IN THE UNITED STATES DISTRICT COURT 

FOR THE NORTHERN DISTRICT OF ILLINOIS 

EASTERN DIVISION 

SECURITIES AND EXCHANGE COMMISSION, ) 

) 

Plaintiff, ) 

) Case No. 02 C 2180 

v. ) 

) Judge Wayne R. Andersen 

JAMES E. KOENIG, ) 

) 

 Defendant. ) 

MOTION FOR ENTRY OF FINAL JUDGMENT AND PROPOSED DISTRIBUTION

Plaintiff Securities and Exchange Commission (the “SEC”), hereby moves for entry of 

the attached proposed Final Judgment (Exhibit A). The Final Judgment contains the SEC’s 

proposed Distribution Plan (the intention to distribute the funds to the U.S. Treasury). The 

prejudgment interest in the proposed Final Judgment was calculated for each of the years of 

Defendant James E. Koenig’s disgorged bonuses as follows: for 1992, $161,500, with interest 

running from December 31, 1992 until November 30, 2007; for 1994, $250,000, with interest 

running from March 31, 1995 until November 30, 2007; for 1995, $420,000, with interest 

running from March 31, 1996 until November 30, 2007. The calculations for these amounts are 

shown on Exhibits B, C, and D, respectively, and are attached hereto. 
WHEREFORE, Plaintiff respectfully requests that the Court enter the attached proposed 

Final Judgment. 

Dated: December 14, 2007 

 s/ John D. Worland, Jr. 

 

 John D. Worland, Jr., Esq. 

Securities and Exchange Commission 

100 F. Street, N.E. 

Washington, DC 20549-4010 

worlandj@sec.gov 

 Counsel for Plaintiff
Exhibit A
IN THE UNITED STATES DISTRICT COURT 

FOR THE NORTHERN DISTRICT OF ILLINOIS 

EASTERN DIVISION

 

 ) 

SECURITIES AND EXCHANGE COMMISSION, ) 

 ) 

 Plaintiff, ) No. 02 C 2180 

 ) 

v. ) Hon. Wayne R. Andersen 

 ) 

JAMES E. KOENIG, ) 

 ) 

 Defendant. ) 

 ) 

(PROPOSED) FINAL JUDGMENT

Having considered the evidence, briefs, and arguments of the parties, having made findings 

of fact and conclusions of law in the Memorandum Opinion and Order dated December 3, 2007, 

and having found in favor of the Securities and Exchange Commission and against Defendant 

James E. Koenig (“Defendant”), the Court now enters this Final Judgment pursuant to Rule 58(a) of 

the Federal Rules of Civil Procedure as follows: 

I. 

 IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that Defendant and 

Defendant’s agents, servants, employees, attorneys, and all persons in active concert or 

participation with them who receive actual notice of this Final Judgment by personal service or 

otherwise are permanently restrained and enjoined from violating, directly or indirectly, Section 

10(b) of the Securities Exchange Act of 1934 (the “Exchange Act”) [15 U.S.C. § 78j(b)] and 

Rule 10b-5 promulgated thereunder [17 C.F.R. § 240.10b-5], by using any means or 
instrumentality of interstate commerce, or of the mails, or of any facility of any national 

securities exchange, in connection with the purchase or sale of any security: 

(a) to employ any device, scheme, or artifice to defraud; 

(b) to make any untrue statement of a material fact or to omit to state a material fact 

 necessary in order to make the statements made, in the light of the circumstances 

 under which they were made, not misleading; or 

(c) to engage in any act, practice, or course of business which operates or would 

 operate as a fraud or deceit upon any person. 

II. 

 IT IS HEREBY FURTHER ORDERED, ADJUDGED, AND DECREED that Defendant 

and Defendant’s agents, servants, employees, attorneys, and all persons in active concert or 

participation with them who receive actual notice of this Final Judgment by personal service or 

otherwise are permanently restrained and enjoined from violating Section 17(a) of the Securities 

Act of 1933 (the “Securities Act”) [15 U.S.C. § 77q(a)] in the offer or sale of any security by the 

use of any means or instruments of transportation or communication in interstate commerce or 

by use of the mails, directly or indirectly: 

(a) to employ any device, scheme, or artifice to defraud; 

(b) to obtain money or property by means of any untrue statement of a material fact 

 or any omission of a material fact necessary in order to make the statements 

 made, in light of the circumstances under which they were made, not misleading; 

 or 

 (c) to engage in any transaction, practice, or course of business which operates or 

 would operate as a fraud or deceit upon the purchaser. 
III. 

