# Patent

## Title
Fluorinated and alkylated dibenzylidene alditol derivatives

## Abstract

Plastic additives which are useful as nucleating agents and which are especially useful for improving the optical properties of polymeric materials are provided. More particularly, this invention relates to certain alkyl (or alkoxy) substituted fluoro-benzylidene sorbitol acetals and polymer compositions thereof which may be utilized within, as merely examples, food or cosmetic containers and packaging. These inventive fluorinated and alkylated benzylidene sorbitol acetals are also useful as gelling agents for water and organic solvents, particularly those used in the preparation of antiperspirant gel sticks.

## Background
CROSS REFERENCE TO RELATED APPLICATIONS
This application is a continuation of co-pending application Ser. No. 10/243,247 filed Sep. 13, 2002, which is a continuation of application Ser. No. 09/816,965 filed Mar. 23, 2001, now abandon, which is a continuation-in-part of application Ser. No. 09/653,935 filed Sep. 1, 2000, now U.S. Pat. No. 6,300,525.


FIELD OF THE INVENTION
This invention relates to plastic additives which are useful as nucleating agents and which are especially useful for improving the optical properties of polymeric materials. More particularly, this invention relates to certain alkyl (or alkoxy) substituted fluoro-benzylidene sorbitol acetals and polymer compositions thereof which may be utilized within, as merely examples, food or cosmetic containers and packaging. These inventive fluorinated and alkylated benzylidene sorbitol acetals are also useful as gelling agents for water and organic solvents, particularly those used in the preparation of antiperspirant gel sticks.
BACKGROUND OF THE PRIOR ART
All U.S. Patents cited below are herein entirely incorporated by reference.
Numerous attempts have been made to improve the clarity and physical properties of polyolefins through the incorporation of certain kinds of additives. Certain applications require good clarity or transparency characteristics. These include certain types of plastic plates, sheets, films, containers, and syringes that need to exhibit clarity primarily to facilitate identification of articles, etc., stored, wrapped, and/or covered therewith. Such commercially available plastic additives fall into two categories termed “melt sensitive” and “melt insensitive”. Melt sensitive additives possess melting points below or near the normal processing temperatures of polyolefin-based resins and include dibenzylidene sorbitol (DBS) systems. Melt insensitive additives do not melt at normal processing temperatures and include sodium benzoate and salts of organic phosphates as examples.
U.S. Pat. No. 4,016,118 to Hamada, et al. teaches that a polyolefin plastic composition containing 0.1% to 0.7% dibenzylidene sorbitol (DBS) as an additive will show improved transparency and reduced molding shrinkage over compositions containing a substituted benzoic acid salt. Additional advancements in sorbitol-based clarification technology have been driven by the need for improved transparency, reduction of plate-out during processing, and improved organoleptic properties (e.g., odor, taste, etc.). In order to overcome these deficiencies, many derivatives of DBS in which the aromatic rings are substituted with various groups have been proposed.
Mahaffey, in U.S. Pat. No. 4,371,645 discloses a series of dibenzylidene sorbitols having the general formula: 




wherein R, R1, R2, R3, and R4, are selected from hydrogen, lower alkyl, hydroxy, methoxy, mono- and di-alkylamino, amino, nitro, and halogen, with the proviso that at least one of R1, R2, R3, and R4 is chlorine or bromine. Effective concentrations of the disclosed substituted DBS derivatives range from 0.01 to about 2 percent of the total composition by weight. Further improvements in transparency characteristics are disclosed by Titus, et al. in U.S. Pat. No. 4,808,650. In this patent mono and disubstituted DBS derivatives having the formula: 




in which R may be hydrogen or fluorine provide improved clarity applications in polyolefins. Rekers, in U.S. Pat. No. 5,049,605 discloses a series of dibenzylidene sorbitols having the general formula: 




in which R1 and R2 are independently selected from lower alkyl groups containing 1-4 carbons which together form a carbocyclic ring containing up to 5 carbon atoms. Also disclosed are polyolefin plastics containing the above group of dibenzylidene sorbitols. Videau, in U.S. Pat. No. 5,696,186 discloses substituted DBS derivatives with an alkyl group (methyl, ethyl, or the like) or halogen (fluorine, chlorine, or the like) on the benzene rings for use as nucleation/clarification agents in polyolefins.

Dibenzylidene sorbitol (DBS) is a well known gelling agent for a variety solvent systems as disclosed in U.S. Pat. No. 4,154,816, Roehl et al.; U.S. Pat. No. 4,816,261, Luebbe et al.; and U.S. Pat. No. 4,743,444 to McCall. U.S. Pat. No. 5,609,855 to Oh et al. and PCT Patent Application WO/92/19221 to Juneja et al.; disclose that di(meta-fluorobenzylidene) sorbitol and di(meta-chlorobenzylidene)sorbitol are extremely useful as gelling agents in the preparation of antiperspirant gel sticks. These two respective DBS systems form effective hard gels and show improved gel stability in the acidic environment of antiperspirant formulations.


DETAILED DESCRIPTION OF THE INVENTION
According to the present invention, a polyolefin plastic composition having improved transparency is provided which comprises a polymer selected from aliphatic polyolefins and copolymers containing at least one aliphatic olefin and one or more ethylenically unsaturated comonomers and at least one di-acetal of an alditol (such as sorbitol, xylitol, and ribitol), said di-acetal of the alditol having the structure: 




wherein R is independently selected from hydrogen, lower alkyl groups containing 1-4 carbon atoms, lower alkoxy groups, and fluorine; R1, R2, R3, and R4 are selected from lower alkyl groups containing 1-4 carbon atoms, lower alkoxy groups, chlorine, and fluorine; with the proviso that one and only one of R1 and R2 is fluorine and one and only one of R3 and R4 is fluorine.

