Committee Recommendations on FY 2002 Budget 

Report and Minutes 

Federal Aviation Administration 

Research, Engineering & Development (R,E&D) 

Advisory Committee
 

April 11-13, 2000 

Includes
 

Joint Meeting with the
 

National Aeronautics and Space Administration
 

Aero Space Technology Advisory Committee (ASTAC)
 

on
 

April 12, 2000
 

1
 
Research, Engineering & Development (R,E&D) Advisory Committee
 

Holiday Inn Rosslyn Westpark Hotel
 

1900 North Fort Myer Drive, Arlington, VA 22209
 

April 11-13, 2000
 

On April 11-13, 2000, the Federal Aviation Administration (FAA) Research, Engineering 

and Development (R,E&D) Advisory Committee (REDAC) held a meeting at the 

Holiday Inn Rosslyn Westpark Hotel in Arlington, Virginia. Attachments 1 and 2 

provide the meeting agenda and meeting attendance, respectively. 

DAY ONE – April 11 

Welcome and Introductory Remarks 

Mr. Robert Doll, Chairman of the Committee, convened the meeting and welcomed 

attendees. Dr. Herman Rediess, Executive Director and Designated Federal Official of 

the Committee, read the public meeting notice. 

Mr. Doll and Dr. Rediess recognized two departing members Dr. Wesley Harris and 

Dr. Aaron Gellman for their contributions to the Committee over the last four years. 

Dr. Rediess also welcomed two new members to the Committee: Mr. Dennis Roberts 

and Mr. Sam Venneri. Mr. Roberts is the Vice President and Executive Director for 

Government and Technical Affairs with the Aircraft Owners and Pilots Association 

(AOPA). Mr. Venneri, who was not able to attend the meeting, replaces Gen. Spence 

Armstrong as the Associate Administrator for Aerospace Technology at National 

Aeronautics and Space Administration (NASA) Headquarters. 

Mr. Steve Zaidman, Associate Administrator for Research and Acquisitions, discussed 

recent congressional committee hearings; new authorization legislation titled AIR-21; 

recent trends in runway incursions; the status of Free Flight Phase 2; Global Positioning 

System (GPS) Wide Area Augmentation System (WAAS) delays; and increased FAA 

and NASA cooperation. 

Meeting Process and Objectives 

Dr. Rediess explained the meeting process and objectives. The primary objective of the 

meeting was to have the Committee generate recommendations on FAA’s planned 

research and development (R&D) investments for fiscal year (FY) 2002. Dr. Rediess 

would present FAA’s planned R&D investment portfolio. Each subcommittee, having 

already reviewed FAA’s respective R&D program, would present its recommendations. 

Then, the Committee would discuss issues and generate recommendations to provide to 

the Administrator. 

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Additional objectives included a joint meeting with NASA’s Aero Space Technology 

Advisory Committee (ASTAC) on April 12, and a proposal from FAA and NASA for 

REDAC and ASTAC to collaborate on an Aviation System After Next R&D planning 

effort. 

Remarks 

Mr. Doll announced that Congresswoman Connie Morella, U.S. House of 

Representatives and Chair of the Committee on Science Subcommittee on Technology, 

would not be able to attend the REDAC meeting. However, the FAA Administrator 

would be able to attend, and he introduced her to the Committee. 

Hon. Jane F. Garvey, FAA Ad ministrator, thanked the Committee for inviting her and 

addressed three important topics: FAA’s approach to its focused agenda; the AIR-21 

authorization bill; and the President’s request for a 45-day plan. 

FAA’s R&D Investments for FY 2002 

Each year in September, the Committee provides guidance to FAA for preparing its 

upcoming R&D investment portfolio (current year plus three). During the last meeting 

on September 14-15, 1999, the Committee formulated guidance for FAA’s FY 2002 

R&D investments. The Committee provided its formal recommendations to the 

Administrator by letter dated December 17, 1999. Dr. Rediess provided a review of the 

guidance with FAA’s response. FAA will provide a formal response by letter. 

Dr. Rediess provided an overview of FAA’s R&D investments including a review of the 

FY 2001 President’s budget request including R,E&D, Facilities and Equipment (F&E) 

and Airport Improvement Program (AIP) funded R&D as well as related NASA budgets. 

He then provided an in-depth review of the proposed FY 2002 investments. 

Aviation System After Next R&D Planning 

Dr. Rediess presented a proposal for developing a future vision of the aviation system. 

Current research addresses aviation needs through 2015 to 2020. This is called the 

"Next” Generation Aviation System. However, there is a need to develop a vision 

beyond the next generation, because of the long lead-time required to conduct and 

implement research. FAA and NASA are proposing a planning activity to develop a 

vision for the Aviation System “After Next” to address the timeframe from 2020 to 2050. 

The vision would guide NASA’s long-term research. The two agencies want to involve 

all stakeholders in the effort and propose that REDAC and ASTAC form a joint task 

force to lead the effort to develop the vision. 

Mr. Doll deferred any vote on the proposal by the REDAC until day two of the meeting 

when the Committee would meet jointly with the ASTAC to review the proposal. 

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Subcommittee Recommendations 

In February and March 2000, the six standing subcommittees reviewed FAA’s six R&D 

investment areas including air traffic services; airport technology; aircraft safety; aviation 

security; human factors; and environment and energy. The subcommittees reviewed their 

respective Program Planning Team’s (PPT) proposed investment portfolio and provided 

recommendations on it. Each standing subcommittee chair, as listed below, presented 

these recommendations to the Committee. Attachment 3 provides the recommendations. 

Air Traffic Services Mr. Paul Drouilhet
 

Airport Technology Ms. Angela Gittens
 

Human Factors Dr. Deborah Boehm-Davis
 

Mr. Doll adjourned the meeting for the day at 4:30 p.m. with subcommittee recommendations to continue on day two of the meeting. 

DAY TWO – April 12 

Mr. Doll convened the meeting and welcomed members and visitors. Dr. Rediess read 

the public meeting announcement. 

Subcommittee Recommendations (continued) 

Mr. Doll continued the reports from the standing subcommittee chairs as follows. 

Attachment 3 provides the recommendations from each standing subcommittee. 

Aviation Security Mr. Viggo Butler
 

Aircraft Safety Dr. Lou Mancini
 

Environment & Energy Mr. Jim DeLong
 

Update on Vertical Flight Subcommittee 

This subcommittee originally was called the Subcommittee on General Aviation and 

Vertical Flight but now is called the Tiltrotor and Advanced Rotorcraft Technology in the 

NAS (TARTNAS). It is an ad hoc subcommittee that was established on April 8, 1997, 

to investigate general aviation and vertical flight issues. 

The Committee re-established the subcommittee’s terms of reference on January 21, 

1999, to investigate what research activities, efforts and criteria are necessary to 

determine how the combination of GPS, tiltrotor and advanced vertical flight technology 

can be exploited to better serve the air traveling public and air commerce. Mr. John 

Olcott co-chairs the subcommittee along with Mr. John Zugschwert, former REDAC 

member. 

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Mr. Zugschwert provided a status update of the subcommittee’s activities. The co-chairs 

have assembled a wide array of stakeholders to participate in the subcommittee. The 

subcommittee plans to formulate a report to present to the Committee in September. 

Small Aircraft Transportation System (SATS) Terms of Reference 

On September 14, 1999, Committee members voted and approved a working group led 

by Mr. Paul Fiduccia to examine NASA’s Small Aircraft Transportation System (SATS) 

program and, by the April 2000 meeting, recommend whether REDAC should form an ad 

hoc subcommittee to study the program in depth. 

Mr. Paul Drouilhet presented the terms of reference for a SATS Subcommittee on behalf 

of Mr. Fiduccia, who was unable to attend. The proposal was for REDAC and ASTAC 

to form a joint, ad hoc subcommittee for the period of one year through April 2001, for 

the purpose of monitoring FAA, NASA, and National Research Council (NRC) activities 

related to SATS. Mr. Paul Fiduccia from REDAC and Capt. Robert Buley from ASTAC 

would co-chair the subcommittee. 

The Committee voted to approve the SATS Subcommittee terms of reference with the 

following changes: first, a title change to reflect both the FAA REDAC and NASA 

ASTAC; and second, a date change from 1999 to 2000, below the title. 

