41526 Federal Register / Vol. 86, No. 145 / Monday, August 2, 2021 / Notices 

questions, contact the individuals listed 

in the FOR FURTHER INFORMATION

CONTACT section of this document. 

• Mail comments to: Office of 

Administration, Mail Stop: TWFN–7– 

A60M, U.S. Nuclear Regulatory 

Commission, Washington, DC 20555– 

0001, ATTN: Program Management, 

Announcements and Editing Staff. 

For additional direction on obtaining 

information and submitting comments, 

see ‘‘Obtaining Information and 

Submitting Comments’’ in the 

SUPPLEMENTARY INFORMATION section of 

this document. 

FOR FURTHER INFORMATION CONTACT: 

Michael Eudy, Office of Nuclear 

Regulatory Research, telephone: 301– 

415–3104, email: Michael.Eudy@

nrc.gov, Ronaldo Jenkins, Office of 

Nuclear Regulatory Research, telephone: 

301–415–6978, email: Ronaldo.Jenkins@

nrc.gov, and Kenneth See, Office of 

Nuclear Reactor Regulation, telephone: 

301–415–1508, email: Kenneth.See@

nrc.gov. They are all staff of the U.S. 

Nuclear Regulatory Commission, 

Washington, DC 20555–0001. 

SUPPLEMENTARY INFORMATION: 

I. Obtaining Information and 

Submitting Comments 

A. Obtaining Information 

Please refer to Docket ID NRC–2021– 

0147 when contacting the NRC about 

the availability of information for this 

action. You may obtain publicly 

available information related to this 

action by any of the following methods: 

• Federal Rulemaking Website: Go to 

https://www.regulations.gov and search 

for Docket ID NRC–2021–0147. 

• NRC’s Agencywide Documents 

Access and Management System 

(ADAMS): You may obtain publicly 

available documents online in the 

ADAMS Public Documents collection at 

https://www.nrc.gov/reading-rm/ 

adams.html. To begin the search, select 

‘‘Begin Web-based ADAMS Search.’’ For 

problems with ADAMS, please contact 

the NRC’s Public Document Room (PDR) 

reference staff at 1–800–397–4209, 301– 

415–4737, or by email to pdr.resource@

nrc.gov. The ADAMS accession number 

for each document referenced (if it is 

available in ADAMS) is provided the 

first time that it is mentioned in this 

document. 

• Attention: The PDR, where you may 

examine and order copies of public 

documents, is currently closed. You 

may submit your request to the PDR via 

email at pdr.resource@nrc.gov or call 1– 

800–397–4209 or 301–415–4737, 

between 8:00 a.m. and 4:00 p.m. (ET), 

Monday through Friday, except Federal 

holidays. 

B. Submitting Comments 

The NRC encourages electronic 

comment submission through the 

Federal Rulemaking website (https://

www.regulations.gov). Please include 

Docket ID NRC–2021–0147 in your 

comment submission. 

The NRC cautions you not to include 

identifying or contact information that 

you do not want to be publicly 

disclosed in your comment submission. 

The NRC will post all comment 

submissions at https://

www.regulations.gov as well as enter the 

comment submissions into ADAMS. 

The NRC does not routinely edit 

comment submissions to remove 

identifying or contact information. 

If you are requesting or aggregating 

comments from other persons for 

submission to the NRC, then you should 

inform those persons not to include 

identifying or contact information that 

they do not want to be publicly 

disclosed in their comment submission. 

Your request should state that the NRC 

does not routinely edit comment 

submissions to remove such information 

before making the comment 

submissions available to the public or 

entering the comment into ADAMS. 

II. Additional Information 

The NRC is issuing for public 

comment a DG in the NRC’s ‘‘Regulatory 

Guide’’ series. This series was 

developed to describe, and make 

available to the public, information 

regarding methods that are acceptable to 

the NRC staff for implementing specific 

parts of the NRC’s regulations, 

techniques that the staff uses in 

evaluating specific issues or postulated 

events, and data that the staff needs in 

its review of applications for permits 

and licenses. 

This proposed Revision 3 to RG 1.91, 

entitled ‘‘Evaluations of Explosions 

Postulated to Occur at Nearby Facilities 

and on Transportation Routes Near 

Nuclear Power Plants,’’ is temporarily 

identified by its task number, DG–1388 

(ADAMS Accession No. ML21105A439). 

