34298 Federal Register / Vol. 86, No. 122 / Tuesday, June 29, 2021 / Notices 

32See supra note 4. 

33See Letters from Howard Meyerson, Managing 

Director, Financial Information Forum, to Vanessa 

Countryman, Secretary, Commission, dated 

September 22, 2020; William J. Leahey, Head of 

Regulatory Compliance, Refinitiv Wealth 

Management, to Vanessa Countryman, Secretary, 

Commission, dated September 22, 2020; and Ellen 

Greene, Managing Director, Securities Industry and 

Financial Markets Association, to Vanessa 

Countryman, Secretary, Commission, dated 

September 24, 2020 (‘‘SIFMA’’). 

34See supra note 5. 

35 15 U.S.C. 78s(b)(3)(A). 

36 17 CFR 240.19b–4(f)(6). 37 17 CFR 200.30–3(a)(12). 

achieving comparable (or better) output 

results. 

B. Self-Regulatory Organization’s 

Statement on Burden on Competition 

FINRA does not believe that the 

proposed rule change will result in any 

burden on competition that is not 

necessary or appropriate in furtherance 

of the purposes of the Act. As set forth 

in the OATS Retirement Filing, FINRA 

undertook an economic impact 

assessment to analyze the regulatory 

need for the proposed rule change, its 

potential economic impacts, including 

anticipated costs and benefits, and the 

alternatives considered in assessing how 

to best meet regulatory objectives. The 

economic impact assessment discussed 

the potential costs and benefits 

associated with OATS retirement 

assuming that the accuracy and 

reliability standards delineated in the 

filing were met. As FINRA has 

determined that CAT meets or exceeds 

these standards, FINRA does not 

anticipate any additional impacts from 

retiring OATS. 

C. Self-Regulatory Organization’s 

Statement on Comments on the 

Proposed Rule Change Received From 

Members, Participants, or Others 

The OATS Retirement Filing, 

pursuant to which FINRA proposed the 

above-discussed accuracy and reliability 

standards the CAT would need to 

achieve before FINRA could retire 

OATS, was published for comment on 

September 1, 2020.32 Three comment 

letters were submitted in response,33

and on October 29, 2020, FINRA 

responded to the comment letters.34 The 

comment letters, as well as FINRA’s 

response to comments, are available on 

the Commission’s website. 

III. Date of Effectiveness of the 

Proposed Rule Change and Timing for 

Commission Action 

Because the foregoing proposed rule 

change does not: (i) Significantly affect 

the protection of investors or the public 

interest; (ii) impose any significant 

burden on competition; and (iii) become 

operative for 30 days from the date on 

which it was filed, or such shorter time 

as the Commission may designate, it has 

become effective pursuant to Section 

19(b)(3)(A) of the Act 35 and Rule 19b– 

4(f)(6) thereunder.36

At any time within 60 days of the 

filing of the proposed rule change, the 

Commission summarily may 

temporarily suspend such rule change if 

it appears to the Commission that such 

action is necessary or appropriate in the 

public interest, for the protection of 

investors, or otherwise in furtherance of 

the purposes of the Act. If the 

Commission takes such action, the 

Commission shall institute proceedings 

to determine whether the proposed rule 

should be approved or disapproved. 

IV. Solicitation of Comments 

Interested persons are invited to 

submit written data, views, and 

arguments concerning the foregoing, 

including whether the proposed rule 

change is consistent with the Act. 

Comments may be submitted by any of 

the following methods: 

Electronic Comments 

• Use the Commission’s internet 

comment form (http://www.sec.gov/ 

rules/sro.shtml); or 

• Send an email to rule-comments@

sec.gov. Please include File Number SR– 

FINRA–2021–017 on the subject line. 

Paper Comments 

• Send paper comments in triplicate 

to Secretary, Securities and Exchange 

Commission, 100 F Street NE, 

Washington, DC 20549–1090. 

All submissions should refer to File 

Number SR–FINRA–2021–017. This file 

number should be included on the 

subject line if email is used. To help the 

Commission process and review your 

comments more efficiently, please use 

only one method. The Commission will 

post all comments on the Commission’s 

internet website (http://www.sec.gov/ 

rules/sro.shtml). Copies of the 

submission, all subsequent 

amendments, all written statements 

with respect to the proposed rule 

change that are filed with the 

Commission, and all written 

communications relating to the 

proposed rule change between the 

Commission and any person, other than 

those that may be withheld from the 

public in accordance with the 

provisions of 5 U.S.C. 552, will be 

available for website viewing and 

printing in the Commission’s Public 

Reference Room, 100 F Street NE, 

Washington, DC 20549 on official 

business days between the hours of 

10:00 a.m. and 3:00 p.m. Copies of the 

filing also will be available for 

inspection and copying at the principal 

office of FINRA. All comments received 

will be posted without change. Persons 

submitting comments are cautioned that 

we do not redact or edit personal 

identifying information from comment 

submissions. You should submit only 

information that you wish to make 

available publicly. All submissions 

should refer to File Number SR–FINRA– 

2021–017, and should be submitted on 

or before July 20, 2021. 

