GUIDELINES FOR COMPLIANCE WITH 

THE NATIONAL ENVIRONMENTAL POLICY ACT 

AND RELATED ENVIRONMENTAL REVIEW STATUTES 

FOR THE 

LICENSING OF COMMERCIAL LAUNCHES AND LAUNCH SITES 

February 22, 2001 

Revised 

Office of the Associate Administrator for Commercial Space Transportation 

Federal Aviation Administration 

U.S. Department of Transportation 

Washington, DC 20591 
 

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DISCLAIMER 

These guidelines provide additional guidance to FAA commercial space launch site 

license applicants and others involved in commercial space launch site actions, on the format and 

content of FAA environmental assessments and impact statements. 

These guidelines are not intended to replace or overrule FAA Order 1050.1D, NEPA or 

other environmental laws. License applicants and others involved in commercial space launch 

site actions are required to comply with FAA Order 1050.1D, NEPA and other applicable 

environmental laws. 
 

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TABLE OF CONTENTS 

LIST OF ABBREVIATIONS AND ACRONYMS..................................................................................... iii 

1.0 INTRODUCTION ...................................................................................................................................5 

2.0 PURPOSE ..............................................................................................................7 

3.0 NEPA PROCESS AND DOCUMENTATION .......................................................................................9 

3.1 Early Application of NEPA .................................................................................................................9 

3.2 Scoping Process: Notice of Intent/Public Involvement......................................................................11 

3.3 Lead Agency Responsibility ..............................................................................................................12 

3.4 Categorical Exclusions.......................................................................................................................13 

3.5 Environmental Assessments...............................................................................................................13 

3.6 Finding of No Significant Impact.......................................................................................................14 

3.7 Environmental Impact Statements......................................................................................................16 

3.7.1 Cover Sheet, Summary, and Table of Contents...........................................................................16 

3.7.2 Purpose of and need for action...................................................................................................17 

3.7.3 Alternatives including proposed action ......................................................................................17 

3.7.4 Affected Environment..................................................................................................................19 

3.7.5 Environmental Consequences.....................................................................................................19 

3.7.6 Mitigation Measures ...................................................................................................................24 

3.8 Draft EISs ..........................................................................................................................................24 

3.9 Notice of Availability (and Public Review) .......................................................................................25 

3.10 Public Hearing Procedures...............................................................................................................25 

3.11 NEPA Document Distribution .........................................................................................................25 

3.12 Record of Decision ..........................................................................................................................26 

3.13 Supplemental NEPA documentation................................................................................................27 

3.14 Tiering..............................................................................................................................................27 

3.15 Time Limitations..............................................................................................................................27 

3.16 Written Reevaluations......................................................................................................................28 

4.0 SOURCES FOR FURTHER GUIDANCE ............................................................................................29 

APPENDIX A ENVIRONMENTAL ASSESSMENT CHECKLIST .........................................................35 

APPENDIX B MATRIX FOR EIS PREPARATION AND REVIEW .......................................................47 

APPENDIX C MASTER CHECKLIST FOR THE PREPARATION AND REVIEW OF 

ENVIRONMENTAL IMPACT STATEMENTS ...............................................................55 

APPENDIX D DETAILED CHECKLIST FOR THE PREPARATION AND REVIEW OF 

ENVIRONMENTAL IMPACT STATEMENTS ...............................................................59 

APPENDIX E COORDINATION WITH RELATED FEDERAL ENVIRONMENTAL STATUTES AND 

REGULATIONS.................................................................................................................68 

LIST OF FIGURES 

FIGURE 1 NEPA PROCESS FLOW CHART..............................................................11 

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 LIST OF ABBREVIATIONS AND ACRONYMS 

ARPA Archaeological Resources Protection Act 

AST Associate Administrator for Commercial Space Transportation 

CAA Clean Air Act 

CATEX Categorical Exclusion 

CCD Coastal Consistency Determination 

CEQ Council on Environmental Quality 

CERCLA Comprehensive Environmental Response, Compensation, and Liability Act 

CFC Chlorofluorocarbons 

CFR United States Code of Federal Regulations 

CSLA Commercial Space Launch Act 

CWA Clean Water Act 

CZMA Coastal Zone Management Act 

DEIS Draft Environmental Impact Statement 

DOD Department of Defense 

DOT Department of Transportation 

EA Environmental Assessment 

EIS Environmental Impact Statement 

EO Executive Order 

EPA Environmental Protection Agency 

EPCRA Emergency Planning and Community Right-to-Know Act 

ESA Endangered Species Act 

FAA Federal Aviation Administration 

FEIS Final Environmental Impact Statement 

FIA Federal Insurance Administration 

FONSI Finding of No Significant Impact 

FR Federal Register 

HAP Hazardous Air Pollutant 

HCFC Hydrochlorofluorocarbons 

HCl Hydrogen Chloride 

HMTA Hazardous Materials Transportation Act 

HMTUSA Hazardous Materials Transportation Uniform Safety Act 

ISTEA Intermodal Surface Transportation Efficiency Act 

MMH Monomethyl Hydrazine 

MMPA Marine Mammal Protection Act 

N2O4 Nitrogen Tetroxide 

N/A Not applicable 

NAAQS National Ambient Air Quality Standards 

NAGPRA Native American Graves Protection and Reparation Act 

NEPA National Environmental Policy Act 

NHPA National Historic Preservation Act 

NOA Notice of Availability 

NOAA National Oceanic and Atmospheric Administration 

NOI Notice of Intent 

NMFS United States National Marine Fisheries Service 

NPDES National Pollutant Discharge Elimination System 

NWSRS National Wild and Scenic Rivers System 

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ODS Ozone Depleting Substance 

OPA Oil Pollution Act 

PL Public Law 

PSD Prevention of Significant Deterioration 

RCRA Resource Conservation and Recovery Act 

ROD Record of Decision 

SARA Superfund Amendment and Reauthorization Act 

SHPO State Historic Preservation Officer 

THPO Tribal Historic Preservation Officer 

TSCA Toxic Substances Control Act 

TSD Treatment, Storage and Disposal 

UDMH Unsymmetrical Dimethylhydrazine 

UIC Underground Injection Control 

U.S.C. United States Code 

USFWS United States Fish and Wildlife Service 

UST Underground Storage Tank 

VOC Volatile Organic Compounds 

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1.0 INTRODUCTION 

49 U.S.C. Subtitle IX, ch. 701, the Commercial Space Launch Act of 1984, recodified at 

Commercial Space Launch Activities 49 U.S.C. § 70101 et seq., (referred to herein as the CSLA 

or the Act), [implemented by the Commercial Space Transportation Licensing Regulations, 14 

C.F.R. Ch. III], authorizes the Secretary of Transportation to license, oversee and coordinate the 

operation of commercial launch sites in the United States or those operated by U.S. citizens 

abroad. The CSLA was enacted to encourage, facilitate and promote the establishment of a 

competitive United States commercial space transportation industry. 

In 1984, by Executive Order 12465 (Commercial Expendable Launch Vehicle 

Activities), the U.S. Department of Transportation (DOT) was charged with ensuring the 

protection of public health and safety, the safety of property, national security interests, and 

foreign policy interests of the United States through its commercial launch licensing process. 

Under the Executive Order and the CSLA, DOT has dual responsibilities: to license and regulate 

all U.S. commercial launch activities to ensure that they are conducted safely and responsibly; 

and to promote, encourage, and facilitate growth of the U.S. commercial space transportation 

industry. 

In November 1995, as part of a DOT reorganization, these responsibilities were 

transferred to the Federal Aviation Administration (FAA). Within FAA, the Associate 

Administrator for Commercial Space Transportation with the office designation of AST has 

primary responsibility for administering the CSLA and implementing regulations and 

requirements. In October 1998, Congress enlarged FAA’s role in the scope of commercial space 

launch activities to include licensing of reentry vehicles and reentry sites. 

The National Environmental Policy Act (NEPA) of 1969, as amended (42 U.S.C. 4321 et 

seq.) requires all federal agencies to prepare detailed statements on major federal actions 

significantly affecting the quality of the human environment (42 U.S.C. 4332(C)). NEPA’s 

implementing regulations are administered by the Council on Environmental Quality (CEQ) (40 

CFR 1500 et seq.) The purpose of NEPA analysis is to ensure full disclosure and consideration 

of environmental information in federal agency decision making, and to inform the public of 

potential impacts and alternatives of a proposed federal action before decisions are made and 

actions are taken. The decision to license a commercial launch or the operation of a commercial 

launch site by FAA is considered a major federal action; consequently, FAA is responsible for 

analyzing the environmental impacts associated with licensing proposed commercial launches or 

proposed commercial launch sites. 

Furthermore, pursuant to Executive Order 12114, Environmental Effects Abroad of 

Major Federal Actions, FAA is required to consider environmental impacts of certain overseas 

projects requiring licenses. Executive Order 12114 requires federal agencies to conduct 

environmental review for major federal actions significantly affecting the environment of the 

global commons outside the jurisdiction of any nation (e.g., the oceans or Antarctica); affecting a 

foreign nation not participating with the United States and not otherwise involved in the action; 

and affecting the environment of a foreign nation which the federal action provides to that 

foreign nation either 

 February, 01 5 
a.) a product or physical project producing a principal product or an emission or 

effluent which is prohibited or strictly regulated by federal law in the United States 

because its toxic effects on the environment creates a serious public health risk, or 

b.) a physical project which in the United States is prohibited or strictly regulated by 

federal law to protect the environment against radioactive substances. 

Executive Order 12114 also requires environmental documentation for major federal actions 

outside the United States that significantly affect natural or ecological resources of global 

importance designated for protection under the Executive Order by the President, or, in the case 

of such a resource protected by international agreements binding on the United States, by the 

Secretary of State. 

As previously stated, FAA is responsible for preparation of NEPA analysis for 

licensing commercial launches and launch sites. FAA Order 1050.1D implements NEPA, 

DOT Order 5610.1C, “Procedures for Considering Environmental Impacts,” and 27 other 

environmental statutes, directives and orders (FAA Order 1050.1E is in development). NEPA 

analysis can be accomplished through various forms of environmental documentation depending 

on the size and type of proposed action. Such documentation can be a Categorical Exclusion 

(CATEX), an Environmental Assessment (EA), or an Environmental Impact Statement (EIS). 

Each type of NEPA documentation is discussed in detail in Section 3.0 of these guidelines. 

These guidelines are intended to provide useful information and non-regulatory guidance 

on the type of NEPA analysis used by FAA in the commercial launch licensing process. In 

addition, Appendix E provides brief descriptions of potentially relevant federal environmental 

statutes and regulations that may be applicable to, or run concurrently with, NEPA compliance. 

 February, 01 6 
2.0 PURPOSE 

These guidelines are intended to aid applicants for launch operator licenses in 

understanding FAA’s policies and procedures for compliance with NEPA requirements by 

providing information on the NEPA process, types of NEPA documentation, related 

environmental statutes that bear on the NEPA process, and the importance of coordinating the 

NEPA process with the development process for proposed commercial launch programs and 

projects. 

CEQ regulations implementing NEPA establish government-wide procedures for federal 

agencies. DOT Order 5610.1C sets policies and procedures for DOT actions, and applies to FAA 

as part of DOT. Similarly, FAA Order 1050.lD establishes FAA policies and procedures for the 

preparation of NEPA documentation and applies to AST as part of the FAA (FAA Order 

1050.1E is in development). This guidance is intended for use as a tool to assist in planning and 

achieving compliance with NEPA and other federal environmental requirements for development 

of commercial launch sites. This guidance is not intended to establish explicit procedures, but 

instead to summarize provisions of statutes, regulations and orders as generally applied in the 

licensing process for launch sites. Section 3.0 provides guidance on the NEPA process and 

associated documentation for proposed licensing actions to be considered by FAA. The 

appendices address preparation and review of EAs and EISs and coordination with related 

federal environmental compliance requirements. 

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 February, 01 8 
3.0 NEPA PROCESS AND DOCUMENTATION 

To comply with the spirit as well as the letter of NEPA, the NEPA process should be 

incorporated early in an applicant’s planning of a proposed action, before decisions are made and 

actions taken. NEPA regulations state that “Environmental impact statements shall serve as the 

means of assessing the environmental impact of proposed agency actions, rather than justifying 

decisions already made” (40 CFR 1502.2(g)). Selection of appropriate NEPA documentation, as 

well as selection of lead and cooperating agencies (see Section 3.1), are facilitated by initiating 

scoping early in a planning process to identify potentially significant environmental impacts. 

Additionally, both EAs and EISs should include an analysis of a reasonable range of alternatives 

to the proposed action (discussed in further detail in Section 3.5.1). With respect to commercial 

launch sites, various site locations and/or differing methodology to carry out certain technical 

components of the proposed action could be analyzed as alternatives. 

The licensing of commercial launches serves as the trigger for NEPA analysis. The 

applicant, or action proponent, is required to provide baseline environmental data for the 

proposed site, impacts analysis of the proposed action on the environment, etc. for use by FAA in 

the NEPA process. Early in the process the action proponent should: 

Consult FAA regarding level and scope of environmental information required in support of 

application; 

Conduct necessary studies to determine impact of proposed action on human environment; 

Consult federal, regional, state, and local agencies and other interested parties including 

Tribal governments to identify environmental factors and permitting requirements; 

Submit applications for all required permits or approvals; 

Notify FAA of other federal, regional, state, local, and Indian tribe actions required for 

project completion; and 

Notify FAA of private persons and organizations interested in the proposed action. 

3.1 Early Application of NEPA 

CEQ regulations place limits on project actions taken before the NEPA process is 

complete. Until a federal agency issues a Record of Decision (ROD) for an EIS, or a Finding of 

No Significant Impact (FONSI) for an EA, no action concerning the proposal should be taken 

that would have an adverse environmental impact or would limit the choice of reasonable 

alternatives to the proposed action (40 CFR 1506.1(a)). Therefore, to facilitate compliance with 

NEPA, applicants for a launch operator license should consult with FAA at the beginning of their 

planning process, before committing to a specific launch site and prior to detailed design and 

engineering studies. This approach will prevent the applicant from prematurely limiting the 

choice of reasonable alternatives or potentially jeopardizing its chance of receiving a license 

from FAA. 

It is FAA’s policy that, to the maximum extent possible, the NEPA process should be 

used to document compliance with other statutory environmental review and coordination 

requirements, applicable international agreements, and other substantial environmental and 

analysis requirements. Once FAA has been contacted by an applicant with a conceptual or 

preliminary design for a proposed launch site, FAA can initiate preparation of an EA or an EIS. 

FAA can issue a Notice of Intent (NOI), (discussed in detail in Section 3.7), to officially initiate 

the NEPA process. Early coordination with FAA by the applicant will also allow FAA to assist 

 February, 01 9 
with determining the types of information, participation, and coordination required to execute the 

NEPA process. 

During the early stages of the NEPA planning process, FAA and the applicant should 

identify related federal international agreements, federal or state environmental statutes and 

regulations, i.e., those with review requirements that may affect the FAA licensing decision or 

applicant’s implementation of a proposed action. FAA, in consultation with the applicant, 

determines if there are any other federal or state agencies, which may be cooperating agencies 

under NEPA, having jurisdiction by law or special expertise with respect to the proposed action. 

FAA may determine that the cooperating agencies can prepare portions of a NEPA document in 

areas where they possess special expertise (40 CFR 1501.6 and FAA Order 1050.1D, 

Paragraph 23). When an application is submitted for an environmental permit that requires 

review by an environmental permitting agency (e.g., Clean Water Act Section 404 permit from 

the U.S. Army Corps of Engineers to dredge or fill wetlands), input from the permitting agency 

should be actively sought throughout FAA’s NEPA process. Moreover, the permitting agency 

may be invited to be a cooperating agency. This involvement may enable the environmental 

permitting agency to use or adopt the FAA NEPA document, thereby avoiding possible delay 

from its own separate review. 

CEQ regulations state that agencies shall integrate the requirements of NEPA and 

other planning and environmental review procedures required by law or agency practice so 

that the procedures can run concurrently rather than consecutively (40 CFR 1500.2(c)). 

Otherwise, unnecessary delay may result when inadequate attention is given to environmental 

requirements early in the planning process. For example, because construction cannot begin 

until the NEPA process has been completed, the completion of an EA or EIS, as well as other 

environmental review processes, become critical path items. As a result, a ripple effect is 

generated if preparation of an EA or EIS is delayed until the detailed design phase. (In many 

instances the agency with authority for environmental permitting will not commence review of 

permit applications until a draft EIS, at a minimum, has been circulated.) Consequently, the 

permitting process may no longer be controlled by availability of detailed design information, but 

instead by availability of a draft EIS. In addition, an applicant’s schedule may be further 

impacted if FAA, cooperating agencies, or the public have objections to information submitted 

for use when a draft EIS is submitted for review. Depending on the scope and magnitude of the 

objections, resolution could impact project schedules. 

Even when an application will be submitted for an environmental permit that does not 

require NEPA review (e.g., permits under the Clean Air Act), early involvement of the 

environmental permitting agency in the FAA NEPA process could ensure that information 

needed for the permit is available when the application for the environmental permit is 

submitted. 

