# Patent

## Title
Preparation of 3,5-dioxo hexanoate ester in two steps

## Abstract

The invention discloses a method for the preparation of tert-butyl 6-chloro-3,5-dioxohexanoate from Meldrum's acid derivative and its use for the preparation of tert-butyl(4R,65)-(6-hydroxymethyl-2,2-dimethyl-1,3-dioxan-4-yl)acetate (BHA), Rosuvastatin and Atorvastatin.

## Background
RELATED APPLICATIONS
This application is the national stage entry of International Patent Application No. PCT/EP2012/055581 having a filing date of Mar. 29, 2012, which claims filing benefit of European Patent Application 12150868.3, having a filing date of Jan. 12, 2012; European Patent Application 12150867.5 having a filing date of Jan. 12, 2012; European Patent Application 11007606.4, having a filing date of Sep. 19, 2011; European Patent Application 11007605.6, having a filing date of Sep. 19, 2011; European Patent Application 11006862.4, having a filing date of Aug. 23, 2011; U.S. Patent Application 61/526,321, having a filing date of Aug. 23, 2011; European Patent Application 11006872.3, having a filing date of Aug. 23, 2011; U.S. Patent Application 61/526,307, having a filing date of Aug. 23, 2011; European Patent Application 11002922.0, having a filing date of Apr. 7, 2011; U.S. Patent Application 61/472,820, having a filing date of Apr. 7, 2011; U.S. Patent Application 61/470,548, having a filing date of Apr. 1, 2011; and European Patent Application 11002723.2, having a filing date of Apr. 1, 2011, all of which are incorporated herein by reference in their entirety.


The invention discloses a method for the preparation of tert-butyl 6-chloro-3,5-dioxohexanoate from Meldrum's acid derivative and its use for the preparation of tert-butyl(4R,6S)-(6-hydroxymethyl-2,2-dimethyl-1,3-dioxan-4-yl)acetate (BHA), Rosuvastatin and Atorvastatin.
BHA is an intermediate in the preparation of Rosuvastatin and Atorvastatin, which are active pharmaceutical ingredients used in respective drugs to treat high cholesterol and related conditions, and to prevent cardiovascular disease. BHA is prepared from a 3,5-dioxo hexanoate ester.
EP 1024139 B discloses a method for preparation of BHA comprising a reaction of an acetate ester with a hydroxybutyric acid derivative to get the intermediate 3,5-dioxo hexanoate ester.
Tetrahedron 55 (1999) 4783-4792 discloses the synthesis of 3,6- and 5,6-dialkyl-4-hydroxy-2-pyrones with the help of Meldrum's acid.
WO 01/72706 A discloses a multistep method for the preparation of BHA and implicitly discloses a precursor, which is the condensation product of a beta-keto butyric acid derivative with meldrum's acid; the hydrolysis thereof provides the respective 3,5-dioxohexanoic acid derivative, the precursor of BHA. The advantages of the instant invention compared to the process disclosed in WO 01/72706 A are discussed below.
The known processes for the preparation of the intermediate 3,5-dioxo hexanoate ester which is used in the preparation of BHA are multi step procedures involving metal containing bases, e.g. derived from lithium or magnesium. There was a need for a simplified process for the preparation of the intermediate 3,5-dioxo hexanoate ester, which necessitates less steps, no use of metal containing bases derived from magnesium or lithium, and provides for higher yields and purer products, which can be isolated in an uncomplicated way. Surprisingly, using a Meldrum's acid intermediate, an efficient method was found.
The following abbreviations are used, if not otherwise stated:
In the following text, halogen means F, Cl, Br or I, preferably Cl, Br or I; more preferably Cl or Br; alkyl means linear and branched alkyl; unless otherwise specified.
Subject of the invention is a method (B) for the preparation of a compound of formula (II);




    R1 is Cl, Br and CN;
    method (B) comprises a step (C) and a step (B);
    step (B) is done after step (C);
    step (C) comprises a reaction (C) of a compound of formula (VI) with a compound (C) to provide a compound of formula (IV);






    the compound (C) is selected from the group consisting of Cl2, Br2 and ClBr;
    step (B) comprises a reaction (B) of the compound of formula (IV), which has been prepared in step (C), with a compound of formula (V) in the presence of a base (B);






    R1-IV and R3 are identical or different and independently from each other Cl or Br;
    base (B) is selected from the group consisting of N(R4)(R5)R6, 1,4-diazabicyclo[2.2.2]octane, a hexamethyldisilazide, a C1-4 alkoxide salt of, a C1-10 carboxylate salt of, a carbonate salt of, a hydrogen carbonate salt of, a phosphate salt of, a monohydrogenphosphate salt of or a dihydrogenphosphate salt of Na, of K or of Li, 1,8-diazabicyclo[5.4.0]undec-7-ene, NaNH2, KNH2, NaH, KH, CaH2, pyridine, pyridine substituted with 1 or 2 identical or different substituents independently from each other selected from the group consisting of methyl, ethyl and N(R14)R15; morpholine, methylmorpholine, methylpiperidine, imidazol, benzimidazol, 2-methylimidazole, 4-methylimidazole, 2-ethylimidazole, 2-ethyl-4-methylimidazole, 2-isopropylimidazole, 2-phenylimidazole, 4-phenylimidazole, picoline, CsCO3, NaOH, KOH, Ca(OH)2, n-butyl lithium (BuLi), sec-butyl lithium, tert-butyl lithium, hexyl lithium, methyl lithium and mixtures thereof;
    R4, R5, R6 are identical or different and independently from each other selected from the group consisting of H, C1-15 alkyl, C5-6 cycloalkyl, (C(R16)R17)mN(R12)R13 and phenyl, with the proviso, that at least one of the residues R4, R5 or R6 is not H;
    R12 and R13 are identical or different and independently from each other H or C1-15 alkyl;
    m is 2, 3, 4, 5 or 6;
    R14 and R15 are identical or different and independently from each other methyl or ethyl;
    R16 and R17 are identical or different and independently from each other selected from the group consisting of H, methyl and ethyl;
    with the proviso, that if R1 in formula (II) is CN, then
    step (B) comprises additionally a reaction (B-add), the reaction (B-add) is done after the reaction (B), of the reaction product of the reaction (B) with a compound (B);
    compound (B) is selected from the group consisting of NaCN, KCN, Si(R9)(R10)(R11)CN, HCN, tetrabutylammonium cyanide, 1-cyano benzotriazole and triselenium dicyanide and mixtures thereof;
    R9, R10 and R11 are identical or different and independently from each other selected from the group consisting of C1-4 alkyl and phenyl.