For the Commission, by the Division of 

Trading and Markets, pursuant to delegated 

authority.37

J. Matthew DeLesDernier, 

Assistant Secretary. 

[FR Doc. 2021–13784 Filed 6–28–21; 8:45 am] 

BILLING CODE 8011–01–P 

SMALL BUSINESS ADMINISTRATION 

[Disaster Declaration #16972 and #16973; 

TENNESSEE Disaster Number TN–00128] 

Presidential Declaration Amendment of 

a Major Disaster for Public Assistance 

Only for the State of Tennessee 

AGENCY: U.S. Small Business 

Administration. 

ACTION: Amendment 1. 

SUMMARY: This is an amendment of the 

Presidential declaration of a major 

disaster for Public Assistance Only for 

the State of Tennessee (FEMA—4601— 

DR), dated 05/08/2021. 

Incident: Severe Storms, Tornadoes, 

and Flooding. 

Incident Period: 03/25/2021 through 

04/03/2021. 

DATES: Issued on 06/22/2021. 

Physical Loan Application Deadline 

Date: 07/07/2021. 

Economic Injury (EIDL) Loan 

Application Deadline Date: 02/08/2022. 

ADDRESSES: Submit completed loan 

applications to: U.S. Small Business 

Administration, Processing and 

Disbursement Center, 14925 Kingsport 

Road, Fort Worth, TX 76155. 

FOR FURTHER INFORMATION CONTACT: A. 

Escobar, Office of Disaster Assistance, 

U.S. Small Business Administration, 

409 3rd Street SW, Suite 6050, 

Washington, DC 20416, (202) 205–6734. 

SUPPLEMENTARY INFORMATION: The notice 

of the President’s major disaster 

declaration for Private Non-Profit 

organizations in the State of Tennessee, 

dated 05/08/2021, is hereby amended to 

include the following areas as adversely 

affected by the disaster. 


lotter on DSK11XQN23PROD with NOTICES1
Federal Register / Vol. 86, No. 122 / Tuesday, June 29, 2021 / Notices 34299 

Primary Counties: Marion. 

All other information in the original 

declaration remains unchanged. 

(Catalog of Federal Domestic Assistance 

Number 59008) 

James Rivera, 

Associate Administrator for Disaster 

Assistance. 

[FR Doc. 2021–13779 Filed 6–28–21; 8:45 am] 

BILLING CODE 8026–03–P 

SMALL BUSINESS ADMINISTRATION 

[Disaster Declaration #17001 and #17002; 

Louisiana Disaster Number LA–00113] 

Presidential Declaration of a Major 

Disaster for Public Assistance Only for 

the State of Louisiana 

AGENCY: U.S. Small Business 

Administration. 

ACTION: Notice. 

SUMMARY: This is a Notice of the 

Presidential declaration of a major 

disaster for Public Assistance Only for 

the State of Louisiana (FEMA–4590– 

DR), dated 06/22/2021. 

Incident: Severe Winter Storms. 

Incident Period: 02/11/2021 through 

02/19/2021. 

DATES: Issued on 06/22/2021. 

Physical Loan Application Deadline 

Date: 08/23/2021. 

Economic Injury (EIDL) Loan 

Application Deadline Date: 03/22/2022. 

ADDRESSES: Submit completed loan 

applications to: U.S. Small Business 

Administration, Processing and 

Disbursement Center, 14925 Kingsport 

Road, Fort Worth, TX 76155. 

FOR FURTHER INFORMATION CONTACT: A. 

Escobar, Office of Disaster Assistance, 

U.S. Small Business Administration, 

409 3rd Street SW, Suite 6050, 

Washington, DC 20416, (202) 205–6734. 

SUPPLEMENTARY INFORMATION: Notice is 

hereby given that as a result of the 

President’s major disaster declaration on 

06/22/2021, Private Non-Profit 

organizations that provide essential 

services of a governmental nature may 

file disaster loan applications at the 

address listed above or other locally 

announced locations. 

