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009589.0024\508 I 591. I STANDARDIZED FLIND ACCOUNTING REPORT 3 : 1 7-CV-00223 -RS

UNITED STATES DISTRICT COURT

NORTHERN DISTRICT OF CALIFORNIA

SAN FRANCISCO DIVISION

SECURITIES AND EXCHANGE Case No. 3 : 1 7-CV-00223-RS

COMMISSION,

Plaintiff,

VS

SAN FRANCISCO REGIONAL CENTER, LLC;

THOMAS M, HENDERSON; CALIFORNIA

GOLD MEDAL, L.P.; CALLSOCKET, L.P.;CALLSOCKET II, L.P.; CALLSOCKET III,

L.P.; COMPREHENSIVE CARE OF

OAKLAND, L.P.;NA3PL, L.P.; WESTOAKLAND PLAZA, L.P,; CALLSOCKET,LLC; CALLSOCKET II, LLC; CALLSOCKET

III, LLC; COMPREHENSIVE CARE OF

CALIFORNIA, LLC; IMMEDIA, LLC; ANd

NORTH AMERICA 3PL, LLC,

Defendants,

-andCALLSOCKET HOLDING COMPANY, LLC;

CALLSOCKET III HOLDING COMPANY,

LLC; BERKELEY HEALTHCAREDYNAMICS, LLC; CENTRAL CALIFORNIAFARMS, LLC; and Jl. GATEWAY, LLC,

Relief Defendants

STANDARDIZED FUND

ACCOUNTING REPORT FOR

CONSOLIDATED SEC VS. SFRCRECEIVERSHIP ENTITIES FORREPORTING PERIOD:

JANUARY 1,2018 - MARCH 31,2018
55;455.29

15,301,235.50

2

1

l:ine'l2a

L¡ne 12b

7I

10f

log

llh

Llns 13

Llng

Llne 1l

1'[E

12

t ineL!ne

I

lo

10¿t

10b

10c

1Ad10e

Thlrd.Party Lltlgation I ncomeMlscellan€ous . Othôr

TotÊlìFunds Avãilåbt€ lLtÌiesi f = Bl; 6,,838.22 5;529.903,05

ln Fund Balance:

Olsbursoments to lnvestora

DlsbuÈements lor Recelvarship Opþratiôns

Drsårrsêfier?ts [o Reçeivelor Othor Ptafossianats 1,150,000.00

4,15r,235:.50 Àsso, ExBor,seS A$sef E*penses

lnve$tment ExpensesYhird-Pa rly Utigatian E x pe nse t.

1. Attomey Fees

2. Litlgation Expqnçgs

Tp¡E!_Th@:P_eí,y_Llttsptiql_Ex¿o_n_s*es

TBx Adm¡nislrator Fees and Bonds

Fedoæl and Stalé Tax paymonts

Toþ.1 91_s_Þu|Þojnel!$" fp r ioçejrqlF hip

for Dlsûlbution Expenqeg Paid by the Disttibution Plan Develo9:66¡¡ Expenseo:

Fees;

Fund Admln¡stratoi,hdependeni Dlqtributiçn

DlstrÌbutlon Agent _.. _...,.

CÒnsultanl (lÐC) .,,..

ConsulPants.., ,,. ..Lsgal AdviSerB..,..

ïax Advlsers,,....

2. Adminlstrailve Expenses

3. Miscottaneous

T-o!a.l,E!e\p,tî.yp!çpJr,e1!:FÅpeps_es

Dlslrí.but¡on ptan lmplêmêñlation E*penses:

'1,. Feesi

Fund Adm¡n¡stråior,

r0c..,...........

DJstribut¡on Aoent-._...

Cofisultants.,. ..

Lêgal AdvtééiÈ,.....,..,,

TÍix Adùisórs,., ,.,.

2. Adminlstrative. Expènses3, lnvestqr ldent$cstfon:

Noltce/Pubtishing ApøoveO plan...,....,...........,,..,..

Ctaìmsnt ldenufrcâtion,. . ... ... ...,., ...Claims procêsslnS............,-........

Web Slte Mainlenanoe/Call C.,tt*. .....,,....,,...,,,.. :.

4, Fund Adminíslrátor Borid

:5: Mlsc.ellaneous

6. Federal Acçount for tnvêStor Restitution (FAIR) Rèpofiing Expenses

rsk!

lnvêstment

Fedenl Ta.x Faymenfs

Totå l Dts b u ¡eomo n telTie nstG--rs Bo twee n E n tt Ües Tolal Fond$ Dt¡buise.d (Llnes g - I 1):

Bàlanêé (As ofMarih g1, ZOlEIt

6,838,22

õ,629,S03.05

1,1q0,000,00

4,151,235,50,

55,45 ;29

5,301,235.50

5l,lt*;llõ.s2

8,386,690.79

14a & Cas/r Egu,Valents ,46,386,025.73 4ô.386,025.73

7 /ttt¡t¡g
Ltne 15b

Line 15c

Llne lü

Lhe 16a

Line 16b

Line'17

tha

TqþlElo!:fi p"l,e-41e.¡!å1¿orF¡ppf rsp_s_t-,tolFa jdby

Tax Adm¡n¡slratof Fees I Eonds Not Faid by.the Fuhd

Clalmant ld€ntíficallon...

{

¡

^Sent,..,,.,,..,..,,..,,..

& Ståte Tâx

.PIa.n lmplomentatJon Expenses Nol Paid þy the Fund:

I " Fees:

Fund Admínislrator..:., ....,,.,.... ......,.lDC ... . .,:...¡.,..¡.......¡.....

Diskibution AgentConsultantr.,,,,,.,..Latgal Adùlsorr,.

Ta)( Adviseß... ,

2, Adnìhlslralive Expenseg

3. lnvestor lddntificdlion:

Notice/Publlshíng Approv€d Plan....

Claims Procoss|nS",,.,....,...,.....,,,.,Wêb.Slte Ma.¡ntenånoe/Catl 0enter.

4, Fund Ad¡rnlnlstrato," Bond5. Miscellaneous

6. FAlR,Reporting Expenses

Consúlienls.. ..

Dlsbürsemsnt8 to Couruother Not Pald by the Fund:

lnve stme il ExþpnsesÆR/S, FÊss

FridefttTax,Fayments

Toþlpl-!-Þt¡-ß""9"m-s-_r'tr.!8,,q-o.u(u_p-glsr-N"e(F_cld_-þylIc

Legal Adviserg.... .

Tax Advisers.,. ...

2. Adniinidtrative. Expenses3- Miscellaneous

Llne l8

¿rh6 l8ð

Line 18b

Llns 19.

Llne tga

Llne 19b

No, of Clalris:

*ot Clalms Recetved This Repodlng ped\d.,....,,....# ol Clølms Reæ/yêdsince lncepilon of Fund.........

Nô. ôt Clslm€nts/lnveetórs I

# of ClaÌmantsllnvestors Pald This f of Pa¡d of FundAmount Àlotes

1

2

I DtsbursementS.to Recalver or Other Professionals.

fTotal enOing Balance of Fuhd , Net A¡sets

1, 1 50,000.00'This.number ls reflected In .the SFRG reporl.

