Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 1 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 1 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 2 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 2 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 3 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 3 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 4 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 4 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 5 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 5 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 6 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 6 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 7 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 7 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 8 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 8 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 9 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 9 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 10 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 10 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 11 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 11 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 12 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 12 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 13 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 13 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 14 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 14 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 15 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 15 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 16 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 16 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 17 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 17 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 18 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 18 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 19 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 19 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 20 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 20 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 21 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 21 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 22 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 22 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 23 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 23 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 24 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 24 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 25 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 25 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 26 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 26 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 27 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 27 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 28 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 28 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 29 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 29 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 30 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 30 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 31 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 31 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 32 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 32 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 33 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 33 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 34 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 34 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 35 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 35 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 36 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 36 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 37 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 37 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 38 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 38 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 39 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 39 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 40 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 40 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 41 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 41 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 42 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 42 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 43 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 43 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 44 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 44 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 45 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 45 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 46 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 46 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 47 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 47 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 48 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 48 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 49 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 49 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 50 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 50 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 51 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 51 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 52 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 52 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 53 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 53 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 54 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 54 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 55 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 55 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 56 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 56 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 57 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 57 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 58 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 58 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 59 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 59 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 60 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 60 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 61 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 61 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 62 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 62 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 63 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 63 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 64 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 64 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 65 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 65 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 66 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 66 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 67 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 67 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 68 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 68 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 69 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 69 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 70 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 70 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 71 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 71 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 72 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 72 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 73 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 73 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 74 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 74 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 75 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 75 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 76 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 76 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 77 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 77 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 78 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 78 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 79 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 79 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 80 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 80 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 81 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 81 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 82 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 82 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 83 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 83 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 84 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 84 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 85 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 85 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 86 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 86 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 87 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 87 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 88 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 88 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 89 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 89 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 90 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 90 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 91 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 91 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 92 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 92 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 93 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 93 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 94 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 94 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 95 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 95 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 96 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 96 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 97 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 97 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 98 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 98 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 99 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 99 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 100 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 100 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 101 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 101 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 102 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 102 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 103 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 103 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 104 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 104 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 105 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 105 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 106 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 106 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 107 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 107 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 108 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 108 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 109 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 109 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 110 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 110 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 111 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 111 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 112 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 112 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 113 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 113 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 114 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 114 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 115 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 115 of 151
Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 116 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 116 of 151
Disclosure Schedules 12/7/16 

1 

DISCLOSURE SCHEDULES 

Index 

Disclosure Schedule 1(r) Data Room 

Disclosure Schedule 1(u) Excluded Assets 

Disclosure Schedule 1(v) Excluded Obligations 

Disclosure Schedule 1(dd) Knowledge – Sellers 

Disclosure Schedule 1(tt) Portfolio Companies 

Disclosure Schedule 5(a)(iii) Brokers 

Disclosure Schedule 5(b) Representations as to the Interests 

Disclosure Schedule 5(b)(ii)(A) Property Agreement 

Disclosure Schedule 5(b)(ii)(B) Remaining Capital Commitments 

Disclosure Schedule 5(b)(ii)(C) Participation in Partnership Investments Through AIV 

Disclosure Schedule 5(b)(iii) Litigation 

Disclosure Schedule 5(b)(v) Certain Conduct 

Disclosure Schedule 5(c)(ii)(B) Schedule of Partners/Partnership Interests 

Disclosure Schedule 5(c)(ii)(F) Capitalization of Portfolio Companies 

Disclosure Schedule 5(c)(iv) Indebtedness 

Disclosure Schedule 5(c)(v) Financial Statements 

Disclosure Schedule 5(d)(i) Representations as to the Notes; Ownership 

Disclosure Schedule 5(d)(iii) Representations as to the Notes; Agreements and Commitments 

Disclosure Schedule 5(e)(i) Representations as to CarePayment; Capitalization 

Disclosure Schedule 5(e)(ii) Representations as to CarePayment; Financial Statements 

