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009589 0024\5 I 80739 I STANDARDIZED FUND ACCOLINT]NG REPORT 3:17-CV-O0223-RS

y

, 

LTNITED STATES DISTRICT COURT

NORTHERN DISTRICT OF CALIFORNIA

SAN FRANCISCO DIVISION

SECURITIES AND EXCHANGE Case No. 3 : I 7-CV-00223-RS

COMMISSION,

Plaintiff,

VS

SAN FRANCISCO REGIONAL CENTER, LLC;

THOMAS M. HENDERSON; CALIFORNIA

GOLD MEDAL, L.P.; CALLSOCKET, L.P.;CALLSOCKET II, L.P.; CALLSOCKET III,

L.P.; COMPREHENSIVE CARE OF

OAKLAND, L.P.; NA3PL, L.P.; WESTOAKLAND PLAZA, L.P.; CALLSOCKET,

LLC; CALLSOCKET II, LLC; CALLSOCKETIII, LLC; COMPREHENSIVE CARE OF

CALIFORNIA, LLC; IMMEDIA, LLC; ANd

NORTH AMERICA 3PL, LLC,

Defendants,-andCALLSOCKET HOLDING COMPANY, LLC;

CALLSOCKET III HOLDING COMPANY,

LLC; BERKELEY HEALTHCARED\IIAMICS, LLC; CENTRAL CALIFORNIAFARMS, LLC; ANd JL GATEWAY, LLC,

Relief Defendants

STANDARDIZED FUND

ACCOUNTING REPORT FOR

CONSOLIDATED SEC VS. SFRC

RECEIVERSHIP ENTITIES FORREPORTING PERIOD:APRrL 1,2018 - JUNE 30,2018
Third-Party Litigation lncome

Miscellaneous - Other

Total Funds Available (Lines 1 - 8):

Decreases in Fund Balance:

Disbursements to lnvestorsDisbursements for Receivership Operations

Disbursements to Receiver or Other Professionals

Busrness Assef Expenses

Personal Assef ExpensesRecelver's Acco u nti n g ExPenses

Th i rd - P a rty Litig ation Ex Pe n se s

1. Attorney Fees

2. Litigation Expenses

61,002,760.02

Total Expenses

Tax Administrator Fees and Bonds

Federal and State Tax Payments

TolalDlsb-urserngnts!9¡,Rece,ive-rship,Op-e-Iltio,ns

Line 11 Disbursements for Distribution Expenses Paid by the Fund:

11a Distribution Plan Development Expenses:

1. Fees:

Fund Adm¡n¡strator

Line 11b

lndependent Distribution Consultant (lDC)............Distribution 49ent.............

Consultants... ..

Legal Adv¡sers..

Tax Adv¡sers... .

2. Administrative Expenses

3. Miscellaneous

Total Plan Deuelgpment E¡pense-s

Distribution Plan Implementation Expenses:

1. Fees:

Fund Administrator..................

tDc................

Distribution 49ent.............

Consultants... ..

Legal Advisers..

Tax Advisers... .

2. Administrative Expenses3. lnvestor ldentification :

Notice/Publ¡shing Approved P|an........................

Claimant ldent¡fication....

Claims Processin9.................

Web Site Maintenance/Call Cenler..........

4. Fund Administrator Bond

5. Miscellaneous6. Federal Account for lnvestor Restitution (FAIR)

Reporting Expenses

To{a I P-l a n I q p ! e-qp n tq!! 9n Expenses

L¡ne 7Line I

6,235.00

14,616,734.29

111,142.40

12,483,806.59

191,446.31

202,747.18

6,235.00

'14,616,734.29

Line 9Line 10Line 10aLine 10b

Line 10c

10d

10e10f1og

111,142.40

12,483,806.59

191,446.31

202.747.18

12,989,1412,4:p 12,99:9,17?,48

the Fund

Line 12

12a

Total Dlsbursements for Distribution Ex-penses- Paid

Disbursements to CourUOther:

I nvestm en t Ex pe n se s/Cou rt Re g i stry I nve stme n t

System (CR/S) Fees

Federal Tax Payments

Total Disbursements/Transfers Between EntitiesTotal Funds Disbursed (Lines 9 - 1 1):

1,633,853.96

12,989,142.48

1,633,853.96

12,989,142.48

Line 12b

14,622,996.44
Line 15b

Line 15c

Line 16Line 16aLine 16b

Line 17

1. Fees:

Fund Administrator..................

tDc................Distribution 49ent.............

Consultants... ..

Legal Advisers..

Tax Advisers....

2. Administrat¡ve Expenses3. Miscellaneous

r.-oþl Ptg1l -D9y4.e.!p-pttptLt úp-et:-999 .ry-o{ P,.elqly- {Aq Fund

PIan tmplementation Expenses Not Paid by the Fund:

1. Fees:

Fund Adm¡n¡strator..................

tDc................Distribution 49ent.. . ... ... ... .

Consultants... ...

Legal Advisers..

Tax Advisers... .

2. Administrative Expenses3. lnvestor ldentification:

Notice/Publishing Approved Plan...

Claimant ldentif¡cation... ..Claims Processing... ... .. . ... ...... ...Web Site Maintenance/Call Center

4. Fund Administrator Bond

5. Miscellaneous6. FAIR Reporting Expenses

Tola! "P_!qp !¡Vple-mentation Expenges Not Paid by the Fund Tax Administrator Fees ¿ aonoi ruôi p aiia iy tne È:uià |

Total Disbursements for Not Paid by the Fund

Disbursements to CourUOther Not Paid by the Fund:

I nve stment Ex pen se s/C R lS Fees

Federal Tax Payments

Totg-f Dis bursements CourUOther Not

DC & State Tax

Line 18Line 1BaLine 18bLine 19Line 19aLíne 19b

No. of Claims

# of Claims Received Since lnception of Fund...... ....

No. of Claimants/lnvestors:

# of Claimants/lnvesfors Paid This Repo¡ling Period.# of Claimants/lnvesúors Pa¡d Since lnception of Fund.

Ref

# Item Amount ndi Notes

1

2

lDisbursements to Receiver or Other ProfessionalsItotal Ending Balance of Fund - Net Assets

505,335.89 These amounts are reflected in the SFRC report.

