SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

June 30, 2003

1 of 6

B/D? DSRO A/O Adjusted Net Capital Risk Based Excess Customers' Customer 

Futures Commission Merchant Date Net Capital Requirement Requirement Net Capital Seg Required Amount 

(4% of Seg, SEC Capital 4d(2) Pt. 30 Required 

(a) (b) or $250,000) (c) (d) (e) (f)

1 ABN AMRO INCORPORATED Y CBOT 05/31/2003 1,294,291,393 134,569,955 104,711,398 1,159,721,438 2,000,655,002 173,636,333

2 ABN AMRO SAGE CORPORATION Y NFA 05/31/2003 34,827,396 2,563,826 2,563,826 32,263,570 53,932,543 0

3 ADM INVESTOR SERVICES INC N CBOT 05/31/2003 74,252,449 18,153,327 16,108,185 56,099,122 470,262,239 12,015,424

4 ADVANTAGE FUTURES LLC N NFA 05/31/2003 6,060,624 250,000 0 5,810,624 0 0

5 ADVEST INC Y NFA 05/31/2003 46,852,928 1,000,000 0 45,852,928 0 0

6 AG EDWARDS & SONS INC Y CBOT 05/31/2003 606,002,188 41,693,348 3,536,071 564,308,840 107,013,564 0

7 AGE COMMODITY CLEARING CORP N CBOT 05/31/2003 13,309,223 2,437,967 3,448,856 9,860,367 84,058,892 0

8 AIG CLEARING CORPORATION N NYME 05/31/2003 121,079,571 250,000 9,605,532 111,474,039 0 0

9 ALARON TRADING CORPORATION N CME 05/31/2003 3,984,790 2,142,647 1,033,507 1,842,143 58,556,714 144,422

10 ALCO COMMODITIES INC N NFA 05/31/2003 500,402 250,000 0 250,402 0 0

11 AMERICAN NATIONAL TRADING CORP N NFA 05/31/2003 1,138,112 512,771 348,609 625,341 16,046,929 0

12 BANC OF AMERICA FUTURES INCORPORATED Y CME 05/31/2003 61,134,086 7,043,970 34,840,983 26,293,103 176,099,241 0

13 BANC ONE CAPITAL MARKETS INC Y CBOT 05/31/2003 297,731,961 8,290,070 15,992,149 281,739,812 393,277,507 14,894,700

14 BARCLAYS CAPITAL INC Y CBOT 05/30/2003 313,860,074 54,441,860 96,648,581 217,211,493 1,353,454,932 77,384,660

15 BEAR STEARNS & CO INC Y CBOT 05/31/2003 1,087,793,256 40,619,395 0 1,047,173,861 0 0

16 BEAR STEARNS SECURITIES CORP Y CME 05/31/2003 2,411,283,094 799,461,051 84,156,264 1,611,822,043 1,369,984,483 204,670,498

17 BIELFELDT & COMPANY LLC N CBOT 05/31/2003 393,793 250,000 0 143,793 0 0

18 BLAYLOCK AND PARTNERS LP Y NFA 05/31/2003 23,019,871 308,700 0 22,711,171 0 0

19 BNP PARIBAS BROKERAGE SERVICES INC Y CME 05/31/2003 36,981,401 10,135,746 12,463,432 24,517,969 253,393,641 0

20 BNP PARIBAS COMMODITY FUTURES INC N NYME 05/31/2003 51,115,347 12,403,372 16,874,339 34,241,008 321,189,371 38,377,800