Disclosure Schedule 5(e)(iii) Representations as to CarePayment; Other Liabilities 

Disclosure Schedule 5(e)(iv) Representations as to CarePayment; Compliance with Laws 

Disclosure Schedule 6(b) No Conflicts 

Disclosure Schedule 6(e) Litigation 

Disclosure Schedule 7(c)(ii)(D) Liens on Interests

 

Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 117 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 117 of 151
Disclosure Schedules 12/7/16 

2 

DISCLOSURE SCHEDULES 

These Disclosure Schedules (the “Disclosure Schedules”) are made and delivered pursuant to the 

Agreement of Purchase and Sale (the “Agreement”) dated as of December 7, 2016, by and among 

CEDAR SPRINGS SPECIAL OPPORTUNITIES IV, LP, a Delaware limited partnership (the “LP 

Buyer”), CSC SPEC OPPS IV GP, LLC, a Delaware limited liability company (“GP Buyer,” and together 

with the LP Buyer, each a “Buyer” and collectively “Buyers”), AEQUITAS COMMERCIAL FINANCE, 

LLC, an Oregon limited liability company, AEQUITAS PRIVATE CLIENT FUND, LLC, a Delaware 

limited liability company, and AEQUITAS HOLDINGS, LLC, an Oregon limited liability company 

(each, an “LP Seller” and together, the “LP Sellers”), CCM CAPITAL OPPORTUNITIES GP, LLC, a 

Delaware limited liability company (“GP Seller”), and AEQUITAS CORPORATE LENDING, LLC, an 

Oregon limited liability company (“Lender,” and together with the LP Sellers, each a “Seller” and 

collectively “Sellers”) acting through RONALD GREENSPAN (the “Receiver”), as receiver of Sellers. 

Capitalized terms used but not defined in these Disclosure Schedules shall have the same meanings given 

to them in the Agreement. 

In accordance with the Agreement, these Disclosure Schedules shall be construed with, and form an 

integral part of, the Agreement as if fully set forth therein. These Disclosure Schedules and the 

information, descriptions and disclosures included in these Disclosure Schedules are intended to qualify 

those representations, warranties and covenants contained in the Agreement that are subject to 

qualification and shall not be deemed to expand in any way the scope or effect of any of such 

representations, warranties or covenants. 

Certain information in these Disclosure Schedules may not be required to be disclosed pursuant to the 

Agreement. Any such information is included solely for informational purposes, will not be construed to 

mean that such item is necessarily required to be included in these Disclosure Schedules, and does not 

imply that other matters of a similar nature are included. The disclosure of any item in the Disclosure 

Schedules does not establish or imply a standard of materiality, a standard for what may be in the 

ordinary course of business, or any other standard for purposes of the Agreement. Nothing in these 

Disclosure Schedules shall be deemed an admission or representation of fault, liability, value or 

materiality. 

The information, descriptions, and disclosures included in each paragraph, subparagraph and clause of 

these Disclosure Schedules shall be deemed to be disclosed, included and incorporated in: (a) such 

specific paragraph, subparagraph and/or clause; and (b) any other paragraph and subparagraphs 

referencing by cross-reference the materials disclosed in such paragraph or subparagraph. 

The headings, if any, of the individual paragraphs of these Disclosure Schedules are inserted for 

convenience only, and are not intended to limit the effect of the disclosures included in these Disclosure 

Schedules or to expand the scope of the information required to be disclosed in these Disclosure 

Schedules. 

The contents of all agreements and other documents referred to in these Disclosure Schedules (other than 

the documents and agreements referred to Disclosure Schedule 1(r)) form an integral part of the 

Disclosure Schedules and are incorporated by reference for purposes of the specific disclosure as if set 

forth fully in these Disclosure Schedules. Where documents or provisions in documents have been 

summarized, reference must be made to the actual documents for complete information. 

Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 118 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 118 of 151
Disclosure Schedules 12/7/16 

3 

DISCLOSURE SCHEDULE 1(r) 

Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 119 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 119 of 151
Disclosure Schedules 12/7/16 

4 

Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 120 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 120 of 151
Disclosure Schedules 12/7/16 

5 

. 

Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 121 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 121 of 151
Disclosure Schedules 12/7/16 

6 

 

Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 122 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 122 of 151
Disclosure Schedules 12/7/16 

7 

[

Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 123 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 123 of 151
Disclosure Schedules 12/7/16 

8 

[

Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 124 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 124 of 151
Disclosure Schedules 12/7/16 

9 

)

Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 125 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 125 of 151
Disclosure Schedules 12/7/16 

10 

DISCLOSURE SCHEDULE 1(u) 

Excluded Assets 

 Warrants to purchase 15,000 Common Units of ETC Global Group, LLC owned by Aequitas 

Commercial Finance, LLC. 

 All rights and interests in the Partnership’s deposit of $250,000 with Kirkland & Ellis (the 

“Deposit”) made on behalf of itself and the other Receivership Entities as described in the letter 

agreement dated July 11, 2016 among FTV IV, L.P., the Partnership and CarePayment, including 

the right to a return of the Deposit (the “FTV Rights”). The FTV Rights will also include all 

claims related to the Deposit that the Partnership or other Receivership Entities may have against 

Kirkland & Ellis, FTV IV, L.P. or any of their affiliates. 

 Aequitas Commercial Finance, LLC’s ownership interest in Aequitas ETC Founders Fund, LLC, 

which owns 1,760,000 Series A Preferred Units of ETC Global Group, LLC. 

Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 126 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 126 of 151
Disclosure Schedules 12/7/16 

11 

DISCLOSURE SCHEDULE 1(v) 

Excluded Obligations 

 Any broker fees or other liabilities or obligations to brokers, including any claims for 

compensation from the potential brokers listed on Disclosure Schedule 5(a)(iii). 

 Pre-Receivership Aequitas Commercial Finance Loan: On June 30, 2014, the Partnership entered 

into a Business Loan Agreement with Aequitas Commercial Finance, LLC (“ACF”) whereby 

ACF agreed to provide the Partnership with a revolving line of credit in the maximum principal 

amount of $2,000,000. This line of credit was substantially paid down and has had a balance of 

$102.83 since October 2014. This loan will be paid off at the Closing in accordance with 

Paragraph 4(b) of the Purchase Agreement. 

 Post-Receivership Aequitas Commercial Finance Loan: On July 15, 2016, ACF loaned the 

Partnership $185,000 and the Partnership executed a Secured Promissory Note in favor of ACF in 

the same amount. As of the date of this Purchase Agreement, this loan has an outstanding 

balance of $185,000. This loan will be paid off at the Closing in accordance with Paragraph 4(b) 

of the Purchase Agreement. 

 ACC Funding Trust 2014-2 Loans: In 2016, an aggregate of $252,720.71 was loaned to the 

Partnership by ACC Funding Trust 2014-2, a receivership entity, for (i) payment of the EMPYR 

Incorporated Series B-2 Preferred Stock follow-on investment, (ii) payment of payroll obligations 

to Craig Froude, (iii) payment of tax obligations, and (iv) other obligations of the Partnership. 

These loans will be paid off at the Closing in accordance with Paragraph 4(b) of the Purchase 

Agreement. 

 Aequitas Capital Management, Inc.: An aggregate of $42,727.52 is owed by the Partnership to 

Aequitas Capital Management, Inc., a receivership entity, for its payment of remaining payroll 

obligations to Craig Froude on behalf of the Partnership in 2016. This liability will be paid off at 

the Closing in accordance with Paragraph 4(b) of the Purchase Agreement. 

