# Patent

## Title
Coating formulations for optical elements

## Abstract

Anti-reflective coatings and coating formulations, optical elements and processes for preparing coating formulations and optical elements are described. The coating formulations are formed from at least one alkoxysilane material and at least one high boiling solvent. The coating formulation may be applied using roller coat processes.

## Background
TECHNICAL FIELD
The invention relates generally to coating formulations for optical elements and more particularly to anti-reflective coatings for glass covers used in photovoltaic cell applications.
BACKGROUND
Anti-reflective (AR) coatings are used in several industries, including in the manufacture of photovoltaic (PV) modules, to reduce the reflection fraction of incident light as light passes through an optically transparent element such as glass. The goal of AR coatings for glass substrates is to achieve a refractive index that is as close to 1.23 as possible to maximize light transmission over a broad band of light wavelengths.
One or more layers of a low refractive index coating can achieve improved transmittance in a broad wavelength range and a wide range of incident angles. Such coatings can be deposited (at atmospheric pressure or without vacuum) via sol-gel processes and can be highly cost-effective. These thin anti-reflective coatings, which may be formed from a silicon dioxide precursor applied to the glass by conventional coating techniques, have been reported to improve solar light transmittance by about two to three percent in the visible portion of the light spectrum. Such sol-gel materials have been formed using several mechanisms including via hydrolysis/condensation reaction of alkoxysilanes. See, e.g., G. Wu et al., “A novel route to control refractive index of sol-gel derived nanoporous films used as broadband antireflective coatings,” Materials Science and Engineering B78 (2000), pp. 135-139.
Sol-gel coatings can be applied to optically transparent elements using a variety of methods, including spin-on, slot die, spray, dip, curtain, roller and other coating techniques. The total amount of solids as expressed in terms of oxides included in the coating formulation may be varied from about 1 to about 25 weight percent depending upon the application method. Conventional solvent systems used in sol gel processes generally have low boiling points and high volatility so that they evaporate rapidly after the coating is applied to the substrate in order to minimize cure time and temperature conditions.
One challenge with certain wet coating application methods, and in particular certain continuous coating methods, is that it is difficult to achieve a uniform coating on the optically transparent substrate(s). The use of sol-gel coating formulations comprising conventional low boiling solvent systems tend to exhibit an increased concentration of solids and/or viscosity over time resulting in a non-uniform coating. This can lead to quality assurance challenged as well as increased material costs.
SUMMARY
Embodiments disclosed herein pertain to coating formulations, optical elements such as photovoltaic modules that employ such coating formulations, and improved processes for preparing sol gel formulations and/or applying sol gel formulations to optical elements.
One embodiment is a coating formulation including at least one alkoxysilane residue and at least about 50 wt % solvent having a boiling point of at least about 125° C. at atmospheric pressure.
Another embodiment is a method of forming an optically transparent element, in which a coating formulation is applied onto a portion of an optically transparent substrate by roller coating or another coating application and is then heated to form a coating such as an anti-reflective coating. The coating formulation comprises at least one alkoxysilane residue and at least about 50 wt % of at least one solvent having a boiling point of at least 125° C. at atmospheric pressure.
A further embodiment is a method of producing a coating formulation in which at least one alkoxysilane is combined with high boiling solvent under suitable conditions to form the formulation.



BRIEF DESCRIPTION OF THE FIGURES
FIG. 1 is a schematic illustration of an exemplary roller coating system according to one embodiment of the present invention.
FIG. 2 provides a schematic illustration of a photovoltaic cell including a coating in accordance with an embodiment of the invention.



DETAILED DESCRIPTION
In one embodiment, the invention provides a coating formulation which comprises at least one alkoxysilane residue, at least one high boiling solvent, optional water and an optional catalytic amount of an acid or base. The coating formulation may be free or substantially free of low boiling solvents according to certain embodiments.
A variety of commercially available alkoxysilanes may be used to form the coating formulation. Suitable alkoxysilanes may have the following general formula:




wherein at least 2 of the R groups are independently C1 to C4 alkoxy groups and the balance, if any, are independently selected from the group consisting of hydrogen, alkyl, phenyl, halogen, substituted phenyl. The term alkoxy includes any other organic group which can be readily cleaved from silicon at temperatures near room temperature by hydrolysis. Suitable alkoxysilanes include tetraethoxysilane (TEOS) and tetramethoxysilane (TMOS). Additional examples include trialkoxysilanes such as methyltriethoxy silane (MTEOS), aminopropyltriethoxy silane (APTEOS) and APTEOS-triflate, vinyltriethoxy silane (VTEOS), and diethylphosphatoethyltriethoxy silane. Examples also include dialkoxysilanes such as methyldiethoxy silane (MDEOS) dimethyldiethoxy silane (DMDEOS), and phenyldiethoxy silane (PDEOS). Further examples include monoalkoxysilanes such as trimethoxy silanes, and in particular (3-glycidoxypropyl)-trimethoxy silane. Combinations of alkoxysilane materials may also be used.
In one embodiment, at least two alkoxysilane materials are used, with the first alkoxysilane being a tetraalkoxysilanes such as TEOS. The second alkoxysilane may include any trialkoxysilane, dialkoxysilane or monoalkoxysilane including those listed above. For example, MTEOS and/or VTEOS may be particularly suitable for improving adhesion and/or hardness. In one embodiment, the second alkoxysilane material or combination of materials may be combined with the first alkoxysilane material in an amount ranging from up to about 50 mol % to 40 mol % to 35 mol % to 25 mol % to 15 mol % based on the total moles of alkoxysilane material. In another embodiment, the second alkoxysilane material may be added in an amount ranging from at least about 10 mol % to at least about 40 mol % based on the total moles of both alkoxysilane materials. The molar ratio of the first alkoxysilane to the second alkoxysilane material may range from 1:1 to 1000:1, more particularly from 10:1 to 500:1 and even more particularly from 25:1 to 100:1.
Combinations of the foregoing materials may be utilized to achieve desirable coating properties. In one embodiment, the coating formulation includes TEOS and MTEOS. In another embodiment, the coating formulation includes TEOS, MTEOS, VTEOS. In a further embodiment, the coating formulation includes TEOS, MTEOS, VTEOS. Additional combinations of alkoxysilanes and methods of forming AR coating materials from such alkoxysilanes are disclosed in U.S. application Ser. No. 12/796,199, which is incorporated by reference herein in its entirety.
According to one embodiment, less than about 25 wt % alkoxysilane material, more particularly, less than about 15 wt % alkoxysilane material, even more particularly, less than about 10 wt % alkoxysilane material, even more particularly, less than about 5 wt % alkoxysilane material and even more particularly less than about 3 wt % alkoxysilane may be added to the coating formulation.
Suitable high boiling solvents may have a boiling point of at least about 125° C., more particularly at least about 150° C., more particularly, at least about 170° C., and even more particularly, at least about 185° C. at atmospheric pressure. In one embodiment, the high boiling solvent may comprise a glycol and/or an ether of a C1 to C4 alkyl which is miscible in water and alkoxysilanes. Such alkylene glycols may have a hydroxyl concentration of 0.021 mole/cm3 or less and a weight average molecular weight of about 100 or more. Examples of suitable high boiling solvent composition components include ethylene glycol, propylene glycol, di(ethylene)glycol, tri(ethylene)glycol, tetra(ethylene)glycol, penta(ethylene)glycol, di(propylene)glycol, hexa(ethylene)glycol, as well as alkyl ethers of any of the foregoing. A particularly suitable example is di(propylene)glycol methyl ether. Combinations of high boiling solvents may also be suitable.
In one embodiment, the coating formulation includes at least about 50 wt % high boiling solvent (or solvent combination), more particularly, at least about 60 wt % high boiling solvent, even more particularly at least about 70 wt % high boiling solvent, even more particularly at least about 80 wt % high boiling solvent, and even more particularly at least about 90 wt % high boiling solvent.
