251



### Authority Under International Law t o Take Action I f the Soviet Union Establishes Missile Bases in Cuba

In the event that missile bases should be established in Cuba by the Soviet Union, international law would permit use by the United States of relatively extreme measures, including various forms and degree of force, for the purpose of terminating or preventing the realization of such a threat to the peace and security of the western hem isphere.

An obligation would exist to have recourse first, if time should permit, to the procedures of collective security organizations of which the United States is a member.

The United States would be obliged to confine any use of force to the least nec essary to the end proposed.

August 30, 1962

M EMORANDUM O PINION FOR THE A TTORNEY G ENERAL

The attached memorandum makes reference to an appendix of historical mat erials which has not yet been typed in final form. It will be delivered later today. As you will see, the memorandum has some of the tone of a brief; it devotes little space to any counter

- arguments that might be made. This approach seemed desirable in order to avoid any appearance of doubt or indecision in case any public use of the material should be made. I do not mean to suggest that we doubt our conclusions, but only that greater emphasis could have been given to the opposing arguments that exist. Nick and I discussed the memorandum this morning and agreed that it might be a good idea to prepare a supplemental memorandum on the opposing arguments and some of the non

- legal factors that may be relevant. The form of any statement that might be made, and the question whether one should be made at all, depend greatly on what information and evidence ar e available. There are strong reasons for withholding any statement until the President is ready to take some action. If this subject is raised and discussed and nothing happens, the international community may grow used to the problem of Soviet missiles i n Cuba and it will become more difficult for us as time passes to generate the sense of urgency needed to get action approved in the Organization of American States (“OAS”). On a political level, there might be charges of inaction and of “no win” policy. O n the other hand, if no statement is made we would lose the chance that a mere warning would be sufficient. I think the Soviet Union and Cuba are already aware that any attempt to install missiles in Cuba might provoke the most extreme countermeasures on o ur part. *

* Editor’s Note: This opinion has previously been published in 6 Green Bag 2d 195 (2003), but without the cover memorandum (the material that precedes this note) and without the append ix of historical materials that starts on page 260

. We have not been able to locate the supplemental memo

randum that is mentioned in the second paragraph above.Supplemental Opinions of the Office of Legal Counsel in Volume 1

252 * * * * *

This is in response to your request for the views of this Office as to certain legal issues bearing upon a proposed declaration by the President of the intentions of this g overnment in the event that missile bases should be established in Cuba by the Soviet Union. In general, it is our view that internat i onal law would permit use by the United States of relatively extreme measures, including various forms and degree of force, for the purpose of ter m inating or preventing the realization o f such a threat to the peace and security of the w estern h emisphere. An obligation would exist to have recourse first, if time should permit, to the procedures of collective security organizat i ons of which the United States is a member. The United States w ould, further, be obliged to confine any use of force to the least necessary to the end proposed.
Part I of this m emorandum deals with the function and content of the concept of self

- defense in international law generally. The next part ex amines certain

re gional differences which have developed in the application of that concept as a result of historical attitudes and practices and other factors. The memorandum concludes with several concrete suggest i ons as to the form and content of the proposed statement by the President.

I.

I nternational law relating to the use of force centers about the polar concepts of aggression and self

- defense. Although forcible violation of a state ’ s boundaries or of its most highly developed systems of municipal law permit the use of force in self

- defense within relatively narrow limits , i n the international community, where there exists no centralized authority capable of maintaining order, states must have, and are accorded by law, a proportionately greater freedom to protect the ir vital interests by unilateral action. Not only customary internat i onal law but the United Nations Charter and substantially all other conventions and treaties which relate to this subject recognize the indispensable role of self

- defense under present

co nditions. The concept of self

- defense in international law of course justifies more than activity designed merely to resist an armed attack which is already in progress. Under international law every state has, in the words of Elihu Root, “ the right

. . . to protect itself by preventing a condition of affairs in which it will be too late to protect itself. ” 1 Cases commonly cited as illustrative of this principle include that of the Virginius

, 2 in w h ich Spanish forces seized an American vessel on the high

1 Elihu Root, The Real Monroe Doctrine , 8 Am. J. Int’l L. 427, 432 (1914).

2 2 John Bassett Moore, A Digest of International Law §§ 309, 315, at 895

– 903, 980

– 83 (1906); William Edward Hall, A Treatise on International law § 86, at 328

– 31 (A. Pearce Higgins, ed., 8th ed. 1924).Author ity To Take Action If the Soviet Union Establishes Missile Bases in Cuba

253 seas en route to Cuba carrying arms for the use of insurgents. Britain demanded reparations for arbitrary treatment of its subjects found on board the vessel after the seizure was effected, but conceded the legality of the seizure itself. The United States withdrew its initial protest and eventually adopted the British view of the incident as its own. Similarly, in the case of the Caroline

, 3 Canadian forces invaded the United States and destroyed the vessel, which was to be used by Canadian insurgents and A merican sympathizers in an attack on Canada. Many other illustrations of the principle could be cited. 4 Although it is clear that the principle of self

- defense may justify preventive action in foreign territory and on the high seas under some circumstances, it is also clear that this principle is subject to certain limitations. For example, such defensive action is subject to a rule of proportionality. Thus in the Caroline case the United States called upon Great Britain not only to justify the taking of preventive action, but also to show that its forces “ did nothing unreasonable or excessive ; since the act, justified by the necessity of self

- defence, must be limited by that necessity and kept clearly within it. ” 5 A further limitation on preven tive action, at least unilateral action not san ctioned by a n y collective security arrangement, relates to the degree of urgency that must exist before it is invoked. In the next section of this Memorandum it is argued that, under the special regime applica ble to the Western Hemisphere, the mere maintenance of facilities for certain kinds of armed attack, without more, may justify preventive act i on. However, apart from such special regimes, it is clear that preventive action in self

- defense is warranted only where the need for it is “ instant, overwhelming, leaving no choice of means, and no moment for deliberation. ” 6 It thus is clear that preventive action would not ordinarily be lawful to preve nt the maintenance of missile b ases or other armaments in the abs ence of evidence that their act u al use for an aggressive attack was imminent. Another limitation upon the concept of self

- defense, as derived from customary law, is imposed by the United Nations Charter (59 Stat. 1031) and the charters of regional collecti ve security organizations, such as the Organization of American States ( “ OAS ” ) , o f which the United States is a member. The charters of these organizations in each case preserve the right of individual states to use force in self

- defense, and, although cer tain ambiguities are presented by the language used, it appears that none of the charters prohibits the taking of unilateral preventive

3 Hall, supra note 2 , § 84, at 322

– 25; 1 Charles Cheney Hyde, International Law Chiefly as Inte rpreted and Applied by the United States § 66, at 239

– 40 (2d ed. 1945).

4 See, e.g. , D.W. Bowett, Self

- Defense in International Law (1958).

5 Letter for Henry Stephen Fox, Envoy Extraordinary and Minister Plenipotentiary, from Daniel Webster, Secretary of State, Apr. 24, 1841, reprinted in 29 British and Foreign State Papers 1129, 1138 (1840

–

41).

