alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
ex10_6ii.htm

Exhibit 10.6(ii)


     

     

    FIRST
AMENDMENT TO

    


    RAYMOND
JAMES FINANCIAL, INC.

    


    2003
EMPLOYEE STOCK PURCHASE PLAN

    


    


    WHEREAS, Raymond James
Financial, Inc. (the “Company”), a Florida corporation, previously adopted the
Raymond James Financial, Inc. 2003 Employee Stock Purchase Plan (the “Plan”),
which is intended to qualify as an “Employee Stock Purchase Plan” under Section
423 of the Internal Revenue Code of 1986, as amended; and

    


    WHEREAS, the number of shares
of common stock of the Company (“Stock”) remaining available for issuance in the
future under the Plan is not believed to be sufficient to satisfy the future
demands of qualifying employees and the Board of Directors finds it advisable
and in the best interests of the Company to provide for the offer and sale of
additional Stock by amending the Plan;

    


    NOW THEREFORE, the Plan is
hereby amended as follows as of November 25, 2008:

    


    
      	
              1.  

            	
              The
      second sentence of Article VIII of the Plan is hereby amended and restated
      in its entirety to read as follows:

            


    

    


    As of
November 25, 2008, the maximum number of shares of Stock that shall be available
for purchase by Employees under the Plan shall be 4,000,000 shares plus 763,209
shares, which is the number of shares previously authorized but not purchased
under the Plan, resulting in an aggregate amount of 4,763,209 shares remaining
available for purchase, subject to adjustment for changes in capitalization of
the Company as described in the following paragraph.

    


    
      	
              2.  

            	
              Other
      than as provided for above, the Plan shall remain unchanged and in full
      force and effect.
UNITED STATES DISTRICT COURT

FOR THE Northern District of Illinois − CM/ECF LIVE, Ver 5.1.1

Eastern Division

Thomas Adams

Plaintiff,

v. Case No.: 1:02−cv−08700

Honorable Maria Valdez

Richard Catrambone, et al.

Defendant.

NOTIFICATION OF DOCKET ENTRY

This docket entry was made by the Clerk on Wednesday, October 9, 2013:

 MINUTE entry before Honorable Maria Valdez: Motion hearing held. Defendant's

Motion to Quash Citation to Discovery Assets Issued to Republic Savings Bank [398] is

denied. Upon agreement of the parties, a turnover order is issued as to any remaining

monies in Defendant's account ending in 1867. Mailed notice(lp, )

ATTENTION: This notice is being sent pursuant to Rule 77(d) of the Federal Rules of

Civil Procedure or Rule 49(c) of the Federal Rules of Criminal Procedure. It was

generated by CM/ECF, the automated docketing system used to maintain the civil and

criminal dockets of this District. If a minute order or other document is enclosed, please

refer to it for additional information.

For scheduled events, motion practices, recent opinions and other information, visit our

web site at www.ilnd.uscourts.gov.

Case: 1:02-cv-08700 Document #: 405 Filed: 10/09/13 Page 1 of 1 PageID #:2629
<TABLE> <S> <C>

<ARTICLE> 5
<LEGEND>
THIS SCHEDULE CONTAINS SUMMARY FINANCIAL INFORMATION EXTRACTED FROM FINANCIAL
STATEMENTS FOR THE YEAR ENDED MAY 31, 1996 AND IS QUALIFIED IN ITS ENTIRETY BY
REFERENCE TO SUCH FINANCIAL STATEMENTS.
</LEGEND>
       
<S>                             <C>
<PERIOD-TYPE>                   12-MOS
<FISCAL-YEAR-END>                          MAY-31-1996
<PERIOD-END>                               MAY-31-1996
<CASH>                                             122
<SECURITIES>                                         0
<RECEIVABLES>                                    3,892
<ALLOWANCES>                                        95
<INVENTORY>                                        551
<CURRENT-ASSETS>                                 5,756
<PP&E>                                           8,667
<DEPRECIATION>                                 (5,753)
<TOTAL-ASSETS>                                   9,835
<CURRENT-LIABILITIES>                            5,272
<BONDS>                                          1,639
<PREFERRED-MANDATORY>                                0
<PREFERRED>                                          0
<COMMON>                                         3,476
<OTHER-SE>                                     (1,988)
<TOTAL-LIABILITY-AND-EQUITY>                     9,835
<SALES>                                              0
<TOTAL-REVENUES>                                20,571
<CGS>                                                0
<TOTAL-COSTS>                                   22,178
<OTHER-EXPENSES>                                     0
<LOSS-PROVISION>                                    56
<INTEREST-EXPENSE>                                 392
<INCOME-PRETAX>                                (1,999)
<INCOME-TAX>                                         0
<INCOME-CONTINUING>                            (1,999)
<DISCONTINUED>                                       0
<EXTRAORDINARY>                                      0
<CHANGES>                                            0
<NET-INCOME>                                   (1,999)
<EPS-PRIMARY>                                   (0.16)
<EPS-DILUTED>                                   (0.16)
        