The following sections describe NEPA procedures, including scope and content of each 

type of NEPA documentation. Figure 1 illustrates the overall NEPA process. 

 February, 01 10 
Proposed Action 

Categorical Exclusion 

Environmental Assessment 

Initiate EIS by Issuing Notice of Intent 

Scoping Meeting 

DEIS Including Draft Section 

4(f) Evaluation if Applicable 

AST Review of DEIS 

Notice of Availability (EPA) 

Public Review (45 days) 

FEIS Including Preliminary ROD & Final 

Section 4(f) Evaluation If Applicable 

Legal Sufficiency 

AST Approval if Acceptable 

Notice of Availability (EPA)

3 

Known 

Impact 

No Further Documentation1 

Issue FONSI 

Proceed with Project 

Public Hearing 

No2 

Significant 

Impact 

Further 

NEPA 

Analysis 

Required 

No 

Yes 

Yes 

1 – FAA does, sometimes do documented 

Approval of ROD (at least 30 

days after circulation of FEIS) 

Categorical Exclusions 

2 – or mitigated below level of significance 

3 – publication of FEIS in the Federal Register 

for 30 day holding period 

FIGURE 1 

NEPA PROCESS FLOW CHART 

 February, 01 11 
3.2 Scoping Process: Notice of Intent/Public Involvement 

Once it is determined that an EIS is required for a proposed action scoping is conducted 

to: 

Solicit public opinion and other agency jurisdiction; 

Determine the scope and significant issues to be analyzed in depth; 

Identify and eliminate from detailed study issues that are not significant; 

Allocate assignments for preparation of the EIS among lead and cooperating 

agencies; 

Identify other environmental review and consultation requirements; and 

Indicate the schedule for preparation of the EIS and decision-making process 

(40 CFR §1501.7(a)). 

In addition, although a lead agency is responsible for managing the scoping process, 

cooperating agencies also have a responsibility under the CEQ regulations to participate in 

scoping (40 CFR §1501.6(b)). 

After making the decision to prepare an EIS, the lead agency must publish a notice of 

intent (NOI) in the Federal Register, as soon as practical (40 CFR §1501.7). Publication of an 

NOI initiates a public scoping period and the EIS process. The NOI invites comments and 

suggestions on the proposed scope of the EIS, including environmental issues and alternatives, 

and invites participation in the NEPA process. Although scoping meetings are often held, they 

are not required. The scope of issues to be addressed may also be determined from written 

comments and telephone calls. If scoping meetings are held, the date, time and location(s) are 

included in the NOI. In addition to the Federal Register NOI, agencies are required to make 

diligent efforts to notify and involve the public through, for instance, announcements in local 

newspapers, letters to interested or affected federal, state, and local government officials, and 

interested citizens and/or community groups (40 CFR §1506.6). 

3.3 Lead Agency Responsibility 

The lead agency is the federal agency preparing or taking primary responsibility for 

preparation of NEPA documentation (40 CFR §1508.16). Hence, although EA or EIS material 

submitted by an applicant for a launch operator license from FAA may be used in whole or in 

part to develop FAA’s EA or EIS, FAA, as the lead agency, is responsible for facts, opinions, 

and judgments upon which a final environmental determination is based. This is true 

whether an applicant prepares the EA or EIS material directly or whether an applicant uses a 

contractor to prepare the material. When an applicant for a federal license or permit prepares an 

EA or submits information for use in an EIS; FAA, as the lead federal agency, furnishes guidance 

and independently evaluates the document prior to FAA approval and FAA takes responsibility 

for the scope and content of the document (40 CFR §1506.5). FAA will ensure that all 

documentation for which it is responsible presents a full, accurate, and fair assessment of all 

potential environmental consequences of the proposed action and fully complies with all 

applicable federal international agreements, statutes and regulations. In the event that a state 

agency sponsors an application for operation of a commercial launch site, FAA may invite the 

state agency to join with FAA as a “joint lead agency” for purposes of preparing environmental 

documentation, (40 CFR§1501.5(b) and FAA Order 1050.1D, paragraph 23). 

 February, 01 12 
If the applicant uses a contractor to prepare an EIS, the contractor must be approved 

by the lead agency (FAA), who will be responsible for independently evaluating and 

approving the NEPA document, taking responsibility for its scope and content, (40 CFR 

§1506.5(c) and FAA Order 1050.1D, paragraph 52). 

Generally, FAA uses the third party contracting mechanism available pursuant to the 

CEQ regulations to generate commercial launch site NEPA documentation. Under this 

procedure, the license applicant may submit a list of proposed contractors to FAA to generate the 

NEPA documentation under the oversight of FAA. FAA will select the contractor. The 

contractor may be hired by the applicant to work for the benefit of and under the oversight of 

FAA (List of Forty Most Asked Questions Concerning CEQ’s National Environmental Policy 

Act Regulations, Question and Answer Number 16). 

3.4 Categorical Exclusions 

A categorical exclusion is defined in the CEQ regulations as a category of actions which, 

do not individually or cumulatively have a significant effect on the human environment and 

which require neither an environmental impact statement nor an environmental assessment (40 

CFR §1508.4). Essentially, a Categorical Exclusion, or CATEX, is an action taken by a federal 

agency that is routine and does not have a significant effect on the environment. Each federal 

agency establishes a list of CATEXs, and must document its decision not to prepare an EA or an 

EIS on the basis of one or more CATEXs. CATEXs, however, are applicable only if the 

proposed action that is a listed exemption would not otherwise cause a significant impact on the 

environment. Actions which would normally be categorically excluded may be subject to more 

intensive environmental analysis if extraordinary circumstances, including a high degree of 

environmental controversy, apply to the project. FAA Order 1050.1D, Paragraph 31, sets forth 

the agency’s categorical exclusions from the requirement for an EIS or FONSI. FAA Order 

1050.1D, Paragraph 32, describes the extraordinary circumstances under which a proposed 

Federal action, normally categorically excluded, shall be the subject of an environmental 

assessment. 

3.5 Environmental Assessments 

An Environmental Assessment (EA) is generally prepared by a federal agency to: 

Determine whether there will be significant impacts from the proposed action; or 

When it is anticipated that there will be no significant environmental impacts but the 

proposed action does not fall into an established CATEX; or 

The proposed action has potential impacts that can be mitigated to less than significant 

levels. 

An EA is designed to briefly provide sufficient evidence and analysis for determining whether to 

prepare an EIS or a FONSI. This evidence aids an agency’s compliance with NEPA when 

preparation of an EIS is determined not to be necessary, or facilitates preparation of an EIS 

when necessary (40 CFR §1508.9(a) and FAA Order 1050.1D Paragraph 35). Although an EA 

is less detailed that an EIS, it must include a brief discussion of the purpose of and need for the 

proposed action, an analysis of alternatives to the proposed action (including the no action 

alternative), a description of the affected environment, the environmental impacts of the 

 February, 01 13 
proposed action and the alternatives, and a list of agencies and persons consulted and appendices 

(if any) (40 CFR §1508.9(b) and FAA Order 1050.1D Paragraph 36). 

While the CEQ regulations discuss the scoping process in the context of EISs, in 

practice, FAA may determine that the preparation of an EA requires a similar scoping effort, in 

terms of identifying environmental impacts of the proposed action and in contacting and 

coordinating with appropriate agencies (e.g., the U.S. Fish and Wildlife Service [USFWS] for the 

potential presence of threatened and endangered species, the U.S. Army Corps of Engineers for 

wetlands, or the State Historic Preservation Officer for cultural resources). 

An EA should contain, as appropriate, the following information: 

A clear and concise description of the proposed action, including drawings, maps, and 

charts, if directly pertinent to analyzing environmental consequences of the proposed 

action; 

A statement identifying the purpose and need for the proposed action; 

Alternatives to the proposed action, including the no action alternative; 

A description of the existing environment affected by the proposed action and 

alternatives to the proposed action, in sufficient detail to permit a meaningful evaluation 

of the potential environmental consequences of the proposed action; 

An assessment of potential impacts of the proposed action and alternatives to the 

proposed action, including direct, indirect, beneficial, adverse, significant and not 

significant; 

A discussion of potential cumulative and long-term environmental effects from the 

proposed action; 

A discussion of the degree of controversy on environmental grounds by impact category 

if controversy is an issue; and 

Mitigation measures when they are intended to reduce impacts to less than significant 

levels. 

3.6 Finding of No Significant Impact 

A FONSI issued by FAA is the decision document that briefly presents reasons why an 

action, not otherwise categorically excluded, will not have a significant effect on the human 

environment and for which an environmental impact statement will therefore not be prepared (40 

CFR §1508.13 and FAA Order 1050.1D Paragraph 40). After completing the EA, the FAA shall 

evaluate the document to determine if an alternative which provides a good solution to the 

problem has no significant environmental impacts. Unless there is an overriding reason for not 

selecting such an alternative, the FAA shall then proceed with the preparation of a FONSI (FAA 

Order 1050.1D, Paragraph 40). 

The FONSI may be attached to an EA, or can be issued independently by including a 

summary of the EA (FAA Order 1050.1D, Paragraph 41). The following are general guidelines 

for preparing a FONSI: 

Proposed Action and Purpose - A summary of the proposed action and its purpose, along with 

an explanation as to why the proposed action would not have a significant impact on the 

environment and therefore would not require an EIS. 

 February, 01 14 
Alternatives Considered including the No Action Alternative – Briefly describe the 

alternatives to the proposed action, including no action, that were analyzed in the EA and include 

objective screening criteria used to eliminate alternatives from more detailed analysis. 

Environmental Impacts – Briefly describe environmental impacts of the proposed action and 

alternatives, including no action, carried through the more detailed analysis. 

Mitigation - If impacts from the proposed project are significant impacts that are planned to be 

mitigated to less-than-significant impacts, describe the mitigation plans. 

Availability - Name, address, and telephone number to obtain copies of the EA. 

Contact - Name, address, and telephone number to obtain additional information about the 

proposed action and the NEPA process. 

Determination – along with documentation of the proposed action’s consistency or 

inconsistency with community planning. 

If the FONSI includes a DOT Act, Section 4(f) determination, it shall also include 

the material called for in DOT Order 5610.1C and must reflect consultation with the 

Department of the Interior and, where appropriate, the Department of Agriculture or 

the Department of Housing and Urban Development. 

Where a federal action affects wetlands, document opportunities for early public 

review, the agency’s conclusion that there is no practicable alternative to the 

proposed action, and a statement that the proposed action includes all practicable 

measures to minimize harm. Also document consultations with the USFWS and the 

pertinent State resources agency. 

Where affected properties are included in or eligible for inclusion in the National 

Register of Historic Places, document the outcome of consultation with the State 

Historic Preservation Office and evidence that the Advisory Council on Historic 

Preservation reviewed the determination of no adverse effect. 

Where federally assisted activities affect the coastal zone in a state with an approved 

coastal zone management program, the FAA’s views on the relationship to the 

approved coastal zone management program and the state’s determination of the 

proposal’s consistency with the program should be reflected in the FONSI. 

Where an action affects prime or unique farmlands or farmlands of state or local 

importance, document coordination with the U.S. Department of Agriculture. 

FONSIs are not automatically required to go through the same public review and 

comment process as a ROD for an EIS. However, for proposed actions with effects of national 

concern, a FONSI is subject to public review and comment and must be published in the Federal 

Register (40 CFR §1506.6(b)(2)) (see Section 3.7 below). Because commercial launches and 

launch sites are of national concern, FAA routinely publishes proposed FONSIs in the Federal 

Register and in other publications when appropriate. Additionally, if a proposed action is, or is 

 February, 01 15 
 

 

 

 

closely similar to, one which normally requires the preparation of an EIS, or the nature of the 

proposed action is one without precedent, then FAA may decide that the FONSI should be 

made available for public review and comment for 30 days before its final determination is 

made (40 CFR §1501.4(e)). 

3.7 Environmental Impact Statements 

An EIS is prepared when a proposed action may likely result in significant impacts to the 

environment. It should inform decision makers and the public of reasonable alternatives that 

would avoid or minimize adverse impacts or enhance the quality of the human environment. 

An EIS should be analytical and concise, with only enough description of non-significant 

issues to show why more study is not warranted. Analysis of significant impacts requires 

consideration of context and intensity (40 CFR §1508.27). Context requires an analysis of the 

proposed action in several contexts, or settings, both short and long term. Intensity addresses the 

severity of the impact. The length of an EIS should reflect the complexity of potential 

environmental issues and project size. 

CEQ regulations (40 CFR §1502.10) provide the following format: 

a.) Cover Sheet 

b.) Summary 

c.) Table of Contents 

d.) Purpose of and Need for Action 

e.) Alternatives including Proposed Action 

f.) Affected Environment 

 g.) Environmental Consequences 

h.) List of Preparers 

i.) List of Agencies, Organizations, and Persons to whom copies of the statement 

are sent 

 j.) Index 

k.) Appendices (if any) 

3.7.1 Cover Sheet, Summary, and Table of Contents 

The cover sheet should not normally exceed one page. It includes basic information such 

as the lead agency (FAA) and any cooperating agencies; the title and location of the proposed 

action; the names, addresses and telephone numbers of agency contacts; a designation of the EIS 

as draft, final or supplemental; a one-paragraph abstract of the EIS; and a date by which 

comments must be received (40 CFR §1502.11). If an entity or organization other than FAA 

collaborated with FAA to prepare the document, the cover sheets should include information 

about the entity or organization. 

The summary should adequately and accurately summarize the EIS and stress major 

conclusions, areas of controversy (including issues raised by agencies and the public), and the 

issues to be resolved (including the choice among alternatives). The summary will normally not 

exceed 15 pages. 

 February, 01 16 
 

 

The table of contents can include not only the standard listing of EIS section and 

subsection headings, but can also include a list of tables, a list of figures, and a list of acronyms 

used in the EIS. 

3.7.2 Purpose of and Need for Action 

The purpose and need section should briefly specify the underlying purpose and need to 

which FAA is responding in proposing the alternatives, including the proposed action (40 CFR 

§1502.13). It is crucial that this section be as succinct and concise as possible. The purpose and 

need section for a proposed action defines the parameters for a reasonable range of alternatives. 

An alternative is deemed not reasonable if it fails to meet the purpose and need for the proposed 

action. At the same time, the range of alternatives included in the document should not be 

inappropriately limited for the purpose of reducing environmental impacts associated with the 

proposed action. 

3.7.3 Alternatives including Proposed Action 

This section provides a description of the range of alternatives, including the proposed 

action and the no action alternative. The alternatives should be presented in a clear, concise and 

comparative format, so as to define the issues, inform the public, and provide a clear basis for 

choice among the options. Each alternative shall be rigorously explored and objectively 

evaluated. For alternatives eliminated from detailed study, this section should briefly discuss the 

reasons why they were eliminated. 

Ultimately, the proposed action should be described in sufficient detail and accuracy to 

identify the potential impacts from commercial launch site development and operation. The 

description should include activities from the construction, operation, and post-operation stages. 

The construction phase should include information on site clearing, access road construction, 

parking lots, utility connections, other related construction and the amount of land required for 

such activities, the duration of the construction phase, and the size of the work force. The 

operational phase can be subdivided into pre-launch, launch, and post-launch. The description of 

the operational phase should include the project and related support operations or facilities onsite and off-site, including identification of maintenance and transportation and traffic activities. 

Overall launch facility operations information will also encompass launch vehicles, flight 

operations, launch operations, flight path, and size of launch site. Facilities anticipated to be 

associated with these functions should also be addressed as part of the proposed action. 

In addition, the description of the proposed action and alternatives should identify 

procedures that limit environmental impacts from normal operations, safety systems, pollution 

prevention controls, and treatment and disposal methods for waste streams (including emissions). 

The post-operational description should include reasonably foreseeable future requirements such 

as site close-out and site restoration activities. When FAA has only limited information on 

decontamination, decommissioning, and other post-operational activities, depending on the 

amount of information, FAA may determine that the EIS should state that additional or 

supplemental NEPA documentation may be required for such activities. 

The basic functional elements of a commercial launch site will generally be similar to 

those of existing government launch sites. The configuration is likely to consist of some 

combination of the following: 

 February, 01 17 
Launch pad, 

Launch control center, 

Payload processing, 

Vehicle and other assembly, 

Processing facilities for vehicle and payload integration, 

Operation support center, 

Communications and control (e.g., range safety tracking and telemetry), 

Administration and technical support facilities, 

Maintenance facilities, 

Site utilities, 

Access roads, 

Parking, and 

Public/media areas. 

Launch Pad. The launch vehicle type determines the launch pad configuration. 

Selection of the launch vehicles to be used for a given mission is a function of both payload size 

and orbit, i.e., a heavier payload taken to a higher orbit requires a larger launch vehicle. A 

launch facility developer planning to launch a variety of launch vehicle sizes must design for the 

largest vehicle likely to be used. 

Launch Control Center. Telecommunications is a critical off-site function whose 

infrastructure supports overall launch facility operations as well as vehicle tracking and other inflight control and monitoring activities. Both conventional and special communications facilities 

will be required for voice, data, and image transmissions in connection with these purposes. 

