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Judge Cook recused herself from participation in this ruling.

RECOMMENDED FOR FULL-TEXT PUBLICATION

Pursuant to Sixth Circuit Rule 206

File Name: 09a0413p.06

UNITED STATES COURT OF APPEALS

FOR THE SIXTH CIRCUIT _________________

RICHARD COOEY, KENNETH BIROS

(Intervenor), 

Plaintiff-Appellee,

v.

TED STRICKLAND, Governor, et al.,

Defendants-Appellants.

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No. 09-4300

Filed: December 4, 2009 

Before: SILER, GIBBONS, and SUTTON, Circuit Judges.

_________________

ORDER

_________________

The court having received a petition for rehearing en banc, and the petition having

been circulated not only to the original panel members but also to all other active1

 judges

of this court, and less than a majority of the judges having favored the suggestion, the

petition for rehearing has been referred to the original panel.

The panel has further reviewed the petition for rehearing and concludes that the

issues raised in the petition were fully considered upon the original submission and

decision of the case. Accordingly, the petition is denied.

Additional separate writings may follow.

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No. 09-4300 Biros v. Strickland, et al. Page 2

SUTTON, Circuit Judge, with whom GIBBONS, Circuit Judge, joins, concurring

in the denial of rehearing en banc. In his petition for rehearing and for rehearing en

banc, Kenneth Biros principally argues that the panel’s order vacating the district court’s

stay of execution, Cooey (Biros) v. Strickland, ___ F.3d ___, No. 09-4300, 2009 WL

4061632 (6th Cir. Nov. 25, 2009), improperly applies the law of mootness. I disagree

and remain comfortable with the panel’s conclusion in the context of Ohio’s change

from a facially constitutional execution protocol, see Baze v. Rees, 553 U.S. ___, 128 S.

Ct. 1520 (2008), to an improved execution protocol. But even if one is unsure about that

conclusion, Biros faces a series of likelihood-of-success problems—some having

nothing to do with the law of mootness—that stand in the way of granting his request to

reinstate the district court’s stay order.

In thinking about Biros’ en banc petition and his underlying request to stay his

December 8th execution, the key point, it seems to me, is that the district court’s October

19, 2009 stay order does not offer any basis for staying the execution today. That order

of course dealt with the old protocol, not the new one, and the order itself acknowledges

that the State is considering changing its protocol and tells both parties that the court

“reserves the right to reconsider this order staying the execution of Biros should a new

protocol as developed by Defendants render Biros’ claims regarding the May 2009

protocol moot.” When the State returned to the district court on November 13th after

announcing the new protocol, however, the district court refused to consider whether to

vacate the stay before the execution date. The district court thus offered no new reasons

(or for that matter old reasons) for continuing to keep the stay in place—even with

respect to a new, markedly changed protocol.

That left the panel with a stay of execution that had no supporting rationale. The

new procedure addressed two of the central complaints about Ohio’s old execution

protocol: the use of a three-drug protocol and the difficulty in accessing the veins of

some individuals. With the adoption of a one-drug protocol and with the development

of a back-up plan for individuals with difficult-to-access veins, Ohio had resolved the
No. 09-4300 Biros v. Strickland, et al. Page 3

central issues that might have supported a stay with respect to the old protocol—but not

the new one.

That development leaves Biros with serious likelihood-of-success problems.

One, for the reasons stated in the panel opinion, the adoption of this new procedure

moots the old challenge. Two, even if one thinks there is room for disagreement about

this point, that does not justify a stay. At a minimum, the new protocol “likely” moots

the old challenge, and that is enough to create a likelihood-of-success problem for Biros

when it comes to premising a request for a stay on orders related to a different protocol.

Three, even if that is too much to accept, Biros still must show why the new protocol is

likely unconstitutional—and the old orders (dealing with the prior procedure) get him

nowhere on that point. Moot or not, in other words, the old orders still must provide a

basis for staying this protocol. Since nearly everything in the assorted orders from the

district court and our court with respect to the old protocol dealt with the three-drug

protocol and difficult-to-access veins, these orders simply cannot provide a likelihoodof-success foundation for staying the new protocol.

Perhaps one exception to this last point is that, according to Biros, the old

procedure and the new one share a common problem: poor training by the State of the

relevant medical staff and the use of EMTs in implementing the protocol. But Kentucky

faced similar allegations in Baze, and the Court upheld the procedure nonetheless. Baze,

128 S. Ct. at 1533–34. Through it all, it deserves emphasis, the one-drug protocol that

Ohio now voluntarily plans to use is the one that the plaintiffs (unsuccessfully) claimed

in Baze was constitutionally required. Id. at 1534.

Biros’ petition for rehearing and rehearing en banc does not provide a basis for

staying his December 8th execution.
No. 09-4300 Biros v. Strickland, et al. Page 4

KAREN NELSON MOORE, Circuit Judge, with whom MARTIN, COLE, and

CLAY, Circuit Judges, join, dissenting. This court should grant Biros’s petition for

rehearing en banc. The panel’s order in Biros v. Strickland, No. 09-4300 (6th Cir. Nov.

