Title CFR or USC Part/Section Cite Summary Total # of Vio Sum of Penalty Amount

33 CFR 83 Inland Nav Rules 93 $ 11,525.00

33 CFR 101 Maritime Security 1 $ 1,000.00

33 CFR 105 Maritime Security (facilities) 6 $ 8,000.00

33 CFR 151 Pollution 36 $ 95,650.00

33 CFR 155 Pollution prevention (vessels) 23 $ 3,400.00

33 CFR 159 Marine Sanitation Devices 9 $ 3,200.00

33 CFR 160 Ports and Waterways Safety 21 $ 191,750.00

33 CFR 164 Navigation Safety 5 $ 4,400.00

33 CFR 165 Regulated Navigation Areas 8 $ 7,750.00

33 CFR 173 Boating Safety 153 $ 13,300.00

33 CFR 175 Equipment Requirements 339 $ 36,730.00

46 CFR 4 Marine Casualty Reporting 9 $ 23,000.00

46 CFR 15 Manning Requirements 70 $ 90,200.00

46 CFR 16 Chemical Testing 68 $ 22,250.00

46 CFR 25 Requirements (safety equip) 79 $ 14,675.00

46 CFR 26 Operations 2 $ 950.00

46 CFR 28 Requirements for CFIVs 59 $ 14,800.00

46 CFR 42 Loadlines 2 $ 10,975.00

46 CFR 67 Vessel Documentation 66 $ 27,025.00

46 CFR 71 Inspection/Cert-Passenger Vsl 1 $ 2,500.00

46 CFR 91 Inspection/Cert-Cargo & Misc Vsl 2 $ 16,650.00

46 CFR 136 Inspection/Cert-Towing Vsls 2 $ 5,030.00

46 CFR 176 Inspection/Cert-Small Pass Vsls 83 $ 106,045.00

46 CFR 180 Lifesaving equip (Int'l voyages) 34 $ 18,650.00

46 CFR 185 Operations (Int'l voyages) 1 $ 1,000.00

14 USC § 521(c) False Distress 1 $ 750.00

19 USC § 70 Obstruction of Revenue Officer 1 $ 250.00

33 USC § 1321(b)(3) Discharge of Oil or Haz Sub 26 $ 118,175.00

33 USC § 1321(b)(7)(B)(ii) Failure to comply with order 1 $ 7,500.00

33 USC § 1608 (RULE 23) Violation of COLREGS 18 $ 5,000.00

46 USC § 12131 Command of documented vsl 4 $ 7,700.00

46 USC § 2302(a) Negligent Operation (Rec vsl) 11 $ 42,000.00

46 USC § 2302(a) Commercial Negligent Operation (Comm vsl) 5 $ 18,500.00

46 USC § 2302(c)(1) BUI 38 $ 44,800.00

46 USC § 3311(b) Rqts for Vsls w/o COI 2 $ 38,500.00

46 USC § 4308 Termination of Unsafe Operation 1 $ 100.00

46 USC § 4312(b) Engine Cut-off Switch 2 $ 250.00

46 USC § 70506(c) Simple Possession (Control Sub) 16 $ 15,133.00

46 USC § 8103(a) Citizenship Requirements 3 $ 2,773.00

46 USC § 8103(i) Citizenship Reqt's-CFV (crew) 25 $ 27,315.00

TOTAL 1326 $ 1,059,201.00

Class I, Civil Penalties Assessed by the CG Hearing Office for CY2022 Activities

The following is a summary of the civil penalties assessed by the CG Hearing Office for Enforcement Activities with a start date between 

January 1, 2022 and January 1, 2023. 

This data for this summary was extracted from the MISLE Enforcement Sanctions cube by CG-INV-2 on January 3, 2024. 
Title CFR or USC Part/Section Cite Summary Total # of Vio

33 CFR 83 Inland Nav Rules 13

33 CFR 151 Pollution 10

33 CFR 155 Pollution prevention (vessels) 2

33 CFR 173 Boating Safety 17

33 CFR 175 Equipment Requirements 59

46 CFR 15 Manning Requirements 2

46 CFR 16 Chemical Testing 4

46 CFR 25 Requirements (safety equip) 13

46 CFR 26 Operations 2

46 CFR 28 Requirements for CFIVs 17

46 CFR 67 Vessel Documentation 5

46 CFR 176 Inspection/Cert-Small Pass Vsls 1

46 CFR 180 Lifesaving equip (Int'l voyages) 2

33 USC § 1321(b)(3) Discharge of Oil or Haz Sub 1

33 USC § 1608 Violation of COLREGS 2

46 USC 2302(a) Negligent Ops 1

46 USC § 2302(c)(1) BUI 2

Total 153

Warning Assessed by the CG Hearing Office for CY2022 Activities

The following is a summary of the civil penalties assessed by the CG Hearing Office for Enforcement Activities 

with a start date between January 1, 2022 and January 1, 2023. 
"Dismissed" or "Not Proved" Offenses for Civil Penalty Cases Adjudicated by CG Hearing Office, CY2022