This invention also encompasses such specific compounds themselves, in their broadest sense defined as benzylidene alditol acetals comprising at least one substituted benzylidene component wherein said at least one substituted benzylidene component possesses at least one fluorine pendant group and at least one other pendant group, wherein said at least one other pendant group is not hydrogen, and wherein if said at least one other pendant group is fluorine, at least one other non-hydrogen pendant group is present on said benzylidene component. Furthermore, a composition of the same type of thermoplastic comprising at least one mono-acetal alditol of the structure: 




wherein R is independently selected from hydrogen, lower alkyl groups containing 1-4 carbon atoms, lower alkoxy groups, chlorine, and fluorine; R1 and R2 are selected from lower alkyl groups containing 1-4 carbon atoms, lower alkoxy groups, chlorine, and fluorine; with the proviso that one and only one of R1 and R2 is fluorine. Such monoacetal compounds are also encompassed within this invention.

It should be appreciated with regard to the structural formula set forth above that while only the 1,3:2,4 isomer is represented, this structure is provided for convenience only and the invention is not limited to only isomers of the 1,3:2,4 type, but may include any and all other isomers as well so long as the compound contains two aldehyde substitutents on the alditol moiety.
The diacetals and monoacetals of the present invention are condensation products of alditol, such as sorbitol or xylitol, and a fluoro-alkyl substituted benzaldehyde. Examples of suitable substituted benzaldehydes include 4-fluoro-3-methylbenzaldehyde, 3-fluoro-4-methylbenzaldehyde, 4-fluoro-2,3-dimethylbenzaldehyde, 3-fluoro-2,4-dimethylbenzaldehyde, 2,4-difluoro-3-methylbenzaldehyde, 4-fluoro-3,5-dimethylbenzaldehyde, and 3-fluoro-4-methoxybenzaldehyde. Preferred di-acetals of the present invention include bis(4-fluoro-3-methylbenzylidene)sorbitol and bis(3-fluoro-4-methylbenzylidene) sorbitol.
The compositions of the present invention also include solvent gels containing 0.2% to 10% of the above di-acetals as a gelling agent. Solvents useful herein include, as merely examples, lower monohydric alcohols, polyhydric alcohols, and mixtures thereof. Water may also be included as a portion of the solvent. However, the solvent will generally comprise water at levels no greater than 5% by weight of the final composition. Examples of solvents which may be utilized in the present invention include liquid polyethylene glycols (e.g., diethylene glycol, triethylene glycol), liquid polypropylene glycols (e.g., dipropylene glycol, tripropylene glycol), liquid polypropylene polyethylene glycol copolymers, ethanol, n-propanol, n-butanol, t-butanol, 2-methoxyethanol, 2-ethoxyethanol, ethylene glycol, 1,2-propylene glycol, 1,3-propylene glycol, 1,4-butylene glycol, 1,2-butylene glycol, isopropanol, isobutanol, diethylene glycol, monomethyl ether, diethylene glycol, monoethylether, 1,3-butylene glycol, 2,3-butylene glycol, 2,4-dihydroxy-2-methylpentane, trimethylene glycol, glycerine, 1,3-butane diol, 1,4-butane diol, and the like, and mixtures thereof. As used herein, polyethylene glycols, polypropylene glycols, and polypropylene polyethylene glycol copolymers include alkyl ether derivatives of these compounds (e.g., ethyl, propyl, and butyl ether derivatives). Examples of such compounds are butyl ether derivatives of polypropylene polyethylene glycol copolymers, such as PPG-5-buteth-7.
These solvents are fully described, for example, in U.S. Pat. No. 4,518,582 to Schamper et al. and European Published Application 107,330 to Luebbe et al. incorporated herein by reference. The preferred solvents for use herein include liquid polyethylene glycols, liquid polypropylene glycols, liquid polypropylene polyethylene glycol copolymers, propylene glycol, 1,3-butylene glycol, and 2,4-dihydroxy-2-methylpentane (sometimes referred to as hexylene glycol), and mixtures thereof. Particularly preferred solvents include propylene glycol, dipropylene glycol, tripropylene glycol, triethylene glycol, hexylene gylcol, and mixtures thereof.
Other organic solvents useful herein include aromatics, halogenated aromatics, nitrated aromatics, ketones, amines, nitriles, esters, aldehydes, and mixtures thereof. Examples of solvents which may be utilized in the present invention include xylenes (o, m, and p-substituted), 2-chlorotoluene, fluorobenzene, nitrobenzene, benzonitrile, dimethylsulfoxide (DMSO), N,N-dimethylformamide (DMF), and 1-methyl-2-pyrrolidinone (NMP).
The di-acetals and monoacetals of the present invention may be prepared by a variety of techniques, some of which are known in the art. Generally, such procedures employ the reaction of one mole of D-sorbitol with about 2 moles of aldehyde (for diacetals), with 1 mole of aldehyde for monoacetals, in the presence of an acid catalyst. The temperature employed in the reaction will vary widely depending upon the characteristics, such as melting point, of the aldehyde or aldehydes employed as a starting material in the reaction. The reaction medium may be an aqueous medium or a non-aqueous medium. One very advantageous method that can be employed to prepare di-acetals of the invention is described in U.S. Pat. No. 3,721,682, to Murai et al. (New Japan Chemical Company Limited), the disclosure of which is hereby incorporated herein by reference. While the disclosure of the patent is limited to benzylidene sorbitols, it has been found that the di-acetals of the present invention may also be conveniently prepared by the method described therein. Additional methods for preparing DBS systems can be found in U.S. Pat. No. 5,731,474 to Scrivens et al., U.S. Pat. No. 4,902,807 to Kobayashi et al. which discloses DBS having an alkyl group or halogen for use as clarifying agents, and U.S. Pat. No. 5,106,999 to Gardlik et al. which discloses the preparation of di(meta-fluorobenzylidene) sorbitol, di(meta-chlorobenzylidene)sorbitol, and di(meta-bromobenzylidene) sorbitol.