 Carried Interest: William Ruh’s November 2013 employment agreement with Aequitas Capital 

Management, Inc. (“ACM”) claims that ACM will arrange for Mr. Ruh to receive 16.5% of the 

carried interest the GP Seller is entitled to from the Partnership. Mr. Ruh resigned from his 

position with ACM and forfeited any rights to the carried interest from the Partnership. Prereceivership executives of ACM may have communicated to Craig Froude, and Mr. Froude may 

so assert, that he is entitled to receive 16.5% of the carried interest the GP Seller is entitled to 

from the Partnership. Such an asserted arrangement was never formally documented. Per the 

CCM Portfolio Final Sale Order, all claims and Liens as of the date of Closing will be released as 

against the GP Interest to allow the GP Interest to be sold to Buyers free and clear of all Liens, 

including these claims. 

Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 127 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 127 of 151
Disclosure Schedules 12/7/16 

12 

DISCLOSURE SCHEDULE 1(dd) 

Knowledge 

 Ronald Greenspan 

 Blake Bowman 

 Brad Foster 

Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 128 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 128 of 151
Disclosure Schedules 12/7/16 

13 

DISCLOSURE SCHEDULE 1(tt) 

Portfolio Companies 

 ETC Global Group, LLC: 1,478,502 Common Units1

 QuarterSpot, Inc.: 739,092 shares of Common Stock; Warrants to purchase 122,466 shares of 

Common Stock (Sellers disclaim and provide no representation or warranty as to whether the 

warrants are valid or exercisable; QuarterSpot contends that the right to 19,840 shares covered by 

the warrant is void) 

 EMPYR Incorporated (f/k/a MOGL Loyalty Services, Inc.): 7,805,226 shares of Series B-2 

Preferred Stock 

 Independence Bancshares, Inc.: 2,450 shares of Series A Preferred Stock 

 MotoLease, LLC: 100 Common Units plus 13% ownership interest based on option exercise 

 CarePayment Technologies, Inc.: 15,900,927 shares of Class A Common Stock; 7,910,092 shares 

of Class B Common Stock 

 

1 Warrant held by Aequitas Commercial Finance, LLC to purchase 15,000 common units of ETC Global 

Group, LLC is an Excluded Asset.

Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 129 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 129 of 151
Disclosure Schedules 12/7/16 

14 

DISCLOSURE SCHEDULE 5(a)(iii) 

Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 130 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 130 of 151
Disclosure Schedules 12/7/16 

15 

DISCLOSURE SCHEDULE 5(b) 

Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 131 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 131 of 151
Disclosure Schedules 12/7/16 

16 

DISCLOSURE SCHEDULE 5(b)(ii)(A) 

Property Agreements 

 Limited Liability Company Certificate of Formation of Aequitas Merchant Bank Fund, LLC, a 

Delaware limited liability company filed with the State of Delaware Secretary of State on 12:31 

PM June 14, 2013 

 Certificate of Conversion from a Limited Liability Company to a Limited Partnership of Aequitas 

Capital Opportunities Fund, LP filed with the State of Delaware Secretary of State on 02:02 PM 

December. 13, 2013 

 Certificate of Limited Partnership of Aequitas Capital Opportunities Fund, LP filed with the State 

of Delaware Secretary of State on 02:02 PM December 13, 2013 

 Amendment to the Certificate of Limited Partnership filed with the State of Delaware Secretary 

of State on July 6, 2016 

 Amended and Restated Limited Partnership Agreement of Aequitas Capital Opportunities Fund, 

LP dated as of February 24, 2014 

 Confidential Private Placement Memorandum of Aequitas Capital Opportunities Fund, LP dated 

February 2014 

 Investment Advisory Agreement dated as of February 24, 2014 

 Contribution Agreement dated effective July 12, 2013 between Aequitas Commercial Finance, 

LLC and Aequitas Merchant Bank Fund, LLC 

 Contribution Agreement dated effective June 30, 2013 between Aequitas Holdings, LLC and 

Aequitas Merchant Bank Fund, LLC 

 Contribution Agreement dated effective September 1, 2013 between Aequitas Holdings, LLC and 

