# Patent

## Title
Method for transmitting a data signal in a MIMO system

## Abstract

A method operates to transmit a data signal by a transmission unit of a wireless multiple-input/multiple-output (MIMO) communication system. The communication system includes the transmission unit and a reception unit, the transmission unit having a plurality of transmission antennas and the reception unit having a plurality of reception antennas. The method includes performing a first transmission of a data signal, the first transmission including transmitting the data signal by each one of the plurality of transmission antennas, and performing a second transmission of the data signal at a time later than the first transmission, the second transmission including transmitting at least one spectrally modified signal variant of the data signal by at least one antenna of the plurality of transmission antennas.

## Background
REFERENCE TO RELATED APPLICATION
This application is a continuation of U.S. application Ser. No. 13/767,068 filed on Feb. 14, 2013, which claims priority to U.S. application Ser. No. 12/813,169 filed on Jun. 10, 2010.


FIELD
The present invention relates to a method for transmitting a data signal in a wireless multiple-input/multiple-output (MIMO) communication system, a method of receiving a data signal in a MIMO communication system, a transmission unit to transmit a data signal in a MIMO communication system, and a reception unit to receive a data signal in a MIMO communication system.
BACKGROUND
Radio communication performance can be increased by use of multiple antennas and multiple-input/multiple-output (MIMO) techniques. The data throughput and link range can be increased by employing MIMO techniques without additional bandwidth or transmit power. In such MIMO systems, spatial division multiplexing (SDM) is one technique used in which different spatial streams of data are sent from each transmit antenna. Since these streams carry different data, the overall data rate of the system is increased. A further improvement of the radio communication performance is to be expected when combining the above techniques with multi-carrier transmission and reception methods like, for example, the well-known orthogonal frequency division multiplex (OFDM) transmission and reception techniques.



BRIEF DESCRIPTION OF THE DRAWINGS
The accompanying drawings are included to provide a further understanding of embodiments and are incorporated in and constitute a part of this specification. The drawings illustrate embodiments and together with the description serve to explain principles of embodiments. Other embodiments and many of the intended advantages of embodiments will be readily appreciated as they become better understood by reference to the following detailed description. Like reference numerals designate corresponding similar parts.
FIG. 1 shows a flow diagram of a method for transmitting a data signal in a MIMO communication system according to an embodiment;
FIG. 2 shows a flow diagram of a method for transmitting a data signal in a MIMO communication system according to an embodiment;
FIG. 3 shows a flow diagram of a method for receiving a data signal in a MIMO communication system according to an embodiment;
FIG. 4 shows a schematic block representation of a wireless MIMO system performing an embodiment of a method as depicted in FIG. 1 or 2.
FIG. 5 shows a schematic block representation of a wireless MIMO system performing an embodiment of the method depicted in FIG. 3.
FIG. 6 shows a diagram to illustrate the introduction of frequency diversity with the second transmission;
FIG. 7 shows a diagram to illustrate the introduction of frequency diversity, including a frequency shifted version of the sequence used for the second transmission;
FIG. 8 shows a schematic block representation of a wireless MIMO system according to an embodiment;
FIG. 9 shows a schematic block representation of a transmission unit according to an embodiment; and
FIG. 10 shows a schematic block representation of a reception unit according to an embodiment.



