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009589 0024\5540148. I STANDARDIZED FLTND ACCOLTNTING REPORT 3 : I 7-CV-00223 -RS

Elizabeth Berke-Dreyfuss (Bar No. I 14651)

WENDEL ROSEN LLP

1 1 1 1 Broadway, 24th Floor

Oakland, California 94607 -4036

Telephone: (5 10) 834-6600

Fax: (510) 834-1928

Email: edreyfuss@wendel.com

Attorneys for Susan L. Uecker, Receiver

TJNITED STATES DISTRICT COURT

NORTHERN DISTRICT OF CALIFORNIA

SAN FRANCISCO DIVISION

SECURITIES AND EXCHANGE Case No. 3 : 1 7-CV-00223-RS

COMMISSION,

Plaintiff,

VS.

SAN FRANCISCO REGIONAL CENTER, LLC;

THOMAS M. HENDERSON; CALIFORNIA

GOLD MEDAL, L.P.; CALLSOCKET, L.P.;

CALLSOCKET II, L.P.; CALLSOCKET III,

L.P.; COMPREHENSIVE CARE OF

OAKLAND, L.P.;NA3PL, L.P.; WEST

OAKLAND PLAZA, L.P.; CALLSOCKET,

LLC; CALLSOCKET II, LLC; CALLSOCKET

III, LLC; COMPREHENSIVE CARE OF

CALIFORNIA, LLC; IMMEDIA, LLC; ANd

NORTH AMERICA 3PL, LLC,

Defendants,

-andCALLSOCKET HOLDING COMPANY, LLC;

CALLSOCKET III HOLDING COMPANY,

LLC; BERKELEY HEALTHCARE

D\}IAMICS, LLC; CENTRAL CALIFORNIA

FARMS, LLC; ANd JL GATEWAY, LLC,

Relief Defendants.

STANDARDIZED FUND

ACCOUNTING REPORT FOR

CONSOLIDATED SEC VS. SFRC

RECEIVERSHIP ENTITIES FOR

REPORTING PERIOD:

APRrL L,2019 - JUNE 30,2019

Case 3:17-cv-00223-RS Document 655 Filed 07/30/19 Page 1 of 23
Line'l

STANDARDIZED FUND ACCOUNTING REPORT for Consolidated SEC vs. SFRC Receivership Entities-Cash Basis

Receivership Civil Court Case No, 3:17-cv-00223-RS

Period: 1 to June 30 2019

Beglnnlng Balance (As of April 1, 2019)

lncreases ln Fund Balance:

Line 2 Buginete lncoms

Llne 3

Llne 4

and Securities-Transfers and Turnover

2,884,419.25

1 ,124,045.30

32,736.32

0.00

818,224,27

4,859,425.14

0.00

. 74,894.06

5,011,499.16

51,410.73

177,5U.08

0.00 0.00

5

6

7

I

lnteresUDlvidend lncome

Businesa Asset Llquidation

Pergonal Aseet Liquldation

Litigation lncome

- Other

Total Funds Avallable (Llnes I - 8)

Decreases ln Fund Balance:

Dlsbursemonts to lnvestors/Refunde

Th i rd-P a dy Litig ati on Expenses

'l . Attorney Fees

2. Litigation Expenses

Tax Administrafor F€es and Bonds

and Stale Tax Payments

Disbursomentis for Dlstribution Expenses Paid by

I

10

10a

10b

10c

10d

10e

10f

1og

11

11a

uEements for Receiveruhip Operations

to Recoiver or Other Professionals

Assel Expenses

Assel Expenses

Accounting Exp€nses

the Fund

Distribution Plan Development Expenses:

1. Fees:

Fund Administrator,.............,...

lndependent Distribution Consultant (lDC). ,. ..

Dishibution Agent...

Consultanls.

Legal Advisers..

Tax Advls€rs.. . .

2. Administrative Expenses

3. Miscellaneous

Total PIan

Distribution Plan lmplemenlation Expenses:

1. Fees:

Fund Administrator... . .. . .. ...

tDc..,.....,....,.,.

Dlstrlbutlon Agent.., ,.. . .. ,,. .,

Consultants...,..

Legal Advisers..

Tax Advisers...,

2. Administrative Expenses

3. lnvestor ldentification:

Notice/Publishing Approvod Plan... , .. ... ... .,. ,

Claimant ldentification....,

Claims Processing......,...,,....,.

Web Site Maintenanc€/Call Center..,,..,...,

4. Fund Administrator Bond

5. Miscellaneous

6. Federal Account for lnvestor Restitution (FAIR)

Reporting Expenses

Tplgl P!-e!r. lfi plp.mertpliql Frp-ensgp. 

- Total Diaburgements for Distribution

Disbursements to CourUOtherl

lnvestment Expanses/Court Registry lnvestment

System (CR/S) Fees

Federal Tax Payments

Total DisbursementE/Transfere Between Entitieg

989

Line 1lb

Line 12

Line 12a

FUND ACCOUNTING

2,88r'.,419.25

1 ,124,045.30

32,736.32

0.00

818,224.27

5,609,425,14

74,894.06

5,011,499,16

51,410.73

177,584.08

0.00

-'d;a3fii53t

33,296,7,11.09

Line 12b

1,402,980.96 1,402,980.96

Case 3:17-cv-00223-RS Document 655 Filed 07/30/19 Page 2 of 23
14a

14b

14c

Cash & Cash Equivalents

lnvestments

Olher Assefs or Uncleared Funds

Total Ending Balance of Fund - Net Assets

26,217,620.17

26,217,620j7 26,217,620,17

@

SUPPLEMENTAL INFORMATION

Line 15

Repaft of ltems llOI Io Be Pald by tho Fund:

Dlsbursements for Plan Adminlgtration Expenses Not Paid by the Fund:

15a Plan DevelopmenlExpenses Not Paid bythe Fund:

1, Fees:

Fund Adminlstrator... ... ... ... .. . ...

tDc,

Distribution Agent.....,.....,..