Formula (IV) comprises all possible tautomeric forms of compound of formula (IV).
Formula (V) comprises all possible tautomeric forms of compound of formula (V).
Base (B), compound of formula (IV) and compound of formula (V) can be added in any sequence.
Preferably, base (B) is used to deprotonate the CH2 moiety of the compound of formula (V).
Preferably, deprotonated compound of formula (V) is added to compound of formula (IV) or vice versa.

    The reaction product of the reaction (B), which is reacted with a compound (B) in the reaction (B-add) of step (B) after the reaction (B), is a compound of formula (II-R1-IV);






wherein R1-IV is defined as above, also with all its preferred embodiments.
Formula (II-R1-IV) comprises all possible tautomeric forms of compound of formula (II-R1-IV).
Compounds of formulae (IV) and (V) are known compounds and can be prepared by known methods.
Preferably, R1-IV and R3 are identical and are Cl or Br.
Preferably, R1-IV and R3 are Cl.

    Preferably, R4, R5, R6 are identical or different and independently from each other selected from the group consisting of cyclohexyl, phenyl, methyl, ethyl, n-propyl, iso-propyl, n-butyl, iso-butyl, sec-butyl, tert-butyl and (CH2)mN(R12)R13;
    R12 and R13 are identical or different and independently from each other selected from the group consisting of H, methyl, ethyl, n-propyl, iso-propyl, n-butyl, iso-butyl, sec-butyl and tert-butyl;
    m is 2, 3 or 4;
    R14 and R15 are methyl.
    More preferably, R4, R5, R6 are identical or different and independently from each other selected from the group consisting of cyclohexyl, phenyl, methyl, ethyl, n-propyl, iso-propyl and (CH2)mN(R12)R13;
    R12 and R13 are identical or different and independently from each other selected from the group consisting of H, methyl, ethyl, n-propyl and iso-propyl;
    m is 2, 3 or 4;
    R14 and R15 are methyl.
    Even more preferably, R4, R5, R6 are selected from the group consisting of cyclohexyl, phenyl, methyl, ethyl, n-propyl, iso-propyl and (CH2)mN(R12)R13;
    R12 and R13 are selected from the group consisting of H, methyl, ethyl, n-propyl and iso-propyl;
    m is 2;
    R14 and R15 are methyl.
    Especially, R4, R5, R6 are methyl or ethyl and (CH2)mN(R12)R13;
    R12 and R13 are H, methyl or ethyl;
    m is 2;
    R14 and R15 are methyl.
    Base (B) must have the capability to deprotonate the CH2 moiety of the compound of formula (V). Preferably, the pKa value of the corresponding protonated form of base (B) is from 5 to 40, more preferably from 6 to 18, even more preferably from 6 to 13.
    Preferably, base (B) is selected from the group consisting of N(R4)(R5)R6, 1,4-diazabicyclo[2.2.2]octane, a hexamethyldisilazide, a C1-4 alkoxide salt of, a C1-10 carboxylate salt of, a carbonate salt of, a hydrogen carbonate salt of, a phosphate salt of, a monohydrogenphosphate salt of or a dihydrogenphosphate salt of Na, of K or of Li, 1,8-diazabicyclo[5.4.0]undec-7-ene, NaNH2, KNH2, NaH, KH, CaH2, pyridine, pyridine substituted with 1 or 2 independently selected identical or different C1-2 alkyl residues, N,N-dimethyl-4-pyridinamine, morpholine, 4-methylmorpholine, 1-methylpiperidine, imidazol, benzimidazol, 2-methylimidazole, 4-methylimidazole, 2-ethylimidazole, 2-ethyl-4-methylimidazole, 2-isopropylimidazole, 2-phenylimidazole, 4-phenylimidazole, picoline, CsCO3, NaOH, KOH, Ca(OH)2 and mixtures thereof;
    with R4, R5 and R6 as defined herein, also with all their preferred embodiments.
    More preferably, base (B) is selected from the group consisting of N(R4)(R5)R6, 1,4-diazabicyclo[2.2.2]octane, a hexamethyldisilazide, a C1-4 alkoxide salt of, a C1-10 carboxylate salt of, a carbonate salt of, a hydrogen carbonate salt of, a phosphate salt of, a monohydrogenphosphate salt of or a dihydrogenphosphate salt of Na, of K or of Li, 1,8-diazabicyclo[5.4.0]undec-7-ene, pyridine, pyridine substituted with 1 or 2 independently selected identical or different C1-2 alkyl residues, N,N-dimethyl-4-pyridinamine, morpholine, 4-methylmorpholine, 1-methylpiperidine, imidazol, benzimidazol, 2-methylimidazole, 4-methylimidazole, 2-ethylimidazole, 2-ethyl-4-methylimidazole, 2-isopropylimidazole, 2-phenylimidazole, 4-phenylimidazole, picoline, NaOH, KOH, Ca(OH)2 and mixtures thereof;
    R4, R5, R6 are methyl or ethyl and (CH2)mN(R12)R13;
    R12 and R13 are H, methyl or ethyl;
    m is 2;
    R14 and R15 are methyl.
    Even more preferably, base (B) is selected from the group consisting of N(R4)(R5)R6, 1,4-diazabicyclo[2.2.2]octane, a hexamethyldisilazide, a C1-4 alkoxide salt of, a C1-10 carboxylate salt of, a carbonate salt of, a hydrogen carbonate salt of, a phosphate salt of, a monohydrogenphosphate salt of or a dihydrogenphosphate salt of Na, of K or of Li, 1,8-diazabicyclo[5.4.0]undec-7-ene, pyridine, pyridine substituted with 1 or 2 independently selected identical or different C1-2 alkyl residues, N,N-dimethyl-4-pyridinamine, morpholine, imidazol, benzimidazol, 2-methylimidazole, 4-methylimidazole, 2-ethylimidazole, 2-ethyl-4-methylimidazole, 2-isopropylimidazole, 2-phenylimidazole, 4-phenylimidazole, picoline, NaOH, KOH, Ca(OH)2 and mixtures thereof;
    R4, R5, R6 are methyl or ethyl and (CH2)mN(R12)R13;
    R12 and R13 are H, methyl or ethyl;
    m is 2;
    R14 and R15 are methyl.
    Especially, the base (B) is selected from the group consisting of NEt3, tetramethylethylendiamine and N,N-dimethyl-4-pyridinamine and mixtures thereof.
    Preferably, R9, R10 and R11 are identical and are selected from the group consisting of C1-4 alkyl.


