Page 1 - NOTICE OF FILING RECEIVER’S REPORT DATED 

NOVEMBER 10, 2016 

SCHWABE, WILLIAMSON & WYATT, P.C.

Attorneys at Law 

Pacwest Center 

1211 SW 5th Ave., Suite 1900 

Portland, OR 97204 

Telephone: 503.222.9981 

Fax: 503.796.2900

PDX\129912\215141\AP\19416517.1

Troy D. Greenfield, OSB #892534 

Email: tgreenfield@schwabe.com 

Joel A. Parker, OSB #001633

Email: jparker@schwabe.com 

Jeffrey S. Eden, OSB #851903

Email: jeden@schwabe.com 

Alex I. Poust, OSB #925155 

Email: apoust@schwabe.com

Lawrence R. Ream (Admitted Pro Hac Vice) 

Email: lream@schwabe.com 

Schwabe, Williamson & Wyatt, P.C. 

Pacwest Center 

1211 SW 5th Ave., Suite 1900 

Portland, OR 97204 

Telephone: 503.222.9981 

Facsimile: 503.796.2900 

Ivan B. Knauer (Admitted Pro Hac Vice)

Email: knaueri@pepperlaw.com 

Brian M. Nichilo (Admitted Pro Hac Vice)

Email: nichilob@pepperlaw.com 

Pepper Hamilton, LLP 

600 14th Street, NW, Suite 500 

Washington, DC 20005 

Telephone: 202. 220.1219 

Facsimile: 202. 220.1665 

Attorneys for the Receiver for Defendants 

AEQUITAS MANAGEMENT, LLC; AEQUITAS HOLDINGS, 

LLC; AEQUITAS COMMERCIAL FINANCE, LLC; AEQUITAS 

CAPITAL MANAGEMENT, INC.; AEQUITAS INVESTMENT 

MANAGEMENT, LLC 

IN THE UNITED STATES DISTRICT COURT 

FOR THE DISTRICT OF OREGON 

PORTLAND DIVISION 

SECURITIES AND EXCHANGE 

COMMISSION, 

Plaintiff, 

No. 3:16-cv-00438-PK

NOTICE OF FILING RECEIVER’S 

REPORT DATED NOVEMBER 10, 2016 

Case 3:16-cv-00438-PK Document 298 Filed 11/10/16 Page 1 of 3
Page 2 - NOTICE OF FILING RECEIVER’S REPORT DATED 

NOVEMBER 10, 2016 

SCHWABE, WILLIAMSON & WYATT, P.C.

Attorneys at Law 

Pacwest Center 

1211 SW 5th Ave., Suite 1900 

Portland, OR 97204 

Telephone: 503.222.9981 

Fax: 503.796.2900

PDX\129912\215141\AP\19416517.1

v. 

AEQUITAS MANAGEMENT, LLC; 

AEQUITAS HOLDINGS, LLC; 

AEQUITAS COMMERCIAL FINANCE, 

LLC; AEQUITAS CAPITAL 

MANAGEMENT, INC.; AEQUITAS 

INVESTMENT MANAGEMENT, LLC; 

ROBERT J. JESENIK, BRIAN A. OLIVER; 

and N. SCOTT GILLIS, 

Defendants.

Ronald F. Greenspan, the duly appointed Receiver of the entity defendants and 43 related 

entities, hereby files the attached Report of Ronald F. Greenspan, Receiver, dated November 10, 

2016. 

Dated this 10th day of November, 2016. 

Respectfully submitted, 

SCHWABE, WILLIAMSON & WYATT, P.C. 

By: s/ Alex I. Poust, OSB #925155 

 Troy D. Greenfield, OSB #892534 

 tgreenfield@schwabe.com 

Joel A. Parker, OSB #001633 

jparker@schwabe.com 

Jeffrey S. Eden, OSB #851903

jeden@schwabe.com 

Alex I. Poust, OSB #925155 

apoust@schwabe.com 

 Lawrence R. Ream (Admitted Pro Hac Vice) 

 lream@schwabe.com 

Telephone: 503.222.9981 

Facsimile: 503.796.2900 

 

Case 3:16-cv-00438-PK Document 298 Filed 11/10/16 Page 2 of 3
Page 3 - NOTICE OF FILING RECEIVER’S REPORT DATED 

NOVEMBER 10, 2016 

SCHWABE, WILLIAMSON & WYATT, P.C.

Attorneys at Law 

Pacwest Center 

1211 SW 5th Ave., Suite 1900 

Portland, OR 97204 

Telephone: 503.222.9981 

Fax: 503.796.2900

PDX\129912\215141\AP\19416517.1

 Ivan B. Knauer (Admitted Pro Hac Vice) 

 knaueri@pepperlaw.com 

Brian M. Nichilo (Admitted Pro Hac Vice)

nichilob@pepperlaw.com 

PEPPER HAMILTON LLP 

 600 Fourteenth Street, N.W. 

 Washington, DC 2005 

 Tel: (202) 220-1665 

 

Attorneys for the Receiver for Defendants 

Aequitas Management, LLC, Aequitas 

Holdings, LLC, Aequitas Commercial 

Finance, LLC, Aequitas Capital 

Management, Inc., and Aequitas Investment 

Management, LLC

Case 3:16-cv-00438-PK Document 298 Filed 11/10/16 Page 3 of 3