Joint Meeting with NASA ASTAC 

Mr. Robert Doll, Chair of the REDAC, and Mr. James Sinnett, Chair of the ASTAC, 

convened the joint meeting of the FAA REDAC and NASA ASTAC at 1:00 p.m. They 

welcomed members and expressed appreciation for the cooperative relationship between 

FAA and NASA. 

Dr. Herm Rediess, FAA, reminded members to nominate candidates for the FAA 

Excellence in Aviation Award. Members received ballots. 

Icing Research Overview 

Mr. John O’Brien, joint member of both committees and Chair of the ASTAC Aviation 

Operations Systems (AOS) Subcommittee, provided an overview of NASA’s icing 

research and recommendations from the AOS Subcommittee. 

Icing remains a hazard to safe flight, and a number of icing related accidents and 

incidents occurring between 1980 and 1999, some fatal, form the basis for the NASA 

icing program, which resides at Glenn Research Center (GRC). The AOS Subcommittee 

identified several issues related to strategic management, program management, 

personnel and equipment concerns as well as recommendations on specific areas of 

research. 

4
 
The subcommittee recommended a government and industry icing-workshop hosted by 

GRC this summer. The purpose of the workshop should be to plan, prioritization, and 

commit to investing in icing-related R&D for the purpose of developing a unified 

national plan. Mr. O’Brien agreed to work with NASA and FAA to help structure the 

workshop. Mr. Robert Jacobsen, Manager of the Advanced Air Transportation 

Technology Office at NASA Ames Research Center, agreed to organize the workshop 

and involve the appropriate FAA personnel. 

Small Aircraft Transportation System (SATS) Report 

Dr. Bruce Holmes, Manager of the General Aviation Office at NASA Langley Research 

Center, presented the NASA Small Aircraft Transportation System (SATS) Program. 

The SATS concept involves using small aircraft to provide personal, door-to-door, air 

transportation for people and cargo. The benefits include saving time compared to either 

ground or commercial air travel and stimulating economic growth by providing increased 

accessibility to communities within the United States. The program includes the 

infrastructure necessary to implement this concept. 

SATSLab is a series of experiments starting in 2003 that will culminate in a 

demonstration in 2005 to prove the SATS concept. The States of Virginia and Florida are 

candidates for the demonstration. Currently, there is a National Research Council (NRC) 

study underway to determine whether or not SATS is in the public interest and, if so, how 

the program should proceed. 

SATS Subcommittee: 

Mr. Doll informed Mr. Sinnett that REDAC voted to approve the joint SATS 

Subcommittee terms of reference. Mr. Sinnett requested that the ASTAC review the 

terms of reference; then, the ASTAC voted to approve the joint SATS Subcommittee 

terms of reference. 

ATM Steering Committee Report and ATS Subcommittee Comments 

In October 1999, the NASA Air Traffic Management (ATM) R&D Executive Steering 

Committee (ESC) met jointly with the REDAC ATS Subcommittee to review NASA’s 

ATM research program. Dr. Victor Lebacqz, Deputy Director of Aerospace at NASA 

Ames Research Center, presented the ATM ESC report. Mr. Paul Drouilhet, Chair of the 

REDAC ATS Subcommittee, presented the ATS Subcommittee’s comments. 

The Advanced Air Transportation Technologies (AATT) and Terminal Area Productivity 

(TAP) programs provide new automation tools and technologies for the air traffic control 

tower, terminal, and center facilities. The objective of these programs is to assist air 

traffic control from surface movement and departure, through en route flight, to final 

approach and landing. 

5
 
Both committees were pleased with the improved coordination between FAA and NASA 

on the ATM research program. Both committees indicated a need for increased effort on 

the part of both agencies to solve the problems surrounding the implementation of NASA 

research products by FAA. The committees discussed the need to align NASA software 

design, development, validation, and certification processes with FAA and industry 

processes. Both committees agreed that NASA needs to maintain a long-term research 

emphasis, and FAA should participate in the definition of these research efforts. The two 

committees disagreed on the ATM ESC recommendation for RTCA to establish a 

National Air System Operational Concept for 2006 and beyond so that NASA can define 

research to support it. Mr. Drouilhet noted that a better focus would be on disruptive 

technologies – implementing currently available technologies in innovative ways. 

Aviation System After Next R&D Planning 

Dr. Rediess, FAA, and Mr. Robert Pearce, Director of the Goals Division at NASA 

Headquarters, presented a proposal for developing a future vision of the aviation system. 

The committees received the same presentation as Dr. Rediess provided to the REDAC 

on day one of the meeting. 

The REDAC and ASTAC members discussed the proposal and voted to approve a joint 

task force to guide the vision development process. Mr. Sinnet nominated Mr. Robert 

Spitzer as the ASTAC Chairman of the Task Force. Mr. Doll nominated Mr. Paul 

Drouilhet as the REDAC representative. The chairmen charged these two representatives 

to work with FAA and NASA to formulate a small team to guide the vision development 

process. 

Closing 

Mr. Doll and Mr. Sinnet thanked all of the members for their participation and adjourned 

the joint meeting of the REDAC and ASTAC at 5:00 p.m. Both committees planned to 

reconvene separately on the following day. 

DAY THREE – April 13 

Mr. Doll reconvened the REDAC meeting, and Dr. Rediess read the public meeting 

announcement. 

Committee Recommendations 

Mr. Doll opened the floor to the Committee members to discuss recommendations on 

FAA’s planned FY 2002 R&D investments. The Committee held discussions and 

generated recommendations, which Mr. Doll provided to the Administrator by letter 

dated July 13, 2000. Attachment 4 provides the Committee’s report. 

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Closing 

Mr. Doll requested each standing subcommittee review the appropriate Flagship 

Initiatives during its summer meeting and report back to the Committee in 

September. 

Mr. Doll thanked the members who remained on the third day of the meeting to 

help generate the recommendations to the Administrator. He announced the next 

REDAC meeting date as September 12-13 at the same location, and then he 

adjourned the meeting at 12:00 noon. 

### 

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Attachment 1 

Research, Engineering & Development Advisory Committee (REDAC) 

Holiday Inn Rosslyn Westpark Hotel
 

1900 North Fort Myer Drive, Arlington, VA
 

(703) 807-2000 FAX: (703) 522-7480 

April 11-13, 2000 

AGENDA 

Day 1 – April 11 – REDAC 

9:00 am – 9:30 am 

9:30 am- 9:45 am 

Welcome and Introductory Remarks 

- Farewell to Retiring Members

 (Aaron Gellman & Wes Harris) 

- Welcome New Member

 (Dennis Roberts, AOPA) 

Mr. Robert Doll, Chairman 

Mr. Steve Zaidman, FAA 

Dr. Herman Rediess, FAA 

9:45 am – 10:00 am Meeting Process and Objectives Dr. Herman Rediess, FAA 

10:00 am – 11:15 am Remarks Hon. Jane Garvey, FAA 

Hon. Connie Morella, U.S. 

House of Representatives 

11:15 am – 11:30 am BREAK 

11:30 am – 12:00 FAA’s R&D Investments for 

FY 2001 and FY 2002 

Dr. Herman Rediess, FAA 

12:00 noon –1:30 pm LUNCH 

1:30 pm – 2:15 pm Aviation System After Next R&D 

Planning 

Dr. Herman Rediess, FAA 

2:15 pm – 3:00 pm 

Subcommittee Recommendations 

Subcommittee on Air Traffic Services Mr. Paul Drouilhet 

3:00 pm – 3:15 pm BREAK 

3:15 pm – 4:00 pm Subcommittee on Airports Ms. Angela Gittens 

4:00 pm – 4:30 pm Subcommittee on Human Factors Dr. Deborah Boehm-Davis 

4:30 pm Adjourn 

8
 
 

 

Attachment 1 

Day 2 – April 12 – Morning Session REDAC 

Subcommittee Recommendations 

8:00 am – 8:45 am Subcommittee on Security Mr. Viggo Butler 

8:45 am – 9:30 am Subcommittee on Aircraft Safety Dr. Lou Mancini 

9:30 am – 10:15 am Subcommittee on Env. & Energy Mr. James DeLong 

10:15 am – 10:30 am BREAK 

10:30 am – 10:45 am Update on the Vertical Flight Mr. John Zugschwert 

Subcommittee 

10:45 am – 11:00 am SATS Subcommittee – Terms of Mr. Paul Fiduccia 

Reference Approval 

11:00 am – 12:00 pm Committee Discussion Mr. Robert Doll, Chairman 

(Continue on April 13) 

