PUBLISH

UNITED STATES COURT OF APPEALS

Filed 7/10/96

TENTH CIRCUIT

 

WESLEY V. BATEMAN, )

)

Plaintiff-Appellant, )

)

v. ) No. 95-4041

)

CITY OF WEST BOUNTIFUL, )

a political subdivision of the )

State of Utah; CARL JOHNSON, )

Mayor, )

)

Defendants-Appellees. )

 

Appeal from the United States District Court

for the District of Utah

(D.C. No. 94-NC-126-B)

 

David O. Black of Black, Stith & Argyle, P.C., Salt Lake City, Utah, for PlaintiffAppellant.

David L. Church of Blaisdell & Church, Salt Lake City, Utah for Defendants-Appellees.

 

Before BALDOCK, EBEL, and BRISCOE, Circuit Judges.
 

1

 These facts largely come from the plaintiff's complaint, which is admitted for the

most part by the defendants.

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EBEL, Circuit Judge.

 

Plaintiff-Appellant Wesley V. Bateman ("Bateman") brought this 42 U.S.C. § 1983

action against the City of West Bountiful ("City"), and its Mayor, Carl Johnson, asserting

a Fifth Amendment takings claim, due process and equal protection violations, and an

equitable estoppel claim under Utah law. The district court held that these claims were

not ripe for adjudication because Bateman had neither received a final administrative

determination concerning his property, nor had he sought and been denied just

compensation from the City under Utah's inverse condemnation procedure. The district

court thus dismissed Bateman's claims for lack of subject matter jurisdiction. Bateman

now appeals the dismissal of his complaint and we affirm.

I.

In 1973, Bateman purchased a residential lot located at 883 West 400 North in the

City of West Bountiful, Utah.1 The lot was one of several one-acre lots located on 400

North that were granted conditional use zoning by the City. The conditional use zoning

scheme allowed property owners to subdivide their lots into three 1/3-acre portions, with
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one residence permitted on each portion. Because only one of the three 1/3-acre portions

had direct access to 400 North, however, a twelve foot-wide right-of-way provided

ingress to, and egress from, the middle and rear portions of the lots. Moreover, because

the right-of-way was necessary to provide access to the other two portions of the lot, the

normal setback and side yard requirements were waived under the conditional use zoning

scheme.

When Bateman purchased his lot in 1973, the front third of the lot (with the

frontage on 400 North) came with a residential structure in place. Within a few years,

Bateman drew up plans to build a house, garage and workshop on the middle portion of

the lot. He obtained a building permit from the City and paid the necessary fees by check. 

Pursuant to the common and accepted practice at the time, Bateman did not conduct any

engineering studies, but rather submitted a plot plan to the City on yellow note paper. 

Over the next five years, the buildings were constructed in stages. The City was aware of

the construction, and periodically sent building inspectors to Bateman's lot. The

structures were completed in approximately 1980.

In 1992, Bateman attempted to sell the middle portion of his lot, together with the

structural improvements, and listed them with a real estate agent. However, a City officer

in the meantime had recorded a Certificate of Noncompliance ("Certificate") with respect

to Bateman's property in the county recorder's office. This Certificate indicated that

Bateman's property was not in compliance with the setback and side yard requirements of
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the West Bountiful building ordinance. The Certificate, which is still on file in the county

recorder's office, effectively prevents Bateman from selling the subdivided portion of his

lot. It also has prevented Bateman from refinancing his property.

Rather than seeking a variance from the City board of adjustment, as was

permitted under Utah law, Bateman filed this suit in the United States District Court for

the District of Utah, pursuant to 42 U.S.C. § 1983. In his complaint, Bateman alleged that

the City had waived the setback and side yard requirements by granting him a building

permit pursuant to the conditional use zoning scheme. Bateman further alleged that the

setback and side yard requirements as applied to his lot did not substantially advance a

legitimate state interest or promote health, safety, or the public welfare. Bateman's

complaint asserted a claim under the Fifth Amendment Takings Clause, and claims under

the Due Process and Equal Protection Clauses of the Fourteenth Amendment. Bateman

also asserted that the City was estopped under state law from enforcing the setback and

side yard requirements. The City filed a motion to dismiss Bateman's complaint on the

ground that the matter was not ripe for adjudication in federal court. The district court

granted the City's motion and dismissed the complaint without prejudice. This appeal

followed.
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II.

The issue whether a claim is ripe for review bears on the court's subject matter

jurisdiction under Article III of the Constitution. New Mexicans for Bill Richardson v.

