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 DEFENDANT CISCO SYSTEMS INC.’S NOTICE PURSUANT TO 35 U.S.C. § 282(C) 

CASE NO. 5:17-CV-00072-BLF-SVK 

DUANE MORRIS LLP 

D. Stuart Bartow (CA SBN 233107) 

dsbartow@duanemorris.com 

Nicole E. Grigg (CA SBN 307733) 

negrigg@duanemorris.com 

2475 Hanover Street 

Palo Alto, CA 94304-1194 

Telephone: +1 650 847 4146 

Fax: +1 650 523 4780 

Telephone: 415.957.3000 

Facsimile: 415.957.3001 

DUANE MORRIS LLP 

Joseph A. Powers (PA SBN 84590) 

Admitted Pro Hac Vice 

japowers@duanemorris.com 

Jarrad M. Gunther (PA SBN 207038) 

Admitted Pro Hac Vice 

jmgunther@duanemorris.com 

30 South 17th Street 

Philadelphia, PA 19103 

Telephone: 215.979.1000 

Facsimile: 215.979.1020 

Attorneys for Defendant 

CISCO SYSTEMS, INC. 

DUANE MORRIS LLP 

L. Norwood Jameson (GA SBN 003970) 

Admitted Pro Hac Vice

wjameson@duanemorris.com 

Matthew C. Gaudet (GA SBN 287789) 

Admitted Pro Hac Vice

mcgaudet@duanemorris.com 

David C. Dotson (GA SBN 138040) 

Admitted Pro Hac Vice 

dcdotson@duanemorris.com 

John R. Gibson (GA SBN 454507) 

Admitted Pro Hac Vice

jrgibson@duanemorris.com 

Jennifer H. Forte (GA SBN 940650) 

Admitted Pro Hac Vice

jhforte@duanemorris.com 

1075 Peachtree NE, Suite 2000 

Atlanta, GA 30309 

Telephone: 404.253.6900 

Facsimile: 404.253.6901 

UNITED STATES DISTRICT COURT 

NORTHERN DISTRICT OF CALIFORNIA 

SAN JOSE DIVISION 

FINJAN, INC., a Delaware Corporation, 

Plaintiff, 

v. 

CISCO SYSTEMS, INC., a California 

Corporation, 

Defendant. 

 

Case No.: 5:17-cv-00072-BLF-SVK

DEFENDANT CISCO SYSTEMS, 

INC.’S NOTICE PURSUANT TO 

35 U.S.C. § 282(C) 

Case 5:17-cv-00072-BLF Document 584 Filed 04/28/20 Page 1 of 9
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1 

DEFENDANT CISCO SYSTEMS INC.’S NOTICE PURSUANT TO 35 U.S.C. § 282(C) 

CASE NO. 5:17-CV-00072-BLF-SVK 

Pursuant to 35 U.S.C. § 282, Cisco Systems, Inc. (“Cisco”) hereby identifies certain 

publications, documents, and patents to be relied upon as showing, inter alia, either anticipation or 

obviousness or the state of the art relating to the patents-in-suit. Cisco also hereby provides to Plaintiff 

a list of names of persons who may be relied upon as either a prior inventor, as having prior knowledge 

of the claimed inventions, and/or as having knowledge of prior use or offers for sale of the claimed 

inventions. 

Cisco affirmatively states that it has already provided notice to Plaintiff of the identity of 

certain publications, patents, and persons within the ambit of § 282, through the pleadings and 

correspondence in this case, more particularly, through Cisco’s expert witness reports and testimony, 

and Cisco’s prior responses to discovery requests including deposition transcripts of witnesses and 

responses to interrogatories including specifically the interrogatory responses identifying contentions 

for invalidity and all documents, patents, publications, and other materials identified and cited therein. 

Cisco expressly incorporates herein by reference all of the publications, patents, and 

specification of persons within the ambit of § 282 previously cited in these reports, pleadings, 

discovery responses, deposition transcripts (including all exhibits thereto), correspondences, and 

pretrial documents. To the extent not included in the previously identified materials, Sections I, II, 

and V, infra, contain a list of additional documents for which Cisco gives notice. The listing of 

identified publications and patents is provided pursuant to the statutory provisions of 35 U.S.C. § 

282. Listing the publications and patents, however, should not be construed as a representation that 

Cisco will use every one of the references in its presentation of evidence at trial. No implications 

therefore should be taken that reliance upon all of these materials is necessary to Cisco’s defenses. 

Cisco also reserves the right to amend and/or supplement this notice, at least thirty days before trial, 

if commencement of the trial in this matter is changed from its currently scheduled date of June 1, 

2020. 

