alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
Exhibit 4.1


 




	
  

  	
  ORGANIZED UNDER
  THE LAWS OF THE STATE OF DELAWARE THIS CERTIFIES THAT is the owner of FULLY
  PAID AND NON-ASSESSABLE SHARES OF COMMON STOCK, $0.01 PAR VALUE, OF COBALT
  INTERNATIONAL ENERGY, INC. transferable on the books of the Corporation by
  the holder hereof in person or by duly authorized attorney upon the surrender
  of this Certificate properly endorsed. This Certificate is not valid until
  countersigned and registered by the Transfer Agent and Registrar. WITNESS the
  facsimile seal of the Corporation and the facsimile signatures of its duly
  authorized officers. Dated: COBALT INTERNATIONAL ENERGY, INC. SEAL 2009
  DELAWARE CORPORATE General Counsel and Executive Vice President Chairman of
  the Board of Directors and Chief Executive Officer CUSIP
  TO COME SEE REVERSE FOR CERTAIN DEFINITIONS S H A R E S CIE
  COUNTERSIGNED AND REGISTERED: CONTINENTAL STOCK TRANSFER & TRUST COMPANY
  (JERSEY CITY, NJ) TRANSFER AGENT AND REGISTRAR BY: AUTHORIZED SIGNATURE 

  






 












	
  

  	
  For value
  received, hereby sell, assign and transfer unto The following abbreviations,
  when used in the inscription on the face of this certificate, shall be
  construed as though they were written out in full according to applicable
  laws or regulations: TEN COM TEN ENT JT TEN – as
  tenants in common – as tenants by the entireties – as joint tenants with
  right of survivorship and not as tenants in common UNIF
  GIFT MIN ACT– Custodian (Cust) (Minor) under
  Uniform Gifts to Minors Act (State) THE SIGNATURE TO THIS ASSIGNMENT MUST
  CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE CERTIFICATE, IN
  EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT, OR ANY CHANGE WHATEVER.
  PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS INCLUDING POSTAL ZIP CODE OF
  ASSIGNEE Shares of the common stock represented by the within Certificate,
  and do hereby irrevocably constitute and appoint PLEASE INSERT SOCIAL
  SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE Attorney to transfer the
  said stock on the books of the within-named Corporation with full power of
  substitution in the premises. Dated, SIGNATURE(S) GUARANTEED: THE
  SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS,
  STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP
  IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17Ad-15. Additional abbreviations may also be
  used though not in the above list. NOTICE:
#### UNITED STATES of America, Plaintiff—Appellee, v. Steven MCKELVEY, a/k/a Custard, C, Defendant—Appellant.

No. 08-7298.

United States Court of Appeals, Fourth Circuit.

Submitted: Dec. 16, 2008.

Decided: Jan. 13, 2009.

Steven McKelvey, Appellant Pro Se. Elizabeth Jean Howard, Assistant United States Attorney, Greenville, South Carolina, for Appellee.

Before NIEMEYER, MICHAEL, and MOTZ, Circuit Judges.

*813PER CURIAM:

Steven McKelvey appeals the district court’s order denying his motion to modify his sentence pursuant to 18 U.S.C. § 8582 (2006). We have reviewed the record and find no reversible error. Accordingly, we affirm for the reasons stated by the district court. *United States v. McKelvey,*No. 6:00-cr00380-GRA-l (D.S.C. July 15, 2008). We dispense with oral argument because the facts and legal contentions are adequately presented in the materials before the court and argument would not aid the decisional process.

*AFFIRMED.*
SUPREME COURT OF THE STATE OF NEW YORK

Appellate Division, Fourth Judicial Department

504 

KA 10-01242 

PRESENT: SCUDDER, P.J., SMITH, FAHEY, AND SCONIERS, JJ.

 

 

THE PEOPLE OF THE STATE OF NEW YORK, RESPONDENT, 

V ORDER

EXCELL J. MARKS, DEFENDANT-APPELLANT.

 

STEVEN D. SESSLER, GENESEO, FOR DEFENDANT-APPELLANT.

JOSEPH V. CARDONE, DISTRICT ATTORNEY, ALBION (KATHERINE BOGAN OF

COUNSEL), FOR RESPONDENT. 

 

Appeal from a judgment of the Orleans County Court (James P.

