# Official Journal L 337/2020

| | ISSN 1977-0677 |
| --- | --- |
| Official Journal
  of the European Union | L 337 |
| | |
| English edition | Legislation | Volume 6314 October 2020 |

ISSN 1977-0677

Official Journal

of the European Union

L 337

English edition

Legislation

Volume 6314 October 2020

---

| Contents | | II   Non-legislative acts | page |
| --- | --- | --- | --- |
| | | REGULATIONS |
| | * | Commission Regulation (EU) 2020/1474 of 13 October 2020 amending Regulation (EU) No 360/2012 as regards the prolongation of its period of application and a time-bound derogation for undertakings in difficulty to take into account the impact of the COVID-19 pandemic (
  1
  ) | 1 |
| | | RECOMMENDATIONS |
| | * | Council Recommendation (EU) 2020/1475 of 13 October 2020 on a coordinated approach to the restriction of free movement in response to the COVID-19 pandemic (
  1
  ) | 3 |

Contents

II   Non-legislative acts

page

REGULATIONS

*

Commission Regulation (EU) 2020/1474 of 13 October 2020 amending Regulation (EU) No 360/2012 as regards the prolongation of its period of application and a time-bound derogation for undertakings in difficulty to take into account the impact of the COVID-19 pandemic (
  1
  )

1

1

RECOMMENDATIONS

*

Council Recommendation (EU) 2020/1475 of 13 October 2020 on a coordinated approach to the restriction of free movement in response to the COVID-19 pandemic (
  1
  )

1

3

| | |
| --- | --- |
| | (1)   Text with EEA relevance. |

---

(1)   Text with EEA relevance.

1

| EN | Acts whose titles are printed in light type are those relating to day-to-day management of agricultural matters, and are generally valid for a limited period.
  The titles of all other Acts are printed in bold type and preceded by an asterisk. |
| --- | --- |

EN

Acts whose titles are printed in light type are those relating to day-to-day management of agricultural matters, and are generally valid for a limited period.

The titles of all other Acts are printed in bold type and preceded by an asterisk.

---

II Non-legislative acts

REGULATIONS

| 14.10.2020 | EN | Official Journal of the European Union | L 337/1 |
| --- | --- | --- | --- |

14.10.2020

EN

Official Journal of the European Union

L 337/1

---

COMMISSION REGULATION (EU) 2020/1474

of 13 October 2020

amending Regulation (EU) No 360/2012 as regards the prolongation of its period of application and a time-bound derogation for undertakings in difficulty to take into account the impact of the COVID-19 pandemic

(Text with EEA relevance)

THE EUROPEAN COMMISSION,

Having regard to the Treaty on the Functioning of the European Union,

Having regard to Council Regulation (EU) 2015/1588 of 13 July 2015 on the application of Articles 107 and 108 of the Treaty on the Functioning of the European Union to certain categories of horizontal State aid (1), and in particular Article 2(1) thereof,

After consulting the Advisory Committee on State Aid,

Whereas:

| (1) | Under Commission Regulation (EU) No 360/2012 (2), aid below a certain threshold granted to undertakings for the provision of a service of general economic interest is deemed not to meet all the criteria of Article 107(1) of the Treaty and is therefore exempt from the notification requirement of Article 108(3) of the Treaty, subject to certain conditions. |
| --- | --- |

(1)

Under Commission Regulation (EU) No 360/2012 (2), aid below a certain threshold granted to undertakings for the provision of a service of general economic interest is deemed not to meet all the criteria of Article 107(1) of the Treaty and is therefore exempt from the notification requirement of Article 108(3) of the Treaty, subject to certain conditions.

| (2) | Regulation (EU) No 360/2012 will expire on 31 December 2020. |
| --- | --- |

(2)

Regulation (EU) No 360/2012 will expire on 31 December 2020.

| (3) | It is necessary to provide predictability and legal certainty, while preparing for a possible future update of Regulation (EU) No 360/2012, aligned with a possible future update of Commission Regulation (EU) No 1407/2013 (3). |
| --- | --- |

(3)

It is necessary to provide predictability and legal certainty, while preparing for a possible future update of Regulation (EU) No 360/2012, aligned with a possible future update of Commission Regulation (EU) No 1407/2013 (3).

| (4) | Therefore, first, the period of application of Regulation (EU) No 360/2012 should be extended. Second, in line with the Commission’s Better Regulation Guidelines, Regulation (EU) No 360/2012 and the other SGEI rules laid down in the Commission Decision of 20 December 2011 (4), in the Communication from the Commission on the application of the European Union State aid rules to compensation granted for the provision of services of general economic interest (5) and in the Communication from the Commission – European Union framework for State aid in the form of public service compensation (2011) (6), insofar as they apply to health and social services, should be evaluated. The Commission launched the evaluation of these rules already in June 2019. The prolongation of Regulation (EU) No 360/2012 should enable the Commission to take into account the results of the Fitness Check which also covers Regulation (EU) No 1407/2013. Therefore the duration of the prolongation of Regulation (EU) No 360/2012 should be aligned with the duration of the prolongation of Regulation (EU) No 1407/2013. This prolongation should allow the Commission to get a more complete picture of how the different elements of the two regulations work together. The prolongation being limited in time should contribute to providing legal certainty to undertakings entrusted with an SGEI and should not lead to an increase of the administrative burden as compensation measures which do not exceed EUR 500 000 over any period of three fiscal years granted to undertakings providing an SGEI will continue to be deemed as not constituting State aid. |
| --- | --- |

