40316 Federal Register / Vol. 86, No. 142 / Wednesday, July 28, 2021 / Rules and Regulations 

OFFICE OF FOREIGN ASSETS 

CONTROL 

Ukraine Related Sanctions Regulations 

31 CFR Part 589 

General License No. 15I 

Authorizing Certain Activities 

Involving GAZ Group 

(a) Except as provided in paragraphs 

(c) and (d) of this general license, 

transactions and activities otherwise 

prohibited by the Ukraine Related 

Sanctions Regulations, 31 CFR part 589 

(URSR), that are ordinarily incident and 

necessary to the manufacture and sale of 

existing and new models of vehicles, 

components, and spare parts, including 

automobiles, light commercial vehicles, 

trucks, buses, engines/powertrains, 

produced by GAZ Group, or any entity 

in which GAZ Group owns, directly or 

indirectly, a 50 percent or greater 

interest, are authorized through 12:01 

a.m. eastern standard time, January 26, 

2022, including: 

• Research, design, development, 

production, modification, upgrade, 

certification, distribution, and 

marketing; 

• Provision or receipt of services, 

including warranty, maintenance, 

logistics, storage, shipping, insurance, 

security, brokerage, legal, banking and 

financial (including financing and 

renegotiation of debt), technical and 

engineering, advertising, and customer 

services; 

• Entry into joint ventures, contract 

manufacturing agreements, supplier 

contracts, and other new contracts 

associated with activities authorized by 

paragraph (a); 

• Payment and receipt of dividends 

and other funds owed by or to GAZ 

Group relating to activities authorized 

by paragraph (a); 

• The conduct of financial 

transactions associated with activities 

authorized by paragraph (a); and 

• Activities necessary for compliance 

with paragraph (f)(1)(i), including 

financial auditing services. 

(b) Except as provided in paragraphs 

(c) and (d) of this general license, all 

transactions and activities otherwise 

prohibited by the URSR that are 

ordinarily incident and necessary to the 

maintenance or wind down of 

operations, contracts, or other 

agreements involving GAZ Group, or 

any other entity in which GAZ Group 

owns, directly or indirectly, a 50 

percent or greater interest, and that were 

in effect prior to April 6, 2018, 

including the importation of goods, 

services, or technology into the United 

States, are authorized through 12:01 

a.m. eastern standard time, January 26, 

2022. 

(c) All funds in accounts of blocked 

persons identified in paragraphs (a) and 

(b) that were blocked as of 12:01 a.m. 

eastern daylight time, May 22, 2018, 

remain blocked, except that such funds 

may be used for the activities authorized 

by this general license. 

(d) This general license does not 

authorize: 

(1) The divestiture or transfer of debt, 

equity, or other holdings in, to, or for 

the benefit of the blocked persons 

described above; 

(2) Any transactions or dealings 

otherwise prohibited by any other part 

of 31 CFR chapter V, or any transactions 

or dealings with any blocked person 

other than the blocked persons 

described in paragraphs (a) and (b) of 

this general license; or 

(3) The unblocking of any property 

blocked pursuant to any part of 31 CFR 

chapter V, except as authorized by 

paragraphs (a) or (b). 

(e) U.S. persons participating in 

transactions authorized by this general 

license are required, within 10 business 

days after the expiration date of this 

general license, to file a detailed report 

of each transaction, including the names 

and addresses of parties involved, the 

type and scope of activities conducted, 

and the dates on which the activities 

occurred, via email to OFACReport@

treasury.gov (preferred) or mail to Office 

of Foreign Assets Control, Office of 

Compliance and Enforcement, U.S. 

Department of the Treasury, 1500 

Pennsylvania Avenue NW, Freedman’s 

Bank Building, Washington, DC 20220. 

(f)(1) GAZ Group is required to 

provide the following information to 

OFAC: 

(i) Audited financial statements and 

board meeting minutes for GAZ Group, 

reports of composition and changes to 

GAZ Group’s Board of Directors, lists of 

any new joint ventures entered into by 

GAZ Group and any joint ventures 

under development by GAZ Group in 

which GAZ Group is a participant, and 

financing agreements entered into by 

GAZ Group valued at or exceeding $5 

million U.S. dollars. This information 

must be reported within five days of the 

close of each calendar quarter. 

(ii) Certification that GAZ Group is 

not acting for or on behalf of Mr. Oleg 

Deripaska or any other person included 

on OFAC’s list of Specially Designated 

Nationals and Blocked Persons, and that 

control over the actions, policies, and 

decisions of the company rests with 

GAZ Group’s Board of Directors and 

shareholders. This information must be 

reported within five days of the close of 

each calendar month. 

(2) Information reported under 

paragraph (f)(1) of this general license 

must reference General License 15J and 

be sent via email to OFACReport@

treasury.gov (preferred) or mail to Office 

of Foreign Assets Control, Office of 

Compliance and Enforcement, U.S. 

Department of the Treasury, 1500 

Pennsylvania Avenue NW, Freedman’s 

Bank Building, Washington, DC 20220. 

(g) Effective December 23, 2020, 

General License No. 15I, dated July 16, 

2020, is replaced and superseded in its 

entirety by this General License No. 15J. 

Bradley T. Smith, 

Deputy Director, Office of Foreign Assets 

Control. 

Dated: December 23, 2020. 

Dated: July 19, 2021. 

Bradley T. Smith, 

Acting Director, Office of Foreign Assets 

Control. 

[FR Doc. 2021–15669 Filed 7–27–21; 8:45 am] 

BILLING CODE 4810–AL–P 

DEPARTMENT OF THE TREASURY 

Office of Foreign Assets Control 

31 CFR Part 589 

Publication of Ukraine-Related Web 

General License 13 and Subsequent 

Iterations 

AGENCY: Office of Foreign Assets 

Control, Treasury. 

ACTION: Publication of web general 

licenses. 

SUMMARY: The Department of the 

Treasury’s Office of Foreign Assets 

Control (OFAC) is publishing 17 

Ukraine-related web general licenses 

(GLs) in the Federal Register: GL 13, GL 

13A, GL 13B, GL 13C, GL 13D, GL 13E, 

GL 13F, GL 13G, GL 13H, GL 13I, GL 

13J, GL 13K, GL 13L, GL 13M, GL 13N, 

and GL 13O, each of which is now 

expired, and was previously issued on 

OFAC’s website, as well as GL 13P, 

which was also previously issued on 

OFAC’s website. 

DATES: GL 13P was issued on December 

23, 2020 and expires on January 26, 

2022. See SUPPLEMENTARY INFORMATION

of this rule for additional relevant dates. 

FOR FURTHER INFORMATION CONTACT: 

OFAC: Assistant Director for Licensing, 

202–622–2480; Assistant Director for 

Regulatory Affairs, 202–622–4855; or 

Assistant Director for Sanctions 

Compliance & Evaluation, 202–622– 

2490. 

SUPPLEMENTARY INFORMATION: 


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Federal Register / Vol. 86, No. 142 / Wednesday, July 28, 2021 / Rules and Regulations 40317 

Electronic Availability 

This document and additional 

information concerning OFAC are 

available on OFAC’s website: 

www.treasury.gov/ofac. 

Background 

On March 6, 2014, the President, 

invoking the authority of, inter alia, the 

International Emergency Economic 

Powers Act (50 U.S.C. 1701–1706) 

(IEEPA), issued Executive Order (E.O.) 

13660, ‘‘Blocking Property of Certain 

Persons Contributing to the Situation in 

Ukraine’’ (79 FR 13493, March 10, 

2014). In E.O. 13660, the President 

determined that the actions and policies 

of persons including persons who have 

asserted governmental authority in the 

Crimean region without the 

authorization of the Government of 

Ukraine that undermine democratic 

processes and institutions in Ukraine; 

threaten its peace, security, stability, 

sovereignty, and territorial integrity; and 

contribute to the misappropriation of its 

assets, constitute an unusual and 

extraordinary threat to the national 

security and foreign policy of the United 

States, and declared a national 

emergency to deal with that threat. 

The President subsequently issued 

E.O. 13661 of March 16, 2014, 

‘‘Blocking Property of Additional 

Persons Contributing to the Situation in 

Ukraine’’ (79 FR 15535, March 19, 

2014), and E.O. 13662 of March 20, 

2014, ‘‘Blocking Property of Additional 

Persons Contributing to the Situation in 

Ukraine’’ (79 FR 16169, March 20, 

2014), pursuant to the national 

emergency declared in E.O. 13660. E.O. 

13661 and E.O. 13662 expanded the 

scope of the national emergency 

declared in E.O. 13660. On May 8, 2014, 

OFAC published the Ukraine Related 

Sanctions Regulations, 31 CFR part 589 

(the ‘‘Regulations’’), to implement E.O. 

13660, E.O. 13661, and E.O. 13662 (79 

FR 26365, May 8, 2014). The President 

has issued additional Executive orders 

pursuant to the national emergency 

declared in E.O. 13660, and expanded 

in E.O. 13661 and E.O. 13662, which are 

not discussed in this publication as they 

are not relevant to the web GLs being 

published. 

OFAC, in consultation with the 

Department of State, issued GL 13 on 

April 6, 2018, pursuant to the 

Regulations, to authorize certain 

transactions and activities with specific 

blocked entities that were otherwise 

prohibited by the Regulations. Subject 

to certain conditions, GL 13 authorized 

activities and transactions that were 

ordinarily incident and necessary to 

divest or transfer debt, equity, or other 

holdings in the entities to a non-U.S. 

person, or facilitate the transfer of debt, 

equity, or other holdings in the entities 

by a non U.S. person to another nonU.S. person. Subsequently, OFAC 

issued 16 further iterations of GL 13, 

which extended and expanded the 

authorization to include entities in 

which those entities owned, directly or 

indirectly, a 50 percent or greater 

interest, and other issuer holdings, and 

in later iterations narrowed the scope of 

the authorization, due to the removal of 

two entities, EN+ Group PLC and 

United Company RUSAL PLC, from 

OFAC’s Specially Designated Nationals 

and Blocked Persons List on January 27, 

2019. 

On May 1, 2018, OFAC issued GL 13A 

which replaced and superseded GL 13; 

on May 31, 2018, OFAC issued GL 13B, 

which replaced and superseded GL 13A; 

on July 31, 2018, OFAC issued GL 13C, 

which replaced and superseded GL 13B; 

on September 21, 2018, OFAC issued 

GL 13D, which replaced and superseded 

GL 13C; on October 12, 2018, OFAC 

issued GL 13E, which replaced and 

superseded GL 13D; on October 19, 

2018, OFAC issued GL 13F, which 

replaced and superseded GL 13E; on 

November 9, 2018, OFAC issued GL 

13G, which replaced and superseded GL 

13F; on December 7, 2018, OFAC issued 

GL 13H, which replaced and superseded 

GL 13G; on December 20, 2018, OFAC 

issued GL 13I, which replaced and 

superseded GL 13H; on January 16, 

2019, OFAC issued GL 13J, which 

replaced and superseded GL 13I; on 

March 6, 2019, OFAC issued GL 13K, 

which replaced and superseded GL 13J; 

on June 26, 2019, OFAC issued GL 13L, 

which replaced and superseded GL 13K; 

on November 1, 2019, OFAC issued GL 

13M, which replaced and superseded 

GL 13L; on March 20, 2020, OFAC 

issued GL 13N, which replaced and 

superseded GL 13M; on July 16, 2020, 

OFAC issued GL 13O, which replaced 

and superseded GL 13N; and on 

December 23, 2020, OFAC issued GL 

13P, which replaced and superseded GL 

13O. GL 13P expires on January 26, 

2022. The texts of the following 17 GLs 

are provided below: GLs 13, 13A, 13B, 

13C, 13D, 13E, 13F, 13G, 13H, 13I, 13J, 

13K, 13L, 13M, 13N, 13O, and 13P. 

