# L_2008300EN.01000101.xml

| 11.11.2008 | EN | Official Journal of the European Union | L 300/1 |
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11.11.2008

EN

Official Journal of the European Union

L 300/1

---

COUNCIL REGULATION (EC) No 1110/2008

of 10 November 2008

amending Regulation (EC) No 423/2007 concerning restrictive measures against Iran

THE COUNCIL OF THE EUROPEAN UNION,

Having regard to the Treaty establishing the European Community, and in particular Articles 60 and 301 thereof,

Having regard to Common Position 2008/652/CFSP of 7 August 2008 amending Common Position 2007/140/CFSP concerning restrictive measures against Iran (1),

Having regard to the proposal from the Commission,

Whereas:

| (1) | Common Position 2008/652/CFSP provides for additional restrictive measures concerning, inter alia, persons and entities subject to an assets freeze, the withholding of public financial support, including export credits, guarantees and insurance, in order to avoid any financial support that could contribute to proliferation-sensitive nuclear activities or to the development of nuclear weapon delivery systems, and the inspection of cargoes to and from Iran by aircraft and vessels owned or operated by Iran Air Cargo and Islamic Republic of Iran Shipping Line provided there are reasonable grounds to believe that the aircraft or vessel is transporting goods prohibited by that Common Position. Common Position 2008/652/CFSP also provides for a prohibition of the supply, sale or transfer of certain items, materials, equipment, goods and technology that could contribute to proliferation-sensitive nuclear activities or to the development of nuclear weapon delivery systems. |
| --- | --- |

(1)

Common Position 2008/652/CFSP provides for additional restrictive measures concerning, inter alia, persons and entities subject to an assets freeze, the withholding of public financial support, including export credits, guarantees and insurance, in order to avoid any financial support that could contribute to proliferation-sensitive nuclear activities or to the development of nuclear weapon delivery systems, and the inspection of cargoes to and from Iran by aircraft and vessels owned or operated by Iran Air Cargo and Islamic Republic of Iran Shipping Line provided there are reasonable grounds to believe that the aircraft or vessel is transporting goods prohibited by that Common Position. Common Position 2008/652/CFSP also provides for a prohibition of the supply, sale or transfer of certain items, materials, equipment, goods and technology that could contribute to proliferation-sensitive nuclear activities or to the development of nuclear weapon delivery systems.

| (2) | Common Position 2008/652/CFSP also calls upon all the Member States to exercise vigilance over the activities of financial institutions within their jurisdiction with banks domiciled in Iran and their branches and subsidiaries abroad, in order to prevent such activities from contributing to proliferation-sensitive nuclear activities or to the development of nuclear weapons delivery systems. To that end, certain provisions of the said Common Position relate to Directive 2005/60/EC of the European Parliament and of the Council of 26 October 2005 on the prevention of the use of the financial system for the purpose of money laundering and terrorist financing (2). |
| --- | --- |

(2)

Common Position 2008/652/CFSP also calls upon all the Member States to exercise vigilance over the activities of financial institutions within their jurisdiction with banks domiciled in Iran and their branches and subsidiaries abroad, in order to prevent such activities from contributing to proliferation-sensitive nuclear activities or to the development of nuclear weapons delivery systems. To that end, certain provisions of the said Common Position relate to Directive 2005/60/EC of the European Parliament and of the Council of 26 October 2005 on the prevention of the use of the financial system for the purpose of money laundering and terrorist financing (2).

| (3) | It should be clarified that submitting and forwarding the necessary documents to a bank for the purpose of their final transfer to a person, entity or body that is not listed in order to trigger payments allowed under Article 9 of Regulation (EC) No 423/2007 (3) does not constitute the making available of funds within the meaning of Article 7(3) of that Regulation. |
| --- | --- |

(3)

It should be clarified that submitting and forwarding the necessary documents to a bank for the purpose of their final transfer to a person, entity or body that is not listed in order to trigger payments allowed under Article 9 of Regulation (EC) No 423/2007 (3) does not constitute the making available of funds within the meaning of Article 7(3) of that Regulation.

| (4) | Regulation (EC) No 423/2007 imposed certain restrictive measures against Iran, in line with Common Position 2007/140/CFSP. As a result, economic operators are exposed to the risk of claims and it is therefore necessary to protect such operators permanently against claims in connection with any contract or other transaction the performance of which was affected by reason of the measures imposed by that Regulation. |
| --- | --- |

(4)

Regulation (EC) No 423/2007 imposed certain restrictive measures against Iran, in line with Common Position 2007/140/CFSP. As a result, economic operators are exposed to the risk of claims and it is therefore necessary to protect such operators permanently against claims in connection with any contract or other transaction the performance of which was affected by reason of the measures imposed by that Regulation.

| (5) | These measures fall within the scope of the Treaty establishing the European Community and, therefore, notably with a view to ensuring their uniform application by economic operators in all Member States, Community legislation is necessary in order to implement them in the Community. |
| --- | --- |

(5)

These measures fall within the scope of the Treaty establishing the European Community and, therefore, notably with a view to ensuring their uniform application by economic operators in all Member States, Community legislation is necessary in order to implement them in the Community.

| (6) | The reference to Article 5(1)(c) in Article 12(2) of Regulation (EC) No 423/2007 should be modified in order to take account of the amendment made by Council Regulation (EC) No 618/2007 of 5 June 2007 amending Regulation (EC) No 423/2007 concerning restrictive measures against Iran (4). |
| --- | --- |

(6)

The reference to Article 5(1)(c) in Article 12(2) of Regulation (EC) No 423/2007 should be modified in order to take account of the amendment made by Council Regulation (EC) No 618/2007 of 5 June 2007 amending Regulation (EC) No 423/2007 concerning restrictive measures against Iran (4).

| (7) | Regulation (EC) No 423/2007 should therefore be amended accordingly. |
| --- | --- |

(7)

Regulation (EC) No 423/2007 should therefore be amended accordingly.

| (8) | In order to ensure that the measures provided for in this Regulation are effective, it should enter into force immediately, |
| --- | --- |

(8)

In order to ensure that the measures provided for in this Regulation are effective, it should enter into force immediately,

HAS ADOPTED THIS REGULATION:

Article 1

Regulation (EC) No 423/2007 is hereby amended as follows:

| (a) | the following points shall be added to Article 1:






  ‘(l) | “contract or transaction” means any transaction of whatever form and whatever the applicable law, whether comprising one or more contracts or similar obligations made between the same or different parties; for this purpose “contract” includes a bond, guarantee or indemnity, particularly a financial guarantee or financial indemnity, and credit, whether legally independent or not, as well as any related provision arising under, or in connection with, the transaction; |
| --- | --- | --- |

(a)

the following points shall be added to Article 1:

‘(l)

“contract or transaction” means any transaction of whatever form and whatever the applicable law, whether comprising one or more contracts or similar obligations made between the same or different parties; for this purpose “contract” includes a bond, guarantee or indemnity, particularly a financial guarantee or financial indemnity, and credit, whether legally independent or not, as well as any related provision arising under, or in connection with, the transaction;

| (m) | “claim” means any claim for indemnity or any other claim of this type, such as a claim for compensation or a claim under a guarantee, notably any claim for extension or payment of a bond, guarantee or indemnity, particularly a financial guarantee or financial indemnity, of whatever form; |
| --- | --- |

(m)

“claim” means any claim for indemnity or any other claim of this type, such as a claim for compensation or a claim under a guarantee, notably any claim for extension or payment of a bond, guarantee or indemnity, particularly a financial guarantee or financial indemnity, of whatever form;

| (n) | “person, entity or body in Iran” means:






  (i) | the State of Iran or any public authority thereof; |
| --- | --- | --- |

(n)

“person, entity or body in Iran” means:

(i)

the State of Iran or any public authority thereof;

| (ii) | any natural person in, or resident in, Iran; |
| --- | --- |

(ii)

any natural person in, or resident in, Iran;

| (iii) | any legal person, entity or body having its registered office in Iran; |
| --- | --- |

(iii)

any legal person, entity or body having its registered office in Iran;

| (iv) | any legal person, entity or body controlled directly or indirectly by one or more of the above mentioned persons or bodies.’; |
| --- | --- |

(iv)

any legal person, entity or body controlled directly or indirectly by one or more of the above mentioned persons or bodies.’;

| (b) | the following point shall be added to Article 2 point (a):






  ‘(iii) | certain other goods and technology that could contribute to enrichment-related, reprocessing or heavy-water-related activities, to the development of nuclear weapon delivery systems, or to the pursuit of activities related to other topics about which the IAEA has expressed concerns or identified as outstanding. These goods and technology are listed in Annex IA.’; |
| --- | --- | --- |

(b)

the following point shall be added to Article 2 point (a):

‘(iii)

certain other goods and technology that could contribute to enrichment-related, reprocessing or heavy-water-related activities, to the development of nuclear weapon delivery systems, or to the pursuit of activities related to other topics about which the IAEA has expressed concerns or identified as outstanding. These goods and technology are listed in Annex IA.’;

| (c) | the following paragraph shall be added to Article 3:

  ‘1a   For all exports for which an authorisation is required under this Regulation, such authorisation shall be granted by the competent authorities of the Member State where the exporter is established and shall be in accordance with the detailed rules laid down in Article 7 of Regulation (EC) No 1334/2000. The authorisation shall be valid throughout the Community.’; |
| --- | --- |

(c)

the following paragraph shall be added to Article 3:

‘1a   For all exports for which an authorisation is required under this Regulation, such authorisation shall be granted by the competent authorities of the Member State where the exporter is established and shall be in accordance with the detailed rules laid down in Article 7 of Regulation (EC) No 1334/2000. The authorisation shall be valid throughout the Community.’;

| (d) | Article 4 shall be replaced by the following:
  ‘It shall be prohibited to purchase, import or transport the goods and technology listed in Annexes I and IA from Iran, whether the item concerned originates in Iran or not.’; |
| --- | --- |

(d)

Article 4 shall be replaced by the following:

‘It shall be prohibited to purchase, import or transport the goods and technology listed in Annexes I and IA from Iran, whether the item concerned originates in Iran or not.’;

| (e) | the following Article is inserted:

  ‘Article 4a
  In order to prevent the transfer of goods and technology that are listed in Annexes I and IA, cargo aircraft and merchant vessels owned or operated by Iran Air Cargo and Islamic Republic of Iran Shipping Line shall be required to submit pre-arrival or pre-departure information, for all goods brought into or out of the Community, to the competent customs authorities of the Member State concerned.
  The rules governing the obligation to provide pre-arrival and pre-departure information, in particular time limits to be respected and data to be required, shall be as laid down in the applicable provisions concerning entry and exit summary declarations as well as customs declarations in Regulation (EC) No 648/2005 of the European Parliament and of the Council of 13 April 2005 amending Council Regulation (EEC) No 2913/92 establishing the Community Customs Code (5) and in Commission Regulation (EC) No 1875/2006 of 18 December 2006 amending Regulation (EEC) No 2454/93 laying down provisions for the implementation of Regulation (EEC) No 2913/92 (6).
  In addition, Iran Air Cargo and Islamic Republic of Iran Shipping Line and or their representatives shall declare whether the goods are covered by Regulation (EC) No 1334/2000 or by this Regulation and, if their export is subject to authorisation, specify the particulars of the export licence granted.
  Until 30 June 2009, the entry and exit summary declarations and the additional elements required as referred to above may be submitted in written form using commercial, port or transport information, provided that it contains the necessary particulars. In the case of an export declaration, the particulars set out in Annex 30A of Regulation (EC) No 1875/2006 are not required until 30 June 2009.
  As from 1 July 2009, the additional elements required, as referred to above, shall be submitted either in written form or using the entry and exit summary declarations as appropriate.


  (5)  
  OJ L 117, 4.5.2005, p. 13."


  (6)  
  OJ L 360, 19.12.2006, p. 64.’;" |
| --- | --- |

(e)

the following Article is inserted:

‘Article 4a

In order to prevent the transfer of goods and technology that are listed in Annexes I and IA, cargo aircraft and merchant vessels owned or operated by Iran Air Cargo and Islamic Republic of Iran Shipping Line shall be required to submit pre-arrival or pre-departure information, for all goods brought into or out of the Community, to the competent customs authorities of the Member State concerned.