Finding Title

CFR or 

USC Part/Section Cite Summary 

Count of 

Finding 

Type

Count of 

Finding 

Type

1 Dismissed with Prejudice 33 CFR 173.21(a)(1) Boating Safety 1 Dismissed w/ Prejudice 4

2 Dismissed with Prejudice 33 CFR 173.27(a)(3) Boating Safety 1 Dismissed w/out Prejudice 103

3 Dismissed with Prejudice 46 CFR 16.203(a)(1) Chemical Testing 1 Total 107

4 Dismissed with Prejudice 46 CFR 180.71 Lifesaving equip (Int'l voyages) 1

5 Dismissed without Prejudice 18 USC § 2237 Criminal sanctions 1

6 Dismissed without Prejudice 19 USC § 1581(d) Failure to stop 1

7 Dismissed without Prejudice 19 USC § 70 Obstruction of Revenue Officer 1

8 Dismissed without Prejudice 33 CFR 105.250 Maritime Security (facilities) 1

9 Dismissed without Prejudice 33 CFR 105.255(a) Maritime Security (facilities) 1

10 Dismissed without Prejudice 33 CFR 105.255(e) Maritime Security (facilities) 1

11 Dismissed without Prejudice 33 CFR 160.105 Ports and Waterways Safety 2

12 Dismissed without Prejudice 33 CFR 160.212(a)(4)(ii) Ports and Waterways Safety 1

13 Dismissed without Prejudice 33 CFR 164.46(d) Navigation Safety 1

14 Dismissed without Prejudice 33 CFR 173.15(a)(2) Boating Safety 1

15 Dismissed without Prejudice 33 CFR 173.21(a)(1) Boating Safety 4

16 Dismissed without Prejudice 33 CFR 175.110(a) Equipment Requirements 2

17 Dismissed without Prejudice 33 CFR 175.15(a)(1) Equipment Requirements 5

18 Dismissed without Prejudice 33 CFR 175.15(b) Equipment Requirements 4

19 Dismissed without Prejudice 33 CFR 175.21(a) Equipment Requirements 1

20 Dismissed without Prejudice 33 CFR 175.320(a) Equipment Rts (fire extinguishers) 6

21 Dismissed without Prejudice 33 CFR 83.05 Inland Nav Rules 1

22 Dismissed without Prejudice 33 CFR 83.33(b) Inland Nav Rules 2

23 Dismissed without Prejudice 33 CFR 95.050(b) Responsibility for compliance 1

24 Dismissed without Prejudice 33 USC § 1321(b)(3) Discharge of Oil or Haz Sub 1

25 Dismissed without Prejudice 33 USC § 1602 (RULE 33) Violation of COLREGS 1

26 Dismissed without Prejudice 46 CFR 15.401 Manning Requirements 3

27 Dismissed without Prejudice 46 CFR 15.515(b) Manning Requirements 8

28 Dismissed without Prejudice 46 CFR 15.515(c) Manning Requirements 1

29 Dismissed without Prejudice 46 CFR 15.605 Manning Requirements 2

30 Dismissed without Prejudice 46 CFR 16.201 Chemical Testing 1

31 Dismissed without Prejudice 46 CFR 16.203(a)(1) Chemical Testing 2

32 Dismissed without Prejudice 46 CFR 170.120 Stability letter 1

33 Dismissed without Prejudice 46 CFR 180.71 Lifesaving equip (Int'l voyages) 2

34 Dismissed without Prejudice 46 CFR 25.25-15(a) Requirements (safety equip) 1

35 Dismissed without Prejudice 46 CFR 25.30-20(a)(1) Requirements (safety equip) 5

36 Dismissed without Prejudice 46 CFR 28.250 Requirements for CFIVs 2

37 Dismissed without Prejudice 46 CFR 28.110 Requirements for CFIVs 3

38 Dismissed without Prejudice 46 CFR 28.145 Requirements for CFIVs 2

39 Dismissed without Prejudice 46 CFR 28.160 Requirements for CFIVs 1

40 Dismissed without Prejudice 46 CFR 28.245 Requirements for CFIVs 1

41 Dismissed without Prejudice 46 CFR 28.250 Requirements for CFIVs 1

42 Dismissed without Prejudice 46 CFR 67.313 Vessel Documentation 1

43 Dismissed without Prejudice 46 CFR 67.7 Vessel Documentation 1

44 Dismissed without Prejudice 46 USC § 2302(a) Rec Negligent Operation (Rec vsl) 5

45 Dismissed without Prejudice 46 USC § 2302(c)(1) BUI 2

46 Dismissed without Prejudice 46 USC § 4308 Termination of Unsafe Operation 1

47 Dismissed without Prejudice 46 USC § 4502 CFIV safety standards 2

48 Dismissed without Prejudice 46 USC § 4504 CFIV prohibited acts 12

49 Dismissed without Prejudice 46 USC § 8103(i) Citizenship Reqt's-CFV (crew) 4

The following is a summary of the civil penalties assessed by the CG Hearing Office for Enforcement Activities with a start date 

between January 1, 2022 and January 1, 2023.