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Clarkson Law Firm, P.C. 

9255 Sunset Blvd., Suite 804 

Los Angeles, CA 90069

CLARKSON LAW FIRM, P.C. 

Ryan J. Clarkson (SBN 257074) 

rclarkson@clarksonlawfirm.com 

Shireen M. Clarkson (SBN 237882) 

sclarkson@clarksonlawfirm.com 

Bahar Sodaify (SBN 289730) 

bsodaify@clarksonlawfirm.com 

9255 Sunset Blvd., Ste. 804

Los Angeles, CA 90069 

Tel: (213) 788-4050 

Fax: (213) 788-4070 

Attorneys for Plaintiff Thomas Iglesias 

UNITED STATES DISTRICT COURT 

FOR THE NORTHERN DISTRICT OF CALIFORNIA 

 

THOMAS IGLESIAS, individually and on 

behalf of all others similarly situated,

Plaintiff, 

vs. 

FERRARA CANDY CO., and DOES 1 

through 10, inclusive,

Defendants. 

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Case No. 3:17-cv-00849-VC 

[CLASS ACTION]

MOTION FOR PRELIMINARY 

APPROVAL OF CLASS ACTION 

SETTLEMENT

Hon. Judge Vince Chabbria

Complaint filed: February 21, 2017

Hearing Date: June 21, 2018 

Hearing Time: 10:00 AM

Hearing Location: Courtroom 4
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Clarkson Law Firm, P.C. 

9255 Sunset Blvd., Suite 804 

Los Angeles, CA 90069

TABLE OF CONTENTS 

Page(s) 

I. INTRODUCTION ..................................................................................................................1 

II. FACTUAL AND PROCEDURAL BACKGROUND............................................................3 

A. Litigation History. .......................................................................................................3 

 B. Discovery ....................................................................................................................3 

 C. Class Certification, Amendment, and Settlement Negotiation ...................................3 

 D. The Proposed Settlement ............................................................................................4 

1. Monetary Relief. ...................................................................................................4 

2. Injunctive Relief ....................................................................................................5 

3. Administrative Expenses, Attorneys’ Fees and Costs, and Incentive Awards .....5 

4. Notice ....................................................................................................................6 

III. PRELIMINARY APPROVAL IS WARRANTED ................................................................7 

 A. Relative Value of Plaintiff’s Claims ...........................................................................8 

 B. Risk, Expense, Complexity, and Likely Duration of Continuing Litigation ..............9 

 C. The Amount Offered in Settlement ...........................................................................11 

 D. The Extent of Discovery Conducted and the Information Obtained ........................12 

 E. Experience and Views of Counsel ............................................................................13 

IV. THE COURT SHOULD PROVISIONALLY CERTIFY THE SETTLEMENT CLASS ...14 

A. The Nationwide Settlement Class Should Be Conditionally Certified .....................14 

1. Nationwide Class Members Are Victims of the Same Misconduct as 

Plaintiff ...............................................................................................................14 

2. A Fifty-State Consumer Protection Class Can Be Certified ...............................15 

3. The Plaintiff’s Unjust Enrichment Claims Can Be Pursued on a Nationwide 

Basis ....................................................................................................................18 

 B. Nationwide Settlement Classes Are Still Permitted After Hyundai .........................20 

V. THE PROPOSED NOTICE IS ADEQUATE ......................................................................22 

VI. DATES FOR THE FINAL APPROVAL PROCESS ...........................................................23 

VII. CONCLUSION .....................................................................................................................25 
 

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Clarkson Law Firm, P.C. 

9255 Sunset Blvd., Suite 804 

Los Angeles, CA 90069

TABLE OF AUTHORITIES 

Page(s) 

CASES 

Accord Porter v. Hu,

 116 Haw. 42 (Ct. App. 2007) ................................................................................................20

Allen v. Bedolla, 

 787 F.3d 1218 (9th Cir. 2015) ..............................................................................................12

Am. Towers Owners Ass'n, Inc. v. CCI Mech., Inc., 

 930 P.2d 1182 (Utah 1996) ...................................................................................................20 

Amchem Prods. v. Windsor, 

 521 U.S. 591 (1997) ........................................................................................................14, 21 

Andren v. Alere, Inc., 

 2017 WL 6509550 (S.D. Cal. Dec. 20, 2017).................................................................16, 19 

Bearden v. Honeywell Int’l, Inc., 

 2010 WL 3239285 (M.D. Tenn. Aug. 16, 2010) ..................................................................16 

Briseno v. ConAgra Foods, Inc.,

 844 F.3d 1121 (9th Cir. 2017) ................................................................................................9 

ConAgra Brands, Inc. v. Briseno, 

138 S. Ct. 313 (2017) ..............................................................................................................9 

Cotter v. Lyft, Inc., 

 193 F. Supp. 3d 1030 (N.D. Cal. 2016) ..........................................................................2, 7, 8 

Curtis-Bauer v. Morgan Stanley & Co.,

 2008 U.S. Dist. LEXIS 85028 (N.D. Cal. Oct. 22, 2008) .......................................................9 

Daugherty v. Sony Elecs., Inc., 

 2006 WL 197090 (Tenn. Ct. App. Jan. 26, 2006) ................................................................20 

Eddings v. DS Services of America, Inc., 

 2016 WL 3390477 (N.D. Cal. May 20, 2016) ........................................................................2 

Eisen v. Carlisle and Jacquelin, 

 417 U.S. 156 (1974) ..............................................................................................................22 

Fejzulai v. Sam’s West, Inc.,

 205 F. Supp. 3d 723 (D.S.C. 2015) .......................................................................................16 

Fulford v. Logitech, Inc.,

 2010 U.S. Dist. LEXIS 29042 (N.D. Cal. Mar. 5, 2010) ......................................................10 
 

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Los Angeles, CA 90069

Ham v. Hain Celestial Grp., Inc.,

 70 F. Supp. 3d 1188 (N.D. Cal. 2014) ..................................................................................20 

Hanlon v. Chrysler Corp., 

 150 F.3d 1011 (9th Cir. 1998) ..........................................................................................8, 14 

Hunt v. VEP Healthcare Inc., 

 2017 WL 3608297 (N.D. Cal., Aug. 22, 2017) ......................................................................2 

In re Abbott Labs. Norvir Anti-Tr. Litig.,

2007 WL 1689899 (N.D. Cal. June 11, 2007) ......................................................................18 

In re Apple Computer Sec. Litig.,

1991 U.S. Dist. LEXIS 15608 (N.D. Cal. Sept. 6, 1991) .....................................................10 

In re Anthem, Inc. Data Breach Litig.,

162 F. Supp. 3d 953 (N.D. Cal. 2016) ..................................................................................20 

In re Cast Iron Soil Pipe & Fittings Antitrust Litig., 

 2015 WL 5166014 (E.D. Tenn. June 24, 2015) ...................................................................15 

In re Checking Account Overdraft Litig., 

307 F.R.D. 630 (S.D. Fla. 2015) ...........................................................................................18 

In re Google Referrer Header Privacy Litig., 

 2014 WL 1266091 (N.D. Cal. Mar. 26, 2014) ......................................................................23 

In re Hydroxycut Marketing & Sales Practices Litig.,

 299 F.R.D. 648 (S.D. Cal. 2014) .........................................................................................15 

In re Horizon Organic Milk Plus DHA Omega-3 Mktg. & Sales Practice Litig., 

 955 F. Supp. 2d 1311 (S.D. Fla. 2013) .................................................................................20 

In re Hyundai & Kia Fuel Econ. Litig., 

 881 F.3d 679 (9th Cir. 2018) ....................................................................................14, 20, 21 

In re Mego Fin. Corp. Sec. Litig., 

 213 F.3d 454 (9th Cir. 2000) ................................................................................................12 

In re Mercedes–Benz Tele Aid Contract Litig.,

 257 F.R.D. 46 (D.N.J. 2009) .................................................................................................18 

In re Netflix Privacy Litig., 

 2013 WL 1120801 (N.D. Cal. Mar. 18, 2013) ..................................................................7, 10 

In re Netflix Privacy Litig., 

 2012 WL 2598819 (N.D. Cal. July 5, 2012) .........................................................................23 

In re Omnivision Techns., Inc.,

 559 F. Supp. 2d 1036 (N.D. Cal. 2008) ................................................................................13 
 

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In re Optical Disk Drive Antitrust Litig.,

 2012 WL 1366718 (N.D. Cal. Apr. 19, 2012) ......................................................................16 

In re Pac. Enters. Sec. Litig., 

 47 F.3d 373 (9th Cir. 1995) ..................................................................................................13 

In re Tableware Antitrust Litig.,

 484 F. Supp. 2d 1078 (N.D. Cal. 2007) ..................................................................................7 

In re Tobacco II Cases, 

 207 P.3d 20 (Cal. 2009) ........................................................................................................17 

Kwikset v. Superior Court,

 51 Cal. 4th 310 (2011) ..........................................................................................................20 

Lane v. Facebook, Inc.,

 696 F.3d 811 (9th Cir. 2012) ................................................................................................12 

Linney v. Cellular Alaska Partnership,

 151 F.3d 1234 (9th Cir. 1998) ..............................................................................................11

Lisk v. Lumber One Wood Preserving, LLC, 

 792 F.3d 1331 (11th Cir. 2015) ............................................................................................15 

Luskin’s, Inc. v. Consumer Prot. Div., 

 353 Md. 335 (1999) ..............................................................................................................17 

