IN THE COURT OF CRIMINAL APPEALS

OF TEXAS

NO. AP-77,071

JOHN RAY FALK, JR., Appellant

v.

THE STATE OF TEXAS

ON DIRECT APPEAL FROM CAUSE NO. 27347

IN THE 278 JUDICIAL DISTRICT COURT

TH

WALKER COUNTY

Per curiam.

ORDER

The above-styled and numbered cause is pending before this Court as a result of

Falk’s capital murder conviction and resulting sentence of death in the 278 Judicial

th

District Court of Walker County, Cause No. 27347, styled The State of Texas v. John Ray

Falk, Jr. On July 17, 2018, Jennae R. Swiergula and Jared Tyler of the Texas Defender

Service filed in this Court a “Motion to Appoint Counsel and Complete the Appellate

Record.”

The record reflects that, following his trial, Falk initially informed the court that he
Falk – 2

wanted to “request counsel for the appeal process.” But in a hearing which took place a

few weeks later on March 14, 2017, Falk stated, “I do want to waive my appellate rights,

and I do not want counsel.” The trial court determined that Falk’s waiver of his right to

counsel was knowing and voluntary and allowed Falk to proceed pro se. In yet another

hearing before the trial court on November 14, 2017, Falk informed the trial court that he

had retained attorney Timothy Gumkowski of the Texas Defender Service to represent

him pro bono. However, on June 27, 2018, Falk filed a document in this Court titled

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“Appellant’s Notice of Intent to Expedite the Appeal.” Falk stated in that document that

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he wished “to abstain from representation of the Texas Defender Services or the Office of

Capital and Forensic Writs, in the effort to expedite this process with as much swiftness

as this Court might allow.” Falk explained that, “[h]aving surrendered to the State’s over

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zealous charges and accepted the excessively abusive punishment, . . . [he] now seeks for

this Court to expedite the cause number back to the District Court for the granting of an

execution date.”

 Falk’s brief was initially due on January 22, 2018. Gumkowski sought and obtained an 1

extension until April 23, 2018. When Gumkowski left the Texas Defender Service in February

2018, he withdrew from this case and Swiergula and Tyler were substituted in his place. Tyler

sought and obtained an extension to July 23, 2018. 

 It appears from this document that Falk wishes to again proceed pro se and waive his 2

right to direct appeal. Although he may not waive his direct appeal in this case, he may under the

proper circumstances waive counsel on appeal and proceed pro se.

 The record reflects that the trial court signed an order in February 2018 appointing the 3

Office of Capital and Forensic Writs to represent Falk in state habeas proceedings.
Falk – 3

In their motion before this Court, Swiergula and Tyler request us “to appoint them,

without payment for fees or expenses, to prepare and file an Appellant’s Brief in this

direct appeal proceeding[.]” They also contend that “the record on appeal is incomplete

and this Court should order it completed before proceeding.”

Because the trial court is in a better position to address these issues, we abate the

appeal and remand this cause to the trial court. The trial court shall make findings of fact

regarding whether or not Falk currently wishes to proceed pro se on direct appeal. The

trial court shall also address the items that Swiergula and Tyler have identified as missing

from the appellate record. The trial court shall make findings of fact regarding whether

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the items in question have been omitted from the record, and if so, whether they should be

included. If the trial court determines that certain items need not be included in the

record, then the trial court shall state its reasons for making that determination. If the trial

court determines that any relevant items have been omitted from the clerk’s record or

reporter’s record, then the trial court shall direct the clerk and/or court reporter to prepare,

certify, and file in this Court a supplemental record containing the omitted items. See

TEX. R. APP. P. 34.5(c)(1) & 34.6(d).

We note that Swiergula and Tyler have requested that the juror questionnaires be 4

included in the appellate record. They must first present their request for the disclosure of this

information to the trial court. See TEX. CODE CRIM. PROC. Art. 35.29. In addition, they have

requested “[t]he record of proceedings under Cause No. 12-04731-CRF-272, pursuant to which

Mr. Falk was first prosecuted for the same underlying offense and resulting in a mistrial.” The

record of proceedings held under a different cause number is not a part of the appellate record in

the instant case.
Falk – 4

The findings shall be made by the trial court and any necessary supplements shall

be filed in this Court within 30 days of the date of this order. Falk’s brief will be due in

this Court within 30 days thereafter. No further motions for extension will be entertained

by this Court.

IT IS SO ORDERED THIS THE 25 DAY OF JULY, 2018.

TH

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