UNITED STATES DISTRICT COURT

FOR THE DISTRICT OF COLUMBIA

JACK STONE, : 

 : 

Plaintiff, : Civil Action No.: 19-3273 (RC)

 : 

 v. : Re Document Nos.: 154, 171, 186 

 : 

U.S. EMBASSY TOKYO, et al., : 

 : 

Defendants. : 

MEMORANDUM OPINION

DENYING PLAINTIFF’S MOTION FOR LEAVE TO AMEND THIRD AMENDED COMPLAINT;

DENYING PLAINTIFF’S MOTION TO JOIN; GRANTING DEFENDANTS’ MOTION TO DISMISS

I. INTRODUCTION

In this case, Plaintiff Jack Stone, proceeding pro se, claims that the United States 

Embassy in Tokyo and the Department of State (“Defendants”) have unlawfully refused to issue 

citizenship and immigration documents that he requested for his family. He recently filed a third 

amended complaint. See Pl.’s Third Am. Compl., ECF No. 171-1. It includes more claims than 

Plaintiff had leave to add, so the Court treats the pleading in part as a new motion for leave to 

amend his complaint. Plaintiff also seeks to join Jennifer Wooton, U.S. Senator Brian Schatz’s 

Director of Constituent Services, as a defendant. See Pl.’s Mot. to Join Jennifer Wooton as a 

Def. (“Pl.’s Mot. to Join”), ECF No. 154. Finally, Defendants move to dismiss a claim that the 

Court permitted Plaintiff to add to his complaint. See Defs.’ Mot. to Dismiss & Opp’n to Pl.’s 

Third Am. Compl. (“Defs.’ Mot. & Opp’n”), ECF Nos. 186-1, 187-1.1

 For the reasons explained 

below, the Court will deny Plaintiff’s motions and grant Defendants’ motion. 

 1

 Defendants’ Opposition to Plaintiff’s Third Amended Complaint and Defendants’ 

Motion to Dismiss are contained in the same filing. For clarity, the Court will refer to the 

document as “Defs.’ Mot. & Opp’n.” 
2 

II. FACTUAL BACKGROUND

The Court presumes familiarity with its prior opinions in this case. See Mem. Op. 

Granting Defs.’ Mot. for Summ. J. and Denying Pl.’s Mots. for Summ. J., ECF No. 227; Stone v. 

U.S. Embassy Tokyo, No. 19-3273, 2020 WL 5775196 (D.D.C. Sept. 28, 2020); Stone v. U.S. 

Embassy Tokyo, No. 19-3273, 2020 WL 5653699 (D.D.C. Sept. 23, 2020); Stone v. U.S. 

Embassy Tokyo, No. 19-3273, 2020 WL 4260711 (D.D.C. July 24, 2020). Accordingly, this 

opinion will briefly describe only the facts and allegations relevant to the pending motions. 

On July 24, 2020, this Court granted in part Plaintiff’s motion to amend his Second 

Amended Complaint to include a claim for an order to compel citizenship for Plaintiff’s putative 

second minor child, S.S. See Stone, 2020 WL 4260711, at *5. The Court “d[id] not grant leave 

to amend the complaint to include all of Plaintiff’s other filings and requests.” Id. at *8. 

On August 24, 2020, Plaintiff filed a Third Amended Complaint including four separate 

sections: (1) “Plaintiff Sues Defendants to Obtain Consular Report of Birth Abroad and Social 

Security Card for Minor Child S.S., a U.S. Citizen,” Pl.’s Third Am. Compl. at 1; (2) “Plaintiff 

Demands Defendants Issue Passport to S.S.,” id. at 13; (3) “Plaintiff Joins Scott Renner, Gary 

Gardner, David Brizzee, Ambassador to Japan Bill Hagerty and Michael Pompeo as 

Defendants,” id. at 15; and (4) “Plaintiff Joins United States Citizens and Immigration Services 

(USCIS) as Defendant,” id. at 16. Defendants then moved to dismiss the first claim and opposed 

the addition of the three latter claims in the new amended complaint. See Defs.’ Mot. & Opp’n. 