Metcap Sec. LLC v. Pearl Senior Care, Inc.,

 2009 WL 513756 (Del. Ch. Feb. 27, 2009) ..........................................................................20 

Miller v. Ghirardelli Chocolate Co.,

 2015 WL 758094 (N.D. Cal. Feb. 20, 2015) ..........................................................................6 

Mounce v. CHSPSC, LLC, 

 2017 WL 4392048 (W.D. Ark. Sept. 29, 2017) ....................................................................15 

Nat’l Rural Telecomms. Coop. v. DIRECTV, Inc., 

 221 F.R.D. 523 (C.D. Cal. 2004) .................................................................................. passim

Officers for Justice v. Civil Serv. Comm’n, 

 688 F.2d 615 (9th Cir. 1982) ...............................................................................................11 

One Step Up, Ltd. v. Webster Bus. Credit Corp., 

 87 A.D.3d 1 (N.Y. App. Div. 2011) ....................................................................................19 

Patterson v. BP Am. Prod. Co., 

 240 P.3d 456 (Colo. App. 2010) ...........................................................................................17 

Pennsylvania Emp., Benefit Trust Fund v. Zeneca, Inc.,

 710 F.Supp.2d 458 (D. Del. 2010) ........................................................................................18 
 

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Peterson v. Cellco P’ship,

 164 Cal. App. 4th 1583 (2008) .............................................................................................19 

Phillips Petroleum Co. v. Shutts, 

 472 U.S. 797 (1985) ..............................................................................................................22 

Pitts v. Am. Sec. Ins. Co., 

 144 N.C. App. 1, 14 (2001) ..................................................................................................17 

Powers v. Lycoming Engines,

 245 F.R.D. 226, 231 (E.D. Pa. 2007) ....................................................................................19 

Reed v. Dynamic Pet Prods.,

 2016 WL 3996715 (S.D. Cal. July 21, 2016) .......................................................................16 

Rodriguez v. W. Publ’g Corp., 

 563 F.3d 948 (9th Cir. 2009) ............................................................................................9, 13

Rosenburg v. I.B.M.,

 2007 WL 128232 (N.D. Cal. 2007) ......................................................................................22 

Schroeder v. Buchholz,

 622 N.W.2d 202 (N.D. 2001) ...............................................................................................20 

Schumacher v. Tyson Fresh Meats, Inc.,

 221 F.R.D. 605, 612 (D.S.D. 2004) ......................................................................................18 

Shady Grove Orthopedic Assocs., P.A. v. Allstate Ins. Co., 

 559 U.S. 393 (2010) ..............................................................................................................15 

Simpao v. Gov’t of Guam,

 369 Fed. Appx. 837, 838 (9th Cir. 2010) ..............................................................................23 

Trustmark Ins. Co. v. Bank One, Arizona, NA,

 202 Ariz. 535 (Ct. App. 2002) .............................................................................................20

Vizcaino v. Microsoft Corp.,

 290 F.3d 1043 (9th Cir. 2002) ................................................................................................6 

Wittman v. CB1 Inc.,

 2016 WL 3093427 (D. Mont. June 1, 2016) .........................................................................15 
 

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Clarkson Law Firm, P.C. 

9255 Sunset Blvd., Suite 804 

Los Angeles, CA 90069

OTHER AUTHORITIES

7A Wright & Miller, FEDERAL PRACTICE & PROCEDURE § 1786 (3d ed. 2008) .............................22 

21 C.F.R. §100.100 .........................................................................................................................14 

Ark. Bus. & Com. Code § 4-88-107 ...............................................................................................16 

Cal. Civ. Code §1770 ......................................................................................................................16 

Colo. Rev. Stat. § 6-1-105 ...............................................................................................................16 

Fed.R.Civ.P.12 ..................................................................................................................................3 

Fed.R.Civ.P.15 ..................................................................................................................................3 

Fed.R.Civ.P.23 ........................................................................................................................ passim

Fed.R.Civ.P.30 ............................................................................................................................3, 13 

Federal Judicial Center, Manual for Complex Litigation §21.62 (4th ed. 2004) ..............................9 

Manual for Complex Litig., Third, §30.41 (1995) ............................................................................7 

MS Code § 75-24-5 .........................................................................................................................16 

NEWBERG ON CLASS ACTIONS §11.25 (1992)...................................................................................7 

OR Rev. Stat. § 646.608 .................................................................................................................16 

Tenn. Com. Code § 47-18-104 ........................................................................................................16 

Tex. Bus & Com. Code § 17.46 ......................................................................................................16 
 

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Clarkson Law Firm, P.C. 

9255 Sunset Blvd., Suite 804 

Los Angeles, CA 90069

NOTICE OF MOTION AND MOTION

PLEASE TAKE NOTICE that on Thursday, June 21, 2018 at 10:00 am, or as soon 

thereafter as the matter may be heard, in Courtroom 4, 17th Floor, before the Honorable Judge 

Vince Chhabria, Plaintiff Thomas Iglesias (“Plaintiff”), on behalf of himself, the general public, 

and all others similarly situated, by and through his counsel Ryan J. Clarkson, Shireen M. 

Clarkson, and Bahar Sodaify of Clarkson Law Firm, P.C., shall and hereby does move the Court, 

pursuant to Federal Rules of Civil Procedure 23(e), for an order as follows: 

(1) Preliminarily approving the settlement of this class action as set forth in the class action 

settlement agreement dated May 10, 2018, attached as Exhibit 1 to the Declaration of Ryan J. 

Clarkson filed herewith; 

(2) Preliminarily approving, for settlement purposes only, a settlement class defined as 

“All persons who between February 21, 2013 and the date of Preliminary Approval, purchased, in 

the United States, one or more candy products manufactured by Defendant and packaged for sale 

or resale to consumers in an opaque cardboard box (including bag-in-a-box products), including 

Jujyfruits®, Jujubes®, Now and Later®, Lemonhead®, Applehead®, Cherryhead®, Grapehead®, 

RedHots®, Trolli®, Chuckles®, Black Forest®, Jawbuster®, Jawbreaker®, Brach’s®, Boston 

Baked Beans®, Super Bubble®, Rainblo®, Atomic Fireball®, and all flavors and varieties of 

those candies.” Excluded Persons are: (1) the Honorable Vince Chhabria (2) Mediator Martin 

Quinn; (3) the Honorable William Cahill; (4) any member of their immediate family; (5) any 

government entity, (6) Defendant; (7) any entity in which Defendant has a controlling interest; (8) 

any of Defendant’s subsidiaries, parents, affiliates, and officers, directors, employees, legal 

representatives, heirs, successors, or assigns; (9) counsel for the Parties; and (10) any persons who 

timely opt-out of the Settlement Class; 

(3) Preliminarily approving Plaintiff Thomas Iglesias as the Class Representative, and 

appointing Clarkson Law Firm, P.C. as Class Counsel for the Settlement Class; 

(4) Directing the dissemination of notice in the form and manner set forth in the settlement 

agreement; and 

(5) Setting a date for the final approval hearing. 
 

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Clarkson Law Firm, P.C. 

9255 Sunset Blvd., Suite 804 

Los Angeles, CA 90069

A copy of the proposed order granting preliminary approval is filed herewith. 

This motion is made on the grounds that preliminary approval of the proposed class action 

settlement is proper, given that each requirement of Rule 23(e) has been met. 

This Motion is based on Federal Rule of Civil Procedure 23, this Notice of Motion, the 

supporting Memorandum of Points and Authorities, the Declaration of Ryan J. Declaration, the 

Declaration of Mark Schey, exhibits, the pleadings and papers on file herein, and any other written 

and oral arguments that may be presented to the Court. 

Pursuant to Local Rule 7-4(a)(3), the statement of issue to be decided by the Court is as 

follows: Whether the Court should preliminarily approve the proposed class action settlement 

pursuant to Fed. R. Civ. P. 23(e). 
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Clarkson Law Firm, P.C. 

9255 Sunset Blvd., Suite 804 

Los Angeles, CA 90069

MEMORANDUM OF POINTS AND AUTHORITIES 

I. INTRODUCTION 

The parties have reached a nationwide settlement of the putative class action filed by 

Plaintiff Thomas Iglesias (“Plaintiff” or “Mr. Iglesias”) against Defendant Ferrara Candy Co. 

(“Defendant” or “Ferrara”). Ferrara manufactures confectionary products, including opaque 

“theater boxes” of candy sold at retail outlets and movie theaters throughout the United States.1

On February 21, 2017, Plaintiff filed a complaint in this Court alleging that the Products’ 

oversized opaque packaging deceives consumers into believing they are receiving more candy 

than they actually receive due to the presence of nonfunctional empty space, or “slack-fill.” In the 

second amended complaint (“SAC”), Plaintiff alleges claims for unjust enrichment and violations 

of state and federal packaging laws and consumer protection statutes (Dkt. 71). It is appropriate to 

certify a nationwide class because Defendant’s challenged packaging is uniform for all purchasers, 

and the elements of the legal claims are nearly identical in all states. The minor differences among 

state laws are immaterial to certification particularly because the laws of all 50 states are 

substantively identical to California. 

Due to this litigation, Defendant has agreed to modify its fill level quality control 

procedures and target fill levels to at least 75% for theater box Products, and at least 50% for bagin-a-box Products. 

Defendant will also pay $2.5 million into a common fund. Each class member who makes 

a claim may obtain a cash refund of 50 cents per box purchased. A class member may submit 

claims for an unlimited number of purchases. Up to 15 claims, for a total of $7.50, will be paid 

without Proof of Purchase. Plaintiff may apply for a reasonable incentive award from the common 

fund not to exceed $5,000, and his counsel may apply for an award from the common fund to 

reimburse their costs, and to pay their attorneys’ fees not to exceed 30% of the fund. 

