# C_2018108EN.01016201.xml

| 22.3.2018 | EN | Official Journal of the European Union | C 108/162 |
| --- | --- | --- | --- |

22.3.2018

EN

Official Journal of the European Union

C 108/162

---

Statement of revenue and expenditure of the European Securities and Markets Authority (ESMA) for the financial year 2018

(2018/C 108/32)

REVENUE

REVENUE

| Title
  Chapter | Heading | Financial year 2018 | Financial year 2017 | Financial year 2016 |
| --- | --- | --- | --- | --- |
| 1 | CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES |
| 1 0 | CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES | 18 425 189 | 16 938 947 | 15 733 282 ,— |
| | Title 1 — Total | 18 425 189 | 16 938 947 | 15 733 282 ,— |
| 2 | CONTRIBUTION FROM THE EUROPEAN UNION |
| 2 0 | CONTRIBUTION FROM THE EUROPEAN UNION | 11 768 296 | 11 019 552 | 10 203 000 ,— |
| | Title 2 — Total | 11 768 296 | 11 019 552 | 10 203 000 ,— |
| 3 | FEES PAID TO THE AUTHORITY |
| 3 0 | FEES PAID TO THE AUTHORITY | 11 634 458 | 11 831 781 | 10 550 293 ,— |
| | Title 3 — Total | 11 634 458 | 11 831 781 | 10 550 293 ,— |
| 4 | CONTRIBUTION FROM OBSERVERS |
| 4 0 | CONTRIBUTION FROM OBSERVERS | 523 443 | 481 220 | 446 968 ,— |
| | Title 4 — Total | 523 443 | 481 220 | 446 968 ,— |
| 6 | ADMINISTRATIVE OPERATIONS |
| 6 0 | ADMINISTRATIVE OPERATIONS | 0 ,— | 159 300 | 3 364 ,— |
| | Title 6 — Total | 0 ,— | 159 300 | 3 364 ,— |
| 7 | CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS |
| 7 0 | CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS | 2 129 803 | 1 645 919 | 2 461 199 ,— |
| | Title 7 — Total | 2 129 803 | 1 645 919 | 2 461 199 ,— |
| | GRAND TOTAL | 44 481 189 | 42 076 719 | 39 398 106 ,— |