25, 2009), which held Biros’s § 1983 challenge to Ohio’s lethal-injection protocol moot,

directly contradicts binding precedent regarding mootness in cases where a defendant

has voluntarily ceased the challenged activity. In finding Biros’s case moot, the panel

erroneously construed his challenge to the Ohio lethal-injection protocol as involving

solely a challenge to the use of the particular three-drug cocktail, as opposed to the

broader challenge as articulated within Biros’s complaint and subsequent pleadings.

Moreover, to the extent that portions of Biros’s initial claim are no longer implicated by

the new protocol, the panel improperly concluded that there is no reasonable expectation

that the alleged violation will recur and failed to hold the State to its formidable burden

of showing mootness. As these holdings run contrary to binding precedent, this case

presents legal questions of exceptional importance and grave consequence.

“Simply stated, a case is moot when the issues presented are no longer live or the

parties lack a legally cognizable interest in the outcome.” County of Los Angeles v.

Davis, 440 U.S. 625, 631 (1979) (quotation omitted). And it has been long established

that generally “voluntary cessation of a challenged practice does not moot a case.”

League of Women Voters of Ohio v. Brunner, 548 F.3d 463, 473 (6th Cir. 2008)

(quotation omitted) (citing Friends of the Earth, Inc. v. Laidlaw Envtl. Servs., 528 U.S.

167, 189 (2000); Northland Family Planning Clinic, Inc. v. Cox, 487 F.3d 323, 342–43

(6th Cir. 2007)). “Rather, voluntary conduct moots a case only in the rare instance where

‘subsequent events ma[k]e it absolutely clear that the allegedly wrongful behavior could

not reasonably be expected to recur,’” id. (quoting Akers v. McGinnis, 352 F.3d 1030,

1035 (6th Cir. 2003)), and “interim relief or events have completely and irrevocably

eradicated the effects of the alleged violation.” Davis, 400 U.S. at 631. “When both

conditions are satisfied it may be said that the case is moot because neither party has a

legally cognizable interest in the final determination of the underlying questions of fact

and law.” Id. (emphasis added).
No. 09-4300 Biros v. Strickland, et al. Page 5

In this case, the Defendant has not met its burden to show either condition, and

the panel’s conclusion to the contrary directly conflicts with prior precedent. First,

based on the information that this court has regarding Ohio’s new lethal-injection

protocol, there is no indication that it “completely and irrevocably eradicated the effects”

of Biros’s alleged violation. Id. Not only does Biros challenge the use of the particular

drugs—the only fact upon which the panel bases its order—but he has maintained

continually that Ohio’s procedures are “administered by inadequately trained personnel,

who use inappropriate equipment and methods,” Compl. at 3 (R. 127), and has also

challenged the use of intravenous lines for the administration of the procedure,

regardless of the drug. Id. at 11. In fact, in paragraph 28 of his Complaint, Biros

challenges the use of the three-drug protocol as well as “any other procedures, practices,

policies, protocols and/or means for accomplishing [his] execution by lethal injection

that are or might be adopted by Defendants for use at [his] contemplated execution and

which are the same as or similar to the [three-drug] protocol.” Id. at 10. In short,

although the drugs might be different, the procedure is still initiated via intravenous

methods with the same personnel, and Ohio has presented no evidence that Biros’s

complaints regarding the personnel training and intravenous introduction have been

resolved.

Second, to the extent that the new protocol does not implicate the challenge Biros

made to the specific drugs, his claim is not moot. Although there is little indication that

the State will continue to use the initially challenged three-drug cocktail now that it has

developed a new procedure, in analyzing whether Biros’s claim is moot, we must

consider whether anything would prevent the State from doing so. See Akers, 352 F.3d

at 1035. The promulgation and implementation of the lethal-injection protocol is solely

within the discretion of the Ohio Department of Rehabilitation and Correction

(“ODRC”) and it is “not established by statute or administrative rule or regulation.”

Cooey v. Strickland, 479 F.3d 412, 426 (6th Cir. 2007) (Gilman, J., dissenting). “The

ODRC can change the protocol at any time, regardless of whether an inmate is scheduled

for execution,” and it has indeed done so. Id. This Court has held previously that a

challenge to a Michigan Department of Corrections Rule is not moot where “the
No. 09-4300 Biros v. Strickland, et al. Page 6

promulgation of [the] rule[] appears to be solely within the discretion of the MDOC,

[and] there is no guarantee that MDOC will not change back to its older, stricter Rule

as soon as th[e] action terminates.” Akers, 352 F.3d at 1030. 

In this case, other than providing the court with its word, the State has presented

no evidence that it will not use any of the challenged drugs in the future or established

that it is “absolutely clear” that the alleged violation will never recur. Brunner, 548 F.3d

at 473. More broadly, the panel appears to allow Ohio to moot the case by simply

volunteering to cease the challenged activity. Although we have no reason to doubt

Ohio’s sincerity, determining mootness based on a litigant’s statement that it has no

reason to resume the challenged activity, no matter how earnest, is not part of the

mootness analysis. See United States v. Concentrated Phosphate Export Ass’n, 393 U.S.

