EXHIBIT D

Case 5:17-cv-00220-LHK Document 946-4 Filed 11/29/18 Page 1 of 23
Trial Exhibit No. Exhibit No. Date Description Bates - Begin Bates - End Author(s) Producing Party + Sponsoring Witnesses

CX0101 CX0101 7/26/2018 Figure 2 of Donaldson Rebuttal Report CX0101-001 CX0101-001 FTC Richard Donaldson

CX0102 CX0102 NA Summary Exhibit: Summary of Contract and 

Contract Licensing Agreements CX0102-001 CX0102-035 FTC Carl Shapiro

CX0103 CX0103 NA

Summary Exhibit: Revenues and WCDMA units 

sold under WCDMA and CDMA license 

agreements signed between OEMs and Qualcomm

CX0103-001 CX0103-009 FTC Carl Shapiro

CX0104 CX0104 NA Summary Exhibit: Component Supply Agreements 

between Qualcomm and Select OEMs/ODMs CX0104-001 CX0104-002 FTC Carl Shapiro, Richard Donaldson

CX0105 CX0105 NA

Summary Exhibit: Qualcomm and VIA CDMA units 

sold under CDMA license agreements between 

OEMs and Qualcomm

CX0105-001 CX0105-002 FTC Carl Shapiro

CX0507 CX0507 9/11/2006

Email from Mark Savoy to Tony Blevins, Mei Zhu, 

Hank Robinson, et al. re: Apple RFQ response 

w/Attach: FORM-StdSubscrLicAgmt-WCDMA(8-08-

06)1.pdf, Apple - Third Party Paper and 

Letter1 pdf Apple Final.doc1.doc

AAPL-FTC-00011519 AAPL-FTC-00011575 Mark Savoy Apple Tony Blevins; Qualcomm 

Executives

CX0516 CX0516 2/9/2010 Email from Bruce Sewell to Steve Altman re: 

checking in AAPL-FTC-00053777 AAPL-FTC-00053777 Bruce Sewell Apple Steve Altman

CX0522 CX0522 10/31/2010

Email from Saku Hieta to Jeffrey Williams and 

Tony Blevins re: new proposal w/Attach: 

Commercial Update 10-31 pdf, Commercial 

Update 10.31.key

AAPL-FTC-00077229 AAPL-FTC-00077262 Saku Hieta Apple Tony Blevins, Jeffrey 

Williams; Steven Mollenkopf

CX0526 CX0526 1/25/2011

Email from Michael Miramontes to David Tom re: 

checking in w/Attach: -Apple TA 2011-1-19 

v2 DBT.docx, Deal elements 

External(012111)vc.pdf

AAPL-FTC-00107137 AAPL-FTC-00107151 Michael 

Miramontes Apple Jeffrey Williams, Steven Mollenkopf

CX0531 CX0531 1/29/2013 Email from Tony Blevins to Jeffrey Williams and 

Aaron Schafer re: communication to Hermann AAPL-FTC-00081011 AAPL-FTC-00081011 Tony Blevins Apple Jeffrey Williams; Tony Blevins Aaron Schafer

CX0534 CX0534 4/24/2014 Apple Presentation: AAPL-FTC-00128661 AAPL-FTC-00128665 Apple Jeffrey Williams; Tony 

Blevins Aaron Schafer

CX0557 CX0557 8/3/2012 Email from Aaron Schafer to Robinder Virk re: 

 summary - keynote AAPL-FTC-00035230 AAPL-FTC-00035231 Aaron Schafer Apple Aaron Schafer

CX0560 CX0560 9/11/2012

Email from Tony Blevins to Jeffrey Williams and 

Aaron Schafer re: fwd: IMC - summary w/Attach: 

IMC Exec Brief 9.11.12

AAPL-FTC-00010253 AAPL-FTC-00010256 Tony Blevins Apple Jeffrey Williams; Tony 

Blevins, Aaron Schafer

CX0578 CX0578 2/24/2014

Email from Tony Blevins to Isabel Mahe, Stephan 

Schell, Jeffrey Williams, et al. re: 2nd cellular 

supplier in 2015?

AAPL-FTC-00128420 AAPL-FTC-00128422 Tony Blevins Apple Tony Blevins, Jeffrey Williams

CX0582 CX0582 5/31/2014 Email from Jeffrey Williams to Tony Blevins re: 

Qualcomm/update (05/31) AAPL-FTC-00005038 AAPL-FTC-00005039 Jeffrey Williams Apple Tony Blevins, Jeffrey Williams

CX0597 CX0597 12/2/2013

Email from Tony Blevins to Jeffrey Williams re: 

fwd: QCOM pricing targets w/Attach 

2016 RFP LTE modem points to consider.pdf, 

QMtg Summary 2013-10-30 rl key

AAPL-FTC-00077423 AAPL-FTC-00077440 Tony Blevins Apple Tony Blevins; Jeffrey Williams

CX0599 CX0599 8/5/2010

Email from Jeffrey Williams to David Tom, Kim 

Cooper, and Tony Blevins re: fwd: 3G royalty for 

iPad

AAPL-FTC-00061199 AAPL-FTC-00061200 Jeffrey Williams Apple Tony Blevins; Jeffrey Williams

CX0601 CX0601 8/15/2012

Email from Robinder Virk to Achim Pantfoerder, 

Aaron Schafer, Aon Mujtaba, et al. re: cellular 

chipset options for 2014 - notes w/Attach: Cellular 

Chipset Vendor and Program Alignment 080712 

v3.pdf

AAPL-FTC-00080046 AAPL-FTC-00080066 Robinder Virk Apple

Tony Blevins, Aaron Schafer; 

Stephan Schell; Matthias 

Sauer; Isabel Mahe

CX0617 CX0617 1/4/2007 Email from Jeffrey Williams to Marvin Blecker re: 

our discussion AAPL-FTC-00126863 AAPL-FTC-00126864 Jeffrey Williams Apple Jeffrey Williams

CX0621 CX0621 9/27/2010 Email from Jeffrey Williams re: Qualcomm AAPL-FTC-00075750 AAPL-FTC-00075750 Jeffrey Williams Apple Jeffrey Williams

CX0632 CX0632 8/25/2010 Email from Jeffrey Williams re: division meeting, 

stuff - 4/21 AAPL-FTC-00075738 AAPL-FTC-00075749 Jeffrey Williams Apple Jeffrey Williams

CX0638 CX0638 5/9/2012 Email from Jeffrey Williams to Steven Mollenkopf 

re: San Diego AAPL-FTC-00078886 AAPL-FTC-00078886 Jeffrey Williams Apple Jeffrey Williams, Steven Mollenkopf Tony Blevins

CX0652 CX0652 2/24/2014

Email from Isabel Mahe to Aon Mujtaba, Jason Shi, 

and Arun Mathias re: 2nd cellular supplier in 

2015?

APL-QC-FTC_01562169 APL-QC-FTC_01562172 Isabel Mahe Apple Tony Blevins, Jeffrey 

Williams; Stephan Schell;

CX0678 CX0678 12/13/2016

Email from Christopher Renner to BJ Watrous, 

Steven Holtzman, Sarita Venkat, et al. re: fwd: FTC 

file no. 141-0199 w/Attach: Apple QC Submission 

FRAND 12.12.16.pdf, Specification5 (as 

modified).xlsx

APL-QC-FTC_34550449 APL-QC-FTC_34550462 Christopher 

Renner Apple BJ Watrous; Jeffrey Williams

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Case 5:17-cv-00220-LHK Document 946-4 Filed 11/29/18 Page 2 of 23
Trial Exhibit No. Exhibit No. Date Description Bates - Begin Bates - End Author(s) Producing Party + Sponsoring Witnesses

CX0696 CX0696 9/17/2013 Email from Dan Lenoski to Isabel Mahe re: 

alternative BB's APL-QC-FTC_07877224 APL-QC-FTC_07877226 Dan Lenoski Apple Isabel Mahe

CX0724 CX0724 2/20/2014 Email from Tony Blevins to Isabel Mahe re: SW 

readiness APL-QC-FTC_17910720 APL-QC-FTC_17910722 Tony Blevins Apple Tony Blevins; Aaron Schafer;

CX0754 CX0754 12/14/2012

Email from Stephan Schell to Robert Mansfield, 

Culbert Michael, John Srouji, et al. re: long-term 

wireless kick-off: slides and notes w/Attach: 

LongTerm kickoff 20121212.key.pdf

APL-QC-FTC_23942855 APL-QC-FTC_23942870 Stephan Schell Apple

BJ Watrous, Jeffrey Williams; 

Stephan Schell; Robert 

Mansfield;

CX0850 QX1539 2/13/2013 Email from Matthias Sauer to Gerhard Martin re: 

data only investigation/6255 status APL-QC-FTC_11695385 APL-QC-FTC_11695386 Matthias Sauer Apple Matthias Sauer; Aaron Schafer Stephan Schell

CX0851 PX180 5/23/2017 Framework Agreement between Nokia and Apple 

(Effective May 23 2017) APL-QC-FTC_22481550 APL-QC-FTC_22481706 Apple BJ Watrous; WiliamsJ

CX0852 PX350_Mahe 1/25/2013 Email from Isabel Mahe to Stephan Schell re: 

MC? APL-QC-FTC_12122764 APL-QC-FTC_12122765 Isabel Mahe Apple Isabel Mahe; Jeffrey Williams; Stephan Schell

CX0853 PX357_Mahe 2/20/2014 Email from Tony Blevins to Isabel Mahe re: SW 

readiness APL-QC-FTC_07878280 APL-QC-FTC_07878281 Tony Blevins Apple Isabel Mahe; Aaron Schafer; Tony Blevins

CX0854 PX358_Mahe 2/22/2014

Email from Isabel Mahe to Tony Blevins, Stephan 

Schell and Jeffrey Williams re: 2nd cellular 

supplier in 2015?

AAPL-FTC-00075234 AAPL-FTC-00075236 Isabel Mahe Apple

Isabel Mahe; Jeffrey Williams; 

Stephan Schell; Tony Blevins; 

Aaron Schafer

CX0855 PX540 2/24/2014 Apple Presentation: AAPL-FTC-00108170 AAPL-FTC-00108211 Apple Aaron Schafer; Tony Blevins

CX0856 PX689 9/10/2014 Email from Tony Blevins to Jeffrey Williams re: 

QCOM/Mollenkopf AAPL-FTC-00073946 AAPL-FTC-00073947 Tony Blevins Apple Tony Blevins; Jeffrey Williams

CX0857 PX691 4/10/2014 Email from Tony Blevins to Jeff Risher, BJ 

Watrous, David Tom, et al. re: fwd: AAPL-FTC-00066122 AAPL-FTC-00066124 Tony Blevins Apple

Cristiano Amon; Aaron 

Schafer; Tony Blevins; BJ 

Watrous

CX0858 PX693 12/11/2015 Email from Tony Blevins to KhanS re: fwd: / 

QC chipset cost savings AAPL-FTC-00153047 AAPL-FTC-00153049 Tony Blevins Apple Tony Blevins; Aaron Schafer

CX0859 QX1377 12/19/2015 Global Patent License Agreement between 

Ericsson and Apple (Effective Dec. 19, 2015) APL-QC_00451103 APL-QC_00451155 Apple BJ Watrous; WiliamsJ

CX0860 QX1384 10/16/2012 Apple Presentation: AAPL-FTC-00131936 AAPL-FTC-00131944 Boris Teksler Apple Jeffrey Williams; BJ Watrous

CX0861

Williams 

Qualcomm 

Exhibit 42

1/11/2011 Email from Jeffrey Williams re: Call with Paul 

Jacobs APL-QC-FTC_08272303 APL-QC-FTC_08272304 Jeffrey Williams Apple Jeffrey Williams

CX1000 CX1000 5/8/2013

Email from Eric Reifschneider to Xuxin Cheng, 

Jeffrey Altman, Robert (Xiaopeng) An, et al. re: FTC-HUAWEI-0001208 FTC-HUAWEI-0001211 Eric 

Reifschneider Huawei Eric Reifschneider, Jason Ding, Nancy (Nanfun) Yu

CX1004 CX1004 3/5/2014

Email from Xuxin Cheng to Eric Reifschneider, 

Jason Ding, Nancy (Nanfun) Yu, et al. re: new 

confidential Qualcomm proposal

FTC-HUAWEI-0001259 FTC-HUAWEI-0001269 Xuxin Cheng Huawei Eric Reifschneider, Jason 

Ding, Nancy (Nanfun) Yu

CX1009 CX1009 1/20/2009 FTC-HUAWEI-0002096 FTC-HUAWEI-0002121 Huawei Nancy (Nanfun) Yu

CX1061 CX1061 2/17/2017

Email from Xuxin Cheng to Fabian Gonell, Liren 

Chen, Robert (Xiaopeng) An, et al. re: QC-HW 

discussions w/Attach: mime htm, 2017-02-17 

Request for renegotiation pdf

HUAWEI-QUALCOMM-00021780 HUAWEI-QUALCOMM-00021788 Xuxin Cheng Huawei Fabian Gonell, Liren Chen, 

Nancy (Nanfun) Yu

CX1075 CX1075 10/23/2017

Email from Fabian Gonell to Michael Jian, Kun 

Qian, Gaoerwei, et al. re: letter from Fabian Gonell 

w/Attach: 2017-10-23 QC Letter to HiSilicon 

enclosing patent list draft agreement and 

framework-final.pdf,

HUAWEI-QUALCOMM-00003831 HUAWEI-QUALCOMM-00005207 Fabian Gonell Huawei Fabian Gonell, Alex Rogers

CX1079 CX1079 7/14/2016 Email from Jonathan Weiser to Nancy (Nanfun) 

Yu Michael Chen Luochenli, et al. re: HUAWEI-QUALCOMM-00007584 HUAWEI-QUALCOMM-00007586 Jonathan Weiser Huawei Nancy (Nanfun) Yu, Liren Chen Fabian Gonell

CX1099 Ding Apple 

Exhibit 8 3/29/2017 Huawei Presentation: HUAWEI-QUALCOMM-00193824 HUAWEI-QUALCOMM-00193827 Huawei Fabian Gonell; Alex Rogers; Jason Ding

CX1100 QX2303 5/8/2013

Email from Eric Reifschneider to Xuxin Cheng, 

Jeffrey Altman, Robert (Xiaopeng) An, et al. re: FTC-HUAWEI-0001208 FTC-HUAWEI-0001211 Eric 