12:00 pm – 1:00 pm LUNCH 

Day 2 – April 12 – Afternoon Session Joint with REDAC & NASA ASTAC 

1:00 pm – 1:20 pm	 Opening Remarks Mr. Robert Doll, Chairman 

Mr. Jim Sinnett, Chairman 

Mr. Steve Zaidman, FAA 

Dr. Sam Venneri, NASA 

1:20 pm – 2:05 pm Icing Research Overview	 Mr. Jack O’Brien, ASTAC 

2:05 pm – 2:50 pm	 Small Aircraft Transportation Mr. Paul Fiduccia, REDAC 

System (SATS) Report Dr. Bruce Holmes, NASA 

2:50 pm – 3:05 pm	 BREAK 

3:05 pm – 3:50 pm	 ATM Steering Committee Report Dr. Vic Lebacqz, NASA 

ATS Subcommittee Comments Mr. Paul Drouilhet, REDAC 

3:50 pm – 4:35 pm	 Aviation System After Next R&D Dr. Herman Rediess, FAA 

Planning Mr. Bob Pearce, NASA 

4:35 pm – 5:00 pm	 Discussion/Closing Mr. Robert Doll, Chairman 

Mr. Jim Sinnett, Chairman 

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Attachment 1 

Day 3 – April 13 REDAC 

9:00 am – 10:45 am Finalize Committee 

Recommendations 

Mr. Robert Doll, Chairman 

10:45 am – 11:00 am BREAK 

11:00 am – 12:00 Finalize Committee 

Recommendations 

Mr. Robert Doll, Chairman 

Mr. Steve Zaidman, FAA 

12:00 Noon Adjourn 

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Attachment 2 

Research, Engineering & Development (R,E&D) Advisory Committee
 

Aero-Space Technology Advisory Committee (ASTAC)
 

April 11-13, 2000
 

Attendance
 

REDAC Members – April 11-13, 2000
 

Mr. Robert Doll, Chairman Dr. Mike Benzakein Mr. Viggo Butler 

Dr. Deborah Boehm-Davis Mr. Jim DeLong Mr. Paul Drouilhet 

Capt. Chet Ekstrand Dr. Wilson Felder Dr. Aaron Gellman 

Ms. Angela Gittens Dr. Wesley Harris Dr. John Hansman 

Dr. Joseph Jackson Dr. Louis Mancini Mr. John O’Brien 

Mr. Dennis Roberts 

Hon. Jane Garvey, Administrator Mr. Steve Zaidman, FAA Dr. Herm Rediess, FAA 

ASTAC Members – April 12, 2000 

Mr. Jim Sinnett, Chairman Capt. Robert Buley RADM Joe Dyer 

Mr. Kris Kuck Dr. Norris Krone Mr. Frank Lynch 

VADM Robert Monroe Dr. Helen Reed Dr. Ken Rosen 

Mr. Robert Spitzer Dr. Susan Wu Mr. Benjy Neumann, NASA 

Audience 

Lee Olson, FAA Tony Freck, GE Aircraft John Wiley, FAA 

Nancy Lane, FAA Ken Peppard, FAA Gloria Kulesa, FAA 

Gregory Gottlieb, CargoLifter AG Bill Edmunds, ALPA Kenneth Cobb, TRW 

Brett Wilson, Rockwell John Zugschwert Bruce Holmes, NASA 

Peter McHugh, FAA Dennis Filler, FAA Mike Gallivan, FAA 

Charles Huettner, OSTP Paula Frankel, NASA Joseph McCormick 

Paul Polski, FAA Dennis Kershner, JHU/APL Lee Norvell, FAA 

Lyle Malotky, FAA George Marania, FAA Dave Smith, FAA 

Quinten Johnson, FAA Vic Lebacqz, NASA Paul Jones, FAA 

Calvin Mitchell, FAA Robert Jacobsen, NASA Cindy Peak, ATCA 

R. Carey Beer Sharon Darnell, FAA Roy Reichenbach, NASA 

Howard Wesoky, FAA Chuck Ruehle, FAA Rick Page, FAA 

Ron Swanda, GAMA Barry Scott, FAA Terry Kraus, FAA 

Tom Proeschel, FAA Larry Kiernan, FAA Chris Seher, FAA 

George Skaliotis, Volpe Randy Stevens, FAA Steve Pansky, FAA 

Joel Wilcox, FAA Mike Mears, DSMC Paul Kelleher, Arch Tech. 

Hugh McLaurin, FAA Keith Murray, SETA Jim Rowlette, FAA 

James Steuart, NASA George Chang Nelson Miller, FAA 

William Falter, NASA Jeff Breunig, FAA Warren Fellner, FAA 

MaryEllen McGrath, NASA Terrence Hertz, NASA John Rekstand, FAA 

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Attachment 2 

Kathy Miljant Paul Jankowski, FAA Joe Elliott, NASA 

Dell Ricks, NASA Ron Hochstetter, SAIC Chuck Larson, FAA 

Frank Petroski MITRE/CAASD Bob Peak, COGENT/ERAU Allan Overbey, DOD 

Wesley Link, MITRE/CAASD Paul Murphy, SETA John Leverton, AHS 

William McE. Miller, Aereon Bob Rosen, NASA Bob Pearce, NASA 

Rosanne Marion, FAA Michael Shapiro, SETA Karen Stewart, FAA 

Paula Bline, ACC John Field ing, Raytheon Kenneth Klasinski, FAA 

Steve James, British Embassy Jim White, FAA Sieg Poritzky 

Lee Tucker, ITT Mike Wahl, TRW/SETA John Rybka, FAA 

Richard Young, Cygracom David Cherry, FAA Jim Crook, ATCA 

Patrick Lewis, FAA Jim Branstetter, FAA Dave Ford, FAA 

Clyde Miller Fenton Carey, DOT Virgenia Embrey, FAA 

Paul Dykeman, FAA Ed Gervais, Boeing James Rogers, FAA 

Marcie Romagnoli, SETA Paul Rich, SAIC Phil Yu, TRW 

Mark Rodgers, FAA Gary Skillicorn, FAA Nick Stoer 

M. Salloum, FTSS Denise Davis, FAA June Lidder, SETA 

Alan Levin, USA Today Glen Hewitt, FAA Carole Schmidt, Crown 

Jeff Breunig, Arthur D Little Gloria Dunderman, Crown Satish Agrawal, FAA 

12
 
Attachment 3 

Recommendations on FAA’s 2002 R&D Investments – April 11, 2000 

Report from the Air Traffic Services Subcommittee 

Chairman: Mr. Paul Drouilhet 

The following is a summary of the ATSSC’s observations and recommendations. 

OVERALL R&D PROGRAM 

In general, the R&D program is addressing the important issues. In most cases it was not 

possible for the ATSSC to judge the absolute adequacy or relative balance of the funding allotted 

to the individual program elements, as in the limited time available the presentations could not 

give enough detail on funding issues to make such judgments. However, as has been the case in 

the past, the overall R&D funding is inadequate to support aggressive ATC modernization. 

Members expressed continuing concern about the slow pace of ATC modernization, and the pace 

of the supporting R&D. Although it was emphasized many times in the presentations that the 

program was “benefits driven”, the observation was made that a benefit postponed is a benefit 

lost. 

R&D MANAGEMENT 

The ATSSC is concerned about the lack of coherence of R&D management, which has resulted 

from the transfer of a substantial part of the ATS R&D funding to the F&E budget. Different 

FAA offices are responsible for the management of the R&D and the F&E programs and the 

corresponding budgets. The R&D activities funded from the F&E budget compete for funds 

with other, large F&E programs. The ATSSC is concerned that the funds which support the 

R&D activities which were transferred by Congress to the F&E account may be lost to the R&D 

program when the particular projects are completed. 