Consullants., , ...

Legal Advisers..

Tax Advisers. ,. ..

2. Administrative Expenses

3. Miscellaneous

Total Plan

15b Plan lmplementation Exponses Not Paid by the Fund:

1. Fees:

Fund Administrator,.. ..... . ...... ., .

tDc...............,.

Distribution Agent..,...,,..,,,..,,....

Consullants... ,..

Legal Advisers,.

Tax Advisers. ,. .

2. Administrative Expenses

3. lnvestor ldentification:

Notic€/Publishing Approved Plan................

Claimant ldentification,....

Claims Processing,.....,..,........

Web Site Maintenance/Call Center... .., ... ..

4. Fund Administrator Bond

5, Miecellaneous

6. FAIR Reporting Expenses

Line 15c Tax Administrator Fees & Bonds Not Paid by the Fund

Total

t6

16a

16b

17

Disbursements to GourUOther Not Pald by the Fund

I nvestme nt Ex penses/CR/S Fees

Federal Tax Payments

Total Not Pald

DC & State Tax

Line 18

Line 18a

Line 18b

Line 19

Line 19a

Line 19b

# of Claims Received Since lnception of Fund....,.......,

No. of Claimants/lnvestors:

# of Claimants/lnyesfors Paid This Reporting Period.....

# of Claimants/lnyestors Paid Since lnception of Fund..

No. of Claime

t3

Total Fundr Dlsbursed (Lines I - lt)

Endlng Balance (As ofJune 30,2019):

5,315,388,03 5,315,388,03 6,718,368.99

26,217,620.17

26,217,620,17

# Item Amount Notes

lDisbursements to Receiver or Other Professionals 303,888.87 These are reflected in the SFRC report

Case 3:17-cv-00223-RS Document 655 Filed 07/30/19 Page 3 of 23
STANDARDIZEO FUND ACCOUNTING REPORT for Berkeley Healthcare Dynamics Receivership-Cash Basis

Receivership Civil Court Case No. 3:17-cv-00223-RS

Period 2019

FUND ACCOUNTING (See lnstructlons):

Roforonce

1

Line 11b

Line 10f

Lina 109

Llne 12

Line 12a

Llne 12h

Line 13

2

3

4

5

6

10

10a

10b

10c

10d

10e

I

Llne

11

11a

Llne 7

Llne I

Beglnnlng Balance (As of April 1, 2019)

lncreases ln Fund Balance:

Buslness lncome

and Securltles

lncome

Asset Llquldatlon

Psl15onal Asset Llquldatlon

Thlrd-Party Lltlgation lncome

Mlscellanoous - Other/Loan from SFRC

Total Funds Avallable (Llnes 1 - 8):

Decreases ln Fund Balance:

Disbursements to lnvestors

Dlsburcements for Recelverghlp Operatlons

Disbursements to Receiver or Other Professionals

Assel Expenses

Assef Expenses

lnvestment Expenses

Th ird-P arty Litig atio n E x pe n sa s

1. Attomey Fees

2. Lltlgation Expenses

Tota t llld- t glu LIiSglt _o. n EEpf.ltsg-s_ ... .,_ _

Tax Adminlstrator Fees and Bonds

Federal and Slate lax Payments

Dlebursementg for Distrlbution Expensea Paid by the Fund:

Distribution Plan Deve lo pmenf Exponsesj

1. Fees:

Fund Admin|s|rator.....................

lndep€ndent Dlstflbutlon Consultant (lDC)...... .,..,,

Distribution Agent..,... ... ...... ... .....

Consultants.......

Legal Advisers....

Tax Advisers.,. ...

2. Administrative Expenses

3. Miscellaneous

Distribution PIan lmplementation Expenses:

1. Fees:

Fund Administrator................................

tDc.,......,..,.........,.......

Distribution Agent....., ... .

Qonsultants.., .., ,

Legal Advisers,.. .

Tax Advlsers..,..,

2. Adminislrative Expenses

3. lnvestor ldentification:

Notico/Publlshlng Approved P|an......,.. ............ ...

Claimant ldentiticalion,.. ....

Claims Proc€ssing...,.,...,.,.,,......,

Web Sit6 Mainlenance/Call Center... ...,...... .........

4, Fund Administrator Bond

5. Miscellaneous

6, Federal Account for lnve$tor Restilution

(FAIR) Reporting Expenses

Is!9!?J9!.-npJ9n9!t!4!9r.ExLc0se-sTotal Disbursemonts for Dlstributlon

0.00

0.00

167,500.00

107,500.00

0.00

0.00

167,500.00

167,600.00 178,400.24

161,904.08 161,904.08

Paid the Fund

Disbureements to CourUOther:

Investment Expenses/Court Registry lnvestment

Sysfer? (CR/S) Fees

Fedenl Tax Payments

Total Dlsburgemenb to CourUOther:

Total Funds Dlsbureed (Llnes I - 1l)l

Ending Balance (As of Juno 30, 2019):

161,904.08 161,904.08 161,904,08

ne

Case 3:17-cv-00223-RS Document 655 Filed 07/30/19 Page 4 of 23
2

14a

14b

14c

Cash 8 Cash Equivalonts

lnvostments

Other Assets -Warehouse Prcpofty

Total Endlng Balance of Fund - Net A$otg

16,496.16 16,496,16

0.00

16,496.16

0.00

16,496.16

OTHER SUPPLEMENTAL IN

Repoft of ltems NOT To Be Pald by the Fund:

15 Disbursements for Plan Admlnlstratlon Exponsog

15a

15b

Plan Developmonl Exponses Not Paid by the Fund:

1, Fees:

Fund Administrator.....................

tDc..,..........,....