6 Id . Mr. Webster’s statement was quoted with ap proval by the International Military Tribunal at Nuremberg. Judgment of Oct. 1, 1948, reprinted in 41 Am. J. Int’l L. 172, 205 (1947).Supplemental Opinions of the Office of Legal Counsel in Volume 1

254 action in self

- defense prior to the occurrence of an armed attack. However, although it is arguable that there is no exp ress commitment in these charters to utilize the procedures they afford in situations calling for preventive action, adherence to such an organization undoubtedly carries with it a commitment to have recourse to the organization ’ s procedures if at all poss ible before acting unilaterally. 7 Indeed, an obligat i on to this effect might well be deduced from the general rules as to preventive action, summarized above, to the effect that such action is lawful only as a last resort. In any event, the United States i s heavily committed to the use of collective security procedures as a matter of policy. A further principle recognized in the U.N. Charter ( a rt

. 51) is that action may be taken in self

- defense, pursuant to a regional collective security arrangement, by

a s tate which is not directly threatened. If a sufficient threat against any member state is established, the organization and all its members may act. In this respect, the Charter has the effect of expanding the area in which preventive action is regarded as lawful.
Both the U.N. Charter and the Charter of the OAS ( Apr

. 30, 1948, T.I.A.S. No. 2361, 2 U.S.T. 2416, 119 U.N.T.S. 48 ) authorize collective action upon less provocation than would be required to justify unilateral action. The Security Council may tak e action against any “ threat to the peace ” or “ breach of the peace ” as well as any “ act of aggression ” ( U.N. Charter a rt

. 39). Such action may include not only the economic and political sanctions listed in a rticle 41 but also “ demo nstrations, blockade, an d other operations by air, sea, or land forces, ” as provided in

a rticle 42. Action proposed in the Security Council is, of course, subject to veto by any one of the five permanent members. Upon a less explicit legal basis, the General Assembly may take sim ilar action under the “ Uniting

- for

- Peace ” resol ution. Under a rticle 25 of the Charter of the OAS and a rticle 5 of the Rio Treaty (or “Rio Pact,” Inter

- American Treaty of Reciprocal Assistance, opened for signature Sept. 2, 1947, 62 Stat. 1681, reprinted in 17 Dep’t of State Bull. 565 (Sept. 21, 1947)), which are interrelated, measures for the common defense may be taken not only in the event of an armed attack but also if the “ territory or the sovereignty or political independence of any American State ” is affected by “ an act of aggression that is not an armed attack ” or by “ any other fact or situation that might endanger the peace of America

. . . .” Under a rticle 17 of the Rio Treaty, enforcement action requires a two

- thirds vote in the Organ of Consultation.

7 Article 51 of the U.N. Charter requires that action taken in the exercise of the right of self

- defense be reported to t he Security Council. Unilateral action such as a blockade or an armed attack could, further, be brought before the OAS for review by any member nation. Decisions by two

- thirds vote of the Organ for Consultation created by the Rio Pact are binding upon all member states (art. 20), except that no state can be required to use armed force without its consent.Author ity To Take Action If the Soviet Union Establishes Missile Bases in Cuba

255 II

.
Since the Monroe Doctrine was announced in 1823, the United States has consistently maintained that it has the right to take all necessary action to prevent

any non

- American power from obtaining control over territory in the Western Hemis phere. Since 1846, when the so

- called Polk Corollary of the Doctrine was added, it has been understood that this right is claimed regardless of whether the foreign intervention occurs with the consent of inhabitants of the are a affected. In modern times, i t has been understood that the right is claimed not only on behalf of the United States but on behalf of all American states. The right has repeatedly been respected and acknowledged throughout the Americas and the world. Historical materials with respect to the Monroe Doctrine are collected in the Appendix which is attached. Perhaps the most relevant of these materials are those relating to action taken by the United States and other nations in the Western Hemisphere during the period of 1940

– 41, prior to the i r involvement in World
War II. In 1940, by the Act of Havana, the American powers agreed to prevent by collective action, or by unilateral action if necessary, changes in the control of territory in the Western Hemisphere as a result of the European ho stilities. In 1941, the United States occupied Greenland and dispatched troops to Iceland. Although the occupation of Greenland was justified in part under a treaty with the Danish government in exile, it seems clear that the true basis for the action take n by the United States was the concept of regional self

- defense ex pressed in the Monroe Doctrine. 8 The historical materials which are appended show that the Doctrine has from the beginning represented a regional variation in the international law of self

d efense. The Doctrine asserts that, in order to insulate the Americas from dangers to peace and security stemming from conflicts involving non

- American states, the occupation or control of American territory by a non

- American power in itself shall be deemed to present a sufficient danger to warrant exercise by the United States and other American powers of the right of self

- defense. The result of the consistent adherence to this attitude by the United States and most other American states, together with the acquiescence of the rest of the civilized world, has been to create a specialized, regional body of law under which preventive action in self

defense is, in the Americas, authorized under less restrictive conditions than would be required in some other reg ions. In more recent years, the United States has ceased to maintain the Monroe Doctrine in the mo r e extreme forms which it assumed in the late nineteenth and early twentiet h centuries. The Doctrine today does not protect purely economic or political inter ests, as it once did, or even security interests which are less than fundamental. Thus the United States has refrained from direct intervention in Cuba

8 See, e.g. , Herbert W. Briggs, Editorial Comment, The Validity of the Greenland Agreement , 35 Am. J. Int’l L. 506 (1941).Supplemental Opinions of the Office of Legal Counsel in Volume 1

256 to prevent the mere continuance in office, apart from any specific military threat, of a government whic h is allied with the c ommunist b loc and which has not hesitated to destroy economic interests of the United States in the island. The United States has further refrained from forcible intervention to prevent shipment of conventional arms to Cuba, thus tole ratin g a certain degree of danger that such arms might be used for aggressive purposes against the United States or against other American nations. So far the United States has withheld action in deference to conceptions, entertained strongly in some quart ers in Latin America, of self

determination and non

- intervention. However, thus far it has been arguable that under modern conditions, no critical danger to the peace and security of other countries in the Western Hemisphere was presented; that shipments o f conve ntional arms to the Castro g overnment could not necessarily be ascribed to any purpose beyond the defense of Cuba. The same cannot be said of missiles, certainly not of ground

- to

- ground missiles. The use of Cuban territory to mount such weapons, usa ble by the Soviet Union only to attack other states and not merely for the defense of Cuba against attack, falls wholly outside the reasons for mitigation by the United States of some aspects of the Monroe Doctrine. Equally important, it falls wholly outsi de the reasons advanced by our allies in Latin America for opposing interventionist aspects of the Doctrine. There is nothing unique about the concept of regional differences, based upon historical attitudes and practices, in the impact and requirements of international law. In the Anglo

- Norwegian Fisheries Case, 9 for example, the International Court of Justice upheld a system for determining the baselines and b oundaries of Norway ’ s territorial sea that could be valid outside Norway, if at all, only in the Scandinavian region. In so d o ing, the Court relied upon “ interests peculiar to [ the ] region, the reality and importance of which are clearly evidenced by a long

usage, ” and upon the “ general tol e ration of foreign States ” over an extended period. 10 Regional variations are also familiar fe a tures of the law of the sea with respect to bays and with respect to sedentary fisheries.
In a m emorandum for the Attorney General dated April 12, 1961, Assistant Attorney General Katzenbach noted that tradit i onal legal doctrines relating to inter v ention date from the pre