III. LEGAL STANDARD

A. Motion for Leave to Amend a Complaint 

A party may amend its pleading once as a matter of course within twenty-one days after 

serving its pleading, or within certain time periods if the pleading is one to which a responsive 
3 

pleading is required. Fed. R. Civ. P. 15(a)(1); see Bode & Grenier, LLP v. Knight, 808 F.3d 852, 

860 (D.C. Cir. 2015). Otherwise (such as here, when a party has already filed amended 

pleadings), a party may amend its pleading only with the opposing party’s consent or the court’s 

leave. Fed. R. Civ. P. 15(a)(2); see also Knight, 808 F.3d at 860. The decision to grant or deny 

leave to amend “is committed to a district court’s discretion,” Firestone v. Firestone, 76 F.3d 

1205, 1208 (D.C. Cir. 1996) (per curiam), and should be freely given “when justice so requires,” 

Fed. R. Civ. P. 15(a)(2). However, the court may deny a motion to amend if the proposed 

amendment would be futile. De Sousa v. Dep’t of State, 840 F. Supp. 2d 92, 113 (D.D.C. 2012) 

(citing Foman v. Davis, 371 U.S. 178, 182 (1962); James Madison Ltd. v. Ludwig, 82 F.3d 1085, 

1099 (D.C. Cir. 1996)). A motion to amend is futile “if the proposed claim would not survive a 

motion to dismiss.” Ludwig, 82 F.3d at 1099. Of course, a court must be mindful that a pro se

litigant’s complaint is “construed liberally and is held to ‘less stringent standards than formal 

pleadings drafted by lawyers.’” Lemon v. Kramer, 270 F. Supp. 3d 125, 133 (D.D.C. 2017) 

(quoting Erickson v. Pardus, 551 U.S. 89, 94 (2007) (per curiam)). 

B. Rule 12(b)(6) Motion to Dismiss

Rule 8(a)(2) of the Federal Rules of Civil Procedure requires that a complaint contain “a 

short and plain statement” that gives the defendant fair notice of the claim and the grounds upon 

which it rests. See Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555 (2007). A motion to dismiss 

under Rule 12(b)(6) “tests the legal sufficiency of a complaint” under that standard; it asks 

whether the plaintiff has properly stated a claim. Browning v. Clinton, 292 F.3d 235, 242 (D.C. 

Cir. 2002). To defeat such a motion, the “complaint must contain sufficient factual matter, 

accepted as true, to ‘state a claim to relief that is plausible on its face.’” Ashcroft v. Iqbal, 556 

U.S. 662, 678 (2009) (quoting Twombly, 550 U.S. at 570). “Threadbare recitals of the elements 
4 

of a cause of action, supported by mere conclusory statements,” are therefore insufficient. Id. A 

court need not accept a plaintiff’s legal conclusions as true, see id., nor presume the veracity of 

legal conclusions that are couched as factual allegations. See Twombly, 550 U.S. at 555. Finally, 

a court need not accept as true factual allegations that “contradict[] exhibits to the complaint or 

matters subject to judicial notice.” See Kaempe v. Myers, 367 F.3d 958, 963 (D.C. Cir. 2004). 

IV. ANALYSIS

A. Plaintiff’s Motion for Leave to Further Amend the Complaint

In construing Stone’s newly amended complaint, the Court agrees with Defendants that 

Plaintiff asserts three new claims: a claim to compel the issuance of a U.S. Passport for S.S., a 

request to join certain Department of State officials as defendants, and a claim concerning the 

denial of Plaintiff’s wife’s Form I-485 Application.2

 See Defs.’ Mot. & Opp’n at 16–22. 

Because the Court’s July 24, 2020, opinion “[did] not grant leave to amend the complaint to 

include all of Plaintiff’s other filings and requests,” Stone, 2020 WL 4260711, at *8, the Court 

will construe these claims as a motion for leave to further amend the complaint. The Court will 

also address Plaintiff’s motion to join Jennifer Wooton, U.S. Senator Brian Schatz’s Director of 

Constituent Services, as a defendant. See Pl.’s Mot. to Join. The Court addresses each claim in 

turn. 

i. Claim to Compel the Issuance of a U.S. Passport for S.S. 

Plaintiff first “demands a passport to be issued to S.S.” Pl.’s Third Am. Compl. at 13. 

Under the Administrative Procedure Act (“APA”), “[a] person suffering legal wrong because of 

agency action, or adversely affected or aggrieved by agency action . . . is entitled to judicial 

 2 The Court permitted Plaintiff to bring the fourth claim relating to an order to compel 

citizenship for Plaintiff’s putative second minor child, S.S. This claim is the subject of 

Defendants’ Motion to Dismiss.
5 

review thereof.” 5 U.S.C. § 702. The APA generally limits causes of action to those challenging 

final agency action. Trudeau v. FTC, 456 F.3d 178, 188–89 (D.C. Cir. 2006). “Final agency 

action ‘mark[s] the consummation of the agency’s decision making process’ and is ‘one by 

which rights or obligations have been determined, or from which legal consequences will flow.’” 