</TABLE>
UNITED STATES DISTRICT COURT 

DISTRICT OF OREGON

JEREMY RAY LOVELADY,

Plaintiff,

v. 

DOCTOR BEAMER and MEDICAL

MANAGER WETTLAUGHER,

Defendants.

Case No. 2:14-cv-00769-KI

JUDGMENT

Jeremy R. Lovelady

Eastern Oregon Correctional Institution

2500 Westgate

Pendleton, OR 97801

Pro Se Plaintiff

Ellen F. Rosenblum

Attorney General

Page 1 - JUDGMENT

Case 2:14-cv-00769-KI Document 40 Filed 12/17/14 Page 1 of 2
Vanessa A. Nordyke

Assistant Attorney General

Department of Justice

1162 Court Street NE

Salem, OR 97301-4096

Attorneys for Defendants

KING, Judge:

Based on the record, this case is dismissed without prejudice.

IT IS SO ORDERED.

DATED this 17th day of December, 2014. 

 /s/ Garr M. King 

Garr M. King

United States District Judge

Page 2 - JUDGMENT

Case 2:14-cv-00769-KI Document 40 Filed 12/17/14 Page 2 of 2
[Federal Register Volume 86, Number 155 (Monday, August 16, 2021)]
[Notices]
[Page 45718]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-17489]


-----------------------------------------------------------------------

DEPARTMENT OF ENERGY

Federal Energy Regulatory Commission


Combined Notice of Filings

    Take notice that the Commission has received the following Natural 
Gas Pipeline Rate and Refund Report filings:

Filings Instituting Proceedings

    Docket Numbers: RP21-1021-000.
    Applicants: Texas Eastern Transmission, LP.
    Description: Compliance filing: Middlesex Extension Project (CP20-
30) In-Service Compliance Filing to be effective 9/15/2021.
    Filed Date: 8/6/21.
    Accession Number: 20210806-5031.
    Comment Date: 5 p.m. ET 8/18/21.

    Docket Numbers: RP21-1022-000.
    Applicants: Columbia Gas Transmission, LLC.
    Description: Sec.  4(d) Rate Filing: COH Neg Rate Agreement to be 
effective 4/1/2021.
    Filed Date: 8/6/21.
    Accession Number: 20210806-5220.
    Comment Date: 5 p.m. ET 8/18/21.

    Any person desiring to intervene or protest in any of the above 
proceedings must file in accordance with Rules 211 and 214 of the 
Commission's Regulations (18 CFR 385.211 and 385.214) on or before 5:00 
p.m. Eastern time on the specified comment date. Protests may be 
considered, but intervention is necessary to become a party to the 
proceeding.
    The filings are accessible in the Commission's eLibrary system 
(https://elibrary.ferc.gov/idmws/search/fercgensearch.asp) by querying 
the docket number.
    eFiling is encouraged. More detailed information relating to filing 
requirements, interventions, protests, service, and qualifying 
facilities filings can be found at: http://www.ferc.gov/docs-filing/efiling/filing-req.pdf. For other information, call (866) 208-3676 
(toll free). For TTY, call (202) 502-8659.

    Dated: August 10, 2021.
Debbie-Anne A. Reese,
Deputy Secretary.
[FR Doc. 2021-17489 Filed 8-13-21; 8:45 am]
BILLING CODE 6717-01-P
II

105TH CONGRESS

1ST SESSION S. 1517

To extend the Visa Waiver Pilot Program.

IN THE SENATE OF THE UNITED STATES

NOVEMBER 10, 1997

Mr. ABRAHAM (for himself and Mr. KENNEDY) introduced the following bill;

which was read twice, considered, read the third time, and passed

A BILL

To extend the Visa Waiver Pilot Program.

1 Be it enacted by the Senate and House of Representa2 tives of the United States of America in Congress assembled,

3 That Section 217(f) of the Immigration and Nationality

4 Act is amended by striking ‘‘September 30, 1997.’’ and

5 inserting ‘‘April 30, 1998.’’