(4)

Therefore, first, the period of application of Regulation (EU) No 360/2012 should be extended. Second, in line with the Commission’s Better Regulation Guidelines, Regulation (EU) No 360/2012 and the other SGEI rules laid down in the Commission Decision of 20 December 2011 (4), in the Communication from the Commission on the application of the European Union State aid rules to compensation granted for the provision of services of general economic interest (5) and in the Communication from the Commission – European Union framework for State aid in the form of public service compensation (2011) (6), insofar as they apply to health and social services, should be evaluated. The Commission launched the evaluation of these rules already in June 2019. The prolongation of Regulation (EU) No 360/2012 should enable the Commission to take into account the results of the Fitness Check which also covers Regulation (EU) No 1407/2013. Therefore the duration of the prolongation of Regulation (EU) No 360/2012 should be aligned with the duration of the prolongation of Regulation (EU) No 1407/2013. This prolongation should allow the Commission to get a more complete picture of how the different elements of the two regulations work together. The prolongation being limited in time should contribute to providing legal certainty to undertakings entrusted with an SGEI and should not lead to an increase of the administrative burden as compensation measures which do not exceed EUR 500 000 over any period of three fiscal years granted to undertakings providing an SGEI will continue to be deemed as not constituting State aid.

| (5) | Therefore, the period of application of Regulation (EU) No 360/2012 should be extended by three years, until 31 December 2023. |
| --- | --- |

(5)

Therefore, the period of application of Regulation (EU) No 360/2012 should be extended by three years, until 31 December 2023.

| (6) | In view of the economic and financial consequences that the COVID-19 outbreak has on undertakings and in order to ensure consistency with the general policy response adopted by the Commission, especially in the period 2020-2021, it is necessary that undertakings which became undertakings in difficulty as a consequence of the COVID-19 outbreak should remain eligible under Regulation (EU) No 360/2012 for a limited period of time. |
| --- | --- |

(6)

In view of the economic and financial consequences that the COVID-19 outbreak has on undertakings and in order to ensure consistency with the general policy response adopted by the Commission, especially in the period 2020-2021, it is necessary that undertakings which became undertakings in difficulty as a consequence of the COVID-19 outbreak should remain eligible under Regulation (EU) No 360/2012 for a limited period of time.

| (7) | Regulation (EU) No 360/2012 should therefore be amended accordingly, |
| --- | --- |

(7)

Regulation (EU) No 360/2012 should therefore be amended accordingly,

HAS ADOPTED THIS REGULATION:

Article 1

Regulation (EU) No 360/2012 is amended as follows:

| (a) | in Article 1 the following paragraph 2a is inserted:

  ‘2a.   By derogation from point (h) of paragraph 2, this Regulation shall apply to undertakings which were not in difficulty on 31 December 2019 but became undertakings in difficulty in the period from 1 January 2020 to 30 June 2021.’; |
| --- | --- |

(a)

in Article 1 the following paragraph 2a is inserted:

‘2a.   By derogation from point (h) of paragraph 2, this Regulation shall apply to undertakings which were not in difficulty on 31 December 2019 but became undertakings in difficulty in the period from 1 January 2020 to 30 June 2021.’;

| (b) | in Article 5, the second paragraph is replaced by the following:

  ‘It shall apply until 31 December 2023.’ |
| --- | --- |

(b)

in Article 5, the second paragraph is replaced by the following:

‘It shall apply until 31 December 2023.’

Article 2

This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union.

This Regulation shall be binding in its entirety and directly applicable in all Member States.

Done at Brussels, 13 October 2020.

For the Commission

The President

Ursula VON DER LEYEN

---

(1)  
  OJ L 248, 24.9.2015, p. 1.

1

(2)  Commission Regulation (EU) No 360/2012 of 25 April 2012 on the application of Articles 107 and 108 of the Treaty on the Functioning of the European Union to de minimis aid granted to undertakings providing services of general economic interest (OJ L 114, 26.4.2012, p. 8).

2

de minimis

(3)  Commission Regulation (EU) No 1407/2013 of 18 December 2013 on the application of Articles 107 and 108 of the Treaty on the Functioning of the European Union to de minimis aid (OJ L 352, 24.12.2013, p. 1).

3

de minimis

(4)  Commission Decision of 20 December 2012 on the application of Article 106(2) of the Treaty on the Functioning of the European Union to State aid in the form of public service compensation granted to certain undertakings entrusted with the operation of services of general economic interest, C(2011) 9380 (OJ L 7, 11.1.2012, p. 3).