The following areas have been 

determined to be adversely affected by 

the disaster: 

Primary Parishes: Allen, Beauregard, 

Bossier, Caddo, Catahoula, 

Concordia, De Soto, East Baton 

Rouge, Grant, La Salle, Lincoln, 

Ouachita, Saint Helena, Union, 

Washington. 

The Interest Rates are: 

Percent 

For Physical Damage: 

Non-Profit Organizations with 

Credit Available Elsewhere ... 2.000 

Non-Profit Organizations without Credit Available Elsewhere ..................................... 2.000 

For Economic Injury: 

Non-Profit Organizations without Credit Available Elsewhere ..................................... 2.000 

The number assigned to this disaster 

for physical damage is 17001 7 and for 

economic injury is 17002 0. 

(Catalog of Federal Domestic Assistance 

Number 59008) 

James Rivera, 

Associate Administrator for Disaster 

Assistance. 

[FR Doc. 2021–13780 Filed 6–28–21; 8:45 am] 

BILLING CODE 8026–03–P 

SMALL BUSINESS ADMINISTRATION 

[License No. 01/01–0410] 

Surrender of License of Small 

Business Investment Company; 

Gemini Investors IV, L.P. 

Pursuant to the authority granted to 

the United States Small Business 

Administration under the Small 

Business Investment Act of 1958, as 

amended, under Section 309 of the Act 

and Section 107.1900 of the Small 

Business Administration Rules and 

Regulations (13 CFR 107.1900) to 

function as a small business investment 

company under the Small Business 

Investment Company License No. 01/ 

01–0410 issued to Gemini Investors IV, 

L.P., said license is hereby declared null 

and void. 

United States Small Business 

Administration. 

Thomas G. Morris, 

Acting Associate Administrator, Director, 

Office of SBIC Operations, Office of 

Investment and Innovation. 

[FR Doc. 2021–13860 Filed 6–28–21; 8:45 am] 

BILLING CODE P 

SMALL BUSINESS ADMINISTRATION 

Data Collection Available for Public 

Comments 

ACTION: 60-day notice and request for 

comments. 

SUMMARY: The Small Business 

Administration (SBA) intends to request 

approval, from the Office of 

Management and Budget (OMB), for the 

collection of information described 

below. The Paperwork Reduction Act 

(PRA) requires federal agencies to 

publish a notice in the Federal Register 

concerning each collection of 

information before submission to OMB 

and to allow 60 days for public 

comment in response to the notice. This 

information collection is currently 

approved under emergency procedures, 

which included waiver of notice. This 

publication complies with the PRA 

requirement to publish that previously 

waived notice. 

DATES: Submit comments on or before 

August 30, 2021. 

ADDRESSES: Send all comments related 

to this Federal Register Notice 

electronically to 

7apaycheckloanprogramquestions@

sba.gov with the Subject Line: ‘‘SBA 

Form 3512 Comments.’’ 

FOR FURTHER INFORMATION CONTACT: 

Mary Frias, Loan Specialist, at 

mary.frias@sba.gov; 202–401–8234, or 

Curtis B. Rich, Management Analyst, 

202–205–7030; curtis.rich@sba.gov; 

SUPPLEMENTARY INFORMATION: Section 

1102 of the Coronavirus Aid, Relief, and 

Economic Security (CARES) Act, Public 

Law 116–136, authorizes SBA to 

guarantee loans made by banks or other 

financial institutions under a new 

temporary 7(a) program titled the 

‘‘Paycheck Protection Program’’ (‘‘PPP’’) 

to small businesses, certain non-profit 

organizations, veterans’ organizations, 

Tribal business concerns, independent 

contractors and self-employed 

individuals adversely impacted by the 

Coronavirus Disease (COVID–19) 

Emergency. This authority initially 

expired on August 8, 2020. The 

Economic Aid to Hard-Hit Small 

Businesses, Nonprofits, and Venues Act 

(Economic Aid Act), Public Law 116– 

260, renewed SBA’s authority to make 

PPP loans until March 31, 2021, and 

added authority for second draw PPP 

loans under § 7(a)(37) of the Small 

Business Act. The program authority 

was further extended until June 30, 

2021, by the PPP Extension Act of 2021, 

Public Law 117–6. 

Any lender that has made PPP loans 

can use this information collection (SBA 

Form 3512) to request (1) reinstatement 

of a PPP loan that was cancelled in 

SBA’s ETRAN system due to the 

lender’s data input error, and/or (2) 

correction of the lender’s data input 

error in the SBA Loan Approval 

Amount of a PPP loan on ETRAN or the 

Paycheck Protection Platform, subject to 

availability of funds. The form contains 

examples of the types of lender requests 

for reinstatement or correction that can 

be submitted on the form. SBA will rely 


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