- World War I period and reflect the existence at that time of a security structure based upon flexibility of alignment. Since change of

a l ignment t o prese r ve a balance of power was the principal tec hnique by which security was maintained, legal doctrines tended to develop that would promote fre e dom to change alignment and would discourage intervention for the purpose of maintaining existing alignments.
The m emorandum continues as follows:

9 Fisheries Case (U.K. v. Nor.), Judgment, 1951 I.C.J. 116 (Dec. 18).

10 Id. at 133, 138.Author ity To Take Action If the Soviet Union Establishes Missile Bases in Cuba

257 The politic al structure today is vastly different. Alignments within the Communist Bloc and within the West are long

- term politica l alignments with considerable aspects of supra

- national a u thority. As a result, the security system from the point of view of each bloc d epends less upon neutrality of alignme n t than it does upon prese r ving the a l ignments which exist. Therefore,

. . . there is c o nsiderable pre ssure for intervention in situations where bloc security is threatened.
T h ere is nothing in the existing legal stru cture which recognizes this state of affairs, but there are numerous instances where intervention has been tolerated in the postwar period; for example, Hungary, Gu a temala, Lebanon, and, in 1948, Israel.

Memorandum for Robert F. Kennedy, Attorney General, from Nicholas deB. Katzenbach, Assistant Attorney General, Office of Legal Counsel, Re: Interve ntion by States and Private Groups at 3 (Apr. 12, 1961). Although it is true that traditional legal concepts of general application do not expressly recognize in terests in bloc security, the Monroe Doctrine constitutes an explicit qualification on a regional basis o f general legal con c epts insofar as the Western Hemisphere is concerned. The history of the Doctrine includes many incidents which emphasize its purpos e to prohibit flatly the adherence of territories in the Americas to European or Asiatic power blocs, or for that matter the transfer by them of allegiance from one bloc to a n other. 11 The premise underlying this

purpose

— that peace and security in the Hemisp here could be assured only by insulating it from the unstable alliances and rivalries of Europe and Asia

— squarely contradicts the balance

- of

- power policies that infuse the doctrines of general application which are altered by the Doctrine. Moreover, althou gh publicists in the field of international law have not yet formulated concepts and doctrines which expressly recognize the changed world situation, it seems probable that international law, as reflected in the actual practices and expectations of states, already recognizes the decisive importance of bloc security today in certain geographic areas. International law is, after a l l, essentially a generalized statement in terms of rules and policies of the reasonable expectations of states as derived fr o m the ir practices in making claims and reacting to the claims of others. The W estern states have, of course, condem n ed as unlawful the Soviet intervention in Hungary, directed as it was against a revolt which at the time posed a purely political threat against the Soviet Union. It may be doubted, however, whether the United States would have pro te sted seriously the use of force by the Soviet Union if it had been designed for the limited purpose of compelling abandonment of a plan to install W estern missile bases in Hungar ian territory.

11 See generally John A. Logan Jr., No Transfer : An American Security Principle (1961).Supplemental Opinions of the Office of Legal Counsel in Volume 1

258 If in the future the government of Poland should become increasingly friendly to the United States, our government would undoubtedly defend strongly its legal right to withdraw from the c ommunist political bloc. It seems altogether certain that we would, however, feel obliged to refrain fr o m attempting to supply Poland with ground

- to

- ground missiles or other armaments readily susceptible of aggressive use. Yugoslavia, and p e rhaps Finland as well, provide examples of states which the international community as a whole probably regards as insulated, under threat of in t ervention by the Soviet Union, from full incorporation into the western military structure. In appraising the rights of the United States vis

- à

- vis Cuba, the treaty of 19 34 12 may have some relevance. The principa l effect of the treaty was to abrogate the Cuban

- American Treaty of 1903, 13 under which the Uni t ed States had the right to intervene in Cuba virtually at will. However, the treaty of 1934 preserved existing agreement s indefinitely with respect to the leasing of naval stations in Cuba insofar as they applied to the naval station at Gua n tanamo. The Treaty of 1934 did not expressly obligate Cuba to refrain from p e rmitting the use of its territory for military purposes by other states. However, the fair inference arising fr o m the cession of naval rights to the Uni t ed States is t h at the island was to be a part of, or at least not a breach in, the defensive military system protecting the continental United States and the Car ibbean countries. At the time of the treaty, of course, a military threat to these areas from Cuba could arise only as a consequence of naval and air installations of the type which the treaty secured to the Uni t ed States. The evident intention of the part ies to the treaty, broadly stated, thus was to restrict intervention by the United States on politica l or economic grounds, but to preserve the position of Cuba in the defensive military system of the United States. Certainly the treaty is not inconsistent with the position here expressed as to the legal rights of the United States in the event of military use of Cuban territory by the Soviet Union. It should be apparent that the conclusions here reached do not undermine the legal position of the United Sta tes with respect to its own missile bases abroad. In no case of which we are aware is a country in which the Uni t ed States maintains missile bases subject to a special regime comparable to the Monroe Doctrine

. Moreover, in no case is any such country a mem ber or former member of the Communist Bloc or within the acknowledged periphery of the Soviet security system. Finally, there is a basic factual difference in the military relationships of such countries to the Soviet Union and that of Cuba to the United S tates. The states in which bases are maintained by the United States are in each case among the major targets of Soviet Military preparations. No impartial obse r ver could conclude that Cuba is a major object of the military program of the United States,

12 U.S. Dep’t of State, Treaty Info. Bull. No. 56 (May 31, 1934).

13 U.S. Dep’t of State, Foreign Relations of the United States 243 (1905).Author ity To Take Action If the Soviet Union Establishes Missile Bases in Cuba

259 or that Cuba is in any danger of a missile attack by the United States. The United Kingdom ma y harbor U.S. missiles in self

- defense because it is a likely target of Soviet missiles. For Cuba to harbor Soviet missiles would constitute a wholly disproportionat e response to any sa n e estimate of its defensive needs against the Uni t ed States.

III

.

We assume t h at any statement by the President on this subject would begin by announcing that there is reason to believe the governments of Cuba and the Soviet Union may be actively c o nsidering the installation of Soviet missiles on Cuban territory, and would be designed generally to warn those countries of the inte ntions of the United States in any such eventuality. We offer the following sugge stions with regard to such a statement by the President:
1. The statement should emphasize the historical and regional aspects of the rights being asserted by the United States.
2

. The statement should emphasize the threat to other countries as well as the United States, and the defe nsive character of a n y action that might be taken by the United States. Possibly the statement should expressly disclaim a n y intention to act for economic or political ends, or for any purpose other than to compel an abandonment of plans to create a specif ic military threat in Cuba.
3

. The statement should indicate a n intention to have recourse first, if at all possible, to collective security arrangements to which the United States is a party, particularly the Organization of American States. It should also, without qualifying the strong commitment of the United States to the principle of collective security, make the point that the United States has an ultimate responsibility for its own safety which in situations of extreme gravity necessarily would ta ke prec edence over all other commitments. Consideration should be given to withholding the statement until it can be made as a first step in an integrated plan to secure collective action by the OAS

. If made in that context, the statement should

announce a call for a meeting of the Organ of Consultation pursuant to the Inter

American Treaty of Reciprocal Assistance (Rio Pact ).
4

. T he statement s h ould acknowledge an obligation on the part of the United States to observe a rule of proportionality. An express reference might be made to total blockade or to “ visit and search ” pro c edures as appropriate reactions by the American states or by the United States to meet a threat to install missile bases in Cuba. In this connection, care should certainly be exercised to avoid the implic ation that Cuba is under any immediate threat of nuclear attack.