The inventive sorbitol di-acetals and monoacetals prepared by the above techniques may contain minor impurities (triacetals, for example). Although it may not always be necessary to remove these impurities (particularly if they are present in very low proportions) prior to incorporation of the di-acetal or monoacetal into the target polyolefin, it may be desirable to do so and such purification may serve to enhance the transparency of the resin produced thereby. Purification of the di-acetal may be accomplished, for instance, by removal of the tri-acetal impurities by the extraction thereof with a relatively non-polar solvent. By removal of the impurities, the product may be purified so that the amount of di-acetal in the additive composition contains at least about 90 percent and even up to 95 percent di-acetal or more.
The proportion of di-acetal or monoacetal in the composition of this invention is an amount sufficient to improve the transparency of the composition, generally from about 0.01 to about 2 percent by weight, preferably about 0.1 to about 1 percent by weight, based upon the total weight of the composition may be provided. When the content of the di-acetal is less than about 0.01 percent by weight, the resulting composition may not be sufficiently improved in respect to transparency characteristics. When the content of di-acetal or monoacetal is increased beyond about 2 percent by weight, no additional advantage can be observed.
The polyolefin polymers of the present invention may include aliphatic polyolefins and copolymers made from at least one aliphatic olefin and one or more ethylenically unsaturated comonomers. Generally, the comonomers, if present, constitute a minor amount, e.g., about 10 percent or less or even about 5 percent or less, of the entire polyolefin, based upon the total weight of the polyolefin. Such comonomers may serve to assist in clarity improvement of the polyolefin, or they may function to improve other properties of the polymer. Examples include acrylic acid and vinyl acetate, etc. Examples of olefin polymers whose transparency can be improved conveniently according to the present invention are polymers and copolymers of aliphatic monoolefins containing 2 to about 6 carbon atoms which have an average molecular weight of from about 10,000 to about 2,000,000, preferably from about 30,000 to about 300,000, such as polyethylene, linear low density polyethylene, polypropylene, crystalline ethylenepropylene copolymer, poly(1-butene), 1-hexene, 1-octene, vinyl cyclohexane, and polymethylpentene. The polyolefins of the present invention may be described as basically linear, regular polymers that may optionally contain side chains such as are found, for instance, in conventional, low density polyethylene.
Other polymers that may benefit from the nucleation and clarification properties of the sorbitol acetals of the present invention include polyethylene terephthalate, polybutylene terephthalate, and polyamides, among others.
The olefin polymer or copolymer-used in the composition of the present invention is crystalline, and the diffraction of light caused by micro crystals contained in it is considered to be responsible for the deterioration of the transparency of the polymer. It is thought that the di-acetal functions in the composition to reduce the size of the microcrystals thereby improving the transparency of the polymer.
The composition of the present invention can be obtained by adding a specific amount of the di-acetal or monoacetal directly to the olefin polymer or copolymer, and merely mixing them by an suitable means. Alternatively, a concentrate containing as much as about 20 percent by weight of the di-acetal in a polyolefin masterbatch may be prepared and be subsequently mixed with the resin. Furthermore, the inventive alditol derivatives (and other additives) may be present in any type of standard polyolefin additive form, including, without limitation, powder, prill, agglomerate, liquid suspension, and the like, particularly comprising dispersion aids such as polyolefin (e.g., polyethylene) waxes, stearate esters of glycerin, montan waxes, mineral oil, and the like. Basically, any form may be exhibited by such a combination or composition including such combination made from blending, agglomeration, compaction, and/or extrusion.
Other additives such as a transparent coloring agent or plasticizers (e.g., dioctyl phthalate, dibutyl phthalate, dioctyl sebacate, mineral oil, or dioctyl adipate), can be added to the composition of the present invention so long as they do not adversely affect the improvement of transparency of the product. It has been found that plasticizers such as those exemplified above may in fact aid in the improvement of the transparency by the di-acetal.
With regard to other additives it may also be desirable to employ the di-acetals or monoacetals disclosed above in combination with other conventional additives having known transparency improving effects such as, for instance, para-t-butylbenzoic acid, its salts, low molecular weight waxy polypropylene and the like. It may even be desirable to provide the particular di-acetals or monoacetals of the present invention in the polyolefin composition in combination with the previously described dibenzylidene sorbitol additive disclosed in U.S. Pat. No. 4,016,118 to Hamada et al. In such applications, generally at least about 10 percent, preferably about 25 percent, or even about 50 percent or more of the clarity improving component will be the diacetals of the present invention, with the remainder being comprised of other known clarifying agents, plasticizers, etc.
The compositions of the present invention may be obtained by adding the fluorinated and alkylated benzylidene sorbitol acetal to the polymer or copolymer and merely mixing the resultant composition by any suitable means. The composition may then be processed and fabricated by any number of different techniques, including, without limitation, injection molding, injection blow molding, injection stretch blow molding, injection rotational molding, extrusion, extrusion blow molding, sheet extrusion, film extrusion, cast film extrusion, foam extrusion, thermoforming (such as into films, blown-films, biaxially oriented films), thin wall injection molding, and the like into a fabricated article.
