%ULDQ$.QXWVHQ26%1R

.$030(,(5	.1876(13//&

6(0DLQ6WUHHW1R

3RUWODQG2UHJRQ



EULDQ#NDPSPHLHUNQXWVHQFRP

'DYLG+%HFNHU26%1R

/DZ2IILFHRI'DYLG+%HFNHU//&

6(0DLQ6WUHHW1R

3RUWODQG2UHJRQ



GDYHEHFNHUODZ#JPDLOFRP

Attorneys for Plaintiff Wild Fish Conservancy 

%,//<-:,//,$06

8QLWHG6WDWHV$WWRUQH\

'LVWULFWRI2UHJRQ

8QLWHG6WDWHV&RXUWKRXVH

6:7KLUG$YHQXH

3RUWODQG25

7HO

-())5(<+:22'$FWLQJ$VVLVWDQW

$WWRUQH\*HQHUDO

6(7+0%$56.<6HFWLRQ&KLHI

&2%<+2:(//6HQLRU7ULDO$WWRUQH\

(QYLURQPHQW	1DWXUDO5HVRXUFHV'LYLVLRQ

86'HSDUWPHQWRI-XVWLFH

FR86$WWRUQH\¶V2IILFH

6:7KLUG$YHQXH

3RUWODQG25

7HO)D[

(PDLO&RE\+RZHOO#XVGRMJRY

5$&+(/.52%(576:6%$1R

7ULDO$WWRUQH\1DWXUDO5HVRXUFHV6HFWLRQ

6DQG3RLQW:D\1(

6HDWWOH:$

7HO±)D[±

(PDLOUDFKHOUREHUWV#XVGRMJRY

Attorneys for Federal Defendants

81,7('67$7(6',675,&7&2857

',67,&72)25(*21

3257/$1'',9,6,21

:,/'),6+&216(59$1&<

    &DVH1R&902

3ODLQWLII  



Y 



1$7,21$/0$5,1(),6+(5,(6 

6(59,&(et al.   

25'(5*5$17,1* -2,17027,2

1)2592/817$5< ',60,66$/

:,7+35(-8',&(81'(5

)('(5$/58/(2)&,9,/

352&('85( D

'HIHQGDQWV

Case 3:16-cv-00553-MO Document 39 Filed 07/05/17 Page 1 of 9
25'(52)',60,66$/ 

BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB

 7KH&RXUWKDYLQJFRQVLGHUHGWKH-RLQW0RWLRQIRU9ROXQWDU\'LVPLVVDO:LWK3UHMXGLFH

8QGHU)HGHUDO5XOHRI&LYLO3URFHGXUHD3-RLQW0RWLRQ ́DQGIRUJRRGFDXVHVKRZQ

KHUHE\*5$176WKH-RLQW0RWLRQ

 $FFRUGLQJO\,7,6+(5(%<25'(5('WKDW

 6XEMHFWWRDQGLQDFFRUGDQFHZLWKWKHWHUPVDQGFRQGLWLRQVRIWKH6HWWOHPHQW

$JUHHPHQWDWWDFKHGKHUHWRDV([KLELW$WKLVPDWWHULVYROXQWDULO\GLVPLVVHGZLWKSUHMXGLFHDVWR

WKHWKUHHFDXVHVRIDFWLRQDOOHJHGLQWKH6HFRQG$PHQGHG&RPSODLQWDQG

 7KLV&RXUWVKDOOUHWDLQMXULVGLFWLRQRYHUWKLVFDVHIRUWKHVROHSXUSRVHRIHQIRUFLQJWKH

WHUPVRIWKH6HWWOHPHQW$JUHHPHQWDWWDFKHGKHUHWRDV([KLELW$ See Kokkonen v. Guardian Life 

Ins. Co. of Am.86

 '$7('WKLV  GD\RI    



     +2125$%/(0,&+$(/:0260$1

     81,7('67$7(6&+,()',675,&7-8'*(

5th July

 /s/ Michael W. Mosman

Case 3:16-cv-00553-MO Document 39 Filed 07/05/17 Page 2 of 9
(;+,%,7$

Case 3:16-cv-00553-MO Document 39 Filed 07/05/17 Page 3 of 9
6HWWOHPHQW$JUHHPHQW3DJHRI

6(77/(0(17$*5((0(17

2Q3ODLQWLII¶V'HPDQGIRU$WWRUQH\V¶)HHVDQG&RVWV

Wild Fish Conservancy v. National Marine Fisheries Service, et al. 