The rules governing the obligation to provide pre-arrival and pre-departure information, in particular time limits to be respected and data to be required, shall be as laid down in the applicable provisions concerning entry and exit summary declarations as well as customs declarations in Regulation (EC) No 648/2005 of the European Parliament and of the Council of 13 April 2005 amending Council Regulation (EEC) No 2913/92 establishing the Community Customs Code (5) and in Commission Regulation (EC) No 1875/2006 of 18 December 2006 amending Regulation (EEC) No 2454/93 laying down provisions for the implementation of Regulation (EEC) No 2913/92 (6).

In addition, Iran Air Cargo and Islamic Republic of Iran Shipping Line and or their representatives shall declare whether the goods are covered by Regulation (EC) No 1334/2000 or by this Regulation and, if their export is subject to authorisation, specify the particulars of the export licence granted.

Until 30 June 2009, the entry and exit summary declarations and the additional elements required as referred to above may be submitted in written form using commercial, port or transport information, provided that it contains the necessary particulars. In the case of an export declaration, the particulars set out in Annex 30A of Regulation (EC) No 1875/2006 are not required until 30 June 2009.

As from 1 July 2009, the additional elements required, as referred to above, shall be submitted either in written form or using the entry and exit summary declarations as appropriate.

(5)  
  OJ L 117, 4.5.2005, p. 13."

5

(6)  
  OJ L 360, 19.12.2006, p. 64.’;"

6

| (f) | Article 5(1) shall be replaced by the following:

  ‘1.   It shall be prohibited:






  (a) | to provide, directly or indirectly, technical assistance related to the goods and technology listed in the Common Military List of the European Union, or related to the provision, manufacture, maintenance and use of goods included in that list, to any natural or legal person, entity or body in, or for use in, Iran; |
| --- | --- | --- |

(f)

Article 5(1) shall be replaced by the following:

‘1.   It shall be prohibited:

(a)

to provide, directly or indirectly, technical assistance related to the goods and technology listed in the Common Military List of the European Union, or related to the provision, manufacture, maintenance and use of goods included in that list, to any natural or legal person, entity or body in, or for use in, Iran;

| (b) | to provide, directly or indirectly, technical assistance or brokering services related to the goods and technology listed in Annexed I and IA, or related to the provision, manufacture, maintenance and use of goods listed in Annexes I and IA, to any natural or legal person, entity or body in, or for use in, Iran; |
| --- | --- |

(b)

to provide, directly or indirectly, technical assistance or brokering services related to the goods and technology listed in Annexed I and IA, or related to the provision, manufacture, maintenance and use of goods listed in Annexes I and IA, to any natural or legal person, entity or body in, or for use in, Iran;

| (c) | to provide investment to enterprises in Iran engaged in the manufacture of goods and technology listed in the Common Military List of the European Union or in Annexes I and IA; |
| --- | --- |

(c)

to provide investment to enterprises in Iran engaged in the manufacture of goods and technology listed in the Common Military List of the European Union or in Annexes I and IA;

| (d) | to provide, directly or indirectly, financing or financial assistance related to the goods and technology listed in the Common Military List of the European Union or in Annexes I and IA, including in particular grants, loans and export credit insurance, for any sale, supply, transfer or export of such items, or for any provision of related technical assistance to any natural or legal person, entity or body in, or for use in, Iran; |
| --- | --- |

(d)

to provide, directly or indirectly, financing or financial assistance related to the goods and technology listed in the Common Military List of the European Union or in Annexes I and IA, including in particular grants, loans and export credit insurance, for any sale, supply, transfer or export of such items, or for any provision of related technical assistance to any natural or legal person, entity or body in, or for use in, Iran;

| (e) | to participate, knowingly and intentionally, in activities, the object or effect of which is to circumvent the prohibitions referred to in points (a) to (d).’; |
| --- | --- |

(e)

to participate, knowingly and intentionally, in activities, the object or effect of which is to circumvent the prohibitions referred to in points (a) to (d).’;

| (g) | Article 7(1) shall be replaced by the following:

  ‘1.   All funds and economic resources belonging to, owned, held or controlled by the persons, entities and bodies listed in Annex IV shall be frozen. Annex IV shall include the persons, entities and bodies designated by the United Nations Security Council or by the Sanctions Committee in accordance with paragraph 12 of United Nations Security Council Resolution 1737 (2006) and paragraph 7 of United Nations Security Council Resolution 1803 (2008).’; |
| --- | --- |

(g)

Article 7(1) shall be replaced by the following:

‘1.   All funds and economic resources belonging to, owned, held or controlled by the persons, entities and bodies listed in Annex IV shall be frozen. Annex IV shall include the persons, entities and bodies designated by the United Nations Security Council or by the Sanctions Committee in accordance with paragraph 12 of United Nations Security Council Resolution 1737 (2006) and paragraph 7 of United Nations Security Council Resolution 1803 (2008).’;

| (h) | the following Articles shall be inserted:

  ‘Article 11a

  1.   Credit and financial institutions which come within the scope of Article 18 shall, in their activities with credit and financial institutions referred to in paragraph 2, and in order to prevent such activities contributing to proliferation-sensitive nuclear activities or to the development of nuclear weapon delivery systems:






  (a) | exercise continuous vigilance over account activity, particularly through their programmes on customer due diligence and under their obligations relating to money laundering and financing of terrorism; |
| --- | --- | --- |

(h)

the following Articles shall be inserted:

‘Article 11a

1.   Credit and financial institutions which come within the scope of Article 18 shall, in their activities with credit and financial institutions referred to in paragraph 2, and in order to prevent such activities contributing to proliferation-sensitive nuclear activities or to the development of nuclear weapon delivery systems:

(a)

exercise continuous vigilance over account activity, particularly through their programmes on customer due diligence and under their obligations relating to money laundering and financing of terrorism;

| (b) | require that in payment instructions all information fields which relate to the originator and beneficiary of the transaction in question be completed and if that information is not supplied, refuse the transaction; |
| --- | --- |

(b)

require that in payment instructions all information fields which relate to the originator and beneficiary of the transaction in question be completed and if that information is not supplied, refuse the transaction;

| (c) | maintain all records of transactions for a period of five years and make them available to national authorities on request; |
| --- | --- |

(c)

maintain all records of transactions for a period of five years and make them available to national authorities on request;

| (d) | if they suspect or have reasonable grounds to suspect that funds are related to proliferation financing, promptly report their suspicions to the financial intelligence unit (FIU) or to another competent authority designated by the Member State concerned, as indicated on the websites listed in Annex III, without prejudice to Articles 5 and 7. The FIU or such other competent authority will serve as a national centre for receiving and analysing suspicious transaction reports regarding potential proliferation financing. The FIU or such other competent authority shall have access, directly or indirectly, on a timely basis to the financial, administrative and law enforcement information that it requires to properly undertake this function, including the analysis of suspicious transaction reports. |
| --- | --- |

(d)

if they suspect or have reasonable grounds to suspect that funds are related to proliferation financing, promptly report their suspicions to the financial intelligence unit (FIU) or to another competent authority designated by the Member State concerned, as indicated on the websites listed in Annex III, without prejudice to Articles 5 and 7. The FIU or such other competent authority will serve as a national centre for receiving and analysing suspicious transaction reports regarding potential proliferation financing. The FIU or such other competent authority shall have access, directly or indirectly, on a timely basis to the financial, administrative and law enforcement information that it requires to properly undertake this function, including the analysis of suspicious transaction reports.

2.   The measures set out in paragraph 1 shall apply to credit and financial institutions in their activities with:

| (a) | credit and financial institutions domiciled in Iran, in particular with Bank Saderat; |
| --- | --- |

(a)

credit and financial institutions domiciled in Iran, in particular with Bank Saderat;

| (b) | branches and subsidiaries, where they come within the scope of Article 18, of credit and financial institutions domiciled in Iran, as listed in Annex VI; |
| --- | --- |

(b)

branches and subsidiaries, where they come within the scope of Article 18, of credit and financial institutions domiciled in Iran, as listed in Annex VI;

| (c) | branches and subsidiaries, where they do not come within the scope of Article 18, of credit and financial institutions domiciled in Iran, as listed in Annex VI; |
| --- | --- |

(c)

branches and subsidiaries, where they do not come within the scope of Article 18, of credit and financial institutions domiciled in Iran, as listed in Annex VI;

| (d) | credit and financial institutions that are neither domiciled in Iran nor come within the scope of Article 18 but are controlled by persons and entities domiciled in Iran, as listed in Annex VI. |
| --- | --- |

(d)

credit and financial institutions that are neither domiciled in Iran nor come within the scope of Article 18 but are controlled by persons and entities domiciled in Iran, as listed in Annex VI.

Article 11b

1.   Bank Saderat branches and subsidiaries that come within the scope of Article 18 shall notify the competent authority of the Member State where they are established, as indicated on the websites listed in Annex III, of all transfers of funds carried out or received by them, the names of the parties, the amount and the date of the transaction, within five working days after carrying out or receiving the transfer of funds concerned. If the information is available, the notification must specify the nature of the transaction and, where appropriate, the nature of the goods covered by the transaction and must, in particular, state whether the goods are covered by Regulation (EC) No 1334/2000 or by this Regulation and, if their export is subject to authorisation, indicate the number of the licence granted.

2.   Subject to, and in accordance with, the information-sharing arrangements, the other notified competent authorities shall without delay transmit these data, as necessary, in order to prevent any transaction that could contribute to proliferation-sensitive nuclear activities or to the development of nuclear weapons delivery systems, to the competent authorities of other Member States where the counterparts to such transactions are established.’;

| (i) | Article 12(2) is replaced by the following:

  ‘2.   The prohibitions set out in Article 5(1)(d) and Article 7(3) shall not give rise to liability of any kind on the part of the natural or legal persons or entities concerned, if they did not know, and had no reasonable cause to suspect, that their actions would infringe these prohibitions.’; |
| --- | --- |

(i)

Article 12(2) is replaced by the following:

‘2.   The prohibitions set out in Article 5(1)(d) and Article 7(3) shall not give rise to liability of any kind on the part of the natural or legal persons or entities concerned, if they did not know, and had no reasonable cause to suspect, that their actions would infringe these prohibitions.’;

| (j) | the following paragraph shall be added to Article 12:

  ‘3.   The disclosure in good faith, as provided for in Articles 11a and 11b, by an institution or by a person covered by this Regulation or an employee or director of such an institution, of the information referred to in Articles 11a and 11b shall not involve the institution or person or its directors or employees in liability of any kind.’; |
| --- | --- |

(j)

the following paragraph shall be added to Article 12:

‘3.   The disclosure in good faith, as provided for in Articles 11a and 11b, by an institution or by a person covered by this Regulation or an employee or director of such an institution, of the information referred to in Articles 11a and 11b shall not involve the institution or person or its directors or employees in liability of any kind.’;

| (k) | the following Article shall be inserted:

  ‘Article 12a

  1.   No claim for indemnity or any other claim of this type, such as a claim for compensation or a claim under a guarantee, notably a claim for extension or payment of a bond, guarantee or indemnity, particularly a financial guarantee or financial indemnity, of whatever form, made by:






  (a) | designated persons, entities or bodies listed in Annexes IV, V and VI; |
| --- | --- | --- |

(k)

the following Article shall be inserted:

‘Article 12a

1.   No claim for indemnity or any other claim of this type, such as a claim for compensation or a claim under a guarantee, notably a claim for extension or payment of a bond, guarantee or indemnity, particularly a financial guarantee or financial indemnity, of whatever form, made by:

(a)

designated persons, entities or bodies listed in Annexes IV, V and VI;

| (b) | any other person, entity or body in Iran, including the Iranian government; |
| --- | --- |

(b)

any other person, entity or body in Iran, including the Iranian government;

| (c) | any person, entity or body acting through or on behalf of one of these persons or entities |
| --- | --- |

(c)

any person, entity or body acting through or on behalf of one of these persons or entities

in connection with any contract or transaction the performance of which would have been affected, directly or indirectly, wholly or in part, by the measures imposed by this Regulation shall be satisfied.

2.   The performance of a contract or transaction shall be regarded as having been affected by the measures imposed by this Regulation where the existence or content of the claim results directly or indirectly from those measures.