46,379,763.58 tnct escrow reserves of $16,854,345.00

Rece

Date

q /å*nf

gu//*
184,517 .47

184.5'17.47

0.00

24.24

4r r,038.93

184,517.47 184,517.47

226,521.46

M¡scellaneous - Other/Ref unds

Totai Funds Available (l-ines f - 8):

Decreases in Fund Balance:

L¡ne 8 0.00

20.24

Line ILine 10

Line 10a

Line 10bLine 10cLine 10d

L¡ne 10e

D¡sbursements to lnvestorsDisbursements for Receivership Operations

Disbursements to Receiver or Other Professionals

Euslness Assef ExpensesPersonal Asset Expenseslnvestment Expenses

Th ird-Party Litigafion Expenses

1. Attorney Fees

2. Lit¡gation Expenses

! 9t V t r þ ! ¡$P p rt ¡4 "(iti9.aÍiarl-E¡p,el?9es

Tax Adm¡nistrator Fees and Bonds

Federal and Sfate lax Payments

't84,517.47

Line 10fLine 109

for

L¡ne 11Line 1 1a

D¡sbursements for D¡str¡bution Expenses Paid by the Fund

Distribution PIan Development Expenses:

1. Fees:

Fund Administr4tor... ... ... ... ... ... ......... ... .

lndependent Distr¡butìon Consultant (lDC)

Distribution 49ent................Consultants.., ... .

Legal Advisers...

Tax Advisers......

2. Administrative Expenses3. Miscellaneous

Totpt Plan D-Qvelgp¡1e¡{ Expg¡9eç

11b Distribution Plan lmplementaflon Expensesi

Fees:

Fund Administrator10c...................,.Distribution Agent..

Consultants... ... ... .

Legal Advisers... ...

Tax Advisers... ... ...

2. Administrat¡ve Expenses3. lnvestor ldentifìcation:

Nolice/Publishing Approved P|an..................Claimant ldentification.......Claims Processing

Web Site Maintenance/Call Center.,...................

4. Fund Administrator Bond

5. Miscellaneous6. Federal Account for lnvestor Restitution

(FAIR) Reporting Expenses

T o! a ! P I a n ! m ple..û I n þt! 9 0 -E_¡p. ef _s-esL¡ne l2

Line 12a

Disbursements to CourUother:

lnvestment Expenses/Cou¡f Registry lnvestment

Sysfem ICR/S) Fees

Federal Tax Payments

Total Disbursements to CourUOther:Total Funds D¡sbursed (Lines 9 - 1l):

Ending Balance (As ofJune 30,2018):

12b

184,517.47

Line l3

Cash & Cash Equivalents

lnvestments

Ofher,4ssefs -Warehouse Propefty

14a14b14c

226,521.46 226,521.46
Line 15b

Line 15c

L¡ne l6Line 16aLine 16bL¡ne 17

2. Administrative Expenses

3. Miscellaneous

Plan tmplementafion Expenses Not Paid by the Fund:

Fees:

Fund AdministratortDc.............,...,.,.Distribution Agent..Consultants..,...,...Legal Advisers......

Tax Advisers... ...

2. Administrative Expenses

3. lnvestor ldentification:

Notice/Publish¡ng Approved P|an.......................Claimant ldentification.......Claims ProcessinS,.....................

Web S¡te Maintenance/Call Cen|er,...,.,.............,

4. Fund Adm¡nistrator Bond

5. Miscellaneous

6. FAIR Reporting Expenses

Total Plan lmDlementation Not Paid bv the Fund

Pe¡d the Fund

DC & State Tax Payments

Tax Administrator Fees & Bonds Not Paid by the Fund

Totq! Dlsbufgemg¡ls-f.-o-¡ Plar¡ Admi.niqtlelion Expellìeq Not Paid by

Disbursements to CouruOther Not Pa¡d by the Fund: I

lnvestment Expenses/CR/S Fees I

Federal Tax Payments I

Fund

Line l8Line 1BaLine 18bLine l9

Line 19a

Line 19b

No. of Claims:

# of Claims Received This Reporfing Period...............#of Claims Received Since lnception of Fund..............

No. of Claimants/lnvestors:

#of Claimants/lnvesfors Paid This Repoft¡ng Period.....# of Claimants/lnvestors Paid Since lnception of Fund..

Ref

# Item Amount Notes

lWarehouse Property at 1700 - 2Oth St, Oakland CA 0.00 Purchased in 2012 for $8,250,000;

has appreciated in value over time.