In another embodiment, little or no low boiling point solvent is added to the coating formulation such that it is substantially free or completely free of low boiling solvents. It should be noted that the hydrolysis reactions that occur within the coating formulation may result in low boiling solvent byproducts such as methanol and ethanol. However, regardless of whether low boiling solvent is added or formed as a byproduct, the coating formulation may in one embodiment comprise less than 10 wt % solvent having a boiling point of less than 125° C. at atmospheric pressure, more particularly less than 5.0 wt % solvent having a boiling point of less than 125° C., even more particularly less than 1.0 wt % solvent having a boiling point of less than 125° C., and even more particularly less than 0.5 wt % solvent having a boiling point of less than 125° C. In other embodiments, the low boiling solvents in the concentration ranges provided herein have a boiling point of less than 150° C., more particularly 170° C., and even more particularly less than 185° C. at atmospheric pressure. In yet another embodiment, the coating formulation is free or substantially free of added ethanol and/or acetone.
The coating formulation may also include optional catalysts. Suitable acid catalysts include nitric acid, hydrochloric acid, sulfuric acid, acetic acid and other similar organic acids. Suitable base catalysts include ammonium hydroxide, quaternary amine compounds of the formula R1R2R3R4N+OH− in which R1, R2, R3 and R4 are each independently phenyl, hydrogen or a C1-16 alkyl. In some embodiments, suitable base catalysts include quaternary amine hydroxides such as tetrabutylammonium hydroxide and tetramethylammonium hydroxide. In some embodiments, suitable base catalysts include aqueous solutions of these components, and may optionally include additional distilled water beyond that found in the base catalyst aqueous solutions.
In a further embodiment the coating formulation may include one or more polyols, which may enhance the coating characteristics and other properties of the coating formulation. For example, the coating formation may include polyols having a hydroxyl value of about 14 mg KOH/g to about 590 mg KOH/g. Specific polyol classes include caprolactone polyols, polyethylene glycols, polypropylene glycols, and polycarbonate diols.
According to one embodiment, a coating formulation is formed by combining at least one alkoxysilane, at least one high boiling solvent, optional water, an optional catalytic amount of an acid or base and an optional polyol.
Depending on the alkoxysilane material(s) and optional catalyst used, the coating formulation can be formed under conditions causing partial or complete polymerization of the alkoxysilane material via hydrolysis and/or transesterification mechanisms prior to application to a substrate. For example the coating formulation components including a base catalyst may be combined and reacted in, for example, a jacketed stirred tank reactor (STR) via a batch or semi-batch mode for a suitable reaction time in the range of about 1 to about 6 hours, more particularly 1 to 3.5 hours and at a suitable temperature in the range of about 35° C. to 70° C.
Under the foregoing conditions, hydrolysis and condensation reactions may take place to form a polymer in solution. Depending on the reaction conditions, the polymer contained in the solution may vary from linear or randomly branched chains, to porous matrices, to dense colloidal particles. In any case, the resulting polymer will include residues of the alkoxysilane materials as described above. The term “residue” as used herein is intended to refer to a portion of the polymer molecule derived from the alkoxysilane initially added to the coating formulation. By way of example, it is generally known that 1 mole of tetraethoxysilane reacted under the foregoing conditions forms 1 mole of SiO2, which would constitute one example of a tetraethoxy silane residue.
It will also be appreciated that certain by-products may be formed and contained in the coating formulation either as part of the polymer or as a separate component. For example, the hydrolysis of TEOS may result in the formation of ethanol as a by-product.
In one embodiment, the coating formulation may include less than 15 wt % SiO2, more particularly less than about 10 wt % SiO2, even more particularly less than about 5 wt % SiO2, and even more particularly less than about 3 wt % SiO2. Because the molar ratio of alkoxysilane:SiO2 is known (or can be determined), the SiO2 solids concentration can be calculated based on the amount of alkoxysilane (in grams) added to the mixture and the molecular weight of the alkoxysilane and SiO2.
The SiO2 solids concentration of a coating formulation can also be determined gravimetrically, for example, by adding a strong base to the coating formulation and then evaporating the liquid content to form pure SiO2.