OFFICE OF FOREIGN ASSETS 

CONTROL 

Ukraine Related Sanctions Regulations 

31 CFR Part 589 

General License No. 13 

Authorizing Certain Transactions 

Necessary To Divest or Transfer Debt, 

Equity, or Other Holdings in Certain 

Blocked Persons 

(a) Except as provided in paragraph 

(c) of this general license, all 

transactions and activities otherwise 

prohibited by the Ukraine Related 

Sanctions Regulations, 31 CFR part 589, 

that are ordinarily incident and 

necessary to divest or transfer debt, 

equity, or other holdings in the 

following blocked persons to a non-U.S. 

person, or to facilitate the transfer of 

debt, equity, or other holdings in the 

following blocked persons by a non-U.S. 

person to another non-U.S. person, are 

authorized through 12:01 a.m. eastern 

daylight time, May 7, 2018: 

• EN+ Group PLC 

• GAZ Group 

• United Company RUSAL PLC 

(b) The transactions and activities 

authorized in paragraph (a) include 

facilitating, clearing, and settling 

transactions to divest to a non-U.S. 

person debt, equity, or other holdings in 

the blocked persons identified in 

paragraph (a), including on behalf of 

U.S. persons. 

(c) This general license does not 

authorize: 

(1) The unblocking of any property 

blocked pursuant to any part of 31 CFR 

chapter V, except as authorized by 

paragraph (a); 

(2) U.S. persons to sell debt, equity, or 

other holdings to; to purchase or invest 

in debt, equity, or other holdings in; or 

to facilitate such transactions with, 

directly or indirectly, any person whose 

property and interests in property are 

blocked pursuant to 31 CFR part 589, 

including the blocked persons identified 

in paragraph (a); 

(3) Any transactions or dealings 

involving the property or interests in 

property of any person whose property 

and interests in property are blocked 

pursuant to 31 CFR part 589 other than 

the blocked persons listed in paragraph 

(a) of this general license; or 

(4) Any transactions or dealings 

otherwise prohibited by any other part 

of 31 CFR chapter V. 

(d) U.S. persons participating in 

transactions authorized by this general 

license are required, within 10 business 

days after the expiration date of this 

general license, to file a comprehensive, 

detailed report of each transaction, 

including the names and addresses of 


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40318 Federal Register / Vol. 86, No. 142 / Wednesday, July 28, 2021 / Rules and Regulations 

parties involved, the type and scope of 

activities conducted, and the dates on 

which the activities occurred, with the 

Office of Foreign Assets Control, Office 

of Compliance and Enforcement, U.S. 

Department of the Treasury, 1500 

Pennsylvania Avenue NW, Freedman’s 

Bank Building, Washington, DC 20220, 

or via email to OFACReport@

treasury.gov. 

Andrea Gacki, 

Acting Director, Office of Foreign Assets 

Control. 

Dated: April 6, 2018. 

OFFICE OF FOREIGN ASSETS 

CONTROL 

Ukraine Related Sanctions Regulations 

31 CFR Part 589 

General License No. 13A 

Authorizing Certain Transactions 

Necessary To Divest or Transfer Debt, 

Equity, or Other Holdings in Certain 

Blocked Persons 

(a) Except as provided in paragraph 

(d) of this general license, all 

transactions and activities otherwise 

prohibited by the Ukraine Related 

Sanctions Regulations, 31 CFR part 589, 

that are ordinarily incident and 

necessary (1) to divest or transfer debt, 

equity, or other holdings in the 

following blocked persons to a non-U.S. 

person, or (2) to facilitate the transfer of 

debt, equity, or other holdings in the 

following blocked persons by a non-U.S. 

person to another non-U.S. person, are 

authorized through 12:01 a.m. eastern 

daylight time, June 6, 2018: 

• EN+ Group PLC 

• GAZ Group 

• United Company RUSAL PLC 

(b) Except as provided in paragraph 

(d) of this general license, all 

transactions and activities otherwise 

prohibited by 31 CFR part 589 that are 

ordinarily incident and necessary (1) to 

divest or transfer debt, equity, or other 

holdings in EN+ Group PLC, GAZ 

Group, or United Company RUSAL PLC, 

or in entities in which those persons 

own, directly or indirectly, a 50 percent 

or greater interest, that were issued by 

the persons listed below (hereinafter, 

‘‘Other Issuer Holdings’’), to a non-U.S. 

person; or (2) to facilitate the transfer of 

Other Issuer Holdings by a non-U.S. 

person to another non-U.S. person, are 

authorized through 12:01 a.m. eastern 

daylight time, June 6, 2018: 

• Irkutskenergo 

• GAZ Auto Plant 

• Rusal Capital Designated Activity 

Company 

(c) The transactions and activities 

authorized in paragraphs (a) and (b) 

include facilitating, clearing, and 

settling transactions to divest to a nonU.S. person debt, equity, or other 

holdings in EN+ Group PLC, GAZ 

Group, or United Company RUSAL PLC, 

or Other Issuer Holdings as described in 

paragraph (b), including on behalf of 

U.S. persons. 

(d) This general license does not 

authorize: 

(1) The unblocking of any property 

blocked pursuant to any other part of 31 

CFR chapter V; 

(2) U.S. persons to sell debt, equity, or 

other holdings to; to purchase or invest 

in debt, equity, or other holdings in; or 

to facilitate such transactions with, 

directly or indirectly, any person whose 

property and interests in property are 

blocked pursuant to 31 CFR part 589, 

including EN+ Group PLC, GAZ Group, 

or United Company RUSAL PLC, other 

than purchases of or investments in 

debt, equity, or other holdings in those 

persons, or Other Issuer Holdings as 

described in paragraph (b) (including 

settlement of purchases or sales that 

were pending on April 6, 2018), that are 

ordinarily incident and necessary to the 

divestment or transfer of debt, equity, or 

other holdings in EN+ Group PLC, GAZ 

Group, or United Company RUSAL PLC, 

or Other Issuer Holdings as described in 

paragraph (b); 

(3) Any transactions or dealings 

involving the property or interests in 

property of any person whose property 

and interests in property are blocked 

pursuant to 31 CFR part 589 other than 

EN+ Group PLC, GAZ Group, or United 

Company RUSAL PLC, or any entity in 

which those persons have a 50 percent 

or greater interest consistent with the 

authorization in paragraph (b) of this 

general license; or 

(4) Any transactions or dealings 

otherwise prohibited by any other part 

of 31 CFR chapter V. 

(e) U.S. persons participating in 

transactions authorized by this general 

license are required, within 10 business 

days after the expiration date of this 

general license, to file a comprehensive, 

detailed report of each transaction, 

including the names and addresses of 

parties involved, the type and scope of 

activities conducted, and the dates on 

which the activities occurred, with the 

Office of Foreign Assets Control, Office 

of Compliance and Enforcement, U.S. 

Department of the Treasury, 1500 

Pennsylvania Avenue NW, Freedman’s 

Bank Building, Washington, DC 20220, 

or via email to OFACReport@

treasury.gov. 

(f) Effective May 1, 2018, General 

License No. 13, dated April 6, 2018, is 

replaced and superseded in its entirety 

by this General License No. 13A. 

John E. Smith, 

Director, Office of Foreign Assets Control. 

Dated: May 1, 2018. 

OFFICE OF FOREIGN ASSETS 

CONTROL 

Ukraine Related Sanctions Regulations 

31 CFR Part 589 

General License No. 13B 

Authorizing Certain Transactions 

Necessary To Divest or Transfer Debt, 

Equity, or Other Holdings in Certain 

Blocked Persons 

(a) Except as provided in paragraph 

(d) of this general license, all 

transactions and activities otherwise 

prohibited by the Ukraine Related 

Sanctions Regulations, 31 CFR part 589, 

that are ordinarily incident and 

necessary (1) to divest or transfer debt, 

equity, or other holdings in the 

following blocked persons to a non-U.S. 

person, or (2) to facilitate the transfer of 

debt, equity, or other holdings in the 

following blocked persons by a non-U.S. 

person to another non-U.S. person, are 

authorized through 12:01 a.m. eastern 

daylight time, August 5, 2018: 

• EN+ Group PLC 

• GAZ Group 

• United Company RUSAL PLC 

(b) Except as provided in paragraph 

(d) of this general license, all 

transactions and activities otherwise 

prohibited by 31 CFR part 589 that are 

ordinarily incident and necessary (1) to 

divest or transfer debt, equity, or other 

holdings in EN+ Group PLC, GAZ 

Group, or United Company RUSAL PLC, 

or in entities in which those persons 

own, directly or indirectly, a 50 percent 

or greater interest, that were issued by 

the persons listed below (hereinafter, 

‘‘Other Issuer Holdings’’), to a non-U.S. 

person; or (2) to facilitate the transfer of 

Other Issuer Holdings by a non-U.S. 

person to another non-U.S. person, are 

authorized through 12:01 a.m. eastern 

daylight time, August 5, 2018: 

• Irkutskenergo 

• GAZ Auto Plant 

• Rusal Capital Designated Activity 

Company 

(c) The transactions and activities 

authorized in paragraphs (a) and (b) 

include facilitating, clearing, and 

settling transactions to divest to a nonU.S. person debt, equity, or other 

holdings in EN+ Group PLC, GAZ 

Group, or United Company RUSAL PLC, 

or Other Issuer Holdings as described in 

paragraph (b), including on behalf of 

U.S. persons. 

(d) This general license does not 

authorize: 


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Federal Register / Vol. 86, No. 142 / Wednesday, July 28, 2021 / Rules and Regulations 40319 

(1) The unblocking of any property 

blocked pursuant to any other part of 31 

CFR chapter V; 

(2) U.S. persons to sell debt, equity, or 

other holdings to; to purchase or invest 

in debt, equity, or other holdings in; or 

to facilitate such transactions with, 

directly or indirectly, any person whose 

property and interests in property are 

blocked pursuant to 31 CFR part 589, 

including EN+ Group PLC, GAZ Group, 

or United Company RUSAL PLC, other 

than purchases of or investments in 

debt, equity, or other holdings in those 

persons, or Other Issuer Holdings as 

described in paragraph (b) (including 

settlement of purchases or sales that 

were pending on April 6, 2018), that are 

ordinarily incident and necessary to the 

divestment or transfer of debt, equity, or 

other holdings in EN+ Group PLC, GAZ 

Group, or United Company RUSAL PLC, 

or Other Issuer Holdings as described in 

paragraph (b); 

(3) Any transactions or dealings 

involving the property or interests in 

property of any person whose property 

and interests in property are blocked 

pursuant to 31 CFR part 589 other than 

EN+ Group PLC, GAZ Group, or United 

Company RUSAL PLC, or any entity in 

which those persons have a 50 percent 

or greater interest consistent with the 

authorization in paragraph (b) of this 

general license; or 

(4) Any transactions or dealings 

otherwise prohibited by any other part 

of 31 CFR chapter V. 

(e) U.S. persons participating in 

transactions authorized by this general 

license are required, within 10 business 

days after the expiration date of this 

general license, to file a comprehensive, 

detailed report of each transaction, 

including the names and addresses of 

parties involved, the type and scope of 

activities conducted, and the dates on 

which the activities occurred, with the 

Office of Foreign Assets Control, Office 

of Compliance and Enforcement, U.S. 