Recommendation: The ATSSC recommends that a single entity within the FAA be given the 

responsibility for managing the R&D program and its associated funding (whether from the 

R&D or F&E account), and that the F&E funds which are supporting R&D activities be fenced 

so that they will continue to be available for R&D activities. The ATSSC also recommends that 

the FAA adopt a more rational way of classifying program/funding categories, perhaps patterned 

after the DoD scheme of 6.1 through 6.5 to designate the range from basic research through 

production and field support. 

WEATHER 

Improvement in aviation weather nowcasting and forecasting are critical to enhancing aviation 

safety and efficiency. The ATSSC is pleased by the continuing progress in the development of 

aviation weather products. It was concerned, however, that insufficient attention is being given 

to making these enhanced and new products available to the aviation user – especially to the 

cockpit. Several of the new products will be distributed through the Aviation Weather Center. 

13
 
Attachment 3 

ATS Subcommittee (continued) 

Until they are evaluated by the AWC and approved for operational use, carriers and other 

commercial operators may not use them. This step is necessary before the FAA’s investment in 

the development of these weather products can bear fruit. 

Recommendation: The ATSSC recommends that the FAA work with the National Weather 

Service (NWS) to expedite the completion of the development and certification of weather 

products so that they can be made part of the aviation weather data base and disseminated to 

users through the aviation weather networks. 

SMALL AIRCRAFT TRANSPORTATION SYSTEM (SATS) 

The chairman of the REDAC Subcommittee on SATS briefed the ATSSC on the SATS program 

and the planned activities of that subcommittee. While there are numerous technical and 

economic hurdles which must be overcome, the ATSSC believes that the SATS concept has the 

potential for providing a significant addition to the U.S. transportation system. In order to realize 

this potential, it is imperative that SATS be able to fit compatibly into the evolving aviation 

infrastructure. Although the SATS R&D is being carried out almost exclusively by NASA, the 

ATSSC believes that it is essential that the regulatory and operational elements of the FAA 

participate in and help steer the development to ensure this compatibility. 

Recommendation: The ATSSC recommends that the FAA establish a SATS team (perhaps 

modeled on the SOIT), cochaired by representatives of ATS and AVR. This team would serve 

as the interface between the FAA and the NASA SATS program, would help guide the SATS 

program to ensure that it develops in a way which the NAS can accommodate, and would 

address the certification and operational issues. 

AVIATION SYSTEM CAPACITY 

The ATSCC was briefed on a proposal to establish within the FAA an entity to serve as a single 

point of contact between the FAA and airports wishing to carry out short-term capacity 

enhancements. This FAA entity would include representation from all relevant parts of the FAA, 

including operations, certification, airports, and development and acquisition. The ATSCC 

supports the establishment of such an entity, but does not view it as an R&D activity, and thus 

not appropriately funded from the R&D budget. It does envision, however, that it might be a 

sponsor for capacity-related R&D activities. 

Recommendation: The ATSCC recommends the re-establishment in the FAA of a single focal 

point/advocate for prioritization and early implementation of capacity enhancements for specific 

airports and terminal areas. This “capacity enhancements advocate” would work with 

responsible FAA elements and with airports and users to help implement new capacity 

capabilities and technologies as they become available. Cooperative efforts and joint financing 

should be considered where appropriate. 

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Attachment 3 

ATS Subcommittee (continued) 

SOFTWARE ENGINEERING RESOURCE TEAM (SERT) 

The ATSCC was pleased that the FAA has established a focal point for software engineering. 

The ATSCC had recommended such an action several years ago following its original ad hoc 

study, and has repeated the recommendation several times since. However, while applauding the 

start, we are concerned that the current effort is subcritical given the enormity of the software 

engineering effort facing the FAA. Examples of two areas needing critical attention are 

information security and site adaptation. 

Recommendation: The ATSCC recommends that the FAA increase the resources available to 

the SERT, both in terms of funding and personnel. It views this as a high priority action because 

the FAA is becoming increasingly dependent on software-intensive systems, and the expanding 

use of COTS software is resulting in new issues of software maintenance. 

RUNWAY INCURSION PREVENTION 

The ATSSC was briefed both on FAA efforts to reduce runway incursion incidents through 

procedures and training and through the development and implementation of new technology. 

After encountering problems with a comprehensive effort to eliminate all runway incursions, the 

FAA is currently focusing on reducing those runway incursions which are the most likely to 

cause accidents and is emphasizing measures to reduce incursions by means of prevention 

through training, continuing awareness, and/or implementation of low-cost devices which 

address human error and provide direct help to pilots/operators. The ATSCC is pleased to see 

that FAA’s current efforts put major emphasis on measures, which are intended to directly aid 

pilots and vehicle operators to avoid incursions. 

However, it has been frequently pointed out that the current definitions of runway incursions, as 

well as the current data acquisition and analysis processed, are troublesome and may give FAA 

management and users misleading information. 

Recommendation: The ATSCC recommends that the FAA 

i.	 mount a concentrated effort to develop better and more objective measures and 

definitions of runway incidents; 

ii.	 improve the accuracy and utility of runway incident reports and, as needed, develop a 

more effective and valid uniform data collection process, so as to create more effective 

means for FAA management to understand and use incident data; 

iii.	 establish controls to ensure the accuracy and completeness of reported runway incursion 

and runway incident data; 

15
 
Attachment 3 

ATS Subcommittee (continued) 

iv.	 identify the relative risks of accident for various types of incidents, and search for ways 

to better identify the incidence (rates and type) of runway events at general aviation and 

non-towered airports. 

MULTISERVICE MULTIMODE SYSTEM (MMS) 

The ATSSC was briefed on a proposed R&D program to investigate the use of “impulse 

technology” for navigation, surveillance, and communication on the airport surface and in the 

airspace in close proximity to the airport. In general the ATSSC encourages the FAA to 

investigate high risk technologies which would have substantial payoff to NAS operations if they 

can be successfully implemented. However, in the case of MMS, it did not appear that either the 

technical issues of implementing such a system or the benefits of such a system as compared 

with current approaches to airport CNS were well enough understood to justify initiating an 

aggressive R&D program at this time. 

Recommendation: The ATSSC recommends that the FAA work with its technical advisors to 

better understand the technical issues of implementing an airport environment CNS system based 

on impulse technology, and the potential benefits of such a system as compared with current 

approaches to airport CNS. If the results of this effort indicate that such a system is both 

technically feasible and potentially cost-beneficial, it would then be appropriate to proceed with 

an R&D activity. 

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Attachment 3 

Recommendations on FAA’s 2002 R&D Investments – April 11, 2000
 

Report from the Airports Subcommittee
 

Chair: Ms. Angela Gittens
 

Recapitulation of guiding principles the Subcommittee used in evaluating the research portfolio: 

� Focus on highest priorities 

� Focus on agenda peculiar to civil aviation 

� Publish findings along the way 

� Leverage resources of others: governments, academia, private industry 

Observations: 

Overall, the Airport research section has developed and undertaken its portfolio in agreement 

with the guiding principles.
 

The subcommittee met at the William J. Hughes Technical Center on February 22-23.
 

The Airport Technology budget has been moved from F&E to AIP; the Subcommittee agrees 

that this is a more appropriate area.
 

The Pavement Test Machine is in full operation; however, premature (and unexplained) cracking 

is occurring.
 

Significant Accomplishments in 1999: 

� Published Airport Wildlife Hazard Management report, incorporating research results and 

literature review of active and passive harassment, habitat and population management 

techniques. 

� Integrated National Wildlife Strike database into the development of a Civilian Advisory 

System. 

� Completed evaluation of LED light strips to enhance paint marking in non-movement areas. 

� Installed fiber optic, distance remaining signs (Pittsburgh Airport). 

� Completed penetrator nozzle design enhancement testing. 

� Update of Advisory Circular on guidelines for Very Large Airside Development. 

� Operated infrared aircraft deicing in full operation at 2 airports. 

� Advisory Circular for Aircraft Arrestor beds. 

17
 
Attachment 3 

Airports Subcommittee (continued) 

� Completed LEDFAA model enhancements and 3D-FEM rigid pavement models (pavement 

design enhancements). 

Recommendation Highlights: 

Increase funding level to $10 million, up from $7.3 million in the President’s ’01 budget: 

recommended levels by Research Project are shown on the last column of the attached table. 

Start shifting funds towards safety projects: visual guidance, runway friction, wildlife hazards, 

and firefighting. 

