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009589.0024\4790542. I STANDARDIZED FLIND ACCOUNTING REPORT 3: l7-CV-O0223-RS

Elizabeth Berke-Dreyfuss (Bar No. 1 14651)

WENDELO ROSEN' BLACK & DEAN LLP

i i 1 i B-;aíway, 24'h'Floor

Oakland, California 9 4 607 -403 6

Telephone: (510) 834-6600

Fax: (510) 834-1928

Email: edreyfuss@wendel.com

Attorneys for Susan L. Uecker, Receiver

LINITED STATES DISTRICT COURT

NORTHERN DISTRICT OF CALIFORNIA

SAN FRANCISCO DIVISION

SECURITIES AND EXCHANGE

COMMISSION,

Plaintiff,

SAN FRANCISCO REGIONAL CENTER, LLC;

THOMAS M. HENDERSON; CALIFORNIA

GOLD MEDAL, L.P.; CALLSOCKET, L.P.;

CALLSOCKET II, L.P.; CALLSOCKET III'

L.P.; COMPREHENSIVE CARE OF

OAKLAND, L.P.; NA3PL, L.P.; WEST

OAKLAND PLAZA, L.P.; CALLSOCKET,

LLC; CALLSOCKET II, LLC; CALLSOCKET

ilI, LLC; COMPREHENSIVE CARE OF

CALIFORNIA, LLC; IMMEDIA, LLC; ANd

NORTH AMERICA 3PL, LLC,

Defendants,

-andCALLSOCKET HOLDING COMPANY, LLC;

CALLSOCKET III HOLDING COMPANY,

LLC; BERKELEY HEALTHCARE

DYNAMICS, LLC; CENTRAL CALIFORNIA

FARMS, LLC; ANd JL GATEV/AY, LLC,

Relief Defendants.

Case No. 3 : 17-CV-00223-RS

STANDARDIZF.D FUND ACCOUNTING

REPORT FOR CONSOLIDATED SEC VS.

SFRC RECEIVERSHIP ENTITIES FOR

REPORTING PERIOD: APRIL 1,2017

TO JUNE 30,2017

VS

Case 3:17-cv-00223-RS Document 201 Filed 07/28/17 Page 1 of 53
FUND ACCOUNTING (See lnstructions):

Rêference

47,259,399.07

0.00

1

2

Llne 2

Line 3

Line 4

Linê 5

Line 6

Line 7

Llne 8

Line I

Line I

Beginning Balance (As of March 3'|-,20171

lncreases Ín Fund Balance:

Business lncome

Cash (Transfer from Statê to Federal Receiver)

lnteresUDlvidend lncome

Business Asset Llquidation

Personal Asset Liquidation

Thlrd-Party Litigat¡on I ncome

Miscellaneous - Other

Total Funds Availabls (Llnes I - 8):

Decreases in Fund Balance:

Disbursements to lnvostors

D¡sbu]1sements for Receivership Operations

Disbursements to Rece¡ver or Other Professíonals

Bus¡hess Assef Expenses

Personal Assef Expenses

lnvestment Expenses

Th¡rd-Pa¡ty L¡tigat¡on Expenses

1. Attorney Fees

2. Lit¡gation Expenses

Tax Administrator Fees and Bonds

Federal and Sfafe Tax Payments

Total Disbursements for

Disbursements for Distribution Expenses Paid by the Fund:

D¡stribut¡on Plan Developmenf Expenses.'

1. Fees:

Fund Administrator... ... ... ... ... .....

lndependent Distribution Consultant (lDC)......

Distribution Agent... ... ... ... ...

Consultants... ... .

Legal Advisers...

Tax Advisers...... ... ... ... .

2. Adm¡nistrative Expenses

3. Miscellaneous

Total Plan

Line 11b

1,872,684.96

44,923,187.05

I 5,932.1 0

447,594.96

47,259,399.07

Line l0

L¡ne 10a

Line 10b

Line 10c

L¡ne 10d

Line 10e

L¡ne 10f

L¡ne 109

Èlne I I

Line 11a

Line 12

Line 12a

L¡ne 12b

Line l3

2,955,092.43

Distribution Plan lmplementation Expenses:

1. Fees:

Fund Administrator... ... ... ... ... ........... .....

tDc.. . ... ... ... ... ...

Distribution Agent... ... ... ... ...

Consultants.......

Legal Advisers...

Tax Advisers... ..

2. Administrat¡ve Expenses

3. lnvestor ldentification:

Notice/Publishing Approved P|an.......................

Claimant ldentification......

Claims ProcessinS.....................

Web Site Maintenance/Call Center.....................

4. Fund Administrator Bond

5. Miscellaneous

6. Federal Account for lnvestor Restitution (FAIR)

Reporting Expenses

Disbursements to Court/Other:

I nve stme nt Expe n se s/Co u rt Registry I nve stme nt

Sysfem ICRIÐ Fees

Federal Tax Payments

Total Disbursements to CourUother:

Total Funds Dlsbursed (Lines 9- 11):

Ending Balance (As ofJune 30,20171:

38,550.00

38,550.00

1,872,684,96

44,923,187.O5

15,932.10

447,594.96

47,259,399.07

2,955,092.43

38,550.00

38,550.00 2,993,642.43

l1¿9!¿99.9f_

STANDARDIZED FUND ACCOUNTING REPORT for Consolidated SEC vs. SFRC Receivership Entities-Cash Basis

Receivership Civil Court Case No. 3:17-cv-00223-RS

Period 1 to June 2017

ng nce

1

Line 14a Cash 8 Cash Equivalents 44,265,756.64 44,265,756.64

7 /30/08

Case 3:17-cv-00223-RS Document 201 Filed 07/28/17 Page 2 of 53
14b

14c

lnvestments

OfherAssefs or uncteared runài

Total Ending Balancê of Fund - Net Assets 44,265,756.64 44,265,756.64 44,265,756.64

SUPPLEMENTAL INFORMATION:

Line l5

Line 15a

Line 15b

Line 15c

Lino 16

Line 16a

Line 16b

Line 17

Dlsbursements for Plan Administratlon Expenses

Plan Development Expenses Not Paid by the Fund:

1. Fees:

Fund Adm¡n¡strator....................

tDc..................

Distribution Agent... ... ... ... ...

Consultants.......

Legal Advisers...

Tax Advisers... ..

2. Administrative Expenses

3. M¡scellaneous

Plan Implementation Expenses Not Paid by the Fund:

1. Fees:

Fund Administrator... ... ... ... ... ... ..

tDc..................

Distribution Agent...............

Consultants.......

Legal Adv¡sers...

Tax Advisers... ..

2. Administrative Expenses

3. lnvestor ldentification:

Notice/Publishing Approved P|an...........................

Claimant ldentification......

Claims Processing.....................

Web Site Maintenance/Call Center... ... ... ...

4. Fund Administrator Bond

5. Miscellaneous

6. FAIR Reporting Expenses

Tax Administrator Fees & Bonds Not Paid by the Fund

Dlsbursements to CourUOther Not Pald by the Fund:

I nve stme nt Ex penses/CR/S Fees

Federal Tax Payments

Fund

Not Pald by the Fund:

Dêtall

DC & State Tax

Total PIan

Plan Nof

of ítems NOT To Be Paid by the Fund:

Grand Total

Line l8

Line 18a

Line 18b

Line 19

Line 19a

Line 19b

No. of Clalms:

# of Claims Received This Re poñing Period.................

# of Cla¡ms Rece¡ved Since lnception ol Fund...............

No. of Glaimants/lnvestors:

# of Claimants/lnvestors Paid This Report¡ng Period.......

# of Claimants/lnvestors Pad Sihce lncept¡on of Fund....

Ref

# Item Amount Correspondinq Notes

secu 44,923,187,05 I

the amount of $549,075 (CS LP), $1 5,746,1 80 CA

Gold Medal), $559,099 (NA3PL, and recorded on

the balance sheets provided.

33,550.00 lncludes transfers from Call Socket ll to Call

($20,000) and from Call Socket ll to CA

($1 8,550).

+

2 Tolal Disbursements to CourUOther

2

Date

7 /30/08

Case 3:17-cv-00223-RS Document 201 Filed 07/28/17 Page 3 of 53
Line 2

Line 3

Line 4

Line 5

Line 6

Line 7

Line I

Line'l

Line 9

STANDARDIZED FUND ACCOUNTING REPORT for Call Socket LP Receivership-Cash Basis

Receivership Civil Court Case No. 3:17-cv-00223-RS

Period: 1 to June 20'17

Beginning Balance (As of March 3'1,20171

lncreases in Fund Balance:

Business lncome

Cash and Securities

lnteresUDividend lncome

Business Asset Liquidation

Personal Asset Liquidation

Third-Party Litigation lncome

Miscellaneous - Other

Total Funds Avallable (Lines I - 8):

Decreases in Fund Balance:

Disbursements to lnvestors

Disbursements for Receivership Operations

D¡sbursements to Receiver or Other Professionals

Buslness Assef Expenses

Personal Assef Expenses

lnvestment Expenses

Thkd-Party Litigation Expenses

1. Attorney Fees

2, Litigation Expenses

Tax Administrator Fees and Bonds

Federal and Sfafe lax Payments

Line 10

Line 10a

Line 10b

Line 10c

Line 10d

Line 10e

Line 10f

Line 109

Line 11

Line 11a

11b

12

12a

Total

Disbursements for Distribution Expenses Paid by the Fund

Distribution Plan Development Expenses:

1. Fees:

Fund Administrator... ... . .. .. . ... . ..

lndependent Distribution Consultant (lDC)... ... ... .

Distribution Agent... . .. . .. . .. ..

Consultants. .. .. .

Legal Adv¡sers..

Tax Advisers. .. .

2. Administrative Expenses

3. Miscellaneous

Total Plan

Distribution Plan lmplementation Expenses:

1. Fees:

Fund Adm¡nistrator... ... . .. .. . . .. . ..

tDc................

D¡str¡bution Agent... . .. ... . .. ..

Consultants......

Legal Advisers..

Tax Advisers....

2. Administrative Expenses

3. lnvestor ldentification:

Notice/Publishing Approved P14n......... ......

Clâimant ldentification.....

Claims Processin9..................

Web Site Maintenance/Call Center. .. .. . . .. ...,

4. Fund Administrator Bond

5. Miscellaneous

6. Federal Account for lnvestor Restitution

(FAIR) Reporting Expenses

Total

Disbursements to CourUOther:

I nvestment Expenses/Court Registry I nvestment

Sysfem (CR/S,) Fees

Federal Tax Payments

FUND ACCOUNTING

282,444.00

943,606.70

87.25

125,925.00

I,352,062.95

s76,983.30

Deta¡l

576,983.30

d bv the Fund

282,444.00

943,606.70

87.25

125,925.00

1,352,062.95

576,983.30

983.30

I,352,062.95

rand

0.00

30

12b

Case 3:17-cv-00223-RS Document 201 Filed 07/28/17 Page 4 of 53
Total Disbursements to CourUOther:

Total Funds Disbursed (Lines 9 - 1 I ):

nding Balance (As of June 30, 2017):

576,983.30

Line 13

775,079.65

775,079.65

775,079.65

775,079.65

775,079.65

Line 14

Line 14a

Line 14b

Line 14c

Ending Balance of Fund - Net Assets:

Casñ & Cash Equivalents

lnvestments

OfherAssefs or Uncleared Funds

Total Ending Balance of Fund - Net Assets

OTHER SUPPLEMENTAL INFORMATION:

Grand Total

Line 15

L¡ne 15a

Line 15b

Line 15c

Line 16

Line 16a

Line 16b

Line 17

Repoft of ltems NOT To Be Paid by the Fund:

Disbursements for Plan Administration Expenses

Plan Development Expenses Not Paid by the Fund:

1. Fees:

Fund Adminishator... ... . .. ... .. . . ..

tDc................

Distribution Agent.. . . .. ... ... ..

Consultants. .. . .

Legal Advisers..

Legal Adv¡sers..

Tax Advisers.. . .

2. Administrative Expenses

3. lnvestor ldentification:

Notice/Publishing Approved Plan....

Claimant ldentif¡cation.....

Claims Processing.......................

Web Site Maintenance/Call Center.,

4. Fund Administrator Bond

5. Miscellaneous

6. FAIR Reporting Expenses

Tax Administrator Fees & Bonds Not Paid by the Fund

Disbursements to CourUOther Not Paid by the Fund:

Not Paid by the Fund

Detaíl Subtotal

DC & State Tax

the Fund:

Total Paid the Fund

Plan

Total Disbursements for Plan

Plan lmplementation Expenses Not Paid by

1. Fees:

Fund Administrator... ... ... ... ... . ..

IDc................

Distribution Agent... .. . . .. . .. .

Consultants.. . . .

Tax Advisers... .