In another embodiment, the polymer includes at least one TEOS residue, at least one MTEOS residue or both. In another embodiment the polymer additionally includes at least one VTEOS residue.
To further control the reaction conditions, the pH of the coating formulation can be adjusted to between about 0 to about 4.0, more particularly, from about 0 to about 2.0 and even more particularly from about 0.5 to about 1.7 using an acid such as nitric acid after a suitable reaction time under basic conditions. This pH reduction may affect the polymerization conditions, which in turn controls the polymer particle size contained in coating formulation and subsequently cured coating. In one embodiment, the average particle size of the polymer in the coating formulation may be less than 10 nm, more particularly, less than 1 nm. The average particle size of the coating after curing may be between about 15 and about 100 nm, more particularly, between about 25 and about 75 nm, and the polymer may have a molecular weight in the range of about 25,000 to about 150,000 Dalton. The coating may also be further diluted with a low boiling solvent that includes one or more of water, IPA, acetone and/or PGMEA. Additional acid may be added during dilution to maintain a desired pH.
In an alternate embodiment the coating formulation is formed under conditions whereby the alkoxysilane material(s) remain in the form of polymer precursors until the coating formulation is applied onto a substrate and heat cured resulting in polymerization.
The coating formulation of embodiments of the invention is ready for use without removing the particles from solution. Additionally, the coating formulations formed by embodiments of the invention may remain stable for an extended period of time at ambient temperatures. Additionally, coating formulations of the present invention may be stored in a −20° C. to −40° C. freezer to extend shelf-life without materially impacting the optical or mechanical properties desired for glass coatings. The ability to preserve AR coatings for an extended period of time may provide a significant manufacturing advantage, particularly if the coating formulation is transported to an off-site location and/or stored for a period of time prior to use.
The coating formulation may be applied to an optically transparent substrate such as a glass substrate (e.g., sodalime glass, float glass, borosilicate and low iron sodalime glass), plastic cover, acrylic Fresnel lense or other optically transparent substrate.
The coating formulation may be applied onto a surface of an optically transparent element by a variety of generally known coating methods including spin-on, slot die, spray, dip, roller and other coating techniques. Depending on the application method, the coating formulation may be varied such that the solids concentration of the coating formulation ranges from about 1 to about 25 weight percent. In some embodiments, there may be manufacturing advantages to forming a more concentrated batch followed by diluting to a desired concentration on location. In alternate embodiments, dilution could occur prior to or during the initial mixing stage. In either case, high boiling solvents may be used to further dilute the coating formulation.
The coating formulation may be formed as one or more layers on the optically transparent substrate. In certain embodiments, layers comprising different materials or different component concentrations may be employed. In other embodiments, one or more layers may be formed from a material that is not an alkoxysilane. Such layers may be applied to the substrate prior to applying the coating formulation and/or on top of a coating layer formed from the coating formulation.
According to certain embodiments, the coating formulation may be applied using roller coating techniques. As shown schematically in FIG. 1, a conventional roller coating system 10 generally includes a conveyor 12, an application roller 14, which may rotate the same direction as (forward roller) or in the opposite direction (reverse roller) of the conveyor 12, a metering roller 16 for controlling the application of the coating formulation, a support or pressure roller 18, an equalizing roller 19, at least one stabilizing roller 20 and a coating reservoir 22. As a glass substrate 24 moves along conveyor 12, coating formulation transferred from the coating reservoir 22 to the application roller 14 is applied to the substrate 24 in a generally uniform thickness. A significant benefit of the present invention is that the coating formulation has low volatility due to the use of a significant concentration of high boiling solvents. Consequently the evaporation rate of the solvent in the coating formulation residing in the reservoir 22 is substantially reduced, which results in a more uniform application of the coating formulation in the continuous roller system 10 over time. Specifically, the high boiling solvents prevents a significant increase in solids concentration over time caused by evaporation of the solvent in the reservoir 22.
