Federal Register / Vol. 86, No. 169 / Friday, September 3, 2021 / Notices 49589 

14 17 CFR 240.19b–4(f)(6). 

15 17 CFR 240.19b–4(f)(6)(iii). 

16For purposes only of accelerating the operative 

date of this proposal, the Commission has 

considered the proposed rule’s impact on 

efficiency, competition, and capital formation. 15 

U.S.C. 78c(f). 

17 15 U.S.C. 78s(b)(2)(B). 18 17 CFR 200.30–3(a)(12). 

prior to 30 days from the date on which 

it was filed, or such shorter time as the 

Commission may designate, if 

consistent with the protection of 

investors and the public interest, the 

proposed rule change has become 

effective pursuant to Section 19(b)(3)(A) 

of the Act and Rule 19b–4(f)(6)(iii) 

thereunder. 

A proposed rule change filed under 

Rule 19b–4(f)(6) 14 normally does not 

become operative prior to 30 days after 

the date of the filing. However, pursuant 

to Rule 19b4(f)(6)(iii),15 the Commission 

may designate a shorter time if such 

action is consistent with the protection 

of investors and the public interest. The 

Exchange has asked the Commission to 

waive the 30-day operative delay so that 

the proposal may become operative 

immediately upon filing. 

The Commission believes that waiver 

of the operative delay is consistent with 

the protection of investors and the 

public interest because it will allow the 

rules discussed above to remain in effect 

during the temporary period during 

which the Trading Floor has not yet 

been reopened in full to DMMs because 

of health precautions related to the 

Covid-19 pandemic. Accordingly, the 

Commission hereby waives the 30-day 

operative delay and designates the 

proposal operative upon filing.16

At any time within 60 days of the 

filing of such proposed rule change, the 

Commission summarily may 

temporarily suspend such rule change if 

it appears to the Commission that such 

action is necessary or appropriate in the 

public interest, for the protection of 

investors, or otherwise in furtherance of 

the purposes of the Act. If the 

Commission takes such action, the 

Commission shall institute proceedings 

under Section 19(b)(2)(B) 17 of the Act to 

determine whether the proposed rule 

change should be approved or 

disapproved. 

IV. Solicitation of Comments 

Interested persons are invited to 

submit written data, views, and 

arguments concerning the foregoing, 

including whether the proposed rule 

change is consistent with the Act. 

Comments may be submitted by any of 

the following methods: 

Electronic Comments 

• Use the Commission’s internet 

comment form (http://www.sec.gov/ 

rules/sro.shtml); or 

• Send an email to rule-comments@

sec.gov. Please include File Number SR– 

NYSE–2021–46 on the subject line. 

Paper Comments 

• Send paper comments in triplicate 

to: Secretary, Securities and Exchange 

Commission, 100 F Street NE, 

Washington, DC 20549–1090. 

All submissions should refer to File 

Number SR–NYSE–2021–46. This file 

number should be included on the 

subject line if email is used. To help the 

Commission process and review your 

comments more efficiently, please use 

only one method. The Commission will 

post all comments on the Commission’s 

internet website (http://www.sec.gov/ 

rules/sro.shtml). Copies of the 

submission, all subsequent 

amendments, all written statements 

with respect to the proposed rule 

change that are filed with the 

Commission, and all written 

communications relating to the 

proposed rule change between the 

Commission and any person, other than 

those that may be withheld from the 

public in accordance with the 

provisions of 5 U.S.C. 552, will be 

available for website viewing and 

printing in the Commission’s Public 

Reference Room, 100 F Street NE, 

Washington, DC 20549 on official 

business days between the hours of 

10:00 a.m. and 3:00 p.m. Copies of the 

filing also will be available for 

inspection and copying at the principal 

office of the Exchange. All comments 

received will be posted without change. 

Persons submitting comments are 

cautioned that we do not redact or edit 

personal identifying information from 

comment submissions. You should 

submit only information that you wish 

to make available publicly. All 

submissions should refer to File 

Number SR–NYSE–2021–46 and should 

be submitted on or before September 24, 

2021. 

For the Commission, by the Division of 

Trading and Markets, pursuant to delegated 

authority.18

J. Matthew DeLesDernier, 

Assistant Secretary. 

[FR Doc. 2021–19045 Filed 9–2–21; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–92525; File No. SR–FINRA– 

2020–041] 

Self-Regulatory Organizations; 

Financial Industry Regulatory 

Authority, Inc.; Order Approving a 

Proposed Rule Change, as Modified by 

Amendment No. 1 and Amendment No. 