Distribution Agent.,,...,....,...

Consultants......

L€gal Advi$ers..

Tax Advlsers... ...

2. Administrative Expenses

3. Miscellaneous

Plan lmplementation Expenses Not Paid by the Fund:

1. Fees:

Fund Adminislrator..,..,.,.............

tDc,...,.....,...,...

Distribulion Agont...... ,.,... ... ,......

Not Pald by the

Pald

Consultanls......

Legal Advisers..

Tax Advisers......

2. Administrative Expenses

3. lnvestor ldentification:

Notice/Publishing Approv€d Plan.

Claimant ldentification.,............,

Claims Proc€ssinS....,............,..

Web Site Malntenance/Call Canter......,,....

4. Fund Administrator Bond

5. Miscellaneous

6. FAIR Reporting Expenses

Line 15c Tax Administrator Fees & Bonds Not Paid by the

Total

ne 16 Dlsbursements to CourUOther Not Pald by the Fund

I nve stm e nt Ex penseVOR/S Fees

Federal Tax Payments

16a

16b

17 & State Tax

Llne 18

Line 18a

Line 18b

Line 19

Llne 19a

Line 19b

No. of Glalms:

# of Claims Recelved This Repoding Period...........,...

# of Clalms Recelved Since lnception of Fund.............

No, of Glaimantsrlnveston:

# of Claimants/lnvestors Paid This Repofting Period.....

# of Claimants/lnvestors Paid Since lnaenlian of Fund.

1

2

# Item Amount

Miscellaneous - Other/Loan from SFRC 167,500.00 Courl-approved loan from SFRC

lo Berkeley Healthcare Dynamics

0.00 Purchasedln2012for$8,250,000:

in value over time.

Warehouse Property at 1700 - 20th St, Oakland CA

has

e1|4

Case 3:17-cv-00223-RS Document 655 Filed 07/30/19 Page 5 of 23
Current Assets

Checking - Boston Private Bank

Checking - EastWest Bank

Total Cunent Assets

Property and Equipment

Total Property and Equipment

Other Assets

Total Other Assets

Total Assets

Current Liabilities

Loan from SFRC, Per Order

Total Current Liabilities

Long-Term Liabilities

Total Long-Term Liabi lities

Total Liabilities

Capital

Beginning Equity

Net Income

Total Capital

Total Liabilities & Capital

Berkeley Healthcare Dynamics LLC

Susan L. Uecker, Receiver

Balance Sheet

June 30, 2019

ASSETS

14,071.25

2,424.91

t6,496.t6

0.00

0.00

$ t6,496.16

LIABILITIES AND CAPITAL

$ 542,500.00

542,500.00

0.00

542,500.00

(201,786.58)

(324,2t7.26)

(526,003.84)

$ 16,496.16

$

Unaudited - For Managoment Purposes Only

Case 3:17-cv-00223-RS Document 655 Filed 07/30/19 Page 6 of 23
Page: I

ReVenues

Total Revenues

Expenses

Bank Service Charges

Mortgage Expense - Prinolple

Mortgage Expense - Interost

Office Expense

Operating Expense

Property Management

Security Expense

Utilities Expense

Total Expenses

Net Income

Berkeley Healthcare Dynamics LLC

Susan L. Ueckgr, Reoeiver

Income Statement

For the Seoond Quarter 2019

Cunent Quarter

0.00

38.00

30,330.0p

65,665.29

1,749,98

580.00

9,000.00

49,644.00

4,896.81

161,904.08

$ (161,904.08)

$

For Management Purposes Only

Case 3:17-cv-00223-RS Document 655 Filed 07/30/19 Page 7 of 23
STANDARDIZED FUND ACCOUNTING REPORT for Cenhal Califomia Farms-Cash Basis

Receivershlp Civil Courl Case No. 3:17-cv-00223-RS

Period: 1 to June

Beglnnlng Balanco (As ot Aprll 1, 20191

lncleases ln Fund Balance:

Buslness lncome

Cash and Securltlee'Fundlng from SFRG

lntereeUDlvldend lncome

Buslnoss Assot Llquldatlon

Penronal Asset Llquldatlon

Thlrd-Party Lltlgatlon lncome

Ml3cell.noous - Other/Refunds

Total Funde Avallable (Llner I - 8):

Decrpases ln Fund Balance:

Dlsbursoments to lnvestore/Refundr

Dlsbursements lor Recelvellhlp Oporatlons

Oisbursorngnts to Receiver or Othar Professionals

Eus,noss Assel Exp€nses

Persona/ Assef Expenses

lnvestment Expenses

Th i rd-P a fty Litigafion Exp€nses

1, Attomey Fees

2. Lltigatlon Expanses

Tax Administrator Fees and Bonds

Federal snd State Tax Payments

Dlsburrements for Dlgtrlbutlon Expensss Pald by

Di slribution Pl an Development Fxpenses:

Fund:

1. Fees:

Fund Adminigtrstor............,

lndopondent Dietribution Consultant (lDC),.,,.....

Oistributlon Agont....,.....,.,...

Consultantg........

Legal Advisers.

Tax Advieor6,..,.

2. Administrative Expenses

3. Miscellaneous

Total

Line 1 1b Dlstibutlon Plan lmplementalion Expetsosj

F6os:

Fund Admini8trator.,...........,.,

tDc..,..............,.