46386,025.73 9scrow 0f $J6,8õ4;345.00i

¿

a

DáIe

-t /1Q/08
410.t7

0.00

7,t73.47

410167

7

0.00

7,073.47

6Ð7i793.84

Llne 6

Lln€ 7Llne 8

Llne 10fLlne 109

Line 11b

Llne 1f

Line 12

Llne 12a

Llne I

10

10a

10b

10c

10d

10e

l3

12h

1la

Perãonal ASEet Llq0ldãllôn

Lltigatl<in lncomo.

lãneous.. Olhsr

Totgl Ft¡nds Avallab¡ð (Llnos I - 8)r

Decreases In Fund Balanee:

to lnvEstoÉ

for Recelvershlp gperallone

Ðisborsements tp Raceiverfiransforlto SFFC

Euilnéss Ássel Expe¡sqsPp¡sona/ Asset Expenses

Expenie

T h¡ d. P ã tty LìUgatirn Expetses

l.,Altorney Feesl

2: Lltigatton Exp-enseg

Loþ!^T-ll!É:P-eJ jv-!-i!!þa!!"ôn:FlpÊn-ç-e.$-.-..-"

Tax Admintstrator Feas and BondsFederal and Stalë Tax Payments

Dl8burs€ments lgr DlsFibgtlon Expensgs Pald by the Fsnd:

D lstrlbuliciri Plt n Devel'oomanf 'Expenses:

1. FeêS,

Fund Adminlskãtor,., ...,.. ,.. ,., ,....,.lndeþeirdent Dlslributiorì Consultant (lDC):.,.....;.

Dístr¡bution Agent...

ic,ohieullânls;...., ......

Le. gal Advìsers... .

Tax Advìsors..,...

2. Adminlstratlve Experises3, Misçellaneous

To!e!:F_!pe-Epw!o_ps?p/r_{-E{p_cc{e"-sDlslri butÌo n Plan I mplemenlâljon Expênses;

1. Feesi

Fund AdministratÕr.,...,.,

Legál Advisers....,.

Tax.Aóvlþers;,. ,,.

2. AdminlstrÊtive Expenses

3. lnvesior ldentiflcâtlon:

No{ice/Publishlng Apprgved .Plan,,, - :Cleimrnt ldentificâtlon..

Clâims.Þrocasslng,.., ..., ..,.,,...,..,...,.,,,.,.,

Web Slte Malntenanc€/Call cê.ntet,......,.,.,.,...,....

4. Fund Admlnlstrator Bond

5. Miscellaneous

to Couruothon

. lfive stme.nt Ex pênses/Oourf Reg i str)/ l nva stme ¡ tt

Sy¡lem ICRlS,l Fees

Fgd3râl Tax Paymènts

Total DlsbursomentsfTransior tg SFRcTotsl Fûnds Dlsbursed (Llno8 9 - l1):

Endlng Balance (As of 'March 31, ?018)1

40,376.19

7,973A7

40376.19

iors,¿r 47,449:66
Ltne l6b

l:ine 15c

Llne l6

Li¡ia 1,6a

Lihâ 16h

Llne lT

Distdbut¡on Agènt,.,

consultante,,..,...,..

Lêgål Advl$sß,,, .Tax Adviçp¡q..,,..

2. Adminlstrative Expenses

1. Mlscel[aneous;

Plan, lmplementatlort Expétses.,Vot Paid by thg Fund:

i. Fees:

Fünd Adminisliator,..........tDc. .. .. ........ÞlstriþLrtlon Age¡t:,,,..... .., ... ,.. ..,.,,.,,...Consultants,.,.........Legãl Adv¡s€rs....Tax Advisers......

2: Adìninlsf ràt¡ve Expense-s

3, lnveËtor ldentlfl catlon:

Noiìõe/Þuilåh¡ng Approvèd Plári,......,. ........"...,,0lalmânt .ldçr'ttifçât¡onìClÊimq ProoÊsg|ng..,.,.::..::.,,,...,,,

Web Slie MaiOtenancel0ail Center,,....,,...,,.,,, ...,

4, Fund Admiñlstraior Eond

5, Miscellaneous

ô. FAIR Reporting Expenqes

r, "9þ | PJp 0- !¡¡'p.!p np al?tleQ Erppr çp 9 N-e!:P Eld b v-tbe.EuJ.d* -. - * Tax Adrälhistràtor Jtrees & Eonds:Â/¡t Pald hythe Fund.

Dlsbursemonts to Court/Othor Not Pðid by ths Fund:

lnve slms nt Ex penses,/Cft/S Fees

Federal Tar,Payrnenfs

T.ot¡l _DL8!_uf83!n€!t_s- !9 Courvo$gllLo*t Pald _bI

& lãx

Llne l8

Ltrne l8a

Line 18b

Llne 1SLIne 19aLlna 19b

No. of Clalms:

# ol Glalmp Reçeived This Repoftlng Period,...# of Clàins Received Sîncø ! nce þtion al F irhd...... ......;., . !, ; r., !...

No¡ Ef Qlaimantsrlnvestorie;

# ol Cta¡ñants/tnuesforô Pad This Repofting PerÌod....,# of ClÊìm qnts/l nvastor¡ ParU Srn êe I nce ption ol Fund..,.., .... .,.

# It6m Notês

[Iotaf Endìng Balance of Fund . Net Assets 55û,34S.68 $549,075.00

Date

(
p

y a

d Equlpment

Trtal Propelty and Equipment

Other ¡\ssets

Receivable from Fed Rec'Iotal Other ASsets,Total Assets

Current Liatrilities

Fundjng from CS U!

]'otal Current Liabìlitíes

I-ong;Term Liabil ities

Total Long.Terrn Liabilities

Total Liabilitles

Capitat

Reuíned Earnings

Turnover llunds'l-urnovçr of investbr Fundsl'urnover to SFRC

Net lncome.

Total Capital

Total Liabilities & Capítal

0:00

7,200.00

7,200,00

$ s57.543.ó8

;I,IAI}ILITIES A,N D CAPTTAL

$, 541 2:52,69

541,252.69

0.00

541,2s2.69.

(t,336,13t,0s)

935,1 89,68549,075.00

(125,t79,81)

(6,662,80)

I6,2e0.9e

$ 557,543.68

Unaudited - For Managemonr Pi¡rposes Only
Expenses.