Reliable Automatic Sprinkler Co. v. Consumer Prod. Safety Comm’n, 324 F.3d 726, 731 (D.C. 

Cir. 2003) (quoting Bennett v. Spear, 520 U.S. 154, 177–78 (1997)). “With a few exceptions, if

there is no final agency action, there is no basis for review of the government’s decision or 

policy.” Cobell v. Norton, 240 F.3d 1081, 1095 (D.C. Cir. 2001). 

Here, Plaintiff alleges no agency action, inaction, or involvement at all. It does not 

appear from Plaintiff’s proposed amended complaint that he has undertaken any steps to obtain a 

passport for S.S., the application for which, as noted in Plaintiff’s own exhibit, “must be 

completed” on a Form DS-11, U.S. Passport Application. Pl.’s Third Am. Compl. Ex. E. 

Plaintiff also states that he “will pay” the required fee for a passport for S.S., id. at 14, suggesting 

that he has not done anything besides file the instant motion to obtain a passport for S.S. To the 

extent that Plaintiff challenges wrongful agency inaction, that sort of claim can proceed “only 

where a plaintiff asserts that an agency failed to take a discrete agency action that it is required

to take.” Norton v. S. Utah Wilderness All., 542 U.S. 55, 64 (2004). Surely an agency is not 

legally required to take action on an application that, like S.S.’s passport application, has not 

even been filed. Given Plaintiff’s lack of efforts to obtain a passport for S.S. through the 

Department of State, “there is no basis for review of the government's decision.” Cobell, 240 

F.3d at 1095. 

Furthermore, even if Plaintiff had taken steps with the Department of State to obtain a 

passport for S.S., the Court can only direct an agency to “take action upon a matter, without 
6 

directing how [the agency] shall act.” S. Utah Wilderness All., 542 U.S. at 64. At most, the 

Court could merely issue a mandamus to order the Department of State to take action on the 

passport application, but it could not order the Department of State to approve the application 

and issue S.S. a passport. However, given the lack of any agency action or wrongful agency 

inaction, the Court will deny as futile Plaintiff’s request for leave to amend his complaint to 

include a motion to compel issuance of a passport for S.S. 

ii. Requests to Join Department of State Officials and Jennifer Wooton 

as Defendants for Unspecified Tort Claims and Privacy Act Claim 

Plaintiff next seeks to add several Department of State officials—Scott Renner, Gary 

Gardner, David Brizee, former U.S. Ambassador to Japan Bill Hagerty, and Secretary of State 

Michael Pompeo—as defendants in their official capacities. See Pl.’s Third Am. Compl. at 15–

16. In a separate motion, Plaintiff seeks to join Jennifer Wooton, U.S. Senator Brian Schatz’s 

Director of Constituent Services, as a defendant. See Pl’s Mot. to Join. Based on the language 

of Plaintiff’s filings, the Court agrees with Defendants that Plaintiff is asserting tort claims under 

the Federal Tort Claims Act (“FTCA”), 28 U.S.C. §§ 2671–2680. See Pl.’s Third Am. Compl. at 

15 (stating that proposed Department of State defendants “owed a duty” to Plaintiff and his 

children and “failed to act”); Pl.’s Mot. to Join at 1 (describing Wooton’s conduct as “tortious”).3

 

The FTCA is a “limited waiver of the Government’s sovereign immunity,” permitting 

plaintiffs to “sue the United States in federal court for state-law torts committed by government 

employees within the scope of their employment.” Harbury v. Hayden, 522 F.3d 413, 416 (D.C. 

 3 Plaintiff seems to suggest that Monell v. Department of Social Services, 436 U.S. 658 

(1978) is relevant to his claims against Wooton. See Pl.’s Mot. to Join at 1–2. However, Monell 

relates to a municipal entity’s liability in a § 1983 suit. 436 U.S. at 701. Moreover, § 1983 

provides a cause of action “against state actors who violate an individual’s rights under federal 

law.” Filarsky v. Delia, 566 U.S. 377, 380 (2012) (emphasis added). No municipal entity or 

state actor is named as a defendant by Plaintiff, and thus Monell and § 1983 are inapposite. 
7 

Cir. 2008). As such, the only proper defendant in an action brought under the FTCA is the 

United States. See Davis v. United States, 196 F. Supp. 3d 106, 110 n.2 (D.D.C. 2016); see also

Johnson v. Veterans Affairs Med. Ctr., 133 F. Supp. 3d 10, 16 (D.D.C. 2015) (“FTCA suits ‘must 

name the United States as defendant.’” (quoting Goddard v. D.C. Redevelopment Land Agency, 