NORBERT A. SCHL EI Assistant Attorney General Office of Legal CounselSupplemental Opinions of the Office of Legal Counsel in Volume 1

260 A PPENDIX

Historical Material with Respect to the Monroe Doctrine

1. The Monroe Doctrine (1823)

The Monroe Doctrine was proclaimed by President Monroe in his messa ge to Congress on December 9, 18 23. This proclamation of fundamental principles of American foreign policy in the Western Hemisphere was induced by several factors

— the intervention of the three leading absolute monarchies of Russia, Austri a, and Prussia (the so

- called “H oly Alliance”) in the affairs of other European countries, the fear that they might attempt to overthrow the newly independent Latin

- American states and restore them as Spanish colonies, and Russian claims in the Western Hemisphere. 14 President Monroe’s message stated in part:

[ T ] he occasion has been judged proper for asserting as a principle in which the rights and interests of the United States are involved, that the American continents, by the free and independent condition which they have assumed and maintain, are henceforth not to be considered as subjects for future colonization by any European po wers

. . . .

. . . The political system of the allied powers is ess entially diffe rent in this respect from that of America

. . . . We owe it, therefore, to candor, and to the amicable relations existing between the United States and those powers, to declare that we should consider any a ttempt on their part to extend their system to any portion of this hem isphere as dangerous to our peace and safety. With the existing col onies or dependencies of any European power we have not interfered and shall not interfere. But with the Governments who have declared their independence, a nd maintained it, and whose independence we have, on great consideration and on just principles, acknowledged, we could not view any interposition for the purpose of oppressing them, or controlling in any other manner their destiny, by any Eur opean power, in any other light than as the manifestation of an u nfriendly disposition towards the United States

. . . .

. . . It is impossible that the allied powers should extend their p olitical system to any por tion of either [American] continent without endangering our peace and happiness; nor can anyone believe that

14 Alejandro Alvarez, The Monroe Doctrine 6

– 7 (1924).Author ity To Take Action If the Soviet Union Establishes Missile Bases in Cuba

261 our southern brethren, if left to themselves, would adopt it of their own accord. It is equally impossible, therefore, that we should b ehold such interposition, in any form , with indifference. 15

2. The Polk Corollary (1848)

In 1848 Mexican officials in Yucatan indicated a willingness to permit annex ation of territory under their jurisdiction by Great Britain or Spain in return for protection against the rebellious native Indi an population. To forestall any possibility of European intervention in Mexico, President Polk sent a special message to Congress on April 29, 1848, enunciating what is known as the Polk Corollary of the Monroe Doctrine. The President’s message declared in part:

I submit for the consideration of Congress several communic ations received at the Department of State from Mr. Justo Sierra, commissioner of Yucatan, and also a communication from the Go vernor of that State, representing the condition of extreme suf fering to which their country has been reduced by an insurrection of the Ind ians within its limits, and asking the aid of the United States.

. . . . In this condition they have, through their constituted authorities, implored the aid of this Government to save them from destruction, offering in case this should be granted to transfer the “dominion a nd sovereignty of the peninsula” to the United States. Similar appeals for aid and protection have been made to the Spanish and the English Governments.

Whilst i t is not my purpose to recommend the adoption of any measure with a view to the acquisition of the “dominion and sove reignty” over Yucatan, yet, according to our established policy, we could not consent to a transfer of this “dominion and sovereignty” e ith er to Spain, Great Britain, or any other European power. In the language of President Monroe, in his message of December, 1823

—
We should consider any attempt on their part to extend their system to any portion of this hemisphere as dangerous to our

peace and safety.

. . . .

15 2 A Compilation of the Messages and Papers of the Presidents (New Series) 778, 787, 788 (James D. Richardson ed., 1897).Supplemental Opinions of the Office of Legal Counsel in Volume 1

262 Our own security requires that the established policy thus a nnounced should guide our conduct, and this applies with great force to the peninsula of Yucatan. It is situate in the Gulf of Mexico, on the North American continent, and, fro m its vicinity to Cuba, to the capes of Florida, to New Orleans, and, indeed, to our whole sout hwestern coast, it would be dangerous to our peace and security if it should become a colony of any European nation. 16

3. President Johnson and European I ntervent ion in Mexico (1865

– 66)

In 1861 and 1862, during the Civil War, France, Great Britain and Spain inva ded Mexico. After the British and Spanish withdrew, Emperor Napoleon III of France selected Archduke Maximilian of Austria as Emperor of Mexico. Maximi lian accepted on the basis of “proof” given by Napoleon and by Mexican exile s in France that the Mexican people wanted him. Because of its involvement in the Civil War, the United States could not interfere. After the war, Secretary of State Seward reaffirmed t he principles of the Monroe Doctrine, although he did not refer to it by name. 17 The House of Representatives then adopted a resolution declaring that

it does not accord with the policy of the United States to acknowledge any monarchical government erected on the ruins of any republican government in America under the auspices of any European power. 18

In his First Annual Message to Congress on December 4, 1865, President Joh nson said in this connection:

From the moment of the establishment of our free Constit ution the civilized world has been convulsed by revolutions in the interests of democracy or of monarchy, but through all those revolutions the United States have wisely and firmly refused to become propaga ndists of republicanism. It is the only government suited to our cond ition; but we have never sought to impose it on others, and we have consistently followed the advice of Washington to recommend it o nly by the careful preservation and prudent use of the blessing.

. . . Twice, indeed, rumors of the invas ion of some parts of America in the interest of monarchy have prevailed; twice my predecessors have had occasion to announce the views of this nation in respect to such

16 5 Richardson, supra note 15 , 2431, 2431

– 32.

17 Julius W. Pratt, A History of United States Foreign Policy 342 (1955).

18 Id.Author ity To Take Action If the Soviet Union Establishes Missile Bases in Cuba

263 interference. On both occasion the remonstrance of the United States was respected f

r om a deep conviction on the part of European Go vernments that the system of noninterference and mutual abstinence from propagandism was the true rule for the two hemispheres.

. . . We should regard it as a great calamity to ourselves, to the cause of good go vernment, and to the peace of the world should any Europ ean power challenge the American people, as it were, to the defense of republicanism against foreign interference. We can not foresee and are unwilling to consider what opportunities might present the mselves, what combinations might offer to protect ourselves against design s inimical to our form of government. The United States desire to act in the future as they have ever acted heretofore; they never will be driven from that course but by the aggressi on of European po wers, and we rely on the wisdom and justice of those powers to respect the system of noninterference which has so long been sanctioned by time, and which by its good results has approved itself to both cont inents. 19

Finally, in 1866, the Fr ench Government withdrew its forces from Mexico and the Mexicans overthrew the Maximilian regime in 1867.