2. Administrative Expenses

3. Miscellaneous

I nvestment Expenses/CRIS Fees

Federal Tax Payments

Total Disbursements to CouruOther

Line 18

Line 18a

Line 18b

Line 19

Line 19a

Line 19b

No. of Claims:

# of Claims Received This Reporiing Period. .... . ... ... ...

# of Claims Received Since lnception of Fund...... . .... ..

No. of Claimants/lnvestors:

# of Claimants/lnvesfors Paid This Repoñing Period.. ..

# of Claimants/lnvesfors Paid Since lnception of Fund.

Date

Case 3:17-cv-00223-RS Document 201 Filed 07/28/17 Page 5 of 53
Current Assets

Checking - Boston Private

Escrow Mkt - Boston Private

Checking - Boston Runway ExP

Total Current Assets

Property and Equipment

Total Property and Equipment

Other Assets

Receivable from Fed Rec

Total Other Assets

Total Assets

Current Liabilities

Funding from CS II

Funding from CS III

Runway Sale Deposit

Suspense-Clearing Account

Total Current Liabilities

Long-Term Liabilities

Total Long-Term Liabilities

Total Liabilities

Capital

Retained Earnings

Turnover Funds

Turnover of Investor Funds

Net Income

TotalCapital

Total Liabilities & Capital

Call Socket LP

Susan L. Uecker, Receiver

Balance Sheet

June30,2017

ASSETS

225,881.87

549,162.25

35.53

775,079.65

0.00

7,200.00

7,200.00

$ 782,279.65

LIABILITIES AND CAPITAL

20,000.00

2,730,252.69

105,000.00

(3,453.49)

2,851,799.20

0.00

2,851,799.20

(2,025,005.07)

43,356.01

549,075.00

(636,945.49)

(2,069,519.55)

$ 782,279.65

$

$

Unaudited - For Management Purposes Only

Case 3:17-cv-00223-RS Document 201 Filed 07/28/17 Page 6 of 53
Page: I

Revenues

Runway Rental Income

Runway Partnership Income

Runway Events

Interest Income

Total Revenues

Expenses

Bank Charges-RW

Court Reporter Expense

Credit Card Fees - RW

Employee Benefit-RW

Equipment Rental-RW

Events Expense-RW

Insurance Expense

Insurance Expense-RW

Internet Expense-RW

Janitorial Expenses-RW

Marketing Expense-RW

Meals and Entertainment Exp-RW

Payroll

Payroll-RW

Payroll - Commissions-RW

Employer Payroll Taxes

Employer Payroll Taxes-RW

Payroll Service Charges

Insurance - Workers' Comp

Insurance - Workers' Comp-RW

Operating Supplies-RV/

Postage Expense

Professional Fees-RW

Refund- Deposits

Runway Lease Expense

Repairs Expense-RW

Telephone Expense-RW

Travel Expense-RW

Telecommunications Expense-RW

Total Expenses

Net Income

Call Socket LP

Susan L. Uecker, Receiver

Income Statement

For the Second Quarter 2017

Current Quarter

180,293.00

96,751.00

5,400.00

87.25

282,531.25

$

54.47

728.30

48.94

900.00

337.41

2,253.35

(6et,4s)

1,458.04

5,498.02

13,320.00

2,284.56

3,362.50

65,961.56

125,034.87

23,184.71

5,139.54

10,921.52

684.68

363.34

1,369.17

4,849.90

167.38

9,839.00

4,300.00

275,400.40

28 I .13

2,135.47

78.47

7,064.53

566,329.81

$ (283,798.56)

For Management Purposes Only

Case 3:17-cv-00223-RS Document 201 Filed 07/28/17 Page 7 of 53
STANDARDTZED FUND ACCOUNTING REPORT for Call Socket ll LP Receivership-Cash Basis

Receivership Civil Court Case No. 3:1 7-cv-00223-RS

rti Period I 1 to June 30 2017

Beginning Balance (As of March 31,20171

lncreases in Fund Balance:

Business lncome

Cash and Securities

lnteresuDividend lncome

Business Asset Liquidation

Personal Asset Liquidation

Litigation lncome

Miscellaneous - Other

Total Funds Available (Lines I - 8):

Decreases in Fund Balance:

Disbursements to lnvestors

Disbursements for Receivership Operations

Disbursements to Receiver or Other Professionals

Bus,ness Assef Expenses

P e rson a I As set Expenses

lnvestment Expenses

Third-Pañy Litig ation Ex pe n se s

1. Attorney Fees

2. Litigation Expenses

Tax Administrator Fees and Bonds

Federal and State Tax Payments

Total Disbursements for Receivershi

Disbursements for Distribution Expenses Paid by the Fund:

Distriþution Plan Developmenf Expenses;

1. Fees:

Fund Admin¡strator... ... .. . ... ... ...

lndependent Distribution Consultant (lDC)

D¡stribut¡on 49ent............

Consultants.. . .. .

Legal Advisers..

Tax Advisers.. . .

2. Administrative Expenses

3. Miscellaneous

Plan

Line 11b Distribution Plan lmplementation Expenses:

1. Fees:

Fund Administratorr.................

tDc................

Distribution Agent... .. . .. . . .. .

Consultants... ..

Legal Advisers..

Tax Advisers.. . .

2. Administrative Expenses

3. lnvestor ldentification:

Notice/Publishing Approved P|an...... .................

Claimant ldentification... ..

Claims Processing..................

Web Site Maintenance/Call Center............. ........

4. Fund Administrator Bond

5. Miscellaneous

6. Federal Account for lnvestor Restitution

(FAIR) Reporting Expenses

Total Plan

bution

,l

2

3

4

Line 5

Line 6

Line 7

Line I

Line 9

Line 10

Line 10a

Line 10b

Line 10c

Line 10d

Line 10e

'12

12a

10f

1og

11

11a

Disbursements to CourUOther:

lnvestment Expenses/Court Registry lnvestment

Sysfem (CR/S) Fees

Federal Tax Payments

FUND ACCOUNTING (See lnstructions):

367,846.07

11,030.00

8,8s2,403.42

4,305.64

1,621.66

8,869,360.72

367 07

11,030.00

8,852,403.42

4,305.64

1,621.66

8,869,360.72

367,846.07

Subtotal

367

8,869,360.72

0.00

367 07

12þ

Paid the Fund

Case 3:17-cv-00223-RS Document 201 Filed 07/28/17 Page 8 of 53
Total Disbursements to Court/Other:

Total Funds Disbursed (Llnes 9 - l'l):

Ending Balance (As of June 30,20'l7l:.

38,550.00

38,550.00

38,550.00

38,550.00

367,846.07

38,550.00

13

8,462,964.65

8,462,964.65

8,462,964.65

8,462,964.65

4

14a

14b

14c

SUPPLEMENTAL INFORMATION:

Line l5

Line 15b

15c

17

15a

16

16a

16b

Detail

Report of ltems NOf Io Be Paid by the Fund:

Disbursements for Plan Administration Expenses Not Paid by the Fund

Plan Development Expenses Not Paid by the Fund:

1. Fees:

Fund Administrator.. . .. . .. . .. . . .. .. .

tDc..........,.....

Distribution Agent... . .. . .. . .. .

Consultants......

Legal Advisers..

Tax Advisers.. . .

2. Administrative Expenses

3. Miscellaneous

Total Plan Paid the Fund

PIan lmplementation Expenses Not Paid by the Fund:

1,

2.

3.

4.

5.

6.

Fees:

Fund Administrator. .. . .. . .. ... .. . . ..

tDc................

Distribution 49ent.............

Consultants.. . ...

Legal Advisers..

Tax Advisers....

Admin¡strative Expenses

lnvestor ldentification:

Notice/Publishing Approved Plan... ....................

Claimant ldentification....

Claims Processin9.................

Web Site Maintenance/Call Center.....................

Fund Administrator Bond

Miscellaneous

FAIR Reporting Expenses

Not Paid the Fund

Tax Adm¡nistrator Fees & Bonds Not Paid by the Fund

Disbursements for Plan Admi Not Paid

Disbursements to CourUOther Not Paid by the Fund

I nve stment Expen se s/CR/S Fees

Federal Tax Payments

CourUOther Not Paid the Fund

DC & State Tax

Line 18

Line

18a

18b

19

19a

19b

No. of Claims:

# of Claims Received This Reporting Period.............

# of Claims Received Since lnception of Fund.. .... .. ...

No. of Claimants/lnvestors :

# of Claimants/lnvesfors Paid This Reporting Period..

# of Claimants/lnvesfors Paid Since of Fund.

Date

7t>t/ tT

Case 3:17-cv-00223-RS Document 201 Filed 07/28/17 Page 9 of 53
Current Assets

Checking - Boston Private

Sale Proceeds-CB Building

Sale Proceeds - Dufivin

Total Current Assets

Property and Equipment

Total Property and EquiPment

Other Assets

CS LP Funding Receivable

CA Gold Medal Receivable

Security Deposit-Dufrvin

Deposits

Total Other Assets

Total Assets

Current Liabilities

Total Current Liabilities

Long-Term Liabilities

Total Long-Term Liabi lities

Total Liabilities

Capital

Beginning Equity

Turnover Funds

Net Income

TotalCapital

Total Liabilities & Capital

Call Socket II LP

Susan L. Uecker, Receiver

Balance Sheet

June 30,2017

ASSETS

52,950.99

499,762.22

7,910,251.44

8,462,964.65

0.00

20,000.00

18,550.00

24,053.25

410.50

63,013.75

$ 8,525,978.40

LIABILITIES AND CAPITAL

0.00

0.00

0.00

9,302,918.86

30,512.39

(807,452.85)

8,525,978.40

$ 8,525,978.40

$

$

Unaudited - For Management Purposes Only

Case 3:17-cv-00223-RS Document 201 Filed 07/28/17 Page 10 of 53
Page: I

Revenues

Interest Income

CS II Call Center Income

Refunds

Total Revenues

Expenses

Bank Charges

CS II Consultant

Insurance Expense

Dialer Expense

Payroll

Payroll Taxes

Payroll Service Fees

Workers Compensation Ins.

Operating Expenses

Postage Expense

Expenses Pd by Eclipse-CB

Rent or Lease Expense

Telephone Expense

Utilities Expense

Supplies Expense

Wireless Expense

Total Expenses

Net Income

Call Socket II LP

Susan L. Uecker, Receiver

Income Statement

For the Second Quarter 2017

Current Quarter

$ 4,305.64

I1,030.00

1,621.66

16,957.30

145.31

162,500.00

5,284.13

14,271.06

83,628.51

6,868.94

797.14

1,492.50

5,397.24

4.54

(511.s6)

72,159.75

13,392.89

276.35

884,00

1,255.27

367,846.07

$ (350,888.77)

For Management Purposes Only

Case 3:17-cv-00223-RS Document 201 Filed 07/28/17 Page 11 of 53
Llne 14

Line 14a

STANDARDIZED FUND ACCOUNTING REPORT for Call Socket lll LP Receivership-Cash Basis

Receivership Civ¡l Court Case No. 3:17-cv-00223-RS

Period 1 to June 30 2017

ng

FUND ACCOUNTING (See lnstructlons):

2,000.00

6,220,506.67

3,236.82

300,000.00

6,525,743.49

Subtotal Grand Total

6,526,743.49

0 00

_6,529Jß.ß

Llne I Beglnnlng Balance (As of March 31'20171

lncreases in Fund Balance:

Linê 2

Line 3

Line 4

Llne 5

Llne 6

Line 7

Line I

10

10a

10b

10c

10d

10e

Line 12

12a

Line 12b

Llne 13

nêss lncome

and Sêcurities

nteresUDivldend lncome

Buslness Asset Liquidatlon

PeÉonal Asset Liquidatlon

Litigat¡on lncome

2,000.00

6,220,506.67

3,236.82

300,000.00

6,625,743.49

9

Mlscellaneous - Sale Rsfund

Total Funds Avallable (Llnes I - 8):

Decreases in Fund Balance:

D¡sbursemênts to lnvostors

Disbursements for Receivership Operatlons

Disbursements to Receiver or Other Professionals

Buslness Assef Fxpenses

Personal,Assef Expenses

lnvestment Expenses

Thi rd-Party Litig ation Ex pen ses

1. Attorney Fees

2. Litigation Expenses

Total

10f

1og

Tax Admin¡strator Fees and Bonds

Federal and State Tax Payments

for

Llne ll Disbursements for Distributlon Expenses Paid by the Fund:

11a Distribution Plan Developmenf Expenses:

Fees:

Fund Admin¡strator....................

lndependent Distr¡bution Consultant (lDC)..........

Distribution Agent......................

Consultants... ... .

Legal Advisers...

Tax Advisers......

2. Administrative Expenses

3. Miscellaneous

Total

Line 11b Distribution PIan I mplementation Expenses:

1. Fees:

Fund Administrator..............................

tDc...........

Distribution 49ent...............

Consultants... ... .

Legal Advisers...

Tax Advisers......

2. Administrative Expenses

3, lnvestor ldentification:

Notice/Publish¡ng Approved P|an.......................

Clâimant ldentification......

Cla¡ms ProcessinS....................,

Web Site Ma¡ntenance/Call Center... ... ...

4. Fund Administrator Bond

5. Miscellaneous

6. Federal Account for lnvestor Restitution

(FAIR) Reporting Expenses

DisbunBements to CouruOther:

lnvestment Expenses/CouÍ't Registry lnvestment

Sysfem (CR/S) Fees

Federal Tax Payments

Total Disbursements to Court/Other:

Total Fund3 Dlsbunsed (Llnes 9 - 11):

ng Balance (As ofJunê 30,20171t

Cash & Cash Equivalents 6,525,743.49 6,525,743.49

Case 3:17-cv-00223-RS Document 201 Filed 07/28/17 Page 12 of 53
14b

14c

Investments

OfherAssefs or lJncleared Futntds

Total Ending Balance of Fund - Net Assets 6,525,743.49 6,525,743.49

OTHER SUPPLEMENTAL INFORMATION:

Grand Total

Repoñ of ltems ,vof fo Be Paid by the Fund:

Disbursemênts for Plan Administration Expenses Not Paid by

Tax Adm¡nistrator Fees & Bonds Not Paid by the Fund

D¡sbursements to Couruothêr Not Paid by the Fund

I nvest m en t Expenses/CR/S Fees

Federal Tax Payments

Plan Ad

Paid

Plan

Paid the

PIan Developmenf Expenses Not Paid by the Fund:

the Fund:

the

DC & State Tax

1. Fees:

Fund Administrator..

tDc.....

the Fund:

tDc.

