alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
##### 



EXHIBIT 14.1
 METROCORP, INC.
 CODE OF ETHICS FOR PRINCIPAL EXECUTIVE OFFICERS
AND SENIOR FINANCIAL OFFICERS
(as of February 20, 2006)
   Business Ethics and Conflicts of Interest
  
    
    You or a member of your family has more than a modest ownership or
financial interest in the Companys competitors, clients or vendors;
    
    You or a member of your family use nonpublic Company, client or vendor
information for personal gain;
    
    You cause the Company to engage in business transactions with family or
friends, other than banking transactions in the regular course of business; or
    
    You compete, or prepare to compete, with the Company while still employed
by the Company.
 Accurate Periodic Reports




---



##### 




    
    establish and maintain internal controls and procedures and disclosure
controls and procedures designed to assure that financial information is recorded,
processed and transmitted to those responsible for preparing periodic reports and other
public communications containing financial information so that they are complete,
accurate, and timely;
    
    carefully review each periodic report for accuracy and completeness before
it is filed with the Securities and Exchange Commission and carefully review each
public communication containing financial information before it is released;
    
    maintain books, accounts and records according to generally accepted
accounting principles, using enough detail to accurately and fairly reflect Company
transactions; and
    
    promptly disclose to your superiors, and if necessary to the Audit
Committee, any material weaknesses in, or concerns regarding, the Companys disclosure
controls or internal controls.
 Compliance with Applicable Laws
  Reporting Misconduct
  Waivers of this Code
  - 2 -
[Federal Register Volume 66, Number 86 (Thursday, May 3, 2001)]
[Notices]
[Page 22213]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 01-11151]


-----------------------------------------------------------------------

DEPARTMENT OF COMMERCE

International Trade Administration

[A-570-815]


Sulfanilic Acid From the People's Republic of China; Notice of 
Extension of Time Limit for Antidumping Administrative Review

AGENCY: Import Administration, International Trade Administration, 
Department of Commerce.

EFFECTIVE DATE: May 3, 2001.

SUMMARY: The Department of Commerce (the Department) is extending the 
time limit for the preliminary results of the administrative review of 
the antidumping duty order on sulfanilic acid from the People's 
Republic of China. The review covers the period August 1, 1999 through 
July 31, 2000.

FOR FURTHER INFORMATION CONTACT: Sean Carey or Samantha Denenberg, AD/
CVD Enforcement Office 7, Import Administration, International Trade 
Administration, U.S. Department of Commerce, 14th Street and 
Constitution Avenue, NW., Washington, DC 20230, telephone: (202) 482-
3964 or (202) 482-1386, respectively.

Postponement of Preliminary Results of Review

    On October 2, 2000, the Department published a notice of initiation 
of an administrative review of the antidumping duty order on sulfanilic 
acid from the People's Republic of China, covering the period August 1, 
1999 through July 31, 2000 (65 FR 58733). The preliminary results are 
currently due no later than May 3, 2001.
    Section 751(a)(3)(A) of the Tariff Act, as amended (the Act), 
requires the Department to issue its preliminary results within 245 
days after the last day of the anniversary month of an order/finding 
for which a review is requested. However, if it is not practicable to 
complete the preliminary results within this time period, section 
751(a)(3)(A) of the Act allows the Department to extend the time limit 
for a preliminary determination to a maximum of 365 days.
    We determine that it is not practicable to complete the preliminary 
results of this review within the original time limit. Therefore, the 
Department is extending the time limit for completion of the 
preliminary results to no later than August 31, 2001. See Memorandum 
from Barbara E. Tillman to Joseph A. Spetrini, dated April 26, 2001, 
which is on file in the Central Records Unit, Room B-099 of the main 
Commerce Building. This extension is in accordance with section 
751(a)(3)(A) of the Act.

    Dated: April 27, 2001.
Richard O. Weible,
Acting Deputy Assistant Secretary, AD/CVD Enforcement Group III.
[FR Doc. 01-11151 Filed 5-2-01; 8:45 am]
BILLING CODE 3510-DS-P
<PAGE>


                                                                      EXHIBIT 24


                                POWER OF ATTORNEY

KNOW BY ALL PERSONS BY THESE PRESENTS, that each person whose signature
appears below constitutes and appoints John E. Hanley as his true and lawful
attorney-in fact and agent with full power and substitution and
resubstitution, in his name, place and stead, in any and all capacities, to
sign the Annual Report on Form 10-K for the year ended December 31, 2000 of
Axsys Technologies, Inc. and any and all amendments thereto and to file the
same, with all exhibits, with the Securities and Exchange Commission,
granting unto said attorney-in-fact and agent full power and authority to do
and perform each and every act and thing requisite and necessary to be done
in and about the premises, as fully to all intents and purposes as he might
or could do in person, and hereby ratifies, approves and confirms all that
his said attorney-in-fact and agent, or his substitute or substitutes, may
lawfully do or cause to be done by virtue hereof.