More preferably, R9, R10 and R11 are methyl.
Also other CN sources, which act as equivalents to those listed for compound (B), can be used.
Preferably, compound (B) is NaCN or KCN.

    Reaction (B) can be done in a solvent (B). Preferably, the solvent (B) is selected from the group consisting of hexanes, heptanes, dichloromethane, dichloroethane, chloroform, carbon tetrachloride, toluene, xylene, mesitylene, dioxane, methyl tert-butyl ether and mixtures thereof.


Preferably, the solvent (B) is dichloromethane.
Preferably, the reaction temperature of reaction (B) is from −78 to 100° C., more preferably from −50 to 50° C., even more preferably from −25 to 25° C., especially from −15 to 25° C.
Preferably, the reaction (B) is done at a pressure of from atmospheric pressure to 60 bar, more preferably of from atmospheric pressure to 10 bar, even more preferably of from atmospheric pressure to 2 bar, especially at atmospheric pressure.
Preferably, the reaction time of reaction (B) is from 5 min to 24 h, more preferably from 5 min to 12 h, even more preferably from 1 h to 5 h, especially from 2 h to 3 h.
Preferably, the amount of compound of formula (V) is from 0.5 to 10 mol equivalent, more preferably from 0.9 to 5 mol equivalent, even more preferably from 0.95 to 1.25 mol equivalent, especially from 0.98 to 1.05 mol equivalent, of the mol of compound of formula (IV).
Preferably, the amount of solvent (B) is from 1 to 100 fold, more preferably from 5 to 50 fold, even more preferably from 5 to 20 fold, especially from 5 to 15 fold, of the weight of compound of formula (IV).
Preferably, the molar amount of base (B) is from 0.5 to 10 fold, more preferably from 0.95 to 3 fold, of the molar amount of compound of formula (V).
Preferably, the reaction (B) is done under inert atmosphere.
After the reaction (B), the compound of formula (II) can be isolated from the reaction mixture resulting from reaction (B) by standard methods known to the skilled person such as acidification, filtration, evaporation of volatile components, extraction, washing, drying, concentration, crystallization, distillation and any combination thereof.
Optionally, any organic phase can be dried, preferably with magnesium sulphate or sodium sulphate.
Optionally, compound of formula (II) can be separated from the reaction mixture by addition of an acid (B).
Therefore further subject of the invention is a method (B), which comprises further a step (ACID);
step (ACID) is done after step (B);
step (ACID) comprises combining the reaction mixture prepared in step (B) with an acid (B).
In step (ACID) the reaction mixture prepared in step (B) can be added to acid (B) or vice versa.
Acid (B) is selected from the group consisting of polymeric sulfonic acid resin, toluene sulfonic acid, HCl, H2SO4, citric acid, tartaric acid, acetic acid, ammonium chloride, oxalic acid, phosphoric acid and mixtures thereof, preferably acid (B) is a polymeric sulfonic acid resin.
Preferably, acid (B) is used without water or at least as a mixture with only a small amount of water, when acid (B) is added to the reaction mixture of step (B), e.g. as gas in case of HCl, without crystal water in the case of e.g. citric or tartaric acid, or as conc. H2SO4 in case of sulphuric acid.
The water content of acid (B) in this case is preferably 0 to 5% by weight, more preferably 0 to 2.5% by weight, even more preferably 0 to 2% by weight, the % by weight being based on the total weight of acid (B).
When the reaction mixture of step (B) is added to acid (B), then acid (B) is preferably used as a mixture with water, and the water content of acid (B) is preferably 0.5 to 99% by weight.
Preferably, no water is added in step (B). When no water is added in step (ACID), then water or a mixture of acid (B) with water can be added after step (ACID).
Preferably, the amount of acid (B) is 0.5 to 10, more preferably 1 to 3, even more preferably 1.2 to 2 mol equivalents in case when acid (B) is not a polymeric sulfonic acid resin, whereas in case when acid (B) is a polymeric sulfonic acid resin, then acid (B) is used in an amount of 0.5 to 10, more preferably 1 to 5, even more preferably 1.3 to 2 mol equivalents of sulfonic acid groups of acid (B), the mol equivalents being based on the molar amount of base (B).
Preferably, acid (B) is added in such an amount, that the pH is adjusted to 0 to 7, more preferably 0.5 to 7, even more preferably 1 to 7, especially 1 to 4, more especially 1 to 2.
The polymeric sulfonic acid resin is preferably an acidic cation exchange resin, more preferably a strongly acidic cation exchange resin, for example such as used in heterogeneous acid catalysis.