Reifschneider Huawei Nancy (Nanfun) Yu; Eric Reifschneider

CX1101 Yu Apple Exhibit 

2 6/24/2016

Email from Xuxin Cheng to Fabian Gonell, Jeffrey 

Altman, Liren Chen, et al. re: HUAWEI-QUALCOMM-00012571 HUAWEI-QUALCOMM-00012573 Xuxin Cheng Huawei

Nancy (Nanfun) Yu; Fabian 

Gonell; Alex Rogers; Liren 

Chen

CX1529 CX1529 5/18/2015

Email from Hang Tan to Asha Keddy, David 

Ginsberg, June Thanasophon, et al. re: 5GxG 

small team mtg: rvw core part mock up of MCM 

presentation

86600DOC097253 86600DOC097268 Hang Tan Intel Asha Keddy

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Case 5:17-cv-00220-LHK Document 946-4 Filed 11/29/18 Page 3 of 23
Trial Exhibit No. Exhibit No. Date Description Bates - Begin Bates - End Author(s) Producing Party + Sponsoring Witnesses

CX1598 CX1598 7/28/2015

Email from Anthony Lin to Brian Krzanich, Stacy 

Smith, Wendell Brooks, et al. re: Vine pre-sign - 

executive office approval requested by 7/29 please 

w/Attach: Vine Executive Office Approval Materials 

72815 vFinal pptx

INTEL-QCOM000420594 INTEL-QCOM000420607 Anthony Lin Intel Aicha Evans

CX1599 CX1599 10/31/2014

Email from Stefan Wolff to Hermann Eul, Kevin 

Constantine, Allon Stabinsky, et al. re: Apple 

Modem Win Design

INTEL-QCOM000573550 INTEL-QCOM000573553 Stefan Wolff Intel Aicha Evans

CX1601 CX1601 2/22/2013

Email from Chris Siems to Aicha Evans, Jaklin 

Jones, and Chris Siems re: MWC briefing 

documents w/Attach: 

ATT_Briefing_MWC2013_Tue_Feb_26_12pm pdf; 

Verizon_Briefing_MWC2013 

_Mon_Feb_25_4pm pdf; 

KT_Briefing_MWC2013_Wed_Feb_27_11am pdf; 

Inside_Secure_Briefing_Tue_Feb_26_12pm.pdf; 

Apple_Briefing_MWC2013_Tue_Feb_26_4pm pdf

INTEL-QCOM000118289 INTEL-QCOM000118307 Chris Siems Intel Aicha Evans

CX1602 CX1602 3/23/2012 Email from Stefan Wolff to Hermann Eul and Aicha 

Evans re: Apple feedback INTEL-QCOM001003290 INTEL-QCOM001003290 Stefan Wolff Intel Aicha Evans

CX1603 CX1603 10/3/2012

Email from Kevin Constantine to Gerhard Schmidt, 

Tomasz Wener, Thomas Lueftner, et al. re: ICE 

update and next steps

INTEL-QCOM001733382 INTEL-QCOM001733383 Kevin 

Constantine Intel Aicha Evans

CX1604 CX1604 12/12/2012

Email from Thomas Lueftner to Hermann Eul, 

Stefan Wolff, Aicha Evans, et al. re: 

XMM6360/7160 OPR report - WW1249 w/Attach: 

MultiComm_OPR_Report_XMM6360_7160_ww1249.pp

tx

INTEL-QCOM002375141 INTEL-QCOM002375216 Thomas 

Lueftner Intel Aicha Evans

CX1606 CX1606 3/17/2015

Email from Shelagh Glaser to Aicha Evans, 

Samuel Spangler, David Weigand, et al. re: 

wireless BOD whitepaper+ financial one-pager as 

of May 7th w/Attach: M 05-18-10 BOD Ex I 

Wireless.ppt; M 05-18-10 BOD Ex J Feldberg.pptx

INTEL-QCOM007900028 INTEL-QCOM007900057 Shelagh Glaser Intel Aicha Evans

CX1607 Constantine 

Apple Exhibit 1 10/9/2012

Email from Kevin Constantine to Thomas Lueftner, 

Stefan Wolff, Aicha Evans, et al. re: [ICE] LTE 

weekly report - WW39

INTEL-QCOM005462792 INTEL-QCOM005462796 Kevin 

Constantine Intel Aicha Evans

CX1608 Constantine 

Apple Exhibit 2 2/2/2013

Email from Kevin Constantine to Aicha Evans, 

'WPRD-Staff,' Stefan Wolff, et al. re: Karoo - 

heads up

INTEL-QCOM001660866 INTEL-QCOM001660867 Kevin 

Constantine Intel Aicha Evans

CX1609 Wolff Apple 

Exhibit 1 11/1/2014 Email from Stefan Wolff to Kevin Constantine re: Apple Modem Design Win INTEL-QCOM000573628 INTEL-QCOM000573632 Stefan Wolff Intel Stefan Wolff Aicha Evans

CX1610 Wolff Apple 

Exhibit 3 8/12/2014 Intel Presentation: Gamma Force - "Future of Slim Modem- Integrated or Discrete?" INTEL-QCOM000588723 INTEL-QCOM000588745

MCG Market 

Model Forecast 

Team

Intel Stefan Wolff

CX1611 Wolff Apple 

Exhibit 5 4/20/2010 Infineon Presentation: Project Mountain INTEL-QCOM005179948 INTEL-QCOM005180050 Stefan Wolff Intel Stefan Wolff

CX1770 CX1770 04/??/09 VIA Presentation: VIA Telecom LTE/DO support 

issue Executive Summary VIA-QCOM000617467 VIA-QCOM000617492 VIA Mark Davis

CX1771 CX1771 11/??/08 VIA Presentation: VIA Telecom Presentation VIA-QCOM000638768 VIA-QCOM000638855 VIA Mark Davis

CX1774 CX1774 8/27/2014

Email from Ker Zhang to Annie Leong re: w/Attach: 

1B_CarrierReqts9.ppt, 1C_legalenvironment.pptx, 

1A_Workshop for Annie v2.pptx

VIA-QCOM000704080 VIA-QCOM000704126 Zhang Ker VIA Mark Davis

CX1775 CX1775 12/11/2012 Email from John Sun to Mark Davis, Ker Zhang, 

Stanley Wei et al. re: follow-up VIA-QCOM000705806 VIA-QCOM000705807 John Sun VIA Mark Davis

CX1785 CX1785 8/11/2014 Email from Mark Davis to Ker Zhang re: patents/ 

Intel VIA-QCOM000564628 VIA-QCOM000564628 Mark Davis VIA Mark Davis

CX1800 CX1800 3/31/2015

Amendment to ASIC Patent License Agreement 

between Qualcomm and LSI Logic (Effective Mar. 

31 2015)

VIA-QCOM000537755 VIA-QCOM000537756 VIA

Derek Aberle; Eric 

Reifschneider; Qualcomm 

Executives

CX1801 QX67 9/8/2014

Email from Mark Davis to Ewa Gawora, Douglas 

Martel, Brahm Parasher, et al. re: MDG - list of 

questions and updated ppt w/Attach: 

20140910_MDG_ VIATelecom_v4.pptx; 

VIATelecom unused slides pptx

VIA-QCOM000115035 VIA-QCOM000115043 Mark Davis VIA Mark Davis; Marvin Blecker; 

Derek Aberle

CX2005 CX2005 6/26/2015 Motorola Presentation: Chipsets MOTO-QUAL-01601575 MOTO-QUAL-01601575 Motorola Todd Madderom

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Case 5:17-cv-00220-LHK Document 946-4 Filed 11/29/18 Page 4 of 23
Trial Exhibit No. Exhibit No. Date Description Bates - Begin Bates - End Author(s) Producing Party + Sponsoring Witnesses

CX2017 CX2017 5/29/2015

Email from Darrell Zunigha to Todd Madderom, 

Matt Brown, Kristen Yang, et al. re: 

MOTO-QUAL-01197192 MOTO-QUAL-01197200 Darrell Zuniga Motorola Todd Madderom

CX2018 CX2018 6/5/2015 MBG Procurement Weekly Summary MOTO-QUAL-01933599 MOTO-QUAL-01933608 Motorola Todd Madderom

CX2060 CX2060 10/21/2016

Email from Todd Madderom to Christian Eigen, Ira 

Blumberg, Paul Pitarra, et al. re: potential slides 

for Qualcomm discussion w/Attach: QTL Briefing -- 

Rev 1.pptx

MOTO-QUALSUB-00149570 MOTO-QUALSUB-00149571 Todd Madderom Motorola Ira Blumberg, Todd Madderom

CX2065 CX2065 11/11/2016

Email from Rich Lockwood to LV Hui, Sara Shi, 

and Todd Madderom re: MBG 2017 price 

configuration summary Nov 9 2016.pdf

MOTO-QUALSUB-00181526 MOTO-QUALSUB-00181526 Rich Lockwood Motorola Todd Madderom

CX2079 CX2079 12/20/2013 Email from Yang Chu to Wenhui Chen, Ira 

Blumberg, Kathryn Tsirigotis, et al. re: alternative LENOVO-QUALSUB-00013373 LENOVO-QUALSUB-00013380 Yang Chu Motorola Ira Blumberg

CX2093 CX2093 12/17/2015

Email from Louise Roberts to Christian Eigen, 

Sanjay Vanjani, David Kenzer, et al. re: MOTO-QUALSUB-01102003 MOTO-QUALSUB-01102005 Louise Roberts Motorola Ira Blumberg Eric 

Reifschneider Cristiano Amon

CX2120 Blumberg Apple 

Exhibit 1 11/16/2013

Email from Liu Jun to Jay Clemens, Wenhui Chen, 

Kathryn Tsirigotis, et al. re: Qualcomm matter 

ATTORNEY CLIENT PRIVILEGED

LENOVO-QUALSUB-00013080 LENOVO-QUALSUB-00013082 Liu Jun Motorola Ira Blumberg

CX2121 Blumberg Apple 

Exhibit 4 4/25/2015 Lenovo Presentation: Qualcomm Update MOTO-QUAL-01830543 MOTO-QUAL-01830543 Motorola Ira Blumberg

CX2122 Blumberg Apple 

Exhibit 5 8/20/2015 Meeting Notes from Qualcomm/Lenovo meeting on June 23 2015 MOTO-QUAL-01935722 MOTO-QUAL-01935723 Motorola Ira Blumberg

CX2123 Madderom Apple 

Exhibit 1 ??/??/15 Motorola Presentation: MOTO-QUALSUB-00179713 MOTO-QUALSUB-00179713 Motorola Todd Madderom

CX2124 Madderom Apple 

Exhibit 2 8/15/2017 Motorola Presentation: Qualcomm Strategy 'Moonshot' Model MOTO-QUALSUB-01191737 MOTO-QUALSUB-01191737 Motorola Todd Madderom

CX2125 Madderom Apple 

Exhibit 3 5/18/2016 Email from Todd Madderom to Hui Lv re: Chipset Weekly MOTO-QUALSUB-01147200 MOTO-QUALSUB-01147200 Todd Madderom Motorola Todd Madderom

CX2126 Madderom Apple 

Exhibit 5 4/25/2016

Email from Todd Madderom to LV Hui re: QCOM 

strategic proposal executive summary w/Attach: 

Strategic Funds.pptx

MOTO-QUALSUB-00176855 MOTO-QUALSUB-00176857 Todd Madderom Motorola Todd Madderom

CX2167 QX2460 12/9/2014 Motorola Presentation: Qualcomm Strategy MOTO-QUAL-01322848 MOTO-QUAL-01322863 Motorola Todd Madderom

CX2168 QX2465 5/8/2015

Email from Todd Madderom to Hui Lv, Janet 

Robinson, and Yang Chu re: some slides w/Attach: 

Chipset Strategy - May 2015 pptx

MOTO-QUAL-01320237 MOTO-QUAL-01320238 Todd Madderom Motorola Todd Madderom

CX2564A CX2564A 4/30/2008 Report on Results of Third Negotiation 

(Official Translation) SFT-0036165_Official Translation SFT-0036167_Official Translation Samsung Injung Lee

CX2568A CX2568A 8/29/2008 Report on Results of Seventh Negotiation SFT-0036177_Official Translation SFT-0036179_Official Translation

PARK, SeungGeon; Injung 

Lee; LEE JaeChang

Samsung Injung Lee

CX2587 CX2587 3/19/2008 Email from Cheolwoo Ahn to K.H. Lee re: fwd: 

March 4th meeting SFT-0036383 SFT-0036385 Cheolwoo Ahn Samsung Derek Aberle; Injung Lee

CX2608 CX2608 3/27/2012

Email from John Kalkman to Richard Yeh, Seth 

Bernsen, and Akshay Agrawl re: DragonFly project 

(modem) update fyi.