Other additives may also be used in the composition of the present invention, provided they do not interfere with the primary benefits of the invention. It may even be advantageous to premix these additives or similar structures with the nucleating agent in order to reduce its melting point and thereby enhance dispersion and distribution during melt processing. Of particular interest is the incorporation of the inventive symmetrical compound or compounds with, without limitation to any specific additive nucleators or clarifiers, selected amounts, for example bis(3,4-dimethylbenzylidene)sorbitol (hereinafter DMDBS), bis(3,4-dichlorobenzylidene)sorbitol, bis(3,4-difluorobenzylidene) sorbitol, bis(3-chloro-4-fluorobenzylidene)sorbitol, and bis(4-chloro-3-fluorobenzylidene)sorbitol. As noted below, such a combination provides unexpected haze benefits within target polyolefin (e.g., polypropylene) plastic articles. Such additives are well known to those skilled in the art, and include plasticizers, lubricants, catalyst neutralizers, antioxidants, light stabilizers, colorants, other nucleating agents, and the like. Some of these additives may provide further beneficial property enhancements, including improved aesthetics, easier processing, and improved stability to processing or end use conditions.
In particular, it is contemplated that certain organoleptic improvement additives be added for the purpose of reducing the migration of degraded benzaldehydes from reaching the surface of the desired article. The term “organoleptic improvement additive” is intended to encompass such compounds and formulations as antioxidants (to prevent degradation of both the polyolefin and possibly the target alditol derivatives present within such polyolefin), acid neutralizers (to prevent the ability of appreciable amounts of residual acids from attacking the alditol derivatives), and benzaldehyde scavengers (such as hydrazides, hydrazines, and the like, to prevent the migration of foul tasting and smelling benzaldehydes to the target polyolefin surface). Such compounds and formulations can be added in any amounts in order to provide such organoleptic improvements as needed. However, the amounts should not appreciably affect the haze results for the target polyolefin itself. Thus, lower amounts on the order of from about 20 ppm to about 2,000 ppm of the total polyolefin component are desired.
The compositions of the present invention are suitable as additives to improve the clarity of packaging materials and container materials for cosmetics, food-stuffs, and the like, because they give film, sheet, and other fabricated articles having excellent transparency and physical properties.
Preferred Embodiments of the Invention
The following examples further illustrate the present invention but are not to be construed as limiting the invention as defined in the claims appended hereto. All parts and percents given in these examples are by weight unless otherwise indicated.
DBS Formation
EXAMPLE 1
Preparation of Bis(4-fluoro-3-methylbenzylidene)sorbitol
A one liter four-necked cylindrical shaped reaction flask equipped with a Dean-Stark trap, condenser, thermometer, nitrogen inlet, and a mechanical stirrer was charged with 40.55 g of sorbitol (0.2226 mole), 600 mL of cyclohexane, 61.50 g of 4-fluoro-3-methylbenzaldehyde (0.4452 moles), 2.90 g of p-toluenesulfonic acid, 2.4 mL of water, and 210 mL of methanol. The reaction was stirred and heated under reflux with removal of water through the Dean Stark trap. The reaction becomes very thick and additional solvent is added as needed. After about six hours, the reaction is cooled, neutralized with potassium hydroxide, and filtered. The wet cake was washed thoroughly with water and cyclohexane, dried in a vacuum oven at 110° C. to give 74.20 g of Bis(4-fluoro-3-methylbenzylidene)sorbitol (as determined through Infrared Spectroscopy, Gas Chromatography/Mass Spectrometry, 1H NMR, and C13 NMR, all collectively hereinafter referred to as “standard analyses”). The purity was about 95% as determined by gas chromatography (GC). The melting point was determined to be [by Differential Scanning Calorimetry (DSC) @ 20° C./min] about 237.8° C.
EXAMPLE 2
Preparation of Bis(3-fluoro-4-methylbenzylidene)sorbitol
A one liter four-necked cylindrical shaped reaction flask equipped with a Dean-Stark trap, condenser, thermometer, nitrogen inlet, and a mechanical stirrer was charged with 42.00 g of sorbitol (0.2306 mole), 600 mL of cyclohexane, 63.70 g of 3-fluoro-4-methylbenzaldehyde (0.4611 moles), 3.00 g of p-toluenesulfonic acid, 2.5 mL of water, and 210 mL of methanol. The reaction was stirred and heated under reflux with removal of water through the Dean Stark trap. The reaction becomes very thick and additional solvent is added as needed. After about six hours, the reaction is cooled, neutralized with potassium hydroxide, and filtered. The wet cake was washed thoroughly with water and cyclohexane, dried in a vacuum oven at 110° C. to give 85.18 g of Bis(3-fluoro-4-methylbenzylidene)sorbitol (as determined through standard analyses). The purity was about 95% as determined by GC. The melting point was determined to be (DSC @ 20° C./min) about 278.8° C.
EXAMPLE 3
Preparation of Bis(4-fluoro-3-methylbenzylidene)xylitol
A one liter four-necked cylindrical shaped reaction flask equipped with a Dean-Stark trap, condenser, thermometer, nitrogen inlet, and a mechanical stirrer was charged with 35.08 g of xylitol (0.2306 mole), 600 mL of cyclohexane, 63.70 g of 4-fluoro-3-methylbenzaldehyde (0.4611 moles), 3.00 g of p-toluenesulfonic acid, 2.5 mL of water, and 210 mL of methanol. The reaction was stirred and heated under reflux with removal of water through the Dean Stark trap. The reaction becomes very thick and additional solvent is added as needed. After about six hours, the reaction is cooled, neutralized with potassium hydroxide, and filtered. The wet cake was washed thoroughly with water and cyclohexane, dried in a vacuum oven at 110° C. to give 69.46 g of Bis(4-fluoro-3-methylbenzylidene)xylitol (as determined through standard analyses). The purity was about 95% as determined by GC. The melting point was determined to be (DSC @ 20° C./min) about 222.9° C.
EXAMPLE 4
Preparation of 2,4-Mono(4-fluoro-3-methylbenzylidene)sorbitol
A two liter cylindrical shaped reaction flask equipped with a mechanical stirrer was charged with 237.37 g of sorbitol (1.303 mole), 250 mL of water, 22.50 g of 4-fluoro-3-methylbenzaldehyde (0.1629 moles), 40 mL of concentrated HCl, and 0.20 g of dodecylbenzene sulfonate. The reaction mixture was then stirred for 14 h at 25° C. After neutralization with 56.0 g of KOH, crude 2,4-Mono(4-fluoro-3-methylbenzylidene)sorbitol was filtered and collected. The crude product was recrystallized from water several times to give 3.31 g of 2,4-mono(4-fluoro-3-methylbenzylidene)sorbitol having the structure of: 




