alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
T]NITED STATES OF AMERICA

U.S. DEPARTMENT OF HOMELAND SECURITY

UNITED STATES COAST GUARI)

UNITED STATES COAST GUARD.

Complainant,

vs.

A]YDREW NESBITT,

R€spondent.

Docket Number 2023-0177

CG Enforcement Activity Number 7680802

Bv: Honorable Walter J. Brudzinski, Chief Administrative Law Judge

Appearances:

CWO CALEB PETERSON

USCG Sector Corpus Christi

For the Coast Guard

ANDREW NESBITT. Pra se

For the Respondent

CONSENT ORDER

Issued: June 13. 2023
CONSENT ORDERAPPROVIN G SETTLEMENT AGREEMENT

On June 1, 2023, the parties in this case submitted a Motion for Approval of Settlement

Agreement and Entry of Consent Order, to be approved as a settlement of the case under 33

c.F.R. $ 20.502.

I have carefully reviewed the terms of the Settlement Agreement and find it is fair and

reasonable and in substantial compliance with the requirements of33 C.F.R. $ 20.502.

ORDER

Upon consideration of the record, it is hereby ORDERED, the Settlement Agreement is

APPROVED in full and incorporated herein by reference. This Consent Order shall constitute

fuIl, final, and complete adjudication of this proceeding.

Done and dated June 13, 2023

New York, NY

%h/t s;"4u

HON. WALTER J. BRUDZINSK]

CHIEF ADMINISTRATI\'E LAW ruDGE

I]NITED STATES COAST GUARD

2
**Exhibit 10.28**

 

**FIFTH AMENDMENT TOEMPLOYMENT AGREEMENT**

 

ThisFIFTH AMENDMENT TO EMPLOYMENT AGREEMENT (this “FIFTH AMENDMENT”) is executed December 31,2008, but effective as of January 1, 2005, by and between GeoPetroResources Company, a California corporation (“Company”) and J. ChrisSteinhauser (“Employee”).

 

**RECITALS**

 

A.                                   Company andEmployee are parties to that certain Employment Agreement dated June 19,2000 (the “Original Agreement”), First Amendment to Employment Agreement dated December 12,2002, Second Amendment to Employment Agreement dated January 1, 2005,Third Amendment to Employment Agreement, dated December 18, 2007, andFourth Amendment to Employment Agreement, dated December 29, 2008.  The Original Agreement, as amended throughand including the Fourth Amendment, is referred to herein as the “Agreement.”

 

B.                                     The partieshereto now wish to amend the Agreement as set forth below.

 

NOWTHEREFORE, Company and Employee hereby agree as follows:

 

1.                                       Amendment ofAgreement.  A newsentence is added to the end of Section 14 of the Agreement:

 

“If(i) any of Company’s stock is publicly traded on an established securitiesmarket or otherwise, and (ii) if Employee is a “specified employee” (asdefined in Section 409A of the Code), then any payments of deferredcompensation (subject to Section 409A of the Code) under this Agreementwhich are due Employee as a result of a Separation from Service with Companyshall be made six months after the date of such Separation from Service (or, ifearlier, the date of death of Employee).”

 

2.                                       Integration.  To the extent of any inconsistencies betweenthe terms and conditions of the Agreement as amended prior to the date hereofand those of this Fifth Amendment, this Fifth Amendment shall govern.  Except to the extent that the provisions ofthe Agreement prior to the date hereof are so superseded, they shall remain iffull force and effect.

 

3.                                       Counterparts.  This Fifth Amendment may be executed in oneor more counterparts, each of which shall be an original, but all of whichtogether shall constitute one instrument.

 

INWITNESS WHEREOF, the Company and Employee have executed this Fifth Amendment as of the date first above written.

 
| GEOPETRO  RESOURCES COMPANY                    |   |                      |
|------------------------------------------------|--------|---------------------------|
|                                           |   |                      |
| /s/  Stuart J. Doshi                           |   | /s/  J. Chris Steinhauser |
| By:  Stuart J. Doshi  Title: President and CEO |   | J.  Chris Steinhauser     |

 

