alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
41AgreementRightsofLTDebtHolders






 
	
		
	 
	John Fawcett 
Chief Financial Officer
 
Citizens Financial Group, Inc.
1 Citizens Plaza
Providence, Rhode Island 02903




 
 
Securities and Exchange Commission
100 F Street, NE
Washington, DC 20549
 
March 2, 2015




	
		
	Subject:
	Citizens Financial Group, Inc. Annual Report on Form 10-K for the fiscal year ended December 31, 2014 – File No. 001-36636






Dear Sirs:
 
Neither Citizens Financial Group, Inc. (the “Company”) nor any of its consolidated subsidiaries has outstanding any instrument with respect to its long-term debt, other than those filed as an exhibit to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2014, under which the total amount of securities authorized exceeds 10% of the total assets of the registrant and its subsidiaries on a consolidated basis. In accordance with paragraph (b)(4)(iii) of Item 601 of Regulation S-K (17 CFR Sec. 229.601), the Company hereby agrees to furnish to the Securities and Exchange Commission, upon request, a copy of each instrument that defines the rights of holders of such long term debt not filed or incorporated by reference as an exhibit to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2014.
 
 
 
Very truly yours,
 
CITIZENS FINANCIAL GROUP, INC.










	
		
	/s/ John Fawcett
	 

	John Fawcett
	 

	Chief Financial Officer
I 

109TH CONGRESS 

1ST SESSION H. R. 2280 

To suspend temporarily the duty on XAMA 7. 

IN THE HOUSE OF REPRESENTATIVES 

MAY 11, 2005 

Mr. ENGLISH of Pennsylvania introduced the following bill; which was referred 

to the Committee on Ways and Means 

A BILL 

To suspend temporarily the duty on XAMA 7. 

1 Be it enacted by the Senate and House of Representa2 tives of the United States of America in Congress assembled, 

3 SECTION 1. XAMA 7. 

4 (a) IN GENERAL.—Subchapter II of chapter 99 of 

5 the Harmonized Tariff Schedule of the United States is 

6 amended by inserting in numerical sequence the following 

7 new heading: 

‘‘ 9902.09.09 Polyfunctional aziridine 

(CAS No. 57116–45–7) 

(provided for subheading 

2933.99.97) ......................... Free No change No change On or before 

12/31/2008 ’’. 

8 (b) EFFECTIVE DATE.—The amendment made by 

9 subsection (a) applies to goods entered, or withdrawn from 
2 

•HR 2280 IH 

1 warehouse for consumption, on or after the 15th day after 

2 the date of enactment of this Act. 

Æ
* Pursuant to 5TH CIR. R. 47.5, the court has determined

that this opinion should not be published and is not precedent

except under the limited circumstances set forth in 5TH CIR. R.

47.5.4.

IN THE UNITED STATES COURT OF APPEALS

FOR THE FIFTH CIRCUIT

 

No. 96-11355

Summary Calendar

 

UNITED STATES OF AMERICA,

Plaintiff-Appellee,

versus

LEON WARREN,

Defendant-Appellant.

- - - - - - - - - -

Appeal from the United States District Court

for the Northern District of Texas

USDC No. 4:96-CR-61-1-Y

- - - - - - - - - -

July 3, 1997

Before JONES, DeMOSS and PARKER, Circuit Judges.

PER CURIAM:*

Leon Warren appeals his conviction and sentence for

distribution of cocaine base in violation of 21 U.S.C. 

§ 841(b)(1)(B). We affirm. Facts contained in dismissed

indictment counts may be used in determining relevant conduct. 

U.S.S.G. § 6B1.2(a); United States v. Vital, 68 F.3d 114, 118

(5th Cir. 1995). The district court’s failure to hold that the

Double Jeopardy Clause was violated by the use of the dismissed
No. 96-11355

- 2 -

counts to determine relevant conduct was not plain error. See

Witte v. United States, 115 S. Ct. 2199, 2207-08 (1995). The

district court did not commit clear error by failing to give

Warren a downward departure based upon a mitigating role in the

offense. See United States v. Zuniga, 18 F.3d 1254, 1261 (5th

Cir. 1994). Warren waived his right to challenge the district

court’s summary dismissal of his motion to dismiss for selective

prosecution by entering an unconditional guilty plea. See United

States v. Smallwood, 920 F.2d 1231, 1240 (5th Cir. 1991). 