21 BNP PARIBAS SECURITIES CORP Y CBOT 05/31/2003 329,486,803 515,863 0 328,970,941 0 0

22 BNY CLEARING SERVICES LLC Y NFA 05/31/2003 72,230,599 23,201,599 0 49,029,000 0 0

23 C CZARNIKOW SUGAR FUTURES INC N NFA 05/31/2003 1,537,619 250,000 118,104 1,287,619 1,870,892 0

24 CANTOR FITZGERALD & CO Y CBOT 05/31/2003 49,959,530 498,931 174,169 49,460,599 431,452 0

25 CAPITAL MARKET SERVICES LLC N NFA 05/31/2003 461,766 250,000 0 211,766 0 0

26 CARGILL INVESTOR SERVICES INC N CBOT 05/31/2003 93,005,676 44,599,098 54,869,488 38,136,188 1,092,415,107 107,048,668

27 CARR FUTURES INC Y CME 05/31/2003 210,736,350 123,281,894 167,390,057 43,346,293 2,913,007,298 1,661,801,919

28 CDC SECURITIES Y NFA 05/31/2003 71,550,489 250,000 0 71,300,489 0 0

29 CIBC WORLD MARKETS CORP Y NYME 05/31/2003 859,981,754 33,734,018 11,307,961 826,247,736 0 0

30 CITIGROUP GLOBAL MARKETS INC. Y CBOT 05/31/2003 3,643,221,889 473,096,929 198,847,305 3,170,124,960 5,554,505,855 125,712,158

31 CLIFDEN FUTURES LLC N NFA 05/31/2003 422,870 250,000 4,407 172,870 747,198 0

32 CLIFF LARSON COMPANY THE N NFA 05/31/2003 362,275 250,000 0 112,275 1,309,949 0

33 CMC GROUP PLC N NFA 05/31/2003 8,583,674 250,000 0 8,333,674 0 0

34 COESfx CLEARING INC N NFA 05/31/2003 417,990 250,000 0 167,990 0 0

35 COMMERZ FUTURES LLC Y CME 05/31/2003 5,936,666 2,656,634 4,885,829 1,050,837 88,294,910 4,888,559

36 COUNTRY HEDGING INC N NFA 05/31/2003 5,933,631 940,773 2,155,575 3,778,056 27,043,720 16,967

37 CREDIT LYONNAIS ROUSE USA LIMITED N NYME 05/31/2003 27,870,735 5,040,760 18,572,564 9,298,171 160,785,452 198,694

38 CREDIT SUISSE FIRST BOSTON LLC Y CBOT 05/31/2003 1,422,795,106 205,249,046 109,287,039 1,217,546,060 1,552,629,103 442,455,391

39 CRESSWELL CAPITAL LLC N NFA 05/31/2003 588,781 250,000 57,501 338,781 1,105,466 33,742

40 CROSSLAND LLC N CBOT 05/31/2003 3,267,819 264,632 80,554 3,003,187 6,781,879 0

41 CUNNINGHAM COMMODITIES INC N CBOT 05/31/2003 2,103,249 257,922 142,337 1,845,327 6,407,513 101,667

42 DAIWA SECURITIES AMERICA INC Y CME 05/31/2003 200,650,720 3,489,962 2,476,112 197,160,758 59,566,734 212,272

43 DAVID A NOYES & CO Y NFA 05/31/2003 1,284,669 250,000 0 1,034,669 0 0

44 DEUTSCHE BANK SECURITIES INC Y CBOT 05/31/2003 1,318,126,915 86,440,372 892,758,030 425,368,885 1,322,325,867 274,446,422

45 DIRECT TRADING GROUP LLC N NFA 05/31/2003 333,651 30,000 0 303,651 0 0

46 DORMAN TRADING LLC N CME 05/31/2003 4,891,108 567,540 219,424 4,323,568 14,357,994 0

47 DUNAVANT COMMODITY CORP N NYCE 03/31/2003 19,560,113 888,513 30,624 18,671,600 27,603,700 0

48 EAGLE MARKET MAKERS INC N CBOT 05/31/2003 1,758,332 250,000 32,808 1,508,332 1,897,258 19,975

49 ED &F MAN COMMODITY ADVISORS INC N NFA 05/31/2003 397,033 250,000 0 147,033 0 0

50 EM COMBS & SON N CBOT 05/31/2003 2,022,993 250,000 14,698 1,772,993 2,626,647 0

51 FAHNESTOCK & CO INC Y NFA 05/31/2003 147,183,844 24,396,726 0 122,787,118 7,155,730 0

52 FARR FINANCIAL INC N NFA 05/31/2003 1,081,007 595,986 272,453 485,021 15,326,961 77,636

53 FC STONE LLC N CME 05/31/2003 12,618,867 7,015,556 7,353,249 5,265,618 225,544,170 726,115

54 FCT GROUP LLC N CME 05/31/2003 3,560,593 250,000 441,110 3,119,483 10,337,091 0
SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