Department of the Treasury, 1500 

Pennsylvania Avenue NW, Freedman’s 

Bank Building, Washington, DC 20220, 

or via email to OFACReport@

treasury.gov. 

(f) Effective May 31, 2018, General 

License No. 13A, dated May 1, 2018, is 

replaced and superseded in its entirety 

by this General License No. 13B. 

Andrea Gacki, 

Acting Director, Office of Foreign Assets 

Control. 

Dated: May 31, 2018. 

OFFICE OF FOREIGN ASSETS 

CONTROL 

Ukraine Related Sanctions Regulations 

31 CFR Part 589 

General License No. 13C 

Authorizing Certain Transactions 

Necessary To Divest or Transfer Debt, 

Equity, or Other Holdings in Certain 

Blocked Persons 

(a) Except as provided in paragraph 

(d) of this general license, all 

transactions and activities otherwise 

prohibited by the Ukraine Related 

Sanctions Regulations, 31 CFR part 589, 

that are ordinarily incident and 

necessary (1) to divest or transfer debt, 

equity, or other holdings in the 

following blocked persons to a non-U.S. 

person, or (2) to facilitate the transfer of 

debt, equity, or other holdings in the 

following blocked persons by a non-U.S. 

person to another non-U.S. person, are 

authorized through 12:01 a.m. eastern 

daylight time, October 23, 2018: 

• EN+ Group PLC 

• GAZ Group 

• United Company RUSAL PLC 

(b) Except as provided in paragraph 

(d) of this general license, all 

transactions and activities otherwise 

prohibited by 31 CFR part 589 that are 

ordinarily incident and necessary (1) to 

divest or transfer debt, equity, or other 

holdings in EN+ Group PLC, GAZ 

Group, or United Company RUSAL PLC, 

or in entities in which those persons 

own, directly or indirectly, a 50 percent 

or greater interest, that were issued by 

the persons listed below (hereinafter, 

‘‘Other Issuer Holdings’’), to a non-U.S. 

person; or (2) to facilitate the transfer of 

Other Issuer Holdings by a non-U.S. 

person to another non-U.S. person, are 

authorized through 12:01 a.m. eastern 

daylight time, October 23, 2018: 

• Irkutskenergo 

• GAZ Auto Plant 

• Rusal Capital Designated Activity 

Company 

(c) The transactions and activities 

authorized in paragraphs (a) and (b) 

include facilitating, clearing, and 

settling transactions to divest to a nonU.S. person debt, equity, or other 

holdings in EN+ Group PLC, GAZ 

Group, or United Company RUSAL PLC, 

or Other Issuer Holdings as described in 

paragraph (b), including on behalf of 

U.S. persons. 

(d) This general license does not 

authorize: 

(1) The unblocking of any property 

blocked pursuant to any other part of 31 

CFR chapter V; 

(2) U.S. persons to sell debt, equity, or 

other holdings to; to purchase or invest 

in debt, equity, or other holdings in; or 

to facilitate such transactions with, 

directly or indirectly, any person whose 

property and interests in property are 

blocked pursuant to 31 CFR part 589, 

including EN+ Group PLC, GAZ Group, 

or United Company RUSAL PLC, other 

than purchases of or investments in 

debt, equity, or other holdings in those 

persons, or Other Issuer Holdings as 

described in paragraph (b) (including 

settlement of purchases or sales that 

were pending on April 6, 2018), that are 

ordinarily incident and necessary to the 

divestment or transfer of debt, equity, or 

other holdings in EN+ Group PLC, GAZ 

Group, or United Company RUSAL PLC, 

or Other Issuer Holdings as described in 

paragraph (b); 

(3) Any transactions or dealings 

involving the property or interests in 

property of any person whose property 

and interests in property are blocked 

pursuant to 31 CFR part 589 other than 

EN+ Group PLC, GAZ Group, or United 

Company RUSAL PLC, or any entity in 

which those persons have a 50 percent 

or greater interest consistent with the 

authorization in paragraph (b) of this 

general license; or 

(4) Any transactions or dealings 

otherwise prohibited by any other part 

of 31 CFR chapter V. 

(e) U.S. persons participating in 

transactions authorized by this general 

license are required, within 10 business 

days after the expiration date of this 

general license, to file a comprehensive, 

detailed report of each transaction, 

including the names and addresses of 

parties involved, the type and scope of 

activities conducted, and the dates on 

which the activities occurred, with the 

Office of Foreign Assets Control, Office 

of Compliance and Enforcement, U.S. 

Department of the Treasury, 1500 

Pennsylvania Avenue NW, Freedman’s 

Bank Building, Washington, DC 20220, 

or via email to OFACReport@

treasury.gov. 

(f) Effective July 31, 2018, General 

License No. 13B, dated May 31, 2018, is 

replaced and superseded in its entirety 

by this General License No. 13C. 

Andrea Gacki, 

Acting Director, Office of Foreign Assets 

Control. 

Dated: July 31, 2018. 


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40320 Federal Register / Vol. 86, No. 142 / Wednesday, July 28, 2021 / Rules and Regulations 

OFFICE OF FOREIGN ASSETS 

CONTROL 

Ukraine Related Sanctions Regulations 

31 CFR Part 589 

General License No. 13D 

Authorizing Certain Transactions 

Necessary To Divest or Transfer Debt, 

Equity, or Other Holdings in Certain 

Blocked Persons 

(a) Except as provided in paragraph 

(d) of this general license, all 

transactions and activities otherwise 

prohibited by the Ukraine Related 

Sanctions Regulations, 31 CFR part 589, 

that are ordinarily incident and 

necessary (1) to divest or transfer debt, 

equity, or other holdings in the 

following blocked persons to a non-U.S. 

person, or (2) to facilitate the transfer of 

debt, equity, or other holdings in the 

following blocked persons by a non-U.S. 

person to another non-U.S. person, are 

authorized through the Applicable 

Expiration Date, as defined in paragraph 

(f) of this general license: 

• EN+ Group PLC 

• GAZ Group 

• United Company RUSAL PLC 

(b) Except as provided in paragraph 

(d) of this general license, all 

transactions and activities otherwise 

prohibited by 31 CFR part 589 that are 

ordinarily incident and necessary (1) to 

divest or transfer debt, equity, or other 

holdings in EN+ Group PLC, GAZ 

Group, or United Company RUSAL PLC, 

or in entities in which those persons 

own, directly or indirectly, a 50 percent 

or greater interest, that were issued by 

the persons listed below (hereinafter, 

‘‘Other Issuer Holdings’’), to a non-U.S. 

person; or (2) to facilitate the transfer of 

Other Issuer Holdings by a non-U.S. 

person to another non-U.S. person, are 

authorized through the Applicable 

Expiration Date, as defined in paragraph 

(f) of this general license: 

• Irkutskenergo 

• GAZ Auto Plant 

• Rusal Capital Designated Activity 

Company 

(c) The transactions and activities 

authorized in paragraphs (a) and (b) 

include facilitating, clearing, and 

settling transactions to divest to a nonU.S. person debt, equity, or other 

holdings in EN+ Group PLC, GAZ 

Group, or United Company RUSAL PLC, 

or Other Issuer Holdings as described in 

paragraph (b), including on behalf of 

U.S. persons. 

(d) This general license does not 

authorize: 

(1) The unblocking of any property 

blocked pursuant to any other part of 

31 CFR chapter V; 

(2) U.S. persons to sell debt, equity, or 

other holdings to; to purchase or invest 

in debt, equity, or other holdings in; or 

to facilitate such transactions with, 

directly or indirectly, any person whose 

property and interests in property are 

blocked pursuant to 31 CFR part 589, 

including EN+ Group PLC, GAZ Group, 

or United Company RUSAL PLC, other 

than purchases of or investments in 

debt, equity, or other holdings in those 

persons, or Other Issuer Holdings as 

described in paragraph (b) (including 

settlement of purchases or sales that 

were pending on April 6, 2018), that are 

ordinarily incident and necessary to the 

divestment or transfer of debt, equity, or 

other holdings in EN+ Group PLC, GAZ 

Group, or United Company RUSAL PLC, 

or Other Issuer Holdings as described in 

paragraph (b); 

(3) Any transactions or dealings 

involving the property or interests in 

property of any person whose property 

and interests in property are blocked 

pursuant to 31 CFR part 589 other than 

EN+ Group PLC, GAZ Group, or United 

Company RUSAL PLC, or any entity in 

which those persons have a 50 percent 

or greater interest consistent with the 

authorization in paragraph (b) of this 

general license; or 

(4) Any transactions or dealings 

otherwise prohibited by any other part 

of 31 CFR chapter V. 

(e) U.S. persons participating in 

transactions authorized by this general 

license are required, within 10 business 

days after the expiration date of this 

general license, to file a comprehensive, 

detailed report of each transaction, 

including the names and addresses of 

parties involved, the type and scope of 

activities conducted, and the dates on 

which the activities occurred, with the 

Office of Foreign Assets Control, Office 

of Compliance and Enforcement, U.S. 

Department of the Treasury, 1500 

Pennsylvania Avenue NW, Freedman’s 

Bank Building, Washington, DC 20220, 

or via email to OFACReport@

treasury.gov. 

(f) For purposes of this general 

license, the term Applicable Expiration 

Date means: 

(1) With respect to transactions 

authorized by this general license 

involving GAZ Group or entities in 

which GAZ Group owns, directly or 

indirectly, a 50 percent or greater 

interest, 12:01 a.m. eastern daylight 

time, October 23, 2018; and 

(2) With respect to transactions 

authorized by this general license 

involving EN+ Group PLC or United 

Company RUSAL PLC, or entities in 

which those persons own, directly or 

indirectly, a 50 percent or greater 

interest, 12:01 eastern standard time, 

November 12, 2018. 

(g) Effective September 21, 2018, 

General License No. 13C, dated July 31, 

2018, is replaced and superseded in its 

entirety by this General License No. 

13D. 

Andrea Gacki, 

Director, Office of Foreign Assets Control. 

Dated: September 21, 2018. 

OFFICE OF FOREIGN ASSETS 

CONTROL 

Ukraine Related Sanctions Regulations 

31 CFR Part 589 

General License No. 13E 

Authorizing Certain Transactions 

Necessary To Divest or Transfer Debt, 

Equity, or Other Holdings in Certain 

Blocked Persons 

(a) Except as provided in paragraph 

(d) of this general license, all 

transactions and activities otherwise 

prohibited by the Ukraine Related 

Sanctions Regulations, 31 CFR part 589, 

that are ordinarily incident and 

necessary (1) to divest or transfer debt, 

equity, or other holdings in the 

following blocked persons to a non-U.S. 

person, or (2) to facilitate the transfer of 

debt, equity, or other holdings in the 

following blocked persons by a non-U.S. 

person to another non-U.S. person, are 

authorized through the Applicable 

Expiration Date, as defined in paragraph 

(f) of this general license: 

• EN+ Group PLC 

• GAZ Group 

• United Company RUSAL PLC 

(b) Except as provided in paragraph 

(d) of this general license, all 

transactions and activities otherwise 

prohibited by 31 CFR part 589 that are 

ordinarily incident and necessary (1) to 

divest or transfer debt, equity, or other 

holdings in EN+ Group PLC, GAZ 

Group, or United Company RUSAL PLC, 

or in entities in which those persons 

own, directly or indirectly, a 50 percent 

or greater interest, that were issued by 

the persons listed below (hereinafter, 

‘‘Other Issuer Holdings’’), to a non-U.S. 

person; or (2) to facilitate the transfer of 

Other Issuer Holdings by a non-U.S. 

person to another non-U.S. person, are 

authorized through the Applicable 

Expiration Date, as defined in paragraph 

(f) of this general license: 

• Irkutskenergo 

• GAZ Auto Plant 

• Rusal Capital Designated Activity 

Company 

(c) The transactions and activities 

authorized in paragraphs (a) and (b) 

include facilitating, clearing, and 

settling transactions to divest to a nonVerDate Sep<11>2014 16:30 Jul 27, 2021 Jkt 253001 PO 00000 Frm 00022 Fmt 4700 Sfmt 4700 E:\FR\FM\28JYR1.SGM 28JYR1

khammond on DSKJM1Z7X2PROD with RULES
Federal Register / Vol. 86, No. 142 / Wednesday, July 28, 2021 / Rules and Regulations 40321 

U.S. person debt, equity, or other 

holdings in EN+ Group PLC, GAZ 

Group, or United Company RUSAL PLC, 

or Other Issuer Holdings as described in 

paragraph (b), including on behalf of 

U.S. persons. 