AFFIRMED.
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[Federal Register Volume 86, Number 115 (Thursday, June 17, 2021)]
[Notices]
[Page 32249]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-12975]


=======================================================================
-----------------------------------------------------------------------

COMMODITY FUTURES TRADING COMMISSION


Sunshine Act Meetings

TIME AND DATE: 10:00 a.m. EDT, Thursday, June 24, 2021.

PLACE: Virtual meeting.

STATUS: Closed.

MATTERS TO BE CONSIDERED: Examinations and enforcement matters. In the 
event that the time, date, or location of this meeting changes, an 
announcement of the change, along with the new time, date, and/or place 
of the meeting will be posted on the Commission's website at https://www.cftc.gov/.

CONTACT PERSON FOR MORE INFORMATION: Christopher Kirkpatrick, 202-418-
5964.

    Authority: 5 U.S.C. 552b.

    Dated: June 15, 2021.
Christopher Kirkpatrick,
Secretary of the Commission.
[FR Doc. 2021-12975 Filed 6-15-21; 4:15 pm]
BILLING CODE 6351-01-P
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                            A **.gov** website belongs to an official government organization in the United States.
 **Secure .gov websites use HTTPS**
                            
                            A **lock** (                            
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People Corcoran, Jacob Gregory, Michelle Halford, Megan Harper, Gordon Kang, Dave Ringbauer, Joseph
                                            *- Joe* Saathoff, Stephen
                                            *- Steve* Shelby, Kent Smith, James Stanley, David


Midwest Area   kent.shelby@usda.gov


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[Federal Register Volume 86, Number 124 (Thursday, July 1, 2021)]
[Notices]
[Pages 35092-35093]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-14126]


=======================================================================
-----------------------------------------------------------------------

FEDERAL RESERVE SYSTEM


Change in Bank Control Notices; Acquisitions of Shares of a Bank 
or Bank Holding Company

    The notificants listed below have applied under the Change in Bank 
Control Act (Act) (12 U.S.C. 1817(j)) and Sec.  225.41 of the Board's 
Regulation Y (12 CFR 225.41) to acquire shares of a bank or bank 
holding company. The factors that are considered in acting on the 
applications are set forth in paragraph 7 of the Act (12 U.S.C. 
1817(j)(7)).
    The public portions of the applications listed below, as well as 
other related filings required by the

[[Page 35093]]

Board, if any, are available for immediate inspection at the Federal 
Reserve Bank(s) indicated below and at the offices of the Board of 
Governors. This information may also be obtained on an expedited basis, 
upon request, by contacting the appropriate Federal Reserve Bank and 
from the Board's Freedom of Information Office at https://www.federalreserve.gov/foia/request.htm. Interested persons may express 
their views in writing on the standards enumerated in paragraph 7 of 
the Act.
    Comments regarding each of these applications must be received at 
the Reserve Bank indicated or the offices of the Board of Governors, 
Ann E. Misback, Secretary of the Board, 20th Street and Constitution 
Avenue NW, Washington, DC 20551-0001, not later than July 16, 2021.
    A. Federal Reserve Bank of St. Louis (Holly A. Rieser, Manager) 
P.O. Box 442, St. Louis, Missouri 63166-2034. Comments can also be sent 
electronically to <a href="/cdn-cgi/l/email-protection#1e5d7173737b706a6d307f6e6e72777d7f6a7771706d5e6d6a726d30786c7c30716c79"><span class="__cf_email__" data-cfemail="51123e3c3c343f25227f3021213d38323025383e3f221122253d227f3723337f3e2336">[email protected]</span></a>:
    1. Steuart L. Walton, Thomas L. Walton, Alice A. Proietti, and 
James M. Walton, all of Bentonville, Arkansas; to become members of the 
Walton Family Group, a group acting in concert to retain voting shares 
of Arvest Bank Group, Inc., Bentonville, Arkansas, and thereby 
indirectly retain voting shares of Arvest Bank, Fayetteville, Arkansas.