June 30, 2003

2 of 6

B/D? DSRO A/O Adjusted Net Capital Risk Based Excess Customers' Customer 

Futures Commission Merchant Date Net Capital Requirement Requirement Net Capital Seg Required Amount 

(4% of Seg, SEC Capital 4d(2) Pt. 30 Required 

(a) (b) or $250,000) (c) (d) (e) (f)

55 FIMAT USA INC Y CME 05/31/2003 177,949,296 96,472,837 135,577,034 42,372,262 2,649,906,422 626,196,478

56 FIRST CAPITOL GROUP LLC N NFA 05/31/2003 1,834,466 736,234 604,205 1,098,232 25,626,564 114,469

57 FIRST OPTIONS OF CHICAGO INC Y CME 05/30/2003 190,082,230 10,410,116 33,491,805 156,590,425 504,175,604 9,883,042

58 FOREX CAPITAL MARKETS LLC N NFA 05/31/2003 7,364,767 250,000 0 7,114,767 0 0

59 FORTIS CLEARING CHICAGO LLC N CBOT 05/31/2003 6,674,920 2,151,615 1,950,175 4,523,305 45,660,634 8,890,408

60 FRIEDBERG MERCANTILE GROUP INC Y NFA 05/31/2003 1,814,889 250,000 86,562 1,564,889 5,267,957 51,747

61 FRONTIER FUTURES INC N NFA 05/31/2003 1,035,219 365,805 269,483 669,414 11,936,459 0

62 FUTURES TECH LLC N NFA 05/31/2003 401,907 250,000 0 151,907 0 0

63 FX SOLUTIONS LLC N NFA 05/31/2003 1,725,619 250,000 0 1,475,619 0 0

64 GAIN CAPITAL INC. N NFA 05/31/2003 3,675,631 250,000 0 3,425,631 0 0

65 GELBER GROUP LLC N CBOT 05/31/2003 16,452,021 535,334 227,280 15,916,687 14,797,243 171,750

66 GFS SECURITIES & FUTURES INC N NFA 05/31/2003 248,939 250,000 0 -1,061 0 0

67 GILDER GAGNON HOWE AND CO LLC Y NFA 05/31/2003 26,870,645 250,000 0 26,620,645 0 0

68 GLOBAL FUTURES & FOREX LTD N NFA 05/31/2003 5,630,272 250,000 0 5,380,272 0 0

69 GOLDENBERG HEHMEYER & CO Y CBOT 05/31/2003 13,072,878 1,332,410 1,356,035 11,716,843 45,368,221 3,562,331

70 GOLDMAN SACHS & CO Y CBOT 05/30/2003 3,396,171,685 802,049,841 418,420,915 2,594,121,844 7,709,737,300 3,456,753,980

71 GREENWICH CAPITAL MARKETS INC Y CBOT 05/31/2003 760,744,000 28,727,000 25,449,360 732,017,000 304,574,000 6,913,000

72 HAGERTY GRAIN CO INC N CBOT 05/31/2003 1,644,148 251,776 59,802 1,392,372 6,401,898 0

73 HORNBLOWER FISCHER & CO Y NFA 05/31/2003 1,505,793 336,786 198,353 1,169,007 4,904,550 0

74 HOTSPOT FX INC N NFA 05/31/2003 3,439,737 250,000 0 3,189,737 0 0

75 HSBC SECURITIES USA INC Y CME 05/31/2003 261,039,110 12,021,894 29,428,266 231,610,844 308,993,520 24,063,622

76 IFSCL USA INC N NFA 05/31/2003 430,904 250,000 416 180,904 68,140 0

77 INTEGRATED BROKERAGE SERVICES INC N NFA 05/31/2003 1,093,853 250,000 64,402 843,853 964,540 0

78 INTERACTIVE BROKERS LLC Y NFA 05/30/2003 99,661,789 3,454,141 1,580,401 96,207,648 18,374,552 4,996,793

79 INVESTEC ERNST & COMPANY Y NFA 05/30/2003 13,307,034 250,000 0 13,057,034 0 0