 

1

 The “Products” or “Covered Products” or “Settlement Class Products” means all candy products 

manufactured by Defendant and packaged for sale or resale to consumers in an opaque cardboard 

box (including bag-in-a-box products), including Jujyfruits®, Jujubes®, Now and Later®, 

Lemonhead®, Applehead®, Cherryhead®, Grapehead®, RedHots®, Trolli®, Chuckles®, Black 

Forest®, Jawbuster®, Jawbreaker®, Brach’s®, Boston Baked Beans®, Super Bubble®, 

Rainblo®, Atomic Fireball®, and all flavors and varieties of those candies (Dkt. 71). 
 

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Los Angeles, CA 90069

Notice is to be provided to the class via several methods, including (1) print publication, 

(2) internet impression advertising, (3) targeted search term advertising, (4) a press release, and 

(5) a dedicated settlement website. A well-known third-party claims administrator has designed 

the notice plan and has attested that notice will reach at least 70% of the class. 

A copy of the settlement agreement is attached as Exhibit (“Ex.”) 1 to the Declaration of 

Ryan J. Clarkson (“RJC Decl.”) filed herewith. The proposed class notices can be found at 

Exhibits D and E. The proposed claim form is attached as Exhibit C. 

The settlement falls within this Court’s standard for preliminary approval because it is fair, 

reasonable, and adequate, and will survive the same rigorous level of scrutiny as this Court 

applied in Cotter v. Lyft, Inc., 193 F. Supp. 3d 1030, 1036 (N.D. Cal. 2016); Hunt v. VEP 

Healthcare, Inc., No. 16-cv04790-VC, 2017 WL 3608297 (N.D. Cal., Aug. 22, 2017); and, 

Eddings v. DS Services of America, Inc., No. 15-cv-02576-VC, 2016 WL 3390477 (N.D. Cal. 

May 20, 2016). There is a presumption of fairness because the settlement was reached after 

substantial discovery, law and motion practice, including a robust class certification motion 

supported by four retained experts who conducted full expert reports based on a detailed slack-fill 

analysis and 3,788-participant consumer survey, and after arms-length negotiations. See Nat’l 

Rural Telecomm. Coop. v. DIRECTV, Inc., 221 F.R.D. 523, 528 (C.D. Cal. 2004). 

Numerous other factors also strongly favor the settlement, including the risks of further 

litigation and the informed opinion of experienced counsel on all sides who have negotiated and 

approved it based upon their views of the strengths and weaknesses of the claims and defenses. 

See id. (finding that experienced counsel’s views regarding settlement are entitled to great 

weight). The proposed Settlement is a product of extended arms-length negotiations between 

experienced attorneys familiar with the legal and factual issues of this case, including two 

mediations with experienced neutrals. As a result of these efforts, the parties are fully informed of 

the merits of this action and the fairness, adequacy, and reasonableness of the proposed settlement. 

As detailed in Plaintiff’s motion for class certification filed on March 5, 2018 (Dkt. 53-54), 

the proposed settlement class satisfies Rule 23(a), (b)(2) and (b)(3). Accordingly, Plaintiff’s 

motion for preliminary approval should be granted. 
 

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Clarkson Law Firm, P.C. 

9255 Sunset Blvd., Suite 804 

Los Angeles, CA 90069

II. FACTUAL AND PROCEDURAL BACKGROUND 

A. Litigation History 

Plaintiff filed his class action complaint on February 21, 2017, in the U.S. District Court for 

the Northern District of California, alleging violations of state and federal packaging laws and 

consumer protections laws (Dkt. 1). On April 19, 2017, Defendant filed a Rule 12(b)(6) motion to 

dismiss Plaintiff’s complaint (Dkt. 14). On May 10, 2017, Plaintiff filed his FAC pursuant to Rule 

15(a) to add additional remedies available under the statutes in lieu of an opposition (Dkt. 18). 

On May 24, 2017, Defendant filed a Rule 12(b)(6) motion to dismiss the FAC, claiming 

the Products are not misleading and do not contain nonfunctional slack-fill (Dkt. 28), which 

Plaintiff opposed on June 7, 2017 (Dkt. 34), to which Defendant replied on June 14, 2017 (Dkt. 

37), and the Court denied on July 25, 2017 (Dkt. 40). 

On August 8, 2017, Defendant answered Plaintiff’s FAC (Dkt. 41). After the completion 

of substantial discovery described infra, Plaintiff moved for class certification on (Dkt. 53-54) on 

March 5, 2018. The parties settled the case before Defendant filed its opposition (Dkt. 58). 

B. Discovery 

 On June 27, 2017, Plaintiff served Defendant with requests for admissions, requests for 

production of documents, and special interrogatories. RJC Decl. ¶ 5. In connection with these 

requests, and Plaintiff’s motion to compel further responses, which the Court granted on 

November 15, 2017, Defendant produced over 6,000 documents totaling tens of thousands of 

pages of complex information and spreadsheet data. Id. On November 13, 2017, Plaintiff’s 

deposition took place in San Francisco, CA. Id. ¶ 6. On December 19-20, 2018, Plaintiff deposed 

Defendant’s Rule 30(b)(6) corporate designees in Chicago, Illinois. Id. Plaintiff also subpoenaed 

third parties for sales and marketing data to support his claims. Id.

C. Class Certification, Amendment, and Settlement Negotiations 

On October 10, 2017, the Parties attended a mediation in San Francisco, CA with mediator 

Martin Quinn. Id. ¶ 7. The parties were unable to reach an agreement. Id. On February 2, 2018, 

the parties held a second mediation with the Honorable William Cahill (Ret.) in San Francisco, 

CA. Id. ¶ 8. Although the case did not settle, Judge Cahill remained involved in ongoing 
 

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9255 Sunset Blvd., Suite 804 

Los Angeles, CA 90069

mediation discussions in the weeks and months that followed. Id. After Plaintiff filed his motion 

for class certification and supporting documents on March 5, 2018, which included supporting 

materials from four retained experts who conducted full expert reports based on a detailed slackfill analysis and 3,788-participant consumer survey, the case settled. Id. ¶ 9. As part of the 

settlement, Defendant stipulated to the filing of Plaintiff’s SAC which added a cause of action for 

unjust enrichment and clarified the class definition (Dkt. 71). Id. ¶ 10. 

D. The Proposed Settlement

The settlement class consists of all persons who between February 21, 2013 and the date of 

Preliminary Approval, purchased, in the United States, one or more candy products manufactured 

by Defendant and packaged for sale or resale to consumers in an opaque cardboard box (including 

bag-in-a-box products), including Jujyfruits®, Jujubes®, Now and Later®, Lemonhead®, 

Applehead®, Cherryhead®, Grapehead®, RedHots®, Trolli®, Chuckles®, Black Forest®, 

Jawbuster®, Jawbreaker®, Brach’s®, Boston Baked Beans®, Super Bubble®, Rainblo®, Atomic 

Fireball®, and all flavors and varieties of those candies. Excluded Persons from the class are: (1) 

the Honorable Vince Chhabria (2) Mediator Martin Quinn; (3) the Honorable William Cahill; (4) 

any member of their immediate families; (5) any government entity, (6) Defendant; (7) any entity 

in which Defendant has a controlling interest; (8) any of Defendant’s subsidiaries, parents, 

affiliates, and officers, directors, employees, legal representatives, heirs, successors, or assigns; (9) 

counsel for the Parties; and (10) any persons who timely opt-out of the Settlement Class. RJC 

Decl. Ex. 1 ¶¶ 1.11, 1.14, 1.40. 

1. Monetary Relief 

Defendant will pay or cause payment of a total of $2.5 million in cash to a Claim Fund. 

The Claim Fund will be established to pay the following: (1) class members’ claims, (2) the costs 

of notice and claims administration, (3) Plaintiff’s attorneys’ fees and costs, and (4) an incentive 

award to Plaintiff. Id. ¶ 4.21. 

Each class member who makes a claim may obtain a cash refund of 50 cents per box 

purchased. Id. ¶ 4.2.2. A class member may submit claims for an unlimited number of purchases. 

Id. Up to 15 claims, for a total of $7.50, will be paid without Proof of Purchase. Id. There is no 
 

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cap on the number or amount of claims submitted by class members with Proof of Purchase. Id. 

These amounts are subject to being increased or decreased, respectively, pro rata to ensure the 

Claim Fund is exhausted. Id. ¶ 4.2.6. Each class member may submit a claim either electronically 

through a settlement website or by mail. Id. ¶ 5.1.3.1. The claims process will include an agreedupon verification process designed to reduce the risk of fraudulent claims. Id. ¶ 4.2.5. There will 

be no reversion of money to the Defendant. Id. ¶ 4.2.7. 

The claim form (in English and Spanish versions) is a simple two-page form that can be 

completed in a few minutes either online or submitted by mail. See RJC Decl. Ex.1, Ex. C (Claim 

Form). Proof of Purchase can also be submitted electronically or via U.S. mail. 

2. Injunctive Relief 

The settlement agreement also includes changed practices. As a result of the litigation, 

Defendant will provide the Settlement Class injunctive relief by way of modifying its fill level 

quality control procedures and target fill levels to at least 75% for theater box Covered Products, 

excluding bag-in-a-box, and 50% for all other Covered Products, including bag-in-a-box. Id. ¶ 4.1. 

Notably, Plaintiff’s packaging design engineering expert estimated the actual fill level for theater 

box Products to range from 42.6% to 52.5% and for Trolli bag-in-a-box Products to be 27.2% 

(Dkt. 54-18 p. 30 tbl. 11). 