Legal Advisers..............

Tax Advisers................

2. Administrative Expenses

3. Miscellaneous

Distribution 49ent...............................

Consultants... ... .

Legal Advisers...

Tax Advisers......

2. Administrat¡ve Expenses

3. lnvestor ldentlfication:

Notice/Publishing Approved P|an..........

Claimant ldentification......

Claims ProcessinS................................

Web Site Maintenance/Call Center...........

4. Fund Administrator Bond

5. Miscellaneous

6. FAIR Reporting Expenses

Plan lmplementation Expenses Not Pa¡d by

1. Fees:

Fund Admin¡strator... ... ... ... ... ............. ..

Distr¡bution Agent.....

Consultants.............

Linê 15

Line 15a

L¡ne 15b

L¡ne 15c

Llne l6

Line 16a

Line 16b

Line 17

Llne l8

Line 18a

Line 18b

Line 19

Line 19a

Line 19b

No, of Clalms:

# of Claims Received This Reporting Period..... ..........,

# of Claims Rece¡ved Since lnception of Fund.............

No, of Glalmants/lnvestors:

# of Cla¡mants/lnvesfors Paid This Repofting Period.. ...

# of Claimants/lnvesfors Paid Since lncept¡on of Fund.. ..r¿t

Case 3:17-cv-00223-RS Document 201 Filed 07/28/17 Page 13 of 53
Current Assets

Checking - Boston Private

Market Rate - Boston Private

Total Curent Assets

Property and Equipment

Total Property and Equipment

Other Assets

Total Other Assets

Total Assets

Current Liabilities

Total Current Liabilities

Long-Term Liabilities

Total Long-Term Liabilities

Total Liabilities

Capital

Turnover Funds-General

Turnover Funds-Magnin

Funding Per Court Order-CS

Net Income

TotalCapital

Total Liabilities & Capital

Call Socket III LLC

Susan L. Uecker, Receiver

Balance Sheet

June30,2017

ASSETS

22,216.99

6,503,s26.s0

6,525,743.49

0.00

0.00

$ 6,525,743.49

LIABILITIES AND CAPITAL

0.00

0.00

0.00

11,220.38

9,184,044.00

(2,730,252.69)

3,937.58

6,468,949.27

$ 6,468,949.27

$

$

Unaudited - For Management Purposes Only

Case 3:17-cv-00223-RS Document 201 Filed 07/28/17 Page 14 of 53
Page: I

Revenues

Verizon Lease

Interest Income

Total Revenues

Expenses

Total Expenses

Net Income

$

Call Socket III LLÇ

Susan L. Uecker, Receiver

Income Statement

For the Second Quarter 2017

Current Quarter

2,000.00

3,236.82

5,236.82

0.00

$ 5,236.82

For Management Purposes Only

Case 3:17-cv-00223-RS Document 201 Filed 07/28/17 Page 15 of 53
STANDARDIZED FUND ACCOUNTING REPORT for Call Socket Holding Receivership-Cash Basis

Receivership Civil Court Case No. 3:17-cv-00223-RS

Period I 1 to June 2017

ACCOUNTING

Grand Total

ne

ne

nel

ne2

ne3

ne9

10

10a

10b

10c

10d

Line 10e

11

11a

Line 1lb

Line 12

Line 12a

4

5

6

7

I

Beginning Balance (As of March 31,20171

lncreases in Fund Balance:

Business lncome

Cash and Securities

lnteresUDividend lncome

Business Asset Liquidation

Personal Asset Liquidation

Litigation lncome

Miscellaneous - Other

Total Funds Available (Lines I - 8):

Decreases in Fund Balance:

Disbursements to lnvestors

Disbursements for Receivership Operations

Disbursements to Receiver or Other Professionals

Buslness,Asset Expenses

Assef Expenses

lnvestment Expenses

Thi rd-P arty Litigation Ex pen se s

1. Attorney Fees

2. Litigation Expenses

Tax Administrafor Fees and Bonds

Federal and State Tax Payments

Total Disbursements for

Disbursements for Distribution Expenses Paid by the Fund:

Distribution PIan Development Expenses:

1. Fees:

Fund Admin¡strator

lndependent Distribution Consultant (lDC)

Distribution Agent. .. ... .. . , .. ..

Consultants. .. .. .

Legal Advisers..

Tax Advisers.. . .

2. Administrative Expenses

3. Miscellaneous

Distribution Plan lmplementation Expenses:

1. Fees:

Fund Administrator. .. ... . .. ... .. . .. .

tDc................

Distribution Agent... . .. .. . . .. ..

Consultants......

Legal Advisers..

Tax Advisers. .. .

2. Administrative Expenses

3. lnvestor ldentification:

Notice/Publishing Approved P|an......... ............ ..

Cla¡mant ldentification... ..

Cla¡ms Processing..................

Web Site Maintenance/Call Center. , . .. . . .. .... ..

4. Fund Administrator Bond

5. Miscellaneous

6. Federal Account for lnvestor Restitution

(FAIR) Reporting Expenses

Total Plan

Total Disbursements for Distribution

Disbursements to CourUOther:

lnvestment Expenses/Court Registry lnvestment

Sysfem (CR/S) Fees

Federal Tax Payments

0.00

9,680,460.30

479.10

Line

10f

1og

9,67s,639.26

4,821.04

9,680,460.30

479.10

Detail

9,675,639.26

4,821.04

9,680,460.30

Subtotal

479.10

479.10

L¡ne 12b

Paid the Fund

Case 3:17-cv-00223-RS Document 201 Filed 07/28/17 Page 16 of 53
Ending Balance of Fund - Net Assets:

Cash & Cash Equivalents

lnvestments

OfherAssefs or Uncleared Funds

Total Ending Balance of Fund - Net Assets

L¡ne 14

Line 14a

Line 14b

Line 14c

Total Disbursements to CourUOther:

Total Funds Disbursed (Lines 9 - 1 1):

Ending Balance (As ofJune 30,2017):

479.14

Line 13 9,679,981.20

9,679,981,20

9,679,981.20

OTHER SUPPLEMENTAL INFORMATION :

No. of Claims:

# of Claims Received This Reporting Period..............,

#of Claims Received Since lnception of Fund.......,.....

No. of Claimants/lnvestors:

# of Claimants/lnvestors Paid This Repoñing Period ....

# of Claimants/lnvesfors Paid Since of Fund.

usan L. Receiver

Line l5

Line 15a

Line 15b

Line 15c

Line 16

Line 16a

Line 16b

Line 17

Report of ltems NOT To Be Paid by the Fund:

Disbursements for Plan Administration Expenses Not Paid by the Fund

D¡stribution 49ent..............

Consultants. .. . ..

Legal Advisers..

Tax Advisers....

2. Administrative Expenses

3. lnvestor ldentification:

Notice/Publishing Approved Plan... ... .................

Claimant ldentifi cation.....

Claims Processin9....,.............

Web Site Maintenance/Call Center.....................

4. Fund Administrator Bond

5. Miscellaneous

6. FAIR Reporting Expenses

Tax Administrator Fees & Bonds Not Paid by the Fund

D¡sbursements to Court/Other Not Paid by the Fund:

lnvestment Expenses/CRtS Fees 

I

Federal Tax Payments I

Plan Developmenf Expenses Not Paid by the Fund:

Not Paid the Fund

Plan lmplementation Expenses Not Paid by the Fund:

DC & State Tax

1. Fees

Fund Administrator

tDc.

Total PIan

1. Fees:

Fund Administrator

Disburcements to CouruOther Not

Total Disbursements

tDc

Distribution Agent... ... .. .

Consultants...... . .

Legal Advisers..

Tax Advisers. .. .

2. Administrative Expenses

3. Miscellaneous

Line 18

Line 18a

Line 18b

Line 19

Line 19a

Line 19b

Date

7t>rl *

Case 3:17-cv-00223-RS Document 201 Filed 07/28/17 Page 17 of 53
Current Assets

Checking - Boston Private

Trib Sale Proceeds - Boston

Total Current Assets

Property and Equipment

Total Property and Equipment

Other Assets

Total Other Assets

Total Assets

Curent Liabilities

Total Current Liabilities

Long-Term Liabilities

Total Long-Term Liabilities

Total Liabilities

Capital

Beginning Equity

Turnover Funds

Net Income

Total Capital

Total Liabilities & Capital

Call Socket Holding Company LLC

Susan L. Uecker, Receiver

Balance Sheet

June 30, 2017

ASSETS

8,109.44

9,671,871.76

9,679,981.20

0.00

0.00

$ 9,679,981,20

LIABILITIES AND CAPITAL

0.00

0.00

0.00

9,642,328.69

68,303.40

(30,650.89)

9,679,981.20

$ 9,679,981.20

$

$

Unaudited - For Management Purposes Only

Case 3:17-cv-00223-RS Document 201 Filed 07/28/17 Page 18 of 53
Page: I

Revenues

Interest Income

Total Revenues

Expenses

Repairs Expense

Total Expenses

Net Income

Call Socket Holding Company LLC

Susan L. Uecker, Receiver

Income Statement

For the Second Quarter 20 I 7

Current Quarter

$ 4,821.04

4,821.04

479.10

479.10

$ 4,341.94

For Management Purposes Only

Case 3:17-cv-00223-RS Document 201 Filed 07/28/17 Page 19 of 53
ne1

STANDARDIZED FUND ACCOUNTING REPORT for JL Gateway Receivership-Cash Basis

Receivership Civil Court Case No. 3:17-cv-00223-RS

Period 1 to June 2017

Beginning Balance (As of March 31,20171

lncreases in Fund Balance:

Business lncome

Cash and Securities

lnteresUDividend lncome

Business Asset Liquidation

Personal Asset Liquidation

Third-Party Litigation lncome

Miscellaneous - Other

Total Funds Available (Lines I - 8):

Decreases in Fund Balance:

Disbursements to lnvestors

Disbursements for Receivership Operations

Disbursements to Receiver or Other Professionals

Business Assef Expenses

Person al Assef Expenses

lnvestment Expenses

Th ird-Party Litigation Expenses

1. Attorney Fees

2. Litigation Expenses

Total

Tax Administrator Fees and Bonds

Federal and State Tax Payments

T

Disbursements for Distribution Expenses Paid by the Fund

Distribution Plan Development Expenses:

1. Fees:

Fund Administrator... . .. . .. . .. ... . ..

lndependent D¡stribution Consultant (lDC).

Distribution 49ent...........

Consultants,. . .. .

Legal Advisers..

Tax Advisers. .. .

2. Administrative Expenses

3. Miscellaneous

Total Plan

Distribution Plan Implementation Expenses:

1. Fees:

Fund Administrator... .. . ... .. . ... ...

tDc................

Distribution Agent.. . .. . .. . ... .

Consultants. .. .. .

Legal Advisers..

Tax Advisers. .. .

2. Administrative Expenses

3. lnvestor ldentification:

Notice/Publishing Approved Plan..,

Claimant ldentification....

Claims Processing.....................

Web Site Maintenance/Call Center

4. Fund Administrator Bond

5. Miscellaneous

6. Federal Account for lnvestor Restitution (FAIR)

Reporting Expenses

Total Plan

Disbursements to CourUOther:

lnvestment Expenses/Court Registry lnvestment

Sysfem (CR/S) Fees

Federal Tax Payments

ne2

ne3

Line 4

Line 5

Line 6

Line 7

Line I

Line 9

Line 10

Line 10a

Line 10b

Line 10c

Line 10d

Line 10e

Line 10f

Line 109

Line 11

Line 1la

Line 1lb

12

12a

ND ACCOUNTING

140,653.47

74,569.s5

215,223.02

81,044.64

Detail

140,653.47

74,569.55

0.00

215,223.02

81,044.64

Subtotal Grand Total

215,223.02

0.00

12b

Case 3:17-cv-00223-RS Document 201 Filed 07/28/17 Page 20 of 53
t3

Total Disbursements to CouruOther:

Total Funds Dlsbursed (Llnes 9 - ll):

Ending Balance (As of June 30, 2017):

0.00

'134,'178.38

134,178.38

134,178.38 134,178.38

Line 14

Line 14a

Line 14b

Line 14c

Ending Balance of Fund - Net Assets:

Cash & Cash Equivalents

lnvestments

OfherAssefs or Uncleared Funds

Total Ending Balance of Fund - Net Assets

134,178.38

134,178.38

OTHER SUPPLEMENTAL INFORMATION:

Line 15

Line 15a

Line 15b

Line 15c

Line l6

Line 16a

Line 16b

Line 17

Detail

Report of ltems NOf Io Be PaÍd by the Fund:

Disbursements for Plan Admin¡strat¡on Expenses Not Paid by the Fund:

Plan Development Expenses Not Paid by the Fund:

1. Fees:

Fund Administrator. .. . .. .

tDc................... ...

Distribution Agent. .. . .. . .. .

Consultants. .. ...

Legal Adv¡sers..

Tax Advisers....