287 F.2d 343, 345–46 (D.C. Cir. 1961))). 

All of the “tortious” conduct alleged by Plaintiff appears to fall within the scope of the 

proposed defendants’ employment. Indeed, the allegations against the Department of State 

employees appear to involve consular business, such as “refus[ing] to issue [a] passport,” failing 

to “initiate return order proceedings,” and responding to Plaintiff’s letters about consular matters, 

Pl.’s Third Am. Compl. at 15. Likewise, it appears that Wooton took no actions outside of her 

responsibilities to handle constituent interactions. See Pl.’s Mot. to Join at 2. Thus, Plaintiff 

cannot bring his FTCA suit against these individuals because “the United States is the only 

proper defendant.” Davis, 196 F. Supp. 3d at 110 n.2. 

Even if the United States was properly named as the correct Defendant, Plaintiff’s request

to join these six defendants would be futile for several additional reasons. First, much of the 

“tortious” conduct Plaintiff alleges appears to have occurred in Japan and thus is independently 

barred by the FTCA’s foreign country exception, see 28 U.S.C. § 2680(k), which provides that 

the limited sovereign immunity waiver in the FTCA “does not extend to acts or omissions arising 

in territory subject to the sovereign authority of another nation,” Macharia v. United States, 334 

F.3d 61, 69 (D.C. Cir. 2003) (holding that FTCA foreign country exception applied to injuries 

occurring at a United States embassy). Second, the tort claims alleged against Wooton involve 

libel and slander, see Pl.’s Mot. to Join at 2, for which the United States has not waived 

sovereign immunity under the FTCA. See 28 U.S.C. § 2680(h); Council on Am. Islamic 
8 

Relations v. Ballenger, 444 F.3d 659, 666 (D.C. Cir. 2006) (holding that the FTCA barred an 

organization’s defamation claims because the United States had not waived sovereign immunity 

as to those claims). Third, Plaintiff also has not alleged that he complied with the FTCA’s 

exhaustion requirement. See 28 U.S.C. § 2675(a). Under D.C. Circuit precedent, a failure to 

exhaust administrative remedies under the FTCA is a jurisdictional defect. See Smith v. Clinton, 

886 F.3d 122, 127 (D.C. Cir. 2018) (per curiam). Plaintiff’s “fail[ure] to allege that [he] satisfied 

the requirement that [he] exhaust administrative remedies before filing an FTCA claim” would 

require dismissal. Achagzai v. Broad. Bd. of Governors, 109 F. Supp. 3d 67, 69–70 (D.D.C. 

2015). Fourth, Plaintiff fails to demonstrate how the alleged conduct, such as failing to issue a 

passport or respond to letters, constitute legally cognizable torts. “While a complaint should not 

be dismissed unless the court determines that the allegations do not support relief on any legal 

theory, the complaint nonetheless must set forth sufficient information to suggest that there is 

some recognized legal theory upon which relief may be granted.” District of Columbia v. Air 

Fla., Inc., 750 F.2d 1077, 1078 (D.C. Cir. 1984). The Court is under no duty to recognize “a 

novel theory of recovery unaided by the plaintiff.” Kugel v. United States, 947 F.2d 1504, 1508 

n.3 (D.C. Cir. 1991). Because “the complaint does not adequately inform the court of the 

plaintiff’s legal theory supporting” a valid cause of action, joining the six defendants for Plaintiff 

to assert these myriad unrecognized claims would be futile. Id. Finally, many of Plaintiff’s 

allegations are entirely conclusory. See, e.g., Pl.’s Third Am. Compl. at 15 (“[Renner] engaged 

in a scheme to commit fraud on the court, falsigying records, and engaging in a systemic scheme 

to harm Plaintiff, harm that flows directly to his children.”); id. (“Hagerty’s inaction . . . results 

in irreparable harm to Plaintiff and his children.”). A court is “not bound to accept as true a legal 
9 

conclusion couched as a factual allegation,” Iqbal, 556 U.S. at 678, and this Court will not do so 

here.

Plaintiff also raises a Privacy Act claim against Wooton, alleging that Wooton disclosed 

documents with Plaintiff’s personal information to the U.S. Embassy in Tokyo before Plaintiff 

signed a “Privacy Act authorization.” See Pl.’s Mot. to Join at 3–5. However, like the FTCA, 

the Privacy Act “does not allow a person to seek civil remedies against individuals.” Armstrong 

v. U.S. Bureau of Prisons, 976 F. Supp. 17, 23 (D.D.C. 1997). Rather, a suit under the Privacy 

Act must be brought against an “agency,” meaning “any executive department, military 

department, Government corporation, Government controlled corporation, or other establishment 

in the executive branch of the Government . . . or any independent regulatory agency.” 5 U.S.C. 