        SIGNATURE                        TITLE                       DATE

/s/: Stephen W. Bershad                                         March 27, 2001
--------------------------
     Stephen W. Bershad        Chairman of the Board and Chief
                               Executive Officer and Director


/s/: Mark J. Bonney                                             March 27, 2001
--------------------------
     Mark J. Bonney            President, Chief Operating
                               Officer and Director


/s/:  John E. Hanley                                            March 27, 2001
--------------------------
      John E. Hanley           Vice President, Chief Financial
                               and Accounting Officer,
                               Secretary and Treasurer


/s/:  Anthony J. Fiorelli                                       March 27, 2001
--------------------------
      Anthony J. Fiorelli      Director


/s/:  Eliot M. Fried                                            March 28, 2001
--------------------------
      Eliot M. Fried           Director


/s/:  Robert G. McConnell                                       March 27, 2001
--------------------------
      Robert G. McConnell      Director


/s/:  Richard F. Hamm, Jr.                                      March 28, 2001
--------------------------
      Richard F. Hamm, Jr.     Director
#### Peppermill Realty, Inc., Appellant, v Reza Vahab, Also Known as Ray Vahab, Respondent.

In three related actions, *inter alia,*for recovery of a real estate broker’s commission, Peppermill Realty, Inc., appeals from an order and judgment (one paper) of the Supreme Court, Suffolk County (Doyle, J.), entered March 23, 1987, which, upon granting the cross motion of the defendant Reza Vahab for partial summary judgment, awarded him partial summary judgment in the principal sum of $10,000 upon his claim for a broker’s commission which was originally filed in the Civil Court of the City of New York, New York County.

Ordered that the order and judgment is affirmed, with costs.

Contrary to the contentions of Peppermill Realty, Inc. (hereinafter Peppermill) the Supreme Court properly granted Reza Vahab’s motion for partial summary judgment on the $10,000 claim originally filed in the Civil Court of the City of New York, New York County, as no genuine issue of material fact exists as to his entitlement to one half of the commission earned on the sale of the property. The contentions by Pepper-mill that Vahab may have earned a second commission or *555somehow profited by a subsequent assignment of the purchaser’s interest were not established by evidentiary facts. Pepper-mill’s opposition to the cross motion consisted of nothing more than surmise, suspicion and conjecture, which will not defeat a motion for summary judgment *(see, Shapiro v Health Ins. Plan,*7 NY2d 56, 63; *Bank for Sav. v Rellim Constr. Co.,*285 NY 708).

Moreover, Peppermill’s claims that Vahab breached his fiduciary duties were not raised before the Supreme Court and accordingly are not properly raised on appeal *(see, Matter of Warne v Warne,*120 AD2d 911; *Emblem v Juras,*112 AD2d 134; *Mastronardi v Mitchell,*109 AD2d 825). In any event, we find them to be without merit *(see,*Restatement [Second] of Agency § 390). Mangano, J. P., Brown, Kunzeman and Kooper, JJ., concur.
Document Headings

                    Document headings vary by document type but may contain                    the following:                  
                -                       the agency or agencies that issued and signed a document                    
                -                       the number of the CFR title and the number of each part                      the document amends, proposes to amend, or is directly                      related to                    
                -                       the agency docket number / agency internal file number                    
                -                       the RIN which identifies each regulatory action listed in                      the Unified Agenda of Federal Regulatory and Deregulatory                      Actions                    

                    See the                                          Document Drafting Handbook                                        for more details.                  

###### Department of Energy

###### Federal Energy Regulatory Commission

          - [Project No. 7481-068]

      ( print page 22224)    
In accordance with the National Environmental Policy Act of 1969 and the Federal Energy Regulatory Commission's (Commission's) regulations, 18 CFR Part 380 (Order No. 486, 52 FR 47897), the Office of Energy Projects has prepared an Environmental Assessment (EA) for the New York State Dam Project.  The EA examines the environmental impacts of four alternatives for providing downstream fish passage at the project for adult blueback herring.