4

(5)  
  OJ C 8, 11.1.2012, p. 4.

5

(6)  
  OJ C 8, 11.1.2012, p. 15.

6

---

RECOMMENDATIONS

| 14.10.2020 | EN | Official Journal of the European Union | L 337/3 |
| --- | --- | --- | --- |

14.10.2020

EN

Official Journal of the European Union

L 337/3

---

COUNCIL RECOMMENDATION (EU) 2020/1475

of 13 October 2020

on a coordinated approach to the restriction of free movement in response to the COVID-19 pandemic

(Text with EEA relevance)

THE COUNCIL OF THE EUROPEAN UNION,

Having regard to the Treaty on the Functioning of the European Union, and in particular Article 21(2), Article 168(6) and Article 292, first and second sentence thereof,

Having regard to the proposal from the European Commission,

Whereas:

| (1) | Citizenship of the Union confers on every citizen of the Union the right of free movement. |
| --- | --- |

(1)

Citizenship of the Union confers on every citizen of the Union the right of free movement.

| (2) | Pursuant to Article 21(1) of Treaty on the Functioning of the European Union (TFEU), every citizen of the Union shall have the right to move and reside freely within the territory of the Member States, subject to the limitations and conditions laid down in the Treaties and by the measures adopted to give effect to them. Directive 2004/38/EC of the European Parliament and of the Council (1) gives effect to that right. Article 45 of the Charter of Fundamental Rights of the European Union (the Charter) also provides for freedom of movement and residence. Since the action of Union proves necessary to attain the objective laid down in Article 21 TFEU, and the Treaties do not otherwise provide the necessary powers, the Council may adopt provisions with a view to facilitating the exercise of the rights to move and reside freely. |
| --- | --- |

(2)

Pursuant to Article 21(1) of Treaty on the Functioning of the European Union (TFEU), every citizen of the Union shall have the right to move and reside freely within the territory of the Member States, subject to the limitations and conditions laid down in the Treaties and by the measures adopted to give effect to them. Directive 2004/38/EC of the European Parliament and of the Council (1) gives effect to that right. Article 45 of the Charter of Fundamental Rights of the European Union (the Charter) also provides for freedom of movement and residence. Since the action of Union proves necessary to attain the objective laid down in Article 21 TFEU, and the Treaties do not otherwise provide the necessary powers, the Council may adopt provisions with a view to facilitating the exercise of the rights to move and reside freely.

| (3) | Pursuant to Article 168(1) TFEU, a high level of human health protection is to be ensured in the definition and implementation of all Union policies and activities. |
| --- | --- |

(3)

Pursuant to Article 168(1) TFEU, a high level of human health protection is to be ensured in the definition and implementation of all Union policies and activities.

| (4) | On 30 January 2020, the Director-General of the World Health Organization (WHO) declared a public health emergency of international concern over the global outbreak of novel coronavirus, which causes Coronavirus disease 2019 (COVID-19). On 11 March 2020, the WHO made the assessment that COVID-19 can be characterized as a pandemic. |
| --- | --- |

(4)

On 30 January 2020, the Director-General of the World Health Organization (WHO) declared a public health emergency of international concern over the global outbreak of novel coronavirus, which causes Coronavirus disease 2019 (COVID-19). On 11 March 2020, the WHO made the assessment that COVID-19 can be characterized as a pandemic.

| (5) | To limit the spread of the virus, the Member States have adopted various measures, some of which have had an impact on Union citizens’ right to move and reside freely within the territory of the Member States, such as restrictions on entry or requirements for cross-border travellers to undergo quarantine. |
| --- | --- |

(5)

To limit the spread of the virus, the Member States have adopted various measures, some of which have had an impact on Union citizens’ right to move and reside freely within the territory of the Member States, such as restrictions on entry or requirements for cross-border travellers to undergo quarantine.

| (6) | On 13 February 2020, the Council adopted Conclusions on COVID-19 (2) in which it urged Member States to act together, in cooperation with the Commission, in a proportionate and appropriate manner to develop close and enhanced coordination between Member States to ensure effectiveness of all measures, including, if necessary, measures regarding travel, while safeguarding the free movement within the Union, to ensure optimal protection of public health. |
| --- | --- |

(6)

On 13 February 2020, the Council adopted Conclusions on COVID-19 (2) in which it urged Member States to act together, in cooperation with the Commission, in a proportionate and appropriate manner to develop close and enhanced coordination between Member States to ensure effectiveness of all measures, including, if necessary, measures regarding travel, while safeguarding the free movement within the Union, to ensure optimal protection of public health.

| (7) | On 10 March 2020, the Heads of State or Government of the European Union emphasised the need for a joint European approach with regard to COVID-19. |
| --- | --- |

(7)

On 10 March 2020, the Heads of State or Government of the European Union emphasised the need for a joint European approach with regard to COVID-19.

| (8) | Since March 2020, the Commission adopted a number of Guidelines and Communications with the aim of supporting coordination efforts of Member States and safeguarding the free movement within the Union in times of the COVID-19 pandemic (3). |
| --- | --- |

