alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
Exhibit 10.1


 


Waiver
of Warrant


 


This “Agreement” is entered
into as of the date executed below, between SG Blocks, Inc. (the “Company”) and ThinkEquity, a division of Fordham
Financial Management, Inc. (“ThinkEquity”) (each a “Party”, and collectively the “Parties”).


 


PREAMBLE


 


WHEREAS, on November
12, 2019, the Company entered into a Securities Purchase Agreement (the “Purchase Agreement”) with an investor, pursuant
to which the Company issued to the investor a senior secured convertible debenture in the principal amount of $480,770;


 


WHEREAS, in connection
with the Purchase Agreement ThinkEquity was issued a warrant to purchase up to 108,086 shares of common stock (the “Placement
Agent Warrant”); and


 


WHEREAS, in order to
receive expedited FINRA clearance of the registration statement on Form S-1 SEC File ID 333-235295, ThinkEquity has elected to
surrender the Placement Agent Warrant.


 


NOW THEREFORE, for valid
consideration acknowledged by the Parties, the Parties agree to the following:


 


ThinkEquity will surrender
the Placement Agent Warrant for no consideration. ThinkEquity irrevocably waives any right or interest in the Placement Agent Warrant.


 


The Company agrees and
acknowledges that such irrevocable waiver is material to this Agreement and the Company further intends and understands such waiver
to be valid, binding and enforceable under applicable law.


 


IN WITNESS WHEREOF, this Agreement
has been executed and delivered by the parties hereto as of the 10th day of December, 2019.


 


	ThinkEquity, a division of Fordham Financial Management, Inc.	 	SG Blocks, Inc.
	 	 	 
	/s/ Eric Lord	 	/s/ Paul Galvin
	Name:  Eric Lord	 	Name:   Paul Galvin
	Title:    Head of Investment Banking	 	Title:     Chief Executive Officer
<TABLE> <S> <C>

<PAGE>
 
<ARTICLE> 5
<LEGEND>
THIS SCHEDULE CONTAINS SUMMARY FINANCIAL INFORMATION EXTRACTED FROM THE
COMPANY'S CONSOLIDATED STATEMENTS OF OPERATIONS, BALANCE SHEETS AND STATEMENTS
OF CASH FLOWS AND IS QUALIFIED IN ITS ENTIRETY BY REFERENCE TO SUCH CONSOLIDATED
FINANCIAL STATEMENTS CONTAINED WITHIN THE COMPANY'S FORM 10-K FOR THE YEAR ENDED
DECEMBER 31, 1996.
</LEGEND>
<MULTIPLIER> 1,000
       
<S>                             <C>
<PERIOD-TYPE>                   YEAR
<FISCAL-YEAR-END>                          DEC-31-1996
<PERIOD-END>                               DEC-31-1996
<CASH>                                           3,375
<SECURITIES>                                         0
<RECEIVABLES>                                   23,942
<ALLOWANCES>                                       524
<INVENTORY>                                     28,954
<CURRENT-ASSETS>                                62,529
<PP&E>                                          55,890
<DEPRECIATION>                                  31,845
<TOTAL-ASSETS>                                 103,377
<CURRENT-LIABILITIES>                           20,787
<BONDS>                                         23,464
<PREFERRED-MANDATORY>                                0
<PREFERRED>                                          0
<COMMON>                                         3,110
<OTHER-SE>                                      54,319
<TOTAL-LIABILITY-AND-EQUITY>                   103,377
<SALES>                                        119,910
<TOTAL-REVENUES>                               119,910
<CGS>                                           67,103
<TOTAL-COSTS>                                   67,103
<OTHER-EXPENSES>                                44,883
<LOSS-PROVISION>                                    62
<INTEREST-EXPENSE>                               1,931
<INCOME-PRETAX>                                  6,408
<INCOME-TAX>                                     1,705
<INCOME-CONTINUING>                              4,703
<DISCONTINUED>                                       0
<EXTRAORDINARY>                                      0
<CHANGES>                                            0
<NET-INCOME>                                     4,703
<EPS-PRIMARY>                                     0.53
<EPS-DILUTED>                                     0.53
        