'2U1RíFYíí02

7KLV$JUHHPHQWLVHQWHUHGLQWREHWZHHQ3ODLQWLII:LOG)LVK&RQVHUYDQF\WKH

3&RQVHUYDQF\ ́DQG)HGHUDO'HIHQGDQWV1DWLRQDO0DULQH)LVKHULHV6HUYLFH6DPXHO'5DXFK

,,,


LQKLVRIILFLDOFDSDFLW\DV$FWLQJ$VVLVWDQW$GPLQLVWUDWRUIRU)LVKHULHV1DWLRQDO0DULQH

)LVKHULHV6HUYLFH8QLWHG6WDWHV'HSDUWPHQWRI&RPPHUFHDQG:LOEXU/5RVV


LQKLVRIILFLDO

FDSDFLW\DV6HFUHWDU\RIWKH8QLWHG6WDWHV'HSDUWPHQWRI&RPPHUFHFROOHFWLYHO\3)HGHUDO

'HIHQGDQWV ́

:+(5($6RQ0DUFKWKH&RQVHUYDQF\EURXJKWDQDFWLRQ'2U1R

íFYíí02LQWKH8QLWHG6WDWHV'LVWULFW&RXUWIRUWKH'LVWULFWRI2UHJRQDJDLQVW

)HGHUDO'HIHQGDQWVDOOHJLQJYDULRXVFODLPVXQGHUWKH(QGDQJHUHG6SHFLHV$FW3(6$ ́UHODWHG

WRWKHIXQGLQJRIKDWFKHU\SURJUDPVE\)HGHUDO'HIHQGDQWVXQGHUWKH0LWFKHOO$FW

:+(5($6RQ-XQHWKH&RQVHUYDQF\ILOHGD)LUVW$PHQGHG&RPSODLQW

DOOHJLQJFODLPVXQGHUWKH(6$DQG1DWLRQDO(QYLURQPHQWDO3ROLF\$FW31(3$ ́UHODWHGWRWKH

IXQGLQJRIKDWFKHU\SURJUDPVE\)HGHUDO'HIHQGDQWVXQGHUWKH0LWFKHOO$FW

:+(5($6RQ-DQXDU\WKH1DWLRQDO0DULQH)LVKHULHV6HUYLFHLVVXHGLWV

%LRORJLFDO2SLQLRQDQG,QFLGHQWDO7DNH6WDWHPHQWXQGHUVHFWLRQRIWKH(6$86&

IRUGLVEXUVHPHQWRIPRQH\WRKDWFKHU\SURJUDPVWKDWKDGEHHQDSSURSULDWHGXQGHUWKH0LWFKHOO

$FW




3XUVXDQWWR)HGHUDO5XOHRI&LYLO3URFHGXUHG6DPXHO'5DXFK,,,LQKLVRIILFLDOFDSDFLW\

DV$FWLQJ$VVLVWDQW$GPLQLVWUDWRUIRU)LVKHULHV1DWLRQDO0DULQH)LVKHULHV6HUYLFHDQG:LOEXU

/5RVVLQKLVRIILFLDOFDSDFLW\DV6HFUHWDU\RIWKH8QLWHG6WDWHV'HSDUWPHQWRI&RPPHUFHDUH

VXEVWLWXWHGDV)HGHUDO'HIHQGDQWV

Case 3:16-cv-00553-MO Document 39 Filed 07/05/17 Page 4 of 9
6HWWOHPHQW$JUHHPHQW3DJHRI