Major increase in the visual guidance section to increase research on Electromagnetic 

Interference and integration of airfield lighting power, circuiting, and control systems. 

The subcommittee has previously accorded low priority to Airport Planning and Design research, 

on the theory that airports and the airport design industry provide a great deal of resource in this 

area. However, in view of the billions of dollars in upcoming airport development and the 

FAA’s role in evaluating PFC funding for these projects, airports and airlines have requested 

FAA guidelines on master plans, terminal sizing, and passenger distribution patterns. The 

Subcommittee supports a major increase for updating the 20-year old terminal building guidance 

and research on the impact of New Larger Aircraft and Regional Jets on airfield design 

standards. 

Continue pavement research projects, including funding for replacement of pavement on 

schedule (funding level does not consider resolution of the premature pavement cracking 

problem). 

Additional Areas for Research: 

More emphasis on CFR truck stability or other factors that would enable faster trucks so airports 

can meet response-time standards without building additional fire stations as airports expand. 

More research on pavement construction and maintenance techniques. 

Use of operational aircraft braking data to investigate pavement roughness and friction; the 

Transportation Research Board of the National Research Council has expressed an urgent 

concern for research on the effects of pavement surface roughness on aircraft stopping distances. 

Consideration of moving to a GPS approach for ground vehicle identification rather than radio 

frequency methods. 

18
 
Attachment 3 

Recommendations on FAA’s 2002 R&D Investments – April 11, 2000 

Report from the Aircraft Safety Subcommittee 

Chairman: Mr. Lou Mancini 

Committee Deliberations 

General portfolio observations/recommendations by the Subcommittee were that: 

•	 FAA safety goals do not match research investment levels 

•	 A program that is under funded by about 10% is reasonable 

•	 The technical teams concept should bring in industry perspective 

•	 Research needs to be protected 

•	 Safety research needs one focal point in the Agency 

•	 Portfolio presentations should include first year and last year funding for tasks 

•	 Airborne Data Monitoring is an exemplary program 

•	 FAA research should not subsidize industry, rather it should leverage industry work 

•	 Subcommittee would like more information about software research at the next meeting 

•	 The Risk Assessment work should redefine ways to achieve system safety goals 

•	 The Certification Job Aid should be expanded to include other FAR parts 

•	 Continue and enhance leverage with private sector (matching funds), other government agencies, 

and other countries. 

•	 Insure that Fire Research and Safety projects receive high priority in Aircraft Safety 

Issues 

- Program Management: PPTs 

- Structured, quantitative process to identify research requirements, e.g., AHP 

- Stakeholder involvement 

- FAA policy organizations 

- FAA research organizations 

- Technical experts 

- Links to industry and academia 

- Program Management: FAA 

- Research vs. Acquisition functions 

- Industry model 

- Research focus for Agency goals 

- One organization responsible for safety research 

- Efficiency and Security? 

- Program Management: International Aviation Community Cooperation 

- Private sector, e.g., airlines, manufacturers, academia 

- Other government agencies, e.g., NASA, DoD 

- Other countries and authorities, e.g., JAA 

19
 
Attachment 3 

Recommendations on FAA’s 2002 R&D Investments – April 11, 2000 

Report from the Security Subcommittee 

Chairman: Mr. Viggo Butler 

The committee repeated it’s concern over the apparent disconnect between the FAA’s goal of 

100% EDS level HBS by 2010 and the lack of research identified to get FAA there. 

Portfolio Content 

The committee was generally supportive of the approach taken by FAA. All of the potential 

priority threats are covered. However a number of projects were seen that did not appear to take 

FAA to its primary goals. The Policy goal of achieving 100% hold bag screening with EDS 

level technology by 2010 was seen as desirable, but at this point not achievable. 

Partnerships 

The FAA is doing an excellent job of leveraging and collaborating with others within Government and 

both domestically and internationally. FAA is making good use of all potential contributors within 

academia, industry, and the national laboratories. 

Process 

The process used by FAA this year was clear and made efficient use of the panel’s time. 

The AAR-500 briefings were clear and concise. Requirements from the sponsor have been 

effectively communicated and are captured is several documents. 

Panel Observations and recommendations 

The target budget of $50.8M for 2002 will NOT allow the FAA to achieve its goal of 100% hold 

baggage screening in 2010. Dramatically different technologies will be required because not 

only must the systems be 20 times faster to totally accommodate the current bag flow, but there 

will be over 50% more passengers in 2010. FAA’s goal is to not additionally burden the industry 

by keeping the cost and size of the EDS systems similar to those being fielded today. In 

response to this identified shortfall AAR-500 identified $11M (per year) in additional research 

necessary to develop the required EDS technology. The panel suggested that the Budget for 

2002 be increased by $6M and the additional $5M required be realized by cutting projects not 

leading to primary FAA goals. (Subsequent to this meeting FAA identified $38.4M in Flagship 

initiatives for security in 2002 which included the $11M identified for EDS new technologies.) 

The Panel observed that FAA’s requirements have expanded to include the screening of baggage 

on domestic as well as international flights. This expansion in mission has expanded the 

challenge of the SEIPT who is currently fielding EDS technology in the nations largest airports. 

The capital, maintenance, and operational costs of the current systems are high. A need exists 

for systems with the same level of performance but lower throughput and lower costs. The crash 

development of the ARGUS system to fill the low cost EDS requirement for smaller airports has 

taken $10+M out of the current R&D program. The panel questioned the ARGUS specifics, that 

is the use of hard criteria and how the economic analysis was done. What tradeoffs were done 

balancing R&D time and cost vs. deployment time and costs? (A presentation on standard 

20
 
Attachment 3 

Security Subcommittee (continued) 

setting for ARGUS may be appropriate for the next meeting) Earmarks for research were seen as 

not efficient contributions to achieving FAA security goals. 

The FAA should look at limited finding and deploying EDS systems at airport locations today 

where you could do 100% of the bags. This would be a model and help FAA prepare for the 

problems and set the requirements for 100% HBS in 2010. The Panel would like to see the 

completed report of the ACS program plan. 

21
 
Attachment 3 

Recommendations on FAA’s 2002 R&D Investments – April 11, 2000 

Report from the Human Factors Subcommittee 

Chair: Dr. Deborah Boehm-Davis 

The committee met twice since the last full meeting of the REDAC: in December 1999 at 

CAMI in Oklahoma and in February 2000 at the Technical Center in New Jersey. The committee 

plans to meet in July 2000 at Volpe in Massachusetts. Between meetings, the committee has held 

discussions using an e-mail discussion list. 

In the meetings, the committee heard briefings on current research projects from researchers 

at that location. The committee also heard briefings on the overall portfolio, portions of the 

contract research program, as well as issues, concerns, and funding levels. Finally, some time at 

each meeting was reserved for committee discussion of what we had heard. The committee's goal 

is to have a full review of current projects -- both in-house and sponsored, as well as review of 

planned future investments over each two-year period. This should allow the committee to 

evaluate the execution of the work as well as what is in the pipeline for the future. 

The current portfolio under the direction of the Chief Advisor for HF includes three primary 

areas, in order from area of greatest investment to least: 

• Flight Deck/Aircraft Maintenance (2002: $10,437,000) 

• Air Traffic and Airway Facilities (2002: $10,400,000) 

• Aeromedical (2002: $5,372,000). 

Within the first two areas (flight deck/aircraft maintenance and air traffic and airway 

facilities), the research falls into a number of common topics. This creates an alternate way of 

describing the portfolio content (in $000). 

Flightdeck/Maintenance/Systems Integration & Air Traffic Control/Airways Facilities ($11,537) 

–Human-Centered Automation ($4,078) 

–Selection & Training ($3,195) 

–Information Management & Display ($2,602) 

–Human Performance Assessment ($1,662) 

Aeromedical ($5372) 

–Medical/Toxicology/Factors of Accident Investigation ($2,754) 

–Human Survival & Protection in Civil Aviation ($2,509) 

–Cabin Health & Environmental Guidelines ($109) 

Personnel/Other Costs ($9659) 

A more complete description of the programs contained within each of these research areas is 

shown in the Appendix. The committee felt it important to note that this funding represents only 

a very small increase over the level of funding in 2001. This is disturbing at a time when the 

FAA is talking about increasing throughput and maintaining or decreasing error. The committee 

finds it difficult to believe that this can be done with a lesser investment in the human factors 

arena. 