The staff is also issuing for public 

comment a draft regulatory analysis 

(ADAMS Accession No. ML21105A438). 

The NRC published Revision 2 of RG 

1.91, ‘‘Evaluations of Explosions 

Postulated to Occur on Transportation 

Routes near Nuclear Power Plants,’’ in 

April 2013 to provide licensees and 

applicants with agency-approved 

guidance regarding methods acceptable 

to the NRC staff for determining if the 

risk of damage at the site caused by an 

accidental explosion at a nearby facility 

or on a transportation route is 

sufficiently high to warrant a detailed 

investigation to ensure safety-related 

systems, structures, and components are 

unaffected. The current version of RG 

1.91 (Revision 2) does not reflect the 

changes and updates with respect to the 

following NRC report or current 

methodologies as appropriate. 

This proposed revision (Revision 3) 

reflects updates with information 

pertinent to addressing the 

recommendations of the NRC report 

entitled, ‘‘Report of the U.S. Nuclear 

Regulatory Commission Expert 

Evaluation Team on Concerns 

Pertaining to Gas Transmission Lines 

Near the Indian Point Nuclear Power 

Plant.’’ (ADAMS Accession No. 

ML20100F635) issued in April 2020 and 

current methodologies as appropriate. 

III. Backfitting, Forward Fitting, and 

Issue Finality 

DG–1388, if finalized, would not 

constitute backfitting as defined in 

section 50.109 of title 10 of the Code of 

Federal Regulations (10 CFR), 

‘‘Backfitting,’’ and as described in NRC 

Management Directive (MD) 8.4, 

‘‘Management of Backfitting, Forward 

Fitting, Issue Finality, and Information 

Requests’’ (ADAMS Accession No. 

ML18093B087); would not constitute 

forward fitting as that term is defined 

and described in MD 8.4; and would not 

affect the issue finality of any approval 

issued under 10 CFR part 52, ‘‘Licenses, 

Certificates, and Approvals for Nuclear 

Power Plants.’’ As explained in DG– 

1388, applicants and licensees are not 

required to comply with the positions 

set forth in DG–1388. 

Dated: July 27, 2021. 

For the Nuclear Regulatory Commission. 

Meraj Rahimi, 

Chief, Regulatory Guidance and Programs, 

Management Branch, Division of Engineering, 

Office of Nuclear Regulatory Research. 

[FR Doc. 2021–16340 Filed 7–30–21; 8:45 am] 

BILLING CODE 7590–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Investment Company Act Release No. 

34345; File No. 812–15239] 

Columbia ETF Trust I, et al. 

July 27, 2021. 

AGENCY: Securities and Exchange 

Commission (‘‘Commission’’). 

ACTION: Notice. 

Notice of an application for an order 

under section 6(c) of the Investment 

Company Act of 1940 (‘‘Act’’) for an 

exemption from sections 2(a)(32), 

5(a)(1), 22(d) and 22(e) of the Act and 


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Federal Register / Vol. 86, No. 145 / Monday, August 2, 2021 / Notices 41527 

1Fidelity Beach Street Trust, et al., Investment 

Company Act Rel. Nos. 33683 (Nov. 14, 2019) 

(notice) and 33712 (Dec. 10, 2019) (order). 

Applicants are not seeking relief under Section 

12(d)(1)(J) of the Act for an exemption from 

Sections 12(d)(1)(A) and 12(d)(1)(B) of the Act (the 

‘‘Section 12(d)(1) Relief’’), or relief under Sections 

6(c) and 17(b) of the Act for an exemption from 

Sections 17(a)(1) and 17(a)(2) of the Act relating to 

the Section 12(d)(1) Relief, except as necessary to 

allow a Fund’s receipt of Representative ETFs 

included in its Tracking Basket solely for purposes 

of effecting transactions in Creation Units (as these 

terms are defined in the Reference Order), 

notwithstanding the limits of Rule 12d1–4(b)(3). 

Accordingly, to the extent the terms and conditions 

of the Reference Order relate to such relief, they are 

not incorporated by reference herein other than 

with respect to such limited exception. 

2To facilitate arbitrage, among other things, each 

day a Fund will publish a basket of securities and 

cash that, while different from the Fund’s portfolio, 

is designed to closely track its daily performance. 