After application, the coating formulation is cured onto the optically transparent substrate. When applied to glass substrates, the coating formulation can be subjected to a high temperature heat tempering step, ranging from about 400° C. to about 750° C. depending on the glass composition, for between about 1 minute and about 1 hour to cure the coatings. Prior to the high temperature heating step, the coated substrate may first be subjected to a lower temperature heating step ranging from about 200° C. to about 300° C. It will be appreciated that the various alkoxysilane precursors or polymers described above may undergo further modifications during the heating processes.
Optical elements coated with formulations according to embodiments of the present invention may possess improved light transmittance characteristics. For example, the coating may have a thickness of between about 100-150 nm, a refractive index in the range of about 1.15 to about 1.3, up to about a 3.5 percent transmission gain in the wavelength range of 350 to 1100 nm. If both sides of the optically transparent substrate are coated, additional transmission gains may be achieved. Exemplary data relating to these properties are presented in the Examples section set forth below.
FIG. 2 is a cross-sectional view of a photovoltaic module (e.g., solar cell) for converting light to electricity, according to an embodiment of this invention. Incoming or incident light from the sun or the like is first incident on AR coating 1, passes therethrough and then through glass substrate 2 and front transparent electrode 3 before reaching the photovoltaic semiconductor (active film) 4 of the module. The module may also include, but does not require, a reflection enhancement oxide and/or EVA film 5, and/or a back metallic contact and/or reflector 6 as shown in FIG. 2. Other types of photovoltaic devices may of course be used, and the FIG. 2 module is merely provided for purposes of example and understanding. It will also be understood that a module may include a single AR coated optically transparent substrate that covers multiple photovoltaic cells connected in series.
As explained above, the coating 1 reduces reflections of the incident light and permits more light to reach the thin film semiconductor film 4 of the photovoltaic module thereby permitting the device to act more efficiently. While certain of the coatings 1 discussed above are used in the context of the photovoltaic devices/modules, this invention is not so limited. AR coatings according to this invention may be used in other applications. Also, other layer(s) may be provided on the glass substrate under the coating so that the coating is considered disposed on the glass substrate even if other layers are provided therebetween.
EXAMPLE 1
Di(propyleneglycol) methyl ether (“DPM”) ((640.90 g) b.p. 190° C., vapor pressure 0.37 mBar), 80.62 g (0.387 mol) tetraethoxysilane, and 38.89 g (0.218 mol) methyltriethoxysilane were added to a 2 L round-bottom flask with a mechanical stirrer. As the components were mixed vigorously with the stirrer, a mixture of 6.242 g of 1.0M tetrabutylammonium hydroxide (“TBAH”) (7.52 mmol) in methanol and 200.243 g (11.11 mol) DI water was gradually added (over  ̃30 sec) to the reaction mixture. After stirring the reaction mixture for 24 h at room temperature, 3.12 g of 35% HNO3 was added and the resulting mixture was stirred for an additional 15 minutes.
A 5 g of sample of the mixture (“Mixture A”) was diluted with 5 g of Di(propyleneglycol) methyl ether to form a coating formulation (“Formulation A”). A first sample of Formulation A was spin-coated onto a surface of a 4′′ Si wafer (15 sec at 1300 rpm using lab scale spin coater). The coated wafer was heated for 2 min at 100° C. and then for 4 min at 625° C. The resulting film had a thickness of 128 nm and a refractive index of 1.28 (550 nm). Both measurements were taken with an n&k Analyzer 1200 from n&k Technology Inc., San Jose, Calif.