Gonzales, 64 F.3d 1495, 1498-99 (10th Cir. 1995). Accordingly, a ripeness challenge,

like most other challenges to a court's subject matter jurisdiction, is treated as a motion to

dismiss under Federal Rule of Civil Procedure 12(b)(1). Id. at 1499. Ripeness is a

question of law, which we examine de novo. Powder River Basin Resources Council v.

Babbitt, 54 F.3d 1477, 1483 (10th Cir. 1995). The ripeness inquiry requires the court to

evaluate "the fitness of the issues for judicial decision and the hardship to the parties of

withholding court consideration." Abbott Labs. v. Gardner, 387 U.S. 136, 149 (1967). 

Because neither of these factors support the exercise of jurisdiction over Bateman's claim,

we affirm the district court's order dismissing the complaint without prejudice.

A.

The district court, relying on Williamson Planning Comm'n v. Hamilton Bank, 473

U.S. 172 (1985), held that the takings claim was premature because Bateman failed to

appeal the issuance of the Certificate to the City board of adjustment, as was clearly

permitted under Utah law. In Williamson, the plaintiff filed a suit similar to Bateman's

asserting that a county zoning board's refusal to approve a development plan effected a

taking of its property in violation of the Fifth Amendment. Relying on a number of
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earlier decisions, the Court in Williamson held that a regulatory takings claim is not ripe

"until the government entity charged with implementing the regulations has reached a

final decision regarding the application of the regulations to the property at issue." Id. at

186-87 (citing Hodel v. Virginia Surface Mining & Reclamation Ass'n, Inc., 452 U.S 264

(1981); Agins v. City of Tiburon, 447 U.S. 255 (1980); Penn Central Transp. Co. v. New

York City, 438 U.S. 104 (1978)). Applying this general rule, the Court concluded that

because the plaintiff had not sought a variance from the County Board of Zoning

Appeals, there was no "final decision" for the Court to review, and plaintiff's claim was

therefore not ripe. 473 U.S. at 188, 190.

As in Williamson, Bateman's failure to seek review of the City's action under the

procedures authorized by state law renders his takings claim unripe. Under the Utah

Municipal Land Use Code, a municipal subdivision of the State may enact a zoning

ordinance and divide the territory over which it has jurisdiction into various zoning

districts. Utah Code Ann. §§ 10-9-401 to 405. The Land Use Code also directs each

municipality adopting such a zoning ordinance to appoint a board of adjustment. Utah

Code Ann. § 10-9-701. The board of adjustment has the authority to hear and decide: (1)

appeals from decisions applying the zoning ordinance; (2) special exceptions to the terms

of the zoning ordinance; and (3) variances from the terms of the zoning ordinances. Utah

Code Ann. § 10-9-703. The board of adjustment also is empowered to make

determinations regarding the existence of "nonconforming uses" if that authority is
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delegated to it by the legislative body. Id. Thus, under Utah law, the board of adjustment

has the authority to make a final determination regarding Bateman's property. Compare

Greenbriar, Ltd. v. City of Alabaster, 881 F.2d 1570, 1575 & n.9 (11th Cir. 1989)

(holding that plaintiff was not required to seek a variance from either the zoning

commission or the local board of zoning adjustment because neither body had the

authority to grant the necessary variance).

The City also has taken no affirmative enforcement action against Bateman in

connection with the Certificate of Noncompliance. The Certificate of Noncompliance is

merely a preliminary determination made by a functionary zoning inspector that an

existing land use is not in compliance with the current zoning regulations. A Certificate

prompts a property owner such as Bateman to request a variance or waiver, but is not

itself a conclusive determination of the property's status. Thus, any zoning action

regarding Bateman's property cannot be final until Bateman seeks a determination from

the board of adjustment, as only then will the board of adjustment have had the

opportunity to decide whether Bateman enjoys a valid nonconforming use, or whether

some other legitimate justification for granting a variance exists. See, e.g., Bannum, Inc.

v. City of Louisville, 958 F.2d 1354, 1363 (6th Cir. 1992) (holding that the city had

reached a "final determination" regarding plaintiff's property only after plaintiff

unsuccessfully applied to the board of zoning adjustments for a nonconforming use

variance).
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Bateman argues that he should not be required to seek review from the board of

adjustment prior to filing his § 1983 action because § 1983 does not require a litigant to

first exhaust administrative remedies. See Patsy v. Florida Bd. of Regents, 457 U.S. 496,

516 (1982). This same argument was rejected in Williamson: "The question whether

administrative remedies must be exhausted is conceptually distinct . . . from the question

whether an administrative action must be final before it is judicially reviewable." 