:+(5($6RQ-XQHWKH&RQVHUYDQF\ILOHGLWV6HFRQG$PHQGHG&RPSODLQW

DOOHJLQJWKH)LUVW&DXVHRI$FWLRQWKH6HFRQG&DXVHRI$FWLRQDQGWKH7KLUG&DXVHRI$FWLRQ

XQGHUWKH(6$

:+(5($6WKH&RQVHUYDQF\UHFRJQL]HVWKDW%LRORJLFDO2SLQLRQDQG,QFLGHQWDO7DNH

6WDWHPHQWLVVXHGE\WKH1DWLRQDO0DULQH)LVKHULHV6HUYLFHRQ-DQXDU\SURYLGHVDQG

UHQGHUVPRRWPXFKRIWKHUHOLHILQLWLDOO\VRXJKWLQWKLVDFWLRQEXWWKH&RQVHUYDQF\KDVDVVHUWHG

LWVLQWHQWWRVHHNDQDZDUGRIDWWRUQH\V¶IHHVFRVWVDQGH[SHQVHVLQFXUUHGLQWKLVPDWWHUXQGHU

VHFWLRQJRIWKH(6$86&JDQG

:+(5($6WKH&RQVHUYDQF\DQG)HGHUDO'HIHQGDQWVFROOHFWLYHO\WKH33DUWLHV ́DJUHH

WKDWLWLVLQWKHLQWHUHVWRIWKHSDUWLHVDQGMXGLFLDOHFRQRP\WRVHWWOHDOORIWKH&RQVHUYDQF\¶V

FODLPVIRUDWWRUQH\V¶IHHVFRVWVDQGH[SHQVHVLQWKHDERYHUHIHUHQFHGODZVXLWDQGRWKHUZLVH

UHVROYHWKLVPDWWHU

12:7+(5()25(IRUWKHVROHSXUSRVHRIUHVROYLQJWKHVHPDWWHUVZLWKRXWIXUWKHU

OLWLJDWLRQWKH3DUWLHVKHUHE\VWLSXODWHDQGDJUHHDVIROORZV

 )HGHUDO'HIHQGDQWVVKDOOSD\HLJKW\WKRXVDQGGROODUVWRWKH

&RQVHUYDQF\LQIXOOVDWLVIDFWLRQRIDQ\DQGDOOFODLPVWKDWKDYHEHHQRUFRXOGEHEURXJKWIRU

DWWRUQH\V¶IHHVFRVWVDQGH[SHQVHVUHODWHGWRWKHDERYHUHIHUHQFHGODZVXLWDVRIWKHHIIHFWLYH

GDWHRIWKLV6HWWOHPHQW$JUHHPHQWDJDLQVWDQ\SDUW\RIWKH8QLWHG6WDWHVJRYHUQPHQW7KLV

SD\PHQWVKDOOEHDFFRPSOLVKHGE\HOHFWURQLFIXQGVWUDQVIHUWRWKH/DZ2IILFHRI'DYLG+

%HFNHU//&ZKLFKZLOODFFHSWSD\PHQWRQEHKDOIRIWKH&RQVHUYDQF\)HGHUDO'HIHQGDQWV

VKDOOVXEPLWDOOQHFHVVDU\SDSHUZRUNIRUWKHSURFHVVLQJRIWKHSD\PHQWWRWKHDSSURSULDWH

RIILFHVZLWKLQWHQFDOHQGDUGD\VRIWKH(IIHFWLYH'DWHRIWKLV6HWWOHPHQW$JUHHPHQW

&RXQVHOIRU)HGHUDO'HIHQGDQWVZLOOIROORZXSZLWKWKHDSSURSULDWHRIILFHVLISD\PHQWLVQRW

Case 3:16-cv-00553-MO Document 39 Filed 07/05/17 Page 5 of 9
6HWWOHPHQW$JUHHPHQW3DJHRI