(d) This general license does not 

authorize: 

(1) The unblocking of any property 

blocked pursuant to any other part of 31 

CFR chapter V; 

(2) U.S. persons to sell debt, equity, or 

other holdings to; to purchase or invest 

in debt, equity, or other holdings in; or 

to facilitate such transactions with, 

directly or indirectly, any person whose 

property and interests in property are 

blocked pursuant to 31 CFR part 589, 

including EN+ Group PLC, GAZ Group, 

or United Company RUSAL PLC, other 

than purchases of or investments in 

debt, equity, or other holdings in those 

persons, or Other Issuer Holdings as 

described in paragraph (b) (including 

settlement of purchases or sales that 

were pending on April 6, 2018), that are 

ordinarily incident and necessary to the 

divestment or transfer of debt, equity, or 

other holdings in EN+ Group PLC, GAZ 

Group, or United Company RUSAL PLC, 

or Other Issuer Holdings as described in 

paragraph (b); 

(3) Any transactions or dealings 

involving the property or interests in 

property of any person whose property 

and interests in property are blocked 

pursuant to 31 CFR part 589 other than 

EN+ Group PLC, GAZ Group, or United 

Company RUSAL PLC, or any entity in 

which those persons have a 50 percent 

or greater interest consistent with the 

authorization in paragraph (b) of this 

general license; or 

(4) Any transactions or dealings 

otherwise prohibited by any other part 

of 31 CFR chapter V. 

(e) U.S. persons participating in 

transactions authorized by this general 

license are required, within 10 business 

days after the expiration date of this 

general license, to file a comprehensive, 

detailed report of each transaction, 

including the names and addresses of 

parties involved, the type and scope of 

activities conducted, and the dates on 

which the activities occurred, with the 

Office of Foreign Assets Control, Office 

of Compliance and Enforcement, U.S. 

Department of the Treasury, 1500 

Pennsylvania Avenue NW, Freedman’s 

Bank Building, Washington, DC 20220, 

or via email to OFACReport@

treasury.gov. 

(f) For purposes of this general 

license, the term Applicable Expiration 

Date means: 

(1) With respect to transactions 

authorized by this general license 

involving GAZ Group or entities in 

which GAZ Group owns, directly or 

indirectly, a 50 percent or greater 

interest, 12:01 a.m. eastern daylight 

time, October 23, 2018; and 

(2) With respect to transactions 

authorized by this general license 

involving EN+ Group PLC or United 

Company RUSAL PLC, or entities in 

which those persons own, directly or 

indirectly, a 50 percent or greater 

interest, 12:01 eastern standard time, 

December 12, 2018. 

(g) Effective October 12, 2018, General 

License No. 13D, dated September 21, 

2018, is replaced and superseded in its 

entirety by this General License No. 

13E. 

Andrea Gacki, 

Director, Office of Foreign Assets Control. 

Dated: October 12, 2018. 

OFFICE OF FOREIGN ASSETS 

CONTROL 

Ukraine Related Sanctions Regulations 

31 CFR Part 589 

General License No. 13F 

Authorizing Certain Transactions 

Necessary To Divest or Transfer Debt, 

Equity, or Other Holdings in Certain 

Blocked Persons 

(a) Except as provided in paragraph 

(d) of this general license, all 

transactions and activities otherwise 

prohibited by the Ukraine Related 

Sanctions Regulations, 31 CFR part 589, 

that are ordinarily incident and 

necessary (1) to divest or transfer debt, 

equity, or other holdings in the 

following blocked persons to a non-U.S. 

person, or (2) to facilitate the transfer of 

debt, equity, or other holdings in the 

following blocked persons by a non-U.S. 

person to another non-U.S. person, are 

authorized through the Applicable 

Expiration Date, as defined in paragraph 

(f) of this general license: 

• EN+ Group PLC 

• GAZ Group 

• United Company RUSAL PLC 

(b) Except as provided in paragraph 

(d) of this general license, all 

transactions and activities otherwise 

prohibited by 31 CFR part 589 that are 

ordinarily incident and necessary (1) to 

divest or transfer debt, equity, or other 

holdings in EN+ Group PLC, GAZ 

Group, or United Company RUSAL PLC, 

or in entities in which those persons 

own, directly or indirectly, a 50 percent 

or greater interest, that were issued by 

the persons listed below (hereinafter, 

‘‘Other Issuer Holdings’’), to a non-U.S. 

person; or (2) to facilitate the transfer of 

Other Issuer Holdings by a non-U.S. 

person to another non-U.S. person, are 

authorized through the Applicable 

Expiration Date, as defined in paragraph 

(f) of this general license: 

• Irkutskenergo 

• GAZ Auto Plant 

• Rusal Capital Designated Activity 

Company 

(c) The transactions and activities 

authorized in paragraphs (a) and (b) 

include facilitating, clearing, and 

settling transactions to divest to a nonU.S. person debt, equity, or other 

holdings in EN+ Group PLC, GAZ 

Group, or United Company RUSAL PLC, 

or Other Issuer Holdings as described in 

paragraph (b), including on behalf of 

U.S. persons. 

(d) This general license does not 

authorize: 

(1) The unblocking of any property 

blocked pursuant to any other part of 31 

CFR chapter V; 

(2) U.S. persons to sell debt, equity, or 

other holdings to; to purchase or invest 

in debt, equity, or other holdings in; or 

to facilitate such transactions with, 

directly or indirectly, any person whose 

property and interests in property are 

blocked pursuant to 31 CFR part 589, 

including EN+ Group PLC, GAZ Group, 

or United Company RUSAL PLC, other 

than purchases of or investments in 

debt, equity, or other holdings in those 

persons, or Other Issuer Holdings as 

described in paragraph (b) (including 

settlement of purchases or sales that 

were pending on April 6, 2018), that are 

ordinarily incident and necessary to the 

divestment or transfer of debt, equity, or 

other holdings in EN+ Group PLC, GAZ 

Group, or United Company RUSAL PLC, 

or Other Issuer Holdings as described in 

paragraph (b); 

(3) Any transactions or dealings 

involving the property or interests in 

property of any person whose property 

and interests in property are blocked 

pursuant to 31 CFR part 589 other than 

EN+ Group PLC, GAZ Group, or United 

Company RUSAL PLC, or any entity in 

which those persons have a 50 percent 

or greater interest consistent with the 

authorization in paragraph (b) of this 

general license; or 

(4) Any transactions or dealings 

otherwise prohibited by any other part 

of 31 CFR chapter V. 

(e) U.S. persons participating in 

transactions authorized by this general 

license are required, within 10 business 

days after the expiration date of this 

general license, to file a comprehensive, 

detailed report of each transaction, 

including the names and addresses of 

parties involved, the type and scope of 

activities conducted, and the dates on 

which the activities occurred, with the 

Office of Foreign Assets Control, Office 

of Compliance and Enforcement, U.S. 


khammond on DSKJM1Z7X2PROD with RULES
40322 Federal Register / Vol. 86, No. 142 / Wednesday, July 28, 2021 / Rules and Regulations 

Department of the Treasury, 1500 

Pennsylvania Avenue NW, Freedman’s 

Bank Building, Washington, DC 20220, 

or via email to OFACReport@

treasury.gov. 

(f) For purposes of this general 

license, the term Applicable Expiration 

Date means: 

(1) With respect to transactions 

authorized by this general license 

involving GAZ Group or entities in 

which GAZ Group owns, directly or 

indirectly, a 50 percent or greater 

interest, 12:01 a.m. eastern standard 

time, December 12, 2018; and 

(2) With respect to transactions 

authorized by this general license 

involving EN+ Group PLC or United 

Company RUSAL PLC, or entities in 

which those persons own, directly or 

indirectly, a 50 percent or greater 

interest, 12:01 eastern standard time, 

December 12, 2018. 

(g) Effective October 19, 2018, General 

License No. 13E, dated October 12, 

2018, is replaced and superseded in its 

entirety by this General License No. 

13F. 

Andrea Gacki, 

Director, Office of Foreign Assets Control. 

Dated: October 19, 2018. 

OFFICE OF FOREIGN ASSETS 

CONTROL 

Ukraine Related Sanctions Regulations 

31 CFR Part 589 

General License No. 13G 

Authorizing Certain Transactions 

Necessary To Divest or Transfer Debt, 

Equity, or Other Holdings in Certain 

Blocked Persons 

(a) Except as provided in paragraph 

(d) of this general license, all 

transactions and activities otherwise 

prohibited by the Ukraine Related 

Sanctions Regulations, 31 CFR part 589, 

that are ordinarily incident and 

necessary (1) to divest or transfer debt, 

equity, or other holdings in the 

following blocked persons to a non-U.S. 

person, or (2) to facilitate the transfer of 

debt, equity, or other holdings in the 

following blocked persons by a non-U.S. 

person to another non-U.S. person, are 

authorized through the Applicable 

Expiration Date, as defined in paragraph 

(f) of this general license: 

• EN+ Group PLC 

• GAZ Group 

• United Company RUSAL PLC 

(b) Except as provided in paragraph 

(d) of this general license, all 

transactions and activities otherwise 

prohibited by 31 CFR part 589 that are 

ordinarily incident and necessary (1) to 

divest or transfer debt, equity, or other 

holdings in EN+ Group PLC, GAZ 

Group, or United Company RUSAL PLC, 

or in entities in which those persons 

own, directly or indirectly, a 50 percent 

or greater interest, that were issued by 

the persons listed below (hereinafter, 

‘‘Other Issuer Holdings’’), to a non-U.S. 

person; or (2) to facilitate the transfer of 

Other Issuer Holdings by a non-U.S. 

person to another non-U.S. person, are 

authorized through the Applicable 

Expiration Date, as defined in paragraph 

(f) of this general license: 

• Irkutskenergo 

• GAZ Auto Plant 

• Rusal Capital Designated Activity 

Company 

(c) The transactions and activities 

authorized in paragraphs (a) and (b) 

include facilitating, clearing, and 

settling transactions to divest to a nonU.S. person debt, equity, or other 

holdings in EN+ Group PLC, GAZ 

Group, or United Company RUSAL PLC, 

or Other Issuer Holdings as described in 

paragraph (b), including on behalf of 

U.S. persons. 