DETAILED DESCRIPTION
The aspects and embodiments are described with reference to the drawings, wherein like reference numerals are generally utilized to refer to like elements throughout. In the following description, for purposes of explanation, numerous specific details are set forth in order to provide a thorough understanding of one or more aspects of the embodiments. It may be evident, however, to one skilled in the art that one or more aspects of the embodiments may be practiced with a lesser degree of the specific details. In other instances, known structures and elements are shown in schematic form in order to facilitate describing one or more aspects of the embodiments. It is to be understood that other embodiments may be utilized and structural or logical changes may be made without departing from the scope of the present invention.
In addition, while a particular feature or aspect of an embodiment may be disclosed with respect to only one of several implementations, such feature or aspect may be combined with one or more other features or aspects of the other implementations as may be desired and advantageous for any given or particular application. Furthermore, to the extent that the terms “include”, “have”, “with” or other variants thereof are used in either the detailed description or the claims, such terms are intended to be inclusive in a manner similar to the term “comprise”. The terms “coupled” and “connected”, along with derivatives may be used. It should be understood that these terms may be used to indicate that two elements co-operate or interact with each other regardless of whether they are in direct physical or electrical contact, or they are not in direct contact with each other. Also, the term “exemplary” is merely meant as an example, rather than the best or optimal. The following detailed description, therefore, is not to be taken in a limiting sense, and the scope of the present invention is defined by the appended claims.
The apparatuses and methods as described herein are utilized as part of and for radio transmission systems, in particular for systems operating in the Orthogonal Frequency Division Multiplex (OFDM) mode. The apparatuses disclosed may be embodied in baseband segments of devices used for the transmission or reception of data signals such as, for example, OFDM radio signals, in particular transmitters like base stations or relay stations and receivers like mobile phones, hand-held devices or other kinds of mobile radio receivers. The described apparatuses may be employed to perform methods as disclosed herein, although those methods may be performed in any other way as well.
An OFDM communication link may be operable with an amount of N sub-carriers with N being 2048, for example. Sub-carriers of such OFDM transmission systems may comprise a single frequency each. They may also comprise a plurality of frequencies, for example, adjoining frequencies in a frequency range or any arbitrary sub-set of frequencies. The number of frequencies included in a sub-carrier may, in particular, not be limited to any number of frequencies.
The methods and units as described herein are utilized within Multiple-Input/Multiple-Output (MIMO) systems. These systems can be set-up having one transmission unit and one reception unit, both units comprising more than one transmission or reception antenna, respectively.
Referring to FIG. 1, there is shown a flow diagram of a method for transmitting a data signal, in particular an orthogonal frequency division multiplex (OFDM) signal according to an embodiment. The method is performed by and within a transmission unit of a wireless multiple-input/multiple-output (MIMO) communication system, the communication system comprising the transmission unit and a reception unit, the transmission unit comprising a plurality of transmission antennas and the reception unit comprising a plurality of reception antennas. The method comprises performing a first transmission of a data signal, the first transmission comprising transmitting the data signal by each one of the plurality of the transmission antennas at S1, and performing a second transmission of the data signal at a time later than the first transmission, the second transmission comprising transmitting at least one spectrally modified signal variant of the data signal by at least one antenna of the plurality of transmission antennas at S2.
The data signal may be an electrical or optical signal carrying a message or an information. It may be a user signal, or a payload signal transporting the information in the form of bits. The information bits may be modulated onto the data signal by a modulator. The modulator may be single-carrier modulator, e.g. a QAM modulator or a PSK modulator. The modulator may be a multi-carrier modulator, e.g. an OFDM modulator, a wavelet modulator or a DMT modulator.
An OFDM modulator according to an embodiment receives high rate information which is split onto N rate sub-carriers. The data is therefore transmitted by blocks of size N: x(n)=[x1(n), x2(n), xk(n), . . . , xN(n)], where the index n is the block OFDM symbol number and the subscript k is for the carrier index. The block OFDM symbols are coded by an inverse FFT (Fast Fourier Transformation) matrix to yield the so-called time domain block vector s(n)=[s1(n), s2(n), sk(n), . . . , sN(n)]. At the output of the inverse FFT, a guard interval (cyclic prefix) of D samples is inserted at the beginning of each block [sN-D+1(n), . . . sN(n), sk(n), . . . , sN(n)]. It may consist of a cyclic extension of the time domain OFDM symbol of size larger than the channel impulse response (D>L−1). The cyclic prefix is appended between each block in order to transform the multi-path linear convolution into a circular one. After Parallel to Serial conversion the data signal, in particular the OFDM signal, is provided by the OFDM modulator in a discrete-time representation. A pre-coding according to an embodiment may be applied to the data signal in order to modify its spectral characteristics. The pre-coded data signal may be converted from digital to analog and sent through the communications channel to the receiver.
At the receiver, symmetrical operations are performed, i.e., for an OFDM receiver down conversion and Analog to Digital Conversion to obtain the discrete time received signal rCP(n)=[rN-D+1(n), . . . , rN(n), r1(n), rk(n), . . . , rN(n)]. In order to suppress inter-block interference, the first D samples (cyclic prefix or guard interval suppression) of the received signal rCP(n) are discarded and the resulting received signal r(n)=[r1(n), rk(n), . . . , rN(n)] is processed by Fast Fourier Transformation to yield the transmitted data signal y(n) which corresponds to the original data signal x(n) multiplied by the channel matrix H(n) plus a noise term.
According to an embodiment the data signal is an OFDM signal. According to an embodiment the data signal comprises a plurality of signal components, each signal component being spectrally modified to obtain a respective spectrally modified signal variant of the data signal. According to an embodiment the spectrally modified signal variant of the data signal is obtained by applying a convolutional coding to a respective signal component of the data signal, the convolutional coding being represented by a convolutional sequence. The convolutional coding with a convolutional sequence represents a pre-coding with a pre-coding sequence.
Referring to FIG. 2, there is shown a flow diagram of a method for transmitting a data signal, in particular an orthogonal frequency division multiplex (OFDM) signal according to an embodiment. The method is performed by and within a transmission unit of a wireless multiple-input/multiple-output (MIMO) communication system, the communication system comprising the transmission unit and a reception unit, the transmission unit comprising a plurality of transmission antennas and the reception unit comprising a plurality of reception antennas. The method comprises performing a first transmission of the data signal comprising a plurality of signal components by the plurality of transmission antennas, each transmission antenna transmitting a respective signal component of the data signal at S1. The method further comprises selecting a subset of the plurality of transmission antennas to obtain selected transmission antennas, which are transmission antennas belonging to the subset of the plurality of transmission antennas, and to obtain non-selected transmission antennas, which are transmission antennas not belonging to the subset of the plurality of transmission antennas at S2. The method also includes pre-coding each of the signal components of the data signal transmitted by the selected transmission antennas with a respective pre-coding sequence to obtain spectrally modified variants of the signal components of the data signal at S3 and performing a second transmission of the data signal at a time later than the first transmission, the second transmission comprising transmitting by the selected transmission antennas the spectrally modified variants of the signal components of the data signal and re-transmitting by the non-selected transmission antennas the signal components of the data signal transmitted by the non-selected transmission antennas at S4.
According to another embodiment the spectrally modified signal variants of the signal components of the data signal are transmitted by each of the transmission antennas. Thus, no selecting of transmission antennas is required and the method reduces to the two steps of performing a first transmission of signal components of the data signal at S1 and performing a second transmission of spectrally modified signal variants of the signal components of the data signal at a time later than the first transmission at S2.
The spectrally modified variant of the signal component of the data signal to be transmitted from one transmission antenna of the plurality of transmission antennas is obtained by pre-coding the respective signal component of the data signal with a pre-coding sequence according to an embodiment. The pre-coding sequence may be a convolution sequence. The convolution sequence may be applied to the respective signal component by a mathematical convolution operation, which is a time-domain operation. Alternatively, the pre-coding may be performed in the frequency domain by applying a frequency-dependent multiplication to the respective signal component of the data signal, which is frequency-transformed. A frequency transformation of the respective signal components and/or the pre-coding sequences may be performed by using a Fourier transformation, for example, a Fast Fourier Transformation (FFT). The convolution operation may be realized as a delay when the convolution sequence has a single value at a time unequal to zero. The data signal comprises a plurality of signal components, each signal component may be provided at a different one of the transmission antennas such that the data signal is transmitted by transmission of its signal components by each of the transmission antennas.
In this application the second transmission will also be called a retransmission. If it happens that the method comprises a second transmission and a third transmission, the second transmission will also be called the first retransmission and the third transmission will also be called the second retransmission.
In order to enhance the reliability of a MIMO link, the technique of spatial division multiplexing (SDM) is a technique most often associated with MIMO. Rather than increasing range, SDM sends different spatial streams of data from each transmission antenna. Since these streams carry different data, the overall data rate of the system is increased. The present invention mainly aims to increase the performance of the SDM approach. SDM schemes require well-conditioned full-rank channel matrices. In particular for high-order antenna systems, this condition is often not fulfilled in conventional approaches. The invention according to the embodiment as shown in FIGS. 1 and 2 proposes a solution for the general problem of applying SDM to higher order MIMO systems.
According to FIGS. 1 and 2, the first transmission is performed without any pre-coding. An essential idea of the method includes introducing “artificial” time domain convolutions, namely the respective pre-coding (i.e., convolution) sequences to be transmitted in the second transmission of the signal. Such a time domain convolution sequence is expected to increase the frequency diversity in the second transmission and thus help to ensure a more reliable communication.
According to an embodiment of the method of FIG. 1 or 2, the first transmission is represented by a first channel matrix and the second transmission is represented by a second channel matrix. The methods can further comprise selecting the pre-coding sequences, such that a further channel matrix can be constructed on the basis of the second channel matrix, and the further channel matrix can comprise a rank which is higher than the rank of the first channel matrix. According to an embodiment, the first channel matrix is rank-deficient. The rank of an m×n matrix is at most min(n,m). A matrix that has a rank as large as possible is said to have full rank; otherwise, the matrix is rank-deficient. According to a further embodiment, the first channel matrix is quasi rank-deficient, for example, in which at least one eigenvalue of the first channel matrix is close or very close to zero but not exactly zero. According to the embodiments above, the first channel matrix is poorly conditioned. A poorly conditioned matrix is a matrix which is quasi rank-deficient or even rank-deficient. In the case of quasi rank-deficient first channel matrices, the same problems arise as for rank-deficient matrices, in which problems may be solved by embodiments as described in the instant application.