SFT-0908806 SFT-0908808 John Kalkman Samsung John Kalkman

CX2609 CX2609 1/9/2013 Rio - CES Executive Meeting Minutes SFT-17832129 SFT-17832130 Samsung John Kalkman

CX2611 CX2611 12/11/2011

Email from Sehwoong Jeong to Yiwan Wong, 

Richard Yeh, John Kalkman, et al. re: Dell meeting 

executive summary - w/ Steve Lalla VP/GM mobile 

products

SFT-17847579 SFT-17847583 Sehwoong 

Jeong Samsung John Kalkman

CX2619A CX2619A 8/20/2010 Efforts toward supplier diversification for highreliance materials SFT-0014204 _Official Translation SFT-0014230 _Official Translatipn Samsung Alex Hojin Kang

CX2621A CX2621A 10/14/2011 Current Status of Efforts Toward SFT-0007335_Official Translation SFT-0007347_Official Translation Samsung Andrew Hong, Yooseok Kim

CX2624 CX2624 12/13/2013

Email from Andrew Hong to Yooseok Kim, You 

Ree Kim, and Andrew Hong re: SFT-0013063 SFT-0013106 Andrew Hong Samsung Yooseok Kim

CX2628 CX2628 12/??/11

Joint Venture Agreement Draft between NTT 

Docomo, Fujitsu Limited, Samsung, NEC 

Corporation, Panasonic, and Fujitsu 

Semiconductor

SFT-0036341 SFT-0036382 Samsung Andrew Hong;

CX2639A CX2639A 6/11/2015 Affidavit of Injung Lee SFT-0003734_Official Translation SFT-0003737_Official Translation Injung Lee Samsung Injung Lee

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Case 5:17-cv-00220-LHK Document 946-4 Filed 11/29/18 Page 5 of 23
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Trial Exhibit No. Exhibit No. Date Description Bates - Begin Bates - End Author(s) Producing Party + Sponsoring Witnesses

CX5173 CX5173 2/19/2016

Email from Gaby Boy to Eric Reifschneider re: 

powerpoint w/Attach: QTL_ P Effect Conf_032615 

(no links, no notes).pptx, PLI IP Monetization 

Conference Slides - final pptx, ER Presentation - 

Bay Area Inventor Conference 12-4-13.pptx,

ER Presentation - QTL Licensing_FINAL 2-19-

2013.pptx,

3. Qualcomm's Licensing Business (06 21.2015 

Draft) pptx

Q2017MDL1_02802612 Q2017MDL1_02802617 Gaby Boy Qualcomm Derek Aberle, Fabian Gonell, 

Eric Reifschneider

CX5179 CX5179 10/15/2015

Email from Yunhui Chae-Banks to Eric 

Reifschneider, Derek Aberle, Fabian Gonell, et al. 

re: LGE update

Q2017MDL1_02867962 Q2017MDL1_02867963 Yunhui ChaeBanks Qualcomm Derek Aberle, Fabian Gonell, 

Eric Reifschneider

CX5185 CX5185 10/31/2012

Email from Eric Reifschneider to Marvin Blecker, 

Fabian Gonell, Don Rosenberg, et al. re: legal 

privilege

Q2017MDL1_01199710 Q2017MDL1_01199715 Eric 

Reifschneider Qualcomm

Derek Aberle, Fabian Gonell, 

Eric Reifschneider, Alex 

Rogers

CX5186 CX5186 10/20/2012

Email from Eric Reifschneider to Marvin Blecker, 

Fabian Gonell, Derek Aberle, et al. re: final draft of 

license agreement and royalty credit letter

Q2017MDL1_01199818 Q2017MDL1_01199822 Eric 

Reifschneider Qualcomm Derek Aberle, Fabian Gonell, Eric Reifschneider

CX5191 CX5191 10/16/2012

Email from Eric Reifschneider to Derek Aberle, 

Marvin Blecker, Thomas Rouse, et al. re: Sony 

Mobile update - for now - privileged

Q2017MDL1_01517525 Q2017MDL1_01517525 Eric 

Reifschneider Qualcomm Derek Aberle, Fabian Gonell, Eric Reifschneider

CX5198 CX5198 6/9/2015

Email from Cristiano Amon to Derek Aberle, 

Murthy Renduchintala, Eric Reifschneider, et al. re: 

discussion in Bordeaux

Q2017MDL1_01860471 Q2017MDL1_01860473 Cristiano Amon Qualcomm

Derek Aberle, Cristiano Amon, 

Steven Mollenkopf, Eric 

Reifschneider

CX5208 CX5208 10/4/2013

Email from Eric Reifschneider to Derek Aberle, 

Marvin Blecker, Jeffrey Altman, et al. re: Huawei 

update

Q2017MDL1_02408023 Q2017MDL1_02408023 Eric 

Reifschneider Qualcomm Derek Aberle, Fabian Gonell, Eric Reifschneider

CX5210 CX5210 3/14/2013 QTL Presentation: Lenovo 4G Strategy Q2017MDL1_02658173 Q2017MDL1_02658199 Qualcomm

Derek Aberle, Jeffrey Altman 

Fabian Gonell, Eric 

Reifschneider

CX5211 CX5211 7/11/2013

Email from Eric Reifschneider to Fabian Gonell, 

Derek Aberle, Marvin Blecker, et al. re: recap of 

Huawei meeting - privileged

Q2017MDL1_02739242 Q2017MDL1_02739245 Eric 

Reifschneider Qualcomm Derek Aberle, Fabian Gonell, Eric Reifschneider

CX5231 CX5231 5/20/2013 Email from Steven Mollenkopf to Derek Aberle re: 

update on Huawei - privileged Q2017MDL1_02774602 Q2017MDL1_02774605 Steven Mollenkopf Qualcomm

Derek Aberle, Steve Altman, 

Fabian Gonell, Steven 

Mollenkopf, Eric Reifschneider

CX5242 CX5242 11/4/2013

Email from Matt Gettinger to Fabian Gonell and 

Deborah Dwight re: fwd: Lenovo w/Attach Q2017MDL1_01344367 Q2017MDL1_01344370 Matt Gettinger Qualcomm Fabian Gonell, Eric 

Reifschneider

CX5248 CX5248 6/8/2015

Email from Erik Terjesen to Thomas Rouse, David 

Wise, Fabian Gonell, et al. re: attorney client 

privileged:// 5G consortium draft for Derek meeting 

w/Attach: 5G-Consortium Strawman 6_8.pptx

Q2017MDL1_01599812 Q2017MDL1_01599866 Erik Terjesen Qualcomm Fabian Gonell, David Wise; 

Lorenzo Casaccia

CX5260 CX5260 3/7/2016

Email from Yunhui Chae-Banks to Derek Aberle, 

Alex Rogers, and Fabian Gonell re: LGE w/Attach: 

LGE-Qualcomm Arbitration Request, Qualcomm 

Response to LG Request for Arbitration_02 18 

2016 pdf

Q2017MDL1_02017941 Q2017MDL1_02018040 Yunhui ChaeBanks Qualcomm Derek Aberle, Fabian Gonell, 

Alex Rogers

CX5279 CX5279 11/20/2008

Email from Cristiano Amon to James Lederer, 

Steven Mollenkopf, Jonathan Weiser, et al. re: 

CDMA pricing - what's our position?

Q2017MDL1_00240570 Q2017MDL1_00240574 Cristiano Amon Qualcomm Cristiano Amon, Steven 

Mollenkopf

CX5282 CX5282 1/19/2010

Email from Cristiano Amon to Murthy 

Renduchintala and Alex Katouzian re: strategy 

agreement

Q2017MDL1_01957373 Q2017MDL1_01957374 Cristiano Amon Qualcomm Cristiano Amon

CX5287 CX5287 10/15/2012 Email from Cristiano Amon to Jim Doh re: fwd: 

GSM chipsets Q2017MDL1_01998220 Q2017MDL1_01998220 Cristiano Amon Qualcomm Cristiano Amon, Paul Jacobs

CX5294 CX5294 6/18/2013

Email from Cristiano Amon to Derek Aberle, Jeff 

Lorbeck, Murthy Renduchintala, et al. re: attorneyclient privileged communications - CT proposal

Q2017MDL1_02364232 Q2017MDL1_02364233 Cristiano Amon Qualcomm

Derek Aberle, Cristiano Amon, 

Paul Jacobs, Steven 

Mollenkopf

CX5301 CX5301 3/25/2014

Email from Fabian Gonell to Eric Reifschneider, 

Derek Aberle, Cristiano Amon, et al. re: aw: 

feedback for the offer and follow up meeting - 

privileged

Q2017MDL1_01194712 Q2017MDL1_01194718 Fabian Gonell Qualcomm

Derek Aberle, Cristiano Amon, 

Fabian Gonell, Eric 

Reifschneider

CX5308 CX5308 9/6/2015 Email from Cristiano Amon to Steven Mollenkopf 

re: confidential Q2017MDL1_02013489 Q2017MDL1_02013492 Cristiano Amon Qualcomm

Derek Aberle, Cristiano Amon, 

Paul Jacobs, Steven 

Mollenkopf

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Case 5:17-cv-00220-LHK Document 946-4 Filed 11/29/18 Page 8 of 23
Case 5:17-cv-00220-LHK Document 946-4 Filed 11/29/18 Page 9 of 23
Trial Exhibit No. Exhibit No. Date Description Bates - Begin Bates - End Author(s) Producing Party + Sponsoring Witnesses

CX5419 CX5419 11/5/2015

Email from David Wise to Steven Mollenkopf, Paul 

Jacobs, Derek Aberle, et al. re: draft 

board committee slides for 11/9 meeting w/Attach: 

 Boston Consulting Group PreRead 03Nov15.pdf, Nov 5 Committee 

Meeting Prep pptx, Board Committee 

v56 pdf

Q2017MDL1_02694510 Q2017MDL1_02694577 David Wise Qualcomm

Derek Aberle, Cristiano Amon, 

Paul Jacobs, Steven 

Mollenkopf, David Wise

CX5425 CX5425 4/19/2011

Email from Roel Dill to Kevin Frizzell, James 

Lederer, Sanjay Mehta, et al. re: final accounting 

memo: Q2FY11 Transition Agreement 

w/Attach: Incentive offers - FINAL doc

Q2017MDL1_02550896 Q2017MDL1_02550905 Roel Dill Qualcomm

Derek Aberle, Cristiano Amon, 

Steven Mollenkopf, William 

Wyatt; Qualcomm Executives

CX5428 CX5428 4/30/2015

Email from Kathleen Young to Steven Mollenkopf 

and Connie Ybarrondo re: May 2015 board 

package w/Attach: Draft Minutes for approval.pdf, 

May 5. 2015 Guest Presenters.pdf, May 2015 BoD 

Pkg .. pdf

Q2017MDL1_02684802 Q2017MDL1_02685098 Kathleen Young Qualcomm

Derek Aberle, Irwin Jacobs, 

Paul Jacobs, Steven 

Mollenkopf; Qualcomm 

Executives

CX5429 CX5429 11/8/2015

Email from Kathleen Young to Loretta Gross,

Derek Aberle, David Wise, et al. re: Nov. 9, 2015 

special committee on structure w/Attach: 11 09.15 

Special Committee Pkg. pdf; 1_Special Committee 

on Structure Invitees November 9 2015.pdf; 

2_Draft Minutes of Special Committee Meeting - 10 

20 15 pdf; 3_Jones Day Report.pdf; 4_ 

 Boston Consulting Group 

Presentation.pdf; 5_ Update 

November 9, 2015.pdf; 6_Goldman Sachs and 

Evercore Presentation pdf

Q2017MDL1_02634510 Q2017MDL1_02634702 Kathleen Young Qualcomm Derek Aberle, David Wise; 

Qualcomm Executives

CX5438 CX5438 7/3/2007

Email from Dere e to Angela Williamson, 

Marvin Blecker, and Abbaseh Samimi re: Q2017MDL1_02401282 Q2017MDL1_02401287 Derek Aberle Qualcomm Derek Aberle

CX5451 CX5451 6/24/2009

Email from Michael Hartogs to Derek Aberle, 

Marvin Blecker, Fabian Gonell, et al. re: fwd: Q2017MDL1_00457105 Q2017MDL1_00457119 Michael Hartogs Qualcomm Derek Aberle, Fabian Gonell, 

Michael Hartogs, Louis Lupin

CX5481 CX5481 12/15/2014

Email from Steven Mollenkopf to Eric 

Reifschneider, Paul Jacobs, Don Rosenberg, et al. 

re: 

Q2017MDL1_00512034 Q2017MDL1_00512035 Steven 

Mollenkopf Qualcomm

Derek Aberle, Paul Jacobs, 

Steven Mollenkopf, Eric 

Reifschneider

CX5527 CX5527 5/1/2013

Email from Kathleen Young to Paul Jacobs, 

Barbara Alexander, Don Cruickshank, et al. re: 

May 2013 board briefing material w/Attach: May 6, 

2013 Board Pkg..pdf

Q2017MDL1_01943487 Q2017MDL1_01943592 Kathleen Young Qualcomm

Steve Altman, Irwin Jacobs, 

Paul Jacobs, Steven 

Mollenkopf; Derek Aberle; 

Cristiano Amon; Qualcomm 

Executives

CX5551 CX5551 4/17/2015

Email from Taylor Cabaniss to William Wyatt re: 

QCT deck for tomorrow's discussion w/Attach: 

QCT Target Business Model FY16-17.pptx

Q2017MDL1_02548395 Q2017MDL1_02548396 Taylor Cabaniss Qualcomm

Derek Aberle; Cristiano Amon; 

Steven Mollenkopf; William 

Wyatt

CX5592 CX5592 1/24/2013

Email from Kun Qian to Cristiano Amon, Sanjay 

Mehta, Murthy Renduchintala, et al. re: attorney 

client privileged information - Lenovo

Q2017MDL1_02923801 Q2017MDL1_02923802 Kun Qian Qualcomm

Cristiano Amon; Eric 

Reifschneider; Steven 

Mollenkopf

CX5612 CX5612 5/27/2013 Q2017MDL1_02927374 Q2017MDL1_02927378 Qualcomm

Derek Aberle; Steve Altman; 

Fabian Gonell; Eric 

Reifschneider; Qualcomm 

Executives

CX5620 CX5620 5/30/2013

Email from Fabian Gonell to Amy Olsen re: fwd: 

Sony Mobile w/Attach: Q2017MDL1_02322233 Q2017MDL1_02322338 Fabian Gonell Qualcomm

Derek Aberle; Fabian Gonell; 

Eric Reifschneider; Qualcomm 

Executives

CX5703 CX5703 6/18/2004 Email from Derek Aberle to Abbaseh Samimi re: 

fwd: Q2014FTC04152699 Q2014FTC04152702 Derek Aberle Qualcomm Derek Aberle; Steve Altman; Louis Lupin; Michael Hartogs

CX5705 CX5705 5/20/2010 Email from James Lederer to Steven Mollenkopf 

re: R M slides for Mike L meeting Q2017MDL1_02910685 Q2017MDL1_02910686 James Lederer Qualcomm Steven Mollenkopf; Derek Aberle

CX5708 CX5708 11/1/2006 Email from Sanjay Mehta to James Lederer re: Q2014FTC03840036 Q2014FTC03840037 Sanjay Mehta Qualcomm Derek Aberle, Steve Altman, 

Michael Hartogs, Louis Lupin

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Case 5:17-cv-00220-LHK Document 946-4 Filed 11/29/18 Page 10 of 23
Trial Exhibit No. Exhibit No. Date Description Bates - Begin Bates - End Author(s) Producing Party + Sponsoring Witnesses