Title

Chapter

Heading

Financial year 2018

Financial year 2017

Financial year 2016

1

1

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES

1 0

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES

18 425 189

16 938 947

15 733 282 ,—

Title 1 — Total

Title 1 — Total

18 425 189

18 425 189

16 938 947

16 938 947

15 733 282 ,—

15 733 282 ,—

2

2

CONTRIBUTION FROM THE EUROPEAN UNION

CONTRIBUTION FROM THE EUROPEAN UNION

2 0

CONTRIBUTION FROM THE EUROPEAN UNION

11 768 296

11 019 552

10 203 000 ,—

Title 2 — Total

Title 2 — Total

11 768 296

11 768 296

11 019 552

11 019 552

10 203 000 ,—

10 203 000 ,—

3

3

FEES PAID TO THE AUTHORITY

FEES PAID TO THE AUTHORITY

3 0

FEES PAID TO THE AUTHORITY

11 634 458

11 831 781

10 550 293 ,—

Title 3 — Total

Title 3 — Total

11 634 458

11 634 458

11 831 781

11 831 781

10 550 293 ,—

10 550 293 ,—

4

4

CONTRIBUTION FROM OBSERVERS

CONTRIBUTION FROM OBSERVERS

4 0

CONTRIBUTION FROM OBSERVERS

523 443

481 220

446 968 ,—

Title 4 — Total

Title 4 — Total

523 443

523 443

481 220

481 220

446 968 ,—

446 968 ,—

6

6

ADMINISTRATIVE OPERATIONS

ADMINISTRATIVE OPERATIONS

6 0

ADMINISTRATIVE OPERATIONS

0 ,—

159 300

3 364 ,—

Title 6 — Total

Title 6 — Total

0 ,—

0 ,—

159 300

159 300

3 364 ,—

3 364 ,—

7

7

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS

7 0

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS

2 129 803

1 645 919

2 461 199 ,—

Title 7 — Total

Title 7 — Total

2 129 803

2 129 803

1 645 919

1 645 919

2 461 199 ,—

2 461 199 ,—

GRAND TOTAL

GRAND TOTAL

44 481 189

44 481 189

42 076 719

42 076 719

39 398 106 ,—

39 398 106 ,—

EXPENDITURE

EXPENDITURE

| Title
  Chapter | Heading | Appropriations 2018 | Appropriations 2017 | Outturn 2016 |
| --- | --- | --- | --- | --- |
| 1 | STAFF EXPENDITURE |
| 1 1 | STAFF IN ACTIVE EMPLOYMENT | 24 920 189 | 22 396 215 | 20 230 900 ,— |
| 1 2 | EXPENDITURE RELATING TO STAFF MANAGEMENT AND RECRUITMENT | 300 000 | 285 030 | 283 867 ,— |
| 1 4 | SOCIAL-MEDICAL INFRASTRUCTURE | 530 000 | 496 036 | 362 840 ,— |
| 1 6 | TRAINING | 300 000 | 312 294 | 339 073 ,— |
| | Title 1 — Total | 26 050 189 | 23 489 575 | 21 216 680 ,— |
| 2 | INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE |
| 2 0 | RENTAL OF BUILDING AND ASSOCIATED COSTS | 5 375 000 | 5 951 194 | 4 785 100 ,— |
| 2 1 | INFORMATION AND COMMUNICATION TECHNOLOGY | 300 000 | 333 740 | 1 978 308 ,— |
| 2 3 | CURRENT ADMINISTRATIVE EXPENDITURE | 850 000 | 491 557 | 767 099 ,— |
| 2 7 | REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS | 5 000 | 5 000 | 10 518 ,— |
| | Title 2 — Total | 6 530 000 | 6 781 491 | 7 541 025 ,— |
| 3 | OPERATING EXPENDITURES |
| 3 1 | TRAINING FOR A COMMON SUPERVISORY CULTURE | 50 000 | 78 765 | 87 053 ,— |
| 3 2 | COLLECTION OF INFORMATION: IT PROJECTS | 7 525 000 | 7 686 443 | 5 411 615 ,— |
| 3 4 | LEGAL ADVICE | 100 000 | 49 457 | 81 780 ,— |
| 3 5 | ACCESS TO DATA FOR ECONOMIC RESEARCH | 350 000 | 457 858 | 464 120 ,— |
| 3 6 | MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES | 600 000 | 560 000 | 706 400 ,— |
| 3 7 | COMMUNICATION | 346 000 | 760 701 | 673 118 ,— |
| 3 8 | MEETING EXPENSES | 315 000 | 340 073 | 308 543 ,— |
| 3 9 | SERVICES ON OPERATIONAL MATTERS | 200 000 | 167 228 | 282 500 ,— |
| | Title 3 — Total | 9 486 000 | 10 100 525 | 8 015 129 ,— |
| 4 | DELEGATED TASKS |
| 4 0 | SINGLE INTERFACE TO TRADE REPOSITORIES | 625 000 | 200 000 | 300 000 ,— |
| 4 1 | INSTRUMENTS REFERENCE DATA | 1 790 000 | 1 494 952 | 2 315 647 ,— |
| | Title 4 — Total | 2 415 000 | 1 694 952 | 2 615 647 ,— |
| 9 | ITEMS OUTSIDE THE FORESEEN BUDGET LINES |
| 9 0 | ITEMS OUTSIDE THE FORESEEN BUDGET LINES | p.m. | p.m. | 0 ,— |
| | Title 9 — Total | p.m. | p.m. | 0 ,— |
| | GRAND TOTAL | 44 481 189 | 42 066 543 | 39 388 481 ,— |

