UNITED STATES OF AMERICA 

DEPARTMENT OF HOMELAND SECURITY 

UNITED STATES COAST GUARD 

UNITED STATES OF AMERICA 

UNITED STATES COAST GUARD 

DECISION OF THE 

v. 

MERCHANT MARINER LICENSE 

Issued to: TERRY D. WEBER 

VICE COMMANDANT 

ON APPEAL 

NO. i 27 0:1 

APPEARANCES 

For the Government: 

LT Jeff A. Fry, USCG 

James P. Fink, USCG 

For Respondent: 

Terry D. Weber, prose 

Administrative Law Judge: Walter J. Brudzinski 

This appeal is taken in accordance with 46 U.S.C. § 7701 et seq., 46 C.P.R. Part 5, and the 

procedures in 33 C.F.R. Part 20. 

By a Decision and Order (hereinafter "D&O") dated September 22, 2011, an 

Administrative Law Judge (hereinafter "AU") of the United States Coast Guard revoked the 

Merchant Mariner License of Mr. Terry D. Weber (hereinafter "Respondent") upon finding 

proved a charge of use of dangerous drugs in violation of 46 U.S.C. § 7704(c) and 46 C.P.R. § 

5.35. The specification found proved alleged that on January 31, 2011, Respondent submitted to a 

random drug test and provided a urine sample that tested positive for the presence of marijuana 

metabolites. 
WEBER NO. , 

• 

PROCEDURAL IDSTORY 

The Coast Guard filed its Complaint against Respondent's mariner credential on April 29, 

2011. On May 17,2011, Respondent filed his Answer to the Complaint, wherein he admitted the 

jurisdictional allegations and admitted to taking a random drug test on January 31, 2011. 

Respondent denied the remaining allegations. On May 25, 2011, a pre-hearing teleconference was 

conducted to schedule the hearing and address motions. 

On June 7, 2011, Respondent filed a Motion to Dismiss because the caption in the 

Complaint mentioned addiction to as well as use of dangerous drugs but the Complaint does not 

allege addiction. On the same date, he filed a Motion for AU to Disqualify Himself. The AU 

denied the Motion to Dismiss on June 20, 2011, and the Motion to Disqualify Himself on June 23, 

2011. 

The hearing convened at Miami, Florida, on July 19, 2011, and Respondent represented 

himself. At the hearing, t}le Coast Guard presented the testimony of three witnesses and 

introduced seven exhibits. Respondent did not call any witnesses, did not offer any exhibits, and 

did not testify on his own behalf. 

Respondent renewed his Motion to Dismiss and the AU amended the caption in the 

Complaint, striking the words "or addiction," but did not dismiss the charge. 

Following the hearing, Respondent and the Coast Guard filed post-hearing briefs. The AU 

issued his D&O on September 22, 2011. 

On September 26,2011, Respondent filed his Notice of Appeal. Respondent perfected his 

appeal by filing his appellate brief on November 18, 2011. This appeal is properly before me. 

FACTS 

At all relevant times, Respondent was the holder of a Merchant Mariner License issued to 

2 
WEBER ~ ? 0 3 

him by the United States Coast Guard. [D&O at 11; Transcript (hereinafter "Tr.") at 17-18] On 

January 31,2011, Respondent provided a urine specimen for random drug testing. [D&O at 11; 

Respondent's Answer at 1] A certified specimen collector collected a split urine sample from 

Respondent. [D&O at 12; Coast Guard Exhibits (hereinafter "CG Ex.") 1 and 2; Tr. at 32-35, 

38-39] The specimen collector substantially followed the applicable Department of 

Transportation (hereinafter DOT) collection procedures. [D&O at 12; Tr. at 36-44;] Lab One, 

doing business as Quest Diagnostics, received Respondent's specimen and used DOT-approved 

procedures to handle and analyze the specimen. [0&0 at 12; Tr. at 59-62 and 67-68; CG Ex. 4 and 

8] 

Quest Diagnostics analyzed Respondent's specimen using immunoassay as the initial 

screening test and Gas Chromatography/Mass Spectrometry (GCIMS) as a confirmatory test. 