Operations Support Facilities. Pre-launch space transportation activities include 

receipt of the launch vehicle stages, launch vehicle storage, inspection of launch vehicle 

components, and assembly of the launch vehicle. Other launch-related activities include general 

and technical maintenance, ground transportation, launch vehicle maintenance, fueling 

operations, and radar and other tracking. These activities are often housed in support buildings, 

as are emergency services that must be available during a launch in case of an accident or aborted 

mission at the launch site. 

Site Utilities. Electrical power is used in the operation of range data acquisition systems 

such as tracking radars, telemetry, communications, antennas, and electro-optical facilities. 

Instrumentation support systems such as command transmission, surveillance radar, 

meteorological monitoring, and safety information computation and display will also require 

electricity. Water facilities are necessary to the operation of wash systems, for fire protection 

systems within the facilities safety, and for potable water needs. A water deluge system may not 

be required if launch vehicles are of the so-called “Dry Bucket” type. For some types of 

vehicles, it may be necessary to flush each pad after launch, as well as to have deluge water for 

thermal and acoustic energy suppression. Water for these purposes can be brackish. 

Requirements for potable water will be those normally associated with personnel in an industrial 

operation. 

Wastewater treatment facilities will be necessary to collect, process, and dispose of 

sewage and other wastewater. Launch operations will not result in significant amounts of solid 

waste. Storm water management systems may also be required for the control and management 

 February, 01 18 
of storm water discharges from industrial areas. An EIS should address storm water management 

discharge impacts. 

Hazardous wastes are generated at launch facilities. Among other activities, post-launch 

activities (i.e., pad refurbishment) will generate hazardous waste. These wastes may be 

contaminated with metals, solvents, and propellants. An EIS should discuss pollution prevention 

activities, how launch facility design and operation will minimize the generation of residual 

hazardous contamination, and how residual waste will be effectively managed. 

CEQ regulations state that identification of an agency’s preferred alternative must occur 

at the final EIS stage, but can be included in a draft EIS if a preference exists at that stage. 

Federal agencies cannot commit resources in a manner that would prejudice selection of 

alternatives before making a final decision (40 CFR §1502.2(g)). 

Reasonable alternatives for a commercial launch site may include, but are not limited to: 

Alternative launch facility locations, 

Alternative scope of the launch facility (e.g., magnitude and complexity of perspective 

launch missions), and 

Alternative extent of launch facility operations. 

3.7.4 Affected Environment 

For the EIS process to culminate in an accurate determination of potential impacts from a 

proposed commercial launch facility, existing (also referred to as baseline) conditions at and in 

the immediate vicinity of a proposed site and site alternatives must be identified and described. 

Descriptions of affected environments should be limited to information that directly relates to the 

scope of the proposed action and alternatives. Effort and attention should be concentrated on 

important issues, including those issues that will result in significant impacts. CEQ regulations 

state that data and analyses in an EIS should be commensurate with the importance of the impact, 

with less important material summarized, consolidated, or simply referenced (40 CFR §1502.15). 

Overall, baseline data should include descriptions of air quality, water quality/resources, land 

use, noise receptors, biological resources, geology and soils, cultural resources, visual resources, 

health and safety issues, socioeconomic issues, environmental justice, and airspace issues. 

3.7.5 Environmental Consequences 

This section presents an analysis of potential environmental impacts that may result from 

the development and operation of commercial launch sites, including the impacts of commercial 

launches. The environmental consequences of operating commercial launch sites, and in 

particular the impacts of commercial launches themselves, should tier off FAA’s Programmatic 

Environmental Impact Statement for Commercial Launches (Draft dated September 7, 1999). 

The potential impacts described below should be considered generic; each NEPA document 

covering proposed launch site alternatives will need to address specific characteristics of a 

proposed site and site alternatives. Generally, the resources and issues covered in the Affected 

Environment section should be correspondingly addressed in the Environmental Consequences 

section, including but not limited to air quality, water quality/resources, land use, noise receptors, 

biological resources, geology and soils, cultural resources, visual resources and light emissions, 

health and safety issues, socioeconomic issues, environmental justice, and airspace issues. 

 February, 01 19 
Environmental consequences analysis should address both direct and indirect impacts. 

Direct impacts are “caused by the action and occur at the same time and place” (40 CFR 

§1508.8(a)).” Indirect impacts are reasonably foreseeable effects of the action that are likely to 

be manifest in the future or at some distance from the site (40 CFR §1508.8(b)). Possible 

conflicts between the proposed action and the objectives of federal, regional, state and local land 

use plans, policies and controls should be discussed (40 CFR §1506.2(d)). 

Federal agencies can, and should, address beneficial impacts, in addition to adverse 

impacts, in NEPA documents (40 CFR §1508.8(b)). Analysis of adverse impacts should include 

and delineate between significant impacts (the threshold for preparation of an EIS as opposed to 

an EA) and non-significant impacts. The level of detail provided through data and analyses for 

each environmental impact should be commensurate with the degree of the impact (40 CFR 

§1502.15). For example, if a proposed action would not have any direct or indirect effect on 

ground water, the EIS need not address ground water in detail, but should simply state that the 

issue was considered and that the project would not impact the resource. Conflicts between the 

proposed action and federal, regional, state or local planning should be discussed. Connected, 

similar, and cumulative actions should also be discussed. 

An EIS must identify cumulative impacts of a proposed action (40 CFR §1508.25(a)(2)). 

Cumulative impacts are those that result from the incremental impact of the action when added to 

other past, present, and reasonably foreseeable future actions, regardless of what agency or 

person undertakes such actions (40 CFR §1508.7). Cumulative impacts can result from 

individually minor but collectively significant actions taking place over a period of time (40 CFR 

§1508.7). 

In preparing an EIS for development and operation of a commercial space launch site, 

FAA may determine that maximum-case data should be used for both the number of launches 

from the site and launch vehicle size and attendant impacts. The use of maximum-case data will 

provide coverage of the largest reasonable and foreseeable envelope of impacts, even if initial 

plans are less extensive than the maximum case. 

Air Quality. Air quality is regulated by the Clean Air Act (CAA) of 1970 and the 

Amendments of 1977 and 1990. Under the CAA, National Ambient Air Quality Standards 

(NAAQS) are established to protect public health and welfare from high pollution levels by 

defining minimum acceptable levels of air quality to be achieved through the nation for criteria 

pollutants. Criteria pollutants are: ozone, carbon monoxide, nitrogen dioxide, sulfur dioxide, 

particulate matter of 10 microns or less in diameter, and lead. The Environmental Protection 

Agency (EPA) specifies whether certain areas are in attainment or non-attainment for NAAQS. 

The EPA addresses mobile sources, such as aircraft, in its assessments of attainment status, but 

the EPA does not currently address launch vehicles. Although launch vehicle emissions are not 

covered under NAAQS, any large quantity of criteria pollutants should be considered in any 

NEPA documentation prepared by FAA. Construction of a commercial launch site may generate 

particulate emissions during site clearing and construction. Furthermore, launch site operations 

can affect air quality through launch exhausts, chemical releases, fuel manufacture or combustion 

at support facilities (e.g., power plants), employee vehicles, and other air emissions. An EIS 

should address each of these issues, where applicable, providing mitigation measures where 

appropriate. 

 February, 01 20 
Contaminants from launch emissions are determined variously by propellant type, 

propellant additives and/or impurities, or operational factors of the propulsion system itself. 

Present-day launches are commonly known to emit, for example, the following products of 

combustion: water, carbon dioxide, carbon monoxide, hydrogen chloride, nitrogen, hydrogen, 

and aluminum oxide. Of these, carbon monoxide and hydrogen chloride are generally recognized 

as air pollutants and may present a toxicity hazard, contribute to ground-level ozone (because 

volatile organic compounds are precursors to ground-level ozone) and deplete the stratospheric 

ozone layer. Aluminum oxide (emitted as a particulate), water, and carbon dioxide (upper 

atmosphere pollutants) may also be of concern, because they may affect chemical/physical 

properties of the atmosphere and result in undesirable impacts such as global climatic changes. 

Failure of a launch (i.e., launch abort) may result in the rupture of propellant tanks, which may in 

turn result in a release of propellants. These normally ignite and burn, potentially forming 

various oxides of nitrogen in the atmosphere. These can be of concern because nitrogen oxides 

are precursors to ground-level ozone. 

Under Title V of the CAA Amendments of 1990, facilities must obtain permits to release 

regulated air pollutants, including criteria pollutants and hazardous air pollutants (HAPs). EPA 

regulates 188 HAPs, which are chemicals that pose potential health risks to exposed persons. 

Hydrazine, monomethyl hydrazine (MMH), unsymmetrical dimethylhydrazine (UDMH), 

nitrogen tetroxide (N2O4), and hydrogen chloride (HCl) are all EPA-listed HAPs. Owners and/or 

operators of licensed launch sites that emit any of these chemicals may be required to obtain a 

permit from EPA under Title V. 

Air quality analysis should also cover secondary emission impacts. Construction of a 

commercial launch facility may impact land use near the proposed project site, resulting in 

development of residential and industrial areas and an increase in traffic. These activities could 

impact the existing air quality at and around the proposed facility. 

Potential impacts to the atmosphere should be examined in the troposphere (atmospheric 

layer extending from the Earth’s surface to 10 or 20 kilometers), stratosphere (atmospheric layer 

extending from the troposphere to 55 kilometers), mesosphere (atmospheric layer extending from 

45 or 55 kilometers to 80 or 85 kilometers), and ionosphere (atmospheric layer extending 

upwards from 70 or 80 kilometers). 

Water Quality/Resources. Water resources include ground water, surface water and 

affected marine environments and their physical, chemical, and biological qualities. The Clean 

Water Act as amended by the Clean Water Floodplains Floodways Act of 1977, regulates the 

control of water pollutants, including direct discharges of waste and indirect runoff from rain 

into waters of the U.S. Potential water quality impacts resulting from launch facility operations 

are likely to arise principally from wastewater treatment plant discharges, storm water runoff, 

impact of spent launch vehicle stages, dredging, construction, fallout, and releases into ground 

water. Water quality analysis should focus on impacts to both surface and ground water resulting 

from the proposed action. Where applicable, water quality should also address potential impacts 

to recreational aquatic resources. Mitigation measures should be presented where appropriate. 

Wastewater treatment plant direct discharges must conform to limits set by a Clean 

Water Act (CWA) Section 402 National Pollutant Discharge Elimination System (NPDES) 

permit and applicable state regulations. Indirect storm water runoff/discharges may be subject to 

CWA Section 307 pretreatment standards and may require a storm water permit. Control of 

 February, 01 21 
runoff will prevent spilled propellants, pesticides, phosphorus, nitrogen and suspended solids 

from entering nearby waterways. Spent launch vehicle stages can contribute residual solid and 

liquid propellants from fallout or accidental release presenting a hazard to the environment, 

including the marine environment. Dredging and construction can result in an increase of 

turbidity and pollutant loads in nearby waterways. Dredging or filling of wetlands is subject to 

U.S. Army Corps of Engineer permitting pursuant to CWA Section 404. In certain states, state 

wetland permits may be required. Impacts from discharge of heated water should also be 

considered. 

With respect to water quality, the Coastal Zone Management Act (CZMA) requires that 

federal activity in coastal areas that affects any land or water use or natural resource of the 

coastal zone must provide a Coastal Consistency Determination (CCD) indicating that a 

proposed action will be consistent to the maximum extent practicable with state coastal 

management programs. If a state program exists under the CZMA, standards developed under 

that program should be addressed. Where applicable, a federal agency must provide a CCD 

before final approval of a proposed action. In these cases, the CCD should be included in NEPA 

documentation. The Coastal Barriers Resources Act and the recent Executive Order 13089 

covering coral reefs must be addressed if proposed actions could potentially affect these 

resources. 

If the proposed federal action would impound, divert, drain, control, or otherwise modify 

the waters of any stream or other body of water, the Fish and Wildlife Coordination Act applies 

(unless the project is for the impoundment of water covering an area of less than ten acres). In 

such cases, FAA must consult with the USFWS and the applicable State agency to identify ways 

to prevent loss of damage to wildlife resources resulting from the proposed action. 

Projects that are constructed in floodplains are subject to special requirements as 

specified in EO 11988. If the proposed action may affect a river covered by the Wild and Scenic 

Rivers Act, the Department of Interior should be contacted. 

Land Use. Potential land use impacts from space launch facility operations would most 

likely arise in launch site construction, disposal or treatment of solid wastes, fallout, and material 

storage activities, as well as launch noise and visual effects. Potential issues include impacts to 

prime and unique farmland, wetlands, floodplains, barrier islands, and the coastal zone. 

Additionally, launch safety buffer zones and projected launch vehicle stage impact areas may 

affect land use and could require coordination with local, regional, and/or federal zoning officials 

to determine if there are any restrictions on possible uses of the land. Appropriate compatible 

land use controls should be encouraged early in the project planning stage. 

Noise. The Noise Control Act establishes a policy to promote regulation of noise to 

achieve an environment free from harmful effects to the health and welfare of individuals and 

society as a whole. Noise can be defined as unwanted sound, occurring when a receptor has no 

appreciation for the sound received. Sensitive noise receptors can include both human beings as 

well as biological resources. Space launch facility construction could affect ambient noise levels 

in addition to impacts generated by launches and other operations. An EIS should consider 

acoustic compatibility of a site with surrounding land uses, providing mitigation where 

appropriate. Noise emission projections should be based on launch vehicle and engine design as 

well as trajectory. Particular attention must be given to potential impacts from sonic and subsonic noise generation. For launch facilities proposing to service reentry vehicles, sonic boom 

 February, 01 22 
effects must be considered for both launch and reentry and any potential noise impacts 

specifically occurring during land-locked launches/reentries (launches or reentries taking place 

from a land-locked launch or reentry facility). 

Biological Resources. Biological resources are plants, animals, and their habitats that 

are native to an area, including internationally threatened or endangered species. Section 7 of the 

Endangered Species Act as amended requires each federal agency in consultation with the 

USFWS and the National Marine Fisheries Service (NMFS) to ensure that any action authorized 

by such agency is not likely to jeopardize the continued existence of any federally-listed 

endangered or threatened species or result in the destruction or adverse modification of habitat of 

such species which is determined by the Department of Interior to be critical. Marine mammals 

and threatened and endangered species are protected by the Marine Mammal Protection Act 

(MMPA) and the Endangered Species Act (ESA). Early consultation with and/or permits from 

the USFWS and the NMFS and state authorities, as appropriate, are required for potential 

impacts to endangered or threatened species. Consultation with these agencies, including written 

concurrence, should be included in FAA’s NEPA documentation. 

One of the most immediate potential impacts on flora, fauna, and associated ecosystems 

attributable to various launch facility operations will occur during facility construction, in the 

vicinity of the launch complex at the time of an actual launch and in the vicinity of a 

landing/recovery area for reusable vehicles. Impacts to biological resources may also occur in 

areas where expended stages are jettisoned during normal launch operations for expendable 

launch vehicles. 

Environmental Justice. Executive Order 12898, Federal Actions to Address 

Environmental Justice in Minority Populations and Low-Income Populations and DOT Order 

5610.2, Environmental Justice in Minority Populations and Low-Income Populations, require 

federal agencies to address, as appropriate, disproportionately high and adverse human health or 

environmental effects of its programs, policies and activities on minority populations and lowincome populations. Accordingly, NEPA documentation should analyze whether the proposed 

action will occur in or near an area with minority and low-income populations, focusing on the 

potential for disproportionate environmental impacts on these communities. 

Socioeconomic Impacts. Community impacts resulting from launch facility operations 

may include the economy, demographic patterns, community services, and energy consumption. 

Local economies, infrastructure, demographic patterns, community services, and energy 

consumption have the potential to be altered due to an influx of workers and visitors to a launch 

site. Any relocation, evacuation or other community disruption that may be caused by the 

proposed action should be discussed. Alteration of surface transportation patterns, disruption of 

established communities, changes in employment or substantial loss in community tax revenue 

should be addressed. 

Cultural Resources. Cultural resources include prehistoric, historic, and Native 

American resources. The first step in the analysis of this impact category is to define the area of 

potential effect. Next, the resources that are listed or are eligible for listing on the National 

Register of Historic Places, pursuant to the National Historic Preservation Act (NHPA) of 1966, 

or are considered cultural items pursuant to the Native American Graves Protection and 

Reparation Act (NAGPRA) of 1990 are identified. Then the potential effects of the proposed 

action and its alternatives are considered. Construction of commercial launch facilities as well as 

 February, 01 23 
 

 

launch trajectories and stage ejection may impact cultural resources. Potential effects to cultural 

resources may require early consultation with the State Historic Preservation Officer, Tribal 

Historic Preservation Officer and/or the Advisory Council on Historic Preservation (a federal 

agency), pursuant to NHPS Section 106. Depending on the type of cultural resource, 

consultation with Native American tribal representatives may also be required under NAGPRA. 

The Advisory Council on Historic Preservation’s regulations 36 CFR 800, were published in the 

Federal Register on May 18, 1999. 