In the EA, the Commission's staff has reviewed the comments on its June 14, 1996 Draft Environmental Assessment. In summary, the EA evaluates four alternatives for operation of the project's existing fish bypass for adult blueback herring: (1) licensee's alternative; (2) resource agency alternative; (3) staff alternative; and (4) no-action.  The EA recommends the licensee operate its fish bypass for adult blueback herring in accordance with the staff alternative. The EA concludes that implementation of this alternative would not constitute a major federal action significantly affecting the quality of the human environment.

Copies of the EA are available for review in the Public Reference and Files Maintenance Branch, Room 2A of the Commission's offices at 888 First Street, NE., Washington, DC 20426. A copy is also available for inspection and reproduction at the addresses in item g above. This filing may also be viewed on http://www.ferc.fed.us/​online/​rims.htm (call (202) 208-2222 for assistance). For further  information, please contact  Timothy J. Welch at (202) 219-2666.

David P. Boergers, 

Secretary. 

[FR Doc. 01-11054  Filed 5-2-01; 8:45 am]

BILLING CODE 6717-01-M
[Federal Register Volume 66, Number 87 (Friday, May 4, 2001)]
[Notices]
[Page 22593]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 01-11232]


-----------------------------------------------------------------------

DEPARTMENT OF THE INTERIOR

U.S. Geological Survey


Advisory Committee on Water Information (ACWI); Meeting

AGENCY: United States Geological Survey, Interior.

ACTION: Notice of an open meeting of the Advisory Committee on Water 
Information (ACWI).

-----------------------------------------------------------------------

SUMMARY: Notice is hereby given of a meeting of the ACWI. This meeting 
of the ACWI is to discuss broad policy-related topics relating to 
national water initiatives, and to hear reports from ACWI subgroups. 
The proposed agenda will include a series of discussions concerning 
various U.S. Government policies and programs related to the 
development and dissemination of water information.
    The ACWI has been established under the authority of the Office of 
Management and Budget Memorandum 92-01 and the Federal Advisory 
Committee Act. The purpose of the ACWI is to provide a forum for water-
information users and professionals to advise the Federal Government of 
activities and plans which may improve the effectiveness of meeting the 
Nation's water information needs. More than 30 organizations have been 
invited by the Secretary of the Interior to name representatives to the 
ACWI. These include Federal departments, State, local, and tribal 
government organizations, industry, academia, agriculture, 
environmental organizations, professional societies, and volunteer 
groups.

DATES: The formal meeting will convene at 8:30 a.m., on May 15, 2001, 
and will adjourn on May 16, 2001 at 5 p.m.

ADDRESSES: American Society of Civil Engineers Bechtel Conference 
Center, 1801 Alexander Bell Drive, Reston, Virginia.

FOR FURTHER INFORMATION CONTACT: Ms. Toni M. Johnson (Executive 
Secretary), Chief, Water Information Coordination Program, U.S. 
Geological Survey, 12201 Sunrise Valley Drive, 417 National Center, 
Reston, VA 20192. Telephone: 703-648-6810; Fax: 703-648-5644.

SUPPLEMENTARY INFORMATION: This meeting is open to the public. Up to a 
half hour will be set aside for public comment. Persons wishing to make 
a brief presentation (up to 5 minutes) are asked to provide a written 
request with a description of the general subject to Ms. Johnson at the 
above address no later than noon, May 11, 2001. It is requested that 40 
copies of a written statement be submitted at the time of the meeting 
for distribution to members of the ACWI and placement in the official 
file. Any member of the public may submit written information and (or) 
comments to Ms. Johnson for distribution at the ACWI Meeting.

    Dated: April 30, 2001.
Stephen F. Blanchard,
Acting Chief, Office of Information, U.S. Geological Survey.
[FR Doc. 01-11232 Filed 5-3-01; 8:45 am]
BILLING CODE 4310-Y7-M
Exhibit 4.1


 


Advisors Asset Management, Inc.