IT IS HEREBY FURTHER ORDERED, ADJUDGED, AND DECREED that Defendant 

and Defendant’s agents, servants, employees, attorneys, and all persons in active concert or 

participation with them who receive actual notice of this Final Judgment by personal service or 

otherwise are permanently restrained and enjoined from aiding and abetting any violation of 

Section 13(a) of the Exchange Act [15 U.S.C. § 78m(a)] and Rules 12b-20, 13a-1, and 13a-13 

thereunder [17 C.F.R. §§ 240.12b-20, 240.13a-1, 240.13a-13], by knowingly providing 

substantial assistance to an issuer of a security registered pursuant to Section 12 of the Exchange 

Act or registered on a national securities exchange, that, directly or indirectly, in a report filed 

with the Commission: 

(1) makes or causes to be made a materially false or misleading statement; or 

(2) omits to state, or causes another person to omit to state, any material fact 

necessary in order to make statements made, in light of the circumstances under 

which such statements were made, not misleading. 

IV. 

IT IS HEREBY FURTHER ORDERED, ADJUDGED, AND DECREED that Defendant 

and Defendant’s agents, servants, employees, attorneys, and all persons in active concert or 

participation with them who receive actual notice of this Final Judgment by personal service or 

otherwise are permanently restrained and enjoined from aiding and abetting any violation of 

Section 13(b)(2)(A) of the Exchange Act [15 U.S.C. § 78m(b)(2)(A)], by knowingly providing 

substantial assistance to an issuer which has a class of securities registered pursuant to Section 

12 of the Exchange Act [15 U.S.C. § 78l] or an issuer which is required to file reports pursuant to 
Section 15(d) of the Exchange Act [15 U.S.C. § 78o(d)], and that, directly or indirectly, fails to 

make and keep books, records and accounts which, in reasonable detail, fairly and accurately 

reflect the transactions and disposition of the assets of the issuer. 

 

V. 

IT IS HEREBY FURTHER ORDERED, ADJUDGED, AND DECREED that Defendant 

and Defendant’s agents, servants, employees, attorneys, and all persons in active concert or 

participation with them who receive actual notice of this Final Judgment by personal service or 

otherwise are permanently restrained and enjoined from violating, directly or indirectly, Exchange 

Act Rule 13b2-1 [17 C.F.R. § 240.13b2-1], by falsifying or causing to be falsified any book, record, 

or account subject to section 13(b)(2)(A) of the Exchange Act [15 U.S.C. § 78m(b)(2)(A)]. 

VI. 

IT IS HEREBY FURTHER ORDERED, ADJUDGED, AND DECREED that Defendant 

and Defendant’s agents, servants, employees, attorneys, and all persons in active concert or 

participation with them who receive actual notice of this Final Judgment by personal service or 

otherwise are permanently restrained and enjoined from violating, directly or indirectly, Exchange 

Act Rule 13b2-2 [17 C.F.R. § 240.13b2-2], while an officer or director of an issuer, by 

(a) making or causing to be made a materially false or misleading statement, or 

(b) omitting to state, or causing another person to omit to state, any material fact 

necessary in order to make statements made, in light of the circumstances under 

which such statements were made, not misleading, 

to an accountant in connection with (i) any audit, review or examination of the financial statements 

of the issuer required to be made pursuant to the rules and regulations of the Exchange Act, 
17 C.F.R. §§ 240.0-1 et seq., or (ii) the preparation or filing of any document or report required to 

be filed with the Commission. 

 

VII. 

 IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that, pursuant to Section 

21(d)(2) of the Exchange Act [15 U.S.C. § 78u(d)(2)] and Section 20(e) of the Securities Act [15 

U.S.C. § 77t(e)], Defendant is prohibited from acting as an officer or director of any issuer that 

has a class of securities registered pursuant to Section 12 of the Exchange Act [15 U.S.C. § 78l] 

or that is required to file reports pursuant to Section 15(d) of the Exchange Act [15 U.S.C. 

§ 78o(d)]. 

VIII. 