2, To Adopt FINRA Rule 4111 

(Restricted Firm Obligations) and 

FINRA Rule 9561 (Procedures for 

Regulating Activities Under Rule 4111) 

July 30, 2021. 

Correction 

In notice document 2021–16671 

appearing on page 42925 in the issue of 

August 5, 2021, make the following 

correction: 

On page 42925, in the second column, 

the file number is corrected to read as 

set forth above. 

[FR Doc. C1–2021–16671 Filed 9–2–21; 8:45 am] 

BILLING CODE 0099–10–D 

SECURITIES AND EXCHANGE 

COMMISSION 

Submission for OMB Review; 

Comment Request 

Upon Written Request, Copies Available 

From: Securities and Exchange 

Commission, Office of FOIA Services, 

Washington, DC 20549–2736 

Extension: 

Rule 15g–3; [SEC File No. 270–346, OMB 

Control No. 3235–0392] 

Notice is hereby given that pursuant 

to the Paperwork Reduction Act of 1995 

(‘‘PRA’’) (44 U.S.C. 3501 et seq.), the 

Securities and Exchange Commission 

(‘‘Commission’’) has submitted to the 

Office of Management and Budget 

(‘‘OMB’’) a request for approval of 

extension of the existing collection of 

information provided for in Rule 15g– 

3—Broker or dealer disclosure of 

quotations and other information 

relating to the penny stock market (17 

CFR 240.15g–3) under the Securities 

Exchange Act of 1934 (15 U.S.C. 78a et 

seq.). 

Rule 15g–3 requires that brokers and 

dealers disclose to customers current 

quotation prices or similar market 

information in connection with 

transactions in penny stocks. The 

purpose of the rule is to increase the 

level of disclosure to investors 

concerning penny stocks generally and 

specific penny stock transactions. 

The Commission estimates that 

approximately 178 broker-dealers will 

each spend an average of approximately 


lotter on DSK11XQN23PROD with NOTICES1
49590 Federal Register / Vol. 86, No. 169 / Friday, September 3, 2021 / Notices 

87.0833333 hours annually to comply 

with this rule. Thus, the total time 

burden is approximately 15,501 hours 

per year. 

Rule 15g–3 contains record retention 

requirements. Compliance with the rule 

is mandatory. The required records are 

available only to the examination staff 

of the Commission and the self 

regulatory organizations of which the 

broker-dealer is a member. 

An agency may not conduct or 

sponsor, and a person is not required to 

respond to, a collection of information 

under the PRA unless it displays a 

currently valid OMB control number. 

The public may view background 

documentation for this information 

collection at the following website: 

www.reginfo.gov. Find this particular 

information collection by selecting 

‘‘Currently under 30-day Review—Open 

for Public Comments’’ or by using the 

search function. Written comments and 

recommendations for the proposed 

information collection should be sent 

within 30 days of publication of this 

notice to (i) www.reginfo.gov/public/do/ 

PRAMain and (ii) David Bottom, 

Director/Chief Information Officer, 

Securities and Exchange Commission, 

c/o Cynthia Roscoe, 100 F Street NE, 

Washington, DC 20549, or by sending an 

email to: PRA_Mailbox@sec.gov. 

Dated: August 30, 2021. 

J. Matthew DeLesDernier, 

Assistant Secretary. 

[FR Doc. 2021–19028 Filed 9–2–21; 8:45 am] 

BILLING CODE 8011–01–P 

SMALL BUSINESS ADMINISTRATION 

[Disaster Declaration #17121 and #17122; 

Louisiana Disaster Number LA–00115] 

Presidential Declaration of a Major 

Disaster for the State of Louisiana 

AGENCY: U.S. Small Business 

Administration. 

ACTION: Notice. 

SUMMARY: This is a Notice of the 

Presidential declaration of a major 

disaster for the State of Louisiana 

(FEMA–4611–DR), dated 08/29/2021. 

Incident: Hurricane Ida. 

Incident Period: 08/26/2021 and 

continuing. 

DATES: Issued on 08/29/2021. 

Physical Loan Application Deadline 

Date: 10/28/2021. 

Economic Injury (EIDL) Loan 

Application Deadline Date: 05/31/2022. 

ADDRESSES: Submit completed loan 

applications to: U.S. Small Business 

Administration, Processing and 

Disbursement Center, 14925 Kingsport 

Road, Fort Worth, TX 76155. 

FOR FURTHER INFORMATION CONTACT: A. 

