alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
IN THE UNITED STATES DISTRICT COURT 

FOR THE NORTHERN DISTRICT OF ILLINOIS 

EASTERN DIVISION

 

 ) 

SECURITIES AND EXCHANGE COMMISSION, ) 

 ) 

 Plaintiff, ) No. 02 C 2180 

 ) 

v. ) Hon. Wayne R. Andersen 

 ) 

JAMES E. KOENIG, ) Magistrate Judge 

 ) Nan R. Nolan 

 Defendant. ) 

 ) 

EXHIBITS TO 

SECURITIES AND EXCHANGE COMMISSION’S MEMORANDUM AND INITIAL 

PROFFER IN SUPPORT OF THE ADMISSION OF NON-HEARSAY 

CO-CONSPIRATOR STATEMENTS 

Local Counsel John D. Worland, Jr. (No. 90785343) 

 Richard B. Skaff (admitted pro hac vice) 

John E. Birkenheier (No. 6270993) Robert W. Pommer, III (No. 90785340) 

UNITED STATES SECURITIES UNITED STATES SECURITIES 

AND EXCHANGE COMMISSION AND EXCHANGE COMMISSION 

175 West Jackson Boulevard 100 F Street, N.E. 

Chicago, Illinois 60604 Washington, DC 20549-4030 

 
2

EXHIBITS

1. Joint Proposed Uncontested Statement of Facts, contained in Final Pre-Trial Order, 

Schedule A. 

2. Exhibit 800, Waste Management, Inc. - - 1992 Final Engagement Memo, dated Mar. 15, 

1993, listed in Koenig Trial Exhibit List, Final Pre-Trial Order, Schedule C.2. 

3. Exhibit 1226, Memorandum to The Files, Chicago, from Robert E. Allyger and Walter 

Cercavaschi, dated February, entitled 1993 Audit Results Meetings, listed in SEC Exhibit 

List, Final Pre-Trial Order, Schedule C.1.

4. Deposition Transcript of Kelly Haecker (excerpts). 

5. Investigative Testimony of Herbert A. Getz before the SEC, In the Matter of Waste 

Management Inc., HO-3372 (excerpts). 

6. Press Releases, dated February 8 and 9, 1994, Exhibits 501 and 684, respectively. 

7. Investigative Testimony of Walter Cercavschi before the SEC, In the Matter of Waste 

Management Inc., HO-3372 (excerpts). 

8. Exhibit 566, WMX Technologies, Inc. Proposed Adjustments, December 31, 1993, listed 

on SEC Exhibit List, Final Pre-Trial Order, C.2. 

9. Deposition Testimony of Richard Measelle (excerpts).
Exhibit 32.1

CEO/CFO Certification Pursuant to § 906 of the

Sarbanes-Oxley Act of 2002 (18 U.S.C. §1350)

The undersigned, as the Chief Executive Officer and Chief Financial Officer of Pinnacle Bankshares Corporation, respectively, certify that, to the best
of their knowledge and belief, the Quarterly Report on Form 10-Q for the fiscal quarter ended June 30, 2010, which accompanies this certification, fully complies with the requirements of Section 13(a) or 15(d), as applicable, of the
Securities Exchange Act of 1934, and the information contained in the periodic report fairly presents, in all material respects, the financial condition and results of operations of Pinnacle Bankshares Corporation and subsidiary at the dates and for
the periods indicated.

The foregoing certification is made pursuant to § 906 of the Sarbanes-Oxley Act of 2002 (18 U.S.C. § 1350)
and shall not be relied upon for any other purpose. The undersigned expressly disclaim any obligation to update the foregoing certification except as required by law.