3.   In any proceedings for the enforcement of a claim, the onus of proving that satisfying the claim is not prohibited by paragraph 1 shall be on the person seeking the enforcement of that claim.’;

| (l) | the following point shall be added in Article 15(1):






  ‘(d) | amend Annex VI on the basis of decisions taken in respect of Annexes III and IV to Common Position 2008/652/CFSP.’; |
| --- | --- | --- |

(l)

the following point shall be added in Article 15(1):

‘(d)

amend Annex VI on the basis of decisions taken in respect of Annexes III and IV to Common Position 2008/652/CFSP.’;

| (m) | the text in Annex I to this Regulation shall be inserted as Annex IA; |
| --- | --- |

(m)

the text in Annex I to this Regulation shall be inserted as Annex IA;

| (n) | Annex II shall be replaced by the text in Annex II to this Regulation; |
| --- | --- |

(n)

Annex II shall be replaced by the text in Annex II to this Regulation;

| (o) | Annex III shall be replaced by the text in Annex III to this Regulation; |
| --- | --- |

(o)

Annex III shall be replaced by the text in Annex III to this Regulation;

| (p) | the text in Annex IV to this Regulation shall be added as Annex VI. |
| --- | --- |

(p)

the text in Annex IV to this Regulation shall be added as Annex VI.

Article 2

This Regulation shall enter into force on the day following that of its publication in the Official Journal of the European Union.

This Regulation shall be binding in its entirety and directly applicable in all Member States.

Done at Brussels, 10 November 2008.

For the Council

The President

B. KOUCHNER

---

(1)  
  OJ L 213, 8.8.2008, p. 58.

1

(2)  
  OJ L 309, 25.11.2005, p. 15.

2

(3)  
  OJ L 103, 20.4.2007, p. 1.

3

(4)  
  OJ L 143, 6.6.2007, p. 1.

4

---

ANNEX I

"ANNEX IA

"Goods and technology referred to in Article 2(1) point (a)(iii)"

INTRODUCTORY NOTES

| 1. | Unless otherwise stated, reference numbers used in the column entitled "Description" refer to the descriptions of dual-use items and technology set out in Annex I to Regulation (EC) No 1334/2000. |
| --- | --- |

1.

| 2. | A reference number in the column entitled "Related item from Annex I to Regulation (EC) No 1183/2007" means that the characteristics of the item described in the column "Description" lie outside the parameters set out in the description of the dual-use entry referred to. |
| --- | --- |

2.

| 3. | Definitions of terms between ‧single quotation marks‧ are given in a technical note to the relevant item. |
| --- | --- |

3.

| 4. | Definitions of terms between "double quotation marks" can be found in Annex I to Regulation (EC) No 1183/2007. |
| --- | --- |

4.

General Notes

| 1. | The object of the prohibitions contained in this Annex should not be defeated by the export of any non-prohibited goods (including plant) containing one or more prohibited components when the prohibited component or components are the principal element of the goods and can feasibly be removed or used for other purposes.







  N.B.: | In judging whether the prohibited component or components are to be considered the principal element, it is necessary to weigh the factors of quantity, value and technological know-how involved and other special circumstances which might establish the prohibited component or components as the principal element of the goods being procured. |
| --- | --- | --- |

1.

N.B.:

| 2. | Goods specified in this Annex include both new and used goods. |
| --- | --- |

2.

General Technology Note (GTN)

(To be read in conjunction with Section IA.B.)

| 1. | The sale, supply, transfer or export of "technology" which is "required" for the "development", "production" or "use" of goods the sale, supply, transfer or export of which is prohibited in Part A (Goods) below, is prohibited in accordance with the provisions of Section IA.B. |
| --- | --- |

1.

| 2. | The "technology""required" for the "development", "production" or "use" of prohibited goods remains under prohibition even when applicable to non-prohibited goods. |
| --- | --- |

2.

| 3. | Prohibitions do not apply to that "technology" which is the minimum necessary for the installation, operation, maintenance (checking) and repair of those goods which are not prohibited or the export of which has been authorised in accordance with Regulation (EC) No 423/2007. |
| --- | --- |

3.

| 4. | Prohibitions on "technology" transfer do not apply to information "in the public domain", to "basic scientific research" or to the minimum necessary information for patent applications. |
| --- | --- |

4.

IA.A.   GOODS

A0.   Nuclear Materials, Facilities, and Equipment

| No | Description | Related item from Annex I to Regulation (EC) No 1183/2007 |
| --- | --- | --- |
| IA.A0.001 | Hollow cathode lamps as follows:






  a. | Iodine hollow cathode lamps with windows in pure silicon or quartz |

No

Description

Related item from Annex I to Regulation (EC) No 1183/2007

IA.A0.001

Hollow cathode lamps as follows:

a.

Iodine hollow cathode lamps with windows in pure silicon or quartz

| b. | Uranium hollow cathode lamps |
| --- | --- |

b.

Uranium hollow cathode lamps

–

IA.A0.005

Nuclear reactor vessel components and testing equipment, other than those specified in 0A001, as follows:

| 1. | Seals |
| --- | --- |

1.

Seals

| 2. | Internal components |
| --- | --- |

2.

Internal components

| 3. | Sealing, testing and measurement equipment |
| --- | --- |

3.

Sealing, testing and measurement equipment

0A001

IA.A0.006

Nuclear detection systems for detection, identification or quantification of radioactive materials and radiation of nuclear origin and specially designed components thereof other than those specified in 0A001.j. or 1A004.c.

0A001.j

1A004.c

IA.A0.007

Bellows-sealed valves made of aluminium alloy or stainless steel type 304, 304L or 316L.

Note: This item does not cover bellow valves defined in 0B001.c.6 and 2A226.

0B001.c.6

2A226

IA.A0.012

Shielded enclosures for the manipulation, storage and handling of radioactive substances (Hot cells).

0B006

IA.A0.013

"Natural uranium" or "depleted uranium" or thorium in the form of metal, alloy, chemical compound or concentrate and any other material containing one or more of the foregoing, other than those specified in 0C001.

0C001

A1.   Materials, chemicals, "microorganisms" and "toxins"

| No | Description | Related item from Annex I to Regulation (EC) No 1183/2007 |
| --- | --- | --- |
| IA.A1.001 | Bis(2-ethylhexyl) phosphoric acid (HDEHP or D2HPA) CAS 298-07-7 solvent in any quantity, with a purity greater than 90 %. | – |
| IA.A1.002 | Fluorine gas (Chemical Abstract Number (CAS): 7782-41-4), with a purity of at least 95 %. | – |
| IA.A1.005 | Electrolytic cells for fluorine production with an output capacity greater than 100 g of fluorine per hour.
  Note: This item does not cover electrolytic cells defined in item 1B225. | 1B225 |
| IA.A1.008 | Magnetic metals, of all types and of whatever form, having an initial relative permeability of 120 000 or more and a thickness between 0,05 and 0,1 mm. | 1C003.a |
| IA.A1.009 | "Fibrous or filamentary materials" or prepregs, as follows:






  a. | Carbon or aramid "fibrous or filamentary materials" having either of the following characteristics:






  1. | A "specific modulus" exceeding 10 × 106 m; or |

No

Description

Related item from Annex I to Regulation (EC) No 1183/2007

IA.A1.001

Bis(2-ethylhexyl) phosphoric acid (HDEHP or D2HPA) CAS 298-07-7 solvent in any quantity, with a purity greater than 90 %.

–

IA.A1.002

Fluorine gas (Chemical Abstract Number (CAS): 7782-41-4), with a purity of at least 95 %.

–

IA.A1.005

Electrolytic cells for fluorine production with an output capacity greater than 100 g of fluorine per hour.

Note: This item does not cover electrolytic cells defined in item 1B225.

1B225

IA.A1.008

Magnetic metals, of all types and of whatever form, having an initial relative permeability of 120 000 or more and a thickness between 0,05 and 0,1 mm.

1C003.a

IA.A1.009

"Fibrous or filamentary materials" or prepregs, as follows:

a.

Carbon or aramid "fibrous or filamentary materials" having either of the following characteristics:

1.

A "specific modulus" exceeding 10 × 106 m; or

| 2. | A "specific tensile strength" exceeding 17 × 104 m; |
| --- | --- |

2.

A "specific tensile strength" exceeding 17 × 104 m;

| b. | Glass "fibrous or filamentary materials" having either of the following characteristics:






  1. | A "specific modulus" exceeding 3,18 × 106 m; or |
| --- | --- | --- |

b.

Glass "fibrous or filamentary materials" having either of the following characteristics:

1.

A "specific modulus" exceeding 3,18 × 106 m; or

| 2. | A "specific tensile strength" exceeding 76,2 × 103 m; |
| --- | --- |

2.

A "specific tensile strength" exceeding 76,2 × 103 m;

| c. | Thermoset resin-impregnated continuous "yarns", "rovings", "tows" or "tapes" with a width of 15 mm or less (once prepregs), made from carbon or glass "fibrous or filamentary materials" other than those specified in II.A1.010.a. or b. |
| --- | --- |

c.

Thermoset resin-impregnated continuous "yarns", "rovings", "tows" or "tapes" with a width of 15 mm or less (once prepregs), made from carbon or glass "fibrous or filamentary materials" other than those specified in II.A1.010.a. or b.

Note: This item does not cover fibrous or filamentary materials defined in items 1C010.a, 1C010.b, 1C210.a and 1C210.b.

1C010.a

1C010.b

1C210.a

1C210.b

IA.A1.010

Resin-impregnated or pitch-impregnated fibres (prepregs), metal or carbon-coated fibres (preforms) or "carbon fibre preforms", as follows:

| a. | Made from "fibrous or filamentary materials" specified in II.A1.009 above; |
| --- | --- |

a.

Made from "fibrous or filamentary materials" specified in II.A1.009 above;

| b. | Epoxy resin "matrix" impregnated carbon "fibrous or filamentary materials" (prepregs), specified in 1C010.a, 1C010.b or 1C010.c, for the repair of aircraft structures or laminates, of which the size of individual sheets does not exceed 50 cm × 90 cm; |
| --- | --- |

b.

Epoxy resin "matrix" impregnated carbon "fibrous or filamentary materials" (prepregs), specified in 1C010.a, 1C010.b or 1C010.c, for the repair of aircraft structures or laminates, of which the size of individual sheets does not exceed 50 cm × 90 cm;

| c. | Prepregs specified in 1C010.a, 1C010.b or 1C010.c, when impregnated with phenolic or epoxy resins having a glass transition temperature (Tg) less than 433 K (160 °C) and a cure temperature lower than the glass transition temperature. |
| --- | --- |

c.

Prepregs specified in 1C010.a, 1C010.b or 1C010.c, when impregnated with phenolic or epoxy resins having a glass transition temperature (Tg) less than 433 K (160 °C) and a cure temperature lower than the glass transition temperature.

Note: This item does not cover fibrous or filamentary materials defined in item 1C010.e.

1C010.e.

1C210

IA.A1.011

Reinforced silicon carbide ceramic composites usable for nose tips, re-entry vehicles, nozzle flaps, usable in "missiles", other than those specified in 1C107.

1C107

IA.A1.012

Maraging steels, other than those specified in 1C116 or 1C216, ‧capable of‧ an ultimate tensile strength of 2 050 MPa or more, at 293 K (20 °C).

Technical note: The phrase ‧maraging steel capable of‧ encompasses maraging steel before or after heat treatment.

1C216

IA.A1.013

Tungsten, tantalum, tungsten carbide, tantalum carbide and alloys, having both of the following characteristics:

| a. | In forms having a hollow cylindrical or spherical symmetry (including cylinder segments) with an inside diameter between 50 mm and 300 mm; and |
| --- | --- |

a.

In forms having a hollow cylindrical or spherical symmetry (including cylinder segments) with an inside diameter between 50 mm and 300 mm; and

| b. | A mass greater than 5 kg. |
| --- | --- |

b.

A mass greater than 5 kg.

Note: This item does not cover tungsten, tungsten carbide and alloys defined in item 1C226.

1C226

A2.   Materials Processing

| No | Description | Related item from Annex I to Regulation (EC) No 1183/2007 |
| --- | --- | --- |
| IA.A2.001 | Vibration test systems, equipment and components thereof, other than those specified in 2B116:






  a. | Vibration test systems employing feedback or closed loop techniques and incorporating a digital controller, capable of vibrating a system at an acceleration equal to or greater than 0,1g rms between 0,1 Hz and 2 kHz and imparting forces equal to or greater than 50 kN, measured ‧bare table‧; |

No

Description

Related item from Annex I to Regulation (EC) No 1183/2007

IA.A2.001

Vibration test systems, equipment and components thereof, other than those specified in 2B116:

a.