3. Administrative Expenses, Attorneys’ Fees and Costs, Incentive Awards 

All costs of notice and administration of the settlement (approximately $522,000) will be 

paid from the Claim Fund. In addition, Plaintiff’s counsel will request payment from the Claim 

Fund of an incentive award of $5,000 for Plaintiff Iglesias. Id. ¶ 9.2. The incentive fee is designed 

to compensate Plaintiff for the time and risk he took in prosecuting this action (including the risk 

of liability for Defendant’s costs). Plaintiff’s counsel estimates Plaintiff has already contributed at 

least 45 hours to this case, including sitting for a full-day deposition. RJC Decl. ¶ 11. 

The settlement agreement provides that Plaintiff’s counsel may apply for reimbursement of 

their out of pocket expenses, plus attorneys’ fees in an amount not to exceed $750,000, or 30% of 

the Claim Fund, subject to court approval. Id. Ex. 1 ¶ 9.1. Any request will be justified by a 

lodestar-multiplier analysis and will be in line with standard awards under other common fund 
 

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settlements, under which fees are awarded as percentage of the fund. See, e.g., Vizcaino v. 

Microsoft Corp., 290 F.3d 1043, 1050 (9th Cir. 2002) (upholding award of 28% of the common 

fund); Miller v. Ghirardelli Chocolate Co., 2015 WL 758094, at *5 (N.D. Cal. Feb. 20, 2015) 

(awarding 30% of the common fund in fees in food labeling class action). 

As of the filing of this motion, Plaintiff’s counsel has spent approximately 1500 hours 

working on this litigation. RJC Decl. ¶ 12. Its lodestar is greater than the amount it will seek in 

attorneys’ fees. Id. Counsel has additionally incurred approximately $365,000 in unreimbursed 

expenses. Id. The Court need not consider these issues at present; rather it is appropriate to defer 

them until the final approval hearing, after class members have had an opportunity to comment. 

Besides, in further consideration of the class’ interests, Plaintiff’s counsel may apply for an award 

of attorneys’ fees and costs below the maximum amount allowable under the Parties’ settlement 

agreement depending on the number of claims to the Claim Fund. Id. ¶ 13. The request for fees, 

costs, and incentive awards will be the subject of a separate motion to be filed, and posted on the 

settlement website, at least 42 days before the final approval hearing, which is 14 days before the 

deadline for class member objections. 

4. Notice 

The claims administrator (Digital Settlement Group or “DSG”) will establish a settlement 

website, which shall contain the settlement notices, a contact information page that includes 

address and telephone numbers for the claim administrator and the parties, the settlement 

agreement, the signed order of preliminary approval, online and printable versions of the claim 

form and the opt out forms, answers to frequently asked questions, a Product list, and (when it 

becomes available) Plaintiff’s counsel’s application for attorneys’ fees, costs, expenses and 

incentive awards and motion for final approval. 

Notice will be published in several places, all of which will refer class members to the

settlement website. See Declaration of Mark Schey (“Schey Decl.”) Ex. A. The Published Notice 

will appear in Soap Opera Digest, Life & Style, and National Enquirer; and be distributed as a 

press release through PR NewsWire. Id. ¶¶ 19-20. Online Notice linking to the Settlement Website 

will be published for a total of 52 million combined impressions on various websites targeted to 
 

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individuals interested in candy. Id. ¶ 24. Finally, the claims administrator will operate a toll-free 

information line to provide information about the case and settlement. Id. ¶ 11. 

III. PRELIMINARY APPROVAL IS WARRANTED 

“Approval under [Rule] 23(e) involves a two-step process in which the Court first 

determines whether a proposed class action settlement deserves preliminary approval and then, 

after notice is given to class members, whether final approval is warranted.” DIRECTV, Inc., 221 

F.R.D. at 525 (citing Manual for Complex Litig., Third, § 30.41 (1995)). The purpose of 

preliminary approval is for the Court to determine whether the parties should notify the putative 

class members of the proposed settlement and proceed with a fairness hearing. See In re 

Tableware Antitrust Litig., 484 F. Supp. 2d 1078, 1079 (N.D. Cal. 2007). Notice of a settlement 

should be disseminated where “the proposed settlement appears to be the product of serious, 

informed, non-collusive negotiations, has no obvious deficiencies, does not improperly grant 

preferential treatment to class representatives or segments of the class, and falls within the range 

of possible approval.” Id. (quoting NEWBERG ON CLASS ACTIONS § 11.25 (1992)). 

Although the standard for reviewing class action settlements at the final approval stage is 

well settled, the standard required at the preliminary approval stage is not as clear. Cotter v. Lyft, 

Inc., 193 F. Supp. 3d 1030 * 1036, 2016 U.S. Dist. LEXIS 184931 (N.D. Cal. June 23, 2016). 

However, this Court has clarified the standard, indicating that “district courts should review class 

action settlements just as carefully at the initial stage as they do at the final stage. At the initial 

stage, the inquiry should be whether the settlement is ‘fair, reasonable, and adequate,’ based on 

any information the district court receives from the parties or can obtain through its own 

research.” Id. at *1037. “Determining whether the settlement falls in the range of reasonableness 

also requires evaluating the relative strengths and weaknesses of the plaintiffs’ case; it may be 

reasonable to settle a weak claim for relatively little, while it is not reasonable to settle a strong 

claim for the same amount.” Id. Moreover, the fairness and reasonableness of a settlement 

agreement is presumed where “that agreement was the product of non-collusive, arms’ length 

negotiations conducted by capable and experienced counsel.” In re Netflix Privacy Litig., No. 

5:11-CV-00379-EJD, 2013 U.S. Dist. LEXIS 37286, *11 (N.D. Cal. Mar. 18, 2013). 
 

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To approve a class settlement, a court must determine that the settlement is “fair, 

reasonable, and adequate.” Cotter, 193 F. Supp. 3d at 1035 (quoting Fed. R. Civ. P. 23(e)(2)). This 

Court “review[s] class action settlements just as carefully at the initial stage” as it does “at the 

final stage.” Id. at 1037. Courts look to the relative value of the settlement and consider plaintiff’s 

expected recovery balanced against the value of the settlement offer as well as evaluate the 

relative strengths and weaknesses of plaintiff’s case. Id. Moreover, the court also looks at a 

number of factors: (1) the strength of the plaintiffs’ case; (2) the risk, expense, complexity, and 

likely duration of further litigation; (3) the risk of maintaining class action status throughout the 

trial; (4) the amount offered in settlement; (5) the extent of discovery completed and the stage of 

the proceedings; (6) the experience and views of counsel; (7) the presence of a governmental 

participant; (8) and the reaction of the class members to the proposed settlement. Id. at 1035 

(citing Hanlon v. Chrysler Corp., 150 F.3d 1011, 1026 (9th Cir. 1998)). 

Here, as discussed infra, the balancing of these factors reveals the strengths and weaknesses 

of Plaintiff’s claims and readily establishes that the proposed settlement should be preliminarily 

approved. 

A. Relative Value of Plaintiff’s Claims 

Were Plaintiff to proceed to and succeed at trial, the “best case” recovery may not be better 

than the settlement remedy. Plaintiff’s retained experts in economics and conjoint analysis, Dr. 

Justin Lenzo and Dr. Michael Bechtel, respectively, calculated the price premiums attributable to 

the challenged packaging. Based on the results of a 3,788-participant consumer survey, which 

were applied to the results of a detailed slack-fill analysis of the Products completed by Plaintiff’s 

packaging design engineering expert, Dr. Claire Sand (Dkt. 54-18), the price premium attributable 

to nonfunctional slack-fill in the retail channels equaled 16.1% to 26.4% across the Products (Dkt. 

54-13 ¶ 145). The price premium for the movie theater channel was slightly less, ranging from 

9.9% to 16.6% across the Products. Id. Based on an average retail price of $1.00 per unit, the perunit price premium would equal approximately 10 cents to 26 cents. This settlement, however, 

provides for a generous refund of 50 cents per box purchased, or a two- to five-times multiplier of 

what class members could potentially recover at trial. RJC Decl. Ex. 1 ¶ 4.2.2. Thus, the cash 
 

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recovery is far greater on a per box basis than the amount class members could obtain at trial. 

Notably, the $2.5 million Claim Fund will allow for full restitution or better even in the unlikely 

event the Claim Fund is oversubscribed and subject to a pro rata reduction of claim payments. 

The monetary relief provided by this settlement is especially beneficial in a contested 

proceeding like this one, where class members who lack proof of purchase—which is likely the 

vast majority of class members here—might get nothing at all. See, e.g., Briseno v. ConAgra 

Foods, Inc., 844 F.3d 1121, 1132 (9th Cir.), cert. denied sub nom. ConAgra Brands, Inc. v. 

Briseno, 138 S. Ct. 313 (2017) (explaining that the post-trial claims process by which each 

consumers’ affidavits would “force a liability determination” as to that consumer). 

In addition to the monetary relief, the changed practices will benefit class members and 

other consumers by ensuring they receive an amount of candy commensurate with their 

expectations going forward. Plaintiff’s experts found that consumers on average expect the 

Products to be filled 67% based on the size of the Products’ box (Dkt. 54-13 ¶¶ 25, 99). Due to 

this litigation, Defendant has agreed to modify its fill level quality control procedures and target 

fill levels to at least 75% for theater box Products.2

 RJC Decl. Ex. 1 ¶ 4.1. 

B. Risk, Expense, Complexity, and Likely Duration of Continuing Litigation 

Proceeding in this litigation in the absence of settlement poses significant risks, such as 

failing to certify a class, having summary judgment granted against Plaintiff, or losing at trial. 