(d) This general license does not 

authorize: 

(1) The unblocking of any property 

blocked pursuant to any other part of 31 

CFR chapter V; 

(2) U.S. persons to sell debt, equity, or 

other holdings to; to purchase or invest 

in debt, equity, or other holdings in; or 

to facilitate such transactions with, 

directly or indirectly, any person whose 

property and interests in property are 

blocked pursuant to 31 CFR part 589, 

including EN+ Group PLC, GAZ Group, 

or United Company RUSAL PLC, other 

than purchases of or investments in 

debt, equity, or other holdings in those 

persons, or Other Issuer Holdings as 

described in paragraph (b) (including 

settlement of purchases or sales that 

were pending on April 6, 2018), that are 

ordinarily incident and necessary to the 

divestment or transfer of debt, equity, or 

other holdings in EN+ Group PLC, GAZ 

Group, or United Company RUSAL PLC, 

or Other Issuer Holdings as described in 

paragraph (b); 

(3) Any transactions or dealings 

involving the property or interests in 

property of any person whose property 

and interests in property are blocked 

pursuant to 31 CFR part 589 other than 

EN+ Group PLC, GAZ Group, or United 

Company RUSAL PLC, or any entity in 

which those persons have a 50 percent 

or greater interest consistent with the 

authorization in paragraph (b) of this 

general license; or 

(4) Any transactions or dealings 

otherwise prohibited by any other part 

of 31 CFR chapter V. 

(e) U.S. persons participating in 

transactions authorized by this general 

license are required, within 10 business 

days after the expiration date of this 

general license, to file a comprehensive, 

detailed report of each transaction, 

including the names and addresses of 

parties involved, the type and scope of 

activities conducted, and the dates on 

which the activities occurred, with the 

Office of Foreign Assets Control, Office 

of Compliance and Enforcement, U.S. 

Department of the Treasury, 1500 

Pennsylvania Avenue NW, Freedman’s 

Bank Building, Washington, DC 20220, 

or via email to OFACReport@

treasury.gov. 

(f) For purposes of this general 

license, the term Applicable Expiration 

Date means 12:01 a.m. eastern standard 

time January 7, 2019. 

(g) Effective November 9, 2018, 

General License No. 13F, dated October 

19, 2018, is replaced and superseded in 

its entirety by this General License No. 

13G. 

Andrea Gacki, 

Director, Office of Foreign Assets Control. 

Dated: November 9, 2018. 

OFFICE OF FOREIGN ASSETS 

CONTROL 

Ukraine Related Sanctions Regulations 

31 CFR Part 589 

General License No. 13H 

Authorizing Certain Transactions 

Necessary To Divest or Transfer Debt, 

Equity, or Other Holdings in Certain 

Blocked Persons 

(a) Except as provided in paragraph 

(d) of this general license, all 

transactions and activities otherwise 

prohibited by the Ukraine Related 

Sanctions Regulations, 31 CFR part 589, 

that are ordinarily incident and 

necessary (1) to divest or transfer debt, 

equity, or other holdings in the 

following blocked persons to a non-U.S. 

person, or (2) to facilitate the transfer of 

debt, equity, or other holdings in the 

following blocked persons by a non-U.S. 

person to another non-U.S. person, are 

authorized through the Applicable 

Expiration Date, as defined in paragraph 

(f) of this general license: 

• EN+ Group PLC 

• GAZ Group 

• United Company RUSAL PLC 

(b) Except as provided in paragraph 

(d) of this general license, all 

transactions and activities otherwise 

prohibited by 31 CFR part 589 that are 

ordinarily incident and necessary (1) to 

divest or transfer debt, equity, or other 

holdings in EN+ Group PLC, GAZ 

Group, or United Company RUSAL PLC, 

or in entities in which those persons 

own, directly or indirectly, a 50 percent 

or greater interest, that were issued by 


khammond on DSKJM1Z7X2PROD with RULES
Federal Register / Vol. 86, No. 142 / Wednesday, July 28, 2021 / Rules and Regulations 40323 

the persons listed below (hereinafter, 

‘‘Other Issuer Holdings’’), to a non-U.S. 

person; or (2) to facilitate the transfer of 

Other Issuer Holdings by a non-U.S. 

person to another non-U.S. person, are 

authorized through the Applicable 

Expiration Date, as defined in paragraph 

(f) of this general license: 

• Irkutskenergo 

• GAZ Auto Plant 

• Rusal Capital Designated Activity 

Company 

(c) The transactions and activities 

authorized in paragraphs (a) and (b) 

include facilitating, clearing, and 

settling transactions to divest to a nonU.S. person debt, equity, or other 

holdings in EN+ Group PLC, GAZ 

Group, or United Company RUSAL PLC, 

or Other Issuer Holdings as described in 

paragraph (b), including on behalf of 

U.S. persons. 

(d) This general license does not 

authorize: 

(1) The unblocking of any property 

blocked pursuant to any other part of 31 

CFR chapter V; 

(2) U.S. persons to sell debt, equity, or 

other holdings to; to purchase or invest 

in debt, equity, or other holdings in; or 

to facilitate such transactions with, 

directly or indirectly, any person whose 

property and interests in property are 

blocked pursuant to 31 CFR part 589, 

including EN+ Group PLC, GAZ Group, 

or United Company RUSAL PLC, other 

than purchases of or investments in 

debt, equity, or other holdings in those 

persons, or Other Issuer Holdings as 

described in paragraph (b) (including 

settlement of purchases or sales that 

were pending on April 6, 2018), that are 

ordinarily incident and necessary to the 

divestment or transfer of debt, equity, or 

other holdings in EN+ Group PLC, GAZ 

Group, or United Company RUSAL PLC, 

or Other Issuer Holdings as described in 

paragraph (b); 

(3) Any transactions or dealings 

involving the property or interests in 

property of any person whose property 

and interests in property are blocked 

pursuant to 31 CFR part 589 other than 

EN+ Group PLC, GAZ Group, or United 

Company RUSAL PLC, or any entity in 

which those persons have a 50 percent 

or greater interest consistent with the 

authorization in paragraph (b) of this 

general license; or 

(4) Any transactions or dealings 

otherwise prohibited by any other part 

of 31 CFR chapter V. 

(e) U.S. persons participating in 

transactions authorized by this general 

license are required, within 10 business 

days after the expiration date of this 

general license, to file a comprehensive, 

detailed report of each transaction, 

including the names and addresses of 

parties involved, the type and scope of 

activities conducted, and the dates on 

which the activities occurred, with the 

Office of Foreign Assets Control, Office 

of Compliance and Enforcement, U.S. 

Department of the Treasury, 1500 

Pennsylvania Avenue NW, Freedman’s 

Bank Building, Washington, DC 20220, 

or via email to OFACReport@

treasury.gov. 

(f) For purposes of this general 

license, the term Applicable Expiration 

Date means 12:01 a.m. eastern standard 

time January 21, 2019. 

(g) Effective December 7, 2018, 

General License No. 13G, dated 

November 9, 2018, is replaced and 

superseded in its entirety by this 

General License No. 13H. 

Andrea Gacki, 

Director, Office of Foreign Assets Control. 

Dated: December 7, 2018. 

OFFICE OF FOREIGN ASSETS 

CONTROL 

Ukraine Related Sanctions Regulations 

31 CFR Part 589 

General License No. 13I 

Authorizing Certain Transactions 

Necessary To Divest or Transfer Debt, 

Equity, or Other Holdings in Certain 

Blocked Persons 

(a) Except as provided in paragraph 

(d) of this general license, all 

transactions and activities otherwise 

prohibited by the Ukraine Related 

Sanctions Regulations, 31 CFR part 589, 

that are ordinarily incident and 

necessary (1) to divest or transfer debt, 

equity, or other holdings in the 

following blocked persons to a non-U.S. 

person, or (2) to facilitate the transfer of 

debt, equity, or other holdings in the 

following blocked persons by a non-U.S. 

person to another non-U.S. person, are 

authorized through the Applicable 

Expiration Date, as defined in paragraph 

(f) of this general license: 

• EN+ Group PLC 

• GAZ Group 

• United Company RUSAL PLC 

(b) Except as provided in paragraph 

(d) of this general license, all 

transactions and activities otherwise 

prohibited by 31 CFR part 589 that are 

ordinarily incident and necessary (1) to 

divest or transfer debt, equity, or other 

holdings in EN+ Group PLC, GAZ 

Group, or United Company RUSAL PLC, 

or in entities in which those persons 

own, directly or indirectly, a 50 percent 

or greater interest, that were issued by 

the persons listed below (hereinafter, 

‘‘Other Issuer Holdings’’), to a non-U.S. 

person; or (2) to facilitate the transfer of 

Other Issuer Holdings by a non-U.S. 

person to another non-U.S. person, are 

authorized through the Applicable 

Expiration Date, as defined in paragraph 

(f) of this general license: 

• Irkutskenergo 

• GAZ Auto Plant 

• Rusal Capital Designated Activity 

Company 

(c) The transactions and activities 

authorized in paragraphs (a) and (b) 

include facilitating, clearing, and 

settling transactions to divest to a nonU.S. person debt, equity, or other 

holdings in EN+ Group PLC, GAZ 

Group, or United Company RUSAL PLC, 

or Other Issuer Holdings as described in 

paragraph (b), including on behalf of 

U.S. persons. 

(d) This general license does not 

authorize: 

(1) The unblocking of any property 

blocked pursuant to any other part of 31 

CFR chapter V; 

(2) U.S. persons to sell debt, equity, or 

other holdings to; to purchase or invest 

in debt, equity, or other holdings in; or 

to facilitate such transactions with, 

directly or indirectly, any person whose 

property and interests in property are 

blocked pursuant to 31 CFR part 589, 

including EN+ Group PLC, GAZ Group, 

or United Company RUSAL PLC, other 

than purchases of or investments in 

debt, equity, or other holdings in those 

persons, or Other Issuer Holdings as 

described in paragraph (b) (including 

settlement of purchases or sales that 

were pending on April 6, 2018), that are 

ordinarily incident and necessary to the 

divestment or transfer of debt, equity, or 

other holdings in EN+ Group PLC, GAZ 

Group, or United Company RUSAL PLC, 

or Other Issuer Holdings as described in 

paragraph (b); 

(3) Any transactions or dealings 

involving the property or interests in 

property of any person whose property 

and interests in property are blocked 

pursuant to 31 CFR part 589 other than 

EN+ Group PLC, GAZ Group, or United 

Company RUSAL PLC, or any entity in 

which those persons have a 50 percent 

or greater interest consistent with the 

authorization in paragraph (b) of this 

general license; or 

(4) Any transactions or dealings 

otherwise prohibited by any other part 

of 31 CFR chapter V. 

(e) U.S. persons participating in 

transactions authorized by this general 

license are required, within 10 business 

days after the expiration date of this 

general license, to file a comprehensive, 

detailed report of each transaction, 

including the names and addresses of 

parties involved, the type and scope of 

activities conducted, and the dates on 

which the activities occurred, with the 


khammond on DSKJM1Z7X2PROD with RULES
40324 Federal Register / Vol. 86, No. 142 / Wednesday, July 28, 2021 / Rules and Regulations 

Office of Foreign Assets Control, Office 

of Compliance and Enforcement, U.S. 

Department of the Treasury, 1500 

Pennsylvania Avenue NW, Freedman’s 

Bank Building, Washington, DC 20220, 

or via email to OFACReport@

treasury.gov. 

(f) For purposes of this general 

license, the term Applicable Expiration 

Date means: 

(1) With respect to transactions 

authorized by this general license 

involving GAZ Group or entities in 

which GAZ Group owns, directly or 

indirectly, a 50 percent or greater 

interest, 12:01 a.m. eastern standard 

time, March 7, 2019; and 

(2) With respect to transactions 

authorized by this general license 

involving EN+ Group PLC or United 

Company RUSAL PLC, or entities in 

which those persons own, directly or 

indirectly, a 50 percent or greater 

interest, 12:01 a.m. eastern standard 

time January 21, 2019. 