FAA Order. FAA Order 1050.1D implements NEPA, DOT Order 5610.1C, 

“Procedures for Considering Environmental Impacts,” and 27 other environmental statutes, 

directives, and orders (FAA Order 1050.1E is in development). 

Department of Transportation Act Section 4(f). Additionally, Section 4(f) of the 

Department of Transportation Act 49 U.S.C. 303, states that it is national policy to preserve the 

natural beauty of the countryside, parklands, refuges, and historic sites. The Secretary of 

Transportation may approve a transportation program or project requiring the use of publicly 

owned land of a public park, recreation area, or wildlife or waterfowl refuge, or land of an 

historic site of national, state or local significance only if there is no feasible or prudent 

alternative to using that land and the program or project includes all possible planning to 

minimize harm. Section 4(f) resources are protected from both direct impacts and constructive 

uses which substantially impair the use or integrity of Section 4(f) resources. If it is determined 

that section 4(f) is applicable and there are no feasible or prudent alternatives, project effects 

must be mitigated to minimize harm. Such mitigation measures may include replacement of land 

and facilities and design measures to mitigate adverse effects. 

3.7.6 Mitigation Measures 

CEQ encourages mitigation plans for significant impacts resulting from a proposed 

action. Mitigation measures are those means by which adverse project-related impacts can be 

diminished or eliminated. CEQ regulations state that mitigation includes avoiding the impact 

altogether by not taking certain actions or parts of an action; minimizing impacts by limiting the 

degree or magnitude of the action and its implementation; rectifying or eliminating impacts over 

time by preservation and maintenance operations during the life of the action; or compensating 

for the impact by replacing or providing substitute resources or environments (40 CFR 

§1508.20). The initial step in mitigation planning is identification of the impacts from a proposed 

action and determining which impacts can be reduced or eliminated in some way. The second 

step is deciding on mitigation measures based on consultation with appropriate agencies and 

affected parties. The third step is actual implementation of mitigation measures, and the fourth 

step is monitoring and reporting on their effectiveness. 

3.8 Draft EISs 

Federal agencies are required to circulate an entire draft EIS, furnishing copies to 

cooperating agencies and any federal state or local agency authorized to enforce environmental 

standards; and to any person, organization or agency requesting a draft (40 CFR §1502.19). 

After preparation of a draft EIS, a federal agency must request and obtain comments from the 

aforementioned agencies or individuals (40 CFR §1503.1(a)). Comments on the draft EIS must 

be assessed, considered, and included or summarized in the final EIS where appropriate or 

 February, 01 24 
applicable (40 CFR §1503.4(a)). Furthermore, agencies must respond to comments, either 

individually or collectively, with the following possible responses: 

Modify alternatives including the proposed action; 

Develop and evaluate alternatives not previously given serious consideration by the 

agency; 

Supplement, improve, or modify its analyses; 

Make factual corrections; and 

Explain why the comments do not warrant further agency response (40 CFR 

§1503.4(a)(1)-(5). 

3.9 Notice of Availability (and Public Review) 

CEQ regulations require that agencies file Draft and Final EISs at the EPA Office of 

Federal Activities (40 CFR §1506.9). EPA publishes a weekly notice of availability (NOA) in 

the Federal Register of EISs filed during the preceding week. This EPA filing notice starts the 

public review period for the Draft EIS and the waiting period for the Final EISs. No decision on 

the proposed action can be made or recorded until 90 days after publication of the EPA’s NOA 

for a draft EIS and after the 30-day waiting period following EPA’s NOA for a final EIS (40 

CFR §1506.10(b)). 

3.10 Public Hearing Procedures 

CEQ regulations require agencies to hold or sponsor public meetings or hearings 

whenever appropriate or required by statute (40 CFR §1506.6(c)). Public hearings are not 

required for scoping an EIS or for obtaining comments on a draft EIS. Criteria for holding or 

sponsoring public meetings or hearings include: 

Substantial environmental controversy concerning the proposed action or substantial 

interest in holding a hearing. 

A request for a hearing by another agency with jurisdiction over the action, supported by 

reasons why a hearing would be helpful (40 CFR §1506.6(c)(1) and (2)). 

If FAA determines that a hearing should be held, notice of the hearing can be published 

in the NOA. A hearing on a draft EIS should not be held sooner than 15 days after the draft EIS 

is made available to the public (40 CFR §1506.6(c)(2)). Guidance on distribution of notices for 

NEPA documents and related hearings can be found in 40 CFR §1506.6(b). FAA establishes 

procedures for the conduct of hearings and publishes these procedures in the notice announcing 

the hearing. An FAA official or representative should preside over the hearing. To ensure that 

everyone who wishes to speak has a chance to do so, time limits can be established. FAA may 

allow longer times for representatives of organizations. 

3.11 NEPA Document Distribution 

Distribution requirements for NOIs, EAs, FONSIs, and other NEPA documents are less 

defined than those for EISs. FAA officials prepare and sign letters, which distribute or announce 

the availability of NEPA documents. FAA will coordinate, or direct coordination of, letters to 

 February, 01 25 
Members of Congress or Governors, as well as all levels of the federal government. Generally, 

where time for public involvement is limited, NEPA documents should be forwarded with letters 

announcing their availability for review. Letters concerning preparation of an EA, FONSI, or 

issuance of a ROD need not include the document, but rather can announce its availability, 

including where and how to obtain it. 

Specific distribution procedures for any NEPA document must be decided by FAA on a 

case-by-case basis, taking into consideration such factors as the nature of the action and extent of 

public interest. Issues such as whether the proposed action is one with effects of national 

concern, or is merely of local concern can affect the extent of an agency’s notification 

responsibilities (40 CFR §1506.6(b)). CEQ requirements for NEPA notification and document 

distribution are as follows: 

Provide notice of the availability of environmental documents so as to inform those 

persons and agencies who may be interested or affected. 

In all cases, mail notice of availability to those who have requested it on an individual 

action. 

In the case of an action with effects of national concern, the notice of availability shall be 

published in the Federal Register and mailed to national organizations reasonably 

expected to be interested in the proposed action. 

In the case of an action with effects primarily of local concern, the notice of availability 

actions might include: 

Following the affected state’s public notice procedures for comparable actions; 

Publication in local newspapers; 

Notice through other local media; 

Notice to potentially interested community organizations including small 

business associations; 

Publication in newsletters that may be expected to reach potentially interested 

persons; 

Direct mailing to owners and occupants of nearby or affected property; and 

Posting notice on and off site in the area where the action is to be located 

(40 CFR §1506.6(b)). 

3.12 Record of Decision 

A ROD is a public record of a decision indicating final approval of a proposed action 

analyzed in an EIS. FAA requires a ROD to document its decisions following finalization of 

environmental impact statements. A ROD: 

Identifies all alternatives considered by FAA in reaching its decision, specifying the 

alternative or alternatives, which were considered to be environmentally preferable. 

States whether all practicable means to avoid or minimize environmental harm from the 

alternative selected have been adopted and, if not, why they were not. A monitoring and 

enforcement program will be adopted and summarized where FAA determined the 

designated mitigation measures were necessary for approval of the EIS (40 CFR 

§1505.3). 

 February, 01 26 
3.15 Time Limitations 

As previously discussed, until a ROD is signed, FAA and the applicant for a launch 

operator license should not take any action which would have an adverse environmental impact 

or limit the choice of reasonable alternatives (40 CFR §1506.1(a)(1) and (2)). 

3.13 Supplemental NEPA documentation 

Agencies are required to prepare supplements to draft EISs or final EISs if substantive 

changes are made in the proposed action that are relevant to environmental concerns or there are 

significant new circumstances or information relevant to environmental concerns and bearing on 

the proposed action or its impacts (40 CFR §1502.9(c)). Supplemental NEPA documentation is 

prepared, approved, circulated, and filed in the same fashion as a regular draft or final EIS; 

however, scoping is not required for a supplement (40 CFR §1502.9(c)(4)). 

3.14 Tiering 

CEQ encourages agencies to tier their EISs to eliminate repetitive discussions of the same 

issues and to focus on the actual issues ripe for decision at each level of environmental review 

(40 CFR §1508.28). When a broad EIS has been prepared, such as a programmatic EIS, 

subsequent EISs or EAs related to the program need only summarize the issues discussed in the 

broader EIS, incorporate discussions from the broader EIS by reference, and therefore 

concentrate on issues specific to the subsequent action. 

A draft EIS may be assumed to be valid for three years. If the final impact statement is not 

submitted to the approving official within three years from the date the draft statement was 

circulated, a written reevaluation of the draft shall be prepared by or for FAA to determine 

whether the consideration of alternatives, impacts, existing environment, and mitigation 

measures in the draft statement remain applicable, accurate and valid. If there have been changes 

in these facts or issues which would be significant in the consideration of the proposal, a 

supplement or new environmental document shall be prepared and circulated. 

With regard to time limitations on final EISs, 

If major steps toward implementation of the proposed action (such as the start of 

construction or substantial acquisition) have not commenced within 3 years from the 

date of approval of the final statement, a written reevaluation of the adequacy, accuracy 

and significant changes in the proposed action, affected environment, anticipated 

impacts or proposed mitigation measures, a new or supplemental EIS shall be 

prepared; 

If the proposed action is to be implemented in stages or requires successive federal 

approvals, a written reevaluation of the continued adequacy, accuracy and validity of 

the final statement shall be made at each major approval point which occurs more than 

3 years after approval of the final statement and a new or supplemental statement 

prepared if necessary; and 

If the proposed action has been restrained or enjoined by court order or legislative 

process after approval of the final statement, the 3-year period may be extended by the 

time equal to the duration of the injunction, restraining order or legislative delay. 

 February, 01 27 
3.16 Written Reevaluations 

In addition to the previously discussed requirements for written reevaluations, FAA will 

exercise judgment on when a written reevaluation is appropriate in other circumstances to 

evaluate the continued validity of environmental documents. The preparation of a new EIS, 

FONSI or supplement is not necessary when it can be documented that: 

The proposed action conforms to plans or projects for which a prior EIS or FONSI has 

been filed; 

The data and analyses in the previous EIS or FONSI are still substantially valid; and 

All pertinent conditions and requirements of the prior approval have been or will be 

met in the current action. 

This evaluation, signed by FAA, will either conclude the contents of previously prepared 

environmental documents remain valid or that significant changes require the preparation of a 

supplement to existing environmental documents or the preparation of new documents. The 

written reevaluation has no standard format and no circulation or publication requirements. It 

becomes part of FAA’s file and may be made available on request. 

 February, 01 28 
4.0 SOURCES FOR FURTHER GUIDANCE 

Council on Environmental Quality (CEQ) Regulations for Implementing the Procedural 

Provisions of the National Environmental Policy Act (40 CFR §1500-1508). 

Procedures for Considering Environmental Impacts, DOT Order 5610.IC, Department of 

Transportation, Office of the Secretary, September 18, 1979; as revised on July 13, 1982 and 

July 30, 1985. 

Guidance for Preparing and Processing Environmental and Section 4(f) Documents (T6640.8A), 

U.S. Department of Transportation, Federal Highway Administration, October 30, 1987. 

Policies and Procedures for Considering Environmental Impacts, FAA Order 1050.1D, Federal 

Aviation Administration, December 5, 1986. 

Airport Environmental Handbook, FAA ORDER 5050.4A, Department of Transportation, 

Federal Aviation Administration, October 8, 1985. 

Forty Most Asked Questions Concerning CEQ's National Environmental Policy Act Regulations, 

Council on Environmental Quality, Federal Register, Volume 46, Number 55, March 23, 1981. 

Considering Cumulative Effects Under the National Environmental Policy Act, Council on 

Environmental Quality, April 1997. 

 February, 01 29 
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 February, 01 30 
APPENDICES 

Appendices A, B, C, D, and E present an EA checklist, a matrix for the preparation of 

EISs, a master checklist for EISs, a detailed checklist for EISs, and applicable federal regulations 

for use in the preparation or review of EAs and EISs, respectively. 

 February, 01 31 
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 February, 01 32 
APPENDIX A 

ENVIRONMENTAL ASSESSMENT CHECKLIST 

 February, 01 33 
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 February, 01 34 
APPENDIX A 

ENVIRONMENTAL ASSESSMENT CHECKLIST1 

List 1: General Yes No N/A Page Adequacy Evaluation and 

Comments 

1.1.0 Summary (optional in EAs) 

1.1.1 Does the summary address the entire EA? 

1.1.2 Is the summary consistent with 

information in the document? 

1.1.3 Does the summary highlight key 

differences among the alternatives? 

1.1.4 Does the summary describe: 

 

 

 

 

 

 

 

 

 

 

 

 

 

The underlying purpose and need for FAA 

action; 

The proposed action; 

Each of the alternatives; 

The principal environmental issues, 

results, mitigation measures? 

1.2.0 PURPOSE AND NEED FOR ACTION 

1.2.1 Does the statement of purpose and need 

define the need for FAA action? 

1.2.2 Does the statement of purpose and need 

relate to the broad requirement or desire for 

FAA action, and not to the need for one 

specific proposal? 

1.2.3 Is the statement of purpose and need 

written so that is does not inappropriately 

narrow the range or reasonable alternatives? 

1.2.4 Does the statement of purpose and need 

identify the problem or opportunity to which 

FAA is responding? 

1

 Source: Adapted from U.S. Department of Energy, Environmental Assessment Checklist, 1994. 

 February, 01 35 
 

 

 

 

 

 

 

 

 

 

 

 

 

 

List 1: General Yes No N/A Page Adequacy Evaluation and 

Comments 

1.3.0 DESCRIPTION OF THE PROPOSED ACTION AND ALTERNATIVES 

1.3.1 Is the proposed action described in 

sufficient detail so that potential impacts can be 

identified? Are all phases described (e.g., 

construction, operation, maintenance, and 

decommissioning)? 

1.3.2 Are environmental releases associated 

with the proposed action quantified, including 

both the rate and duration? 

1.3.3 As appropriate, are mitigation measures 

included in the description of the proposed 

action? 

1.3.4 Is the project description written broadly 

enough to encompass future modifications? 

1.3.5 Does the proposed action exclude 

elements that are more appropriate to the 

statement of purpose and need? 

1.3.6 Is the proposed action described in terms 

of the FAA action to be taken (even a private 

action that has been federalized)? 

1.3.7 Does the EA address a range of 

reasonable alternatives that satisfy the FAA’s 

purpose and need, including reasonable 

alternatives outside FAA’s jurisdiction? 

1.3.8 If there are alternatives that appear 

obvious or have been identified by the public, 

but are not analyzed, does the EA explain why 

they were excluded? 

1.3.9 Does the EA include the no action 

alternative? 

1.3.10 Is the no action alternative described in 

sufficient detail so that its scope is clear and 

potential impacts can be identified? 

1.3.11 Does the no action alternative include a 

discussion of the legal ramifications of no 

action, if appropriate? 

1.3.12 Does the EA take into account 

relationships between the proposed action and 

other actions to be taken by FAA in order to 

avoid improper segmentation? 

1.3.13 Does the proposed action comply with 

CEQ regulations for limitations on actions 

during NEPA process or interim actions? 

 February, 01 36 
 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

List 1: General Yes No N/A Page Adequacy Evaluation and 

Comments 

1.4.0 DESCRIPTION OF THE AFFECTED ENVIRONMENT 

1.4.1 Does the proposed action present potential 

for impacts on water resources or water quality? 

If yes, complete questions in Section 1.9.0. 

1.4.2 Does the proposed action present potential 

for impacts related to geology or soils? 

If yes, complete questions in Section 1.10.0. 

1.4.3 Does the proposed action present potential 

for impacts on air quality? 

If yes, complete questions in Section 1.11.0. 

1.4.4. Does the proposed action present potential 

for impacts on wildlife or habitat? 

If yes, complete questions in Section 1.12.0. 

1.4.5. Does the proposed action present potential 

for effects on human health? 

If yes, complete questions in Section 1.13.0. 

1.4.6 Does the proposed action involve 

transportation? 

If yes, complete questions in Section 1.14.0. 

1.4.7 Does the proposed action involve waste 

management? 

If yes, complete questions in Section 1.15.0. 

1.4.8. Does the proposed action present potential 

for impacts on socioeconomic conditions? 

If yes, complete questions in Section 1.16.0. 

1.4.9 Does the proposed action present potential 

for impacts to historic, archaeological, or other 

cultural sites or properties? 

If yes, complete questions in Section 1.17.0. 

1.4.10 Does the EA identify either the presence or 

absence of the following within the area 

potentially affected by the proposed action and 

alternatives: 

Floodplains, floodways [EO 11988]? 

Wetlands [EO 11990; 40 CFR §1508.27 

(b)(3)]? 

Threatened, endangered, or candidate species 

and/or their critical habitat, and other special 

status (e.g., state-listed) species [16 U.S.C. 

1531; 40 CFR §1508.27(b)(3)]? 

Prime or unique farmland or other land uses 

in the vicinity of the launch site [7 U.S.C. 

4201; 7 CFR § 658; 40 CFR § 

1508.27(b)(3)]? 