----
**Exhibit 32.2**CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002In connection with the annual report of Caneum, Inc. (the “Company”) on Form 10-K for the yearended December 31, 2007, as filed with the Securities and Exchange Commission on the date hereof(the “Report”), the undersigned principal financial officer of the Company, hereby certifiespursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of2002, that: (1) the Report fully complies with the requirements of Section 13(a) or 15(d) ofthe Securities Exchange Act of 1934; and  (2) the information contained in the Report fairly presents, in all materialrespects, the financial condition and results of operations of the Company.Date: April 11, 2008      /s/ Gary Allhusen   Gary Allhusen, COO  (Principal financial officer)
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Exhibit 32.1

CERTIFICATION PURSUANT TO

18 U.S.C. SECTION 1350,

AS ADOPTED PURSUANT TO

SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

In connection with the Quarterly Report of Sonic Automotive, Inc. (the Company) on Form 10-Q for the period
ended March 31, 2011 as filed with the Securities and Exchange Commission on the date hereof (the Report), I, David P. Cosper, Vice Chairman and Chief Financial Officer of the Company, certify, pursuant to 18 U.S.C. § 1350, as
adopted pursuant to § 906 of the Sarbanes-Oxley Act of 2002, that:



| | (1) | the Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and
| | --- | ---------------------------------------------------------------------------------------------------------------------



| | (2) | the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.
| | --- | ----------------------------------------------------------------------------------------------------------------------------------------------------



/s/ DAVID P.
COSPERDavid P. Cosper Vice Chairman and Chief Financial Officer


March 5, 2012
**Exhibit 32****CERTIFICATION OF PERIODIC REPORT**     I, David F. Sand, Chief Executive Officer and Principal Financial Officer of Access CapitalStrategies Community Investment Fund, Inc. (the “Fund”), certify, pursuant to Section 906 of theSarbanes-Oxley Act of 2002, 18 U.S.C. Section 1350, that: (1) the Quarterly Report on Form 10-Q of the Fund for the fiscal quarter ended August31, 2005, as filed with the Securities and Exchange Commission on the date hereof (the“Quarterly Report”) fully complies with the requirements of Section 13(a) or 15(d) ofthe Securities Exchange Act of 1934, as amended; and  (2) the information contained in the Quarterly Report fairly presents, in allmaterial respects, the financial condition and results of operations of the Fund.    /s/ David F. Sand   David F. Sand
exhibit10-39.htm


Exhibit 10.39







Schedule of Recently Reported Restricted Stock Awards






	
 

Name
	
 

Agreement Number
	
 

Date of Award
	
Amount of Restricted Shares Awarded

	
James Lusk
	
RS-43
	
May 28, 2009
	
25,000

	
Peter Rust
	
RS-44
	
May 28, 2009
	
25,000

	
Grant Dawson
	
RS-45
	
May 28, 2009
	
25,000

	
Epoch Financial Group
	
RS-46
	
January 31, 2010
	
4,000

	
Thomas G. Brown
	
RS-47
	
February 15, 2010
	
60,000

	
Keith McNair
	
RS-48
	
February 22, 2010
	
40,000

	
Epoch Financial Group
	
RS-49
	
February 28, 2010
	
4,000

	
Epoch Financial Group
	
RS-50
	
March 31, 2010
	
4,000
**EXHIBIT 31.01**

 

CERTIFICATION OF CHIEF EXECUTIVE OFFICER PURSUANT TO 

15 U.S.C. SECTION 7241, AS ADOPTED PURSUANT TO 

SECTION 302 OF THE SARBANES-OXLEY ACT OF2002 

 

I, Ronald P. Edgerton, certify that: 

 

1. I have reviewed this quarterly report on Form 10-Q of SigmaTel, Inc., aDelaware corporation, for the period ended March 31, 2004, as filed with the Securities and Exchange Commission; 

 

2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make thestatements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; 

 

3. Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects thefinancial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report; 

 

4. The registrant’s other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined inExchange Act Rules 13a-15(e) and 15d-15(e)) for the registrant and have: 

 

(a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, includingits consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; 

 

(b) Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about theeffectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and 

 

(c) Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s mostrecent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; 

 

5. The registrant’s other certifying officer and I have disclosed, based on our most recent evaluation of internalcontrol over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors: 

 

(a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonablylikely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and 

 

(b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal controlover financial reporting. 

 

Date: April 20, 2004
# USCIS Issues Clarifying Guidance on Eligibility for the O-1B Visa Classification

03/03/2023

U.S. Citizenship and Immigration Services today issued policy guidance (PDF, 310.33 KB) clarifying how it evaluates evidence to determine eligibility for O-1B nonimmigrants of extraordinary ability in the arts and nonimmigrants of extraordinary achievement in the motion picture or television industry.