Vibration test systems employing feedback or closed loop techniques and incorporating a digital controller, capable of vibrating a system at an acceleration equal to or greater than 0,1g rms between 0,1 Hz and 2 kHz and imparting forces equal to or greater than 50 kN, measured ‧bare table‧;

| b. | Digital controllers, combined with specially designed vibration test "software", with a real-time bandwidth greater than 5 kHz designed for use with vibration test systems specified in a.; |
| --- | --- |

b.

Digital controllers, combined with specially designed vibration test "software", with a real-time bandwidth greater than 5 kHz designed for use with vibration test systems specified in a.;

| c. | Vibration thrusters (shaker units), with or without associated amplifiers, capable of imparting a force equal to or greater than 50 kN, measured ‧bare table‧, and usable in vibration test systems specified in a.; |
| --- | --- |

c.

Vibration thrusters (shaker units), with or without associated amplifiers, capable of imparting a force equal to or greater than 50 kN, measured ‧bare table‧, and usable in vibration test systems specified in a.;

| d. | Test piece support structures and electronic units designed to combine multiple shaker units in a system capable of providing an effective combined force equal to or greater than 50 kN, measured ‧bare table‧, and usable in vibration systems specified in a. |
| --- | --- |

d.

Test piece support structures and electronic units designed to combine multiple shaker units in a system capable of providing an effective combined force equal to or greater than 50 kN, measured ‧bare table‧, and usable in vibration systems specified in a.

Technical note: ‧Bare table‧ means a flat table, or surface, with no fixture or fittings.

2B116

IA.A2.004

Remote manipulators that can be used to provide remote actions in radiochemical separation operations or hot cells, other than those specified in 2B225, having either of the following characteristics:

| a. | A capability of penetrating a hot cell wall of 0,3 m or more (through the wall operation); or |
| --- | --- |

a.

A capability of penetrating a hot cell wall of 0,3 m or more (through the wall operation); or

| b. | A capability of bridging over the top of a hot cell wall with a thickness of 0,3 m or more (over the wall operation). |
| --- | --- |

b.

A capability of bridging over the top of a hot cell wall with a thickness of 0,3 m or more (over the wall operation).

Technical note: Remote manipulators provide translation of human operator actions to a remote operating arm and terminal fixture. They may be of master/slave type or operated by joystick or keypad.

2B225

IA.A2.011

Centrifugal separators, capable of continuous separation without the propagation of aerosols and manufactured from:

| 1. | Alloys with more than 25 % nickel and 20 % chromium by weight; |
| --- | --- |

1.

Alloys with more than 25 % nickel and 20 % chromium by weight;

| 2. | Fluoropolymers; |
| --- | --- |

2.

Fluoropolymers;

| 3. | Glass (including vitrified or enamelled coating or glass lining); |
| --- | --- |

3.

Glass (including vitrified or enamelled coating or glass lining);

| 4. | Nickel or alloys with more than 40 % nickel by weight; |
| --- | --- |

4.

Nickel or alloys with more than 40 % nickel by weight;

| 5. | Tantalum or tantalum alloys; |
| --- | --- |

5.

Tantalum or tantalum alloys;

| 6. | Titanium or titanium alloys; or |
| --- | --- |

6.

Titanium or titanium alloys; or

| 7. | Zirconium or zirconium alloys. |
| --- | --- |

7.

Zirconium or zirconium alloys.

Note: This item does not cover centrifugal separators defined in item 2B352.c.

2B352.c

IA.A2.012

Sintered metal filters made of nickel or nickel alloy with more than 40 % nickel by weight.

Note: This item does not cover filters defined in item 2B352.d.

2B352.d

A3.   Electronics

| No | Description | Related item from Annex I to Regulation (EC) No 1183/2007 |
| --- | --- | --- |
| IA.A3.001 | High voltage direct current power supplies having both of the following characteristics:






  a. | Capable of continuously producing, over a time period of eight hours, 10 kV or more, with output power of 5 kW or more with or without sweeping; and |

No

Description

Related item from Annex I to Regulation (EC) No 1183/2007

IA.A3.001

High voltage direct current power supplies having both of the following characteristics:

a.

Capable of continuously producing, over a time period of eight hours, 10 kV or more, with output power of 5 kW or more with or without sweeping; and

| b. | Current or voltage stability better than 0,1 % over a time period of four hours. |
| --- | --- |

b.

Current or voltage stability better than 0,1 % over a time period of four hours.

Note: This item does not cover power supplies defined in items 0B001.j.5 and 3A227.

3A227

IA.A3.002

Mass spectrometers, other than those specified in 3A233 or 0B002.g, capable of measuring ions of 200 atomic mass units or more and having a resolution of better than 2 parts in 200, as follows, and ion sources thereof:

| a. | Inductively coupled plasma mass spectrometers (ICP/MS); |
| --- | --- |

a.

Inductively coupled plasma mass spectrometers (ICP/MS);

| b. | Glow discharge mass spectrometers (GDMS); |
| --- | --- |

b.

Glow discharge mass spectrometers (GDMS);

| c. | Thermal ionisation mass spectrometers (TIMS); |
| --- | --- |

c.

Thermal ionisation mass spectrometers (TIMS);

| d. | Electron bombardment mass spectrometers which have a source chamber constructed from, lined with or plated with "materials resistant to corrosion by uranium hexafluoride UF6"; |
| --- | --- |

d.

Electron bombardment mass spectrometers which have a source chamber constructed from, lined with or plated with "materials resistant to corrosion by uranium hexafluoride UF6";

| e. | Molecular beam mass spectrometers having either of the following characteristics:






  1. | A source chamber constructed from, lined with or plated with stainless steel or molybdenum and equipped with a cold trap capable of cooling to 193 K (– 80°C) or less; or |
| --- | --- | --- |

e.

Molecular beam mass spectrometers having either of the following characteristics:

1.

A source chamber constructed from, lined with or plated with stainless steel or molybdenum and equipped with a cold trap capable of cooling to 193 K (– 80°C) or less; or

| 2. | A source chamber constructed from, lined with or plated with "materials resistant to corrosion by uranium hexafluoride (UF6)"; |
| --- | --- |

2.

A source chamber constructed from, lined with or plated with "materials resistant to corrosion by uranium hexafluoride (UF6)";

| f. | Mass spectrometers equipped with a microfluorination ion source designed for actinides or actinide fluorides. |
| --- | --- |

f.

Mass spectrometers equipped with a microfluorination ion source designed for actinides or actinide fluorides.

3A233

A6.   Sensors and Lasers

| No | Description | Related item from Annex I to Regulation (EC) No 1183/2007 |
| --- | --- | --- |
| IA.A6.001 | Yttrium aluminium garnet (YAG) rods | – |
| IA.A6.003 | Wave front corrector systems for use with a laser beam having a diameter exceeding 4 mm, and specially designed components thereof, including control systems, phase front sensors and "deformable mirrors" including bimorph mirrors.
  Note: This item does not cover mirrors defined in 6A004.a, 6A005.e and 6A005.f. | 6A003 |
| IA.A6.004 | Argon ion "lasers" having an average output power equal to or greater than 5 W.
  Note: This item does not cover argon ion "lasers" defined in items 0B001.g.5, 6A005 and 6A205.a. | 6A005.a.6
  6A205.a |
| IA.A6.006 | Tunable semiconductor "lasers" and tunable semiconductor "laser" arrays, of a wavelength between 9 μm and 17 μm, as well as array stacks of semiconductor "lasers" containing at least one tunable semiconductor "laser" array of such wavelength.
  Notes:






  1. | Semiconductor "lasers" are commonly called "laser" diodes. |

No

Description

Related item from Annex I to Regulation (EC) No 1183/2007

IA.A6.001

Yttrium aluminium garnet (YAG) rods

–

IA.A6.003

Wave front corrector systems for use with a laser beam having a diameter exceeding 4 mm, and specially designed components thereof, including control systems, phase front sensors and "deformable mirrors" including bimorph mirrors.

Note: This item does not cover mirrors defined in 6A004.a, 6A005.e and 6A005.f.

6A003

IA.A6.004

Argon ion "lasers" having an average output power equal to or greater than 5 W.

Note: This item does not cover argon ion "lasers" defined in items 0B001.g.5, 6A005 and 6A205.a.

6A005.a.6

6A205.a

IA.A6.006

Tunable semiconductor "lasers" and tunable semiconductor "laser" arrays, of a wavelength between 9 μm and 17 μm, as well as array stacks of semiconductor "lasers" containing at least one tunable semiconductor "laser" array of such wavelength.

Notes:

1.

Semiconductor "lasers" are commonly called "laser" diodes.

| 2. | This item does not cover semiconductor "lasers" defined in items 0B001.h.6 and 6A005.b |
| --- | --- |

2.

This item does not cover semiconductor "lasers" defined in items 0B001.h.6 and 6A005.b

6A005.b

IA.A6.008

Neodymium-doped (other than glass) "lasers", having an output wavelength greater than 1 000  nm but not exceeding 1 100  nm and output energy exceeding 10 J per pulse.

Note: This item does not cover neodymium-doped (other than glass) "lasers" defined in item 6A005.c.2.b.

6A005.c.2

IA.A6.010

Radiation-hardened cameras, or lenses thereof, other than those specified in 6A203.c., specially designed, or rated as radiation-hardened, to withstand a total radiation dose greater than 50 × 103 Gy(silicon) (5 × 106 rad (silicon)) without operational degradation.

Technical note: The term Gy(silicon) refers to the energy in Joules per kilogram absorbed by an unshielded silicon sample when exposed to ionising radiation.

6A203.c

IA.A6.011

Tunable pulsed dye laser amplifiers and oscillators, having all of the following characteristics:

| 1. | Operating at wavelengths between 300 nm and 800 nm; |
| --- | --- |

1.

Operating at wavelengths between 300 nm and 800 nm;

| 2. | An average output power greater than 10 W but not exceeding 30 W; |
| --- | --- |

2.

An average output power greater than 10 W but not exceeding 30 W;

| 3. | A repetition rate greater than 1 kHz; and |
| --- | --- |

3.

A repetition rate greater than 1 kHz; and

| 4. | Pulse width less than 100 ns. |
| --- | --- |

4.

Pulse width less than 100 ns.

Notes:

| 1. | This item does not cover single mode oscillators. |
| --- | --- |

1.

This item does not cover single mode oscillators.

| 2. | This item does not cover tunable pulsed dye laser amplifiers and oscillators defined in item 6A205.c, 0B001.g.5 and 6A005. |
| --- | --- |

2.

This item does not cover tunable pulsed dye laser amplifiers and oscillators defined in item 6A205.c, 0B001.g.5 and 6A005.

6A205.c

IA.A6.012

Pulsed carbon dioxide "lasers" having all of the following characteristics:

| 1. | Operating at wavelengths between 9 000  nm and 11 000  nm; |
| --- | --- |

1.

Operating at wavelengths between 9 000  nm and 11 000  nm;

| 2. | A repetition rate greater than 250 Hz; |
| --- | --- |

2.

A repetition rate greater than 250 Hz;

| 3. | An average output power greater than 100 W but not exceeding 500 W; and |
| --- | --- |

3.

An average output power greater than 100 W but not exceeding 500 W; and

| 4. | Pulse width less than 200 ns. |
| --- | --- |

4.

Pulse width less than 200 ns.

Note: This item does not cover pulsed carbon dioxide laser amplifiers and oscillators defined in item 6A205.d., 0B001.h.6. and 6A005.d.

6A205.d

IA.B.   TECHNOLOGY

| No | Description | Related item from Annex I to Regulation (EC) No 1183/2007 |
| --- | --- | --- |
| IA.B.001 | Technology required for the development, production, or use of the items in Part IA.A. (Goods) above. | –" |

No

Description

Related item from Annex I to Regulation (EC) No 1183/2007

IA.B.001

Technology required for the development, production, or use of the items in Part IA.A. (Goods) above.

–"

---

ANNEX II

"ANNEX II

Goods and technology referred to in Article 3

INTRODUCTORY NOTES

| 1. | Unless otherwise stated, reference numbers used in the column below entitled "Description" refer to the descriptions of dual use items and technology set out in Annex I to Regulation (EC) No 1334/2000. |
| --- | --- |

1.

| 2. | A reference number in the column below entitled "Related item from Annex I to Regulation (EC) No 1183/2007" means that the characteristics of the item described in the "Description" column lie outside the parameters set out in the description of the dual use entry referred to. |
| --- | --- |

2.

| 3. | Definitions of terms between ‧single quotation marks‧ are given in a technical note to the relevant item. |
| --- | --- |

3.

| 4. | Definitions of terms between "double quotation marks" can be found in Annex I to Regulation (EC) No 1183/2007. |
| --- | --- |

4.