|                |  |  |  |                                                                  
|--------------- |  |  |  | -----------------------------------------------------------------
|August 13, 2010 |  |  |  | /s/ Robert H. Gilliam, Jr.                                       
|Date            |  |  |  | Robert H. Gilliam, Jr., President and
Chief Executive Officer    
|                |  | 
|August 13, 2010 |  |  |  | /s/ Bryan M. Lemley                                              
|Date            |  |  |  | Bryan M. Lemley, Secretary,
Treasurer and Chief Financial Officer
```

[Congressional Bills 112th Congress]
[From the U.S. Government Publishing Office]
[S. Res. 246 Agreed to Senate (ATS)]

112th CONGRESS
  1st Session
S. RES. 246

Recognizing and commending the 2011 National Veterans Wheelchair Games, 
to be held in Pittsburgh, Pennsylvania August 1 through August 6, 2011.

_______________________________________________________________________

                   IN THE SENATE OF THE UNITED STATES

                             July 30, 2011

    Mr. Casey (for himself and Mr. Toomey) submitted the following 
             resolution; which was considered and agreed to

_______________________________________________________________________

                               RESOLUTION

 
Recognizing and commending the 2011 National Veterans Wheelchair Games, 
to be held in Pittsburgh, Pennsylvania August 1 through August 6, 2011.

Whereas the National Veterans Wheelchair Games are a multi-event sports and 
        rehabilitation program for veterans who use wheelchairs for sports 
        competition due to spinal cord injuries, amputations, or neurological 
        problems;
Whereas the National Veterans Wheelchair Games is the largest annual wheelchair 
        sporting event in the world, attracting roughly 600 athletes annually;
Whereas in 2011, the National Veterans Wheelchair Games will be held August 1 
        through August 6, in Pittsburgh, Pennsylvania;
Whereas competitive events at the National Veterans Wheelchair Games include 
        table tennis, archery, swimming, quad rugby, weightlifting, air guns, 
        nine-ball, basketball, softball, bowling, handcycling, power soccer, 
        trapshooting, Super ``6'' slalom, a motorized wheelchair rally, and 
        track and field events;
Whereas the National Veterans Wheelchair Games provide veterans with 
        disabilities the opportunity to enhance their quality of life and 
        promote better health through sports competition; and
Whereas past National Veterans Wheelchair Games have produced national and 
        world-class champions and given newly disabled veterans, including 
        veterans who have served in Operation Enduring Freedom and Operation 
        Iraqi Freedom, a chance to participate in events with other wheelchair 
        athletes and to continue to use their athletic skills in competition: 
        Now, therefore, be it
    Resolved, That the Senate--
            (1) recognizes the significant contribution that the 
        National Veterans Wheelchair Games make to the lives of 
        disabled veterans who have selflessly served the United States; 
        and
            (2) commends the organizers and volunteers of and the 
        participants in the 2011 National Veterans Wheelchair Games for 
        their efforts in service of the United States.
                                 <all>
```
Case: 1:03-cr-00779 Document #: 126 Filed: 11/29/04 Page 1 of 16 PageID #:644
Case: 1:03-cr-00779 Document #: 126 Filed: 11/29/04 Page 2 of 16 PageID #:645
Case: 1:03-cr-00779 Document #: 126 Filed: 11/29/04 Page 3 of 16 PageID #:646
Case: 1:03-cr-00779 Document #: 126 Filed: 11/29/04 Page 4 of 16 PageID #:647
Case: 1:03-cr-00779 Document #: 126 Filed: 11/29/04 Page 5 of 16 PageID #:648
Case: 1:03-cr-00779 Document #: 126 Filed: 11/29/04 Page 6 of 16 PageID #:649
Case: 1:03-cr-00779 Document #: 126 Filed: 11/29/04 Page 7 of 16 PageID #:650
Case: 1:03-cr-00779 Document #: 126 Filed: 11/29/04 Page 8 of 16 PageID #:651
Case: 1:03-cr-00779 Document #: 126 Filed: 11/29/04 Page 9 of 16 PageID #:652
Case: 1:03-cr-00779 Document #: 126 Filed: 11/29/04 Page 10 of 16 PageID #:653
Case: 1:03-cr-00779 Document #: 126 Filed: 11/29/04 Page 11 of 16 PageID #:654
Case: 1:03-cr-00779 Document #: 126 Filed: 11/29/04 Page 12 of 16 PageID #:655
Case: 1:03-cr-00779 Document #: 126 Filed: 11/29/04 Page 13 of 16 PageID #:656
Case: 1:03-cr-00779 Document #: 126 Filed: 11/29/04 Page 14 of 16 PageID #:657
Case: 1:03-cr-00779 Document #: 126 Filed: 11/29/04 Page 15 of 16 PageID #:658
Case: 1:03-cr-00779 Document #: 126 Filed: 11/29/04 Page 16 of 16 PageID #:659
```

[Congressional Bills 112th Congress]
[From the U.S. Government Publishing Office]
[S. Res. 238 Introduced in Senate (IS)]

112th CONGRESS
  1st Session
S. RES. 238

 Designating the third week in January 2012 as ``Teen Cancer Awareness 
                                Week''.

_______________________________________________________________________

                   IN THE SENATE OF THE UNITED STATES

                             July 26, 2011

Mr. Menendez submitted the following resolution; which was referred to 
                     the Committee on the Judiciary

_______________________________________________________________________

                               RESOLUTION

 
 Designating the third week in January 2012 as ``Teen Cancer Awareness 
                                Week''.

Whereas cancer among adolescents is rare, but is still the leading cause of 
        death from disease in teenagers between 15 and 19 years of age;
Whereas teen cancer patients receive treatment at a number of different medical 
        establishments, including pediatric hospitals, pediatric oncology 
        centers, and adult cancer facilities;
Whereas teen cancer patients may feel out of place in any of these settings if 
        their clinical and psychosocial needs are not met;
Whereas 40 percent of cancer patients aged 14 and younger are enrolled in 
        clinical trials, compared with only 9 percent of cancer patients between 
        the ages of 15 and 24;
Whereas teens with cancer have unique concerns about their education, social 
        lives, body image, and infertility, among other concerns, and their 
        needs may be misunderstood or unacknowledged;
Whereas many adolescent cancer survivors have difficulty readjusting to school 
        and social settings, and experience anxiety, and in some cases face 
        increased learning difficulties; and
Whereas there exists an undeniable need not only to understand the biological 
        and clinical needs of teens with cancer, and to seek the prevention of 
        cancer in teens, but also to increase awareness in the larger community 
        about the unique challenges facing teens with cancer: Now, therefore, be 
        it
    Resolved, That the Senate designates the third week in January 2012 
as ``Teen Cancer Awareness Week'' in order to promote awareness about 
teen cancers and the unique medical and social needs of teens with 
cancer.
                                 <all>
```
# Official Journal C 423A/7 No