According to an embodiment of the method of FIG. 1 or 2, during the second transmission each one of the plurality of transmission antennas transmits a spectrally modified variant of a signal component of the data signal. According to an embodiment thereof, the spectrally modified variants of different antennas are different from each other. According to an embodiment some of the convolution sequences may have only one single element such that a respective spectrally modified variant of a signal component of the data signal corresponds to the signal component of the data signal or to an amplified version thereof.
According to an embodiment of the method of FIG. 1 or 2, spectrally modified signal variants may be transmitted by one antenna of the plurality of antennas, all antennas of the plurality of antennas, or any number of antennas between one and all of the plurality of antennas. According to an embodiment at least two of the transmission antennas have a different polarization, for example, a vertical or horizontal polarization.
According to an embodiment of the method of FIG. 1 or 2, the length (duration) of the pre-coding sequences is shorter than an OFDM guard interval. For example, the length may be 1, 2 or 3 samples. According to an embodiment, the length of the pre-coding sequences is shorter than a length of a channel impulse response of the MIMO communication system, in particular shorter than a length of a channel impulse response between the plurality of transmission antennas and the plurality of reception antennas.
According to an embodiment of the method of FIG. 1 or 2, the second transmission is initiated upon receipt of an information that the transmitted OFDM signal could not be correctly decoded in a reception unit on the basis of the first transmission. According to an embodiment, a hybrid automatic repeat request procedure is used for initiating re-transmission.
According to an embodiment of the methods of FIG. 1 or 2, the method further comprises performing a third transmission of the data signal, in particular the OFDM signal at a time later than the second transmission, the third transmission comprising transmitting spectrally modified signal variants of the data signal. According to an embodiment thereof, the third transmission is initiated upon receipt of an information that the transmitted data signal could not be correctly decoded in a reception unit on the basis of the first and second transmissions. According to a further embodiment thereof, the third transmission is similar or equal to the second transmission. According to an alternative embodiment, the third transmission is different to the second transmission, wherein, in particular, the spectrally modified signal variants of the third transmission are obtained by frequency shifting the spectrally modified signal variants of the second transmission. In particular, the spectrally modified signal variants of the third transmission can be obtained by applying a linear phase in the time domain to each sample value of the spectrally modified signal variants of the second transmission by multiplying each sample value by eiαn, where α is a complex constant and n is the sample number, wherein α can be equal to π.
According to an embodiment of the method of FIG. 2, the spectrally modified signal variants of signal components of the data signal of the third transmission are obtained by selecting a different subset of transmission antennas for transmission of the spectrally modified signal variants for the third transmission with respect to the subset selected for the second transmission.
According to an embodiment of the method of FIG. 1 or 2, the transmission unit comprises a plurality of stored pre-coders, wherein each pre-coder comprises information on spectrally modified signal variants of a second or third transmission, the method further comprising accidentally selecting one of the plurality of stored pre-coders for performing the second or third transmission.
According to an embodiment of the method of FIG. 1 or 2, the transmission unit comprises a plurality of stored pre-coders, wherein each pre-coder comprises information on spectrally modified signal variants of a second or third transmission, the method further comprising specifically selecting one particular pre-coding (convolutional) sequence out of the plurality of stored pre-coding (convolutional) sequences for performing the second or third transmission.
Referring to FIG. 3, there is shown a flow diagram of a method for receiving a data signal, in particular an orthogonal frequency division multiplex (OFDM) signal by a reception unit of a wireless multiple-input/multiple-output (MIMO) communication system, the communication system comprising the reception unit and a transmission unit, the transmission unit comprising a plurality of transmission antennas and the reception unit comprising a plurality of reception antennas. The method comprises receiving a first transmission of a data signal, the first transmission being represented by a first channel matrix at S1, and receiving a second transmission of the data signal at a time later than the first transmission, the second transmission comprising spectrally modified signal variants of signal components of the data signal and being represented by a second channel matrix at S2. The method of FIG. 3 further comprises constructing a further channel matrix on the basis of the second channel matrix, the further channel matrix comprising a rank that is higher than a rank of the first channel matrix at S3, and decoding the transmitted data signal by means of the further channel matrix at S4.
According to an embodiment of the method of FIG. 3, the method further comprises requesting the second transmission after detecting that the transmitted data signal can not be correctly decoded on the basis of the first transmission. The detecting, for example, can be done by standard error-detection processes, in which error-detection information bits are added to data to be transmitted. A procedure, for example, is the cyclic redundancy check (CRC). In the case of detection of an error, a request for a repeated transmission is automatically generated, the procedure is thus called automatic repeat request (ARQ). In a further variant thereof, which is called hybrid ARQ (HARQ), forward error correction (FEC) bits are also added to the existing error detection bits.
According to an embodiment of the method of FIG. 3, the method further comprises constructing the further channel matrix on the basis of the first channel matrix and the second channel matrix.
Referring to FIG. 4, illustrated is a schematic block representation of a wireless MIMO system performing an embodiment of the method depicted in FIG. 1 or 2. A data signal s(n) comprises a plurality of signal components s1(n), s2(n), s3(n) and s4(n). During a first transmission each of the signal components s1(n), s2(n), s3(n) and s4(n) is transmitted by a respective transmission antenna TA1TA2, TA3 and TA4 of a transmission unit TU of a wireless MIMO communication system. For the second transmission a subset (SUBSET) of the plurality of transmission antennas TA1, TA2, TA3 and TA4 is selected to obtain selected transmission antennas (TA1, TA4) that belong to the subset and to obtain non-selected antennas (TA2, TA3) that do not belong to the subset. Each of the signal components s1(n) and s4(n) of the data signal s(n) transmitted by the selected transmission antennas (TA1, TA4) are pre-coded with a respective pre-coding sequence (g1(n), g4(n)) to obtain spectrally modified variants (s^1(n), s^4(n)) of the signal components of the data signal s(n). The second transmission is performed at a time later than the first transmission and comprises transmitting by the selected transmission antennas (TA1, TA4) the spectrally modified variants (s^1(n), s^4(n)) of the signal components of the data signal s(n) and re-transmitting by the non-selected transmission antennas (TA2, TA3) the signal components (s2(n), s3(n)) of the data signal s(n) transmitted by the non-selected transmission antennas (TA2, TA3) during the first transmission.
Referring to FIG. 5, illustrated is a schematic block representation of a wireless MIMO system performing an embodiment of the methods depicted in FIGS. 1, 2 and 3. A data signal s(k) represented in frequency domain by the index k comprises a plurality of signal components s1(k), s2(k), s3(k) and s4(k). During a first transmission which is designated by the superscript notation (1) each of the signal components s1(k), s2(k), s3(k) and s4(k) is transmitted by a respective transmission antenna TA1, TA2, TA3 and TA4 of a transmission unit TU of a wireless MIMO communication system. A reception unit RU of the MIMO communication system comprising a plurality of reception antennas RA1, RA2 receives the transmitted signal components s1(k), s2(k), s3(k) and s4(k) as a plurality of received signal components r1(1)(k), r2(1)(k) of a received signal r(1)(k). Each received signal component ri(1)(k) depends on the transmitted signal component sj(k) by the respective channel path (channel impulse response) Hji. The relation can be written as ri(1)(k)=Hji sj(k). The index j specifies the transmission antenna TXj and the index i specifies the reception antenna RXi of the respective transmission path. The plurality of individual channel impulse responses Hji may be represented as a single matrix H(1) which is designated as the first channel matrix.
During a second transmission (2), at a time later than the first transmission (1), spectrally modified variants s1^(k), s2^(k), s3^(k), s4^(k) of the signal components s1(k), s2(k), s3(k), s4(k) of the data signal s(k) are transmitted by a respective transmission antenna TA1, TA2, TA3 and TA4 of the transmission unit TU of the wireless MIMO communication system. The reception unit RU of the MIMO communication system receives the transmitted spectrally modified variants of the signal components s1(k), s2(k), s3(k) and s4(k) as a plurality of received signal components r1(2)(k), r2(2)(k) of a received signal r(2)(k). Each received signal component ri(2)(k) depends on the respective spectrally modified variant sj^(k) by the respective channel path (channel impulse response) Hij. Each spectrally modified variant sj^(k) depends on the respective signal component sj(k) of the data signal s(k) by the respective pre-coder Gj which is the frequency representation of the pre-coding sequence gj(n). The relation can be written as sj^(k)=Gjsj(k) and as ri(2)(k)=Hji sj^(k). The plurality of individual channel impulse responses Hji and the plurality of individual pre-coders Gj may be represented as a single matrix H(2) which is designated as the second channel matrix. According to one embodiment described, not each of the transmission antennas TXj may transmit a spectrally modified variant sj^(k) of a signal component sj(k) of the data signal s(k), some of the transmission antennas TXj may transmit an original signal component sj(k) of the data signal s(k).
A further channel matrix H(*) may be constructed on the basis of the second channel matrix H(2) by a combination of the first channel matrix H(1) and the second channel matrix H(2). FIG. 5 depicts one possible way of combining both matrices. The first received signal component r1(1)(k) of the first transmission that is received by the first antenna is added to the first received signal component r1(2)(k) of the second transmission, which is received by the first antenna to receive a first received signal. A second received signal is constructed as the second received signal component r2(1)(k) of the first transmission, which is received by the second antenna. This combination results in a further channel matrix H(*) having a rank which may be controlled by adequate adjusting the pre-coders Gj. For example the adjustment may be used for obtaining a full rank or a maximum rank further channel matrix H(*).
According to an embodiment as depicted in FIG. 3 or 5, a method for constructing a well-conditioned further channel matrix from a poorly conditioned first channel matrix and parts of a second poorly conditioned channel matrix comprises constructing a first channel matrix on the basis of received samples of a data signal comprising a plurality of signal components transmitted by a plurality of transmission antennas and received by a plurality of reception antennas, in which the first channel matrix being poorly conditioned. The method further comprises constructing a second channel matrix on the basis of received samples of spectrally modified variants of signal components of the data signal being transmitted by the plurality of transmission antennas and received by the plurality of reception antennas, in which the second channel matrix being poorly conditioned. The method further comprises constructing a further channel matrix on the basis of the received samples of the signal components of the data signal and on the basis of parts of the received samples of the spectrally modified variants of the signal components of the data signal such that the further channel matrix is well-conditioned.
According to an embodiment, at least one of the first channel matrix and the second channel matrix is poorly conditioned. A poorly conditioned matrix is a matrix that is quasi rank-deficient, in which at least one eigenvalue of the matrix is close or very close to zero. A rank-deficient matrix is also considered a poorly conditioned matrix. The rank of an m×n matrix is at most min(n,m). A matrix that has a rank as large as possible is said to have full rank; otherwise, the matrix is rank-deficient. A well-conditioned matrix is a matrix which is neither rank-deficient nor quasi rank-deficient. Well-conditioned matrices may be used for matrix inversion.
In the following a specific embodiment similar to the embodiment depicted in FIG. 5 will be described in further detail. The pre-coding (convolution) sequences that are defined in the time domain are proposed to be chosen with respect to the following criteria:
The convolution sequence to be applied to TX antenna #j is typically defined by a vector containing complex elements:

g(j)=(g0(j)g1(j) . . . ),gn(j)εC∀n. 

The sequence g(j) is typically short, where only elements gn(j) with small “n” are non-zero (typically gn>M(j)=0 with M<<N, wherein M is two orders of magnitude smaller than N, with N being the size of the OFDM symbol, e.g. N=2048 in one 3GPP LTE configuration). A more specific “shortness” condition is given below.
As a result, the receiver perceives the additional convolution as part of the overall system impulse response including the over-the-air channel impulse response convolved with the RF transmitter and receiver filter impulse responses convolved with the corresponding sequence g(j). g(j) is chosen to be short in the sense that the resulting system impulse response is still smaller compared to the OFDM guard interval (or cyclic prefix), thus no additional steps are required for taking it into account the decoding in the receiver unit. The receiver unit does not even have to be “aware” of g(k) since the receiver considers it to be part of the overall system impulse response, which is to be equalized anyhow. In 3GPP LTE, the guard interval size for the DL communication is typically 140 or 166 samples and an extended guard interval of 512 or 1024 samples can also be used, in which a transmitter unit convolutional pre-coding is typically lengthening the overall system impulse response irrelevantly.
Referring to FIG. 6, there is shown a diagram to illustrate the introduction of frequency diversity. As stated above, the objective of the introduction of a time domain convolution sequence is to introduce the overall frequency diversity. In FIG. 6, the frequency response is illustrated for the case of just one (strong) Line-of-Sight (LOS) component and the frequency response resulting in the combination of such a channel with a simple transmitter convolution, wherein the following convolution sequence is used: g(1)=(1 2)/√{square root over (5)}).
Referring to FIG. 7, there is shown a diagram to illustrate the introduction of frequency diversity, including a frequency shifted version of the original convolutional sequence used for the first retransmission. If the message can not be decoded after the first retransmission, another retransmission is performed. In this case, it is proposed that the same convolution sequences are applied as for the first retransmission with the difference that a frequency shift of this sequence is performed (in order to avoid that bits fall into “fadings” for a second time). Such a frequency domain shift is performed by applying a linear phase in the time domain, such that each sample number “n” is multiplied by ejαn with α being a complex constant. In one aspect, a solution is to choose α=π, leading to a cyclic spectral shift by half of the bandwidth.
As already indicated above, according to an embodiment it is proposed that the convolution sequences g(k) are specifically selected such that the respective condition of the channel matrices are improved when the received symbols of the first transmission and the received symbols of the second transmission are combined.
The MIMO communication system may be described in a frequency domain representation by assuming that

r=Hs+z 

wherein s is the NTX×1 signal vector (in frequency domain representation) transmitted by the transmission unit which corresponds to the data signal (in frequency domain representation), r is the NRX×1 signal vector (in frequency domain representation) received by the reception unit, H is the NRX×NTX channel matrix, and z is the NRX×1 noise vector (in frequency domain representation). The NTX×1 signal vector s is denominated as the data signal and the NTX elements of s are denominated as the signal components of the data signal. The data signal as well as the signal components of the data signal may be represented in the time domain or in the frequency domain. Reconstructing the transmitted signal vector s by the received signal vector r and by this demodulation of s may be performed by inverting the channel matrix H. Such a matrix inversion requires that H has no rank deficiencies.

We further assume that H is rank-deficient and s can not be demodulated even if s is retransmitted. It is then proposed to use an independent pre-coder/processor matrix P for the retransmission. In one exemplary embodiment, the MIMO communication system is a 2×2 MIMO system wherein the transmission unit comprises two transmission antennas and the reception unit comprises two reception antennas. Of course, all mechanisms described hereinafter can be straightforwardly extended to any dimension.
Transmit #1 with a pre-coder P1, so that

R1=HP1s+z1.

Transmit #2 with pre-coder P2, so that

r2=HP2s+z2.

We can thus write




  
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Then it is possible to choose P1, P2 such that all elements of s can be demodulated, namely if




  
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In the following example the use of a convolutional decoder is illustrated.
A 2×2 MIMO system is considered, using Spatial Division Multiplexing with two spatial streams, which means that a full-rank (i.e. rank 2) preferably well-conditioned, channel matrix HnRX×NTX(k) is required for each OFDM carrier “k” (HNRX×NTX(k) contains all channel attenuation between all transmission and reception antennas).
To illustrate a worst case scenario, it is assumed that the channels between the various transmission and reception antennas are quasi-identical, for example, due to very strong LOS (Line-of-Sight) components and corresponding positioning of the antennas. Thus, in this worst case scenario, the channel matrices




  
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      ×
      
        N
        TX
      
    
    
      (
      k
      )
    
  
  =
  
    
      [
      
        
          
            
              H
              11
              
                (
                k
                )
              
            
          
          
            
              H
              12
              
                (
                k
                )
              
            
          
        
        
          
            
              H
              21
              
                (
                k
                )
              
            
          
          
            
              H
              22
              
                (
                k
                )
              
            
          
        
      
      ]
    
    =
    
      
        [
        
          
            
              1
            
            
              1
            
          
          
            
              1
            
            
              1
            
          
        
        ]
      
      ⁢
      
        ∀
        
          k
          .
        
      
    
  




As can be seen, this matrix is rank deficient as only one singular value is non-zero, which can be verified by calculating the Singular-Value-Decomposition (SVD). Consequently, the transmission of two spatial streams will fail for all carriers. In such a context, even the transmission of redundancy information is in vain, since the symbols can not be decoded as long as the channel impulse response does not change.
In order to circumvent this problem, for each retransmission of the original data, the introduction of a small time domain convolution prior to the transmission by antenna #1 is introduced. For this example, the following normalized convolution sequence is chosen: g(1)=(1 2)/√{square root over (5)}. Also an OFDM symbol with 2048 carriers is assumed (following the 3GPP LTE standard). Two channel matrices are now present, one for the initial transmission and one for the retransmission:
Initial transmission:




  
    H
    
      
        N
        RX
      
      ×
      
        N
        TX
      
    
    
      (
      k
      )
    
  
  =
  
    
      [
      
        
          
            
              H
              11
              
                (
                k
                )
              
            
          
          
            
              H
              12
              
                (
                k
                )
              
            
          
        
        
          
            
              H
              21
              
                (
                k
                )
              
            
          
          
            
              H
              22
              
                (
                k
                )
              
            
          
        
      
      ]
    
    =
    
      
        [
        
          
            
              1
            
            
              1
            
          
          
            
              1
            
            
              1
            
          
        
        ]
      
      ⁢
      
        ∀
        k
      
    
  




1. Retransmission:





  
    H
    
      
        N
        RX
      
      ×
      
        N
        TX
      
    
    
      
        (
        k
        )
      
      ,
      
        R
        ⁢
        
          
        
        ⁢
        1
      
    
  
  =
  
    
      [
      
        
          
            
              
                c
                ⁡
                
                  (
                  k
                  )
                
              
              ·
              
                H
                11
                
                  (
                  k
                  )
                
              
            
          
          
            
              H
              12
              
                (
                k
                )
              
            
          
        
        
          
            
              
                c
                ⁡
                
                  (
                  k
                  )
                
              
              ·
              
                H
                21
                
                  (
                  k
                  )
                
              
            
          
          
            
              H
              22
              
                (
                k
                )
              
            
          
        
      
      ]
    
    =
    
      
        [
        
          
            
              
                c
                ⁡
                
                  (
                  k
                  )
                
              
            
            
              1
            
          
          
            
              
                c
                ⁡
                
                  (
                  k
                  )
                
              
            
            
              1
            
          
        
        ]
      
      ⁢
      
        ∀
        k
      
    
  




where “c(k)” corresponds to the multiplicative element (in frequency domain) introduced by the convolution sequence g(1)=(1 2)/√{square root over (5)} (in time domain). c(k) further corresponds to the pre-coder Gj as described in FIG. 5. The convolution by g(1)=(1 2)/√{square root over (5)} is performed in time domain represented by the index “n”, leading to a multiplicative factor c(k) in frequency domain represented by the index “k”. The calculations below are performed in frequency domain for all carriers “k” (as indicated by the channel matrix HNRX×TX(k). The multiplicative factor “c(k)” may be derived from g(1) by a Fourier Transformation.

