UNITED STATES DISTRICT COURT

FOR THE DISTRICT OF OREGON

VERA CHUPROV,

Plaintiff,

v.

Commissioner of Social Security,

Defendants.

3:15-cv-00130-TC

ORDER

COFFIN, Magistrate Judge:

Plaintiff brings this proceeding to obtain judicial review of the Commissioner's final decision

denying plaintiff's application for disability insurance benefits and supplemental security income

benefits.

Plaintiff asserts disability beginning December 11, 2011, due to congestive heart failure,

anemia, anxiety, hypertension, chronic ankle and foot pain, peptic ulcer, broken thumb,

pneumonia/bronchitis, blacking out, fatigue/weakness, lightheadedness, and neck pain. Tr. 99. 

After a hearing, an administrative law judge (ALJ) determined that plaintiff is not disabled. Plaintiff

contends that the ALJ erred in: (1) assessing plaintiff’s credibility; (2) assessing lay witness

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testimony; (3) discrediting her treating physician’s opinion; and (4) excluding mental health limitations.

A. Credibility

Plaintiff argues that the ALJ erred in finding that plaintiff lacked credibility due to her daily

activities, issues with substance abuse, and non-compliance with some of her treatment options. 

The ALJ noted that plaintiff asserted that a lack of energy, feeling like she will black out

when she stands up, stomach pains, shortness of breath, foot pain, and panic attacks prevent her from

working. Tr. 23. Plaintiff also asserts a need to lie down six times a day for 30 minutes with an

ability to stand for only 10 or 15 minutes and walk short distances in her house while leaning on

furniture for balance. The ALJ determined that plaintiff's symptom allegations lack credibility and

found that she had the residual functional capacity to perform essentially the full range of light work. 

Tr. 24.

The ALJ noted that plaintiff's fainting spells were due to anemia resulting from bleeding

ulcers, but that treatment improved the condition. The ALJ found that in contrast to plaintiff's

allegations of constant fatigue, plaintiff reported that she had done well between December 2009

(after treatment) and September 2010. But the ALJ also found that after September 2010, plaintiff

was again successfully treated for ulcer related anemia. Tr. 24; 353 (had done well for several

months after transfusion); 358 (same). The ALJ also found that contrary to plaintiff's allegations

of debilitating fatigue and dizziness, subsequent medical notes indicate that plaintiff's anemia was

effectively controlled. Tr. 23-24, 442 ((10/1/2010) much better, energy is better); 435 ((1/11/2011)

better hemoglobin levels); ((5/27/2011) anemia much better control--much more energy and much

less fatigue taking all medications and iron rich diet); 476 ((8/15/2011) normal hemoglobin). The

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ALJ also noted later medical charts revealed few, if any, findings regarding fatigue or anemia

symptoms. Tr. 25; 675-739, 807-829. 

Although plaintiff notes that interspersed with the record notations that the ALJ referenced

as indicative of controlled anemia, are episodes of anemia related fatigue and passing out, (Tr. 444

((July 22, 2010) fatigue, no energy, not sleeping); 471 ((9/26/2011) presence of mild anemia due to

ulcers maker her tire easily), the episodes appear related to alcohol and failure to take medications. 

E.g., Tr. 444 (not taking potassium or hydrochlorothiazide and drinking shots of alcohol and had

bleeding ulcer). Indeed, the ALJ noted that some of plaintiff's fatigue and dizziness may be

associated with substance abuse. Tr. 25. 

Plaintiff also cites a lack of insurance as a reason for lack of other medical reports showing

anemia related complaints. However, although plaintiff may have sought medical treatment for

more acute issues only when necessary due to insurance issues, it does not explain lack of related

anemia complaints and fatigue as part of her medical history during treatment for those issues. The

ALJ did not err in finding that plaintiff's alleged anemia related fatigue and dizziness were

contradicted by successful control of symptoms through proper treatment. See, e.g., Fritz v.

Commissioner, 480 Fed.Appx. 886, 887 (9th Cir. 2012) (successful conservative treatment is a clear

and convincing reason for rejecting adverse credibility finding).

The ALJ notes much of the same type of evidence with respect to plaintiff's related

allegations of stomach pains which were appropriately rejected for the same reason. Tr. 25. 

The ALJ further called plaintiff's credibility into question due to her lack of candor regarding

alcohol abuse. Tr. 25-26. For instance, in February of 2012, plaintiff was found in her car at her

son's school in a disoriented state, but denied alcohol use. Subsequent tests showed a blood alcohol

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level of .276 along with benzodiazepines and opiates. Tr. 721-23. This is an appropriate clear and

convincing reason to discount allegations of disabling symptoms as well. See Thomas v Barnhart,

278 F.3d 947, 959 (9th Cir. 2002) ( ALJ may infer that lack of candor regarding alcohol abuse

carries over to her description of physical pain).

The ALJ next noted a lack of compliance with treatment recommendations finding such

suggests plaintiff's impairments were not as severe as she claimed. Tr. 27-28. For instance, plaintiff

complained of severe neck pain, yet she failed to follow-up on multiple referrals to get an x-ray

because "she was too busy with her family and odd jobs.” Tr. 821, 825. Again, this is an

appropriate reason to reject plaintiff's credibility regarding her disabling symptom. See Fair v.