&;ú**
Property and Equipment

Total Property and Equipment

Other Assets

Total Other Assets

Total Assets

Current Liabilities

Total Current Liabilities

Long-Term Liabilities

Total Long-Term Liabilities

Total Liabilities

Capital

Beginning Equity

Net Income

Total CapitalTotal Liabilities & Capital

0.00

0.00

s 226,s21.46

I,IABILITIES AND CAPITAL

0.00

0.00

0.00

426,446.57

(199,925.11)

226,521.46

s 226,521.46

$

Unaudited - For Management Purposes Only
Expenses

Bank Service Charges

Consulting Fees

Mortgage Expense - Principle

Mortgage Expense - InterestOfhce Expense

Operating ExpenseProperty Taxes

Security Expense

Utilities Expense

Total ExpensesNet Income

32.04

3,000.00

91,528.88

3,128.74

1,158.92

290.00

65,184.52

14,710.50

5,483.91

184,517.47

$ (184,497.27)

For Management Purposes Only
550,849.70

Th¡rd

Party Lit¡gation lncome

Miscellaneous - Other

Total Funds Ava¡lable (Lines I - 8):

Decreases in Fund Balance:Disbursements to lnvestorsD¡sbursements for Receivership Operations

D¡sbursements to Receiver/Transfer fo SFRC

Busrness Asset ExpensesPersonal Asset Expenseslnvestment Expense

Th i rd-Pa riy Litig at¡o n Expe n se s

1. Attorney Fees

2. Litigation Expenses

To_!g.l T_þ ¡rd: P a ¡ty l-ttjgptio n Expqts"gg

Tax Administrator Fees and Bonds

Federal and State Tax Payments

ne7

nc8

506.02

506.02

0.00

00

Line 9Line l0

10a10b

Line 10cL¡ne 10dLine 10eLine 10fLine 109

0.000.00

0.000.00

Total D¡sbursements for

Line 1l D¡sbursements for D¡stribution Expenses Paid by the Fund:

11a D i strib ution Pla n D eve lo pm e nt Expe n se s.

L Fees:

Fund Adm¡n¡strator... ... ... ... ... ... ... ......lndependent Distribut¡on Consultant (lDC),..Distribution Agent. .. ... .. , .

Consu|tants.,...,....,.......

Legal Advisers..............

Tax Advisers... ... ... . .. . . . .

2. Administrative Expenses

3. Miscellaneous

Line 11b D ¡str¡b ution Pl a n I m ple me ntation Ex pe n se s :

1. Fees:

Fund 4dministrator. .. ... ... ... .. . ... ..tDc... .. . . .. ... ... ...D¡stributìon 49en1.. . ... ... ... ., .

Consultants... ... .

Legal Advisers...

Tax Adv¡sers... . .

2. Administrative Expenses

3. lnvestor ldentification:

Notice/Publish¡ng Approved Plan.........,.............

Claimant ldent¡fication... ...ClaimsProcessins ...,,,,

Web Site Maintenance/Call Center.....................

4. Fund Administrator Bond

5. Miscellaneous

6. Federal Account for lnvestor Restitution

(FAIR) Report¡ng Expenses

Total Plan I m ple me nlatioll Expenses

by tle Fund.

Line l2

12a

Line 12bLine 13

Disbursements to Court/Other:

I nve st me nt Ex pe n se s/Co u ft Reg ¡ stry I nve stme nt

Sysfem ICRIS) Fees

Federal Tax Payments

Total D¡sbursements/Transfer to SFRC

Total Funds D¡sbursed (Línes 9 - l1):

Ending Balance (As of June 30, 2018):

0.00

0.00 0

550,849.70

0.00

Line l4 Ending Balance of Fund - Net Assets:
Line 15b

Line 15c

L¡ne 16L¡ne 16aLine 16b

L¡ne 17

Distr¡bution Agent... ... ... ... ...Consultants.,. ... .

Legal Advisers,..

Tax Advisers,.. ..

2. Administrative Expenses3. Miscellaneous

T9 ! ? !, P ! a 0 D e ye tp p. n -e Q !, F x pqn,pgç Âl-9-{ Pq4t þ y tþ e f y-p d

Plan I m ple me ntat¡on Ex pe n se s Not Paid by the Fund.

1. Fees:

Fund Administrator.....tDc.. . . .. .. . ... ... , .. ... . .. .

Distribution Agent......

Consultants

2.

3.

4.

5.

6.

Legal Advisers...

Tax Advisers.....

Admin¡strat¡ve Expenses

lnvestor ldentifìcation:

Notice/Publishing Approved P|an...........,..........Claimant ldentification... ...Claims Processins . .

Web S¡te Maintenance/Call Center............. .......

Fund Administrator BondM¡scellaneousFAIR Report¡ng Expenses

TglqlPlpn lmplemeplgþ¡1 E4p-e-nqeÞ Not P?id by lhq F!r!1!

Tax Administrator Fees & Bonds Not Paid by the Fund

Not

D¡sbu rsements to CourUOther Not Pa¡d by the Fund:

lnvestment Expenses/CR/S FeesFederal Tax Payments

Disbursements to Fund

DC & State Tax

Line l8Line 18a

Line 18b

Line l9Line 19a

Line 19b

No. of Claims:

#of Claims Received This Repoft¡ng Period.......-......# of Claims Received Since lnception of Fund............

No. of Claimants/lnvestors:

# of Claimants/lnvestors Pa¡d This Reporting Period...

# of Claimants/lnvesfors Pa¡d Since Inception of Fund.

Ref

# Item Amount Notes

lTotat Ending Balance of Fund - Net Assets 550,849.70 lncludes escrow reserve of $549,075.00

P

Date

ee:u/þ\-
Total Property and Equipment

Other Assets

Receivable from Fed RecTotal Other AssetsTotal Assets

Current Liabilities

Funding from CS IIITotal Current Liabilities

Long-Term Liabilities

Total Long-Term Liabilities

Total Liabilities

Capital

Retained EarningsTurnover FundsTurnover of Investor FundsTurnover to SFRCNet Income

Total Capital

Total Liabilities & Capital

0.00

7,200.00

7,200.00

$ 558,049.70

LIABILITIES AND CAPITAL

$ 541,252.69

541,252.69

0.00

541,252.69

(1,336,1 31.08)

935,189.68

549,075.00

(125,119.81)

(6,1s6.78)