3Certain aspects of how the Funds will operate 

(as described in the Reference Order) are the 

intellectual property of Fidelity Management & 

Research Company (or its affiliates). 4All entities that currently intend to rely on the 

Order are named as applicants. Any other entity 

that relies on the Order in the future will comply 

with the terms and conditions of the Order and the 

terms and conditions of the Reference Order that 

are incorporated by reference into the Order. 

rule 22c–1 under the Act, and under 

sections 6(c) and 17(b) of the Act for an 

exemption from sections 17(a)(1) and 

17(a)(2) of the Act, and under Section 

12(d)(1)(J) of the Act for an exemption 

from sections 12(d)(1)(A) and 

12(d)(1)(B) of the Act. 

APPLICANTS: Columbia ETF Trust I (the 

‘‘Trust’’), Columbia Management 

Investment Advisers, LLC (the 

‘‘Adviser’’), and Columbia Management 

Investment Distributors, Inc. (the 

‘‘Distributor’’). 

SUMMARY OF APPLICATION: Applicants 

request an order (‘‘Order’’) that permits: 

(a) The Funds (defined below) to issue 

shares (‘‘Shares’’) redeemable in large 

aggregations only (‘‘creation units’’); (b) 

secondary market transactions in Shares 

to occur at negotiated market prices 

rather than at net asset value; (c) certain 

Funds to pay redemption proceeds, 

under certain circumstances, more than 

seven days after the tender of Shares for 

redemption; and (d) certain affiliated 

persons of a Fund to deposit securities 

into, and receive securities from, the 

Fund in connection with the purchase 

and redemption of creation units. The 

relief in the Order would incorporate by 

reference terms and conditions of the 

same relief of a previous order granting 

the same relief sought by applicants, as 

that order may be amended from time to 

time (‘‘Reference Order’’).1

FILING DATE: The application was filed 

on June 16, 2021 and amended on July 

1, 2021. 

HEARING OR NOTIFICATION OF HEARING: 

An order granting the requested relief 

will be issued unless the Commission 

orders a hearing. Interested persons may 

request a hearing by emailing the 

Commission’s Secretary at SecretarysOffice@sec.gov and serving applicants 

with a copy of the request by email. 

Hearing requests should be received by 

the Commission by 5:30 p.m. on August 

23, 2021, and should be accompanied 

by proof of service on applicants, in the 

form of an affidavit or, for lawyers, a 

certificate of service. Pursuant to rule 0– 

5 under the Act, hearing requests should 

state the nature of the writer’s interest, 

any facts bearing upon the desirability 

of a hearing on the matter, the reason for 

the request, and the issues contested. 

Persons who wish to be notified of a 

hearing may request notification by 

emailing the Commission’s Secretary at 

Secretarys-Office@sec.gov. 

ADDRESSES: Secretary, U.S. Securities 

and Exchange Commission, SecretarysOffice@sec.gov. Applicants: Joseph 

D’Alessandro, Columbia Management 

Investment Distributors, Inc., 

joseph.l.dalessandro@ampf.com. 

FOR FURTHER INFORMATION CONTACT: 

Laura L. Solomon, Senior Counsel, at 

(202) 551–6915 or Lisa Reid Ragen, 

Branch Chief, at (202) 551–6825 

(Division of Investment Management, 

Chief Counsel’s Office). 

SUPPLEMENTARY INFORMATION: The 

following is a summary of the 

application. The complete application 

may be obtained via the Commission’s 

website by searching for the file 

number, or for an applicant using the 

Company name box, at http://

www.sec.gov/search/search.htm or by 

calling (202) 551–8090. 

Applicants 

1. The Trust is a Massachusetts 

business trust and will consist of one or 

more series operating as a Fund. The 

Trust is registered as an open-end 

management investment company 

under the Act. Applicants seek relief 

with respect to Funds (as defined 

below), including the initial Fund (the 

‘‘Initial Fund’’). The Funds will offer 

exchange-traded shares utilizing active 

management investment strategies as 

contemplated by the Reference Order.2

2. The Adviser, a Minnesota limited 

liability company, will be the 

investment adviser to the Initial Fund. 

Subject to approval by the Trust’s board 

of trustees, an Adviser (as defined 

below) will serve as investment adviser 

to each Fund. The Adviser is, and any 

other Adviser will be, registered as an 

investment adviser under the 

Investment Advisers Act of 1940 

(‘‘Advisers Act’’). An Adviser may enter 

into sub-advisory agreements with other 

investment advisers to act as subadvisers with respect to the Funds (each 

a ‘‘Sub-Adviser’’). Any Sub-Adviser to a 

Fund will be registered under the 

Advisers Act. 