It is now proposed that two received symbols are constructed based on these channel matrices, one by combining both initially received symbols plus the received symbol of the first reception antenna and another one by combining both initially received symbols plus the received symbol of the second reception antenna.
This leads to new channel matrices corresponding to the two new constructed symbols:
1) new constructed matrix:




  
    H
    
      
        N
        RX
      
      ×
      
        N
        TX
      
    
    
      
        (
        k
        )
      
      ,
      
        N
        ⁢
        
          
        
        ⁢
        1
        ⁢
        α
      
    
  
  =
  
    
      [
      
        
          
            
              
                (
                
                  1
                  +
                  
                    c
                    ⁡
                    
                      (
                      k
                      )
                    
                  
                
                )
              
              ·
              
                H
                11
                
                  (
                  k
                  )
                
              
            
          
          
            
              2
              ⁢
              
                
              
              ⁢
              
                H
                12
                
                  (
                  k
                  )
                
              
            
          
        
        
          
            
              H
              21
              
                (
                k
                )
              
            
          
          
            
              H
              22
              
                (
                k
                )
              
            
          
        
      
      ]
    
    =
    
      
        [
        
          
            
              
                1
                +
                
                  c
                  ⁡
                  
                    (
                    k
                    )
                  
                
              
            
            
              2
            
          
          
            
              1
            
            
              1
            
          
        
        ]
      
      ⁢
      
        ∀
        k
      
    
  




1) new constructed matrix:





  
    H
    
      
        N
        RX
      
      ×
      
        N
        TX
      
    
    
      
        (
        k
        )
      
      ,
      
        N
        ⁢
        
          
        
        ⁢
        1
        ⁢
        b
      
    
  
  =
  
    
      [
      
        
          
            
              H
              11
              
                (
                k
                )
              
            
          
          
            
              H
              12
              
                (
                k
                )
              
            
          
        
        
          
            
              
                (
                
                  1
                  +
                  
                    c
                    ⁡
                    
                      (
                      k
                      )
                    
                  
                
                )
              
              ·
              
                H
                21
                
                  (
                  k
                  )
                
              
            
          
          
            
              2
              ⁢
              
                
              
              ⁢
              
                H
                22
                
                  (
                  k
                  )
                
              
            
          
        
      
      ]
    
    =
    
      
        [
        
          
            
              1
            
            
              1
            
          
          
            
              
                1
                +
                
                  c
                  ⁡
                  
                    (
                    k
                    )
                  
                
              
            
            
              2
            
          
        
        ]
      
      ⁢
      
        ∀
        k
      
    
  




The second equality of 1) and 2) is only valid if the condition




  
    H
    
      
        N
        RX
      
      ×
      
        N
        TX
      
    
    
      (
      k
      )
    
  
  =
  
    
      [
      
        
          
            
              H
              11
              
                (
                k
                )
              
            
          
          
            
              H
              12
              
                (
                k
                )
              
            
          
        
        
          
            
              H
              21
              
                (
                k
                )
              
            
          
          
            
              H
              22
              
                (
                k
                )
              
            
          
        
      
      ]
    
    =
    
      
        [
        
          
            
              1
            
            
              1
            
          
          
            
              1
            
            
              1
            
          
        
        ]
      
      ⁢
      
        ∀
        k
      
    
  




is met as described above.

The proposed scheme thus ensures a robust communication for SDM even in the presence of highly correlated MIMO channels. In other words, it avoids the occurrence of ill-conditioned channel matrices. If further retransmissions are required, the transmitter can “randomly” adjust the convolution sequences without informing the receiver about its nature. By constructing various new decoding matrices, the receiver will be able to extract the information. Those further retransmissions could be put into spatial streams/beams with a low SNR. Only a little additional energy (incremental redundancy) might be required to fully decode the packet. This can be done by properly choosing a convolutional pre-coder, such as via the convolution sequence.
The upper formulation is quite general. In fact, the example initial transmission:




  
    
      H
      
        
          N
          RX
        
        ×
        
          N
          TX
        
      
      
        (
        k
        )
      
    
    =
    
      
        [
        
          
            
              1
            
            
              1
            
          
          
            
              1
            
            
              1
            
          
        
        ]
      
      ⁢
      
        ∀
        k
      
    
  
  ,




and

retransmission:





  
    H
    
      
        N
        RX
      
      ×
      
        N
        TX
      
    
    
      
        (
        k
        )
      
      ,
      
        R
        ⁢
        
          
        
        ⁢
        1
      
    
  
  =
  
    
      [
      
        
          
            
              c
              ⁡
              
                (
                k
                )
              
            
          
          
            1
          
        
        
          
            
              c
              ⁡
              
                (
                k
                )
              
            
          
          
            1
          
        
      
      ]
    
    ⁢
    
      ∀
      k
    
  




can be considered as a special case of this formulation, namely




  
    
      
    
    ⁢
    
      
        Transmit
        ⁢
        
          
        
        ⁢
        #1
        ⁢
        
          :
        
        ⁢
        
          
        
        ⁢
        
          P
          1
        
      
      =
      
        
          
            [
            
              
                
                  1
                
                
                  0
                
              
              
                
                  0
                
                
                  1
                
              
            
            ]
          
          ⇒
          
            equivalent
            ⁢
            
              
            
            ⁢
            channel
            ⁢
            
              
            
            ⁢
            
              HP
              1
            
          
        
        =
        
          [
          
            
              
                1
              
              
                1
              
            
            
              
                1
              
              
                1
              
            
          
          ]
        
      
    
  




  
    
      Transmit
      ⁢
      
        
      
      ⁢
      #2
      ⁢
      
        :
      
      ⁢
      
        
      
      ⁢
      
        P
        2
      
    
    =
    
      
        
          [
          
            
              
                
                  c
                  ⁡
                  
                    (
                    k
                    )
                  
                
              
              
                0
              
            
            
              
                0
              
              
                1
              
            
          
          ]
        
        ⇒
        
          equivalent
          ⁢
          
            
          
          ⁢
          channel
          ⁢
          
            
          
          ⁢
          
            HP
            2
          
        
      
      =
      
        [
        
          
            
              
                c
                ⁡
                
                  (
                  k
                  )
                
              
            
            
              1
            
          
          
            
              
                c
                ⁡
                
                  (
                  k
                  )
                
              
            
            
              1
            
          
        
        ]
      
    
  




  
    
      
    
    ⁢
    
      
        
          when
          ⁢
          
            
          
          ⁢
          
            c
            ⁡
            
              (
              k
              )
            
          
        
        ≠
        1
      
      ,
      
        
          then
          ⁢
          
            
          
          ⁢
          rank
          ⁢
          
            {
            
              [
              
                
                  
                    
                      HP
                      1
                    
                  
                
                
                  
                    
                      HP
                      2
                    
                  
                
              
              ]
            
            }
          
        
        =
        2
      
      ,
      
        

      
      ⁢
      
        
      
      ⁢
      
        so
        ⁢
        
          
        
        ⁢
        that
        ⁢
        
          
        
        ⁢
        s
        ⁢
        
          
        
        ⁢
        can
        ⁢
        
          
        
        ⁢
        be
        ⁢
        
          
        
        ⁢
        
          demodulated
          .
        