(g) Effective December 20, 2018, 

General License No. 13H, dated 

December 7, 2018, is replaced and 

superseded in its entirety by this 

General License No. 13I. 

Andrea Gacki, 

Director, Office of Foreign Assets Control. 

Dated: December 20, 2018. 

OFFICE OF FOREIGN ASSETS 

CONTROL 

Ukraine Related Sanctions Regulations 

31 CFR Part 589 

General License No. 13J 

Authorizing Certain Transactions 

Necessary To Divest or Transfer Debt, 

Equity, or Other Holdings in Certain 

Blocked Persons 

(a) Except as provided in paragraph 

(d) of this general license, all 

transactions and activities otherwise 

prohibited by the Ukraine Related 

Sanctions Regulations, 31 CFR part 589, 

that are ordinarily incident and 

necessary (1) to divest or transfer debt, 

equity, or other holdings in the 

following blocked persons to a non-U.S. 

person, or (2) to facilitate the transfer of 

debt, equity, or other holdings in the 

following blocked persons by a non-U.S. 

person to another non-U.S. person, are 

authorized through the Applicable 

Expiration Date, as defined in paragraph 

(f) of this general license: 

• EN+ Group PLC 

• GAZ Group 

• United Company RUSAL PLC 

(b) Except as provided in paragraph 

(d) of this general license, all 

transactions and activities otherwise 

prohibited by 31 CFR part 589 that are 

ordinarily incident and necessary (1) to 

divest or transfer debt, equity, or other 

holdings in EN+ Group PLC, GAZ 

Group, or United Company RUSAL PLC, 

or in entities in which those persons 

own, directly or indirectly, a 50 percent 

or greater interest, that were issued by 

the persons listed below (hereinafter, 

‘‘Other Issuer Holdings’’), to a non-U.S. 

person; or (2) to facilitate the transfer of 

Other Issuer Holdings by a non-U.S. 

person to another non-U.S. person, are 

authorized through the Applicable 

Expiration Date, as defined in paragraph 

(f) of this general license: 

• Irkutskenergo 

• GAZ Auto Plant 

• Rusal Capital Designated Activity 

Company 

(c) The transactions and activities 

authorized in paragraphs (a) and (b) 

include facilitating, clearing, and 

settling transactions to divest to a nonU.S. person debt, equity, or other 

holdings in EN+ Group PLC, GAZ 

Group, or United Company RUSAL PLC, 

or Other Issuer Holdings as described in 

paragraph (b), including on behalf of 

U.S. persons. 

(d) This general license does not 

authorize: 

(1) The unblocking of any property 

blocked pursuant to any other part of 31 

CFR chapter V; 

(2) U.S. persons to sell debt, equity, or 

other holdings to; to purchase or invest 

in debt, equity, or other holdings in; or 

to facilitate such transactions with, 

directly or indirectly, any person whose 

property and interests in property are 

blocked pursuant to 31 CFR part 589, 

including EN+ Group PLC, GAZ Group, 

or United Company RUSAL PLC, other 

than purchases of or investments in 

debt, equity, or other holdings in those 

persons, or Other Issuer Holdings as 

described in paragraph (b) (including 

settlement of purchases or sales that 

were pending on April 6, 2018), that are 

ordinarily incident and necessary to the 

divestment or transfer of debt, equity, or 

other holdings in EN+ Group PLC, GAZ 

Group, or United Company RUSAL PLC, 

or Other Issuer Holdings as described in 

paragraph (b); 

(3) Any transactions or dealings 

involving the property or interests in 

property of any person whose property 

and interests in property are blocked 

pursuant to 31 CFR part 589 other than 

EN+ Group PLC, GAZ Group, or United 

Company RUSAL PLC, or any entity in 

which those persons have a 50 percent 

or greater interest consistent with the 

authorization in paragraph (b) of this 

general license; or 

(4) Any transactions or dealings 

otherwise prohibited by any other part 

of 31 CFR chapter V. 

(e) U.S. persons participating in 

transactions authorized by this general 

license are required, within 10 business 

days after the expiration date of this 

general license, to file a comprehensive, 

detailed report of each transaction, 

including the names and addresses of 

parties involved, the type and scope of 

activities conducted, and the dates on 

which the activities occurred, with the 

Office of Foreign Assets Control, Office 

of Compliance and Enforcement, U.S. 

Department of the Treasury, 1500 

Pennsylvania Avenue NW, Freedman’s 

Bank Building, Washington, DC 20220, 

or via email to OFACReport@

treasury.gov. 

(f) For purposes of this general 

license, the term Applicable Expiration 

Date means: 

(1) With respect to transactions 

authorized by this general license 

involving GAZ Group or entities in 

which GAZ Group owns, directly or 

indirectly, a 50 percent or greater 

interest, 12:01 a.m. eastern standard 

time, March 7, 2019; and 

(2) With respect to transactions 

authorized by this general license 

involving EN+ Group PLC or United 

Company RUSAL PLC, or entities in 

which those persons own, directly or 

indirectly, a 50 percent or greater 

interest, 12:01 a.m. eastern standard 

time, January 28, 2019. 

(g) Effective January 16, 2019, General 

License No. 13I, dated December 20, 

2018, is replaced and superseded in its 

entirety by this General License No. 13J. 

Andrea Gacki, 

Director, Office of Foreign Assets Control. 

Dated: January 16, 2019. 

OFFICE OF FOREIGN ASSETS 

CONTROL 

Ukraine Related Sanctions Regulations 

31 CFR Part 589 

General License No. 13K 

Authorizing Certain Transactions 

Necessary To Divest or Transfer Debt, 

Equity, or Other Holdings in GAZ 

Group 

(a) Except as provided in paragraph 

(d) of this general license, all 

transactions and activities otherwise 

prohibited by the Ukraine Related 

Sanctions Regulations, 31 CFR part 589, 

that are ordinarily incident and 

necessary (1) to divest or transfer debt, 

equity, or other holdings in GAZ Group 

to a non-U.S. person, or (2) to facilitate 

the transfer of debt, equity, or other 

holdings in GAZ Group by a non-U.S. 

person to another non-U.S. person, are 

authorized through 12:01 a.m. eastern 

daylight time, July 6, 2019. 


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Federal Register / Vol. 86, No. 142 / Wednesday, July 28, 2021 / Rules and Regulations 40325 

(b) Except as provided in paragraph 

(d) of this general license, all 

transactions and activities otherwise 

prohibited by 31 CFR part 589 that are 

ordinarily incident and necessary (1) to 

divest or transfer debt, equity, or other 

holdings in GAZ Group, or in entities in 

which GAZ Group owns, directly or 

indirectly, a 50 percent or greater 

interest, that were issued by GAZ Auto 

Plant (hereinafter, ‘‘Other Issuer 

Holdings’’), to a non-U.S. person; or (2) 

to facilitate the transfer of Other Issuer 

Holdings by a non-U.S. person to 

another non-U.S. person, are authorized 

through 12:01 a.m. eastern daylight 

time, July 6, 2019. 

(c) The transactions and activities 

authorized in paragraphs (a) and (b) 

include facilitating, clearing, and 

settling transactions to divest to a nonU.S. person debt, equity, or other 

holdings in GAZ Group, or Other Issuer 

Holdings as described in paragraph (b), 

including on behalf of U.S. persons. 

(d) This general license does not 

authorize: 

(1) The unblocking of any property 

blocked pursuant to any other part of 31 

CFR chapter V; 

(2) U.S. persons to sell debt, equity, or 

other holdings to; to purchase or invest 

in debt, equity, or other holdings in; or 

to facilitate such transactions with, 

directly or indirectly, any person whose 

property and interests in property are 

blocked pursuant to 31 CFR part 589, 

including GAZ Group, other than 

purchases of or investments in debt, 

equity, or other holdings in those 

persons, or Other Issuer Holdings as 

described in paragraph (b) (including 

settlement of purchases or sales that 

were pending on April 6, 2018), that are 

ordinarily incident and necessary to the 

divestment or transfer of debt, equity, or 

other holdings in GAZ Group, or Other 

Issuer Holdings as described in 

paragraph (b); 

(3) Any transactions or dealings 

involving the property or interests in 

property of any person whose property 

and interests in property are blocked 

pursuant to 31 CFR part 589 other than 

GAZ Group, or any entity in which GAZ 

Group has a 50 percent or greater 

interest consistent with the 

authorization in paragraph (b) of this 

general license; or 

(4) Any transactions or dealings 

otherwise prohibited by any other part 

of 31 CFR chapter V. 

(e) U.S. persons participating in 

transactions authorized by this general 

license are required, within 10 business 

days after the expiration date of this 

general license, to file a comprehensive, 

detailed report of each transaction, 

including the names and addresses of 

parties involved, the type and scope of 

activities conducted, and the dates on 

which the activities occurred, with the 

Office of Foreign Assets Control, Office 

of Compliance and Enforcement, U.S. 

Department of the Treasury, 1500 

Pennsylvania Avenue NW, Freedman’s 

Bank Building, Washington, DC 20220, 

or via email to OFACReport@

treasury.gov. 

(f) Effective March 6, 2019, General 

License No. 13J, dated January 16, 2019, 

is replaced and superseded in its 

entirety by this General License No. 

13K. 

Andrea Gacki, 

Director, Office of Foreign Assets Control. 

Dated: March 6, 2019. 

OFFICE OF FOREIGN ASSETS 

CONTROL 

Ukraine Related Sanctions Regulations 

31 CFR Part 589 

General License No. 13L 

Authorizing Certain Transactions 

Necessary To Divest or Transfer Debt, 

Equity, or Other Holdings in GAZ 

Group 

(a) Except as provided in paragraph 

(d) of this general license, all 

transactions and activities otherwise 

prohibited by the Ukraine Related 

Sanctions Regulations, 31 CFR part 589, 

that are ordinarily incident and 

necessary (1) to divest or transfer debt, 

equity, or other holdings in GAZ Group 

to a non-U.S. person, or (2) to facilitate 

the transfer of debt, equity, or other 

holdings in GAZ Group by a non-U.S. 

person to another non-U.S. person, are 

authorized through 12:01 a.m. eastern 

standard time, November 8, 2019. 

(b) Except as provided in paragraph 

(d) of this general license, all 

transactions and activities otherwise 

prohibited by 31 CFR part 589 that are 

ordinarily incident and necessary (1) to 

divest or transfer debt, equity, or other 

holdings in GAZ Group, or in entities in 

which GAZ Group owns, directly or 

indirectly, a 50 percent or greater 

interest, that were issued by GAZ Auto 

Plant (hereinafter, ‘‘Other Issuer 

Holdings’’), to a non-U.S. person; or (2) 

to facilitate the transfer of Other Issuer 

Holdings by a non-U.S. person to 

another non-U.S. person, are authorized 

through 12:01 a.m. eastern standard 

time, November 8, 2019. 

(c) The transactions and activities 

authorized in paragraphs (a) and (b) 

include facilitating, clearing, and 

settling transactions to divest to a nonU.S. person debt, equity, or other 

holdings in GAZ Group, or Other Issuer 

Holdings as described in paragraph (b), 

including on behalf of U.S. persons. 

