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UNITED STATES DISTRICT COURT

NORTHERN DISTRICT OF CALIFORNIA

Case No: 5:17-cv-00220-LHK

Case Name: Federal Trade Commission v. Qualcomm Incorporated

JUDGE: PLAINTIFF ATTORNEY: DEFENSE ATTORNEY:

Lucy H. Koh Jennifer Milici Robert Van Nest

TRIAL DATE: REPORTER(S): CLERK:

January 7, 2019 Lee-Anne Shortridge, Irene Rodriguez Elizabeth Garcia

TRIAL SHEET, EXHIBIT and WITNESS LIST

PLF 

NO.

DEF 

NO.

TIME 

OFFERED

ID REC DESCRIPTION

9:04 am Trial continues. Defense colloquy with the court on 

sealing motion. The Court makes oral ruling.

PD 9:15 am Continued video deposition of Nanfen (Nancy) Yu.

9:42 am End of video deposition of Nanfen (Nancy) Yu. Not 

subject to recall. 

PD 9:49 am Counsel for Plaintiff calls Steven Altman. Counsel for 

Plaintiff moves to admit exhibits. No objections. The 

exhibits were admitted:

JX 9:49 am X X JX 0003

CX X X CX 6983

CX X X CX 6729

CX 10:02 am X X CX 8281

JX 10:05 am X X JX 0030

CX 10:06 am X X CX 7141

CX 10:08 am X X CX 6987

CX 10:09 am X X CX 6979

CX 10:11 am X X CX 7799

CX 10:12 am X X CX 8177

CX 10:13 am X X CX 6980

CX 10:14 am X X CX 6663

CX 10:14 am X X CX 6992

CX 10:25 am X X CX 7886

DX 10:29 am Cross examination of Steven Altman

10:35 am The court takes the mid-morning recess. 

10:54 am Proceedings resume with cross examination of Steven 

Altman.

*Refer to the court transcript for official trial time and exhibits

Case 5:17-cv-00220-LHK Document 1177-1 Filed 01/07/19 Page 1 of 4
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Case No: 5:17-cv-00220-LHK

Case Name: Federal Trade Commission v. Qualcomm Incorporated

Date: January 7, 2019

Courtroom Deputy: Elizabeth Garcia Court Reporter: Lee-Anne Shortridge, Irene Rodriguez

EXHIBIT and WITNESS LIST CONTINUED

PLF 

NO.

DEF 

NO.

TIME 

OFFERED

ID REC DESCRIPTION

Counsel for Defendant moves to admit exhibits. No 

objections. The exhibits were admitted. JX 0006 was 

requested to be sealed. Request was granted:

JX 10:55 am X X JX 0001

JX 10:59 am X X JX 0002

JX 11:01 am X X JX 0004

JX 11:04 am X X JX 0005

QX 11:07 am X X QX 9268

QX 11:08 am X X QX 9262

JX** 11:11 am X X JX 0006 (Sealed)

PRD 11:30 am Redirect of Steven Altman

11:37 am No re-cross. Court inquires if witness is excused and 

subject to recall. Witness is not subject to recall. 

Witness is excused. 

PD 11:38 am Counsel for plaintiff calls next witness, David Aberle.

Counsel for Plaintiff moves to admit exhibits. No 

objections. The exhibits were admitted:

CX 11:42 am X X CX 6469

CX 11:44 am X X CX 7650

JX 11:49 am X X JX 00063

JX 11:52 am X X JX 00072

CX 11:54 am X X CX 6974

CX 11:56 am X X CX 6998

CX 12:02 pm X X CX 5231

12:02 pm The Court takes the lunch recess. 

1:07 pm Proceedings resume. Court holds colloquy with 

counsel re sealing portions of exhibits.

1:14 pm Continued direct of witness David Aberle. Counsel 

for Plaintiff moves to admit exhibits. No objections. 