(8)

Since March 2020, the Commission adopted a number of Guidelines and Communications with the aim of supporting coordination efforts of Member States and safeguarding the free movement within the Union in times of the COVID-19 pandemic (3).

| (9) | As the COVID-19 pandemic has caused an unprecedented health emergency, the protection of public health has become an overriding priority for both the Union and its Member States. On the basis of the protection of public health, Member States may take measures that restrict the free movement of persons within the Union. According to Article 168(7) TFEU, the definition of national health policies, including the organisation and delivery of health services and medical care, are the responsibility of Member States and may therefore vary from one Member State to another. While Member States are competent to decide on the most appropriate measures to safeguard public health, including for instance quarantine or testing requirements, it is appropriate to ensure the coordination of such measures, with a view to safeguarding the exercise of the right of free movement and combatting a serious cross-border threat to health such as Covid-19. |
| --- | --- |

(9)

As the COVID-19 pandemic has caused an unprecedented health emergency, the protection of public health has become an overriding priority for both the Union and its Member States. On the basis of the protection of public health, Member States may take measures that restrict the free movement of persons within the Union. According to Article 168(7) TFEU, the definition of national health policies, including the organisation and delivery of health services and medical care, are the responsibility of Member States and may therefore vary from one Member State to another. While Member States are competent to decide on the most appropriate measures to safeguard public health, including for instance quarantine or testing requirements, it is appropriate to ensure the coordination of such measures, with a view to safeguarding the exercise of the right of free movement and combatting a serious cross-border threat to health such as Covid-19.

| (10) | When adopting and applying restrictions to free movement, Member States should respect principles of EU law, in particular proportionality and non-discrimination. This Recommendation is intended to facilitate the application of these principles, in a coordinated manner, to the exceptional situation caused by the COVID-19 pandemic. Therefore, the mechanisms put in place by this Recommendation should be strictly limited in scope and time to restrictions adopted in response to this pandemic. |
| --- | --- |

(10)

When adopting and applying restrictions to free movement, Member States should respect principles of EU law, in particular proportionality and non-discrimination. This Recommendation is intended to facilitate the application of these principles, in a coordinated manner, to the exceptional situation caused by the COVID-19 pandemic. Therefore, the mechanisms put in place by this Recommendation should be strictly limited in scope and time to restrictions adopted in response to this pandemic.

| (11) | Unilateral measures in this area have the potential to cause significant disruptions as businesses and citizens are confronted with a wide array of diverging and rapidly changing measures. This is particularly harmful in a situation where the European economy has already been significantly affected by the virus. |
| --- | --- |

(11)

Unilateral measures in this area have the potential to cause significant disruptions as businesses and citizens are confronted with a wide array of diverging and rapidly changing measures. This is particularly harmful in a situation where the European economy has already been significantly affected by the virus.

| (12) | This Recommendation seeks to ensure increased coordination among Member States considering the adoption of measures restricting free movement on grounds of public health. To limit restrictions to what is strictly necessary, Member States should, in a non-discriminatory manner and as much as possible, apply those restrictions to persons coming from specific areas or regions particularly affected rather than to the entire territory of a Member State. |
| --- | --- |

(12)

This Recommendation seeks to ensure increased coordination among Member States considering the adoption of measures restricting free movement on grounds of public health. To limit restrictions to what is strictly necessary, Member States should, in a non-discriminatory manner and as much as possible, apply those restrictions to persons coming from specific areas or regions particularly affected rather than to the entire territory of a Member State.

| (13) | A coordinated approach among Member States requires joint efforts on the following key points: the application of common criteria and thresholds when deciding whether to introduce restrictions to free movement, a mapping of the risk of COVID-19 transmission based on an agreed colour code, and a coordinated approach as to the measures, if any, which may appropriately be applied to persons moving between areas, depending on the level of risk of transmission in those areas. |
| --- | --- |

(13)

A coordinated approach among Member States requires joint efforts on the following key points: the application of common criteria and thresholds when deciding whether to introduce restrictions to free movement, a mapping of the risk of COVID-19 transmission based on an agreed colour code, and a coordinated approach as to the measures, if any, which may appropriately be applied to persons moving between areas, depending on the level of risk of transmission in those areas.

| (14) | The criteria and thresholds outlined in this Recommendation are based on the data made available by Member States. A comprehensive data set and maps outlining the status of the common criteria for EU regions should be published and updated weekly by the European Centre for Disease Prevention and Control, using the data provided by the Member States. |
| --- | --- |

(14)

The criteria and thresholds outlined in this Recommendation are based on the data made available by Member States. A comprehensive data set and maps outlining the status of the common criteria for EU regions should be published and updated weekly by the European Centre for Disease Prevention and Control, using the data provided by the Member States.

| (15) | In view of the evolving epidemiological situation, the Commission, supported by European Centre for Disease Prevention and Control, should regularly assess the criteria, data needs and thresholds outlined in this Recommendation, including whether other criteria should be considered or the thresholds adapted, and transmit its findings to the Council for its consideration, together with a proposal to amend the Recommendation, where necessary. |
| --- | --- |