    Board of Governors of the Federal Reserve System, June 28, 2021.
Michele Taylor Fennell,
Deputy Associate Secretary of the Board.
[FR Doc. 2021-14126 Filed 6-30-21; 8:45 am]
BILLING CODE P


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### IN THE UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT

No. 15

- 40106 Conference Calendar

UNITED STATES OF AMERICA,

Plaintiff

- Appellee

v.
JESUS TORRES , Defendant

- Appellant

Appeal from the United States District Court for the Southern District of Texas USDC No. 5:14

- CR

- 11

- 1

Before JONES, SOUTHWICK, and COSTA, Circuit Judges. PER CURIAM: *
The Federal Public Defender appointed to represent Jesus Torres , whose true name is Gabriel Galindo

- Valdez, has moved for leave to withdraw and has filed a brief in accordance with Anders v. California , 386 U.S. 738 (1967), and United States v. Flores , 632 F.3d 229 (5th Cir. 2011)

. Torres h a s not filed a response. We have reviewed counsel’s brief and the relevant portions of the record reflected therein. We concur with counsel’s assessment that the appeal

* Pursuant to 5 TH C IR

. R. 47.5 , the court has determined that this opinion should not be published and is not precedent except under the limited circumstances set forth in 5 TH C IR

. R. 47.5.4. United States Court of Appeals Fifth Circuit 

### FILED December 1 5 , 2015 Lyle W. Cayce Clerk Case: 15-40106 Document: 00513308533 Page: 1 Date Filed: 12/15/2015No. 15

- 40106

2 presents no nonfrivolous issue for appellate review. Accordingly, couns el’s motion for leave to withdraw is GRANTED, counsel is excused from further responsibilities herein, and the APPEAL IS DISMISSED. See 5 TH C IR

. R. 42.2. Case: 15-40106 Document: 00513308533 Page: 2 Date Filed: 12/15/2015
* Pursuant to 5 TH C IR . R. 47.5, the court has determined

that this opinion should not be published and is not precedent except under the limited circumstances set forth in 5 TH C IR . R. 47.5.4. United States Court of Appeals Fifth Circuit 

## FILED February 13, 2004 Charles R. Fulbruge III Clerk IN THE UNITED STATES COURT OF APPEALS

FOR THE FIFTH CIRCUIT

No. 02-21178 Summary Calendar

UNITED STATES OF AMERICA, Plaintiff-Appellee,

versus CEDRICK RODGERS, Defendant-Appellant.
Appeal from the United States District Court for the Southern District of Texas USDC No. H-01-CV-2105 USDC No. H-99-CR-737-2
Before JONES, BENAVIDES and CLEMENT, Circuit Judges.
PER CURIAM: *

Larry Chris Iles, court-appointed counsel for Cedrick Rodgers, has filed a motion for leave to withdraw as counsel pursuant to A nders v. California , 386 U.S. 738 (1967), asserting that Rodgers’s appeal does not present a nonfrivolous issue. See Dinkins v. Alabama , 526 F.2d 1268, 1269 (5th Cir. 1976). Rodgers2

has filed a response to counsel’s motion, arguing that his appeal raises nonfrivolous claims of ineffective assistance of counsel.

Our independent review of counsel’s Anders brief, Rodgers’s response and the record discloses no nonfrivolous issue for appeal. Accordingly, counsel’s motion for leave to withdraw is
GRANTED , counsel is excused from further responsibilities herein, and the APPEAL IS DISMISSED
. S ee 5 TH C IR . R. 42.2. The request for a COA, requested implicitly by the notice of appeal, is DENIED
.
**Exhibit 13.2**

 

**Certification**

 

**Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002**

 

**(Subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code)**

 

Pursuant to section 906 of the Sarbanes-Oxley Act of 2002 (subsections(a) and (b) of section 1350, chapter 63 of title 18, United States Code), the undersigned officer of NTT DoCoMo, Inc., a Japanese corporation (the “Company”), hereby certifies, to such officer’s knowledge, that: 

 

The Annual Report on Form 20-F for the year ended March 31, 2007(the “Report”) of the Company fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934 and information contained in the Report fairly presents, in all material respects, the financialcondition and results of operations of the Company. 