Employer PayrolI Taxes-RW

Payroll Service ChargesTax - Payroll/PropertyTotal Exþenses

Net lnoome

t,420.9,1

572.50

5,080.00

7,0'Ì3.47

$ (6,662.80)

For Management Pu.rposes Only
LlneLine

s't0

10a

10b

il0c

10d

10o

Line lofLine 109

Lihe 11a

GTI

Asset Llqu¡dãtlon

Llt¡gát¡ón lncori€

M lscellaneous . Refu.nds

lotal Funds Avallable (Llnes 1 - 8):

Oecreases in Fund Balance:

to lnvsstors

Dlsb-ursements fof Roceiverohip Operations

Ð/sôur.sements .to Recelvør or Olhêr ProÞssrbna,sBusines¡ Assof Expense$

Persona/ AÊtet Expenses/nvaslmenf ExpensesTh ¡ rd -P any Lît¡ gaûon Expenses

1. Aüoiäey Fees

2 Litigetion Expenges

rota-Tl1 jrúP..alt!.lf ¡[qÍo¿!-¡Æe/?sl}e

Tax Adm¡nistator Fe€s and. Bonds

Federal and.Statè Tëx Payments

0;00

0:00

6,779,5q

'6'

0.o0

Total Dfsbursemenls for Rece¡vêñsh¡ Opgraþns

11 Dlsburseme.nts lor Dlstrlbutlon Erpenses Paíd by the Functi

D l¡t ri þ u li on,P I a n' Deve I o p m e nt Expenses;

1, Feesl

Fund Adm¡n¡stia|ar.............lndependent Distrjbution Consullant (lDC),.....,.

Dlstribution Agent,

Consuitants...... ...

Tax Advisers'.

2. Admin¡strative Expenses3, Míscollâneous

r.e!p!Pl1î*P_9-v-eJapnøf _äp*eq$"gp.

D isl¡ibutton Flan I mplernentaflon Ëxpenses:,

L Fqgs:

Funld AdministratorConsultants;., ...

Legal Advlsers., T,ax.Advisers...... ¡.¡¡.¡:..:i.;r.,;.....

2. Adminlstrative Edpenses

3" lnvestor ldêntificâtionr

Nolice/Fubllshing AÞproved P|ah..,..,..,.., .,, ......,,.Cli¡irnant ldentification........,...,.Clalms Proces8|ng.,...,..,..........

Web Sile Maintenance/Call g€nter"..,...,.,..,.......,

4, Fund AdmlnistratoíBond

5. Misceiianeous

6, Federal Accounl for lnvestor Restítution (FAIR)

Repoüìng Expenses

Dlsbursements to CgurUOthen

Investment Expenses/Oourl Regislry Inve lment

¡CR/.9):Fees

Legal Adv¡sd¡s,.

1lb

12

1?a

0000"00

779.58

0.00

6,77S 58

2i,858.68

Line 12b Fede¡al.Tax Pqfisnts

Faid
Llne l5

Lìnø 1:fu

Line 15b

Line'l.h

Llne 16l:¡nê l6allne 1.6bLlne 17

Þlsbursom€nls for Flan Admínlstratlon Expenses

Plan Developmenf Expenses Nof pald þl the F.:und:

1, Fees:

& {P/ân-De"ve!qpnenl-Expe_n-s--e_p-¿v""q(fijd_Þ/fl rg

WeÞ Sitè Màinténanc€/Call Çènt€¡......,...,,,,.u, ¡,,.,.

4. Fund Admlnistrator Bond5. Miscellsneous

DlÊþursementË to Couruother Not Pstd by the Fund:

I nve s.tm e nt Ex penseVCR/S FeesFederel Tax Þayments

I-oje-|9!_s-Þu-ts-.ç-ms!!slS"-Qe-UrUfl llqr[q!P-aJd.by

Dc & ,$tate tax Payrhênts

by the Fund;

Tax

No¡'Pa Fund

Not Þald

Fund

PIan lmplemenfafion Ex.penses Not Paid by the Fund:

Sonds Fa¡d 4t the Fund

Ip,fa/

Reporr otrrerns NOf fo Ee,Falct Þy the Fund:

Fund Adninistratoi...............Diôtr¡buflori Aqênl.,,.,..,. ..,.; : ;:: :!,.-..::, :: :.1:. : : :.,1:,.

1, Fees:

Fund Adminlstrator

Legai AdVlsers.,TÊx AdÙisers.ClÞlms Processirig

6. FAIR' RÞportÍng

rDc.,....,...-....Consult¡nte.. .....;, ;,; ¡,, ,,; ¡.i;.¡..,.-....Legal ',\dvlSers..

Ta* Adv|sers.........,..,...,...,.

2. Adm¡nistrstlve Expenses3. Miscellaneous

2. Adminlstrative Exþnses

3'. lnvestor ldentification:

Not¡ce/Publlshlno Aoproved Plân..,,,. ..,..,.........

tlaimq¡t,ldbntlflcal¡on.,...,,.,.....,...

l-lne'!8

Line 18a

Linç 18b

line l9

Lìne l9a,Line,lqb

No. of Glalms:

# of C/ai¡¡s Recer'ùed T/ris Repodlng Period.

# oÍ Çlaims Recoived Slnce Ineepiloti of Fund...... .,... ..

No, of Glaimants/lnvsstors:

#of#of

:¿^--t
Total Property and EqUipment

Other Assets

CA Gol<,| Medal Receìv¿hleDeposits,

Total Other Assets

'l-ot¿l Assets

Current Liabilities

Total Cunent Liabilities

Long-Term Liabilíties

T'otal Long-'l'erm Liabilities

Total Liabilities

Capítal

Beginning, Equity 'I'ùnrover Funds

Turnover to SFRC

Nef lncome'l"otal Capital

Total Liabilities & Capit¡l

0.00

33,,5s0.00

4 10"50

33,960.50

$ 33,960.50

LIABILTITES AND CAPITAL

0.00

0.00

0.00

7,971*752.32

30,5 I 2.39

i(7i91¡,524;63)

(6,7',tg,58;)

33,.9ó0,50

33,960.s0

$

$

s

Unaudited. For Managemenf Purposes Only
Ernployee Benefit Prograurs ExpInsurirnce Expense

Payroll '1'axesPa¡oll Se¡.vlce Fees 'I'elephons Expense

Total Expenses

Net Income

$ 1,021, t:9

(27.44)

2,546.90

622,00

2,616.93

6,779.58

$ (6,779.58)

For'Managenrent Purposcs Only
Line 6

Llne 7L¡ne I

Personal Asset LlquidaUon

fhlrd+erty Llti gatlon I nçome

Mlscsllaneous " Less Tl Gredlt

Total Funds Avallabts (Llnss 1 - 8);

Oecroases in Fund Balance:D¡sbursemsnts to I nvestorsDlsbursêments for Rêc€ivershlp Operatlons

Disbursefionfs to Roce¡ver ör Other Piofess(ona|ç

Eusrnéss ASset Expenses

Expenses

Ëxpenses

Th kd-Pafty L¡t¡galbn Expehses

'1 

, AltomBy Fees

2 UtigaUon E¡pe¡ses

Tsld-r-l@--'PpLtytr!!!se.l,p/lE-"{p-e¡.99-$-

Tax,{rdministralor Fees,a¡1d Bonds

o,00

{ 33,32O.02

Line 9l ,631.09LineLine

s

10

10a

10b10a

l0d

10e10f

tos

Line

91

I,lne 11

Llne 1ía

tlb

Llne 12

12a

Dlsbursoments for Distributlon Expenses:Pald by the,Fund:

D ¡stiib ation Plan, Devetopmer,f Expens€s.'