Æ
Case: 1:03-cv-04576 Document #: 432-16 Filed: 07/31/06 Page 1 of 4 PageID #:6141
Case: 1:03-cv-04576 Document #: 432-16 Filed: 07/31/06 Page 2 of 4 PageID #:6142
Case: 1:03-cv-04576 Document #: 432-16 Filed: 07/31/06 Page 3 of 4 PageID #:6143
Case: 1:03-cv-04576 Document #: 432-16 Filed: 07/31/06 Page 4 of 4 PageID #:6144
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UNITED STATES DISTRICT COURT

FOR THE Northern District of Illinois − CM/ECF LIVE, Ver 2.5

Eastern Division

Gustavo Duque, et al.

Plaintiff,

v. Case No.: 1:03−cv−05933

Hon. Wayne R. Andersen

Michael G Sheahan, et al.

Defendant.

NOTIFICATION OF DOCKET ENTRY

This docket entry was made by the Clerk on Tuesday, October 10, 2006:

 MINUTE entry before Judge Wayne R. Andersen :Jury trial held on 10/10/2006

and continued to 10/11/2006 @ 9:30 a.m. Voir dire held on 10/10/2006 Advised in open

court notice(tsa, )

ATTENTION: This notice is being sent pursuant to Rule 77(d) of the Federal Rules of

Civil Procedure or Rule 49(c) of the Federal Rules of Criminal Procedure. It was

generated by CM/ECF, the automated docketing system used to maintain the civil and

criminal dockets of this District. If a minute order or other document is enclosed, please

refer to it for additional information.

For scheduled events, motion practices, recent opinions and other information, visit our

web site at www.ilnd.uscourts.gov.

Case: 1:03-cv-05933 Document #: 38 Filed: 10/10/06 Page 1 of 1 PageID #:94
, 

IN THE UNITED STATES DISTRICT COURT 

FOR THE DISTRICT OF OREGON 

SUBRINA POUPAK SEHAT, 

Plaintiff, 

v. 

PROGRESSIVE UNIVERSAL INSURANCE, 

COMPANY OF ILLINOIS, et al., 

Defendants. 

BROWN, Judge. 

3:14-CV-01433-PK 

ORDER 

Magistrate Judge Paul k issued Findings and 

Recommendation (#219) on November 22, 2016, in which he 

recommends this Court grant Defendant Washington County Sheriff's 

Department's (WCSO) Motion (#201) to Dismiss, grant Defendant 

Ryan Corbridge's Motion (#203) to smiss, grant Defendant 

Progressive Universal Insurance Company of Illinois 1 s Motion 

(#211) to smiss, and dismiss this matter with prejudice. 

Plaintiff filed Objections to the Findings and Recommendation. 

The matter is now be re this Court pursuant to 28 U.S.C. 

1 - ORDER 

I 

I 

I 

I 

I 

t 

J 

f 

f 

I 

l 

I 

I 

I 

i 

I 

I 

Case 3:14-cv-01433-PK Document 232 Filed 02/02/17 Page 1 of 2
When any party objects to any portion of the Magistrate 

Judge's Findings and Recommendation, the district court must make 

I 

a de novo determination of that portion of the Magistrate Judge's 

report. 28 U.S.C. § 636 (b) (1). See also Dawson v. Marshall, 561 

r 

l 

! 

F.3d 930, 932 (9th Cir. 2009); United States v. Reyna Tapia, 328 

This Court has carefully considered Plaintiff's Objections I F.3d 1114, 1121 (9th Cir. 2003) (en bane). 

and concludes they do not provide a basis to modify the Findings 

and Recommendation. The Court so has reviewed the pertinent 

portions of the record de novo and does not find any error in the 

Magistrate Judge's Findings and Recommendation. 

CONCLUSION 

The Court ADOPTS Magistrate Judge Papak's Findings and 

Recommendation (#219). Accordingly, the Court GRANTS WSCO's 

Motion (#201) to Dismiss, GRANTS Ryan Corbridge's Motion (#203) 

to Dismiss, GRANTS Progressive's Motion (#211) to smiss, and 

DISMISSES this matter with prejudice. 

IT IS SO ORDERED. 

DATED this 2nd day of February, 2017. 

ANNA J. BROWN 

United States District Judge 

2 - ORDER 

Case 3:14-cv-01433-PK Document 232 Filed 02/02/17 Page 2 of 2
#### In the Matter of Lillian Hill, Deceased. Marcia Fitzsimmons, Respondent; Mortgage Electronic Registration Systems, Inc., Appellant, et al., Respondent.

