Federal Register / Vol. 86, No. 172 / Thursday, September 9, 2021 / Notices 50569 

1 15 U.S.C. 78s(b)(1). 

2 17 CFR 240.19b–4. 

3See Securities Exchange Act Release No. 92506 

(July 26, 2021), 86 FR 41109. 

4 15 U.S.C. 78s(b)(2). 

5 Id. 

6 17 CFR 200.30–3(a)(31). 

1 15 U.S.C. 78s(b)(1). 

2 17 CFR 240.19b–4. 

3Securities Exchange Act Release No. 92570 

(August 5, 2021), 86 FR 44482 (August 12, 2021) 

(SR–NSCC–2021–010) (‘‘Notice’’). NSCC also filed 

the proposal contained in the Proposed Rule 

Change as advance notice SR–NSCC–2021–803 

(‘‘Advance Notice’’) with the Commission pursuant 

to Section 806(e)(1) of the Dodd-Frank Wall Street 

Reform and Consumer Protection Act entitled the 

Payment, Clearing, and Settlement Supervision Act 

of 2010 (‘‘Clearing Supervision Act’’). 12 U.S.C. 

5465(e)(1); 17 CFR 240.19b–4(n)(1)(i). Notice of 

filing of the Advance Notice was published for 

comment in the Federal Register on August 12, 

2021. Securities Exchange Act Release No. 92568 

(August 5, 2021), 86 FR 44530 (August 12, 2021) 

(SR–NSCC–2021–803). The proposal contained in 

the Proposed Rule Change and the Advance Notice 

shall not take effect until all regulatory actions 

required with respect to the proposal are 

completed. 

4Comment letters are available at https://

www.sec.gov/comments/sr-nscc-2021-010/srnscc

2021010.htm. 

5 15 U.S.C. 78s(b)(2). 

6 15 U.S.C. 78s(b)(2). 

7 17 CFR 200.30–3(a)(31). 

(‘‘Commission’’), pursuant to Section 

19(b)(1) of the Securities Exchange Act 

of 1934 (‘‘Act’’) 1 and Rule 19b–4 

thereunder,2 a proposed rule change to 

list and trade shares of the Sprott ESG 

Gold ETF under NYSE Arca Rule 8.201– 

E (Commodity-Based Trust Shares). The 

proposed rule change was published for 

comment in the Federal Register on July 

30, 2021.3 The Commission has received 

no comment letters on the proposed rule 

change. 

Section 19(b)(2) of the Act 4 provides 

that within 45 days of the publication of 

notice of the filing of a proposed rule 

change, or within such longer period up 

to 90 days as the Commission may 

designate if it finds such longer period 

to be appropriate and publishes its 

reasons for so finding, or as to which the 

self-regulatory organization consents, 

the Commission shall either approve the 

proposed rule change, disapprove the 

proposed rule change, or institute 

proceedings to determine whether the 

proposed rule change should be 

disapproved. The 45th day after 

publication of the notice for this 

proposed rule change is September 13, 

2021. The Commission is extending this 

45-day time period. 

The Commission finds it appropriate 

to designate a longer period within 

which to take action on the proposed 

rule change so that it has sufficient time 

to consider the proposed rule change. 

Accordingly, the Commission, pursuant 

to Section 19(b)(2) of the Act,5

designates October 28, 2021 as the date 

by which the Commission shall either 

approve or disapprove, or institute 

proceedings to determine whether to 

disapprove, the proposed rule change 

(File No. SR–NYSEArca–2021–65). 

For the Commission, by the Division of 

Trading and Markets, pursuant to delegated 

authority.6

J. Matthew DeLesDernier, 

Assistant Secretary. 

[FR Doc. 2021–19421 Filed 9–8–21; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–92860; File No. SR–NSCC– 

2021–010] 

Self-Regulatory Organizations; 

National Securities Clearing 

Corporation; Notice of Designation of 

Longer Period for Commission Action 

on a Proposed Rule Change To 

Establish the Securities Financing 

Transaction Clearing Service and Make 

Other Changes 

September 2, 2021. 