Policy updates include adding a chart in the appendix that describes examples of evidence that may satisfy the O-1B evidentiary criteria, as well as considerations relevant to evaluating such evidence. The chart also assists petitioners in submitting appropriate evidence that may establish the beneficiary’s eligibility.

The guidance also improves readability to help adjudicators with predictable and transparent application of the O-1B evidentiary requirements, in support of consistent decisions and improvements in efficiency.

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03/03/2023

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##### 



Exhibit 32.1 CERTIFICATION PURSUANT TO
18 U.S.C. SECTION 1350,
AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Each of the undersigned hereby certifies in his capacity as an officer of American Physicians
Capital, Inc. (the Company), for purposes of 18 U.S.C. § 1350, as adopted pursuant to § 906 of
the Sarbanes-Oxley Act of 2002, that: (1) The Annual Report of the Company on Form 10-K for the period ended December 31, 2004 fully
complies with the requirements of Section 13(a) of the Securities Exchange Act of 1934; and (2) The information contained in such Report fairly presents, in all material respects, the
financial condition and result of operations of the Company. Date: March 16, 2005  /s/
R. Kevin ClintonR. Kevin ClintonPresident and Chief Executive Officer/s/
Frank H. FreundFrank H. FreundSenior Executive Vice President, Treasurerand Chief Financial Officer
# Form I-589 Filing Instructions Tool

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05/04/2023

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#### McComb *v.*Cordova Apartment Ass’n *et al.*Same v. Lisbon Apartment Ass’n *et al.*Same *v.*Madrid Apartment Ass’n *et al.*

*(Supreme Court, General Term, First Department.*

April 18, 1890.)

Appeals from judgments on report of referee.

Argued before Brady, P. J., and Bartlett and Daniels, JJ.

*William G. Choate*and George *H. Adams,*for appellants. *Thomas H. Hubbard, for*respondent.

Daniels, J.

These cases depend upon the disposition which should be directed to be made in the action in favor of the same plaintiff against the Barcelona Apartment Association. The mortgages are, for the same reasons as have been given in that case, entitled to be maintained. But the judgment directed in favor of the plaintiff should be in like manner modified, by excluding the residue of the moneys advanced by the plaintiff over and above those secured by the bonds and mortgages executed and delivered to him; and, as so modified, the judgment should be affirmed, without costs of the appeal to either party. All concur.
EXHIBIT 32.2

                            SECTION 906 CERTIFICATION









<PAGE>

                                  Exhibit 32.2

                     CERTIFICATION OF DISCLOSURE PURSUANT TO
                             18 U.S.C. SECTION 1350,
                             AS ADOPTED PURSUANT TO
                  SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

In connection  with the Annual Report of 30DC, Inc. (the "Company") on Form 10-K
for the period ending June 30, 2011, as filed with the  Securities  and Exchange
Commission on the date hereof (the "Report") I, Theodore A. Greenberg, Principal
Accounting Officer and Chief Financial Officer of the Company, certify, pursuant
to 18 USC section 1350, as adopted pursuant to section 906 of the Sarbanes-Oxley
Act of 2002, that to the best of my knowledge and belief:

         (1) The Report fully complies with the requirements of Section 13(a) or
15(d) of the Securities Exchange Act of 1934; and

         (2) The  information  contained in the Report fairly  presents,  in all
material  respects,  the  financial  condition  and results of operations of the
Company.


Dated: December 13, 2011

/s/ Theodore A. Greenberg
--------------------------------------------------------
Theodore A. Greenberg
Principal Accounting Officer and Chief Financial Officer


This  certification  accompanies  the  Report  pursuant  to  Section  906 of the
Sarbanes-Oxley  Act of 2002 and shall not,  except to the extent required by the
Sarbanes-Oxley  Act of 2002,  be deemed  filed by the  Company  for  purposes of
Section 18 of the Securities Exchange Act of 1934, as amended.
<PAGE>