</TABLE>
EXHIBIT 31.02
                                 CERTIFICATION
                                 -------------

I, Debi B. Halbert, certify that:

1. I have reviewed this quarterly report on Form 10-Q of ProFutures Long/Short
Growth Fund, L.P.;

2. Based on my knowledge, this report does not contain any untrue statement of
a material fact or omit to state a material fact necessary to make the
statements made, in light of the circumstances under which such statements
were made, not misleading with respect to the period covered by this report;

3. Based on my knowledge, the financial statements, and other financial
information included in this report, fairly present in all material respects
the financial condition, results of operations and cash flows of the
registrant as of, and for, the periods presented in this report;

4. The registrant's other certifying officer and I are responsible for
establishing and maintaining disclosure controls and procedures (as defined in
Exchange Act Rules 13a-15(e) and 15d-15(e)) for the registrant and we have:

a) designed such disclosure controls and procedures, or caused such disclosure
controls and procedures to be designed under our supervision, to ensure that
material information relating to the registrant, including its consolidated
subsidiaries, is made known to us by others within those entities,
particularly during the period in which this report is being prepared;

b) evaluated the effectiveness of the registrant's disclosure controls and
procedures and presented in this report our conclusions about the
effectiveness of the disclosure controls and procedures, as of the end of the
period covered by this report based on such evaluation; and

c) disclosed in this report any change in the registrant's internal control
over financial reporting that occurred during the registrant's most recent
fiscal quarter (the registrant's fourth fiscal quarter in the case of an
annual report) that has materially affected, or is reasonably likely to
materially affect, the registrant's internal control over financial reporting;
and

5. The registrant's other certifying officer and I have disclosed, based on
our most recent evaluation of internal control over financial reporting, to
the registrant's auditors and the audit committee of the registrant's board of
directors (or persons performing the equivalent functions):

a) all significant deficiencies and material weaknesses in the design or
operation of internal control over financial reporting which are reasonably
likely to adversely affect the registrant's ability to record, process,
summarize and report financial information; and

b) any fraud, whether or not material, that involves management or other
employees who have a significant role in the registrant's internal control
over financial reporting.
<PAGE>


Date:    August 12, 2005
         ----------------------------------

/s/ DEBI B. HALBERT
-----------------------------------------
Debi B. Halbert, Chief Financial Officer
ProFutures, Inc., General Partner
EXHIBIT 32

                            CERTIFICATION PURSUANT TO
                             18 U.S.C. SECTION 1350,
                             AS ADOPTED PURSUANT TO
                  SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

         In connection with the Quarterly Report of RemoteMDx, Inc. on Form
10-QSB for the period ended March 31, 2003 as filed with the Securities and
Exchange Commission on the date hereof (the "Report"), David G. Derrick, Chief
Executive Officer and Michael G. Acton, Chief Financial Officer of the Company,
certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906
of the Sarbanes-Oxley Act of 2002, that:

         (1) The Report fully complies with the requirements of section 13(a) or
15(d) of the Securities Exchange Act of 1934; and

         (2) The information contained in the Report fairly presents, in all
material respects, the financial condition and result of operations of the
Company.


                          /s/ David G. Derrick
                        --------------------------------------------
                        David G. Derrick
                        President and Chief Executive Officer
                        Medizone International, Inc.

                         /s/ Michael G. Acton
                        ----------------------------------------------
                        Michael G. Acton
                        Chief Financial Officer



Dated: October 30, 2003
Exhibit 31.1



Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002



I, Neil Christiansen, the Chief Executive Officer and Chief Financial Officer of Freedom Resources Enterprises, Inc. (the Company), certify that:



1. I have reviewed this quarterly report on Form 10-QSB of the Company;



2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this quarterly report;



3. Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;



4. As certifying officer, I am responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-14 and 15d-14) for the registrant and I have:



a) designed such disclosure controls and procedures to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;



b) evaluated the effectiveness of the registrant's disclosure controls and procedures as of a date within 90 days prior to the filing date of this report (the Evaluation Date); and



c) presented in this report our conclusions about the effectiveness of the disclosure controls and procedures based on our evaluation as of the Evaluation Date;