§ 552(f)(1). Thus, the Privacy Act does not encompass entities “clearly outside the executive 

branch.” Dong v. Smithsonian Inst., 125 F.3d 877, 879 (D.C. Cir. 1997). Here, Plaintiff’s 

Privacy Act claim cannot proceed against Wooton as an individual or against the Office of 

Senator Schatz, which, as an office in the legislative branch, is “clearly outside the executive 

branch.” Id. Although Plaintiff describes the release-of-information form Wooton requested he 

sign as a “Privacy Act authorization,” Pl.’s Mot. to Join at 5, Wooton never characterized it as 

such, instead calling it a “Privacy Release Form,” Pl.’s Mot. to Join, Ex. C. While Senator 

Schatz’s office may have a policy of obtaining consent from constituents before sharing their 

personal information with agencies, it is not a policy regulated by the Privacy Act.

In sum, there is ample reason to deny as futile Plaintiff’s request to join the six proposed 

defendants in their official capacities to assert FTCA and Privacy Act claims.
10 

iii. Claim Concerning Defendant’s Wife’s Form I-485 Application 

Finally, Plaintiff complains of actions taken by the U.S. Citizenship and Immigration 

Services (“USCIS”) concerning USCIS’s denial of his wife’s Form I-485, the application to 

register or adjust status to legal permanent residence.

4

 Pl.’s Third Am. Compl. at 20–26. 

Plaintiff seems to challenge an underlying determination of his wife’s eligibility for adjustment; 

namely, whether USCIS received a federal income tax return for the sponsor (here, Plaintiff) on 

the required Affidavit of Support (Form I-864). Id. at 22, Ex. V. Plaintiff additionally seeks to 

join USCIS as a defendant. Id. at 16–17. 

At first glance, 8 U.S.C. § 1252(a)(2)(B)(i) seems to deny this Court’s jurisdiction to hear 

Plaintiff’s claim. That provision provides that “no court shall have jurisdiction to review . . . any 

judgment regarding the granting of relief under section . . . 1255 of this title [the section relating 

to adjustment of status].” 8 U.S.C. § 1252(a)(2)(B)(i). However, the proper interpretation of this 

provision is a matter of debate in this district and between the circuits. Some courts have held 

that it completely divests district courts of the authority to review any decisions that either grant 

or deny adjustment of status pursuant to 8 U.S.C. § 1255. See, e.g., Lee v. U.S. Citizenship & 

Immigration Servs., 592 F.3d 612, 620 (4th Cir. 2010) (holding that the exclusive means of 

judicial review of a legal issue related to the denial of an adjustment of status is by petition for 

review to the court of appeals from a final order of removal); Djodeir v. Mayorkas, 657 F. Supp. 

2d 22, 24 (D.D.C. 2009). Other courts have held that the provision divests district courts only of 

the authority to review discretionary decisions, while permitting district courts to review an 

agency’s nondiscretionary, or purely legal, decisions. See, e.g., Hosseini v. Johnson, 826 F.3d 

 4 Plaintiff refers to this denial as a “visa denial.” Pl.’s Third Am. Compl. at 20. 

However, given the documentary evidence Plaintiff submitted in his complaint, see id. Ex. V, the 

Court understands that he is referring to the denial of his wife’s Form I-485 application. 
11 

354, 359 & n.6 (6th Cir. 2016) (finding that “courts can review non-discretionary decisions in 

this context,” including “eligibility determinations underlying the agency’s decision”); ReyesVasquez v. Ashcroft, 395 F.3d 903, 906 (8th Cir. 2005) (noting that a court may “consider the 

predicate legal question whether the [agency] properly applied the law to the facts” in making an 

eligibility determination); Mawalla v. Chertoff, 468 F. Supp. 2d 177, 181 (D.D.C. 2007). 

The Court need not wade into this debate, however, because even assuming the Court has 

jurisdiction to hear Plaintiff’s claim and that the eligibility determination that USCIS did not 

receive a federal income tax return for Plaintiff is “nondiscretionary,” Plaintiff’s claim would 

still be futile because the agency “properly applied the law to the facts” in making that eligibility 

determination. See Reyes-Vasquez, 395 F.3d at 906. 