80 IOWA GRAIN CO N CBOT 05/31/2003 8,070,655 3,541,246 2,942,064 4,529,409 94,814,593 8,266

81 ISB CLEARING CORPORATION N NFA 05/31/2003 272,716 250,000 0 22,716 0 0

82 JP MORGAN FUTURES INC N NYME 05/31/2003 522,712,939 210,829,425 319,643,487 203,069,452 5,174,632,340 787,833,881

83 JULIUS BAER SECURITIES INC Y NFA 05/31/2003 13,589,361 288,384 0 13,300,977 0 0

84 KOTTKE ASSOCIATES LLC N CBOT 05/31/2003 8,752,328 257,392 146,128 8,494,936 10,968,689 5,071

85 LADENBURG THALMANN & CO INC Y NFA 05/31/2003 6,893,412 1,000,000 0 5,893,412 0 0

86 LAWRENCE-BONFITTO TRADING COMPANY N CBOT 05/31/2003 2,873,271 250,000 40,418 2,623,271 3,372,078 0

87 LBS LIMITED PARTNERSHIP N CBOT 05/31/2003 408,379 250,000 0 158,379 0 0

88 LEADER INVESTMENTS INC Y NFA 05/31/2003 319,156 250,000 0 69,156 0 0

89 LEGG MASON WOOD WALKER INC Y NFA 05/31/2003 366,610,520 21,575,955 0 345,034,565 0 0

90 LEHMAN BROTHERS INC Y CBOT 05/31/2003 1,675,438,000 243,646,940 153,578,760 1,431,791,060 1,784,589,000 57,664,000

91 LINN GROUP ( THE ) N NFA 05/31/2003 402,835 250,000 0 152,835 0 0

92 LINSCO/PRIVATE LEDGER CORP Y NFA 05/31/2003 90,631,055 3,919,838 0 86,711,217 0 0

93 LOEB PARTNERS CORPORATION Y NFA 05/31/2003 18,014,322 250,000 0 17,764,322 0 0

94 MAN FINANCIAL INC N CME 05/31/2003 190,873,995 115,184,675 142,344,870 48,529,125 2,801,514,297 800,690,596

95 MARQUETTE ELECTRONIC BROKERAGE LLC N NFA 05/30/2003 4,092,060 250,000 0 3,842,060 0 0

96 MAXCOR FINANCIAL INC Y NFA 05/31/2003 46,337,538 250,000 0 46,087,538 0 0

97 MBF CLEARING CORP N NYME 05/31/2003 6,583,566 2,386,507 861,941 4,197,059 60,877,705 603,657

98 MCVEAN TRADING AND INVESTMENTS LLC N NFA 05/31/2003 8,641,272 5,390,368 766,817 3,250,904 136,323,351 0

99 MERRILL LYNCH PIERCE FENNER & SMITH Y CBOT 05/30/2003 2,986,172,400 262,035,256 227,189,773 2,724,137,144 4,779,013,436 540,278,275

100 MERRILL LYNCH PROFESSIONAL CLEARING CORP Y NFA 05/30/2003 741,936,802 15,997,430 42,494,941 699,441,861 437,689,599 0

101 MID-CO COMMODITIES INC N NFA 05/31/2003 3,633,720 332,406 529,329 3,104,391 8,934,310 0

102 MITSUI & CO INVESTMENT PRODUTS CORP N NFA 05/30/2003 2,529,823 250,000 24,516 2,279,823 779,328 0

103 MIZUHO SECURITIES USA INC Y CME 05/31/2003 165,126,681 11,886,586 14,180,600 150,946,081 263,055,136 29,078,568

104 MONEY GARDEN CORPORATION, THE N NFA 05/31/2003 3,293,560 250,000 0 3,043,560 0 0

105 MORGAN KEEGAN & COMPANY INC Y NFA 05/31/2003 179,370,708 13,733,612 0 165,637,096 0 0

106 MORGAN STANLEY & CO INCORPORATED Y CME 05/31/2003 4,000,215,363 637,695,003 211,494,957 3,362,520,360 3,138,190,848 1,313,488,133