CX5731 CX5731 6/16/2013

Email from William Wyatt to Sanjay Mehta, Akash 

Palkhiwala, and Marc McCloskey re: QCT strategic 

plans financials w/Attach: Response to Steve's 

points.pptx

Q2014FTC04696814 Q2014FTC04696820 William Wyatt Qualcomm Cristiano Amon, Steven 

Mollenkopf, William Wyatt

CX5739 CX5739 1/9/2013

Email from William Wyatt to Marc McCloskey re: 

fwd: last round - impact to fy13 budget 

(prelim) + vs strat plan for 14 and 15 w/Attach: 

 Update v6 0 (3) pptx

Q2017MDL1_00382998 Q2017MDL1_00383002 William Wyatt Qualcomm Cristiano Amon, Steven 

Mollenkopf, William Wyatt

CX5753 CX5753 6/22/2012 Email from William Wyatt to Chenwei Yan re: MTK 

competition threat at ZTE Q2017MDL1_01625873 Q2017MDL1_01625876 William Wyatt Qualcomm Cristiano Amon, William Wyatt

CX5760 CX5760 2/29/2012

Email from William Wyatt to Kevin Frizzell, Alex 

Tobi, and Edward Burke re: MTK pricing deck 

w/Attach: MTK March 2012 Pricing Discussion.pptx

Q2017MDL1_02552403 Q2017MDL1_02552404 William Wyatt Qualcomm William Wyatt

CX5767 CX5767 6/19/2015

Email from William Wyatt to Sanjay Mehta, Taylor 

Cabaniss, Jiten Bhatt, et al. re: read this - 

what if

Q2014FTC04721804 Q2014FTC04721807 William Wyatt Qualcomm William Wyatt

CX5785 CX5785 2/23/2016

Email from Shahin Farahani to Shahin Farahani, 

Kedar Kondap, Katie Arner, et al. re: potential new 

strategy for MSM8909 w/Attach: 8909 

Scenario.xlsx

Q2014FTC03955007 Q2014FTC03955009 Shahin Farahani Qualcomm Steven Mollenkopf, William 

Wyatt

CX5793 CX5793 10/3/2015

Email from William Wyatt to 

Mauricio Lopez-Hodoyan, Cristiano Amon, Murthy 

Renduchintala, et al. re: action item: QCT 

share analysis w/Attach: QCT ASP Impact pptx

Q2014FTC03959858 Q2014FTC03959860 William Wyatt Qualcomm Cristiano Amon, William Wyatt

CX5798 CX5798 5/16/2016

Email from William Wyatt to Cristiano Amon, 

Akash Palkhiwala, Alex Katouzian, et al. re: fwd: 

8909 deal w/Attach: 5_13_16 Low end program 

review with George.pptx

Q2017MDL1_03349609 Q2017MDL1_03349611 William Wyatt Qualcomm Cristiano Amon, William Wyatt

CX5800 CX5800 8/31/2015 Email from William Wyatt to Sanjay Mehta re: LTEU -> risks Q2017MDL1_03362131 Q2017MDL1_03362133 William Wyatt Qualcomm

Derek Aberle, Cristiano Amon, 

Paul Jacobs, Steven 

Mollenkopf, William Wyatt

CX5802 CX5802 7/19/2010

Email from Hank Robinson to Hank Robinson, 

Derek Aberle, Steven Mollenkopf, et al. re: new 

proposal

Q2014FTC03849552 Q2014FTC03849555 Hank Robinson Qualcomm Derek Aberle, Steven 

Mollenkopf, William Wyatt

CX5809 CX5809 11/24/2009

Email from Jeremy Blair to Sanjay Mehta, William 

Wyatt, Sean Zanderson, et al. re: 11/23/09 draft 

PRC minutes w/Attach: PRC MM 

112309 DRAFT.pptx

Q2017MDL1_01132946 Q2017MDL1_01132947 Jeremy Blair Qualcomm William Wyatt

CX5913 CX5913 4/20/2015

Email from Matthew Grob to David Wise, Steven 

Mollenkopf, and exc re: exc mtg today w/Attach: 

Pentad FY15 Strat Plan (post review update).pptx

QNDCAL00812571 QNDCAL00812573 Matthew Grob Qualcomm

Derek Aberle, Cristiano Amon, 

Steven Mollenkopf, David 

Wise

CX5952 CX5952 8/13/2015

Email from Kathleen Young to Derek Aberle re: 

mtg. materials attached. w/Attach: 08.13.15 

Special Committee Mtg_Final, complete.pdf

Q2017MDL1_02688355 Q2017MDL1_02688794 Kathleen Young Qualcomm

Derek Aberle, Paul Jacobs, 

Steven Mollenkopf; Qualcomm 

Executives

CX5953 CX5953 12/15/2015

Email from David Wise to Alex Rogers, Roger 

Martin, David Cianflone, et al. re: Modem 

Licensing Perspective - Draft v11 15 pptx w/Attach: 

 Modem Licensing Perspective - Draft v11 

15 pptx

Q2014FTC03584363 Q2014FTC03584364 David Wise Qualcomm Alex Rogers, David Wise

CX6001 CX6001 11/1/2015

Email from Keith Kressin to James Thompson re: 

company all hands help w/Attach: QCT Design 

Momentum All Hands - Oct 2015 rev 2.pptx

Q2014FTC04802352 Q2014FTC04802354 Keith Kressin Qualcomm

Cristiano Amon, Keith Kressin, 

Steven Mollenkopf, James 

Thompson

CX6008 CX6008 5/8/2017

Email from Keith Kressin to Alex Katouzian re: fwd: 

strat plan -- slides to complete w/Attach: Roadmap 

Cadence and Costs rev 01 - 2017.pptx

Q2014FTC04873449 Q2014FTC04873450 Keith Kressin Qualcomm Cristiano Amon, Keith Kressin, 

Steven Mollenkopf,

CX6036 CX6036 9/17/2013

Email from Keith Kressin to Sanjay Mehta, William 

Wyatt, and Ziad Asghar re: fwd: auc comparisons 

w/Attach: AUC & perf Comparison across tiers 

Final.pptx

QNDCAL01004583 QNDCAL01004586 Keith Kressin Qualcomm

Cristiano Amon, Keith Kressin, 

Steven Mollenkopf, James 

Thompson, William Wyatt

CX6055 CX6055 3/2/2015 Qualcomm Presentation: QCT Chipset Product 

Roadmaps Q2017MDL1_00000212 Q2017MDL1_00000212 Qualcomm

Cristiano Amon, Keith Kressin, 

Steven Mollenkopf, James 

Thompson, William Wyatt

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Case 5:17-cv-00220-LHK Document 946-4 Filed 11/29/18 Page 11 of 23
Trial Exhibit No. Exhibit No. Date Description Bates - Begin Bates - End Author(s) Producing Party + Sponsoring Witnesses

CX6138 CX6138 4/18/2015

Email from Roger Martin to Ken Kaskoun and 

Jason Kenagy re: fwd: 5G consortium working 

group: review of workstreams - attorney client 

privileged w/Attach: 

Tech Input 5G Consortium v1.pptx

Q2017MDL1_00950903 Q2017MDL1_00950906 Roger Martin Qualcomm

Derek Aberle, Lorenzo 

Casaccia, Fabian Gonell, Eric 

Reifschneider, David Wise

CX6250 CX6250 8/6/2016 Email from James Thompson to Cristiano Amon re: 

RFFE MDSA and W FI MDSA QNDCAL03133752 QNDCAL03133757 James 

Thompson Qualcomm

Derek Aberle, Cristiano Amon, 

Fabian Gonell, Steven 

Mollenkopf, Alex Rogers, 

James Thompson

CX6311 CX6311 10/2/2013

Email from James Thompson to George Davis and 

Murthy Renduchintala re: slides from today on 

QCT opex w/Attach: OpEx control 10_1_13 r1.pptx

Q2014FTC04815247 Q2014FTC04815248 James 

Thompson Qualcomm Cristiano Amon, Steven Mollenkopf, James Thompson

CX6312 CX6312 10/3/2013

Email from James Thompson to Sandeep Pandya, 

Cristiano Amon, Baaziz Achour, et al. re: 9x22 or 

9x25? - ***please read*** Apple meeting today

QNDCAL04455114 QNDCAL04455120 James 

Thompson Qualcomm

Baaziz Achour, Cristiano 

Amon, Steven Mollenkopf, 

James Thompson, William 

Wyatt

CX6333 CX6333 8/4/2017 Email from James Thompson to Steven Mollenkopf 

and Cristiano Amon Re: Samsung thoughts QNDCAL03926397 QNDCAL03926398 James Thompson Qualcomm Cristiano Amon, Steven Mollenkopf, James Thompson

CX6334 CX6334 11/11/2011

Email from Natalie Young to Steven Mollenkopf, 

QCT pc exec, Mark Barnett, et al. re: product 

council: Elan MDM9x25 PC2

QNDCAL02589409 QNDCAL02589699 Natalie Young Qualcomm

Baaziz Achour, Cristiano 

Amon, Keith Kressin, Steven 

Mollenkopf, James Thompson; 

Qualcomm Executives

CX6336 CX6336 6/8/2009

Email from Lorenzo Casaccia to Edward 

Tiedemann, Jr., Stein Lundby, 

Ananthapadmanabhan Kandhadai, et al. re: 

standards review task force - update w/Attach: 

ATT00001.htm; Standards_Task_Force - 3GPP 

input.pdf

QNDCAL00244983 QNDCAL00245010 Lorenzo 

Casaccia Qualcomm Baaziz Achour, Lorenzo Casaccia, Fabian Gonell

CX6373 CX6373 3/22/2017

Email from Lorenzo Casaccia to Peter Gaal, Dino 

Flore, Etienne Chaponniere, et al. re: Ericsson 

tries to avoid patent war by publishing rates for 5G

QNDCAL00286684 QNDCAL00286687 Lorenzo 

Casaccia Qualcomm Lorenzo Casaccia, Fabian Gonell, Alex Rogers

CX6381 CX6381 6/5/2010

Email from Peter Carson to Peter Carson, Andy 

Oberst, Cristiano Amon, et al. re: review final draft 

modem strat plan [latest draft attached] w/Attach: 

ModemStratPlan 7-June10 v5.pptx

Q2014FTC03672180 Q2014FTC03672181 Peter Carson Qualcomm

Baaziz Achour, Cristiano 

Amon, Keith Kressin, Steven 

Mollenkopf

CX6393 CX6393 5/28/2015

Email from Serge Willenegger to Keith Kressin, 

Pranesh Sinha, Andy Oberst, et al. re: core strat 

plan review < MDM/modem w/Attach: Strat Plan 

MDM.pptx

Q2014FTC04332009 Q2014FTC04332011 Serge 

Willenegger Qualcomm

Baaziz Achour, Cristiano 

Amon, Keith Kressin, Steven 

Mollenkopf

CX6407 CX6407 8/19/2015

Email from Baaziz Achour to Pillappakkam Srinivar 

re: how can we be sure Samsung will not sell their 

solution to external customer <eom>

Q2014FTC03666092 Q2014FTC03666092 Baaziz Achour Qualcomm Baaziz Achour

CX6418 CX6418 9/15/2003

Email from JungSheek Juhn to Marvin Blecker, 

oaktree@lge.com, Greg Cobb, et al. re Q2014FTC03375550 Q2014FTC03375555 JungSheek 

Juhn Qualcomm Derek Aberle, Marvin Blecker, Michael Hartogs, Louis Lupin

CX6430 CX6430 6/30/2011

Email from Marvin Blecker to Derek Aberle, 

Michael Hartogs, Roy Hoffinger, et al. re: Via 

meeting summary

Q2017MDL1_00414492 Q2017MDL1_00414495 Marvin Blecker Qualcomm Derek Aberle, Marvin Blecker, 

Michael Hartogs, Alex Rogers

CX6436 CX6436 1/13/2009 Email from Marvin Blecker to Roy Hoffinger, Derek 

Aberle, and Michael Hartogs re: Via #51 Q2017MDL1_00680740 Q2017MDL1_00680747 Marvin Blecker Qualcomm Derek Aberle, Marvin Blecker, Michael Hartogs, Paul Jacobs

CX6439 CX6439 11/17/2010 Transcript: Qcom - Qualcomm Inc. New York 

Analyst Meeting QNDCAL03941575 QNDCAL03941630 Qualcomm Derek Aberle, Paul Jacobs, Steven Mollenkopf

CX6449 CX6449 9/6/2006

Email from Derek Aberle to Marvin Blecker, Paul 

Jacobs, Michael Hartogs, et al. re: assurances -- 

confidential w/Attach: Q2017MDL1_01457177 Q2017MDL1_01457184 Derek Aberle Qualcomm

Derek Aberle, Steve Altman, 

Michael Hartogs, Paul Jacobs, 

Louis Lupin,

CX6469 CX6469 1/7/2002

Email from Marvin Blecker to Genehyuk Choi, YS 

Cho, Haso Choi, et al. re:

QNDCAL00668926 QNDCAL00668997 Marvin Blecker Qualcomm Derek Aberle

CX6477 CX6477 7/20/2008

Email from Marvin Blecker to Steve Altman, Sanjay 

Jha, Don Rosenberg, et al. re: Huawei signed a 

5year strategic partnership agreement with QC 

legal issues

Q2017MDL1_01436915 Q2017MDL1_01436919 Marvin Blecker Qualcomm

Derek Aberle, Steve Altman, 

Marvin Blecker Michael 

Hartogs, Paul Jacobs

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Case 5:17-cv-00220-LHK Document 946-4 Filed 11/29/18 Page 12 of 23
Trial Exhibit No. Exhibit No. Date Description Bates - Begin Bates - End Author(s) Producing Party + Sponsoring Witnesses

CX6488 CX6488 5/18/2012

Email from Eric Reifschneider to Derek Aberle, 

Fabian Gonell, and Marvin Blecker re: QGT royalty 

memo legal privilege w/Attach: QGT - FYE11 

Transfer Pricing -.doc

Q2017MDL1_00761422 Q2017MDL1_00761439 Eric 

Reifschneider Qualcomm Derek Aberle, Fabian Gonell, Eric Reifschneider

CX6491 CX6491 11/20/2013

Email from Eric Reifschneider to Derek Aberle, 

Marvin Blecker, Jeffrey Altman, et al. re: revised 

Qualcomm strat fund proposal - confidential

Q2017MDL1_01195524 Q2017MDL1_01195526 Eric 

Reifschneider Qualcomm Derek Aberle, Fabian Gonell, Eric Reifschneider

CX6495 CX6495 10/28/2012 Email from Eric Reifschneider to Derek Aberle, 

Marvin Blecker, Fabian Gonell, et al. Q2017MDL1_01517506 Q2017MDL1_01517507 Eric Reifschneider Qualcomm