16,797.01

s 558,049.70

Unaudited - For Management Purposes Only
Expenses

Total ExpensesNet lncome

0.00

$ s06.02

For Management Purposes OnlY
14a

14b

nce of Fund - Cash & Cash Equivalents

lnvestments

f5,808,287.81

6,235.00

22,806.90

944.88

6,235.00

22,806.90

944.88

944.88

I 5,807,342.93

944.88

Line 9Line 10

Line 10a

Line 11b

Line l3

10f1os

12b

Line 8

11

11a

12

12a

10b

10c

10d10e

Miscellaneous - Other/Refunds

Total Funds Available (Lines 1 - 8):

Decreases in Fund Balance:

Disbursements to lnvestorsDisbursements for Receivership OperationsDlsöursenents to Receiver or Other ProfessionalsBuslness Assef ÊxpensesPersonal Assef Expenseslnvestment Expenses

Th i rd- P arty Litig ation Expenses

1. Attorney Fees

2. Lit¡gation Expenses

T__oJel-Tjll_d:Pp¡f y.L¡!¡s?!!o1f, .4pe.sepTax Administrator Fees and Bonds

Federal and State Tax Payments

Total Disbu rat¡ons

Disbursements for Distribution Expenses Paid by the Fund

Distribution Plan Development Expenses:

1. Fees:

Fund Administrator.. . ... ... . .. ... ... ...lndependent Distribution Consultant (lDC)..........D¡str¡bution 49ent.....,.........Consultants... ... . .

Legal Advisers.

Tax Advisers..

2. Adm¡n¡strative Expenses

3. Miscellaneous

r.o_t"?l P!il Q.e-yplQpmetl Eðp-e¡9e9. .._.

Distribution Plan lmplementation Expenses:

1. Fees:

Fund Adm¡nistrator, .. .. . . .. ... . ,. ... . ..tDc..................Distribution 49ent. .. . .. ... . . . ...

Consultants... ... . .

Legal Advisers....

Tax Advisers.

2. Administrative Expenses

3. lnvestor ldentif¡cation:

Not¡ce/Publ¡shing Approved P|an,,...........

Claimant ldentrfication......Claims ProcessinS................................Web Site Maintenance/Call Center...........

4. Fund Administrator Bond

5. Miscellaneous6. Federal Account for lnvestor Restitution(FAIR) Reporting Expenses

Total Disbu Paid the Fund

944.88

Disbursements to Couruother:

lnvestment Expenses/Court Registry lnvestment

Sysfem (CR/S) Fees

Federal Tax Payments

Total D¡sbursements to Court/Other:Total Funds D¡sbursed (Lines 9 - l1):

End¡ng Balance (As of June 30, 2018):

15,807,342.93 15,807,342.93
Line 15bLine 15c

Line l6Line 16aLine 16b

L¡ne 17

ToJpl Flpn QBvplop_nent Fpenpeç,Ngt P€lC Þy thç FtMd

Tax Administrator Fees & Bonds Nof Paid by the Fund

r,otîL.D! 9 b q "rg_e_ry! enls fo t Plq n Ad m i n iÞ-tre!¡ on E lpe n s"es lt 9t, Pq id

Disbursements to couruother Not Paid by the Fund:

2. Adm¡nistrative Expenses

3. Miscellaneous

the Fund

the Fund;

T,olg"lÎlalt!np!pn-er(9!lo_¡_E¡p"-e*¡-,s.e.¡-fl-9-( Paid by the Fund

2. Adm¡nistrative Expenses3. lnvestor ldentif¡cation:

Notice/Publishing Approved PIan...

Cla¡mant ldent¡fication. .. . .. . .. . . . ... ..Claims ProcessinS..,..................

Web Site Ma¡ntenance/Call Center

4. Fund Administrator Bond

5. Miscellaneous6. FAIR Reporting Expenses

PIan lmplementat¡on Expenses Not Paid by

1. Fees:

Fund Administrator....,..,.......................tDc.........,........Distr¡bution 49ent.......,.......

Consultants... .. . ..

Legal Advisers... .

Tax Adv¡sers... ...

I

Not Paid_ by the Fund:

I nve st ment Expenses/CR/S FeesFederal Tax Payments

'"r-otel D i9 b q !:e.e-me n!ç !o 99 H ru-o!h9tDC & State Tax Payments

Legal Advisers... 

Tex Adv¡sers... ... .. . ... ..

Lino 18Line 18aLine 18bLine 19Line 19aLine 19b

No. of Glaims:

# of Claims Received This Repoñing Period..............# of Claims Received Since lnception of Fund..,.........

No. of Claimants/lnvestors:

# of Claimants/lnvesfors Pa¡d This Repofting Per¡od. ..# of Claimants/lnvesfors Paid Since lncept¡on of Fund.

# Item Amount Notes

I Total Ending Balance of Fund - Net Assets 15,779,298.93 lncludes escrow reserve of $15,746,180.00

Susan L. Uecker,

la?¡¡(
Property and Equipment

Total Property and Equipment

Other Assets

Total Other AssetsTotal Assets

Current Liabilities

Central Escrow FundsCS II Funding (Community Bank)

Funding - SFRCTotal Current Liabilities

Long-Term Liabilities

Total Long-Term LiabilitiesTotal Liabilities

Capital

Beginning EquityTurnover FundsTurnover - Crystal Golden

Net IncomeTotal CapitalTotal Liabilities & Capital

0.00

0.00

$ 1s,807 ,342.93

I,IABILITIES AND CAPITAL

1 5,746,1 80.00

33,550.00

50,000.00

15,829,730.00

0.00

15,829,130.00

(14,281.6s)

10,267.26

5,502.40

(23,87s.08)

(22,387.01)