Such considerations have been found to weigh heavily in favor of settlement. See

Federal Judicial Center, Manual for Complex Litigation § 21.62, at 316 (4th ed. 2004); 

Rodriguez v. W. Publ’g Corp., 563 F.3d 948, 965 (9th Cir. 2009); Curtis-Bauer v. Morgan Stanley 

& Co., No. C 06-3903 TEH, 2008 U.S. Dist. LEXIS 85028, at *13 (N.D. Cal. Oct. 22, 2008) 

(“Settlement avoids the complexity, delay, risk and expense of continuing with the litigation and 

will produce a prompt, certain, and substantial recovery for the Plaintiff class.”). Even assuming 

that Plaintiff were to survive certification, he would face the risk of establishing liability at trial if 

 

2 Defendant has agreed to modify its fill level quality control procedures and target fill levels to at 

least 50% for bag-in-a-box Products like Trolli (RJC Decl. Ex. 1 ¶ 4.1). Plaintiff’s packaging 

design engineering expert estimated the actual fill level for theater box Products to range from 

42.6% to 52.5% and for Trolli bag-in-a-box Products to be 27.2% (Dkt. 54-18 p. 30 tbl. 11). 
 

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there is any conflicting expert testimony between his own expert witnesses and Defendant’s expert 

witnesses. In this “battle of experts,” it is virtually impossible to predict with any certainty which 

testimony would be credited, and ultimately, which expert version would be accepted by the jury. 

The experience of Plaintiff’s counsel has taught them that these considerations can make the 

ultimate outcome of a trial highly uncertain. 

Moreover, even if Plaintiff were to prevail at trial, the class would face additional risks if 

Defendant appeals or moves for a new trial. See In re Apple Computer Sec. Litig., 1991 U.S. Dist. 

LEXIS 15608 (N.D. Cal. Sept. 6, 1991) (the jury rendered a verdict for plaintiffs exceeding $100 

million, however, the court overturned the verdict and ordered a new trial with respect to the 

corporate defendant). By settling, Plaintiff and class members avoid these risks, as well as the 

delays and risks of the appellate process. 

Plaintiff also faces risks in certifying a class and maintaining that class status through trial. 

Even assuming that the Court were to grant Plaintiff’s March 5, 2018 motion for class 

certification, the class could still be decertified at any time. See In re Netflix Privacy Litig., 2013 

WL 1120801, at *6 (N.D. Cal. Mar. 18, 2013) (“The notion that a district court could decertify a 

class at any time is one that weighs in favor of settlement.”) (internal citations omitted). From 

their prior experience, Plaintiff’s counsel anticipates that Ferrara would likely move for 

reconsideration, attempt to appeal the Court’s decision pursuant to Rule 23(f), and/or move for 

decertification at a later date. Here, the Settlement Agreement eliminates these risks by ensuring 

class members a recovery that is “certain and immediate, eliminating the risk that class members 

would be left without any recovery... at all.” Fulford v. Logitech, Inc., 2010 U.S. Dist. LEXIS 

29042, at *8 (N.D. Cal. Mar. 5, 2010). 

In addition, the expense to prosecute this case has been substantial in light of the need for 

expert testimony from multiple disciplines, including packaging design engineering, economics, 

conjoint analysis, and marketing. RJC Decl. ¶ 14. In order to present a robust case for class 

certification, Plaintiff retained an expert in each of these fields. Id. Undoubtedly, the quality of 

Plaintiff’s expert declarations, expert reports, and studies proffered by his retained experts in 

support of class certification was a substantial factor in persuading Defendant to agree to this 
 

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settlement. Id. ¶ 15. Were this case to proceed, additional expert costs would quickly accumulate 

as a result of expert depositions, rebuttal reports, oppositions to any Daubert challenges, 

testimony, and any associated costs such as travel expenses. Id. ¶ 16. The additional accumulation 

of such costs could quickly lead to a scenario in which settlement might not be economically 

feasible for either party. Id. 

Finally, given the fact that a scheduling order has not yet been entered in this case, a trial 

date would likely not be scheduled to commence until sometime in early 2019 or later. Thus, any 

monetary and injunctive relief, which is not guaranteed and likely would not be as substantial as 

what Plaintiff has achieved with this settlement, would probably be delayed by at least a year. RJC 

Decl. ¶ 17. In the meantime, Defendant would be permitted to continue to deceptively package the 

Products with impunity to the financial detriment of class members and consumers. Id. 

C. The Amount Offered in Settlement 

This factor “assess[es] the consideration obtained by the class members in a class action

settlement.” DIRECTV, 221 F.R.D. at 527. “[I]t is the complete package taken as a whole, rather

than the individual component parts, that must be examined for overall fairness.” Officers for

Justice v. Civil Serv. Comm’n, 688 F.2d 615, 628 (9th Cir. 1982). “In this regard, it is well settled

law that a proposed settlement may be acceptable even though it amounts to only a fraction of the

potential recovery that might be available to the class members at trial.” DIRECTV, 221 F.R.D. at

527 (citing Linney v. Cellular Alaska Partnership, 151 F.3d 1234, 1242 (9th Cir. 1998)). 

Plaintiff’s best-case recovery would be the average “premium” for the alleged consumer 

deception attributable to the presence of alleged nonfunctional slack-fill (Dkt. 54-13 ¶ 145). 

Plaintiff believes that his likely “best case” recovery at trial would be approximately $20 million, 

based on applying Drs. Lenzo and Bechtel’s damages analysis (Dkt. 54-13) to nationwide sales

figures. RJC Decl. ¶ 18. At final approval, Plaintiff will provide further testimony from Drs. 

Lenzo and Bechtel to support this damages estimate. Id. ¶ 19. However, Defendant disputes that 

any such premium exists, and expert testimony on the subject is likely to diverge wildly. Id.

The settlement amount of $2.5 million, which does not include the value of the changed

practices, may appear to be a small portion of the total amount of damages at trial, but Plaintiff
 

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believes this recovery to be fair in light of the risks discussed above, as well as the risk of not 

being able to collect such a large award. Id. ¶ 20. Further, the per-claim amount of 50 cents per 

box purchased, with no cap on claims with Proof of Purchase, and a 15 box/$7.50 cap on claims 

without Proof of Purchase, is a good result compared to the possible result in a contested 

proceeding, as discussed above. Id. Indeed, these amounts will likely result in recoveries to class 

members on a per-box basis well in excess of the price premium damages calculated by Plaintiff’s 

experts to be available at trial. See Section III(A), supra. Defendant’s changed practices are also 

likely to benefit class members. At the time of final approval, Plaintiff’s economics expert, Dr. 

Justin Lenzo, will opine as to some amounts class members will save due to the packaging 

changes. The value of injunctive relief—including the benefit to consumers in the form of an 

improved marketplace that is not skewed by false advertising—can properly be considered when 

evaluating a settlement’s fairness. See, e.g., Allen v. Bedolla, 787F.3d 1218, 1224 (9th Cir. 2015) 

(explaining that in evaluating the fairness of a settlement, district courts should “make express 

findings about the value of the injunctive relief”); Lane v. Facebook, Inc., 696 F.3d 811, 825 (9th 

Cir. 2012) (noting that a “judicially-enforceable agreement” to maintain changed practices may be 

considered in a fairness inquiry). 

D. The Extent of Discovery Conducted and the Information Obtained 

Class settlements are presumed fair when they are reached “following sufficient discovery 

and genuine arms-length negotiation.” DIRECTV, 221 F.R.D. at 528; 4 Newberg at § 11.24. Under 

this factor, courts evaluate whether class counsel had sufficient information to make an informed 

decision about the merits of the case. See In re Mego Fin. Corp. Sec. Litig., 213 F.3d 454, 459 

(9th Cir. 2000). Here, this matter has fully progressed through class and merits discovery. 

Accordingly, as discussed above, Plaintiff’s counsel has received, examined, and analyzed 

information, documents, and materials that enabled them to assess the likelihood of success on the 

merits. RJC Decl. ¶ 21. These efforts include rounds of interrogatories and requests for 

production, reviewing over 6,000 documents totaling thousands of pages,3

 taking the depositions 

 

3

 In fact, the actual amount of discovery materials exceeds this amount because many of these 

documents are actually voluminous Excel spreadsheets with multiple tabs of information and 

some of which are dozens if not hundreds of pages long when printed. RJC Decl. ¶ 24. 
 

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of Defendant’s Rule 30(b)(6) corporate designees, serving third party subpoenas, extensive 

discussions with Plaintiff’s four experts who conducted in-depth studies and analyses, produced 

thorough expert reports on product packaging design, marketing, and conjoint analysis/damages, 

as well as a large-scale survey of 3,788 participants, and significant legal research and briefing. Id. 

¶ 22. The parties also attended two in-person mediations in San Francisco, CA. Id. The settlement 

agreement is the result of fully-informed negotiations based on a well of information obtained 

during discovery. Id. ¶ 23. 

E. Experience and Views of Counsel 

“The recommendations of plaintiffs’ counsel should be given a presumption of 

reasonableness.” In re Omnivision Techns., Inc., 559 F. Supp. 2d 1036, 1043 (N.D. Cal. 2008). 

Deference to Plaintiff’s counsel’s evaluation of the Settlement is appropriate because “[p]arties 

represented by competent counsel are better positioned than courts to produce a settlement that 

fairly reflects each party’s expected outcome in litigation.” Rodriguez, 563 F.3d at 967 (citing In 

re Pac. Enters. Sec. Litig., 47 F.3d 373, 378 (9th Cir. 1995)). 

Here, the settlement was negotiated by counsel with extensive experience in consumer 

class action litigation. See RJC Decl. Ex. 2 (CLF firm resume.). Specifically, in anticipation of the 

mediation sessions with respected mediators Martin Quinn and Judge Cahill, both parties 

submitted comprehensive mediation briefs extensively detailing their legal and factual support. 

RJC Decl. ¶ 25. When the case still did not settle, Plaintiff filed a robust motion for class 

certification and supporting materials, including four expert declarations. Id. ¶ 26. The case settled 

shortly thereafter with the continued assistance of mediator Judge Cahill. Id. 