In order for an immediate relative of a U.S. citizen (such as Plaintiff’s wife) to 

demonstrate eligibility for adjustment, a sponsor must submit an affidavit of support, see 8 

C.F.R. § 213a.2(a)(2)(i)(A), and the “sponsor must include with an affidavit of support either a 

photocopy or an Internal Revenue Service-issued transcript of his or her complete Federal 

income tax return for the most recent taxable year,” id. § 213a.2(c)(2)(i)(A). USCIS’s Notice of 

Decision indicates that the agency concluded that Plaintiff’s wife was not eligible for adjustment 

of status because she did not submit a copy of her sponsor’s—i.e., Plaintiff’s—federal income 

tax returns. Pl.’s Third Am. Compl. at 123. Plaintiff concedes that he did not comply with the 

requirement of § 213a.2(c)(2)(i)(A). See id. at 22. Plaintiff counters, though, that he “did not 

owe taxes to the IRS” for 2017 and therefore submitted a Japanese tax document for that year, 

along with a translation. Id. However, “[i]f the sponsor had no legal duty to file a Federal 

income tax return for the most recent tax year, the sponsor must explain why he or she had no 

legal duty to a file a Federal income tax return for that year,” along with “evidence of the amount 
12 

and source of the income that the sponsor claims was exempt from taxation and a copy of the 

provisions of any statute, treaty, or regulation that supports the claim that he or she had no duty 

to file an income tax return.” 8 C.F.R. § 213a.2(c)(2)(i)(B). Plaintiff does not allege that he 

complied with that requirement. Without this explanation to USCIS, the Court concludes that 

USCIS “properly applied the law to the facts” in determining that Plaintiff’s wife was not 

eligible for adjustment of status. Reyes-Vasquez, 395 F.3d at 906. Consequently, the Court will 

deny as futile Plaintiff’s motion for leave to amend his complaint to include a claim challenging 

the denial of his wife’s Form I-485 application and alleged monetary damages emanating from 

that denial.5

 Because there are no other remaining claims against USCIS, the Court will also 

deny as futile Plaintiff’s motion to join USCIS as a defendant. 

B. Defendants’ Motion to Dismiss

Defendants move to dismiss the claim relating to an order to compel citizenship for 

Plaintiff’s putative second minor child, S.S, which the Court did permit Plaintiff to add to his 

complaint. See Defs.’ Mot. & Opp’n at 6–15. Defendants argue that there is no final agency 

action for this Court to review. Id.

As discussed above, the APA generally limits causes of action to those challenging final 

agency action. Trudeau, 456 F.3d at 188–89. “Final agency action ‘mark[s] the consummation 

of the agency’s decision making process’ and is ‘one by which rights or obligations have been 

determined, or from which legal consequences will flow.’” Reliable Automatic Sprinkler Co, 

324 F.3d at 731 (quoting Bennett, 520 U.S. at 177–78). In evaluating finality, courts look to “the 

 5 Plaintiff has also not demonstrated that the United States waived sovereign immunity 

and allowed him to sue for monetary damages, given that 5 U.S.C. § 702, the APA section 

relating to judicial review of agency action, “waives the Government’s immunity from actions 

seeking relief other than money damages.” Dep’t of Army v. Blue Fox, Inc., 525 U.S. 255, 260–

61 (1999) (internal quotation marks omitted) (emphasis added). 
13 

way in which the agency subsequently treats the challenged action.” Sw. Airlines, Co. v. U.S. 

Dep’t of Transp., 832 F.3d 270, 275 (D.C. Cir. 2016). Although the court does not lose 

jurisdiction solely because a claim under the APA lacks final agency action, that claim might not 

survive a motion to dismiss. Reliable Automatic Sprinkler Co, 324 F.3d at 731 (determining that 

lack of final agency action “was no basis for dismissal under Rule 12(b)(1)” but the trial court’s 

dismissal of the case “may [be] properly affirm[ed] . . . pursuant to Rule 12(b)(6)”). Courts may 

review a delay in agency action when it is “extremely lengthy” or when “‘exigent circumstances 

render it equivalent to a final denial of petitioners’ request.’” Pub. Citizen Health Research Grp. 

v. Comm’r, FDA, 740 F.2d 21, 32 (D.C. Cir. 1984) (quoting Envtl. Def. Fund, Inc. v. Hardin, 

428 F.2d 1093, 1098 (D.C. Cir. 1970)). 

In its opinion dated July 24, 2020, this Court granted Plaintiff’s motion to amend his 

complaint to include an order to compel Defendants to grant citizenship for S.S. See Stone, 2020 

WL 4260711, at *5. Opposing Plaintiff’s proposed amendment to his complaint, defendants 

made a similar nonfinality argument there, arguing that Plaintiff’s Consular Report of Birth 

