The Honorable Thomas W. Phillips, United States District Judge for the Eastern District *

of Tennessee, sitting by designation.

NOT RECOMMENDED FOR FULL-TEXT PUBLICATION

File Name: 07a0659n.06

Filed: September 5, 2007

Case No. 06-1810

UNITED STATES COURT OF APPEALS

FOR THE SIXTH CIRCUIT

UNITED STATES OF AMERICA,

Plaintiff-Appellee,

v.

THOMAS PAUL ACKERMAN,

Defendant-Appellant.

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ON APPEAL FROM THE

UNITED STATES DISTRICT

COURT FOR THE WESTERN

DISTRICT OF MICHIGAN

AT GRAND RAPIDS

BEFORE: BATCHELDER and COLE, Circuit Judges, and PHILLIPS, District Judge. *

THOMAS W. PHILLIPS, District Judge. The question before the Court is whether the

district court erred when it declined to award the defendant a two-point reduction in his sentence for

acceptance of responsibility. Since a district court can only consider relevant conduct related to the

guilty plea of the particular offense for determining a defendant’s acceptance of responsibility, we

VACATE the sentence of the district court and REMAND for resentencing in accordance with this

opinion.

I. Background

Local law enforcement received information that defendant was growing marijuana at his

residence and went to defendant’s home on November 9, 2004 to investigate. After law enforcement
Five of the nineteen firearms were not charged federally, as they were determined to be 1

either antiques or black powder firearms. 

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explained the purpose of their visit, defendant consented to a search of his residence. During the

search, defendant admitted to the officers that they would find marijuana on the second floor of his

home. The defendant confessed that he grew and used marijuana for his own personal use. In

addition to finding nearly five pounds of marijuana, the officers found nineteen guns and hundreds

of rounds of ammunition. At the time of the search, defendant stated that the guns belonged to his 1

roommate and girlfriend. However, further investigation indicated that the guns belonged to the

defendant.

Thereafter, the defendant was indicted on November 23, 2005 for being a felon in possession

of a firearm and for possession of marijuana. On February 2, 2006, the defendant pled guilty to the

felon in possession of a firearm charge. The misdemeanor drug charge of simple possession was

dropped as a part of the plea agreement. However, the plea agreement provided that “in determining

the sentence[,] the Court may consider the dismissed [drug related] count.” Defendant was released

on bond, ordered to abstain from marijuana use, and ordered to participate in drug testing. After the

defendant failed a number of monthly drug tests, as well as denied any use of drugs to his probation

officer, the defendant was brought before the district court. When facing the judge, the defendant

admitted his drug use, and his bond was therefore revoked.

During defendant’s sentencing stage, the court considered and rendered decisions on a

number of objections made by the defendant to the presentence report. The district court found that

(1) the defendant did not possess all of the firearms solely for lawful sporting and collection
As to defendant’s request for a reduction for acceptance of responsibility, the 2

government did not contest the defendant’s petition prior to the court’s ruling.

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purposes; (2) the four-point enhancement for possession of a firearm in connection with another

felony was not warranted; (3) a two-point enhancement for possession of a stolen firearm was

applicable; (4) defendant’s conduct did not warrant a two-point reduction for acceptance of

responsibility; and (5) no departure reduction would be given with respect to the issue of ailing

health.2

The district court then sentenced the defendant at an offense level of eighteen and at a

criminal history category of I. The sentencing range for this combination is twenty-seven to thirtythree months. The district court, however, imposed a sentence of twenty months of imprisonment,

i.e., seven months below the guideline range, after considering the government’s motion for

downward departure and the relevant Title 18 U.S.C. § 3553 factors.

Subsequently, the defendant timely filed an appeal, taking issue only with the district court’s

denial of a two-point reduction for defendant’s acceptance of responsibility. The district court found

that the defendant had not accepted responsibility because (1) he failed to accept any responsibility

for possession of the marijuana at his home, (2) the defendant repeatedly used marijuana after he was

released on bond and after he pled guilty, and (3) defendant repeatedly lied to probation regarding

his marijuana use. The defendant argues that he admitted his possession of the firearms to the agents

upon arrest, pled guilty to the firearm charge, and provided substantial assistance to the government.

Defendant asserts that these actions warrant a reduction in the offense level for acceptance of

responsibility, despite the defendant’s post-plea drug use and denial of his marijuana addiction, that
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is, until the government moved to revoke his pre-sentence release.