4. President Hayes and the Isthmian Canal Question (1880)

In 1879 it appeared imminent that a private French company was about to undertake the constr uction of a canal across the Panama Isthmus. The United States feared that control of the canal would fall into the hands of the French Government just as the British Government had earlier obtained control of the Suez Canal. On March 8, 1880, President Ha yes sent a message to Congress expressing his opposition to the project as follows:

The United States can not consent to the surrender of this control to any European power or to any combination of European powers. If existing treaties between the United S tates and other nations or if the rights of sovereignty or property of other nations stand in the way of this policy

— a contingency which is not apprehended

— suitable steps should be taken by just and liberal negotiations to promote and e sta b lish the America n policy on this subject consistently with the rights of the nations to be affected by it.

The capital invested by corporations or citizens of other countries in such an enterprise must in a great degree look for protection to

19 8 Richardson, supra note 15 , 3551, 3566

– 67.Supplemental Opinions of the Office of Legal Counsel in Volume 1

264 one or more of the great powe rs of the world. No European power can intervene for such protection without adopting measures on this continent which the United States would deem wholly inadmissible. If the protection of the United States is relied upon, the United States must exercise such control as will enable this country to protect its national interests and maintain the rights of those whose private

cap i tal is embarked in the work.

An interoceanic canal across the American Isthmus will essentia lly change the geographical relations between the Atlantic and Pacific coasts of the United States and between the United States and the rest of the world. It would be the great ocean thoroughfare between our Atlantic and our Pacific shores, and virtually a part of the coast line of the United States. Our merely commercial interest in it is greater than that of all other countries, while its relations to our po wer and prosperity as a nation, to our means of defense, our unity, peace, and safety, are matters of paramount concern to the people of the United States. No other great power would under similar circu mstances fail to assert a rightful control over a work so closely and vitally affecting its interest and welfare.

Without urging further the grounds of my opinion, I repeat, in conclusion, t hat it is the right and the duty of the United States to

assert and maintain such supervision and authority over any inter

oceanic canal across the isthmus that connects North and South America as will protect our national interests. This, I am quite sure, will be found not only compatible with but promotive of the widest and most permanent advantage to commerce and civilizati on. 20

In addition, both Houses of Congress formally protested against any canal which might be built by foreign capital or controlled by foreign nations. 21

5. President Cleveland’s Intervention in the Venezuela

Boundary Dispute (1895)

In President Cleveland’ s second administration, he invoked the Monroe Do ctrine in the British

- Venezuela dispute concerning the boundaries between British Guiana and Venezuela. The British being unwilling to arbitrate the matter, the President in a special message to Congress on December 17, 1895, announced that under the principles of the Monroe Doctrine the United States would designate a

20 10 Richardson, supra note 15 , 4537, 4537

– 38.

21 Thomas A. Bailey, A Diplomatic History of the American People 396

– 97 (1955).Author ity To Take Action If the Soviet Union Establishes Missile Bases in Cuba

265 commission which would itself investigate the boundary and render a report. 22 In the event the report favored Venezuela in the dispute, he said

, it will, in my opinion, be the duty of the United States to resist by every means in its power as a willful aggression upon its rights and interests, the appropriation by Great Britain of any lands or the exe rcise of governmental jurisdiction over any te rritory which after i nvestigation we have determined of right belongs to Venezuela.

In making these recommendations I am fully alive to the respo nsibility incurred and keenly realize all the consequences that may fo l low. 23

He further said:

[I]t may not be a miss to suggest that the doctrine upon which we stand is strong and sound, because its enforcement is important to our peace and safety as a nation, and is essential to the integrity of our free institutions and the tranquil maintenance of our distinctive form of government. It was intended to apply to every stage of our national life and can not become obsolete while our Republic e ndures. If the balance of power is justly a cause for jealous anxiety among the Governments of the Old World and a subject for our a bsolute noninterference, none the less is an observance of the Monroe doctrine of vital concern to our people and their Government.

Assuming, therefore, that we may properly insist upon this do ctrine without regard to “the state of things in which we live” or any changed conditions here or elsewhere, it is not apparent why its a pplication may not be involved in the present controversy.

If a European power by an extension of its boundaries takes po ssession of the territory of one of our neighboring Repu blics against its will and in derogation of its rights, it is difficult to see why to that extent such European power does not thereby attempt to extend its system of government to that portion of this continent which is thus taken. This is the precise act ion which President Monroe declared to be “dangerous to our peace and safety,” and it can make no diffe r-

22 13 Richardson, supra note 15 , 6087, 6090 (1909).

23 Id. at 6090.Supplemental Opinions of the Office of Legal Counsel in Volume 1

266 ence whether the European system is extended by an advance of frontier or otherwise. 24

Addressing himself to the contention that the Monroe Doctrine foun d no support in any principle of international law derived from the general consent of nations, the President stated:

Practically the principle for which we contend has peculiar, if not exclusive, relation to the United States. It may not have been admi tte d in so many words to the code of international law, but since in i nternational councils every nation is entitled to the rights belonging to it, if the enforcement of the Monroe doctrine is something we may justly claim it has its place in the code of inte rnational law as certai nly and securely as if it were specifically mentioned; and when the United States is a suitor before the high tribunal that administers i nternational law the question to be determined is whether or not we present claims which the jus tice of that code of law can find to be right and valid.

The Monroe doctrine finds its recognition in those principles of international law which are based upon the theory that every nation shall have its rights protected and its just claims enforced. 25

The British Prime Minister acknowledged that the interests of the United States in the Caribbean area were as natural as British concern would be over any attempt by a great European power to secure control over the Channel ports of Belgium and the Netherland s. The British finally submitted the controversy to arbitration. 26

6. Cuba

— The Platt Amendment

— President Theodore

Roosevelt (1901)

Congress, on March 1, 1901, passed the Platt Amendment to the Army a ppr opriation bill. 34 Cong. Rec. 3332

– 84. The amendment de fined the relations between Cuba and the United States following the establishment of the Cuban republic. It provided that in order to permit the United States to maintain Cuba’s independence, and to protect its people, Cuba would sell or lease to the Unit ed States lands necessary for coaling or naval stations at certain specified points, to be agreed upon with the President of the United States; and that Cuba would embody the foregoing provisions in a permanent treaty with the United States. 27

24 Id. at 6088.

25 Id. at 6088

– 89.