$ 15,807,342.93

$

Unaudited - For Management Purposes Only
Expenses

Storage

Utilities ExpenseTotal Expenses

Net Income

300.00644.88944.88

$ 15,627.02

For Management Purposes Only
4,005,436.71

0.00

3,365,366.954 71

7,594,764.93

3,365,366.95

4,005,436.714,005,436.71

4,005,436.71

0.00

4,005,436,71

Line 7I i¡aaLine I

Line 10Line 10aLine 10bLine 10cLine 10dLine 10e

7+968574Line 13

10f1og

12b

ne 11

11a

11b

ne 12

12a

Third-Party L¡t¡gat¡on lncome

Miscellaneous - Other/Refunds

Total Funds Available (Lines 1 - 8):

Decreases in Fund Balance:Disbursements to lnvestors

Disbursements for Receivership Operations

Disbursements to Receiver or Other Professionals

Busrness Assef ExpensesPersonal Asset Expenses

Investment Expenses

Th¡rd-Pañy Litigation Expenses

1. Attorney Fees

2. Litigalion Expenses

rota! !h!¡d;1gfu- Ltllsçtjp"_r úp_p-nse€ . ,, ,,." . -.

4,005,436.71

Tax Administrator Fees and Bonds

Federal and State Tax Payments

Tota I D ¡ s b u rse m e nts f o r Re_c-e[yg_¡g h i p p pe ¡ali o-,n sDisbursements for Distribution Expenses Paid by the Fund:

D i stri b ution P I an Deve lo pme nt Ex pe n se s :

1. Fees:

Fund Adm¡n¡strator......,........,,..lndependent Distribution Consultant (lDC)...Distribution 49ent...............

Consultants.. , ... .

Legal Advisers...

Tax Advisers... ..

2. Administrative Expenses3. Miscellaneous

T-9tg! |!a n Deve lopmg n! Ç¡ pe n çe s

D istri b ution P I a n I m ple me ntation Ex pe n se s :

l. Fees:

Fund Adm¡n¡strator. . . ... .. . ... .. . ... .tDc.................

Distribution Agent... ... ... ... .. .

Consultants... ... .

Legal Advisers,,.

Tax Advisers....,

2. Administrative Expenses3. lnvestor ldentificalion:

Notice/Publishing Approved P|an... .................

Claimant ldentif¡cation......Claims Processing ,

Web Slte Ma¡ntenance/Call Center... .............,....

4. Fund Administrator Bond

5. M¡scellaneous

6. Federal Account for lnvestor Restitution (FAIR)

Reporting Expenses

Total Plan lmpleme¡ttqllo¡1 Expenses

Total Disbursements Paid the Fund

Disbursements to CourUOther:

I nve stment Ex pe n se s/Cou ¡l Re g i s!ry I nve stme nt

Sysfem (CR/S) Fees

Federal Tax Payments

Total Disbursements to CourUOther:Total Funds Disbursed (Lines 9 - 11):

Ending Balance (As of June 30, 201 8):
Line 15b

Line 15c

Line 16Line 16aLine 16b

Line 17

tDc. .. ... , .. . .. ... ...D¡str¡bution 49ent... ... ... ... ...

Consultants.......

Legal Advisers...

Tax Advisers... ..

2. Administrative Expenses3. Miscellaneous

Tot4 ! P la 4 Q 9r¡ e^! opm e n !

Plan lmplementation Expenses Not Paid by the Fund:

l. Fees:

Fund Administrator... ... ... ... , .. ... ..tDc...........,,,,,.Distribution Agent. .. . .. ... ... . ..

Consultants,,.....

Legal Adv¡sers...

Tax Advisers... .,

2. Administrative Expenses3. lnvestor ldentification:

Notice/Publishing Approved Plan... .........,,,...... ........

Claimant ldentificat¡on... ...Claims ProcessinS..............,,,,,,,

Web Site Maintenance/Call Center,,..........

4. Fund Administrator Bond

5. Miscellaneous

6. FAIR Reporting Expenses

Tolal Pþ1t !mpleme-4!al!91 Elpe-np-eç Nol Patd by the- F¡,111dTax Admínistrator Fees & Bonds Not Paid by the Fund

Total Disbursements for Plan Not Paid the Fund

Disbursements to CourUOther Not Paid by the Fund:

lnvestment ExpenseslOR/S Fees

Federal Tax Payments

Total Disbursements to CourUOther Not Paid by the nd

DC & State Tax Payments

Line 18

Line 18a

Line 18bLine 19Line 19aLine 19b

No, of Glaims:

# of Claims Received This Reporting Period.............-.# of Claims Received Since lnception of Fund...... ..... ..

No. of Claimants/lnvestors:

# of Claimants/lnvesfors Paid This Reporting Period.....# of Claimants/lnvesfors Paid Since Inception of Fund..

# Item Amount nd Notes

Cash and 1,100,000.00 Transferfrom SFRC to open an escrow

account for the benefit of CCOO.

Date

tver

&
Total Current Assets

Property and Equipment

Total Property and Equipment

Other Assets

Total Other Assets

Total Assets

Current Liabilities

Total Current Liabilities

Long-Term Liabilities

Total Long-Term Liabil itiesTotal Liabilities

Capital

Beginning EquityEscrow Funding from SFRCNet Income

Total CapitalTotal Liabilities & Capital

3,589,328.22

0.00

0.00

$ 3,589,328.22

LIABILITIES AND CAPITAL

0.00

0.000.00

2,788,558.74

1,100,000.00

(299,230.52)

3,589,328.22

$ 3,589,328.22

$

Unaudited - For Management Purposes Only
Expenses

Operating ExpensesPayroll

Summit Bank Loan

Total ExpensesNet Income

1,375,889.59

2,129,547.12

500,000.00

4,005,436.71

$ (640,069.76)

For Management Purposes Only
Third-Party Litigation lncome

Miscellaneous - Less Tl Credit

Total Funds Available (Lines 1 - 8):

Decreases in Fund Balance:Disbursements to lnvestorsDisbursements for Receivership Operations

Disbursements to Receiver or Other Professionals

Buslness Assef ExpensesPersonal Asset Ex pe n seslnvestment Expenses

T h i rd-P añy Litig ation Ex pe n se s

1. Attorney Fees

2. Litigation Expenses

T-olalTh!¡d1lqßy l=!tjgq.!!oq Expens_e,s, . _, _ _ "..