1, Fees:

Fund Adm¡n¡strãlor........, .., ......i ¡;.¡.ii;;. ,,,;r ¡.. , ¡¡ i.- .-

lndependenl Dlslrlbution Consultant (lDC)..,... ...,... ...,

Distrlbution 49ent... ... .".... ..6onsultants.

2. Adminislratlve Expens€s

3. Miscellaneous

T elpl-E ! 9n --!9þ p_-..q nl€¡p",sn-s.eg- - Distribu tion Pl an I mplemantalion Eipensesr

l. FBesi

Fund Admlnistrator.,.,....lDCr.............,Distribùtiôh 49ent.,... .--: :.. ..; i¡, À, . ",,. -. -.-.i. . ,,.

Consullån|s.......!....:..::.....-...,_,Legal Adviser.s.,

Tax Advísers.. , .

2. AdministraUve Expenses

3. lnvestor ldentificationr

Notlce/Publlshing Approved P|4n......

elaimant

.Cla¡msPròcessing,,.,,,..,...,..,..,:.-.;-.;;:,ì-..:,.,.....,...,...

Web,Site Malntenancs/Çal l Çenter

4. Fund 

'Adminlstrator 

Bond

S. MiscBl¡ãReou$

6. Fèderal Account for lnyestor Restitution (FAIR)

Reporting Expense$

Total D fo¡

Disbursemsnts to ôdurt/Othefi :

lnvosffl ehl ExpensesrCou d ReQislty lnveslme nt

system lcR/s/ Feos

Federal T:ax Paymenls

0.00

133í320.02

91;63{ .09

:09

264¡9ã6:Ð3

12b
Llne 15

Liùa 1.: e

Llne lãb

Line 15c

Ltne 19l;ino 16a

Lìne 16b

Line 17

Disbursdinents for Flan Àdmln¡stratlon Expenses Not Pald

Plãn Devetopmonf Expenses Not.Pdd Þy lhe Fund:Plan lmplementation Exponses Nol Pald by the Fund:

1. Fees:

C[afms Piocè3sino....,,.,..,,.,... ...,...... ;.:..,.. ;.;.^.¡.. :.-Web Sitè Maintenânee/Call CentÊr,...... -,.

4. Fund Administrator Bondõ, Miscellaneous

Dlsburcemsnts to CourUOther Not Pa[d by the Fun{:

I nva stme nt Ex pansesÆR,S Fees

Fadoral Tax Payments

lglsl.Di.9Þqrgen'.e"n-qilc_c.eurd-otlElNo,!fsJ-{-bJ-the

DC:& State Tax Payments

-a - by the Fund:

Total Plan

Rpport of lle¡r,5 NOT:l

a Be Paid hy the,F-und:

Legal fdvisers..,,

Fund Administrãtor.....

L Fees:

Fund.Admin¡strator,.............

Legal Advisers.,

Consultants.;, ... ... ,.

Tax Advlser+...

2, Administmtive Expense6

3. lnvestqï ldentìflaat¡ont

tDc......

Notlce/Publ¡shlng Approved Pk¡n;.,....,,.,.....

Clalmênt ldenulic,alion..,......,....TaxAdVisers.,,. "¡¡¡..¡.;¡.,,¡,;,;,;.,¡

2 Administrâtive Expenses3. M¡ËcelfåneoUs

- Llne 18.

tine lÛa

Line 18b

Llne 19

Line l9a

Llnê 19b

Ns. of Glalms:

# of Çlëlnls Recelv€d lf,/s ReBgrting Period.,.

# of Çta¡ms Received Since tnception of Funcl......

No. of Clalmants/lnvestors;

# of Clahnatit's/lnyeslors Patd Thie Repo¡ling Periad, . .. ,,. ,... . .,, . .it of Claimenls/tnvesfors Paid Sinca lnceptiõn ol Fund. . .. . . . . . .. . .

Date

n
Property and Equipmenl

Total Property and Equipment

Othe¡ Assets

Îotal.Ofher Assets

Tot¿l Assots

Currenr LiabilitieÈ

Total CurrEnt Lìabilities

Long-Term Líabilities

'lotal I.ong-Ternr Liabi lities

Total ì,'iabílities,

Capital

Beginning EquityTù-mover Funds

WIFI Rail TI Crecliis

'l'urnove¡'to SFRC

Net Incorne

TotølCapitql

'Ilotal Liabilìtics & Capitril

0.00

$ t73,325-84

LIABILI'I'IES AND CAPITAL

0.00

0.00

190,487,30

48, ¡ 49.61

(7,000.00)

( 100,000.00)

41,688.93

t 73,325.84

$ t73;325.84

0ioo

0.00

s

Unaudited - For Managoment Purposes OnJy
Expenses'

Expenses Paid hy Eolípse

Tåxes . Slate and Lscal

Total Expenses

Net Income

88,941 .09

2,690,00

9,t,63t..09

$ 41,688.93

For Management Purposcs Only
7

Lloe:

Litlgátlort lncome

Llne I - OthêrlReluhds -52,80

Funds Avallable (Lineg I 8t)¡. Ê1,832.82

g

DocrêâSès In Fund Ealance:

Þfeburscmgnts io lnvedtore

Dlsbulsemènt6 for Recelvership OperatlonsDlsöursârnenfs to Receiver or Oflrêr Professioná/sEuslneos Ássát Expenses

Pê¡sona/ A ssei 6vppnsos

10a

10Þ

10ô10d

10e

51,687.72

Fxpenses

I 0t

0g

T hirúPa tty L¡tÌEaliorr. Frap€nôós

1,. Attomey Foes

2 Litjgãtion Ëxpensos

T.ol 9l _T_hj!d. :P_q d y U t t g e l ì p n E¡, pen$qsTax Adm¡nl€lratorFB9S énd Eonds

,t and Stete :l'ax Pdyments.

11

11 a.

ior Þ¡str¡bulisn Expênses Psìd by lhê Fuiìd:

Dt stribution FlEn Devglopmenl Expensê6i

1. Feesl

Fund Adminístrãlori.,,ï,,r:,,r.,,:.,..,,,

lndepÞndbnt Þisfributlon consultênt (lDC), .. ......,

OÊtriÞùfion Agont.Consullânl8,Legal ,qdvísers.,...

Tãx.Aftvlseri-., ,...

.2. Adminietrative Expenses:3. Miscellaneoui

Tolel_FIeo

t1b Dl çt tiÞutjon P! an tmptemontalion Ekpen se s:

1 F€Eg;

Filnd A.lrninlslîdtof.,. ... ... ... .., ,....,..,Dislribul¡on Agênt.Co¡þult€ntå... ......Legal Advieora,.,..

Tex Advlso[s.,.-.,.

2. AcJministratiVe ExpensÞs3, [nvestor ldentífic€tio0;

.NotioslP.ubf iphing Approved Plan.., ...,,. .. .

glq¡manl Ldon!¡f Öat¡on.Claims Proceesíng..,..Web Sile Maintenance/Call Cêñêr....