5. As certifying officer, I have disclosed, based on my most recent evaluation, to the registrant's auditors and the audit committee of registrant's board of directors (or persons performing the equivalent function):



a) all significant deficiencies in the design or operation of internal controls which could adversely affect the registrant's ability to record, process, summarize and report financial data and have identified for the registrant's auditors any material weaknesses in internal controls; and



b) any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal controls; and



6. I have indicated in this report whether or not there were significant changes in internal controls or in other factors that could significantly affect internal controls subsequent to the date of our most recent evaluation, including any corrective actions with regard to significant deficiencies and material weaknesses.





September 15, 2005

/s/Neil Christiansen

Neil Christiansen

Chief Executive Officer

Chief Financial Officer
# CE2010184EN.01013501.xml

| 8.7.2010 | EN | Official Journal of the European Union | CE 184/135 |
| --- | --- | --- | --- |

8.7.2010

EN

Official Journal of the European Union

CE 184/135

---

Wednesday 22 April 2009Request for defence of the immunity and privileges of Renato Brunetta

P6_TA(2009)0234

European Parliament decision of 22 April 2009 on the request for defence of the immunity and privileges of Renato Brunetta (2008/2147(IMM))

2010/C 184 E/29

The European Parliament,

The European Parliament

having regard to the request by Renato Brunetta for defence of his immunity in connection with criminal proceedings brought against him before the District Court of Florence, of 15 May 2008, announced in plenary sitting on 4 June 2008,

having regard to Articles 9 and 10 of the Protocol of 8 April 1965 on the Privileges and Immunities of the European Communities, and Article 6(2) of the Act of 20 September 1976 concerning the election of the members of the European Parliament by direct universal suffrage,

having regard to the judgments of 12 May 1964, 10 July 1986 and 21 October 2008 (1) of the Court of Justice of the European Communities,

1

having regard to Rules 6(3) and 7 of its Rules of Procedure,

having regard to the report of the Committee on Legal Affairs (A6-0195/2009),

| 1. | Decides to defend the immunity and privileges of Renato Brunetta; |
| --- | --- |

1.

Decides to defend the immunity and privileges of Renato Brunetta;

| 2. | Instructs its President to forward this decision, and the report of its committee responsible, immediately to the appropriate authorities of the Italian Republic. |
| --- | --- |

2.

Instructs its President to forward this decision, and the report of its committee responsible, immediately to the appropriate authorities of the Italian Republic.

---

(1)  Case 101/63 Wagner v Fohrmann and Krier [1964] ECR 195, Case 149/85 Wybot v Faure and Others [1986] ECR 2391 and Joined Cases C-200/07 and C-201/07 Marra v De Gregorio and Clemente, not yet reported in the European Court Reports.

1

Wagner

Fohrmann and Krier

Wybot

Faure and Others

Marra

De Gregorio and Clemente

---
<TABLE> <S> <C>

<ARTICLE> 5
       
<S>                             <C>
<PERIOD-TYPE>                   3-MOS
<FISCAL-YEAR-END>                          JAN-31-1999
<PERIOD-END>                               APR-30-1998
<CASH>                                       1,476,109
<SECURITIES>                                         0
<RECEIVABLES>                                  143,477
<ALLOWANCES>                                    55,600
<INVENTORY>                                          0
<CURRENT-ASSETS>                             1,897,411
<PP&E>                                       3,501,102
<DEPRECIATION>                                 369,593
<TOTAL-ASSETS>                               5,568,985
<CURRENT-LIABILITIES>                        2,248,154
<BONDS>                                              0
<PREFERRED-MANDATORY>                                0
<PREFERRED>                                          0
<COMMON>                                    13,394,651
<OTHER-SE>                                (10,429,304)
<TOTAL-LIABILITY-AND-EQUITY>                 5,568,985
<SALES>                                        917,836
<TOTAL-REVENUES>                               917,836
<CGS>                                          864,889
<TOTAL-COSTS>                                4,793,491
<OTHER-EXPENSES>                                     0
<LOSS-PROVISION>                                     0
<INTEREST-EXPENSE>                               1,452
<INCOME-PRETAX>                            (4,705,578)
<INCOME-TAX>                                         0
<INCOME-CONTINUING>                        (4,705,578)
<DISCONTINUED>                                       0
<EXTRAORDINARY>                                      0
<CHANGES>                                            0
<NET-INCOME>                               (4,705,578)
<EPS-PRIMARY>                                   (1.17)
<EPS-DILUTED>                                   (1.17)
        

