 08/31/2006 1,069,433 1,000,000 69,433 152 STEPHENS INC Y NFA 08/25/2006 61,390,136 10,372,468 51,017,668 153 STERLING COMMODITIES CORP N NYME 08/31/2006 7,679,613 783,520 6,896,093 154 TCA FUTURES LLC N NFA 08/31/2006 822,432 500,000 322,432 155 TENCO INC N CBOT 08/31/2006 31,943,893 3,472,464 28,471,429 156 TERRA NOVA TRADING LLC Y NFA 08/31/2006 8,242,012 1,500,000 6,742,012 157 TIMBER HILL LLC Y CME 08/31/2006 1,014,288,565 12,987,006 1,001,301,559 158 TOWER RESEARCH CAPITAL EUROPE LLC N NFA 08/31/2006 1,300,046 500,000 800,046 159 TRADECO CLEARING GROUP, LLC N NFA 08/31/2006 251,188 1,000,000 -748,812 160 TRADELINK LLC Y CBOT 08/31/2006 24,358,159 500,000 23,858,159 161 TRADESTATION SECURITIES INC Y NFA 08/31/2006 47,022,151 1,984,176 45,037,975 162 TRADITION SECURITIES AND FUTURES INC N NFA 08/31/2006 786,668 500,000 286,668 163 TRANSMARKET GROUP LLC Y CBOT 08/31/2006 8,374,819 500,000 7,874,819 164 TREND COMMODITIES LIMITED PARTNERSHIP N NFA 08/31/2006 693,110 500,000 193,110 165 TRILAND USA INC N NYME 08/31/2006 29,737,634 6,549,715 23,187,919 166 UBS FINANCIAL SERVICES INC Y CBOT 08/31/2006 1,474,421,797 174,770,637 1,299,651,160 167 UBS SECURITIES LLC Y CBOT 08/31/2006 5,907,703,155 519,170,276 5,388,532,879 168 UNITED CLEARING LLC N NFA 08/31/2006 26,413 1,000,000 -973,587 169 UNITED GLOBAL MARKETS LLC N NFA 08/31/2006 1,601,966 1,000,000 601,966 170 VELOCITY FUTURES LP N NFA 08/31/2006 2,053,954 500,000 1,553,954 171 VISION LIMITED PARTNERSHIP N NFA 08/31/2006 28,224,080 14,246,198 13,977,882 172 WACHOVIA CAPITAL MARKETS LLC Y CME 08/31/2006 1,753,717,184 1,000,000 1,752,717,184 173 WACHOVIA SECURITIES FINANCIAL NETWORK, LLC Y NFA 08/31/2006 22,160,644 1,554,301 20,606,343 174 WACHOVIA SECURITIES LLC Y NFA 08/31/2006 342,599,571 3,785,718 338,813,853 175 WALL STREET DERIVATIVES INC N NFA 08/31/2006 801,975 500,000 301,975 176 WHITE COMMERCIAL CORPORATION N NFA 08/31/2006 2,494,350 500,000 1,994,350 177 WORLDWIDE CLEARING N NFA 08/31/2006 0 0 0 178 XPRESSTRADE LLC N NFA 08/31/2006 8,929,060 1,796,495 7,132,565 179 YORK BUSINESS ASSOCIATES LLC N NFA 08/31/2006 1,067,846 500,000 567,846 

Total 

July Web Page Update 177Additions 2Freedom FX LLC
SELECTED FCM FINANCIAL DATA AS OF 

August 31, 2006

FROM REPORTS FILED BY 

September 30, 2006

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

I Trade FX LLCDeletions 0Name ChangeOConnor & Company LLC to Fortis Clearing Americas LLCAugust Web Page Update 179(a): B/D? : A 'Y' means the FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer. (b): DSRO: Designated Self-Regulatory Organization. (c): A firm's net capital requirement is the greater of (1) $250,000; or(2) risk based capital requirement, the sum of 8% of total customer risk maintenance margin and 4% of total noncustomer risk maintenance margin; or(3) The amount of capital required by a registered futures association (currently NFA is the only such association);(4) for securities brokers and dealers, the amount of net capital required by Rule 15c3-1(a) of the Securities and Exchange Commission.(d): Excess net capital is adjusted net capital, less the firm's net capital requirement.(e): This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on a designated contract market or derivatives transaction execution facility. This is the sum of all accounts that contain a net liquidating equity.(f): This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of vthe United States. 
SELECTED FCM FINANCIAL DATA AS OF 

August 31, 2006

FROM REPORTS FILED BY 

September 30, 2006

B/D? DSRO A/O Adjusted Net Capital Excess 

Futures Commission Merchant Date Net Capital Requirement Net Capital S

(a) (b) (c) (d) 

(g): This FCM/BD’s ultimate parent company is regulated by the SEC as a consolidated supervised entity. The firm has elected to compute its minimum capital requirement in accordance with the “Alternative Net Capital Requirement” as permitted by Appendix E toSEC Rule 15c3-1. As of August 31, 2006, the firm had net capital in excess of its minimum capital requirements. In addition to the alternative minimum net capital requirements, the firm is required tohold tentative net capital in excess of $1 billion and net capital in excess of $500 million in accordance with the market and credit riskstandards of Appendix E of Rule 15c3-1. The firm also is required to notify the Commission and SEC in the event its tentative net capital is less than $5 billion. As of August 31, 2006, the firm had tentative net capital and net capital in excess of both the minimum and notification requirements. Note: Any comments regarding information contained in this table may be brought to the attention of the CFTC's Division of Clearing and Intermediary Oversight via e-mail: fzimmerle@cftc.gov; s_williams@cftc.gov or sgreska@cftc.gov.