4. Fund Adm¡nistrator Bcind

5. MisÇellánêôu9

6, Federãl Account for lnvestof Restltut¡on,(FAlß) RBþorXnS Expenses

12 to GourlOther:

Linè 12a lnveslñen| Experlses/Court R6øsl¡"y lnvesl|];,enl

lcRls) Fees

12b .Fedanl Tax Fayrnenls

Totål Dlsbursements to Couruothsr:

Total Funds Dlsbursëd (Llnos I - 1f)r

Endlng Balance (49 of ftilarch 3l,2018);

51,687"72

ij

I 6,Ê37,lt8;6î

51,6,87.12

51,687,72 5lft8r.72

-52 80

61,83z.82

14à

T4þ

t4.c

ncE

& Ca¡stì, Eeúivalents

,nyés}fianls

OtåerÁsse/s or Unoleorcd Funds

15,785,480,91 1.6,785,460;91
L¡ne 1'5b

Line 15c

Lìne-16Line 16a

L¡ne. 1 6bLlne 17

Tax Advisers.,. . ...-.. .....

2, Adm¡nistrative Expenses3, Miàcellaneous

"Lof etP..le¡.P j.veþp'a?.øü.Hp=€.{çgs Ne!¿e!d- by, lhe Ean.d_ .

Pløn lmplementaflon Expensa;s. Nót Paid.þy thti Fund:

1. Fees:

Dielrlbùtiôn Agent.,,... ...

Consr¡hants,,,,.,.,......,,,

.Legal ,idvisers.., ,

Tax Advlsþr8,.,....

2. AdminisfativÊ Expeniés3. lnvestor ldontificalionl

NqticdPublishing Approved Phn,....,.

ila¡mant ldênt¡l¡c€tion... ......,...... ......

Claims Procegsiôg...W6b Si(o Mãiñt6nåncdcall Center:.

.4. liund Admlhtstrator Boàd

5. M¡soe¡lãneous

6, FAIR Reporting Expenses

Fund.

Dlsbursq¡nsnt8 lo Côurt/Other Not Pejd by the

/nv. esûi.¡enf ExpenlæscR/S Fees

Fedeßl fqx Payments

State Tat

Llne 18

Lina"lSaLihe 18b

Line 19;

L¡ne,19aLftte tþo

No..<if Clalms;.

# pf C/å7ms. Få'cêJved This'Ropottiúg Period...,-.

# øf C/qnts. Recoived Since lnëept¡on,of Fand

No, ol Clalmðnt$/lnv¡'stors:

# ol Claìmanlsfr nves¡ors. Perd f/Trs Repoding Per¡od..

#of Clainants/lnyesiors, P. ard Sìnce lnceolløn of Fund-,.

escfow reservo of

{ëiÞ
Froperly and Equipment

lotal Property and Equipment

Other Assets

Total Other ASSotsTotal Assets

Current Liabilities

Central Escrow FundsCS tI Funding (Community Bank)

Funding - SFRCTotal Current Liabililiç¡

Long-T'erm Liabilities

Total Long:Term Liabil itie¡

l'otal Liabilities

Capital

Begimìng EquÌty

Turnover Funds

TUrnover,- Crystal Gold.enNel InçomeTotal Capital

'fotal Liabilities & Capital

0.û00.00

$' 15,785,480"91

LIABILII'IES AND CAPITAL

I5,746; t 80,00

33,550.00

50,000.00

15,829,730,00

0.00

I5,829,730.00

( 14,28 r ,65)

4.,032.26

5,502.40

(39,s02.10)

{44,249.0e)

$ 15,785,480.9 t

s

Unaudited - For MÂnÊgemqnt PurpoËes;Ofily
Expêuses

Repairs Expense

Securþ ExpenseStorage

Taxes-Fedsml &StoteUtilities Expense

Total Expcnses

Net lncome

600.00

44,890.A2

1,089.69

800.00

4,307.61

51,687:72

$ (39,502,t0)

For Managementr Purposes Only
4,212.37

8+21â,ls

99,647:33

4,212.37

84,.¿! g¡49

9q,641,33

5l 0,666;0F

L¡rÌe 10f

LIne 109

Llnã l,l

7

8

I

1.1b

Llna

12b

1010a

10b10ê10d10e

11

11a

12

12a

MlsÈellànsoús . OtharlBefuod8

TdLil Fund* Avaflable {Llnos I - 8).

Oecrease's ln Fu nd. Balance:

bursomonts iq lnvegtor¡

DfFbursements lor Rócelvershfp Oper.atlqns

Disbursements to. Receivv ùr Othot Prcfessio;nals

Bus¡noss Ás$ét Êxperrses

¡sss¿,Expdnsos

lnvestmeni E{pensËs

Th i td- Pâûy Litlgaù'on Expenses ;

1, Attomey Fees

2, Utigatiorr Expengqs

TpJ4!,rhJ4-Pety"Llttgeligll_fupqae-e_s"_ .,,

Tax Adminlstntor Fees and Eonds

Fcdêre/ snd SJale Tax Paymants

tor.Dlstrlbr¡tloñ Expenees Pald by the Fund:

Distibutíon Plân Devèlopnent E*penses:

,l.. Feos:

Fund Admiiìishator.".. .,..,........,,...lndepéndent Dislributlon Consultsnt (lDC)... ..,...Distdbutión Ageñt:......-"..,.. .., .,..,...

ConSullants... ....,

rosa Àovße¡s.,.........,.,..,Tsf AdvtseiÈ......

2..Admhislfstive ExÞènses

3. Mis.celianeous

Dlatib ution Plan /nlpLlmdntat/gn ãxpenses;

1. Fee.s:

Fund.Adm¡nlsùatot

Legal Advisérs....

fax Advlsêrs..

Z. Adm¡nisfrâfive Expenses

3. lnvestor ldenllfication:

Notiêe/Publlshln0 Apprõved ptan,..

Clãlmant ldenllltc€tion...,,.... ....., ..Cldims Processihg

W€b S¡tG Maintenânco/Call. C€nter.

4. Fund Adûilniþtrdtor Bond5, Míacelltneolrs

6. Fedèral Account for fnvestor Rest¡tutlon (FAIÊ) Reporting Expenses

to CourlOtlier:

lnvestment Expensesæoudr Re gìsry tn'vestment

ICRISJ Fees

FQdørÊl.TaX Payt¡,ents

Totat tllsburaements to Coun/Oft arr: 'Tolal 

Funds Dlsbursod (Llnes 9 - rll)t

Endtng Balsnce (As of Msfch' 31, 2018):

e9,s¿7.38 .99,647,33 'q$6,17s3
l:ìne 16b

r5à

t5c

LI

l6

16a

Çonsultahté.,.,.,.

Legãl Actv¡sers... .

I ax Aqv¡sers... ,., .

2,,Administrative Eipeilses

S. Miscellanéous

Pla n i m pte m e ntalon Erpenses. Ns t P Ð ¡d : by't he, F u nd :

Fedêral Tax Payntents

lo_tel.pls_þ"r¡¡gcmgn"F!g-9Suggt_tle_r_{-o-!Pêldby!¡-c

Têx Advísefs...