Punch, J.), rendered May 17, 2010. The judgment convicted defendant,

upon his plea of guilty, of criminal sale of a controlled substance in

the third degree. 

It is hereby ORDERED that the judgment so appealed from is

unanimously affirmed. 

Entered: April 20, 2012 Frances E. Cafarell

Clerk of the Court
**Exhibit
      31.2**





Certifications





I,
      William Danis, certify that:





1.
      I
      have reviewed this quarterly report on Form 10-Q of Med-Emerg International
      Inc.;





2.
      Based on my knowledge, this quarterly report does not contain any untrue
      statement of a material fact or omit to state a material fact necessary to
      make
      the statements made, in light of the circumstances under which such statements
      were made, not misleading with respect to the period covered by this quarterly
      report;





3.
      Based on my knowledge, the financial statements, and other financial information
      included in this quarterly report, fairly present in all material respects
      the
      financial condition, results of operations and cash flows of the registrant
      as
      of, and for, the periods presented in this quarterly report;





4.
      The
      registrant's other certifying officers and I are responsible for establishing
      and maintaining disclosure controls and procedures (as defined in Exchange
      Act
      Rules 13a-14 and 15d-14) for the registrant and we have:





a)  designed
      such disclosure
      controls and procedures to ensure that material information relating to the
      registrant, including its consolidated subsidiaries, is made known to us by
      others within those entities, particularly during the period in which this
      quarterly report is being prepared;





b)  evaluated
      the
      effectiveness of the registrant's disclosure controls and procedures and
      presented in this report our conclusions about the effectiveness of the
      disclosure controls and procedures, as of the end of the period covered by
      this
      report based on such evaluation; and





c)  disclosed
      in this
      quarterly report any change in the registrant’s internal control over financial
      reporting that occurred during the registrant’s third fiscal quarter that has
      materially affected, or is reasonably likely to materially affect, the
      registrant’s internal control over financial reporting.





5.
      The
      registrant's other certifying officers and I have disclosed, based on our most
      recent evaluation of internal control over financial reporting, to the
      registrant's auditors and the audit committee of registrant's board of directors
      (or persons performing the equivalent functions):





a)  all
      significant
      deficiencies and material weaknesses in the design or operation of internal
      control over financial reporting which are reasonably likely to adversely affect
      the registrant’s ability to record, process, summarize and report financial
      information; and





b)  any
      fraud, whether or not
      material, that involves management or other employees who have a significant
      role in the registrant's internal control over financial reporting.





Date: November
      14, 2007








/s/
                William DanisWilliam
                DanisChief
                Financial Officer
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exhibit10-2.htm


 


 










 


EXHIBIT 10.2


 

























March 9, 2015







STRICTLY CONFIDENTIAL







Glynn Wilson, Ph.DChairman & CEO


TapImmune, Inc.1551 Eastlake Avenue East, Suite 100Seattle, WA 98102


 

 


Dear Dr. Wilson:







               Reference is made to the exclusive engagement letter (the “Engagement Letter”), dated July 29, 2014, as amended January 10, 2015, by and between TapImmune Inc. (the “Company”) and H.C. Wainwright & Co., LLC (“Wainwright”), pursuant to which Wainwright shall serve as the exclusive investment bank of the Company during the “Term” (as defined in the Engagement Letter).







The Company and Wainwright hereby agree to amend the exclusive Engagement Letter in order to reduce the cash fee and Wainwright Warrants issuable to Wainwright in connection with an Offering with the investor set forth on Schedule 3 hereto, closing on or before March 13, 2015.  As such, the following sentence shall be added after the last sentence of Section A(1) of the Engagement Letter:







“Notwithstanding anything herein to the contrary, solely with respect to the Offering with the investor set forth on Schedule 3 hereto, closing on or before March 13, 2015, Wainwright agrees to reduce its cash fee to from 7% to 3.5% of the gross proceeds from such Offering and to reduce the number of Wainwright Warrants from 5% to 2.5% of the aggregate number of shares of Common Stock placed in such Offering (if the Securities are convertible or include a “greenshoe” or “additional investment” option component, such shares of Common Stock underlying such Securities or options).”







Except as expressly set forth above, all of the terms and conditions of the exclusive Engagement Letter shall continue in full force and effect after the execution of this agreement and shall not be in any way changed, modified or superseded by the terms set forth herein.  Defined terms used herein but not defined herein shall have the meanings given to such terms in the exclusive Engagement Letter.