26 Louis Martin Sears, A History of American Foreign Relations 431 (1938).

27 Act of Mar. 2, 1901, ch. 803, 31 Stat. 895, 897

– 98.Author ity To Take Action If the Soviet Union Establishes Missile Bases in Cuba

267 The amendment in effect contemplated a United States quasi

- protectorate over Cuba. Later that year Cuba incorporated these provisions as an appendix to its constitution. 28 In his message to Congress on December 3, 1901, President Theodore Roos evelt discussed the Monroe Doctrine in relation to Cuba. The President said:

The Monroe Doctrine should be the cardinal feature of the foreign policy of all the nations of the two Americans, as it is of the United States. Just seventy

- eight years have passed since President Monroe i n his Annual Message announced that “The American continents are henceforth not to be considered as subjects for future colonization by any European power.” In other words, the Monroe Doctrine is a de claration that there must be no territorial aggrandizeme nt by any non

American power at the expense of any American power on Amer ican soil. It is in no wise intended as hostile to any nation in the Old World. Still less is it intended to give cover to any aggression by one New World power at the expense of any other. It is simply a step, and a long step, toward assuring the universal peace of the world by securing the possibility of permanent peace on this hemisphere.

During the past century other influences have established the permanence and independence of th e smaller states of Europe. Through the Monroe Doctrine we hope to be able to safeguard like independence and secure like permanence for the lesser among the New World nations.

. . . . Our attitude in Cuba is a sufficient guaranty of our own good faith. We have not the slightest desire to secure any territory at the expense of any of our neighbors. We wish to work with them hand in hand, so that all of us may be uplifted together, and we rejoice over the good fortune of any of them, we gladly hail their mat erial pro sperity and political stability

, and are concerned and alarmed if any of them fall into industrial or political chaos. We do not wish to see any Old World military power grow up on this continent, or to be co mpelled to become a military power ours elves. The peoples of the Americas can prosper best if left to work out their own salvation in their own way. 29

28 See Dep’t of State, Papers Re lating to the Foreign Relations of the United States 243, 244 (190 5 ).

29 14 Richardson, supra note 15 , 6641, 6664

– 65 (1909).Supplemental Opinions of the Office of Legal Counsel in Volume 1

268 In the Cuban

- American treaty of 1903, 30 Cuba agreed not to enter into any treaty or other compact with a foreign power which would impair the inde pen dence or permit military or naval control by a foreign power. It also agreed that the United States should have the right to intervene to preserve Cuban independence. The United States, for its defense as well as that of Cuba, was to have the right to

m aintain naval bases in Cuba. Pursuant to the treaty, a permanent naval base was established at Guantanamo. 31 In 1905 the President addressed a message to Congress, stating:

One of the most effective instruments for peace is the Monroe Doctrine as it has bee n and is being gradually developed by this Nation and accepted by other nations. No other policy could have been as efficient in promoting peace in the Western Hemisphere and in giving to each nation thereon the chance to develop along its own lines. If we had refused to apply the doctrine to changing conditions it would not be completely outworn, would not meet any of the needs of the present day, and, indeed, would probably by this time have sunk into complete oblivion. It is useful at home, and is mee tin g with recognition abroad because we have adapted our application of it to meet the growing and changing needs of the hemisphere. When we announce a policy such as the Monroe Doctrine we ther eby commit ourselves to the consequences of the policy, and those consequences f

r om time to time al ter. It is out of the question to claim a right and yet shirk the responsibility for its exercise. Not only we, but all American republics who are benefited by the exis tence of the doctrine, must recognize the obligations each nation is under as regard foreign peoples no less than its duty to insist upon its own rights.

That our rights and interests are deeply concerned in the maint enance of the doctrine is so clear as hardly to need argument. This is especially true in vie w of the construction of the Panama Canal. As a mere matter of self

- defense we must exercise a close watch over the approaches to this canal; and this means that we must be thoroughly alive to our interests in the Caribbean Sea.

30 U.S.

- Cuba, May 22, 1903, 33 Stat. 2248.

31 Lease of Coaling or Naval Stations to the United States, U.S.

- Cuba, Feb. 23, 1903, in Dep’t of State, Papers Relating to the Foreign Relations of the United States 350 (190 4 ) ; Lease to the United States by the Government of Cuba of Certain Areas of Land and Water for Naval or Coaling Stations in Guantanamo and Bahia Honda, U.S.

- Cuba, Oct. 2, 1903, in Dep’t of State, Papers Rela ting to the Foreign Relations of the United States 351 (190 4 )

.Author ity To Take Action If the Soviet Union Establishes Missile Bases in Cuba

269 There are certain essential points which must never be forgotten as regard s the Monroe Doctrine. In the first place we must as a N ation make it evident that we do not intend to treat it in any shape or way as an excuse for aggrandizement on our part at the expense of the republics t o the south. We must recognize the fact that in some South American countries there has been much suspicion lest we i nterpret the Monroe Doctrine as in some way inimical to their inte rests, and we must try to convince all the other nations of this cont inen t once and for all that no just and orderly Government has

an y thing to fear from us.

. . . It must be understood that under no ci rcumstances will the United States use the Monroe Doctrine as a cloak for territorial aggression. We desire peace with all the world, but perhaps most of all with the other peoples of the American Co ntinent. 32

7. Elihu Root on the Monroe Doctrine (1914)

Elihu Root was President Roosevelt’s Secretary of State from 1905 to 1909. Subsequently Root became President of the American Society of International Law. In his exposition in 1914 in the American Journal of International Law of the Monroe Doctrine, he said:

N o one ever pretended that Mr. Monroe was declaring a rule of international law or that the doctrine which he declared has become international law. It is a declaration of the United States that certain acts would be injurious to the peace and safety of the United States and that the United States would regard them as unfriendly. The de claration does not say what the course of the United States will be in case such acts are done. That is left to be determined in each partic ular instance.

. . . .

The doctrine is not international law but it rests upon the right of self

- protection and that right is recognized by international law. The right is a necessary corollary of independent sovereignty. It is well understood that the exercise of the right of self

- protecti on may and frequently does extend in its effect beyond the limits of the territorial jurisdiction of the state exercising it. The strongest example probably would be the mobilization of any army by another Power immediat ely across the frontier. Every act d one by the other Power may be

32 15 Richardson, supra note 15 , 6973, 6994

– 95.Supplemental Opinions of the Office of Legal Counsel in Volume 1

270 within its own territory. Yet the country threatened by the state of facts is justified in protecting itself by immediate war. The most common exercise of the right of self

- protection outside of a state’s own territory and in time of peace is the interposition of objection to the occupation of territory, of points of strategic military or maritime advantage, or to indirect accomplishment of this effect by dynastic arrangement. For example, the objection of England in 1911 to th e occupation of a naval station by Germany on the Atlantic coast of Morocco; the objection of the European Powers generally to the vast forces of Russia extending its territory to the Mediterranean; the r evision of the Treaty of San Stefano by the Treaty o f Berlin; the e sta b lishment of buffer states; the objection to the succession of a German prince to the throne of Spain; the many forms of the eastern question; the centuries of struggle to preserve the balance of power in Europe; all depend upon the very same principle which underlies the Monroe Doctrine; that is to say, upon the right of every sovereign state to protect itself by preventing a condition of affairs in which it will be too late to protect itself. Of course each state must judge for itself wh en a threatened act will create such a situation. If any state objects to a threatened act and the reasonableness of its objection is not assented to, the efficacy of the objection will depend upon the power behind it. 33