DC&

Ta*

to Fald the Fund: ,CoúrUOthsr N9t þy

lnveslment. ExBense.s/cR/S Foès

Bonds Nol Fund

ctaimãnt:ldentmçãtion.,.

1. Fees:

Fund ¡dmlnistratór,.,,..

Web. S¡tre MehtEnanc€i/C€[ e6ntef

4. Fund Administrat.or Bond5, MlgooJlaneousô. FAIR Reporting Êxpenses

Legal Advlsers..,.

2, Ad'hlh¡straf ive Eipgnses

3. lnvestor ldéntifìcatlon:

Notice/Puttlishind {pprovod Plan.,. ..,...... . -.,,.

lDc.,. ^,..,,,.,,,,,,..,..,Distibútion Agertt,....

Llne

Llne

18

18à

l8h19

19a

19b

llo. oi olalms:

# of C/a?ms ReceÌved fhis Reporting Feriod.,,;...

,#of ClaimsReceivedsincè tnceptlonqf Fund........,... ,n!,jr;;¡;..,,,.,.,!.,a,:

#ol#of

CJåiñtants//r?Vesfors Paid,Thls RppofttnC Podod.

of Fund,

of Olalrhåntsllnvostorsi

.; t. I r. , .. t.: .:, , i.1 ;.. -.-

C¿ iJ*^
Property and Equiprnent

"Iotaf Property and Equipment

Other Assets

Tota-ì Other Assets'fotal Assets

Current Liabilities

Total Cunent Liabililies

Long-Term l,iabilitjes

To:tal .Long;fenü Liabílities

I'otal Liabilities

Capital

Beginning EquityNet Jnèo¡ne

Totlrl Capital

Total Liabilllies & capítal

0.00

0i00

$ 411.018J3

LIABILITIES AND CAT'ITAL

0,00

0:00

0.00

426,446.57

(15,427,84)

41 t ,0 18,73

$ 4r,I,0:18.73

.$

Unaudited " ForMariagement Purposes Only
Expenses

Bank Service ChargesLicenses & PèrmitsMqrtgage Expense - Principle

i\4orrgage Expense - l¡terest

Taxçs-Fede¡al&StateTotal EiperuesNet lncome

32,00

l;020,181

87;121.26

6,433.495,040.40

99,647.33

$ (r 5,427.E4)

for Mqrragernent Purposes Only
3;458,812.03

:618.70

4'Ê99¡651.27

3;458i812.03 

518170 4,SþÐ;641.27

12,03

Lln6 I

Llne 10

Line "l1aUne llb

Llr¡e làb

7

¡

10t

loB

13

Llne

l110s

'l0b

1Ac

10d10e

12

12a

,

q

q

Thlrd-P¡4y Lttigation incirmsMlsqellanCous: - Othor/Rofunds

Total Funds Availabte (Llnor I - 8):

Dscreases ln Fund Balance:

3,458,812.03

Legal Mvisers,.-.,-

to lnvsstorsfor Rocé¡vorship .Operatlons

to Reeeiver or Other Professionals

Susiness Assel ExpensesPersona/'Ássat FxpenSes

,nvestrnonf.Exps¿sês

T h ¡ rd : Pa fty L i t¡ga fzbn Expon sos

1. ,Attorney Fees

2..Liiigalion E¡penses

T olp t r þ i rd- P p rJ y_Lj!!ge{ip¡_qxp9¿se_q_

Adminìstrator .F eas end Sonds

and State Tax Payments

ToL{lglçÞgIq€menls -f-_o-r- F,9. *elygri¡-hlp_ gpg.,r"ttipnq. "

rsorftênts for Dietributipn Eipþnsês Paid hy thé Fund:

Distrib ullon Plø n Dove lo pmenf Exponses.'

1. Fees:

Fund Admìnistrator." - -...-

lndependenl Dlstrlbütion'Consúltant (lDC).,Di6tribution Agont... .,..,..

Consultants.,.,,...r: .;......., i.,,.,

Tax Advisers.", '..;

.2, Adminislrative, Expensþg

3. Migcollaneous

!þlp!-F lp 0 Qsysþ pn_e,!¿ Expcns gs ._

Dtsttibutto n PIan t mplø mepfafrbn .Expenses:

1. Fêee:

Fund Admìnistrator,.........,.".....,..|DG,.......,......,.,

DistriÞullon Agênt.,,....,.....,..Consultants.,..,...Leoal Advisôis....

Tâx Adviseis,..,.,

2. Administrativg Expen$es

3. lnvêstor ldènlifìoationi

Netice/PuÞlishins Approv€d Plan... -.. ..,,.,Clâ|manl ldontrÍcation....,..Çlalms kocessiäg,",

Web Si¡e Malnteftànce/Call Center.,.,'........,-......,

4, Fund Admlnistrator Bond

6, Miscelianeous

ô. f-edeml Account for lnvestor Êestìtutiqn (FAIR)

Expeiìses

Dlsbursê¡ù6htb to CourUOther:

lnvctsmenl ExrlensevCoud Regiplry l¡ys5tÌns¡¡

(CR/Q Fees

Fodarð|. TaX PÉiymanls

Tptal Þlsbucsments to,CoûrUother:

fo(al Fundls Oisbu¡socl (Llnos 9 - lll:

Ending Balance lAs ot March 31, 2û18):

3,458;812.03

7;888,210.01

t.458,81ti03
Line 15b

Lina 15c,

Line 18Llne'l6a

Liqe 16b

Llne l7

Fund Adm¡nistrator.., .,,.,....,... ...,rDC..,

DíslributlonrAgþnt..

Tar Advii¡ers,.,....

,2, Adminlstratlve Expenses

Plan lmplementatlon Ëipenses Nol Paid by,the Fund:

L Fèes:

Fund Adminiskator..........,,.tDc,., ,,. ... ... ...Distribulion Agenl;.,.

Consultanls.,. ...., .

Legal Advlseß.,.,

Tai Advisers,.,,..

2. Ad¡,äinlstralive Expenses

.3. lnveslor lderrtiÍcation:

Notjs3lPublishing Applcved P|an,.....,..,.

Ctalma.nt ldentlnêåüðn,..,,, .Cla¡ms Prbce$sÌnS...,..,.,,.,,,..Weþ gite,Màintenanceicall knter...,., ..,., ... .,. .....