State or national parks, forests, conservation 

areas, or other areas of recreational, 

ecological, scenic, or aesthetic importance? 

Wild and scenic rivers [16 U.S.C. 1271; 40 

CFR §1508.27(b)(3)]? 

Natural resources (e.g., timber, range, soils, 

minerals, fish, wildlife, water bodies, 

aquifers), marine sanctuaries, coral reefs, 

coastlines? 

Property of historic, archaeological, or 

architectural significance (including sites on 

or eligible for the National Register of 

historic Places and the National Registry of 

Natural Landmarks, including 4(f) properties) 

 February, 01 37 
 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

[16 U.S.C. 470; 36 CFR §800; 40 CFR 

§1508.27(b)(3)]? 

Native Americans’ concerns [16 U.S.C. 470; 

42 U.S.C. 1996]? 

Minority and low-income populations 

(including a description of their use and 

consumption of environmental resources) 

[EO 12898]? 

1.4.11 Does the description of the affected 

environment provide the necessary information to 

support the impact analysis, including cumulative 

impact analysis? 

1.4.12 Does the EA appropriately use 

incorporation by reference? Is/are the 

incorporated document(s) up-to-date? 

1.4.13 If this EA adopts, in whole or in part, a 

NEPA document prepared by another federal 

agency, has FAA independently evaluated the 

information? 

1.5.0 ENVIRONMENTAL EFFECTS 

1.5.1 Does the EA identify the potential effects 

(including cumulative effects) to the following, as 

identified in question 1.4.1: 

Floodplains and floodways[EO 11988]? 

Wetlands [EO 11990; 40 CFR §1508.27 

(b)(3)]? 

Threatened, endangered, or candidate species 

and/or their critical habitat, and other special 

status (e.g., state-listed) species [16 U.S.C. 

1531; 40 CFR §1508.27(b)(3)]? 

Prime or unique farmland [7 U.S.C. 4201; 7 

CFR 658; 40 CFR §1508.27(b)(3)]? 

State or national parks, forests, conservation 

areas, or other areas of recreational, 

ecological, scenic, or aesthetic importance 

including 4(f) properties? 

Wild and scenic rivers [16 U.S.C. 1271; 40 

CFR §1508.27(b)(3)]? 

Natural resources (e.g., timber, range, soils, 

minerals, fish, wildlife, water bodies, and 

aquifers)? 

Property of historic, archaeological, or 

architectural significance (including sites on 

or eligible for the National Register of 

historic Places and the National Registry of 

Natural Landmarks) [16 U.S.C. 470; 36 CFR 

§800; 40 CFR §1508.27(b)(3)]? 

Native Americans’ concerns [16 U.S.C. 470; 

42 U.S.C. 1996]? 

Minority and low-income populations 

(including a description of their use and 

consumption of environmental resources) 

[EO 12898]? 

 February, 01 38 
 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1.5.2 Does the EA analyze the proposed action 

for both: 

Short-term and long-term effects [40 CFR 

§1508.27(a)]? 

Beneficial and adverse impacts [40 CFR 

§1508.27(b)(1)]? 

1.5.3 Do the discussions of environmental 

impacts include (as appropriate) human health 

effects, effects of accidents, and transportation 

effects? 

1.5.4 As appropriate, does the EA address the 

degree to which the possible effects on the human 

environment may be highly uncertain or involve 

unique or unknown risks [40 CFR 

§1508.27(b)(5)]? 

1.5.5 Do the discussions of environmental 

impacts identify possible direct, indirect and 

cumulative impacts? 

1.5.6 Does the EA quantify environmental 

impacts where possible? 

1.5.7 Are all potentially non-trivial impacts 

identified? Are impacts analyzed using a graded 

approach – i.e., proportional to their potential 

significance? 

1.5.8 Does the EA identify all reasonably 

foreseeable impacts [40 CFR §1508.8]? 

1.5.9 If information related to potential impacts is 

incomplete or unavailable, does the EA indicate 

that such information is lacking [40 CFR 

§1502.22]? 

1.5.10 Are sufficient data and references 

presented to allow review of the validity of 

analysis methods and results? 

1.6.0 OVERALL CONSIDERATIONS/INCORPORATION OF NEPA VALUES 

1.6.1 Because conclusions of overall significance 

will be made in a FONSI or determination to 

prepare an EIS, are the words “significant” or 

“insignificant” absent from conclusory statements 

in the EA? 

1.6.2 Do the conclusions regarding potential 

impacts follow from the information and analyses 

presented in the EA? 

1.6.3 Does the EA avoid the implication that 

compliance with regulatory requirements 

demonstrates the absence of significant 

environmental effects? 

1.6.4 Are mitigation measures appropriate to the 

potential impacts identified in the EA [40 CFR 

§1500.2(f)]? 

1.6.5 Does the EA show that FAA “has taken a 

‘hard look’ at environmental consequences” 

[Kleppe v. Sierra Club, 427 US 390, 410 

(1976)]? 

1.7.0 PROCEDURAL CONSIDERATIONS 

 February, 01 39 
 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1.7.1 Were host states and tribes and, when 

applicable, the public notified of FAA’s 

determination to prepare the EA? Does the EA 

address issues known to be of concern to the 

states, tribes, local and regional governments, and 

public? 

1.7.2 Has the EA been made available to the 

agencies, states, tribes, local and regional 

governments, and the public? 

1.7.3 Have stakeholders including the public been 

involved in the extent practicable during the 

preparation of the EA [CEQ (46 FR 18037); 40 

CFR §1506.6; 40 CFR §1501.4(b)]? Has the 

involvement of minority and low-income 

communities been proactively sought in the 

review and preparation process [EO 12898]? 

1.7.4 Have comments from host states and tribes 

and, when applicable, the public been addressed? 

1.7.5 Is a Floodplain/Wetlands Assessment 

required and, if so has one been completed? If 

necessary and applicable has a Coastal Zone 

Consistency determination been obtained? If 

required, has a Public Notice been published in 

the Federal Register? 

1.7.6 Does the EA demonstrate adequate 

consultation with appropriate agencies to ensure 

compliance with sensitive resource laws and 

regulations? Are letters of consultation (e.g., 

SHPO, USFWS) appended [16 U.S.C. 1531; 36 

CFR 800]? 

1.7.7 Does the EA include a listing of agencies 

and persons consulted [40 CFR §1508.9(b)]? 

1.8.0 FORMAT, GENERAL DOCUMENT QUALITY, USER FRIENDLINESS 

1.8.1 Is the EA written precisely and concisely, 

using plain language, and without jargon? 

1.8.2 Is FAA listed as the preparer on the title 

page of the EA? 

1.8.3 Are technical terms defined where 

necessary? 

1.8.4 Are the units of measure consistent 

throughout the document? 

1.8.5 If regulatory terms are used, are they 

consistent with their regulatory definitions? 

1.8.6 Are visual aids use whenever possible to 

simplify the EA? 

1.8.7 Are abbreviations and acronyms defined the 

first time there are used? 

1.8.8 Is the use of abbreviations minimized to the 

extent practical? 

1.8.9 Do the appendices support the content and 

conclusions contained in the main body of the 

EA? Is information in the appendix consistent 

with information in the main body of the EA? 

1.8.10 Is information in tables and figures 

 February, 01 40 
 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

consistent with information in the text and 

appendices? 

1.9.0 WATER RESOURCES AND WATER QUALITY 

1.9.1 Does the EA identify potential effects of the 

proposed action and alternatives on surface water 

quality and quality under both normal operations 

and accident conditions? 

1.9.2 Does the EA evaluate whether the proposed 

action or alternatives would be subject to: 

Water quality or effluent standards? 

National Interim Primary Drinking Water 

regulations? 

National Secondary Drinking Water 

regulations? 

1.9.3 Does the EA state whether the proposed 

action or alternatives: 

Would include work in, under, over, or 

having an effect on navigable waters of the 

United States? 

Would include the discharge of degraded or 

fill material into waters of the United States? 

Would include the deposit of fill material or 

an excavation that alters or modifies the 

course, location, condition, or capacity of any 

navigable waters of the United States? 

Would require a Rivers and Harbors Act 

Section 10 permit or a Clean Water Act 

(Section 403 or Section 404) permit? 

1.9.4 Does the EA identify potential effects on the 

proposed action and alternatives on groundwater 

quality and quality (including aquifers) under 

both normal operations and accident conditions? 

1.9.5 Does the EA consider whether the proposed 

action or alternatives may affect any municipal or 

private drinking water supplies? 

1.10.0 GEOLOGY AND SOILS 

1.10.1 Does the EA describe and quantify the 

land are proposed to be altered, excavated, or 

otherwise disturbed? Is this description 

consistent with other sections (e.g., land use, 

habitat area)? 

1.10.2 Are issues related to seismicity sufficiently 

characterized. Quantified, and analyzed? 

1.10.3 If the action involves the disturbance of 

surface soils, are erosion control measures 

addressed? 

1.11.0 AIR QUALITY 

1.11.1 Does the EA identify potential effects of 

the proposed action on ambient air quality under 

both normal and accident conditions? 

1.11.2 Are potential emissions quantified to the 

extent practicable (amount and rate of release)? 

 February, 01 41 
 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1.11.3 Does the EA evaluate potential effects to 

human health and the environment from exposure 

to radiation and hazardous chemicals in 

emissions? 

1.11.4 Does the EA evaluate whether the 

proposed action and alternatives would: 

Be in compliance with National Ambient Air 

Quality Standards? 

Be in compliance with the State 

Implementation Plan? If applicable, 

conformity analysis complete? 

Potentially affect any area designated as 

Class I under the Clean Air Act? 

Be subject to New Source Performance 

Standards? 

Be subject to National Emissions Standards 

for Hazardous Air Pollutants? 

Be subject to emissions limitations in an Air 

Quality Control Region? 

1.12.0 WILDLIFE AND HABITAT 

1.12.1 If the EA identifies potential effects of the 

proposed action and alternatives on threatened or 

endangered species and/or critical habitat, has 

consultation with USFWS or NMFS been 

concluded? Does the EA address candidate 

species? 

1.12.2 Are state-listed species identified, and, if 

so, are results of state consultation documented? 

1.12.3 Are potential effects (including cumulative 

effects) analyzed for fish and wildlife other than 

threatened and endangered species and for 

habitats other than critical habitat? 

1.12.4 Does the EA analyze the impacts of the 

proposed action on the biodiversity of the 

affected ecosystem, including genetic diversity 

and species diversity? 

1.12.5 Are habitat types identified and estimates 

provided by type for the amount of habitat lost or 

adversely affected? 

1.13.0 SAFETY AND HEALTH 

1.13.1 Does the EA identify a spectrum of 

potential accident scenarios that could occur over 

the life of the proposed action? 

1.13.2 Are chemical and radiological exposures 

addressed for both routine and accident 

conditions? 

1.14.0 TRANSPORTATION 

1.14.1 If transport of hazardous waste or 

materials is part of the proposed action, or if 

transport is a major factor, are the potential 

effects analyzed (including to a site, on-site, and 

from a site)? 

1.14.2 Does the EA analyze all reasonably 

 February, 01 42 
 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

foreseeable transportation links (e.g., overland 

transport, port transport, marine transport, global 

commons) [EO 12114]? 

1.14.3 Does the EA avoid relying exclusively on 

statements that transportation will be in 

accordance with all applicable state and federal 

regulations and requirements? 

1.14.4 Does the EA address both routine 

transportation as well as reasonably foreseeable 

accidents? 

1.14.5 Does the EA address the annual, total, and 

cumulative impacts of all FAA and non-FAA 

transportation on specific routes associated with 

the proposed action? 

1.15.0 WASTE MANAGEMENT AND WASTE MINIMIZATION 

1.15.1 Are pollution prevention and waste 

minimization practices applied in the proposed 

action and alternatives (e.g., is pollution 

prevented or reduced at the source when feasible; 

would waste products be recycled when feasible; 

are by-products that cannot be prevented or 

recycled treated in an environmentally safe 

manner when feasible; is disposal only used as a 

last resort)? 

1.15.2 If waste would be generated, does the EA 

examine the human health effects and 

environmental impacts of managing that waste, 

including waste generated during decontaminating 

and decommissioning? 

1.15.3 Are waste materials characterized by type 

and estimated quantity, where possible? 

1.15.4 Does the EA identify RCRA issues related 

to the proposed action and alternatives (i.e., 

generation of hazardous waste)? 

1.15.5 Does the EA establish whether the 

proposed action and alternatives would be in 

compliance with federal or state laws and 

guidelines affecting the generation, transportation, 

treatment, storage, or disposal of hazardous and 

other waste? 

1.16.0 SOCIOECONOMIC CONSIDERATIONS 

1.16.1 Does the EA consider potential effects on 

land use patterns, consistency with applicable 

land use plans, and compatibility of nearby uses? 

1.16.2 Does the EA consider possible changes in 

the local population due to the proposed action? 

1.16.3 Does the EA consider potential economic 

impacts such as effects on jobs and housing, 

 February, 01 43 
 

 

 

 

particularly in regard to disproportionate adverse 

effects on minority and low-income communities? 

1.16.4 Does the EA consider potential effects on 

public water and wastewater services, stormwater 

management, community services, and utilities? 

1.16.5 Does the EA evaluate potential noise 

effects of the proposed action and the application 

of community noise level standards? 

1.17.0 CULTURAL RESOURCES 

1.17.1 Was the SHPO consulted? 

1.17.2 Was an archaeological survey conducted? 

1.17.3 Does the EA include a provision for 

mitigation in the event unanticipated 

archaeological materials are encountered? 

 February, 01 44 
APPENDIX B 

MATRIX FOR EIS PREPARATION AND REVIEW AND 

PROCESS FLOW CHARTS 

 February, 01 45 
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 February, 01 46 
APPENDIX B 

MATRIX FOR EIS PREPARATION AND REVIEW 

A matrix, such as the one that follows, should be developed for each launch facility 

alternative prior to preparation of the EA or EIS. This matrix is to be used as an aid to develop 

alternatives and examine their respective potential impacts. Listed at the top of the matrix along 

the horizontal axis are construction and operation procedures for a launch facility. Down the 

vertical axis are listed environmental conditions in various categories that might be affected. The 

matrix shown encompasses only major actions and those environmental factors that are most 

likely to be involved. However, not all of those will apply to every project proposal, and more 

detailed ones may be added as appropriate. 

Each of the actions on the horizontal axis is evaluated for likely magnitude of its effect 

on environmental characteristics (down the vertical axis). To indicate that a significant degree of 

impact may exist, a slash is placed diagonally (upper right to lower left) across each intersecting 

block. 

In marking the boxes, unnecessary duplication can be avoided by concentrating on firstorder effects of specific actions. After all the boxes where possible impact exists have been 

marked with the diagonal line, the most important ones are then evaluated individually. In doing 

this, a number from 1 to 10 should be placed in the upper left-hand corner to indicate the relative 

magnitude of impact (10 = greatest magnitude). In the lower right-hand corner of the box, a 

number from 1 to 10 is placed to indicate the relative importance of the impact. 

No two boxes on any one matrix are precisely equitable. Rather, the significance of high 

or low numbers for any one box only indicates the degree of impact one type of action may have 

on one part of the environment. If alternative actions are under consideration, and a separate 

matrix is prepared for each action, identical boxes in the two matrices will provide a numerical 

comparison of the environmental impact for the alternatives considered. 

Figure B-1 describes the NEPA process in the form of a flow chart. This chart outlines 

the steps that should be taken by the action proponent and by the agency. Figure B-2 describes 

the environmental compliance process. 

 February, 01 47 
APPENDIX B 

ENVIRONMENTAL IMPACT STATEMENT MATRIX 

 INSTRUCTIONS 

1. Identify all actions (located across the top of the matrix) that are part of the proposed project. 

2. Under each of the proposed actions, place a ___at the intersection with each item on the side of 

the matrix if an impact is possible. 

3. Having completed the matrix, in the upper left-hand corner of each box with a ___, place a 

number from 1 to 10 which indicates the MAGNITUDE of the possible impact; 10 represents the 

greatest magnitude of impact and 1, the least (no zeros). Before eac 

4.The text which accompanies the matrix shoul dbe a discussion of the significant impacts, those 

colums and rows with large numbers of boxes and individual boxes with the larger numbers. 