On July 22, 2021, National Securities 

Clearing Corporation (‘‘NSCC’’) filed 

with the Securities and Exchange 

Commission (‘‘Commission’’) proposed 

rule change SR–NSCC–2021–010 

(‘‘Proposed Rule Change’’) pursuant to 

Section 19(b)(1) of the Securities 

Exchange Act of 1934 (‘‘Act’’) 1 and Rule 

19b–4 thereunder.2 The Proposed Rule 

Change was published for comment in 

the Federal Register on August 12, 

2021.3 The Commission has received 

comment letters on the Proposed Rule 

Change.4

Section 19(b)(2) of the Act 5 provides 

that, within 45 days of the publication 

of notice of the filing of a proposed rule 

change, or within such longer period up 

to 90 days as the Commission may 

designate if it finds such longer period 

to be appropriate and publishes its 

reasons for so finding or as to which the 

self-regulatory organization consents, 

the Commission shall either approve the 

proposed rule change, disapprove the 

proposed rule change, or institute 

proceedings to determine whether the 

proposed rule change should be 

disapproved. The 45th day after 

publication of the notice for the 

Proposed Rule Change is September 26, 

2021. 

The Commission is extending the 45- 

day period for Commission action on 

the Proposed Rule Change. The 

Commission finds that it is appropriate 

to designate a longer period within 

which to take action on the Proposed 

Rule Change so that it has sufficient 

time to consider and take action on the 

Proposed Rule Change. 

Accordingly, pursuant to Section 

19(b)(2) of the Act 6 and for the reasons 

stated above, the Commission 

designates November 10, 2021 as the 

date by which the Commission shall 

either approve, disapprove, or institute 

proceedings to determine whether to 

disapprove proposed rule change SR– 

NSCC–2021–010. 

For the Commission, by the Division of 

Trading and Markets, pursuant to delegated 

authority.7

J. Matthew DeLesDernier, 

Assistant Secretary. 

[FR Doc. 2021–19418 Filed 9–8–21; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release Nos. 33–10976; 34–92872; File No. 

265–32] 

SEC Small Business Capital Formation 

Advisory Committee 

AGENCY: Securities and Exchange 

Commission. 

ACTION: Notice of meeting. 

SUMMARY: The Securities and Exchange 

Commission Small Business Capital 

Formation Advisory Committee, 

established pursuant to the Securities 

Exchange Act of 1934 as added by the 

SEC Small Business Advocate Act of 

2016, is providing notice that it will 

hold a public meeting by 

videoconference. The public is invited 

to submit written statements to the 

Committee. 

DATES: The meeting will be held on 

Monday, September 27, 2021, from 

10:00 a.m. to 2:30 p.m. (ET) and will be 

open to the public. Written statements 

should be received on or before 

September 27, 2021. 

ADDRESSES: The meeting will be 

conducted by remote means 

(videoconference). Members of the 

public may attend the meeting by 

viewing the webcast on the 

Commission’s website at www.sec.gov. 

Written statements may be submitted by 

any of the following methods: 


lotter on DSK11XQN23PROD with NOTICES1
50570 Federal Register / Vol. 86, No. 172 / Thursday, September 9, 2021 / Notices 

1 15 U.S.C. 78s(b)(1). 

2 17 CFR 240.19b–4. 

3Securities Exchange Act Release No. 92572 

(August 5, 2021), 86 FR 44077 (August 11, 2021) 

(SR–DTC–2021–014) (‘‘Notice’’). 

4 15 U.S.C. 78s(b)(2). 

5 Id. 

6 17 CFR 200.30–3(a)(31). 

1 15 U.S.C. 78s(b)(1). 

2 17 CFR 240.19b–4. 

Electronic Statements 

• Use the Commission’s internet 

submission form (https://www.sec.gov/ 

rules/submitcomments.htm); or 

• Send an email message to rulecomments@sec.gov. Please include File 

Number 265–32 on the subject line; or 

Paper Statements 

• Send paper statements to Vanessa 

A. Countryman, Secretary, Securities 

and Exchange Commission, 100 F Street 

NE, Washington, DC 20549–1090. 

All submissions should refer to File No. 

265–32. This file number should be 

included on the subject line if email is 

used. To help us process and review 

your statement more efficiently, please 

use only one method. The Commission 

will post all statements on the SEC’s 

website at www.sec.gov. 

Statements also will be available for 

website viewing and printing in the 

Commission’s Public Reference Room, 

100 F Street NE, Washington, DC 20549, 

on official business days between the 

hours of 10:00 a.m. and 3:00 p.m. (ET). 

All statements received will be posted 

without change; we do not edit personal 

identifying information from 

submissions. You should submit only 

information that you wish to make 

available publicly. 

FOR FURTHER INFORMATION CONTACT: Julie 

Z. Davis, Senior Special Counsel, Office 

of the Advocate for Small Business 

Capital Formation, at (202) 551–5407, 

Securities and Exchange Commission, 

100 F Street NE, Washington, DC 

20549–3628. 

SUPPLEMENTARY INFORMATION: The 

meeting will be open to the public. 

