Federal Register / Vol. 86, No. 148 / Thursday, August 5, 2021 / Notices 42957 

1 17 CFR 200.30–3a(a)(1)(ii). 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–92530] 

Notice of Intention To Cancel 

Registration of Certain Municipal 

Advisors Pursuant to Section 15b(c)(3) 

of the Securities Exchange Act of 1934 

July 30, 2021. 

Notice is given that the Securities and 

Exchange Commission (the 

‘‘Commission’’) intends to issue an 

order or orders, pursuant to Section 

15B(c)(3) of the Securities Exchange Act 

of 1934 (the ‘‘Act’’), cancelling the 

registrations of the municipal advisors 

whose names appear in the attached 

Appendix (hereinafter referred to as the 

‘‘registrants’’). 

Section 15B(c)(3) of the Act provides, 

in pertinent part, that if the Commission 

finds that any municipal advisor 

registered under Section 15B is no 

longer in existence or has ceased to do 

business as a municipal advisor, the 

Commission, by order, shall cancel the 

registration of such municipal advisor. 

The Commission finds that each 

registrant listed in the attached 

Appendix: 

(i) has not filed any municipal advisor 

form submissions with the Commission 

through the Commission’s Electronic Data 

Gathering and Retrieval (‘‘EDGAR’’) system 

since January 1, 2019 (including but not 

limited to the annual amendments (form 

MA–A) required by 17 CFR 240.15Ba1– 

5(a)(1)); and 

(ii) based on information available from the 

Municipal Securities Rulemaking Board (the 

‘‘MSRB’’), (a) is not registered as a municipal 

advisor with the MSRB under MSRB Rule A– 

12(a) and/or (b) does not have an associated 

person who is qualified as a municipal 

advisor representative under MSRB Rule G– 

3(d) and for whom there is a Form MA–I 

required by 17 CFR 240.15Ba1–2(b) available 

on EDGAR, and/or (c) has not, since January 

1, 2019, filed with the MSRB any Form A– 

12 annual affirmation as required by MSRB 

Rule A–12(k). 

Accordingly, the Commission finds 

that each of the registrants listed in the 

attached Appendix either is no longer in 

existence or has ceased to do business 

as a municipal advisor. 

Notice is also given that any 

interested person may, by August 30, 

2021, at 5:30 p.m. Eastern Time, submit 

to the Commission in writing a request 

for a hearing on the cancellation of the 

registration of any registrant listed in 

the attached Appendix, accompanied by 

a statement as to the nature of such 

person’s interest, the reason for such 

request, and the issues, if any, of fact or 

law proposed to be controverted, and 

such person may request to be notified 

if the Commission should order a 

hearing thereon. Any such 

communication should be addressed to 

the Commission’s Secretary at the 

address below. 

At any time after August 30, 2021, the 

Commission may issue an order or 

orders cancelling the registrations of any 

or all of the registrants listed in the 

attached Appendix, upon the basis of 

the information stated above, unless an 

order or orders for a hearing on the 

cancellation shall be issued upon 

request or upon the Commission’s own 

motion. Persons who requested a 

hearing, or to be advised as to whether 

a hearing is ordered, will receive any 

notices and orders issued in this matter, 

including the date of the hearing (if 

ordered) and any postponements 

thereof. Any registrant whose 

registration is cancelled under delegated 

authority may appeal that decision 

directly to the Commission in 

accordance with Rules 430 and 431 of 

the Commission’s rules of practice (17 

CFR 201.430 and 431). 

ADDRESSES: Secretary, U.S. Securities 

and Exchange Commission, 100 F Street 

NE, Washington, DC 20549. 

FOR FURTHER INFORMATION CONTACT: 

Ernesto Lanza, Senior Counsel to the 

Director, Office of Municipal Securities, 

100 F Street NE, Washington, DC 20549, 

or at (202) 551–5680. 

For the Commission, by the Office of 

Municipal Securities, pursuant to delegated 

authority.1

J. Matthew DeLesDernier, 

Assistant Secretary. 

Appendix 

Registrant name SEC ID No. 

All American Municipal Advisors LLC ................................................................................................................................................. 867–02070 

ARGENT TRUST Co ........................................................................................................................................................................... 867–01984 

Black Holocaust Inc., d/b/a Black holocaust Mutual ........................................................................................................................... 867–02224 

Brock Steven Kyle d/b/a Thurber Brock & Associates ........................................................................................................................ 867–01746 

Burke Richard Stephen ....................................................................................................................................................................... 867–02031 

C.A. WHITTAKER & ASSOCIATES, LLC, d/b/a Whittaker & Company, PLLC ................................................................................. 867–01736 

D B & Co ............................................................................................................................................................................................. 867–02211 

DAMON ROCQUE SECURITIES CORP\/BD ..................................................................................................................................... 867–01305 

Financing Ideas Inc ............................................................................................................................................................................. 867–01649 

First Midwest Municipal Lease Corp., d/b/a Midwest Healthcare Capital (MHC) ............................................................................... 867–02287 

Friedman, Luzzatto & Co ..................................................................................................................................................................... 867–00536 

Garffer Jerome L., d/b/a G Capital Investments ................................................................................................................................. 867–01885 

Grant Financial Advisors, LLC ............................................................................................................................................................. 867–01818 

IFS Planning, INC ................................................................................................................................................................................ 867–02298 

Ironwood Advisors ............................................................................................................................................................................... 867–01112 

Laube Capital Advisors, LLC ............................................................................................................................................................... 867–02023 

Muni Funding Solutions LLC ............................................................................................................................................................... 867–02292 

Ross Infrastructure Development LLC ................................................................................................................................................ 867–02344 

Shift 4 Consulting, L.L.C ...................................................................................................................................................................... 867–01960 

[FR Doc. 2021–16673 Filed 8–4–21; 8:45 am] 

BILLING CODE 8011–01–P 


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