The settlement reflects the realities of each side’s case and the information obtained during 

the discovery process. Id. ¶ 27. The proposed settlement is the result of extensive, informed, armslength negotiations between counsel with substantial litigation experience, who are fully familiar 

with the legal and factual issues in this case, and who have specific experience litigating and 

settling complex and class action cases. Id. 

/// 

/// 
 

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Accordingly, based on their collective experience, Plaintiff’s counsel concluded that the 

settlement agreement provides exceptional results for the class while sparing the class from the 

uncertainties of continued and protracted litigation. Id. ¶ 28. 

IV. THE COURT SHOULD PROVISIONALLY CERTIFY THE SETTLEMENT CLASS 

The Ninth Circuit has recognized that certifying a settlement class to resolve consumer 

lawsuits is a common occurrence. Hanlon, 150 F.3d at 1019. When presented with a proposed 

settlement prior to the class certification stage, a court must determine whether the putative 

settlement class satisfies the requirements for class certification under Rule 23. See Fed. R. Civ. P. 

23(e) (“The claims, issues, or defenses of a certified class may be settled, voluntarily dismissed, or 

compromised only with the court’s approval.”). In assessing those class certification requirements, 

a court may properly consider that there will be no trial. See Amchem Prods. v. Windsor, 521 U.S. 

591, 620 (1997) (“Confronted with a request for settlement-only class certification, a district court 

need not inquire whether the case, if tried, would present intractable management problems ... for 

the proposal is that there be no trial.”). 

On March 5, 2018, Plaintiff filed his motion for class certification with substantial 

supporting materials explaining why class certification is appropriate under Rule 23(a), (b)(2), and 

(b)(3) (Dkt. 53-54). As set forth below, the same common questions of fact predominate 

nationwide, and certification of nationwide classes is consistent with In re Hyundai & Kia Fuel 

Econ. Litig., 881 F.3d 679, 689 (9th Cir. 2018) (“Hyundai”). 

A. The Nationwide Settlement Class Should Be Conditionally Certified 

The SAC (Dkt. 71) pleads violations of California’s consumer protection statutes and 

unjust enrichment on behalf of a nationwide class. Common questions of law and fact 

predominate on these claims. To the extent there are variations in state laws, the variations are 

immaterial. 

1. Nationwide Class Members Are Victims of the Same Misconduct as 

Plaintiff 

Defendant sold the same Products nationwide with the allegedly deceptive packaging, 

using the same manufacturing. Just as is the case for all Californians, the basis for the alleged 

misconduct is the violation of a federal regulation: 21 C.F.R. Section 100.100 which considers 
 

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opaque packaging which contains nonfunctional slack-fill deceptive as a matter of law (Dkt. 71). 

And just as is the case for all Californians, the claims of false advertising will present uniform 

issues of material fact for class members nationwide, including whether the labeling was likely to 

deceive, whether the Products contain nonfunctional empty space, and whether a price premium 

can be demonstrated using common evidence. (Dkt 71.)

2. A Fifty-State Consumer Protection Class Can Be Certified 

In light of the uniform alleged misconduct, the elements that need to be proven under the

consumer protection laws of the fifty states and the District of Columbia (collectively, “States”) 

are substantively identical. To the extent differences exist, they are immaterial. Were this case to 

proceed to trial, the jury could be asked to provide special verdicts as to whether Plaintiff had 

proved various facts—for example, that the Products’ packaging is likely to deceive reasonable 

consumers or contains nonfunctional slack-fill. It would then be a relatively simple matter to 

compare the proven elements to the required elements in each state, to determine whether the case 

had been successful. To put it another way, Plaintiff has the incentive, in proving the violations of 

his own state laws, to prove all the elements of all the state laws. Filed herewith as Appendix A 

and B are, respectively, (1) a summary chart of the elements of the relevant state laws and (2) a 

more detailed discussion of the same, including statutory and case citations in support thereof. 

These charts demonstrate predominance of common issues. To wit:

Right of Action. All states have established a private right of action to challenge false

advertising.4 In addition, class treatment is available for violations of all the state laws.5

 

4 Alabama, California, Florida, Illinois Indiana, Louisiana, Maine, Maryland, Minnesota, and 

Tennessee require pre-suit notice. Before suing under the law of California, Plaintiff provided 

notice.

5 While seven states’ statutes (Arkansas, Alabama, Georgia, Louisiana, Tennessee, Montana, and 

South Carolina) prohibit class actions, numerous district courts have found that that these 

prohibitions are not enforceable in federal court and that classes may still be certified under Rule 

23 in light of Shady Grove Orthopedic Assocs., P.A. v. Allstate Ins. Co., 559 U.S. 393 (2010). See, 

e.g., Lisk v. Lumber One Wood Preserving, LLC, 792 F.3d 1331 (11th Cir. 2015) (allowing 

Alabama class actions); Mounce v. CHSPSC, LLC, 2017 WL 4392048, at *7 (W.D. Ark. Sept. 29, 

2017) (allowing Arkansas class actions); In re Hydroxycut Marketing & Sales Practices Litig., 

299 F.R.D. 648 (S.D. Cal. 2014) (allowing Georgia, Louisiana, Montana, South Carolina, and 

Tennessee class actions); In re Cast Iron Soil Pipe & Fittings Antitrust Litig., 2015 WL 5166014 

(E.D. Tenn. June 24, 2015) (allowing South Carolina and Montana class actions); Wittman v. CB1, 
 

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Prohibition of Deceptive Conduct. All the states prohibit the alleged misconduct in one

of two ways. Forty-five states have statutes similar to the California UCL in that they have broad

and general prohibitions against any kind of deceptive conduct.6

 Plaintiff will represent the 

interests of consumers in these states. The remaining five states—Colorado, Mississippi, Oregon, 

Tennessee, and Texas—have narrower statutes that, like the CLRA, prohibit specific deceptive 

acts, including misrepresentations as to the “characteristics . . . or quantities” or “[a]dvertising 

goods . . . with intent not to sell them as advertised.” See, e.g. Cal. Civ. Code 1770(a)(5), (9); 

Colo. Rev. Stat. § 6-1-105 (1)(e), (i); MS Code § 75-24-5(e), (i); OR Rev. Stat. § 646.608(e), (i); 

Tenn. Com. Code § 47-18-104(b)(5), (9); Tex. Bus & Com. Code § 17.46(5), (9).7

 Plaintiff will 

prove the elements of these claims as they are at the heart of the allegations about the “quantities” 

of the Products.

Knowledge and Intent. Thirty-three states, including California, Florida, New York, and

North Carolina do not require a showing of either knowledge or intent, and thus, Plaintiff can 

represent the interests of the class members from 28 other states that also impose no such 

requirement.8

 New Jersey, Arizona, and Delaware require a showing of knowledge and intent in 

 

Inc., 2016 WL 3093427 (D. Mont. June 1, 2016) (allowing Montana class actions); In re Optical 

Disk Drive Antitrust Litig., 2012 WL 1366718 (N.D. Cal. Apr. 19, 2012) (allowing South Carolina 

class actions); Reed v. Dynamic Pet Prods., 2016 WL 3996715 (S.D. Cal. July 21, 2016) (allowing 

Louisiana class actions); Andren v. Alere, Inc., 2017 WL 6509550 (S.D. Cal. Dec. 20, 2017) 

(allowing Georgia class action). But see Bearden v. Honeywell Int’l, Inc., 2010 WL 3239285 

(M.D. Tenn. Aug. 16, 2010) (disallowing Tennessee class actions); Fejzulai v. Sam’s West, Inc., 

205 F. Supp. 3d 723 (D.S.C. 2015) (disallowing South Carolina class actions). To the extent this 

Court has concerns about any states’ inclusion in the class with respect to consumer protection 

statutory claims, they can be included in the nationwide class solely with respect to unjust 

enrichment claims.

6 These states are Alabama, Alaska, Arizona, Arkansas, California, Connecticut, Delaware, 

District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, 

Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Montana, Nebraska, 

Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, 

Ohio, Oklahoma, Pennsylvania, Rhode Island, South Carolina, South Dakota, Utah, Vermont, 

Virginia, Washington, West Virginia, Wisconsin, and Wyoming.

7 Arkansas’ statute also specifically prohibits most of these same activities, but goes on to note 

that the practices made unlawful under the act are “not limited to” the specific activities identified 

in the statute. Ark. Bus. & Com. Code § 4-88-107(a). 

8 These additional states are Alabama, Alaska, Connecticut, District of Columbia, Georgia, 

Hawaii, Idaho, Kentucky, Louisiana, Maine, Massachusetts, Michigan, Mississippi, Missouri, 

Montana, Nebraska, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Dakota, 
 

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cases involving a concealment of a material fact; Plaintiff has obtained in discovery evidence, 

including customer complaints, that demonstrate Defendant was informed of and aware of the 

issue and can represent these class members.9

Reliance. Differing state rules on reliance also pose no bar to certification. The statutes in 

New York and New Jersey, like 29 other states, do not require a showing of “reliance” but instead 

only proximate causation (which some states refer to as “ascertainable loss”). Here, Plaintiff’s 

theory of loss causation is the same for each class member, namely that Defendant’s misconduct 

led to a price premium. Plaintiff can thus represent class members on this question in the other 

similar 29 states.10

The law of California requires reliance by the named plaintiff, as do 13 other states.11 Two 

of those eleven Colorado and Maryland—have expressly held, as has California, that there need 

not be any showing of reliance by absent class members.12 Others have not answered the 

question.13 Alternatively, consumers in these states can be excluded from the consumer protection 

class and permitted to pursue only their unjust enrichment claims. 