      
    
  



Devices according to the embodiments herein improve the system performance by an increase of the channel diversity without Channel State Information (CSI) knowledge in the transmission unit. By using a pre-coding (convolutional coding) in the transmission unit, the overall channel diversity is efficiently increased. The introduction of this technique does not need to be communicated to the reception unit, nor does it need to be known by the reception unit, because it is inherently taken into account by the channel decoding procedures. However, according to an embodiment, the pre-coder may be designed by using CSI. By exploiting knowledge about CSI, the system performance may be further improved.
Embodiments of MIMO systems as illustrated in the figures provide means for how to transform poorly conditioned and rank deficient channel matrices into well-conditioned ones, thus enabling an efficient decoding of the transmitted information. Embodiments of such MIMO systems may be combined with common MIMO techniques and HARQ processing.
For special channel




  
    
      H
      
        
          N
          RX
        
        ×
        
          N
          TX
        
      
      
        (
        k
        )
      
    
    =
    
      
        [
        
          
            
              0
            
            
              1
            
          
          
            
              0
            
            
              1
            
          
        
        ]
      
      ⁢
      
        ∀
        k
      
    
  
  ,




then





  
    HP
    2
  
  =
  
    [
    
      
        
          0
        
        
          1
        
      
      
        
          0
        
        
          1
        
      
    
    ]
  




with





  
    P
    2
  
  =
  
    
      
        [
        
          
            
              
                c
                ⁡
                
                  (
                  k
                  )
                
              
            
            
              0
            
          
          
            
              0
            
            
              1
            
          
        
        ]
      
      ⇒
      
        this
        ⁢
        
          
        
        ⁢
        P2
        ⁢
        
          
        
        ⁢
        does
        ⁢
        
          
        
        ⁢
        not
        ⁢
        
          
        
        ⁢
        work
        ⁢
        
          
        
        ⁢
        since
        ⁢
        
          
        
        ⁢
        rank
        ⁢
        
          {
          
            [
            
              
                
                  
                    HP
                    1
                  
                
              
              
                
                  
                    HP
                    2
                  
                
              
            
            ]
          
          }
        
      
    
    =
    1.
  




However, we can choose





  
    
      P
      2
    
    =
    
      [
      
        
          
            
              c
              ⁡
              
                (
                k
                )
              
            
          
          
            0
          
        
        
          
            0
          
          
            1
          
        
      
      ]
    
  
  ,




then





  
    HP
    2
  
  =
  
    
      [
      
        
          
            
              c
              ⁡
              
                (
                k
                )
              
            
          
          
            1
          
        
        
          
            
              c
              ⁡
              
                (
                k
                )
              
            
          
          
            1
          
        
      
      ]
    
    .
  




When c(k)≠1, then





  
    
      rank
      ⁢
      
        {
        
          [
          
            
              
                
                  HP
                  1
                
              
            
            
              
                
                  HP
                  2
                
              
            
          
          ]
        
        }
      
    
    =
    2
  
  ,




thus s can be demodulated.

It is to be noted that the upper way of constructing the matrices



  
    
      H
      
        
          N
          RX
        
        ×
        
          N
          TX
        
      
      
        
          (
          k
          )
        
        ,
        
          N
          ⁢
          
            
          
          ⁢
          1
          ⁢
          α
        
      
    
    =
    
      
        [
        
          
            
              
                
                  (
                  
                    1
                    +
                    
                      c
                      ⁡
                      
                        (
                        k
                        )
                      
                    
                  
                  )
                
                ·
                
                  H
                  11
                  
                    (
                    k
                    )
                  
                
              
            
            
              
                2
                ⁢
                
                  
                
                ⁢
                
                  H
                  12
                  
                    (
                    k
                    )
                  
                
              
            
          
          
            
              
                H
                21
                
                  (
                  k
                  )
                
              
            
            
              
                H
                22
                
                  (
                  k
                  )
                
              
            
          
        
        ]
      
      =
      
        
          [
          
            
              
                
                  1
                  +
                  
                    c
                    ⁡
                    
                      (
                      k
                      )
                    
                  
                
              
              
                2
              
            
            
              
                1
              
              
                1
              
            
          
          ]
        
        ⁢
        
          ∀
          k
        
      
    
  




  
    
      H
      
        
          N
          RX
        
        ×
        
          N
          TX
        
      
      
        
          (
          k
          )
        
        ,
        
          N
          ⁢
          
            
          
          ⁢
          1
          ⁢
          b
        
      
    
    =
    
      
        [
        
          
            
              
                H
                11
                
                  (
                  k
                  )
                
              
            
            
              
                H
                12
                
                  (
                  k
                  )
                
              
            
          
          
            
              
                
                  (
                  
                    1
                    +
                    
                      c
                      ⁡
                      
                        (
                        k
                        )
                      
                    
                  
                  )
                
                ·
                
                  H
                  21
                  
                    (
                    k
                    )
                  
                
              
            
            
              
                2
                ⁢
                
                  
                
                ⁢
                
                  H
                  22
                  
                    (
                    k
                    )
                  
                
              
            
          
        
        ]
      
      =
      
        
          [
          
            
              
                1
              
              
                1
              
            
            
              
                
                  1
                  +
                  
                    c
                    ⁡
                    
                      (
                      k
                      )
                    
                  
                
              
              
                2
              
            
          
          ]
        
        ⁢
        
          ∀
          k
        
      
    
  



involves a “suitable” c(k) selection, i.e. a “suitable” selection of the pre-coder. In particular, the rank properties are not improved if the following condition holds: (1+c(k))=2. This is in particular true, if the pre-coder is entirely omitted. But even in presence of a pre-coder, this condition should be omitted for all carriers.

The proof for the poor matrix rank improvement results is as follows: With (1+c(k))=2, the resulting matrices can be written as follows:



  
    
      H
      
        
          N
          RX
        
        ×
        
          N
          TX
        
      
      
        
          (
          k
          )
        
        ,
        
          N
          ⁢
          
            
          
          ⁢
          1
          ⁢
          α
        
      
    
    =
    
      
        [
        
          
            
              
                
                  (
                  
                    1
                    +
                    
                      c
                      ⁡
                      
                        (
                        k
                        )
                      
                    
                  
                  )
                
                ·
                
                  H
                  11
                  
                    (
                    k
                    )
                  
                
              
            
            
              
                2
                ⁢
                
                  
                
                ⁢
                
                  H
                  12
                  
                    (
                    k
                    )
                  
                
              
            
          
          
            
              
                H
                21
                
                  (
                  k
                  )
                
              
            
            
              
                H
                22
                
                  (
                  k
                  )
                
              
            
          
        
        ]
      
      =
      
        
          [
          
            
              
                
                  2
                  ·
                  
                    H
                    11
                    
                      (
                      k
                      )
                    
                  
                
              
              
                
                  2
                  ⁢
                  
                    
                  
                  ⁢
                  
                    H
                    12
                    
                      (
                      k
                      )
                    
                  
                
              
            
            
              
                
                  H
                  21
                  
                    (
                    k
                    )
                  
                
              
              
                
                  H
                  22
                  
                    (
                    k
                    )
                  
                
              
            
          
          ]
        
        =
        
          

        
        ⁢
        
          
        
        ⁢
        
          
            
              [
              
                
                  
                    2
                  
                  
                    0
                  
                
                
                  
                    0
                  
                  
                    1
                  
                
              
              ]
            
            ⁡
            
              [
              
                
                  
                    
                      H
                      11
                      
                        (
                        k
                        )
                      
                    
                  
                  
                    
                      2
                      ⁢
                      
                        
                      
                      ⁢
                      
                        H
                        12
                        
                          (
                          k
                          )
                        
                      
                    
                  
                
                
                  
                    
                      H
                      21
                      
                        (
                        k
                        )
                      
                    
                  
                  
                    
                      H
                      22
                      
                        (
                        k
                        )
                      
                    
                  
                
              
              ]
            
          
          ⁢
          
            ∀
            k
          
        
      
    
  




  
    
      
    
    ⁢
    and
  




  
    
      H
      
        
          N
          RX
        
        ×
        
          N
          TX
        
      
      