107 MORGAN STANLEY DW INC Y CBOT 05/31/2003 1,095,755,670 93,247,507 2,835,662 1,002,508,163 755,266,231 1,344,245,650

108 NATIONAL COMMODITIES CORPORATION INC N NFA 05/30/2003 1,753,392 250,000 61,641 1,503,392 12,041,322 0
SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

June 30, 2003

3 of 6

B/D? DSRO A/O Adjusted Net Capital Risk Based Excess Customers' Customer 

Futures Commission Merchant Date Net Capital Requirement Requirement Net Capital Seg Required Amount 

(4% of Seg, SEC Capital 4d(2) Pt. 30 Required 

(a) (b) or $250,000) (c) (d) (e) (f)

109 NEUBERGER BERMAN LLC Y NFA 05/31/2003 282,553,852 15,672,068 762,204 266,881,784 14,096,140 0

110 NIKKO SECURITIES CO INTERNATIONAL INC Y NFA 05/31/2003 11,662,383 250,000 0 11,412,383 0 0

111 NOMURA SECURITIES INTERNATIONAL INC Y CBOT 05/31/2003 431,814,624 11,016,526 676,758 420,798,098 15,342,730 0

112 OANDA CORPORATION N NFA 05/31/2003 2,137,461 250,000 0 1,887,461 0 0

113 OCONNOR & COMPANY LLC Y CBOT 05/31/2003 37,481,833 2,135,489 2,116,615 35,346,344 62,834,683 0

114 PACIFIC CAPITAL MARKETS N NFA 05/31/2003 546,102 250,000 0 296,102 0 0

115 PATTERSON CAPITAL MARKETS LTD N CBOT 05/31/2003 472,876 250,000 0 222,876 0 0

116 PAX CLEARING CORPORATION Y CME 05/31/2003 42,097,063 2,001,715 2,765,213 39,331,850 58,368,745 0

117 PENSON FINANCIAL FUTURES INC N NFA 05/31/2003 506,730 250,000 41,172 256,730 665,100 0

118 PEREGRINE FINANCIAL GROUP INC N NFA 05/31/2003 16,584,824 3,586,817 1,614,772 12,998,007 102,338,736 1,003,242

119 PERSHING LLC Y CBOT 05/31/2003 758,499,000 127,729,840 0 630,769,160 0 0

120 PIONEER FUTURES INC N NYME 05/31/2003 6,983,600 3,683,014 1,774,442 3,300,586 106,345,077 248,642

121 PREFERRED TRADE INC Y NFA 05/31/2003 9,908,634 780,785 0 9,127,849 757,489 0

122 PRUDENTIAL SECURITIES INCORPORATED Y CBOT 05/31/2003 620,858,000 68,842,220 53,619,800 552,015,780 1,052,738,000 149,252,000