Title

Chapter

Heading

Appropriations 2018

Appropriations 2017

Outturn 2016

1

1

STAFF EXPENDITURE

STAFF EXPENDITURE

1 1

STAFF IN ACTIVE EMPLOYMENT

24 920 189

22 396 215

20 230 900 ,—

1 2

EXPENDITURE RELATING TO STAFF MANAGEMENT AND RECRUITMENT

300 000

285 030

283 867 ,—

1 4

SOCIAL-MEDICAL INFRASTRUCTURE

530 000

496 036

362 840 ,—

1 6

TRAINING

300 000

312 294

339 073 ,—

Title 1 — Total

Title 1 — Total

26 050 189

26 050 189

23 489 575

23 489 575

21 216 680 ,—

21 216 680 ,—

2

2

INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE

INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE

2 0

RENTAL OF BUILDING AND ASSOCIATED COSTS

5 375 000

5 951 194

4 785 100 ,—

2 1

INFORMATION AND COMMUNICATION TECHNOLOGY

300 000

333 740

1 978 308 ,—

2 3

CURRENT ADMINISTRATIVE EXPENDITURE

850 000

491 557

767 099 ,—

2 7

REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS

5 000

5 000

10 518 ,—

Title 2 — Total

Title 2 — Total

6 530 000

6 530 000

6 781 491

6 781 491

7 541 025 ,—

7 541 025 ,—

3

3

OPERATING EXPENDITURES

OPERATING EXPENDITURES

3 1

TRAINING FOR A COMMON SUPERVISORY CULTURE

50 000

78 765

87 053 ,—

3 2

COLLECTION OF INFORMATION: IT PROJECTS

7 525 000

7 686 443

5 411 615 ,—

3 4

LEGAL ADVICE

100 000

49 457

81 780 ,—

3 5

ACCESS TO DATA FOR ECONOMIC RESEARCH

350 000

457 858

464 120 ,—

3 6

MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES

600 000

560 000

706 400 ,—

3 7

COMMUNICATION

346 000

760 701

673 118 ,—

3 8

MEETING EXPENSES

315 000

340 073

308 543 ,—

3 9

SERVICES ON OPERATIONAL MATTERS

200 000

167 228

282 500 ,—

Title 3 — Total

Title 3 — Total

9 486 000

9 486 000

10 100 525

10 100 525

8 015 129 ,—

8 015 129 ,—

4

4

DELEGATED TASKS

DELEGATED TASKS

4 0

SINGLE INTERFACE TO TRADE REPOSITORIES

625 000

200 000

300 000 ,—

4 1

INSTRUMENTS REFERENCE DATA

1 790 000

1 494 952

2 315 647 ,—

Title 4 — Total

Title 4 — Total

2 415 000

2 415 000

1 694 952

1 694 952

2 615 647 ,—

2 615 647 ,—

9

9

ITEMS OUTSIDE THE FORESEEN BUDGET LINES

ITEMS OUTSIDE THE FORESEEN BUDGET LINES

9 0

ITEMS OUTSIDE THE FORESEEN BUDGET LINES

p.m.

p.m.

0 ,—

Title 9 — Total

Title 9 — Total

p.m.

p.m.

p.m.

p.m.