IT IS HEREBY FURTHER ORDERED, ADJUDGED, AND DECREED that Defendant 

is liable for disgorgement of $831,500, together with prejudgment interest thereon in the amount 

of $1,246,517, and a civil penalty in the amount of $2,078,017 pursuant to Section 20(d) of the 

Securities Act [15 U.S.C. § 77t(d)] and 21(d)(3) of the Exchange Act [15 U.S.C. § 78u(d)(3)]. 

Defendant shall satisfy this obligation by paying $4,156,034 within ten business days after entry 

of this Final Judgment by certified check, bank cashier's check, or United States postal money 

order payable to the Securities and Exchange Commission. The payment shall be delivered or 

mailed to the Office of Financial Management, Securities and Exchange Commission, 

Operations Center, 6432 General Green Way, Mail Stop 0-3, Alexandria, Virginia 22312, and 

shall be accompanied by a letter identifying James E. Koenig as a defendant in this action, 

setting forth the title and civil action number of this action and the name of this Court, and 

specifying that payment is made pursuant to this Final Judgment. Defendant shall pay post-
judgment interest on any delinquent amounts pursuant to 28 USC § 1961. The Commission shall 

remit the funds paid pursuant to this paragraph to the United States Treasury. 

IX. 

 IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that this Court shall retain 

jurisdiction of this matter for the purposes of enforcing or modifying the terms of this Final 

Judgment. 

. 

Dated: ______________, 2007 

____________________________________ 

UNITED STATES DISTRICT JUDGE 
Exhibit B
U.S. Securities and Exchange Commission 

Prejudgment Interest Report 

Koenig's 1992 Bonus 

Quarter Range Annual 

Rate 

Period 

Rate Quarter Interest Principal+Interest

Violation Amount $161,500.00

01/01/1993-03/31/1993 7% 1.75% $2,826.25 $164,326.25

04/01/1993-06/30/1993 7% 1.75% $2,875.71 $167,201.96

07/01/1993-09/30/1993 7% 1.75% $2,926.03 $170,127.99

10/01/1993-12/31/1993 7% 1.75% $2,977.24 $173,105.23

01/01/1994-03/31/1994 7% 1.75% $3,029.34 $176,134.57

04/01/1994-06/30/1994 7% 1.75% $3,082.35 $179,216.92

07/01/1994-09/30/1994 8% 2% $3,584.34 $182,801.26

10/01/1994-12/31/1994 9% 2.25% $4,113.03 $186,914.29

01/01/1995-03/31/1995 9% 2.25% $4,205.57 $191,119.86

04/01/1995-06/30/1995 10% 2.5% $4,778.00 $195,897.86

07/01/1995-09/30/1995 9% 2.25% $4,407.70 $200,305.56

10/01/1995-12/31/1995 9% 2.25% $4,506.88 $204,812.44

01/01/1996-03/31/1996 9% 2.25% $4,608.28 $209,420.72

04/01/1996-06/30/1996 8% 2% $4,188.41 $213,609.13

07/01/1996-09/30/1996 9% 2.25% $4,806.21 $218,415.34

10/01/1996-12/31/1996 9% 2.25% $4,914.35 $223,329.69

01/01/1997-03/31/1997 9% 2.25% $5,024.92 $228,354.61

04/01/1997-06/30/1997 9% 2.25% $5,137.98 $233,492.59

07/01/1997-09/30/1997 9% 2.25% $5,253.58 $238,746.17

10/01/1997-12/31/1997 9% 2.25% $5,371.79 $244,117.96

01/01/1998-03/31/1998 9% 2.25% $5,492.65 $249,610.61

04/01/1998-06/30/1998 8% 2% $4,992.21 $254,602.82

07/01/1998-09/30/1998 8% 2% $5,092.06 $259,694.88

10/01/1998-12/31/1998 8% 2% $5,193.90 $264,888.78

01/01/1999-03/31/1999 7% 1.75% $4,635.55 $269,524.33

04/01/1999-06/30/1999 8% 2% $5,390.49 $274,914.82

07/01/1999-09/30/1999 8% 2% $5,498.30 $280,413.12
10/01/1999-12/31/1999 8% 2% $5,608.26 $286,021.38