4. Fund Admini$t¡ator Eond5. Miscellañeoús6, FAIR Reporting Ekpenses

lcir Føes & Boitds by Fund

Totbl

Dlsbursemenb to CourUOthor Not Pald by the Fundr

I n v€ slmo nt Ex Wnses/CRlS Fees

FOdêiâ|. :f €x Payiriéntx

Toúal

DC & Statp Tax Faymente

Line 18

Line 18aLiilë 18b

Line 19

L¡ne lga

Line lgb

of Clafms:

# of Glaims Rec*Nêd Th¡s Rop;ort¡ng Period..,.......¡¡.¡ ¡.;¡ r;¡ i;¡,¡¡,.# of Abims Receivíd Since tnception òf Fuild.,...,..-,.,,

No. of ClalmantstlnvostOrE:

# of Qlaimantill nyos,urs Pad This Rø porting Period,,.... ... .... ..., .,# Paîd' ol F.und.,.,.

# Itorn

acçounl for tho benefit

open an escròw

ofCCOO:

(a:J-+*
Total Cunent Assets

'Property and Equipment

Total Propeity and Equiprnent

C)ther Assets

Total Other AssetsTotal Assets

Current Liabilities

J'otal Cu¡rent Liabjl,ities

LongTerm Liabilities

Total Long-Te¡,m Liabil ities

'l'otal Liabi.lìriqq

,4,729,397,98

0,00

s 41229,397,98

LTABILITTES .AND CAPITAL

0,00

0.00

0,00

2,788,ss8.74t, r 00,000.00

340;839.24

4,229,397.98

s 4,229,397.9g

0,00

Capital

Beginning Equity

EScrow Funding ftom SFRCNef Income

$

Total CapitalTotal Liabilitiês & Capital

Unaudited - For Maragemenr purposes Only
Expenses

Operating Expenses,

Payroll

Total Expenses

Net Income

1,376,355.91

2,082,456.t2

3,4-18,8 t 2.03

$ 340,839,24

F'or Management Purposes Only
2,159;-95

76,393,51,

1 ,1 50,000.00

f2;197.20

t

Line 10f

Lino l1g

t3

I

11b

t2b

10

10a

1'0þ

10c

10d

10811

11a

f?

12a

Lf¡e 7

LineS

- Refunds

Totã! Funds Avaliabte (Lines 1 - s);

Decreases in Fund Ealance:Disbußements to lnvestorsDisburcements for Rêcolvéreh¡p OpqrationÊ

Olsbursemenls to Re cs luerlTn nsfe rsB./s/noss Assof Exþêi4sesPersonel,Asset Exps¡rses/nvosffienf Exp€nses

T h itd -P s rty Litiga ttbn Fxpenses

1. Attorney Fses

2. Litigatíon Exþenees

'fax.Admintstutor Føos and Bonds

Fodøral ênd State Tax Paymenls

Elsbursements for Þistrlbutlon Expe¡iSeS Pald by Fund:

Disttibut¡on,Plan Development Expanses:

1. Fees:

FundAdr¡ìnistrslor.,....,...,,,.,,...

lndependent Dlsh¡bution Consuttant (lDC)...... ....,,Distribution Agen!,.- ".,....,,....

Consultants..

Le_gsl Advlsors

Tex Advisers...

2 " Administrative Expêrise$

3' Miscellâneous.

þlpl?,Je!,Qp-U-e!opr4qr!Fvperr,-s_e..s-_-

Diskibution PIan lqtplementgþon Expsûges:

f. Fees;

Fund ;Adm¡nìstiãtor. ... -,..... ... ... .,,.....,...,,tDcDistributibn Àgenl

Consultents-..-. -.- "...

[egal Advlsers, ..-,....

Tax Advisers.,..

2. Adminlstr€llve Expenses

3" lnveslor ldentilicalion:

Notiee/Publishing ABproved Plán...,

'Cláimant ldentílieatlsn... 

... ,.. ......... .

Clalms Proc€sslns, .,- .....

Wèb Site Maintenancdcâll Cenler,.., ",..,....,,....,..

4. Fund Administrator Bond

5, Miscelleneous

6. FederalAccount for lnvestor Restilution

(FAl R): Repgrtlng EIpqnsÊ.s

Totàl

rsFlPls!

Dkbursernents to CourUOthe¡;

I hüe slmênt Ex panseVCourf . Rogrìs,try I nve stmenl

Syslem (CR/SJ Fees

. F â do tÞ I Toi f táfiaanls

Totaf . D¡.Bbu¡ìs.élnants to courUothsr:

fotatFunds Disbursed (Llnes t - 1l):

Endlng Bslonce (Ab of March,ill,:2f{!)i

Fund

1i222,,197,20

2i159,S5

76,3Ð3,61,

1,;150,000.00

7?,197.20

1i222,197.2ß

2õ,qû7,064,26,

1;222i197.20
Lino 15b

Line 15c

Llne 16

Line 16a

'Llnê 16b

Lfne 17

Fund AdmintslraÎor.........

lDc,..._.,.,...,...,.OtstrJbuiiÕn Agent

Con6{,iflant6..

Legal Advlssrs...

Tax Advisers..

â, Adm.lnistrative Expenseu

3, Miscellaneous

T.oJp!fl g;1"0_ç_u-e!p¡try,a¡¡!*Çyp!êqs-Nol8.ê¿dgll¡pFpnd

Flan lmplomentation E*poäses Not Pe/dÈy

l. Fêes:

rDc...,.,,.,...Dlstrlbution Agenl

.Çonguitâiìts'.. ,...

Legal Advi$€rs,,..

Tax Advieers,

2, Administiaf.ivé Expenses3. lnvestor ldenl¡ficatíoni

Noiice/Pubilsning'ÀÞproved pra0....,,,........,,,,,,..

Clairhant ldentlTcåtion.,. .......,,,.,....Clalms'Pr@e-ssin8...,.....,,..........

Web Sito Mainie¡ancç/Call Oenter.-.,.......,..........

4- Fund AdministrÊtor Bond

5. Miscellanepusr

6. FAIR

Total

Tax Admln¡sløtarFees & Bonds Not the

Dlsburssment¡ to CourtJ0ther:NottPáirl bt the Fundr

I nvøsltne n I E x penseVCR/S.Feec

FÞderal Tay Pâyìnents

& Tax

Llne 18

Linq 18aLinê lab

Llne 19

Linø 19a

Line 19b

No. oi'Glãlms:

# oJ Ç/aiøs,Receircd l}llb Re po di ng Pø rlod, "". .... .., . ...

# of Clams Receîund Since lncepitfitn af'Fund..........,..,

No, ol Claimant¡llnvestorsr

# of Clalmants/lnvestors paid Th¡s Rgporling period...,.

t tt Claìnaots/tnvesfors Par'it :S,n ae lnaepttõn ol Fund...