(through standard analyses). The purity was about 98% as judged by GC. The melting point was measured (DSC @ 20° C./min) to be about 178.0° C.

EXAMPLE 5
Preparation of Bis(4-chloro-3-fluorobenzylidene)sorbitol
A one liter four-necked cylindrical shaped reaction flask equipped with a Dean-Stark trap, condenser, thermometer, nitrogen inlet, and a mechanical stirrer was charged with 42.00 g of sorbitol (0.2306 mole), 600 mL of cyclohexane, 73.11 g of 4-chloro-3-fluorobenzaldehyde (0.4611 moles), 3.00 g of p-toluenesulfonic acid, 2.5 mL of water, and 210 mL of methanol. The reaction was stirred and heated under reflux with removal of water through the Dean Stark trap. The reaction becomes very thick and additional solvent is added as needed. After about six hours, the reaction is cooled, neutralized with potassium hydroxide, and filtered. The wet cake is washed thoroughly with water and cyclohexane, dried in a vacuum oven at 110° C. to give 93.02 g of Bis(4-chloro-3-fluorobenzylidene)sorbitol (as determined through standard analyses). The purity was about 95% as judged by GC. The melting point was measured (DSC @ 20° C./min) to be about 262.0° C.
EXAMPLE 6
Preparation of Bis(3-chloro-4-fluorobenzylidene)sorbitol
A one liter four-necked cylindrical shaped reaction flask equipped with a Dean-Stark trap, condenser, thermometer, nitrogen inlet, and a mechanical stirrer was charged with 34.30 g of sorbitol (0.1883 mole), 600 mL of cyclohexane, 59.70 g of 3-chloro-4-fluorobenzaldehyde (0.3765 moles), 2.50 g of p-toluenesulfonic acid, 2.1 mL of water, and 210 mL of methanol. The reaction was stirred and heated under reflux with removal of water through the Dean Stark trap. The reaction becomes very thick and additional solvent is added as needed. After about six hours, the reaction is cooled, neutralized with potassium hydroxide, and filtered. The wet cake is washed thoroughly with water and cyclohexane, dried in a vacuum oven at 110° C. to give 39.13 g of Bis(3-chloro-4-fluorobenzylidene)sorbitol (as determined through standard analyses). The purity was about 95% as judged by GC. The compound showed melting transitions (DSC @ 20° C./min) at 204.8 and 220.0° C.
Polyolefin Formation and Testing
Thermoplastic compositions (plaques) and certain gels were produced comprising a the additives from the EXAMPLEs above and sample random copolymer polypropylene (RCP) resins, polypropylene homopolymers (HP), Impact Copolymer (ICP), and Linear Low Density Polyethylene (LLDPE), produced dry blended in a Welex mixer at  ̃2000 rpm, extruded through a single screw extruder at 400-450° F., and pelletized. Accordingly, one kilogram batches of target polypropylene were produced in accordance with the following table:
Random Copolymer Polypropylene Composition Table











Component
Amount







Polypropylene random copolymer flake (3% ethylene)
1000 g


(MF = 12)


Irganox ® 1010, Primary Antioxidant (from Ciba)
 500 ppm


Irgafos ® 168, Secondary Antioxidant (from Ciba)
1000 ppm


Calcium Stearate, Acid Scavenger
 800 ppm


Inventive Diacetal (and diacetal compositions)
as noted









The base resin (random copolymer, hereinafter “RCP”) and all additives were weighed and then blended in a Welex mixer for 1 minute at about 1600 rpm. All samples were then melt compounded on a Killion single screw extruder at a ramped temperature from about 204° to 232° C. through four heating zones. The melt temperature upon exit of the extruder die was about 246° C. The screw had a diameter of 2.54 cm and a length/diameter ratio of 24:1. Upon melting the molten polymer was filtered through a 60 mesh (250 micron) screen. Plaques of the target polypropylene were then made through extrusion into an Arburg 25 ton injection molder. The molder molder was set at a temperature anywhere between 190 and 260° C., with a range of 190 to 240° C. preferred, most preferably from about 200 to 230° C. (for the Tables below, the standard temperature was 220; a # denotes a temperature 210, a ^ denotes a temperature of 200, and a @ denotes a temperature of 230). The plaques had dimensions of about 51 mm×76 mm×1.27 mm, and were made in a mold having a mirror finish. The mold cooling circulating water was controlled at a temperature of about 25° C.
The same basic procedures were followed for the production of plaques of HP and LLDPE plastics but with the following compositions:
Homopolymer Polypropylene Composition Table