18925 Base Camp Road

Monument, Colorado 80132


November 15, 2019


 


Advisors Disciplined Trust 1971


c/o The Bank of New York Mellon, as Trustee


BNY Atlantic Terminal


2 Hanson Place, 12th Floor


Brooklyn, New York 11217


 


Re: Advisors Disciplined Trust 1971 (the “Fund”)


Ladies and Gentlemen:


We have examined
the Registration Statement File No. 333-233302 for the above captioned Fund. We hereby consent to the use in the Registration Statement
of the references to Advisors Asset Management, Inc. as evaluator.


You are hereby authorized
to file a copy of this letter with the Securities and Exchange Commission.


 


	 	Very truly yours,
	 	 	 
	 	Advisors Asset Management, Inc.
	 	 	 
	 	 	 
	 	By	/s/ ALEX R. MEITZNER
	 	 	Alex R. Meitzner
	 	 	Senior Vice President
Case 1:07-cv-05309-AKH Document 13 Filed 03/17/2008 Page 1 of 2Case 1:07-cv-05309-AKH Document 13 Filed 03/17/2008 Page 2 of 2
NOTE: This disposition is nonprecedential.

United States Court of Appeals 

for the Federal Circuit ______________________ 

MICHAEL MANIGAULT,

Claimant-Appellant

v.

DAVID J. SHULKIN, SECRETARY OF VETERANS 

AFFAIRS,

Respondent-Appellee

______________________ 

2016-1851

______________________ 

Appeal from the United States Court of Appeals for 

Veterans Claims in No. 14-3208, Judge Robert N. Davis.

______________________ 

JUDGMENT

______________________ 

ZACHARY STOLZ, Chisholm Chisholm & Kilpatrick, 

Providence, RI, argued for claimant-appellant. Also 

represented by ROBERT VINCENT CHISHOLM, JENNA 

ZELLMER. 

AMANDA TANTUM, Commercial Litigation Branch, Civil Division, United States Department of Justice, Washington, DC, argued for respondent-appellee. Also 

represented by BENJAMIN C. MIZER, ROBERT E.

KIRSCHMAN, JR., MARTIN F. HOCKEY, JR.; Y. KEN LEE, 
 

BRYAN THOMPSON, Office of General Counsel, United 

States Department of Veterans Affairs, Washington, DC.

______________________ 

THIS CAUSE having been heard and considered, it is

ORDERED and ADJUDGED: 

 PER CURIAM (REYNA, MAYER, and HUGHES, Circuit 

Judges).

AFFIRMED. See Fed. Cir. R. 36.

 ENTERED BY ORDER OF THE COURT

 April 6, 2017 /s/ Peter R. Marksteiner 

 Date Peter R. Marksteiner

 Clerk of Court
Case 1:07-cv-01544-AKH Document 16 Filed 01/28/2008 Page 1 of 5Case 1:07-cv-01544-AKH Document 16 Filed 01/28/2008 Page 2 of 5Case 1:07-cv-01544-AKH Document 16 Filed 01/28/2008 Page 3 of 5Case 1:07-cv-01544-AKH Document 16 Filed 01/28/2008 Page 4 of 5Case 1:07-cv-01544-AKH Document 16 Filed 01/28/2008 Page 5 of 5
[Federal Register Volume 66, Number 86 (Thursday, May 3, 2001)]
[Notices]
[Pages 22244-22245]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 01-11133]


-----------------------------------------------------------------------

DEPARTMENT OF THE INTERIOR

National Park Service


National Park System Advisory Board; Meeting

AGENCY: National Park Service, Interior.

ACTION: Notice of meeting.

-----------------------------------------------------------------------

    Notice is hereby given in accordance with the Federal Advisory 
Committee Act, 5 U.S.C. Appendix 1-16, that the National Park System 
Advisory Board will meet May 21-23, 2001, in Gatlinburg, Tennessee. The 
Board will tour Great Smoky Mountains National Park on May 21, and will 
convene its business meeting on May 22 and 23 in the Banquet Room of 
Calhoun's Restaurant, 1004 Parkway, Gatlinburg, Tennessee 37738.