01/01/2000-03/31/2000 8% 2% $5,720.43 $291,741.81

04/01/2000-06/30/2000 9% 2.25% $6,564.19 $298,306.00

07/01/2000-09/30/2000 9% 2.25% $6,711.88 $305,017.89

10/01/2000-12/31/2000 9% 2.25% $6,862.90 $311,880.79

01/01/2001-03/31/2001 9% 2.25% $7,017.32 $318,898.11

04/01/2001-06/30/2001 8% 2% $6,377.96 $325,276.07

07/01/2001-09/30/2001 7% 1.75% $5,692.33 $330,968.40

10/01/2001-12/31/2001 7% 1.75% $5,791.95 $336,760.35

01/01/2002-03/31/2002 6% 1.5% $5,051.41 $341,811.76

04/01/2002-06/30/2002 6% 1.5% $5,127.18 $346,938.94

07/01/2002-09/30/2002 6% 1.5% $5,204.08 $352,143.02

10/01/2002-12/31/2002 6% 1.5% $5,282.15 $357,425.17

01/01/2003-03/31/2003 5% 1.25% $4,467.81 $361,892.98

04/01/2003-06/30/2003 5% 1.25% $4,523.66 $366,416.64

07/01/2003-09/30/2003 5% 1.25% $4,580.21 $370,996.85

10/01/2003-12/31/2003 4% 1% $3,709.97 $374,706.82

01/01/2004-03/31/2004 4% 1% $3,747.07 $378,453.89

04/01/2004-06/30/2004 5% 1.25% $4,730.67 $383,184.56

07/01/2004-09/30/2004 4% 1% $3,831.85 $387,016.41

10/01/2004-12/31/2004 5% 1.25% $4,837.71 $391,854.12

01/01/2005-03/31/2005 5% 1.25% $4,898.18 $396,752.30

04/01/2005-06/30/2005 6% 1.5% $5,951.28 $402,703.58

07/01/2005-09/30/2005 6% 1.5% $6,040.55 $408,744.13

10/01/2005-12/31/2005 7% 1.75% $7,153.02 $415,897.15

01/01/2006-03/31/2006 7% 1.75% $7,278.20 $423,175.35

04/01/2006-06/30/2006 7% 1.75% $7,405.57 $430,580.92

07/01/2006-09/30/2006 8% 2% $8,611.62 $439,192.54

10/01/2006-12/31/2006 8% 2% $8,783.85 $447,976.39

01/01/2007-03/31/2007 8% 2% $8,959.53 $456,935.92

04/01/2007-06/30/2007 8% 2% $9,138.72 $466,074.64

07/01/2007-09/30/2007 8% 2% $9,321.49 $475,396.13

10/01/2007-11/30/2007 8% 1.33% $6,338.62 $481,734.75

Prejudgment Violation 

Range

Quarter Interest 

Total

Prejudgment 

Total

01/01/1993-11/30/2007 $320,234.74 $481,734.75
Exhibit C
U.S. Securities and Exchange Commission 