Component
Amount







Polypropylene homopolymer (MFI = 12)(Montell 630)
1000 g


Irganox ® 1010, Primary Antioxidant (from Ciba)
 500 ppm


Irgafos ® 168, Secondary Antioxidant (from Ciba)
1000 ppm


Calcium Stearate, Acid Scavenger
 800 ppm


Inventive Diacetal (and diacetal compositions)
as noted









Linear Low Density Polyethylene Composition Table











Component
Amount







Dowlex ® 2517 Linear Low Density Polyethylene (with
1000 g


Antioxidants and Acid scavengers already supplied)


Sodium Stearate
 500 ppm


Inventive Diacetal (and diacetal compositions)
as noted









The haze values were measured by ASTM Standard Test Method D1003-61 “Standard Test Method for Haze and Luminous Transmittance of Transparent Plastics” using a BYK Gardner XL-211 Hazemeter. Nucleation capabilities were measured as polymer recrystallization temperatures (which indicate the rate of polymer formation provided by the presence of the nucleating additive) by melting the target plaques, cooling the plaques at a rate of about 20° C./minute, and recording the temperature at which polymer re-formation occurs. Control plaques without alditol additives as well as 3,4-dimethyldibenzylidene sorbitol (3,4-DMDBS) were produced for comparative purposes for some or all of the above-noted measurements. Plaques of various thicknesses (50 mil, 100 mil, and 3 mm) were then prepared by injection molding at 400-430° F. The haze values were measured by ASTM Standard Test Method D1003-61 “Haze and luminous transmittance of transparent plastics” using a Gardner Hazemeter. Control plaques without alditol additives as well as 3,4-dimethyldibenzylidene sorbitol (3,4-DMDBS), 3,4-dimethyldibenzylidene xylitol (3,4-DMDBS), dibenzylidene sorbitol (DBS) alone, and NA-11 (a polyolefin nucleator available from Asahi Denka Co.) containing plaques, as noted below within the examples, were produced for comparative purposes for some or all of the above-noted measurements. An asterisk (*) denotes no measurements were taken.













TABLE 1










Part
Polym.


Ex.
Additive - from

Haze
Resin
Thick.
Recryst.


No.
Example # above
Conc. (%)
(%)
Grade
(mil)
Temp.





















4
Control
—
60.9
RCP
50
94.6


5
2
.15
16.9
RCP
50
*


6
2
.25
7.8
RCP
50
111.8


7
2
.35
7.2
RCP
50
112.2


8
2
.50
7.0
RCP
50
*






















TABLE 2










Part
Polym.


Ex.
Additive - from

Haze
Resin
Thick.
Recryst.


No.
Example # above
Conc. (%)
(%)
Grade
(mil)
Temp.





















9
Control (#)
—
59.8
RCP
50
94.3


10
1 (#)
.16
19.2
RCP
50
*


11
1 (#)
.24
8.6
RCP
50
*


12
1 (#)
.30
7.1
RCP
50
114.1


13
1 (#)
.40
6.8
RCP
50
114.3






















TABLE 3










Part
Polym.


Ex.
Additive - from

Haze
Resin
Thick.
Recryst.


No.
Example # above
Conc. (%)
(%)
Grade
(mil)
Temp.





















14
Control ({circumflex over ( )})
—
61.3
RCP
50
95.1


15
3 ({circumflex over ( )})
.15
55.6
RCP
50
*


16
3 ({circumflex over ( )})
.25
49.1
RCP
50
*


17
3 ({circumflex over ( )})
.35
45.7
RCP
50
*


18
3 ({circumflex over ( )})
.50
38.0
RCP
50
108.1


19
3,4-DMDBX ({circumflex over ( )})
.50
25.0
RCP
50
109.4





















TABLE 4










Part


Ex.
Additive - from Example #
Conc.
Haze
Resin
Thick.


No.
above
(%)
(%)
Grade
(mil)




















20
Control
—
90.7
RCP
100


21
1
.25
30.0
RCP
100


22
1
.35
28.4
RCP
100


23
1
.45
27.2
RCP
100


24
5 (#)
.12
26.1
RCP
50


25
5 (#)
.16
12.4
RCP
50


26
5 (#)
.24
8.0
RCP
50


27
5 (#)
.30
7.6
RCP
50


28
5 (#)
.40
7.3
RCP
50


29
6
.25
17.0
RCP
50


30
6
.35
10.4
RCP
50


31
6
.50
8.3
RCP
50






















TABLE 5










Part
Polym.


Ex.
Additive - from

Haze
Resin
Thick.
Recryst.


No.
Example # above
Conc. (%)
(%)
Grade
(mil)
Temp.





















32
None (@)
—
78.1
HP
50
107.9


33
1 (@)
.25
19.4
HP
50
121.9


34
1 (@)
.35
11.5
HP
50
125.3


35
1 (@)
.50
10.0
HP
50
*


36
4 (@)
.25
67.7
HP
50
110.3






















TABLE 6









Part
Polym.
Flex


Ex.
Additive - from
Conc.
Resin
Thick.
Recryst.
Mod.


No.
Example # above
(%)
Grade
(mm)
Temp.
(MPa)





















37
None (@)
—
ICP
3.0
107.9
1005


38
1 (@)
.20
ICP
3.0
115.2
1138


39
1 (@)
.25
ICP
3.0
121.3
1179


40
1 (@)
.35
ICP
3.0
124.5
1207


41
NA-11
.10
ICP
3.0
122.8
1158






















TABLE 7










Part
Polym.