 

Tennessee, Texas, Vermont, Virginia, Washington, West Virginia, and Wisconsin. Similarly, 

neither the UCL nor the CLRA require proof that a violation was knowing. The UCL also does not 

require a showing of intent, while the CLRA requires it for some of its prohibited activities, but 

not all. 

9 Colorado, Indiana, Kansas, Maryland, Nevada, New Hampshire, New Mexico, South Carolina, 

Utah, and Wyoming have statutes similar to the CLRA and like Arkansas, requiring a showing of 

knowledge and/or intent for some or all of the key provisions at issue in this case. Arizona, 

Illinois, Iowa, Minnesota, and North Dakota require a showing that the defendant intended for the 

plaintiff to rely on the misrepresentation, which is a lesser level of intent and thus would be 

necessarily proven if there is violation of the Arkansas law. 

10 Alaska, Connecticut, Delaware, District of Columbia, Hawaii, Idaho, Illinois, Kentucky, 

Massachusetts, Michigan, Minnesota, Missouri, Montana, Nebraska, New Hampshire, New 

Jersey, New Mexico, New York, North Dakota, Ohio, Oklahoma, Rhode Island, South Dakota, 

Tennessee, Utah, Vermont, Washington, and Wisconsin. 

11 These states are Colorado, Georgia, Indiana, Maryland, Nevada, Pennsylvania, Texas, Virginia, 

West Virgina, and Wyoming. In addition, Michigan requires a showing of reliance for some kinds 

of violations. 

12 In re Tobacco II Cases, 207 P.3d 20 (Cal. 2009); Patterson v. BP Am. Prod. Co., 240 P.3d 456, 

469 (Colo. App. 2010), aff’d, 263 P.3d 103 (Colo. 2011); Luskin’s, Inc. v. Consumer Prot. 

Div., 353 Md. 335, 358–59, 726 A.2d 702 (1999); Pitts v. Am. Sec. Ins. Co., 144 N.C. App. 1, 14 

(2001), aff’d, 356 N.C. 292 (2002). 13 These states are Georgia, Indiana, Virginia, West Virginia, and Wyoming.
 

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Remedies. Differences among the states’ remedial schemes also do not bar certification. 

Once the jury answers the special verdict questions, the Court can easily determine whether a 

violation has been proven under each state’s laws, and if so, it can order the Defendant to provide 

the residents of that state the remedy authorized by the state law. For example, all states provide 

for compensatory damages, the amount of which here will be the price premium determined by the 

jury, i.e., the percentage by which the price was inflated due to the misconduct. Moreover, all but 

twelve state statutes also provide for injunctive relief; thus, if the elements found by the jury 

equate to a violation of these states’ laws, and Plaintiff additionally shows the likelihood of future 

harm to consumers, the Court can fashion an injunction to prohibit the challenged conduct in these 

38 states.14

3. Plaintiff’s Unjust Enrichment Claim Can Be Pursued on a Nationwide 

Basis. 

Most courts agree that the laws of the fifty states regarding unjust enrichment do not differ

materially, so a nationwide class may be certified. See, e.g., In re Abbott Labs. Norvir Anti-Tr.

Litig., 2007 WL 1689899, at *9 (N.D. Cal. June 11, 2007) (certifying nationwide class; holding

that the “variations among some States’ unjust enrichment laws do not significantly alter the 

central issue or the manner of proof”); In re Checking Account Overdraft Litig., 307 F.R.D. 

630,647 (S.D. Fla. 2015) (“There is general agreement among courts that the “minor variations in 

the elements of unjust enrichment under the laws of the various states . . . are not material and do 

not create an actual conflict.”) (quoting Pennsylvania Emp., Benefit Trust Fund v. Zeneca, Inc., 

710 F.Supp.2d 458, 477 (D. Del. 2010)); In re Mercedes–Benz Tele Aid Contract Litig., 257 

F.R.D. 46 (D.N.J. 2009) (“While there are minor variations in the elements of unjust enrichment 

under the laws of the various states, those differences are not material and do not create an actual 

conflict.”); Schumacher v. Tyson Fresh Meats, Inc., 221 F.R.D. 605, 612 (D.S.D. 2004) (“In 

looking at claims for unjust enrichment, we must keep in mind that the very nature of such claims 

requires a focus on the gains of the defendants, not the losses of the plaintiffs. That is a universal 

 

14 The state statutes that do not provide for injunctive relief in a consumer action are Alabama, 

Arkansas, Colorado, Louisiana, Maryland, Mississippi, Montana, North Dakota, Oregon, South 

Carolina, Virginia, and Wyoming. The other 38 states’ statutes specifically authorize consumers to 

obtain injunctions. 
 

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thread throughout all common law causes of action for unjust enrichment.”). In distilling the 

various states’ laws down to two common elements, one court explained: 

At the core of each state’s law are two fundamental elements—the defendant received 

a benefit from the plaintiff and it would be inequitable for the defendant to retain 

that benefit without compensating the plaintiff. The focus of the inquiry is the same in 

each state. Application of another variation of the cause of action than that subscribed 

to by a state will not frustrate or infringe upon that state’s interests. In other words, 

regardless of which state’s unjust enrichment elements are applied, the result is the 

same. Thus, there is no real conflict surrounding the elements of the cause of action. 

Powers v. Lycoming Engines, 245 F.R.D. 226, 231 (E.D. Pa. 2007) (emphasis added), rev’d on 

other grounds, 2009 WL 826842, 328 Fed. Appx. 121 (3d Cir. 2009). These two elements are the 

same for all class members, regardless of their state of residence, as all paid a price premium to 

Defendant to purchase the Products—thus, all conferred a benefit on Defendant—and none 

received a Product without nonfunctional slack-fill, therefore rendering it inequitable for 

Defendant to retain the benefit. Thus, the same legal questions predominate for all class members’ 

unjust enrichment claims. 

There are no material differences among state laws regarding unjust enrichment. Plaintiff 

is aware of one case that found a material difference in that half the states “do not allow claims for 

unjust enrichment where the plaintiff has received the benefit of the bargain.” Andren v. Alere, 

Inc., 2017 WL 6509550, at *17 (S.D. Cal. Dec. 20, 2017). But that court did not explain the basis 

for its holding, and it was mistaken, because the “benefit of the bargain” test is no different from 

the determination in every state of whether it would be “inequitable for the defendant to retain [the 

amount received from plaintiff] without compensating the plaintiff.”15 See, e.g., Peterson v. Cellco 

P’ship, 164 Cal. App. 4th 1583, 1591 (2008) (“Rather, they received the benefit of their bargain, 

having obtained the bargained for insurance at the bargained for price.”); One Step Up, Ltd. v. 

Webster Bus. Credit Corp., 87 A.D.3d 1, 14 (N.Y. App. Div. 2011) (“Moreover, defendant was in 

no way unjustly enriched. It merely received what it was entitled to under the express contracts at 

issue, while plaintiff received the benefit of its bargain.”). The lack of any difference is especially 

evident here, as the essence of the claim by Plaintiff is that no purchaser got the bargained-for 

 

15 Instead, the Court merely relied upon a lengthy chart prepared by the Defendant, that also did 

not contain any discussion. See Case No. 16-cv-1255, Dkt. 100-2, pp. 95-122.
 

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product at the bargained-for price, because of the price premium. Cf. In re Anthem, Inc. Data 

Breach Litig., 162 F. Supp. 3d 953, 985 (N.D. Cal. 2016) (explaining that “benefit of the bargain” 

losses are the difference between the price you paid and the value of what you received) (citing 

Kwikset v. Superior Court, 51 Cal. 4th 310, 321-22 (2011)).16

There may be one difference among the laws in that seven states, including Florida, have 

limited the remedy of unjust enrichment to situations where the victim has no other remedy, but 

again, this difference does not matter. Courts in those states have barred unjust enrichment claims 

only where there is a contract between the parties that would give rise to claims for breach of 

contract.17

Here, there is no contract. Cf. Ham v. Hain Celestial Grp., Inc., 70 F. Supp. 3d 1188, 1195 

(N.D. Cal. 2014) (explaining that the absence of privity prevents a plaintiff from alleging breach 

of contract in a food labeling lawsuit). Moreover, if Plaintiff fails to prove the elements of his 

consumer protection claim he will have “no other remedy” and thus will be left only with his 

unjust enrichment claim. Likewise, if the Court concludes, based on the jury’s special verdict 

answers, that the elements for the consumer claim in a particular state have not been proven, then 

there is “no other remedy” for the class members in that state. 

B. Nationwide Settlement Classes Are Still Permitted After Hyundai. 

This Court may be concerned that 50-state settlement classes are no longer available under

the Ninth Circuit’s recent ruling in Hyundai. It need not have that concern. Hyundai did not bar 

 

16 Alternatively, if this Court chose to include “did not receive benefit of the bargain” as an 

independent element of the unjust enrichment claim, the Plaintiff would prove that element on 

behalf of class members in all states with such a requirement. 

17 See, e.g., In re Horizon Organic Milk Plus DHA Omega-3 Mktg. & Sales Practice Litig., 955 F. 

Supp. 2d 1311, 1338 (S.D. Fla. 2013) (holding that Florida plaintiffs may pursue claims for unjust 

enrichment and false advertising because there was not “an express contract between the parties 

that precludes recovery”); Metcap Sec. LLC v. Pearl Senior Care, Inc., 2009 WL 513756, at *6 

(Del. Ch. Feb. 27, 2009), aff'd sub nom. Metcap Sec. LLC v. Pearl Sr. Care, Inc., 977 A.2d 899 

(Del. 2009) (holding that in Delaware, “[b]ecause there is no contract. . .[plaintiff] does not have 

an adequate remedy at law”). See also Trustmark Ins. Co. v. Bank One, Arizona, NA, 202 Ariz. 