General Notes

| 1. | The object of the controls contained in this Annex should not be defeated by the export of any non-controlled goods (including plant) containing one or more controlled components when the controlled component or components is/are the principal element of the goods and can feasibly be removed or used for other purposes.







  N.B.: | In judging whether the controlled component or components is/are to be considered the principal element, it is necessary to weigh the factors of quantity, value and technological know-how involved and other special circumstances which might establish the controlled component or components as the principal element of the goods being procured. |
| --- | --- | --- |

1.

N.B.:

| 2. | Goods specified in this Annex include both new and used goods. |
| --- | --- |

2.

General Technology Note (GTN)

(To be read in conjunction with Section II.B)

| 1. | The sale, supply, transfer or export of "technology" which is "required" for the "development", "production" or "use" of goods the sale, supply, transfer or export of which is controlled in Part A (Goods) below, is controlled in accordance with the provisions of Section II.B. |
| --- | --- |

1.

| 2. | The "technology""required" for the "development", "production" or "use" of goods under control remains under control even when it is applicable to non-controlled goods. |
| --- | --- |

2.

| 3. | Controls do not apply to that "technology" which is the minimum necessary for the installation, operation, maintenance (checking) and repair of those goods which are not controlled or the export of which has been authorised in accordance with Regulation (EC) No 423/2007. |
| --- | --- |

3.

| 4. | Controls on "technology" transfer do not apply to information "in the public domain", to "basic scientific research" or to the minimum necessary information for patent applications. |
| --- | --- |

4.

II.A.   GOODS

A0.   Nuclear Materials, Facilities, and Equipment

| No | Description | Related item from Annex I to Regulation (EC) No 1183/2007 |
| --- | --- | --- |
| II.A0.002 | Faraday isolators in the wavelength range 500 nm – 650 nm | – |
| II.A0.003 | Optical gratings in the wavelength range 500 nm – 650 nm | – |
| II.A0.004 | Optical fibres in the wavelength range 500 nm – 650 nm coated with anti-reflecting layers in the wavelength range 500 nm – 650 nm and having a core diameter greater than 0,4 mm but not exceeding 2 mm | – |
| II.A0.008 | Plane, convex and concave mirrors, coated with high reflecting or controlled multi-layers in the wavelength range 500 nm – 650 nm | 0B001.g.5 |
| II.A0.009 | Lenses, polarisers, half-wave retarder plates (λ/2 plates), quarter-wave retarder plates (λ/4 plates), laser windows in silicon or quartz and rotators, coated with anti-reflecting layers in the wavelength range 500 nm – 650 nm | 0B001.g |
| II.A0.010 | Pipes, piping, flanges, fittings made of, or lined with nickel, or nickel alloy containing more than 40 % nickel by weight, other than those specified in 2B350.h.1. | 2B350 |
| II.A0.011 | Vacuum pumps other than those specified in 0B002.f.2. or 2B231, as follows:






  — | Turbomolecular pumps having a flowrate equal to or greater than 400 l/s, |

No

Description

Related item from Annex I to Regulation (EC) No 1183/2007

II.A0.002

Faraday isolators in the wavelength range 500 nm – 650 nm

–

II.A0.003

Optical gratings in the wavelength range 500 nm – 650 nm

–

II.A0.004

Optical fibres in the wavelength range 500 nm – 650 nm coated with anti-reflecting layers in the wavelength range 500 nm – 650 nm and having a core diameter greater than 0,4 mm but not exceeding 2 mm

–

II.A0.008

Plane, convex and concave mirrors, coated with high reflecting or controlled multi-layers in the wavelength range 500 nm – 650 nm

0B001.g.5

II.A0.009

Lenses, polarisers, half-wave retarder plates (λ/2 plates), quarter-wave retarder plates (λ/4 plates), laser windows in silicon or quartz and rotators, coated with anti-reflecting layers in the wavelength range 500 nm – 650 nm

0B001.g

II.A0.010

Pipes, piping, flanges, fittings made of, or lined with nickel, or nickel alloy containing more than 40 % nickel by weight, other than those specified in 2B350.h.1.

2B350

II.A0.011

Vacuum pumps other than those specified in 0B002.f.2. or 2B231, as follows:

—

Turbomolecular pumps having a flowrate equal to or greater than 400 l/s,

| — | Roots type vacuum roughing pumps having a volumetric aspiration flowrate greater than 200 m3/h. |
| --- | --- |

—

Roots type vacuum roughing pumps having a volumetric aspiration flowrate greater than 200 m3/h.

Bellows-sealed, scroll, dry compressor, and bellows-sealed, scroll, dry vacuum pumps.

0B002.f.2

2B231

A1.   Materials, Chemicals, "Micro-organisms" and "Toxins"

| No | Description | Related item from Annex I to Regulation (EC) No 1183/2007 |
| --- | --- | --- |
| II.A1.003 | Seals and gaskets made of any of the following materials






  a. | Copolymers of vinylidene fluoride having 75 % or more beta crystalline structure without stretching; |

No

Description

Related item from Annex I to Regulation (EC) No 1183/2007

II.A1.003

Seals and gaskets made of any of the following materials

a.

Copolymers of vinylidene fluoride having 75 % or more beta crystalline structure without stretching;

| b. | Fluorinated polyimides containing 10 % by weight or more of combined fluorine; |
| --- | --- |

b.

Fluorinated polyimides containing 10 % by weight or more of combined fluorine;

| c. | Fluorinated phosphazene elastomers containing 30 % by weight or more of combined fluorine; |
| --- | --- |

c.

Fluorinated phosphazene elastomers containing 30 % by weight or more of combined fluorine;

| d. | Polychlorotrifluoroethylene (PCTFE, e.g. Kel-F ®); |
| --- | --- |

d.

Polychlorotrifluoroethylene (PCTFE, e.g. Kel-F ®);

| e. | Viton fluoro-elastomers; |
| --- | --- |

e.

Viton fluoro-elastomers;

| f. | Polytetrafluoroethylene (PTFE). |
| --- | --- |

f.

Polytetrafluoroethylene (PTFE).

II.A1.004

Personal equipment for detecting radiation of nuclear origin, including personal dosimeters

Note: This item does not cover nuclear detection systems defined in item 1A004.c.

1A004.c

II.A1.006

Platinised catalysts, other than those specified in 1A225, specially designed or prepared for promoting the hydrogen isotope exchange reaction between hydrogen and water for the recovery of tritium from heavy water or for the production of heavy water and substitutes thereof.

1B231, 1A225

II.A1.007

Aluminium and its alloys, other than those specified in 1C002.b.4 or 1C202.a, in crude or semi-fabricated form having either of the following characteristics:

| a. | Capable of an ultimate tensile strength of 460 MPa or more at 293 K (20 °C); or |
| --- | --- |

a.

Capable of an ultimate tensile strength of 460 MPa or more at 293 K (20 °C); or

| b. | Having a tensile strength of 415 MPa or more at 298 K (25 °C). |
| --- | --- |

b.

Having a tensile strength of 415 MPa or more at 298 K (25 °C).

1C002.b.4

1C202.a

A2.   Materials Processing

| No | Description | Related item from Annex I to Regulation (EC) No 1183/2007 |
| --- | --- | --- |
| II.A2.002 | Machine tools for grinding having positioning accuracies with "all compensations available" equal to or less (better) than 15 μm according to ISO 230/2 (1988) (1) or national equivalents along any linear axis.
  Note: This item does not cover machine tools for grinding defined in items 2B201.b and 2B001.c. | 2B201.b
  2B001.c |
| II.A2.002a | Components and numerical controls, specially designed for machine tools specified in 2B001, 2B201, or II.A2.002 above. | |
| II.A2.003 | Balancing machines and related equipment as follows:






  a. | Balancing machines, designed or modified for dental or other medical equipment, having all the following characteristics:






  1. | Not capable of balancing rotors/assemblies having a mass greater than 3 kg; |

No

Description

Related item from Annex I to Regulation (EC) No 1183/2007

II.A2.002

Machine tools for grinding having positioning accuracies with "all compensations available" equal to or less (better) than 15 μm according to ISO 230/2 (1988) (1) or national equivalents along any linear axis.

Note: This item does not cover machine tools for grinding defined in items 2B201.b and 2B001.c.

2B201.b

2B001.c

II.A2.002a

Components and numerical controls, specially designed for machine tools specified in 2B001, 2B201, or II.A2.002 above.

II.A2.003

Balancing machines and related equipment as follows:

a.

Balancing machines, designed or modified for dental or other medical equipment, having all the following characteristics:

1.

Not capable of balancing rotors/assemblies having a mass greater than 3 kg;

| 2. | Capable of balancing rotors/assemblies at speeds greater than 12 500 rpm; |
| --- | --- |

2.

Capable of balancing rotors/assemblies at speeds greater than 12 500 rpm;

| 3. | Capable of correcting unbalance in two planes or more; and |
| --- | --- |

3.

Capable of correcting unbalance in two planes or more; and

| 4. | Capable of balancing to a residual specific unbalance of 0,2 g × mm per kg of rotor mass; |
| --- | --- |

4.

Capable of balancing to a residual specific unbalance of 0,2 g × mm per kg of rotor mass;

| b. | Indicator heads designed or modified for use with machines specified in a. above. |
| --- | --- |

b.

Indicator heads designed or modified for use with machines specified in a. above.

Technical note: Indicator heads are sometimes known as balancing instrumentation.

2B119

II.A2.005

Controlled atmosphere heat treatment furnaces, as follows:

Furnaces capable of operation at temperatures above 400 °C.

2B226, 2B227

II.A2.006

Oxidation furnaces capable of operation at temperatures above 400 °C

2B226, 2B227

II.A2.007

"Pressure transducers", other than those defined in 2B230, capable of measuring absolute pressures at any point in the range 0 to 200 kPa and having both of the following characteristics:

| a. | Pressure sensing elements made of or protected by "Materials resistant to corrosion by uranium hexafluoride (UF6)", and |
| --- | --- |

a.

Pressure sensing elements made of or protected by "Materials resistant to corrosion by uranium hexafluoride (UF6)", and

| b. | Having either of the following characteristics:






  1. | A full scale of less than 200 kPa and an ‧accuracy‧ of better than ± 1 % of full scale; or |
| --- | --- | --- |

b.

Having either of the following characteristics:

1.

A full scale of less than 200 kPa and an ‧accuracy‧ of better than ± 1 % of full scale; or

| 2. | A full scale of 200 kPa or greater and an ‧accuracy‧ of better than 2 kPa. |
| --- | --- |

2.

A full scale of 200 kPa or greater and an ‧accuracy‧ of better than 2 kPa.

Technical note: For the purposes of 2B230, ‧accuracy‧ includes non-linearity, hysteresis and repeatability at ambient temperature.

2B230

II.A2.008

Liquid-liquid contacting equipment (mixer-settlers, pulsed columns, centrifugal contactors); and liquid distributors, vapour distributors or liquid collectors designed for such equipment, where all surfaces that come in direct contact with the chemical(s) being processed are made from any of the following materials:

| 1. | Alloys with more than 25 % nickel and 20 % chromium by weight; |
| --- | --- |

1.

Alloys with more than 25 % nickel and 20 % chromium by weight;

| 2. | Fluoropolymers; |
| --- | --- |

2.

Fluoropolymers;

| 3. | Glass (including vitrified or enamelled coating or glass lining); |
| --- | --- |

3.

Glass (including vitrified or enamelled coating or glass lining);

| 4. | Graphite or ‧carbon graphite‧; |
| --- | --- |

4.

Graphite or ‧carbon graphite‧;

| 5. | Nickel or alloys with more than 40 % nickel by weight; |
| --- | --- |

5.

Nickel or alloys with more than 40 % nickel by weight;

| 6. | Tantalum or tantalum alloys; |
| --- | --- |

6.

Tantalum or tantalum alloys;

| 7. | Titanium or titanium alloys; |
| --- | --- |

7.

Titanium or titanium alloys;

| 8. | Zirconium or zirconium alloys; or |
| --- | --- |

8.

Zirconium or zirconium alloys; or

| 9. | Stainless steel. |
| --- | --- |

9.

