47666 Federal Register / Vol. 86, No. 163 / Thursday, August 26, 2021 / Notices 

flexibility to determine what type of proceeding— 

either oral or notice and opportunity for written 

comments—is appropriate for consideration of a 

particular proposal by a self-regulatory 

organization. See Securities Act Amendments of 

1975, Senate Comm. on Banking, Housing & Urban 

Affairs, S. Rep. No. 75, 94th Cong., 1st Sess. 30 

(1975). 

15 17 CFR 200.30–3(a)(12); 17 CFR 200.30– 

3(a)(57). 

1 15 U.S.C. 78s(b)(1). 

2 17 CFR 240.19b–4. 

3See BZX Rule 1.5(o). 

4See Securities Exchange Act Release No. 88704 

(April 21, 2020), 85 FR 23383 (April 27, 2020) (File 

No. 4–634) (Amendment No. 20 Approval Order). 

5See Securities Exchange Act Release No. 91875 

(May 12, 2021), 86 FR 26982 (May 18, 2021) (SR– 

CboeBZX–2021–036) (‘‘Notice’’). 

6 15 U.S.C. 78s(b)(2). 

7See Securities Exchange Act Release No. 92268 

(June 25, 2021), 86 FR 35143 (July 1, 2021). 

8 17 CFR 200.30–3(a)(12). 

1 15 U.S.C. 78s(b)(1). 

2 17 CFR 240.19b–4. 

Interested persons are invited to 

submit written data, views, and 

arguments regarding whether the 

Proposed Rule Change, as modified by 

Amendment No. 1, should be approved 

or disapproved by September 10, 2021. 

Any person who wishes to file a rebuttal 

to any other person’s submission must 

file that rebuttal by September 16, 2021. 

Comments may be submitted by any 

of the following methods: 

Electronic Comments 

• Use the Commission’s internet 

comment form (http://www.sec.gov/ 

rules/sro.shtml); or 

• Send an email to rule-comments@

sec.gov. Please include File Number SR– 

FINRA–2021–010 on the subject line. 

Paper Comments 

• Send paper comments in triplicate 

to Secretary, Securities and Exchange 

Commission, 100 F Street NE, 

Washington, DC 20549–1090. 

All submissions should refer to File 

Number SR–FINRA–2021–010. This file 

number should be included on the 

subject line if email is used. To help the 

Commission process and review your 

comments more efficiently, please use 

only one method. The Commission will 

post all comments on the Commission’s 

internet website (http://www.sec.gov/ 

rules/sro.shtml). Copies of the 

submission, all subsequent 

amendments, all written statements 

with respect to the Proposed Rule 

Change, as modified by Amendment No. 

1, that are filed with the Commission, 

and all written communications relating 

to the Proposed Rule Change, as 

modified by Amendment No. 1, between 

the Commission and any person, other 

than those that may be withheld from 

the public in accordance with the 

provisions of 5 U.S.C. 552, will be 

available for website viewing and 

printing in the Commission’s Public 

Reference Room, 100 F Street NE, 

Washington, DC 20549, on official 

business days between the hours of 

10:00 a.m. and 3:00 p.m. Copies of such 

filing also will be available for 

inspection and copying at the principal 

office of FINRA. 

All comments received will be posted 

without change. Persons submitting 

comments are cautioned that we do not 

redact or edit personal identifying 

information from comment submissions. 

You should submit only information 

that you wish to make available 

publicly. 

All submissions should refer to File 

Number SR–FINRA–2021–010, and 

should be submitted on or before 

September 10, 2021. Rebuttal comments 

should be submitted by September 16, 

2021. 

For the Commission, by the Division of 

Trading and Markets, pursuant to delegated 

authority.15

Jill M. Peterson, 

Assistant Secretary. 

[FR Doc. 2021–18346 Filed 8–25–21; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–92719; File No. SR– 

CboeBZX–2021–036] 

Self-Regulatory Organizations; Cboe 

BZX Exchange, Inc.; Notice of 

Withdrawal of a Proposed Rule Change 

To Exclude a National Best Bid or Offer 

From the Calculation of the BZX 

Official Closing Price, as Provided in 

Rule 11.23(c)(2)(B)(ii)(b), That Is 

Outside the Bands Provided Under the 

Plan To Address Extraordinary Market 

Volatility 

August 20, 2021. 

On April 29, 2021, Cboe BZX 

Exchange, Inc. (the ‘‘Exchange’’) filed 

with the Securities and Exchange 

Commission (‘‘Commission’’), pursuant 

to Section 19(b)(1) of the Securities 

Exchange Act of 1934 (‘‘Act’’) 1 and Rule 

19b–4 thereunder,2 a proposed rule 

change to exclude a National Best Bid 

or Offer 3 (‘‘NBBO’’) from the calculation 

of the BZX Official Closing Price, as 

provided in Rule 11.23(c)(2)(B)(ii)(b), 

that is outside the bands provided under 

the National Market System Plan to 

Address Extraordinary Market Volatility 

(‘‘Limit Up-Limit Down Plan’’ or ‘‘LULD 

Plan’’).4

The proposed rule change was 

published for comment in the Federal 

Register on May 18, 2021.5 On June 25, 

2021, pursuant to Section 19(b)(2) of the 

Act,6 the Commission extended the time 

period within which to approve the 

proposed rule change, disapprove the 

proposed rule change, or institute 

proceedings to determine whether to 

approve or disapprove the proposed 

rule change to August 16, 2021.7 The 

Commission has received no comment 

letters on the proposed rule change. On 

August 12, 2021, the Exchange 

withdrew the proposed rule change 

(SR–CboeBZX–2021–036). 

For the Commission, by the Division of 

Trading and Markets, pursuant to delegated 

authority.8

Jill M. Peterson, 

Assistant Secretary. 

[FR Doc. 2021–18345 Filed 8–25–21; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–92712; File No. SR–CBOE– 

2021–049] 

Self-Regulatory Organizations; Cboe 

Exchange, Inc.; Notice of Filing and 

Immediate Effectiveness of a Proposed 

Rule Change To Amend Its Fees 

Schedule With Respect to Its Strategy 

Fee Cap 

August 20, 2021. 

Pursuant to Section 19(b)(1) of the 

Securities Exchange Act of 1934 (the 

‘‘Act’’),1 and Rule 19b–4 thereunder,2

notice is hereby given that on August 

17, 2021, Cboe Exchange, Inc. (the 

‘‘Exchange’’ or ‘‘Cboe Options’’) filed 

with the Securities and Exchange 

Commission (the ‘‘Commission’’) the 

proposed rule change as described in 

Items I and II below, which Items have 

been prepared by the Exchange. The 

Commission is publishing this notice to 

solicit comments on the proposed rule 

change from interested persons. 

I. Self-Regulatory Organization’s 

Statement of the Terms of Substance of 

the Proposed Rule Change 

Cboe Exchange, Inc. (the ‘‘Exchange’’ 

or ‘‘Cboe Options’’) proposes to amend 

its Fees Schedule with respect to its 

strategy fee cap. The text of the 

proposed rule change is provided in 

Exhibit 5. 

The text of the proposed rule change 

is also available on the Exchange’s 

website (http://www.cboe.com/ 

AboutCBOE/ 

CBOELegalRegulatoryHome.aspx), at 

the Exchange’s Office of the Secretary, 


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