Oistribution 49ont.,.,..,...,,,....

Consultants.,......

L6gal Advis6rb.., ,

Tax Adviser8,.. ...

2, Administrativo Expenses

3. lnvoglor ldentification:

Notic€/Publishing Approvod Plan.,.,..

Claimant ldentitication.....,.

Claima Procossing

Web Site Msintsnance/Call CentEr..........,...,......

4. Fund Administrator Bond

5. Miscellaneous

6. Federal Account for lnvestor Restitution

(FAIR) Reporting Expenses

TqtCl_pl-s_ElrIg9jI_SQ-tr.'

2

3

I

5

6

7

8

I

t0

10a

10b

10c

10d

10e

10f

1og

11

11a

Llne 12

Line 12a

Dlsbursomente to CourUOther:

I nvestmont ExpenselCou rt Registry lnvestment

Syslem (CR/S) F6es

Federal Tax Payments

Total Dleburcementr to CourUOtherl

Total Funds Dlaburced (Llnes I - 11)l

0,00

1,305,227,21

0.00

1,305,227.21

ACCOUNTING

1,305,227 .21

1,429,32

0.00

0.00

0.00

0.00

1,429.32

0.00

1,305,227,21

0.00

1,129,32

0.00

0.00

0.00

1,429.32

0.00

't,305,227.21

1

Line 12b

1,805,227.2'.i

Case 3:17-cv-00223-RS Document 655 Filed 07/30/19 Page 8 of 23
Llne 13 Endlng Balanco (As of June 30, 2019): 0.00

Llno 14

Llne 14a

Line 14b

Line 14c

Endlng Balance ot Fund - Net AsEotE:

Cash & Cash Equivalents

,nvestments .-..

OlherAssels or lJnclearad Funds

Totel Endlng Balance of Fund - Net As.ets

0.00

0.00

0.00

0.00 0.00

OTHER SUPPLEMENTAL INFORMATION;

Llne 15

Line 15a

Line 15b

Line 15c

Llne 16

Line l6a

Line 16b

Llne 17

Reporl ol ltems NOI To Be Palct by the Fund:

Dlsburloments tor Plan Admlnlstratlon Expenset Not Pald by the Fund

PIan Developmort Expenses Nol Pald by the Fund:

1. Fees:

Fund Administrator......................,

rDc...,,,.......,,.

Consultants.

Tax Advisors.

2, Administrative Expenses

3. Miscellaneoug

Not

Plan lmplementalion Expensos Not Paid by lhe Fun

1, Fees:

Fund 4dministrator.....,.........,.......

tDc......,,.......,...

d:

Distribution Agent.

Consultants

Legel AdvisoB....

Tax Adviser8,......

2. Admlnislrative Exponses

3. lnvestor ldentlfication:

Noticc/Publishing Approved P|an.,....

Claimanl ldontificetion...,.....,....,....

Claims Proc€B8ing

W6b Site Maintonenco/Call Conter...............,.,..

4. Fund Administralor Bond

5. Miscellaneous

6. FAIR Reportlng Expenses

Tax Administrator F€es Bonds Not Paid by the Fund

Dlsbunomenb to CourUother Not Pald by the

I n vo st me nt E x penseVCR/S Fees

Federal Tax Payments

Fund:

I

DC & State Tax

Grand Total

Llne 18

Line 18a

Line 18b

Llne 19

Line 19a

Line 19b

No. of Clalmg:

# of Claims Received Th is Reportlng Pa iod.........,.....

# of Clalms Received Since I nception of F und............

No. of Clalmants/lnvostot!:

# of Claimants/lnvestors Paid This Repofting Pariod.. ..

# of Ctdimants/lnvestors Paid Since lnceptlon of Fund.

Item

1 Businesg Asset Expenses 1,305,227.21 Settlement, per Ord€r ($1,300,000 plus

, Roceiver

)

n

1 int€rest)

\Z 'rbCase 3:17-cv-00223-RS Document 655 Filed 07/30/19 Page 9 of 23
Current Assets

Total Current Assets

Property and Equipment

Total Property and Equipmont

Other Assets

Total Other Assets

Total Assets

Cunent Liabilities

Total Current Liabilities

Long-Term Liabilities

Total Long-Term Liabilities

Total Liabilities

Capital

Beginning Equity

Net Income

TotalCapital

Total Liabilities & Capital

Central Califomia Farms LLC

Susan L, Ueoker, Receiver

Balance Sheet

June 30,2019

ASSETS

0,00

0.00

0.00

LIABILITIES AND CAPITAL

0,00

0.00

0,00

1,302,l9l.80

(1,302,191.80)

0,00

0.00

0.00

$

$

$

Unaudited - For Management Purposes Only

Case 3:17-cv-00223-RS Document 655 Filed 07/30/19 Page 10 of 23
Page: I

Revenues

Interest Income

Total Rovenues

Expenses

Settlement

Total Expenses

Net Inpome

Central California Farms LLC

Susan L. Uecker, Receiver

Income Statement

For the Second Quarter 20 I 9

Current Quarter

$ 1,429.32

1,429.32

|,305,227.2r

1,305,227.21

$ ( I ,303,797,89)

For Management Purposes Only

Case 3:17-cv-00223-RS Document 655 Filed 07/30/19 Page 11 of 23
STANDARDIZED FUND ACCOUNTING REPORT for Comprehensive Care of Oakland Receivership-Cash Basis

Receivershlp Civil Court Case No. 3:17-cv-00223-RS

Period to June 2019

Balance (As ol Aprll 1, 2019)

lncreases ln Fund Balance:

Buslness lncome

Llne 1

#NAME?