Aequitas Merchant Bank Fund, LLC 

 Acquisition, Assignment and Assumption of Limited Partnership Interest dated effective July 31, 

2015 between Aequitas Commercial Finance, LLC and Aequitas Private Client Fund, LLC 

Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 132 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 132 of 151
Disclosure Schedules 12/7/16 

17 

DISCLOSURE SCHEDULE 5(b)(ii)(B) 

Remaining Capital Commitments 

Seller 

Remaining 

Capital 

Commitment 

CCM Capital Opportunities 

GP, LLC 

$33,023.69

Aequitas Private Client Fund $22,911.14

Aequitas Commercial 

Finance, LLC 

$94,627.50

Aequitas Holdings, LLC $6,641.68

 

Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 133 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 133 of 151
Disclosure Schedules 12/7/16 

18 

DISCLOSURE SCHEDULE 5(b)(ii)(C) 

Participation in Partnership Investments Through AIV 

 Aequitas ETC Founders Fund: Aequitas Commercial Finance, LLC (“ACF”) owns a minority 

interest in Aequitas ETC Founder Fund, LLC (“ETC Founders Fund”). ETC Founders Fund 

owns 1,760,000 Series A Preferred Units of ETC Global Group, LLC. The Partnership owns 

1,478,502 Common Units of ETC Global Group, LLC. Sellers do not believe that ETC Founders 

Fund is an AIV, but if ETC Founders Fund is considered an AIV, Buyers and Sellers expressly 

agree that ACF’s ownership in ETC Founders Fund will specifically be considered an Excluded 

Asset and will not be sold to the Buyers pursuant to this Purchase Agreement. 

Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 134 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 134 of 151
Disclosure Schedules 12/7/16 

19 

DISCLOSURE SCHEDULE 5(b)(iii) 

Litigation 

 MotoLease: The Legal Proceedings described in the MotoLease Letters attached as Exhibits 1 

and 2 

 Final Receiver Order 

 Initial Order 

 CCM Portfolio Final Sale Order

 The other matters before the Court in connection with the Action which do not relate to the 

substance of this transaction or specifically mention the Property

Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 135 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 135 of 151
Disclosure Schedules 12/7/16 

20 

DISCLOSURE SCHEDULE 5(b)(v) 

Certain Conduct 

 Liens: See Disclosure Schedule 7(c)(ii)(D). Per the CCM Portfolio Final Sale Order, all Liens 

(including, all liens, claims, encumbrances and interests) as of the date of Closing will be released as 

against the Property (including the Interests and the Notes) to allow the Property to be sold to Buyers 

free and clear of all Liens, and such Liens, if any, shall attach to the proceeds of the sale to the same 

extent, validity, and priority as they were attached to the Property as of the date of the Receivership. 

Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 136 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 136 of 151
Disclosure Schedules 12/7/16 

21 

DISCLOSURE SCHEDULE 5(c)(ii)(B) 

Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 137 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 137 of 151
Disclosure Schedules 12/7/16 

22 

Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 138 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 138 of 151
Disclosure Schedules 12/7/16 

23 

 

Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 139 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 139 of 151
Disclosure Schedules 12/7/16 

24 

DISCLOSURE SCHEDULE 5(c)(ii)(F) 

 

 

 

 

 

Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 140 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 140 of 151
Disclosure Schedules 12/7/16 

25 

DISCLOSURE SCHEDULE 5(c)(iv) 

Indebtedness 

 Pre-Receivership Aequitas Commercial Finance Loan: On June 30, 2014, the Partnership entered 

into a Business Loan Agreement with Aequitas Commercial Finance, LLC (“ACF”) whereby 

ACF agreed to provide the Partnership with a revolving line of credit in the maximum principal 

amount of $2,000,000. This line of credit was substantially paid down and has had a balance of 

$102.83 since October 2014. This loan will be paid off at the Closing in accordance with 

Paragraph 4(b) of the Purchase Agreement. 