[D&O at 12; Tr. at 60-61, 63 and 66; CG Ex. 8] The specimen tested positive for marijuana 

metabolites. [D&O at 12; Tr. at 63 and 66-67; CG Ex. 8 at 70] A Medical Review Officer 

contacted Respondent on February 15, 2011, regarding the positive drug test results, and verified 

Respondent's positive drug test results on that date. [D&O at 13; Tr. at 87-89, 90-92, and 94-96; 

CG Ex. 4] 

BASES OF APPEAL 

This appeal is taken from the AU's D&O finding proved the charge of use of dangerous 

drugs. Respondent raises the bases of appeal summarized below: 

I. The AU erred in his denial of Respondent's motions to dismiss the Complaint because 

the specification alleged use of or addiction to the use of dangerous drugs, but there 

was no evidence proving that Respondent was addicted to dangerous drugs,· 

II. The due process rights of Respondent were violated because the Complaint filed 

against him was not signed by the Investigating Officer, and instructions included in 

the Complaint were improper additions to the Complaint in violation of applicable 

regulations and were an attempt to imimidate Respondent,· and 

Ill. The AU should be disqualified. 

3 
WEBER NO., 

OPINION 

On appeal a party may challenge whether each finding of fact rests on substantial evidence; 

whether each conclusion of law accords with applicable law, precedent, and public policy; whether 

the AU committed any abuses of discretion; and a denial of a motion to disqualify the AU. 

46 C.F.R. § 5.701 and 33 C.F.R. § 20.1001(b). 

This appeal contends, in essence, that the AU committed various abuses of discretion, and 

also that he should be disqualified. 

I. 

The AU erred in his denial of Respondent's motions to dismiss the Complai11t because the 

specification alleged use of or addiction to the use of dangerous drugs, but there was no evidence 

proving that Respondent was addicted to dangerous drugs. 

Prior to the hearing, Respondent filed a motion to dismiss the Complaint because, he 

asserted, the Complaint alleged two of the three charges specified by 46 C.F.R. § 5.35 for cases 

where any charges are based exclusively on the provisions of 46 U.S.C. § 7704. [Respondent's 

Motion to Dismiss (Pleadings File, Document 8)] The block on the first page of the Complaint 

labeled "Regulatory Authority" reads: "46 CFR 5.35 (Use) Use of, or addiction to the use of 

dangerous drugs." In his motion, Respondent noted that the Complaint did not include any factual 

allegations to support a charge of addiction to the use of dangerous drugs and that the Complaint 

was not signed. Respondent asked that the Complaint be dismissed because of the lack of any 

factual allegations to support the charge of addiction to the use of dangerous drugs. The AU 

denied the motion to dismiss. [Order Denying Respondent's Motion to Dismiss (Pleadings File, 

Document 21)] 

At the hearing, Respondent raised his motion to dismiss the Complaint again. [Tr. at 

22-30] Respondent added to his previous arguments the citation of Appeal Decision 2568 

(SANCHEZ et al.) (1995) as authority for his position that the proper remedy for the allegedly 

faulty complaint was withdrawal of the Complaint without prejudice and service of a new 

Complaint. [Tr. at 23] Opposing the motion to dismiss, the Coast Guard proposed that the caption 

4 
WEBER NO. , 

be amended. [Tr. at 24] The AU again denied the motion to dismiss, but, over Respondent's 

objection, amended the "Regulatory Authority" block on page one of the Complaint by striking out 

the words "or addiction" in order to clarify that the only charge alleged against Respondent was 

use of dangerous drugs. [Tr. at 25-30] 

On appeal, Respondent points out that on page 2 of the Complaint under factual 

allegations, the charge is still labeled "Use of, or addiction to the use of dangerous drugs." 

[Respondent's Appeal Brief at 5] Respondent argues that the Complaint continues to charge him 

with two offenses: use and addiction. [Respondent's Appeal Brief at 5] Respondent further argues 

that because the Complaint alleges addiction to the use of dangerous drugs, the Coast Guard was 

required to prove addiction or withdraw the charge, and that Appeal Decision 2568 (SANCHEZ et 

al.), and a regulation cited in Sanchez, 46 C.P.R.§ 5.525(c), support his position that the proper 

relief is withdrawal of the charge and that the Complaint should be dismissed. [Respondent's 

Appeal Brief at 5-6] 

The Complaint's second page contains the factual allegations against Respondent's 

mariner credential: 

1. FACTUAL ALLEGATIONS -Use of, or addiction to the use of dangerous 

drugs 

The Coast Guard alleges that: 

1. On 1/31/2011 Respondent took a random drug test. 

2. A urin~ specimen was collected by [name of specimen collector] of APCA 

Consortium. 