The exhibits were admitted:

CX 1:20 pm X X CX 6658

CX 1:25 pm X X CX 7105

*Refer to the court transcript for official trial time and exhibits

**Sealed

Case 5:17-cv-00220-LHK Document 1177-1 Filed 01/07/19 Page 2 of 4
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Case No: 5:17-cv-00220-LHK

Case Name: Federal Trade Commission v. Qualcomm Incorporated

Date: January 7, 2019

Courtroom Deputy: Elizabeth Garcia Court Reporter: Lee-Anne Shortridge, Irene Rodriguez

EXHIBIT and WITNESS LIST CONTINUED

PLF 

NO.

DEF 

NO.

TIME 

OFFERED

ID REC DESCRIPTION

CX 1:30 pm X X CX 6556

DX 1:34 pm Cross examination of David Aberle. Counsel for 

Defendant moves to admit exhibits. No objections. 

The exhibits were admitted:

QX 1:45 pm X X QX 9120

QX 1:48 pm X X QX 9212

QX 1:58 pm X X QX 9124

PRD 2:08 pm Redirect examination of David Aberle. 

2:18 pm No re-cross examination. Witness not subject to 

recall. Witness is excused. 

2:19 pm The Court takes the mid afternoon recess.

2:32 pm Processing resume. Colloquy with counsel regarding 

public and request to seal testimony. The Court will 

proceed with testimony of witness Finbarr Moynihan 

in open court and then under seal. 

PD 2:37 pm Counsel for Plaintiff calls Finbarr Moynihan. Direct 

examination in open court. Counsel for Plaintiff 

moves to admit exhibits. No objections. The exhibits 

were admitted:

JX 2:52 pm X X JX 0050

JX 2:59 pm X X JX 0051

DX 3:05 pm Cross examination of Finbarr Moynihan in open 

court. Counsel for Defendant moves to admit exhibits. 

No objections. The exhibits were admitted:

QX 3:07 pm X X QX 291?

PRD 3:33 pm Redirect of Finbarr Moynihan in open court.

3:36 pm No open court recross of Finbarr Moynihan. The 

Court takes a brief recess. 

3:45 pm** Proceedings resume. The Court moves into sealed 

testimony by witness Finbarr Moynihan. The 

courtroom is cleared.

PD** 3:48 pm Direct examination under seal of Finbarr Moynihan. 

Counsel for Plaintiff moves to admit exhibits. No 

objections. The exhibits were admitted under seal.

*Refer to the court transcript for official trial time and exhibits

**Sealed

Case 5:17-cv-00220-LHK Document 1177-1 Filed 01/07/19 Page 3 of 4
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Case No: 5:17-cv-00220-LHK

Case Name: Federal Trade Commission v. Qualcomm Incorporated

Date: January 7, 2019

Courtroom Deputy: Elizabeth Garcia Court Reporter: Lee-Anne Shortridge, Irene Rodriguez

EXHIBIT and WITNESS LIST CONTINUED

PLF 

NO.

DEF 

NO.

TIME 

OFFERED

ID REC DESCRIPTION

DX** 4:03 pm Cross examination of Finbarr Moynihan. Under seal

PRD** 4:11 pm Redirect examination of Finbarr Moynihan. Under 

seal. No re-cross examination.

4:12 pm Witness not subject to recall. Witness is excused. 

PD** 4:15 pm The Court moves into sealed testimony by witness John 

Grubbs by video deposition. The courtroom is cleared.

Counsel for Plaintiff moves to admit exhibits. No 

objections. The exhibits were admitted under seal.

4:40 pm Video deposition of John Grubbs concludes. The Court 

returns to open court. The court holds colloquy with 

counsel on January 28/29 trial dates, preparation for 

closings, lodged depositions and time used as to both 

sides.

4:56 pm Proceedings conclude. Bench trial continues January 8, 

2019 at 9:00 AM.

*Refer to the court transcript for official trial time and exhibits

** Sealed

Case 5:17-cv-00220-LHK Document 1177-1 Filed 01/07/19 Page 4 of 4