 Post-Receivership Aequitas Commercial Finance Loan: On July 15, 2016, ACF loaned the 

Partnership $185,000 and the Partnership executed a Secured Promissory Note in favor of ACF in 

the same amount. As of the date of this Purchase Agreement, this loan has an outstanding 

balance of $185,000. This loan will be paid off at the Closing in accordance with Paragraph 4(b) 

of the Purchase Agreement. 

 ACC Funding Trust 2014-2 Loans: In 2016, an aggregate of $252,720.71 was loaned to the 

Partnership by ACC Funding Trust 2014-2, a receivership entity, for (i) payment of the EMPYR 

Incorporated Series B-2 Preferred Stock follow-on investment, (ii) payment of payroll obligations 

to Craig Froude, (iii) payment of tax obligations, and (iv) other obligations of the Partnership. 

These loans will be paid off at the Closing in accordance with Paragraph 4(b) of the Purchase 

Agreement. 

 Aequitas Capital Management, Inc.: An aggregate of $42,727.52 is owed by the Partnership to 

Aequitas Capital Management, Inc., a receivership entity, for its payment of remaining payroll 

obligations to Craig Froude on behalf of the Partnership in 2016. This liability will be paid off at 

the Closing in accordance with Paragraph 4(b) of the Purchase Agreement. 

 Although not an obligation for borrowed money, pursuant to an Unlimited Unconditional 

Guaranty Agreement dated February 19, 2016 (the “RIPA Guaranty”), the Partnership has 

guaranteed CarePayment’s performance of its obligations under (i) a Business Loan Agreement 

dated February 19, 2016 (the “RIPA Loan Agreement”) between CarePayment and RIPA LLC 

(“RIPA”) wherein RIPA agreed to loan up to $10,000,000 to CarePayment; and (ii) a Promissory 

Note dated February 19, 2016 (the “RIPA Note”) executed by CarePayment in favor of RIPA in 

the original principal amount of up to $10,000,000. RIPA’s interest in the RIPA Loan Agreement, 

RIPA Note and RIPA Guaranty were ultimately assigned and transferred to Direct Lending 

Income Fund, LP. 

Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 141 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 141 of 151
Disclosure Schedules 12/7/16 

26 

DISCLOSURE SCHEDULE 5(c)(v) 

Financial Statements 

 Partnership 2014 Audited Financial Statements 

 

Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 142 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 142 of 151
Disclosure Schedules 12/7/16 

27 

DISCLOSURE SCHEDULE 5(d)(i) 

 

Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 143 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 143 of 151
Disclosure Schedules 12/7/16 

28 

DISCLOSURE SCHEDULE 5(d)(iii) 

Representations as to the Notes; Agreements and Commitments 

 Business Loan Agreement dated September 29, 2011 between Aequitas Commercial Finance, 

LLC and CarePayment Technologies, Inc. 

 Promissory Note dated September 29, 2011 between Aequitas Commercial Finance, LLC and 

CarePayment Technologies, Inc. 

 Commercial Security Agreement dated September 29, 2011 between Aequitas Commercial 

Finance, LLC and CarePayment Technologies, Inc. 

 Amendment No. 1 to Promissory Note and Business Loan Agreement dated December 29, 2011 

between Aequitas Commercial Finance, LLC and CarePayment Technologies, Inc. 

 Amendment No. 2 to Promissory Note and Business Loan Agreement dated March 5, 2012 

between Aequitas Commercial Finance, LLC and CarePayment Technologies, Inc. 

 Amendment No. 3 to Promissory Note and Business Loan Agreement dated April 12, 2012 

between Aequitas Commercial Finance, LLC and CarePayment Technologies, Inc. 

 Amendment No. 4 to Promissory Note and Business Loan Agreement dated December 20, 2012 

between Aequitas Commercial Finance, LLC and CarePayment Technologies, Inc. 