3. The Respondent signed a Federal Drug Testing Custody and Control Form. 

4. The urine specimen was analyzed by LabOne, Inc. DBA Quest Diagnostics, 

Lenexa, KS 66219 using procedures approved by the Department of 

Transportation. 

5. That specimen subsequently tested positive for marijuana metabolites, as 

determined by the Medical Review Officer, [name of medical review officer]. 

As Respondent noted, the Coast Guard alleges only use of dangerous drugs based on a 

failed urinalysis test. Only in the introductory language preceding the allegations is there a 

s 
WEBER NO. 

reference to addiction to the use of dangerous drugs. The AU found that the Complaint only 

charged Respondent with use of dangerous drugs, and that the Complaint served its purpose of 

giving Respondent notice of the conduct giving rise to the alleged offense so he could prepare his 

defense. [D&O at 5] The AlJ also found that the Coast Guard was not required to prove both use 

and addiction to the use of dangerous drugs, because 46 U.S.C. § 7704(c) makes either offense a 

ground for revocation of a license. [D&O at 5] These findings by the AlJ were entirely correct. 

Inclusion of the additional language concerning addiction to the use of dangerous drugs in the 

introduction to the factual allegations was harmless surplusage. In short, the charge did not violate 

46 C.P.R. § 5.35. 

Although the AU did not amend the introductory language on page two of the Complaint 

to eliminate the language about addiction to the use of dangerous drugs, the AU did strike out that 

language on the first page in the "Regulatory Authority" block to make it clear that Respondent 

was only charged with use of dangerous drugs. 

The AU did not abuse his discretion in denying the motions to dismiss the Complaint and, 

instead, amending the "Regulatory Authority" block to delete the reference to addiction. 

There is nothing in Appeal Decision 2568 (SANCHEZ et al.) that requires a different 

result. The Sanchez case involved a faulty charge. The faulty charge was not cured before or 

during the hearing. Instead, the AU sought to cure the problem in his written decision by 

implicitly making a substanti~l change to the charge to conform to the evidence, without notice to 

the parties. The Vice Commandant found that this did not meet the requirements of the then 

applicable 46 C.P.R. § 5.525(c), which placed a duty on the AU to have defective charges 

withdrawn, and it did not give the mariners notice and an opportunity to contest what would have 

been the proper charge. 

46 C.P.R. § 5.525 has been replaced by 33 C.P.R. § 20.305, which codifies the concept that 

pleadings in a Suspension and Revocation proceeding may be amended so long as the mariner is 

provided with notice and an opportunity to defend against any new matter. It states: 

Each party or interested person shall amend or supplement a previously filed 

6 
WEBER NO. ' tv·os 

pleading or other document if she or he learns of a material change that may affect 

the outcome of the administrative proceeding. However, no amendment or 

supplement may broaden the issues without an opportunity for any other party or 

interested person both to reply to it and to prepare for the broadened issues. 

33 C.F.R. § 20.305(a). 

In this case, the factual allegations alleged use of dangerous drugs based on Respondent's 

failing a drug test. The factual allegations were never changed and the ALJ found that they were 

proved. To address Respondent's concern, t~e ALJ amended the "Regulatory Authority" block of 

the Complaint to clarify that only use of dangerous drugs was alleged, and that there was no charge 

of addiction to the use of dangerous drugs. This amendment narrowed the issues rather than 

broadening them, if it had any practical effect at all. No one was surprised or misled by the 

amendment. 

Unlike the situation in Sanchez, Respondent has failed to show that the Complaint 

contained any error requiring its withdrawal. Accordingly, the ALJ did not err in denying 

Respondent's motions to dismiss the Complaint, and Respondent's first basis of appeal is rejected. 

II. 

The due process rights of Respondent were violated because the Complaint filed against him was 

not signed by the Investigating Officer, and instructions included in the Complaint were improper 

additions to the Complaint in violation of applicable regulations and were an attempt to intimidate 

Respondent. 