Derek Aberle, Fabian Gonell, 

Steven Mollenkopf, Eric 

Reifschneider

CX6498 CX6498 4/9/2013 Email to Derek Aberle re: fwd: preliminary meeting 

with Huawei Q2017MDL1_01736777 Q2017MDL1_01736777 Eric Reifschneider Qualcomm Derek Aberle, Fabian Gonell, Eric Reifschneider

CX6508 CX6508 7/26/2013

Email from Eric Reifschneider to Thomas Rouse, 

Jeffrey Altman, and Deborah Dwight re: Huawei 

call notes 7-25-13 w/Attach: Huawei Call Notes 7-

25-13 + ER.docx

Q2017MDL1_02728478 Q2017MDL1_02728483 Eric 

Reifschneider Qualcomm Eric Reifschneider, Jeffrey Altman

CX6513 CX6513 12/11/2013

Email from Eric Reifschneider to Mark Snyder, 

Chris Longman, and Victoria Chen re: fwd: report 

on call with Huawei -- privileged

Q2017MDL1_02822764 Q2017MDL1_02822765 Eric 

Reifschneider Qualcomm Eric Reifschneider, Derek Aberle, Fabian Gonell

CX6516 CX6516 5/2/2013 Email from Eric Reifschneider to Derek Aberle and 

Marvin Blecker re: Oppo - privileged Q2017MDL1_02882885 Q2017MDL1_02882885 Eric Reifschneider Qualcomm Eric Reifschneider; Derek Aberle

CX6522 CX6522 2/23/2012

Email from Eric Reifschneider to Fabian Gonell, 

Derek Aberle, Don Rosenberg, et al. re: E 

divestiture of SEMC

Q2017MDL1_02910181 Q2017MDL1_02910186 Eric 

Reifschneider Qualcomm

Eric Reifschneider, Derek 

Aberle, Fabian Gonell, 

Michael Hartogs, Louis Lupin, 

Steven Mollenkopf

CX6528 CX6528 5/11/2013

Email from Eric Reifschneider to Thomas Rouse 

and Deborah Dwight re: Huawei meeting notes 

w/Attach: Huawei meeting 5-10-13 + ER.docx

QNDCAL03524857 QNDCAL03524868 Eric 

Reifschneider Qualcomm Eric Reifschneider;

CX6534 CX6534 10/20/2012

Email from Eric Reifschneider to Thomas Rouse, 

Marvin Blecker, Fabian Gonell, et al. re: final draft 

of license agreement and royalty credit letter

QNDCAL03527861 QNDCAL03527865 Eric 

Reifschneider Qualcomm Eric Reifschneider, Fabian Gonell; Derek Aberle

CX6544 CX6544 8/13/2014

Email from Eric Reifschneider to Jeffrey Altman, 

Fabian Gonell, and Deborah Dwight re: Huawei - 

confidential & privileged

QNDCAL04021744 QNDCAL04021744 Eric 

Reifschneider Qualcomm Eric Reifschneider, Fabian Gonell;

CX6545 CX6545 7/12/2013

Email from Eric Reifschneider to Fabian Gonell, 

Deborah Dwight, Derek Aberle, et al. re: Huawei 

and FRAND - privileged

QNDCAL04021775 QNDCAL04021775 Eric 

Reifschneider Qualcomm

Eric Reifschneider; Derek 

Aberle; Steve Altman; Fabian 

Gonell

CX6548 CX6548 5/4/2012

Email from Eric Reifschneider to Derek Aberle, 

David Cianflone, Marvin Blecker, et al. re: draft 

strat plane slide - privileged w/Attach: Slide for 

QTL FY13 Strat Plan - PRIVILEGED AND 

CONFIDENTIAL DRAFT.PPTX

QNDCAL04152600 QNDCAL04152601 Eric 

Reifschneider Qualcomm

Eric Reifschneider; Fabian 

Gonell; Derek Aberle, Louis 

Lupin;

CX6552 CX6552 11/13/2012

Email from Luis Guerra to John Sun, Max 

Spurlock, Derek Aberle, et al. re: Via AP & 

sublicensee list September 2012 w/Attach: Q2017MDL1_01757748 Q2017MDL1_01757757 Luis Guerra Qualcomm Jeffrey Altman; Mark Davis; 

Derek Aberle;

CX6579 CX6579 9/5/2017 Email draft re: QNDCAL04202953 QNDCAL04202954 Qualcomm Alex Rogers

CX6587 CX6587 1/6/2017

Email from Xuxin Cheng to Fabian Gonell, Liren 

Chen, Robert (Xiaopeng) An, et al. re: QC-HW 

discussions w/Attach: Response to Qualcomm 

feedback-20170106.pdf

Q2014FTC03968020 Q2014FTC03968035 Xuxin Cheng Qualcomm Fabian Gonell, Liren Chen

CX6594 CX6594 3/23/2016

Email from Alex Rogers to Gaby Boy re: fwd: some 

materials for our Wednesday dinner discussion 

w/Attach: 150729 QC LT China Strategy - Selected 

slides for QTL (vSent).pptx; 160322 QTL - 

collection of relevant materials (vSent).pptx; 

160322 QTL - one pager (vSent).pptx

QNDCAL00711879 QNDCAL00711882 Alex Rogers Qualcomm Derek Aberle; Alex Rogers

CX6605 CX6605 5/6/2007

Email from Marvin Blecker to Paul Jacobs, Louis 

Lupin, and 'exc' re: scenarios for off site w/Attach: 

 Scenarios MBl.doc

QNDCAL04808594 QNDCAL04808597 Marvin Blecker Qualcomm

Paul Jacobs; Louis Lupin, 

Fabian Gonell; Eric 

Reifschneider; Derek Aberle; 

Marvin Blecker

CX6607 CX6607 6/15/2016 Qualcomm Presentation: QTL Strat Plan FY17-

FY21 Q2017MDL1_03165154 Q2017MDL1_03165297 Qualcomm

Alex Rogers; Derek Aberle, 

Steven Mollenkopf, Qualcomm 

Executives

REDACTED VERSION OF DOCUMENTS SOUGHT TO BE SEALED FTC Exhibit List 5:17-cv-0220-LHK-NMC "Qualcomm Executives" includes officers, directors, and other employees with knowledge of the document Page 12 of 22

Case 5:17-cv-00220-LHK Document 946-4 Filed 11/29/18 Page 13 of 23
Case 5:17-cv-00220-LHK Document 946-4 Filed 11/29/18 Page 14 of 23
Trial Exhibit No. Exhibit No. Date Description Bates - Begin Bates - End Author(s) Producing Party + Sponsoring Witnesses

CX6846 CX6846 5/17/2017

Email from David Zuckerman to Steven 

Mollenkopf, Paul Jacobs, Akash Palkhiwala, et al. 

re: Qualcomm Technologies, Inc. | board meeting 

materials (May 23, 2017) -- privileged and 

confidential w/Attach: QTI Board 

Meeting_052317_Final pdf; QTI Notice of BOD 

Meeting 5.23.17 dated 5.17.17 pdf

QNDCAL04840556 QNDCAL04840580 David 

Zuckerman Qualcomm Cristiano Amon; Steven Mollenkopf, Paul Jacobs

CX6850_Mehta CX6850_Mehta 1/21/2014

Email from Eric Reifschneider to David Cianflone, 

Jeffrey Altman, Matt Gettinger, et al. re: fwd: new 

Qualcomm proposal - confidential w/Attach: 3RD 

PARTY 3G WHITE PAPER(FINAL)(04-12-13).pdf

Q2014FTC04185853 Q2014FTC04185863 Eric 

Reifschneider Qualcomm

Eric Reifschneider; Derek 

Aberle, Cristiano Amon, 

Fabian Gonell; William Wyatt

CX6894 CX6894 12/3/2015

Email from Kathleen Young to Loretta Gross,

Derek Aberle, David Wise, et al. re: 12.03.15 

Special Committee Meeting w/Attach: 1_Special 

Committee on Structure Invitees December 3 

2015.pdf; 2_Meeting Agenda_ December 3, 

2015.pdf; 3_Goldman Sachs, Evercore 

Presentation pdf; 

.pdf; 5_Draft Investor Script docx pdf; 

6_Draft Press Release.docx. pdf; 12.03.15 Special 

Committee Mtg Pkg pdf

QNDCAL00140520 QNDCAL00140632 Kathleen Young Qualcomm

Derek Aberle, Paul Jacobs, 

Steven Mollenkopf, David 

Wise; Qualcomm Executives

CX6923 CX6923 1/5/2007 Email from Sanjay Jha to Steve Altman and Paul 

Jacobs re: LGE Q2017MDL1_01475139 Q2017MDL1_01475142 Sanjay Jha Qualcomm Steve Altman; Derek Aberle, Paul Jacobs

CX6946 CX6946 2/20/2005 Email from Sanjay Jha to James Lederer re: 

Huawei requested datapoints Q2017MDL6_00605267 Q2017MDL6_00605268 Sanjay Jha Qualcomm Steve Altman

CX6962 CX6962 3/13/2003 Email from Sanjay Jha to Don Schrock, David 

Bush Johan Lodenius et al. re: ASIC licenses QNDCAL02804710 QNDCAL02804711 Sanjay Jha Qualcomm Steve Altman, Irwin Jacobs

CX6974 CX6974 7/4/2012

Email from Kathleen Young to Paul Jacobs, Irwin 

Jacobs, Barbara Alexander, et al. re: July 9, 2012 

board briefing materials w/Attach: July 9, 2012 

Board Pkg.pdf

QNDCAL01051173 QNDCAL01051353 Kathleen Young Qualcomm

Derek Aberle; Paul Jacobs; 

Steven Mollenkopf; Steve 

Altman; Irwin Jacobs; 

Qualcomm Executives

CX6979 CX6979 3/8/2005

Email from Steve Altman to Marvin Blecker, Louis 

Lupin, Michael Hartogs, et al. re: fwd: Q2017MDL5_04134260 Q2017MDL5_04134267 Steve Altman Qualcomm

Steve Altman, Louis Lupin; 

Michael Hartogs; Derek 

Aberle

CX6981 CX6981 8/24/2001 Email from Steve Altman to Don Schrock, Irwin 

Jacobs and David Bush re: K.T. Lee's Letter Q2017MDL5_12370432 Q2017MDL5_12370437 Steve Altman Qualcomm Steve Altman; Irwin Jacobs

CX6983 CX6983 4/22/2004 Email from Steve Altman to Derek Aberle Q2017MDL5_12372255 Q2017MDL5_12372258 Steve Altman Qualcomm Steve Altman; Derek Aberle

CX6987 CX6987 5/11/2005 Email from Steve Altman to Marvin Blecker re: fwd: 

certain large company-more QNDCAL04808593 QNDCAL04808593 Steve Altman Qualcomm Steve Altman

CX6992 CX6992 12/13/2007

Email from Sanjay Jha to Jonathan Weiser, James 

Lederer, Andy Oberst, et al. re: fwd: attorney client 

privileged w/Attach: Discussion 

DRAFT 1 11 08v8 ppt

Q2017MDL1_03368697 Q2017MDL1_03368689 Sanjay Jha Qualcomm Steve Altman Paul Jacobs; 

Steven Mollenkopf

CX6996 CX6996 8/31/2000 Email from Steve Altman to 'senglish' re: fwd: NEC Q2014FTC03435735 Q2014FTC03435737 Steve Altman Qualcomm Steve Altman

CX6998 CX6998 7/2/2012

Email from Derek Aberle to Paul Jacobs, Steven 

Mollenkopf, Steve Altman, et al. re: QTL strat plan 

slides w/Attach: QTL FY13 Strat Plan BOD v2.pptx

QNDCAL01051354 QNDCAL01051355 Derek Aberle Qualcomm

Derek Aberle, Paul Jacobs; 

Steven Mollenkopf; Steve 

Altman;

CX7015 CX7015 9/7/2007

Email from Paul Syrowik to Paul Jacobs, Steve 

Altman, Sanjay Jha, et al. re: Attorney Client 

Privileged/Project w/Attach: Overview 

Sept 75 PM draft.doc; - BOD DRAFT_9.7.07 

5pm ppt

Q2017MDL1_02697837 Q2017MDL1_02697874 Paul Syrowik Qualcomm

Steve Altman; Paul Jacobs; 

Michael Hartogs; Derek 

Aberle

CX7022 CX7022 1/13/1999 Email from Irwin Jacobs to Rich Sulpizio and Steve 

Altman re: QNDCAL04864688 QNDCAL04864689 Irwin Jacobs Qualcomm Steve Altman; Irwin Jacobs

CX7024 Amon CX7024 Amon 12/7/2015 Handwritten notes: Cristiano Amon Q2017MDL1 02704177 Q2017MDL1 02704182 Cristiano Amon Qualcomm Cristiano Amon

CX7035 CX7035 2/27/2008 Email from Steve Altman to Don Rosenberg and 

Paul Jacobs re: discussion Q2017MDL1_02697467 Q2017MDL1_02697467 Steve Altman Qualcomm Steve Altman; Paul Jacobs

CX7042 CX7042 10/6/2006

Email from Kathleen Young to 'qcbod' and Doug 

Rein re: meeting materials (10/06/06 special QC 

board meeting) w/Attach: Q2014FTC03592698 Q2014FTC03592699 Kathleen Young Qualcomm

Paul Jacobs; Derek Aberle; 

Michael Hartogs; David Wise; 

Irwin Jacobs; Qualcomm 

Executives

CX7054 CX7054 10/28/2009 Email from Steve Altman to Paul Jacobs re: fwd: 

proposal Q2017MDL1_01442546 Q2017MDL1_01442549 Steve Altman Qualcomm Steve Altman; Derek Aberle; Paul Jacobs

REDACTED VERSION OF DOCUMENTS SOUGHT TO BE SEALED FTC Exhibit List 5:17-cv-0220-LHK-NMC "Qualcomm Executives" includes officers, directors, and other employees with knowledge of the document Page 14 of 22