This agreement may be executed in two or more counterparts and by facsimile or “.pdf” signature or otherwise, and each of such counterparts shall be deemed an original and all of such counterparts together shall constitute one and the same agreement.







[SIGNATURE PAGE TO EA AMENDMENT FOLLOWS]
















430 Park Avenue  |  New York, New York 10022  |  212.356.0500  |  www.hcwco.com


Member: FINRA/SIPC




  





  











  























IN WITNESS WHEREOF, this agreement is executed as of the date first set forth above.







     Very truly yours,







      H.C. WAINWRIGHT & CO., LLC












By /s/ Mark Viklund


     Name: Mark Viklund


     Title: CEO












Accepted and Agreed:







TapImmune Inc.












By /s/ Glynn Wilson


     Name: Glynn Wilson


     Title: CEO












[Signature Page to TPIV Engagement Letter Amendment #2]










  





  











  


















Schedule 3







Investor:           Eastern Capital Limited
UNPUBLISHED

UNITED STATES COURT OF APPEALS

FOR THE FOURTH CIRCUIT

No. 21-2208

ADOLFO MASADIEGO-ALVA, a/k/a Darling Eduardo Merida Merida,

Petitioner,

v.

MERRICK B. GARLAND, Attorney General,

Respondent.

On Petition for Review of an Order of the Board of Immigration Appeals.

Submitted: June 23, 2022 Decided: September 14, 2023

Before KING and RICHARDSON, Circuit Judges, and FLOYD, Senior Circuit Judge.

Petition denied by unpublished per curiam opinion.

ON BRIEF: Arnedo S. Valera, LAW OFFICES OF VALERA & ASSOCIATES P.C., 

Fairfax, Virginia, for Petitioner. Brian M. Boynton, Principal Deputy Assistant Attorney 

General, Anthony C. Payne, Assistant Director, Alexander J. Lutz, Trial Attorney, Office 

of Immigration Litigation, Civil Division, UNITED STATES DEPARTMENT OF 

JUSTICE, Washington, D.C., for Respondent.

Unpublished opinions are not binding precedent in this circuit.

USCA4 Appeal: 21-2208 Doc: 21 Filed: 09/14/2023 Pg: 1 of 2
2

PER CURIAM:

Adolfo Masadiego-Alva, a native and citizen of Guatemala, petitions for review of 

an order of the Board of Immigration Appeals dismissing his appeal from the immigration 

judge’s decision denying his applications for asylum, withholding of removal, and 

protection under the Convention Against Torture. We have thoroughly reviewed the record 

and conclude that the evidence does not compel a ruling contrary to any of the 

administrative factual findings, see 8 U.S.C. § 1252(b)(4)(B), and that substantial evidence 

supports the denial of relief, see INS v. Elias-Zacarias, 502 U.S. 478, 481 (1992). We 

further conclude, upon de novo review of the questions of law raised by Masadiego-Alva, 

that the denial of relief was not manifestly contrary to law. See Crespin-Valladares v. 

Holder, 632 F.3d 117, 124 (4th Cir. 2011) (citing 8 U.S.C. § 1252(b)(4)(C)). Accordingly, 

we deny the petition for review. We dispense with oral argument because the facts and 

legal contentions are adequately presented in the materials before this court and argument 

would not aid the decisional process.

PETITION DENIED

USCA4 Appeal: 21-2208 Doc: 21 Filed: 09/14/2023 Pg: 2 of 2
# Fourth Court of Appeals **San Antonio, Texas**

MEMORANDUM OPINION

No. 04

- 19

- 00107

- CV
IN RE Stephen Patrick BLACK Original Mandamus Proceeding 1

PER CURIAM Sitting: Sandee Bryan Marion, Chief Justice Luz Elena D. Chapa, Justice Beth Watkins, Justice
Delivered and Filed: May 15, 2019
ORIGINAL PROCEEDING DISMISSE D On April 10, 2019, the trial court granted relator’s “Motion to Terminate State Counsel for
Offenders and Invoke the Faretta Right to Self