Among the arguments Respondent raised in his motion to dismiss the Complaint was an 

argument that including the instructions on page 3 of the Complaint was an improper use of the 

Complaint, and assertions that it was not the function of the Investigating Officer to instruct 

Respondent on his rights and responsibilities. [Respondent's Motion to Dismiss (Pleadings File, 

Document 8) at 2-3] In his order denying the motion to dismiss the Complaint, the AU pointed 

out that 46 C.F.R. § 5.107(b) requires the Investigating Officer to advise the respondent of certain 

rights, possible results, and the consequences of a failure to answer or appear, in connection with 

the service of a Complaint in a Suspension and Revocation proceeding. [Order Denying 

Respondent's Motion to Dismiss (Pleadings File, Document 21) at 4-5] 

7 
WEBER NO. 

19'03 

On appeal, Respondent argues that the inclusion of the instructions on page 3 of the 

Complaint is improper and violates due process because it constitutes an attempt to intimidate the 

mariner. [Respondent's Appeal Brief at 7-8] Respondent also notes that the Complaint was not 

signed in accordance with 33 C.F.R. § 20.307(c). [Respondent's Appeal Brief at 7-8] I will 

address the latter point first. 

The rules of practice for Coast Guard Suspension and Revocation proceedings address a 

motion to dismiss a complaint in these terms: 

§ 20.311 Withdrawal or dismissal. 

*** 

(d) Any respondent may move to dismiss a complaint ... or any party may lodge a 

request for relief, for failure of another party to -

(1) Comply with the requirements of this part or with any order of the AU; 

(2) Show a right to relief based upon the facts or law; or 

(3) Prosecute the proceeding. 

(e) A dismissal resides within the discretion of the AU. 

33 C.F.R. § 20.311. 

Respondent's arguments before the AU about the Investigating Officer's failure to sign 

the Complaint fell under 33 C.F.R. § 20.31l(d)(l) because 33 C.F.R. Part 20, Subpart C includes a 

requirement at 33 C.F.R. § 20.303(c) that pleadings be signed. According to 33 C.F.R. 

§ 20.311 (e), it was within the discretion of the AU to dismiss the Complaint because it was not 

signed by the Investigating Officer. The AU did not do so. Instead, in his order denying the 

motion to dismiss, the AU called the sending of an unsigned Complaint to Respondent a 

"technicality" and concluded that it did not warrant dismissal of the Complaint because 

Respondent had notice of the use of dangerous drugs charge, answered the Complaint, and 

exercised his right to dispute the charge at a hearing. [Order Denying Respondent's Motion to 

Dismiss (Pleadings File, Document 21) at 6] The AU correctly observed that Respondent cited no 

authority requiring that a Complaint be dismissed because it was unsigned, where there was no 

showing that the technical error prejudiced Respondent. [/d.] 

8 
WEBER NO. 1'1'0 9 

On appeal, Respondent notes that the Complaint was unsigned, but does not challenge the 

ALJ's conclusion that the technical error was not prejudicial and did not warrant dismissal of the 

Complaint, or otherwise develop any issue from the omission. [Respondent's Appeal Brief at 7-8] 

The AU did not abuse his discretion in finding that the unsigned Complaint did not 

warrant its dismissal, and the decision is not otherwise unlawful. However, the lack of a signature 

bespeaks carelessness. Investigating Officers are urged to sign Complaints before filing and 

serving them. 

The remainder of Respondent's argument, that the instructions on page three of the 

Complaint abuse the rules, violate due process and are contrary to public policy, is wholly 

unpersuasi ve. 

The AU noted that the Investigating Officer is required by 46 U.S.C. § 5.107(b) to advise 

the respondent of certain rights, possible results, and the consequences of a failure to answer or 

appear, in connection with the service of a Complaint in a Suspension and Revocation proceeding. 

[Order Denying Respondent's Motion to Dismiss (Pleadings File, Document 21) at 4-5] He 

declared that the third page of the Complaint "is necessary to fulfill [the Coast Guard's] 

obligations under the regulations pertaining to issuing a Complaint." [/d. at 5] The AU also 

found that the instructions in the Complaint contain nothing inappropriate and do not mandate or 

attempt to mandate the respondent's actions. [/d.] 