I. PATENTS AND PATENT PUBLICATIONS 

Country / Number Patentee / Applicant Date 

U.S. Patent Application Publication 

No. 2005/0108562 

Khazan et al. June 18, 2003 

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DEFENDANT CISCO SYSTEMS INC.’S NOTICE PURSUANT TO 35 U.S.C. § 282(C) 

CASE NO. 5:17-CV-00072-BLF-SVK 

U.S. Patent No. 7,487,540 Shipp January 19, 2004 

U.S. Patent No. 5,892,904 Atkinson December 6, 1996 

U.S. Patent No. 5,983,348 Ji et al. September 10, 1997 

U.S. Patent No. 5,815,709 Waldo et al. April 23, 1996 

U.S. Patent No. 5,623,600 Ji et al. September 26, 1995 

II. OTHER PUBLICATIONS 

Title Author Date Pages 

“Mobile Code Security by Java 

Bytecode Instrumentation” 

Chander et al. June 2001 27-40 

“Design and Implementation of a 

Distributed Virtual Machine for 

Networked Computers” 

Sirer et al. December 1999 202-216 

“Safe Web Surfing with the 

Internet Component Download 

Service” 

Kirtland June 12, 1996 All 

“Heuristic Scanners: Artificial 

Intelligence?” 

Zwienenberg September 1995 203-210 

“Dynamic Detection and 

Classification of Computer 

Viruses Using General Behaviour 

Patterns” (“Swimmer”) 

Swimmer et al. September 1995 75-88 

“A Testbed for Malicious Code 

Detection: A Synthesis of Static 

and Dynamic Analysis 

Techniques” 

Crawford et al. May 1991 17-1 – 17-23 

“Trust Management and ProofCarrying Code in Secure MobileCode Applications” 

(“Feigenbaum”) 

Feigenbaum et al. March 1997 1-8 

ThunderBYTE Anti-Virus 

Utilities User Manual (©1996) 

EsaSS B.V. (The 

Netherlands) 

February 1996 All 

III. SYSTEM ART 

Item

ThunderBYTE Anti-Virus Utilities v. 7.0 (“ThunderBYTE”) 

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DEFENDANT CISCO SYSTEMS INC.’S NOTICE PURSUANT TO 35 U.S.C. § 282(C) 

CASE NO. 5:17-CV-00072-BLF-SVK 

IV. PERSONS HAVING KNOWLEDGE 

Name Contact Information 

Shlomo Touboul Reachable through Finjan’s counsel 

Nachshon Gal Reachable through Finjan’s counsel 

Yigal Mordechai Edery Reachable through Finjan’s counsel 

Nimrod Itzhak Vered Reachable through Finjan’s counsel 

David R. Kroll Reachable through Finjan’s counsel 

David Gruzman Reachable through Finjan’s counsel 

Yuval Ben-Itzhak Reachable through Finjan’s counsel 

Dr. Kevin Almeroth Reachable through Cisco’s counsel 

Dr. Patrick McDaniel Reachable through Cisco’s counsel 

Dr. Atul Prakash Reachable through Cisco’s counsel 

Sylvia Hall-Ellis Reachable through Cisco’s counsel 

Dr. Harry Bims Reachable through Finjan’s counsel 

Dr. Trent Jaeger Reachable through Finjan’s counsel 

Dr. Alessandro Orso Reachable through Finjan’s counsel 

Dr. Eric Cole Reachable through Finjan’s counsel 

Dr. Michael Mitzenmacher Reachable through Finjan’s counsel 

Dr. Nenad Medvidovic Reachable through Finjan’s counsel 

Furthermore, the named inventors of each of the prior art patents and patent publications and 

the authors of the prior art publications are also persons having knowledge and/or are prior inventors. 

V. BACKGROUND ITEMS AND/OR OTHER INFORMATION 

In addition to the teachings and knowledge demonstrated in the above identified documents 

and system, Cisco provides notice of the following background items and/or other information to be 

relied upon in explaining the state of the art, the level of ordinary skill in the art, background of the 

technology at issue, terms or components in a reference above, motivation to combine, and the 

prosecution history of the patents-in-suit. 