0 ,—

0 ,—

GRAND TOTAL

GRAND TOTAL

44 481 189

44 481 189

42 066 543

42 066 543

39 388 481 ,—

39 388 481 ,—

Establishment plan

Establishment plan

| Function group and grade | 2018 | 2017 | 2016 |
| --- | --- | --- | --- |
| Permanent posts | Temporary posts | Permanent posts | Temporary posts | Permanent posts | Temporary posts |
| AD 16 | — | 1 | — | 1 | — | 1 |
| AD 15 | — | 1 | — | 1 | — | 1 |
| AD 14 | — | — | — | — | — | — |
| AD 13 | — | 2 | — | 2 | — | 2 |
| AD 12 | — | 6 | — | 5 | — | 4 |
| AD 11 | — | 9 | — | 8 | — | 7 |
| AD 10 | — | 14 | — | 13 | — | 10 |
| AD 9 | — | 28 | — | 26 | — | 22 |
| AD 8 | — | 28 | — | 28 | — | 29 |
| AD 7 | — | 26 | — | 26 | — | 24 |
| AD 6 | — | 14 | — | 14 | — | 17 |
| AD 5 | — | 15 | — | 13 | — | 10 |
| Total AD | — | 144 | — | 137 | — | 127 |
| AST 11 | — | — | — | — | — | — |
| AST 10 | — | — | — | — | — | — |
| AST 9 | — | — | — | — | — | — |
| AST 8 | — | 2 | — | 1 | — | — |
| AST 7 | — | 2 | — | 2 | — | 2 |
| AST 6 | — | 3 | — | 3 | — | 2 |
| AST 5 | — | 4 | — | 4 | — | 4 |
| AST 4 | — | 1 | — | 3 | — | 4 |
| AST 3 | — | — | — | — | — | 1 |
| AST 2 | — | — | — | — | — | — |
| AST 1 | — | — | — | — | — | — |
| Total AST | — | 12 | — | 13 | — | 13 |
| AST/SC6 | — | — | — | — | — | — |
| AST/SC5 | — | — | — | — | — | — |
| AST/SC4 | — | — | — | — | — | — |
| AST/SC3 | — | — | — | — | — | — |
| AST/SC2 | — | — | — | — | — | — |
| AST/ASC1 | — | — | — | — | — | — |
| Total AST/SC | — | — | — | — | — | — |
| Total | — | 156 | — | 150 | — | 140 |
| Grand Total | 156 | 150 | 140 |

Function group and grade

2018

2017

2016

Permanent posts

Temporary posts

Permanent posts

Temporary posts

Permanent posts

Temporary posts

AD 16

—

1

—

1

—

1

AD 15

—

1

—

1

—

1

AD 14

—

—

—

—

—

—

AD 13

—

2

—

2

—

2

AD 12

—

6

—

5

—

4

AD 11

—

9

—

8

—

7

AD 10

—

14

—

13

—

10

AD 9

—

28

—

26

—

22

AD 8

—

28

—

28

—

29

AD 7

—

26

—

26

—

24

AD 6

—

14

—

14

—

17

AD 5

—

15

—

13

—

10

Total AD

—

144

—

137

—

127

AST 11

—

—

—

—

—

—

AST 10

—

—

—

—

—

—

AST 9

—

—

—

—

—

—

AST 8

—

2

—

1

—

—

AST 7

—

2

—

2

—

2

AST 6

—

3

—

3

—

2

AST 5

—

4

—

4

—

4

AST 4

—

1

—

3

—

4

AST 3

—

—

—

—

—

1

AST 2

—

—

—

—

—

—

AST 1

—

—

—

—

—

—

Total AST

—

12

—

13

—

13

AST/SC6

—

—

—

—

—

—

AST/SC5

—

—

—

—

—

—

AST/SC4

—

—

—

—

—

—

AST/SC3

—

—

—

—

—

—

AST/SC2

—

—

—

—

—

—

AST/ASC1

—

—

—

—

—

—

Total AST/SC

—

—

—

—

—

—

Total

—

156

—

150

—

140

Grand Total

Grand Total

156

156

150

150

140

140

Estimate of number of contract staff (expressed in full-time equivalents) and seconded national experts

Estimate of number of contract staff (expressed in full-time equivalents) and seconded national experts

| Contract staff posts | 2018 |
| --- | --- |
| FG IV | 35 |
| FG III | 25 |
| FG II | — |
| FG I | — |
| Total FG | 60 |
| Seconded national experts posts | 24 |
| Total | 84 |

Contract staff posts

2018

FG IV

35

FG III

25

FG II

—

FG I

—

Total FG

60

Seconded national experts posts

24

Total

Total

84

84

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