(15)

In view of the evolving epidemiological situation, the Commission, supported by European Centre for Disease Prevention and Control, should regularly assess the criteria, data needs and thresholds outlined in this Recommendation, including whether other criteria should be considered or the thresholds adapted, and transmit its findings to the Council for its consideration, together with a proposal to amend the Recommendation, where necessary.

| (16) | This Recommendation should not be understood as facilitating or encouraging the adoption of restrictions to free movement put in place in response to the pandemic, but rather seeks to provide a coordinated approach in the event that a Member State were to decide to introduce such restrictions. The decision as to whether to introduce restrictions to free movement remain the responsibility of the Member States, which have to comply with the requirements of Union law. Equally, Member States retain the flexibility not to introduce restrictions even if the criteria and thresholds outlined in this Recommendation are met. |
| --- | --- |

(16)

This Recommendation should not be understood as facilitating or encouraging the adoption of restrictions to free movement put in place in response to the pandemic, but rather seeks to provide a coordinated approach in the event that a Member State were to decide to introduce such restrictions. The decision as to whether to introduce restrictions to free movement remain the responsibility of the Member States, which have to comply with the requirements of Union law. Equally, Member States retain the flexibility not to introduce restrictions even if the criteria and thresholds outlined in this Recommendation are met.

| (17) | Restrictions on free movement should only be considered when Member States have sufficient evidence to justify such restrictions in terms of their benefit for public health and they have reasonable grounds to believe that the restrictions would be effective. |
| --- | --- |

(17)

Restrictions on free movement should only be considered when Member States have sufficient evidence to justify such restrictions in terms of their benefit for public health and they have reasonable grounds to believe that the restrictions would be effective.

| (18) | To limit the disruption to the internal market and family life while the pandemic is ongoing, travellers with an essential function or need, such as workers or self-employed persons exercising critical occupations, cross-border workers, transport workers or transport service providers, seafarers, and persons travelling for imperative business or family reason, including members of cross-border families travelling on a regular basis, should not be required to undergo quarantine. |
| --- | --- |

(18)

To limit the disruption to the internal market and family life while the pandemic is ongoing, travellers with an essential function or need, such as workers or self-employed persons exercising critical occupations, cross-border workers, transport workers or transport service providers, seafarers, and persons travelling for imperative business or family reason, including members of cross-border families travelling on a regular basis, should not be required to undergo quarantine.

| (19) | Clear, timely and comprehensive information to other Member States and the general public is crucial to limit the impacts of any restrictions to free movement put in place, ensuring predictability, legal certainty and compliance by citizens, |
| --- | --- |

(19)

Clear, timely and comprehensive information to other Member States and the general public is crucial to limit the impacts of any restrictions to free movement put in place, ensuring predictability, legal certainty and compliance by citizens,

HAS ADOPTED THIS RECOMMENDATION:

General Principles

When adopting and applying measures to protect public health in response to COVID 19 pandemic, Member States should coordinate their actions based, to the extent possible, on the following principles:

| 1. | Any restrictions to the free movement of persons within the Union put in place to limit the spread of COVID-19 should be based on specific and limited public interest grounds, namely the protection of public health. It is necessary for such limitations to be applied in compliance with the general principles of Union law, in particular proportionality and non‐discrimination. Any measures taken should thus not extend beyond what is strictly necessary to safeguard public health. |
| --- | --- |

1.

| 2. | Any such restrictions should be lifted as soon as the epidemiological situation allows it. |
| --- | --- |

2.

| 3. | There may be no discrimination between Member States, for example by applying more generous rules to travel to and from a neighbouring Member State as compared to travel to and from other Member States in the same epidemiological situation. |
| --- | --- |

3.

| 4. | Restrictions cannot be based on the nationality of the person concerned, but should be based on the location(s) of the person during the 14 days prior to arrival. |
| --- | --- |

4.

| 5. | Member States should always admit their own nationals and Union citizens and their family members resident in their territory, and should facilitate swift transit through their territories. |
| --- | --- |

5.

| 6. | Member States should pay particular attention to the specificities of cross-border regions, outermost regions, exclaves and geographically isolated areas and the need to cooperate at local and regional level. |
| --- | --- |

6.

| 7. | Member States should regularly exchange information on all matters covered by the scope of this recommendation. |
| --- | --- |

7.

Common criteria

| 8. | Member States should take the following key criteria into account when considering to restrict free movement in response to the COVID-19 pandemic:






  (a) | the ‘14-day cumulative COVID-19 case notification rate’, that is, the total number of newly notified COVID-19 cases per 100 000 population in the last 14 days at regional level; |
| --- | --- | --- |

8.