Stainless steel.

Technical note: ‧Carbon graphite‧ is a composition consisting of amorphous carbon and graphite, in which the graphite content is 8 % or more by weight.

2B350.e

II.A2.009

Industrial equipment and components, other than those specified in 2B350.d, as follows:

Heat exchangers or condensers with a heat transfer surface area greater than 0,05 m2, and less than 30 m2; and tubes, plates, coils or blocks (cores) designed for such heat exchangers or condensers, where all surfaces that come in direct contact with the fluid(s) are made from any of the following materials:

| 1. | Alloys with more than 25 % nickel and 20 % chromium by weight; |
| --- | --- |

1.

Alloys with more than 25 % nickel and 20 % chromium by weight;

| 2. | Fluoropolymers; |
| --- | --- |

2.

Fluoropolymers;

| 3. | glass (including vitrified or enamelled coating or glass lining); |
| --- | --- |

3.

glass (including vitrified or enamelled coating or glass lining);

| 4. | Graphite or ‧carbon graphite‧; |
| --- | --- |

4.

Graphite or ‧carbon graphite‧;

| 5. | Nickel or alloys with more than 40 % nickel by weight; |
| --- | --- |

5.

Nickel or alloys with more than 40 % nickel by weight;

| 6. | Tantalum or tantalum alloys; |
| --- | --- |

6.

Tantalum or tantalum alloys;

| 7. | Titanium or titanium alloys; |
| --- | --- |

7.

Titanium or titanium alloys;

| 8. | Zirconium or zirconium alloys; |
| --- | --- |

8.

Zirconium or zirconium alloys;

| 9. | Silicon carbide; |
| --- | --- |

9.

Silicon carbide;

| 10. | Titanium carbide; or |
| --- | --- |

10.

Titanium carbide; or

| 11. | Stainless steel. |
| --- | --- |

11.

Stainless steel.

Note: This item does not cover vehicle radiators.

2B350.d

II.A2.010

Multiple-seal, and seal-less pumps, other than those specified in 2B350.i, suitable for corrosive fluids, with manufacturer's specified maximum flow-rate greater than 0,6 m3/hour, or vacuum pumps with manufacturer's specified maximum flow-rate greater than 5 m3/hour [measured under standard temperature (273 K or 0 °C) and pressure (101,3 kPa) conditions]; and casings (pump bodies), preformed casing liners, impellers, rotors or jet pump nozzles designed for such pumps, in which all surfaces that come in direct contact with the chemical(s) being processed are made from any of the following materials:

| 1. | Stainless steel, |
| --- | --- |

1.

Stainless steel,

| 2. | Aluminium alloy. |
| --- | --- |

2.

Aluminium alloy.

A6.   Sensors and Lasers

| No | Description | Related item from Annex I to Regulation (EC) No 1183/2007 |
| --- | --- | --- |
| II.A6.002 | Infrared optics in the wavelength range 9 μm – 17 μm and components thereof, including cadmium telluride (CdTe) components.
  Note: This item does not cover cameras and components defined in item 6A003. | 6A003 |
| II.A6.005 | Semiconductor "lasers" and components thereof, as follows:






  a. | Individual semiconductor "lasers" with an output power greater than 200 mW each, in quantities larger than 100; |

No

Description

Related item from Annex I to Regulation (EC) No 1183/2007

II.A6.002

Infrared optics in the wavelength range 9 μm – 17 μm and components thereof, including cadmium telluride (CdTe) components.

Note: This item does not cover cameras and components defined in item 6A003.

6A003

II.A6.005

Semiconductor "lasers" and components thereof, as follows:

a.

Individual semiconductor "lasers" with an output power greater than 200 mW each, in quantities larger than 100;

| b. | Semiconductor "laser" arrays having an output power greater than 20 W. |
| --- | --- |

b.

Semiconductor "laser" arrays having an output power greater than 20 W.

Notes:

| 1. | Semiconductor "lasers" are commonly called "laser" diodes. |
| --- | --- |

1.

Semiconductor "lasers" are commonly called "laser" diodes.

| 2. | This item does not cover "lasers" defined in items 0B001.g.5, 0B001.h.6 and 6A005.b. |
| --- | --- |

2.

This item does not cover "lasers" defined in items 0B001.g.5, 0B001.h.6 and 6A005.b.

| 3. | This item does not cover "laser" diodes with a wavelength in the range 1 200 nm – 2 000 nm. |
| --- | --- |

3.

This item does not cover "laser" diodes with a wavelength in the range 1 200 nm – 2 000 nm.

6A005.b

II.A6.007

Solid state "tunable""lasers" and specially designed components thereof as follows:

| a. | Titanium-sapphire lasers, |
| --- | --- |

a.

Titanium-sapphire lasers,

| b. | Alexandrite lasers. |
| --- | --- |

b.

Alexandrite lasers.

Note: This item does not cover titanium-sapphire and alexandrite lasers defined in items 0B001.g.5, 0B001.h.6 and 6A005.c.1.

6A005.c.1

II.A6.009

Components of acousto-optics, as follows:

| a. | Framing tubes and solid-state imaging devices having a recurrence frequency equal to or exceeding 1 kHz; |
| --- | --- |

a.

Framing tubes and solid-state imaging devices having a recurrence frequency equal to or exceeding 1 kHz;

| b. | Recurrence frequency supplies; |
| --- | --- |

b.

Recurrence frequency supplies;

| c. | Pockels cells. |
| --- | --- |

c.

Pockels cells.

6A203.b.4.c

A7.   Navigation and Avionics

| No | Description | Related item from Annex I to Regulation (EC) No 1183/2007 |
| --- | --- | --- |
| II.A7.001 | Inertial navigation systems and specially designed components thereof, as follows:






  I. | Inertial navigation systems which are certified for use on "civil aircraft" by civil authorities of a State participating in the Wassenaar Arrangement, and specially designed components thereof, as follows:






  a. | Inertial navigation systems (INS) (gimballed or strapdown) and inertial equipment designed for "aircraft", land vehicle, vessels (surface or underwater) or "spacecraft" for attitude, guidance or control, having any of the following characteristics, and specially designed components thereof:






  1. | Navigation error (free inertial) subsequent to normal alignment of 0,8 nautical mile per hour (nm/hr) ‧Circular Error Probable‧ (CEP) or less (better); or |

No

Description

Related item from Annex I to Regulation (EC) No 1183/2007

II.A7.001

Inertial navigation systems and specially designed components thereof, as follows:

I.

Inertial navigation systems which are certified for use on "civil aircraft" by civil authorities of a State participating in the Wassenaar Arrangement, and specially designed components thereof, as follows:

a.

Inertial navigation systems (INS) (gimballed or strapdown) and inertial equipment designed for "aircraft", land vehicle, vessels (surface or underwater) or "spacecraft" for attitude, guidance or control, having any of the following characteristics, and specially designed components thereof:

1.

Navigation error (free inertial) subsequent to normal alignment of 0,8 nautical mile per hour (nm/hr) ‧Circular Error Probable‧ (CEP) or less (better); or

| 2. | specified to function at linear acceleration levels exceeding 10 g; |
| --- | --- |

2.

specified to function at linear acceleration levels exceeding 10 g;

| b. | Hybrid Inertial Navigation Systems embedded with Global Navigation Satellite System(s) (GNSS) or with "Data-Based Referenced Navigation" ("DBRN") System(s) for attitude, guidance or control, subsequent to normal alignment, having an INS navigation position accuracy, after loss of GNSS or "DBRN" for a period of up to four minutes, of less (better) than 10 metres ‧Circular Error Probable‧ (CEP); |
| --- | --- |

b.

Hybrid Inertial Navigation Systems embedded with Global Navigation Satellite System(s) (GNSS) or with "Data-Based Referenced Navigation" ("DBRN") System(s) for attitude, guidance or control, subsequent to normal alignment, having an INS navigation position accuracy, after loss of GNSS or "DBRN" for a period of up to four minutes, of less (better) than 10 metres ‧Circular Error Probable‧ (CEP);

| c. | Inertial Equipment for Azimuth, Heading, or North Pointing having any of the following characteristics, and specially designed components thereof:






  1. | Designed to have an Azimuth, Heading, or North Pointing accuracy equal to, or less (better) than 6 arc / minutes RMS at 45 degrees latitude; or |
| --- | --- | --- |

c.

Inertial Equipment for Azimuth, Heading, or North Pointing having any of the following characteristics, and specially designed components thereof:

1.

Designed to have an Azimuth, Heading, or North Pointing accuracy equal to, or less (better) than 6 arc / minutes RMS at 45 degrees latitude; or

| 2. | Designed to have a non-operating shock level of at least 900 g at a duration of at least 1 msec. |
| --- | --- |

2.

Designed to have a non-operating shock level of at least 900 g at a duration of at least 1 msec.

Note: The parameters of I.a. and I.b. are applicable with any of the following environmental conditions:

| 1. | Input random vibration with an overall magnitude of 7,7 g rms in the first half hour and a total test duration of one and a half hours per axis in each of the three perpendicular axes, when the random vibration meets the following:






  a. | A constant power spectral density (PSD) value of 0,04 g2/Hz over a frequency interval of 15 to 1 000 Hz; and |
| --- | --- | --- |

1.

Input random vibration with an overall magnitude of 7,7 g rms in the first half hour and a total test duration of one and a half hours per axis in each of the three perpendicular axes, when the random vibration meets the following:

a.

A constant power spectral density (PSD) value of 0,04 g2/Hz over a frequency interval of 15 to 1 000 Hz; and

| b. | The PSD attenuates with a frequency from 0,04 g2/Hz to 0,01 g2/Hz over a frequency interval from 1 000 to 2 000 Hz; |
| --- | --- |

b.

The PSD attenuates with a frequency from 0,04 g2/Hz to 0,01 g2/Hz over a frequency interval from 1 000 to 2 000 Hz;

| 2. | A roll and yaw rate equal to or greater than + 2,62 radian/s (150 deg/s); or |
| --- | --- |

2.

A roll and yaw rate equal to or greater than + 2,62 radian/s (150 deg/s); or

| 3. | According to national standards equivalent to 1. or 2. above. |
| --- | --- |

3.

According to national standards equivalent to 1. or 2. above.

Technical Notes:

| 1. | I.b. refers to systems in which an INS and other independent navigation aids are built into a single unit (embedded) in order to achieve improved performance. |
| --- | --- |

1.

I.b. refers to systems in which an INS and other independent navigation aids are built into a single unit (embedded) in order to achieve improved performance.

| 2. | ‧Circular Error Probable‧ (CEP) – In a circular normal distribution, the radius of the circle containing 50 percent of the individual measurements being made, or the radius of the circle within which there is a 50 percent probability of being located. |
| --- | --- |

2.

‧Circular Error Probable‧ (CEP) – In a circular normal distribution, the radius of the circle containing 50 percent of the individual measurements being made, or the radius of the circle within which there is a 50 percent probability of being located.

| II. | Theodolite systems incorporating inertial equipment specially designed for civil surveying purposes and designed to have an Azimuth, Heading, or North Pointing accuracy equal to, or less (better) than 6 arc minutes RMS at 45 degrees latitude, and specially designed components thereof. |
| --- | --- |

II.

Theodolite systems incorporating inertial equipment specially designed for civil surveying purposes and designed to have an Azimuth, Heading, or North Pointing accuracy equal to, or less (better) than 6 arc minutes RMS at 45 degrees latitude, and specially designed components thereof.

| III. | Inertial or other equipment using accelerometers specified in 7A001 or 7A101, where such accelerometers are specially designed and developed as MWD (Measurement While Drilling) sensors for use in downhole well services operations. |
| --- | --- |

III.

Inertial or other equipment using accelerometers specified in 7A001 or 7A101, where such accelerometers are specially designed and developed as MWD (Measurement While Drilling) sensors for use in downhole well services operations.

7A003, 7A103

II.B.   TECHNOLOGY

| No | Description | Related item from Annex I to Regulation (EC) No 1183/2007 |
| --- | --- | --- |
| II.B.001 | Technology required for the development, production or use of the items in Part A. II. (Goods) above." | |

No

Description

Related item from Annex I to Regulation (EC) No 1183/2007

II.B.001

Technology required for the development, production or use of the items in Part A. II. (Goods) above."