123 RAND FINANCIAL SERVICES INC N CME 05/31/2003 14,014,750 5,976,704 9,514,402 4,500,348 148,211,000 30,155,700

124 RAYMOND JAMES & ASSOCIATES INC Y NFA 05/30/2003 326,966,515 21,590,726 23,700 305,375,789 0 0

125 RB&H FINANCIAL SERVICES LP N CME 05/31/2003 4,051,658 1,604,370 920,245 2,447,288 43,581,597 9,100

126 RBC DAIN RAUSCHER INC Y NFA 05/31/2003 237,357,437 28,391,954 0 208,965,483 0 0

127 RBC DOMINION SECURITIES CORPORATION Y CME 05/30/2003 124,228,871 1,516,387 26,950,240 97,278,631 0 0

128 REDSKY SECURITIES LLC Y NFA 05/31/2003 775,318 250,000 0 525,318 0 0

129 REFCO LLC N CME 05/31/2003 208,317,010 117,065,700 120,742,295 87,574,715 3,286,830,801 79,559,728

130 RJ OBRIEN ASSOCIATES INC N CME 05/30/2003 35,644,844 18,825,277 18,144,149 16,819,567 509,858,650 6,320,346

131 ROBBINS FUTURES INC N NFA 05/31/2003 549,774 250,000 53,606 299,774 5,308,588 0

132 ROBECO USA LLC Y NFA 05/30/2003 80,573,523 3,395,526 0 77,177,997 0 0

133 ROSENTHAL COLLINS GROUP LLC N CME 05/31/2003 34,672,733 9,940,571 6,692,505 24,732,162 289,797,279 1,380,022

134 ROSENTHAL GLOBAL SECURITIES LLC Y CBOT 05/31/2003 18,510,171 1,050,236 0 17,459,935 0 0

135 ROTHSCHILD INC Y NFA 05/31/2003 18,046,039 250,000 0 17,796,039 0 0

136 SANFORD C BERNSTEIN & CO LLC Y NFA 05/31/2003 156,131,450 10,589,471 0 145,541,979 0 0

137 SENTINEL MANAGEMENT GROUP INC N NFA 05/31/2003 1,235,217 250,000 0 985,217 378,544,517 0

138 SG COWEN SECURITIES CORPORATION Y NFA 05/31/2003 646,681,113 2,015,441 0 644,665,672 0 0
SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

June 30, 2003

4 of 6

B/D? DSRO A/O Adjusted Net Capital Risk Based Excess Customers' Customer 

Futures Commission Merchant Date Net Capital Requirement Requirement Net Capital Seg Required Amount 

(4% of Seg, SEC Capital 4d(2) Pt. 30 Required 

(a) (b) or $250,000) (c) (d) (e) (f)

139 SHATKIN ARBOR KARLOV & CO N CBOT 05/31/2003 6,014,254 308,086 111,253 5,706,168 8,224,599 139,106

140 SHAY GRAIN CLEARING COMPANY N KCBOT 03/31/2003 744,810 250,000 87,398 494,810 1,686,038 0

141 SHEPARD INTERNATIONAL INC N NFA 05/31/2003 2,330,065 250,000 0 2,080,065 0 0

142 SHERWOOD FUTURES GROUP LLC N NFA 05/31/2003 1,808,599 250,000 0 1,558,599 33,099,676 0

143 SIEGEL TRADING CO INC THE N NFA 05/31/2003 459,406 250,000 0 209,406 1,616,136 0

144 SMW TRADING COMPANY INC N CME 05/31/2003 5,974,716 477,885 417,926 5,496,831 12,065,591 0

145 SOLID GOLD FINANCIAL SERVICES INC N NFA 05/31/2003 395,890 250,000 0 145,890 0 0

146 SPEAR LEEDS & KELLOG Y NYME 05/30/2003 1,126,127,745 51,985,654 10,523,441 1,074,142,091 211,404,389 3,723,519

147 STEPHENS INC Y NFA 05/30/2003 77,553,586 9,959,899 0 67,593,687 0 0

148 STERLING COMMODITIES CORP N NYME 05/31/2003 5,369,177 831,960 194,135 4,537,217 20,296,420 715,665

149 SWISS AMERICAN SECURITIES INC Y NFA 05/31/2003 69,981,425 3,472,226 0 66,509,199 0 0

150 TCA FUTURES LLC N NFA 05/31/2003 410,890 250,000 0 160,890 0 0

151 TENCO INC N CBOT 05/31/2003 27,316,335 1,841,296 2,031,956 25,284,379 60,967,052 0

152 TIMBER HILL LLC Y CME 05/31/2003 332,972,341 1,000,000 1,698,409 331,273,932 21,133,627 0

153 TOKYO-MITSUBISHI FUTURES USA INC N CME 05/31/2003 20,924,740 250,000 4,878,428 16,046,312 5,352,808 0

154 TRADELINK LLC Y CBOT 05/31/2003 39,598,433 250,000 858,699 38,739,734 0 0

155 TRADITION SECURITIES AND FUTURES INC N NFA 05/31/2003 392,456 250,000 0 142,456 0 0

156 TRANSMARKET GROUP LLC Y CBOT 05/31/2003 7,006,627 250,000 0 6,756,627 0 0

157 TRILAND USA INC N NYME 05/31/2003 17,305,416 990,239 717,739 16,315,177 24,763,304 0

158 UBS FINANCIAL SERVICES INC. Y CBOT 05/31/2003 1,323,092,305 229,950,218 14,934,120 1,093,142,087 1,054,405,003 48,437,487