22
 
Attachment 3 

Human Factors Subcommittee (continued) 

The committee discussed the balance between sponsored research and the investment in 

personnel and other costs ($16.8 spent on research, with $9.6 on personnel/other costs). We were 

not clear if this is the right balance, but we recognize that people are a “sunk” cost. That is, you 

can’t reduce the work force, so this portion of the budget will only go up with inflation; thus, the 

committee recognizes that increments in overall funding are needed just to cover the basic work 

currently being done. 

The committee engaged in an exercise where they rated the importance of each area of 

research. On a scale of 1-5 (with 5 being very important), all areas were rated as important (3 or 

above, but mostly 4s and 5s), but the committee did question a few specific areas and projects. 

Specifically, for example, they felt that some of the projects listed under human-centered 

automation in the flight deck arena seemed to overlap into other areas, such as selection and 

training. Further, they felt that the overall organization of the flight deck research program 

didn’t seem to have mutually exclusive and exhaustive categories. In contrast, the members felt 

that the ATC/airway facilities projects were strongly attuned to the work the FAA should be 

doing and that the projects seem to fit together as a cohesive whole. 

However, another committee member pointed out that the flight deck projects described form 

a special focus by their orientation to problems of automation. This is important, as one 

committee member said, because (a) the accident rate is high and (b) there is a wave of new 

cockpit technology and information architectures about to arrive. Specifically, PC technology 

can now be incorporated into the cockpit coupled with GPS/Datalink/ADS-B, etc., and the 

human performance issues associated with this are not currently known. 

One committee member suggested an increased focus on GA; however, other committee 

members felt it important to continue to focus on commercial aviation as well. Another project 

that drew comment was the electronic flight bag project. Although one committee member felt 

that the electronic flight bag was beyond the FAA’s purview, others rated it as quite important. 

This group pointed out that the FAA will be presented with a number of low-end electronic 

systems and proposals for operation and that the certification group will need to know whether or 

not to approve proposed systems. Another committee member points out that this project needs 

to be broadly interpreted, to include all crew information systems that are likely to become 

installed equipment in the future. 

Finally, a number of committee members expressed concern with expenditures in the 

aeromedical area. This area has consumed roughly 16-20% of the R&D budget for human factors 

(not counting personnel costs) over the past few years. Although the committee recognizes the 

importance of the work to supporting accident investigation and litigation, the committee feels 

strongly that much of the work being done is an operational function, not an R&D function and 

that the FAA needs to find a more logical method for supporting this work. 

In the area of partnerships, the committee examined the following partnerships: 

• In-House 

• Headquarters 

• CAMI 

• Tech Center 

23
 
Attachment 3 

Human Factors Subcommittee (continued) 

• External 

• NASA 

• Universities 

• Industry 

• MITRE 

• Volpe 

The committee felt that not too much was new here since our last report, so we had little in 

the way of comments. The committee did note, though, that the coordination with MITRE, 

discussed at one of our last meetings, seems to be improving, with the chief scientist for Human 

Factors working with MITRE’s outcome manager’s team. However, the committee also noted 

that some of the younger scientists still seemed unaware of the process required to get MITRE 

into the loop. The committee also notes that given the way that MITRE plans its work up front 

on a yearly basis, it can be difficult for them to respond quickly to changing needs on the part of 

the FAA. 

In terms of process, this also hasn’t changed since the last committee briefing. The direction 

the human factors program sets comes from a number of organizations, such as internal 

“customers” (such as Certification and Flight Standards), Congress, Industry, the Human Factors 

Plan, and Expert Advice. The committee notes some continuing coordination problems. They 

also noted that the human factors group has problems in implementing programs given some of 

the union agreements that allow the union to make final determination on what goes into 

operational systems, despite research evidence to the contrary on what features would be most 

appropriate for a given system. 

In the area of additional comments and guidance, the committee returned to a point made in 

an earlier briefing -- the time scale for showing results is too short. Typically in research, you 

look for a 5-10 year window from initial basic research to implementable results. Much of the 

“research” currently being supported by the FAA is not basic research; researchers are being 

asked for results that can be applied in 6 months or less. This almost constitutes development 

work. The committee feels that the FAA needs to invest in true basic work if we want the United 

States to remain on top technologically. 

Of course, there is a delicate balance between being responsive to specific acknowledged 

needs and the need to look to a science base for the future. However, the committee feels that in 

the desire to bring research into alignment with needs (not just the researcher’s ideas of needs), 

the FAA may have swung the pendulum too far in creating applications, and not science. On the 

“good news” front, in congressional hearings earlier this year, there was much testimony about 

this issue, and we believe that Congress may back away from this insistence on results “today”. 

We also had some observations based on our on-site trips. First, the committee was very 

impressed by the quality of facilities and the overall quality of research being conducted at 

CAMI and at the Tech Center. Researchers are clearly enthusiastic about their work and are 

moving forward with it. However, we would note that individual researchers don’t always seem 

to know how their work fits into the larger scheme of things. Although it has been argued that 

24
 
Attachment 3 

Human Factors Subcommittee (continued) 

this is a job for administrators, the committee feels that researchers should understand the overall 

direction and goals of the organization, and should know how their work contributes to that 

mission. 

Further, the committee noted that researchers at the Tech Center were much younger on 

average than those at CAMI. This was reflected in their presentations and somewhat in the 

breadth/depth of their research. This has been recognized by administrators who are bringing in 

some more senior researchers to strengthen the program. Meantime, there should be some 

concern at CAMI that when their cadre of senior researchers retire, there is not a group of 

younger researchers working under their direction to continue the programs. In the review, 

researchers described in-house research on workforce analysis for future AT systems. The 

committee recommends that the FAA look to themselves for an examination of their own 

workforce and how to position newcomers and more senior personnel on a more broad basis to 

ensure that research remains strong across the board as we move into the future. 

Appendix
 

Listing of Topics Funded within Each Research Area
 

Flightdeck/Maintenance/ Systems Integration Human-centered Automation 

•	 Initiate/coordinate comprehensive program on cockpit automation 

•	 Provide guidance/recommendations for improved training for automated flight management 

systems & cockpits 

•	 Develop a job aid to help certification personnel and designers address automated flight 

decks 

•	 Provide industry and FAA guidance to address cultural influence on crewmember use of 

automated systems 

•	 Provide human factors evaluation for AGATE flight systems 

Air Traffic Control/ Airway Facilities Human Factors Human Centered Automation 

•	 Situation awareness and human error in centralized monitor/control 

•	 Baseline controller decision-making strategies 

•	 Decision support automation transitions 

•	 ATC performance and procedures in integrating air-ground separation responsibility 

Flightdeck/Maintenance/ Systems Integration Selection and Training 

•	 Methods to integrate performance data with pilot training data to evaluate flight training 

•	 Develop AOP database incorporating user comments 

•	 Provide data analysis and tools for airline scenario-based evaluation 

•	 Provide guidance addressing training crewmember use of advanced automated systems 

•	 Antecedents to cockpit error in air carriers 

•	 Implement advanced GA training techniques 

•	 Complete guidelines for maintenance technician situation awareness training 

25
 
Attachment 3 

Air Traffic Control/ Airway Facilities Human Factors Selection and Training 

•	 Develop and validate computerized personnel selection tests 

•	 Develop workforce analysis application to support identification, description, and analysis of 

gaps between current and future workforce knowledge, skills, abilities, and staffing profiles 

•	 Guidelines to enhance team performance in NAS transitions 

Flightdeck/Maintenance/ Systems Integration Information Management and Display 

•	 Complete software for enhanced maintenance documentation 

•	 Develop and implement guidelines for maintenance error investigation and reporting systems 

•	 Complete electronic flight bag usability evaluation tool 

•	 Develop guidelines for design/certification of head-up display for general aviation 

Air Traffic Control/ Airway Facilities Human Factors Information Management and 

Display 

•	 Human-centered design guidelines for ATS displays 

•	 Reduction of paper flight progress strips 

•	 Efficacy of information coding techniques for enhanced future ATS displays 

•	 Identification and display of ATC complexity factors 

•	 Information management in future airway facilities systems 

•	 HF issues in controller/pilot data link communications 

Flightdeck/Maintenance/ Systems Integration Human Performance Assessment 

•	 Provide expanded APMS methodologies and analysis to collect/analyze flight simulator data 