(d) This general license does not 

authorize: 

(1) The unblocking of any property 

blocked pursuant to any other part of 31 

CFR chapter V; 

(2) U.S. persons to sell debt, equity, or 

other holdings to; to purchase or invest 

in debt, equity, or other holdings in; or 

to facilitate such transactions with, 

directly or indirectly, any person whose 

property and interests in property are 

blocked pursuant to 31 CFR part 589, 

including GAZ Group, other than 

purchases of or investments in debt, 

equity, or other holdings in those 

persons, or Other Issuer Holdings as 

described in paragraph (b) (including 

settlement of purchases or sales that 

were pending on April 6, 2018), that are 

ordinarily incident and necessary to the 

divestment or transfer of debt, equity, or 

other holdings in GAZ Group, or Other 

Issuer Holdings as described in 

paragraph (b); 

(3) Any transactions or dealings 

involving the property or interests in 

property of any person whose property 

and interests in property are blocked 

pursuant to 31 CFR part 589 other than 

GAZ Group, or any entity in which GAZ 

Group has a 50 percent or greater 

interest consistent with the 

authorization in paragraph (b) of this 

general license; or 

(4) Any transactions or dealings 

otherwise prohibited by any other part 

of 31 CFR chapter V. 

(e) U.S. persons participating in 

transactions authorized by this general 

license are required, within 10 business 

days after the expiration date of this 

general license, to file a comprehensive, 

detailed report of each transaction, 

including the names and addresses of 

parties involved, the type and scope of 

activities conducted, and the dates on 

which the activities occurred, with the 

Office of Foreign Assets Control, Office 

of Compliance and Enforcement, U.S. 

Department of the Treasury, 1500 

Pennsylvania Avenue NW, Freedman’s 

Bank Building, Washington, DC 20220, 

or via email to OFACReport@

treasury.gov. 

(f) Effective June 26, 2019, General 

License No. 13K, dated March 6, 2019, 

is replaced and superseded in its 

entirety by this General License No. 

13L. 

Andrea Gacki, 

Director, Office of Foreign Assets Control. 

Dated: June 26, 2019. 


khammond on DSKJM1Z7X2PROD with RULES
40326 Federal Register / Vol. 86, No. 142 / Wednesday, July 28, 2021 / Rules and Regulations 

OFFICE OF FOREIGN ASSETS 

CONTROL 

Ukraine Related Sanctions Regulations 

31 CFR Part 589 

General License No. 13M 

Authorizing Certain Transactions 

Necessary To Divest or Transfer Debt, 

Equity, or Other Holdings in GAZ 

Group 

(a) Except as provided in paragraph 

(d) of this general license, all 

transactions and activities otherwise 

prohibited by the Ukraine Related 

Sanctions Regulations, 31 CFR part 589, 

that are ordinarily incident and 

necessary (1) to divest or transfer debt, 

equity, or other holdings in GAZ Group 

to a non-U.S. person, or (2) to facilitate 

the transfer of debt, equity, or other 

holdings in GAZ Group by a non-U.S. 

person to another non-U.S. person, are 

authorized through 12:01 a.m. eastern 

daylight time, March 31, 2020. 

(b) Except as provided in paragraph 

(d) of this general license, all 

transactions and activities otherwise 

prohibited by 31 CFR part 589 that are 

ordinarily incident and necessary (1) to 

divest or transfer debt, equity, or other 

holdings in GAZ Group, or in entities in 

which GAZ Group owns, directly or 

indirectly, a 50 percent or greater 

interest, that were issued by GAZ Auto 

Plant (hereinafter, ‘‘Other Issuer 

Holdings’’), to a non-U.S. person; or (2) 

to facilitate the transfer of Other Issuer 

Holdings by a non-U.S. person to 

another non-U.S. person, are authorized 

through 12:01 a.m. eastern daylight 

time, March 31, 2020. 

(c) The transactions and activities 

authorized in paragraphs (a) and (b) 

include facilitating, clearing, and 

settling transactions to divest to a nonU.S. person debt, equity, or other 

holdings in GAZ Group, or Other Issuer 

Holdings as described in paragraph (b), 

including on behalf of U.S. persons. 

(d) This general license does not 

authorize: 

(1) The unblocking of any property 

blocked pursuant to any other part of 31 

CFR chapter V; 

(2) U.S. persons to sell debt, equity, or 

other holdings to; to purchase or invest 

in debt, equity, or other holdings in; or 

to facilitate such transactions with, 

directly or indirectly, any person whose 

property and interests in property are 

blocked pursuant to 31 CFR part 589, 

including GAZ Group, other than 

purchases of or investments in debt, 

equity, or other holdings in those 

persons, or Other Issuer Holdings as 

described in paragraph (b) (including 

settlement of purchases or sales that 

were pending on April 6, 2018), that are 

ordinarily incident and necessary to the 

divestment or transfer of debt, equity, or 

other holdings in GAZ Group, or Other 

Issuer Holdings as described in 

paragraph (b); 

(3) Any transactions or dealings 

involving the property or interests in 

property of any person whose property 

and interests in property are blocked 

pursuant to 31 CFR part 589 other than 

GAZ Group, or any entity in which GAZ 

Group has a 50 percent or greater 

interest consistent with the 

authorization in paragraph (b) of this 

general license; or 

(4) Any transactions or dealings 

otherwise prohibited by any other part 

of 31 CFR chapter V. 

(e) U.S. persons participating in 

transactions authorized by this general 

license are required, within 10 business 

days after the expiration date of this 

general license, to file a comprehensive, 

detailed report of each transaction, 

including the names and addresses of 

parties involved, the type and scope of 

activities conducted, and the dates on 

which the activities occurred, with the 

Office of Foreign Assets Control, Office 

of Compliance and Enforcement, U.S. 

Department of the Treasury, 1500 

Pennsylvania Avenue NW, Freedman’s 

Bank Building, Washington, DC 20220, 

or via email to OFACReport@

treasury.gov. 

(f) Effective November 1, 2019, 

General License No. 13L, dated June 26, 

2019, is replaced and superseded in its 

entirety by this General License No. 

13M. 

Andrea Gacki, 

Director, Office of Foreign Assets Control. 

Dated: November 1, 2019. 

OFFICE OF FOREIGN ASSETS 

CONTROL 

Ukraine Related Sanctions Regulations 

31 CFR Part 589 

General License No. 13N 

Authorizing Certain Transactions 

Necessary To Divest or Transfer Debt, 

Equity, or Other Holdings in GAZ 

Group 

(a) Except as provided in paragraph 

(d) of this general license, all 

transactions and activities otherwise 

prohibited by the Ukraine Related 

Sanctions Regulations, 31 CFR part 589, 

that are ordinarily incident and 

necessary (1) to divest or transfer debt, 

equity, or other holdings in GAZ Group 

to a non-U.S. person, or (2) to facilitate 

the transfer of debt, equity, or other 

holdings in GAZ Group by a non-U.S. 

person to another non-U.S. person, are 

authorized through 12:01 a.m. eastern 

daylight time, July 22, 2020. 

(b) Except as provided in paragraph 

(d) of this general license, all 

transactions and activities otherwise 

prohibited by 31 CFR part 589 that are 

ordinarily incident and necessary (1) to 

divest or transfer debt, equity, or other 

holdings in GAZ Group, or in entities in 

which GAZ Group owns, directly or 

indirectly, a 50 percent or greater 

interest, that were issued by GAZ Auto 

Plant (hereinafter, ‘‘Other Issuer 

Holdings’’), to a non-U.S. person; or (2) 

to facilitate the transfer of Other Issuer 

Holdings by a non-U.S. person to 

another non-U.S. person, are authorized 

through 12:01 a.m. eastern daylight 

time, July 22, 2020. 

(c) The transactions and activities 

authorized in paragraphs (a) and (b) 

include facilitating, clearing, and 

settling transactions to divest to a nonU.S. person debt, equity, or other 

holdings in GAZ Group, or Other Issuer 

Holdings as described in paragraph (b), 

including on behalf of U.S. persons. 

(d) This general license does not 

authorize: 

(1) The unblocking of any property 

blocked pursuant to any other part of 31 

CFR chapter V; 

(2) U.S. persons to sell debt, equity, or 

other holdings to; to purchase or invest 

in debt, equity, or other holdings in; or 

to facilitate such transactions with, 

directly or indirectly, any person whose 

property and interests in property are 

blocked pursuant to 31 CFR part 589, 

including GAZ Group, other than 

purchases of or investments in debt, 

equity, or other holdings in those 

persons, or Other Issuer Holdings as 

described in paragraph (b) (including 

settlement of purchases or sales that 

were pending on April 6, 2018), that are 

ordinarily incident and necessary to the 

divestment or transfer of debt, equity, or 

other holdings in GAZ Group, or Other 

Issuer Holdings as described in 

paragraph (b); 

(3) Any transactions or dealings 

involving the property or interests in 

property of any person whose property 

and interests in property are blocked 

pursuant to 31 CFR part 589 other than 

GAZ Group, or any entity in which GAZ 

Group has a 50 percent or greater 

interest consistent with the 

authorization in paragraph (b) of this 

general license; or 

(4) Any transactions or dealings 

otherwise prohibited by any other part 

of 31 CFR chapter V. 

(e) U.S. persons participating in 

transactions authorized by this general 

license are required, within 10 business 

days after the expiration date of this 

general license, to file a comprehensive, 

detailed report of each transaction, 

including the names and addresses of 


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Federal Register / Vol. 86, No. 142 / Wednesday, July 28, 2021 / Rules and Regulations 40327 

parties involved, the type and scope of 

activities conducted, and the dates on 

which the activities occurred, with the 

Office of Foreign Assets Control, Office 

of Compliance and Enforcement, U.S. 

Department of the Treasury, 1500 

Pennsylvania Avenue NW, Freedman’s 

Bank Building, Washington, DC 20220, 

or via email to OFACReport@

treasury.gov. 

(f) Effective March 20, 2020, General 

License No. 13M, dated November 1, 

2019, is replaced and superseded in its 

entirety by this General License No. 

13N. 

Andrea Gacki, 

Director, Office of Foreign Assets Control. 

Dated: March 20, 2020. 

OFFICE OF FOREIGN ASSETS 

CONTROL 

Ukraine Related Sanctions Regulations 

31 CFR Part 589 

General License No. 13O 

Authorizing Certain Transactions 

Necessary To Divest or Transfer Debt, 

Equity, or Other Holdings in GAZ 

Group 

(a) Except as provided in paragraph 

(d) of this general license, all 

transactions and activities otherwise 

prohibited by the Ukraine Related 

Sanctions Regulations, 31 CFR part 589, 

that are ordinarily incident and 

necessary (1) to divest or transfer debt, 

equity, or other holdings in GAZ Group 

to a non-U.S. person, or (2) to facilitate 

the transfer of debt, equity, or other 

holdings in GAZ Group by a non-U.S. 

person to another non-U.S. person, are 

authorized through 12:01 a.m. eastern 

standard time, January 22, 2021. 

(b) Except as provided in paragraph 

(d) of this general license, all 

transactions and activities otherwise 

prohibited by 31 CFR part 589 that are 

ordinarily incident and necessary (1) to 

divest or transfer debt, equity, or other 

holdings in GAZ Group, or in entities in 

which GAZ Group owns, directly or 

indirectly, a 50 percent or greater 

interest, that were issued by GAZ Auto 

Plant (hereinafter, ‘‘Other Issuer 

Holdings’’), to a non-U.S. person; or (2) 

to facilitate the transfer of Other Issuer 

Holdings by a non-U.S. person to 

another non-U.S. person, are authorized 

through 12:01 a.m. eastern standard 

time, January 22, 2021. 