                                                                    EXHIBIT 10.5



Upon his retirement as President and Chief Executive Officer on November 1,
2001, Mr. Roth commenced a twelve-month leave of absence with pay prior to
service pension in accordance with Nortel Networks Limited's policy. During this
period, Mr. Roth will continue to receive his base salary and continue to accrue
service for purposes of calculating his pension. Certain of Mr. Roth's unvested
stock options vested on November 1, 2001 except that options granted during the
last twelve month period will vest twelve months following the grant date, and
replacement grants under the key contributor program will vest in accordance
with their terms (which in Mr. Roth's situation will mean that such replacement
options will not vest and will not be exercisable by him). Mr. Roth has
thirty-six months from November 1, 2001 to exercise his stock options. On March
31, 2003, Mr. Roth will also be eligible, subject to the terms of his allocation
and the committee's discretion, to receive the restricted stock units allocated
to him in April 2001.
Fourth Court of Appeals

San Antonio, Texas

JUDGMENT

No. 04-13-00573-CV

DINAEQUIP, LLC,

Appellant

v.

Steve FINDLEY, Giancarlo Nisimblat and Roger D. Cormier,

Appellees

From the 79th Judicial District Court, Jim Wells County, Texas

Trial Court No. 08-05-46976

Honorable Richard C. Terrell, Judge Presiding

BEFORE CHIEF JUSTICE STONE, JUSTICE ANGELINI, AND JUSTICE MARION

In accordance with this court’s opinion of this date, appellant’s unopposed motion to 

dismiss this appeal is GRANTED, and this appeal is DISMISSED. Costs of the appeal are taxed 

against appellant.

SIGNED October 2, 2013.

_________________________________

Catherine Stone, Chief Justice
FIRST DISTRICT COURT OF APPEAL

STATE OF FLORIDA

_____________________________

No. 1D18-2708

_____________________________

K.C.H., a child,

Appellant,

v.

STATE OF FLORIDA,

Appellee.

_____________________________

On appeal from the Circuit Court for Nassau County.

Steven Fahlgren, Judge.

March 21, 2019

PER CURIAM.

AFFIRMED. 

B.L. THOMAS, C.J., and RAY and WINOKUR, JJ., concur.

_____________________________

Not final until disposition of any timely and 

authorized motion under Fla. R. App. P. 9.330 or 

9.331.

_____________________________
2

Andy Thomas, Public Defender, Lori A. Willner, Assistant Public 

Defender, Tallahassee, for Appellant.

Ashley B. Moody, Attorney General, Tallahassee, for Appellee.
<TABLE> <S> <C>

<ARTICLE> 5
<LEGEND>
This  schedule  contains  summary  financial  information  extracted  from  the
unaudited consolidated financial statements included in the Company's Quarterly
Report  on  Form  10-QSB  for  the quarterly period ended June 30, 2000, and is
qualified in its entirety by reference to  such  financial statements.
</LEGEND>
<MULTIPLIER> 1
<CURRENCY> Chinese Renminbi

<S>                                     <C>
<PERIOD-TYPE>                           6-MOS
<FISCAL-YEAR-END>                       DEC-31-2000
<PERIOD-START>                          JAN-01-2000
<PERIOD-END>                            JUN-30-2000
<EXCHANGE-RATE>                             .12048
<CASH>                                     183,187
<SECURITIES>                                     0
<RECEIVABLES>                           22,990,410
<ALLOWANCES>                                     0
<INVENTORY>                              5,851,778
<CURRENT-ASSETS>                        43,995,345
<PP&E>                                   5,592,912
<DEPRECIATION>                                   0
<TOTAL-ASSETS>                          49,685,718
<CURRENT-LIABILITIES>                   23,545,320
<BONDS>                                          0
<PREFERRED-MANDATORY>                            0
<PREFERRED>                                      0
<COMMON>                                     3,568
<OTHER-SE>                              15,612,318
<TOTAL-LIABILITY-AND-EQUITY>            49,685,718
<SALES>                                 31,810,761
<TOTAL-REVENUES>                        31,810,761
<CGS>                                   28,297,309
<TOTAL-COSTS>                           28,297,309
<OTHER-EXPENSES>                                 0
<LOSS-PROVISION>                                 0
<INTEREST-EXPENSE>                          63,644
<INCOME-PRETAX>                         (2,884,560)
<INCOME-TAX>                                     0
<INCOME-CONTINUING>                     (1,350,154)
<DISCONTINUED>                                   0
<EXTRAORDINARY>                                  0
<CHANGES>                                        0
<NET-INCOME>                            (1,350,154)
<EPS-BASIC>                                 (.31)
<EPS-DILUTED>                                 (.31)


</TABLE>