| | ISSN 1977-091X |
| --- | --- |
| Official Journal
  of the European Union | C 423A |
| | |
| English edition | Information and Notices | Volume 657 November 2022 |

ISSN 1977-091X

Official Journal

of the European Union

C 423A

English edition

Information and Notices

Volume 657 November 2022

---

| Contents | page |
| --- | --- |
| | V   Announcements |
| | ADMINISTRATIVE PROCEDURES |
| | Court of Auditors |
| 2022/C 423 A/01 | Vacancy notice ECA/2022/20 – Director – one post (AD function group, grade 14) – Information, Workplace and Innovation (SG2) | 1 |

Contents

page

V   Announcements

ADMINISTRATIVE PROCEDURES

Court of Auditors

2022/C 423 A/01

Vacancy notice ECA/2022/20 – Director – one post (AD function group, grade 14) – Information, Workplace and Innovation (SG2)

1

---

| EN | |
| --- | --- |

EN
<PAGE>

                                  Exhibit 99.2

                      Statement of Chief Financial Officer
         Pursuant to Section 1350 of Title 18 of the United States Code

Pursuant to Section 1350 of Title 18 of the United States Code, the undersigned,
Michael V. Valenza, the Senior Vice President-Finance and Chief Financial
Officer of Radnor Holdings Corporation (the "Company"), hereby certifies that:

         The Company's Form 10-Q Quarterly Report for the period ended September
         27, 2002 (the "Report") fully complies with the requirements of Section
         15(d) of the Securities Exchange Act of 1934; and

         The information contained in the Report fairly presents, in all
         material respects, the financial condition and results of operations of
         the Company.

Dated:  November 12, 2002                   /s/ Michael V. Valenza
                                            ------------------------------------
                                            Michael V. Valenza
                                            Senior Vice President-Finance and
                                            Chief Financial Officer
# C_2019280EN.01004801.xml

| 19.8.2019 | EN | Official Journal of the European Union | C 280/48 |
| --- | --- | --- | --- |

19.8.2019

EN

Official Journal of the European Union

C 280/48

---

Action brought on 28 June 2019 — Malerba v Parliament

(Case T-405/19)

(2019/C 280/67)

Language of the case: Italian

Parties

Applicant: Franco Malerba (Issy-les-Moulineaux, France) (represented by: M. Merola and L. Florio, lawyers)

Defendant: European Parliament

Form of order sought

The applicant claims that the Court should:

| — | declare non-existent or annul in its entirety the measure of which the applicant was informed by means of the contested communication, in which the European Parliament re-determined retirement pension rights and ordered recovery of the amount paid on the basis of the earlier pension calculation; |
| --- | --- |