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DEFENDANT CISCO SYSTEMS INC.’S NOTICE PURSUANT TO 35 U.S.C. § 282(C) 

CASE NO. 5:17-CV-00072-BLF-SVK 

A. PATENTS AND PATENT PUBLICATIONS 

Country / Number Patentee / Applicant Date 

U.S. Patent No. 5,440,723 Arnold et al. January 19, 1993 

U.S. Patent No. 5,452,442 Kephart April 14, 1995 

U.S. Patent No. 5,202,982 Gramlich et al. April 13, 1993 

U.S. Patent No. 6,157,721 Shear et al. August 12, 1996 

U.S. Patent No. 6,128,774 Necula et al. October 28, 1997 

U.S. Patent No. 6,253,370 Abadi et al. December 1, 1997 

U.S. Patent No. 8,244,910 Davis July 14, 2004 

U.S. Patent No. 6,272,641 Ji August 7, 2001 

U.S. Patent Application Publication 

No. 2007/0113282 A1 

Ross November 17, 2005 

U.S. Patent No. 6,088,803 Tso et al. July 11, 2000 

U.S. Patent No. 5,974,549 Golan October 26, 1999 

U.S. 2001/00058898 Albrecht June 2001 

U.S. Patent No. 5,983,348 Ji et al. September 10, 1997 

U.S. Patent No. 6,058,482 Liu May 22, 1998 

U.S. Patent No. 6,367,012 Atkinson December 6, 1996 

U.S. Patent No. 5,623,600 Ji et al. September 26, 1995 

PCT Published Application WO 

98/31124 

Hanson July 1998 

U.S. Patent No. 6,577,920 Hypponen October 2, 1998 

PCT Published Application WO 

98/21683 

Touboul May 22, 1998 

US Patent No. 7,076,650 Sonnenberg December 24, 1999 

U.S. Patent No. 5,313,616 Cline May 17, 1994 

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DEFENDANT CISCO SYSTEMS INC.’S NOTICE PURSUANT TO 35 U.S.C. § 282(C) 

CASE NO. 5:17-CV-00072-BLF-SVK 

B. OTHER PUBLICATIONS 

Title Author Date Pages 

“Presenting Java: An Introduction to 

Java and HotJava” 

December 1996 22, 24, 26, 27, 

29, 31, 36, 38,-

41, 45, 52, 53, 

55, 78, 99-101, 

122, 123, 150, 

160 

“HTML: The Definitive Guide” Musciano et al. 1996 xvi, xix, 3, 5-7, 

9 

“Rx PC – The Anti-Virus Handbook” Endrijonas 1993 All 

ThunderBYTE Anti-Virus Utilities 

User Manual (©1995) 

EsaSS B.V. (The 

Netherlands) 

1995 All 

“Combating Viruses Heuristically” Veldman September 1993 67-76 

“Towards a Testbed for Malicious 

Code Detection” 

Lo et al. Feb.-Mar. 1991 160-166 

“Computer Viruses and Artificial 

Intelligence” 

Stang September 1995 235-257 

“Scanners of the Year 2000 Gryaznov September 1995 225-234 

“Biologically Inspired Defenses 

Against Computer Viruses” 

Kephart et al. August 1995 985-995 

“Automated Assistance for Detecting 

Malicious Code” 

Crawford et al. June 1993 1-12 

“Static Analysis Virus Detection 

Tools for UNIX System” 

Kerchen et al. October 1990 350-365 

“MCF: a malicious code filter” Lo et al. 1995 541-558 

“An Intrusion Detection Model” Denning 1987 

“Java -- Threat or Menace” Bellovin October 1996 845 

“Hypertext Transfer Protocol – 

HTTP/1.0” 

Berners-Lee et l. May 1996 All 

“Webware: Nightmare or Dream 

Come True?” 

Neumann October 1996 844 

“Untrusted Applications Need 

Trusted Operation System” 

Karger October 1996 847-848 

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DEFENDANT CISCO SYSTEMS INC.’S NOTICE PURSUANT TO 35 U.S.C. § 282(C) 

CASE NO. 5:17-CV-00072-BLF-SVK 

Title Author Date Pages 

“Using Content-Derived Names for 

Caching and Software Distribution” 

Miller et al. 1997 All 

“Applied Cryptography” Schneier 1996 429, 461, 483, 

435, 436, 441 

“An Introduction to Database 

Systems” 

Date August 1995 2-50 

“Modern Database Management” McFadden et al. 1994 139 

“Fundamentals of Database Systems” Elmasri et al. 1989 4, 30-33, 543-

564 

Compuserve, ThunderBYTE Team 

Up To Conquer Windows 95 Virus 

PR Newswire 

Association, Inc. 

February 8, 1996 All 

Virus Bulletin Virus Bulletin May 1996 21-23 

Virus Bulletin Virus Bulletin September 1994 8, 16 

ThunderBYTE Anti-Virus Utilities 

Webpage 

EsaSS B.V. (The 

Netherlands) 

December 1996 All 

ThunderBYTE Anti-Virus Utilities 

Press-Release Webpage 

EsaSS B.V. (The 

Netherlands) 

December 1996 All 

“ActiveX and Java: The Next Virus 

Carriers?” 