The AU did not abuse his discretion, in accordance with 33 C.F.R. § 20.3ll(e), in denying 

the motion to dismiss based on Respondent's arguments about the instructions included with the 

Complaint. On appeal, Respondent offers no support for his claim that the instructions were an 

attempt to intimidate him, nor does he state that he was, in fact, intimidated. Coast Guard 

regulations require that, when a Complaint is filed against a mariner's credentials, the mariner be 

advised of certain things. 46 C.P.R. § 5.107(b). I agree with the AU that the third page is a 

permissible means of meeting that requirement. Respondent's due process rights are not infringed 

by the Coast Guard's choosing to comply with its regulation by including the required advice in 

9 
WEBER NO. 

instructions on the final page of the Complaint. Respondent's second basis of appeal is rejected. 

IT I. 

The AU should be disqualified. 

On appeal, Respondent asserts that he was not afforded a hearing before an unbiased AU. 

[Respondent's Appeal Brief at 8] Before the hearing, Respondent filed a motion for the AU to 

disqualify himself, including Respondent's affidavit setting forth the reasons for disqualification, 

in accordance with 33 C.P.R. 20.204(b). [Motion for AU to Disqualify Himself (Pleadings File, 

Document 9)] The AU issued an order denying the motion. [Order Denying Respondent's 

Motion to Disqualify the Administrative Law Judge (Pleadings File, Document 22)] Respondent 

appeals from the denial of the motion. [Respondent's Appeal Brief at 9] 

As he did in his affidavit included in the motion, Respondent states that the AU was biased 

because during the pre-hearing conference the ALJ suggested that Respondent should accept the 

Coast Guard's settlement offer, before the AU considered any of the evidence in the case; and 

because the ALJ summarily overruled his discovery motion at the pre-hearing conference. [ld. at 

9-10] Respondent states that, subjectively, he concluded that the AU was an adversary, and that 

the ALJ had determined the result in his own mind by the time of the pre-hearing conference. [ld. 

at 9] 

Respondent also raises a new basis for finding bias. Respondent states that two of the 

witnesses at his hearing, the specimen collector and the Medical Review Officer, perjured 

themselves, but that the AU showed his bias by finding that the witnesses had testified truthfully. 

[ld. at 10] 

Among the principles applicable to the resolution of a claim of bias or prejudice against an 

AU are these: 

Parties to suspension and revocation proceedings may request that an AU 

withdraw from the proceedings on the grounds of personal bias or other 

disqualification. 33 C.P.R. § 20.204(b). After making such a request, the party 

10 
WEBER NO. '19'0 s 

seeking disqualification carries the burden of proof. Schweiker v. McClure, 456 

U.S: 188, 102 S.Ct. 1665 (1982). The courts have long stated that there is a 

rebuttable presumption that the officers presiding over hearings are unbiased and 

that bias is required to be of a personal nature before it can be held to taint 

proceedings. Roberts v. Morton, 549 F.2d 158 (lOth Cir. 1977). Prejudgment also 

serves as a basis for disqualification. As a result, a proceeding is subject to 

challenge if it appears that the action has been prejudged. Gilligan. Will & Co. v. 

SEC, 267 F.2d 461 (2d Cir. 1959). 

Appeal Decision 2658 (ELSIK) at 14-15. 1 

Prejudgment exists when: 

the decision maker is "not 'capable of judging a particular controversy fairly on the 

basis of its own circumstances.' " [Hortonville Joint Sch. Dist. No. 1 v. Hortonville 

Educ. Ass'n., 426 U.S. 482, 96 S.Ct. 2308 (1976)] at 493, 96 S.Ct. 2308 (quoting 

[United States v. Morgan, 313 U.S. 409, 61 S.Ct. 999, 85 L.Ed. 1429 (1941)] at 

421, 61 S.Ct. 999). This standard is met when the challenger demonstrates, for 

example, that the decision maker's mind is "irrevocably closed" on a disputed 

issue. [FfC v. Cement Inst., 333 U.S. 683, 68 S.Ct. 793 (1948)] at 701, 68 S.Ct. 

793. 

NEC Corp. v. U.S., 151 F.3d 1361, 1373 (Fed. Cir. 1998). 

A. 

I will begin by addressing Respondent's arguments that the AU demonstrated bias and 

prejudice by attempting to coerce him into accepting the Coast Guard's settlement offer, and that 

the same acts also demonstrated that the AU had already determined the matter in his own mind. 