2, Administrative Expenses

3. Miscellaneous

Total Plan

Plan lmplementation Expenses Not Paid by the Fund:

1. Fees:

Fund Adm¡nistrator. .. . .. . .. ... ... . ..

tDc................

D¡stribut¡on Agent.. . ... ... ... .

Consultants... .. .

Legal Advisers..

Tax Advisers.. . .

2. Administrative Expenses

3. lnvestor ldentification:

Notice/Publish¡ng Approved Plan... .............

Claimant ldentification.. . .

Claims Processing.................

Web Site Maintenance/Call Center. .. ... ... .

4. Fund Administrator Bond

5. Miscellaneous

6. FAIR Reporting Expenses

Tax Administrator Fees & Bonds Not Paid by the Fund

Not Paid the Fund

ubtotal

Disbursements to CourUOther Not Paid by the Fund

I nve stment Ex penses/CR/S Fees

Federal Tax Payments

DC & State Tax

Grand Total

Line 18

Line 18a

Line 18b

Line 19

Line 19a

Line 19b

No. of Claims:

# of Claims Received This Repofting Period. .... .... ... ..

# of Claims Received Since lnception of Fund..,.........

No. of Claimants/lnvestors:

# of Claimants/lnvesfors Paid This Reporting Period....

# of Claimants/lnvesfors Paid Since lnception of Fund.

L.

I

Case 3:17-cv-00223-RS Document 201 Filed 07/28/17 Page 21 of 53
Current Assets

Checking-Boston Private Bank

Total Current Assets

Property and Equipment

Total Property and Equipment

Other Assets

Total Other Assets

Total Assets

Current Liabilities

Total Current Liabilities

Long-Term Liabilities

Total Long-Term Liabilities

Total Liabilities

Capital

Turnover Funds

Net Income

Total Capital

Total Liabilities & Capital

JL GATEWAY LLC

Susan L. Uecker, Receiver

Balance Sheet

June 30, 2017

ASSETS

$ 134,178.38

134,178.3 8

0.00

0.00

$ 134,178.38

LIABILITIES AND CAPITAL

0.00

0.00

0.00

57,072.03

77,106.35

134,178.38

$ 134,178.38

$

Unaudited - For Management Purposes Only

Case 3:17-cv-00223-RS Document 201 Filed 07/28/17 Page 22 of 53
Page: I

Revenues

Rental Income

CAM/Ins/It4gm{Late

Total Revenues

Expenses

Office Expense

Expenses Paid by Eclipse

Taxes - State and Local

Total Expenses

Net Income

JL GATEWAY LLC

Susan L. Uecker, Receiver

Income Statement

For the Second Quarter 2017

Cunent Quarter

101,610.22

39,043.25

140,653.47

69.49

79,375.15

1,600.00

91,044.64

$ 59,608.83

$

For Management Purposes Only

Case 3:17-cv-00223-RS Document 201 Filed 07/28/17 Page 23 of 53
STANDARDIZED FUND ACCOUNTING REPORT for CA Gold Medal Receivership-Cash Basis

Receivership Civil Court Case No. 3:17-cv-00223-RS

Period 1 to June 2017

Beginning Balance (As of March 3'1,2017,

lncreases in Fund Balance:

Business lncome

Cash and Securities

lnteresUDividend lncome

Business Asset Liquidation

Personal Asset Liquidation

Litigation lncome

Miscellaneous - Other

Total Funds Avallable (Llnes I - 8):

Decreases in Fund Balance:

Disbursements to lnvestorc

Disbursements for Receivership Operations

Disbursements to Receiver or Other Professionals

Business Assef Fxpenses

Personal Assef Expenses

lnvestment Expenses

Th ird-Party Litig ation Ex pe n ses

1. Attorney Fees

2. Litigation Expenses

Tax Administrator Fees and Bonds

Federal and Sfafe lax Payments

Line 11 Disbursements for Distribution Expenses Paid by the Fund:

11a Distribution Plan Developmenf Expenses;

1. Fees:

Fund Administrator...

lndependent Distribution Consultant (lÞC)......

Distribution 49ent..............

Consultants... ...

Legal Advisers,,.

Tax Advisers... ..

2. Administrative Expenses

3. Miscellaneous

11b Distribution Plan lmplementation Expenses:

1. Fees:

Fund Administrator...................

tDc.....,...........

Distribut¡on Agent... ... ... ... ... ... ...

Consultants... ... .

Legal Advisers...

Tax Advisers....,

2. Administrative Expenses

3. lnvestor ldentification:

Notice/Publ¡shing Approved Plan........................

Claimant ldentification... ...

Claims ProcessinS................. ..

Web Site Maintenance/Call Center...........

4. Fund Administrator Bond

5. Miscellaneous

6. Federal Account for lnvestor Restitution

(FAIR) Reporting Expenses

Total Plan

1

2

3

Line 4

Line 5

Line 6

Line 7

Line 8

Line 9

Line 10

Line 10a

Line 10b

Line 10c

Line 10d

Line 10e

Line 10f

Line 109

Line 12

Line 12a

Disbursements to CourUOther:

I nve stme nt Expense s/Co u rt Reg ¡stry I nve stme nt

Sysfem (CR/S) Fees

Federal Tax Payments

Total Disbursements to CourUOther:

Total Funds Disbursed (Lines 9 - l'l):

FUND ACCOUNTING fSee lnstructions)

4,837,40

15,755,714,66

3,364,74

19,123.30

15,778,202.70

15,755,714.66

3,364.74

19,123.30

15,778,202.70

4,837.40

15,778,202.70

0.00

Line 12b

4,837.40

Case 3:17-cv-00223-RS Document 201 Filed 07/28/17 Page 24 of 53
13 Ending Balance (As ofJune 30,20171: 5.773.365.30

15,773,365.30

15,773,365.30 15,773,365.30

L¡ne 14

Line 14a

Line 14b

Line 14c

Ending Balance of Fund - Net Assets:

Cash & Cash Equivalents

lnvestments

OfherAssefs or Uncleared Funds

Total Ending Balance of Fund - Net Assets

15,773,365.30

15,773,365.30

OTHER SUPPLEMENTAL INFORMATION:

Grand Total

Line 15

Line 15a

Line 15b

Line 15c

Line l6

Line 16a

Line 16b

Line 17

Report of ltems Â/OI Io Be Paid by the Fund:

Disburcements for Plan Admin¡strat¡on Expenses

Plan Developmenf Expenses Not Paid by the Fund:

1. Fees:

Fund Administrator...................

tDc.................

D¡str¡bution 49ent.....................

Consultants......

Distribution 49ent.....................

Consultants... ... .

Legal Advisers...

Tax Advisers.....

Administrative Expenses

lnvestor ldentification:

Notice/Publ¡sh¡ng Approved P14n... .......,.............

Cla¡mant ldentification... ...

Cla¡ms Processing...................

Web Site Maintenance/Call Center............. .........

Fund Administrator Bond

Miscellaneous

FAIR Reporting Expenses

Tax Administrator Fees & Bonds Not Paid by the Fund

D¡sbuFements to CourUOther Not Paid by the Fund:

lnvestment ExpenseslOR/S Fees 

I

Federal Tax Payments I

Not Paid

the Fund:

by the Fund:

Not Paid the Fund

DC & State Tax

Disbursements to

Totel

Legal Advisers..............

TaxAdvisers....... ...

2. Administrative Expenses

3. Miscellaneous

Plan lmplementation Expenses Not Paid by

1. Fees:

Fund Administrator...................

rDc..............

2.

3.

4.

5.

6.

Line 18

Line 18a

Line 18b

Line 19

Line 19a

Line 19b

No. of Glaims:

# of Cl aim s Received Th is Reporti ng Pe riod..... ..........

# of Claims Received Since Inception of Fund...... ..... ..

No. of Claimants/lnvestors:

# of Claimants/lnvestors Pa¡d This Reporting Period.....

# of Claimants/lnvestors Paid Since lnception of Fund..

4t>r/t î

Date

Case 3:17-cv-00223-RS Document 201 Filed 07/28/17 Page 25 of 53
Current Assets

Checking - Boston Private

Checking-BP-Crystal Golden

Money Market - Boston Private

Total Current Assets

Property and Equipment

Total Property and Equipment

Other Assets

Total Other Assets

Total Assets

Current Liabilities

Central Escrow Funds

CS II Funding (Community Bank)

Prepaid Security

Total Current Liabilities

Long-Term Liabilities

Total Long-Term Liabilities

Total Liabilities

Capital

Turnover Funds

Turnover - Crystal Golden

Net Income

Total Capital

Total Liabilities & Capital

CALIFORNIA GOLD MEDAL

Susan L. Uecker, Receiver

Balance Sheet

June 30, 2017

ASSETS

18,318.16

5,502.40

15,749,544.74

15,773,365.30

0.00

0.00

$ 15,773,365.30

LIABILITIES AND CAPITAL

15,746,180.00

18,550.00

s73.30

15,765,303.30

0.00

15,765,303.30

4,032.26

5,502.40

(1,472.66)

8,062.00

I 15,773,365.30

$

$

Unaudited - For Management Purposes Only

Case 3:17-cv-00223-RS Document 201 Filed 07/28/17 Page 26 of 53
Page: I

Revenues

Interest Income

Total Revenues

Expenses

Storage

Utilities Expense

Total Expenses

Net Income

CALIFORNIA GOLD MEDAL

Susan L. Uecker, Receiver

Income Statement

For the Second Quarter 2017

Current Quarter

$ 3,364.74

3,364.74

385.88

4,451.52

4,837.40

$ (1,472.66)

For Management Purposes Only

Case 3:17-cv-00223-RS Document 201 Filed 07/28/17 Page 27 of 53
STANDARDIZED FUND ACCOUNTING REPORT for Crystal Golden Receivership-Cash Basis

Receivership Civil Court Case No. 3:17-cv-00223-RS

rti Period 1 to June 2017

Beginning Balance (As of March 31, 20171

lncreases in Fund Balance:

Business Income

Gash and Securities

lnteresUDividend lncome

Business Asset Liquidation

Personal Asset Liquidation

Third-Party Litigation lncome

Miscellaneous - Other

Total Funds Available (Lines I - 8):

Decreases in Fund Balance:

Disbursements to lnvestors

Disbursements for Receivership Operations

Disbursements to Receiver or Other Professionals

Euslness Assef Expenses

Persona/ Asset Expenses

lnvestment Expenses

Third-Party Litig ation E x pen se s

1. Attorney Fees

2. Litigation Expenses

Total

Tax Administrator Fees and Bonds

Federal and Sfafe lax Payments

ne 1l Disbursements for Distribution Expenses Paid by the Fundl

11a Distribution Plan Development Expenses:

1. Fees:

Fund Administrator... ... . ..

lndependent Distribution Consultant (lDC)

Distribution Agent...

Consultants... ... ...

Legal Advisers.....

Tax Adv¡sers... .. . .

2. Administrative Expenses

3. Miscellaneous

Plan

11b Distribution Plan lmplementation Expenses:

1. Fees:

Fund Administrator..................

tDc................

Distribution 49ent.............

Consultants. .. . .

Legal Advisers..

Tax Advisers... .

2. Administrative Expenses

3. lnvestor ldentification:

Notice/Publishing Approved P|an..................,.....

Claimant ldentification.....

Claims Processing.................

Web Site Maintenance/Call Center. .. ... ... .

4. Fund Administrator Bond

5. Miscellaneous

6. Federal Account for lnvestor Restitution (FAIR)

Reporting Expenses

Total Plan

ne 12 Disbursements to GourUOther:

lnvestment Expenses/Courf Registry lnvestment

Sysfem (CR/S,)Fees

1

ne

ne

ne

ne

10

10a

10b

10c

10d

10e

10f

1og

ne

2

3

4

5

6

7

I

ne9

ND ACCOUNTING

5,502.40

5,502.40

5,502.40

5,502.40

0.00 0.00

Grand Total

5,502.40

0.00

0.00

12a

Case 3:17-cv-00223-RS Document 201 Filed 07/28/17 Page 28 of 53
12b

Line 13

Federal Tax Payments

Total Disbursements to Court/Othen

Total Funds Disbursed (Lines 9 - 1l):

Ending Balance (As ofJune 30,2017):

0.00

5,502.40 5,502.40

5,502.40 5,502.40

Line 14

Line 14a

Line 14b

Line 14c

Ending Balance of Fund - Net Asseb:

Cash & Cash Equivalents

OfherAssefs or Uncleared Funds

Total Ending Balance of Fund - NetAssets

lnvestments

SUPPLEMENTAL INFORMATION

Grand Total

Line l5

Line 15b

Line 15c

Line l6

Line 16a

Line 16b

17

15a

of ltems NOT To Be Paid by the Fund:

Disburcements for Plan Administration Expenses Not Paid by the Fund

Plan Developmenf Expenses Not Paid by the Fund:

1. Fees:

Fund Administrator...,..............

tDc................

Distr¡bution Agent... ... .. . . .. .

Consultants.....

Legal Advisers..

Tax Advisers. .. .

2. Administrative Expenses

3. Miscellaneous

Plan

PIan lmplementation Expenses Not Paid by the Fund.

1. Fees:

Fund Administrator..................

tDc................

Distribution 49ent.............

Consultants.....

Legal Advisers..

Tax Advisers.. . .

2. Administrative Expenses

3. lnvestor ldentification:

Notice/Publishing Approved P|an.,.......................

Cla¡mant ldentification.....

Claims Processing.................

Web Site Maintenance/Call Center..........