(a)

the ‘14-day cumulative COVID-19 case notification rate’, that is, the total number of newly notified COVID-19 cases per 100 000 population in the last 14 days at regional level;

| (b) | the ‘test positivity rate’, that is, the percentage of positive tests among all tests for COVID-19 infection carried out during the last week; |
| --- | --- |

(b)

the ‘test positivity rate’, that is, the percentage of positive tests among all tests for COVID-19 infection carried out during the last week;

| (c) | the ‘testing rate’, that is, the number of tests for COVID-19 infection per 100 000 population carried out during the last week. |
| --- | --- |

(c)

the ‘testing rate’, that is, the number of tests for COVID-19 infection per 100 000 population carried out during the last week.

Data on the common criteria

| 9. | To ensure that comprehensive and comparable data is available, Member States should, on a weekly basis, provide the European Centre for Disease Prevention and Control with data available on the criteria mentioned in point 8.
  Member States should also provide this data at the regional level to ensure that any measures can be targeted to those regions where they are strictly necessary.
  Member States should exchange information on any testing strategies which they pursue. |
| --- | --- |

9.

Member States should also provide this data at the regional level to ensure that any measures can be targeted to those regions where they are strictly necessary.

Member States should exchange information on any testing strategies which they pursue.

Mapping of risk areas

| 10. | Based on the data provided by the Member States, the European Centre for Disease Prevention and Control should publish a map of EU Member States, broken down by regions, in order to support Member States’ decision-making. This map should also include data from Iceland, Liechtenstein, Norway and, as soon as conditions allow (4), the Swiss Confederation. In this map, an area should be marked in the following colours:






  (a) | green, if the 14-day cumulative COVID-19 case notification rate is less than 25 and the test positivity rate of tests for COVID-19 infection is less than 4%; |
| --- | --- | --- |

10.

(a)

green, if the 14-day cumulative COVID-19 case notification rate is less than 25 and the test positivity rate of tests for COVID-19 infection is less than 4%;

| (b) | orange, if the 14-day cumulative COVID-19 case notification rate is less than 50 but the test positivity rate of tests for COVID-19 infection is 4% or more, or, if the 14‐day cumulative COVID-19 case notification rate ranges from 25 to 150 but the test positivity rate of tests for COVID-19 infection is less than 4%; |
| --- | --- |

(b)

orange, if the 14-day cumulative COVID-19 case notification rate is less than 50 but the test positivity rate of tests for COVID-19 infection is 4% or more, or, if the 14‐day cumulative COVID-19 case notification rate ranges from 25 to 150 but the test positivity rate of tests for COVID-19 infection is less than 4%;

| (c) | red, if the 14-day cumulative COVID-19 case notification rate is 50 or more and the test positivity rate of tests for COVID-19 infection is 4% or more, or if the 14-day cumulative COVID-19 case notification rate is more than 150 per 100 000 population; |
| --- | --- |

(c)

red, if the 14-day cumulative COVID-19 case notification rate is 50 or more and the test positivity rate of tests for COVID-19 infection is 4% or more, or if the 14-day cumulative COVID-19 case notification rate is more than 150 per 100 000 population;

| (d) | grey, if not sufficient information is available to assess the criteria in points (a) to (c) or if the testing rate is 300 or less COVID-19 tests for infection per 100 000 population. |
| --- | --- |

(d)

grey, if not sufficient information is available to assess the criteria in points (a) to (c) or if the testing rate is 300 or less COVID-19 tests for infection per 100 000 population.

The European Centre for Disease Prevention and Control should also publish separate maps for each key indicator contributing to the comprehensive map: the 14-day notification rate at a regional level, as well as the testing and test positivity rates at a national level during the last week. Once data is available at regional level all maps should be based on this data.

| 11. | Each week, the European Centre for Disease Prevention and Control should publish updated versions of the maps and the underlying data. |
| --- | --- |

11.

Common thresholds if considering restrictions of free movement for public health reasons

| 12. | Member States should not restrict the free movement of persons travelling to or from another Member State’s areas classified as ‘green’ pursuant to point 10. |
| --- | --- |

12.

| 13. | If considering whether to apply restrictions on an area classified other than ‘green’ pursuant to point 10,






  (a) | Member States should respect the differences in the epidemiological situation between orange and red areas and act in a proportionate manner; |
| --- | --- | --- |

13.

(a)

Member States should respect the differences in the epidemiological situation between orange and red areas and act in a proportionate manner;

| (b) | Member States could take into account additional criteria and trends. To this end, ECDC will provide data on the population size, the hospitalisation rate, the rate of ICU admission and the mortality rate, if available, on a weekly basis; |
| --- | --- |

(b)

Member States could take into account additional criteria and trends. To this end, ECDC will provide data on the population size, the hospitalisation rate, the rate of ICU admission and the mortality rate, if available, on a weekly basis;

| (c) | Member States should take into account the epidemiological situation in their own territory, including testing policies, the number of tests performed and test positivity rates, and other epidemiological indicators; |
| --- | --- |

(c)

Member States should take into account the epidemiological situation in their own territory, including testing policies, the number of tests performed and test positivity rates, and other epidemiological indicators;

| (d) | Member States should take into account testing strategies and pay particular attention to the situation of areas with high testing rates. |
| --- | --- |

(d)

Member States should take into account testing strategies and pay particular attention to the situation of areas with high testing rates.