Cash and Securltlos-Transfer from SFRC

lnterosuolvldend lncome

Buslness Assot Llquldatlon

Pereonal Aeset Llquidatlon

rd-Party Lltlgatlon lncomo

Mlscellaneous . Other/Ref unds

Total Funds Available (Llnes 1 - 8):

ln Fund Balance:

Llne 9 to lnvestors

Line l0 bursements for Receivershlp Operations

4

5

6

7

I

2,879,509.74

0.00

1,379.50

0.00

2,880,889.24

3,531 ,473.83

Line

10a

10b

10c

10d

10e

10f

1og

to Receiver or Other Professionals

Busrness Assel Fxpenses

Personal Assef Fxponses

lnvestment Exponses

Thlrd-P afty LitU afion Expensos

1. Attorney Fees

2. Litigation Expenses

T-?.tel-Ar-qfefu Litisetlsn Eppnspe -- -.-- ,

Tax Administrator Fees and Bonds

Federal and Slalo rax Payments

Diebursements for Distributlon Expenses Pald by the

Distribution Plan Developmenl Expenses;

1, Fees:

Fund Administrator

lndependent Distribulion Consultant (lDC).

Distribution Agenl

Consultants.,......

Legal Advlsers....

Tax Advisers......

2. Administrative Expenses

3. Miscellaneous

11b Distribution P lan I mplementallon Fxpensesr

1. Fees:

Fund Administralor

tDc.,.......,..,....,..

Distribution Agent..

Leoal Advisers,.

Tax Advisers......

2. Administrative Expenses

3. lnvestor ldentification:

Notlc€/Publishing Approved P|an,.......,................,,

Clalmant ld€ntificat|on..,.....,,........

Claims Processing........

Web Site Maintenance/Call Cent8r.......,...........,....,

4. Fund Administrator Bond

5. Miscellaneous

6. Federal Account for lnvestor Restitution (FAIR)

Reporting Expenses

I otelflt_S 0 - 

tgp !9_ t'! 9 nt gUe4€{pgIqCs

11

11a

7+968574

12

12a

Disbursements to CourUOther:

I nve stme nt Expen se s/Couft Regi stry I nve stme nt

Systom (CR/S) Fees

Fedaral Tax Payments

Total Disbursemonts to GourUTransferc to CCOO

Total Dlsbursemonts to CourUTransfer to SFRC

Total Funds Dlsbursed (Llnet 9 - 11)r

1,222,807 .56

1 ,107,558,81

5,861,840.20

1,222,807.56

1,107,558.81

5,861,840,20

FUND

2,879,509.74

0,00

1,379.50

0.00

2,880,889.24

3,531,473.83

2,980,950,96

5,861,840.20

12b

5,861,840,20

Case 3:17-cv-00223-RS Document 655 Filed 07/30/19 Page 12 of 23
Llne 14

Line 14a

Line 14b

Line 14c

Endhg Balance of Fund - Not Assots:

Casfi & Cash Equivalents

Inveslments

Olh6rAss6ts or Unclaared Funds

Total Endlng Balanco of Fund - Net Assots

0.00

0.00

0.00

0.00

OTHER SUPPLEMENTAL INFORMATION

Llne 15

Line 15a

Line 16

Line 16a.

Line 16b

Line 15b

Line 15c

Llne 17

Report of ltems NOf Io Be Pald by the Fund:

Dlsbursements for Plan Admlnlstration Expenses Not Pald by the Fund:

Plan Devolopment Expensas Not Paid by the Fund:

Fees:

Fund Administrator..

tDc......................

Dlstributlon Agent...

Consultants........

Legal Advisers,.. .

Tax Advisers......

2, Administrative Expenses

3. Miscellaneous

Plan lmplomontafion Expenses Not Paid by the Fund:

1, Fees:

Fund Adminislrator..

tDc.,..,.............

Distribution Agent

Consultants...... ..

Legal Advisers... .

Tax Advisers,.. ...

Administrative Expenses

lnvestor ldentification:

Notice/Publishing Approved P|an........,.............'. .

Clalmant ldentification....,.,

Claims ProcasslnS,,..... ,. .. .,. .

Web Site Maintenance/Call Center.........,........,.....

Fund Administrator Bond

Miscellaneous

FAIR Reporting Expenses

Plan

Tax Administrator Foes & Bonds Not Paid by the Fund

2.

1l

4.

5.

6.

to CourUOther Not Paid by the Fund

I nve stment Ex pensoVCR/S Fees

Federal Tax Payments

to

DC & State

Line 18

Line 18a

Llne 18b

Llne 19

Line 19a

Line 19b

No. of Clalms:

# ol Clatms Recoived This Reporting Period. '... ...... ' '

# of Claim s Received Since I nce ption of F und.'.'...'..',

No. of Claimants/lnvestors:

# ol Claimants/lnveslors Paid This Raporting Period..... '...'.'. "..

# of Ctaimants/lnvestors Paid Since lnceptlon of Fund13 Ending Balance (Aa of June 30, 2019):

Total Disbursements to CourUTransfer to SFRC 1 ,107,558.81 Refund of escrow per Order ($1 ,100,000

plus $7,558.81)

Item Amount Notos #

Date

y'.4

Case 3:17-cv-00223-RS Document 655 Filed 07/30/19 Page 13 of 23
Cunent Assets

Total Cunent Assets

Property and Equipment

Total Property and Equipment

Other Assets

Total Other Assets

Total Assets

Current Liabilities

Total Cunont Liabilities

Long-Term Liabilities

Total Long-Term Liabilities

Total Liabilities

Capital

Beginning Equity

Turnover to CCOO

Transfer to SFRC

Net Income

Total Capital

Total Liabilities & Capital

Comprehensivc Care of Oakland

Susan L. Uecker, Receiver

Balance Shoet

June 30,2019

ASSETS

0.00

0.00

0,00

0.00

LIABILITIES AND CAPITAL

0.00

0.00

0.00

1,894,629.12

(1,222,807.56)

