35142 Federal Register / Vol. 86, No. 124 / Thursday, July 1, 2021 / Notices 

1The CAT NMS Plan is a national market system 

plan approved by the Commission pursuant to 

Section 11A of the Exchange Act and the rules and 

regulations thereunder. See Securities Exchange Act 

Release No. 79318 (November 15, 2016), 81 FR 

84696 (November 23, 2016). 

2 15 U.S.C. 78k–1(a)(3). 

3 17 CFR 242.608. 

4See Notice of Filing of Amendment to the 

National Market System Plan Governing the 

Consolidated Audit Trail, Exchange Act Release No. 

90826 (December 30, 2020), 86 FR 591 (‘‘Notice’’). 

Comments received in response to the Notice can 

be found on the Commission’s website at https:// 

www.sec.gov/comments/4-698/4-698.htm. 

5See Exchange Act Release No. 91487 (April 6, 

2021), 86 FR 19054 (April 12, 2021). 

6 17 CFR 242.608(b)(2)(i). 

7 Id. 

8 17 CFR 200.30–3(a)(85). 

Commission a USPS Request to Add 

Priority Mail Contract 708 to 

Competitive Product List. Documents 

are available at www.prc.gov, Docket 

Nos. MC2021–105, CP2021–107. 

Sean Robinson, 

Attorney, Corporate and Postal Business Law. 

[FR Doc. 2021–14024 Filed 6–30–21; 8:45 am] 

BILLING CODE 7710–12–P 

POSTAL SERVICE 

Product Change—Priority Mail and 

First-Class Package Service 

Negotiated Service Agreement 

AGENCY: Postal ServiceTM. 

ACTION: Notice. 

SUMMARY: The Postal Service gives 

notice of filing a request with the Postal 

Regulatory Commission to add a 

domestic shipping services contract to 

the list of Negotiated Service 

Agreements in the Mail Classification 

Schedule’s Competitive Products List. 

DATES: Date of required notice: July 1, 

2021. 

FOR FURTHER INFORMATION CONTACT: 

Sean Robinson, 202–268–8405. 

SUPPLEMENTARY INFORMATION: The 

United States Postal Service® hereby 

gives notice that, pursuant to 39 U.S.C. 

3642 and 3632(b)(3), on June 14, 2021, 

it filed with the Postal Regulatory 

Commission a USPS Request to Add 

Priority Mail & First-Class Package 

Service Contract 195 to Competitive 

Product List. Documents are available at 

www.prc.gov, Docket Nos. MC2021–101, 

CP2021–104. 

Sean Robinson, 

Attorney, Corporate and Postal Business Law. 

[FR Doc. 2021–14021 Filed 6–30–21; 8:45 am] 

BILLING CODE 7710–12–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–92266; File No. 4–698] 

Joint Industry Plan; Notice of 

Designation of a Longer Period for 

Commission Action on a Proposed 

Amendment to the National Market 

System Plan Governing the 

Consolidated Audit Trail 

June 25, 2021. 

I. Introduction 

On December 18, 2020, the Operating 

Committee for Consolidated Audit Trail, 

LLC (‘‘CAT LLC’’), on behalf of the 

following parties to the National Market 

System Plan Governing the 

Consolidated Audit Trail (the ‘‘CAT 

NMS Plan’’ or ‘‘Plan’’): 1 BOX Exchange 

LLC; Cboe BYX Exchange, Inc., Cboe 

BZX Exchange, Inc., Cboe EDGA 

Exchange, Inc., Cboe EDGX Exchange, 

Inc., Cboe C2 Exchange, Inc., Cboe 

Exchange, Inc., Financial Industry 

Regulatory Authority, Inc. (‘‘FINRA’’), 

Investors Exchange LLC, Long-Term 

Stock Exchange, Inc., Miami 

International Securities Exchange LLC, 

MEMX, LLC, MIAX Emerald, LLC, 

MIAX PEARL, LLC, Nasdaq BX, Inc., 

Nasdaq GEMX, LLC, Nasdaq ISE, LLC, 

Nasdaq MRX, LLC, Nasdaq PHLX LLC, 

The NASDAQ Stock Market LLC, New 

York Stock Exchange LLC, NYSE 

American LLC, NYSE Arca, Inc., NYSE 

Chicago, Inc., and NYSE National, Inc. 