Williamson, 473 U.S. at 192. Whereas exhaustion generally refers to the requirement that

a litigant resort to available administrative or judicial procedures prior to filing a federal

lawsuit, the finality requirement seeks to ensure that the issues and the factual

components of the dispute are sufficiently fleshed out to permit meaningful judicial

review. See Lujan v. National Wildlife Federation, 497 U.S. 871, 891 (1990) (a

controversy is not ripe for judicial review "until the scope of the controversy has been

reduced to more manageable proportions, and its factual components fleshed out, by some

concrete action applying the regulation to the claimant's situation"); Abbott Labs. v.

Gardner, 387 U.S. 136, 148 (1967) (explaining that the "basic rationale" of the ripeness

requirement is "to prevent the courts, through avoidance of premature adjudication, from

entangling themselves in abstract disagreements" and to eliminate "judicial interference

until an administrative decision has been formalized and its effects felt in a concrete

way"). Given the unusually fact-specific nature of the constitutional inquiry, the finality

requirement assumes even greater significance in a regulatory takings case. See, e.g.,
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MacDonald, Sommer & Frates v. Yolo County, 477 U.S. 340, 348 (1986) ("A court

cannot determine whether a regulation has gone 'too far' unless it knows how far the

regulation goes."); Williamson, 473 U.S. at 190 ("Our reluctance to examine takings

claims until such a final decision has been made is compelled by the very nature of the

inquiry required by the Just Compensation Clause."). Thus, while we agree that Bateman

need not exhaust his available administrative remedies prior to filing a § 1983 action, this

fact does not excuse him from first obtaining a final decision from the board of

adjustment regarding how it will apply the zoning ordinance to his property.

Undeterred, Bateman argues that his case is distinguishable because, unlike the

plaintiff in Williamson, he seeks a remedy for the violation of a property right that has

already been granted--i.e., his original building permit. However, this fact alone does not

distinguish Bateman's case from Williamson; Bateman still cannot point to a final,

reviewable action by the City that deprives him of a federally protected right. Rejecting a

similar argument, the Williamson Court reasoned as follows:

[R]esort to the procedure for obtaining variances would result in a conclusive

determination by the Commission whether it would allow respondent to develop

the subdivision in the manner respondent proposed. The Commission's refusal to

approve the preliminary plat does not determine that issue; it prevents respondent

from developing its subdivision without obtaining the necessary variances, but

leaves open the possibility that respondent may develop the subdivision according

to its plat after obtaining the variances.

473 U.S. at 193-94. Similarly, the Certificate of Noncompliance issued to Bateman does

not represent a conclusive determination by the City that he must abide by the setback and
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side yard requirements of the zoning ordinance; rather, it places Bateman on notice that

his property does not comply with current requirements, and "leaves open the possibility"

that he may maintain his property in its present state after obtaining a variance from the

board of adjustment. Thus, the mere issuance of a Certificate of Noncompliance does not

conclusively determine whether Bateman has been denied all reasonable beneficial use of

his property, and therefore is not a final, reviewable decision. Williamson, 473 U.S. at

194.

B.

Even if we were to accept Bateman's argument that the City's issuance of the

Certificate of Noncompliance was a "final decision," Bateman's takings claim would still

not be ripe for review because he has not sought compensation from the City pursuant to

Utah's inverse condemnation law. It is well settled that "if a State provides an adequate

procedure for seeking just compensation, the property owner cannot claim a violation of

the Just Compensation Clause until it has used the procedure and been denied just

compensation." Williamson, 473 U.S. at 195; see also Clajon Prod. Corp. v. Petera, 70

F.3d 1566, 1575 (10th Cir. 1995) ("[I]f [the state's] inverse condemnation procedure were

available to Plaintiffs, this action would not be ripe for consideration, and thus, we would

lack jurisdiction over Plaintiffs' Takings Clause claim."). Because the Fifth Amendment

does not require compensation to be paid before a deprivation occurs, Ruckelshaus v.
 

2

 Article I, section 22 of the Utah Constitution reads: "Private property shall not be

taken or damaged for public use without just compensation."

 

3

 Section 63-30-10.5(1) of the Utah Code provides that "immunity from suit of all

governmental entities is waived for the recovery of compensation from the governmental

entity when the governmental entity has taken or damaged private property for public uses

without just compensation."