8. The Magdalena Bay Episode (1912)

In 1912 it was asserted that a Japanese private fishing company was about to lease from the Government of Mexico an extensive tract of land on the shore of Magdalena Bay, in Lower California, Mexico. This land could be used as the site of a naval base capa ble of intercepting communications between the Pacific coast of the United States and the Panama Canal. The Senate adopted a resolution proposed by Senator Lodge as follows:

Resolved , That when any harbor or other place in the American continents is so sit uated that the occupation thereof for naval or mil itary purposes might threaten the communications or the safety of the United States, the Government of the United States could not see without grave concern the possession of such harbor or other place by a ny corporation or association which has such a relation to anot h-

33 Root, supra note 1 , at 431

– 32 (emphasis added).Author ity To Take Action If the Soviet Union Establishes Missile Bases in Cuba

271 er Government, not American, as to give that Government practical power of control for naval or military purposes. 34

9. President Wilson and Vera Cruz (1914)

In 1914 President Wilson was notifi ed that a German merchantman was a pproaching Vera Cruz, Mexico, with a large cargo of arms which it was suspected the Huert o Government intended to use against the United States. The President ordered American forces to seize the port; a battle ensued, and the objective of preventing the arms from reaching Huerto’s forces was attained. 35 American forces then occupied the city, and a proclamation was issued prohibiting the importation of arms into Mexico. This armed intervention terminated diplomatic relation s between the United States and Mexico. However, Argentina, Brazil and Chile offered to mediate the controversy and President Wilson accepted.

10. Charles Evans Hughes and the Monroe Doctrine (1923)

Mr. Hughes, Secretary of State in the Harding Administrat ion, delivered an address in 1923 on the Monroe Doctrine befo re the American Bar Association which is often cited as an authoritative statement. He said:

It is not my purpose to review the historical applications of what is called the Monroe doctrine or to attempt to harmonize the various redactions of it. Properly understood, it is opposed (1) to any non

American action encroaching upon the political independence of American States under any guise and (2) to the acquisition in any manner of the control of additional territory in this hemisphere by

any non

- American power.

The Monroe doctrine is not a legislative pronouncement; it has been approved by action of Congress, but it does not rest upon any congressional sanction. It has had the implied indorsement of the treaty

- making power in the reservations to the two Hague conve ntions of 1899 and 1907, but it is not defined by treaty and does not draw its force from any international agreement. It is not like a co nstitutional provision deriving its authority fro m the fact that it is a part of the organic law transcending and limiting executive and le gi s lative power. It is not a part of international law, maintained by the consent of the civilized powers and alterable only at their will. It is a

34 48 Cong. Rec. 10,045

– 46 (1912).

35 Bailey, supra note 21 , at 555

– 60.Supplemental Opinions of the Office of Legal Counsel in Volume 1

272 policy declared by the Executive of the United States and repeated in one form and another by Presidents and Secretaries of State in the conduct of our foreign relations. Its significance lies in the fact that in its essentials, as set forth by President Monroe and as forci bly and repeatedly asserted by our responsible statesmen, it has been for 100 years, and continues to be, an integral part of our national thought and purpose, expressing a profound conviction which even the u pheaval caused by the Great War, and our partic ipation in that stru ggle upon European soil, has not uprooted or fundamentally changed. 36

Mr. Hughes summarized the principles of the Doctrine as follows:

First. The Monroe doctrine is not a policy of aggression; it is a policy of self

- defense. It was asser ted at a time when the danger of foreign aggression in this hemisphere was very real, when the new American States had not yet established a firm basis of independent national life, and we were menaced by threats of Old World powers directed against republ ican institutions. But the achievements of the century have not altered the scope of the doctrine or changed its b asis. It still remains an assertion of the principle of national security. As such, it is obviously not exclusive. Much time has been wasted i n the endeavor to find in the Monroe doctrine either justification, or the lack of it, for every governmental declaration or action in relation to other American States. Appropriate action for our defense may always be taken, and our proper influence to pr omote peace and good will may always be exerted, with the use of good offices to that end, whether or not the particular exigency comes within the range of the specific declarations which constitute the doctrine. 37

. . . . Second. As the policy embodied in the Monroe doctrine is di stin c tively the policy of the United States, the Government of the United States reserves to itself its definition, interpretation, and a pplication. This Government has welcomed the recognition by other governments of the fact and soundness of this policy and of the a ppropriateness of its application from time to time. Great powers have signified their acquiescence in it. But the United States has not been disposed to enter into engagements which would have the effect of

36 Charles Evan Hughes, Observations on the Monroe Doctrine, in Alvarez, supra note 14 , at 413, 417

– 18.

37 Id. at 418

– 19.Author ity To Take Action If the Soviet Union Establishes Missile Bases in Cuba

273 submitting to any other power or to any concert of powers the d etermination either of the occasions upon which the principles of the Monroe doctrine shall be invoked or of the measures that shall be taken in giving it effect. This Government has not been willing to

m ake the doctrine or the regulation of its enforcement the subject of treaties with European powers; and, while the United States has been gratified at expressions on the part of other American States of their accord with our Government in its declarations with respect to their independence and at their determination to maintain it, this Gover nment in asserting and pursuing its policy has commonly avoided concerted action to maintain the doctrine, even with the American Republics. As President Wilson observe d: “The Monroe doctrine was proclaimed by the United States on her own authority. It always has been maintained and always will be maintained upon her own r esponsibility.” 38

. . . . Third. The policy of the Monroe doctrine does not infringe upon the indepen dence and sovereignty of other American States. Misco nception upon this point is the only disturbing influence in our rel ations with Latin American States. 39

This notion springs from a misunderstanding of the doctrine itself and of our national sentiment an d purpose

. . . . The Monroe doctrine does not attempt to establish a protectorate over Latin American States.

. . .

. . . That ground [of the declaration] is found in the recognized right which every State enjoys, and the United States no less than any ot her, to object to acts done by other powers which threaten its own safety. The United States has all the rights of sovereignty, as well as any other power; we have lost none of our essential rights because we are strong, and other American States have gain ed none either because of increasing strength or relative weakness.

. . . 40

. . . .

38 Id. at 419

– 20.

39 Id. at 421.

40 Id. at 4 22.Supplemental Opinions of the Office of Legal Counsel in Volume 1

274 Fourth. There are, indeed, modern conditions and recent events which can not fail to engage our attention. We have grown rich and powerful, but we have not outgrown the nece ssity, in justice to ou rselves and without injustice to others, of safeguarding our future peace and security.

. . . 41

. . . . Fifth. It is apparent that the Monroe doctrine does not stand in the way of Pan American cooperation; rather it affords the necess ary foundation for that cooperation in the independence and security of American States. 42

11. The Clark Memorandum and President Hoover (1928)

In 192 8

, a Memorandum on the Monroe Doctrine was prepared by J. Reuben Clark, then Undersecretary of State, for u se by the Secretary of State. It repudiated the (Theodore) “Roosevelt C orollary” that “in case of financial or other difficulties in weak Latin American countries, the United States should attempt an adjustment thereof lest European Governments should inte rvene, and intervening should occupy territory.” 43 Clark’s thesis was that this was not “justified by the terms of the Monroe Doctrine, however much it may be justified by the application of the doctrine of self

- preservation.” 44 Clark’s conclusions about the Doctrine were as follows:

The Doctrine does not concern itself with purely inter

- American r elations; it has nothing to do with the relationship between the United States and other American nations, except where other American n ations shall become involved with European governments in a rrangements which threaten the security of the United States, and even in such cases, the Doctrine runs against the European c ountry, not the American nation , and the United States would primaril y deal thereunder with the European country and with the American nation concerned. The Doctrine states a case of the United States vs. E urope, and not of the United States vs. Latin America. Furthermore, the fact should never be lost to view that in apply ing this Doctrine during the period of one hundred years since it was announced, our Government has over and over again driven it in as a shield between

41 Id. at 424.

42 Id. at 431.

43 J. Reuben Clark, Undersecretary of State, Memorandum on the Monroe Doctrine , Dep’t of State Publication No. 37, at xxiii (Dec. 17, 1928).