Trend Micro March 1997 All 

“ChakraVyuha (CV): A Sandbox 

Operating System Environment for 

Controlled Execution of Alien Code” 

Dan et al. February 1997 1-21 

“Blueprint for a Computer Immune 

System” 

Kephart et al. October 1997 159-173 

“Integralis E-mail scanner gains Web 

component” 

McNamara March 3, 1997 All 

“Trend Micro’s Anti-Virus Suite 

Unveiled – Combats Epidemic of 

Internet and E-mail-Borne Viruses” 

Trend Micro April 9, 1996 All 

“Integralis announces MIMEsweeper 

for NT Version 2.1 with Microsoft 

Mail support; Protects e-mail users 

against viruses and macro bombs 

originating from internal and Internet 

e-email 

Business Wire February 20, 

1996 

All 

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DEFENDANT CISCO SYSTEMS INC.’S NOTICE PURSUANT TO 35 U.S.C. § 282(C) 

CASE NO. 5:17-CV-00072-BLF-SVK 

Title Author Date Pages 

Integralis MIMEsweeper Scans 

Internet Mail for Viri, Nasties 

CBR Staff Writer July 1995 All 

Integralis Lauches the Internet’s First 

Anti-Virus Protection System 

M2 

Communications 

Ltd. 

June 30, 1995 All 

“Trend Micro’s InterScan VirusWall 

beats McAfee to win Editor’s Choice 

Award from PC Magazine 

Trend Micro March 26, 1997 All 

“Identifying and Controlling 

Undesirable Program Behaviors” 

King October 1991 283-293 

https://www.w3.org/TR/RECPICSservices-961031 Krauskopf et al. October 1996 All 

“JavaScript 2.0: Evolving a Language 

for Evolving Systems” 

Horwat 2001 1-15 

“Java Bytecode Modification and 

Applet Security”, Stanford 

University, Computer Science 

Department 

Shin 1998 All 

“Blocking Java Applets at the 

Firewall”, IEEE Computer Society 

Proceedings of the 1997 Symposium 

on Network and Distributed Systems 

Security Washington, DC 

Martin 1997 All 

“Protection Wrappers: A Simple and 

Portable Sandbox for Untrusted 

Applications,” Proceedings on the 8th 

ACM SIGOPS European Workshop 

on Support for Composing 

Distributed Applications 

Jensen 1998 104-110 

“Anatomy of a Commercial-Grade 

Immune System”, International Virus 

Bulletin Conference, Vancouver, 

Canada 

White et al. September 1999 All 

A Sense of Self for Unix Processes, 

Proc. 1996 IEEE Symposium on Sec. 

& Privacy 120 

Forrest et al. 1996 120-128 

ThunderBYTE website order page ThunderBYTE October 1996 All 

Proof-Carrying Code Necula et al. September 1996 All 

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DEFENDANT CISCO SYSTEMS INC.’S NOTICE PURSUANT TO 35 U.S.C. § 282(C) 

CASE NO. 5:17-CV-00072-BLF-SVK 

C. SYSTEMS 

Item

ThunderBYTE Anti-Virus Utilities v. 7.06 (“ThunderBYTE 7.06”) 

Dated: April 28, 2020 Respectfully submitted, 

/s/ Alice E. Snedeker 

Nicole E. Grigg 

D. Stuart Bartow 

DUANE MORRIS LLP 

2475 Hanover Street 

Palo Alto, CA 94304-1194 

Email: negrigg@duanemorris.com 

Email: dsbartow@duanemorris.com 

Telephone: 650.847.4146 

Facsimile: 650.847.4151 

L. Norwood Jameson (admitted pro hac vice) 

Email: wjameson@duanemorris.com 

Matthew C. Gaudet (admitted pro hac vice) 

Email: mcgaudet@duanemorris.com 

John R. Gibson (admitted pro hac vice) 

Email: jrgibson@duanemorris.com 

David C. Dotson (admitted pro hac vice) 

Email: dcdotson@duanemorris.com 

Jennifer H. Forte (admitted pro hac vice) 

Email: jhforte@duanemorris.com 

Alice E. Snedeker 

Email: aesnedeker@duanemorris.com 

1075 Peachtree Street, Ste. 2000 

Atlanta, GA 30309 

Telephone: 404.253.6900 

Facsimile: 404.253.6901 

Joseph A. Powers (admitted pro hac vice) 

Email: japowers@duanemorris.com 

Jarrad M. Gunther (admitted pro hac vice) 

jmgunther@duanemorris.com 

30 South 17th Street 

Philadelphia, PA 19103 

Telephone: 215.979.1000 

Facsimile: 215.979.1020 

Attorneys for Defendant 

CISCO SYSTEMS, INC. 

Case 5:17-cv-00072-BLF Document 584 Filed 04/28/20 Page 9 of 9