    Preferably, the polymeric sulfonic acid resin has an average molecular weight of from 1000 to 1000000 D; and/or
    preferably a concentration of acid sites of from 1 to 15, more preferably of from 1 to 11.6, even more preferably of from 1 to 10, especially of from 1 to 8, more especially of from 1 to 7 equivalents per kg resin; and/or
    preferably an acid number of from 1 to 650, more preferably of from 1 to 560, even more preferably of from 1 to 450, especially of from 1 to 350, more especially of from 50 to 650, even more especially of from 1 to 560, in particular of from 50 to 450, more in particular of from 50 to 350; and/or
    preferably a particle size of from 4 to 800 mesh, more preferably 4 to 400 mesh.
    The concentration of acid sites is determined by the Master Test Method MTM 0232, Edition 1.4, © Rohm and Haas Company, 1998, wherein the CATALYST VOLATILES are determined by the Master Test Method MTM 0126, Edition 1.6, © Rohm and Haas Company, 2000.
    The acid number is determined according to DIN EN ISO 3682. For further explanation of the acid number and for its relation to the concentration of acid sites see “BASF Handbuch Lackiertechnik”, Artur Goldschmidt and Hans-Joachim Streitberger, Vincentz Verlag, 2002, ISBN 3-87870-324-4, chapter 2.3.2.2 (pages 272 to 273). According to the teaching therein, an concentration of acid sites of 1 equivalents per kg equals an acid number of 56, therefore a concentration of acid sites of 4.7 equivalents per kg equals an acid number of 263.


Especially, the polymeric sulfonic acid resin is selected from the group consisting of sulfonated polystyrene resins, sulfonated polystyrene resins crosslinked with divinyl benzene and poly(2-acrylamido-2-methyl-1-propanesulfonic acid).
Sulfonated polystyrene resins crosslinked with divinyl benzene are also called divinylbenzene-styrenesulfonic acid copolymer.
One example for a polymeric sulfonic acid resin is Amberlyst® 15 DRY.
After addition of acid (B) the mixture can be filtered.
Preferably, any volatile components of the reaction mixture are removed by evaporation under reduced pressure.
Any concentration is preferably done by distillation, preferably under reduced pressure.
Even more preferably, the reaction mixture is acidified, the organic phase is separated and concentrated.
Especially, acid (B) is a polymeric sulfonic acid resin and solvent (B) is chosen in such a way, that acid (B) is insoluble in solvent (B). Thereby after acidification by addition of the polymeric sulfonic acid resin the reaction mixture can be filtered, thereby filtering off the resin, and the compound is isolated by evaporation of solvent (B). Thereby no water needs to be added.
The compound of formula (II) can be purified by standard methods known to the skilled person, preferably by crystallization or distillation under reduced pressure.
Compound of formula (VI) is a known compound and can be prepared by known methods.
Preferably, compound (C) is Cl2 or Br2, more preferably Cl2.
Even more preferably, compound (C) is Cl2, R1-IV and R3 are Cl and R1 is Cl or CN.

    Reaction (C) can be done in a solvent (C). Preferably, the solvent (C) is selected from the group consisting of hexane, heptane, dichloromethane, dichloroethane, chloroform, carbon tetrachloride, toluene, xylene, mesitylene, dioxane, methyl tert-butyl ether and mixtures thereof.


Preferably, the solvent (C) is dichloromethane.
Preferably, the reaction temperature of reaction (C) is from −78 to 100° C., more preferably from −40 to 40° C., even more preferably from −25 to 25° C., especially from −20 to 20° C.
Preferably, the reaction (C) is done at a pressure of from atmospheric pressure to 60 bar, more preferably of from atmospheric pressure to 10 bar, even more preferably of from atmospheric pressure to 2 bar, especially at atmospheric pressure.
Preferably, the reaction time of reaction (C) is from 1 min to 24 h, more preferably from 1 min to 12 h, even more preferably from 1 min to 6 h, especially from 10 min to 2 h.
Preferably, the amount of compound (C) is from 0.9 to 10 mol equivalent, more preferably from 0.95 to 2 mol equivalent, even more preferably from 0.98 to 1.05 mol equivalent, of the mol of compound of formula (VI).
Preferably, the amount of solvent (C) is from 1 to 100 fold, more preferably from 5 to 50 fold, even more preferably from 5 to 20 fold, especially from 5 to 15 fold, of the weight of compound of formula (VI).
Preferably, the reaction (C) is done under inert atmosphere.
After the reaction (C), the compound of formula (IV) can be isolated from the reaction mixture resulting from reaction (C) by standard methods known to the skilled person such as acidification, filtration, evaporation of volatile components, extraction, washing, drying, concentration, crystallization, distillation and any combination thereof.
Compound of formula (IV) can also be not isolated, but used directly for the next reaction without isolation.
Optionally, any organic phase can be dried, preferably with magnesium sulphate or sodium sulphate.

    Preferably, method (B) comprises further a step (A), with method (B) as defined herein, also with all its preferred embodiments;
    step (A) is done after step (B);
    step (A) comprises a reaction (A) of compound of formula (II), which has been prepared in step (B), with a compound of formula (III) to provide compound of formula (I);






    R2 is C1-4 alkyl.


Formula (I) comprises all possible tautomeric forms of compound of formula (I).
Formula (II) comprises all possible tautomeric forms of compound of formula (II).
Possible tautomers of compound of formulae (I) are inter alia compound of formula (I-a), compound of formula (I-b) and compound of formula (I-c).




Possible tautomers of compound of formulae (II) are inter alia compound of formula (II-a), compound of formula (II-b) and compound of formula (II-c).




Preferably, R1 is Cl or CN.
More preferably, compound (C) is Cl2, R1-IV and R3 are Cl and R1 is Cl or CN.

    Preferably, R2 is selected from the group consisting of methyl, ethyl, n-propyl, iso-propyl, n-butyl, iso-butyl, sec-butyl and tert-butyl;
    more preferably, R2 is ethyl or tert-butyl;
    even more preferably, R2 is tert-butyl.


Especially, R1 is Cl or CN, and R2 is tert-butyl.
More especially, R1 is Cl or CN, R2 is tert-butyl, compound (C) is Cl2 and R1-IV and R3 are Cl.

    Reaction (A) can be done in a solvent (A). Any solvent that does not interfere with the reaction and has a boiling point of preferably 50° C. or more can in principle be used.
    Preferably, solvent (A) is selected from the group consisting of hexane, heptane, dichloromethane, dichloroethane, chloroform, toluene, xylene, mesitylene, dioxane, N,N-di-C1-4 alkyl C1-4 monocarboxamide, di-C1-2 alkyl sulfoxide and mixtures thereof.