Construction of Access Including Ports Construction of Operating Facility 

Construction of Support Facilities 

Transport of Stages, Payloads, Fuels, etc 

Storage of Equipment and Materials

Launch Operations Abort OperationPost Launch Operations 

PHYSICAL AND

CHEMICAL CHARACTERISTICS 

EARTH

Mineral Resources 

Construction Material 

Soils 

Land Form 

Force Fields and Background Radiation 

Unique Physical Features 

WATER 

Surface 

Ocean 

Underground 

Quality 

Temperature 

Recharge 

Snow, Ice, and Permafrost 

ATMOSPH

ERE

Quality (Gases, Particulates) 

Climate (Micro, Macro) 

Temperature 

PROCESSES

Floods 

Erosion 

Deposition (Sedimentation, Precipitation) 

Solution 

Sorption (ion Exchange, Complexing) 

Compaction and Settling 

Stability (Slides, Slumps) 

Stress-Strain (earthquake) 

Air Monitoring 

BIOLOGICAL CONDITIONS 

FLORA 

Trees 

Shrubs 

Grass 

Crops 

Microflora 

Aquatic Plants 

Endangered Species 

Berries 

Corridors 

 February, 01 48 
APPENDIX B 

ENVIRONMENTAL IMPACT STATEMENT MATRIX 

BIOLOGICAL CONDITIONS 

FAUNA Birds 

Land Animans and Reptiles 

Fish and Shellfish 

Benthic Organisms 

Insects 

Microfauna 

Endangered Species 

Barriers 

Corridors 

CULTURAL FACTORS 

LAND USE Wetlands 

Forestry 

Grazing 

Agriculture 

Residential 

Commercial 

Industrial 

Mining and Quarrying 

RECREATION 

Hunting 

Fishing 

Boating 

Swimming 

Camping and Riding 

Picnicking 

Resorts 

ESTHETICS AND HUMAN INTEREST Scenic Views and Vistas 

Wilerness Qualities 

Open Space Qualities 

Landscape Design 

Unique Physical Features 

Parks and Reserves 

Monuments 

Rare Species or Ecosystems 

Historical Sites and Objects 

CULTURAL

STATUS 

Cultural Patterns (Life Styles) 

Health and Safety 

Employment 

Population Density 

MAN-MADE FACILITIES AND 

ACTIVITIES 

Structures 

Transportation Network 

Waste Disposal 

Utility Networks 

Barriers 

Corridors 

ECOLOGICAL

RELATIONSHIPS 

SUCH AS Disease Insect Vectors 

Food Chains 

Sanitization of Surficial Material 

Brush Encroachment 

 February, 01 49 
Proposed Action 

Yes 

Known 

No Impact 2 

Yes No 

1 – FAA does, sometimes do 

documented Categorical Exclusions 

2 – Or mitigated below level of 

significance 

3 – Publication of FEIS in the Federal 

Register for 30-day holding period 

FIGURE B-1 

NEPA PROCESS FLOW CHART 

February, 01 50

No Further Documentation1 Categorical Exclusion 

Environmental Assessment 

Issue FONSI

Significant 

Impact 

Initiate EIS by Issuing Notice of Intent 

Scoping Meeting 

Proceed with Project DEIS Including Draft Section 

4(f) Evaluation if Applicable 

AST Review of DEIS 

Notice of Availability (EPA) 

Public Review (45 days) Public Hearing 

FEIS Including Preliminary ROD & Final

Section 4(f) Evaluation If Applicable 

Legal Sufficiency 

AST Approval if Acceptable 

Notice of Availability (EPA)

3 

Approval of ROD (at least 30 

days after circulation of FEIS) 

Further 

NEPA 

Analysis 

Required 
FIGURE B-2 

PROJECT ENVIRONMENTAL COMPLIANCE-PHASED COMPLIANCE PROCESS 

Preliminary Detailed 

Design Design Construction Operation 

pment 

 Impact 

eview 

s (Pre

 

Notice of Intent 

(scoping) Publish 

FEIS 

Publish DEIS Record of 

Decision 

Begin 

Analysis Complete 

Review 

Begin 

Preparation 

Public of Permit Notice Application Public 

Involvement 

Monitoring (if required) 

Submit Permit Issued 

Begin Preparation Application 

of Permit 

Application Public 

Involvement 

Monitoring (if required) Submit Permit Issued 

Begin Preparation of Application 

Permit Application 

Submit Application 

February, 01 51 
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 February, 01 52 
APPENDIX C 

MASTER CHECKLIST FOR THE PREPARATION AND 

REVIEW OF ENVIRONMENTAL IMPACTS 

STATEMENTS 

 February, 01 53 
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 February, 01 54 
 

 

APPENDIX C 

MASTER CHECKLIST FOR THE PREPARATION AND REVIEW 

OF ENVIRONMENTAL IMPACT STATEMENTS 

I. COVERSHEET 

II. SUMMARY 

III. TABLE OF CONTENTS (AS REQUIRED BY CEQ REGULATIONS) 

IV. PURPOSE OF AND NEED FOR ACTION 

V. ALTERNATIVES INCLUDING PROPOSED ACTION AND NO ACTION 

VI. AFFECTED ENVIRONMENT 

VII. ENVIRONMENTAL CONSEQUENCES 

VIII. LIST OF PREPARERS 

IX. LIST OF AGENCIES, ORGANIZATIONS, AND PERSONS TO WHOM 

COPIES OF THE DEIS/FEIS ARE SENT 

X. INDEX 

XI. COMMENTS AND COORDINATION2 

APPENDIX 

2

 Either scoping or comments on the DEIS depending upon whether this is a Final EIS or a Draft EIS. 

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 February, 01 56 
APPENDIX D 

DETAILED CHECKLIST FOR THE PREPARATION AND 

REVIEW OF ENVIRONMENTAL IMPACT 

STATEMENTS 

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 February, 01 58 
APPENDIX D 

DETAILED CHECKLIST FOR THE PREPARATION 

AND REVIEW OF ENVIRONMENTAL IMPACT STATEMENTS 

I. COVER SHEET

❍ A. Contains title of proposed action (include location and designation of the 

statement (i.e., draft, final, etc.) 

❍ B. Identifies date 

❍ C. Names responsible Agency(ies) 

❍ D. Identifies cooperating Agency(ies) 

❍ E. Provides address to obtain further information: (include name, address, and 

telephone number of person at the agency) 

❍ F. Names the company responsibility for assisting FAA in drafting the EIS 

❍ G. Names the license applicant 

II. SUMMARY 

❍ A. Describes alternatives, including the proposed action and no action 

❍ B. Describes any significant action proposed in the vicinity of FAA proposed action 

❍ C. Summarizes significant environmental impacts 

❍ D. Summarizes controversial and unresolved issues 

❍ E. Identifies the preferred alternative and summarize the basis for its selection. 

❍ F. Identifies mitigation measures, if any 

III. TABLE OF CONTENTS (AS REQUIRED BY CEQ REGULATIONS) 

❍ A. Cover Sheet 

❍ B. Summary 

❍ C. Table of Contents 

❍ D. Purpose of and Need for Action 

❍ E. Alternatives Including Proposed Action 

❍ F. Affected Environment 

❍ G. Environmental Consequences 

❍ H. List of Preparers 

❍ I. List of Agencies, Organizations, and Persons to Whom Copies of the DEIS/FEIS 

Are Sent 

❍ J. Index 

❍ K. Comments and Coordination 

❍ L. Appendix(ces) 

IV. PURPOSE OF AND NEED FOR ACTION 

❍ A. Identifies the proposed federal action 

❍ B. Identifies and describe the situation(s) that the proposed action is designed to 

address 

❍ C. Demonstrates that a need for the proposed action exists 

 February, 01 59 
V. ALTERNATIVES, INCLUDING PROPOSED ACTION AND NO ACTION 

❍ A. Discusses though use of appropriate graphics and data all alternatives, including 

the no action alternative 

❍ B. Discusses how the alternatives were selected; it will give the basis, or objective 

screening criteria, for elimination of alternatives determined not reasonable and 

not carried through detailed analysis 

❍ C. Identifies the desired alternative for the proposed action; the FEIS identifies 

which alternative for the proposed action is preferred 

VI. AFFECTED ENVIRONMENT 

❍ A. Provides a concise description of the existing social, economic, and 

environmental setting for the area affected (including accident hazard zone) by 

the alternatives, when applicable 

( ) 1. Social Environment 

[ ] a. population (levels and trends) 

[ ] b. housing 

 

 

[ ] c. transportation facilities 

[ ] d. recreation 

[ ] e. cultural aspects 

[ ] f. public institutions 

[ ] g. aesthetics 

[ ] h. community facilities 

[ ] i. neighborhoods 

( ) 2. Economic Setting 

[ ] a. land and improvements 

[ ] b. tax base 

[ ] c. income 

[ ] d. labor force 

[ ] e. industry and services 

( ) 3. Natural Environment - all environmentally sensitive locations or features will be 

identified 

[ ] a. topography 

[ ] b. geology 

[ ] c. soils 

[ ] d. meteorology and climatology 

[ ] e. hydrology 

[ ] f. vegetation 

[ ] g. fish and wildlife 

[ ] h. visual 

[ ] i. wetlands/floodplains 

[ ] j. marine environment (coral reefs and coastlines) 

 February, 01 60 
❍ B. Describes other ongoing or planned projects for the area that may impact or be 

impacted by the alternatives being considered 

VII. ENVIRONMENTAL CONSEQUENCES 

❍ A. Discusses the probable social, economic, and environmental effects of the 

alternatives and mitigating measures. 

❍ B. Analyzes the following types of impacts as applicable: 

1. Direct impacts and their significance 

2. Indirect (secondary) impacts and their significance, connected impacts 

and cumulative impacts 

3. Adverse environmental effects which cannot be avoided 

4. The relationship between short-term uses of man's environment and the 

maintenance and enhancement of long-term productivity (i.e., 

recoverable, recyclable, and renewable resources) 

❍ C. Discusses impacts and mitigation measures associated with the selected 

alternative will be discussed in more detail in the FEIS than the DEIS 

( ) 1. Urban and Community Impacts 

[ ] a. Social and Economic Impacts 

(1) Discusses impacts on neighborhoods and community cohesion 

(2) Describes regional economic impacts 

(3) Strives to use the alternatives to support both public and private development 

plans 

(4) Describes impact on existing business districts 

(5) Identifies social groups significantly impacted 

[ ] b. Relocation Impacts summarized in sufficient detail for each alternative 

[ ] c. Land Use Impacts 

(1) Describes state/local plans and policies regarding land use and growth 

(2) Assesses the consistency of the alternatives with the plans and policies and 

the potential growth of each alternative 

(3) Identifies transportation impacts resulting in improved highways and 

shipping ports 

(4) Identifies safety zones and any land acquisition needs 

[ ] d. Visual Impacts 

(1) Assesses the temporary and permanent visual impacts of the alternatives 

( ) 2. Physical Impacts 

[ ] a. Air Quality Impacts 

(1) Describes present air quality 

(2) Identifies air pollutants including criteria pollutants, VOCs, and air toxics 

generated by each alternative 

(3) Discusses whether applicable state air quality standards will be violated 

including secondary impacts 

 February, 01 61 
 

(4) Discusses conformity to State Implementation Plan in accordance with 

Section 176 of the Clean Air Act, as applicable to project impacts 

(5) Discusses atmospheric Impacts (stratospheric ozone, orbital debris) 

[ ] b. Water Quality Impacts 

(1) Describes the general water quality parameters 

(2) Coordinates with EPA, Corps of Engineers and Department of Interior and 

state regulatory programs (where applicable) 

(3) Discusses impacts due to the alternatives 

(4) Documents EPA concurrence that the proposed project 

will not contaminate any principal or sole-source aquifer (where applicable) 

[ ] c. Noise Impacts 

(1) Identifies existing receptors which may be impacted 

(2) Identifies extent of the impact 

(3) Identifies practical mitigating measures 

(4) Discusses unavoidable impacts 

(5) Documents sonic and subsonic noise impacts 

[ ] d. Energy Impacts 

(1) Describes energy impacts of each alternative 

(2) Discusses indirect energy impacts of each alternative 

(3) Presents mitigating measures 

(4) Identifies which energy conservation measures will be implemented as part 

of the selected alternative 

[ ] e. Wild and Scenic Rivers 

(1) Identifies impacts on wild and scenic rivers or rivers with potential for 

inclusion in the National Wild and Scenic Rivers System (NWSRS) 

(2) Identifies potential of foreclosing options to include the river in the NWSRS 

(3) Indicates measures, which will be included to avoid or mitigate impacts on 

wild and scenic rivers 

(4) Documents contacts with Department of Interior 

[ ] f. Floodplain and Floodways 

(1) Identifies floodplain areas using Federal Insurance Administration (FIA) 

maps 

(2) Determines if project encroaches federally identified floodplains 

(2) Documents significant floodplain encroachment that requires 

implementation of DOT Order 5650.2 

[ ] g. Coastal Zone Impacts 

 February, 01 62 
(1) Engages the state/local process, as applicable, to determine that the 

alternative will be in compliance with the State Coastal Zone Management 

Program, a consistency certificate may be required 

[ ] h. Wetlands Impacts 

(1) Identifies type of wetlands (use Department of the Interior classification 

system) 

(2) Describes specific impacts 

(3) Identifies alternatives to avoid wetlands or to minimize harm to wetlands 

(4) Determines if new construction in wetlands is unavoidable, the FEIS will 

contain the finding required by Executive Order 11990 in a separate section 

or exhibit titled “Wetlands Finding” 

(5) Determines if a Corps of Engineer permit is required 

[ ] i. Threatened or Endangered Species 

(1) Determines and identify presence of federal threatened or endangered 

species; identify species of state or local significance 

(2) Documents consultation and coordination with the USFWS or the NMFS 

[ ] j. Prime and Unique Agricultural Lands 

(1) Identifies these lands 

(2) Directs and indirect impacts will be described 

(3) Identifies specific actions to avoid or mitigate direct and indirect effects will 

be identified 

[ ] k. Construction Impact 

(1) Discuss the significant impacts associated with construction of each of the 

alternatives 

[ ] l. Safety 

(1) Discusses in-flight operations 

(2) Discusses launch operations 

(3) Discusses airspace issues. 

( ) 3. Historic and Archeological Preservation Effects 

[ ] a. Discusses the source or survey required by 36 CFR 800.4 for each alternative 

[ ] b. Documents consultation and coordination with the State Historic Preservation 

Officer or Tribal Historic Preservation Officer 

( ) 4. Section 4(f) Impacts 

[ ] a. Description of section 4(f) resource (publicly owned parks, recreation areas, 

wildlife/waterfowl refuges and all historic sites) 

(1) Describes resources in detail including maps, type of property, etc. 

 February, 01 63 
(3) Identifies unusual characteristics of the Resource to include severe 

hydrologic events, terrain conditions or other features that either reduce or 

increase the value of parts or all of the Resource 

[ ] b. Description of Impacts 

(1) Describes acerage of facilities impacted or acquired 

(2) Describes noise or visible impacts 

(4) Coordinates under Section 106 of National Historic Preservation Act of 1966 

(5) Identifies impacts which substantially impair resource, even if not acquired 

[ ] c. Avoidance alternatives and their impacts 

(1) Describes all alternatives to avoid impact on the resource and impacts of 

those alternatives 

[ ] d. Mitigation measures 

(1) Describes reasonable and practicable measures to minimize the impacts 

[ ] e. Coordination 

(1) Documents and coordinates with agencies having jurisdiction 

(2) Coordinates under draft Section 4(f) statement with the Department of 

Interior and agencies having jurisdiction 

[ ] f. Includes information to support a finding of feasible and prudent alternatives and 

all possible planning to minimize harm 

VIII. LIST OF PREPARERS 

❍ A. Identifies state and local agency personnel responsible for preparing the 

DEIS/FEIS 

❍ B. Identifies FAA personnel primarily responsible for preparation or review of the 

DEIS/FEIS 

❍ C. Lists contractors responsible for preparing the DEIS/FEIS 

❍ D. Identifies areas of DEIS/FEIS responsibility for each preparer. 

❏ IX. LIST OF AGENCIES, ORGANIZATIONS, AND PERSONS TO WHOM 

COPIES OF THE DEIS/FEIS ARE SENT 

X. INDEX 

❍ A. Identifies major subjects and areas of significant impacts 

XI. COMMENTS AND COORDINATION 

❍ A. Summarizes of early coordination process 

❍ B. Contains copies of all substantive comments and responses 

❍ C. Contains document compliance with all applicable environmental requirements 

❍ D. Contains summary and disposition of all substantive comments 

 February, 01 64 
XII. APPENDIX 

 February, 01 65 
APPENDIX E 

COORDINATION WITH RELATED FEDERAL 

ENVIRONMENTAL STATUTES AND REGULATIONS 

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APPENDIX E 

COORDINATION WITH RELATED FEDERAL 

ENVIRONMENTAL STATUTES AND REGULATIONS6 

The CEQ regulations state that agencies shall integrate the requirements of NEPA and 

other planning and environmental review procedures required by law or agency practice so that 

the procedures can run concurrently rather than consecutively (40 CFR § 1500.2). This appendix 

describes many of the federal statutes, executive orders and regulations that a proposed action 

might trigger. These descriptions are not intended to eliminate the need to become familiar with 

the contents of the statutes or implementing regulations, but rather to assist in rapid 

understanding of the pertinent points of each. Applicants should consult frequently the current 

implementing regulations in all cases to ensure proper compliance. 

BIOTA 

Endangered Species Act of 1973, as amended 16 U.S.C. § 1531 et seq., protects proposed and 

listed threatened or endangered species. Formal consultation with the USFWS is required under 

section 7 of the Act for federal projects and all projects that require federal permits (e.g., Corps 

of Engineers permits) where such actions could directly or indirectly affect any proposed or 

listed species, and federal agencies are required to ensure that proposed actions are not likely to 

jeopardize the continued existence of a listed species (50 CFR § 402). 