 

Date: June 25, 2007
<PAGE>

                                                                    EXHIBIT 23.1

                         INDEPENDENT AUDITORS' CONSENT

The Board of Directors
Quinton Cardiology Systems, Inc.:

      We consent to the incorporation by reference in the registration statement
(No.333-87768) on Form S-8 of Quinton Cardiology Systems, Inc. of our report
dated February 6, 2004, with respect to the consolidated balance sheets of
Quinton Cardiology Systems, Inc. and subsidiaries as of December 31, 2003 and
2002, and the related consolidated statements of operations, shareholders'
equity, and cash flows for the years then ended, which report appears in the
December 31, 2003, annual report on Form 10-K of Quinton Cardiology Systems,
Inc.

                                        /s/ KPMG LLP

Seattle, Washington
March 11, 2004
Document Headings

                    Document headings vary by document type but may contain                    the following:                  
                -                       the agency or agencies that issued and signed a document                    
                -                       the number of the CFR title and the number of each part                      the document amends, proposes to amend, or is directly                      related to                    
                -                       the agency docket number / agency internal file number                    
                -                       the RIN which identifies each regulatory action listed in                      the Unified Agenda of Federal Regulatory and Deregulatory                      Actions                    

                    See the                                          Document Drafting Handbook                                        for more details.                  

###### Department of Health and Human Services

###### National Institutes of Health

Pursuant to section 10(d) of the Federal Advisory Committee Act, as amended, notice is hereby given of the following meeting.

                    The meeting will be closed to the public in accordance with the                           ( print page 35308)                        provisions set forth in sections 552b(c)(4) and 552b(c)(6), Title 5 U.S.C., as amended. The grant applications and the discussions could disclose confidential trade secrets or commercial property such as patentable material, and personal information concerning individuals associated with the grant applications, the disclosure of which would constitute a clearly unwarranted invasion of personal privacy.                

*Name of Committee:*                         National Institute of Allergy and Infectious Diseases Special Emphasis Panel; HIV Vaccine Research and Design (HIVRAD) Program (P01 Clinical Trial Not Allowed).                    

*Date:*                         July 29, 2021.                    

*Time:*                         9:30 a.m. to 6:00 p.m.                    

*Agenda:*                         To review and evaluate grant applications.                    

*Place:*                         National Institute of Allergy and Infectious Diseases, National Institutes of Health, 5601 Fishers Lane, Room 3G11A, Rockville, MD 20892 (Virtual Meeting).                    

*Contact Person:*                         J. Bruce Sundstrom, Ph.D., Scientific Review Officer, Scientific Review Program, National Institute of Allergy and Infectious Diseases, National Institutes of Health, 5601 Fishers Lane, Room 3G11A, Rockville, MD 20852, 240-669-5045,                         *sundstromj@niaid.nih.gov.*

(Catalogue of Federal Domestic Assistance Program Nos. 93.855, Allergy, Immunology, and Transplantation Research; 93.856, Microbiology and Infectious Diseases Research, National Institutes of Health, HHS)

Dated: June 28, 2021. 

Tyeshia M. Roberson-Curtis,

Program Analyst, Office of Federal Advisory Committee Policy.

[FR Doc. 2021-14173 Filed 7-1-21; 8:45 am]

BILLING CODE 4140-01-P
I 

109TH CONGRESS 

1ST SESSION H. R. 236 

To require the Consumer Product Safety Commission to ban toys which 

in size, shape, or overall appearance resemble real handguns. 

IN THE HOUSE OF REPRESENTATIVES 

JANUARY 4, 2005 

Mr. TOWNS introduced the following bill; which was referred to the Committee 

on Energy and Commerce 

A BILL 

To require the Consumer Product Safety Commission to 

ban toys which in size, shape, or overall appearance 

resemble real handguns. 