Escobar, Office of Disaster Assistance, 

U.S. Small Business Administration, 

409 3rd Street SW, Suite 6050, 

Washington, DC 20416, (202) 205–6734. 

SUPPLEMENTARY INFORMATION: Notice is 

hereby given that as a result of the 

President’s major disaster declaration on 

08/29/2021, applications for disaster 

loans may be filed at the address listed 

above or other locally announced 

locations. 

The following areas have been 

determined to be adversely affected by 

the disaster: 

Primary Parishes (Physical Damage and 

Economic Injury Loans): Ascension, 

Assumption, East Baton Rouge, East 

Feliciana, Iberia, Iberville, Jefferson, 

Lafourche, Livingston, Orleans, 

Plaquemines, Pointe Coupee, Saint 

Bernard, Saint Charles, Saint 

Helena, Saint James, Saint Martin, 

Saint Mary, Saint Tammany, St 

John the Baptist, Tangipahoa, 

Terrebonne, Washington, West 

Baton Rouge, West Feliciana. 

Contiguous Parishes/Counties 

(Economic Injury Loans Only): 

Louisiana: Avoyelles, Concordia, 

Lafayette, Saint Landry, Vermilion. 

Mississippi: Amite, Hancock, Marion, 

Pearl River, Pike, Walthall, 

Wilkinson. 

The Interest Rates are: 

Percent 

For Physical Damage: 

Homeowners with Credit Available Elsewhere ...................... 3.125 

Homeowners without Credit 

Available Elsewhere .............. 1.563 

Businesses with Credit Available Elsewhere ...................... 5.710 

Businesses without Credit 

Available Elsewhere .............. 2.855 

Non-Profit Organizations with 

Credit Available Elsewhere ... 2.000 

Non-Profit Organizations without Credit Available Elsewhere ..................................... 2.000 

For Economic Injury: 

Businesses & Small Agricultural 

Cooperatives without Credit 

Available Elsewhere .............. 2.855 

Non-Profit Organizations without Credit Available Elsewhere ..................................... 2.000 

The number assigned to this disaster 

for physical damage is 17121 8 and for 

economic injury is 17122 0. 

(Catalog of Federal Domestic Assistance 

Number 59008) 

James Rivera, 

Associate Administrator for Disaster 

Assistance. 

[FR Doc. 2021–19094 Filed 9–2–21; 8:45 am] 

BILLING CODE 8026–03–P 

DEPARTMENT OF STATE 

[Public Notice: 11525] 

Notification of the Fourteenth CAFTA– 

DR Environmental Affairs Council 

Meeting 

AGENCY: Department of State. 

ACTION: Notice of the fourteenth 

Dominican Republic-Central AmericaUnited States Free Trade Agreement 

(CAFTA–DR) Environmental Affairs 

Council meeting and request for 

comments. 

SUMMARY: The Department of State and 

the Office of the United States Trade 

Representative are providing notice that 

the parties to CAFTA–DR intend to hold 

the fourteenth meeting of the 

Environmental Affairs Council (the 

Council) established under Chapter 17 

(Environment Chapter) of that 

agreement in a virtual meeting on 

October 14, 2021, hosted by Costa Rica. 

The Department of State and Office of 

the United States Trade Representative 

also invite written comments or 

suggestions regarding topics to be 

discussed at the Council meeting to be 

submitted no later than September 23, 

2021. When preparing comments, we 

encourage submitters to refer to Chapter 

17 of the CAFTA–DR and to the 

CAFTA–DR Environmental Cooperation 

Agreement (ECA) (documents available 

at https://www.state.gov/key-topicsoffice-of-environmental-quality-andtransboundary-issues/current-tradeagreements-with-environmentalchapters/#cafta-dr and https://ustr.gov/ 

issue-areas/environment/bilateral-andregional-trade-agreements). Instructions 

on how to submit comments are under 

the heading ADDRESSES. 

DATES: The public session of the 

Council will be held on October 14, 

2021, from 4:00 p.m. to 5:20 p.m. EDT. 

Please contact Anel Gonzalez-Ruiz and 

Sigrid Simpson to request a link to this 

meeting. We request comments and 

suggestions in writing no later than 

September 23, 2021. 

ADDRESSES: Written comments or 

suggestions should be submitted to 

both: 

(1) Anel Gonzalez-Ruiz, U.S. 

Department of State, Bureau of Oceans 

and International Environmental and 


lotter on DSK11XQN23PROD with NOTICES1