 Amendment No. 5 to Promissory Note and Business Loan Agreement dated May 2, 2013 between 

Aequitas Commercial Finance, LLC and CarePayment Technologies, Inc. 

 Amendment No. 6 to Promissory Note and Business Loan Agreement dated July 15, 2013 

between Aequitas Commercial Finance, LLC and CarePayment Technologies, Inc. 

 Amendment No. 7 to Promissory Note and Business Loan Agreement dated December 31, 2013 

between Aequitas Commercial Finance, LLC and CarePayment Technologies, Inc. 

 Amendment No. 8 to Promissory Note and Business Loan Agreement dated June 17, 2014 

between Aequitas Commercial Finance, LLC and CarePayment Technologies, Inc. 

 Amendment No. 9 to Promissory Note and Business Loan Agreement dated January 1, 2015 

between Aequitas Commercial Finance, LLC and CarePayment Technologies, Inc. 

 Amendment No. 10 to Promissory Note and Business Loan Agreement dated May 16, 2016 

between Aequitas Corporate Lending, LLC and CarePayment Technologies, Inc. 

 Contribution Agreement dated May 1, 2015 between Aequitas Commercial Finance, LLC and 

Aequitas Corporate Lending, LLC 

 The drawdown requests related to the loan documents referenced above. 

 

Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 144 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 144 of 151
Disclosure Schedules 12/7/16 

29 

DISCLOSURE SCHEDULE 5(e)(i) 

 

. 

 

Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 145 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 145 of 151
Disclosure Schedules 12/7/16 

30 

DISCLOSURE SCHEDULE 5(e)(ii) 

Representations as to CarePayment; Financial Statements 

 CarePayment 2014 Audited Financial Statements 

 CarePayment 2015 Unaudited Financial Statements 

 CarePayment 2016 Year-to-Date (through September 30, 2016) Unaudited Financial Statements 

 

Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 146 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 146 of 151
Disclosure Schedules 12/7/16 

31 

DISCLOSURE SCHEDULE 5(e)(iii) 

 

 

Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 147 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 147 of 151
Disclosure Schedules 12/7/16 

32 

DISCLOSURE SCHEDULE 5(e)(iv) 

 

 

Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 148 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 148 of 151
Disclosure Schedules 12/7/16 

33 

DISCLOSURE SCHEDULE 6(b) 

No Conflicts 

None 

Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 149 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 149 of 151
Disclosure Schedules 12/7/16 

34 

DISCLOSURE SCHEDULE 6(e) 

Litigation 

 Matters set forth in the MotoLease Letters

Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 150 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 150 of 151
Disclosure Schedules 12/7/16 

PDX\129912\215141\TAL\19575168.5

DISCLOSURE SCHEDULE 7(c)(ii)(D) 

Liens on Interests 

 Liens: Per the CCM Portfolio Final Sale Order, all Liens (including, all liens, claims, 

encumbrances and interests) as of the date of Closing will be released as against the Property 

(including the Interests and the Notes) to allow the Property to be sold to Buyers free and clear of 

all Liens, and such Liens, if any, shall attach to the proceeds of the sale to the same extent, 

validity, and priority as they were attached to the Property as of the date of the Receivership. 

Accordingly, and without limitation, the following Liens will be released: 

o Lien of LeaseDimensions, Inc., as Collateral Agent for Aequitas Commercial Finance 

Private Note Investors, on all personal property assets of Aequitas Commercial Finance, 

LLC. 

o Lien of LeaseDimensions, Inc., as Collateral Agent for Aequitas Private Client Fund 

Investors, on all personal property assets of Aequitas Private Client Fund, LLC. 

o Lien of Aequitas Commercial Finance, LLC on all personal property assets of Aequitas 

Holdings, LLC. 

Exhibit 1 to Declaration of Ronald F. Greenspan 

Page 151 of 151

Case 3:16-cv-00438-PK Document 324-1 Filed 12/16/16 Page 151 of 151