(c) The transactions and activities 

authorized in paragraphs (a) and (b) 

include facilitating, clearing, and 

settling transactions to divest to a nonU.S. person debt, equity, or other 

holdings in GAZ Group, or Other Issuer 

Holdings as described in paragraph (b), 

including on behalf of U.S. persons. 

(d) This general license does not 

authorize: 

(1) The unblocking of any property 

blocked pursuant to any other part of 31 

CFR chapter V; 

(2) U.S. persons to sell debt, equity, or 

other holdings to; to purchase or invest 

in debt, equity, or other holdings in; or 

to facilitate such transactions with, 

directly or indirectly, any person whose 

property and interests in property are 

blocked pursuant to 31 CFR part 589, 

including GAZ Group, other than 

purchases of or investments in debt, 

equity, or other holdings in those 

persons, or Other Issuer Holdings as 

described in paragraph (b) (including 

settlement of purchases or sales that 

were pending on April 6, 2018), that are 

ordinarily incident and necessary to the 

divestment or transfer of debt, equity, or 

other holdings in GAZ Group, or Other 

Issuer Holdings as described in 

paragraph (b); 

(3) Any transactions or dealings 

involving the property or interests in 

property of any person whose property 

and interests in property are blocked 

pursuant to 31 CFR part 589 other than 

GAZ Group, or any entity in which GAZ 

Group has a 50 percent or greater 

interest consistent with the 

authorization in paragraph (b) of this 

general license; or 

(4) Any transactions or dealings 

otherwise prohibited by any other part 

of 31 CFR chapter V. 

(e) U.S. persons participating in 

transactions authorized by this general 

license are required, within 10 business 

days after the expiration date of this 

general license, to file a comprehensive, 

detailed report of each transaction, 

including the names and addresses of 

parties involved, the type and scope of 

activities conducted, and the dates on 

which the activities occurred, with the 

Office of Foreign Assets Control, Office 

of Compliance and Enforcement, U.S. 

Department of the Treasury, 1500 

Pennsylvania Avenue NW, Freedman’s 

Bank Building, Washington, DC 20220, 

or via email (preferred) to OFACReport@

treasury.gov. 

(f) Effective July 16, 2020, General 

License No. 13N, dated March 20, 2020, 

is replaced and superseded in its 

entirety by this General License No. 

13O. 

Andrea Gacki, 

Director, Office of Foreign Assets Control. 

Dated: July 16, 2020. 

OFFICE OF FOREIGN ASSETS 

CONTROL 

Ukraine Related Sanctions Regulations 

31 CFR Part 589 

General License No. 13P 

Authorizing Certain Transactions 

Necessary To Divest or Transfer Debt, 

Equity, or Other Holdings in GAZ 

Group 

(a) Except as provided in paragraph 

(d) of this general license, all 

transactions and activities otherwise 

prohibited by the Ukraine Related 

Sanctions Regulations, 31 CFR part 589, 

that are ordinarily incident and 

necessary (1) to divest or transfer debt, 

equity, or other holdings in GAZ Group 

to a non-U.S. person, or (2) to facilitate 

the transfer of debt, equity, or other 

holdings in GAZ Group by a non-U.S. 

person to another non-U.S. person, are 

authorized through 12:01 a.m. eastern 

standard time, January 26, 2022. 

(b) Except as provided in paragraph 

(d) of this general license, all 

transactions and activities otherwise 

prohibited by 31 CFR part 589 that are 

ordinarily incident and necessary (1) to 

divest or transfer debt, equity, or other 

holdings in GAZ Group, or in entities in 

which GAZ Group owns, directly or 

indirectly, a 50 percent or greater 

interest, that were issued by GAZ Auto 

Plant (hereinafter, ‘‘Other Issuer 

Holdings’’), to a non-U.S. person; or (2) 

to facilitate the transfer of Other Issuer 

Holdings by a non-U.S. person to 

another non-U.S. person, are authorized 

through 12:01 a.m. eastern standard 

time, January 26, 2022. 

(c) The transactions and activities 

authorized in paragraphs (a) and (b) 

include facilitating, clearing, and 

settling transactions to divest to a nonU.S. person debt, equity, or other 

holdings in GAZ Group, or Other Issuer 

Holdings as described in paragraph (b), 

including on behalf of U.S. persons. 

(d) This general license does not 

authorize: 

(1) The unblocking of any property 

blocked pursuant to any other part of 31 

CFR chapter V; 

(2) U.S. persons to sell debt, equity, or 

other holdings to; to purchase or invest 

in debt, equity, or other holdings in; or 

to facilitate such transactions with, 

directly or indirectly, any person whose 

property and interests in property are 

blocked pursuant to 31 CFR part 589, 

including GAZ Group, other than 

purchases of or investments in debt, 

equity, or other holdings in those 

persons, or Other Issuer Holdings as 

described in paragraph (b) (including 

settlement of purchases or sales that 

were pending on April 6, 2018), that are 


khammond on DSKJM1Z7X2PROD with RULES
40328 Federal Register / Vol. 86, No. 142 / Wednesday, July 28, 2021 / Rules and Regulations 

ordinarily incident and necessary to the 

divestment or transfer of debt, equity, or 

other holdings in GAZ Group, or Other 

Issuer Holdings as described in 

paragraph (b); 

(3) Any transactions or dealings 

involving the property or interests in 

property of any person whose property 

and interests in property are blocked 

pursuant to 31 CFR part 589 other than 

GAZ Group, or any entity in which GAZ 

Group has a 50 percent or greater 

interest consistent with the 

authorization in paragraph (b) of this 

general license; or 

(4) Any transactions or dealings 

otherwise prohibited by any other part 

of 31 CFR chapter V. 

(e) U.S. persons participating in 

transactions authorized by this general 

license are required, within 10 business 

days after the expiration date of this 

general license, to file a comprehensive, 

detailed report of each transaction, 

including the names and addresses of 

parties involved, the type and scope of 

activities conducted, and the dates on 

which the activities occurred, with the 

Office of Foreign Assets Control, Office 

of Compliance and Enforcement, U.S. 

Department of the Treasury, 1500 

Pennsylvania Avenue NW, Freedman’s 

Bank Building, Washington, DC 20220, 

or via email (preferred) to OFACReport@

treasury.gov. 

(f) Effective December 23, 2020, 

General License No. 13O, dated July 16, 

2020, is replaced and superseded in its 

entirety by this General License No. 

13P. 

Bradley T. Smith, 

Deputy Director, Office of Foreign Assets 

Control. 

Dated: December 23, 2020. 

Dated: July 19, 2021. 

Bradley T. Smith, 

Acting Director, Office of Foreign Assets 

Control. 

[FR Doc. 2021–15668 Filed 7–27–21; 8:45 am] 

BILLING CODE 4810–AL–P 

DEPARTMENT OF HOMELAND 

SECURITY 

Coast Guard 

33 CFR Part 165 

[Docket No. USCG–2021–0445] 

Safety Zone; Coast Guard Exercise 

Area, Hood Canal, Washington 

AGENCY: Coast Guard, Department of 

Homeland Security (DHS). 

ACTION: Notice of enforcement of 

regulation. 

SUMMARY: The Coast Guard will enforce 

regulations for safety zones surrounding 

vessels involved in Coast Guard training 

exercises in Hood Canal, WA, from 

August 1, 2021, through August 14, 

2021. This enforcement is necessary to 

ensure the safety of the maritime public 

and vessels near these training 

exercises. During the enforcement 

period, entry into the safety zones is 

prohibited, unless authorized by the 

Captain of the Port or their Designated 

Representative. 

DATES: The regulations in 33 CFR 

165.1339 will be enforced from 8 a.m. 

on August 1, 2021, through 5 p.m. on 

August 14, 2021. 

FOR FURTHER INFORMATION CONTACT: If 

you have questions about this notice of 

enforcement, call or email Chief 

Warrant Officer William Martinez, 

Sector Puget Sound Waterways 

Management Division, U.S. Coast 

Guard; telephone 206–217–6051, email 

SectorPugetSoundWWM@uscg.mil. 

SUPPLEMENTARY INFORMATION: The Coast 

Guard will enforce the safety zones 

around vessels involved in Coast Guard 

training exercises in Hood Canal, WA, 

set forth in 33 CFR 165.1339, from 8 

a.m. on August 1, 2021, through 5 p.m. 

on August 14, 2021. Under the 

provisions of 33 CFR 165.1339, no 

person or vessel may enter or remain 

within 500 yards of any vessel involved 

in Coast Guard training exercises while 

such vessel is transiting Hood Canal, 

WA, between Foul Weather Bluff and 

the entrance to Dabob Bay, unless 

authorized by the Captain of the Port or 

their Designated Representative. In 

addition, the regulation requires all 

vessel operators seeking to enter any of 

the zones during the enforcement period 

to first obtain permission. You may seek 

permission by contacting the on-scene 

patrol commander on VHF channel 13 

or 16, or the Sector Puget Sound Joint 

Harbor Operations Center at 206–217– 

6001. 

You will be able to identify 

participating vessels as those flying the 

Coast Guard Ensign. The Captain of the 

Port may also be assisted in the 

enforcement of the zone by other 

Federal, state, or local agencies. The 

Captain of the Port will issue a general 

permission to enter the safety zones if 

the training exercise is completed before 

5 p.m. on August 14, 2021. In addition 

to this notice of enforcement in the 

Federal Register, the Coast Guard plans 

to provide notification of this 

enforcement period via a Local Notice to 

Mariners. 

Dated: June 23, 2021. 

P.M. Hilbert, 

Captain, U.S. Coast Guard, Captain of the 

Port, Puget Sound. 

[FR Doc. 2021–16029 Filed 7–27–21; 8:45 am] 

BILLING CODE 9110–04–P 

DEPARTMENT OF HOMELAND 

SECURITY 

Coast Guard 

33 CFR Part 165 

[Docket Number USCG–2021–0555] 

RIN 1625–AA00 

Safety Zone; Port Huron Float Down, 

St. Clair River, Port Huron, MI 

AGENCY: Coast Guard, Department of 

Homeland Security (DHS). 

ACTION: Temporary final rule. 

SUMMARY: The Coast Guard is 

establishing a temporary safety zone for 

navigable waters of the St. Clair River in 

the vicinity of Port Huron, MI. This 

zone is intended to restrict and control 

movement of vessels in a portion of the 

St. Clair River. Though this is an 

unsanctioned, non-permitted marine 

event, this zone is necessary to provide 

for the safety of life on the navigable 

waters during a float down event near 

Port Huron, MI. 

DATES: This rule is effective from 12 

p.m. through 8 p.m. on August 15, 2021. 

ADDRESSES: To view documents 

mentioned in this preamble as being 

available in the docket, go to https://

www.regulations.gov, type USCG–2021– 

0555 in the ‘‘SEARCH’’ box and click 

‘‘SEARCH.’’ Click on Open Docket 

Folder on the line associated with this 

rule. 

FOR FURTHER INFORMATION CONTACT: If 

you have questions on this rule, call or 

email Ms. Tracy Girard, U.S. Coast 

Guard; (313) 568–9564, 

Tracy.M.Girard@uscg.mil. 

SUPPLEMENTARY INFORMATION: 

I. Table of Abbreviations 

CFR Code of Federal Regulations 

DHS Department of Homeland Security 

FR Federal Register 

NPRM Notice of proposed rulemaking 

§ Section 

U.S.C. United States Code 

II. Background Information and 

Regulatory History 

During the afternoon of August 15, 

2021, a non-sanctioned public event is 

scheduled to take place. The event is 

advertised over various social-media 

sites, in which a large number of 


khammond on DSKJM1Z7X2PROD with RULES