Sikes Act Amendments of 1974 PL 93-452. The Sikes Act and various amendments authorizes 

States to prepare statewide wildlife conservation plans and the Department of Defense (DOD) to 

prepare similar plans for resources under its jurisdiction. Actions should be checked for 

consistency with the State Wildlife Conservation Plans and DOD plans where such plans exist. 

Fish and Wildlife Conservation Act of 1980 16 U.S.C. §§ 2901-2912 PL 96-366, provides for 

financial and technical assistance to States to develop conservation plans, subject to approval by 

the Department of the interior, and implement State programs for fish and wildlife resources. 

The Act also encourages all federal departments and agencies to utilize their statutory and 

administrative authority, to the maximum extent practicable and consistent with each agency’s 

statutory responsibilities, to conserve and to promote conservation of non-game fish and wildlife 

and their habitats, in furtherance of the provisions of this Act. 

Executive Order 13112, Invasive Species 64 FR 6183, February 8, 1999. The Executive Order 

13112 and the DOT Policy on Invasive Species require FAA to identify proposed actions that 

may involve risks of introducing invasive species on native habitat and populations. 

Section 2 of the Executive Order spells out federal agency duties. Where such an action has 

been identified, FAA may not authorize, fund, or carry out actions that the FAA believes are 

likely to cause or promote the introduction or spread of invasive species in the United States or 

elsewhere unless, pursuant to guidelines that it has prescribed, the agency has determined that the 

benefits of such actions clearly outweigh the potential harm caused by invasive species; and that 

all feasible and prudent measures to minimize risk of harm will be taken in conjunction with the 

actions. 

6

 Extracted from Draft Environmental Impact Statement for the Mineral Resource Management Plan. 

Department of the Air Force, June 1987 and updated in September 1994. 

 February, 01 68 
Presidential Memorandum on Economically and Environmentally Beneficial Landscaping 

Practices on Federally Landscaped Grounds April 26, 1994. The memorandum encourages 

the use of native plants at federal facilities and in federally funded landscaping projects. 

Clean Water Act of 1977 33 U.S.C. § 1251 et seq. - See Water. 

Executive Order 12088, Federal Compliance with Pollution Control Standards, requires the 

head of each executive agency to be responsible for ensuring that all necessary actions are taken 

for the prevention, control, and abatement of environmental pollution with respect to federal 

facilities and activities under the control of the agency. 

Executive Order 11990, Protection of Wetlands, requires that governmental agencies, in 

carrying out their responsibilities, provide leadership and take action to minimize the destruction, 

loss, or degradation of wetlands, and to preserve and enhance the natural and beneficial values of 

wetlands. Each agency is to consider factors relevant to a project proposal’s effect on the 

survival and quality of the wetlands by maintenance of natural systems, including conservation 

and long-term productivity of existing flora and fauna, species and habitat diversity and stability, 

hydrologic utility, fish, and wildlife. Agencies are required to provide for early public review of 

any plans or proposals for new construction in wetlands. Implemented by DOT Order 5660.1A. 

Executive Order 11988, Floodplain Management, requires that governmental agencies, in 

carrying out their responsibilities, provide leadership and take action to restore and preserve the 

natural and beneficial values served by floodplains. This order requires each federal agency to 

determine whether the project will occur in a floodplain and to consider alternatives. If no 

practical alternative is found, it requires minimizing harm and notifying the public if the project 

must be located in the floodplain, and it provides for public review and comment. Implemented 

by DOT Order 5650.2. 

Federal Coastal Zone Management Act of 1972 16 U.S.C. § 1451 et seq., authorizes the 

National Oceanic and Atmospheric Administration (NOAA) to make grants to states to develop 

coastal zone management programs in order “to preserve, protect, develop and where possible, to 

restore or enhance the resources of the nation’s coastal zone.” An applicant for a federal license 

is required to certify that the proposed action complies with the state’s approved program, and to 

obtain the state's concurrence with the certification. 

Fish and Wildlife Coordination Act 16 U.S.C. § 661 et seq., requires federal agencies to 

consult with the USFWS and state wildlife agency (or agencies) where any water body or 

wetlands under Corps jurisdiction is proposed to be modified by a federal agency or an applicant 

for a federal permit. 

Marine Mammal Protection Act of 1972 16 U.S.C. § 1361 et seq., prohibits taking or 

harassment of any marine mammals except incidental take during commercial fishing, capture 

under scientific research and public display permits, harvest by native Americans for subsistence 

purposes, and any other take authorized on a case-by-case basis as set forth in the Act. The 

Department of the Interior, USFWS, is responsible for the polar bear, sea otter, marine otter, 

walrus, manatees, and dugong, while the Department of Commerce, NMFS, is responsible for all 

other marine mammals. 

 February, 01 69 
Migratory Bird Treaty of 1972 16 U.S.C. §§ 703-711, protects migratory waterfowl and all 

seabirds by limiting the transportation, importation, killing, or possession of these birds. 

Executive Order 12114, Environmental Effects Abroad of Major Federal Actions, furthers 

the purposes of NEPA with respect to the environment outside the United States and enables 

federal agencies to be informed of pertinent environmental considerations regarding major 

federal actions abroad. 

Bald and Golden Eagle Protection Act (16 U.S.C. § 688 et seq.), makes it illegal to take 

pursue, or disturb American bald and golden eagles, their nests, or their eggs. Consultation with 

the Department of Interior is required if a nest is found in a project area. 

Executive Order 13089 Coral Reef Protection, requires federal agencies to: identify actions 

that may affect existing U.S. coral reef ecosystems, use their resources to protect and enhance the 

coral reefs, and insure that their actions will not adversely affect the quality of the coral reef 

ecosystem. This order establishes a U.S. Coral Reef Task Force that will work with fishery 

management officials, affected states, and other relevant agencies to reduce the effects of 

pollution, sedimentation, and fishing on the reef ecosystem. 

Coastal Barrier Resources Act of 1982 as amended by the Coastal Barrier Improvement 

Act of 1990 16 U.S.C §§ 3501-3510. The Coastal Barrier Resources Act prohibits, with some 

exceptions, federal financial assistance for development within the Coastal Barrier Resources 

System that contains undeveloped coastal barriers along the Atlantic and Gulf coasts and Great 

Lakes. If the proposed action would occur on land within the Coastal Barrier Resources Act 

system and involve funding for development, the action must receive an USFWS exemption from 

the provisions of the Coastal Barrier Resources Act. 

AIR 

Executive Order 12088, Federal Compliance with Pollution Control Standards (see 

discussion above under biota) 

Clean Air Act (CAA), implemented in part by Title 40 Code of Federal Regulations (CFR) part 

50 states that all applicable state and federal ambient air quality standards must be maintained 

during the operation of any emission source. The NAAQS include both primary and secondary 

standards for various pollutants. Primary standards are mandated by the Clean Air Act to protect 

public health, including that of sensitive subgroups of the population, with an adequate margin of 

safety. Secondary standards are intended to protect the public welfare from adverse impacts of 

pollution, such as materials soiling, vegetation damage, and visibility impairment. Section 

176(c) of this act provides that no federal agency shall engage in, provide financial assistance 

for, license or permit, or approve an activity which does not conform to an approved state 

implementation plan for attainment of air quality standard. 

The CAA was amended, on November 5, 1990, to include a phase-out of Class I Ozone 

Depleting Chemicals, including chlorofluorocarbons (CFCs), halons, carbon tet rachloride, and 

hydrochlorofluorocarbons (HCFCs). 

Title V of the CAA requires covered facilities to obtain permits to release regulated air 

pollutants. 

 February, 01 70 
Prevention of Significant Deterioration (PSD) Title 40 CFR 51.24 and 40 CFR 52.21, 

regulations were established to provide for the review of new major stationary (as opposed to 

mobile) sources of air pollution and modifications to major stationary sources to enable large 

sources to be constructed without significant adverse deterioration of clean air areas. PSD 

requirements apply only to attainment pollutants emitted from these stationary sources. A 

pollutant is considered in non-attainment if its federal primary standard has been exceeded in a 

geographic area more than once a year. 

The CAA conformity regulations for non-transportation federal projects apply to federal 

projects in non-attainment areas. The objective of the program is to assure that emissions from 

federal projects and programs do not hinder a State’s progress toward attaining the NAAQS. A 

conformity analysis is required for projects that might significantly impact air quality. The 

regulations require analyses for projects exceeding the emissions levels for major sources in nonattainment areas. The thresholds for conformity analysis are the same as the definition of major 

source under Title V operating permits. 

Executive Order 12114, Environmental Effects Abroad of Major Federal Actions (See 

discussion under Biota). 

Montreal Protocol on Substances that Deplete the Ozone layer Title VI of the Clean Air Act 

Amendments of 1990, was developed under the guidance of the United Nations Environmental 

Programme in September 1987. As amended in 1990 and 1992, and as ratified by 149 countries 

as of May 1996, the Protocol identifies the main ozone depleting substances (ODSs) and 

specifies a timetable for phasing out the consumption and production of ODSs. Title VI of the 

CAA Amendments of 1990 establishes phaseout requirements for ODSs consistent with the 

Montreal Protocol. 

WATER 

Clean Water Act 33 U.S.C. §1251 et seq., requires a NPDES permit to reduce water pollution 

from all discharges including storm water discharges from industrial area. Section 404 of this act 

regulates discharge of dredged or fill material in waters of the U.S. and wetlands, and requires a 

permit from the U.S. Army Corps of Engineers. 

Safe Drinking Water Act 42 U.S.C. § 300f et seq., requires the EPA to establish a program 

which provides for the safety of the nation’s drinking water. Regulations under this act can be 

found in 40 CFR, § 141 et seq. 

Underground Injection Control (UIC) Program 40 CFR 146. As part of the Safe Drinking 

Water Act, the UIC program establishes regulations for the injection of fluids into wells for 

storage or disposal, which are designed to protect underground sources of drinking water. Wells 

which inject fluids which are produced in conjunction with oil or gas, or for storage of 

hydrocarbons, are Class I injection wells under the program. 

Rivers and Harbors Act of 1899, §§ 9 and 10, 33 U.S.C. § 1344, regulates all types of 

development in or over navigable waters, including bridges, dams, dikes, piers, wharfs, booms, 

weirs, jetties, dredging, and filling by requiring a Corps of Engineers permit for such actions. 

Navigable waters are defined in Title 33 CFR section 329 to include past, present, and potential 

 February, 01 71 
 

future use in transporting commerce. Court decisions have expanded protection to estuaries and 

wetlands (Dedrick 1984). 

Wild and Scenic Rivers Act of 1968 16 U.S.C. §§ 1271-1287, PL 90-542 as amended by PL 96-

487. The Wild and Scenic Rivers Act, as amended, describes those river segments designated or 

eligible to be included in the Wild and Scenic Rivers System. Federal agencies are directed to 

avoid or mitigate adverse effects on rivers identified in the Nationwide Rivers Inventory as 

having potential for designation under the Wild and Scenic Rivers Act. 

Marine Protection, Research and Sanctuaries Act of 1972 33 U.S.C. § 1401 et seq. Also 

known as the Ocean Dumping Act, this act regulates the dumping of materials at sea by 

preventing or limiting the dumping of materials, which would have adverse effects. The Army 

Corps of Engineers is authorized to issue permits for transporting dredged materials for ocean 

disposal and for disposal of other materials in the territorial sea or waters contiguous to the 

territorial sea. 

Executive Order 12088, Federal Compliance with Pollution Control Standards, requires the 

head of each executive agency to be responsible for ensuring that all necessary actions are taken 

for the prevention, control, and abatement of environmental pollution with respect to federal 

facilities and activities under the control of the agency. 

Oil Pollution Act of 1990 (OPA) is a comprehensive statute designed to expand oil spill 

prevention activities, establish new federal authority to direct responses to oil spills, and improve 

spill preparedness and response capabilities. The OPA requires the federal government to 

“ensure effective and immediate removal of a discharge, and mitigation or prevention of a 

substantial threat of a discharge, of oil or a hazardous substance” into the navigable waters of the 

U.S., adjoining shorelines, and the exclusive economic zone. For spills large enough to pose a 

substantial threat to the public health or welfare, the federal government is now required to direct 

all public and private efforts to remove the discharge or to mitigate or prevent the threat of the 

discharge. 

Executive Order 11988, Floodplain Management (See discussion under Biota). 

Executive Order 11990, Protection of Wetlands (See discussion under Biota). 

Executive Order 12114, Environmental Effects Abroad of Major Federal Actions (See 

discussion under Biota). 

GEOLOGY 

Coastal Zone Management Act of 1972 (See discussion under Biota). 

 February, 01 72 
CULTURAL 

Section 4(f) of the Department of Transportation Act 49 U.S.C. 303 (See discussion under 

land use). 

Antiquities Act of 1906 16 U.S.C. §§ 431-433, is the first piece of historic-preservation 

legislation. It was approved in reaction to the destruction of important historic and 

archaeological sites, and it established a system of permits for conducting archaeological 

investigations on federal land. This act also specified penalties for noncompliance. Some 

antiquity permits issued under this law are still in effect, though new permits are now being 

issued under the Archaeological Resources Protection Act of 1979 (16 U.S.C. § 470aa-mm) and 

its implementing regulations (43 CFR 7). 

Historic Sites Act of 1935 16 U.S.C. §§ 461-467, declares that it is national policy to “preserve 

for public use historic sites, buildings, and objects of national significance.” 

Reservoir Salvage Act of 1960 16 U.S.C. § 469-469c (Pub. L. 86-523), authorizes the 

expenditure of federal funds for archaeological salvage at federally funded reservoir projects. 

After World War II, dam construction took place throughout the United States, and numerous 

archaeological excavations were conducted in conjunction with this construction, leading to the 

passage of the act. 

National Historic Preservation Act of 1966 16 U.S.C. § 470-470m, provides a broad base for 

the implementation of preservation goals. The act establishes a National Register of Historic 

Places (National Register) and the Advisory Council on Historic Preservation (Advisory 

Council). Section 106 (36 CFR 800) of this act requires that federal agencies consult with the 

Advisory Council prior to any undertaking that would affect a property on or eligible for the 

National Register. Section 106 specifically states that federal agencies “must take into account 

the effect of the undertaking on any district, site, building, structure, or object that is included in 

or eligible for inclusion in the National Register.” 

Determination of eligibility is a process conducted by a federal agency, the SHPO, and 

the National Park Service, with input from archaeologists, Native Americans, and other 

concerned parties. The procedures for eligibility determination and for determination of possible 

adverse effects (36 CFR 800) include the submission of a preliminary case report identifying 

possible eligible sites to the SHPO or Tribal Historic Preservation Officer (THPO). The ultimate 

determination of “no effect,” “no adverse effect,” or “adverse effect” is made through ongoing 

consultation with local experts and the SHPO or THPO. 

Executive Order 11593 directs federal agencies to identify and nominate historic properties to 

the National Register and requires that these agencies should avoid damaging historic properties 

that might be eligible for the National Register. 

Archaeological and Historical Preservation Act of 1974 16 U.S.C. § 469a-469c, which 

amends the Reservoir Salvage Act of 1960, deals only with the preservation of data, not of 

historic properties as physical entities. 

Archaeological Resources Protection Act (ARPA) of 1979 16 U.S.C. § 470aa-470mm, ensures 

the protection and preservation of archaeological sites on federal land. ARPA requires that 

 February, 01 73 
federal permits be obtained before cultural resource investigations begin at sites on federal land. 

This act also requires that investigators consult with the appropriate Native American groups 

prior to initiating archaeological studies on sites of Native American origin. 

American Indian Religious Freedom Act 42 U.S.C. § 1996, states that it is the policy of the 

United States to protect and preserve for American Indians their inherent right of freedom to 

believe, express, and exercise the traditional religions including but not limited to access to sites, 

use and possession of sacred objects, and the freedom to worship through ceremonial and 

traditional rites. 

Native American Graves Protection and Repatriation Act of 1990 25 U.S.C. 3001, PL 101-

601 (1990), is triggered by the possession of human remains or cultural items by a federally 

funded repository or by the discovery of human remains or cultural items on federal or tribal 

lands and provides for the inventory, protection, and return of cultural items to affiliated Native 

American groups. Permits are required for intentional excavation and removal of Native 

American cultural items from federal or tribal lands. The Act includes provisions that, upon 

inadvertent discovery of remains, the action will cease in the area where the remains were 

discovered, and the FAA official will protect the materials and notify the appropriate land 

management agency. 

Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970, 42 

U.S.C. 4601 PL 91-528 amended by the Surface Transportation and Uniform Relocation Act 

Amendments of 1987, PL 100-117. If acquisition of real property or displacement of persons is 

involved, 49 CFR part 24 implementing the Uniform Relocation Assistance and Real Property 

Acquisition Policies Act of 1970, as amended must be met. Otherwise, the FAA, to the fullest 

extent possible, observes all local and State laws, regulations, and ordinances concerning zoning, 

transportation, economic development, housing, etc. when planning, assessing, or implementing 

the proposed action. 