        
          (
          k
          )
        
        ,
        
          N
          ⁢
          
            
          
          ⁢
          1
          ⁢
          b
        
      
    
    =
    
      
        [
        
          
            
              
                H
                11
                
                  (
                  k
                  )
                
              
            
            
              
                H
                12
                
                  (
                  k
                  )
                
              
            
          
          
            
              
                
                  (
                  
                    1
                    +
                    
                      c
                      ⁡
                      
                        (
                        k
                        )
                      
                    
                  
                  )
                
                ·
                
                  H
                  21
                  
                    (
                    k
                    )
                  
                
              
            
            
              
                2
                ⁢
                
                  
                
                ⁢
                
                  H
                  22
                  
                    (
                    k
                    )
                  
                
              
            
          
        
        ]
      
      =
      
        
          [
          
            
              
                
                  H
                  11
                  
                    (
                    k
                    )
                  
                
              
              
                
                  H
                  12
                  
                    (
                    k
                    )
                  
                
              
            
            
              
                
                  2
                  ⁢
                  
                    
                  
                  ⁢
                  
                    H
                    21
                    
                      (
                      k
                      )
                    
                  
                
              
              
                
                  2
                  ⁢
                  
                    
                  
                  ⁢
                  
                    H
                    22
                    
                      (
                      k
                      )
                    
                  
                
              
            
          
          ]
        
        =
        
          

        
        ⁢
        
          
        
        ⁢
        
          
            
              [
              
                
                  
                    1
                  
                  
                    0
                  
                
                
                  
                    0
                  
                  
                    2
                  
                
              
              ]
            
            ⁢
            
              
            
            [
            
              
            
            ⁢
            
              
                
                  
                    H
                    11
                    
                      (
                      k
                      )
                    
                  
                
                
                  
                    2
                    ⁢
                    
                      
                    
                    ⁢
                    
                      H
                      12
                      
                        (
                        k
                        )
                      
                    
                  
                
              
              
                
                  
                    H
                    21
                    
                      (
                      k
                      )
                    
                  
                
                
                  
                    H
                    22
                    
                      (
                      k
                      )
                    
                  
                
              
            
            ⁢
            
              
            
            ]
          
          ⁢
          
            ∀
            
              k
              .
            
          
        
      
    
  



Due to the well-known matrix calculus rule “rank(AB)≦rank(A)” and “rank(AB)≦rank(B)” the upper steps cannot increase the rank of the original rank-deficient transmission



  
    
      
        H
        
          
            N
            RX
          
          ×
          
            N
            TX
          
        
        
          (
          k
          )
        
      
      =
      
        
          [
          
            
              
                
                  H
                  11
                  
                    (
                    k
                    )
                  
                
              
              
                
                  H
                  12
                  
                    (
                    k
                    )
                  
                
              
            
            
              
                
                  H
                  21
                  
                    (
                    k
                    )
                  
                
              
              
                
                  H
                  22
                  
                    (
                    k
                    )
                  
                
              
            
          
          ]
        
        =
        
          
            [
            
              
                
                  1
                
                
                  1
                
              
              
                
                  1
                
                
                  1
                
              
            
            ]
          
          ⁢
          
            ∀
            k
          
        
      
    
    ,
    since
  




  
    
      rank
      ⁢
      
        
      
      ⁢
      
        (
        
          
            [
            
              
                
                  2
                
                
                  0
                
              
              
                
                  0
                
                
                  1
                
              
            
            ]
          
          ⁡
          
            [
            
              
                
                  
                    H
                    11
                    
                      (
                      k
                      )
                    
                  
                
                
                  
                    H
                    12
                    
                      (
                      k
                      )
                    
                  
                
              
              
                
                  
                    H
                    21
                    
                      (
                      k
                      )
                    
                  
                
                
                  
                    H
                    22
                    
                      (
                      k
                      )
                    
                  
                
              
            
            ]
          
        
        )
      
    
    ≤
    
      rank
      ⁢
      
        
      
      ⁢
      
        (
        
          [
          
            
              
                
                  H
                  11
                  
                    (
                    k
                    )
                  
                
              
              
                
                  H
                  12
                  
                    (
                    k
                    )
                  
                
              
            
            
              
                
                  H
                  21
                  
                    (
                    k
                    )
                  
                
              
              
                
                  H
                  22
                  
                    (
                    k
                    )
                  
                
              
            
          
          ]
        
        )
      
      ⁢
      
        
      
      ⁢
      and
    
  




  
    
      rank
      ⁢
      
        
      
      ⁢
      
        (
        
          
            [
            
              
                
                  1
                
                
                  0
                
              
              
                
                  0
                
                
                  2
                
              
            
            ]
          
          ⁡
          
            [
            
              
                
                  
                    H
                    11
                    
                      (
                      k
                      )
                    
                  
                
                
                  
                    H
                    12
                    
                      (
                      k
                      )
                    
                  
                
              
              
                
                  
                    H
                    21
                    
                      (
                      k
                      )
                    
                  
                
                
                  
                    H
                    22
                    
                      (
                      k
                      )
                    
                  
                
              
            
            ]
          
        
        )
      
    
    ≤
    
      rank
      ⁢
      
        
      
      ⁢
      
        
          (
          
            [
            
              
                
                  
                    H
                    11
                    
                      (
                      k
                      )
                    
                  
                
                
                  
                    H
                    12
                    
                      (
                      k
                      )
                    
                  
                
              
              
                
                  
                    H
                    21
                    
                      (
                      k
                      )
                    
                  
                
                
                  
                    H
                    22
                    
                      (
                      k
                      )
                    
                  
                
              
            
            ]
          
          )
        
        .
      
    
  