[943 NYS2d 558]—

In a turnover proceeding pursuant to SCEA article 21, inter alia, to recover real property, Mortgage Electronic Registration Systems, Inc., appeals from an order of the Surrogate’s Court, Queens County (Kelly, S.), dated April 12, 2011, which denied that branch of its motion which was for summary judgment dismissing the petition insofar as asserted against it.

Ordered that the order is affirmed, with costs.

This appeal involves real property in Queens which was previously owned by the decedent, Lillian Hill. The petitioner, Marcia Fitzsimmons, and the respondent Brenda Watson are the surviving children of the decedent. Watson allegedly improperly obtained sole title to the subject property. In her petition, Fitzsimmons seeks, inter alia, to direct Watson to turn over the property. The petition also named as a respondent Mortgage Electronic Registration Systems, Inc. (hereinafter MERS), which holds a mortgage on the property in connection with a $215,000 loan made to Watson in September 2009. MERS moved, inter alia, for summary judgment dismissing the petition insofar as asserted against it on the basis that it was a bona fide encumbrancer for value. The Surrogate’s Court denied the motion.

“[I]f a purchaser or encumbrancer knows facts that would ‘excite the suspicion of an ordinarily prudent person’ and fails to investigate, the purchaser or encumbrancer will be chargeable with that knowledge which a reasonable inquiry, as suggested by the facts, would have revealed” *(Booth v Ameriquest Mtge. Co.,*63 AD3d 769, 769 [2009], quoting *Anderson v Blood,*152 NY 285, 293 [1897]). A mortgagee who does not make such in*890quiry will not be considered a bona fide encumbrancer for value *(see Vitale v Pinto,*118 AD2d 774 [1986]). Here, MERS submitted documentary evidence in support of its motion for summary judgment which established its prima facie entitlement to judgment as a matter of law (see *generally Leandre v Sharperson,*96 AD2d 883 [1983]). However, in opposition thereto, the petitioner raised a triable issue of fact as to whether MERS had knowledge of facts of such nature that would have “excit[ed] the suspicion of an ordinarily prudent person” *(Anderson v Blood,*152 NY at 293), and yet failed to make any investigation. Therefore, that branch of MERS’s motion which was for summary judgment dismissing the petition insofar as asserted against it was properly denied *(see Booth v Ameriquest Mtge. Co.,*63 AD3d 769 [2009]; *see generally Alvarez v Prospect Hosp.,*68 NY2d 320 [1986]). Mastro, A.P.J., Balkin, Sgroi and Cohen, JJ., concur.
IN THE UNITED STATES DISTRICT COURT 

FOR THE DISTRICT OF OREGON 

KRISTI HEARON, 

Plaintiff, 

V. 

ATLANTIC AVIATION OREGON FBO, 

INC., an Oregon corporation, 

Defendant. 

Case No. 3:14-cv-01602-SB 

ORDER OF DISMISSAL 

The Stipulated Motion to Dismiss (ECF No. 11), titled "Stipulated Dismissal" and filed on 

May 7, 2015, is GRANTED. 

IT IS ORDERED that this action is DISMISSED with prejudice, with each party to bear its 

own attorney's fees and costs. Pending motions, if any, are DENIED AS MOOT. All pretrial 

deadlines are stricken. 

DATED this 118 

day of May, 2015. 

United 

\i~States Magistrate ~ Judge 

1 -- ORDER OF DISMISSAL 

Case 3:14-cv-01602-SB Document 12 Filed 05/11/15 Page 1 of 1
Fourth Court of Appeals

San Antonio, Texas

January 15, 2020

No. 04-19-00403-CV

THE TEXAS BRANDON CORPORATION, INC. and Ronald R. Wilson,

Appellants

v.

EOG RESOURCES, INC., and Fred Levine,

Appellees

From the 218th Judicial District Court, Karnes County, Texas

Trial Court No. 16-03-00066-CVK

Honorable Russell Wilson, Judge Presiding

O R D E R

The Appellant’s Motion to Withdraw Martha Roxanne Radford as Counsel is hereby 

GRANTED.

_________________________________

Sandee Bryan Marion, Chief Justice

IN WITNESS WHEREOF, I have hereunto set my hand and affixed the seal of the said 

court on this 15th day of January, 2020.

___________________________________

Michael A. Cruz,

Clerk of Court