159 UBS WARBURG LLC Y CBOT 05/31/2003 3,546,499,722 184,761,509 186,549,461 3,359,950,261 3,522,147,532 800,876,548

160 UFJ FUTURES LLC N CME 05/30/2003 20,002,152 250,000 2,049,237 17,952,915 0 0

161 UNIVERSAL FINANCIAL HOLDING CORP N NFA 05/31/2003 789,177 250,000 102,616 539,177 3,320,821 0

162 US BANCORP PIPER JAFFRAY INC Y NFA 05/31/2003 202,129,588 10,172,432 0 191,957,156 0 0

163 UTS WORLD INC N NFA 05/31/2003 492,393 250,000 0 242,393 0 0

164 VELOCITY FUTURES LP N NFA 05/31/2003 671,023 250,000 0 421,023 273,148 0

165 VISION LIMITED PARTNERSHIP N NFA 05/31/2003 12,336,193 5,643,466 3,368,251 6,692,727 147,016,989 29,573

166 WACHOVIA SECURITIES FINANCIAL NETWORK LL N NFA 05/31/2003 14,539,763 1,551,335 0 12,988,428 0 0

167 WACHOVIA SECURITIES LLC Y CME 05/31/2003 361,537,252 3,656,417 0 357,880,835 0 0

168 WALL STREET DERIVATIVES INC N NFA 05/31/2003 385,410 250,000 0 135,410 0 0

169 WHITE COMMERCIAL CORPORATION N NFA 05/31/2003 1,500,070 250,000 0 1,250,070 0 0

170 XPRESSTRADE LLC N NFA 05/31/2003 2,200,197 250,000 0 1,950,197 0 0

171 YORK BUSINESS ASSOCIATES LLC N CBOT 05/31/2003 1,297,706 250,000 0 1,047,706 45,171 0

Total 43,494,581,967 62,044,970,569 13,276,208,417

Reconcilation from April Web Page Update 170

May Web Page Updates 

Name Changes

FROM UBS PAINEWEBBER INC TO UBS FINANCIAL 

SERVICES INC

Additions 2

UTS WORLD INCORPORATED

WACHOVIA SECURITIES FINANCIAL NETWORK LLC

Deletions 1

BOSTON CABOT LLC - FCM REGISTRATION WITHDRAWN ON 5-21-03

May Totals 171
SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

June 30, 2003

5 of 6

B/D? DSRO A/O Adjusted Net Capital Risk Based Excess Customers' Customer 

Futures Commission Merchant Date Net Capital Requirement Requirement Net Capital Seg Required Amount 

(4% of Seg, SEC Capital 4d(2) Pt. 30 Required 

(a) (b) or $250,000) (c) (d) (e) (f)
SELECTED FCM FINANCIAL DATA 

FROM REPORTS FILED BY 

June 30, 2003

6 of 6

B/D? DSRO A/O Adjusted Net Capital Risk Based Excess Customers' Customer 

Futures Commission Merchant Date Net Capital Requirement Requirement Net Capital Seg Required Amount 

(4% of Seg, SEC Capital 4d(2) Pt. 30 Required 

(a) (b) or $250,000) (c) (d) (e) (f)

(a): B/D? : A 'Y' means the FCM is also (d): Excess net capital is adjusted net capital, (f): This represents the amount of funds an FCM 

registered with the Securities and Exchange less the greater of the net capital requirement or risk- is required to set aside for customers who trade 

Commission as a securities broker or dealer. based requirement. on commodity exchanges located outside of 

the United States. The amount to be set aside for 

(b): DSRO: Designated Self-Regulatory Organization. a customer's foreign commodity account may 

be less than the net liquidating equity in the 

customer's account. 

(c): Risk-based net capital requirement is the (e): This represents the total amount of funds that Note: Any errors in this table should be brought 

sum total of 8% of customer, and 4% of an FCM is required to segregate on behalf of to the attention of the CFTC's Division of Clearing and 

non-customer risk margin for domestic and customers who are trading on commodity and Intermediary Oversight via e-mail: 

foreign future accounts (excluding proprietary exchanges located in the United States. fzimmerle@cftc.gov or 

accounts). The risk based minimum requirement This is the sum of all accounts that contain sgreska@cftc.gov. 

applies to all FCMs which are members of the a net liquidating equity.

National Futures Association. Effective date 10/31/00.