Prejudgment Interest Report 

Koenig's 1994 Bonus 

Quarter Range Annual 

Rate 

Period 

Rate Quarter Interest Principal+Interest

Violation Amount $250,000.00

04/01/1995-06/30/1995 10% 2.5% $6,250.00 $256,250.00

07/01/1995-09/30/1995 9% 2.25% $5,765.63 $262,015.63

10/01/1995-12/31/1995 9% 2.25% $5,895.35 $267,910.98

01/01/1996-03/31/1996 9% 2.25% $6,028.00 $273,938.98

04/01/1996-06/30/1996 8% 2% $5,478.78 $279,417.76

07/01/1996-09/30/1996 9% 2.25% $6,286.90 $285,704.66

10/01/1996-12/31/1996 9% 2.25% $6,428.35 $292,133.01

01/01/1997-03/31/1997 9% 2.25% $6,572.99 $298,706.00

04/01/1997-06/30/1997 9% 2.25% $6,720.88 $305,426.89

07/01/1997-09/30/1997 9% 2.25% $6,872.11 $312,299.00

10/01/1997-12/31/1997 9% 2.25% $7,026.73 $319,325.73

01/01/1998-03/31/1998 9% 2.25% $7,184.83 $326,510.56

04/01/1998-06/30/1998 8% 2% $6,530.21 $333,040.77

07/01/1998-09/30/1998 8% 2% $6,660.82 $339,701.59

10/01/1998-12/31/1998 8% 2% $6,794.03 $346,495.62

01/01/1999-03/31/1999 7% 1.75% $6,063.67 $352,559.29

04/01/1999-06/30/1999 8% 2% $7,051.19 $359,610.48

07/01/1999-09/30/1999 8% 2% $7,192.21 $366,802.69

10/01/1999-12/31/1999 8% 2% $7,336.05 $374,138.74

01/01/2000-03/31/2000 8% 2% $7,482.77 $381,621.51

04/01/2000-06/30/2000 9% 2.25% $8,586.48 $390,207.99

07/01/2000-09/30/2000 9% 2.25% $8,779.68 $398,987.67

10/01/2000-12/31/2000 9% 2.25% $8,977.22 $407,964.89

01/01/2001-03/31/2001 9% 2.25% $9,179.21 $417,144.10

04/01/2001-06/30/2001 8% 2% $8,342.88 $425,486.98

07/01/2001-09/30/2001 7% 1.75% $7,446.02 $432,933.00

10/01/2001-12/31/2001 7% 1.75% $7,576.33 $440,509.33
01/01/2002-03/31/2002 6% 1.5% $6,607.64 $447,116.97

04/01/2002-06/30/2002 6% 1.5% $6,706.75 $453,823.72

07/01/2002-09/30/2002 6% 1.5% $6,807.36 $460,631.08

10/01/2002-12/31/2002 6% 1.5% $6,909.47 $467,540.55

01/01/2003-03/31/2003 5% 1.25% $5,844.26 $473,384.81

04/01/2003-06/30/2003 5% 1.25% $5,917.31 $479,302.12

07/01/2003-09/30/2003 5% 1.25% $5,991.28 $485,293.40

10/01/2003-12/31/2003 4% 1% $4,852.93 $490,146.33

01/01/2004-03/31/2004 4% 1% $4,901.46 $495,047.79

04/01/2004-06/30/2004 5% 1.25% $6,188.10 $501,235.89

07/01/2004-09/30/2004 4% 1% $5,012.36 $506,248.25

10/01/2004-12/31/2004 5% 1.25% $6,328.10 $512,576.35

01/01/2005-03/31/2005 5% 1.25% $6,407.20 $518,983.55

04/01/2005-06/30/2005 6% 1.5% $7,784.75 $526,768.30

07/01/2005-09/30/2005 6% 1.5% $7,901.52 $534,669.82

10/01/2005-12/31/2005 7% 1.75% $9,356.72 $544,026.54

01/01/2006-03/31/2006 7% 1.75% $9,520.46 $553,547.00

04/01/2006-06/30/2006 7% 1.75% $9,687.07 $563,234.07

07/01/2006-09/30/2006 8% 2% $11,264.68 $574,498.75

10/01/2006-12/31/2006 8% 2% $11,489.98 $585,988.73

01/01/2007-03/31/2007 8% 2% $11,719.77 $597,708.50

04/01/2007-06/30/2007 8% 2% $11,954.17 $609,662.67

07/01/2007-09/30/2007 8% 2% $12,193.25 $621,855.92

10/01/2007-11/30/2007 8% 1.33% $8,291.41 $630,147.33

Prejudgment Violation 

Range

Quarter Interest 

Total

Prejudgment 

Total

04/01/1995-11/30/2007 $380,147.32 $630,147.33
Exhibit D
U.S. Securities and Exchange Commission 