A second sample of Formulation A was spin-coated on a 4′′ square piece of low-iron solar float glass (15 sec at 1300 rpm using lab scale spin coater), The coated wafer was heated for 3 min at 100° C. and then for 4 min at 625° C. A transmission scan of the coated glass using a Hitachi brand spectrophotometer indicated that transmission in the range of 350-850 nm was improved by about 2.8% over that of uncoated reference glass.
EXAMPLE 2
A volume of Formulation A was formed as described in Example 1 and added to a reservoir used in a continuous reverse roller coat process schematically represented in FIG. 1. A rubber applicator roll was set to turn in the opposite direction of a glass substrate disposed on a conveyor. The roller coat controller was set to deposit about 6 ml of formulation per square meter of glass resulting in a wet film thickness of about 6 microns. The coated glass substrate was then heated at between 200° C. and 250° C. in a conveyor oven moving at about 12 ft/minute, and then heated at about 650° C. in a box furnace for about 7 minutes. A transmission scan of the coated glass using a Hitachi brand spectrophotometer indicated that transmission in the range of 350-850 nm was improved by about 2.5% over that of uncoated reference glass.
EXAMPLE 3
A volume of Formulation A was diluted with di(propyleneglycol) methyl ether to obtain a coating formulation having a solids concentration of 1.5 wt %. The resulting coating formulation was employed in a reverse roller coat process as described in Example 2, and also in a forward roller coat process in which the applicator roller was turned in the same direction the glass on the conveyor. For the reverse roller coat process, the application roller was set to deposit about 8 ml of coating formulation per square meter of glass resulting in a wet film thickness of about 8 microns. For the forward roller coat process the application roller was set to deposit about 6 micron thickness wet coating. The coated glass substrate was then heated at between 200° C. and 250° C. in a conveyor oven moving at about 12 ft/minute, and then heated at about 650° C. in a box furnace for about 7 minutes. A transmission scan of the coated glass using a Hitachi brand spectrophotometer indicated that transmission in the range of 350-850 nm was improved by about 2% over that of uncoated reference glass for the reverse process and about 3% for the forward process.
EXAMPLE 4
A 2 g sample of Mixture A as formed in Example 1 was diluted with 3 g of di(propyleneglycol) methyl ether (Formulation B) and divided into five samples. To four of the samples, 0.0100 g, 0.0175 g, 0.0250 g and 0.0375 g, respectively, of a 10% formulation of BYK-307 in ethanol was added. BYK-307 is a polyether modified polydimethylsiloxane available from BYK USA Inc. The resulting samples included 0.0 wt %, 0.02 wt %, 0.035 wt %, 0.50 wt % and 0.075% of BYK-307. The samples were spin-coated on 4′′ square pieces of solar float glass (15 sec at 650 rpm), heated at 5 min at 250° C. and then for 5 min at 650° C. The samples that included BYK-307 provided improved wetting properties compared to the sample that did not include BYK-307.
EXAMPLE 5
A 4.05 g sample of Mixture A as formed in Example 1 was diluted with 5.95 g of di(propyleneglycol) methyl ether (“Formulation C”). Another 4.05 g sample of Mixture A was diluted with 3.00 g CAPA-2043, a polycaprolactone polyol and 2.95 g of di(propyleneglycol) methyl ether so that the resulting formulation (“Formulation D”) was composed of 30 wt % CAPA-2043. A third sample of Mixture A was diluted with 3.00 g CAPA-3022, a caprolactone polymer with diethyleneglycol and glycerol and 2.95 g of di(propyleneglycol) methyl ether so that the resulting formulation (“Formulation E”) was composed of 30 wt % CAPA-3022.
Formulations C, D and E were each spin-coated onto 4′′ Si wafers (15 sec at 800 rpm), heated for 5 min at 250° C. and heated for 5 min at 650° C. Film properties of each coated wafer were measured on the n&k Analyzer 1200. The coating formed from Formulation C had a thickness of 144 nm and a refractive index of 1.30. The coating formed from Formulation D had a thickness of 260 nm and a refractive index of 1.16. The coating formed from Formulation E had a thickness of 250 nm and a refractive index of 1.17.
Formulations C, D and E were also each spin-coated onto 4′′ square pieces of solar float glass (15 sec at 650 rpm), heated for 5 min at 250° C. and then for 5 min at 650° C. The coating formed from AR Solution D possessed the best wetting characteristics of the three coatings.
EXAMPLE 6
The coating formulations set forth in Table 1 were prepared by combining Mixture A from Example 1 with the solvent and any listed additives.