Case 5:17-cv-00220-LHK Document 946-4 Filed 11/29/18 Page 15 of 23
Trial Exhibit No. Exhibit No. Date Description Bates - Begin Bates - End Author(s) Producing Party + Sponsoring Witnesses

CX7067 CX7067 10/18/2015

Email from David Wise to Steven Mollenkopf, 

Cristiano Amon, and Derek Aberle re 

Board Materials - Draft

Q2017MDL1_02695888 Q2017MDL1_02695893 David Wise Qualcomm

Derek Aberle; Cristiano Amon; 

Steven Mollenkopf; David 

Wise

CX7104 CX7104 1/6/2007

Email from Derek Aberle to Marvin Blecker, Steve 

Altman, Paul Jacobs, et al. re: review of the Q2017MDL1_02716706 Q2017MDL1_02716708 Derek Aberle Qualcomm

Derek Aberle; Steve Altman; 

Paul Jacobs; Louis Lupin; 

Michael Hartogs

CX7105 CX7105 1/30/2007 Email from Marvin Blecker to Steve Altman and 

Derek Aberle re: new obstacles Q2017MDL1_01469241 Q2017MDL1_01469245 Marvin Blecker Qualcomm Derek Aberle; Steve Altman;

CX7122 CX7122 6/22/2017

Email from Priscilla Srbu to Derek Aberle, Alex 

Rogers, David Cianflone, et al. re: draft strat plan 

& board decks w/Attach: Board Deck_062117 

Draft pptx; QTL Strat Plan 2018-2022_062117.pptx

QNDCAL04194194 QNDCAL04194364 Priscilla Srbu Qualcomm

Derek Aberle; Fabian Gonell; 

Alex Rogers; Qualcomm 

Executives

CX7125 CX7125 9/29/2017

Email from John Sinnott to Alex Rogers re: QTL 

comments to investors w/Attach: Analyst Day 

Licensing Biz Presentations 2005-2016.docx

QNDCAL04198891 QNDCAL04198991 John Sinnott Qualcomm

Derek Aberle, Steve Altman; 

Alex Rogers; Qualcomm 

Executives

CX7128 CX7128 7/22/2015 Presentation: Q2017MDL1_00030823 Q2017MDL1_00030920 Qualcomm Fabian Gonell

CX7141 CX7141 12/16/2004 Email from Derek Aberle to Steve Altman re: Nokia QNDCAL04935111 QNDCAL04935111 Derek Aberle Qualcomm Derek Aberle; Steve Altman

CX7142 CX7142 5/10/2016

Email from Derek Aberle to Paul Jacobs re: fwd: 

Word doc w/Attach: 5 Year Key Deal Update_3 31 

16 (No Links) .pptx; DA Deal - without exhibits 

5&6.docx

QAPPCMSD02953730 QAPPCMSD02953736 Derek Aberle Qualcomm Derek Aberle; Paul Jacobs

CX7143 CX7143 8/12/2016

Email from Liren Chen to Derek Aberle and Alex 

Rogers re: QTL 5G work streams w/Attach: 5G 

QTL Work Streams Proposal-v9.pptx

QNDCAL04937515 QNDCAL04937547 Liren Chen Qualcomm Derek Aberle; Alex Rogers; 

Liren Chen

CX7170 CX7170 1/26/2017 Letter from Seungho Ahn to Derek Aberle re: Q2014FTC04139525 Q2014FTC04139525 Seungho Ahn Qualcomm Derek Aberle; Seungho Ahn; 

Alex Rogers

CX7198 CX7198 5/27/2005 Email from Paul Jacobs to "exc," David Wise, and 

Louis Lupin re: Flarion proposal Q2017MDL6_01380502 Q2017MDL6_01380505 Paul Jacobs Qualcomm

Paul Jacobs, Steven 

Mollenkopf; Derek Aberle; 

Louis Lupin, David Wise; 

Qualcomm Executives

CX7200 CX7200 10/15/2007

Email from Steve Altman to Don Rosenberg re: 

fwd: attorney client privileged

w/Attach Discussion_10.17.07_FNL.ppt; 

-Competitive Response 10.17 07 FNL.doc

Q2017MDL1_02696440 Q2017MDL1_02696502 Steve Altman Qualcomm

Steve Altman; Paul Jacobs; 

David Wise; Qualcomm 

Executives

CX7220 CX7220 12/11/2003 Email from Steve Altman to Greg Cobb QNDCAL02176585 QNDCAL02176589 Steve Altman Qualcomm Steve Altman; Paul Jacobs

CX7224 CX7224 7/16/2006 Email from Paul Jacobs to Steve Altman re: TMO 

IPR meet - 11th July 2006 Q2017MDL1_01125900 Q2017MDL1_01125905 Paul Jacobs Qualcomm Paul Jacobs; Steve Altman

CX7229 CX7229 10/10/2007 Email from Marvin Blecker to Jing Wang, Len 

Lauer, and Paul Syrowik re : China Factor QNDCAL04965783 QNDCAL04965783 Marvin Blecker Qualcomm

Paul Jacobs; Steve Altman; 

Irwin Jacobs; Derek Aberle; 

Michael Hartogs

CX7234 CX7234 1/11/2008

Email from Bill Keitel to Sanjay Jha re: Jan 11 

board meeting w/Attach: Analysis & Prelim 

Recommendation.pdf; Appendices.pdf; 

Lehman.pdf; Morgan Stanley. pdf

QNDCAL02797418 QNDCAL02797573 Bill Keitel Qualcomm

Paul Jacobs; Steve Altman; 

David Wise; James 

Thompson; Michael Hartogs; 

Derek Aberle; Steven 

Mollenkopf; Qualcomm 

Executives

CX7251 CX7251 12/15/2015

Email from Warren Kneeshaw to George Davis re: 

faq w/Attach: Project FAQ Final - 12 14 

2015.docx

QAPPCMSD01246292 QAPPCMSD01246308 Warren 

Kneeshaw Qualcomm Paul Jacobs; Steven Mollenkopf; David Wise

CX7257 CX7257 11/1/2017 Qualcomm 2017 Annual Report Form 10-K CX7257-001 CX7257-148 Public

Steven Mollenkopf; Paul 

Jacobs; Liren Chen; 

Qualcomm Executives

CX7279 CX7279 7/28/2007 Email from Paul Jacobs to Sanjay Jha w/Attach: 

 Strat Comm Discussion 7.26 06pj ppt QNDCAL04966103 QNDCAL04966118 Paul Jacobs Qualcomm Paul Jacobs; Qualcomm Executives

CX7303 CX7303 10/4/2002

Email from Louis Lupin to Marvin Blecker, Luke 

Bonacci, Greg Cobb, et al. re: hop-on wireless test 

market

Q2014FTC03370383 Q2014FTC03370384 Louis Lupin Qualcomm

Louis Lupin; Steve Altman; 

Derek Aberle; Michael 

Hartogs

CX7304 CX7304 7/9/2001

Email from Jeffrey Altman to Derek Aberle re: fwd: 

license agreement w/Attach: StdSubscrLicAgmt 2Gonly 4-6-0111 doc

Q2014FTC03374277 Q2014FTC03374278 Jeffrey Altman Qualcomm Derek Aberle; Jeffrey Altman

CX7308 CX7308 12/14/2012 Email from Jeffrey Altman to Shou Wei Lam and 

Abbaseh Samimi re: fwd: follow-up Q2014FTC03475059 Q2014FTC03475061 Jeffrey Altman Qualcomm Derek Aberle; Jeffrey Altman

CX7351 CX7351 4/1/2010 Email from Jeffrey Altman to Xuyuan re: 

CDMA2000 licence Q2017MDL1_01759049 Q2017MDL1_01759052 Jeffrey Altman Qualcomm Jeffrey Altman;

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Case 5:17-cv-00220-LHK Document 946-4 Filed 11/29/18 Page 16 of 23
Case 5:17-cv-00220-LHK Document 946-4 Filed 11/29/18 Page 17 of 23
Trial Exhibit No. Exhibit No. Date Description Bates - Begin Bates - End Author(s) Producing Party + Sponsoring Witnesses

CX7602 CX7602 4/18/2007 Presentation: Technology Licensing: Market 

Trends Q2017MDL1_02942431 Q2017MDL1_02942431 Qualcomm Derek Aberle; Steve Altman; Michael Hartogs; Louis Lupin

CX7603 CX7603 4/29/2011 Presentation: Technology Licensing: Market 

Trends Q2017MDL1_02944115 Q2017MDL1_02944115 Qualcomm Derek Aberle; Steve Altman; Paul Jacobs

CX7604 CX7604 4/17/2013 Presentation: Technology Licensing: Market 

Trends Q2017MDL1_02944264 Q2017MDL1_02944264 Qualcomm Derek Aberle; Steve Altman; Paul Jacobs

CX7606 CX7606 5/24/2011 Qualcomm Presentation: QCT Strategic Plan Q2017MDL1_03031492 Q2017MDL1_03031492 Qualcomm Steven Mollenkopf; Cristiano 

Amon

CX7607 CX7607 6/11/2012 Qualcomm Presentation: FY12 Strat Plan Q2017MDL1_03031496 Q2017MDL1_03031496 Qualcomm Steven Mollenkopf; Cristiano 

Amon

CX7617 CX7617 4/9/2015 Qualcomm Presentation: Technology Licensing: 

Market Trends Q2017MDL1_03127051 Q2017MDL1_03127222 Qualcomm

Steven Mollenkopf; Derek 

Aberle; Eric Reifschneider; 

Fabian Gonell; Qualcomm 

Executives

CX7618 CX7618 7/15/2016 Qualcomm Presentation: Technology Licensing: 

Market Trends Q2017MDL1_03127921 Q2017MDL1_03128095 Qualcomm

Derek Aberle; Steven 

Mollenkopf; Alex Rogers; 

Fabian Gonell; Qualcomm 

Executives

CX7624 CX7624 2/19/2008

Email from Sanjay Jha to Cristiano Amon, sj.staff, 

cdma pm, et al. re: China Telecom CDMA plans 

approved!

Q2017MDL5_07802830 Q2017MDL5_07802831 Sanjay Jha Qualcomm Cristiano Amon; Steven 

Mollenkopf;

CX7629 CX7629 7/21/2017

Email from Zena Blecker to Abbaseh Samimi and 

Yunyun Guo re: tech book through CY17Q1 

w/Attach: 2017Q1 Tech book Final.zip

QAPPCMSD02139297 QAPPCMSD02139470 Zena Blecker Qualcomm

Derek Aberle; Steven 

Mollenkopf; Alex Rogers; 

Qualcomm Executives

CX7637 CX7637 8/18/2015

Email from Jacob Magdaleno to 'ww.staff' re: 

CQ3'15 competitive pricing deck w/Attach: 

Competitive Pricing Deck - Q3 CY15 pdf

Q2014FTC04601517 Q2014FTC04601607 Jacob 

Magdaleno Qualcomm

Cristiano Amon; Steven 

Mollenkopf; Qualcomm 

Executives

CX7639 CX7639 6/1/2016 Qualcomm Presentation: Strategy Pricing Review - 

Low/Mid Focus QNDCAL01104282 QNDCAL01104282 Qualcomm Cristiano Amon; Steven Mollenkopf

CX7640 CX7640 09/??/17

Strategy Analytics Spreadsheet: Baseband Market 

Share Tacker Q2 2017: Intel, HiSilicon Register 

Triple-digit LTE Shipment Growth

QNDCAL01104489 QNDCAL01104489 Qualcomm Cristiano Amon, Steven 

Mollenkopf, William Wyatt

CX7644 CX7644 6/10/2013 Presentation: QCT FY14 Strat Q2017MDL1_03031501 Q2017MDL1_03031501 Qualcomm Steven Mollenkopf; Cristiano 

Amon; Qualcomm Executives

CX7648 CX7648 6/25/1999

Letter from Louis Lupin to Susan Miller re: 

intellectual property rights on IMT-2000 radio 

transmission technologies

Q2017MDL1_00009588 Q2017MDL1_00009588 Louis Lupin Qualcomm Louis Lupin; Qualcomm 

Executives

CX7650 CX7650 2/22/2012 Email from Eric Reifschneider to Derek Aberle re: 

draft license agreement Q2017MDL1_01206699 Q2017MDL1_01206705 Eric Reifschneider Qualcomm Eric Reifschneider; Derek Aberle

CX7669 CX7669 3/10/2008 Q2017MDL1_03048829 Q2017MDL1_03048845 Qualcomm Eric Reifschneider; Derek 

Aberle; Qualcomm Executives

CX7692 CX7692 5/9/2007

Email from Derek Aberle to Scottie Yoo and 

William Kim re: 

Q2014FTC03937507 Q2014FTC03937570 Derek Aberle Qualcomm Derek Aberle; Qualcomm 

Executives

CX7786 CX7786 12/15/2000 Email from Marvin Blecker to HT Cho, Peter Chou, 

M Liang, et al. re: CDMA license agreement review Q2014FTC03367248 Q2014FTC03367249 Marvin Blecker Qualcomm Paul Jacobs; Steve Altman; Michael Hartogs

CX7799 CX7799 2/23/2000

Email from Steve Altman to Jon Meyer, Steve 

Altman, Rich Sulpizio, Paul Jacobs,et al. re: 

discussions

Q2014FTC03438266 Q2014FTC03438267 Steve Altman Qualcomm Steve Altman; Paul Jacobs; 

Irwin Jacobs

CX7824 CX7824 2/23/2012 Email from Enrico Salvatori to Jonathan Weiser 

and James Lederer re: urgent Q2014FTC04497009 Q2014FTC04497010 Enrico Salvatori Qualcomm Derek Aberle; Steven Mollenkopf

CX7886 CX7886 10/1/2004 Email from Steve Altman to Jeff Jacobs re: update 

on 6250 IOT with CMCC Q2017MDL5_10141828 Q2017MDL5_10141831 Steve Altman Qualcomm Steve Altman