Abroad (“CRBA”) application was deficient because the application contained blank signature 

blocks, because Plaintiff had not appeared at a U.S. embassy to complete the application, and 

because Plaintiff had not presented the original passport of S.S.’s mother. Id. For his part, 

Plaintiff claimed that “he completed a valid CRBA application and that any additional in-person 

interview or documentation requirements [were] unnecessary or illegal, at least while COVID-19 

makes an in-person appointment at the Embassy impossible.” Id. Finding the parties at a legal 

and factual impasse, this Court was not convinced by Defendant’s non-finality argument, noting 

that “[w]hile the Department of State has not formally ‘denied’ the citizenship application, the 

agency has considered the CRBA application and found it deficient,” which struck the Court as 
14 

“a decision from which legal consequences flow.” Id. The animating concern for this Court was 

that the Government “could indefinitely avoid judicial review of its actions here by postponing a 

‘formal’ decision.” Id. The Court noted that Defendants did not address in their briefing 

“whether the Department of State requires that the child’s mother be present at an embassy or 

provide certain documentation to complete the CRBA process” or “whether the in-person 

requirement can or should be waived under present circumstances.” Id. The Court further 

directed Plaintiff to adequately explain in his amended complaint “why Defendants’ actions here 

qualify as final under the APA or why finality is not required.” Id. 

In their present motion to dismiss, Defendants offer a more thorough explanation of the 

in-person appearance requirement. Defendants point out that the U.S. Embassy in Japan’s 

website makes clear that in-person appointments are required for CRBA applications and that the 

Department of State “cannot accept incomplete applications.” Defs.’ Mot. & Opp’n at 7. 

Furthermore, they note that Plaintiff was informed on multiple occasions that an in-person 

appointment was required to complete the CRBA application and that Plaintiff concedes that he 

knew of the in-person requirement. Id. at 7–8. Defendants explain that “waiver of the personal 

appearance requirement . . . [is] rarely provided,” id. at 12, given that the in-person requirement 

is essential to ensuring “the standards for citizenship and issuance of a CRBA have been met,” 

id. at 11. See 22 C.F.R. §§ 50.5, 50.7(a) (requiring that the applicant submit proof of the child’s 

“birth, identity, and citizenship” to the satisfaction of the consular officer in order to issue a 

CRBA). According to Defendants, the concerns animating the in-person requirement are 

heightened in this case, where there is some question whether Plaintiff is the biological father of 

S.S. Defs.’ Mot. & Opp’n at 7, 11. In sum, Defendants conclude, there is no actual or 

constructive final agency action here because “the Department of State has maintained the 
15 

application and advised Plaintiff of the additional steps necessary to complete the process,” but 

Plaintiff refuses to complete the process. Id. at 14. 

As to whether the Department of State requires original documentation of S.S.’s mother’s 

passport, Defendants note that “communications from the U.S. Embassy make this request, but 

do not state categorically that Plaintiff’s application will be denied on this basis.” Id. at 11–12. 

In response, Plaintiff states that the COVID-19 pandemic makes an in-person appearance 

at a U.S. embassy dangerous and impossible and thus any in-person appearance requirements are 

“unreasonable.” Pl.’s Third Am. Compl. at 5–9. He notes that he does not have access to S.S., 

and therefore cannot bring S.S. to a U.S. embassy for an in-person appearance. Id. at 5. And he 

has filed correspondence from the U.S. Embassy in Tokyo indicating that the Embassy

considered and denied a waiver of the in-person requirement for Plaintiff and S.S. See ECF No. 

216, Ex. A. In addition, Plaintiff challenges the suggested requirement of providing S.S.’s 

mother’s original passport to the Department of State to obtain citizenship for his child, 

considering that he is unable to obtain his wife’s passport and that the Department of State 

already reviewed S.S.’s mother’s original passport when Plaintiff applied for citizenship for his 

first-born child. Pl.’s Third Am. Compl. at 4–5. 