44 Id. at xxiii

– xxiv.Author ity To Take Action If the Soviet Union Establishes Missile Bases in Cuba

275 Europe and the Americas to protect Latin America from the political and territorial thr us ts of Europe; and this was done at times when the American nations were weak and struggling for the establishment of stable, permanent governments; when the political morality of E urope sanctioned, indeed encouraged, the acquisition of territory by force; and when many of the great powers of Europe looked with e ager, covetous eyes to the rich, und eveloped areas of the American
H emisphere. Nor should another equally vital fact be lost sight of, that the United States has only been able to give this protection against desi gning European powers because of its known willingness and determination, if and whenever necessary, to expend i t s treasure and to sacrifice American life to maintain the principles of the Do ctrine. So far as Latin America is concerned, the Doctrine is now , and always has been, not an instrument of violence and oppression, but an unbought, freely bestowed, and wholly effective guaranty of their freedom, independence, and territorial integrity against the imperia listic designs of Europe. 45

In embarking on a “ Good Neighbor” policy, it has been said that President Hoover gave his support to the views expressed by Clark. 46

12. President Fran k lin D. Roosevelt

— Abrogation of the Platt Amendment

— the Inter

- American Conference

— Canada ( 1934

– 38)

The Good Neighbor Policy w as followed and implemented by President Fran klin D. Roosevelt in an attempt to make the policy of non

- intervention acceptable in both hemispheres. As an integral part of the new policy, the United States decided to release Cuba from the provisions of the Platt Amendment. This was acco mplished by a treaty between the United States and Cuba signed in May 1934. 47 Article III of this treaty, which continued the right of the United States to maintain a naval base at Guantanamo, provided as follows:

Until the two contracting parties agree to the modification or a brogation of the stipulations of the agreement in regard to the lease to the United States of America of lands in Cuba for coaling and naval stations signed by the President of the Republic of Cuba on Febr uary 16, 1903, and by the President of the United States of America on the 23d day of the same month and year, the stipulations of that agreement with regard to the naval station of Guantanamo shall co n-

45 Id. at xxiv

– xxv.

46 Bailey, supra at note 21 , at 681.

47 Dep’t of State, Treaty Info. Bull. No. 56 (May 31, 1934).Supplemental Opinions of the Office of Legal Counsel in Volume 1

276 tinue in effect. The supplementary agreement in regard to naval or coaling stations signed between the Governments on July 2, 1903, also shall continue in effect in the same form and on the same cond itions with respect to the naval station of Guantanamo. So long as the United States of America shall not aband on the said naval station of Guantanamo or the two Governments shall not agree to a modific ation of its present limits, this station shall continue to have the terr itorial area that it now has, with the limits that it has on the date of the signature of th e present Treaty. 48

In 1936 President Roosevelt proposed a special Inter

- American peace confe rence. At this conference, held at Buenos Aires, he invited all American states to resort to the principles of the Monroe Doctrine in dealing with aggressive threat s by non

- American totalitarian states and declared that such states seeking “to commit a cts of agg ression against us will find a H emisphere wholly prepared to consult together for our mutual safety and our mutual good.” 49 In 1938 Canada supported President Roosevelt’s statement in a speech at Kin gston
, Canada

, that “the people of the United States will not stand idly by if domi

nion of Canadian soil is threatened by any other empire.” 50

13. Congressional Resolution of 1940 on Transfers of Territory in the Western Hemisphere

The collapse of the Low Countries, France, and Denmark in 1940 aroused serious concern in the Americas. Seizure by Hitler of the American possessions of these countries, it was felt, would pose not only a grave threat to the Panama Canal and the Caribbean trade routes but also to the mainland of the United States. Congress promptly passed a resolution expressing opposition to the transfer of territory in the Western hemisphere from one non

- American power to another. The resolution, which had been drafted by the Department of State with the President’s approval, declare d:

That the United States would not recognize any transfer, and would not acquiesce in any attempt to transfer, any geographic r egion of this hemisphere from one non

- American power to another

non

- American power; and

That if such transfer or attempt to transfer should appear likely, the United States shall, in addition to other measures, immediately

48 Id. at 30

– 31.

49 Bailey, supra note 21 , at 684.

50 Id. at 686.Author ity To Take Action If the Soviet Union Establishes Missile Bases in Cuba

277 consult with the other American republics to determine upon the steps which sho uld be taken to safeguard their common interests. 51

14. The Greenland Action (1941)

In April 1941, United States forces occupied the D anish possession of Gree nland. This action was taken pursuant to an agreement signed by Secretary of State Hull, acting on behalf of the United States, and the Danish Minister in Washin gton. 52 The agreement noted the danger that Greenland might be converted into a base of aggression against American states and recognized the responsibility of the United States to assist in the maintenance of the existing status of Greenland. Article I of the Agreement provide d:

The Government of the Uni ted States of America reiterates its recognition of and respect for the sovereignty of the Kingdom of Denmark over Greenland. Recognizing that as a result of the present European wa r there is danger that Greenland may be converted into a point of aggression against nation s of the American Continent, the Government of the United States of America, having in mind its o bligations under the Act of Hab ana signed on July 30, 1940, accepts the responsibility of assisting Greenland in the maintenance of its present status. 53

The Hitler

- dominated government in Denmark disapproved the agreement as contrary to its constitution. Mr. Hull replied that the Denmar k government was acting under duress and refused to acknowledge that the agreement was invalid.

15. Act of Havana of 1940

— I mplementing T reat y of 1942

After the defeat of France, representatives of the American states, convening in Havana in July 1940, adop ted the Act of Havana, by which they agreed to prevent by collective action, or by unilateral action if necessary, changes in the control of territory in the Western Hemisphere as a result of the European hostilities. The Act was adopted in connection with the negotiation of a treaty thereafter ratified by fourteen states

— the necessary two

- thirds

— in 1942. 54 It provided that if it appeared that American possessions of European powers might fall into the hands of any Axis power, they could be taken over and ad ministered jointly by the American republics as trustees. In the event that the situation called for it, an individual state, such as the United States, could assume temporary control.

51 Logan, supra note 11 , at 327.

52 Agreement Relating to the Defense of Greenland, 4 Dep ’ t of Sta te Bull

. 443, 445

– 47 (1941).

53 Id. at 445.

54 Samuel Flagg Bemis, The Latin American Policy of the United States 367

– 73 (1943).