Preferably, the compound of formula (III) serves also as solvent (A).

    Preferably, the compound of formula (III) serves also as solvent (A) and no further solvent (A) is used.


Preferably, the reaction temperature of reaction (A) is from −40 to 180° C., more preferably from 20 to 100° C., even more preferably from 20 to 150° C., especially from 30 to 90° C., more especially from 40 to 85° C.
Preferably, the reaction (A) is done at a pressure of from atmospheric pressure to 60 bar, more preferably of from atmospheric pressure to 10 bar, even more preferably of from atmospheric pressure to 2 bar, especially at atmospheric pressure.
Preferably, the reaction time of reaction (A) is from 5 min to 48 h, more preferably 5 min to 24 h, more preferably from 1 h to 8 h, even more preferably from 1 h to 3 h.
Preferably, the amount of compound of formula (III) is from 1 to 200 mol equivalent, more preferably from 1 to 100 mol equivalent, even more preferably from 1 to 50 mol equivalent, of the mol of compound of formula (II).
Preferably, the amount of solvent (A) is from 0.1 to 100 fold, more preferably from 0.1 to 50 fold, even more preferably from 0.1 to 20 fold, especially from 0.1 to 10 fold, of the weight of compound of formula (II).
Usually, the amount of solvent (A) is at least 2 or 5 fold of the weight of compound of formula (II), therefore further possible ranges are preferably 2 to 100 fold, more preferably from 2 to 50 fold, even more preferably from 2 to 20 fold, especially from 2 to 10 fold, of the weight of compound of formula (II); or
preferably 5 to 100 fold, more preferably from 5 to 50 fold, even more preferably from 5 to 20 fold, especially from 5 to 10 fold, of the weight of compound of formula (II).
If compound of formula (III) is not used as solvent, then preferably the amount of compound of formula (III) is from 1 to 2 mol equivalent, more preferably from 1 to 1.5 mol equivalent, even more preferably from 1.1 to 1.5 mol equivalent, of the mol of compound of formula (II).
Reaction (A) can be done in the presence of an acid (A).

    Preferably, acid (A) is selected from the group consisting of polymeric sulfonic acid resin, toluene sulfonic acid, HCl, H2SO4, citric acid, tartaric acid, acetic acid, ammonium chloride, oxalic acid, phosphoric acid and mixtures thereof, preferably acid (A) is a HCl.


Preferably, the amount of acid (A) is from 0.1 to 100 fold, more preferably from 0.1 to 50 fold, even more preferably from 0.1 to 20 fold, especially from 0.1 to 10 fold, of the weight of compound of formula (II).
Acid (A) is used without water or as a mixture with water, eg. as aqueous HCl or as aqueous H2SO4 or conc. H2SO4.
The water content of acid (A) is preferably 0 to 99% by weight, the % by weight being based on the total weight of acid (A).
Preferably, the reaction (A) is done under inert atmosphere.
After the reaction (A), the compound of formula (I) can be isolated from the reaction mixture resulting from reaction (A) by standard methods known to the skilled person such as filtration, evaporation of volatile components, extraction, washing, drying, concentration, crystallization, distillation and any combination thereof.
Optionally, colored impurities can be removed by conventionally known treatment with charcoal, eg by treatment with charcoal of the reaction mixture from reaction (B) and/or from reaction (A).
Optionally, any organic phase can be dried, preferably with magnesium sulphate or sodium sulphate.
Preferably, any volatile components of the reaction mixture are removed by evaporation under reduced pressure.
Any concentration is preferably done by distillation, preferably under reduced pressure.
The compound of formula (I) can be purified, preferably by crystallization or distillation under reduced pressure.
Step (ACID) is done after step (B) and before step (A).
Preferably, step (B), optionally step (ACID), and then step (A) are done consecutively without isolating compound of formula (II).
Preferably, an optional solvent (B) and an optional solvent (A) are identical.
More preferably, step (B) and step (A) are done in one pot, and an optional solvent (B) and an optional solvent (A) are identical.

    Preferably, step (C) and step (B) are done consecutively without isolating the compound of formula (IV).


Preferably, an optional solvent (C) and an optional solvent (B) are identical.
More preferably, step (C) and step (B) are done in one pot, and an optional solvent (C) and an optional solvent (B) are identical.
Preferably, step (C), step (B) and step (A) are done consecutively without isolating the compounds of formulae (IV) and (II).
Preferably, an optional solvent (C), an optional solvent (B) and an optional solvent (A) are identical.
More preferably, step (C), step (B) and step (A) are done in one pot, and an optional solvent (C), an optional solvent (B) and an optional solvent (A) are identical.
In another preferred embodiment, step (ACID) is done after step (B), compound of formula (II) is isolated, and then step (A) is done and solvent (A) is compound of formula (III); more preferably acid (B) is a polymeric sulfonic acid resin and solvent (B) is chosen in such a way, that acid (B) is insoluble in solvent (B).
Each of the steps (C), (B), (A) and the optional step (ACID) can be done continuously in a flow reactor. Steps (C) and (B), or steps (C), (B), (A) and the optional step (ACID) can also be done consecutively and continuously in a flow reactor without isolation of any intermediate.
Suitable flow reactors are known in the art, there is no specific requirement for a suitable flow reactor to carry out any of the steps (C), (B) or (A) continuously.

    Further subject of the invention is a method (PREP) for the preparation of a compound selected from the group consisting of compound of formula (X), compound of formula (XI), compound of formula (XII), Rosuvastatin and Atorvastatin;






    method (PREP) comprises the step (C) and the step (B);
    step (C), step (B) and R1 are as defined herein, also with all their preferred embodiments;
    R2 is as defined herein, also with all its preferred embodiments;
    R7 is O—C(O)CH3, OH or CH2—NH2.


In one preferred embodiment, method (PREP) comprises also the step (ACID).
In another preferred embodiment, method (PREP) comprises also the step (A).
In another preferred embodiment, method (PREP) comprises also the step (ACID) and the step (A).

