# C_2018154EN.01000101.xml

| 2.5.2018 | EN | Official Journal of the European Union | C 154/1 |
| --- | --- | --- | --- |

2.5.2018

EN

Official Journal of the European Union

C 154/1

---

Statement of revenue and expenditure of the European Securities and Markets Authority (ESMA) for the financial year 2017 — amending budget No 1

(2018/C 154/01)

REVENUE

REVENUE

| Title
  Chapter | Heading | Budget 2017 | Amending budget No 1 | New amount |
| --- | --- | --- | --- | --- |
| 1 | CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES |
| 1 0 | CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES | 16 938 947 | | 16 938 947 |
| | Title 1 — Total | 16 938 947 | | 16 938 947 |
| 2 | CONTRIBUTION FROM THE EUROPEAN UNION |
| 2 0 | CONTRIBUTION FROM THE EUROPEAN UNION | 11 019 552 | | 11 019 552 |
| | Title 2 — Total | 11 019 552 | | 11 019 552 |
| 3 | FEES PAID TO THE AUTHORITY |
| 3 0 | FEES PAID TO THE AUTHORITY | 11 799 281 | 32 500 | 11 831 781 |
| | Title 3 — Total | 11 799 281 | 32 500 | 11 831 781 |
| 4 | CONTRIBUTION FROM OBSERVERS |
| 4 0 | CONTRIBUTION FROM OBSERVERS | 481 220 | | 481 220 |
| | Title 4 — Total | 481 220 | | 481 220 |
| 6 | ADMINISTRATIVE OPERATIONS |
| 6 0 | ADMINISTRATIVE OPERATIONS | 300 000 | – 140 700 | 159 300 |
| | Title 6 — Total | 300 000 | – 140 700 | 159 300 |
| 7 | CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS |
| 7 0 | CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS | 1 645 919 | | 1 645 919 |
| | Title 7 — Total | 1 645 919 | | 1 645 919 |
| | GRAND TOTAL | 42 184 919 | – 108 200 | 42 076 719 |