Bowen, 885 F.2d 597, 603 (9th Cir. 1989) (inadequately explained failure to seek treatment or

follow a prescribed course of treatment is casts doubt on credibility and may be sufficient to

discredit an allegation of disabling pain). In addition, the ALJ noted instances of symptom

exaggeration. Tr. 26-27. For example, in September of 2010, plaintiff told doctors she had lost 50

pounds since December of 2009,1 but chart notes revealed only a loss of just over seven pounds. Tr.

353. Plaintiff also indicated to medical providers in October of 2010, that due to her congestive

heart failure she only had six months to live. Tr. 442. Such claim is also unsupported by the

medical record.2 Plaintiff’s exaggerations are also a permissible basis upon which to make an

1

Plaintiff’s medical providers had recommended dietary supplements to combat weight

loss associated with her medical conditions.

2

Plaintiff’s counsel suggests, without record support other than the fact that plaintiff takes

medication for anxiety, that it is not remarkable that an “anxiety-ridden” patient should read

doom and gloom into the term “heart failure.” Nonetheless, the ALJ’s interpretation of the

embellishment, based on substantial evidence in the record, adequately supports the conclusion

that plaintiff exaggerates her symptoms.

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adverse credibility determination. See Cox v Astrue, 2011 WL 6838764 at *5 (E.D.Wa. Dec. 29,

2011) (citing Thomas, 278 F.3d at 958; Smolen v. Chater, 80 F.3d 1273, 1284 (9th Cir.1996); and

Fair, 885 F.2d at 603).

The ALJ did not err in rejecting plaintiff's allegations of disabling symptoms.

B. Treating Physician Opinion

Plaintiff asserts that the ALJ improperly disregarded the opinion of Dr. M.C. Entena that

plaintiff is relegated to sedentary work. However, as the ALJ noted, Dr. Entena’s opinion is largely

based on plaintiff’s subjective complaints which are not credible as noted above. Tr. 30-31. An

ALJ may reject medical opinion to the extent it relies on subjective complaints. Tommasetti v.

Astrue, 533 F.3d 1035, 1041 (9th Cir. 2008) (An ALJ may reject a treating physician's opinion if

it is based “to a large extent” on a claimant's self-reports that have been properly discounted as

incredible).

C. Lay Testimony

Plaintiff contends that the ALJ erred in discrediting the statements from her sister and her

daughter that plaintiff is exhausted and fatigued and suffers anxiety. However, the ALJ determined

that the statements reflected the same allegations made by plaintiff herself. As noted above,

assessments of limitations largely based on plaintiff's own discredited subjective complaints may

be rejected. See Molina v Astrue, 674 F.3d 1104, 1122 (9th Cir. 2011) (the same evidence that the

ALJ referred to in discrediting a plaintiff’s claims also discredits lay witness' claims).

D. Mental Limitations

Plaintiff also argues that the ALJ improperly excluded mental health limitations supported

by the record. It is unclear what plaintiff means by record support for anxiety related limitations

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beyond simple reference to her taking lorazepam to control her anxiety. E.g., Tr. 442. The ALJ

noted there was only one formal psychological evaluation related to substance abuse prompted from

a drunk driving accident which showed entirely normal mental status findings. Tr. 21. The ALJ

further noted that although some providers continue to prescribe benzodiazepines, the prescriptions

are based solely on plaintiff’s self reports of anxiety and panic attacks. E.g., Tr. 72. As noted

above, having determined that plaintiff’s subjective complaints are not credible, the ALJ could

discount the notations of anxiety in the record related to lorazepam prescriptions. See Molina, 674

F.3d at 1122. To the extent plaintiff asserts that the ALJ should have developed the record

with regard to alleged limitations due to anxiety, there is no viable claim of such limitations. As

noted, the only mental status exam of record was unremarkable. Tr. 780-89. Although the exam

related to substance abuse, it noted no issues with anxiety. Tr. 782-83. Plaintiff makes no viable

claim of mental impairment and the ALJ's failure to further evaluate psychological issues is, thus,

not error. Cf. Gutierrez v Apfel, 199 F.3d 1048, 1051 (9th Cir. 2000) (failure to evaluate alleged

mental disorder does not require reversal where there is no viable claim of mental impairment). 

An ALJ's duty to develop the record further is triggered only when there is ambiguous

evidence or when the record is inadequate to allow for proper evaluation of the evidence. 

Tonapetyan v. Halter, 242 F.3d 1144, 1150 (9th Cir. 2001). It is plaintiff's duty to prove that she

is disabled. 42 U.S.C. § 423(d)(5) (An individual must furnish medical evidence and other evidence

of a disability. An individual's statement as to pain or other symptoms shall not alone be conclusive

evidence of disability without medical signs and findings, established by medically acceptable

clinical or laboratory diagnostic techniques, which show the existence of a medical impairment that

results from physiological or psychological abnormalities). As noted, at best, the record shows that

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some providers merely provided anxiety medication based only on plaintiff’s discredited subjective

complaints without reference to medically acceptable clinical or laboratory techniques. The ALJ

did not err with respect to developing the record regarding mental impairments.

CONCLUSION

For the reasons stated above, the decision of the Commissioner is affirmed.

DATED this 1st day of December 2015.

 s/Thomas M. Coffin 

THOMAS M. COFFIN

United States Magistrate Judge

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