•	 Develop guidelines for certification of head-up displays 

•	 Develop guidelines for accident investigation and reporting 

•	 Complete research on aircraft maintenance error reporting systems 

Air Traffic Control/ Airway Facilities Human Factors Human Performance Assessment 

•	 Human error mitigation and situation awareness in ATC/ATM 

•	 Human performance modeling integration 

•	 Team processes in centralized monitor/control systems 

•	 Shift work and fatigue 

•	 Baseline assessment of ATC teamwork/flight planning and collaborative decision making 

•	 Task load and DSR performance baseline assessment 

•	 Cognitive performance and expert ATC performance 

•	 HF issues in airspace adjustments and procedures 

•	 SATORI enhancement for display system replacement 

•	 Organization culture and NAS transitions 

26
 
Attachment 3 

Aeromedical Medical/Toxicology Factors of Accident Investigation 

•	 Epidemiological assessment of toxicology factors in fatal civilian aviation accidents 

•	 Guidelines to reduce in-flight sudden/subtle incapacitation 

•	 Evaluate autopsy data to determine protective equipment and design practices 

•	 Develop biochemical tests to distinguish between ingested and post-mortem alcohol 

•	 Develop instructional material on the air travel radiation environment 

•	 Develop advanced aeromedical accident research database 

Aeromedical Human Survival & Protection in Civil Aviation 

•	 Suitability of component tests as alternative for showing regulatory compliance with 

crashworthiness standards 

•	 Assess impact protection performance of aircraft seating systems 

•	 Guidelines and procedures for aircraft cabin evacuation & approval guidelines 

•	 Development of improved oxygen mask fit and comfort standards 

•	 Survey to determine if parents flying with small children will divert to other modalities if 

child restraints are required 

•	 Dynamic modeling to support cabin safety, protection, an aircraft accident research 

•	 Survey of in-flight medical emergencies and defibrillator usage on commercial airline flights 

Aeromedical Cabin Health & Environmental Guidelines 

•	 Assessment of aircrew health risks (radiation) during a flying career 

•	 Model of disease transmission in aircraft cabins 

27
 
Attachment 3 

Recommendations on FAA’s 2002 R&D Investments – April 11, 2000 

Report from the Environment and Energy Subcommittee 

Chairman: Mr. Jim DeLong 

All answers must be qualified because a new relationship is still developing between the 

Subcommittee and the Office of Environment & Energy. During the past year, AEE has been 

reorganized to better balance its efforts between noise (i.e., the longstanding, high priority 

environmental concern) and the newer emissions issues. Separate Noise and Emissions 

Divisions have been formed, with each responsible for both analysis and policy. Personnel are 

being added and trained in both divisions. A substantially new panel of Subcommittee members 

has also been formed during the past year. And, although members generally agree with the 

priorities and budgets indicated by the White Sheets, the Subcommittee will seek a more detailed 

understanding of the program in the future. In particular, further balancing of projects might be 

recommended to reflect changing environmental priorities (e.g., emissions vs. noise) and to 

better apply the significantly increased budget. Further funding increases might also be 

requested to accelerate or increase the scope of responses to especially critical environmental 

issues. 

1.	 Q: Portfolio Content. Do the proposed outcomes, outputs and time frames reflected in 

the “Planning White Sheets” seem correct given the needs of the air transportation 

system? 

a.	 What is missing? That is, what R, E&D initiatives are needed that are not 

represented by a “Planning White Sheet” in the portfolio? 

b.	 What is not needed? What project in the portfolio sho uld be dropped and why? 

A: The content of the program, particularly the emphasis on noise and emissions 

modeling tools, seems correct. There is certainly no need to consider dropping 

any project. However, although the Subcommittee recommends proceeding with 

the planned effort, there will be a need to reconsider time frames for proposed 

“outputs” and a different balance of resources between projects. The 

Subcommittee will closely reexamine all elements of the planned program during 

the next year. Because ICAO will likely recommend a new noise standard early 

next year, the Subcommittee especially wishes to ensure an intense study of 

alternatives for the related transition of the U.S. aviation system, reflecting the 

various mitigation measures. Additional areas of work will also be considered, 

including, for example, the effects of anti-icing glycol solutions on the 

environment, development of cost benefit models, and alternatives for reducing 

emissions from ground service equipment (GSE). 

28
 
Attachment 3 

Environment and Energy Subcommittee (continued) 

2.	 Q: Partnerships. What specific opportunities exist to forge stronger partnerships with 

industry, academia and/or other government agencies in order to better leverage FAA’s 

R,E&D funding? 

A: Evolving priorities for aeronautical R&D within the USG and industry requires 

continuing consideration of partnerships. There are still, for example, concerns 

about the NASA aeronautics program and its ability to deliver technology at a 

high state of readiness for reducing noise and emissions. And with the somewhat 

new issue of climate change and the related need for substantial increases in 

aviation system efficiency, additional R&D programs may become increasingly 

important. 

At the end of 1999, the White House National Science & Technology Council 

announced a “National Research and Development Plan for Aviation Safety, 

Security, Efficiency and Environmental Compatibility.” This “roadmap” offers 

very ambitious goals; however, current Federal budget levels are not adequate to 

maintain the proposed schedules. Partnerships between USG agencies, academia 

and industry may be helpful in achieving progress towards the goals, but even the 

strongest partnerships cannot compensate for a gross lack of funds. 

Within the USG, responsibility for aircraft and engine technology will continue to 

reside primarily with NASA and DoD. The FAA’s special responsibility for 

Environmental Compatibility was well articulated in the 1997 recommendation of 

the “White House Commission on Aviation Safety and Security:” 

The FAA should develop better quantitative models and analytic techniques to 

inform management decision-making. 

In response, the FAA Office of Environment & Energy is striving to “strengthen 

its analytic and planning tools, especially through the development of models that 

give insight into the system-wide consequences of alternative courses of action.” 

Noise and emissions models (i.e., computer simulations) are being developed in 

cooperation with NASA and DoD, with contributions (e.g., engine and aircraft 

performance data) from industry. The models are being used to assess and 

forecast aviation’s environmental performance, including the benefits of 

technology transfer from USG R&D programs to the marketplace. Accuracy is 

essential to ensure proper policymaking. 

Potential cooperative arrangements with EUROCONTROL offer financial and 

other benefits to the FAA model development program. But the Subcommittee 

recommends that stronger partnerships should also be sought between FAA 

organizatio ns (e.g., Airports, Standards, Air Traffic Services) to ensure 

appropriate objectives and utilization of resources. This may be important to 

29
 
Attachment 3 

Environment and Energy Subcommittee (continued) 

ensure that all relevant environmental issues are properly addressed. For 

example, as noted above, consideration of the environmental effects of anti-icing 

glycol solutions may not be adequately addressed at present. 

3.	 Q: Process. What should the FAA do to improve the process it is now using to engage 

the Advisory Committee in providing advice on the agency’s R,E&D investment 

portfolio? In particular: 

a.	 Is the subcommittee structure effective? 

b.	 Is the information presented in subcommittee and full committee meetings 

effective? Should more or less or different information be presented? 

A:	 The subcommittee structure has proven to be effective in gaining necessary 

attention for environmental issues, as well as essential resources for programmatic 

responses. However, because of the new relationships noted above, additional 

effort will be required by the Environment & Energy Subcommittee and the 

responsible FAA managers to determine an appropriate information system for 

continuing program review. To track the priorities and progress of programs, 

details such as previously provided in the Research Project Descriptions (RPD), 

or the equivalent, may be necessary. 

4.	 Q: Additional Guidance and Recommendations. What additional guidance and/or 

recommendations are offered with the objective of helping FAA to better focus its 

R,E&D investments on the needs of its customer community? 

A:	 The FAA and NASA have requested the Aeronautics & Space Engineering Board 

of the National Research Council “to assess whether appropriate research policies 

and sufficient programs are in place to foster technological improvements to 

ensure that environmental constraints do not become a significant barrier to 

growth of the aviation sector.” It is recommended that REDAC closely follow 

this study and offer to advise the study panel. 