CX7910 CX7910 3/2/2013

Email from Steven Mollenkopf to James Lederer, 

Cristiano Amon, Murthy Renduchintala, et al. re: 

 deals are done

QNDCAL00413487 QNDCAL00413488 Steven 

Mollenkopf Qualcomm Steven Mollenkopf; Cristiano Amon

CX7961 CX7961 10/25/2012

Email from Eric Reifschneider to Jonathan Weiser, 

Fabian Gonell, Amy Olsen, et al. re: fwd: Sony 

Mobile - privileged w/Attach: Sony Mobile Backlog 

77714 10.13.12.xls; Sony Mobile Backlog 80715 

10.13.12.xls

QNDCAL05028762 QNDCAL05028768 Eric 

Reifschneider Qualcomm Eric Reifschneider; Derek Aberle; Fabian Gonell

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Case 5:17-cv-00220-LHK Document 946-4 Filed 11/29/18 Page 18 of 23
Trial Exhibit No. Exhibit No. Date Description Bates - Begin Bates - End Author(s) Producing Party + Sponsoring Witnesses

CX7968 CX7968 12/13/2012

Email from Steven Mollenkopf to Cristiano Amon, 

James Lederer, Jonathan Weiser, et al. re: 

**privileged and confidential attorney client 

communication**

QAPPCMSD02659282 QAPPCMSD02659283 Steven 

Mollenkopf Qualcomm Cristiano Amon; Steven Mollenkopf

CX7988 CX7988 8/10/2011

Accounting Memo from Larry Griffith and Erin 

Polek to Corporate Accounting File re: Q2017MDL1_03100642 Q2017MDL1_03100644 Larry Griffith; 

Erin Polek Qualcomm Derek Aberle; Qualcomm Executives

CX7991 CX7991 8/12/2005

Accounting Memo from Joyce Ford to Corporate 

Accounting File re: Flarion acquisition - use of 

assumptions and probabilities in valuation

QNDCAL03960159 QNDCAL03960161 Joyce Ford Qualcomm Derek Aberle; Marvin Blecker; 

Michael Hartogs

CX8000 CX8000 3/18/2005

Tax Department Memo from Lee Gilbert to 

Corporate Tax Files re: Qualcomm Global Trading, 

Inc - (DRAFT)

QNDCAL04808503 QNDCAL04808512 Lee Gilbert Qualcomm Derek Aberle; Qualcomm 

Executives

CX8008 CX8008 4/17/2015 Qualcomm Presentation: China Long Term 

Strategy: 'Big Moves' work stream Q2017MDL1_02652787 Q2017MDL1_02652802 Qualcomm Derek Aberle

CX8071 CX8071 4/24/2013

Email from Sanjay Mehta to Jonathan Weiser, 

Steven Mollenkopf, James Lederer, et al. re: 

slides for upcoming board meeting - privileged and 

confidential w/Attach Deal Summary 

Framework v1 ppt

Q2017MDL1_01067576 Q2017MDL1_01067577 Sanjay Mehta Qualcomm Steven Mollenkopf; Cristiano 

Amon;

CX8082 CX8082 3/13/2015 Email from William Wyatt to Jacob Magdaleno re: 

fwd: continuity of supply and SOW Q2017MDL1_01993021 Q2017MDL1_01993027 William Wyatt Qualcomm Cristiano Amon; Steven Mollenkopf

CX8090 CX8090 12/10/2014

Email from Thomas Rouse to Eric Reifschneider, 

Joseph Lee, Matt Gettinger, et al. re: Sony meeting 

notes -- attorney-client privileged w/Attach: Sony 

Meeting 12-10-14.docx

Q2017MDL1_02738814 Q2017MDL1_02738819 Thomas Rouse Qualcomm Eric Reifschneider

CX8116 CX8116 3/15/2016 Email from Derek Aberle to Jim Cathey, Cristiano 

Amon Fabian Gonell et al. re: HTC QAPPCMSD00949883 QAPPCMSD00949883 Derek Aberle Qualcomm Derek Aberle; Cristiano Amon; Fabian Gonell

CX8117 CX8117 12/16/2003 Email from Steve Altman to Woo Paik re: fwd: final 

LG arb. request w/Attach: SFX3C5.pdf QNDCAL02123631 QNDCAL02123641 Steve Altman Qualcomm Steve Altman; Paul Jacobs; Qualcomm Executives

CX8118 CX8118 2/23/2004

Email from Irwin Jacobs to Tony Thornley, Steve 

Altman, Louis Lupin, et al. re: our license 

agreement from web courtesy of NeoPoint

Q2014FTC04156839 Q2014FTC04156849 Irwin Jacobs Qualcomm Paul Jacobs; Steve Altman; 

Irwin Jacobs

CX8121 CX8121 10/10/2011

Email from Derek Aberle to Larry Griffith and David 

Cianflone re: accounting memos w/Attach: CM 

2011 2G to 3G Market Growth Memo - 

DRAFT2/3+dka.docx; Q4 2011 Embedded 

Modules - DRAFT- 10-9-11+dka.docK QTL Annual 

License Amortization Review FY11 Draft 10-9-

11+dka docx; 

(Q4FY11) - Draft 10-9-11+dka docx

Q2017MDL1_00477921 Q2017MDL1_00477931 Derek Aberle Qualcomm Derek Aberle

CX8126 CX8126 10/21/2016 2016 TIA Intellectual Property Rights Policy CX8126-001 CX8126-024 Public Derek Aberle, Alex Rogers; 

Fabian Gonell

CX8127 CX8127 3/1/2015 2015 Operating Procedures for ATIS Forums and 

Committees Q2017MDL1_00024028 Q2017MDL1_00024053 Qualcomm Derek Aberle, Alex Rogers

CX8128 CX8128 5/1/2014 2014 TIA Intellectual Property Rights Policy Q2017MDL1_00025790 Q2017MDL1_00025797 Qualcomm Derek Aberle Alex Rogers

CX8144 CX8144 7/23/2012

Letter from Thomas Rouse to Thomas Goode re: 

patent holder statement on behalf of Qualcomm 

Incorporated for ATIS input to Rec. 1.1741.8 

(3GPP Release 10 specifications)

Q2017MDL2_00006366 Q2017MDL2_00006658 Thomas Rouse Qualcomm Derek Aberle, Alex Rogers; 

Qualcomm Executives

CX8152 CX8152 7/10/1998

Letter from Louis Lupin to Billie Zidek-Conner re: 

standard IS-9B, "mobile station-base station 

compatibility standard for dual-mode spread 

spectrum systems"

Q2017MDL1_00013626 Q2017MDL1_00013626 Louis Lupin Qualcomm Louis Lupin

CX8177 CX8177 10/21/1999 Email from Steve Altman to Louis Lupin and 

Marvin Blecker re: Intel/DSPC QNDCAL01422595 QNDCAL01422597 Steve Altman Qualcomm Steve Altman; Louis Lupin

CX8178 CX8178 6/9/2005

Email from Marvin Blecker to Derek Aberle, 

Michael Hartogs, Greg Cobb, et al. w/Attach: db 

QTL report.pdf

Q2014FTC04057446 Q2014FTC04057461 Marvin Blecker Qualcomm Steve Altman; Louis Lupin; 

Derek Aberle

CX8181 CX8181 2/16/2013

Email from Gaby Boy to Shawn Ambwani and Eric 

Reifschneider re: presentation w/Attach: ER 

Presentation - QTL Licensing and SEPs (Final - 

Feb 15).pdf

QAPPCMSD02321080 QAPPCMSD02321122 Gaby Boy Qualcomm Eric Reifschneider

CX8183 CX8183 11/14/2007

Email from Amy Berguson to Steve Altman, Derek 

Aberle, Aisha Williams, et al. re: final version of 

New York Slides w/Attach: NY Analyst Day_SA_11-

14-07 vF NAL.ppt

QNDCAL05003905 QNDCAL05003908 Amy Berguson Qualcomm Derek Aberle; Steve Altman

REDACTED VERSION OF DOCUMENTS SOUGHT TO BE SEALED FTC Exhibit List 5:17-cv-0220-LHK-NMC "Qualcomm Executives" includes officers, directors, and other employees with knowledge of the document Page 18 of 22

Case 5:17-cv-00220-LHK Document 946-4 Filed 11/29/18 Page 19 of 23
Trial Exhibit No. Exhibit No. Date Description Bates - Begin Bates - End Author(s) Producing Party + Sponsoring Witnesses

CX8185 CX8185 4/10/2009

Email from Michael Hartogs to Jennifer Vasta re: 

fwd: Ericsson argument w/Attach: Ericsson's 

Opposition to QC's Motion for Partial SJ.pdf: 

Ericsson's Response to QC's Reply in

Support of its Motion for Partial SJ.pdf: QC's 

Answer to Ericsson's 3rd Amended Complaint.pdf: 

QC's Motion for Partial SJ.pdf; QC's Reply in 

Support of its Motion for Partial SJ pdf

Q2017MDL1_01430889 Q2017MDL1_01431213 Michael Hartogs Qualcomm Fabian Gonell Steve Altman

CX8189 CX8189 5/17/2017

Email from Gunnar Thoreson to William Wyatt, 

Mauricio Lopez-Hodoyan, Larry Gianulis, et al. re: 

5G units w/Attach: 2017-05 5G Market Share 

Walk.pptx

Q2014FTC03873785 Q2014FTC03873788 Gunnar 

Thoreson Qualcomm William Wyatt

CX8190 CX8190 10/26/2017

Email from Taylor Cabaniss to Steven Mollenkopf, 

Akash Palkhiwala, and Cristiano Amon re: QCT 

earning call and budget financial & units decks 

w/Attach: FY18 Budget F NAL UNITS - QCT 

v6 0 pptx; QCT Earnings Call Q4 FY17.pptx; QCT 

FY18 Budget Deck pptx

QAPPCMSD03730556 QAPPCMSD03730559 Taylor Cabaniss Qualcomm Steven Mollenkopf; Cristiano 

Amon

CX8191 CX8191 7/10/2017 Board of Directors Meeting July 27, 2017 QNDCAL04505886 QNDCAL04506087 Qualcomm

Steven Mollenkopf; Cristiano 

Amon; James Thompson; 

Qualcomm Executives

CX8193 CX8193 1/14/2018

Email from Jenny Gore to Steven Mollenkopf, Paul 

Jacobs, George Davis, et al. re: communications 

materials for review w/Attach: 2018.01.10 Failed 

MA_v4.pdf; 2018 01.13 QCOM Sell-Side Analysts 

Recap ver11.pdf; Dispelling Myths v01.13.18 - 

Updated.pdf; Employee Emails for Investor 

Deck_1.13.18 docx; Investor meeting prep - Key 

Themes and QA_v16 CLEAN.DOCX; Investor 

meeting prep - Key Themes and 

QA_v16_CLEAN1.DOCX; Project - Fight 

Letter #1 DRAFT 1-13-18 (4 30PM).docx; Project 

 Investor Presentation v155 (Jan_13) 

IR_1PM pdf; - Prep Materials for

Investor Meetings (Week of 1-15-18).pdf

QNDCAL04949521 QNDCAL04949634 Jenny Gore Qualcomm Steven Mollenkopf; Cristiano 

Amon; Qualcomm Executives

CX8194 CX8194 1/13/2018

Email from Cindy Ping to Steven Mollenkopf, John 

Sinnot, George Davis, et al. re: SS- draft release / 

privileged and confidential w/Attach: 

QTL_SSmessagingreactiveQA_v5 docx; 

Qualcomm Samsung Draft6.docx

QNDCAL04949635 QNDCAL04949654 Cindy Ping Qualcomm Steven Mollenkopf; Fabian 

Gonell; Alex Rogers

CX8195 CX8195 1/30/2018

Email from Patty Schaeffer to Steven Mollenkopf, 

Don Rosenberg, George Davis, et al. re: Q1 FY18 

earnings / q&a prep w/Attach: FY18 Q1 IR 

Earnings FAQ (v6 CLEAN) docx; FY18 Q2 FAQ 

QCT_1.29.18.docx; FY18 Q2 FAQ 

QCT_1.29.181.docx; Hot Topics FY18Q1 - Draft 

V2.docx Q1 FY18 George Script v11 GSD Final 

edits Clean docx Q1FY18 SM script v9 docx

QNDCAL04950697 QNDCAL04950782 Patty Schaeffer Qualcomm Steven Mollenkopf; Paul 

Jacobs

CX8196 CX8196 12/4/2017 Board of Directors Meeting Dec. 4, 2017 QNDCAL04971227 QNDCAL04971548 Qualcomm

Steven Mollenkopf; Cristiano 

Amon; James Thompson; 

Qualcomm Executives

CX8197 CX8197 1/16/2018 Qualcomm Presentation: A Clear Roadmap for 

Value Creation CX8197-001 CX8197-044 Public Steven Mollenkopf; Cristiano Amon

CX8198 CX8198 1/16/2018

Qualcomm Press Release: Qualcomm Sends 

Letter to Stockholders and Files Investor 

Presentation

CX8198-001 CX8198-013 Public Steven Mollenkopf;

CX8199 CX8199 2/8/2018

Qualcomm Press Release: Global OEMs Select 

Qualcomm Snapdragon X50 5G NR Modem Family 

for Mobile Device Launches in 2019

CX8199-001 CX8199-009 Public Steven Mollenkopf; Cristiano 

Amon; Qualcomm Executives

CX8200 CX8200 11/17/2017

Email from Amy Olsen to Alex Rogers, Don 

Rosenberg, John Han, et al. re: 

: FW: 

Letter from Qualcomm

QNDCAL04878208 QNDCAL04878232 Amy Olsen Qualcomm Alex Rogers; Qualcomm 

Executives

CX8206 CX8206 12/1/1998 Email from Steve Altman to Irwin Jacobs and Rich 

Sulpizio re: fwd: royalties vs. ASICs sales Q2014FTC03372707 Q2014FTC03372707 Steve Altman Qualcomm Steve Altman; Irwin Jacobs

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Case 5:17-cv-00220-LHK Document 946-4 Filed 11/29/18 Page 20 of 23
Trial Exhibit No. Exhibit No. Date Description Bates - Begin Bates - End Author(s) Producing Party + Sponsoring Witnesses

CX8208 CX8208 8/9/2008

Email from Paul Jacobs to Derek Aberle, Don 

Rosenberg, Steve Altman, et al. re: Samsung 

meeting--legal privileged communication

Q2017MDL1_03368176 Q2017MDL1_03368180 Paul Jacobs Qualcomm Derek Aberle; Steve Altman; 