While the optimum solution includes the knowledge of the channel, and thus an information exchange prior to the usage of the method, a simplified version can be implemented by the vendor for HARQ chase-combining: With every retransmission any predetermined convolutional pre-coder may be employed without notification of the receiver. If the receiver is aware of the proposed mechanisms, it can improve the link characteristics following our proposals in this application. If the receiver is unaware (e.g. competitor's product), the standard decoding approaches will work since the pre-coder is “hidden” in the overall system impulse response.
In general, the following should be considered for selection of the convolutional pre-coders in the optimum case, in which the channel characteristics are known at the transmitter.
Pre-coder P2 at retransmission could be chosen (e.g. orthogonal to P1) such that the resulting compound pre-coder-channel matrix, possibly independent of the real channel, has the highest/higher rank.
In order to achieve these objectives, the convolutional pre-coder needs to be designed jointly for all transmission antennas, not separately for individual antennas.
The convolutional pre-coder is a linear pre-coder. It should therefore be possible to define a good convolutional pre-coder, depending on the channel, as well as the receiver.
Referring to FIG. 8, illustrated is a schematic block presentation of a MIMO system in a generalized form. The MIMO system comprises a transmission unit 10 having a plurality of transmission antennas 11 to 14, and a reception unit 20 having a plurality of reception antennas 21 and 22. There are also shown some, but not all, of the spatial beams from the transmission antennas 11 to 14 to the reception antennas 21 and 22.
Referring to FIG. 9, illustrated is a schematic block presentation of a transmission unit to transmit a data signal, in particular an orthogonal frequency division multiplex (OFDM) signal. The transmission unit 10 comprises a plurality of antennas 11, 12, 13, and 14, a first transmission device (TX1) 15 to perform a first transmission of a data signal, the first transmission comprising transmitting the data signal by the plurality of transmission antennas 11 to 14, and a second transmission device (TX2) 16 to perform a second transmission of the data signal at a time later than the first transmission. The second transmission comprises transmitting signal variants of the data signal by at least one antenna of the plurality of transmission antennas 11 to 14, wherein the second transmission device 16 comprises a pre-coding device (PCD) 16.1 to pre-code the data signal with a respective convolutional sequence to obtain a respective signal variant.
According to an embodiment of the transmission unit 10 of FIG. 9, the transmission unit 10 further comprises a third transmission device (TX3) 17 to perform a third transmission of the data signal at a time later than the second transmission, the third transmission comprising transmitting spectrally modified signal variants of the data signal. According to an embodiment thereof, the third transmission device 17 is arranged to initiate the third transmission upon receipt of an information that the transmitted data signal could not be correctly decoded on the basis of the first and second transmissions. According to an embodiment, the third transmission device 17 is arranged to perform a third transmission which is similar or equal to the second transmission. According to an alternative embodiment, the third transmission device 17 is arranged to perform a third transmission which is different to the second transmission. In particular, the third transmission device 17 is arranged to perform a third transmission, the signal variants thereof are obtained by frequency shifting the signal variants of the second transmission. In particular, the signal variants of the third transmission are obtained by applying a linear phase in time domain to each sample value of the signal variants of the second transmission by multiplying each sample value by eiαn, where α is a complex constant and n is the sample number, wherein α can be equal to π.
According to an embodiment of the transmission unit 10 of FIG. 9, the transmission 10 further comprises a storage device 18 to store a plurality of pre-coders, wherein each pre-coder comprises information on spectrally modified signal variants of a second or third transmission.
According to an embodiment of the transmission unit 10 of FIG. 9, the transmission unit 10 further comprises a selection device 19 to select a pre-coder for performing a second or third transmission. According to an embodiment thereof, the selection device 19 is arranged to specifically select a particular pre-coder on the basis of an information about the channel in form of the channel matrix. The selection device 19 can also be arranged to accidentally select an arbitrary decoder.
Further embodiments of the transmission unit 10 of FIG. 9 can be constructed in which the devices of the transmission unit 10 are arranged to perform operations as described above in connection with a method for transmitting a data signal according to FIG. 1 or 2.
According to further embodiments of the transmission unit 10 of FIG. 9, the devices of the transmission unit 10 can be either implemented as hardware elements or as software tools within a processor like a digital signal processor (DSP). It is also possible that part of the devices can be implemented has hardware elements and the other part can be implemented has software tools.
Referring to FIG. 10, illustrated is a schematic block representation of a reception unit 20 to receive a data signal, in particular an orthogonal frequency division multiplex (OFDM) signal. The reception unit 20 comprises a plurality of antennas 21 and 22, a reception device (RX) 23 to receive a first transmission of a data signal and a second transmission of the data signal, wherein the first transmission is represented by a first channel matrix and the second transmission comprises spectrally modified signal variants of the data signal and is represented by a second channel matrix. A construction device (CSTR) 24 is configured to construct a further channel matrix on the basis of the second channel matrix, the further channel matrix comprising a rank which is higher than the rank of the first channel matrix, and a decoding device (DEC) 25 to decode the transmitted data signal by means of the further channel matrix.
According to an embodiment of the reception unit 20 of FIG. 10, the reception unit 20 further comprises a detection device (DET) 26 to detect that the transmitted data signal can not be correctly decoded on the basis of the first transmission, and a request device (REQ) 27 to request the second transmission, the request device 27 coupled to the detection device 20. According to an embodiment thereof, the detection device 20 is arranged to operate on the basis of error-detection information bits added to the transmitted data, in particular in connection with cyclic redundancy check (CRC). According to a further embodiment, the detection device 26 is arranged to operate on the basis of both error-detection information bits and forward error correction bits added to the error-detection bits.
Further embodiments of the reception unit 20 can be constructed in which the devices of the reception unit 20 are arranged to perform operations as were described above in connection with the method(s) for receiving an OFDM signal according to signal 2.

## Claims

1. One or more non-transitory, computer-readable media having instructions that, when executed, cause a device to:
perform a first transmission of an orthogonal frequency division multiplex (OFDM) signal, the first transmission associated with a first channel matrix and transmitted by each one of a plurality of transmission antenna ports; and
perform a second transmission of the OFDM signal at a time later than the first transmission, the second transmission associated with a second channel matrix and including at least one spectrally modified signal variant of the OFDM signal transmitted by at least one transmission antenna port of the plurality of transmission antenna ports,
wherein perform the second transmission includes pre-coding a signal component of the OFDM signal, the precoding to be performed in the frequency domain by applying a frequency-dependent multiplication to the respective signal components of the OFDM signal by applying at least two different multiplicative factors to different subcarriers of the OFDM signal, and the instructions, when executed, further cause the device to:
select the at least two multiplicative factors to construct a further channel matrix based on the second channel matrix, the further channel matrix comprising a rank that is higher than a rank of the first channel matrix.

2. The one or more non-transitory, computer-readable media according to claim 1, wherein the OFDM signal comprises a plurality of signal components, and wherein the second transmission of each signal component of the OFDM signal is spectrally modified to obtain a respective spectrally modified signal variant of the data signal.

3. The one or more non-transitory, computer-readable media according to claim 1, wherein the at least two multiplicative factors are selected in order to maximize a rank of the further channel matrix.

4. The one or more non-transitory, computer-readable media according to claim 1, wherein one of the following is to transmit spectrally modified signal components:
one transmission antenna port of the plurality of transmission antenna ports,
all transmission antenna ports of the plurality of transmission antenna ports,
any number of transmission antenna ports between one and all of the plurality of transmission antenna ports.

5. The one or more non-transitory, computer-readable media according to claim 1, wherein the spectrally modified signal variants of the data signal are different from each other.

6. The one or more non-transitory, computer-readable media according to claim 1, wherein the second transmission is initiated upon receipt of an information that the transmitted OFDM signal is not capable of being correctly decoded based on the first transmission.

7. The one or more non-transitory, computer-readable media according to claim 1, wherein the instructions, when executed, further cause the device to:
perform a third transmission of the OFDM signal at a time later than the second transmission, the third transmission to include at least one spectrally modified signal variant of the OFDM signal.

8. The one or more non-transitory, computer-readable media according to claim 7, wherein the third transmission is to be initiated upon receipt of an information that the transmitted OFDM signal is not capable of being correctly decoded based on the first and second transmissions.

9. The one or more non-transitory, computer-readable media according to claim 8, wherein the at least one spectrally modified signal variant of the third transmission is to be obtained by frequency shifting the at least one spectrally modified signal variant of the second transmission.

10. The one or more non-transitory, computer-readable media according to claim 1, wherein the device comprises a plurality of stored sets of multiplicative factors, wherein each set comprises information on at least one spectrally modified signal variant of a second or third transmission, and the instructions, when executed, further cause the device to:
arbitrarily select one of the plurality of stored sets for performing a second or third transmission of the OFDM signal.

11. The one or more non-transitory, computer-readable media according to claim 1, wherein the device comprises a plurality of stored sets of multiplicative factors, wherein each set comprises information on at least one spectrally modified signal variant of a second or third transmission, and the instructions, when executed, further cause the device to:
specifically select one particular set out of the plurality of stored sets for performing the second or third transmission.

12. One or more non-transitory, computer-readable media having instructions that, when executed, cause a device to:
transmit, from a plurality of antennas, a plurality of spatial streams;
select a subset of the plurality of antennas;
precode a subset of the plurality of spatial streams that correspond to the subset of the plurality of antennas using one or more precoders, with at least one precoder of the one or more precoders being defined by a vector that contains complex elements with at least one element being non modular one; and
retransmit, from the subset of the plurality of antennas, the subset of the plurality of spatial streams.

13. The one or more non-transitory, computer-readable media of claim 12, wherein each of the plurality of spatial streams corresponds to a respective signal component of an orthogonal frequency division multiplex (OFDM) signal.

14. The one or more non-transitory, computer-readable media of claim 12, wherein the instructions, when executed, further cause the device to precode the subset of the plurality of spatial streams to provide a spectrally modified variant of the subset of the plurality of spatial streams.

15. The one or more non-transitory, computer-readable media of claim 12, wherein the instructions, when executed, further cause the device to precode the subset of the plurality of spatial streams in a time-domain operation.

16. The one or more non-transitory, computer-readable media of claim 12, wherein the instructions, when executed, further cause the device to precode the subset of the plurality of spatial streams in a frequency-domain operation.

17. The one or more non-transitory, computer-readable media of claim 12, wherein the instructions, when executed, further cause the device to transmit the plurality of spatial streams with a first rank and retransmit the subset of the plurality of spatial streams with a second rank, that is different than the first rank.