JOINT STIPULATION RESOLVING 

MOTION TO COMPEL IN PART

Robert C. Weaver, Jr., OSB #801350

E-Mail: rweaver@gsblaw.com

Gary I. Grenley, OSB #751380

E-Mail: ggrenley@gsblaw.com

Paul H. Trinchero, OSB #014397

E-Mail: ptrinchero@gsblaw.com

Eryn Karpinski Hoerster, OSB #106126

E-Mail: ehoerster@gsblaw.com

Daniel L. Keppler, OSB #923537

E-Mail: dkeppler@gsblaw.com

Garvey Schubert Barer

121 SW Morrison Street, Eleventh Floor

Portland, Oregon 97204-3141

Telephone: (503) 228-3939

Peter A. Wald (admitted pro hac vice)

E-Mail: peter.wald@lw.com

Gavin M. Masuda (admitted pro hac vice)

E-Mail: gavin.masuda@lw.com

Nicole C. Valco (admitted pro hac vice)

E-Mail: nicole.valco@lw.com

Marcy C. Priedeman (admitted pro hac vice)

E-Mail: marcy.priedeman@lw.com

Latham & Watkins LLP

505 Montgomery Street, Suite 2000

San Francisco, California 94111

Telephone: (415) 391-0600

Attorneys for Defendant Deloitte & Touche LLP

(Additional Counsel Listed on Signature Page)

UNITED STATES DISTRICT COURT

DISTRICT OF OREGON

PORTLAND DIVISION

LAWRENCE P. CIUFFITELLI, for himself 

and as Trustee of CIUFFITELLI 

REVOCABLE TRUST, et al., 

Plaintiffs, 

v. 

DELOITTE & TOUCHE LLP; 

EISNERAMPER LLP; SIDLEY AUSTIN 

LLP; TONKON TORP LLP; TD 

AMERITRADE, INC.; INTEGRITY BANK 

& TRUST; and DUFF & PHELPS, LLC

Defendants. 

Case No. 3:16-cv-00580-AC 

JOINT STIPULATION RESOLVING 

MOTION TO COMPEL (DKT. NO. 364) IN 

PART

Case 3:16-cv-00580-AC Document 405 Filed 11/09/18 Page 1 of 5
Page 1 – JOINT STIPULATION RESOLVING 

MOTION TO COMPEL IN PART

WHEREAS, on September 21, 2018, Deloitte filed a Motion to Compel Production of 

Documents (“Motion”), seeking to compel Plaintiffs to produce financial condition and damages 

documents (Dkt. No. 364);

WHEREAS, after Deloitte filed its Motion, and in an effort to resolve the damages 

document portion of the motion, Plaintiffs produced additional documents. Specifically, on 

September 20, 2018, October 10, 2018, and October 29, 2018, Plaintiffs made additional 

productions of account or brokerage statements reflecting the purchase, sale, rollover, and 

interest payments or other amounts received on the securities for which they claim damages 

against Deloitte (the “Additional Productions”); 

WHEREAS, the Additional Productions resolved the damages documents disputes 

described in the Motion with respect to Plaintiffs Lawrence Ciuffitelli and William Ramstein and 

significantly narrowed the dispute regarding Plaintiff Andrew Nowak;

WHEREAS, with respect to Mr. Nowak, Deloitte asserts that account statements 

reflecting three interest payments in 2015 and 2016 on claimed securities (“the Outstanding 

Interest Payments”) are still outstanding;

WHEREAS, Deloitte asserts that the Outstanding Interest Payments would have been 

made to Mr. Nowak’s US Bank Account in October 2015 and January 2016 and to Mr. Nowak’s 

Charles Schwab Account in December 2015 or January 2016 (“the Additional Statements”);

WHEREAS, although Mr. Nowak (who is in his 70's) has made efforts to obtain 

responsive documents, Deloitte asserts that he has not yet produced the Additional Statements;

WHEREAS, Mr. Nowak, through undersigned counsel, agrees to continue to make 

efforts to produce the Additional Statements by December 7, 2018;

WHEREAS, Mr. Nowak may petition this Court for an extension if he is unable to 

Case 3:16-cv-00580-AC Document 405 Filed 11/09/18 Page 2 of 5
Page 2 – JOINT STIPULATION RESOLVING 

MOTION TO COMPEL IN PART

comply by the December 7, 2018 date above;

WHEREAS, if Mr. Nowak is unable to provide documentation in the form of the 

Relevant Statements to confirm or deny the Outstanding Interest Payments by the date above or 

any extended date approved by this Court, the parties stipulate that Exhibit D to each of Mr. 