</TABLE>
#                                                                         MSRON 2 Masters-at-Arms Earn Navy Security Forces Breast Insignia                                                                    

##### by Master at Arms 2nd Class Morgan Dvorak 

09 November 2023

            SLIDESHOW | 1 images | Master-at-Arms Earn Navy Security Forces Breast Insignia                    231108-N-N0748-1003 VIRGINIA BEACH, VA (Nov. 8, 2023) Master at Arms 2nd Class Morgan Dvorak from Maritime Expeditionary Security Squadron (MSRON) 2 receives her Navy Security Force (NSF) specialist breast insignia Nov. 8, 2023. The NSF qualification program builds on technical and tactical professional knowledge required to succeed in the MA rating. (U.S. Navy courtesy photo)        

                    Master-at-Arms Earn Navy Security Forces Breast Insignia                                            1 of 1                    
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**NECC**MSRON 2**NSF Breast Insignia**Master at Arms**Navy
```

                                                                      EXHIBIT 32

        CERTIFICATION UNDER SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (18 U.S.C. Section
1350), the undersigned certifies that (1) this Quarterly Report of W. R. Grace &
Co. (the "Company") on Form 10-Q for the period ended September 30, 2004, as
filed with the Securities and Exchange Commission on the date hereof (this
"Report"), fully complies with the requirements of Sections 13(a) or 15(d) of
the Securities Exchange Act of 1934, as amended, and (2) the information
contained in this Report fairly presents, in all material respects, the
financial condition and results of operations of the Company.

/s/ Paul J. Norris
--------------------------------------------------
Chairman and Chief Executive Officer

/s/ Robert M. Tarola
--------------------------------------------------
Senior Vice President and Chief Financial Officer

Date: November 5, 2004

A signed original of this written statement required by Section 906 has been
provided to the Company and will be retained by the Company and furnished to the
Securities and Exchange Commission or its staff upon request.
```
NUMBER 13-14-00400-CV

COURT OF APPEALS

THIRTEENTH DISTRICT OF TEXAS

CORPUS CHRISTI - EDINBURG

PAUL JAMES HUDSON, Appellant,

v.

GLORIA ARACELI LOEZA ACEVES, Appellee.

On appeal from the 93rd District Court

of Hidalgo County, Texas

ORDER ABATING APPEAL

Before Justices Rodriguez, Garza, and Benavides

Per Curiam

This cause is before the Court on an agreed, joint motion to abate appeal pending 

settlement. The parties have settled the dispute in this appeal and request that this Court 

abate the appeal to effectuate the settlement agreement. The Court, having examined 

and fully considered the documents on file and the joint motion to abate, is of the opinion 
2

that the joint motion to abate the appeal pending settlement should be granted. The joint 

motion to abate the appeal pending settlement is GRANTED and this appeal is ordered 

ABATED until September 25, 2014. 

The Court directs appellants to file, on or before September 25, 2014, either (1) a 

motion to reinstate the appeal or (2) a motion to dismiss the appeal pursuant to 

settlement. 

PER CURIAM

Delivered and filed the 

28th day of August, 2014.
Case 7:07-cv-05739-KMK Document 44-3 Filed 10/01/2007 Page 1 of 16
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116TH CONGRESS 

1ST SESSION H. R. 1593 

AN ACT 

To amend the Homeland Security Act of 2002 to establish 

a school security coordinating council, and for other purposes. 