With the benefit of additional briefing, the Court concludes that the Department of State’s 

determination that Plaintiff’s CRBA application is deficient is not an actual or constructive final 

denial subject to judicial review. In evaluating how the agency “treats the challenged action,” 

Sw. Airlines Co., 832 F.3d at 275, it is clear that the Department of State does not treat the 

present application as the “consummation of the agency’s decision making process,” Bennett, 

520 U.S. at 177–78. As Defendants note, the Department of State has maintained an active

application and advised Plaintiff of the additional steps necessary to complete the process, but 
16 

Plaintiff has refused to complete the process. Defs.’ Mot. & Opp’n at 14. Indeed, recent 

correspondence from the U.S. Embassy in Tokyo to Plaintiff label the application as “pending” 

and give Plaintiff the choice of appearing in person with S.S. at the embassy or having the 

“pending application” adjudicated based on the information already received. See id. at 8 n.3; 

ECF No. 216, Ex. A. The Department of State has also advised Plaintiff that if he does not make 

an appointment and appear at a U.S. embassy by December 18, 2020, the CRBA application will 

be denied and Plaintiff’s evidence will be returned to him. See Defs.’ Mot. & Opp’n at 8 n.3; 

ECF No. 181, Ex. A. Thus, while the Court was concerned in its July 24, 2020 opinion that the 

Government “could indefinitely avoid judicial review of its actions here by postponing a 

‘formal’ decision,” Stone, 2020 WL 4260711, at *5, it appears from the additional briefing that

the Department of State stands ready to promptly adjudicate Plaintiff’s CRBA application or 

deny it on December 18, 2020, negating any suggestion that the Government has already 

consummated its decisionmaking process. See Bennett, 520 U.S. at 177–78. Rather, it appears 

that the actions of Plaintiff have postponed a final decision on the CRBA application. Plaintiff 

has not completed the in-person requirement, which the Government now explains, in greater 

detail than before, is a fundamental component of the CRBA application process. Defs.’ Mot. & 

Opp’n at 7–8, 10–12. Plaintiff has also not provided the original passport of S.S.’s mother, 

which, as Defendants now explain, is not necessarily fatal to Plaintiff’s CRBA application. Id. at 

11–12. 

Plaintiff protests that Defendants’ insistence on the in-person requirement and obtaining 

the original passport of S.S.’s mother is “unreasonable,” “irrational,” and “arbitrary and 
17 

capricious” in light of the COVID-19 pandemic and his familial disputes.

6

 Pl.’s Third Am. 

Compl. at 3–5. Perhaps that is so. But these arguments have nothing to do with finality, the 

narrow issue that Plaintiff was directed by this Court to explain in his amended complaint. See 

Stone, 2020 WL 4260711, at *5. Indeed, this Court can evaluate if agency action is arbitrary and 

capricious only if that agency action is final. See, e.g., Ctr. for Law & Educ. v. Dep’t of Educ., 

396 F.3d 1152, 1165 (D.C. Cir. 2005) (Edwards, J., concurring in the judgment in part) (“[T]he 

APA . . . bars review prior to final agency action.”). However, because it does not appear that 

the Department of State has taken any final agency action or action “equivalent to a final denial” 

of the CRBA application, see Pub. Citizen Health Research Grp., 740 F.2d at 32, and because 

the Court is reassured that the Department of State is not indefinitely withholding agency action 

to avoid judicial review, judicial review of agency action related to the CRBA application is 

premature at this juncture. Given the lack of finality, Plaintiff has failed to “state a claim to 

relief that is plausible on its face.” Twombly, 550 U.S. at 570. Thus, the Court will grant 

Defendants’ motion to dismiss Plaintiff’s claim for an order to compel citizenship for S.S. and 

the associated claims for damages.7

 6

 The Court questions the sincerity of Plaintiff’s COVID-19 exigent circumstances 

argument, considering that Plaintiff states that “under no circumstances” will he appear at a U.S. 

embassy, “[e]ven if there was no pandemic.” Pl.’s Third Am. Compl. at 9. 

7 Plaintiff also adds a claim for an order to compel issuance of a Social Security card for

S.S.—a claim that, as Defendants note, is arguably beyond the scope of what this Court 

permitted Plaintiff to add in its July 24, 2020 opinion. See Defs.’ Mot. & Opp’n at 13 n.5. 

However, as noted in Plaintiff’s Third Amended Complaint, a CBRA is a necessary predicate to 

the issuance of a Social Security card. See Pl.’s Third Am. Compl., Ex. Q. Because the Court 

dismisses Plaintiff’s claim regarding the issuance of the CBRA, the Court must necessarily 

dismiss Plaintiff’s claims related to the issuance of a Social Security card.
18 

V. CONCLUSION

For the foregoing reasons, the Court denies Plaintiff’s motion for leave to amend the third 

amended complaint (ECF No. 171) and Plaintiff’s motion to join Jennifer Wooton as a defendant 

(ECF No. 154). It grants Defendants’ motion to dismiss (ECF No. 186). An order consistent 

with this Memorandum Opinion is separately and contemporaneously issued.

Dated: November 16, 2020 RUDOLPH CONTRERAS

United States District Judge