PDGHZLWKLQWKLUW\FDOHQGDUGD\VDIWHUWKHSDSHUZRUNIRUSURFHVVLQJRIWKHSD\PHQWKDV

EHHQVXEPLWWHG7KH&RQVHUYDQF\¶VFRXQVHOZLOOSURYLGHQRWLFHYLDHOHFWURQLFPDLORIUHFHLSWRI

WKHSD\PHQWWR)HGHUDO'HIHQGDQWV¶FRXQVHOZLWKLQILYHGD\VRIUHFHLSW7KH&RQVHUYDQF\¶V

FRXQVHOKDVSURYLGHGFRXQVHOIRU)HGHUDO'HIHQGDQWVWKHLQIRUPDWLRQQHFHVVDU\WRSURFHVVWKH

SD\PHQW,QDFNQRZOHGJHPHQWDQGLQH[FKDQJHIRUSD\PHQWSXUVXDQWWRWKLVSDUDJUDSKWKH

&RQVHUYDQF\DJUHHVWKDWUHFHLSWRIVXFKSD\PHQWVKDOOFRQVWLWXWHIXOODQGFRPSOHWHVDWLVIDFWLRQ

RIDOOLWVFODLPVXQGHUWKH(6$DQGDQ\RWKHUDXWKRULW\IRUDWWRUQH\V¶IHHVFRVWVDQGH[SHQVHV

LQFXUUHGE\WKH&RQVHUYDQF\LQWKHDERYHUHIHUHQFHGODZVXLWSULRUWRWKHHIIHFWLYHGDWHRIWKLV

6HWWOHPHQW$JUHHPHQW

 8SRQH[HFXWLRQRIWKLV6HWWOHPHQW$JUHHPHQWE\WKH3DUWLHVWKH3DUWLHVVKDOOILOH

DQDJUHHGXSRQMRLQWPRWLRQDQGSURSRVHGRUGHUSURYLGLQJWKDWWKLVPDWWHU'2U&DVH1R

FY02VKDOOEHGLVPLVVHGZLWKSUHMXGLFHXQGHU)HGHUDO5XOHRI&LYLO3URFHGXUH

D7KLV6HWWOHPHQW$JUHHPHQWVKDOOEHQXOODQGYRLGLIWKH&RXUWGRHVQRWGLVPLVVWKLV

PDWWHULQDFFRUGDQFHZLWKWKHWHUPVVHWIRUWKLQWKHDJUHHGXSRQMRLQPRWLRQDQGSURSRVHGRUGHU

 7KH&RXUWVKDOOUHWDLQMXULVGLFWLRQRYHUWKLVFDVHIRUWKHVROHSXUSRVHRIHQIRUFLQJ

WKHWHUPVRIWKLV6HWWOHPHQW$JUHHPHQWDQGWKHDJUHHGXSRQRUGHURIGLVPLVVDOSURSRVHGE\WKH

3DUWLHVVKDOOSURYLGHIRUVXFKUHWDLQHGMXULVGLFWLRQIRUWKHVROHSXUSRVHRIHQIRUFLQJWKHWHUPVRI

WKLV6HWWOHPHQW$JUHHPHQWSee Kokkonen v. Guardian Life Ins. Of Am.86

&RQWHPSWRIFRXUWLVQRWDYDLODEOHDVDQLQLWLDOUHPHG\XQGHUWKLV6HWWOHPHQW$JUHHPHQW

 7KLV6HWWOHPHQW$JUHHPHQWUHSUHVHQWVDFRPSURPLVHRIGLVSXWHVDQGGRHVQRW

FRQVWLWXWHDQGVKDOOQRWEHFRQVWUXHGDVDQDGPLVVLRQRIOLDELOLW\RUHUURUE\)HGHUDO'HIHQGDQWV

ZLWKUHVSHFWWRDQ\PDWWHUDVVRFLDWHGZLWKWKH&RQVHUYDQF\¶VFODLPVRUDUJXPHQWVDQGGRHVQRW

Case 3:16-cv-00553-MO Document 39 Filed 07/05/17 Page 6 of 9
6HWWOHPHQW$JUHHPHQW3DJHRI