- Representation.” Accordingly, o n April 23, 2019, we ordered relator to file either a petition for writ of mandamus that fully complies with Texas
Rule of Appellate Procedure 52.3 if he desired to pursue his request for mandamus relief or a motion to dismiss this original proceeding.
On May 3, 2019, relator filed a motion to dismiss stating , “the subject matter of this mandamus was resolved, wherein Relator now represents himself pro se in his court of commitment.” We grant the motion and dismiss this original proceeding.
PER CURIAM

1 This proceeding arises out of Cause No. CV

- 15

- 1805, styled In the Commitment of Stephen Patrick Black , pending in the 274th Judicial District Court, Guadalupe County, Texas, the Honorable Gary L. Steel presiding.
Exhibit 32.2
                                  ------------

                      Statement of Chief Financial Officer
         Pursuant to Section 1350 of Title 18 of the United States Code


Pursuant to Section 1350 of Title 18 of the United States Code, the undersigned,
Henry P. Herms,  the Vice  President - Finance  and Chief  Financial  Officer of
CopyTele, Inc., hereby certifies that:

     1.   The Company's Form 10-Q Quarterly  Report for the period ended January
          31,  2009 (the  "Report")  fully  complies  with the  requirements  of
          Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and

     2.   The  information  contained  in the  Report  fairly  presents,  in all
          material respects,  the financial  condition and results of operations
          of the Company.


                                /s/ Henry P. Herms
                                ------------------
                                Henry P. Herms
                                Vice President - Finance and
March 12, 2009                  Chief Financial Officer
#### PORTER, Respondent, v. SABINS, Appellant.

(Supreme Court, Appellate Division, Fourth Department.

March 27, 1912.)

Action by Della Porter against Eliza J. Sabins. No opinion. Judgment affirmed, with costs.
|   | (1) | I have reviewed this Annual Report on Form 10-K/A of Venaxis, Inc.; |
|--------|-----|---------------------------------------------------------------------|
|   | (2) | Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;  |
|--------|-----|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
|   | (3) | The registrant's other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and have:                                                                                                      |
|   | (a) | Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; and |
|--------|-----|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
|   | (b) | Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation. |
|--------|-----|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
#### HOWE, Respondent, v. SMITH, Appellant.

(Supreme Court, Appellate Division, Fourth Department

November 13, 1907.)

Action by Charles W. Howe against Clarence M. Smith.

PER CURIAM.

Judgment and order affirmed, with costs.

KRUSE, J., not sitting.
Exhibit 12.1

STATEMENT OF COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES

|                                   |                                               | Years ended December 31, |       
|---------------------------------- | --------------------------------------------- | ------------------------ | ------
|
|
|Earnings:                          |                                               |                          |       
|                                   | Pretax income from continuing operations      |                          | $     
|                                   | Equity (earnings) losses from equity investee |                          |       
|                                   | Fixed Charges                                 |                          |       
|                                   | Distributed income of equity investee         |                          |       
|                                   | Capitalized interest                          |                          |       
|                                   |                                               |                          |       
|Total earnings                     |                                               | $                        | 54,588
|                                   |                                               |                          |       
|Fixed charges:                     |                                               |                          |       
|                                   | Interest expense                              |                          | $     
|                                   | Capitalized interest                          |                          |       
|                                   |                                               |                          |       
|Total fixed charges                |                                               | $                        | 19,562
|                                   |                                               |                          |       
|Ratio of earnings to fixed charges |                                               |                          | 2.79  
|                                   |                                               |                          |       



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Exhibit 99.1

                        CERTIFICATION OF CEO PURSUANT TO
                             18 U.S.C. SECTION 1350,
                             AS ADOPTED PURSUANT TO
                  SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

In connection with the Annual Report of Oxford Ventures, Inc. (the "Company") on
Form 10-KSB for the period ending December 31, 2002 as filed with the Securities
and Exchange Commission on the date hereof (the "Report"), Robert Harrison, as
President and Chief Executive Officer of the Company, certifies, pursuant to 18
U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley
Act of 2002, to the best of his knowledge, that:

(1)      The Report fully complies with the requirements of section 13(a) of the
         Securities Exchange Act of 1934; and

(2)      The information contained in the Report fairly presents, in all
         material respects, thefinancial condition and result of operations of
         the Company.

By:  /s/ Robert Harrison
-------------------------------
Robert Harrison
President, CEO
March 27, 2003