Tax Administrator Fees and Bonds

Federal and State Tax Payments

Total Disbursements for Receiversh

Disbursements for Distribution Expenses Paid by the Fund:

Distribution Plan Development Expenses:

1. Fees:

Fund Administrator..................

lndependent Distribution Consultant (lDC).

Distribution 49ent.............

Consultants.....

Legal Advisers.

Tax Advisers....

2. Administrat¡ve Expenses

3. Miscellaneous

Total Plan Development Expenses

Distribution PIan lmplementation Expenses:

1. Fees:

Fund Administrator...... ... ... ... ...tDc................Distribution 49ent. .. . . . . .. ... .

Consultants... ..

Legal Advisers.

Tax Advisers....

2. Administrative Expenses

3. lnvestor ldentification:

Notice/Publ¡shing Approved P|an........................

Claimant ldentification....Claims Process¡ng.................Web Site Maintenance/Call Center.....................

4. Fund Administrator Bond

5. Miscellaneous

6. Federal Account for lnvestor Restitution (FAIR)

Reporting Expenses

Total Plan

Total Disbursements for Distribution Expenses

Disbursements to GourUOther:

I nve stmen t Ex pe n se s/Co u ñ Re gi stry I nve stme nt

Sysfem (CR/S) Fees

Federal Tax Payments

Line 7Line 8Line 9Line 10Line 10aLine 10bLine 10c

Line 10d

Line 10eLine 10fLine 109

Line 11Line 1 1a

Line 11bLine l2Line 12a

0.00

9,538,667.838,071,715.39

071 715.39

0.00

9,538,667.838,071,715.39

I 071 715.39

9,711,993.67

Line 12b
Line 15LÌne 15aLine 15bLine 15cLine 16Line 16aLine 16bLine 17

Disbursements for Plan Administration Expenses Not Paid by the Fund:

Plan Development Expenses Not Paid by the Fund:

1. Fees:

Fund Admin¡strator........

tDc................

Distribution 49ent..........

Consultants. . . . .

Legal Advisers..

Tax Advisers.. . .

2. Administrative Expenses

3. Miscellaneous

relp!l!q!1-D-eve-!p.p"r1.e(-E{pq!ges.Np-lp-tild.Þv-lltsEulP.

PIan lmplementation Expenses Not Paid by the Fund.

1. Fees:

Fund Administrator.................tDc................Distribution Agent.... .. ... ... .

Consultants... ..

Legal Advisers..

Tax Advisers... .

2. Administrative Expenses3. lnvestor ldentification :

Notice/Publishing Approved P14n...............

Claimant ldentification....Claims Processing.................

Web Site Ma¡ntenance/Call Center..........

4. Fund Administrator Bond5. Miscellaneous6. FAIR Reporting Expenses

T_9þ!"1!an tpptemell;tpljo¡1 Çy,pgp_sgs No,lfqid-py {He F(nd .. .. ._ .._.Tax Administrator Fees & Bonds Not Paid by the Fund I

rCle"l P|SþU f çe-ryre nts f o r Plan Administration Not Paid the Fund

Disbursements to CourUOther Not Paid by the Fund:

I nvestme nt Ex penses/CR/S FeesFederal Tax Payments

To.tat Disbufse,menlq !o Court/Olhel N,oJ Pald by lhe Fgnd¡

DC & State Tax Payments I

Line 18Line 18aLine 18bLine 19Line 19aLine 19b

No. of Glaims:

# of Claims Received This Reporting Period...............# of Claims Received Since lnception of Fund.............

No. of Claimants/lnvestors:

# of Claimants/lnvestors Paid This Reporting Period....# of Claimants/lnvesfors Paid Since lnception of Fund.

L.

Date

/t¿'ç
Total Property and Equipment

Other Assets

Total Other Assets

Total Assets

Current Liabilities

Total Current Liabilities

Long-Term Liabilities

Total Long-Term Liabil itiesTotal Liabilities

Capital

Beginning Equity

Turnover Funds

WlFl Rail TI Credits

Turnover to SFRC

Net IncomeTotal CapitalTotal Liabilities & Capital

U.UU0.00

$ 204,61 1.93

LIABILITIES AND CAPITAL

0.000.000.00

$ 190,487.30

48,149.61

(7,000.00)

(1,535,666.35)

1,508,641.31

204,611.93

$ 204,611.93

Unaudited - For Management Purposes Only
Expenses

Commissions and Fees ExpEscrow FeesReal Estate Tax ExpenseInterest ExpensePostage ExpenseExpenses Paid by EclipseLoan PayoffTotal ExpensesNet Income

284,250.00

82,030.95

226,535.56

8,730.81

31.64

59,943.25

7,410,193.18

8,071,715.39

$ I,466,9s2.44

For Management Purposes Only
192,512,97

198,187.61

380,700.58

182,512.97

0.00

30,138.24

951,729.78

380,700.58

Line l0Line 10aL¡ne 10bL¡ne 10c

Line 10d

L¡ne 10e

Line 10fL¡ne 109L¡ne I ILine 11aLine 11bLine 12Line 12aLine 13

12b

Line 9

¡

Line I

y 

g

Miscellaneous - Other

Total Funds Available (Lines I - 8):

in Fund Balance:

D¡sbursements to lnvestorsD¡sbursements for Receivership Operations

to Receiver or Other Profess¡onals

Buslness Assef Expenses 182,512.97

Assef Expenses

lnvestment Expenses

Third- P afty Litig at¡on Ex pe n se s

1. Attorney Fees

2. Litigation Expenses

Tolat IXq-*Pe rfy.Litis atipn Ex pplpiç ç

Tax Administrator Fees and Bonds

and State Tax Payments

rolgf p !9 bu qseme,nlg f qt Reçglye¡9h i p O pe,¡¡lio¡q :182,5,1

Disbursements for Distribut¡on Expenses Paid by the Fund

D¡str¡bution PIan Development Expenses:

1. Fees:

Fund Administrator..lndependent Distribution Consultant (lDC)Distribution Agent. . . ... . .. . .. .. ,

Consultants... . .. .