FRQVWLWXWHDQGVKDOOQRWEHFRQVWUXHGDVDQDGPLVVLRQRIOLDELOLW\RUHUURUE\WKH&RQVHUYDQF\

ZLWKUHVSHFWWRDQ\PDWWHUDVVRFLDWHGZLWK)HGHUDO'HIHQGDQWV¶DUJXPHQWV

 )HGHUDO'HIHQGDQWVHQWHULQWRWKLV6HWWOHPHQW$JUHHPHQWVROHO\WRDYRLGIXUWKHU

OLWLJDWLRQUHJDUGLQJWKHLVVXHVUHVROYHGE\WKLV6HWWOHPHQW$JUHHPHQW7KH3DUWLHVDJUHHWKDWWKH

6HWWOHPHQW$JUHHPHQWKDVQRSUHFHGHQWLDOYDOXHDQGWKH\VKDOOQRWFLWHWKH6HWWOHPHQW

$JUHHPHQWRUVHWWOHPHQWHPERGLHGKHUHLQDVHYLGHQFHRIDQ\OLDELOLW\LQWKLVFDVHRULQDQ\RWKHU

OLWLJDWLRQH[FHSWDVQHFHVVDU\WRHQIRUFHWKHWHUPVRIWKLV6HWWOHPHQW$JUHHPHQW)HGHUDO

'HIHQGDQWVGRQRWZDLYHDQ\GHIHQVHVWKH\PD\KDYHFRQFHUQLQJWKHFODLPVVHWWOHGXQGHUWKLV

6HWWOHPHQW$JUHHPHQW

 7KH3DUWLHVUHFRJQL]HDQGDFNQRZOHGJHWKDWWKHSD\PHQWREOLJDWLRQVRI)HGHUDO

'HIHQGDQWVFDQEHSDLGRQO\IURPDSSURSULDWHGIXQGVOHJDOO\DYDLODEOHIRUVXFKSXUSRVH

 1RSURYLVLRQRIWKLV6HWWOHPHQW$JUHHPHQWVKDOOEHLQWHUSUHWHGDVRUFRQVWLWXWHD

FRPPLWPHQWRUUHTXLUHPHQWWKDW)HGHUDO'HIHQGDQWVDUHREOLJDWHGWRSD\IXQGVLQFRQWUDYHQWLRQ

RIWKH$QWL'HILFLHQF\$FW86&RURWKHUDSSOLFDEOHSURYLVLRQVRIODZ

 7KLV6HWWOHPHQW$JUHHPHQWUHSUHVHQWVWKHHQWLUHW\RIWKHFRPPLWPHQWVEHWZHHQ

WKH&RQVHUYDQF\DQG)HGHUDO'HIHQGDQWVZLWKUHJDUGWRVHWWOHPHQWRIWKH&RQVHUYDQF\¶VFODLPV

IRUDWWRUQH\V¶IHHVFRVWVDQGH[SHQVHVDQGVHWWOHPHQWRIWKHUHPDLQLQJLVVXHVLQWKLVOLWLJDWLRQ

 7KH(IIHFWLYH'DWHRIWKLV6HWWOHPHQW$JUHHPHQWVKDOOEHWKHGDWHXSRQZKLFKWKH

&RXUWHQWHUVWKHRUGHURIGLVPLVVDOSURSRVHGE\WKH3DUWLHV)HGHUDO'HIHQGDQWV¶REOLJDWLRQV

XQGHUWKLV6HWWOHPHQW$JUHHPHQWVKDOOWHUPLQDWHXSRQFRPSOHWLRQRIWKHSD\PHQWGHVFULEHGLQ

3DUDJUDSKRIWKLV6HWWOHPHQW$JUHHPHQW

 1RPRGLILFDWLRQRIWKLV6HWWOHPHQW$JUHHPHQWVKDOOEHYDOLGXQOHVVH[SUHVVO\

FRQVHQWHGWRLQZULWLQJE\WKH3DUWLHV

Case 3:16-cv-00553-MO Document 39 Filed 07/05/17 Page 7 of 9
6HWWOHPHQW$JUHHPHQW3DJHRI