3. The Distributor is a Delaware 

corporation and a broker-dealer 

registered under the Securities 

Exchange Act of 1934, as amended, and 

will act as the principal underwriter of 

Shares of the Funds. Applicants request 

that the requested relief apply to any 

distributor of Shares, whether affiliated 

or unaffiliated with the Adviser and/or 

Sub-Adviser (included in the term 

‘‘Distributor’’). Any Distributor will 

comply with the terms and conditions 

of the Order. 

Applicants’ Requested Exemptive Relief 

4. Applicants seek the requested 

Order under section 6(c) of the Act for 

an exemption from sections 2(a)(32), 

5(a)(1), 22(d) and 22(e) of the Act and 

rule 22c–1 under the Act, under 

sections 6(c) and 17(b) of the Act for an 

exemption from sections 17(a)(1) and 

17(a)(2) of the Act and under Section 

12(d)(1)(J) of the Act for an exemption 

from Sections 12(d)(1)(A) and 

12(d)(1)(B) of the Act. The requested 

Order would permit applicants to offer 

Funds that operate as contemplated by 

the Reference Order. Because the relief 

requested is the same as certain of the 

relief granted by the Commission under 

the Reference Order and because the 

Adviser has entered into a licensing 

agreement with Fidelity Management & 

Research Company, or an affiliate 

thereof, in order to offer Funds that 

operate as contemplated by the 

Reference Order,3 the Order would 

incorporate by reference the terms and 

conditions of the same relief of the 

Reference Order. 

5. Applicants request that the Order 

apply to the Initial Fund and to any 

other existing or future registered openend management investment company 

or series thereof that: (a) Is advised by 

the Adviser or any entity controlling, 

controlled by, or under common control 

with the Adviser (any such entity 

included in the term ‘‘Adviser’’); (b) 

offers exchange-traded shares utilizing 

active management investment 

strategies as contemplated by the 

Reference Order; and (c) complies with 

the terms and conditions of the Order 

and the terms and conditions of the 

Reference Order that are incorporated 

by reference into the Order (each such 

company or series and each Initial 

Fund, a ‘‘Fund’’).4

6. Section 6(c) of the Act provides that 

the Commission may exempt any 

person, security or transaction, or any 


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41528 Federal Register / Vol. 86, No. 145 / Monday, August 2, 2021 / Notices 

class of persons, securities or 

transactions, from any provisions of the 

Act, if and to the extent that such 

exemption is necessary or appropriate 

in the public interest and consistent 

with the protection of investors and the 

purposes fairly intended by the policy 

and provisions of the Act. Section 17(b) 

of the Act authorizes the Commission to 

exempt a proposed transaction from 

section 17(a) of the Act if evidence 

establishes that the terms of the 

transaction, including the consideration 

to be paid or received, are reasonable 

and fair and do not involve 

overreaching on the part of any person 

concerned, and the transaction is 

consistent with the policies of the 

registered investment company and the 

general purposes of the Act. Section 

12(d)(1)(J) of the Act provides that the 

Commission may exempt any person, 

security, or transaction, or any class or 

classes of persons, securities or 

transactions, from any provision of 

section 12(d)(1) if the exemption is 

consistent with the public interest and 

the protection of investors. Applicants 

submit that for the reasons stated in the 

Reference Order the requested relief 

meets the exemptive standards under 

sections 6(c), 17(b) and 12(d)(1)(J) of the 

Act. 

For the Commission, by the Division of 

Investment Management, pursuant to 

delegated authority. 

J. Matthew DeLesDernier, 

Assistant Secretary. 

[FR Doc. 2021–16373 Filed 7–30–21; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[SEC File No. 270–349, OMB Control No. 

3235–0395] 

Proposed Collection; Comment 

Request 

Upon Written Request, Copies Available 

From: Securities and Exchange 

Commission, Office of FOIA Services, 

100 F Street NE, Washington, DC 

20549–2736 

Extension: 

Rule 15g–6 

Notice is hereby given that pursuant 

to the Paperwork Reduction Act of 1995 

(‘‘PRA’’) (44 U.S.C. 3501 et seq.), the 

Securities and Exchange Commission 

(‘‘Commission’’) is soliciting comments 

on the existing collection of information 

provided for in Rule 15g–6—Account 

Statements for Penny Stock 

Customers—(17 CFR 240.15g–6) under 

the Securities Exchange Act of 1934 (15 

U.S.C. 78a et seq.). The Commission 

plans to submit this existing collection 

of information to the Office of 

Management and Budget (‘‘OMB’’) for 

extension and approval. 