Prejudgment Interest Report 

Koenig's 1995 Bonus 

Quarter Range Annual 

Rate 

Period 

Rate Quarter Interest Principal+Interest

Violation Amount $420,000.00

04/01/1996-06/30/1996 8% 2% $8,400.00 $428,400.00

07/01/1996-09/30/1996 9% 2.25% $9,639.00 $438,039.00

10/01/1996-12/31/1996 9% 2.25% $9,855.88 $447,894.88

01/01/1997-03/31/1997 9% 2.25% $10,077.63 $457,972.51

04/01/1997-06/30/1997 9% 2.25% $10,304.38 $468,276.89

07/01/1997-09/30/1997 9% 2.25% $10,536.23 $478,813.12

10/01/1997-12/31/1997 9% 2.25% $10,773.30 $489,586.42

01/01/1998-03/31/1998 9% 2.25% $11,015.69 $500,602.11

04/01/1998-06/30/1998 8% 2% $10,012.04 $510,614.15

07/01/1998-09/30/1998 8% 2% $10,212.28 $520,826.43

10/01/1998-12/31/1998 8% 2% $10,416.53 $531,242.96

01/01/1999-03/31/1999 7% 1.75% $9,296.75 $540,539.71

04/01/1999-06/30/1999 8% 2% $10,810.79 $551,350.50

07/01/1999-09/30/1999 8% 2% $11,027.01 $562,377.51

10/01/1999-12/31/1999 8% 2% $11,247.55 $573,625.06

01/01/2000-03/31/2000 8% 2% $11,472.50 $585,097.56

04/01/2000-06/30/2000 9% 2.25% $13,164.70 $598,262.26

07/01/2000-09/30/2000 9% 2.25% $13,460.90 $611,723.16

10/01/2000-12/31/2000 9% 2.25% $13,763.77 $625,486.93

01/01/2001-03/31/2001 9% 2.25% $14,073.46 $639,560.39

04/01/2001-06/30/2001 8% 2% $12,791.21 $652,351.60

07/01/2001-09/30/2001 7% 1.75% $11,416.15 $663,767.75

10/01/2001-12/31/2001 7% 1.75% $11,615.94 $675,383.69

01/01/2002-03/31/2002 6% 1.5% $10,130.76 $685,514.45

04/01/2002-06/30/2002 6% 1.5% $10,282.72 $695,797.17

07/01/2002-09/30/2002 6% 1.5% $10,436.96 $706,234.13

10/01/2002-12/31/2002 6% 1.5% $10,593.51 $716,827.64
01/01/2003-03/31/2003 5% 1.25% $8,960.35 $725,787.99

04/01/2003-06/30/2003 5% 1.25% $9,072.35 $734,860.34

07/01/2003-09/30/2003 5% 1.25% $9,185.75 $744,046.09

10/01/2003-12/31/2003 4% 1% $7,440.46 $751,486.55

01/01/2004-03/31/2004 4% 1% $7,514.87 $759,001.42

04/01/2004-06/30/2004 5% 1.25% $9,487.52 $768,488.94

07/01/2004-09/30/2004 4% 1% $7,684.89 $776,173.83

10/01/2004-12/31/2004 5% 1.25% $9,702.17 $785,876.00

01/01/2005-03/31/2005 5% 1.25% $9,823.45 $795,699.45

04/01/2005-06/30/2005 6% 1.5% $11,935.49 $807,634.94

07/01/2005-09/30/2005 6% 1.5% $12,114.52 $819,749.46

10/01/2005-12/31/2005 7% 1.75% $14,345.62 $834,095.08

01/01/2006-03/31/2006 7% 1.75% $14,596.66 $848,691.74

04/01/2006-06/30/2006 7% 1.75% $14,852.11 $863,543.85

07/01/2006-09/30/2006 8% 2% $17,270.88 $880,814.73

10/01/2006-12/31/2006 8% 2% $17,616.29 $898,431.02

01/01/2007-03/31/2007 8% 2% $17,968.62 $916,399.64

04/01/2007-06/30/2007 8% 2% $18,327.99 $934,727.63

07/01/2007-09/30/2007 8% 2% $18,694.55 $953,422.18

10/01/2007-11/30/2007 8% 1.33% $12,712.30 $966,134.48

Prejudgment Violation 

Range

Quarter Interest 

Total

Prejudgment 

Total

04/01/1996-11/30/2007 $546,134.48 $966,134.48
CERTIFICATE OF SERVICE

 I, John D. Worland, Jr., state that on December 14, 2007, I electronically filed the foregoing 

MOTION FOR ENTRY OF FINAL JUDGMENT AND PROPOSED DISTRIBUTION with 

the Clerk of the Court using the ECF system which will send notification of such filings to the 

following: 

Sarah R. Wolff (Bar No. 3123733) 

 Jonathan S. Quinn (Bar No. 6200495) 

 Matthew J. O’Hara (Bar No.6237795) 

 Reed Smith LLP 

 10 South Wacker Drive 

 Chicago, IL 60606 

 (312) 207-1000 

 swolff@reedsmith.com 

 Attorneys for Defendant James E. Koenig

 s/ John D. Worland, Jr.