Coordination among Member States

| 14. | Member States intending to apply restrictions to persons travelling to or from an area classified other than ‘green’ pursuant to point 10, based on their own decision-making processes, should inform the affected Member State first, prior to entry into force. Particular attention should be paid to cross-border cooperation, outermost regions, exclaves and geographically isolated areas. Other Member States and the Commission should also be informed of the intention prior to entry into force. If possible the information should be given 48 hours in advance.
  For informing other Member States and the Commission, Member States should use established networks of communication including the Integrated Political Crisis Response (IPCR) network. The IPCR contact points should ensure that the information is passed on to their competent authorities without delay. |
| --- | --- |

14.

For informing other Member States and the Commission, Member States should use established networks of communication including the Integrated Political Crisis Response (IPCR) network. The IPCR contact points should ensure that the information is passed on to their competent authorities without delay.

| 15. | Member States should immediately inform other Member States and the Commission of the lifting or easing of any previously introduced restrictive measures, which should enter into force as soon as possible.
  Restrictions to free movement should be lifted when an area is again classified as ‘green’ pursuant to point 10, provided that at least 14 days have elapsed since their introduction. |
| --- | --- |

15.

Restrictions to free movement should be lifted when an area is again classified as ‘green’ pursuant to point 10, provided that at least 14 days have elapsed since their introduction.

| 16. | At the latest 7 days after the adoption of this Recommendation, Member States should phase out restrictions applied on areas classified as ‘green’ pursuant to point 10 before the adoption of this Recommendation. |
| --- | --- |

16.

Common framework as regards possible measures for travellers coming from higher-risk areas

| 17. | Member States should in principle not refuse the entry of persons travelling from other Member States.
  Member States that consider necessary to introduce restrictions to free movement, based on their own decision-making processes, could require persons travelling from an area classified other than ‘green’ pursuant to point 10 to






  (a) | undergo quarantine/self-isolation; and/or |
| --- | --- | --- |

17.

Member States that consider necessary to introduce restrictions to free movement, based on their own decision-making processes, could require persons travelling from an area classified other than ‘green’ pursuant to point 10 to

(a)

undergo quarantine/self-isolation; and/or

| (b) | undergo a test for COVID-19 infection after arrival. |
| --- | --- |

(b)

undergo a test for COVID-19 infection after arrival.

Member States may offer travellers the option to substitute the test mentioned in letter (b) by a test for COVID-19 infection carried out prior to arrival.

Member States should strengthen coordination efforts on the length of quarantine/self-isolation and substitution possibilities. Wherever possible and in accordance with strategies decided by Member States, the development of testing should be encouraged.

| 18. | Member States should mutually recognise the results of tests for COVID-19 infection carried out in other Member States by certified health bodies. Member States should enhance cooperation on different aspects related to testing, including verification of test certificates, taking into account research and advice of epidemiological experts as well as best-practices. |
| --- | --- |

18.

| 19. | Travellers with an essential function or need should not be required to undergo quarantine while exercising this essential function, in particular:






  (a) | Workers or self-employed persons exercising critical occupations including health care workers, frontier and posted workers as well as seasonal workers as referred to in the Guidelines concerning the exercise of the free movement of workers during the COVID-19 outbreak (5); |
| --- | --- | --- |

19.

(a)

Workers or self-employed persons exercising critical occupations including health care workers, frontier and posted workers as well as seasonal workers as referred to in the Guidelines concerning the exercise of the free movement of workers during the COVID-19 outbreak (5);

| (b) | transport workers or transport service providers, including drivers of freight vehicles carrying goods for use in the territory as well as those merely transiting; |
| --- | --- |

(b)

transport workers or transport service providers, including drivers of freight vehicles carrying goods for use in the territory as well as those merely transiting;

| (c) | patients travelling for imperative medical reasons; |
| --- | --- |

(c)

patients travelling for imperative medical reasons;

| (d) | pupils, students and trainees who travel abroad on a daily basis; |
| --- | --- |

(d)

pupils, students and trainees who travel abroad on a daily basis;

| (e) | persons travelling for imperative family or business reasons; |
| --- | --- |

(e)

persons travelling for imperative family or business reasons;

| (f) | diplomats, staff of international organisations and people invited by international organisations whose physical presence is required for the well-functioning of these organisations, military personnel and police officers, and humanitarian aid workers and civil protection personnel in the exercise of their functions; |
| --- | --- |

(f)

diplomats, staff of international organisations and people invited by international organisations whose physical presence is required for the well-functioning of these organisations, military personnel and police officers, and humanitarian aid workers and civil protection personnel in the exercise of their functions;

| (g) | passengers in transit; |
| --- | --- |

(g)

passengers in transit;

| (h) | seafarers; |
| --- | --- |

(h)

seafarers;

| (i) | journalists, when performing their duties. |
| --- | --- |

(i)

journalists, when performing their duties.