Nowak’s Receiver Packets (NOWAK_0001260 and NOWAK 0001447-1448) will control for 

purposes of determining whether Mr. Nowak received the three interest payments;

WHEREAS, the parties have conferred and agree, based on the representations above, 

that the Court’s intervention is not necessary to resolve the dispute regarding damages 

documents described in Deloitte’s motion to compel;

THE PARTIES HEREBY AGREE AND STIPULATE THAT the portion of Deloitte’s 

Motion to Compel (Dkt. 364) relating to Plaintiffs Damages Documents (Section III.B) is taken 

off the Court’s November 13, 2018 calendar. 

THE PARTIES HEREBY ALSO AGREE AND STIPULATE THAT the other dispute 

described in Deloitte’s Motion to Compel (Dkt. 364) (Section III.A), relating to Plaintiffs’ 

financial condition documents, remains unresolved, and therefore, the hearing on November 13, 

2018 should continue as scheduled, as to those issues. 

Case 3:16-cv-00580-AC Document 405 Filed 11/09/18 Page 3 of 5
Page 3 – JOINT STIPULATION RESOLVING 

MOTION TO COMPEL IN PART

Dated: November 9, 2018

STOLL STOLL BERNE LOKTING & 

SHLACHTER P.C.

By: s/ Timothy S. DeJong

Keith A. Ketterling, OSB No. 913368

Timothy S. DeJong, OSB No. 940662

Jacob S. Gill, OSB No. 033238

Jennifer S. Wagner, OSB No. 024470

Nadia H. Dahab, OSB No. 125630

Lydia Anderson-Dana, OSB No. 166167

209 SW Oak Street, Suite 500

Portland, Oregon 97204

Telephone: (503) 227-1600

Email: kketterling@stollberne.com

 tdejong@stollberne.com

 jwagner@stollberne.com

 jgill@stollberne.com

 ndahab@stollberne.com

–And–

Steve W. Berman (admitted pro hac vice)

Karl P. Barth (admitted pro hac vice)

Jeniphr A.E. Breckenridge (admitted pro 

hac vice)

Catherine Y.N. Gannon (admitted pro hac 

vice)

Dawn Cornelius (admitted pro hac vice)

HAGENS BERMAN SOBOL SHAPIRO LLP

1918 Eighth Avenue, Suite 3300

Seattle, Washington 98101

Telephone: (206) 623-7292

Facsimile: (206) 623-0594

Email: steve@hbsslaw.com

 karlb@hbsslaw.com

 jeniphr@hbsslaw.com

 catherine@hbsslaw.com

 dawn@hbsslaw.com

–And–

Robert S. Banks, Jr., OSB No. 821862

BANKS LAW OFFICE, P.C.

LATHAM & WATKINS LLP

By: s/ Peter A. Wald

Peter A. Wald (admitted pro hac vice) 

Gavin M. Masuda (admitted pro hac vice)

Nicole C. Valco (admitted pro hac vice)

Marcy C. Priedeman (admitted pro hac vice)

505 Montgomery Street, Suite 2000

San Francisco, CA 94111-6538

Telephone: (415) 391-0600

Email: peter.wald@lw.com

gavin.masuda@lw.com

nicole.valco@lw.com

marcy.priedeman@lw.com

–And–

Nicholas J. Siciliano (admitted pro hac vice)

LATHAM & WATKINS LLP

330 North Wabash Avenue, Suite 2800

Chicago, IL 60611

Telephone: (312) 876-7700

Email: nicholas.siciliano@lw.com

–And–

Robert C. Weaver, Jr., OSB No. 801350

Gary I. Grenley, OSB No. 751380

Paul H. Trinchero, OSB No. 014397

Eryn Karpinski Hoerster, OSB No. 106126

Daniel L. Keppler, OSB No. 923537

GARVEY SCHUBERT BARER

121 SW Morrison Street, 11th Floor

Portland, OR 97204

Telephone: (503) 228-3939

Facsimile: (503) 226-0259

Email: rweaver@gsblaw.com

ggrenley@gsblaw.com

ptrinchero@gsblaw.com

ehoerster@gsblaw.com

dkeppler@gsblaw.com

Attorneys for Defendant Deloitte & Touche LLP

Case 3:16-cv-00580-AC Document 405 Filed 11/09/18 Page 4 of 5
Page 4 – JOINT STIPULATION RESOLVING 

MOTION TO COMPEL IN PART

1001 SW Fifth Avenue, Suite 1100

Portland, OR 97204

Telephone: (503) 222-7475

Email: bob@bankslawoffice.com

Attorneys for Plaintiffs

Case 3:16-cv-00580-AC Document 405 Filed 11/09/18 Page 5 of 5