SUPREME COURT OF THE STATE OF NEW YORK

Appellate Division, Fourth Judicial Department

1173 

TP 13-00534 

PRESENT: SMITH, J.P., CENTRA, FAHEY, CARNI, AND WHALEN, JJ. 

 

IN THE MATTER OF EDDIE ORTIZ, PETITIONER,

V MEMORANDUM AND ORDER

CHARLES KELLY, JR., SUPERINTENDENT, MARCY 

CORRECTIONAL FACILITY AND BRIAN FISCHER, 

COMMISSIONER, NEW YORK STATE DEPARTMENT OF 

CORRECTIONS AND COMMUNITY SUPERVISION, 

RESPONDENTS.

 

EDDIE ORTIZ, PETITIONER PRO SE. 

ERIC T. SCHNEIDERMAN, ATTORNEY GENERAL, ALBANY (MARCUS J. MASTRACCO OF

COUNSEL), FOR RESPONDENTS. 

 

Proceeding pursuant to CPLR article 78 (transferred to the

Appellate Division of the Supreme Court in the Fourth Judicial

Department by order and judgment of the Supreme Court, Oneida County

[Bernadette T. Clark, J.], entered February 7, 2013) to review a

determination finding after a tier II hearing that petitioner had

violated an inmate rule. 

It is hereby ORDERED that said appeal insofar as it concerns the

declaratory judgment action is unanimously dismissed, the

determination is confirmed without costs and the petition is

dismissed. 

Memorandum: Petitioner commenced this hybrid CPLR article 78

proceeding and declaratory judgment action, seeking to challenge the

determination, following a tier II disciplinary hearing, that he

violated inmate rule 106.10 (see 7 NYCRR 270.2 [B] [7] [i] [refusal to

obey orders]). Supreme Court sua sponte dismissed the declaratory

judgment causes of action in the complaint and transferred the CPLR

article 78 proceeding to this Court pursuant to CPLR 7804 (g), to

review a question of substantial evidence.

We note at the outset that the appeal must be dismissed insofar

as it concerns the court’s sua sponte dismissal of the declaratory

judgment causes of action (see Mohler v Nardone, 53 AD3d 600, 600). 

No appeal lies as of right “from an ex parte order, including an order

entered sua sponte” (Sholes v Meagher, 100 NY2d 333, 335; see Obot v

Medaille Coll., 82 AD3d 1629, 1630, appeal dismissed 17 NY3d 756), and

permission to appeal has not been granted (see CPLR 5701 [c]).
-2- 1173 

TP 13-00534 

Contrary to petitioner’s contention with respect to the CPLR

article 78 proceeding, the determination is supported by substantial

evidence. We reject petitioner’s contention that the Hearing Officer

erred in refusing to permit him to present evidence concerning his

allegedly valid excuse for failing to obey the correction officer’s

order. The reason for the order is “irrelevant to the issue of his

guilt or innocence” (Matter of Washington v Napoli, 73 AD3d 1300,

1300). Indeed, “ ‘[t]he risks inescapably attendant on the refusal of

an inmate to carry out even an illegal order of a correction officer

are such as to require compliance at the time’ ” the order is given

(Matter of Roman v Coughlin, 202 AD2d 1000, 1001, quoting Matter of

Rivera v Smith, 63 NY2d 501, 515; see Matter of Hogan v Fischer, 90

AD3d 1544, 1545, lv denied 19 NY3d 801).

We have considered petitioner’s remaining contentions with

respect to the CPLR article 78 proceeding, and we conclude that they

are without merit. 

Entered: November 15, 2013 Frances E. Cafarell

Clerk of the Court