 

4

 Because we dispose of this case on ripeness grounds, we do not address the merits of

whether the state zoning action here would trigger a valid constitutional claim.

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Monsanto Co, 467 U.S. 986, 1016 (1984), a "taking" is not complete until the State fails

to provide "just compensation" for the property. Williamson, 473 U.S. at 195.

Under Utah law, a property owner may bring an inverse condemnation action

whenever private property is taken or damaged for public use without a formal exercise of

the State's eminent domain power. Farmers New World Life v. Bountiful City, 803 P.2d

1241, 1243 (Utah 1990). A property owner's cause of action for inverse condemnation is

provided by Article I, section 22 of the Utah Constitution.2 This constitutional provision

is self-executing, see Colman v. Utah State Land Bd., 795 P.2d 622, 635 (Utah 1990), and

the Utah legislature has waived its governmental immunity for claims of inverse

condemnation, see Utah Code Ann. § 63-30-10.5(1).3 Additionally, the Utah Supreme

Court has interpreted Article I, section 22 of the state constitution as allowing a suit for

inverse condemnation when the effect of an ordinance is to take or damage private

property at a level that gives rise to a constitutional claim.4 See Colman, 795 P.2d at 627. 

Thus, because the State of Utah has provided a procedure for obtaining compensation for

a taking of private property for public use, and because the Fifth Amendment "requires
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that a property owner utilize procedures for obtaining compensation before bringing a §

1983 action," Williamson, 473 U.S. at 194 n.13, Bateman's failure to avail himself of the

procedure renders his claim premature.

C.

Bateman's due process and equal protection claims stand on no firmer

jurisdictional footing. The Tenth Circuit repeatedly has held that the ripeness requirement

of Williamson applies to due process and equal protection claims that rest upon the same

facts as a concomitant takings claim. See Rocky Mountain Materials & Asphalt, Inc. v.

Board of County Comm'rs, 972 F.2d 309, 311 (10th Cir. 1992) (procedural due process);

J.B. Ranch, Inc. v. Grand County, 958 F.2d 306, 309-10 (10th Cir. 1992) (same); Miller

v. Campbell County, 945 F.2d 348, 352-353 (10th Cir. 1991) (substantive and procedural

due process), cert. denied, 502 U.S. 1096 (1992); Landmark Land Co. of Oklahoma, Inc.

v. Buchanan, 874 F.2d 717, 722 (10th Cir. 1989) (equal protection and substantive due

process). "[W]e are reluctant in the context of a factual situation that falls squarely within

[the Takings Clause] to impose new and potentially inconsistent obligations upon the

parties under the substantive or procedural components of the Due Process Clause." 

Miller, 945 F.2d at 352. The Supreme Court, applying similar reasoning, has rejected

substantive due process challenges where the allegedly illegal governmental action was

clearly encompassed by some other, more specific, enumerated constitutional right. See
 

5 Bateman does not specifically contest the dismissal of his state law estoppel claim. 

In any event, once the district court dismissed Bateman's federal claims, it was authorized

to dismiss the supplemental state claims as well. See 28 U.S.C. § 1367(c)(3) (permitting

district courts to decline supplemental jurisdiction over state law claims where "the

district court has dismissed all claims over which it has original jurisdiction"). We

(continued...)

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Graham v. Connor, 490 U.S. 386, 395 (1989) ("Because the Fourth Amendment provides

an explicit textual source of constitutional protection against [excessive force by police],

that Amendment, not the more generalized notion of 'substantive due process,' must be

the guide for analyzing these claims."); Whitely v. Albers, 475 U.S. 312, 327 (1986)

(refusing to consider a Fourteenth Amendment due process claim by a prison inmate for

excessive force because the Eighth Amendment "serves as the primary source of

substantive protection to convicted prisoners" in such cases).

Based on these authorities, we conclude that Bateman's due process and equal

protection claims are subsumed within "the more particularized protections of the

[Takings] Clause." Miller, 945 F.2d at 352. As a result, Bateman's failure to obtain a

final and definitive pronouncement regarding his property renders these ancillary

constitutional claims unripe. A contrary holding would render the Supreme Court's

decision in Williamson nugatory, as it would enable a resourceful litigant to circumvent

the ripeness requirements simply by alleging a more generalized due process or equal

protection violation. Accordingly, we hold that plaintiff's due process and equal 

protection claims are not ripe for review.5
 

5

(...continued)

therefore find no error in the dismissal of Bateman's state law claim.

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III.

For the foregoing reasons, the judgment of the district court is AFFIRMED.