Public Building Cooperative Use Act of 1976 40 U.S.C. 601(a)(1), 606, 611(c), 612(a)(4), PL 

94-541. The Public Building Cooperative Use Act of 1976, along with NEPA and National 

Historic Properties Act, encourages the acquisition and use of space in suitable buildings of 

historic, architectural, or cultural significance. 

Executive Order 13006, Locating Federal Facilities on Historic Properties in Our Nation’s 

Central Cities 61 FR 26071, May 24, 1996, requires federal agencies, when operationally 

appropriate and economically prudent, to use and maintain historic properties and districts, 

especially those located in central business areas and to give first consideration when locating 

federal facilities to historic districts, the developed or undeveloped sites within historic districts, 

and lastly to historic properties outside of historic districts. Any rehabilitation or construction 

that is undertaken must be architecturally compatible with the character of the surrounding 

historic district or properties. 

Executive Order 13007, Indian Sacred Sites 61 FR 26771, May 29, 1996, requires federal 

agencies that manage federal lands, defined as any land or interests in land owned or leased by 

the United States, except Indian trust lands, to the extent practicable, permitted by law, and not 

clearly inconsistent with essential agency functions, to: (1) accommodate access to and 

ceremonial use of Indian sacred sites by Indian religious practitioners, and (2) avoid adversely 

affecting the physical integrity of such sacred sites. 

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Executive Order 12898 Federal Actions to Address Environmental Justice in Minority 

Populations and Low-Income Populations, requires each federal agency to the greatest extent 

practicable and permitted by law, and consistent with the National Performance Review, to 

achieve environmental justice as part of its mission. Agencies must identify and address as 

appropriate, disproportionately high and adverse human health or environmental effects, 

including interrelated social and economic effects, of their programs, policies, and activities on 

minority populations and low-income populations. 

Department of Transportation Order 5610.2 Environmental Justice in Low-Income 

Populations and Minority Populations, ensure that DOT will use the principles of NEPA, Title 

VI of the Civil Rights Act of 1964, the Uniform Relocation Assistance and Real Property 

Acquisition Policies Act of 1970, as amended, Intermodal Surface Transportation Efficiency Act 

of 1991 (ISTEA). 

Native American Graves Protection and Repatriation Act (NAGPRA) 25 U.S.C. 3001 et 

seq. directs consultation with tribes in the event of inadvertent discovery of Native American 

items or intentional excavation. Makes trafficking in Native American items subject to sanction 

and requires museums to repatriate Native American items. 

Presidential Memorandum dated April 29, 1994 requires consultation with recognized 

Native American groups to be given government-to-government status. 

LAND USE 

Executive Order 12372, Intergovernmental Review of Federal Programs, directs federal 

agencies to “make efforts to accommodate state and local elected officials’ concerns with 

proposed direct federal development.” It further states, “for those cases where the concerns 

cannot be accommodated, federal officials shall explain the bases for their decision in a timely 

manner.” The executive order requires federal agencies to provide state and local officials the 

opportunity to comment on actions that could affect their jurisdictions, using state-established 

consultation processes when possible. 

Executive Order 12898, Federal Actions to Address Environmental Justice in Minority 

Populations and Low-Income Populations, requires each federal agency to make achieving 

environmental justice part of its mission by identifying and addressing, as appropriate, 

disproportionately high and adverse human health or environmental effects of its programs, 

policies, and activities on minority populations and low-income populations. The executive 

order requires each agency to develop procedures for the implementation of these requirements. 

Coastal Zone Management Act of 1972 16 U.S.C. § 1451 et seq. (See discussion under Biota). 

Farmland Protection Policy Act 7 U.S.C. § 4201 et seq., and 7 CFR § 658, provides for federal 

agencies to identify and take into account the adverse effects of their programs on the 

preservation of farmland, including prime and unique farmlands and farmlands of statewide or 

local importance, and to consider alternative actions, as appropriate, that could lessen adverse 

effects. The Act does not authorize the federal government, in any way, to regulate the use of 

private or non-federal land, nor does it affect the property rights of owners of such lands. 

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Section 4(f) of the Department of Transportation Act 49 U.S.C. 303, states that it is national 

policy to preserve the natural beauty of the countryside, parklands, refuges, and historic sites. 

The Secretary of Transportation “may approve a transportation program or project requiring the 

use of publicly owned land of a public park, recreation area, or wildlife or waterfowl refuge, or 

land of an historic site of national, state or local significance only if 1) there is no feasible or 

prudent alternative to using that land and 2) the program or project includes all possible planning 

to minimize harms.” 

Executive Order 11988, Floodplain Management (See discussion under Biota). Ensuring that 

proper consideration is given to the avoidance and mitigation of adverse floodplain impacts in 

agency actions, planning programs, and budget requests. 

Executive Order 11990, Protection of Wetlands (See discussion under Biota). 

Executive Order 12114, Environmental Effects Abroad of Major Federal Actions (See 

discussion under Biota). 

Executive Order 13123, Greening the Government Through Efficient Energy Management 

64 FR 30851, June 8, 1999, encourages each federal agency to expand the use of renewable 

energy within its facilities and in its activities. The Executive Order also requires each federal 

agency to reduce petroleum use, total energy use and associated air emissions, and water 

consumption in its facilities. It is also the policy of the FAA, consistent with NEPA and the CEQ 

regulations, to encourage the development of facilities that exemplify the highest standards of 

design including principles of sustainability. 

TRANSPORTATION 

Transportation is regulated on the federal level by the establishment of plans, policies, 

guidelines, and regulations, generally, by the United States Department of Transportation. The 

Federal Highway Administration has established highway design criteria and standards for traffic 

control devices for use in planning and design of federally funded highway projects. The Federal 

Aviation Administration maintains jurisdiction over flight patterns for all aircraft. 

Executive Order 12465, Commercial Expendable Launch Vehicle Activities, establishes the 

responsibilities of lead and other agencies and stipulates that the Department of Transportation is 

the federal government’s lead agency for encouraging and facilitating commercial expendable 

launch vehicle activities by the private sector. The order establishes an interagency group 

composed of the Department of State, the Department of Defense, the Department of Commerce, 

the Federal Communications Commission, and the National Aeronautics and Space 

Administration. 

49 U.S.C. Subtitle IX, ch. 701, Commercial Space Launch Activities 49 U.S.C. § 70101 

et seq., (formerly the Commercial Space Launch Act of 1984) implemented by the Commercial 

Space Transportation Licensing Regulations 14 C.F.R. Ch. III, authorize the Secretary of 

Transportation to license, oversee and coordinate United States commercial launch activities, 

issue and transfer commercial launch licenses authorizing those operations, and in doing so, 

protect the public health and safety, safety of property, and national security and foreign policy 

interests of the United States. 

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Hazardous Materials Transportation Act 49 U.S.C. 1801 et seq. (HMTA), governs 

transportation of substances and materials in quantities and forms that the Secretary of 

Transportation has found may pose an unreasonable risk to health and safety or to property when 

transported in commerce. Regulations implementing the Act are found in 49 CFR Parts 171 

through 179. Hazardous substances and wastes are defined in legislation and regulated for 

purposes of transportation by DOT. Hazardous substances are defined and regulated in the 

Comprehensive Environmental Response, Compensation, and Liability Act of 1980 (42 U.S.C. 

9601), as amended by Superfund Amendments and Reauthorization Act (PL 99-499), and Clean 

Water Act (39 U.S.C. 1251 et seq.). Hazardous wastes are defined and regulated by the Resource 

Conservation and Recovery Act (42 U.S.C. 6901 et seq.). Transportation and handling of 

radioactive materials are regulated by the Nuclear Regulatory Commission and by DOT. 

Hazardous Materials Transportation Uniform Safety Act of 1990 (HMTUSA) amends the 

Hazardous Materials Transportation Act of 1975, attempting to create consistent federal laws and 

regulations, as necessary and desirable, to reduce the maze of conflicting State, local, and federal 

regulations. HMTUSA requires that the DOT promulgate standards to be used by the states 

when designating highway routes for hazardous materials transportation. These standards must 

enhance overall public safety, provide for consultation with affected jurisdictions, offer an 

opportunity for public comment, and must not unreasonably burden commerce. The statute also 

enumerates twelve factors that states must consider when they establish routes. If a conflict 

arises between jurisdictions over routing restrictions, any affected state may petition the 

Secretary of Transportation to implement dispute resolution provisions. 

NOISE 

Noise Control Act of 1972 PL 92-574, 49 U.S.C. 44715, provides for aircraft noise standards to 

protect public health and welfare. The standards assist in assessing the effectiveness of noise 

regulations and land use policies. 

WASTE MANAGEMENT 

Resource Conservation and Recovery Act (RCRA) 42 U.S.C. 6901 et seq., sets forth 

definitions of hazardous wastes and associated testing protocols; requires a Hazardous Waste 

Generator ID to track hazardous wastes generated at the facility; sets standards for hazardous 

waste generators to properly manage their wastes; requires compliance with performance 

standards for hazardous waste Treatment, Storage and Disposal (TSD) facilities; and establishes 

an Underground Storage Tank (UST) program to protect underground sources of drinking water. 

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Emergency Planning and Community Right –to-Know Act (EPCRA) 

(40 CFR Parts 355-372) requires that facilities managing toxic chemicals exceeding the 

“threshold planning quantity” report annually on toxic chemical releases and offsite transfers and 

prepare/submit an emergency response plan to appropriate authorities and local community. 

Pollution Prevention Act of 1990 (PPA) (42 U.S.C. § 13101 et seq.), establishes pollution 

prevention as a national objective and specifies a hierarchy of practices led by pollution 

prevention. The Act defines pollution prevention as source reduction and other practices that 

reduce or eliminate the creation of pollutants. It requires firms that prepare toxic chemical 

release forms under the Emergency Planning and Community Right to Know Act to provide 

information on pollution prevention and recycling activities. 

Executive Order 12856, Federal Facility Compliance with Right-to-Know Laws and 

Pollution Prevention Requirements, requires federal facilities to comply with EPCRA. 

Toxic Substances Control Act (TSCA) (15 U.S.C. § 2601 et seq.), authorizes the EPA to 

administer a toxic substances control program by requiring information about the production, 

use, and health and environmental effects of existing chemicals as well as new chemicals 

proposed for manufacture. The Act gives EPA the authority to require manufacturers to conduct 

tests, evaluate the potential risks of a chemical, and prohibit its manufacture if an unreasonable 

risk to health or the environment is found. Section 6 of the Act specifically regulates, among 

others, polychlorinated biphenyls (PCBs) and asbestos. 

Comprehensive Environmental Response, Compensation, and Liability Act of 1980 

(CERCLA) (42 U.S.C. § 9601 et seq.), also known as Superfund, creates authority and 

procedures for the federal government to conduct or oversee emergency responses, removal and 

remediation actions at sites requiring a cleanup of releases of hazardous substances. The Act 

establishes a federal fund, based on taxes on petroleum and chemical feedstocks, to pay for 

cleaning up sites containing hazardous substances if the parties responsible for the sites do not 

pay. The Act also specifies standards of liability, and provides rules or procedures for 

determining compensation, reportable quantities of releases of hazardous substances, penalties, 

employee protection, claims procedures, and cleanup standards. The Superfund Amendment and 

Reauthorization Act of 2986 (SARA) revised and extended CERCLA in 1986. SARA Title III, 

the Emergency Planning and Community Right-to-Know Act, provides for emergency planning 

and preparedness, community right-to-know reporting, and toxic chemical release reporting, and 

toxic chemical release reporting. The Act requires that information about hazardous materials be 

provided to state and local authorities. Such information includes material safety data sheets, 

emergency and hazardous chemical inventory forms, and toxic chemical release reports. 

Executive Order 12580, Superfund Implementation, amended by Executive Orders 13016 and 

12777, delegates most response authorities to EPA and U.S. Coast Guard for abatement. 

Agencies must participate in response teams with opportunity for public comment before 

removal action is taken. 

GENERAL 

National Environmental Policy Act (NEPA) (42 U.S.C. §§ 4321-4370c), requires federal 

agencies, early in the agency’s planning process, to assess the potential environmental impacts of 

implementing major federal actions so that this information can be used in the decision-making 

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process. The Act requires analysis of effects from the full range of project alternatives, along 

with public comment and review. NEPA specifies several levels of environmental review, 

ranging from a Categorical Exclusion for actions with no potentially significant impact, to 

Environmental Impact Statements for major, unprecedented, or controversial actions having 

potentially significant environmental impacts. NEPA is implemented through Council on 

Environmental Quality regulations. 

Council on Environmental Quality (CEQ) Regulations Implementing NEPA (40 CFR Parts 

1500-1508), defines the procedures for completing the environmental review and analysis called 

for in NEPA. The regulations outline the principles to be followed in the environmental impact 

analysis process, including incorporating environmental review early in the project planning, 

preparing an action-forcing environmental document to assist in project decisions rather than one 

that document decisions previously made, and ensuring public involvement throughout the 

process. The regulations also include guidelines for determining what level of environmental 

review is required; the contents of environmental documents; procedures for comments by the 

public and federal agencies; and schedules. The regulations specify that notices will be 

published in the Federal Register prior to preparation of an EIS, and require all EISs to be filed 

with EPA’s Office of Federal Activities upon completion. 

FAA Order 1050.1D Policies and Procedures for Considering Environmental Impacts, 

establishes FAA policies and procedures for assuring agency compliance with environmental 

procedures as set forth in the Council of Environmental Quality regulation for implementation of 

NEPA. Specifically, this includes procedures for the preparation of Environmental Impact 

Statements and Finding of No Significant Impact and for preparing and processing environmental 

assessments of major federal FAA actions. This order implements NEPA, Order DOT 5610.1C, 

Procedures for Considering Environmental Impacts, and other statutes, directives, and orders. 

FEDERAL COMMERCIAL SPACE LEGISLATION AND ORDERS 

Commercial Space Launch Act of 1984 (49 U.S.C. App. §§ 2601-2623 as codified at 49 U.S.C. 

Subtitle IX ch. 701 Commercial Space Launch Activities 49 U.S.C. §§ 70101-70119), authorizes 

the Secretary of Transportation to license, oversee, and coordinate commercial launch activities 

and to issue and transfer commercial launch licenses. This authority has been delegated to the 

FAA’s Office of the Associate Administrator for Commercial Space Transportation. The Act 

charges the Secretary with the responsibility to protect the public health and safety, safety of 

property, and national and foreign policy interests of the U.S. In 1998, FAA’s role increased to 

include licensing of reentry vehicles and reentry sites. 

Executive Order 12465, Commercial Expendable Launch Vehicle Activities, establishes the 

responsibilities of the lead agency and other agencies and states that the Department of 

Transportation is the lead agency for encouraging and facilitating commercial expendable launch 

vehicle activities by the private sector. The Order establishes an interagency group composed of 

the Department of State, Department of Defense, Department of Commerce, Federal 

Communications Commission, and the National Aeronautics and Space Administration. 

The Treaty on Principles Governing the Activities of States in the Exploration and Use of 

Outer Space, Including the Moon and Other Celestial Bodies, Article VII “Each State Party 

to the Treaty that launches or procures the launching of an object into outer space, including the 

moon and other celestial bodies, and each State Party from whose territory or facility an object is 

 February, 01 79 
launched, is internationally liable for damage to another State Party to the Treaty or its natural or 

judicial persons by such object or its component parts on Earth, in airspace or in outer space, 

including the moon and other celestial bodies.” 

Part Three: International Activities, Legal Issues, and Regulations (Interagency Report on 

Orbital Debris – 1995), Section II specifies that the Commercial Space Launch Act gives DOT 

the legal right to “proscribe such requirements, with respect to launches and operation of 

launches and operation of launch sites, necessary to protect the public health and safety, safety of 

property, national security interests and foreign policy interests of the United States.” Section III 

(paragraph 5) states: “The Convention (Convention on International Liability for Damage 

Caused by Space Objects – September 1, 1972) imposes upon a launching state absolute liability 

for damage caused by its space object on the Earth or to aircraft in light.” (Space Object is 

defined as “component parts of a space object as well as it launch vehicle and parts thereof.” 

The “Launching State” is defined as “the party on whose registry a space object is launched into 

outer space (and who) retains jurisdiction and control over such objects while it is in outer 

space.” Section III, (Paragraph 9) clarifies the point that all Objects Launched into space must be 

registered with the United Nations. (Convention on Registration of Objects Launched into Outer 

Space – September 15, 1976) 

Convention on International Liability for Damage Caused by Space Objects (United 

Nations Document), Article 1, the term “Launching State”’ refers to: “A State which launches 

or procures launching of a space object” or “A State from whose territory or facility a space 

object is launched.” Article IV, explains that all parties are equally liable – the launching State, 

the geographical launch location State, and any third parties involved in the launch. 

DOT Order 5610.1C Procedures for Considering Environmental Impacts, establishes 

procedures for consideration of environmental impacts in decision making on proposed 

Department of Transportation actions. The Order provides that information on environmental 

impacts of proposed actions will be made available to public officials and citizens through 

environmental impact statements, environmental assessments or findings of no significant impact 

(currently being updated). 

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