(7,558.81)

(664,262.75)

0.00

0.00

$

$

$

Unaudited: For Management Purposes Only

Case 3:17-cv-00223-RS Document 655 Filed 07/30/19 Page 14 of 23
Page: I

Revenues

Service lncome

Interest Income

Total Revenues

Expenses

Mortgage and Interest Expense

Operating Expenses

Payroll

Total Expenses

Net Income

Comprehensive Care of Oakland

Susan L, Uecker, Receiver

Income Statement

For tho Seoond Quarter 2019 -\

Current Quarter

2,879,509.74

1,379.50

2,880,889.24

1,284,180.:73

815,426.96

1,431,866,14

3,531,473.83

$ (650,584,59)

$

For Management PurPoses OnlY

Case 3:17-cv-00223-RS Document 655 Filed 07/30/19 Page 15 of 23
Llne 2

Llne 3

Llne 4

Llne 5

Llne 6

STANDARDIZED FUND AccouNTtNG REPoRT for JL Gateway Receivership-cash Basis

Receivership Civil Court Case No. 3;17-cv-00223-RS

Period 1to 30 2019

Beglnnlng Balance (As of Aprll 1 , 2019)

lncreases ln Fund Balance:

Buslnegs lncome

and Securitles

nteresuDlvldend lncome

Buglness Assst Llquldatlon

Personal Asset Llquldation

Thlrd-Party Llti gatlon lncome

Mlscellaneous . Less Tl Credlt

Total Funds Avallable (Llnos I - 8):

Decrsases ln Fund Balance:

Dlsbu6ements to lnvestors

Dlgburcements for Recelvershlp Operatlons

Dlsbursamanls to Receiver or Other Professionals

Assel Expenses

Assel Expenses

Expenses

Third-Party Litigatlon Ex penses

1. Attorney Fees

2. Litigation Expenses

Tgtg-I-b!!:d:tstuA jgef ronBp-e,asec

Tax Administrafor Fees and Bonds

Federal and Stale fax Payments

Dlsburcements for Dlstrlbutlon Expenses Pald by the Fund:

Distributlon Plan Developmenl Expensesr

1. Fees:

Fund Adminishator

lndependent Distribution Consultant (lDC)..,.,

Distribution Agent... . . . .., . .. .. ,

Consultants... .. . .

Legal Advisers,..

Tax Advlsers... ..

2. Administrative Expenses

3. Miscellaneous

Dlstibution Plan Implementatlon Expenses:

1. Fees:

Fund Administrator....................

rDc....,,.......,...

Distribution Agont... ,.. .., .., ......... .

Consultants,...., .

Legal Advisers...

Tax Advisers... ..

2. Administrative Expenses

3. lnvestor ldentification:

Notice/Publishing Approved P|an,.,......... ......... ......

Claimant ldentification.,. ... ..

Claims Proc€ssinS.....................

Web Site Malntenanc€/Call Cont€r... .,....,... ,.....,., ..

4. Fund Administrator Bond

5. Miscellaneous

6. Federal Account for lnvestor Restltution (FAIR)

Reporting Expenses

Dlsburcements to GourUOther:

I nve stme nt Ex pe n se s/Couil Registry I nve stma nt

Syslom (CR/S) Fees

Federal Tax Payments

Total DlsbuBements/Transfer to SFRC

ne7

ne8

I

Llne 10

Line 10a

Line 10b

Line 10c

1M

10e

Line 11b

ne 12

12a

10f

109

11

11a

D ACCOUNTING

0.00

4,909,51

4,909.51

203.81

0.00

4,909.51

203.81

0.00

0.00

4,909,51

7,967.70

12,877.21

12b

12,673,40 12,673.40

Case 3:17-cv-00223-RS Document 655 Filed 07/30/19 Page 16 of 23
Llne 14

Line 14a

Line 14b

Line 14c

Cash & Cash Equivalents

lnvostments

Other Assols or tJncleared Fundi

Total Ending Balance of Fund - Net Acsets

0.00

0.00

0.00

0.00 0.00

OTHER SUPPLEMENTAL INFORMATION:

Grand Total

Line 15b

Line 15c

Llne 15

Line 15a

Line 16

Line 16a

Line 16b

Line 17

Report of ltems fiOf Io Be Patd by the Fund:

Dlsbursements for Plan Admlnlstratlon Expenees

PIan Developmenl Expenses Not Paid by the Fund:

1. Fees:

Plan lmplementation Expenses Not Paid by the Fund:

1. Fees:

Fund Administrator...... ... ... ... ,....

tDc....,,...........,

Distribution Agent,.. ... ... ... ...

Congultants.. . .,. .

2. Administrative Expenses

3. lnvestor ldentification:

Notice/Publishing Approved P|an...,.,..,...................

Claimant ld€ntification.. , ...

Claimg ProcessinS,,....,......,....,..

Web Site Maintenanc€/Call Cent€r,,....,,............., ...

4. Fund Administrator Bond

5. Miscsllan6ous

6. FAIR Reporting Expenses

Total Plan lmplementation Expenses Not Paid by the Fund

Tax Adninistrator Fees & Eonds Not Paid by the Fund I

DlsbursemenB to CourUOther Not Pald by the Fund

I nve stment ExWnsaYCR/S Fees

Federal Tax Payments

Detall

Not Pald by the Fund:

DG & State Tax Payments

Legal Advisers...