4. Fund Administrator Bond

5. Miscellaneous

6. FAIR Reporting Expenses

Total Plan

Tax Administrafor Fees & Bonds Not Paid by the Fund

nsements for Plan Administration Not Paid the Fund

Disbursements to GourUOther Not Paid by the Fund

I nve stment Ex pen ses/C R/S Fees

Federal Tax Payments

Total Disbu

DG & State Tax

l8

18a

18b

l9

19a

19b

No. of Claims:

# of Claims Received This Reporting Period ..... ...... ..

# of Claims Received Since lnception of Fund...........

No. of Claimants/lnvestors:

# of Claimants/lnvesfors Paid This Reporting Period ..

# of Claimants/lnvesfors Paid Since of Fund.

L.U

Date

7l>sr/,7

Case 3:17-cv-00223-RS Document 201 Filed 07/28/17 Page 29 of 53
1

STANDARDIZED FUND ACCOUNTING REPORT for West Oakland Plaza Receivership-Cash Basis

Receivership Civil Court Case No. 3:17-cv-00223-RS

Period: I 1 to June 2017

Beginning Balance (As of March 31,20171

/ncreases in Fund Balance:

Business lncome

Cash and Securities

lntereeUDividend lncome

Business Asset Liquidation

Perconal Asset Liquidation

Third-Party Litigation Income

Miscellaneous - Other

Total Funds Available (Lines I - 8):

Decreases in Fund Balance:

Disbursements to lnvestors

Disbursements for Receivership Operations

Disbursements to Receiver or Other Professionals

Buslness Assef Expenses

Assef Expenses

lnvestment Expenses

Third-Party Litigation Ex pen ses

1. Attorney Fees

2. Litigation Expenses

Tax Administrator Fees and Bonds

Federal and State Tax Payments

for

Disbursements for Distribution Expenses Paid by the Fund:

Distribution Plan Development Expenses:

1. Fees:

Fund Administrator..................

lndependent Distribution Consultant (lDC)...........

Distr¡bution Agent.............

Consultants.. . . .

Legal Advisers..

Tax Advisers. .. .

2. Administrative Expenses

3. Miscellaneous

Distribution Plan lmplementation Expenses:

1. Fees:

Fund Administrator..................

tDc................

Distribution 49ent..,,,..,.....

Consultants.. . ..

Legal Advisers..

Tax Advisers....

2. Administrative Expenses

3. lnvestor ldentification:

Notice/Publishing Approved P|an.....................,

Claimant ldentificâtion....

Claims Processing.............,.,,

Web Site Maintenance/Call Center...................

4. Fund Administrator Bond

5. Miscellaneous

6. Federal Account for lnvestor Restitution (FAIR)

Reporting Expenses

Total Plan

Disbursements to GourUOther:

I nvestment Ex pen se s/Co u rt Reg i stry I nve stment

Sysfem (CR/S) Fees

2

3

4

5

6

7

I

Line

Line

Line

Line

Line

Line 9

Line l0

Line 10a

Line 10b

Line 10c

Line 10d

10e

1t

11a

Line 11b

12

12a

10f

1og

ACCOUNTING

Detail

2,870.08

2,870.08

2,870.08

2,870.08 2,870.08

0.00

Paid the Fund

Case 3:17-cv-00223-RS Document 201 Filed 07/28/17 Page 30 of 53
12b Federal Tax Payments

Total Disbursements to GourUOther:

Total Funds Disbursed (Lines 9 - l,l}:

Ending Balance (As ofJune 30,2017): l3

0.00

2,870,08

2,870.08 2,870.08

2,870.08 2,870.08

Line l4

Line 14a

Line 14b

Line 14c

Ending Balance of Fund - NetAssets:

Cash & Cash Equivalents

OtherAssefs or Uncleared Funds

Total Ending Balance of Fund - NetAssets

lnvestments

SUPPLEMENTAL INFORMATION :

Line l5

Line 17

15b

15c

15a

16

16a

16b

of ltems NOT To Be PaÍd by the Fund:

Disbursements for Plan Administration Expe nses Not Paid

Plan Developmenf Expenses Not Paid by the Fund:

1. Fees:

Fund Administrator..................

tDc.....,..........

Distribution Agent. .. .. . ... .

Consultants.....

Legal Advisers.

Tax Advisers... .

2. Administrative Expenses

3. Miscellaneous

Total Plan

Plan lmplementation Expenses Not Paid by the Fund:

1. Fees:

Fund Administrator..................

tDc................

Distribution Agent... .. . ... ... .

Consultants.....

Legal Advisers.

Tax Advisers....

2. Administrative Expenses

3. lnvestor ldentification:

Not¡ce/Publishing Approved Plan....

Claimant ldentification....

Claims Processin9................,.....,

Web Site Maintenance/Call Center

4. Fund Administrator Bond

5. Miscellaneous

6. FAIR Reporting Expenses

Paid the Fund

Tax Administrator Fees & Bonds Not Paid by the Fund

Total Disbu

Disbursements to CourUOther Not Paid by the Fund:

I nvestme nt Ex pen se s/C R/S Fees

Federal Tax Payments

Disburcements to GourUOther Not Paid the Fund:

DC & State Tax

by the Fund

Grand Total

Line 18

Line

18a

18b

19

19a

19b

No. of Glaims:

# of Claims Received This Repo¡ling Period..... .........

#of Claims Received Since lnception of Fund.............

No. of Claimants/lnvestors :

# of Claimants/lnvesfors Paid This Repoñing Period.. ..

# of Claimants/lnvesfors Paid Since of Fund.

Case 3:17-cv-00223-RS Document 201 Filed 07/28/17 Page 31 of 53
Current Assets

Checking-Boston Private Bank

Total Current Assets

Property and Equipment

Total Property and Equipment

Other Assets

Total Other Assets

Total Assets

Current Liabilities

Total Current Liabilities

Long-Term Liabilities

Total Long-Term Liabilities

Total Liabilities

Capital

Turnover Funds

Net Income

Total Capital

Total Liabilities & Capital

WEST OAKLAND PLAZA

Susan L. Uecker, Receiver

Balance Sheet

June 30, 2017

ASSETS

2,870.08

2,870.08

0.00

0.00

$ 2,870.08

LIABILITIES AND CAPITAL

0.00

0.00

0.00

2,870.08

0.00

2,870.08

2,870.08

$

$

$

Unaudited - For Management Purposes Only

Case 3:17-cv-00223-RS Document 201 Filed 07/28/17 Page 32 of 53
Page: I

Revenues

Total Revenues

Expenses

Total Expenses

Net Income $

WEST OAKLAND PLAZA

Susan L. Uecker, Receiver

Income Statement

For the Second Quarter 2017

Current Quarter

0.00

0.00

0.00

For Management Purposes Only

Case 3:17-cv-00223-RS Document 201 Filed 07/28/17 Page 33 of 53
STANDARDIZED FUND ACCOUNTING REPORT for Berkeley Heallhcare Dynamics Receivership-Cash Basis

Receiversh¡p Civil Court Case No. 3:17-cv-00223-RS

Period: 1 to June 2017

FUND ACCOUNT¡NG (Seo lnstructions):

360,756.29

43,58s.86

Subtota!

70,000.00

290,756.29

43.585.86

360,756.29

43.58s.86

Grand Total

Beglnnlng Balance (As ofJune 1,20171 0.00

lncreases Ín Fund Balance:

Buslness lncome

Cash and Securities

lntereslDividend lncome

Business Asset Liquidation

Personal Asset Liquldation

Third-Party Lltigation lncome

Miscellaneous - Othor

Total Funds Avallable (Lines I - 8)l

Decreases in Fund Balance:

D¡sbursements to lnvestors

D¡sbursements for Receivership Operatlons

Disbursements to Receiver or Other Professionals

Bus,''ness Assef Expenses

Personal Asset Expenses

Investment Expenses

Th ¡rd-P arty Lit¡g ation Expe n se s

1. Attorney Fees

2. Litigat¡on Expenses

Total

Tax Administrator Fees and Bonds

Federal and State Tax Payments

Total

Disbursements for D¡str¡bution Expenses Pald by the Fund:

D¡str¡bution Plan Development Expenses:

1. Fees:

Fund Administrator......................

lndependent Distribution Consultant (lDC)..........

Distribution 49ent..........

Consu|tants..................

Legal Advisers..............

Tax Advisers... ... ... ...... .

2. Adm¡nistrative Expenses

3. M¡scellaneous

Line 11b D istrib ut¡on P I a n I m ple me ntat¡on Expe n se s:

1. Fees:

Fund Administrator... . .. ... ... . .. ... ..

tDc..................

D¡stribution 49ent...............

Consultants... ... .

Legal Advisers...

Tax Advisers... . .

2. Administrative Expenses

3, lnvestor ldentification:

Notice/Publishing Approved P|an..,....................

Claimant ldentifìcat¡on......

Claims Processing.................. ..

Web Site Maintenance/Call Center.....................

4. Fund Administrator Bond

5. Miscellaneous

6. Federal Account for lnvestor Restitution

(FAIR) Reporting Expenses

360,756.29

43,585.86

Detail

1

ne2

no3

70,000.00

290,756.29

Llne 4

Line 5

Line 6

Line 7

Line 8

Llne 9

Llne l0

Line 10a

Line 10b

Line 10c

10d

Line 10e

Line 10f

Líne 109

Lino I I

Line 11a

Line l2

Line 12a

Line 12b

Llne 13

Disbursements to CourUOther:

lnvestment Expenses/Court Reg¡st¡y lnvestment

Sysfem (CR/S) Fees

Federal Tax Payments

Total Dlsbursements to Court/Other:

Total Funds Disbursed (Lines 9 - I I ):

Endlng Balancê (As ofJune 30,20171:

43,585.86

273,584.57

Case 3:17-cv-00223-RS Document 201 Filed 07/28/17 Page 34 of 53
Line l4

Line 14a

Line 14b

Line 14c

Ending Balance of Fund - Net Assets:

Casñ & Cash Equivalents

lnvestments

Ofl¡erAssefs or Uncleared Funds

Total Ending Balance of Fund - Net Assots

317,170.43

317,170.43

317j70.43

317,170.43 317,170.43

ER SUPPLEMENTAL INFORMATION

Grand

Line l5

Líne 15c

Line'16

Line 16a

Line 16b

Llne 17

15b

15a

Report of ltems ÍVOI Io Be Paid by the Fund:

Disbursements for Plan Admin¡stratlon Expenses Not Pald by

PIan DevelopmenfExpenses Not Paid bythe Fund:

1. Fees:

Fund Adm¡nistrator......................

tDc..................

Distribution 49ent......................

Consultants.......

Legal Advisers...

Tax Advisers.....

Plan tmplementation Expenses Not Paid by the Fund:

1. Fees:

Fund Administrator......................

tDc..................

Distr¡bution Agent... ... ... ... ... .......

Consultants... ... .

Legal Advisers...

Tax Advisers... ..

2. Administrative Expenses

3. lnvestor ldent¡fication:

Notice/Publishing Approved P|an.......................

Claimant ldent¡fication......

Claims Processing.... .............. .

Web S¡te Maintenance/Call Center.....................

4. Fund Administrator Bond

5. Miscellaneous

6. FAIR Reporting Expenses

Tax Administrator Fees & Bonds Not Paid by the Fund

Disbursements to Court/Other Not Paid by the Fund

I nve stment Expenses/CR/S Fees

Federal Tax Payments

Not Pa

nts

the Fund:

Not Paid the

DC & Statê Tax

Plan Adm

2. Administrative Expenses

3. Miscellaneous

18

18a

18b

l9

19a

19b

No. of Claims:

# of Claims Received This Report¡ng Period......,.........

# of Claims Received Since Incept¡on of Fund.............,

No, of Claimants/lnvestors:

# of Claimants/lnvestors Paid This Reporting Period .....

# of Claimants/lnvestors Pa¡d S¡nce of Fund...

Case 3:17-cv-00223-RS Document 201 Filed 07/28/17 Page 35 of 53
8:21 AM

07t03t17

Accrual Basis

Berkeley Healthcare Dynamics, LLU

Balance Sheet

As of June 30,2017

Jun 30, 17

ASSETS

Current Assets

Checking/Savings

1 1000 . Checking/Savlngs

11100 ' East West Bank xxxx8923

Total 1 1000 . Checking/Savings

Total Checking/Savings

Other Current Assets

11400 ' Deposits

11410, Accountant Deposit

Total 11400. Deposits

Total Other Current Assets

Total Current Assets

Fixed Assets

15000'Fixed Assets

f5f00 ' Real Estate

15110. Building

15120 ' Land

15160 . Loan Charges

Total 15100. Real Estate

Total 15000 ' Fixed Assets

17000 . Accumulated Dep/Amort

17100 ' Accumulated Depreciation

17600 . Accumulated Amortization

Total 17000 ' Accumulated Dep/Amort

Total Fixed Assets

Other Assets

18000 ' Due From

18300 . Due from BHD, LP

18500 ' Due from NA3PL, LLC

18600' Due from NA3PL, LP

18700. Duefrom SFRG

18900. lnvestment in BHÞ, LP

Total 18000. Due From

Total Other Assets

TOTAL ASSETS

LIABILITIES & EQUITY

Liabilities

Current Liabilities

Accounts Payable

20000 . Accounts PaYable

Total Accounts PaYable

317,170.43

317,170.43

317,170.43

12,500.00

12,500.00

12,500.00

329,670.43

6,459,664.13

2,153,221.37

384,81 1.00

8,997,696.50

8,997,696.50

-769,389.23

-175,349.',15

-944,738.38

8,052,958.12

74,450.00

303,289.00

25,000.00

433,000.00

-2,236,977.53

-1 ,401,238.53

-1 ,401,238.53

6,981,390.02

1,755.00

1,755,00

Page I

Case 3:17-cv-00223-RS Document 201 Filed 07/28/17 Page 36 of 53
8:21 AM

07103117

Accrual Basis

Berkeley Healthcare Dynamics, LLC

Balance Sheet

As of June 30,2017

Jun 30, 17

Other Current Liabilities

25000' Due To

25300. Due to BHD, LP

25400 . Due to Clement Chin

25450 . Due to Kevln Shimamoto

25500 . Due to NA3PL, LLC

25600. Due to NA3PL, LP

25700. Due to SFRC

25900 ' Due to Other

Total 25000' Due To

Total Other Current Líabilities

Total Current Liabilities

Long Term L¡abil¡ties

28000 . EWB Loan #3180040063

Total Long Term Liabilities

Total Liabilities

Equity

30000 . Opening Balance Equity

32000 ' Retained Earnlngs

32100 . Net lncome

Net lncome

Total Equlty

TOTAL LIABILITIES & EQUITY

779,941 .46

50,000.00

50,000,00

159,695.44

25,000.00

2,806,581 .21

2,379,598.27

6,250,816.38

6,250,816.38

6,252,571.38

5,927,846.00

5,927,846.00

12,180,417.38

-2,779,181.21

-1,606,566.52

-883,045.75

69,766.12

-5,199,027.36

6,981,390.02

Page 2

Case 3:17-cv-00223-RS Document 201 Filed 07/28/17 Page 37 of 53
8:21 AM

07t03t17

Accrual Basis

Berkeley Healthcare Dynamics, LLO

Profit & Loss

June 2017

Jun 17

lncome

41000 ' Rental lncome

Tota¡ lncome

Expense

53000.lnsurance

62000' Depreciation and Amortizatlon

63000. Interest Expense

70,000.00

70,000.00

4,081.40

17,009.46

22,495.03

Total Expense

Net lncome

43,585.89

26,414.1'l

Page 1

Case 3:17-cv-00223-RS Document 201 Filed 07/28/17 Page 38 of 53
8:26 AM

07t03t17

Accrual Basis

Berkeley Healthcare Dynamics, LP

Balance Sheet

As of June 30,2017

Jun 30, 17

ASSETS

Current Assets

Checking/Savlngs

1 1000 ' Checking/Savings

1'1100 . East West Bank xxxx 2983

Total 1 1000' Checking/Savings

Total Checking/Savings

Total Current Assets

Other Assets

18000. Due From

18200. Duefrom BHD, LLC

18500 . Due from NA3PL, LLC

18700. Duefrom SFRC, LLC

18800 . Due lrom Tesh, LLC

18950 . lnvestment in Magic Ear, LLC

Total 18000 . Due From

Total Other Assets

TOTAL ASSETS

LIABILITIES & EOUIÏY

Llabilities

Current Liabilities

Other Current Llabilities

25000 . Due To

25200 .Due to BHD, LLC

25500 ' Due to NA3PL, LLC

25700 . Due to SFRC, LLC

25800 . Due to Tesh

25900 ' Due to Other

Total 25000 . Due To

Total Other Current Liabilities

Total Current L¡abilities

Total Liabilities

Equity

31000.Partner1Equity

32000 . Retained Earnings

Net lncome

Total Equity

TOTAL LIABILITIES & EOUITY

685.08

685.08

685.08

685.08

779,941 .00

1,075,754.00

735,000.00

79,585.00

-26,913.00

2,643,367.00

2,643,367.00

2,644,052.08

74,450.00

1,075,754.O0

894,992.79

79,585.00

339.00

2,125,120.79

2,125,120.79

2,125,120.79

2,125,120.79

527,711 .75

-8,049.51

-730.95

518,931.29

2,644,052.08

Page 1

Case 3:17-cv-00223-RS Document 201 Filed 07/28/17 Page 39 of 53
8;23 AM

07to3t17

Accrual Basis

Berkeley Healthcare Dynamics, LP

Profit & Loss

June 2017

Jun 17

lncome

Expense

88300. Bank Fees

Total Expense

Net lncome

0,00

12.00

12.00

-12.00

Page I

Case 3:17-cv-00223-RS Document 201 Filed 07/28/17 Page 40 of 53
Line 1

STANDARDIZED FUND ACCOUNTING REPORT for Comprehensive Care of Oakland Receivership-Cash Basis

Receivership Civil Court Case No. 3:17-cv-00223-RS

Period: ril 1 to June 302017

Beginning Balance (As ofJune 1,20171

lncreases in Fund Balance:

Business lncome

Cash and Securities

lnteresUDividend lncome

Business Asset Liquidation

Personal Asset Liquidation

Third-Pafi Litigation lncome

Miscellaneous - Other

Total Funds Available (Lines I - 8):

Decreases in Fund Balance:

Disbursements to lnvestors

Disbunsoments for Receivership Operations

Disbursements to Receiver or Other Professionals

Busrness Asseú Expenses

Pe rso n a I Asset Expenses

lnvestment Expenses

T h i rd-P a rty Liti g ation Expenses

1. Attorney Fees

2. Litigation Expenses

Tax Administrator Fees and Bonds

Federal and Sfafe lax Payments

D¡sbursements for Distr¡but¡on Expenses Paid by the Fund:

Distribution Plan Development Expenses:

1. Fees:

Fund 4dministrator....................

lndependent Distribution Consultant (lDc)

Distribution 49ent...............

Consultants... ... .

Legal Advisers...

Tax Advisers.....

2. Administrative Expenses

3. Miscellaneous

Total Plan

11b Distribution Plan lmplementation Expenses:

Fees:

Fund Admin¡strator... ..

tDc.................. . ..

Distribution Agent... ... .

Consultants... ... ... ... ...

Legal Advisers...........

Tax Advisers.. . ..

2. Administrative Expenses

3. lnvestor ldentification:

Notice/Publishing Approved P|an......

Cla¡mant ldentiflcation......

Claims ProcessinS.....................

Web Site Maintenance/Call Center.....................

4. Fund Administrator Bond

5. Miscellaneous

6. Federal Account for lnvestor Restitution

(FAIR) Reporting Expenses

Total Plan

Total

to CourUOther:

Line 2

Line 3

Line 4

Line 5

Line 6

Line 7

Line I

10

10a

10b

10c

10d

10e

10f

1og

1',l

11a

Line

Line 9

Line 12

12a

Line 12b

lnvestment Expenses/Court Reg¡stry Investment

Sysfem (CR/S) Fees

Federal Tax Payments

Total Disbursements to CourUOther:

Total Funds Disbursed (Lines 9 - 1 1 ):

Ending Balanco (As ofJune 30,20171:

1,512,269.07

FUND ACCOUNTING (Soo lnstructions):

982,893.99

2,112,523.54

0.00

3,095,417.53

1,512,269.07

Subtotal

982,893.99

2,1',t2,523.54

0.00

3,095,417.53

1,512,269.07

1 5l

Grand

0.00

3,095,417.53

1 1

Reference

'l

1

Line 13 _1,583,14&1!_

Case 3:17-cv-00223-RS Document 201 Filed 07/28/17 Page 41 of 53
Linê 14

Line 14a

Line 14b

Line 14c

Ending Balance of Fund - Net Assets:

Cash & Casl¡ Equivalents

lnvestments

OfherAssefs or Uncleared Funds

Total Ending Balance of Fund - Net Assets

1,583,148.46

1,583,148.46

1,583,148.46

1,583,148.46 1,583,148.46

OTHER SUPPLEMENTAL INFORMATION:

Line 15

Line 15a

Line 15b

Line 15c

Line 16

Line 16a

Line 16b

Line 17

Report of ltems NOT To Be Paid by the Fund:

Disburcements for Plan Administration Expenses Not Paid by the Fund

Plan Developmenf Expenses Not Paid by the Fund:

1. Fees

Fund Administrator...

tDc........

D¡stribution Agent...

Consultants...... ... ... ... ...

Legal Advisers...

Tax Advisers.....

2. Administrative Expenses

3. Miscellaneous

Paid the Fund

Plan I m ple me ntation Ex pe n se s

1. Fees:

Not Paid by the Fund:

Fund Administrator...................

tDc.................

Distribution Agent... ...... ... ...

Consultants... . .. .

Legal Advisers...

Tax Advisers.....

Admin¡strat¡ve Expenses

lnvestor ldentifìcation:

Notice/Publishing Approved P|an........................

Claimant ldentification......

Claims ProcessinS.....................

Web Site Maintenance/Call Center......................

Fund Admin¡strator Bond

Miscellaneous

FAIR Reporling Expenses

Plan

Tax Administrator Fees & Bonds Not Paid by the Fund

for Plan Administration

2.

3.

4.

5.

6.

Total D

DC & State Tax

Disbursements to CourUOther Not Paid by the Fund:

lnvestment Expenses/CR/S Fees 

I

Federal Tax Payments I

Grand Total

Line l8

Line 18a

Line 18b

Line l9

Line 19a

Line 19b

No. of Claims:

# of Claims Received This Reporting Period...,.,....,....

# of Claims Received Since lnception of Fund...... .......

No. of Claimants/lnvestors:

# of Claimants/lnvesfors Paid This Reporting Period.....

# of Claimants/lnvestors Paid Since lnception of Fund..

# Item Amount Corres ndi Notes

2,112,523.54 Turnover funds are comprised of a loan

payable, booked at $'1,858,395.68 as of

6t30t17.

Date

?l>ilt?

Case 3:17-cv-00223-RS Document 201 Filed 07/28/17 Page 42 of 53
Comprehensive Care of Oakland, LP . BCC Summary of Monthly Financials . Source: F/S Rec'd from Marjorie @ CCOO' LP

A.) lncome Statement 2017 YTD

L,323,6Lt t,280,544 L,209,3e4 ,297 L,275,382 7,752,84L

January March April June 2017 YTD %

Total Revenue

2s6,747

37,477

27t,590

48,565

24,062

!6,445

57,972

2L,O5O

8,426

8,489

t72,5t3

27,797

t,763

45,75O

5,901

39,837

rgt,994

233,664

37,699

228,642

39,606

24,049

17,544

57,t70

20,324

8,509

8,441

229,23r

24,198

1,959

45,750

7,'It

25,20t

r82,174

247,149

27,!t4

242,545

44,138

24,t55

19,235

57,987

22,985

8,334

8,409

2rr,843

25,260

1,882

45,750

3,540

27,996

209,019

24t,650

26,248

243,842

40,956

23,915

15,633

56,511

20,580

9,408

8,345

164,4t0

24,L02

t,428

45,750

1,46t

8,875

t94,241"

260,r4t

28,640

2s3,054

55,679

23,694

15,7t0

63,160

22,498

9,044

8,444

174,288

26,138

2,127

45,750

1,960

t9,692

199,767

258,405

31,858

244,868

54,644

25,398

15,933

65,579

32,823

9,001

9,751

r52,907

23,885

2,627

45,750

2,220

43,629

t7t,654

L00%

t9%

2%

79%

4%

2%

I%

s%

2%

Io/o

t%

t4%

2%

OYo

4o/o

o%

2%

t5%

93%

7%

Nursing and Patient Care Expense

Nursing Administration Expense

Nursing - Sub Acule Expense

PlantOperation Expense

Housekeeping Expense

Laundry & Linen Expense

Dietary Expense

Social Services Expense

Activities Expense

lnservice Education Expense

General Administration

Medical Records Expense

Cenhal Supply

Depreciation and Amortization

Property Leases, Taxes, lns, & lnt.

Other Expense

Ancillary Services Expense

Total Operating Expenses

Net lncome/Loss

1,497,756

189,036

1,484,54r

283,588

145,273

100,500

358,319

I40,260

52,722

5L,879

Lr05,r92

151,380

tl,786

274,500

22,593

165,230

r.r48,843

L,236,378 t,L9L,6t2 L,227,34L L,127,355 L,2O9,779 1,190,932 7,183,397

87,233 88,932 69,282 82,029 157,518 84,450 569,444

Balance Sheet 2017 YTD B.)