—

declare non-existent or annul in its entirety the measure of which the applicant was informed by means of the contested communication, in which the European Parliament re-determined retirement pension rights and ordered recovery of the amount paid on the basis of the earlier pension calculation;

| — | order the European Parliament to refund all the sums unduly withheld, and to pay statutory interest from the date of withholding to the date of payment and order the European Parliament to implement the judgment and undertake all the necessary initiatives, acts or measures to ensure the immediate, full re-establishment of the original pension amount; |
| --- | --- |

—

order the European Parliament to refund all the sums unduly withheld, and to pay statutory interest from the date of withholding to the date of payment and order the European Parliament to implement the judgment and undertake all the necessary initiatives, acts or measures to ensure the immediate, full re-establishment of the original pension amount;

| — | order the European Parliament to pay the costs. |
| --- | --- |

—

order the European Parliament to pay the costs.

Pleas in law and main arguments

The pleas in law and main arguments are similar to those relied on in Case T-389/19, Coppo Gavazzi v Parliament.

---
# C_2021028EN.01003701.xml

| 25.1.2021 | EN | Official Journal of the European Union | C 28/37 |
| --- | --- | --- | --- |

25.1.2021

EN

Official Journal of the European Union

C 28/37

---

Judgment of the General Court of 25 November 2020 –Bronckers v Commission

(Case T-166/19) (1)

(Access to documents - Regulation (EC) No 1049/2001 - Agreement between the European Community and the United Mexican States on the mutual recognition and protection of designations for spirit drinks - Documents submitted within the framework of the Joint Committee - Refusal to grant access - Exception relating to the protection of the public interest in respect of international relations - Exception relating to the protection of the commercial interests of a third party)

(2021/C 28/57)

Language of the case: English

Parties

Applicant: Marco Bronckers (Brussels, Belgium) (represented by: P. Kreijger, lawyer)

Defendant: European Commission (represented by: C. Ehrbar and A. Spina, acting as Agents)

Re:

Application pursuant to Article 263 TFEU seeking annulment of Commission Decision C(2019) 150 final of 10 January 2019, rejecting the confirmatory application for access to the documents ‘Tequila cases found by the Tequila Regulatory Council to be informed to the European Commission (Ares(2018 4023479)’ and ‘Verification Reports in the European Market (Reportes de Verificación en el Mercado Europeo) (Ares(2018) 4023509)’.

Operative part of the judgment

The Court:

| 1. | Dismisses the action; |
| --- | --- |

1.

Dismisses the action;

| 2. | Orders Mr Marco Bronckers to pay the costs. |
| --- | --- |

2.

Orders Mr Marco Bronckers to pay the costs.

---

(1)  OJ C 164, 13.5.2019.

---
Exhibit 32.2

CERTIFICATION OF  CHIEF FINANCIAL OFFICER  OF PACIFIC ENERGY MANAGEMENT LLC  PURSUANT TO 18 U.S.C. § 1350

Pursuant to 18 U.S.C. § 1350 and in connection with the accompanying report on Form 10-K for the year ended December 31,
2004 that is being filed concurrently with the Securities and Exchange Commission on the date hereof (the "Report"), the undersigned officer of Pacific Energy Management LLC, general partner of
Pacific Energy GP, LP, which is the general partner of Pacific Energy Partners, L.P. and Subsidiaries (the "Partnership") hereby certifies that:

1.     The
Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and

2.     The
information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Partnership.

| |  | /s/GERALD A. TYWONIUKGerald A. Tywoniuk
March 10, 2005
| |  | ------------------------------------------------------

---



QuickLinks
Exhibit 31.1

CERTIFICATION

I,
Hong Liang Lu, certify that:

1.     I
have reviewed this quarterly report on Form 10-Q/A of UTStarcom, Inc.;

2.     Based
on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in
light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;

3.     Based
on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition,
results of operations and cash flows of the registrant as of, and for, the periods presented in this report;

4.     The
registrant's other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act
Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f))
for the registrant and have:



5.     The
registrant's other certifying officer and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant's
auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions):



|Date: June 26, 2006                                                 | 
|------------------------------------------------------------------- | 
|/s/HONG LIANG LUHong Liang Lu President and Chief Executive Officer | 