Tax Advisers.

Fund Administrator..,..

rDc......,.......,......,...

Distribution Agsnt.......

Consultants...............

2. Administrative Expenses

3. Misc€llaneous

Legal Advisers......,..

Tax Adviserg... .., ,., ..

Llne 18

Line 18a

Line 18b

Llno 19

Line 19a

Line 19b

No. of Clalms;

# of Cldims Received This Repofting Peiod........,.....,

# of Claims Raca ived Since I nception of F und..,.,. ..,., .

No, of Clalmants/lnveetorE:

# of Claimants/lnvesfors Paid This Reporting Peiod....

# of Claimants/lnveslors Paid Since lnception of Fund.

Total Funds Dlsbuned (Llnes 9 - 1l):

Endlng Balanco (As ol June 30, 201 9):

203.81 203,81 12,87t.21

-T66,'

ne 13

# Item Amount Notea

Date

lra >fl ?

o:vb-'

Case 3:17-cv-00223-RS Document 655 Filed 07/30/19 Page 17 of 23
Cunent Assets

Total Current Assets

Property and Equipment

Total Property and Equipment

Other Assets

Total Other Assets

Total Assets

Cunent Liabilities

Total Cunent Liabilities

Long-Term Liabilities

Total Long-Term Liabilities

Total Liabilities

Capital

Beginning Equity

Turnover Funds

WIFI Rail TI Credits

Turnover to SFRC

Net Income

TotalCapital

Total Liabilities & Capital

JL GATEWAV LLC

Susan L, Uecker, Receiver

Balanoe Sheet

June 30, 20 I 9

ASSETS

0.00

0.00

0.00

LIABILITIES AND CAPITAL

0.00

0.00

0.00

1,764,199.44

48,t49.61

(7,000.00)

(l ,E 13,339.75)

7,990.70

0.00

$ 0.00

0.00

$

$

Unaudited - For Management Purposes Only

Case 3:17-cv-00223-RS Document 655 Filed 07/30/19 Page 18 of 23
Page: t

$

JL GATEWAY LLC

Susan L. Uecker, Receiver

Ineome Statement

For the Second Quarter 2019

Current Quarter

2,325.95

1,750.t4

833,42

4,909.51

Revenues

Rental Income

CAlWlns/Tvlgmt/Late

Refunds

Total Revenues

Expenses

Management Fees

Office Expense

Total Expenses

Net Income

I 16,30

87,51

203.81

$ 4,705,7Q

For Management Purposes Only

Case 3:17-cv-00223-RS Document 655 Filed 07/30/19 Page 19 of 23
STANDARDIZED FUND ACCOUNTTNG REPORT for SFRC-Cash Basis

Receivership Civil Courl Case No. 3:17-cv-00223-RS

1 to June 30 2019

FUND

177,5U.08

1,124,045.30

29,927,50

750,000.00

650,724.27

2,554,697.07

74,894,06

12,690.23

3,193.12

5t,410.73

26,688,396,23

2

3

167,500.00 4

487,272.22

177,584.08

__?19,77?-?2

167,500.00

487,272.22

1 ,1 24,045.30

29,927.50

750,000.00

650,724.27

2,554,697.07

74,894.06

12,690.23

3,193.12

51,410.73

0.00

487,272,22

26,201,124.01

Llne I

Llne 5

Llne 6

Llne 7

Line I

Line 1lb

Line I

Llne l0

Llne 12

Line 12a

Line 12b

Llne 13

2

3

4

1U

1og

11

11a

10a

10b

10c

10d

10e

Balance (As of Aprll 1, 2019)

lncreases ln Fund Balance:

Buslness lncome

Cash and Socurltles-Transfors

lnteresUDlvldend lncome

Euslnesa Aeset Llquldation

Personal Asset Llquldation

rd-Party Lltlgatlon lncomo

Dicburtements to Court/Other:

I nve stme nt Ex pen se s/Coud Regi stry Invo stment

Sysfom (CR/SJ Feos

Federal Tax Payments

Total Disbureemonts to CourULoan to BHD

Total Fundg Dlsburssd (Lln€ 9- 11):

Endlng Balanco (A6 ofJune 30, 2019):

0.00

Mlscsllansou3 . Refunds

Total Funds Avallable (Llnes I - 8):

Decreases In Fund Balance:

to lnvostors

for Recelvership Operations

to Raceivor

Suslness Assef Exponsos

Porsona/ Assef Exponses

Receivor's Accounting Expe nse s

Third-Pafi Litigation Exponsos

1. Attorney Fees

2. Litigation Expenses

To!91 Tud:Penv-Ltlisalis? ErwllspsTax Administrator Fees and Bonds

Federalend Sfate lex Payments

Dlsburcements for Distribution Expenses Pald by the Fund:

Distib ution Plan Devolopmenf Expenses.

L Fees:

Fund Administrator

lndependent Distribution Consultant (lDC).

Distribulion Agent.

Consultants..,..,...

Legal Advisers.,. ..

Tax Advlsers.....,

2. Administratlve Expenses

3, Misc€llaneous/Settlemenl

Distribution Plan lmplamantation Expensas:

1. Fees:

Fund Adminbtrator

tDc....,.......,......,.

Distribution Agent..

Consultants..........

Legal Advisers......

Tax Advisers......

2, Administrative Expenses

3. lnvestor ldentification :

Notice/Publishing Approved Plan

Clalmant ldentification.

Clalms Proc€sslng.....,

Web Site Maintsnance/Call Center.......,.,.