In his affidavit in support of his motion, Respondent stated: 

The AU admonished the Respondent that the Respondent needed to understand the 

realistic options available to the Respondent. The AU explained the "realistic options"; it 

is easier to go thru the process of taking a plea agreement and go thru there-licensing 

procedure, that the process is fundamentally easier, and that the remedial proceedings are 

established for the good order of mariner operations. 

[Pleadings File, Document 9 at 2] 

1 Contrary to Elsik, however, it is not the case that disqualification requires a clear and convincing showing. 

11 
.. WEBER NO. 

There is nothing improper ~bout an ALJ conducting a pre-hearing conference and 

inquiring about the status of settlement discussions. 33 C.F.R. § 20.50l(b), (g)(9), and (g)(ll)? 

Given the nature of the charge brought against Respondent, it is clear that if the charge was 

proved the ALJ would be required to revoke Respondent's License. 46 C.F.R. § 5.59(b); 

46 C.F.R. § 5.569, Table 5.569. In such a case, a mariner may apply for a new credential after 

three years from compliance with the order of revocation.3 46 C.F.R. § 5.90 l(a). The three-year 

period may be waived if certain conditions are met. 46 C.F.R. § 5.90l(d). The application for a 

new credential must include information regarding the mariner's rehabilitation or cure from the 

use of dangerous drugs. 46 C.F.R. § 5.903(c)(2). The application will be considered by a board 

appointed by the Commandant. 46 C.F.R. § 5.905. It appears that choosing to contest the charge 

at a hearing with the possibility of revocation of his credential was one of the "realistic options" 

the AU discussed with Respondent. The fact that Respondent would face the possibility of 

revocation of his License if he chose to contest the charge does not in any way foreclose the 

possibility that the ALJ would find the charge not proved. In the context of an AU's inquiry about 

settlement, any reasonable person would view a discussion about the consequences of an 

unfavorable hearing result as fair comment about the proceedings, and not of a nature to raise a 

question about the AU's impartiality. 

In the same context, the AU's reviewing the possible advantages of settlement as a 

"realistic option" and encouraging settlement does not raise a question about the AU's 

impartiality. Respondent's affidavit indicates that the AU viewed the typical settlement offer as 

offering Respondent an easier path to the return of his mariner's credential. The fact that the AU 

encouraged Respondent to consider the Coast Guard's settlement offer does not show a bias or 

prejudice against Respondent, nor does it indicate anything about how the AU would decide the 

case if Respondent rejected the settlement offer, as he evidently did. 

As a practical matter, no doubt the Coast Guard makes settlement offers in order to achieve 

2 The record in this case does not include the settlement offer served by the Coast Guard on the Respondent. 

3 This would be an application for an original credential, i.e. it would not build on the former, revoked credential, but 

would require, among other things, the taking of any examinations required for the credential. 46 C.F.R. § I 0.235(b). 

12 
WEBER NO. 

a predictable result and avoid the expense of a hearing, among other things. That necessarily 

means that the Coast Guard will be most interested in settlement, and the respondent will often be 

in his or her strongest bargaining position, before the hearing begins. Accordingly, it is customary 

for settlement discussions to occur before AUs have heard evidence in the proceedings, and for 

ALJs to encourage settlement although they have not heard the evidence. AU comments 

promoting the benefits of settlement over the uncertainties of a hearing are not wrongful or 

improper because they occur before the AU has heard the evidence. A judge "often can get a feel 

for a case prior to trial, which means that his perceptions can be based on the conduct of the parties 

and the evidence." Johnson v. Trueblood, 629 F.2d 287, 291 (3rd Cir. 1980). That court further 

noted: 

/d. 

The relevant inquiry is whether the trial judge's pretrial comments were linked to 

his evaluation of the case based on the pleadings and other materials outlining the 

nature of the case, or whether the comments were based on purely personal feelings 

towards the parties and the case. 

In this case, the AU had at least the Complaint and Respondent's Answer to provide him a 

feel for the case before the pre-hearing conference and the discussion of settlement and 

Respondent's "realistic options." Respondent had admitted to providing a urine specimen and the 

Coast Guard had alleged that standard scientific drug testing had established that the specimen was 

positive for marijuana metabolites. Therefore, the ALJ had a proper basis for his comments on 

Respondent's "realistic options," and Respondent has not suggested any reason why those 

comments would have been based on purely personal feelings on the part of the ALJ against 

Respondent. While Respondent may subjectively feel that the AU had prejudged the case or was 

biased against him, the affidavit supporting the motion for disqualification does not objectively 

raise a question about the AU's impartiality. 