199, 203 (1968) (finding a case “not technically moot” where the court only had the

“appellees’ own statement that it would be uneconomical for them to engage in [the

challenged activity in the future], and concluding that “[s]uch a statement, standing

alone, cannot suffice to satisfy the heavy burden of persuasion which we have held rests

upon those in appellees’ shoes”). 

The panel highlighted the fact that if Biros wants to challenge the new protocol

there is nothing preventing him from bringing that suit prior to his execution, on

December 8, 2009, which is less than one week from today. It is true that nothing

prevents Biros from filing another § 1983 action to address specifically the drugs

involved in the new one-drug protocol and the “back-up” plan. As highlighted above,

however, much of his new complaint would necessarily mirror the one in the instant

case. There is no sense in deeming moot portions of a claim and then encouraging Biros

to bring them again. 

As a further point, Judge Sutton’s belief that even assuming a live controversy

Biros would be unable to satisfy the requirements warranting the continuance of the

district court’s stay and would be in the same position as he is now does nothing to

persuade me that this court should let stand a published panel opinion that is in blatant

disregard of prior Circuit and Supreme Court precedent regarding mootness. Fidelity
No. 09-4300 Biros v. Strickland, et al. Page 7

to the law cannot be based solely on outcomes, but hinges on analysis. The Biros panel

opinion was not based on whether the stay was warranted after an analysis of the

traditional stay factors and whether Biros could demonstrate a “likelihood of success”

on the merits of his underlying § 1983 action. If the panel had decided to vacate the

district court’s stay on grounds other than mootness then this would be a different case.

But as the opinion stands, it does nothing other than confuse well-established precedent

in an effort to achieve a particular outcome in the most perfunctory manner possible.

I do not adopt Judge Sutton’s conclusion that Biros would be unable to satisfy

the requirements of a stay and see no need to pass judgment on the merits of that

argument because it is not the basis upon which the panel decided Biros’s case. But I

cannot help but notice that in discussing whether Biros is likely to succeed on the merits,

Judge Sutton notes that Biros has argued that “the old procedure and the new one share

a common problem: poor training by the State of the relevant medical staff and the use

of EMTs in implementing the protocol.” This statement seemingly contradicts the Biros

panel’s conclusion that the new protocol completely mooted Biros’s claim under the

previous one. 

In sum, the panel committed an “error of exceptional public importance” that

“directly conflicts with prior . . . precedent’” in holding Biros’s case moot and vacating

the district court’s stay of execution. Bell v. Bell, 512 F.3d 223, 250 (6th Cir. 2008)

(Moore, J., dissenting) (citing 6 Cir. R. 35(c)). Six judges of this court have voted to

rehear this case. The rush to execution in this case is totally unwarranted, and the

panel’s justification is unsupportable.
No. 09-4300 Biros v. Strickland, et al. Page 8

BOYCE F. MARTIN, JR., Circuit Judge, with whom MOORE, COLE, and

CLAY, Circuit Judges, join, dissenting from the denial of rehearing en banc. I join

Judge Moore’s dissent pointing out the panel’s clearly incorrect application of the

mootness doctrine to Biros’s claims. I write separately to address what I perceive to be

the unintended consequences of gilding the lily.

I would obviously have preferred that we allow Biros’s claims, which are not

moot, to be resolved on their merits. But a majority of this Court disagrees, so we

continue on our sprint towards the death bed. I just wish that was where it ended. 

Instead of merely allowing the panel’s decision to stand on its own shaky

foundation, two of my colleagues reaffirm the mootness ruling and then offer even more

justification for the panel’s decision to lift the stay. However, I would rather that the

panel’s opinion be the last word on why the stay was lifted because at least that opinion

cabins its damage to undermining our mootness precedents. 

But my colleagues’ concurrence in the denial of rehearing en banc goes further,

most glaringly by prognosticating on the constitutionality of Ohio’s new lethal injection

protocol. See supra, Op. of Sutton, J., at 2 (“I disagree and remain comfortable with the

panel’s conclusion in the context of Ohio’s change from a facially constitutional

execution protocol, see Baze v. Rees, 553 U.S. ___, 128 S. Ct. 1520 (2008), to an

improved execution protocol.”) (emphasis added) and at 3 (“Through it all, it deserves

emphasis, the one-drug protocol that Ohio now voluntarily plans to use is the one that

the plaintiffs (unsuccessfully) claimed in Baze was constitutionally required.”). The

merits of Ohio’s new protocol are certainly not before us—indeed, that is the

fundamental basis for the panel’s decision that Biros’s claims based on the prior protocol

are moot—but they inevitably will be, and the concurrence offers a sneak peek on the

way that at least two of my colleagues view those merits. On the whole, I would rather

that we all went home today having only made a hash of our mootness jurisprudence

rather than having made a hash of our mootness jurisprudence and having offered up

views on an issue that is not currently, but soon will be, before us.

I therefore respectfully dissent from the denial of rehearing en banc. 
No. 09-4300 Biros v. Strickland, et al. Page 9

ENTERED BY ORDER OF THE COURT

 /s/ Leonard Green

___________________________________

Clerk