Legal Adv¡sers...

Tax Advisers... ..

2. Administrative Expenses

3. Miscellaneous

Total PIan

Distribution Plan lmplementation Expenses:

1. Fees:

Fund Administrator... ... ... ... ... ... . .tDc.............,....Diskibution 49ent...............

Consultants... . .. .

Legal Advisers...

Tax Adv¡sers,....

2. Administrative Expenses3. lnvestor ldentifìcation:

Notice/Publishing Approved P14n.......,, .............

Claimant ldentification... ...Claims Processins . ,. .., , .., ,

Web Site Maintenance/Call Center... .. , , , ,

4. Fund Administrator Bond

5. Miscellaneous

6. Federal Account for lnvestor Restitution

(FAIR) Repofing Expenses

Tota! | lan ! ry ple^me ntatio n Ex pe n se_s

0.00

30,1 38.24

s7

T9!¡!Digþu¡sgnenls_1-o^r:D_i9!¡ibq,tio¡1Expgnsgs_

Disbursements to CourUother:

I nve stme nt Ex pe n se s/Co u rf Re g istry I nve stment

System (CR/S) Fees

Federal Tax Payments

Total Disbursements to GourUTransfer to SFRCTotal Funds Disbursed (Lines 9 - l1):

Ending Balance (As of June 30, 201 8):

Paid the Fund

198,187.61

380,700.58

ne 14 Ending Balance
Line 15b

Line 15c

Line 16

L¡ne 16a

Line 16b

17

lol+lllAn Developngrr( Expq4Se-S Ngl Pald by !h9 f tlnd

Legal Advisers...

Tax Advisers... . .

2. Administrative Expenses

3. lnvestor ldentification:

Notice/Publishing Approved P|an.......,...............

Cla¡mant ldentifìcation......Cla¡ms Process¡nS. ,

Web Site Maintenance/Call Center... , .. ... .... ... ... . .

4. Fund Administrator Bond

5. M¡scellaneous

6. FAIR Report¡ng Expenses

r-91?!Flpn.lnptempil?tlon" -q¡p-e-¡-çgq ivq{ P-a1-d by !þe Fqnd Tax Administrator Fees & Bonds Not Paid by the Fund

Disbursements to CourUOther Not Paid by the Fund:

Investment ExpenseslCR/S Fees I

Federal Tax Payments I

2. Administrative Expenses

3. Miscellaneous

Plan lmplementation Expenses Not Paid by the Fund:

DC & State Tax Payments

1. Fees:

Fund AdmìnistratortDc..

to Couruother Not

Total Disbursements for

Distr¡bution Agent....

Consultants... ... ... ...

Legal Advisers... . .. ..

Tax Adv¡sers..,....,..

D¡stribution Agent.

Consultants.........

Line l8Line 18a

Line 18b

Line l9

Line 19aLine 19b

No. of Glaims:

# of Cla¡ms Received Th¡s Report¡ng Period................# of Claims Received Since Inception of Fund.............

No. of Claimants/lnvestors:

# of Claimants/lnvestors Pa¡d Th¡s Reporting Per¡od.....# of Claimants/lnvesfors Paid Since lncept¡on of Fund..

# Item Amount c Notes

1 Total Ending Balance of Fund - Net Assets 571,029.20 lncludes escrow reserve of $559,099.00

Date

Ca: ,"/*^
p

y 

q

p

Total Property and Equipment

Other Assets

Total Other AssetsTotal Assets

Current Liabilities

Investor Funding

Total Current Liabilities

Long-Term Liabilities

Total Long-Term LiabilitiesTotal Liabilities

Capital

Beginning Equity

Turnover FundsTransfer to SFRCNet IncomeTotal CapitalTotal Liabilities & Capital

0.000.00

$ 571,029.20

LIABILITIES AND CAPITAL

$ s59,099.00

559,099.00

0.00

559,099.00

(39,240.86)

640,77 5.30

(198,187.61)(391,416.63)

11,930.20

$ s71,029.20

Unaudited - For Management Purposes Only
Erpenses

Bank ChargesOperating ExpensesPayrollEmployer TaxesPayroll Service Charge

Storage

Total Expenses

Net Income

60.00

150,636.87

28,445.54

2,176.08

617.45577.03

182,512.97

$ (152,374.73)

For Management Purposes Only
25,974,095.20

Line 7tine ILine 9Line 10

Line 10a

Line 10bLine 11Line 1 1aLine 1 1bLine 12

Line 12a

Line 12bLine 13

10f1og10c10d

10e

ird

Party Litigation lncome

Miseellancous - Refunds

Total Funds Available (Lines 1 - 8):

Decreases in Fund Balance:Disbursements to lnvestorsDisbursements for Receivership OperationsDisbursement to ReceiverBusrness Assef ExpensesPersonal Asset ExpensesRe ce ive r's Acco u nt¡ng Expenses

Th i rd- P a ñy Litigation Expenses

1. Attorney Fees

2. Litigation Expenses

ro;!q!rþir+f-q¡!¡r*Ljl!w!i9t!_,E^Ip-e_¿{ss

0.00

1,659,228.15

111,142.40

38,679.17

191,446.31

202,747.18

Tax Administrator Fees and Bonds

Federal and State Tax Payments

Total Disbursemqnts for, Recgiyefship

Disbursements for Distribution Expenses Paid by the Fund:

Distribution Plan Development Expenses:

1. Fees:

Fund Administrator.. . ... . . . ... . .. ... ..lndependent Distribution Consultant (lDC)...Distr¡but¡on 49ent,..............