535, 542 (Ct. App. 2002), as corrected (June 19, 2002) (holding that the doctrine of unjust 

enrichment does not apply in Arizona where there is “a specific contract”). Accord Porter v. Hu, 

116 Haw. 42, 54 (Ct. App. 2007); Am. Towers Owners Ass'n, Inc. v. CCI Mech., Inc., 930 P.2d 

1182, 1193 (Utah 1996); Daugherty v. Sony Elecs., Inc., 2006 WL 197090, at *6 (Tenn. Ct. App. 

Jan. 26, 2006); Schroeder v. Buchholz, 622 N.W.2d 202, 207–08 (N.D. 2001). 
 

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nationwide settlement classes; and it reversed certification of the class there only because of 

myriad and profound factual and legal differences among class members that do not exist here. In 

Hyundai, the plaintiffs challenged allegedly fraudulent representations made by hundreds of 

independent new and used car dealers across the country, in connection with 76 different models 

of cars. 881 F.3d at 704. The evidence showed wide variations among the statements made by the 

dealers and among the true features of the car models. Prior to settlement, the district court denied 

Plaintiff’s class certification motion due to these differences. Id. at 695. Around the same time, 

numerous other class actions were filed around the country alleging similar misconduct under 

their own states’ laws. Id. at 697. In response, plaintiffs’ counsel in the California action, where 

certification had been denied, conspired with the defendant to settle out from under the plaintiffs 

and counsel from other states, by agreeing to a nationwide settlement class, under California law. 

Id. at 697-700. Although the plaintiffs and counsel from the other states objected, the district court 

certified the nationwide settlement class, without making any new findings about commonality or 

predominance, let alone why California law should apply to class members in all states when it 

had previously held that it could not even apply uniformly to class members in California. Id. at 

700. The objector plaintiffs from the other states appealed, and the Ninth Circuit reversed. 

Notably, Hyundai does not hold that a nationwide class can never be certified. Rather, as 

the Ninth Circuit explained, the district court must consider “whether the consumer-protection 

laws of the affected States vary in material ways.” Id. at 702 (internal citations omitted) (emphasis 

added). While the district court must undertake a choice of law analysis and look to whether 

“common questions outweigh individual questions,” id., the Ninth Circuit reconfirmed that when 

“[c]onfronted with a request for settlement-only class certification, a district court need not inquire 

whether the case, if tried, would present intractable management problems, for the proposal is that 

there be no trial.” Id. at 693 (quoting Amchem Prods., Inc. v. Windsor, 521 U.S. 591, 624, 117 

S.Ct. 2231, 138 L.Ed.2d 689 (1997)). 

This case presents none of the problems that led the Ninth Circuit to reject the approval of 

a nationwide settlement class in Hyundai. Here, unlike Hyundai, the Court did not rule on 

Plaintiff’s class certification motion let alone deny certification. Cf. id. at 696. And Plaintiff is not 
 

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seeking to apply California law to class members in all states, but to apply the law of each state to 

the residents of that state; which is possible because the laws are substantively identical, and to the 

extent there are differences, they are immaterial. Cf. id. at 692.20 

V. THE PROPOSED NOTICE IS ADEQUATE

The proposed notice plan and claim form comport with the procedural and substantive 

requirements of Rule 23. Under Rule 23, due process requires that class members receive notice of 

the settlement and an opportunity to be heard and participate in the litigation. See Fed. R. Civ. 

Proc., Rule 23(c)(2)(B); Phillips Petroleum Co. v. Shutts, 472 U.S. 797 (1985); Eisen v. Carlisle

and Jacquelin, 417 U.S. 156, 175-76 (1974) (“individual notice must be provided to those class 

members who are identifiable through reasonable effort”). The mechanics of the notice process are 

left to the discretion of the Court, subject only to the broad “reasonableness” standards imposed by 

due process. See 7A Wright & Miller, FEDERAL PRACTICE & PROCEDURE § 1786 (3d ed. 2008);

see also Rosenburg v. I.B.M., 2007 WL 128232 at *5 (N.D. Cal. 2007) (notice should inform class 

members of essential terms of settlement including claims procedure and their rights to accept, 

object or opt-out of settlement). 

Notice of the settlement is to be provided to the class as follows: (1) publication in the 

Soap Opera Digest; (2) publication in Life & Style; (3) publication in National Enquirer; (4) 52 

million combined impressions of online advertising; (5) a press release through a national wire 

service; and (6) a dedicated settlement website. See Schey Decl. Ex. A. In addition, the Settlement 

Website shall contain the Long Form Notice in both downloadable PDF format and HTML format 

with a clickable table of contents; answers to frequently asked questions; a Contact Information 

page that includes the address for the Claims Administrator and addresses and telephone numbers 

for Plaintiff’s Counsel and Defendant’s Counsel; the Agreement; the signed order of Preliminary 

Approval and the publicly filed motion papers and declarations in support thereof; a downloadable 

and online version of the Claim Form (in English and Spanish versions); a downloadable and 

online version of the form by which Settlement Class Members may exclude themselves from the 

Settlement Class; and (when they become available) the publicly filed motion for final approval 

and Plaintiff’s application for Attorneys’ Fees, Costs and an Incentive Award, with supporting 
 

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declarations. Id. As explained in the declaration from the claims administrator, this multicommunication method is the best notice practicable and is reasonably designed to reach the 

settlement class members. Id.; See, e.g., Simpao v. Gov’t of Guam, 369 Fed. Appx. 837, 838 (9th 

Cir. 2010) (notice plan was “best notice practicable” where direct notice was mailed to class

members and supplemented by published notice); In re Google Referrer Header Privacy Litig.,

2014 WL 1266091, *7 (N.D. Cal. Mar. 26, 2014) (where direct individual notice not practical,

“publication or something similar is sufficient to provide notice to the individuals that will be

bound by the judgment”); see also; In re Netflix Privacy Litig., 2012 WL 2598819, *5 (N.D. Cal.

July 5, 2012) (approving notice procedure that included emailing customers at last known email

address, publication in People Magazine, and advertising on Facebook.com).

The proposed notices inform class members about the proposed settlement; their right to

opt out or object; the need to file a claim; a summary of settlement benefits; the prospective

request for attorneys’ fees, costs, and incentives; and the fact that they will be bound by the

judgment if they do not opt out. The notices refer class members to the settlement website where

they can obtain the long-form notice, which provides more details about the case and the

settlement, the procedures for opting out or objecting, and methods to obtain additional

information. The settlement website will also contain a copy of the full settlement agreement and

will contain the fee application when filed. RJC Decl. Ex. 1 Exs. A, C, D, E. Settlement class 

members who seek benefits under the Settlement need to fill out a simple Claim Form online. 

They also have the option to print copies and mail the Claim Form to the Claim Administrator. 

The claim form requires them to certify under the penalty of perjury (1) their name and address 

and (2) basic information about the Products purchased. RJC Decl. Ex. 1 Ex. C. The claim form 

can be completed in a few minutes. Id.

VI. DATES FOR THE FINAL APPROVAL PROCESS 

Plaintiff requests that in connection with preliminary approval, this Court set a date for a

final approval hearing to consider the fairness of the Settlement and to hear any comments from

the Settlement Class Members, as well as dates for mailing and publishing Notice and deadlines

for objections and opting out of the settlement class. Plaintiff proposes the following schedule: 
 

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/// 

/// 

/// 

/// 

/// 

Deadline for Claim Administrator to cause notice to be 

published in Soap Opera Digest per the Notice Plan 

August 8, 2018 

issue

Deadline for Claim Administrator to cause notice to be 

published in Life & Style per the Notice Plan 

August 8, 2018 

issue

Deadline for Claim Administrator to cause notice to be 

published in National Enquirer per the Notice Plan 

August 13, 2018 

issue

Deadline for Claim Administrator to cause online notice to be 

published on internet sites per the Notice Plan

July 21, 2018 

issue

Deadline to file motion for attorneys’ fees, costs and incentive 

awards

September 6, 2018 

Deadline to file motion for final approval; response to 

objections

September 20, 2018 

Deadline for Claim Administrator to submit a declaration to 

the Court attesting to the number of impressions delivered and 

the number of click-throughs to the Settlement Website 

September 20, 2018 

Claim deadline September 20, 2018 

Opt-outs (date of online submission, or if mailed, date of 

receipt, not postmarking) 

September 20, 2018 

Objections, Requests to Appear (filing date, not postmarking) September 20, 2018 

Replies in support of final approval and motion for attorneys’ 

fees, costs and incentive awards; response to objections

October 4, 2018 

Deadline for Plaintiff/Claims Administrator to file list of 

optouts, objections, and supporting documentation with the 

Court

October 4, 2018 

Deadline for the Claim Administrator to provide a declaration 

to the Court regarding the number and dollar amount of claims 

received to date

October 4, 2018 

Final approval hearing October 18, 2018 
 

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MOTION FOR PRELIMINARY APPROVAL OF CLASS ACTION SETTLEMENT 

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Clarkson Law Firm, P.C. 

9255 Sunset Blvd., Suite 804 

Los Angeles, CA 90069

VII. CONCLUSION 

For the reasons stated above, Plaintiff respectfully requests that this Honorable Court 

GRANT preliminary approval of the proposed class action settlement. 

DATED: May 10, 2018 CLARKSON LAW FIRM, P.C. 

 /s/ Ryan J. Clarkson_________ 

 Ryan J. Clarkson, Esq. 

Shireen M. Clarkson, Esq. 

Bahar Sodaify, Esq. 

Counsel for Plaintiff