Paul Jacobs

CX8209 CX8209 8/25/2006

Email from Steve Altman to Sanjay Mehta, Derek 

Aberle, David Bush, et al. re: QNDCAL00407244 QNDCAL00407244 Steve Altman Qualcomm Steve Altman; Derek Aberle

CX8211 CX8211 11/15/2013

Email from Eric Reifschneider to Fabian Gonell, 

Thomas Rouse, Deborah Dwight, et al. re: 

comments on - privileged 

w/Attach: 

QNDCAL04849610 QNDCAL04849617 Eric 

Reifschneider Qualcomm Eric Reifschneider; Derek Aberle; Fabian Gonell

CX8213 CX8213 3/7/2016 Email from Steven Mollenkopf to Michelle Sterling 

re: tonight's discussion QAPPCMSD06819284 QAPPCMSD06819288 Steven Mollenkopf Qualcomm Derek Aberle; Steven Mollenkopf

CX8214 CX8214 6/10/2002

Email from Marvin Blecker to Steve Altman re: 

letter sent to LGE in May, attached w/Attach: SungYong Kang 5-16-02.doc

Q2014FTC03369840 Q2014FTC03369843 Marvin Blecker Qualcomm Steve Altman

CX8215 CX8215 6/15/2016 Qualcomm Response to Specifications 1 and 2 of 

the CID Dated Apr. 28, 2016 CX8215-001 CX8215-512 Qualcomm

Cristiano Amon, Derek Aberle, 

Irwin Jacobs, Paul Jacobs, 

Steven Mollenkopf, David 

Wise; Qualcomm Executives

CX8233 CX8233 4/7/2015

Email from James Thompson to Steven 

Mollenkopf, Murthy Renduchintala, and Cristiano 

Amon re: opex analysis 4_6_15 r1.pptx w/Attach: 

Opex analysis 4 6 15 r1 pptx

Q2014FTC04801440 Q2014FTC04801441 James 

Thompson Qualcomm Cristiano Amon; Steven Mollenkopf; James Thompson

CX8234 CX8234 1/3/2013 Qualcomm Presentation: QMC Chipset Product 

Roadmaps Q2017MDL1_00000099 Q2017MDL1_00000099 Qualcomm

Derek Aberle, Cristiano Amon, 

Keith Kressin, Steven 

Mollenkopf, Eric 

Reifschneider, William Wyatt

CX8236 CX8236 6/9/2012

Email from Andy Oberst to 'exc,' Steven 

Mollenkopf, James Lederer, et al. re: QCT 

strategic plan w/Attach: QCT strategy 2012 Final 

EXC.potx

QAPPCMSD00510555 QAPPCMSD00510556 Andy Oberst Qualcomm

Steven Mollenkopf; Keith 

Kressin; Cristiano Amon; 

Derek Aberle; James 

Thompson

CX8239 CX8239 12/27/2016

Email from John Choi to Don Rosenberg, Mark 

Snyder, Chris Longman, et al. re: fwd: : 

follow up items -- privileged w/Attach: Pressrelease-161228-t02-all.docx

QAPPCMSD09925309 QAPPCMSD09925338 John Choi Qualcomm

Derek Aberle, Cristiano Amon, 

Paul Jacobs, Steven 

Mollenkopf; Qualcomm 

Executives

CX8243 CX8243 9/30/2009 Japan Fair Trade Commission Press Release: 

Cease and Desist Order against Qualcomm Inc. CX8243-001 CX8243-004

Japan Fair 

Trade 

Commission

Public

Derek Aberle, Cristiano Amon, 

Paul Jacobs, Steven 

Mollenkopf

CX8251 CX8251 10/20/2006 Email from Greg Cobb to Derek Aberle, Jeffrey 

Altman Louis Lupin et al. re: Sagem QNDCAL03321989 QNDCAL03321990 Greg Cobb Qualcomm Derek Aberle

CX8252 CX8252 2/9/2015

Email from Derek Aberle to Francisco Ros, Paul 

Jacobs, and Steven Mollenkopf re: Qualcomm and 

China's National Development and Reform 

Commission reach resolution

Q2017MDL1_00158900 Q2017MDL1_00158905 Derek Aberle Qualcomm Paul Jacobs; Steven 

Mollenkopf; Derek Aberle;

CX8253 CX8253 8/25/2011

Email from Aisha Williams to Stein Lundby, Roger 

Martin, Alex Rogers, et al. re: Master List Updat 

w/Attach: Master Lic List 2011-08-24 xlsx

QAPPCMSD02256945 QAPPCMSD02256946 Aisha Williams Qualcomm Derek Aberle; Michael 

Hartogs

CX8254 CX8254 6/2/2016

Email from Katie Arner to William Wyatt re: 

8917_8940 Pricing Strategy (003).pptx w/Attach: 

8917 8940 Pricing Strategy (003) pptx

Q2014FTC04599055 Q2014FTC04599056 Katie Arner Qualcomm Cristiano Amon, William Wyatt

CX8255 AltmanJ Apple 

Exhibit 3 4/27/2005 Email from Jeffrey Altman to Barry Corlett re: Qualcomm licensing program Q2017MDL5_04482120 Q2017MDL5_04482120 Jeffrey Altman Qualcomm Jeffrey Altman

CX8256 Amon Apple 

Exhibit 3 7/3/2016

Email from Savi Soin to Cristiano Amon re: QCT 

strat plan decks w/Attach: 

QCT_Stratplan_June2016_Final Presented wo 

backup.pptx

Q2014FTC04073554 Q2014FTC04073555 Savi Soin Qualcomm Cristiano Amon; Qualcomm 

Executives

CX8257 Amon Apple 

Exhibit 7 10/24/2008 Email from Sanjay Mehta to Cristiano Amon and James Lederer re: CDMA vs UMTS pricing Q2014FTC03869031 Q2014FTC03869032 Sanjay Mehta Qualcomm Cristiano Amon

CX8258 Blecker Apple 

Exhibit 1 9/12/2007

Email from Marvin Blecker to Abbaseh Samimi, 

Derek Aberle, Sanjay Jha, et al. re: cap for 

smartphone devices

Q2017MDL1_01598957 Q2017MDL1_01598961 Marvin Blecker Qualcomm Derek Aberle; Marvin Blecker

CX8259 Blecker Apple 

Exhibit 5 12/7/2006 Email from Marvin Blecker to Steve Altman re: Apple ipod-phone deal Q2017MDL1_01173718 Q2017MDL1_01173719 Steve Altman Qualcomm Marvin Blecker, Steve Altman, 

Derek Aberle, Paul Jacobs

CX8260 Blecker Apple 

Exhibit 6 12/8/2006

Email from Paul Jacobs to Steve Altman, Marvin 

Blecker, Sanjay Jha, et al. re: Apple ipod-phone 

deal

Q2014FTC03520714 Q2014FTC03520715 Marvin Blecker Qualcomm Steve Altman, Marvin Blecker, 

Paul Jacobs

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Case 5:17-cv-00220-LHK Document 946-4 Filed 11/29/18 Page 21 of 23
Trial Exhibit No. Exhibit No. Date Description Bates - Begin Bates - End Author(s) Producing Party + Sponsoring Witnesses

CX8261 Chen Apple 

Exhibit 2 2/28/2008

Email from Victoria Chen to Phil Fries re: Following 

up....today's presentation, follow up call to be 

scheduled w/Attach: MDSA issues 

(022108vc)v21 ppt

QNDCAL03583789 QNDCAL03583790 Victoria Chen Qualcomm Tony Blevins

CX8262 ChenL Apple 

Exhibit 12 9/6/2016 Qualcomm Presentation: Standards, SEPs, Licensing, and Litigation in the ICT Industry QAPPCMSD07412973 QAPPCMSD07413052 Qualcomm

Liren Chen, Alex Rogers, 

Fabian Gonell; Qualcomm 

Executives

CX8263 DavisG Apple 

Exhibit 6 9/8/2015

Email from David Wise to Steven Mollenkopf, 

Derek Aberle, Paul Jacobs, et al. re: Ed 

Tiedemann's Revisions to Bullets - privileged and 

confidential w/Attach: Board Committee 

Regulatory Discussion FINAL docx; Board 

Committee Standards Discussion.docx

Q2017MDL1_02688236 Q2017MDL1_02688248 David Wise Qualcomm

Derek Aberle; Cristiano Amon; 

Paul Jacobs; Steven 

Mollenkopf

CX8264 Hartogs Apple 

Exhibit 17 8/2/2004 Email from Steve Altman to Marvin Blecker, Louis Lupin Derek Aberle et al. re: Intel update Q2017MDL5_04133887 Q2017MDL5_04133887 Steve Altman Qualcomm Steve Altman; Michael Hartogs Derek Aberle

CX8265 Hartogs Apple 

Exhibit 4 12/30/2006 Email from Marvin Blecker to Paul Jacobs, Michael Hartogs, and Steve Altman re: Apple Q2017MDL1_02924841 Q2017MDL1_02924845 Marvin Blecker Qualcomm Michael Hartogs; Paul Jacobs; Derek Aberle; Steve Altman;

CX8266 JacobsP Apple 

Exhibit 1 11/3/2005 Conference Call Transcript: Q4 2005 Qualcomm Earnings Call Q2017MDL5_05759950 Q2017MDL5_05759965 Qualcomm Steve Altman; AberlD; Paul Jacobs

CX8267 JacobsP Apple 

Exhibit 25 2/22/2008

Email from Marvin Blecker to Paul Jacobs, Sanjay 

Jha, Steven Mollenkopf, et. al. re: QAPPCMSD00432506 QAPPCMSD00432506 Marvin Blecker Qualcomm

Paul Jacobs; Derek Aberle; 

Steve Altman; Michael 

Hartogs; Irwin Jacobs; Paul 

Jacobs; Sanjay Jha; Steven 

Mollenkopf

CX8268 Kressin Apple 

Exhibit 10 8/31/2010 Email from Keith Kressin to Ron Tessitore re: it's official: Intel to acquire Infineon Wireless Solutions Q2014FTC04860918 Q2014FTC04860921 Keith Kressin Qualcomm Keith Kressin

CX8269 Lederer Apple 

Exhibit 17 11/30/2010 Email from James Lederer to Steven Mollenkopf re: fwd - legal privilege Q2017MDL1_02924861 Q2017MDL1_02924862 James Lederer Qualcomm Steven Mollenkopf; Steve Altman

CX8270 Mollenkopf Apple 

Exhibit 15 12/27/2012

Email from Steven Mollenkopf to Paul Jacobs re: 

 - latest product outlook (tablet/phone) - 

competitive updates

QAPPCMSD00697077 QAPPCMSD00697082 Steven 

Mollenkopf Qualcomm Steven Mollenkopf; Paul Jacobs

CX8271 Mollenkopf Apple 

Exhibit 18 1/9/2013 Email from Derek Aberle to Steven Mollenkopf re: new offer QAPPCMSD02616059 QAPPCMSD02616060 Derek Aberle Qualcomm Steven Mollenkopf; Derek Aberle Jeffrey Williams

CX8272 PX100 3/4/2013 Letter from Jeffrey Ju to Fabian Gonell re: FRAND 

license Q2017MDL1_01205317 Q2017MDL1_01205318 Jeffrey Ju Qualcomm

Fabian Gonell; Eric 

Reifschneider; Derek Aberle; 

Marvin Blecker

CX8273 PX102 3/19/2013 Letter from Jeffrey Ju to Fabian Gonell re: FRAND 

license Q2017MDL1_01602693 Q2017MDL1_01602693 Jeffrey Ju Qualcomm Fabian Gonell

CX8274 PX104 5/10/2013

Email from Don Rosenberg to Eric Reifschneider, 

Alex Rogers, Roy Hoffinger, et al. re: Mediatek - 

privileged

QNDCAL03535778 QNDCAL03535780 Don Rosenberg Qualcomm

Eric Reifschneider; Fabian 

Gonell; Steve Altman; Alex 

Rogers Derek Aberle

CX8275 PX111 2/11/2010

Email from Cristiano Amon to James Lederer, 

Sandeep Pandya, Steven Mollenkopf, et al. re: 

additional arguments to help address CDMA to 

UMTS price delta at 

Q2014FTC04474119 Q2014FTC04474120 Cristiano Amon Qualcomm Cristiano Amon; Steven 

Mollenkopf

CX8276 PX115 12/19/2012

Email from Cristiano Amon to Steven Mollenkopf, 

Murthy Renduchintala, Sanjay Mehta, et al. re: 

 - latest product outlook (tablet/phone) - 

competitive updates

Q2014FTC03858461 Q2014FTC03858466 Cristiano Amon Qualcomm Steven Mollenkopf; Cristiano 

Amon

CX8277 PX206 8/19/2015 Email from Kun Qian to Reiner Klement, William 

Wyatt Gang Sun et al. re: China 8909 discussion Q2014FTC03963115 Q2014FTC03963119 Kun Qian Qualcomm William Wyatt

CX8278 PX214 8/24/2015

Email from Baaziz Achour to Sudarashan 

Keshava, Jon Detra, and Baaziz Achour re: 

Baaziz's modem all-hands ppt w/Attach: Modem AllHands August2015-v1.pptx

PX214-001 PX214-029 Baaziz Achour Qualcomm Baaziz Achour

CX8279 PX243 2/3/2016

Email from David Wise to Liz Gasser re: fwd: QCT 

vs. QTL breakeven w/Attach: QTL Breakeven 

v2.2.16 4pm pptx

Q2014FTC03600815 Q2014FTC03600816 David Wise Qualcomm David Wise

CX8280 PX264 6/13/2011 Email from Louis Lupin to Derek Aberle and 

Fabian Gonell re: E-legal privilege QNDCAL04495575 QNDCAL04495576 Louis Lupin Qualcomm Derek Aberle; Louis Lupin; Fabian Gonell

CX8281 PX300 10/7/2004 Email from Peggy Johnson to Steve Altman, Tony 

Thornley Jeff Jacobs et al. re: Qualcomm Claims QNDCAL04961414 QNDCAL04961421 Peggy Johnson Qualcomm Steve Altman; Paul Jacobs

CX8282 PX355_Casaccia 5/18/2016 Email from Lorenzo Casaccia to Peter Gaal and 

Dino Flore re: fwd: 3GPP contributions Q2014FTC03734769 Q2014FTC03734772 Lorenzo Casaccia Qualcomm Lorenzo Casaccia; Fabian Gonell

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