---

ANNEX III

‘ANNEX III

Web sites for information on the competent authorities referred to in Articles 3(4), 3(5), 4a, 5(3), 6, 8, 9, 10(1), 10(2), 11a, 11b, 13(1) and 17, and address for notifications to the European Commission

BELGIUM

http://www.diplomatie.be/eusanctions

BULGARIA

http://www.mfa.government.bg

CZECH REPUBLIC

http://www.mfcr.cz/mezinarodnisankce

DENMARK

http://www.um.dk/da/menu/Udenrigspolitik/FredSikkerhedOgInternationalRetsorden/Sanktioner/

GERMANY

http://www.bmwi.de/BMWi/Navigation/Aussenwirtschaft/Aussenwirtschaftsrecht/embargos.html

ESTONIA

http://www.vm.ee/est/kat_622/

IRELAND

http://foreign-affairs.net/home/index.aspx?id=28519

GREECE

http://www.ypex.gov.gr/www.mfa.gr/en-US/Policy/Multilateral+Diplomacy/International+Sanctions/

SPAIN

http://www.maec.es/es/MenuPpal/Asuntos/Sanciones%20Internacionales/Paginas/Sanciones_%20Internacionales.aspx

FRANCE

http://www.diplomatie.gouv.fr/autorites-sanctions/

ITALY

http://www.esteri.it/UE/deroghe.html

CYPRUS

http://www.mfa.gov.cy/sanctions

LATVIA

http://www.mfa.gov.lv/en/security/4539

LITHUANIA

http://www.urm.lt

LUXEMBOURG

http://www.mae.lu/sanctions

HUNGARY

http://www.kulugyminiszterium.hu/kum/hu/bal/Kulpolitikank/nemzetkozi_szankciok/

MALTA

http://www.doi.gov.mt/EN/bodies/boards/sanctions_monitoring.asp

NETHERLANDS

http://www.minbuza.nl/sancties

AUSTRIA

http://www.bmeia.gv.at/view.php3?f_id=12750&LNG=en&version=

POLAND

http://www.msz.gov.pl

PORTUGAL

http://www.min-nestrangeiros.pt

ROMANIA

http://www.mae.ro/index.php?unde=doc&id=32311&idlnk=1&cat=3

SLOVENIA

http://www.mzz.gov.si/si/zunanja_politika/mednarodna_varnost/omejevalni_ukrepi/

SLOVAKIA

http://www.foreign.gov.sk

FINLAND

http://formin.finland.fi/kvyhteistyo/pakotteet

SWEDEN

http://www.ud.se/sanktioner

UNITED KINGDOM

www.fco.gov.uk/competentauthorities

Address for notifications to the European Commission:

| European Commission |
| --- |
| DG External Relations |
| Directorate A Crisis Platform — Policy Coordination in Common Foreign and Security Policy (CFSP) |
| Unit A.2. Crisis Response and Peace Building |
| CHAR 12/106 |
| B-1049 Bruxelles/Brussel (Belgium) |
| E-mail: relex-sanctions@ec.europa.eu |
| Tel.: (32-2) 295 55 85 |
| Fax: (32-2) 299 08 73’ |

European Commission

DG External Relations

Directorate A Crisis Platform — Policy Coordination in Common Foreign and Security Policy (CFSP)

Unit A.2. Crisis Response and Peace Building

CHAR 12/106

B-1049 Bruxelles/Brussel (Belgium)

E-mail: relex-sanctions@ec.europa.eu

Tel.: (32-2) 295 55 85

Fax: (32-2) 299 08 73’

---

ANNEX IV

‘ANNEX VI

List of credit and financial institutions referred to in Article 11a(2)

Branches and subsidiaries, where they come within the scope of Article 18, of credit and financial institutions domiciled in Iran as referred to in Article 11a(2)(b) (1)

1.   BANK MELLI IRAN*

France

| 43 Avenue Montaigne, 75008 Paris |
| --- |
| BIC: MELIFRPP |

43 Avenue Montaigne, 75008 Paris

BIC: MELIFRPP

Germany

| Holzbrücke 2, D-20459, Hamburg |
| --- |
| BIC: MELIDEHH |

Holzbrücke 2, D-20459, Hamburg

BIC: MELIDEHH

United Kingdom

| Melli Bank plc |
| --- |
| One London Wall, 11th Floor, London EC2Y 5EA |
| BIC: MELIGB2L |

Melli Bank plc

One London Wall, 11th Floor, London EC2Y 5EA

BIC: MELIGB2L

2.   BANK SEPAH*

France

| 64 rue de Miromesnil, 75008 Paris |
| --- |
| BIC: SEPBFRPP |

64 rue de Miromesnil, 75008 Paris

BIC: SEPBFRPP

Germany

| Hafenstraße 54, D-60327 Frankfurt am Main |
| --- |
| BIC: SEPBDEFF |

Hafenstraße 54, D-60327 Frankfurt am Main

BIC: SEPBDEFF

Italy

| Via Barberini 50, 00187 Rome |
| --- |
| BIC: SEPBITR1 |

Via Barberini 50, 00187 Rome

BIC: SEPBITR1

United Kingdom

| Bank Sepah International plc |
| --- |
| 5/7 Eastcheap, London EC3M 1JT |
| BIC: SEPBGB2L |

Bank Sepah International plc

5/7 Eastcheap, London EC3M 1JT

BIC: SEPBGB2L

3.   BANK SADERAT IRAN

France

| Bank Saderat Iran |
| --- |
| 16 Rue de la Paix, 75002 Paris |
| BIC: BSIRFRPP |
| TELEX: 220287 SADER A / SADER B |

Bank Saderat Iran

16 Rue de la Paix, 75002 Paris

BIC: BSIRFRPP

TELEX: 220287 SADER A / SADER B

Germany

| Hamburg Branch |
| --- |
| P.O. Box 112227, Deichstraße 11, D-20459 Hamburg |
| BIC: BSIRDEHH |
| TELEX: 215175 SADBK D |

Hamburg Branch

P.O. Box 112227, Deichstraße 11, D-20459 Hamburg

BIC: BSIRDEHH

TELEX: 215175 SADBK D

| Frankfurt Branch |
| --- |
| P.O. Box 160151, Friedensstraße 4, D-60311 Frankfurt am Main |
| BIC: BSIRDEFF |

Frankfurt Branch

P.O. Box 160151, Friedensstraße 4, D-60311 Frankfurt am Main

BIC: BSIRDEFF

Greece

| Athens Branch |
| --- |
| PO Box 4308, 25-29 Venizelou St, GR 105 64 Athens |
| BIC: BSIRGRAA |
| TELEX: 218385 SABK GR |

Athens Branch

PO Box 4308, 25-29 Venizelou St, GR 105 64 Athens

BIC: BSIRGRAA

TELEX: 218385 SABK GR

United Kingdom

| Bank Saderat plc |
| --- |
| 5 Lothbury, London EC2R 7HD |
| BIC: BSPLGB2L |
| TELEX: 883382 SADER G |

Bank Saderat plc

5 Lothbury, London EC2R 7HD

BIC: BSPLGB2L

TELEX: 883382 SADER G

4.   BANK TEJARAT

France

| Bank Tejarat |
| --- |
| 124-126 Rue de Provence, 75008 Paris |
| BIC: BTEJFRPP |
| TELEX: 281972 F, 281973 F BKTEJ |

Bank Tejarat

124-126 Rue de Provence, 75008 Paris

BIC: BTEJFRPP

TELEX: 281972 F, 281973 F BKTEJ

5.   PERSIA INTERNATIONAL BANK plc

United Kingdom

| Head Office and Main Branch |
| --- |
| 6 Lothbury, London EC2R 7HH |
| BIC: PIBPGB2L |
| TELEX: 885426 |

Head Office and Main Branch

6 Lothbury, London EC2R 7HH

BIC: PIBPGB2L

TELEX: 885426

Branches and subsidiaries, where they do not come within the scope of Article 18, of credit and financial institutions domiciled in Iran and credit and financial institutions that are neither domiciled in Iran nor come within the scope of Article 18 but are controlled by persons and entities domiciled in Iran, as referred to in Article 11a(2)(c) and (d) (2)

1.   BANK MELLI*

Azerbaijan

| Bank Melli Iran Baku Branch |
| --- |
| Nobel Ave. 14, Baku |
| BIC: MELIAZ22 |

Bank Melli Iran Baku Branch

Nobel Ave. 14, Baku

BIC: MELIAZ22

Iraq

| No.111-27 Alley – 929 District – Arasat Street, Baghdad |
| --- |
| BIC: MELIIQBA |

No.111-27 Alley – 929 District – Arasat Street, Baghdad

BIC: MELIIQBA

Oman

| Oman Muscat Branch |
| --- |
| P.O. Box 5643, Mossa Abdul Rehman Hassan Building, 238 Al Burj St., Ruwi, Muscat, Oman 8 / |
| P.O. BOX 2643 PC 112 |
| BIC: MELIOMR |

Oman Muscat Branch

P.O. Box 5643, Mossa Abdul Rehman Hassan Building, 238 Al Burj St., Ruwi, Muscat, Oman 8 /

P.O. BOX 2643 PC 112

BIC: MELIOMR

China

| Melli Bank HK (branch of Melli Bank PLC) |
| --- |
| Unit 1703-04, Hong Kong Club Building, 3A Chater Road, Central Hong Kong |
| BIC: MELIHKHH |

Melli Bank HK (branch of Melli Bank PLC)

Unit 1703-04, Hong Kong Club Building, 3A Chater Road, Central Hong Kong

BIC: MELIHKHH

Egypt

| Representative Office |
| --- |
| P.O. Box 2654, First Floor, Flat No 1, Al Sad el Aaly Dokhi. |
| Tel.: 2700605 / Fax: 92633 |

Representative Office

P.O. Box 2654, First Floor, Flat No 1, Al Sad el Aaly Dokhi.

Tel.: 2700605 / Fax: 92633

United Arab Emirates

| Regional Office |
| --- |
| P.O. Box: 1894, Dubai |
| BIC: MELIAEAD |

Regional Office

P.O. Box: 1894, Dubai

BIC: MELIAEAD

| Abu Dhabi branch |
| --- |
| Post box No 2656 Street name: Hamdan Street |
| BIC: MELIAEADADH |

Abu Dhabi branch

Post box No 2656 Street name: Hamdan Street

BIC: MELIAEADADH

| Al Ain branch |
| --- |
| Post box No 1888 Street name: Clock Tower, Industrial Road |
| BIC: MELIAEADALN |

Al Ain branch

Post box No 1888 Street name: Clock Tower, Industrial Road

BIC: MELIAEADALN

| Bur Dubai branch |
| --- |
| Post box No 3093 Street name: Khalid Bin Waleed Street |
| BIC: MELIAEADBR2 |

Bur Dubai branch

Post box No 3093 Street name: Khalid Bin Waleed Street

BIC: MELIAEADBR2

| Dubai Main branch |
| --- |
| Post box No 1894 Street name: Beniyas Street |
| BIC: MELIAEAD |

Dubai Main branch

Post box No 1894 Street name: Beniyas Street

BIC: MELIAEAD

| Fujairah branch |
| --- |
| Post box No 248 Street name: Al Marash R/A, Hamad Bin Abdullah Street |
| BIC: MELIAEADFUJ |

Fujairah branch

Post box No 248 Street name: Al Marash R/A, Hamad Bin Abdullah Street

BIC: MELIAEADFUJ

| Ras al-Khaimah branch |
| --- |
| Post box No 5270 Street name: Oman Street, Al Nakheel |
| BIC: MELIAEADRAK |

Ras al-Khaimah branch

Post box No 5270 Street name: Oman Street, Al Nakheel

BIC: MELIAEADRAK

| Sharjah branch |
| --- |
| Post box No 459 Street name: Al Burj Street |
| BIC: MELIAEADSHJ |

Sharjah branch

Post box No 459 Street name: Al Burj Street

BIC: MELIAEADSHJ

Russian Federation

| No 9/1 ul. Mashkova, 103064 Moscow |
| --- |
| BIC: MELIRUMM |

No 9/1 ul. Mashkova, 103064 Moscow

BIC: MELIRUMM

Japan

| Representative Office |
| --- |
| 333 New Tokyo Bldg, 3-1 Marunouchi, 3 Chome, Chiyoda-ku. |
| Tel.: 332162631. Fax (3)32162638. TELEX: J296687 |