II. Analysis

“Because it is generally a question of fact, the trial court’s determination of whether a

defendant has accepted responsibility normally enjoys the protection of the ‘clearly erroneous’

standard, and will not be overturned unless it is without foundation.” United States v. Roberts, 243

F.3d 235, 240-41 (6th Cir. 2001) (quotations omitted). However, questions of law, such as the

appropriate application of a guideline to a particular set of facts, are subject to a de novo review. See

United States v. Wilson, 920 F.2d 1290, 1294 (6th Cir. 1990). The defendant has the burden of

establishing by a preponderance of the evidence that a reduction for acceptance of responsibility is

justified. United States v. Banks, 252 F.3d 801, 806 (6th Cir. 2001). 

Pursuant to § 3E1.1 of the Sentencing Guidelines, a district court shall decrease a defendant’s

offense level by two levels ?[i]f the defendant clearly demonstrates acceptance of responsibility for

his offense . . . .” In determining whether a defendant qualifies for a reduction for acceptance of

responsibility, the sentencing court weighs and examines different considerations, including the

conduct comprising the offense(s) of conviction, and truthfully admitting or not falsely denying any

additional relevant conduct for which the defendant is accountable. U.S.S.G. § 3E1.1 cmt, n. 1

(2003). Under the Sentencing Guidelines, it is not a requirement that a defendant “volunteer, or

affirmatively admit, relevant conduct beyond the offense of conviction in order to obtain a reduction

[for acceptance of responsibility] . . . . However, a defendant who falsely denies, or frivolously

contests, relevant conduct that the court determines to be true has acted in a manner inconsistent with

acceptance of responsibility[.]” Id. The defendant’s voluntary termination or withdrawal from
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criminal conduct or associations is also considered when contemplating an acceptance of

responsibility reduction. U.S.S.G. § 3E1.1 cmt, n. 1(b) (2003).

Moreover, Application Note 3 to § 3E1.1 states as follows:

Entry of a plea of guilty prior to the commencement of trial combined with truthfully

admitting the conduct comprising the offense of conviction, and truthfully admitting

or not falsely denying any additional relevant conduct for which he is accountable .

. . will constitute significant evidence of acceptance of responsibility for the purposes

of subsection (a). However, this evidence may be outweighed by conduct of the

defendant that is inconsistent with such acceptance of responsibility. A defendant

who enters a guilty plea is not entitled to an adjustment under this section as a matter

of right.

We have previously addressed and described the type of criminal conduct that a district court

should consider in its determination of a defendant’s acceptance of responsibility in United States

v. Morrison, 983 F.2d 730 (6th Cir. 1993). In Morrison, the defendant was indicted for being a felon

in possession of a firearm. Id. at 731. Following his indictment but before sentencing, the defendant

was charged in state court with attempted theft of a pick-up truck. Id. at 733. Further, the defendant

tested positive for controlled substances. Id. At sentencing, the trial court counted the attempted

theft, and may have counted the positive drug test, against the defendant in denying him a reduction

for acceptance of responsibility. Id. On appeal, we reversed. We held that criminal conduct

referenced in Application Note 1(b) of § 3E1.1 includes all criminal conduct “related to the

underlying offense.” Id. at 735. Related conduct includes, among other types, conduct that is “the

motivating force behind the underlying offense” or involves “an otherwise strong link with the

underlying offense.” Id. We determined that the attempted theft and the positive drug screen were

not related conduct to the underlying offense and therefore concluded that counting this conduct
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against the defendant for purposes of determining acceptance of responsibility was in error.

Subsequent to the Morrison decision, the Sixth Circuit in United States v. Banks, 252 F.3d

801, 807 (6th Cir. 2001), likewise held that consideration of unrelated post-plea charges as a factor

in determining whether the defendant had accepted responsibility for the sentencing offenses was

improper. In the Banks case, we concluded that the defendant’s post-plea assault and destruction of

property charges were unrelated to the offenses for which the defendant was being sentenced, that

is, drug trafficking and firearm possession offenses. Id.

Similarly, in the present case, the defendant pled guilty to the gun charge, truthfully told the

agents about the guns, and forfeited his firearms. The gun charge was the offense of the conviction.

The defendant’s denial of his drug addiction and positive post-plea drug screens do not undercut his

guilty plea in his firearm case. Moreover, the argument that the plea agreement contemplates

consideration of conduct related to his dismissed drug possession offense is not controlling in light

of our rulings in Morrison and Banks. The defendant did not plead guilty to a simple possession of

marijuana offense, and the drug related charge was not pursued by the government in its case against

the defendant. A defendant’s acceptance of responsibility is related to his offense alone and not

“illegal conduct in general.” See Morrison, 938 F.2d at 735. “Considering unrelated criminal

conduct unfairly penalizes a defendant for a criminal disposition, when true remorse for specific

criminal behavior is the issue.” Id.

III. Conclusion

Because conduct to be considered for determining acceptance of responsibility at the

sentencing stage must be related to the offense to which the defendant entered his guilty plea, we
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VACATE the trial court’s sentence and REMAND for resentencing consistent with this decision.