| 20. | Member States could require persons entering their territory to submit passenger locator forms in accordance with data protection requirements. A common European Passenger Locator Form should be developed for possible use by Member States. Wherever possible, a digital option for passenger locator information should be used in order to simplify processing, while ensuring equal access to all citizens. |
| --- | --- |

20.

| 21. | Any measures applied to persons arriving from an area classified as ‘red’, ‘orange’ or ‘grey pursuant to point 10 may not be discriminatory, that is, should apply equally to returning nationals of the Member State concerned. |
| --- | --- |

21.

| 22. | Member States should ensure that any formal requirements imposed on citizens and businesses provide a concrete benefit to the public health efforts to combat the pandemic and do not create an undue and unnecessary administrative burden. |
| --- | --- |

22.

| 23. | If a person develops symptoms upon arrival at the destination, testing, diagnosis, isolation and contact tracing should take place in accordance with the local practice, and entry should not be refused. Information on cases detected on arrival should be immediately shared with the public health authorities of the countries the person concerned has resided in during the previous 14 days for contact tracing purposes, using the Early Warning and Response System. |
| --- | --- |

23.

| 24. | Restrictions should not take the form of prohibitions on the operation of certain transport services. |
| --- | --- |

24.

Communication and information to the public

| 25. | Member States should provide relevant stakeholders and the general public with clear, comprehensive and timely information about any restrictions to free movement, any accompanying requirements (for example negative tests for COVID-19 infection or passenger locator forms), as well as the measures applied to travellers travelling from risk areas as early as possible before new measures come into effect. As a general rule, this information should be published 24 hours before the measures come into effect, taking into account that some flexibility is required for epidemiological emergencies.
  This information should also be made available on the ‘Re-open EU’ web platform, which should contain a cross-reference to the map published regularly by the European Centre for Disease Prevention and Control pursuant to points 10 and 11.
  The substance of the measures, their geographical scope and the categories of persons to whom they apply should be clearly described. |
| --- | --- |

25.

This information should also be made available on the ‘Re-open EU’ web platform, which should contain a cross-reference to the map published regularly by the European Centre for Disease Prevention and Control pursuant to points 10 and 11.

The substance of the measures, their geographical scope and the categories of persons to whom they apply should be clearly described.

Review

| 26. | This recommendation should be regularly reviewed by the Commission, with the support of the European Centre for Disease Prevention and Control. The Commission should report thereon regularly to the Council. |
| --- | --- |

26.

Done at Luxembourg, 13 October 2020.

For the Council

The President

M. ROTH

---

(1)  Directive 2004/38/EC of the European Parliament and of the Council of 29 April 2004 on the right of citizens of the Union and their family members to move and reside freely within the territory of the Member States amending Regulation (EEC) No 1612/68 and repealing Directives 64/221/EEC, 68/360/EEC, 72/194/EEC, 73/148/EEC, 75/34/EEC, 75/35/EEC, 90/364/EEC, 90/365/EEC and 93/96/EEC (OJ L 158, 30.4.2004, p. 77).

1

(2)  
  OJ C 57, 20.2.2020, p. 4.

2

(3)  Commission Guidelines for border management measures to protect health and ensure the availability of goods and essential services (OJ C 86I, 16.3.2020, p. 1), Commission Guidelines concerning the exercise of the free movement of workers during COVID-19 outbreak (OJ C 102I, 30.3.2020, p. 12), ‘Joint European Roadmap towards lifting COVID-19 containment measures’ of the President of the European Commission and the President of the European Council, Commission Guidance on free movement of health professionals and minimum harmonisation of training in relation to COVID-19 emergency measures (OJ C 156, 8.5.2020, p. 1), Commission Communication towards a phased an coordinated approach for restoring freedom of movement and lifting internal border controls (OJ C 169, 15.5.2020, p. 30), Commission Communication on the third assessment of the application of the temporary restriction on non-essential travel to the EU COM(2020) 399 final, Commission Guidelines on seasonal workers in the EU in the context of the COVID-19 outbreak (OJ C 235I, 17.7.2020, p. 1), Commission Communication on the implementation of the Green Lanes under the Guidelines for border management measures to protect health and ensure the availability of goods and essential services (OJ C 96I, 24.3.2020, p. 1), Commission Guidelines on Facilitating Air Cargo Operations during COVID-19 outbreak (OJ C 100I, 27.3.2020, p. 1), and Commission Guidelines on protection of health, repatriation and travel arrangements for seafarers, passengers and other persons on board ships (OJ C 119, 14.4.2020, p. 1).

3

(4)  Subject to an agreement concluded between the EU and the Swiss Confederation on the cooperation on public health, including on the participation of the Swiss Confederation to the European Centre for Disease Prevention and Control according to Regulation (EC) No 851/2004 of the European Parliament and of the Council of 21 April 2004 establishing a European Centre for disease prevention and control (OJ L 142, 30.4.2004, p. 1).

4

(5)  
  OJ C 102I, 30.3.2020, p. 12.

5

---