Title

Chapter

Heading

Budget 2017

Amending budget No 1

New amount

1

1

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES

1 0

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES

16 938 947

16 938 947

Title 1 — Total

Title 1 — Total

16 938 947

16 938 947

16 938 947

16 938 947

2

2

CONTRIBUTION FROM THE EUROPEAN UNION

CONTRIBUTION FROM THE EUROPEAN UNION

2 0

CONTRIBUTION FROM THE EUROPEAN UNION

11 019 552

11 019 552

Title 2 — Total

Title 2 — Total

11 019 552

11 019 552

11 019 552

11 019 552

3

3

FEES PAID TO THE AUTHORITY

FEES PAID TO THE AUTHORITY

3 0

FEES PAID TO THE AUTHORITY

11 799 281

32 500

11 831 781

Title 3 — Total

Title 3 — Total

11 799 281

11 799 281

32 500

32 500

11 831 781

11 831 781

4

4

CONTRIBUTION FROM OBSERVERS

CONTRIBUTION FROM OBSERVERS

4 0

CONTRIBUTION FROM OBSERVERS

481 220

481 220

Title 4 — Total

Title 4 — Total

481 220

481 220

481 220

481 220

6

6

ADMINISTRATIVE OPERATIONS

ADMINISTRATIVE OPERATIONS

6 0

ADMINISTRATIVE OPERATIONS

300 000

– 140 700

159 300

Title 6 — Total

Title 6 — Total

300 000

300 000

– 140 700

– 140 700

159 300

159 300

7

7

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS

7 0

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS

1 645 919

1 645 919

Title 7 — Total

Title 7 — Total

1 645 919

1 645 919

1 645 919

1 645 919

GRAND TOTAL

GRAND TOTAL

42 184 919

42 184 919

– 108 200

– 108 200

42 076 719

42 076 719

EXPENDITURE

EXPENDITURE

| Title
  Chapter | Heading | Appropriations 2017 | Amending budget No 1 | New amount |
| --- | --- | --- | --- | --- |
| 1 | STAFF EXPENDITURE |
| 1 1 | STAFF IN ACTIVE EMPLOYMENT | 22 743 967 | 32 500 | 22 776 467 |
| 1 2 | EXPENDITURE RELATING TO STAFF MANAGEMENT AND RECRUITMENT | 300 000 | | 300 000 |
| 1 4 | SOCIAL-MEDICAL INFRASTRUCTURE | 535 000 | | 535 000 |
| 1 6 | TRAINING | 300 000 | | 300 000 |
| | Title 1 — Total | 23 878 967 | | 23 911 467 |
| 2 | INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE |
| 2 0 | RENTAL OF BUILDING AND ASSOCIATED COSTS | 5 976 000 | | 5 976 000 |
| 2 1 | INFORMATION AND COMMUNICATION TECHNOLOGY | 360 000 | | 360 000 |
| 2 3 | CURRENT ADMINISTRATIVE EXPENDITURE | 529 000 | | 529 000 |
| 2 7 | REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS | 5 000 | | 5 000 |
| | Title 2 — Total | 6 870 000 | | 6 870 000 |
| 3 | OPERATING EXPENDITURES |
| 3 1 | TRAINING FOR A COMMON SUPERVISORY CULTURE | 80 000 | | 80 000 |
| 3 2 | COLLECTION OF INFORMATION: IT PROJECTS | 7 310 000 | | 7 310 000 |
| 3 4 | LEGAL ADVICE | 50 000 | | 50 000 |
| 3 5 | ACCESS TO DATA FOR ECONOMIC RESEARCH | 475 000 | | 475 000 |
| 3 6 | MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES | 596 000 | | 596 000 |
| 3 7 | COMMUNICATION | 730 000 | – 140 700 | 589 300 |
| 3 8 | MEETING EXPENSES | 319 000 | | 319 000 |
| 3 9 | SERVICES ON OPERATIONAL MATTERS | 181 000 | | 181 000 |
| | Title 3 — Total | 9 741 000 | | 9 600 300 |
| 4 | DELEGATED TASKS |
| 4 0 | SINGLE INTERFACE TO TRADE REPOSITORIES | 200 000 | | 200 000 |
| 4 1 | INSTRUMENTS REFERENCE DATA | 1 494 952 | | 1 494 952 |
| | Title 4 — Total | 1 694 952 | | 1 694 952 |
| 9 | ITEMS OUTSIDE THE FORESEEN BUDGET LINES |
| 9 0 | ITEMS OUTSIDE THE FORESEEN BUDGET LINES | p.m. | | p.m. |
| | Title 9 — Total | p.m. | | p.m. |
| | GRAND TOTAL | 42 184 919 | – 108 200 | 42 076 719 |

Title

Chapter

Heading

Appropriations 2017

Amending budget No 1

New amount

1

1

STAFF EXPENDITURE

STAFF EXPENDITURE

1 1

STAFF IN ACTIVE EMPLOYMENT

22 743 967

32 500

22 776 467

1 2

EXPENDITURE RELATING TO STAFF MANAGEMENT AND RECRUITMENT

300 000

300 000

1 4

SOCIAL-MEDICAL INFRASTRUCTURE

535 000

535 000

1 6

TRAINING

300 000

300 000

Title 1 — Total

Title 1 — Total

23 878 967

23 878 967

23 911 467

23 911 467

2

2

INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE

INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE

2 0

RENTAL OF BUILDING AND ASSOCIATED COSTS

5 976 000

5 976 000

2 1

INFORMATION AND COMMUNICATION TECHNOLOGY

360 000

360 000

2 3

CURRENT ADMINISTRATIVE EXPENDITURE

529 000

529 000

2 7

REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS

5 000

5 000

Title 2 — Total

Title 2 — Total

6 870 000

6 870 000

6 870 000

6 870 000

3

3

OPERATING EXPENDITURES

OPERATING EXPENDITURES

3 1

TRAINING FOR A COMMON SUPERVISORY CULTURE

80 000

80 000

3 2

COLLECTION OF INFORMATION: IT PROJECTS

7 310 000

7 310 000

3 4

LEGAL ADVICE

50 000

50 000

3 5

ACCESS TO DATA FOR ECONOMIC RESEARCH

475 000

475 000

3 6

MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES

596 000

596 000

3 7

COMMUNICATION

730 000

– 140 700

589 300

3 8

MEETING EXPENSES

319 000

319 000

3 9

SERVICES ON OPERATIONAL MATTERS

181 000

181 000

Title 3 — Total

Title 3 — Total

9 741 000

9 741 000

9 600 300

9 600 300

4

4

DELEGATED TASKS

DELEGATED TASKS

4 0

SINGLE INTERFACE TO TRADE REPOSITORIES

200 000

200 000

4 1

INSTRUMENTS REFERENCE DATA

1 494 952

1 494 952

Title 4 — Total

Title 4 — Total

1 694 952

1 694 952

1 694 952

1 694 952

9

9

ITEMS OUTSIDE THE FORESEEN BUDGET LINES

ITEMS OUTSIDE THE FORESEEN BUDGET LINES

9 0

ITEMS OUTSIDE THE FORESEEN BUDGET LINES

p.m.

p.m.

Title 9 — Total

Title 9 — Total

p.m.

p.m.

p.m.

p.m.

GRAND TOTAL

GRAND TOTAL

42 184 919

42 184 919

– 108 200

42 076 719

42 076 719

---