Assets

Cash - General Checking x8013

Cash - Payroll Checking x0472

Cash - Savings and lnvestments

Cash - lmprest Funds

Patient Accounts Receivable

Other Accounts Receivable

Due from Affilìates

Prepaid Assets & Deposits

Property, Plant and EquiPment

Accumulated Depreciation

Goodwill and Other Assets

Total Assets

Liabilities and shareholders' equity

Accounts Payable and Accrued Ex

Accrued Salaries and Benefits

Notes Payable

Total Payable to Affiliates

Equity

Total Liabilities and Equity

t9,574,79t' 19,620,886 19,551,325 t9,577,196 L9,796,534 19,662,306

549,956

53,259

1,463,338

2,500

2,436,849

5,775

6,513,008

t30,4t9

9,309,912

(1,697,898)

1,808,673

941,746

83,460

r,463,338

2,500

2,055,897

5,775

6,513,008

160,536

8,329,601"

(1,733,600)

1,798,625

668,77t

tto,997

1,463,351

2,500

2,259,639

5,775

6,513,008

t44,843

8,363,166

(7,769,302l,

r,788,577

982,451

t7t,l58

1,463,351

2,500

2,214,363

5,775

6,513,008

t13,456

8,402,697

(1,840,706)

r,768,48t

550,706

73,528

250,134

2,500

2,472,834

5,775

7,924,346

97,762

9,402,697

(1,876,408)

3%

Oo/o

I%

0%

73%

o%

40%

0%

43%

-to%

9o/o

L00%

0%

5%

4%

9o/o

9%

73%

LO0%

442,L70

170,010

1,463,35r

2,500

2,505,O28

5,775

6,513,008

t29,L49

8,372,679

(1,805,004)

r,778,529 T,758,433

L,254,222

772,195

1,92L,856

L,g]t,678

13,814,840

1,294,084

699,868

t,gtt,482

1,8L1,678

1,158,084

708,529

1,899,979

r,8rr,678

13,973,056

L,125,465

696,ttz

1,890,152

t,gLr,678

t4,054,789

t,145,352

747,894

t,879,573

7,9!7,678

t,031,23o

704,615

1,959,396

1,811,678

L3,903,775 14,2t2,O37 L4,256,387

L9,574,791. 19,620,886 19,551,325 L9,578,L96 L9,796,534 19,652,306

c.) Bank Reconciliation Summaries 2017 YTD

Total Cash - Bank Balances

Less 0utstanding Checks

L,433,754

(778,538)

r,41t,338

1,932,090

(854,885)

t,41t,338

L,799,427

(967,646)

t,4rt,338

L,667,44L

(1,003,2481

t,4t7,338

2,L59,486

(953,864)

!,411,338

1,902,005

1927,6381

Accounting

Ll3Ll2O17 2l28l2Ût7 3l3Ll2sL7 5l3ll2Ût7 613012077 %ofAssets

tl3tl2o!7 2128/2017 7 4l30l2sl7 5l3Ll2AL7 613012017

Total Cash - Book Balances 2,066,553 2,488,544 2,243,1t9 2,075,53L 2,6L6,96O 874,367

Quick Ratios

Cunent Liq. Assets (adj. for erroQ

Current Liabilities

Quick Liquidily Ratio

3,100,340

2,026,417

3,14t,378

t,993,952

3,099,696

1,866,613

3,r77,497

L,82t,s78

3,428,260

1,893,246

3,355,477

1,735,845

u3uzott 2128l2OL7 7 4ßAl2Ot7 6l30l2OL7

D.)

1.53 1.58 1.66 t.74 r.81 1.93

Case 3:17-cv-00223-RS Document 201 Filed 07/28/17 Page 43 of 53
Line 2

Line 3

Line 4

ne1

Line

Line 9

Line l0

Line 10a

10b

10c

10d

10e

L¡ne 11b

'i-2

12a

SïANDARDIZED FUND ACCOUNTING REPORT for NA3PL Escrow Funds-Cash Basis

Receivership Civil Court Case No. 3:17-cv-00223-RS

Period ril 1 to June 302017

Beginning Balance (As of June 1,2017Ì.

lncreases in Fund Balance:

Business lncome

Cash and Securities-Escrow Funds

lnteresUDividend lncome

Business Asset Liquidation

Personal Asset Liquidation

Third-Party Litigation lncome

Miscellaneous - Other

Total Funds Available (Lines I - 8):

Decreases in Fund Balance:

Disbursements to lnvestors

Disbursements for Receivership Operations

Disbursements to Receiver or Other Professionals

Eusrness Assef Expenses

Personal Assef Expenses

lnvestment Expenses

Th i rd- P arty Litig ati o n Fxpenses

1. Attorney Fees

2. Litigation Expenses

Total

Tax Administrator Fees and Bonds

Federal and Stafe lax Payments

Disbursements for Distribution Expenses Paid by the Fund:

Distribution PIan Developmenf Expenses;

'l 

. Fees:

Fund Adm¡nistrator.. . ... . .. . .. .. . .. .

lndependent D¡stribut¡on Consultant (lDC)...........

D¡str¡bution 49ent..............

Consultants.,....

Legal Advisers..

Tax Advisers.. . .

2. Administrative Expenses

3. Miscellaneous

Total Plan

Distribution Plan lmplementation Expenses:

1. Fees:

Fund Administrator.. . .. . .. . . .. . .. ...

tDc.................

Distr¡bution Agent. . . ... .. . . .. ..

Consultants... . ..

Legal Advisers..

Tax Advisers. .. .

2. Administrative Expenses

3. lnvestor ldentification:

Notice/Publishing Approved P|an..................

Claimant ldentification.

Claims Processing......

Web Site Maintenance/Call Center..........

4. Fund Administrator Bond

5. Miscellaneous

6. Federal Account for lnvestor Restitution

(FAIR) Reporting Expenses

rsements for Distribution

Disbursements to CourUOther:

lnvestment Expenses/Couñ Registry lnvestment

Sysfem ICR/S) Fees

Federal Tax Payments

Total Disbursements to CouruOther:

Line 5

Line 6

Line 7

Line 8

10f

1og

1',l

11a

ACCOUNTING

5s9,099.00

1 't6.6'l

925.00

560,140.61

0.00

Subtotal

0.00

0.00

559,099.00

't16.61

925.00

560,140.61

Grand Total

560,140.61

0.00

12b

Case 3:17-cv-00223-RS Document 201 Filed 07/28/17 Page 44 of 53
13

Total Funds Disbursed (Llnes 9 - ll):

Ending Balance (As of June 30,20171:

0.00

560,140.61

L¡ne 14

Line 14a

Line 14b

Line 14c

Ending Balance of Fund - Net Assets:

Cash & Cash Equivalents

Other Assets or Uncleared Funds

Total Ending Balance of Fund - Net Assets

lnvestments

SUPPLEMENTAL INFORMATION:

ne 17

15b

ne

15

15a

15c

16

16a

16b

Disbursements for Plan Administration Expenses Not Paid by the Fund:

Fund Administrator. .. .. . ... ... ... ...

tDc.................

D¡str¡bution Agent.. . ... ... ... ..

Consultants... ...

Legal Advisers..

Tax Advisers....

Administrative Expenses

lnvestor ldentification:

Notice/Publishing Approved P|an........................

Claimant ldentification.....

Cla¡ms Process¡ng...................

Web Site Ma¡ntenance/Call Center......................

Fund Administrator Bond

Miscellaneous

FAIR Reporting Expenses

Tax Administrator Fees & Bonds Not Paid by the Fund

the Fund

the Fund:

Detail Subtotal

Paid

Plan Developmenf Expenses Not Paid by the Fund:

Repoñ of ltems NOT To Be Paid by the Fund:

1. Fees:

Total Plan

CourUOther Not Paid

DC & State Tax

Consultants......

Legal Advisers..

Tax Advisers.. . .

2. Administrative Expenses

3. Miscellaneous

Plan lmplementation Expenses Not Paid by

1. Fees:

Disbursements to CourUOther Not Paid by the

I nve stme nt ExpenseVCRlS Fees

Federal Tax Payments

Fund:

I

Fund Administrator....

tDc..............,.........

Distribution Agent.. . ...

2.

3.

4.

5.

6.

Grand

ne l8

ne

18a

18b

19

19a

19b

No. of Claims:

# of Claims Received This Repoñing Period . . ...

# of Claims Received Since lnception of Fund.............

No. of Claimants/lnvestors:

#of Claimants/lnvesfors Paid This Reporting Period...,.

# of Claimants/lnvesfors Paid Since of Fund.

Date

nL.

7l>g/,ç

Case 3:17-cv-00223-RS Document 201 Filed 07/28/17 Page 45 of 53
Current Assets

Checking - Boston Private

Total Current Assets

Property and Equipment

Total Property and Equipment

Other Assets

Total Other Assets

Total Assets

Current Liabilities

Investor Funding

Total Current Liabilities

Long-Term Liabilities

Total Long-Term Liabilities

Total Liabilities

Capital

Turnover Funds

Net Income

Total Capital

Total Liabilities & Capital

NA3PL, LP

Susan L. Uecker, Receiver

Balance Sheet

June30,2017

ASSETS

$ 560,140.61

560,140.61

0.00

0.00

$ 560,140.61

LIABILITIES AND CAPITAL

$ 559,099.00

559,099.00

0.00

559,099.00

925.00

116.61

1,041.61

$ 560,140.61

Unaudited - For Management Purposes Only

Case 3:17-cv-00223-RS Document 201 Filed 07/28/17 Page 46 of 53
Page: 1

Revenues

Interest Income

Total Revenues

Expenses

Total Expenses

Net Income

$

NA3PL, LP

Susan L. Uecker, Receiver

Income Statement

For the Second Quarter 2017

Current Quarter

I16.61

I16.61

0.00

$ I16.61

For Management Purposes Only

Case 3:17-cv-00223-RS Document 201 Filed 07/28/17 Page 47 of 53
STANDARDIZED FUND ACCOUNTING REPORT for NA3PL (Business)-Cash Basis

Receivership Civil Court Case No. 3:17-cv-00223-RS

Period: 1 to June 302017

FUND ACCOUNTING (See lnstructions):

383,663.50

435,497.88

0.00

0.00

819,161.38

Subtotal

368,046.99

368.046.99

Grand Total

819,161.38

368.046.99

Llne I 0.00

2

Dotail

ne3

ne4

nes

ne6

ne7

ne8

Beglnnlng Balance (As ofJune 1,20171

lncreases in Fund Balance:

Bus¡ness lncome

Cash and Secur¡ties

lnteresUDlvidend lncome

Business Asset Liquidation

Personal Asset Liquidation

Thlrd-Party Lltlgation lncome

Miscellaneous - Other

Total Funds Avallable (Llnes I - 8):

Decreases Ín Fund Balance:

D¡sburcêments to lnvestors

Disbursements for Receivership Operations

Disbursements to Receiver or Other Profess¡onals

Bus,ness Assef Expenses

Personal Assef Expenses

lnvestment Expenses

Third:Party Litigation Expen ses

1. Attorney Fees

2. Litigation Expenses

Tax Administrator Fees and Bonds

Federal and Sfafe fax Payments

Disbursements for Distribution Expenses Paid by the Fund

Distribution Plan Development Expenses:

L Fees:

Fund 4dministrator......................

lndependent D¡stribution Consultant (lDC).........

D¡str¡bution Agent.....

Consu|tants... ... ... ... ... ...

Legal Advisers...

Tax Advisers... ..

2. Administrative Expenses

3. Miscellaneous

D i strib ution PIan I m ple me ntation Ex pe nse s :

1. Fees:

Fund Administrator... ... ... ... ... ... ..

tDc..................

Distr¡bution 49en1... ... ... ... ...

Consultants.......

Legal Advisers...

Tax Adv¡sers... ..

2. Administrative Expenses

3. lnvestor ldentification:

Notice/Publishing Approved P|an.......................

Claimant ldentif¡cation......

Claims Processing... ................

Web S¡te Maintenance/Call Center.....................

4. Fund Administrator Bond

5. Miscellaneous

6. Federal Account for lnvestor Restitution

(FAIR) Reporting Expenses

bution Paid the

Disbursements to Court/Other:

lnvestment Expenses/Court Reg¡stry I nvestment

Sysfem (CR/S) Fees

Federal Tax Payments

Total Disbursements to Court/Other:

Total Funds D¡sbursed (Lines 9 - l1):

Ending Balance (As ofJune 30,2017):

383,663.s0

435,497,88

0.00

0.00

819,161.38

368,046.99

99

l0

10a

10b

10c

10d

10e

ne

ne9

Line 10f

Line 109

Line I I

Line 11a

Line 11b

,t2

12a

12b

Line l3

368,046.99

451,114.39

Case 3:17-cv-00223-RS Document 201 Filed 07/28/17 Page 48 of 53
L¡nê 14

Line 14a

Line 14b

L¡ne 14c

Endlng Balance of Fund - Net Assets:

Caså & Cash Equ¡valents

lnvestments

OfáerAssefs or Uncleared Funds

Total Ending Balance of Fund - Net Assets

45'l,114.39

451,114.39

451,114,39

451,114.39 ____45r,1r4.99_

OTHER SUPPLEMENTAL INFORMATION:

Line l5

Line 15a

Line 15b

Line 15c

Line l6

Line 16a

L¡ne 16b

Line 17

PIan Development Expenses Not Paid by the Fund:

Plan lmplementation Expenses Not Paid by the Fund:

1. Fees:

Fund Administrator......................

tDc..................

Distribution 49ent...............

Consultants... ... .

Legal Advisers...

Tax Advisers.....

2. Administrative Expenses

3. lnvestor ldentification:

Notice/Publishing Approved P|an.......................

Claimant ldentification......

Claims ProcessinS.....................

Web Site Maintenance/Call Center....................,

4. Fund Administrator Bond

5. Miscellaneous

6. FAIR Reporting Expenses

Tax Admin¡strator Fees & Bonds Not Paid by the Fund

Disbursements to CouruOther Not Pald by the Fund:

tnvestment Expenses/CR/S Fees 

I

Federal Tax Payments I

Detail

for Plan Adminlstratlon Expenses Not Paid by the Fund:

of ltems NOT To Be Paid by the Fund:

DC & State Tax

Total Plan

Total Disbursemonts to

1. Fees:

Fund Adm¡nistrator........

tÞc............................

Distribution 49ent..........

Consultants..................

Legal Advisers......... ... ..

Tax Advisers... ... ... ... ... .