B. 

I will now address Respondent's argument that denial of his motion for production of 

documents at the pre-hearing conference showed the AU's bias or prejudice against him. In his 

order denying Respondent's request for production of documents, the AU explained that he 

13 
WEBER Nd. 

denied the request because he viewed the request as not complying with the regulations, and the 

requested documents were irrelevant to the issues in the proceeding. [Pleadings File, Document 6] 

It is well established that 'judicial rulings alone almost never constitute a valid basis for a bias or 

partiality motion." Liteky v. U.S., 510 U.S. 540, 555 (1994) (citing United States v. Grinnell 

Corp., 384 U.S. 563,583 (1966)). Nothing about the AU's denial of the motion for production of 

documents suggests that it was based on anything other than the AU's fair evaluation of the merits 

of the motion. Respondent's contention here, again, does not raise a question about the AU's 

impartiality. 

c. 

Finally, I will address Respondent's argument that the AU displayed bias and prejudice by 

accepting as credible the allegedly perjured testimony of the specimen collector and the Medical 

Review Officer. The ALJ serves as the fact finder in Suspension and Revocation proceedings. As 

with other judicial rulings, decisions on credibility alone do not constitute a valid basis for a 

finding of bias. 

In his appeal, Respondent admits that he cannot prove that the specimen collector 

committed perjury. [Respondent's Appeal Brief at 10] He offers no further argument to support 

his position regarding the specimen collector except to state that his offer to submit to a polygraph 

test was rebuffed. [Respondent's Appeal Brief at 10] Whether or not Respondent would have 

submitted to a polygraph test is irrelevant to the AU's fact finding. Respondent simply offers 

nothing to support his attack on the AU's finding that the specimen collector's testimony was 

credible. 

Regarding the Medical Review Officer (hereinafter MRO), Respondent refers to 

statements made by him that Respondent views as clearly contradictory. The MRO testified about 

the functions he performed in connection with the drug testing that led to the charge against 

Respondent. [Tr. at 79-85] During the MRO's testimony, the Coast Guard offered Ex. 4 and 6. 

[Tr. at 82-91] Coast Guard Exhibit 4 is the Drug Testing Consortium's Report to Respondent of 

the results of his drug test. On page 2 of that exhibit, the MRO had recorded that he made contact 

with Respondent and Respondent admitted use. [Tr. at 88] Coast Guard Exhibit 6 is a form 

14 
WEBER NO. 17·o 3 

prepared by the MRO which he referred to as the MRO's Action Report. That form also showed 

the MRO's recorded note that he contacted Respondent and Respondent admitted use. [Tr. at 88] 

Both exhibits were admitted into evidence without objection by Respondent. [Tr. at 91] 

The MRO testified that he spoke with Respondent by telephone and asked him if be had 

used marijuana recently. [Tr. at 87-88] He testified that Respondent essentially admitted use. [Tr. 

at 88] Later, he testified that he did not remember the telephone conversation but was relying on 

his written notes of the conversation. [Tr. at 100] Respondent argues that this shows that the MRO 

perjured himself. I disagree. With respect to the MRO's telephone conversation with Respondent, 

his testimony was that he did not remember the conversatioh and his recorded notes in Coast ~, 

Guard Exhibits 4 and 6 did not refresh his recollection. This is far from a showing of perjury. 

Based on the foregoing, Respondent has failed to show that the MRO perjured himself. 

Accordingly, the premise for Respondent's argument that the AU showed bias and prejudice by 

accepting perjured testimony does not exist. 

Respondent has failed to meet his burden by rebutting the presumption that the AU was 

unbiased. Respondent's third and final basis for appeal is rejected. 

15 
WEBER NO. 

CONCLUSION 

The AU did not abuse his discretion in his rulings; and there is no basis for concluding that 

the AU had a bias or prejudice against Respondent, or that the AU prejudged the case. 

ORDER 

The AU's Decision and Order dated September 22,2011 is AFFIRMED. 

!Guard 

Signed at Washington, D.C., this ~ day of ~~ett- , 2013. 

16