 7KHSURYLVLRQVRIWKLV6HWWOHPHQW$JUHHPHQWVKDOODSSO\WRDQGEHELQGLQJXSRQ

HDFKRIWKHVHWWOLQJ3DUWLHVLQFOXGLQJEXWQRWOLPLWHGWRWKHLURIILFHUVGLUHFWRUVVHUYDQWV

HPSOR\HHVVXFFHVVRUVDVVLJQVRIILFLDOVDGPLQLVWUDWRUVFRQWUDFWRUVDWWRUQH\VSDVWDQGSUHVHQW

DJHQWV

 7KHXQGHUVLJQHGZDUUDQWWKDWWKH\KDYHIXOODXWKRULW\WRHQWHULQWRWKLV6HWWOHPHQW

$JUHHPHQWDQGE\WKHLUVLJQDWXUHVELQGWRWKHWHUPVRIWKLV6HWWOHPHQW$JUHHPHQWWKHSDUW\RU

SDUWLHVRQZKRVHEHKDOIWKH\KDYHVLJQHG

:+(5()25(DIWHUKDYLQJUHYLHZWKHWHUPVDQGFRQGLWLRQVRIWKLV6HWWOHPHQW

$JUHHPHQW3ODLQWLII:LOG)LVK&RQVHUYDQF\DQG)HGHUDO'HIHQGDQWV1DWLRQDO0DULQH)LVKHULHV

6HUYLFH6DPXHO'5DXFK,,,LQKLVRIILFLDOFDSDFLW\DV$FWLQJ$VVLVWDQW$GPLQLVWUDWRUIRU

)LVKHULHV1DWLRQDO0DULQH)LVKHULHV6HUYLFH8QLWHG6WDWHV'HSDUWPHQWRI&RPPHUFHDQG

:LOEXU/5RVVLQKLVRIILFLDOFDSDFLW\DV6HFUHWDU\RIWKH8QLWHG6WDWHV'HSDUWPHQWRI

&RPPHUFHKHUHE\FRQVHQWDQGDJUHHWRWKHWHUPVDQGFRQGLWLRQVRIWKLV6HWWOHPHQW$JUHHPHQW

21%(+$/)2))('(5$/'()(1'$176

 V&RE\+RZHOO   

&2%<+2:(//

6HQLRU7ULDO$WWRUQH\

86'HSDUWPHQWRI-XVWLFH

 (QYLURQPHQW	1DWXUDO5HVRXUFHV'LYLVLRQ

FR86$WWRUQH\¶V2IILFH

6:7KLUG$YHQXH

3RUWODQG25



&RE\+RZHOO#XVGRMJRY

Counsel for Federal Defendants 

'DWHG-XQH

Case 3:16-cv-00553-MO Document 39 Filed 07/05/17 Page 8 of 9
6HWWOHPHQW$JUHHPHQW3DJHRI

21%(+$/)2)3/$,17,))6

V'DYLG+%HFNHU          

'$9,'+%(&.(5

/DZ2IILFHRI'DYLG+%HFNHU//&

6(0DLQ6WUHHW

3RUWODQG25



GDYHEHFNHUODZ#JPDLOFRP

'DWHG-XQH

V%ULDQ$.QXWVHQ   

%5,$1$.1876(1

.$030(,(5	.1876(13//&

6(0DLQ6WUHHW1R

3RUWODQG2UHJRQ

7HO

EULDQ#NDPSPHLHUNQXWVHQFRP

Counsel for Plaintiff Wild Fish Conservancy 

'DWHG-XQH

Case 3:16-cv-00553-MO Document 39 Filed 07/05/17 Page 9 of 9