Ex.
Additive - from

Haze
Resin
Thick.
Recryst.


No.
Example # above
Conc. (%)
(%)
Grade
(mil)
Temp.





















42
None ({circumflex over ( )})
—
93.9
LLDPE
50
99.0


43
1 ({circumflex over ( )})
.15
55.3
LLDPE
50
*


44
1 ({circumflex over ( )})
.20
47.1
LLDPE
50
*


45
1 ({circumflex over ( )})
.25
47.6
LLDPE
50
108.1


46
1 ({circumflex over ( )})
.15
51.9
LLDPE
50
*


47
1 ({circumflex over ( )})
.20
53.6
LLDPE
50
*


48
3,4-DMDBS ({circumflex over ( )})
.25
53.6
LLDPE
50
108.3


49
DBS ({circumflex over ( )})
.15
63.0
LLDPE
50
*


50
DBS ({circumflex over ( )})
.25
62.6
LLDPE
50
106.1









Thus, the inventive fluoro-alkyl alditol derivatives provided similar, if not better, characteristics within the target thermoplastics as compared with the control and other compositions comprising other types of clarifying and/or nucleating additives.
Gel Formation Examples
Solid gels were also produced comprising the inventive alditol derivatives through recognized, simple methods. In particular, specific organic solvents were combined with the additives in certain concentrations and mixed thoroughly. The resultant mixture was then heated to a temperature between about 170° F. (77° C.) and 300° F. (149° C.), as indicated below, under agitation for between 5 and 120 minutes. The resultant solution was then poured into a mold to produce a gel stick. The solvents listed below are not intended to be exhaustive as to the potential types which may be utilized to form gels with the inventive alditol derivatives, and thus are merely listed as preferred solvents for such purposes. The examples below were analyzed empirically and by touch to determine if a gel actually formed and the hardness properties as well as any formed gels.












TABLE 8







Additive -
DBS
Gel
Gel




from
Conc.
Forma-
Character


Ex.

Example
(weight
tion
(Hard/


No.
Solvent
# above
%)
(Y/N)
Soft)




















51
1,2-Propanediol
1
0.5
Y
S


52
1,2-Propanediol
1
1
Y
H


53
1,2-Propanediol
1
2
Y
H


54
1,2-Propanediol
1
3
Y
H


55
1,2-Propanediol
1
5
Y
H


56
1,3-Propanediol
1
0.5
N
—


57
1,3-Propanediol
1
1
Y
S


58
1,3-Propanediol
1
2
Y
H


59
1,3-Propanediol
1
3
Y
H


60
1,3-Propanediol
1
5
Y
H


61
Triethylene Glycol
1
0.5
N
—


62
Triethylene Glycol
1
1
N
—


63
Triethylene Glycol
1
2
Y
H


64
Triethylene Glycol
1
3
Y
H


65
Triethylene Glycol
1
5
Y
H


66
Poly(ethyleneglycol)
1
0.5
N
—


67
Poly(ethyleneglycol)
1
1
N
—


68
Poly(ethyleneglycol)
1
2
Y
H


69
Poly(ethyleneglycol)
1
3
Y
H


70
Poly(ethyleneglycol)
1
5
Y
H


71
1-Butanol
1
0.5
Y
S


72
1-Butanol
1
1
Y
S


73
1-Butanol
1
2
Y
H


74
1-Butanol
1
3
Y
H


75
1-Butanol
1
5
Y
H


76
Mineral Oil
1
0.5
Y
S


77
Mineral Oil
1
1
Y
S


78
Mineral Oil
1
2
Y
S


79
Mineral Oil
1
3
Y
S


80
Mineral Oil
1
5
Y
S


81
Xylene
1
0.5
Y
S


82
Xylene
1
1
Y
S


83
Xylene
1
2
Y
S


84
Xylene
1
3
Y
S


85
Xylene
1
5
Y
S


86
2-Chlorotoluene
1
0.5
Y
S


87
2-Chlorotoluene
1
1
Y
S


88
2-Chlorotoluene
1
2
Y
H


89
2-Chlorotoluene
1
3
Y
H


90
2-Chlorotoluene
1
5
Y
H





















TABLE 9








DBS
Gel
Gel




Additive -
Conc.
Forma-
Character


Ex.

from Example
(weight
tion
(Hard/


No.
Solvent
# above
%)
(Y/N)
Soft)




















91
1,2-Propanediol
2
0.5
Y
S


92
1,2-Propanediol
2
1
Y
H


93
1,2-Propanediol
2
3
Y
H


94
1,3-Propanediol
2
0.5
N
—


95
1,3-Propanediol
2
1
Y
H


96
1,3-Propanediol
2
3
Y
H


97
1-Butanol
2
0.5
Y
S


98
1-Butanol
2
1
Y
H


99
1-Butanol
2
3
Y
H


100
2-Chlorotoluene
2
0.5
Y
S


101
2-Chlorotoluene
2
1
Y
S


102
2-Chlorotoluene
2
3
Y
S


103
Nitrobenzene
2
0.5
Y
H


104
Nitrobenzene
2
1
Y
H


105
Nitrobenzene
2
3
Y
H


106
Benzonitrile
2
0.5
Y
S


107
Benzonitrile
2
1
Y
H


108
Benzonitrile
2
3
Y
H









Thus, the inventive fluoro-alkyl alditol derivatives provide excellent gelling capabilities for solvents, depending on their concentration without the target solvents.
Compositions with Other Clarifiers
Formulations of the inventive compound from Example 1 above were then produced incorporating other polyolefin clarifying benzylidene derivative compounds (such as DMDBS, etc., as listed in the Table below) in various proportions. RCP polypropylene was compounded as noted above (with lower molder barrel temperatures of about 200° C. marked with a #) but with mixtures of such other clarifiers and the inventive compounds of Example 1 into 50 mil and 100 mil plaques. Haze measurements were taken as noted above as well. The other clarifier compounds added within the samples below are as follows:

    A—DMDBS
    B—Bis(3,4-dichlorobenzylidene)sorbitol
    C—Bis(3,4-difluorobenzylidene)sorbitol
    D—Bis(3-chloro-4-fluorobenzylidene)sorbitol
    E—Bis(4-chloro-3-fluorobenzylidene)sorbitol


The haze results for such mixed formulations within target RCP plaques are tabulated below:







TABLE 10







Physical Mixtures Inventive DBS Compounds And


Other Polyolefin Clarifiers














Additive (Example








# from above)








mixed with other




Polym.


Test
clarifiers (letter from



Part
Recryst.


Plaque
above) (plus ratio of
Conc.
Haze
Resin
Thick
Temp.


No.
Additive to clarifier)
(%)
(%)
Grade
(mil)
(° C.)
















109
1 plus A [50/50]
.2
7.3
RCP
50
*


110
1 plus A [50/50]
.25
6.6
RCP
50
*


111
1 plus A [50/50]
.35
6.3
RCP
50
112.1


112
1 plus A [50/50]
.5
6.6
RCP
50
*


113
1 plus A [50/50]
.15
33.5
RCP
100
*


114
1 plus A [50/50]
.2
22.4
RCP
100
*


115
1 plus A [50/50]
.25
18.8
RCP
100
112.1


116
1 plus A [50/50]
.35
22.3
RCP
100
*


117
1 plus B [50/50] #
.35
6.4
RCP
50
*


118
1 plus B [50/50] #
.5
6.6
RCP
50
*


119
1 plus C [50/50] #
.35
8.1
RCP
50
*


120
1 plus C [50/50] #
.5
7.7
RCP
50
*


121
1 plus D [50/50] #
.35
8.0
RCP
50
*


122
1 plus D [50/50] #
.5
6.9
RCP
50
*


123
1 plus E [50/50] #
.35
7.7
RCP
50
*


124
1 plus E [50/50] #
.5
7.0
RCP
50
*









Thus, the inventive compound also exhibited excellent haze measurements in polypropylene in the presence of another clarifying agent.
There are, of course, many alternative embodiments and modifications of the present invention which are to be included within the spirit and scope of the following claims.

## Claims

1. A compound of Structure (I) or Structure (II): 




wherein R is independently selected from the group consisting of hydrogen, lower alkyl groups containing 1-4 carbon atoms, lower alkoxy groups, chlorine and fluorine;
R1, R2, R3, and R4 are independently selected from the group consisting of lower alkyl groups containing 1-4 carbon atoms, lower alkoxy groups, and fluorine; 
with the proviso that only one of R1 and R2 is fluorine, only one of R3 and R4 is fluorine, and 
wherein at least one of R1, R2, R3, and R4is a lower alkyl group; 
further wherein no more than two of said R1-R4 groups comprise fluorine.

2. The compound of claim 1 wherein said compound is selected from the group consisting of bis(4-fluoro-3-methylbenzylidene)sorbitol; bis(3-fluoro-4-methylbenzylidene)sorbitol bis(4-fluoro-2,3-dimethylbenzylidene)sorbitol; bis(3-fluoro-2,4-dimethylbenzyl-idene)sorbitol; and bis(3-fluoro-4-methoxy-benzylidene)sorbitol.

3. A compound of Structure (I) or Structure (II): 




wherein R is independently selected from the group consisting of hydrogen, lower alkyl groups containing 1-4 carbon atoms, lower alkoxy groups, and chlorine; R1, R2, R3, and R4, are independently selected from the group consisting of lower alkyl groups containing 1-4 carbon atoms, lower alkoxy groups, and fluorine;
with the proviso that only one of R1 and R2 is fluorine, only one of R3 and R4 is fluorine, and wherein at least one of R1, R2, R3, and R4 is a lower alkyl group; wherein said compound is characterized by polypropylene clarifying efficacy such that when mixed with a random copolymer polypropylene composition at a concentration of not more than 0.25% said compound yields a percent haze value of not more than 8.0 as measured by ASTM Standard Test Method D1003-81 on thermoplastic plaques of 50 mil thickness.

4. A compound of Structure (I) or Structure (II): 




wherein R is independently selected from the group consisting of hydrogen, lower alkyl groups containing 1-4 carbon atoms, lower alkoxy groups, chlorine and fluorine;
R1, R2, R3, and R4 are independently selected from the group consisting of lower alkyl groups containing 1-4 carbon atoms, lower alkoxy groups, chlorine and fluorine; 
with the proviso that only one of R1 and R2 is fluorine, and only one of R3 and R4 is fluorine, and 
wherein at least one of R1, R2, R3, and R4 is a lower alkyl group; 
wherein no more than two of said R1-R4 groups comprise fluorine; and 
wherein said compound is selected from the group of compounds consisting of: 
bis(4-fluoro-3-methylbenzylidene)sorbitol; bis(3-fluoro-4-methylbenzylidene)sorbitol; bis(4-fluoro-2,3-dimethylbenzylidene)sorbitol; bis(3-fluoro-2,4-dimethylbenzyl-idene)sorbitol; and bis(3-fluoro-4-methoxy-benzylidene)sorbitol.