    Compound of formula (X), compound of formula (XI), compound of formula (XII), compound of formula (XIII), Rosuvastatin and Atorvastatin are known compounds.
    The methods for preparation of compound of formula (X), of compound of formula (XI), of compound of formula (XII), of compound of formula (XIII), of Rosuvastatin and of Atorvastatin using compound of formula (II) as intermediate are known.


The method of the present invention does not necessitate mandatorily the use of metal derived bases. It provides the compounds of formulae (I) and (II) in high yields and high purities, the compounds have bright, white color. Compound of formula (II) can be isolated after the reaction in an easy way, especially a mixture of an organic and an aqueous phase separates in the two phases fast and unambiguously, which facilitates isolation considerably. Another easy way to isolate the compounds is the addition of an acid, preferably of an insoluble polymeric sulfonic acid resin, filtration and evaporation of solvent, thereby the use of water can be omitted.
The method is environmentally uncritical; it does not use toxic substances.
Further advantage is the fact, that the disclosed methods can be done at temperature well above −78° C., which are conventionally used in methods, where the C6 scaffold of compound of formula (I) is built up from a reaction of a C4 precursor with an acetic acid ester derivative, for example by aldol condensation and similar reactions.
Further advantages of reaction (A) are the side products: only carbon dioxide and acetone are generated as side products, therefore reaction (A) is an environmentally friendly method. The acetone can even be isolated and used for other purposes.
The WO 01/72706 A discloses in examples 1.4 and 1.5 a process comprising 6 steps, when calculated from the starting C2 building block, which could be applied for the preparation of compound of formula (I), which is the precursor of BHA: 1. Chloroacetic acid is converted to its acid chloride, 2. then reacted with Meldrum's acid, 3. then converted by hydrolysis to the respective butyric acid derivative, 4. then again converted into the acid chloride, 5. reacted a second time with Meldrum's acid and 6. finally converted by esterfication into the respective derivative of compound of formula (I). Two equivalents each of Meldrum's acid, chlorine, base and alcohol is needed.
The process of the instant invention allows for the preparation of compound of formula (I), which is the precursor of BHA in a 4 step process: 1. acetic acid is converted into diketene, 2. diketene is converted with Cl2 into the chlorinated butyric acid chloride derivative, 3. then reacted with Meldrum's acid, and 4. finally converted by esterfication into compound of formula (I). Only one equivalent Meldrum's acid, chlorine, base and alcohol are needed. Furthermore, no magnesium or lithium derived bases are necessary as is the case in the WO 01/72706 A for the process according to scheme-2 or according to its step b) of claim 8.
Furthermore, a chlorinating agent of the invention is Cl2, which is inexpensive compared to oxalylchloride, thionylchloride or PCl5, which are disclosed on page 8 of the WO 01/72706 A as possible chlorinating agents. No waste or by products such as CO2, CO, SO2, SO3 or phosphor derivatives are produced in the step, when the chlorine is introduced into the precursor.
The process of the invention allows to carry out reaction (C) and reaction (B) consecutively without isolation of the intermediate compound of formula (IV), the two reaction can be done in the same solvent and even in one pot.
Continuous reaction mode can easily be applied.
The process of the invention provides for bright, white solids in high yields, the solids are obtained as suspensions which show good filtration behaviour.
Compared to WO 01/72706 A, no free acid as intermediate occurs, which has naturally an enhanced solubility in water and therefore complicates its isolation from an organic phase used in the reaction. The process of WO 01/72706 disclosed in examples 1.4 and 1.5 and scheme-1 starts with a free C2-carboxylic acid and a further free C4 carboxylic acid is isolated as intermediate.


EXAMPLES
List of Abbreviations and Raw Materials


    Amberlyst 15® DRY CAS 39389-20-3; divinylbenzene-styrenesulfonic acid copolymer, strongly acidic cation exchange resin used as a heterogeneous acid catalysis; suitable for non-aqueous catalysis, and has a concentration of acid sites of at least 4.7 eq/kg. Amberlyst 15® DRY is a product of Rohm and Haas, and was used with the specifications of August 2005.
    DBU 1,8-Diazabicyclo[5.4.0]undec-7-ene
    DMAP N,N-Dimethyl-4-pyridinamine
    TMEDA Tetramethylethylendiamine
    eq equivalent(s)


Example 1a
To a solution of a compound of formula (VI) (5.25 g, 62.4 mmol) in dichloromethane (50 mL) of −15° C., Cl2 (4.43 g, 62.4 mmol) was added during 30 min at −15° C. A solution of compound of formula (1) was formed.




This solution of compound of formula (1) was then added within 45 min to a mixture consisting of a compound of formula (V) (9 g, 62.4 mmol), NEt3 (12.65 g, 124.9 mmol) and dichloromethane (50 mL) of −15° C. The resulting reaction mixture was stirred for 2 h at 0° C. Amberlyst® 15 DRY (18 g) was added and the reaction mixture was no longer cooled and allowed to warm to room temperature. The Amberlyst® 15 DRY was filtered off and aqueous HCl (1M, 100 mL) was added to the filtrate. The phases were separated, the organic phase was dried over Na2SO4, filtered and concentrated under reduced pressure to provide the compound of formula (2) as a solid (15.1 g, 92%).