4. Fund Administrator Bond

5. Miscellaneous

6. Federal Account for lnvestor Restitution

(FAIR) Reporting Expenses

IstalEls n _l mple! e qtp lis ll Expenses

Total Disbursements

Line 14e

Line 14b

Cash 8 Cash Equivalents

/nveslmenfs

14c OtharAssols or Uncleared Funds

26,201,124.01 26,201,124.0'.l,

Case 3:17-cv-00223-RS Document 655 Filed 07/30/19 Page 20 of 23
Total Endlng Balance ot Fund - Net Assetg 26,201,124,01 26,201,124.01

SUPPLEMENTAL INFORMA

Llne 15

Llne 15a

Line 15b

Line 15c

Llno 16

Line 16a

Llne 16b

Line 17

Rerf,rt ot ltams NOT To Be Pald by the Fund:

Dlsbursemenb for Plan Admlnlstratlon Expensec Not pald by the Fund:

Plan Developmenl Fxpenses Not Paid by the Fund:

1. Fees:

Fund Administtator,., ... ...... ..

tDc...............

Distribulion Agent

Consultants... . .. ..

Legal Advisers....

Tax AdviseB.,. ... .

2. Administrative Expenses

3. Miscellaneous

Total Plan

Plan lmplementation Expensas Not Paid by the Fund:

1. Fees:

Fund Administrator.., ... .., .,. ..

tDc.

Distrlbutlon Ag€nt....,......

Consultants.

Legal Advisors

Tax Advlsers....,. ,

2. Administrative Expenses

3. lnvestor ldentificalion:

Notics/Publishlng Approved Plan.

Claimant ldentification.,....,........

Clalms Proc€ss|nS.............,.,,......

Web Site Maintenanc€/Call Cent6r..

4. Fund Administrator Bond

5. Miscellaneous

6. FAIR Reporting Expenses

Tax Administralor Fees I Bonds Not Pald by the Fund

Qlalolhlttrg4gJtts_&I Pald the

Dlsbursements to Couruothor Not Pald by the Fund:

I nve stmo nt Ex penseVCR/S Foos

Federal Tax Paymants

Total Disburgements to CourUOther

I

tho Fund

DC&

Llne 18

Line 18a

Line 18b

Llne l9

Uno 19a

Lina 19b

No. of Clalme:

#of Claims Roceived This Reryrting Period...............

# of Claim s Reca ived Since lnce ption of F und,..,..,......

No. of Claimants/lnvostoE:

# of Claimants/lnvestors Pald This Repoding Perlod...,

* of Claimants/lnvestors Paid Since lnception ol Fund.

# Itom Amount Notos

1 Cash & Securiiies-Transfers 1,124,045.30 Comprised of transfers, as follows;

12,673,40 JL Gateway

3,813.09 CS Holding

1,107,558.81 CCOO

Third-Party Litigation I ncome

Miscellaneous-Refunds

750,000.00 Settlement, per Order, CCOO

650,724.27 Refunds, as follows:

650,689.00 ReimbursementsfromCCOO

35.27 Refund, Blue Cross

167,500.00 Court-approved loan from SFRC

Healthcare Dynamics

2

3

4 Loan to BHD

io

q

4ir'*-.

Case 3:17-cv-00223-RS Document 655 Filed 07/30/19 Page 21 of 23
San Francisco Regional Center

Susan L. Uecker, Receiver

Balanoe Sheet

June 30, 20 I 9

ASSETS

Current Assets

Checking - Boston Private

Market Rate - Boston Private

Total Current Assets

Property and Equipment

Total Property and Equipment

Other Assets

Loan to BHD, Per Order

Total Other Assets

Total Assets

Current Liabilities

Total Current Liabilities

Long-Term Liabilities

Total Long-Term Liabilities

Total Liabilities

Capital

Beginning Equity

Turnover from CA Cold Medal

Turnover from CS LP

Turnover from CS II

Turnover from CS III

Turnover from CS Holding

Turnover from CCOO

Turnover from JL Gateway

Turnover from CA Gold Medal

Tumover from NA3PL

Tumover - Tesh LLC

Tumovsr - Tribune Tavern

Net Income

TotalCapital

Total Liabilities & Capital

$ 4,935.94

26,196,189.07

26,201,124,01

0.00

542,500.00

542,500.00

$ 26,743,624.01

LIABILITIES AND CAPITAL

0,00

0.00

0.00

$ (2,635,769.24)

9,681.23

125,179.84

7,912,768.31

8,719,835,20

9,690,287,80

7,558,81

I ,813,339,75

15,529,26

281,488.48

226.74

I,236.61

802,261.22

26,743,624.01

$ 26,743,624.01

Unaudited - For Management Purposes Only

Case 3:17-cv-00223-RS Document 655 Filed 07/30/19 Page 22 of 23
Page: I

Revenues

Reimbursed Expenses

Interest Income

Refunds

Ma Settlement

Total Revenues

Expenses

Receiver's Fees

Accounting Fees & Costs

Insurance Expense

Legal Fees & Costs

Legal Fees & Costs-Immigration

Legal Fees & Costs-J L Gateway

Litigation Costs - BFID

Operating Expense

Postage Expense

Storage

IT Expense

Mandana Expenses

Total Expenses

Net Income

San Francisco Regional Center

Susan L. Uecker, Receiver

Income Statement

For the Second Quarter 20 I 9

Current Quarter

650,689.00

29,927.50

35.27

750,000.00

r,430,65t.77

$

74,894.06

5 I ,4 10.73

745.23

167,239.48

4,722.00

622.60

5,000.00

2,384.67

34.58

. 2,025.75

7,500.00

3,193.12

319,772.22

$ l,l 10,879.55

For Management Purposes Only

Case 3:17-cv-00223-RS Document 655 Filed 07/30/19 Page 23 of 23