2. Administrative Expenses

3. Miscellaneous

Grand Total

Line l8

Line 18a

Line 18b

Line 19

Line 19a

L¡ne 19b

No. of Glaims:

#of Claims Received Th¡s Repoñing Per¡od...............

# of Claims Received Since lnception of Fund.............

No, of Claimants/lnvestors:

# of Claimants/lnvestors Paid This Reporting Period....

# of Claimants/lnvestors Paid Since lnception of Fund.

L.

I

Date

Case 3:17-cv-00223-RS Document 201 Filed 07/28/17 Page 49 of 53
Run: 7125117

4:42PM

Page: 1

NORTH AMERICA 3PL, LLC

As Of 6/30/2017 Grouped by Main G/L Account

ASSETS

Current Assets

Checking/Savings

1 14OOO - B OF A - OPERATING X2073

114200 - B OF A. PAYROLL X1566

Tolal Ghecking/Savings

Accounts Receivable

1 15OOO - ACCOUNTS RECEIVABLE

Total Accounts Receivable

Other Current Assets

1 19620 - DUE FROM BAT

1 19630 - DUE FROM BHD LLC

1 19635 . DUE FROM BHD LP

1 19636 - DUE FROM CSHC LLC

1 19637 . DUE FROM CALLTEKS

1 19639 . DUE FROM CALLSOCKET II LP

119640 - DUE FROM MAGIC EAR

1 19650 - DUE FROM NA3PL LP

1 19670 - DUE FROM SFRC LLC

1 19671 - DUE FROM SFRC (2)

1 19673 . DUE FROM CBM

1 19675 - DUE FROM HF TELCO

119677 - DUE FROM JLG LLC

1 19680 . DUE FROM TESH

119690 . DUE FROM TRUE AGILITY

Total Other Current Assets

Total Current Assets

F¡xed Assets

l2OOOO - LEASEHOLD IMPROVEMENTS

121OOO. SOFTWARE

124OOO - COMPUTER & OTHER EQUIPMENT

124100 - MATERIAL HANDLING EQUIPMENT

124300. MISC WAREHOUSE EQUIPMENT

13OOOO - ACC/DEP LEASEHOLD IMPROVEMENTS

131OOO - ACC/DEP SOFTWARE

134OOO - ACC/DEP COMPUTERS & OTHER EQ

134300 . ACC/DEP MISC WHSE EQUIP

Total Fixed Assets

Other Assets

118000 - DEPOSTTS

1 191 OO - PPD WC INSURANCE

1 19200 - PPD INSURANCE

Total Other Assets

$22,201.57

$70,522.63

$1,075,754.00

$110,247.00

$24,000.00

$15,949.99

$278,489.55

$2,806.25

$1 s,670,628.1 5

$2,266,000.00

$7,298.23

$2,000.00

$37,001.33

$1,970,989.37

$99,846.25

$21,653,734.32

$425,152.22

$25,962.17

$451 ,1 14.39

$121 ,366.48

$121,366.48

$22,226,215.19

$1 ,513,434.37

$65,000.00

$235,654.65

$59,354.84

$53,412.71

$(336,180.s8)

$(47,124.91)

$(134,027.04)

$(2s,702.64)

$r,379,821.00

$35,919.98

$(2,479.90)

$18,560.71

$52,000.79

Case 3:17-cv-00223-RS Document 201 Filed 07/28/17 Page 50 of 53
Run| 7125117

4t42PM

Page: 2

NORTH AMERICA 3PL, LLL

As Of 6/30/2017 Grouped by Main G/L Account

TOTAL ASSETS

LIABILITIES & EQUITY

Liabilities

Current Llabilities

Accounts Payable

215OOO . ACCOUNTS PAYABLE

Total Accounts Payable

Other Current Liabilities

1 15002 - oN AccouNT

216100 - BofA CREDIT CARD x1470

216900 - ACCRUED EXPENSES

218OOO - WAGES PAYABLE

218100 - ACCRUED PTO

218200 - WITHHOLDING PAYABLE - FEDERAL

218300 - WITHHOLDING PAYABLE - STATE

218600. WITHHOLDING PAYABLE - OTHER

219630 . DUE TO BHD LLC

219635 - DUE TO BHD LP

219638 . DUE TO CS LP

219650 - DUE TO NA3PL LP

219670 - DUE TO SFRC LLC

219671 - DUE TO SFRC (2)

219677 - DUE TO JLG

219680 . DUE TO TESH

22OOOO - SUSPENSE ACCOUNT

Total Other Current Liabilities

Total Current Liabilities

Total Llabilities

Equity

291OOO - OPENING BALANCE EQUITY

294000 - oAPITAL

295OOO . RETAINED EARNINGS

INCOME

Total Equity

TOTAL LIABILITIES & EOUITY

$23,658,036.98

$174,s86.11

$174,586.11

$1 0,994.1 1

$1,122.97

$6,729.15

$14,838.33

$34,619.58

$4,843.23

$721.94

$241.7'l

$303,289.00

$1,075,753.51

$12,000.00

$18,389,204.50

$2,545,980.00

$150,000.00

$9,000.00

$214,030.72

$(250.00)

$22,773,118.75

$22,947,704.86

$22,947,704.86

$(57,740.00)

$(6,108.00)

$234,315.36

$539,864.76

$710,332.12

$23,658,036.98

Case 3:17-cv-00223-RS Document 201 Filed 07/28/17 Page 51 of 53
NORTH AMERICA 3PL, LLC

lncome Statement

From 610112017 thru 613012017

Selected Period Fiscal Year to Date

$114,347.75

$230,620.40

$628,011.36

$1,020.00

$862,002.88

$4,961.51

$625.00

$158,953.12

$243,300.00

$24,310.00

$44,691.42

$5,607.00

$1,503.20

Page: 1

7125117

4:41PM

Cost Ol Operations

4O5O FREIGHT COSTS

4150 INLAND FREIGHT/CARTAGE COS]

4250 COURIER / MESSENGER COSTS

43OO HANDLING COST

4350 MISC HANDLING COST

44OO STORAGE COST

47OO TERMINAL HANDLING COSTS

4750 MISC FREIGHT/HANDLING COSTS

Total Cost Of Operations

GROSS PROFIT

$87,198.37 22.1o/o $565'368.88 24.4o/o

$307,083.23 $1,754,584.76

lncome

3050

31 00

31 50

3250

3300

3350

3370

3400

3500

3550

3700

3750

3800

Totallncome

Expenses

5000

5020

5025

5050

51 00

5200

5250

5500

551 0

5600

5700

6000

61 00

621 0

6220

7000

71 00

71 50

71 60

7'170

FREIGHT CHARGES

DOCUMENTATION

LOCAL FREIGHT / CARÏAGE

COURIER i MESSENGER

HANDLING

MISC HANDLING

FORKLIFT/MATERIAL HANDLING FI

STORAGE

FACILITY FEE

REEFER FEE

TERMINAL HANDLING CHARGES

MISCELLANEOUS CHARGES

OTHER INCOME

WAGES-OFFICE-ALL

WAGES. WAREHOUSE STAFF

WAGES - FACILITY OPERATIONS

WAGES - PTO

PAYROLL TAXES

HEALTH INSURANCE

WORKERS' COMP INSURANCE

SECURITY STAFFING

TEMP STAFFING

PAYROLL PROCESSING FEES

HR MISC EXPENSES

AMORT - LEASEHOLD IMPROVMEN

AMORT - SOFTWARE

DEP - COMPUTERS & OTHER EQUI

DEP. MATERIAL HANDLING EQUIP

WAREHOUSE LEASE

WAREHOUSE R&M

WAREHOUSE EXPENSES

UTILITIES

TRASH

$394,281.60 100.0% $2,319,953.64 100.0o/o

$1 1,s64.45

$39,205.60

$97,931.36

$210.00

$153,31 8.87

$360.00

$375.00

$37,874.82

$41,550.00

$4,275.00

$7,206.50

$410.00

$0.00

2.9%

9.9%

24.ÙYo

0.1%

38.9%

0j%

0.1%

9.6./"

10.5./"

1 .1"/"

1.8%

0.1%

0.0%

4.9%

9.9%

27.1o/o

0.0%

37.2%

0.2%

0.0%

6.9%

10.5%

1.0o/o

1.9%

0.2o/"

0j%

4.1%

18.4/o

0j%

0.0"/o

0.0/"

0.0/o

't.7%

0j%

$8,667.00

$70,840.01

$214.66

$0.70

$0.00

$475.00

$6,936.00

$65.00

2.2/"

18.0"/"

0.1'/"

0.0"/"

0.0%

0.1%

't.8%

0.0%

$94,750.02

$425,945.87

$1,344.05

$800.70

$785.24

$750.00

$38,343.00

$2,650.00

77.9o/o 75.6/"

$47,3s8.58

832,424.91

$2,140.22

$7,534.76

$6,555.73

$12,132.10

9s,232.20

$14,364.00

$4,128.99

$453.24

$39.95

$8,407.97

$1,083.33

$3,927.58

$1,064.73

$70,000.00

$10,406.48

$1,488.61

$6,938.52

$641.02

12.0%

8.2/"

0.5%

1.9%

1.7o/o

3.1%

0.8%

3.6%

1.0%

0.1%

0.0o/o

2.1%

03%

1.0%

0.3%

17.8%

2.6%

0.4/o

1.8%

0.2%

$282,831.84

$1 93,237.1 I

$13,150.61

$40,051.82

$46,825.74

$70,714.53

$30,506.91

$92,484.00

$7,294.53

$6,291.00

$927.34

$50,447.82

$6,499.98

$23,565.48

$6,388.38

$420,000.00

$17,002.95

$4,01 1 .1 4

$30,322.76

$3,846.1 2

12.2%

8.3/o

0.6"/o

1.7%

2.0/"

3.0%

13%

4.0%

0.3%

0.3o/o

0.0o/o

2.2%

03%

1.0o/o

0.3/"

18.1%

0.7"/o

0.2o/o

't3%

0.2/"

Case 3:17-cv-00223-RS Document 201 Filed 07/28/17 Page 52 of 53
7125117

4:41PM

MATERIAL HNDG EQ LEASE/RENT

MATERIAL HNDG EQ R&M

PALLETS

WHSE OPERATING SUPPLIES

CLAIMS

INSURANCE

OFFICE SUPPLIES

PAPER, FORMS, & LABELS

MISC OFFICE EXPENSES

JANITORIAL SUPPLIES

COMMUNICATION EXPENSES

INTERNET SERVICE EXPENSE

WEBSITE EXPENSES

IT SUPPORT & MAINTENANCE

SOFTWARE MAINTENANCE/LICEN{

SECURITY SYSTEM EXPENSES

LICENSES & PERMITS

TRAVEL EXPENSES

MEALS & ENTERTAINMENT

ADVERTISING & PUBLICITY

MEMBERSHIP DUES

DONATIONS & CONTRIBUTIONS

LEGAL

ACCOUNTING

HR CONSULÏING

BANK ACCOUNT CHARGES

NORTH AMERICA 3PL, LLC

Income Statement

From 610112017 thru 613012017

Selected Period

$5,730.48 1.5%

$2,894.5s 0.7%

$0.00 0.0y"

$2,526.95 0.6./"

$0.00 0.0'/"

$2,787.66 0.7"/.

$284.32 0.1"/"

$o.oo 0.0%

$707.91 0.2"/"

$480.91 0.1%

$274.02 0j%

$2,035.73 0.5/o

$o.oo 0.0%

$2,932.03 0.7./"

$3,532.95 o.9o/o

$0.00 0.0/"

$552.76 0.10/o

$639.39 0.2%

$0.00 0.0%

$0.00 0.0%

$o.oo 0.0%

$0.00 0.0"/.

$2,735.29 0.7"/"

$0.00 0.0%

$1,012.50 0.3%

$87.68 0.0%

Fiscal Year to Date

$29,596.45 1.3a/o

$9,353.07 0.4%

$2,622.00 0j%

s6,660.68 0.3%

$3,1 17.29 0.1To

$16,291.35 0.7%

$3,732.43 0.2%

$496.93 0.0%

$6,32s.98 O.3To

$1,209.30 0.1%

$1,456.57 0.1%

99,702.82 0.40/o

$8.17 0.00/o

$20,090.98 0.9%

$25,782.24 1.1ok

$1,674.00 0.1o/o

$4,256.15 0.2yo

$3,651.73 0.2%

$1 16.00 0.0%

$13.29 0.0%

$529.00 0.0%

$500.00 0.0To

$43,238.35 1.9o/"

$5,400.00 0.2Yo

$8,645.00 0.40/o

$(422.461 -0.0%

Page: 2

7500

7550

7600

761 0

7900

8000

81 00

81 10

81 20

81 30

8200

821 0

8220

8300

8350

8400

8500

8600

861 0

8620

8650

8660

8800

881 0

881 5

8830

Total Expenses

OPERATING PROFIT

Other lncome

115001 A/R DISCOUNT

Total Other lncome

Other Expenses

NET PROFTT(LOSS)

Other Expenses

PROFTT(LOSS) AFTER TAX

$263,542.05 66.8% $1,550,447.46 66.8olo

$43,541.18 11.0o/o $204,137.30 8.8/"

$0.00 O.O/" $0.00 0.0%

$0.00 0.0T" $0.00 0.0/"

$43,541.18 11.0o/o $204,137.30 8.8/o

$43,541.18 11.0o/o $204,137.30 8.8%

Case 3:17-cv-00223-RS Document 201 Filed 07/28/17 Page 53 of 53