1 Be it enacted by the Senate and House of Representa2 tives of the United States of America in Congress assembled, 

3 SECTION 1. TOY HANDGUNS. 

4 The Consumer Product Safety Commission shall pro5 mulgate a rule in accordance with section 9 of the Con6 sumer Product Safety Act (15 U.S.C. 2058) to declare 

7 as a banned hazardous product under section 8 any toy 

8 which in size, shape, or overall appearance resembles a 

9 real handgun. 

Æ
109TH CONGRESS 

2D SESSION H. R. 2383

AN ACT

To redesignate the facility of the Bureau of Reclamation 

located at 19550 Kelso Road in Byron, California, as 

the ‘‘C.W. ‘Bill’ Jones Pumping Plant’’.

1 Be it enacted by the Senate and House of Representa2 tives of the United States of America in Congress assembled, 
2

•HR 2383 EH 

1 SECTION 1. REDESIGNATION OF FACILITY. 

2 The facility of the Bureau of Reclamation located at 

3 19550 Kelso Road in Byron, California, and known as the 

4 Tracy Pumping Plant, shall be known and designated as 

5 the ‘‘C.W. ‘Bill’ Jones Pumping Plant’’. 

6 SEC. 2. REFERENCES. 

7 Any reference in a law, map, regulation, document, 

8 paper or other record of the United States to the facility 

9 referred to in section 1 shall be deemed to be a reference 

10 to the ‘‘C.W. ‘Bill’ Jones Pumping Plant’’.

Passed the House of Representatives March 8, 

2006. 

Attest:

Clerk. 

109TH CONGRESS 

2D SESSION H. R. 2383

AN ACT

To redesignate the facility of the Bureau of RecPlant’’. California, as the ‘‘C.W. ‘Bill’ Jones Pumping lamation located at 19550 Kelso Road in Byron,
I 

109TH CONGRESS 

1ST SESSION H. R. 2165 

To extend the duty suspension on Menthyl anthranilate. 

IN THE HOUSE OF REPRESENTATIVES 

MAY 5, 2005 

Mr. BROWN of South Carolina introduced the following bill; which was 

referred to the Committee on Ways and Means 

A BILL 

To extend the duty suspension on Menthyl anthranilate. 

1 Be it enacted by the Senate and House of Representa2 tives of the United States of America in Congress assembled, 

3 SECTION 1. MENTHYL ANTHRANILATE. 

4 (a) IN GENERAL.—Heading 9902.01.40 of the Har5 monized Tariff Schedule of the United States (relating to 

6 Menthyl anthranilate) is amended by striking ‘‘12/31/ 

7 2006’’ and inserting ‘‘12/31/2008’’. 

8 (b) EFFECTIVE DATE.—The amendment made by 

9 subsection (a) applies to goods entered, or withdrawn from 

10 warehouse for consumption, on or after the 15th day after 

11 the date of the enactment of this Act. 

Æ
UNITED STATES DISTRICT COURT

NORTHERN DISTRICT OF INDIANA

HAMMOND DIVISION

FRANCIS MARTINEZ,

Plaintiff,

vs.

BACK TO GOOD LLC,

Defendant.

Case No. 2:16-cv-00265

Hon. Joseph S. Van Bokkelen

Magistrate Judge John E. Martin

NOTICE OF DISMISSAL UNDER FED. R. CIV. P. 41(a)(1)

Plaintiff Francis Martinez, by and through his counsel of record, hereby dismisses his 

claim against Defendant Back to Good, LLC without prejudice.

Dated: February 9, 2017 /s/ George T. Blackmore

George T. Blackmore (P76942)

21411 Civic Center Drive, Suite 200

Southfield, MI 48076

Email: george@cnalawgroup.com

Telephone: (248) 845-8594

Fax: (480) 999-0665

Attorney for Plaintiff

USDC IN/ND case 2:16-cv-00265-JVB-JEM document 8 filed 02/09/17 page 1 of 1