1H NMR (400 MHz, CDCl3): δ 1.75 (s, 6H), 4.26 (s, 2H), 4.29 (s, 2H), 14.8 (s, 1H)
Example 1b
To a solution of a compound of formula (VI) (17.5 g, 0.21 mol) in dichloromethane (90 mL) at −15° C., Cl2 (14.76 g, 0.21 mol) was added during 120 min. The reaction mixture was stirred at −10° C. for 45 min. A solution of compound formula (1) was formed. To this solution of compound of formula (1) was then added within 60 min a mixture consisting of a compound of formula (V) (30 g, 0.21 mol), NEt3 (42.13 g, 0.42 mol) and dichloromethane (100 mL) of −15° C. The resulting reaction mixture was stirred for 16 h at 0° C. The reaction mixture was acidified with HCl (1M, 100 mL) at room temperature resulting in a dark brown mixture. The two phases could not be observed unambiguously, phase separation was therefore done based on calculated expected volumes of the expected phases. The phases were separated, the organic phase was extracted 3 times and was dried over Na2SO4. The solids were filtered off, filtration was slow. The remaining solvent was removed in vacuo to provide the compound of formula (2) as a dark brown solid (52.2 g, 96%).
Example 1c
To a solution of a compound of formula (VI) (5.25 g, 62.4 mmol) in dichloromethane (50 mL) at −15° C., Cl2 (4.43 g, 62.4 mmol) was added during 35 min. A solution of compound formula (1) was formed. This solution of compound of formula (1) was then added within 60 min to a mixture consisting of a compound of formula (V) (9 g, 62.4 mmol), NEt3 (12.65 g, 124.9 mmol) and dichloromethane (54 mL) at −15° C. The resulting reaction mixture was stirred for 2.5 h at 0° C. Amberlyst® 15 DRY (18 g) was added and stirring was continued for 30 min. The reaction mixture was then allowed to warm to room temperature. The Amberlyst® 15 DRY was filtered off; the reaction mixture was filtered over Celite® and finally concentrated to dryness to yield the compound of formula (2) as a solid (14.2 g, 87%).
Example 1d
To a solution of a compound of formula (VI) (10.5 g, 0.13 mol) in dichloromethane (108 mL) at −20° C., Cl2 (8.86 g, 0.13 mol) was added during 105 min. A solution of compound formula (1) was formed. This solution of compound of formula (1) was then added within 90 min to a mixture consisting of a compound of formula (V) (18 g, 0.13 mol), NEt3 (25.28 g, 0.25 mol) and dichloromethane (110 mL) at −15° C. The resulting reaction mixture was stirred for 2.5 h at −10° C. Amberlyst® 15 DRY (32 g) was added and stirring was continued for 30 min at 0° C. The reaction mixture was then filtered over silica; then acidified with HCl (1M, 150 mL) at 2° C. The phases were separated, the aqueous phase was extracted with dichloromethane (100 mL) and the combined organic phases were dried over Na2SO4, filtered and concentrated under reduced pressure to provide the compound of formula (2) as a solid (28.3 g, 86%).
Example 1e
To a solution of a compound of formula (VI) (7.87 g, 0.09 mol) in dichloromethane (77 mL) at −15° C., Cl2 (6.44 g, 0.09 mol) was added during 60 min. The reaction mixture was stirred at −10° C. for 75 min. A solution of compound formula (1) was formed. To this solution of compound of formula (1) was then added within 60 min a mixture consisting of a compound of formula (V) (10.8 g, 0.07 mol), NEt3 (16.68 g, 0.16 mol) and dichloromethane (80 mL) of −15° C. The resulting reaction mixture was stirred for 16 h at −10° C. The reaction mixture was acidified to pH 1 with gaseous HCl (6 g) at 5° C. resulting in a yellow-brownish reaction mixture. Water (120 mL) was added and the phases were separated, and dried over Na2SO4. The solvent was removed in vacuo to provide the compound of formula (2) as a yellow solid (19.7 g, 80%).
Example 1f
To a solution of a compound of formula (VI) (7.87 g, 0.09 mol) in dichloromethane (77 mL) at −15° C., Cl2 (6.44 g, 0.09 mol) was added during 60 min. The reaction mixture was stirred at −10° C. for 75 min. A solution of compound formula (1) was formed. To this solution of compound of formula (1) was then added within 60 min a mixture consisting of a compound of formula (V) (10.8 g, 0.07 mol), NEt3 (16.68 g, 0.16 mol) and dichloromethane (80 mL) of −15° C. The resulting reaction mixture was stirred for 16 h at −10° C. The reaction mixture was acidified to pH 1 with conc. H2SO4 (13.3 g) at 5° C. resulting in a yellow brownish mixture. Water (120 mL) was added and the phases were separated, and dried over Na2SO4. The solvent was removed in vacuo to provide the compound of formula (2) as a brown solid (16.3 g, 66%).
Example 1g
To a solution of a compound of formula (VI) (39.4 g, 0.469 mol) in dichloromethane (340 mL) at −15° C., Cl2 (33.3 g, 469 mol) was added during 120 min. The reaction mixture was stirred at −10° C. for 180 min. A solution of compound formula (1) was formed. To this solution of compound of formula (1) was then added within 120 min a mixture consisting of a compound of formula (V) (52 g, 0.361 mol), TMEDA (83.9 g, 0.722 mol) and dichloromethane (340 mL) of −5° C. The resulting reaction mixture was stirred for 4 h at −5° C. The reaction mixture was transferred into aqueous solution of HCl (5% by weight of HCl, based on the total weight of the aqueous solution of HCl, 658 g) at 5° C. resulting in a yellow brownish mixture with a pH below 2. After the phases were separated, the solvent was removed in vacuo to provide the compound of formula (2) as a brown solid with a purity of 80% (101 g, 86% yield).
Example 2a
A mixture of compound of formula (2) (7.5 g, 28.3 mmol), prepared according to example 1, and tert-butanol (75 mL, 0.81 mol) was stirred at reflux for 2.5 h. The resulting reaction mixture was filtered over silica and concentrated under reduced pressure to provide compound of formula (3) (6.4 g, 96%).




1H NMR (400 MHz, CDCl3): ratio of an enol form (-ef)/a keto form (-kf)=86:14 (area:area); δ 1.48 (s, 9H-ef), 1.49 (s, 9H-kf), 3.31 (s, 2H-ef), 3.49 (s, 2H-kf), 3.92 (s, 2H-kf), 4.06 (s, 2H-ef), 4.20 (s, 2H-kf), 5.97 (s, 1H-ef)
Example 2b
A mixture of compound of formula (2) (5.2 g, 19.8 mmol), prepared according to example 1, and tert-butanol (52 mL, 0.55 mol) was stirred at reflux for 2.5 h. The resulting reaction mixture was concentrated under reduced pressure to provide compound of formula (3) (4.5 g, 97%).
Example 2c
A mixture of compound of formula (2) (20 g, 76 mmol), prepared according to example 1, tert-butanol (56 g, 0.76 mol) and p-toluene sulfonic acid monohydrate (0.66 g, 4 mmol) was stirred at 50° C. for 3.5 h. The resulting reaction mixture was dissolved in DCM (150 ml) and washed with water (150 ml). The organic phase was mixed with water (150 ml), aqueous NaOH (25% w/w) was added until the pH was 8.0 to 9.0, after phase separation aqueous 0.5 N HCl was added until the pH was 2.5 to 3.5, and the mixture was concentrated under reduced pressure to provide compound of formula (3) (14 g, yield of 63%).