(collectively, the ‘‘Participants,’’ ‘‘selfregulatory organizations,’’ or ‘‘SROs’’) 

filed with the Securities and Exchange 

Commission (‘‘SEC’’ or ‘‘Commission’’) 

pursuant to Section 11A(a)(3) of the 

Securities Exchange Act of 1934 

(‘‘Exchange Act’’),2 and Rule 608 

thereunder,3 a proposed amendment 

(‘‘Proposed Amendment’’) to the CAT 

NMS Plan that would authorize CAT 

LLC to revise the Consolidated Audit 

Trail Reporter Agreement and the 

Consolidated Audit Trail Reporting 

Agent Agreement to insert limitation of 

liability provisions. The Proposed 

Amendment was published for 

comment in the Federal Register on 

January 6, 2021.4

On April 6, 2021, the Commission 

instituted proceedings to determine 

whether to approve or disapprove the 

Proposed Amendment.5 Rule 

608(b)(2)(i) of Regulation NMS provides 

that such proceedings shall be 

concluded within 180 days of the date 

of the publication of notice of the plan 

or amendment and that the time for 

conclusion of such proceedings may be 

extended for up to 60 days (up to 240 

days from the date of notice publication) 

if the Commission determines that a 

longer period is appropriate and 

publishes the reasons for such 

determination or the plan participants 

consent to a longer period.6 The 180th 

day after publication of the Notice for 

the Proposed Amendment is July 5, 

2021. The Commission is extending this 

180-day period. 

The Commission finds that it is 

appropriate to designate a longer period 

within which to conclude proceedings 

regarding the Proposed Amendment so 

that it has sufficient time to consider the 

Proposed Amendment and the 

comments received. Accordingly, 

pursuant to Rule 608(b)(2)(i) of 

Regulation NMS,7 the Commission 

designates September 3, 2021, as the 

date by which the Commission shall 

conclude the proceedings to determine 

whether to approve or disapprove the 

Proposed Amendment (File No. 4–698). 

For the Commission, by the Division of 

Trading and Markets, pursuant to delegated 

authority.8

J. Matthew DeLesDernier, 

Assistant Secretary. 

[FR Doc. 2021–14012 Filed 6–30–21; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Investment Company Act Release No. 

34319] 

Notice of Applications for 

Deregistration Under Section 8(f) of the 

Investment Company Act of 1940 

June 25, 2021. 

The following is a notice of 

applications for deregistration under 

section 8(f) of the Investment Company 

Act of 1940 for the month of June 2021. 

A copy of each application may be 

obtained via the Commission’s website 

by searching for the file number, or for 

an applicant using the Company name 

box, at http://www.sec.gov/search/ 

search.htm or by calling (202) 551– 

8090. An order granting each 

application will be issued unless the 

SEC orders a hearing. Interested persons 

may request a hearing on any 

application by emailing the SEC’s 

Secretary at Secretarys-Office@sec.gov 

and serving the relevant applicant with 

a copy of the request by email, if an 

email address is listed for the relevant 

applicant below, or personally or by 

mail, if a physical address is listed for 

the relevant applicant below. Hearing 

requests should be received by the SEC 

by 5:30 p.m. on July 20, 2021, and 

should be accompanied by proof of 

service on applicants, in the form of an 

affidavit or, for lawyers, a certificate of 


khammond on DSKJM1Z7X2PROD with NOTICES
Federal Register / Vol. 86, No. 124 / Thursday, July 1, 2021 / Notices 35143 

1 15 U.S.C. 78s(b)(1). 

2 17 CFR 240.19b–4. 

3See BZX Rule 1.5(o). 

4See Securities Exchange Act No. 88704 (April 

21, 2020) 85 FR 23383 (April 27, 2020) (File No. 4– 

634) (Amendment No. 20 Approval Order). 

5See Securities Exchange Act Release No. 91875 

(May 12, 2021), 86 FR 26982 (May 18, 2021) (SR– 

CboeBZX–2021–036) (‘‘Notice’’). 

6 15 U.S.C. 78s(b)(2). 

7 Id. 

8 17 CFR 200.30–3(a)(31). 

service. Pursuant to Rule 0–5 under the 

Act, hearing requests should state the 

nature of the writer’s interest, any facts 

bearing upon the desirability of a 

hearing on the matter, the reason for the 

request, and the issues contested. 

Persons who wish to be notified of a 

hearing may request notification by 

writing to the Commission’s Secretary at 

Secretarys-Office@sec.gov. 

ADDRESSES: The Commission: 

Secretarys-Office@sec.gov. 

FOR FURTHER INFORMATION CONTACT: 

Shawn Davis, Assistant Director, at 

(202) 551–6413 or Chief Counsel’s 

Office at (202) 551–6821; SEC, Division 

of Investment Management, Chief 

Counsel’s Office, 100 F Street NE, 

Washington, DC 20549–8010. 

Bluerock Institutional High Income 

Credit Fund LLC. [File No. 811–23495] 

Summary: Applicant, a closed-end 

investment company, seeks an order 

declaring that it has ceased to be an 

investment company. On February 4, 

2021, applicant made liquidating 

distributions to its shareholders based 

on net asset value. Expenses of 

approximately $20,000 incurred in 

connection with the reorganization were 

paid by the applicant’s investment 

advisor. 

Filing Dates: The application was 

filed on March 4, 2021 and amended on 

June 11, 2021. 

Applicant’s Address: 

Cassandra.Borchers@

thompsonhine.com. 