Consultants.......

Legal Advisers...

Tax Adv¡sers... , .

2. Adm¡n¡strative Expenses

3. Miscellaneous

Tota ! P!a4 De-;ye lopme n!

D istrib ution P lan I m ple me ntatio n Ex pe n se s :

1. Fees:

Fund Adm¡nistrator. .. . . . ... .. . ... .. . . .rDc... . . . ... ... ... ...Distr¡but¡on Agent... ... ... ... ,, .

Consultants... ... .

Legal Advisers...

TaxAdvisers.....

2. Administrative Expenses

3. lnvestor ldentification:

Notice/Publishing Approved P|an... ......... .........

Claimant ldentifìcation... ...Claims Processins. .. ... .. , ... .. . . .. ...Web Site Maintenance/Call Center... .......... ......

4. Fund Administrator Bond

5. Miscellaneous

6. Federal Account for lnvestor Restitution

(FAIR) Reporting Expenses

Total P la n l m ple me ntation Expenseq

Ex Paid the Fund

Disbursements to CourUOther:

I nvestme nt Expe n se s/Co u ¡f Reg i stry I nve stme nt

Sysfem ICR/S) Fees

Federal Tax Payments

Total Disbursements to CourUOther:Total Funds Disbursed (Lines 9 - 11):

Ending Balance (As ofJune 30, 2018):

544,015.06

1,659,228.15

111,142.40

38,679.17

191,446.31

202,747.18

544,015.06

0.00

544,015.06
Line 15b

Line 15c

Line 16Line 16aLine 16bLine 17

tDc.........,.,,,....Distribution 49en1...............

Consultants.,.,,..Legal Advisers...

Tax Advisers... . .

2. Administrative Expenses3. Miscellaneous

Tptpt.F*len"Q"ç"yçlo_pmgpt E4pe_psqg- Nof Perd þy !h9 l11"nd

Plan lmplementation Expenses Not Paid by the Fund:

1.

2.

3.

4.5.6.

Fees:

Fund 4dministrator... . .. . . . ... ... ... ..

tDc..,.,.............Distribution 49ent.....,....,,..,

Consultants... .. . .

Legal Advisers...

Tax Advisers... . .

Administrative Expenses

lnvestor ldentifìcation:

Notice/Publishing Approved P|an........................

Claimant ldent¡fication... ...Claims ProcessinS.....................Web Site Maintenance/Call Center... ... ....... ...,.....

Fund Administrator BondMiscellaneousFAIR Reporting Expenses

lo_!p! f_!91 !mplgme-1!a;t!pn E1pe,nqe-s ,1Vof Paid þy tþe- Fçt¡td "Tax Administrator Fees & Bonds Not Paid by the Fund

Total Disbursements for Plan Administration the Fund

Disbursements to CourUOther Not Paid by the Fund:

lnvestment ExpenseslCR/S Fees I

Federat Tax Payments I

Totat Diqbursements to CourUOther Not Paid bV tfe Fund:

DG & State Tax Payments I

Line 18Line 18a

Line 18b

Line 19

Line 19aLine 19b

No. of Claims:

# of Claims Received This Reporting Period..... ..........#ol Claims Received Since Inception of Fund.............

No. of Claimants/lnvestors:

# of Claimants/lnvestors Paid This Reporting Period.....# of Claimants/lnvestors Paid Since lnception of Fund..

# Item Amount ndi Notes

I Cash & Securities 1,633,853.96 Comprised of fundr transfers in the 2nd quarter

only, as follows:

JL Gateway 1,435,666.35 NA3PL 198,187.61

L. Receiver

Date

7re' 71, Y

€e,'a/¿e*
Property and Equipment

Total Property and Equipment

Other Assets

Total Other AssetsTotal Assets

Current Liabilities

Total Current Liabilities

Long-Term Liabilities

Total Long-Term LiabilitiesTotal Liabilities

Capital

Beginning Equity

Turnover from CS LPTurnover from CS IITurnover from CS III

Turnover from CS HoldingTurnover from CCOOTurnover from JL GatewayTurnover from CA Gold Medal

Turnover from NA3PLTurnover - Tesh LLCTurnover - Tribune TavernNet Income

Total CapitalTotal Liabilities & Capital

0.00

0.00

s 25,430,080.14

I-IABILITIES AND CAPITAL

0.00

0.000.00

(1,028,351 .70)

125,179.84

7,911,524.63

8,719,835.20

9,686,474.71

(1,100,000.00)

1,535,666.35

(50,000.00)

198,1 87.61

226.74

1,236.61

(569,899.85)

25,430,080.14

$ 25,430,080.14

$

Unaudited - For Management Purposes Only
Expenses

R.eceiver's Fees

Receiver's CostsAccounting Fees & Costs

Legal Fees & Costs

Legal Fees & Costs-ImmigrationLegal Fees & Costs-J L Gateway

Office ExpenseOperating Expense

Penalties and Fines Exp

StoragelT Expense

Total ExpensesNet Income

111,t42.40

334.20

191,446.31182,369.37

12,465.55

7,912.26

12.00

2,285.65

180.32

687.00

35,180.00

544,015.06

$ (s 18,640.87)

For Management Purposes Only