TABLE 1





Coating






Formulation
Mixture A
DPM
CAPA-2043
CAPA-3022







F
4.05 g
5.95 g




G
4.05 g
4.95 g
1.00 g


H
4.05 g
4.95 g

1.00 g


I
4.05 g
5.45 g
0.50 g


J
4.05 g
5.45 g

0.50 g









Each coating formulation was spin-coated onto 4′′ Si wafers (15 sec at 650 rpm), heated for 5 min at 250° C. and heated for 5 min at 650° C. Films properties of each coated wafer were measured with the n&k 1200 Analyzer. Results are set forth in Table 2 below.









TABLE 2





AR Coating formulation
Thickness
Refractive Index







F
142
1.30


G
332
1.15


H
352
1.14


I
318
1.14


J
316
1.13









Each AR coating formulation was also spin-coated onto 4′′ square pieces of solar float glass (15 sec at 650 rpm), heated for 5 min at 250° C. and then for 5 min at 650° C. Wetting properties were similar for each sample.
EXAMPLE 7
Tri(ethyleneglycol) dimethyl ether ((13.80 g) b.p. 216 C), 1.736 g (8.33 mmol) tetraethoxysilane, and 0.837 g (4.70 mmol) methyltriethoxysilane were mixed in a 60 mL glass bottle with magnetic stir-bar. A mixture of 0.134 g of 1.0M tetrabutylammonium hydroxide (0.16 mmol) in methanol and 2.875 g (160 mmol) DI water was gradually (in  ̃30 sec) added to the reaction mixture with vigorous stirring. After stirring for 19 h at room temperature, the reaction mixture was acidified with 64.0 μL of 35% HNO3, and stirred for 15 min.
A 5 g amount of the mixture was diluted with 5 g of di(propyleneglycol) methyl ether. The formulation was spin-coated onto 4′′ Si-wafer (15 sec at 1100 rpm), heated for 2 min at 100° C. and then heated for 4 min at 625° C. Coating thickness (68 nm), and refractive index (1.32 at 550 nm) were measured using the n&k 1200 Analyzer.
EXAMPLE 8
Di(propyleneglycol) methyl ether ((23.24 g) b.p. 190 C, vapor pressure 0.37 mBar), 2.923 g (14.0 mmol) tetraethoxysilane, 1.411 g (7.90 mmol), methyltriethoxysilane, 0.513 (28.5 mol) DI water, and 0.226 g of 1.0M tetrabutylammonium hydroxide (0.27 mmol) were mixed in a 60 mL glass bottle with a magnetic stir-bar. After stirring for 2 h at room temperature, 106.0 μL of 35% HNO3 was added and the coating formulation was stirred for 15 min more.
A 1 g of sample of the mixture was spin-coated on a 4′′ Si-wafer (15 sec at 1300 rpm), heated for 2 min at 100° C. and then heated for 4 min at 625° C. Coating thickness (198 nm), and refractive index (1.33 at 550 nm) were measured using an n&k measurement tool.
EXAMPLE 9
Di(propyleneglycol) methyl ether ((123.25 g) b.p. 190 C, vapor pressure 0.37 mBar), 15.5 (7.44 mmol) tetraethoxysilane, 7.48 g (4.2 mmol) methyltriethoxysilane, 38.51 (2.14 mol) DI water, and 0.26 g of 35% HNO3 (1.45 mmol) were combined and after mixing thoroughly the mixture was divided into 3 equal portions. After conducting sol-gel processes under acidic conditions for 22 min, 37 min, and 54 min at room temperature, for the three portions, respectively, 0.80 g of 1.0M tetrabutylammonium hydroxide solution (0.97 mmol) was added to increase the pH of each reaction mixture and conduct sol-gel process under basic conditions. After stirring for 1.5 h at room temperature, 35% HNO3 was added to each portion to lower the pH again to acidic conditions, and stirred for 15 min.
A 1 g sample of each portion was spin-coated onto 4′′ Si-wafers (15 sec at 2000 rpm), heated for 2 min at 100° C. and the heated for 4 min at 625° C. Coating thickness (150-220 nm), and refractive index (1.33 to 1.36 at 550 nm) were measured using the n&k 1200 Analyzer.
EXAMPLE 10
A 1-L reactor fitted with a condenser, a thermocouple, a sample port and a stir bar is charged with 616 gm of di(propyleneglycol) methyl ether, propylene glycol, ethylene glycol, or a mixture of any one of the foregoing under stirring and 77.49 g TEOS and 37.38 g MTEOS are then added into the reactor. A mixture of 6 g of 26% TBAH in methanol and 64.155 g of DI water is added to the reaction mixture under stirring. The mixture is then heated to 55° C., and maintained at 55° C. for 2-3 h. After the reaction is completed, 3.6 g of 35% HNO3 in water is added directly into the mixture at 55° C. to quench the reaction. The reaction mixture is then cooled to room temperature and diluted with a solvent such as DPM, propylene glycol and a co-solvent or additive to a specific concentration. The diluted formulation is then spun on silicon and glass to make films at 1500 rpm for 35 sec. The wet film is then heated at 675° C. for 5 min, and thickness (100-150 nm), refractive index (1.21-1.23) and transmittance (3% gain over 350-850 nm) are all measured.
Various modifications and additions can be made to the exemplary embodiments discussed without departing from the scope of the present invention. For example, while the embodiments described above refer to particular features, the scope of this invention also includes embodiments having different combinations of features and embodiments that do not include all of the described features. Accordingly, the scope of the present invention is intended to embrace all such alternatives, modifications, and variations as fall within the scope of the claims, together with all equivalents thereof.