IVA Fiduciary Trust [File No. 811– 

22211] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. On April 19, 

2021, applicant made a liquidating 

distribution to its shareholders based on 

net asset value. Expenses of $2,383,799 

incurred in connection with the 

liquidation were paid by the applicant 

and the applicant’s investment advisor. 

Filing Date: The application was filed 

on May 24, 2021. 

Applicant’s Address: Jon-Luc.Dupuy@

klgates.com. 

Transamerica Separate Account R3 

[File No. 811–22407] 

Summary: Applicant, a unit 

investment trust, seeks an order 

declaring that it has ceased to be an 

investment company. Applicant has 

never made a public offering of its 

securities and does not propose to make 

a public offering or engage in business 

of any kind. 

Filing Dates: The application was 

filed on March 1, 2021 and amended on 

June 4, 2021. 

Applicant’s Address: kcarpenter@

wiltonre.com. 

USCA Fund Trust [811–23164] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. The applicant has 

transferred its assets to Trust for 

Advised Portfolios, and on December 

18, 2020 made a final distribution to its 

shareholders based on net asset value. 

Expenses of $120,683.58 incurred in 

connection with the reorganization were 

paid by the applicant’s investment 

adviser and the acquiring fund’s 

investment adviser. 

Filing Dates: The application was 

filed on March 1, 2021 and amended on 

May 18, 2021, and June 17, 2021. 

Applicant’s Address: Latashia.Love@

thompsonhine.com. 

Van Kampen Municipal Opportunity 

High Income Fund [811–22308] 

Summary: Applicant, a closed-end 

investment company, seeks an order 

declaring that it has ceased to be an 

investment company. Applicant has 

never made a public offering of its 

securities and does not propose to make 

a public offering or engage in business 

of any kind. 

Filing Dates: The application was 

filed on November 23, 2020 and 

amended on March 25, 2021. 

Applicant’s Address: 

Taylor.Edwards@invesco.com. 

For the Commission, by the Division of 

Investment Management, pursuant to 

delegated authority. 

J. Matthew DeLesDernier, 

Assistant Secretary. 

[FR Doc. 2021–14006 Filed 6–30–21; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–92268; File No. SR– 

CboeBZX–2021–036] 

Self-Regulatory Organizations; Cboe 

BZX Exchange, Inc.; Notice of 

Designation of a Longer Period for 

Commission Action on a Proposed 

Rule Change To Exclude a National 

Best Bid or Offer From the Calculation 

of the BZX Official Closing Price, as 

Provided in Rule 11.23(c)(2)(B)(ii)(b), 

That Is Outside the Bands Provided 

Under the Plan To Address 

Extraordinary Market Volatility 

June 25, 2021. 

On April 29, 2021, Cboe BZX 

Exchange, Inc. (‘‘Exchange’’ or ‘‘BZX’’) 

filed with the Securities and Exchange 

Commission (‘‘Commission’’), pursuant 

to Section 19(b)(1) of the Securities 

Exchange Act of 1934 (‘‘Act’’) 1 and Rule 

19b–4 thereunder,2 a proposed rule 

change to exclude a National Best Bid 

or Offer 3 (‘‘NBBO’’) from the calculation 

of the BZX Official Closing Price, as 

provided in Rule 11.23(c)(2)(B)(ii)(b), 

that is outside the bands provided under 

the Plan to Address Extraordinary 

Market Volatility (‘‘Limit Up-Limit 

Down’’ or ‘‘LULD’’ Plan).4 The proposed 

rule change was published for comment 

in the Federal Register on May 18, 

2021.5

Section 19(b)(2) of the Act 6 provides 

that within 45 days of the publication of 

notice of the filing of a proposed rule 

change, or within such longer period up 

to 90 days as the Commission may 

designate if it finds such longer period 

to be appropriate and publishes its 

reasons for so finding, or as to which the 

self-regulatory organization consents, 

the Commission shall either approve the 

proposed rule change, disapprove the 

proposed rule change, or institute 

proceedings to determine whether the 

proposed rule change should be 

disapproved. The 45th day after 

publication of the Notice for this 

proposed rule change is July 2, 2021. 

The Commission is extending the 45- 

day time period for Commission action 

on the proposed rule change. The 

Commission finds it appropriate to 

designate a longer period within which 

to take action on the proposed rule 

change so that it has sufficient time to 

consider the proposed rule change. 

Accordingly, pursuant to Section 

19(b)(2) of the Act,7 the Commission 

designates August 16, 2021 as the date 

by which the Commission shall either 

approve or disapprove, or institute 

proceedings to determine whether to 

disapprove, the proposed rule change 

(File No. SR–CboeBZX–2021–036). 

For the Commission, by the Division of 

Trading and Markets, pursuant to delegated 

authority.8

J. Matthew DeLesDernier, 

Assistant Secretary. 

[FR Doc. 2021–14013 Filed 6–30–21; 8:45 am] 

BILLING CODE 8011–01–P 


khammond on DSKJM1Z7X2PROD with NOTICES