Persons needing special 

accommodations because of a disability 

should notify the contact person listed 

in the section above entitled FOR

FURTHER INFORMATION CONTACT. The 

agenda for the meeting includes matters 

relating to rules and regulations 

affecting small and emerging companies 

and their investors under the federal 

securities laws. 

Dated: September 2, 2021. 

Vanessa A. Countryman, 

Secretary. 

[FR Doc. 2021–19416 Filed 9–8–21; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–92861; File No. SR–DTC– 

2021–014] 

Self-Regulatory Organizations; The 

Depository Trust Company; Notice of 

Designation of Longer Period for 

Commission Action on a Proposed 

Rule Change To Provide Settlement 

Services for Transactions Entered Into 

Under the Proposed Securities 

Financing Transaction Clearing 

Service of the National Securities 

Clearing Corporation 

September 2, 2021. 

On July 22, 2021, The Depository 

Trust Company (‘‘DTC’’) filed with the 

Securities and Exchange Commission 

(‘‘Commission’’) proposed rule change 

SR–DTC–2021–014 (‘‘Proposed Rule 

Change’’) pursuant to Section 19(b)(1) of 

the Securities Exchange Act of 1934 

(‘‘Act’’) 1 and Rule 19b–4 thereunder.2

The Proposed Rule Change was 

published for comment in the Federal 

Register on August 11, 2021.3 The 

Commission has received no comment 

letters on the Proposed Rule Change. 

Section 19(b)(2) of the Act 4 provides 

that, within 45 days of the publication 

of notice of the filing of a proposed rule 

change, or within such longer period up 

to 90 days as the Commission may 

designate if it finds such longer period 

to be appropriate and publishes its 

reasons for so finding or as to which the 

self-regulatory organization consents, 

the Commission shall either approve the 

proposed rule change, disapprove the 

proposed rule change, or institute 

proceedings to determine whether the 

proposed rule change should be 

disapproved. The 45th day after 

publication of the notice for the 

Proposed Rule Change is September 25, 

2021. 

The Commission is extending the 45- 

day period for Commission action on 

the Proposed Rule Change. The 

Commission finds that it is appropriate 

to designate a longer period within 

which to take action on the Proposed 

Rule Change so that it has sufficient 

time to consider and take action on the 

Proposed Rule Change. 

Accordingly, pursuant to Section 

19(b)(2) of the Act 5 and for the reasons 

stated above, the Commission 

designates November 9, 2021 as the date 

by which the Commission shall either 

approve, disapprove, or institute 

proceedings to determine whether to 

disapprove proposed rule change SR– 

DTC–2021–014. 

For the Commission, by the Division of 

Trading and Markets, pursuant to delegated 

authority.6

J. Matthew DeLesDernier, 

Assistant Secretary. 

[FR Doc. 2021–19419 Filed 9–8–21; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–92865; File No. SR– 

NASDAQ–2021–066] 

Self-Regulatory Organizations; The 

Nasdaq Stock Market LLC; Notice of 

Filing of a Proposed Rule Change, as 

Modified by Amendment No. 1, To List 

and Trade Shares of the Valkyrie XBTO 

Bitcoin Futures Fund Under Nasdaq 

Rule 5711(g) 

September 2, 2021. 

Pursuant to Section 19(b)(1) of the 

Securities Exchange Act of 1934 

(‘‘Act’’) 1 and Rule 19b–4 thereunder,2

notice is hereby given that on August 

23, 2021, The Nasdaq Stock Market LLC 

(‘‘Nasdaq’’ or ‘‘Exchange’’) filed with the 

Securities and Exchange Commission 

(‘‘SEC’’ or ‘‘Commission’’) the proposed 

rule change as described in Items I and 

II below, which Items have been 

prepared by the Exchange. On August 

25, 2021, the Exchange filed 

Amendment No. 1 to the proposed rule 

change. The Commission is publishing 

this notice to solicit comments on the 

proposed rule change, as amended, from 

interested persons. 

I. Self-Regulatory Organization’s 

Statement of the Terms of Substance of 

the Proposed Rule Change 

The Exchange proposes to list and 

trade shares of the Valkyrie XBTO 

Bitcoin Futures Fund (the ‘‘Trust’’) 

under Nasdaq Rule 5711(g) 

(‘‘Commodity Futures Trust Shares’’). 

The shares of the Trust are referred to 

herein as the ‘‘Shares.’’ 

The text of the proposed rule change 

is available on the Exchange’s website at 

https://listingcenter.nasdaq.com/ 

rulebook/nasdaq/rules, at the principal 

office of the Exchange, and at the 

Commission’s Public Reference Room. 


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