## Claims

1. A coating formulation comprising:
at least one alkoxysilane residue; and
at least 80 wt % of at least one solvent having a boiling point of at least 185° C. at atmospheric pressure.

2. The coating formulation of claim 1 comprising at least 90 wt % of the at least one solvent.

3. The coating formulation of claim 1 wherein the coating formulation comprises less than 5 wt % of at least one solvent having a boiling point of less than 125° C. at atmospheric pressure.

4. The coating formulation of claim 1 wherein the coating formulation comprises less than 5 wt % of at least one solvent having a boiling point of less than 150° C. at atmospheric pressure.

5. The coating formulation of claim 1 wherein the coating formulation comprises less than 5 wt % of at least one solvent having a boiling point of less than 170° C. at atmospheric pressure.

6. The coating formulation of claim 1 wherein the coating formulation comprises less than 5 wt % of at least one solvent having a boiling point of less than 185° C. at atmospheric pressure.

7. The coating formulation of claim 1 comprising less than 10 wt % silicon dioxide solids concentration.

8. The coating formulation of claim 1 comprising less than 5 wt % silicon dioxide solids concentration.

9. The coating formulation of claim 1 comprising a tetraalkoxysilane residue.

10. The coating formulation of claim 9 wherein the at least one alkoxysilane residue comprises at least a second alkoxysilane residue selected from the group consisting of trialkoxysilane residues, dialkoxysilane residues, monoalkoxysilane residues, and combinations thereof.

11. The coating formulation of claim 1 further comprising at least one catalyst.

12. The coating formulation of claim 1 wherein the coating formulation comprises a pH of less than 5.

13. The coating formulation of claim 1 wherein the solvent comprises at least one alkylene glycol.

14. The coating formulation of claim 1 wherein the solvent is selected from at least one of ethylene glycol, propylene glycol, di(ethylene)glycol, tri(ethylene)glycol, tetra(ethylene)glycol, penta(ethylene)glycol, di(propylene)glycol, hexa(ethylene)glycol, and di(propylene)glycol methyl ether.

15. A coating formulation comprising:
at least one alkoxysilane residue;
at least about 50 wt % of at least one solvent having a boiling point of at least 125° C. at atmospheric pressure; and
at least one polyol comprising at least one polyethylene or polycaprolactone polyol.

16. A method of forming an optical element comprising:
applying at least one layer of a coating formulation onto at least a portion of an optically transparent substrate, wherein the coating formulation comprises at least one alkoxysilane residue and at least 80 wt % of at least one solvent having a boiling point of at least 185° C. at atmospheric pressure; and
heating the coating formulation to form a reflective coating on the optically transparent substrate.

17. The method of claim 16, wherein the applying step comprises roller coating the coating formulation onto at least a portion of an optically transparent substrate.

18. The method of claim 16 wherein the coating formulation is substantially free of solvent having a boiling point of less than 125° C. at atmospheric pressure.

19. The method of claim 16 wherein the heating step comprises heating the coating formulation at from at least about 200° C.

20. The method of claim 16 wherein the heating step further comprises heating the coating formulation at from at least about 400° C.

21. The method of claim 16, wherein the heat step comprises initially heating the coating formulation at between about 200° C. and 400° C. and then subsequently heating the coating formulation at between about 400° C. and 750° C.

22. A method of producing a coating formulation, comprising: combining at least one alkoxysilane, at least one catalyst and at least one solvent having a boiling point of at least 185° C. at atmospheric pressure to form a coating formulation, wherein the coating formulation comprises at least 80 wt % of the at least one solvent.

23. The method of claim 22 wherein the coating formulation is substantially free of low boiling solvent having a boiling point of less than 125° C. at atmospheric pressure.

24. The method of claim 22 wherein the catalyst comprises a base catalyst.

25. The method of claim 22 further comprises the steps of maintaining the pH of the coating formulation for a sufficient period of time at a sufficient temperature to form polymer particles and then reducing the pH of the coating formulation to less than about 5.0.

26. The method of claim 25, further comprising the step of adding an additional amount of solvent having a boiling point of at least 125° C.

27. The method of claim 22, wherein the coating formulation comprises at least about 90 wt % of the at least one solvent.