49580 Federal Register / Vol. 86, No. 169 / Friday, September 3, 2021 / Notices 

1 15 U.S.C. 78s(b)(1). 

2 17 CFR 240.19b–4. 

3FICC’s Government Securities Division (‘‘GSD’’) 

Rulebook (‘‘Rules’’) is available at http://

www.dtcc.com/legal/rules-and-procedures. 

4FICC also filed the proposals contained in the 

proposed rule change as advance notice SR–FICC– 

2021–801 with the Commission pursuant to Section 

806(e)(1) of the Dodd-Frank Wall Street Reform and 

Consumer Protection Act entitled the Payment, 

Clearing, and Settlement Supervision Act of 2010 

(‘‘Clearing Supervision Act’’), 12 U.S.C. 5465(e)(1), 

and Rule 19b–4(n)(1)(i) of the Act, 17 CFR 240.19b– 

4(n)(1)(i). Notice of filing of the Advance Notice 

was published for comment in the Federal Register 

on June 3, 2021. Securities Exchange Act Release 

Securities and Exchange Commission, 

c/o Cynthia Roscoe, 100 F Street NE, 

Washington, DC 20549, or by sending an 

email to: PRA_Mailbox@sec.gov. 

Dated: August 30, 2021. 

J. Matthew DeLesDernier, 

Assistant Secretary. 

[FR Doc. 2021–19029 Filed 9–2–21; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

Submission for OMB Review; 

Comment Request 

Upon Written Request, Copies Available 

From: Securities and Exchange 

Commission, Office of FOIA Services, 

100 F Street NE, Washington, DC 

20549–2736 

Extension: 

Rule 301 of Regulation ATS; [SEC File No. 

270–451, OMB Control No. 3235–0509] 

Notice is hereby given that pursuant 

to the Paperwork Reduction Act of 1995 

(‘‘PRA’’) (44 U.S.C. 3501 et seq.), the 

Securities and Exchange Commission 

(‘‘Commission’’) has submitted to the 

Office of Management and Budget 

(‘‘OMB’’) a request for approval of 

extension of the previously approved 

collection of information provided for in 

Rule 301 of Regulation ATS (17 CFR 

242.301) under the Securities Exchange 

Act of 1934 (15 U.S.C. 78a et seq.) 

(‘‘Exchange Act’’). 

Regulation ATS provides a regulatory 

structure for alternative trading systems. 

Rule 301 of Regulation ATS contains 

certain record keeping and reporting 

requirements, as well as additional 

obligations that apply only to alternative 

trading systems with significant volume. 

The Rule requires all alternative trading 

systems that wish to comply with 

Regulation ATS to file an initial 

operation report on Form ATS. 

Alternative trading systems are also 

required to supply updates on Form 

ATS to the Commission describing 

material changes to the system, file 

quarterly transaction reports on Form 

ATS–R, and file cessation of operations 

reports on Form ATS. An alternative 

trading system with significant volume 

is required to comply with requirements 

for fair access and systems capacity, 

integrity, and security. Rule 301 also 

imposes certain requirements pertaining 

to written safeguards and procedures to 

protect subscribers’ confidential trading 

information. 

The Commission staff estimates that 

entities subject to the requirements of 

Rule 301 will spend a total of 

approximately 2,687 hours a year to 

comply with the Rule. 

Regulation ATS requires ATSs to 

preserve any records, for at least three 

years, made in the process of complying 

with the systems capacity, integrity and 

security requirements. 

An agency may not conduct or 

sponsor, and a person is not required to 

respond to, a collection of information 

under the PRA unless it displays a 

currently valid OMB control number. 

The public may view background 

documentation for this information 

collection at the following website: 

www.reginfo.gov. Find this particular 

information collection by selecting 

‘‘Currently under 30-day Review—Open 

for Public Comments’’ or by using the 

search function. Written comments and 

recommendations for the proposed 

information collection should be sent 

within 30 days of publication of this 

notice to (i) www.reginfo.gov/public/do/ 

PRAMain and (ii) David Bottom, 

Director/Chief Information Officer, 

Securities and Exchange Commission, 

c/o Cynthia Roscoe, 100 F Street NE, 

Washington, DC 20549, or by sending an 

email to: PRA_Mailbox@sec.gov. 

Dated: August 30, 2021. 

J. Matthew DeLesDernier, 

Assistant Secretary. 

[FR Doc. 2021–19030 Filed 9–2–21; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

Sunshine Act Meetings 

TIME AND DATE: Notice is hereby given, 

pursuant to the provisions of the 

Government in the Sunshine Act, Public 

Law 94–409, that the Securities and 

Exchange Commission Investor 

Advisory Committee will hold a public 

meeting on Thursday, September 9, 

2021. The meeting will begin at 10 a.m. 

(ET) and will be open to the public. 

PLACE: The meeting will be conducted 

by remote means and/or at the 

Commission’s headquarters, 100 F St 

NE, Washington, DC 20549. Members of 

the public may watch the webcast of the 

meeting on the Commission’s website at 

www.sec.gov. 

STATUS: This Sunshine Act notice is 

being issued because a majority of the 

Commission may attend the meeting. 

On August 27, 2021, the Commission 

published notice of the Committee 

meeting (Release Nos. 33–10968, 34– 

92783), indicating that the meeting is 

open to the public and inviting the 

public to submit written comments to 

the Committee. 

MATTER TO BE CONSIDERED: The agenda 

for the meeting includes: Welcome 

remarks; approval of previous meeting 

minutes; a panel discussion entitled 

‘‘Reimagining Investor Protection in a 

Digital World: The Behavioral Design of 

Online Trading Platforms’’; a panel 

discussion regarding competition and 

regulatory reform at the PCAOB; a 

discussion of a recommendation 

regarding 10b5–1 plans; a discussion of 

a recommendation regarding SPACs; 

subcommittee reports; and a non-public 

administrative session. 

CONTACT PERSON FOR MORE INFORMATION: 

For further information and to ascertain 

what, if any, matters have been added, 

deleted or postponed; please contact 

Vanessa A. Countryman from the Office 

of the Secretary at (202) 551–5400. 

Dated: September 1, 2021. 

Vanessa A. Countryman, 

Secretary. 

[FR Doc. 2021–19290 Filed 9–1–21; 4:15 pm] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–92808; File No. SR–FICC– 

2021–003] 

Self-Regulatory Organizations; Fixed 

Income Clearing Corporation; Notice of 

Filing of Amendment No. 1 and Order 

Granting Accelerated Approval of a 

Proposed Rule Change, as Modified by 

Amendment No. 1, To Add the 

Sponsored GC Service and Make Other 

Changes 

August 30, 2021. 

On May 12, 2021, Fixed Income 

Clearing Corporation (‘‘FICC’’) filed 

with the Securities and Exchange 

Commission (‘‘Commission’’), pursuant 

to Section 19(b)(1) of the Securities 

Exchange Act of 1934 (‘‘Act’’) 1 and Rule 

19b–4 thereunder,2 proposed rule 

change SR–FICC–2021–003 to amend 

FICC’s Government Securities Division 

Rulebook 3 to add a new service that 

expands FICC’s existing Sponsored 

Service.4 The proposed rule change was 


lotter on DSK11XQN23PROD with NOTICES1