* Item Amoùnl Gorres

I Cash û Securities 55;455.29 Comprisect of funds trañÉfers ¡n the 4st quarter

only, as fgllows:es LP .40,376.19cs lr 15;079"10

'f ,150,000.00; T¡ansfêi to.nêw CGeO Esçrow Account

rransrêt"tp rund uo åf,itfiriÎq

50,000 00

, Rççiver

2 Disbursements tq RecÉive-íIransfer lo CCOO

4/t{/t{

&."'ì^'
Property and Equipment

Total Prcperly and Equipment

Other Assets

Total Other Assetslbtal Assets

Current Lìubilities

Total Current Liabilities

Long.Terr:r Liabilities

Total Long-Te¡m Liabi I itie¡Total Liabilíties

Capital

Beginning Equity

Turnovçr ftqm CS LPTurnoVer fÞom ÇS Il

Turnster frorn CS UITurngver from CS HoldingTurnover liom CCOO 'Turnover lronr JL Gateway

Turrover from CA Gold Medal 'Turnover 

- Tesh LLC

l'umover - Trìbune TavemNet Income

TotalCapíralTotal Liabilities & Capital

0.00

$ 24,314,867.05

T,IA BILITES AND CAPIT.AL

0i00

0:000.00

0,00

s (1,028,351:.70)

125tt79.84

7,9t 1,524,638,7 I 9,83 5.20

9,686,474-71

(1,100;000.0û)

l0û,000.00

(50;o0o.oo)

226.74

I ¡23ó:ól

(5 r,258.98)

24,314,967.05

$ 24.3 t 4,967.05

Unaudìtçd - For Managenrent putposes Only
Expenges

Opératjng Expense

Po$tage Etpense

Taxes - Fedcral ,& State

lT Expense

Total Expenses

Net Income

?.,l''06.39

3ó.81

14,600"00

55,454,00

72,197.20

$ (5 ¡,258.eS)

For M.anagemg¡t purposes Only
0.00

2Í4,0i6.27

363,407.08

lr2S4'998¡62

Line 10d

Líne 10e

Llne ll

Llne l la

10f

log

1Ib

13

9

LIne.

Llne

12b

Li¡e t2

l2a

10

'loet0b10c

Llne 7Llne I

j

qu

dat

o

Th¡rd.P€rty Lltlgatlon lncome

lscellansous - Othor

Totâl Fuhds Avallabfe {!-lnsp { - 8)¡

in Fun:d Balance:

Disburcements to lnvostors

for ROCè¡veishlp OpErãtlohs

lo ReceJræror Other Professlonals

Eøsiness ássef Expenses

Asset Expenseç

FxpensesUtigation Expensqc

1, A(lorney Fees

2. Lit¡gat¡on Expensês

Tax. A:drnlinlstrâló/, Fees.,Ðnd.gonds

Faderal and Statø Tax Payments

Tg!.gl Ðl_B-þ!¡ß_enç.rrjg-l-olßgç9iy-er*s-_!rlp"9peIg!.1.-qI"s. 

. " 363¡QZ4q _ Dlsbursements for Dlstrlbutlon Expenses paid by

Di st ribut¡pn Plan Deve lopment Efpersss.'

tfie'Fùnd:

1, Fee$:

Fund Adhlnistralor..............lndependent Dlslributlon Consultent (fOC),., ,., ,.

Þistrihution Agent..",

Consuftants,,..... . .,...

2, AdmlnistratiVe Expènsès

3: .Miìsceilaneoùs

TeleLP-lenD^e]y.€-,!ep&at.F.¡p-ense"n

A¡$dbatton Plan lùp[eme ntation E\penses;

1. Feès:

Fund Admlnrstråtoi..,...,.,........ ..,..

tDQ,.... ..D¡stributjon Ag€nt.. .........,...,...

Consultants,.... .;. .,...-,.....,.,........Legal Advisers..,.,

Tax Advlsers....,.

2, Administr€f¡ve Expensesl3. lnvestor ldentlf¡eationl

Nót,cs/Publlähinþ Approved ptan,,.....

Clalmant ldentifl aat¡dn.......,,,,..,., ....

Õlalrns PrÊc€ssing

W€b Slte MâÍntenanoé/Call Cent¡e¡,

4. Fund Admlnislri¡lor Bond

5. Miscellane.ous,

6, Federal Account br lnvsstor Reslltution

(FAIR) Reporting Expenses

Totdt

ÞlsburEements to, Côurt/Othert

lnve itment Expa nse s/Co urt Registry tnvestme nt

Sysfeø lCÆlS/ Fees

Fa:daral T.ax Paymenis

Total Dleburseûierile to Court/Translgr to Op ïotâl Fuädb.Dlobûr6ed (Ltnes 9 - f i)rj

Ëñdlng Balanco:(A+ ol l|arc,h 31, 20f g);

r363,407.0&

363;407:08

,363i407,08

0,00

274,076.27

36S,407;08
15þ

l5c

Llne 16

,,16a

16b

17 &

Legsl Advísêrs,...

Tax Advisers.....,

Fund

Expenses.

Tax

3.

F'oes & Eonds Nol lhe Fund

to Cou r.fother nq! Pald by ths Fundr

lnvè.stment Expenses;0R/S Fees

Feden¡t Tax P.aymêntd 'Total

Fund Adm¡n¡strator..,..................,.....,.

Dislributìon.Agent, . ,... .....

Consultants....,.;

Plan lmplomenlatioÐ Expênse.r Not paid by the

1, Fees:

Consaitants....,,. ,

2. Administratlve Expenses3. Investor ldèntifìcafion:

lDç,. . ....,.

Tãx ,Myisers... ...

2: Admlniiitrallve Expenses

Noltc€JFubilshlng AÞÞiov€d pleñ,..,., ...,., -....,..,, ctÞlmânl tdenfi ficatlon.., ....

ela.lms ProceEsing,...._..,....,......,,.Wêh Site Mainlonance/Gall Cehtèr.,.,..,....., .....,.

4. Fund Adminlstmtor Bond

15. Miscellsneous

18

l8a

18þ

{9

tga

t9þ

# ol Clajms Recç¡v.ed This Repotting penod,.,..,......,.

# of C/âtrns Rec6lvod Sirce Incøpllon cjt.Fund.... ol Clalmants/lnvestora:

# of C/âr¡nantslnves(ors Paíd nis F¿epaft¡ng Pqriod, # S,nce Fund., .,.' r..r..r ¡ ¡ ¡.r r,¡ ¡.;. ¡: r;,:

ela¡iÍs

#

Côrr.es NÞto6

1 Total Ending Bâtance of Fund ^ Net Assete s21 ,591,54 lncludes escfow rê.qerve of

..1-UProperry and Equipnent

Totat Pîôperty a¡rd Equipmenr

Other Assets

Totnl Other Assets

Total Assets

Current LiabiHties

Investor F-unding

To-tal Cunent LiabiIíties

I-ong:asrnì Liabll ities

Total Long-Tçrm Liabilities

'Iotal LIabìlities

Capital

Bqginning [quib1

Turrif¡ver Funds

Net lnc,otne

Total Cqpita!

Total Liabilities & Capital

,591 

5

0.00

s 9zt,59l .54

LIABILII'IES AND CA?IÎAL

$ 559,099.00

559,099.00

0,oo

559.0e9.00

(39,240.S6)

64Q,77s,3p

(23%o4r.e0)

362;492:54

$ g2I,sgt.54

0.00

Unaudired - For Managemenlpufpases Only
Expênses

Intercsf Expense

Operating Er<penses

Payroll

Employer'l'axes

Payroll Service ChargeRent o¡ Lease Expens.e 'l'a"xes 

- Federal & State

Total Expenses.

Net Income

3.28

I94,780;55

68,564,72

I 1,380.36

1.034. I 7

80,000.00

1,644.00

363,407.08

$ (239,CI41.90)

For Managemenf P-urposes Only