[[Page 22245]]

    The Board will convene from 8:30 a.m., until 5 p.m., on May 22 and 
23. The Board will consider procedural matters relative to completing 
its study of the future of the National Park Service and the National 
Park System. National Historic Landmark nominations will be considered 
by the Board during the morning session on May 22.
    The Board may be addressed at various times by officials of the 
National Park Service and the Department of the Interior; and other 
miscellaneous topics and reports may be covered. The order of the 
agenda may be changed, if necessary, to accommodate travel schedules or 
for other reasons.
    The Board meeting will be open to the public. Space and facilities 
to accommodate the public are limited and attendees will be 
accommodated on a first-come basis. Anyone may file with the Board a 
written statement concerning matters to be discussed. The Board may 
also permit attendees to address the Board, but may restrict the length 
of the presentations, as necessary to allow the Board to complete its 
agenda within the allotted time.
    Anyone who wishes further information concerning the meeting, or 
who wishes to submit a written statement, may contact Mr. Loran Fraser, 
Office of Policy, National Park Service, 1849 C Street, NW, Washington, 
DC 20240 (telephone 202-208-7456).
    Draft minutes of the meeting will be available for public 
inspection about 12 weeks after the meeting, in room 2414, Main 
Interior Building, 1849 C Street, NW., Washington, DC.

    Dated: April 17, 2001.
Shirley Sears Smith,
Committee Management Officer, National Park Service.
[FR Doc. 01-11133 Filed 5-2-01; 8:45 am]
BILLING CODE 4310-70-U
<TABLE> <S> <C>

<ARTICLE> 9
<MULTIPLIER> 1

<S>                             <C>
<PERIOD-TYPE>                   6-MOS
<FISCAL-YEAR-END>                         JUN-30-2000
<PERIOD-START>                            JUL-01-1999
<PERIOD-END>                              DEC-31-1999
<CASH>                                       483,796
<INT-BEARING-DEPOSITS>                     1,286,046
<FED-FUNDS-SOLD>                                   0
<TRADING-ASSETS>                                   0
<INVESTMENTS-HELD-FOR-SALE>                        0
<INVESTMENTS-CARRYING>                    13,272,833
<INVESTMENTS-MARKET>                      13,029,475
<LOANS>                                   28,812,537
<ALLOWANCE>                                   99,998
<TOTAL-ASSETS>                            47,460,356
<DEPOSITS>                                33,979,974
<SHORT-TERM>                               2,500,000
<LIABILITIES-OTHER>                          141,656
<LONG-TERM>                                5,790,691
<COMMON>                                       3,333
<PREFERRED-MANDATORY>                              0
<PREFERRED>                                        0
<OTHER-SE>                                 5,044,702
<TOTAL-LIABILITIES-AND-EQUITY>            47,460,356
<INTEREST-LOAN>                            1,124,433
<INTEREST-INVEST>                            433,060
<INTEREST-OTHER>                              49,996
<INTEREST-TOTAL>                           1,607,489
<INTEREST-DEPOSIT>                           797,141
<INTEREST-EXPENSE>                         1,023,146
<INTEREST-INCOME-NET>                        584,343
<LOAN-LOSSES>                                  7,920
<SECURITIES-GAINS>                                 0
<EXPENSE-OTHER>                              497,964
<INCOME-PRETAX>                              146,426
<INCOME-PRE-EXTRAORDINARY>                   105,026
<EXTRAORDINARY>                                    0
<CHANGES>                                          0
<NET-INCOME>                                 105,026
<EPS-BASIC>                                    .34
<EPS-DILUTED>                                    .34
<YIELD-ACTUAL>                                  2.41
<LOANS-NON>                                   13,207
<LOANS-PAST>                                       0
<LOANS-TROUBLED>                                   0
<LOANS-PROBLEM>                                    0
<ALLOWANCE-OPEN>                             104,735
<CHARGE-OFFS>                                 12,656
<RECOVERIES>                                       0
<ALLOWANCE-CLOSE>                             99,998
<ALLOWANCE-DOMESTIC>                          99,998
<ALLOWANCE-FOREIGN>                                0
<ALLOWANCE-UNALLOCATED>                            0


</TABLE>
Case 1:07-cv-01544-AKH Document 12 Filed 10/15/2007 Page 1 of 7Case 1:07-cv-01544-AKH Document 12 Filed 10/15/2007 Page 2 of 7Case 1:07-cv-01544-AKH Document 12 Filed 10/15/2007 Page 3 of 7Case 1:07-cv-01544-AKH Document 12 Filed 10/15/2007 Page 4 of 7Case 1:07-cv-01544-AKH Document 12 Filed 10/15/2007 Page 5 of 7Case 1:07-cv-01544-AKH Document 12 Filed 10/15/2007 Page 6 of 7Case 1:07-cv-01544-AKH Document 12 Filed 10/15/2007 Page 7 of 7