Rule 15g–6 requires brokers and 

dealers that sell penny stocks to provide 

their customers monthly account 

statements containing information with 

regard to the penny stocks held in 

customer accounts. The purpose of the 

rule is to increase the level of disclosure 

to investors concerning penny stocks 

generally and specific penny stock 

transactions. 

The Commission estimates that 

approximately 178 broker-dealers will 

spend an average of approximately 78 

hours annually to comply with this rule. 

Thus, the total compliance burden is 

approximately 13,884 burden-hours per 

year. 

Written comments are invited on: (a) 

Whether the proposed collection of 

information is necessary for the proper 

performance of the functions of the 

Commission, including whether the 

information shall have practical utility; 

(b) the accuracy of the Commission’s 

estimates of the burden of the proposed 

collection of information; (c) ways to 

enhance the quality, utility, and clarity 

of the information collected; and (d) 

ways to minimize the burden of the 

collection of information on 

respondents, including through the use 

of automated collection techniques or 

other forms of information technology. 

Consideration will be given to 

comments and suggestions submitted in 

writing within 60 days of this 

publication. 

An agency may not conduct or 

sponsor, and a person is not required to 

respond to, a collection of information 

under the PRA unless it displays a 

currently valid OMB control number. 

Please direct your written comments 

to: David Bottom, Director/Chief 

Information Officer, Securities and 

Exchange Commission, c/o Cynthia 

Roscoe, 100 F Street NE, Washington, 

DC 20549, or send an email to: PRA_

Mailbox@sec.gov. 

Dated: July 28, 2021. 

J. Matthew DeLesDernier, 

Assistant Secretary. 

[FR Doc. 2021–16409 Filed 7–30–21; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[SEC File No. 270–330, OMB Control No. 

3235–0372] 

Proposed Collection; Comment 

Request 

Upon Written Request Copies Available 

From: Securities and Exchange 

Commission, Office of FOIA Services, 

Washington, DC 20549–0213 

Extension: 

Rule 15c2–12 

Notice is hereby given that pursuant 

to the Paperwork Reduction Act of 1995 

(‘‘PRA’’) (44 U.S.C. 3501 et seq.), the 

Securities and Exchange Commission 

(‘‘Commission’’) is soliciting comments 

on the existing collection of information 

provided for in Rule 15c2–12— 

Municipal Securities Disclosure (17 CFR 

240.15c2–12) under the Securities 

Exchange Act of 1934 (15 U.S.C. 78a et 

seq.) (‘‘Exchange Act’’). The 

Commission plans to submit this 

existing collection of information to the 

Office of Management and Budget 

(‘‘OMB’’) for extension and approval. 

Paragraph (b) of Rule 15c2–12 

requires underwriters of municipal 

securities: (1) To obtain and review an 

official statement ‘‘deemed final’’ by an 

issuer of the securities, except for the 

omission of specified information prior 

to making a bid, purchase, offer, or sale 

of municipal securities; (2) in noncompetitively bid offerings, to send, 

upon request, a copy of the most recent 

preliminary official statement (if one 

exists) to potential customers; (3) to 

contract with the issuer to receive, 

within a specified time, sufficient 

copies of the final official statement to 

comply with Rule 15c2–12’s delivery 

requirement and the rules of the 

Municipal Securities Rulemaking Board 

(‘‘MSRB’’); (4) to send, upon request, a 

copy of the final official statement to 

potential customers for a specified 

period of time; and (5) before 

purchasing or selling municipal 

securities in connection with an 

offering, to reasonably determine that 

the issuer or the obligated person has 

undertaken, in a written agreement or 

contract, for the benefit of holders of 

such municipal securities, to provide 

certain information on a continuing 

basis to the MSRB in an electronic 

format as prescribed by the MSRB. The 

information to be provided consists of: 

(1) Certain annual financial and 

operating information and audited 

financial statements (‘‘annual filings’’); 

(2) notices of the occurrence of any of 

16 specific events (‘‘event notices’’); and 

(3) notices of the failure of an issuer or 


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