### 

30
 
Attachment 4 

Report of the Research Engineering and Development Advisory Committee
 

Meeting April 11 to 13, 2000
 

The Research, Engineering and Development Advisory Committee (REDAC) reviewed 

the FAA’s planned R&D investments for FY 2002 during its meeting of April 11 to 13, 

2000. The majority of the REDAC supports the requirements shown in the table below. 

Some members of the committee feel that the sub committees are not given enough detail 

to make such a decision. We are working on procedural changes to assure that all of the 

sub committees feel comfortable with the depth of information they receive. We believe 

these funding levels accurately reflect the appropriations required by each line of 

business to advance its programs and achieve important goals. These include the 

strategic plan goals of safety, security, and efficiency as well as the enabling 

environmental goals. 

We note the disparity between the requirements and the Office of Management and 

Budget (OMB) target level funding. The OMB target falls significantly below the 

required funding level. Therefore, we strongly support an effort by FAA to develop 

Flagship Initiatives to supplement the OMB target level funding in order to bring it closer 

inline with the required funding level. We believe a strong R&D program is essential to 

our future aviation system, and the required funding level is a step toward strengthening 

the R&D program that will contribute to achieving the goals of your strategic plan. 

Program Area 

FY 2002 

Requirement 

($M) 

FY 2002 

OMB Target 

($M) 

Delta 

($M) 

Aircraft Safety 78.6 66.0 12.6 

Aviation Security 92.8 50.2 42.6 

Environment & Energy 7.7 7.7 -­

R&D Management 2.5 2.5 -­

Information Security 10.5 5.5 5.0 

Air Traffic Systems 164.8 128.6 36.2 

Safe Flight 21 45.0 25.0 20.0 

Airport Technology 10.0 7.5 2.5 

TOTAL 411.9 293.0 118.9 

The majority of the committee endorses the “Aviation System After Next” effort to 

develop a longer-term vision for the aviation system beyond the year 2020. The FAA 

and the National Aeronautics and Space Administration (NASA) propose it as a unified 

effort including government and private-sector stakeholders led by a joint working group 

31
 
Attachment 4 

of our Committee and the NASA Aero Space Transportation Advisory Committee 

(ASTAC). Currently, we are participating with the NASA ASTAC to develop a plan for 

accomplishing this effort. We feel that it is our responsibility to ensure that future 

generations of Americans will have the quality of life and economic prosperity that the 

current national aviation system affords our generation today. A minority of the 

committee felt that this effort was too far reaching and could not produce meaningful 

results. They felt the industry would be better served with an effort to better define what 

comes after Free Flight I/II before efforts are spent going beyond 2020. 

We support the congressional direction under the Wendell H. Ford Aviation Investment 

and Reform Act for the 21st Century (AIR-21) to create a Chief Operating Officer (COO) 

for the air traffic control system, appointed by the Administrator and reporting directly to 

the Administrator. We believe that this action is long overdue and have been 

recommending it for some time now. In April 1997, we presented our National Airspace 

System (NAS) Air Traffic Management R&D report to Acting Administrator Barry 

Valentine. One of our primary recommendations in this report was to establish a Deputy 

Administrator position responsible for the air traffic control system – including the 

creation, operation, and maintenance of the NAS but not the regulatory obligations. As 

we said in our 1997 report, the new COO will help breakdown the walls between the 

engineering and operational organizations and, thereby, focus the necessary actions to 

achieve a successful NAS. Therefore, we support this important initiative. 

We recommend separating the aviation security R&D program from the balance of the 

R&D program, because its requirements are so demanding that it is draining funds from 

the remaining R&D program. In the next decade, the aviation security program will 

require several billion dollars to achieve the zero-tolerance goals established by both 

Congress and the White House. This puts a tremendous financial burden on FAA as the 

sole agency responsible for fighting terrorism in our aviation system, because significant 

increases to the R&D budget to accomplish this mission have not been forthcoming. As 

the security portion of the R&D budget has increased, the total R&D budget has declined. 

This has exhausted the balance of FAA’s R&D program including air traffic systems, 

airports, aircraft safety, human factors, and environment and energy. Furthermore, the 

trend threatens to continue over the next decade unless something is done to correct it. 

We do not believe the security program goals are unimportant. Our citizens should 

expect to travel safely in our aviation system. They also should expect to travel in a 

timely fashion, but the security program alone does not provide these services. There are 

other efforts within the R&D program that contribute to safety and efficiency. Therefore, 

we recommend segregating the aviation security R&D program from the balance of your 

R&D program to protect the continued existence of these programs. 

Although we support the goals of the environment and energy program, we believe the 

program is grossly under funded and may not meet its goals at current funding levels. I 

have asked Mr. James DeLong, Chairman of our Subcommittee on Environment and 

Energy, to investigate and report on this issue in more detail. In the meantime, I would 

like to share some of the subcommittee’s preliminary findings. FAA invests $7.7 million 

per year in its environment and energy program. This is grossly out of proportion to what 

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Attachment 4 

the rest of the community spends each year. For example, Louisville spent an average of 

$75 million per year for 10 years to expand its airport. A large part of that expenditure 

was related directly to environmental concerns, primarily noise. Compare FAA’s $7.7 

million to Louisville’s $75 million: that is one airport and one investment. It seems out 

of proportion. Denver built a new airport for no other reason than environmental 

concerns, specifically noise and emissions. The price tag was $4.5 billion. In the first 

year, Denver violated noise restrictions with fines of $35 million for that year alone. 

These were levied as landing fees, which resulted in higher airfares. We all pay when 

airfares increase. Studies show that a 10 percent increase in airfares results in a reduction 

in air travel by as much as 27 percent. That is quite an elastic demand curve compared to 

automobile travel, which reduces only 2-3 percent for a 10 percent increase in gasoline 

prices. When airfares increase, the economy suffers and so does our quality of life. 

Another example is Seattle Tacoma, which plans to build a new runway to access the Far 

East. It should cost $60 million, but it probably will cost $300 million after addressing 

environmental concerns. These concerns include relocating 10 acres of wetlands and 700 

homes and businesses; sound proofing historic sites, schools, and 170 homes; and using 

staged construction due to environmental restrictions, which will delay completion of the 

project, thereby, increasing cost. 

Historically, the FAA has set aside about 12% of its annual airport budget for noise 

abatement or mitigation. This will amount to $300 million in FY 2002. This type of 

expenditure will continue for the foreseeable future for sound proofing and acquiring 

homes. As stated above, the $7.7 million allocated to environmental and energy research 

programs pales in comparison. The Subcommittee on Environment and Energy will 

consider a detailed recommendation at their next meeting for the FAA to fund a 

feasibility study for the development of a “green” engine focusing on how some of the 

abatement funds might be better directed toward a potential solution to the noise problem 

rather than building ever larger buffer zones. 

Environmental impacts extend beyond our national borders. They threaten our global 

competitiveness. Europe is attempting to eliminate acoustically treated aircraft from 

operating in Europe. This action would restrict our aircraft from that market. The FAA’s 

environmental R&D provides the regulation, certification, and policies that the industry 

needs both in the U.S. and worldwide. We recommend more funding for environment 

and energy, because we see it as perhaps the greatest inhibitor to the growth of our 

industry. 

We want to direct your attention to the fuel problem facing general aviation. There is a 

worldwide trend to phase out leaded general aviation fuel. The European Union plans to 

ban leaded fuel after 2005. We believe that the effort to find a replacement for leaded fuel 

will require R&D funds of $4 million in FY 2002. Current general aviation fuel supplies 

are drying up and represent such a small percentage of the petroleum industry that the 

industry may stop producing it. These factors drive the need for alternative fuels for 

general aviation. 

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However, new fuels require new engine technology, and this requires retrofitting the fleet 

with new engines, which could take 30 years or more. There is compelling need for an 

alternative fuel that is transportable, adaptable to the existing fleet, and available in large 

quantities. Without it, we risk losing general aviation. Without it, we risk losing the 

primary training-arena that feeds pilots to the regional and commercial fleet. Without it, 

we fear fatalities as aviators attempt to use unapproved alternative fuels. Therefore, we 

recommend $4 million in R&D to upgrade the FAA research lab that certifies general 

aviation fuels. One of our members describes the current facility as shockingly archaic. 

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