1 Be it enacted by the Senate and House of Representa2 tives of the United States of America in Congress assembled, 
2 

•HR 1593 EH

1 SECTION 1. SHORT TITLE. 

2 This Act may be cited as the ‘‘Coordinating and 

3 Leveraging Activities for School Security Act’’ or the 

4 ‘‘CLASS Act of 2019’’. 

5 SEC. 2. SCHOOL SECURITY COORDINATING COUNCIL. 

6 (a) IN GENERAL.—Title VII of the Homeland Secu7 rity Act of 2002 (6 U.S.C. 341 et seq.) is amended by 

8 adding at the end the following new section: 

9 ‘‘SEC. 711. SCHOOL SECURITY COORDINATING COUNCIL. 

10 ‘‘(a) ESTABLISHMENT.—There is established in the 

11 Department a coordinating council to ensure that, to the 

12 maximum extent practicable, activities, plans, and policies 

13 to enhance the security of an early childhood education 

14 program, elementary school, high school, or secondary 

15 schools against an act of terrorism are coordinated. 

16 ‘‘(b) COMPOSITION.—The members of the council es17 tablished pursuant to subsection (a) shall include the fol18 lowing: 

19 ‘‘(1) The Under Secretary for Strategy, Policy, 

20 and Plans. 

21 ‘‘(2) The Director of the Cybersecurity and In22 frastructure Security. 

23 ‘‘(3) The Administrator of the Federal Emer24 gency Management Agency. 

25 ‘‘(4) The Director of the Secret Service. 
3 

•HR 1593 EH

1 ‘‘(5) The Executive Director of the Office of 

2 Academic Engagement. 

3 ‘‘(6) The Assistant Secretary for Public Affairs. 

4 ‘‘(7) Any other official of the Department the 

5 Secretary determines appropriate. 

6 ‘‘(c) LEADERSHIP.—The Secretary shall designate a 

7 member of the council to serve as chair of the council. 

8 ‘‘(d) REPORTS.—Not later than January 30, 2021, 

9 and annually thereafter, the Secretary shall submit to the 

10 Committee on Homeland Security of the House of Rep11 resentatives and the Committee on Homeland Security 

12 and Governmental Affairs of the Senate a report regard13 ing the council’s activities during the preceding year, in14 cluding information on any metrics regarding the efficacy 

15 of such activities and any engagement with stakeholders 

16 outside of the Federal Government. 

17 ‘‘(e) DEFINITIONS.—In this section, the terms ‘early 

18 childhood education program’, ‘elementary school’, ‘high 

19 school’, and ‘secondary school’ have the meanings given 

20 such terms in section 8101 of the Elementary and Sec21 ondary Education Act of 1965 (20 U.S.C. 7801).’’. 

22 (b) CLERICAL AMENDMENT.—The table of contents 

23 in section 1(b) of the Homeland Security Act of 2002 is 
4 

•HR 1593 EH

1 amended by inserting after the item relating to section 

2 710 the following new item: 

‘‘Sec. 711. School security coordinating council.’’. 

Passed the House of Representatives April 1, 2019. 

Attest: 

Clerk. 

116TH CONGRESS 

1ST SESSION H. R. 1593 

AN ACT 

To amend the Homeland Security Act of 2002 to 

and for other purposes. establish a school security coordinating council,
#### BAUER, Appellant, v. THURSTON, Respondent.

(Supreme Court, General Term, First Department.

October 13, 1893.)

Action by Louis Bauer against James S. Thurston, impleaded, etc.

No opinion. Interlocutory judgment sustaining the demurrer reversed, with costs, and the demurrer overruled, with leave to answer them within 20 days, on payment of $20 costs.
IN THE SUPREME COURT OF PENNSYLVANIA

WESTERN DISTRICT

COMMONWEALTH OF PENNSYLVANIA,

Respondent

v.

JEFFREY DEAN MCFARLAND,

Petitioner :

:

:

:

:

:

:

:

:

:

: No. 201 WAL 2022

Petition for Allowance of Appeal

from the Order of the Superior Court

ORDER

PER CURIAM

AND NOW , this 24th day of January, 2023

, the Petition for Allowance of Appeal is

DENIED

.