---



QuickLinks
Exhibit 31.2
CERTIFICATION OF CHIEF EXECUTIVE OFFICER
PURSUANT TO SECTION 302 OF SARBANES-OXLEY ACT

I, Gregory J. Dawson, certify that:
1. I have reviewed this annual report on Form 10-K of Kentucky Bancshares,
Inc.;
2. Based on my knowledge, this report does not contain any untrue statement
of a material fact or omit to state a material fact necessary to make the
statements made, in light of the circumstances under which such statements
were made, not misleading with respect to the period covered by this report;
3. Based on my knowledge, the financial statements, and other financial
information included in this report, fairly present in all material respects
the financial condition, results of operations and cash flows of the
registrant as of, and for, the periods presented in this report;
4. The registrant's other certifying officer and I are responsible for
establishing and maintaining disclosure controls and procedures (as defined
in Exchange Act Rules 13a-15(e) and 15d-15(e)) for the registrant and have:
a) Designed such disclosure controls and procedures, or caused such
disclosure controls and procedures to be designed under our supervision,
to ensure that material information relating to the registrant, including
its consolidated subsidiaries, is made known to us by others within those
entities, particularly during the period in which this report is being
prepared;
b) Evaluated the effectiveness of the registrant's disclosure controls and
procedures and presented in this report our conclusions about the
effectiveness of the disclosure controls and procedures, as of the end of
the period covered by this report based on such evaluation; and
c) Disclosed in this report any change in the registrant's internal
control over financial reporting that occurred during the registrant's
most recent fiscal quarter that has materially affected, or is reasonably
likely to materially affect, the registrant's internal control over
financial reporting; and
5. The registrant's other certifying officer and I have disclosed, based on
our most recent evaluation of internal control over financial reporting, to
the registrant's auditors and the audit committee of registrant's board of
directors (or persons performing the equivalent functions):
a) All significant deficiencies and material weaknesses in the design or
operation of internal control over financial reporting which are
reasonably likely to adversely affect the registrant's ability to record,
process, summarize and report financial information; and
b) Any fraud, whether or not material, that involves management or other
employees who have a significant role in the registrant's internal
controls over financial reporting.
Date:   March 30, 2004
BY  /s/ Gregory J. Dawson
Gregory J. Dawson
Chief Financial Officer
85
Exhibit 32.1

Certification of the Chief Executive Officer

Pursuant to 18 U.S.C. § 1350

Solely for the purposes of complying with 18 U.S.C. § 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, I, the
undersigned Chief Executive Officer of Nicholas Financial, Inc. (the Company), hereby certify, based on my knowledge, that the Annual Report on Form 10-K of the Company for the fiscal year ended March 31, 2010 (the
Report) fully complies with the requirements of Section 13(a) of the Securities Exchange Act of 1934 and that the information contained in the Report fairly presents, in all material respects, the financial condition and results of
operations of the Company.



/s/ Peter L. VosotasPeter L. VosotasChief Executive OfficerJune 14, 2010
Exhibit 99.1


      CERTIFICATION OF CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER
                                   PURSUANT TO
                             18 U.S.C. SECTION 1350,
                             AS ADOPTED PURSUANT TO
                  SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002


I, Lam Sai Wing, certify, pursuant to 18 U.S.C. Section 1350, as adopted
pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that (1) the
Quarterly Report of S.W. Lam, Inc. on Form 10-Q for the quarterly period ended
June 30, 2002 fully complies with the requirements of Section 13(a) or 15(d) of
the Securities Exchange Act of 1934 and (2) information contained in such Form
10-Q fairly presents in all material respects the financial condition and
results of operations of S.W. Lam, Inc.


                                 By: /s/ Lam Sai Wing
                                    -------------------------------------------
                                 Name: Lam Sai Wing
                                 Title: Chief Executive Officer
                                 November 21, 2002

I, Chan Yam Fai, Jane, certify, pursuant to 18 U.S.C. Section 1350, as adopted
pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that (1) the
Quarterly Report of S.W. Lam, Inc. on Form 10-Q for the quarterly period ended
June 30, 2002 fully complies with the requirements of Section 13(a) or 15(d) of
the Securities Exchange Act of 1934 and (2) information contained in such Form
10-Q fairly presents in all material respects the financial condition and
results of operations of S.W. Lam, Inc.


                                 By:  /s/ Chan Yam Fai, Jane
                                    --------------------------------------------
                                 Name: Chan Yam Fai, Jane
                                 Title: Chief Financial Officer
                                 November 21, 2002