## Claims

1. A method (B) for the preparation of a compound of formula (II);



R1 is Cl, Br or CN;
method (B) comprises a step (C) and a step (B);
step (B) is done after step (C);
step (C) comprises a reaction (C) of a compound of formula (VI) with a compound (C) to provide a compound of formula (IV);




the compound (C) is selected from the group consisting of Cl2, Br2 and ClBr;
step (B) comprises a reaction (B) of the compound of formula (IV), which has been prepared in step (C), with a compound of formula (V) in the presence of a base (B);




R1-IV and R3 are identical and are Cl or Br;
base (B) is selected from the group consisting of N(R4)(R6)R6, 1,4-diazabicyclo[2.2.2]octane, 1,8-diazabicyclo[5.4.0]undec-7-ene, pyridine, pyridine substituted with 1 or 2 independently selected identical or different C1-2 alkyl residues, N,N-dimethyl-4-pyridinamine, morpholine, 4-methylmorpholine, 1-methylpiperidine, imidazol, benzimidazol, 2-methylimidazole, 4-methylimidazole, 2-ethylimidazole, 2-ethyl-4-methylimidazole, 2-isopropylimidazole, 2-phenylimidazole, 4-phenylimidazole, picoline, and mixtures thereof;
R4, R5, R6 are identical or different and independently from each other selected from the group consisting of H, C1-15 alkyl, C5-6 cycloalkyl, (C(R16)R17)mN(R12)R13 and phenyl, with the proviso, that at least one of the residues R4, R5 or R6 is not H;
R12 and R13 are identical or different and independently from each other H or C1-15 alkyl;
m is 2, 3, 4, 5 or 6;
R16 and R17 are identical or different and independently from each other selected from the group consisting of H, methyl and ethyl;
with the proviso, that if R1 in formula (II) is CN, then
step (B) comprises additionally a reaction (B-add), the reaction (B-add) is done after the reaction (B), of the reaction product of the reaction (B) with a compound (B);
compound (B) is selected from the group consisting of NaCN, KCN, Si(R9)(R10)(R11)CN, HCN, tetrabutylammonium cyanide, 1-cyano benzotriazole and triselenium dicyanide and mixtures thereof;

R9, R10 and R11 are identical or different and independently from each other selected from the group consisting of C1-4 alkyl and phenyl.

2. Method (B) according to claim 1, wherein
R1-IV and R3 are Cl.

3. Method (B) according to claim 1, wherein
R4, R5, R6 are identical or different and independently from each other selected from the group consisting of cyclohexyl, phenyl, methyl, ethyl, n-propyl, iso-propyl, n-butyl, iso-butyl, sec-butyl, tert-butyl and (CH2)mN(R12)R13;
R12 and R13 are identical or different and independently from each other selected from the group consisting of H, methyl, ethyl, n-propyl, iso-propyl, n-butyl, iso-butyl, sec-butyl and tert-butyl;
m is 2, 3 or 4.

4. Method (B) according to claim 1, wherein
base (B) is selected from the group consisting of NEt3, tetramethylethylendiamine and N,N-dimethyl-4-pyridinamine and mixtures thereof.

5. Method (B) according to claim 1, wherein
R9, R10 and R11 are identical and are selected from the group consisting of C1-4 alkyl.

6. Method (B) according to claim 1, wherein
compound (B) is NaCN or KCN.

7. Method (B) according to claim 1, wherein
reaction (B) is done in a solvent (B), solvent (B) is selected from the group consisting of hexanes, heptanes, dichloromethane, dichloroethane, chloroform, carbon tetrachloride, toluene, xylene, mesitylene, dioxane, methyl tea-butyl ether and mixtures thereof.

8. Method (B) according to claim 1, wherein compound (C) is Cl2 or Br2.

9. Method (B) according to claim 1, wherein
reaction (C) is done in a solvent (C), solvent (C) is selected from the group consisting of hexane, heptane, dichloromethane, dichloroethane, chloroform, carbon tetrachloride, toluene, xylene, mesitylene, dioxane, methyl tert-butyl ether and mixtures thereof.

10. Method (B) according to claim 1, wherein
compound (C) is Cl2,
R1-IV and R3 are Cl and
R1 is Cl or CN.

11. Method (B) according to claim 1, wherein
method (B) comprises a step (ACID);
step (ACID) is done after step (B);
step (ACID) comprises combining the reaction mixture prepared in step (B) with an acid (B);
acid (B) is selected from the group consisting of polymeric sulfonic acid resin, toluene sulfonic acid, HCl, H2SO4, citric acid, tartaric acid, acetic acid, ammonium chloride, oxalic acid, phosphoric acid and mixtures thereof.

12. Method (B) according to claim 11, wherein
acid (B) is a polymeric sulfonic acid resin.

13. Method (B) according to claim 1, wherein
method (B) comprises further a step (A);
step (A) is done after step (B);
step (A) comprises a reaction (A) of compound of formula (II), which has been prepared in step (B), with a compound of formula (III) to provide compound of formula (I);




R2 is C1-4 alkyl.

14. Method (B) according to claim 13, wherein
R1 is Cl or CN.

15. Method (B) according to claim 13, wherein
R2 is ethyl or tea-butyl.

16. Method (B) according to claim 13, wherein
method (B) comprises step (ACID);
step (ACID) is as defined in claim 11;
step (ACID) is done before step (A).

17. Method (B) according to claim 16, wherein
acid (B) is a polymeric sulfonic acid resin.