Representative Office

333 New Tokyo Bldg, 3-1 Marunouchi, 3 Chome, Chiyoda-ku.

Tel.: 332162631. Fax (3)32162638. TELEX: J296687

2.   BANK MELLAT

South Korea

| Bank Mellat Seoul Branch |
| --- |
| Keumkang Tower 13/14th Floor, Tehran road 889-13, Daechi-dong Gangnam-Ku, 135 280, Seoul |
| BIC: BKMTKRSE |
| TELEX: K36019 MELLAT |

Bank Mellat Seoul Branch

Keumkang Tower 13/14th Floor, Tehran road 889-13, Daechi-dong Gangnam-Ku, 135 280, Seoul

BIC: BKMTKRSE

TELEX: K36019 MELLAT

Turkey

| Istanbul Branch |
| --- |
| 1 Binbircicek Sokak, Buyukdere Caddessi Levent -Istanbul |
| BIC: BKMTTRIS |
| TELEX: 26023 MELT TR |

Istanbul Branch

1 Binbircicek Sokak, Buyukdere Caddessi Levent -Istanbul

BIC: BKMTTRIS

TELEX: 26023 MELT TR

| Ankara Branch |
| --- |
| Ziya Gokalp Bulvari No: 12 06425 Kizilay-Ankara |
| BIC: BKMTTRIS100 |
| TELEX: 46915 BMEL TR |

Ankara Branch

Ziya Gokalp Bulvari No: 12 06425 Kizilay-Ankara

BIC: BKMTTRIS100

TELEX: 46915 BMEL TR

| Izmir Branch |
| --- |
| Cumhuriyet Bulvari No: 88/A P.K 71035210 Konak-Izmir |
| BIC: BKMTTRIS 200 |
| TELEX: 53053 BMIZ TR |

Izmir Branch

Cumhuriyet Bulvari No: 88/A P.K 71035210 Konak-Izmir

BIC: BKMTTRIS 200

TELEX: 53053 BMIZ TR

Armenia

| Yerevan Branch |
| --- |
| 6 Amiryan Str. P.O. Box: 375010 P/H 24 Yerevan |
| BIC: BKMTAM 22 |
| TELEX: 243303 MLTAR AM 243110 BMTRAM |

Yerevan Branch

6 Amiryan Str. P.O. Box: 375010 P/H 24 Yerevan

BIC: BKMTAM 22

TELEX: 243303 MLTAR AM 243110 BMTRAM

3.   PERSIA INTERNATIONAL BANK plc

United Arab Emirates

| Dubai Branch |
| --- |
| The Gate Building, 4th Floor, P.O.BOX 119871, Dubai |
| BIC: PIBPAEAD |

Dubai Branch

The Gate Building, 4th Floor, P.O.BOX 119871, Dubai

BIC: PIBPAEAD

4.   BANK SADERAT IRAN

Lebanon

| Regional Office |
| --- |
| Mar Elias – Mteco Center, PO BOX 5126, Beirut |
| BIC: BSIRLBBE |

Regional Office

Mar Elias – Mteco Center, PO BOX 5126, Beirut

BIC: BSIRLBBE

| Beirut Main Branch |
| --- |
| Verdun street – Alrose building |
| P.O. BOX 5126 Beirut / P.O. BOX 6717 Hamra |
| BIC: BSIRLBBE |
| TELEX: 48602 – 20738, 21205 – SADBNK |

Beirut Main Branch

Verdun street – Alrose building

P.O. BOX 5126 Beirut / P.O. BOX 6717 Hamra

BIC: BSIRLBBE

TELEX: 48602 – 20738, 21205 – SADBNK

| Alghobeiri Branch |
| --- |
| No 3528, Alghobeiry BLVD, Jawhara BLDG Abdallah El Hajje str. –Ghobeiri BLVD, Alghobeiri |
| BIC: BSIRLBBE |

Alghobeiri Branch

No 3528, Alghobeiry BLVD, Jawhara BLDG Abdallah El Hajje str. –Ghobeiri BLVD, Alghobeiri

BIC: BSIRLBBE

| Baalbak Branch |
| --- |
| No 3418, Ras Elein str., Baalbak |
| BIC: BSIRLBBE |

Baalbak Branch

No 3418, Ras Elein str., Baalbak

BIC: BSIRLBBE

| Borj al Barajneh Branch |
| --- |
| No 4280, Al Holam BLDG, Al Kafaat cross, Al Maamoura str., Sahat Mreyjeh, 1st Floor |
| BIC: BSIRLBBE |

Borj al Barajneh Branch

No 4280, Al Holam BLDG, Al Kafaat cross, Al Maamoura str., Sahat Mreyjeh, 1st Floor

BIC: BSIRLBBE

| Saida Branch |
| --- |
| No 4338, Saida – Riad Elsoleh BLVD. Ali Ahmad BLG. |
| BIC: BSIRLBBE |

Saida Branch

No 4338, Saida – Riad Elsoleh BLVD. Ali Ahmad BLG.

BIC: BSIRLBBE

Oman

| BLDG 606, Way 4543, 145 Complex, Ruwi High Street, Ruwi, P.O. BOX 1269, Muscat |
| --- |
| BIC: BSIROMR |
| TELEX: 3146 |

BLDG 606, Way 4543, 145 Complex, Ruwi High Street, Ruwi, P.O. BOX 1269, Muscat

BIC: BSIROMR

TELEX: 3146

Qatar

| Doha branch |
| --- |
| No 2623, Grand Hamad ave., P.O. BOX 2256, Doha |
| BIC: BSIR QA QA |
| TELEX: 4225 |

Doha branch

No 2623, Grand Hamad ave., P.O. BOX 2256, Doha

BIC: BSIR QA QA

TELEX: 4225

Turkmenistan

| Bank Saderat Iran Ashkhabad branch |
| --- |
| Makhtoomgholi ave., No 181, Ashkhabad |
| TELEX: 1161134-86278 |

Bank Saderat Iran Ashkhabad branch

Makhtoomgholi ave., No 181, Ashkhabad

TELEX: 1161134-86278

United Arab Emirates

| Regional office Dubai |
| --- |
| Al Maktoum road, PO BOX 4182 Deira, Dubai |
| BIC: BSIRAEAD / BSIRAEADDLR / BSIRAEADLCD |
| TELEX: 45456 SADERBANK |

Regional office Dubai

Al Maktoum road, PO BOX 4182 Deira, Dubai

BIC: BSIRAEAD / BSIRAEADDLR / BSIRAEADLCD

TELEX: 45456 SADERBANK

| Murshid Bazar Branch |
| --- |
| Murshid Bazar P.O. Box 4182 |
| Deira, Dubai |
| BIC: BSIRAEAD |
| TELEX: 45456 SADERBANK |

Murshid Bazar Branch

Murshid Bazar P.O. Box 4182

Deira, Dubai

BIC: BSIRAEAD

TELEX: 45456 SADERBANK

| Bur Dubai Branch |
| --- |
| Al Fahidi Road |
| P.O.Box 4182 Dubai |
| BIC: BSIRAEAD |
| TELEX: 45456 SADERBANK |

Bur Dubai Branch

Al Fahidi Road

P.O.Box 4182 Dubai

BIC: BSIRAEAD

TELEX: 45456 SADERBANK

| Ajman Branch |
| --- |
| No 2900 Liwara street, PO BOX 16, Ajman, Dubai |
| BIC: BSIRAEAD |
| TELEX: 45456 SADERBANK |

Ajman Branch

No 2900 Liwara street, PO BOX 16, Ajman, Dubai

BIC: BSIRAEAD

TELEX: 45456 SADERBANK

| Shaykh Zayed Road Branch |
| --- |
| Shaykh Road, Dubai |
| BIC: BSIRAEAD |
| TELEX: 45456 SADERBANK |

Shaykh Zayed Road Branch

Shaykh Road, Dubai

BIC: BSIRAEAD

TELEX: 45456 SADERBANK

| Abu Dhabi Branch |
| --- |
| No 2690 Hamdan street, PO BOX 2656, Abu Dhabi |
| BIC: BSIRAEAD |
| TELEX: 22263 |

Abu Dhabi Branch

No 2690 Hamdan street, PO BOX 2656, Abu Dhabi

BIC: BSIRAEAD

TELEX: 22263

| Al Ein Branch |
| --- |
| No 1741, Al Am Road, PO BOX 1140, Al Ein, Abu Dhabi |
| BIC: BSIRAEAD |
| TELEX: 45456 SADERBANK |

Al Ein Branch

No 1741, Al Am Road, PO BOX 1140, Al Ein, Abu Dhabi

BIC: BSIRAEAD

TELEX: 45456 SADERBANK

| Sharjah Branch |
| --- |
| No 2776 Alaroda road, PO BOX 316, Sharjah |
| BIC: BSIRAEAD |
| TELEX: 45456 SADERBANK |

Sharjah Branch

No 2776 Alaroda road, PO BOX 316, Sharjah

BIC: BSIRAEAD

TELEX: 45456 SADERBANK

Bahrain

| Bahrein branch |
| --- |
| 106 Government Road; P.O. Box 825, Block No 316; Entrance No 3; Manama Center; Manama |
| TELEX: 8363 SADER BANK |

Bahrein branch

106 Government Road; P.O. Box 825, Block No 316; Entrance No 3; Manama Center; Manama

TELEX: 8363 SADER BANK

| OBU |
| --- |
| P.O. Box 825 – Manama |
| TELEX: 8688 SADER BANK |

OBU

P.O. Box 825 – Manama

TELEX: 8688 SADER BANK

Uzbekian

| Bank Saderat Iran Tashkent |
| --- |
| 10 Tchekhov street, Mirabad district, 100060 Tashkent |
| BIC: BSIRUZ21 |
| TELEX: 116134 BSITA UZ |

Bank Saderat Iran Tashkent

10 Tchekhov street, Mirabad district, 100060 Tashkent

BIC: BSIRUZ21

TELEX: 116134 BSITA UZ

5.   TEJARAT BANK

Tajikistan

| No 70, Rudaki Ave., Dushanbe |
| --- |
| P.O. Box: 734001 |
| BIC: BTEJTJ22XXX |
| TELEX: 201135 BTDIR TJ |

No 70, Rudaki Ave., Dushanbe

P.O. Box: 734001

BIC: BTEJTJ22XXX

TELEX: 201135 BTDIR TJ

China

| Representative Office China |
| --- |
| Office C208 Beijing Lufthansa Center No 50 Liangmaqiao Road Chaoyang District Beijing 100016 |

Representative Office China

Office C208 Beijing Lufthansa Center No 50 Liangmaqiao Road Chaoyang District Beijing 100016

6.   ARIAN BANK (also known as Aryan Bank)

Afghanistan

| Head Office |
| --- |
| House No 2, Street No 13, Wazir Akbar Khan, Kabul |
| BIC: AFABAFKA |

Head Office

House No 2, Street No 13, Wazir Akbar Khan, Kabul

BIC: AFABAFKA

| Harat branch |
| --- |
| No 14301(2), Business Room Building, Banke Khoon road, Harat |
| BIC: AFABAFKA |

Harat branch

No 14301(2), Business Room Building, Banke Khoon road, Harat

BIC: AFABAFKA

7.   FUTURE BANK

Bahrain

| Future Bank |
| --- |
| P.O. Box 785, Government Avenue 304, Manama |
| Shop 57, Block No 624 Shaikh Jaber Al Ahmed Al Sabah Avenue-Road No 4203, Sitra |
| BIC: FUBBBHBM / FUBBBHBMOBU / FUBBBHBMXXX / FUBBBHBMSIT |

Future Bank

P.O. Box 785, Government Avenue 304, Manama

Shop 57, Block No 624 Shaikh Jaber Al Ahmed Al Sabah Avenue-Road No 4203, Sitra

BIC: FUBBBHBM / FUBBBHBMOBU / FUBBBHBMXXX / FUBBBHBMSIT

8.   BANCO INTERNACIONAL DE DESARROLLO, SA

Venezuela

| Banco internacional de Desarrollo, Banco Universal |
| --- |
| Avenida Francisco de Miranda, Torre Dosza, Piso 8, El Rosal, Chacao, Caracas |
| BIC: IDUNVECAXXX’ |

Banco internacional de Desarrollo, Banco Universal

Avenida Francisco de Miranda, Torre Dosza, Piso 8, El Rosal, Chacao, Caracas

BIC: IDUNVECAXXX’

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(1)  Entities marked * are also subject to asset freezing within the meaning of Article 5(1)(a) and (b) of Common Position 2007/140/CFSP.

1

(2)  See footnote 1.

2

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